united states securities and exchange commission › static › pdf › npx ›...

536
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act File Number : 811-07237 Name of Registrant: Putnam Investment Funds Address of Principal Executive Offices: 100 Federal Street

Upload: others

Post on 03-Jul-2020

0 views

Category:

Documents


0 download

TRANSCRIPT

Page 1: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

UNITED STATESSECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

FORM N-PX

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY

Investment Company Act File Number : 811-07237

Name of Registrant: Putnam Investment Funds

Address of Principal Executive Offices: 100 Federal Street

Page 2: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

Boston, Massachusetts 02110

Name and address of agent of service: Robert Burns, Vice President

Putnam Investment Funds

100 Federal Street

Boston, Massachusetts 02110

CC: Bryan Chegwidden, Esq.

Ropes & Gray LLP

1211 Avenue of the Americas

New York, New York 10036

Registrant's telephone number includingarea code:

(617) 292-1000

Date of fiscal year end: Varies

Date of reporting period: 07/01/2018 - 06/30/2019

Page 3: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

Registrant : Putnam Investment FundsFund Name : Putnam Capital Opportunities FundDate of fiscal yearend:

04/30

DXC TechnologyCompany

Ticker Security ID: MeetingDate

MeetingStatus

DXC CUSIP 23355L106 08/15/2018 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Elect Mukesh Aghi Mgmt For For For2 Elect Amy E. Alving Mgmt For Against Against3 Elect David L. Herzog Mgmt For For For4 Elect Sachin S. Lawande Mgmt For For For5 Elect J. Michael Lawrie Mgmt For For For6 Elect Mary Louise Krakauer Mgmt For For For7 Elect Julio A. Portalatin Mgmt For For For

Page 4: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

8 Elect Peter Rutland Mgmt For For For9 Elect Manoj P. Singh Mgmt For For For10 Elect Robert F. Woods Mgmt For For For11 Ratification of Auditor Mgmt For For For12 Advisory Vote on Executive

CompensationMgmt For For For

ePlus Inc.Ticker Security ID: Meeting

DateMeetingStatus

PLUS CUSIP 294268107 09/13/2018 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1.1 Elect Phillip G. Norton Mgmt For For For1.2 Elect Bruce M. Bowen Mgmt For For For1.3 Elect C. Thomas Faulders, III Mgmt For For For1.4 Elect Terrence O'Donnell Mgmt For For For1.5 Elect Lawrence S. Herman Mgmt For For For1.6 Elect Ira A. Hunt, III Mgmt For For For1.7 Elect John E. Callies Mgmt For For For1.8 Elect Eric D. Hovde Mgmt For For For1.9 Elect Maureen F. Morrison Mgmt For For For2 Advisory Vote on Executive

CompensationMgmt For For For

3 Ratification of Auditor Mgmt For For For

Page 5: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

Hamilton Lane IncTicker Security ID: Meeting

DateMeetingStatus

HLNE CUSIP 407497106 09/06/2018 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1.1 Elect Erik Hirsch Mgmt For Withhold Against1.2 Elect Leslie F. Varon Mgmt For Withhold Against2 Employee Stock Purchase

PlanMgmt For For For

3 Ratification of Auditor Mgmt For For For

HTG MolecularDiagnostics, Inc.

Ticker Security ID: MeetingDate

MeetingStatus

HTGM CUSIP 40434H104 08/15/2018 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1.1 Elect Michelle R. Griffin Mgmt For For For1.2 Elect Ann F. Hanham Mgmt For For For

Page 6: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

1.3 Elect Timothy B. Johnson Mgmt For For For2 Ratification of Auditor Mgmt For For For

JazzPharmaceuticalsPublic LimitedCompany

Ticker Security ID: MeetingDate

MeetingStatus

JAZZ CUSIP G50871105 08/02/2018 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Elect Peter Gray Mgmt For For For2 Elect Kenneth W. O'Keefe Mgmt For For For3 Elect Elmar Schnee Mgmt For For For4 Elect Catherine A. Sohn Mgmt For For For5 Appointment of Auditor and

Authority to Set FeesMgmt For For For

6 Advisory Vote on ExecutiveCompensation

Mgmt For For For

7 Frequency of Advisory Voteon Executive Compensation

Mgmt 1 Year 1 Year For

Rightmove PlcTicker Security ID: Meeting Meeting

Page 7: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

Date StatusRMV CINS G75657109 08/22/2018 VotedMeetingType

Country of Trade

Ordinary United KingdomIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Share Subdivision Mgmt For For For

W.P. Carey Inc.Ticker Security ID: Meeting

DateMeetingStatus

WPC CUSIP 92936U109 10/29/2018 VotedMeetingType

Country of Trade

Special United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Merger/Acquisition Mgmt For For For2 Right to Adjourn Meeting Mgmt For For For

Registrant : Putnam Investment FundsFund Name : Putnam Growth Opportunities Fund

Page 8: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

Date of fiscal yearend:

07/31

Adobe Inc.Ticker Security ID: Meeting

DateMeetingStatus

ADBE CUSIP 00724F101 04/11/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Elect Amy L. Banse Mgmt For For For2 Elect Frank A. Calderoni Mgmt For Against Against3 Elect James E. Daley Mgmt For For For4 Elect Laura B. Desmond Mgmt For For For5 Elect Charles M. Geschke Mgmt For For For6 Elect Shantanu Narayen Mgmt For For For7 Elect Kathleen Oberg Mgmt For For For8 Elect Dheeraj Pandey Mgmt For For For9 Elect David A. Ricks Mgmt For Against Against10 Elect Daniel Rosensweig Mgmt For For For11 Elect John E. Warnock Mgmt For For For12 2019 Equity Incentive Plan Mgmt For For For13 Ratification of Auditor Mgmt For For For14 Advisory Vote on Executive

CompensationMgmt For For For

15 Shareholder ProposalRegarding Median Gender

ShrHoldr Against Against For

Page 9: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

Pay Equity Report

AIA Group LimitedTicker Security ID: Meeting

DateMeetingStatus

1299 CINS Y002A1105 05/17/2019 VotedMeetingType

Country of Trade

Annual Hong KongIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Non-Voting Meeting Note N/A N/A N/A N/A2 Non-Voting Meeting Note N/A N/A N/A N/A3 Accounts and Reports Mgmt For For For4 Allocation of Special Dividend Mgmt For For For5 Allocation of Final Dividend Mgmt For For For6 Elect TEO Swee Lian Mgmt For For For7 Elect Narongchai Akrasanee Mgmt For Against Against8 Elect George YEO Yong-

BoonMgmt For For For

9 Appointment of Auditor andAuthority to Set Fees

Mgmt For For For

10 Authority to Issue Shares w/oPreemptive Rights

Mgmt For For For

11 Authority to RepurchaseShares

Mgmt For For For

12 Authority to Issue Sharesunder Restricted Share UnitScheme

Mgmt For For For

Page 10: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

13 Directors' Fees Mgmt For For For14 Amendments to Articles Mgmt For For For

Alibaba GroupHolding Limited

Ticker Security ID: MeetingDate

MeetingStatus

BABA CUSIP 01609W102 10/31/2018 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Elect Joseph Chung Tsai Mgmt For Against Against2 Elect J. Michael Evans Mgmt For Against Against3 Elect Eric Xiandong Jing Mgmt For Against Against4 Elect Borje E. Ekholm Mgmt For Against Against5 Appointment of Auditor Mgmt For For For

Amazon.com, Inc.Ticker Security ID: Meeting

DateMeetingStatus

AMZN CUSIP 023135106 05/22/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt

Page 11: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

1 Elect Jeffrey P. Bezos Mgmt For For For2 Elect Rosalind G. Brewer Mgmt For For For3 Elect Jamie S. Gorelick Mgmt For For For4 Elect Daniel P. Huttenlocher Mgmt For For For5 Elect Judith A. McGrath Mgmt For For For6 Elect Indra K. Nooyi Mgmt For For For7 Elect Jonathan J. Rubinstein Mgmt For For For8 Elect Thomas O. Ryder Mgmt For For For9 Elect Patricia Q. Stonesifer Mgmt For For For10 Elect Wendell P. Weeks Mgmt For For For11 Ratification of Auditor Mgmt For For For12 Advisory Vote on Executive

CompensationMgmt For For For

13 Shareholder ProposalRegarding Report on FoodWaste

ShrHoldr Against Against For

14 Shareholder ProposalRegarding Right to CallSpecial Meetings

ShrHoldr Against For Against

15 Shareholder ProposalRegarding Ban onGovernment Use of FacialRecognition Technology

ShrHoldr Against Against For

16 Shareholder ProposalRegarding the Human RightsImpacts of Facial RecognitionTechnology

ShrHoldr Against For Against

17 Shareholder ProposalRegarding Report on HateSpeech and Sale of OffensiveProducts

ShrHoldr Against For Against

18 Shareholder Proposal ShrHoldr Against Against For

Page 12: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

Regarding Independent Chair19 Shareholder Proposal

Regarding Preparation ofSexual Harassment Report

ShrHoldr Against For Against

20 Shareholder ProposalRegarding Climate ChangeReport

ShrHoldr Against For Against

21 Shareholder ProposalRegarding Disclosure ofBoard Qualifications

ShrHoldr Against Against For

22 Shareholder ProposalRegarding Median GenderPay Equity Report

ShrHoldr Against Against For

23 Shareholder ProposalRegarding Linking ExecutivePay to Sustainability andDiversity

ShrHoldr Against Against For

24 Shareholder ProposalRegarding CountingAbstentions

ShrHoldr Against Against For

American TowerCorporation

Ticker Security ID: MeetingDate

MeetingStatus

AMT CUSIP 03027X100 05/21/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt

Page 13: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

1 Elect Raymond P. Dolan Mgmt For For For2 Elect Robert D. Hormats Mgmt For For For3 Elect Gustavo Lara Cantu Mgmt For For For4 Elect Grace D. Lieblein Mgmt For For For5 Elect Craig Macnab Mgmt For For For6 Elect JoAnn A. Reed Mgmt For For For7 Elect Pamela D.A. Reeve Mgmt For For For8 Elect David E. Sharbutt Mgmt For For For9 Elect James D. Taiclet, Jr. Mgmt For For For10 Elect Samme L. Thompson Mgmt For For For11 Ratification of Auditor Mgmt For For For12 Advisory Vote on Executive

CompensationMgmt For For For

13 Shareholder ProposalRegarding Independent Chair

ShrHoldr Against Against For

14 Shareholder ProposalRegarding PoliticalContributions andExpenditures Report

ShrHoldr Against For Against

Apple Inc.Ticker Security ID: Meeting

DateMeetingStatus

AAPL CUSIP 037833100 03/01/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt

Page 14: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

1 Elect James A. Bell Mgmt For For For2 Elect Timothy D. Cook Mgmt For For For3 Elect Albert A. Gore Mgmt For For For4 Elect Robert A. Iger Mgmt For For For5 Elect Andrea Jung Mgmt For For For6 Elect Arthur D. Levinson Mgmt For For For7 Elect Ronald D. Sugar Mgmt For For For8 Elect Susan L. Wagner Mgmt For For For9 Ratification of Auditor Mgmt For For For10 Advisory Vote on Executive

CompensationMgmt For For For

11 Shareholder ProposalRegarding Proxy AccessBylaw Amendment

ShrHoldr Against Against For

12 Shareholder ProposalRegarding Disclosure ofBoard Qualifications

ShrHoldr Against Against For

Becton, Dickinsonand Company

Ticker Security ID: MeetingDate

MeetingStatus

BDX CUSIP 075887109 01/22/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Elect Catherine M. Burzik Mgmt For For For

Page 15: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

2 Elect R. Andrew Eckert Mgmt For For For3 Elect Vincent A. Forlenza Mgmt For For For4 Elect Claire M. Fraser Mgmt For For For5 Elect Jeffrey W. Henderson Mgmt For For For6 Elect Christopher Jones Mgmt For For For7 Elect Marshall O. Larsen Mgmt For For For8 Elect David F. Melcher Mgmt For For For9 Elect Claire Pomeroy Mgmt For For For10 Elect Rebecca W. Rimel Mgmt For For For11 Elect Timothy M. Ring Mgmt For For For12 Elect Bertram L. Scott Mgmt For For For13 Ratification of Auditor Mgmt For For For14 Advisory Vote on Executive

CompensationMgmt For For For

15 Elimination of SupermajorityRequirement

Mgmt For For For

BiomarinPharmaceutical Inc.

Ticker Security ID: MeetingDate

MeetingStatus

BMRN CUSIP 09061G101 06/04/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1.1 Elect Jean-Jacques Bienaime Mgmt For For For1.2 Elect Willard H. Dere Mgmt For For For

Page 16: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

1.3 Elect Michael Grey Mgmt For For For1.4 Elect Elaine J. Heron Mgmt For For For1.5 Elect Robert J. Hombach Mgmt For For For1.6 Elect V. Bryan Lawlis, Jr. Mgmt For Withhold Against1.7 Elect Alan J. Lewis Mgmt For For For1.8 Elect Richard A. Meier Mgmt For For For1.9 Elect David E.I. Pyott Mgmt For For For1.10 Elect Dennis J. Slamon Mgmt For For For2 Ratification of Auditor Mgmt For For For3 Advisory Vote on Executive

CompensationMgmt For For For

4 Amendment to the 2017Equity Incentive Plan

Mgmt For For For

5 Amendment to the 2006Employee Stock PurchasePlan

Mgmt For For For

Booking HoldingsInc.

Ticker Security ID: MeetingDate

MeetingStatus

BKNG CUSIP 09857L108 06/06/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1.1 Elect Timothy M. Armstrong Mgmt For For For1.2 Elect Jeffrey H. Boyd Mgmt For For For

Page 17: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

1.3 Elect Glenn D. Fogel Mgmt For For For1.4 Elect Mirian M. Graddick-

WeirMgmt For For For

1.5 Elect James M. Guyette Mgmt For For For1.6 Elect Wei Hopeman Mgmt For For For1.7 Elect Robert J. Mylod, Jr. Mgmt For For For1.8 Elect Charles H. Noski Mgmt For For For1.9 Elect Nancy B. Peretsman Mgmt For For For1.10 Elect Nicholas J. Read Mgmt For Withhold Against1.11 Elect Thomas E. Rothman Mgmt For For For1.12 Elect Lynn M. Vojvodich Mgmt For For For1.13 Elect Vanessa A. Wittman Mgmt For For For2 Ratification of Auditor Mgmt For For For3 Advisory Vote on Executive

CompensationMgmt For For For

4 Shareholder ProposalRegarding Proxy AccessBylaw Amendment

ShrHoldr Against Against For

Boston ScientificCorporation

Ticker Security ID: MeetingDate

MeetingStatus

BSX CUSIP 101137107 05/09/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt

Page 18: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

1 Elect Nelda J. Connors Mgmt For For For2 Elect Charles J. Dockendorff Mgmt For For For3 Elect Yoshiaki Fujimori Mgmt For For For4 Elect Donna A. James Mgmt For For For5 Elect Edward J. Ludwig Mgmt For For For6 Elect Stephen P. MacMillan Mgmt For For For7 Elect Michael F. Mahoney Mgmt For For For8 Elect David J. Roux Mgmt For For For9 Elect John E. Sununu Mgmt For For For10 Elect Ellen M. Zane Mgmt For For For11 Advisory Vote on Executive

CompensationMgmt For For For

12 Adoption of Majority Vote forUncontested Elections ofDirectors

Mgmt For For For

13 Ratification of Auditor Mgmt For For For

CharterCommunications,Inc.

Ticker Security ID: MeetingDate

MeetingStatus

CHTR CUSIP 16119P108 04/23/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Elect W. Lance Conn Mgmt For Against Against

Page 19: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

2 Elect Kim C. Goodman Mgmt For Against Against3 Elect Craig A. Jacobson Mgmt For Against Against4 Elect Gregory B. Maffei Mgmt For Against Against5 Elect John D. Markley, Jr. Mgmt For Against Against6 Elect David C. Merritt Mgmt For Against Against7 Elect James E. Meyer Mgmt For Against Against8 Elect Steven A. Miron Mgmt For Against Against9 Elect Balan Nair Mgmt For Against Against10 Elect Michael A. Newhouse Mgmt For Against Against11 Elect Mauricio Ramos Mgmt For Against Against12 Elect Thomas M. Rutledge Mgmt For Against Against13 Elect Eric L. Zinterhofer Mgmt For Against Against14 Approval of the 2019 Stock

Incentive PlanMgmt For Against Against

15 Ratification of Auditor Mgmt For For For16 Shareholder Proposal

Regarding Proxy AccessShrHoldr Against For Against

17 Shareholder ProposalRegarding SustainabilityReport

ShrHoldr Against Against For

Costar Group, Inc.Ticker Security ID: Meeting

DateMeetingStatus

CSGP CUSIP 22160N109 06/05/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Page 20: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

Mgmt1 Elect Michael R. Klein Mgmt For For For2 Elect Andrew C. Florance Mgmt For For For3 Elect Laura Cox Kaplan Mgmt For For For4 Elect Michael J. Glosserman Mgmt For For For5 Elect John W. Hill Mgmt For For For6 Elect Christopher J. Nassetta Mgmt For For For7 Elect David J. Steinberg Mgmt For For For8 Ratification of Auditor Mgmt For For For9 Advisory Vote on Executive

CompensationMgmt For For For

DanaherCorporation

Ticker Security ID: MeetingDate

MeetingStatus

DHR CUSIP 235851102 05/07/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Elect Donald J. Ehrlich Mgmt For For For2 Elect Linda P. Hefner Filler Mgmt For For For3 Elect Thomas P. Joyce, Jr. Mgmt For For For4 Elect Teri List-Stoll Mgmt For For For5 Elect Walter G. Lohr, Jr. Mgmt For For For6 Elect Mitchell P. Rales Mgmt For For For

Page 21: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

7 Elect Steven M. Rales Mgmt For For For8 Elect John T. Schwieters Mgmt For For For9 Elect Alan G. Spoon Mgmt For Against Against10 Elect Raymond C. Stevens Mgmt For For For11 Elect Elias A. Zerhouni Mgmt For For For12 Ratification of Auditor Mgmt For For For13 Advisory Vote on Executive

CompensationMgmt For For For

14 Shareholder ProposalRegarding IndependentBoard Chair

ShrHoldr Against Against For

Dassault SystemesSA

Ticker Security ID: MeetingDate

MeetingStatus

DSY CINS F2457H472 05/23/2019 VotedMeetingType

Country of Trade

Mix FranceIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Non-Voting Meeting Note N/A N/A N/A N/A2 Non-Voting Meeting Note N/A N/A N/A N/A3 Non-Voting Meeting Note N/A N/A N/A N/A4 Accounts and Reports Mgmt For For For5 Consolidated Accounts and

ReportsMgmt For For For

6 Allocation of Mgmt For For For

Page 22: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

Profits/Dividends7 Special Auditors Report on

Regulated AgreementsMgmt For For For

8 Remuneration Policy (Chair) Mgmt For For For9 Remuneration Policy (Vice-

Chair and CEO)Mgmt For For For

10 Remuneration of CharlesEdelstenne, Chair

Mgmt For For For

11 Remuneration of BernardCharles, Vice Chair and CEO

Mgmt For For For

12 Elect Catherine Dassault Mgmt For For For13 Elect Toshiko Mori Mgmt For For For14 Authority to Repurchase and

Reissue SharesMgmt For For For

15 Authority to Cancel Sharesand Reduce Capital

Mgmt For For For

16 Authority to Issue Shares andConvertible Debt w/Preemptive Rights

Mgmt For For For

17 Authority to Issue Shares andConvertible Debt w/oPreemptive Rights

Mgmt For For For

18 Authority to Issue Sharesand/or Convertible DebtThrough Private Placement

Mgmt For For For

19 Greenshoe Mgmt For Against Against20 Authority to Increase Capital

Through CapitalisationsMgmt For For For

21 Authority to Increase Capitalin Consideration forContributions In Kind

Mgmt For Against Against

22 Authority to Grant StockOptions

Mgmt For Against Against

Page 23: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

23 Employee Stock PurchasePlan

Mgmt For For For

24 Authorisation of LegalFormalities

Mgmt For For For

DocuSign, Inc.Ticker Security ID: Meeting

DateMeetingStatus

DOCU CUSIP 256163106 06/17/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1.1 Elect Daniel D. Springer Mgmt For For For1.2 Elect Blake J. Irving Mgmt For For For2 Ratification of Auditor Mgmt For For For

Facebook, Inc.Ticker Security ID: Meeting

DateMeetingStatus

FB CUSIP 30303M102 05/30/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1.1 Elect Peggy Alford Mgmt For Withhold Against

Page 24: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

1.2 Elect Marc L. Andreessen Mgmt For Withhold Against1.3 Elect Kenneth I. Chenault Mgmt For Withhold Against1.4 Elect Susan D. Desmond-

HellmannMgmt For Withhold Against

1.5 Elect Sheryl K. Sandberg Mgmt For Withhold Against1.6 Elect Peter A. Thiel Mgmt For Withhold Against1.7 Elect Jeffrey D. Zients Mgmt For Withhold Against1.8 Elect Mark Zuckerberg Mgmt For Withhold Against2 Ratification of Auditor Mgmt For For For3 Advisory Vote on Executive

CompensationMgmt For For For

4 Frequency of Advisory Voteon Executive Compensation

Mgmt 3 Years 1 Year Against

5 Shareholder ProposalRegarding Recapitalization

ShrHoldr Against For Against

6 Shareholder ProposalRegarding Independent Chair

ShrHoldr Against For Against

7 Shareholder ProposalRegarding Majority Vote forElection of Directors

ShrHoldr Against For Against

8 Shareholder ProposalRegarding Disclosure ofBoard Qualifications

ShrHoldr Against Against For

9 Shareholder ProposalRegarding a Report on theEfficacy of Enforcement ofContent Policies

ShrHoldr Against For Against

10 Shareholder ProposalRegarding Median GenderPay Equity Report

ShrHoldr Against Against For

11 Shareholder ProposalRegarding Report on Political

ShrHoldr Against Against For

Page 25: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

Ideology12 Shareholder Proposal

Regarding StrategicAlternatives

ShrHoldr Against Against For

Fortive CorporationTicker Security ID: Meeting

DateMeetingStatus

FTV CUSIP 34959J108 06/04/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Elect Mitchell P. Rales Mgmt For For For2 Elect Steven M. Rales Mgmt For For For3 Elect Jeannine Sargent Mgmt For For For4 Elect Alan G. Spoon Mgmt For Against Against5 Ratification of Auditor Mgmt For For For6 Advisory Vote on Executive

CompensationMgmt For For For

7 Elimination of SupermajorityRequirement

Mgmt For For For

HoneywellInternational Inc.

Ticker Security ID: MeetingDate

MeetingStatus

Page 26: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

HON CUSIP 438516106 04/29/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Elect Darius Adamczyk Mgmt For For For2 Elect Duncan B. Angove Mgmt For For For3 Elect William S. Ayer Mgmt For For For4 Elect Kevin Burke Mgmt For For For5 Elect Jaime Chico Pardo Mgmt For For For6 Elect D. Scott Davis Mgmt For For For7 Elect Linnet F. Deily Mgmt For For For8 Elect Judd Gregg Mgmt For For For9 Elect Clive Hollick Mgmt For For For10 Elect Grace D. Lieblein Mgmt For For For11 Elect George Paz Mgmt For For For12 Elect Robin L. Washington Mgmt For For For13 Advisory Vote on Executive

CompensationMgmt For For For

14 Ratification of Auditor Mgmt For For For15 Shareholder Proposal

Regarding Right to Act ByWritten Consent

ShrHoldr Against Against For

16 Shareholder ProposalRegarding Lobbying Report

ShrHoldr Against Against For

ICU Medical, Inc.Ticker Security ID: Meeting Meeting

Page 27: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

Date StatusICUI CUSIP 44930G107 05/15/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1.1 Elect Vivek Jain Mgmt For For For1.2 Elect George A. Lopez Mgmt For For For1.3 Elect Robert S. Swinney Mgmt For For For1.4 Elect David C. Greenberg Mgmt For For For1.5 Elect Elisha W. Finney Mgmt For Withhold Against1.6 Elect David F. Hoffmeister Mgmt For For For1.7 Elect Donald M. Abbey Mgmt For For For2 Ratification of Auditor Mgmt For For For3 Advisory Vote on Executive

CompensationMgmt For For For

Idexx Laboratories,Inc.

Ticker Security ID: MeetingDate

MeetingStatus

IDXX CUSIP 45168D104 05/08/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Elect Jonathan W. Ayers Mgmt For For For

Page 28: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

2 Elect Stuart M. Essig Mgmt For For For3 Elect M. Anne Szostak Mgmt For For For4 Ratification of Auditor Mgmt For For For5 Advisory Vote on Executive

CompensationMgmt For For For

IntercontinentalExchange, Inc.

Ticker Security ID: MeetingDate

MeetingStatus

ICE CUSIP 45866F104 05/17/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Elect Sharon Y. Bowen Mgmt For For For2 Elect Charles R. Crisp Mgmt For For For3 Elect Duriya M. Farooqui Mgmt For For For4 Elect Jean-Marc Forneri Mgmt For For For5 Elect William Jefferson

HagueMgmt For For For

6 Elect Fred W. Hatfield Mgmt For For For7 Elect Thomas E. Noonan Mgmt For For For8 Elect Frederic V. Salerno Mgmt For For For9 Elect Jeffrey C. Sprecher Mgmt For For For10 Elect Judith A. Sprieser Mgmt For For For11 Elect Vincent S. Tese Mgmt For For For12 Advisory Vote on Executive Mgmt For For For

Page 29: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

Compensation13 Ratification of Auditor Mgmt For For For

Intuitive Surgical,Inc.

Ticker Security ID: MeetingDate

MeetingStatus

ISRG CUSIP 46120E602 04/25/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Elect Craig H. Barratt Mgmt For For For2 Elect Gary S. Guthart Mgmt For For For3 Elect Amal M. Johnson Mgmt For For For4 Elect Don R. Kania Mgmt For For For5 Elect Keith R. Leonard, Jr. Mgmt For Against Against6 Elect Alan J. Levy Mgmt For For For7 Elect Jami Dover Nachtsheim Mgmt For For For8 Elect Mark J. Rubash Mgmt For For For9 Elect Lonnie M. Smith Mgmt For For For10 Advisory Vote on Executive

CompensationMgmt For For For

11 Ratification of Auditor Mgmt For For For12 Amendment to the 2010

Incentive Award PlanMgmt For For For

13 Shareholder ProposalRegarding Simple Majority

ShrHoldr Against For Against

Page 30: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

Vote

Live NationEntertainment, Inc.

Ticker Security ID: MeetingDate

MeetingStatus

LYV CUSIP 538034109 06/06/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Elect Mark D. Carleton Mgmt For For For2 Elect Maverick Carter Mgmt For For For3 Elect Ariel Z. Emanuel Mgmt For For For4 Elect R. Ted Enloe, III Mgmt For For For5 Elect Ping Fu Mgmt For For For6 Elect Jeffrey T. Hinson Mgmt For For For7 Elect Jimmy Iovine Mgmt For For For8 Elect James S. Kahan Mgmt For For For9 Elect Gregory B. Maffei Mgmt For Against Against10 Elect Randall T. Mays Mgmt For For For11 Elect Michael Rapino Mgmt For For For12 Elect Mark S. Shapiro Mgmt For For For13 Elect Dana Walden Mgmt For Against Against14 Ratification of Auditor Mgmt For For For

Page 31: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

Lonza Group AGTicker Security ID: Meeting

DateMeetingStatus

LONN CINS H50524133 04/18/2019 Take NoAction

MeetingType

Country of Trade

Annual SwitzerlandIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Non-Voting Meeting Note N/A N/A N/A N/A2 Accounts and Reports Mgmt For TNA N/A3 Compensation Report Mgmt For TNA N/A4 Ratification of Board and

Management ActsMgmt For TNA N/A

5 Allocation of Profits; Dividendfrom Reserves

Mgmt For TNA N/A

6 Elect Patrick Aebischer Mgmt For TNA N/A7 Elect Werner J. Bauer Mgmt For TNA N/A8 Elect Albert M. Baehny Mgmt For TNA N/A9 Elect Angelica Kohlmann Mgmt For TNA N/A10 Elect Christoph Mader Mgmt For TNA N/A11 Elect Barbara M. Richmond Mgmt For TNA N/A12 Elect Margot A. Scheltema Mgmt For TNA N/A13 Elect Jurgen B. Steinemann Mgmt For TNA N/A14 Elect Olivier Verscheure Mgmt For TNA N/A15 Appoint Albert M. Baehny as

Board ChairMgmt For TNA N/A

16 Elect Angelica Kohlmann asNominating andCompensation Committee

Mgmt For TNA N/A

Page 32: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

Member17 Elect Christoph Mader as

Nominating andCompensation CommitteeMember

Mgmt For TNA N/A

18 Elect Jurgen B. Steinemannas Nominating andCompensation CommitteeMember

Mgmt For TNA N/A

19 Appointment of Auditor Mgmt For TNA N/A20 Appointment of Independent

ProxyMgmt For TNA N/A

21 Board Compensation Mgmt For TNA N/A22 Executive Compensation

(Fixed)Mgmt For TNA N/A

23 Executive Compensation(Short-Term Variable)

Mgmt For TNA N/A

24 Executive Compensation(Long-Term Variable)

Mgmt For TNA N/A

25 Increase in AuthorisedCapital

Mgmt For TNA N/A

LululemonAthletica inc.

Ticker Security ID: MeetingDate

MeetingStatus

LULU CUSIP 550021109 06/05/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Page 33: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

Mgmt1 Elect Kathryn Henry Mgmt For For For2 Elect Jon McNeill Mgmt For For For3 Ratification of Auditor Mgmt For For For4 Advisory Vote on Executive

CompensationMgmt For For For

MastercardIncorporated

Ticker Security ID: MeetingDate

MeetingStatus

MA CUSIP 57636Q104 06/25/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Elect Richard

HaythornthwaiteMgmt For For For

2 Elect Ajay Banga Mgmt For For For3 Elect David R. Carlucci Mgmt For For For4 Elect Richard K. Davis Mgmt For For For5 Elect Steven J. Freiberg Mgmt For For For6 Elect Julius Genachowski Mgmt For For For7 Elect Choon Phong Goh Mgmt For For For8 Elect Merit E. Janow Mgmt For For For9 Elect Oki Matsumoto Mgmt For For For10 Elect Youngme E. Moon Mgmt For For For11 Elect Rima Qureshi Mgmt For For For

Page 34: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

12 Elect Jose Octavio ReyesLagunes

Mgmt For For For

13 Elect Gabrielle Sulzberger Mgmt For For For14 Elect Jackson P. Tai Mgmt For For For15 Elect Lance Uggla Mgmt For For For16 Advisory Vote on Executive

CompensationMgmt For For For

17 Ratification of Auditor Mgmt For For For18 Shareholder Proposal

Regarding Median GenderPay Equity Report

ShrHoldr Against Against For

19 Shareholder ProposalRegarding Formation of aHuman Rights Committee

ShrHoldr Against Against For

Mettler-ToledoInternational, Inc.

Ticker Security ID: MeetingDate

MeetingStatus

MTD CUSIP 592688105 05/09/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Elect Robert F. Spoerry Mgmt For For For2 Elect Wah-Hui Chu Mgmt For For For3 Elect Olivier A. Filliol Mgmt For For For4 Elect Elisha W. Finney Mgmt For For For5 Elect Richard Francis Mgmt For For For

Page 35: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

6 Elect Marco Gadola Mgmt For For For7 Elect Michael A. Kelly Mgmt For For For8 Elect Thomas P. Salice Mgmt For For For9 Ratification of Auditor Mgmt For For For10 Advisory Vote on Executive

CompensationMgmt For For For

MicrosoftCorporation

Ticker Security ID: MeetingDate

MeetingStatus

MSFT CUSIP 594918104 11/28/2018 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Elect William H. Gates III Mgmt For For For2 Elect Reid G. Hoffman Mgmt For For For3 Elect Hugh F. Johnston Mgmt For For For4 Elect Teri L. List-Stoll Mgmt For For For5 Elect Satya Nadella Mgmt For For For6 Elect Charles H. Noski Mgmt For For For7 Elect Helmut G. W. Panke Mgmt For For For8 Elect Sandra E. Peterson Mgmt For For For9 Elect Penny S. Pritzker Mgmt For For For10 Elect Charles W. Scharf Mgmt For For For11 Elect Arne M. Sorenson Mgmt For For For

Page 36: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

12 Elect John W. Stanton Mgmt For For For13 Elect John W. Thompson Mgmt For For For14 Elect Padmasree Warrior Mgmt For For For15 Advisory Vote on Executive

CompensationMgmt For For For

16 Ratification of Auditor Mgmt For For For

Netflix, Inc.Ticker Security ID: Meeting

DateMeetingStatus

NFLX CUSIP 64110L106 06/06/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Elect Timothy M. Haley Mgmt For Abstain Against2 Elect Leslie Kilgore Mgmt For Abstain Against3 Elect Ann Mather Mgmt For Abstain Against4 Elect Susan Rice Mgmt For Abstain Against5 Ratification of Auditor Mgmt For For For6 Advisory Vote on Executive

CompensationMgmt For For For

7 Shareholder ProposalRegarding PoliticalContributions andExpenditures Report

ShrHoldr Against For Against

8 Shareholder ProposalRegarding Simple MajorityVote

ShrHoldr Against For Against

Page 37: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

Okta, Inc.Ticker Security ID: Meeting

DateMeetingStatus

OKTA CUSIP 679295105 06/13/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1.1 Elect J. Frederic Kerrest Mgmt For For For1.2 Elect Rebecca Saeger Mgmt For For For1.3 Elect Michelle Wilson Mgmt For For For2 Ratification of Auditor Mgmt For For For3 Advisory Vote on Executive

CompensationMgmt For For For

4 Frequency of Advisory Voteon Executive Compensation

Mgmt 1 Year 1 Year For

PayPal Holdings,Inc.

Ticker Security ID: MeetingDate

MeetingStatus

PYPL CUSIP 70450Y103 05/22/2019 VotedMeetingType

Country of Trade

Annual United States

Page 38: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

Issue No. Description Proponent Mgmt Rec Vote Cast For/AgnstMgmt

1 Elect Rodney C. Adkins Mgmt For For For2 Elect Wences Casares Mgmt For For For3 Elect Jonathan Christodoro Mgmt For Against Against4 Elect John J. Donahoe II Mgmt For For For5 Elect David W. Dorman Mgmt For For For6 Elect Belinda J. Johnson Mgmt For For For7 Elect Gail J. McGovern Mgmt For For For8 Elect Deborah M. Messemer Mgmt For For For9 Elect David M. Moffett Mgmt For For For10 Elect Ann M. Sarnoff Mgmt For For For11 Elect Daniel H. Schulman Mgmt For For For12 Elect Frank D. Yeary Mgmt For For For13 Advisory Vote on Executive

CompensationMgmt For For For

14 Ratification of Auditor Mgmt For For For15 Shareholder Proposal

Regarding PoliticalContributions andExpenditures Report

ShrHoldr Against Against For

16 Shareholder ProposalRegarding Integration ofHuman and IndigenousPeoples' Rights Policy inCorporate Documents

ShrHoldr Against Against For

Raytheon CompanyTicker Security ID: Meeting

DateMeetingStatus

Page 39: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

RTN CUSIP 755111507 05/30/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Elect Tracy A. Atkinson Mgmt For For For2 Elect Robert E. Beauchamp Mgmt For For For3 Elect Adriane M. Brown Mgmt For For For4 Elect Stephen J. Hadley Mgmt For For For5 Elect Thomas A. Kennedy Mgmt For For For6 Elect Letitia A. Long Mgmt For For For7 Elect George R. Oliver Mgmt For For For8 Elect Dinesh C. Paliwal Mgmt For For For9 Elect Ellen M. Pawlikowski Mgmt For For For10 Elect William R. Spivey Mgmt For For For11 Elect Marta R. Stewart Mgmt For For For12 Elect James A. Winnefeld, Jr. Mgmt For For For13 Elect Robert O. Work Mgmt For For For14 Advisory Vote on Executive

CompensationMgmt For For For

15 Approval of the 2019 StockPlan

Mgmt For For For

16 Ratification of Auditor Mgmt For For For

RealPage, Inc.Ticker Security ID: Meeting

DateMeetingStatus

Page 40: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

RP CUSIP 75606N109 06/05/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1.1 Elect Stephen T. Winn Mgmt For For For1.2 Elect Jason A. Wright Mgmt For For For2 Ratification of Auditor Mgmt For For For3 Advisory Vote on Executive

CompensationMgmt For For For

ResideoTechnologies, Inc.

Ticker Security ID: MeetingDate

MeetingStatus

REZI CUSIP 76118Y104 06/12/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Elect Paul F. Deninger Mgmt For For For2 Elect Michael Nefkens Mgmt For For For3 Elect Sharon Wienbar Mgmt For For For4 Advisory Vote on Executive

CompensationMgmt For For For

5 Frequency of Advisory Voteon Executive Compensation

Mgmt 1 Year 1 Year For

Page 41: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

6 Ratification of Auditor Mgmt For For For

RoperTechnologies, Inc.

Ticker Security ID: MeetingDate

MeetingStatus

ROP CUSIP 776696106 06/10/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1.1 Elect Shellye L. Archambeau Mgmt For For For1.2 Elect Amy Woods Brinkley Mgmt For For For1.3 Elect John F. Fort, III Mgmt For For For1.4 Elect L. Neil Hunn Mgmt For For For1.5 Elect Robert D. Johnson Mgmt For For For1.6 Elect Robert E. Knowling, Jr. Mgmt For For For1.7 Elect Wilbur J. Prezzano Mgmt For For For1.8 Elect Laura G. Thatcher Mgmt For For For1.9 Elect Richard F. Wallman Mgmt For Withhold Against1.10 Elect Christopher Wright Mgmt For For For2 Advisory Vote on Executive

CompensationMgmt For For For

3 Ratification of Auditor Mgmt For For For4 Shareholder Proposal

Regarding PoliticalContributions andExpenditures Report

ShrHoldr Against For Against

Page 42: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

salesforce.com,inc.

Ticker Security ID: MeetingDate

MeetingStatus

CRM CUSIP 79466L302 06/06/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Elect Marc R. Benioff Mgmt For For For2 Elect Keith G. Block Mgmt For For For3 Elect Parker Harris Mgmt For For For4 Elect Craig A. Conway Mgmt For For For5 Elect Alan G. Hassenfeld Mgmt For For For6 Elect Neelie Kroes Mgmt For For For7 Elect Colin L. Powell Mgmt For For For8 Elect Sanford R. Robertson Mgmt For For For9 Elect John V. Roos Mgmt For For For10 Elect Bernard Tyson Mgmt For For For11 Elect Robin L. Washington Mgmt For For For12 Elect Maynard G. Webb Mgmt For For For13 Elect Susan D. Wojcicki Mgmt For For For14 Elimination of Supermajority

Requirement to Amend theCertificate of Incorporationand Bylaws

Mgmt For For For

15 Elimination of Supermajority Mgmt For For For

Page 43: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

Requirement for Removal ofDirectors

16 Amendment to the 2013Equity Incentive Plan

Mgmt For Against Against

17 Ratification of Auditor Mgmt For For For18 Advisory Vote on Executive

CompensationMgmt For For For

19 Shareholder ProposalRegarding Disclosure ofBoard Qualifications

ShrHoldr Against Against For

ServiceNow, Inc.Ticker Security ID: Meeting

DateMeetingStatus

NOW CUSIP 81762P102 06/12/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Elect Teresa Briggs Mgmt For For For2 Elect Paul E. Chamberlain Mgmt For For For3 Elect Tamar Yehoshua Mgmt For For For4 Advisory Vote on Executive

CompensationMgmt For For For

5 Ratification of Auditor Mgmt For For For

T-Mobile US, Inc.

Page 44: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

Ticker Security ID: MeetingDate

MeetingStatus

TMUS CUSIP 872590104 06/13/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1.1 Elect Srikant M. Datar Mgmt For Withhold Against1.2 Elect Srini Gopalan Mgmt For Withhold Against1.3 Elect Lawrence H. Guffey Mgmt For Withhold Against1.4 Elect Timotheus Hottges Mgmt For Withhold Against1.5 Elect Christian P. Illek Mgmt For Withhold Against1.6 Elect Bruno Jacobfeuerborn Mgmt For Withhold Against1.7 Elect Raphael Kubler Mgmt For Withhold Against1.8 Elect Thorsten Langheim Mgmt For Withhold Against1.9 Elect John J. Legere Mgmt For Withhold Against1.10 Elect G. Michael Sievert Mgmt For Withhold Against1.11 Elect Teresa A. Taylor Mgmt For Withhold Against1.12 Elect Kelvin R. Westbrook Mgmt For Withhold Against2 Ratification of Auditor Mgmt For For For3 Shareholder Proposal

Regarding Compensation inthe Event of a Change inControl

ShrHoldr Against Against For

Texas InstrumentsIncorporated

Page 45: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

Ticker Security ID: MeetingDate

MeetingStatus

TXN CUSIP 882508104 04/25/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Elect Mark A. Blinn Mgmt For For For2 Elect Todd M. Bluedorn Mgmt For Against Against3 Elect Janet F. Clark Mgmt For For For4 Elect Carrie S. Cox Mgmt For Against Against5 Elect Martin S. Craighead Mgmt For For For6 Elect Jean M. Hobby Mgmt For For For7 Elect Ronald Kirk Mgmt For For For8 Elect Pamela H. Patsley Mgmt For For For9 Elect Robert E. Sanchez Mgmt For For For10 Elect Richard K. Templeton Mgmt For For For11 Advisory Vote on Executive

CompensationMgmt For For For

12 Ratification of Auditor Mgmt For For For

The BoeingCompany

Ticker Security ID: MeetingDate

MeetingStatus

BA CUSIP 097023105 04/29/2019 VotedMeetingType

Country of Trade

Page 46: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Elect Robert A. Bradway Mgmt For For For2 Elect David L. Calhoun Mgmt For For For3 Elect Arthur D. Collins, Jr. Mgmt For For For4 Elect Edmund P.

Giambastiani, Jr.Mgmt For For For

5 Elect Lynn J. Good Mgmt For For For6 Elect Nikki R Haley Mgmt For For For7 Elect Lawrence W. Kellner Mgmt For For For8 Elect Caroline B. Kennedy Mgmt For For For9 Elect Edward M. Liddy Mgmt For For For10 Elect Dennis A. Muilenburg Mgmt For For For11 Elect Susan C. Schwab Mgmt For For For12 Elect Ronald A. Williams Mgmt For For For13 Elect Mike S. Zafirovski Mgmt For For For14 Advisory Vote on Executive

CompensationMgmt For For For

15 Ratification of Auditor Mgmt For For For16 Shareholder Proposal

Regarding Lobbying ReportShrHoldr Against Against For

17 Shareholder ProposalRegarding Excluding ShareRepurchases in ExecutiveCompensation

ShrHoldr Against Against For

18 Shareholder ProposalRegarding IndependentBoard Chair

ShrHoldr Against Against For

19 Shareholder ProposalRegarding Proxy Access

ShrHoldr Against Against For

Page 47: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

Bylaw Amendment20 Shareholder Proposal

Regarding Retention ofShares Until NormalRetirement Age

ShrHoldr Against Against For

The Home Depot,Inc.

Ticker Security ID: MeetingDate

MeetingStatus

HD CUSIP 437076102 05/23/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Elect Gerard J. Arpey Mgmt For For For2 Elect Ari Bousbib Mgmt For For For3 Elect Jeffery H. Boyd Mgmt For For For4 Elect Gregory D. Brenneman Mgmt For For For5 Elect J. Frank Brown Mgmt For For For6 Elect Albert P. Carey Mgmt For For For7 Elect Helena B. Foulkes Mgmt For Against Against8 Elect Linda R. Gooden Mgmt For For For9 Elect Wayne M. Hewett Mgmt For For For10 Elect Manuel Kadre Mgmt For For For11 Elect Stephanie C. Linnartz Mgmt For For For12 Elect Craig A. Menear Mgmt For For For13 Ratification of Auditor Mgmt For For For

Page 48: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

14 Advisory Vote on ExecutiveCompensation

Mgmt For For For

15 Shareholder ProposalRegarding EmploymentDiversity Report

ShrHoldr Against Against For

16 Shareholder ProposalRegarding Right to CallSpecial Meetings

ShrHoldr Against Against For

17 Shareholder ProposalRegarding Prison Labor

ShrHoldr Against Against For

The Sherwin-Williams Company

Ticker Security ID: MeetingDate

MeetingStatus

SHW CUSIP 824348106 04/17/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Elect Kerrii B. Anderson Mgmt For For For2 Elect Arthur F. Anton Mgmt For For For3 Elect Jeff M. Fettig Mgmt For For For4 Elect David F. Hodnik Mgmt For For For5 Elect Richard J. Kramer Mgmt For For For6 Elect Susan J. Kropf Mgmt For For For7 Elect John G. Morikis Mgmt For For For8 Elect Christine A. Poon Mgmt For For For9 Elect John M. Stropki, Jr. Mgmt For For For

Page 49: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

10 Elect Michael H. Thaman Mgmt For For For11 Elect Matthew Thornton III Mgmt For For For12 Elect Steven H. Wunning Mgmt For For For13 Advisory Vote on Executive

CompensationMgmt For For For

14 Ratification of Auditor Mgmt For For For

Transdigm GroupIncorporated

Ticker Security ID: MeetingDate

MeetingStatus

TDG CUSIP 893641100 03/12/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1.1 Elect David A. Barr Mgmt For For For1.2 Elect William Dries Mgmt For For For1.3 Elect Mervin Dunn Mgmt For For For1.4 Elect Michael Graff Mgmt For For For1.5 Elect Sean P. Hennessy Mgmt For For For1.6 Elect W. Nicholas Howley Mgmt For For For1.7 Elect Raymond Laubenthal Mgmt For For For1.8 Elect Gary E. McCullough Mgmt For For For1.9 Elect Michele Santana Mgmt For For For1.10 Elect Robert J. Small Mgmt For For For1.11 Elect John Staer Mgmt For For For

Page 50: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

1.12 Elect Kevin Stein Mgmt For For For2 Advisory Vote on Executive

CompensationMgmt For For For

3 Ratification of Auditor Mgmt For For For4 Shareholder Proposal

Regarding Reporting andManaging Greenhouse GasEmissions

ShrHoldr Against Against For

Union PacificCorporation

Ticker Security ID: MeetingDate

MeetingStatus

UNP CUSIP 907818108 05/16/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Elect Andrew H. Card, Jr. Mgmt For For For2 Elect Erroll B. Davis, Jr. Mgmt For For For3 Elect William J. DeLaney Mgmt For For For4 Elect David B. Dillon Mgmt For For For5 Elect Lance M. Fritz Mgmt For For For6 Elect Deborah C. Hopkins Mgmt For For For7 Elect Jane H. Lute Mgmt For For For8 Elect Michael R. McCarthy Mgmt For For For9 Elect Thomas F. McLarty III Mgmt For For For10 Elect Bhavesh V. Patel Mgmt For For For

Page 51: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

11 Elect Jose H. Villarreal Mgmt For For For12 Ratification of Auditor Mgmt For For For13 Advisory Vote on Executive

CompensationMgmt For For For

14 Shareholder ProposalRegarding Independent Chair

ShrHoldr Against Against For

UnitedHealth GroupIncorporated

Ticker Security ID: MeetingDate

MeetingStatus

UNH CUSIP 91324P102 06/03/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Elect William C. Ballard, Jr. Mgmt For For For2 Elect Richard T. Burke Mgmt For For For3 Elect Timothy P. Flynn Mgmt For For For4 Elect Stephen J. Hemsley Mgmt For For For5 Elect Michele J. Hooper Mgmt For For For6 Elect F. William McNabb, III Mgmt For For For7 Elect Valerie C. Montgomery

RiceMgmt For For For

8 Elect John H. Noseworthy Mgmt For For For9 Elect Glenn M. Renwick Mgmt For For For10 Elect David S. Wichmann Mgmt For For For11 Elect Gail R. Wilensky Mgmt For For For

Page 52: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

12 Advisory Vote on ExecutiveCompensation

Mgmt For For For

13 Ratification of Auditor Mgmt For For For14 Shareholder Proposal

Regarding Proxy AccessBylaw Amendment

ShrHoldr Against Against For

VertexPharmaceuticalsIncorporated

Ticker Security ID: MeetingDate

MeetingStatus

VRTX CUSIP 92532F100 06/05/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Elect Sangeeta N. Bhatia Mgmt For For For2 Elect Lloyd A. Carney Mgmt For Against Against3 Elect Terrence C. Kearney Mgmt For For For4 Elect Yuchun Lee Mgmt For For For5 Elect Jeffrey M. Leiden Mgmt For For For6 Elect Bruce I. Sachs Mgmt For For For7 Amendment to the 2013

Stock and Option PlanMgmt For For For

8 Amendment to the EmployeeStock Purchase Plan

Mgmt For For For

9 Ratification of Auditor Mgmt For For For10 Advisory Vote on Executive Mgmt For For For

Page 53: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

Compensation11 Shareholder Proposal

Regarding Linking ExecutiveCompensation to DrugPricing

ShrHoldr Against Against For

12 Shareholder ProposalRegarding Lobbying Report

ShrHoldr Against For Against

Visa Inc.Ticker Security ID: Meeting

DateMeetingStatus

V CUSIP 92826C839 01/29/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Elect Lloyd A. Carney Mgmt For Against Against2 Elect Mary B. Cranston Mgmt For For For3 Elect Francisco Javier

Fernandez-CarbajalMgmt For For For

4 Elect Alfred F. Kelly, Jr. Mgmt For For For5 Elect John F. Lundgren Mgmt For For For6 Elect Robert W. Matschullat Mgmt For For For7 Elect Denise M. Morrison Mgmt For For For8 Elect Suzanne Nora Johnson Mgmt For For For9 Elect John A.C. Swainson Mgmt For For For10 Elect Maynard G. Webb, Jr. Mgmt For For For11 Advisory Vote on Executive Mgmt For For For

Page 54: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

Compensation12 Ratification of Auditor Mgmt For For For

Walmart Inc.Ticker Security ID: Meeting

DateMeetingStatus

WMT CUSIP 931142103 06/05/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Elect Cesar Conde Mgmt For For For2 Elect Stephen J. Easterbrook Mgmt For For For3 Elect Timothy P. Flynn Mgmt For For For4 Elect Sarah J. Friar Mgmt For For For5 Elect Carla A. Harris Mgmt For For For6 Elect Thomas W. Horton Mgmt For For For7 Elect Marissa A. Mayer Mgmt For For For8 Elect C. Douglas McMillon Mgmt For For For9 Elect Gregory B. Penner Mgmt For For For10 Elect Steven S Reinemund Mgmt For For For11 Elect S. Robson Walton Mgmt For For For12 Elect Steuart Walton Mgmt For For For13 Advisory Vote on Executive

CompensationMgmt For Against Against

14 Ratification of Auditor Mgmt For For For15 Shareholder Proposal ShrHoldr Against Against For

Page 55: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

Regarding Report onMeasures Taken to PreventSexual Harassment

16 Shareholder ProposalRegarding Cumulative Voting

ShrHoldr Against Against For

WasteConnections, Inc.

Ticker Security ID: MeetingDate

MeetingStatus

WCN CUSIP 94106B101 05/17/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1.1 Elect Ronald J. Mittelstaedt Mgmt For For For1.2 Elect Robert H. Davis Mgmt For For For1.3 Elect Edward E. Guillet Mgmt For For For1.4 Elect Michael W. Harlan Mgmt For For For1.5 Elect Larry S. Hughes Mgmt For For For1.6 Elect Susan Lee Mgmt For For For1.7 Elect William J. Razzouk Mgmt For For For2 Advisory Vote on Executive

CompensationMgmt For For For

3 Appointment of Auditor andAuthority to Set Fees

Mgmt For For For

4 Board Size Mgmt For For For5 Shareholder Proposal

Regarding Diversity PolicyShrHoldr Against Against For

Page 56: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

Worldpay, Inc.Ticker Security ID: Meeting

DateMeetingStatus

WP CUSIP 981558109 05/16/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1.1 Elect Lee Adrean Mgmt For For For1.2 Elect Mark L. Heimbouch Mgmt For For For1.3 Elect Gary L. Lauer Mgmt For For For2 Advisory Vote on Executive

CompensationMgmt For For For

3 Frequency of Advisory Voteon Executive Compensation

Mgmt 1 Year 1 Year For

4 Ratification of Auditor Mgmt For For For

Page 57: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

Registrant Name : Putnam Investment Funds

Fund Name : Putnam Government Money Market Fund

Date of Fiscal YearEnd:

09/30

The fund did not vote proxies relating to portfolio securities during the periodcovered by this report.

Page 58: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

Registrant : Putnam Investment FundsFund Name : Putnam International Capital Opportunities FundDate of fiscal yearend:

08/31

Admiral Group plcTicker Security ID: Meeting

DateMeetingStatus

ADM CINS G0110T106 04/25/2019 VotedMeetingType

Country of Trade

Annual United KingdomIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Accounts and Reports Mgmt For For For2 Remuneration Report

(Advisory)Mgmt For For For

3 Allocation ofProfits/Dividends

Mgmt For For For

4 Elect Michael Brierley Mgmt For For For5 Elect Karen Green Mgmt For For For6 Elect Annette Court Mgmt For For For7 Elect David Stevens Mgmt For For For8 Elect Geraint Jones Mgmt For For For9 Elect Jean Park Mgmt For For For10 Elect G. Manning Rountree Mgmt For For For11 Elect Owen Clarke Mgmt For For For

Page 59: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

12 Elect Justine Roberts Mgmt For For For13 Elect Andrew Crossley Mgmt For For For14 Appointment of Auditor Mgmt For For For15 Authority to Set Auditor's

FeesMgmt For For For

16 Authorisation of PoliticalDonations

Mgmt For For For

17 Authority to Issue Shares w/Preemptive Rights

Mgmt For For For

18 Authority to Issue Sharesw/o Preemptive Rights

Mgmt For For For

19 Authority to Issue Sharesw/o Preemptive Rights(Specified CapitalInvestment)

Mgmt For For For

20 Authority to RepurchaseShares

Mgmt For For For

21 Authority to Set GeneralMeeting Notice Period at 14Days

Mgmt For Against Against

Air CanadaTicker Security ID: Meeting

DateMeetingStatus

AC CUSIP 008911877 05/06/2019 VotedMeetingType

Country of Trade

Annual CanadaIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt

Page 60: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

1.1 Elect Christie J.B. Clark Mgmt For For For1.2 Elect Gary A. Doer Mgmt For Withhold Against1.3 Elect Robert I. Fyfe Mgmt For For For1.4 Elect Michael M. Green Mgmt For For For1.5 Elect Jean Marc Huot Mgmt For For For1.6 Elect Madeleine Paquin Mgmt For For For1.7 Elect Calin Rovinescu Mgmt For For For1.8 Elect Vagn Sorensen Mgmt For For For1.9 Elect Kathleen P. Taylor Mgmt For For For1.10 Elect Annette Verschuren Mgmt For For For1.11 Elect Michael M. Wilson Mgmt For For For2 Appointment of Auditor Mgmt For For For3 Advisory Vote on Executive

CompensationMgmt For For For

4 Article AmendmentsRegarding Variable VotingShare Structure to Complywith Transportation Act

Mgmt For For For

5 Resident Status Mgmt Against Abstain N/A

Applus ServicesS.A.

Ticker Security ID: MeetingDate

MeetingStatus

APPS CINS E0534T106 05/29/2019 VotedMeetingType

Country of Trade

Ordinary SpainIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Page 61: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

Mgmt1 Non-Voting Meeting Note N/A N/A N/A N/A2 Accounts and Reports Mgmt For For For3 Report on Non-Financial

InformationMgmt For For For

4 Allocation ofProfits/Dividends

Mgmt For For For

5 Ratification of Board Acts Mgmt For For For6 Appointment of Auditor Mgmt For For For7 Amendments to Articles

(Board Size)Mgmt For For For

8 Non-Voting Agenda Item N/A N/A N/A N/A9 Board Size Mgmt For For For10 Ratify Co-Option and Elect

Maria Jose EsteruelasAguirre

Mgmt For For For

11 Ratify Co-Option and ElectEssimari Kairisto

Mgmt For For For

12 Elect Joan Amigo i Casas Mgmt For For For13 Remuneration Report

(Advisory)Mgmt For For For

14 Remuneration Policy(Binding)

Mgmt For For For

15 Share Delivery To ServiceShare-Based Remuneration

Mgmt For For For

16 Directors' Fees Mgmt For For For17 Authorisation of Legal

FormalitiesMgmt For For For

Ashtead Group plc

Page 62: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

Ticker Security ID: MeetingDate

MeetingStatus

AHT CINS G05320109 09/11/2018 VotedMeetingType

Country of Trade

Annual United KingdomIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Accounts and Reports Mgmt For For For2 Remuneration Report

(Advisory)Mgmt For For For

3 Allocation ofProfits/Dividends

Mgmt For For For

4 Elect Geoff Drabble Mgmt For Against Against5 Elect Brendan Horgan Mgmt For Against Against6 Elect Michael Richard Pratt Mgmt For Against Against7 Elect Ian Sutcliffe Mgmt For Against Against8 Elect Lucinda Riches Mgmt For Against Against9 Elect Tanya Fratto Mgmt For Against Against10 Elect Paul A. Walker Mgmt For Against Against11 Appointment of Auditor Mgmt For For For12 Authority to Set Auditor's

FeesMgmt For For For

13 Authority to Issue Shares w/Preemptive Rights

Mgmt For For For

14 Authority to Issue Sharesw/o Preemptive Rights

Mgmt For For For

15 Authority to Issue Sharesw/o Preemptive Rights(Specified CapitalInvestment)

Mgmt For For For

Page 63: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

16 Authority to RepurchaseShares

Mgmt For For For

17 Authority to Set GeneralMeeting Notice Period at 14Days

Mgmt For Against Against

18 Non-Voting Meeting Note N/A N/A N/A N/A

Bank of IrelandGroup Plc

Ticker Security ID: MeetingDate

MeetingStatus

BIRG CINS G0756R109 05/14/2019 VotedMeetingType

Country of Trade

Annual IrelandIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Accounts and Reports Mgmt For For For2 Allocation of

Profits/DividendsMgmt For For For

3 Remuneration Report(Advisory)

Mgmt For For For

4 Elect Evelyn Bourke Mgmt For For For5 Elect Ian Buchanan Mgmt For For For6 Elect Steve Pateman Mgmt For For For7 Elect Richard Goulding Mgmt For For For8 Elect Patrick Haren Mgmt For For For9 Elect Andrew Keating Mgmt For For For10 Elect Patrick Kennedy Mgmt For For For

Page 64: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

11 Elect Francesca McDonagh Mgmt For For For12 Elect Fiona Muldoon Mgmt For For For13 Elect Patrick Mulvihill Mgmt For For For14 Appointment of Auditor Mgmt For For For15 Authority to Set Auditor's

FeesMgmt For For For

16 Authority to RepurchaseShares

Mgmt For For For

17 Authority to Issue Shares w/Preemptive Rights

Mgmt For For For

18 Authority to Issue Sharesw/o Preemptive Rights

Mgmt For For For

19 Authority to Issue EquityConvertible Notes w/Preemptive Rights

Mgmt For For For

20 Authority to Issue EquityConvertible Notes w/oPreemptive Rights

Mgmt For For For

Brickworks LimitedTicker Security ID: Meeting

DateMeetingStatus

BKW CINS Q17659105 11/27/2018 VotedMeetingType

Country of Trade

Annual AustraliaIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Non-Voting Meeting Note N/A N/A N/A N/A

Page 65: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

2 Remuneration Report Mgmt For For For3 Re-elect Robert D. Millner Mgmt For Against Against

Cairn Energy plcTicker Security ID: Meeting

DateMeetingStatus

CNE CINS G17528269 05/17/2019 VotedMeetingType

Country of Trade

Annual United KingdomIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Accounts and Reports Mgmt For For For2 Remuneration Report

(Advisory)Mgmt For For For

3 Appointment of Auditor Mgmt For For For4 Authority to Set Auditor's

FeesMgmt For For For

5 Elect Ian Tyler Mgmt For Against Against6 Elect Todd Hunt Mgmt For Against Against7 Elect Keith Lough Mgmt For Against Against8 Elect Peter Kallos Mgmt For Against Against9 Elect Nicoletta Giadrossi Mgmt For Against Against10 Elect Simon Thomson Mgmt For Against Against11 Elect James Smith Mgmt For Against Against12 Authority to Issue Shares w/

Preemptive RightsMgmt For For For

13 Authority to Issue Sharesw/o Preemptive Rights

Mgmt For For For

Page 66: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

14 Authority to Issue Sharesw/o Preemptive Rights(Specified CapitalInvestment)

Mgmt For For For

15 Authority to RepurchaseShares

Mgmt For For For

16 Authority to Set GeneralMeeting Notice Period at 14Days

Mgmt For Against Against

China TraditionalChinese MedicineHoldings Co.Limited

Ticker Security ID: MeetingDate

MeetingStatus

570 CINS Y1507S107 05/31/2019 VotedMeetingType

Country of Trade

Annual Hong KongIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Non-Voting Meeting Note N/A N/A N/A N/A2 Non-Voting Meeting Note N/A N/A N/A N/A3 Accounts and Reports Mgmt For For For4 Allocation of

Profits/DividendsMgmt For For For

5 Elect WU Xian Mgmt For For For6 Elect WANG Xiaochun Mgmt For For For7 Elect YANG Wenming Mgmt For For For

Page 67: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

8 Elect YANG Shanhua Mgmt For For For9 Elect LI Ru Mgmt For For For10 Elect YANG Binghua Mgmt For For For11 Elect WANG Kan Mgmt For For For12 Elect KUI Kaipin Mgmt For For For13 Elect XIE Rong Mgmt For For For14 Elect QIN Ling Mgmt For For For15 Elect LI Weidong Mgmt For Against Against16 Directors' Fees Mgmt For For For17 Appointment of Auditor and

Authority to Set FeesMgmt For For For

CI Financial Corp.Ticker Security ID: Meeting

DateMeetingStatus

CIX CUSIP 125491100 06/24/2019 VotedMeetingType

Country of Trade

Annual CanadaIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1.1 Elect Peter W. Anderson Mgmt For For For1.2 Elect William E. Butt Mgmt For For For1.3 Elect Brigette Chang-

AddorisioMgmt For For For

1.4 Elect William T. Holland Mgmt For For For1.5 Elect David P. Miller Mgmt For For For1.6 Elect Tom P. Muir Mgmt For For For

Page 68: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

1.7 Elect Sheila A. Murray Mgmt For For For1.8 Elect Paul Perrow Mgmt For For For2 Ratification of Auditor Mgmt For For For3 Advisory Vote on Executive

CompensationMgmt For For For

Clinigen Group PlcTicker Security ID: Meeting

DateMeetingStatus

CLIN CINS G2R22L107 11/08/2018 VotedMeetingType

Country of Trade

Annual United KingdomIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Accounts and Reports Mgmt For For For2 Remuneration Report

(Advisory)Mgmt For For For

3 Allocation ofProfits/Dividends

Mgmt For For For

4 Elect Anne Hyland Mgmt For For For5 Elect Peter V. Allen Mgmt For For For6 Elect Shaun Chilton Mgmt For For For7 Elect Martin Abell Mgmt For For For8 Elect John Hartup Mgmt For For For9 Elect Ian J. Nicholson Mgmt For For For10 Appointment of Auditor Mgmt For For For11 Authority to Set Auditor's

FeesMgmt For For For

Page 69: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

12 Authorisation of PoliticalDonations

Mgmt For For For

13 Authority to Issue Shares w/Preemptive Rights

Mgmt For For For

14 Authority to Issue Sharesw/o Preemptive Rights

Mgmt For For For

15 Authority to Issue Sharesw/o Preemptive Rights(Specified CapitalInvestment)

Mgmt For For For

CogecoCommunicationsInc.

Ticker Security ID: MeetingDate

MeetingStatus

CCA CUSIP 19239C106 01/11/2019 VotedMeetingType

Country of Trade

Annual CanadaIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1.1 Elect Coleen Abdoulah Mgmt For Withhold Against1.2 Elect Louis Audet Mgmt For Withhold Against1.3 Elect James C. Cherry Mgmt For Withhold Against1.4 Elect Patricia Curadeau-

GrouMgmt For Withhold Against

1.5 Elect Pippa Dunn Mgmt For Withhold Against1.6 Elect Joanne Ferstman Mgmt For Withhold Against1.7 Elect Lib Gibson Mgmt For Withhold Against

Page 70: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

1.8 Elect Philippe Jette Mgmt For Withhold Against1.9 Elect David L. McAusland Mgmt For Withhold Against1.10 Elect Carole Salomon Mgmt For Withhold Against2 Appointment of Auditor and

Authority to Set FeesMgmt For For For

3 Advisory Vote on ExecutiveCompensation

Mgmt For For For

4 Amendments to ArticlesRegarding Board Appointees

Mgmt For For For

CompuGroupMedical SE

Ticker Security ID: MeetingDate

MeetingStatus

COP CINS D15813211 05/15/2019 VotedMeetingType

Country of Trade

Annual GermanyIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Non-Voting Meeting Note N/A N/A N/A N/A2 Non-Voting Meeting Note N/A N/A N/A N/A3 Non-Voting Meeting Note N/A N/A N/A N/A4 Non-Voting Agenda Item N/A N/A N/A N/A5 Allocation of

Profits/DividendsMgmt For For For

6 Ratification of ManagementBoard Acts

Mgmt For For For

7 Ratification of SupervisoryBoard Acts

Mgmt For For For

Page 71: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

8 Appointment of Auditor Mgmt For For For9 Stock Option Plan 2019 Mgmt For Against Against10 Reduction of Conditional

Capital 2017Mgmt For For For

11 Increase in ConditionalCapital Pursuant to StockOption Plan 2019

Mgmt For Against Against

12 Authority to Repurchase andReissue Shares

Mgmt For For For

ConstellationSoftware Inc.

Ticker Security ID: MeetingDate

MeetingStatus

CSU CUSIP 21037X100 05/02/2019 VotedMeetingType

Country of Trade

Annual CanadaIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1.1 Elect Jeff Bender Mgmt For For For1.2 Elect Lawrence Cunningham Mgmt For For For1.3 Elect Meredith (Sam) Hayes Mgmt For For For1.4 Elect Robert Kittel Mgmt For For For1.5 Elect Mark Leonard Mgmt For For For1.6 Elect Paul McFeeters Mgmt For Withhold Against1.7 Elect Mark Miller Mgmt For For For1.8 Elect Lori O'Neill Mgmt For For For1.9 Elect Stephen R. Scotchmer Mgmt For For For

Page 72: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

1.10 Elect Robin Van Poelje Mgmt For For For2 Appointment of Auditor and

Authority to Set FeesMgmt For For For

3 Increasing the MaximumNumber of Directors

Mgmt For For For

4 Advisory Vote on ExecutiveCompensation

Mgmt For For For

CTCI CorporationTicker Security ID: Meeting

DateMeetingStatus

9933 CINS Y18229107 05/29/2019 VotedMeetingType

Country of Trade

Annual TaiwanIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Accounts and Reports Mgmt For For For2 Allocation of

Profits/DividendsMgmt For For For

3 Amendments to ProceduralRules: Acquisition andDisposal of Assets

Mgmt For For For

4 Amendments to ProceduralRules: Endorsements andGuarantees

Mgmt For For For

5 Amendments to ProceduralRules: Capital Loans

Mgmt For For For

Page 73: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

Daiho CorporationTicker Security ID: Meeting

DateMeetingStatus

1822 CINS J09177106 06/27/2019 VotedMeetingType

Country of Trade

Annual JapanIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Non-Voting Meeting Note N/A N/A N/A N/A2 Allocation of

Profits/DividendsMgmt For For For

3 Elect Fumio Tada Mgmt For For For4 Elect Masanobu Nakasugi Mgmt For For For5 Elect Kakue Morishita Mgmt For For For6 Elect Shuichi Nagata Mgmt For For For7 Elect Tetsuroh Kawaguchi Mgmt For For For8 Elect Kimiyoshi Kakitsuba Mgmt For For For9 Elect Shizu Machino Shizu

ShionoMgmt For For For

10 Directors' Fees Mgmt For For For11 Trust Type Equity

Compensation PlansMgmt For For For

Dalata Hotel GroupPlc

Ticker Security ID: MeetingDate

MeetingStatus

Page 74: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

DHG CINS G2630L100 05/02/2019 VotedMeetingType

Country of Trade

Annual IrelandIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Accounts and Reports Mgmt For For For2 Allocation of

Profits/DividendsMgmt For For For

3 Remuneration Report(Advisory)

Mgmt For For For

4 Elect John Hennessy Mgmt For For For5 Elect Patrick A. McCann Mgmt For For For6 Elect Stephen McNally Mgmt For For For7 Elect Dermot Crowley Mgmt For For For8 Elect Robert Dix Mgmt For For For9 Elect Alf Smiddy Mgmt For For For10 Elect Margaret Sweeney Mgmt For For For11 Authority to Set Auditor's

FeesMgmt For For For

12 Authority to Issue Shares w/Preemptive Rights

Mgmt For For For

13 Authority to Issue Sharesw/o Preemptive Rights

Mgmt For For For

14 Authority to Issue Sharesw/o Preemptive Rights(Specified CapitalInvestment)

Mgmt For For For

15 Authority to RepurchaseShares

Mgmt For For For

16 Authority to Reissue Mgmt For For For

Page 75: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

Treasury Shares17 Authority to Set General

Meeting Notice Period at 14Days

Mgmt For Against Against

Dart Group plcTicker Security ID: Meeting

DateMeetingStatus

DTG CINS G2657C132 09/06/2018 VotedMeetingType

Country of Trade

Annual United KingdomIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Accounts and Reports Mgmt For For For2 Allocation of

Profits/DividendsMgmt For For For

3 Elect Gary Brown Mgmt For Against Against4 Appointment of Auditor Mgmt For For For5 Authority to Set Auditor's

FeesMgmt For For For

6 Authority to Issue Shares w/Preemptive Rights

Mgmt For For For

7 Non-Voting Agenda Item N/A N/A N/A N/A8 Authority to Issue Shares

w/o Preemptive RightsMgmt For For For

9 Authority to Issue Sharesw/o Preemptive Rights(Specified CapitalInvestment)

Mgmt For For For

Page 76: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

10 Authority to RepurchaseShares

Mgmt For For For

Diasorin S.p.A.Ticker Security ID: Meeting

DateMeetingStatus

DIA CINS T3475Y104 04/24/2019 VotedMeetingType

Country of Trade

Ordinary ItalyIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Non-Voting Meeting Note N/A N/A N/A N/A2 Accounts and Reports;

Allocation ofProfits/Dividends

Mgmt For For For

3 Remuneration Policy Mgmt For For For4 Board Size Mgmt For Against Against5 Board Term Length Mgmt For For For6 Non-Voting Agenda Item N/A N/A N/A N/A7 List Presented by IP

Investimenti e PartecipazioniS.r.l.

Mgmt For N/A N/A

8 List Presented by a Group ofInstitutional InvestorsRepresenting 1.01% ofShare Capital

Mgmt For For For

9 Directors' Fees Mgmt For Against Against10 Non-Voting Agenda Item N/A N/A N/A N/A11 List Presented by IP Mgmt N/A Abstain N/A

Page 77: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

Investimenti e PartecipazioniS.r.l.

12 List Presented by Group ofInstitutional InvestorsRepresenting 1.01% ofShare Capital

Mgmt N/A For N/A

13 Election of Chair of Board ofStatutory Auditors

Mgmt For For For

14 Statutory Auditors' Fees Mgmt For Against Against15 Stock Option Plan 2019 Mgmt For For For16 Authority to Repurchase and

Reissue Shares (StockOption Plans 2017 and2019)

Mgmt For For For

17 Non-Voting Meeting Note N/A N/A N/A N/A

Domino's PizzaGroup plc

Ticker Security ID: MeetingDate

MeetingStatus

DOM CINS G28113101 04/18/2019 VotedMeetingType

Country of Trade

Annual United KingdomIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Accounts and Reports Mgmt For For For2 Appointment of Auditor Mgmt For For For3 Authority to Set Auditor's

FeesMgmt For For For

Page 78: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

4 Allocation ofProfits/Dividends

Mgmt For For For

5 Elect Stephen Hemsley Mgmt For For For6 Elect Colin Halpern Mgmt For For For7 Elect David Wild Mgmt For For For8 Elect Kevin Higgins Mgmt For For For9 Elect Ebbe Jacobsen Mgmt For For For10 Elect Helen Keays Mgmt For For For11 Elect David G. Bauernfeind Mgmt For For For12 Remuneration Report

(Advisory)Mgmt For For For

13 Remuneration Policy(Binding)

Mgmt For For For

14 Authority to Issue Shares w/Preemptive Rights

Mgmt For For For

15 Authorisation of PoliticalDonations

Mgmt For For For

16 Authority to Issue Sharesw/o Preemptive Rights

Mgmt For For For

17 Authority to Issue Sharesw/o Preemptive Rights(Specified CapitalInvestment)

Mgmt For For For

18 Authority to RepurchaseShares

Mgmt For For For

19 Authority to Set GeneralMeeting Notice Period at 14Days

Mgmt For Against Against

Dongbu Insurance

Page 79: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

Co., Ltd.Ticker Security ID: Meeting

DateMeetingStatus

005830 CINS Y2096K109 03/15/2019 VotedMeetingType

Country of Trade

Annual Korea, Republic ofIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Accounts and Allocation of

Profits/DividendsMgmt For Against Against

2 Amendments to Articles Mgmt For Against Against3 Election of Directors (Slate) Mgmt For For For4 Election of Independent

Director to Become AuditCommittee Member: LEESeung Woo

Mgmt For For For

5 Election of Audit CommitteeMembers (Slate)

Mgmt For For For

6 Directors' Fees Mgmt For Against Against

EdelweissFinancial ServicesLimited

Ticker Security ID: MeetingDate

MeetingStatus

EDELWEISS CINS Y22490208 04/30/2019 VotedMeetingType

Country of Trade

Other India

Page 80: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

Issue No. Description Proponent Mgmt Rec Vote Cast For/AgnstMgmt

1 Non-Voting Meeting Note N/A N/A N/A N/A2 Approval of the Edelweiss

Employees StockAppreciation Rights Plan2019

Mgmt For For For

3 Approval to Extend theEdelweiss Employees StockAppreciation Rights Plan2019 to Subsidiaries

Mgmt For For For

EdelweissFinancial ServicesLimited

Ticker Security ID: MeetingDate

MeetingStatus

EDELWEISS CINS Y22490208 07/26/2018 VotedMeetingType

Country of Trade

Annual IndiaIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Non-Voting Meeting Note N/A N/A N/A N/A2 Accounts and Reports Mgmt For For For3 Allocation of

Profits/DividendsMgmt For For For

4 Elect Vidya Shah Mgmt For For For5 Elect Himanshu Kaji Mgmt For For For6 Appointment of Auditor and

Authority to Set FeesMgmt For For For

Page 81: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

7 Elect BiswamohanMahapatra

Mgmt For For For

8 Elect Pudugramam N.Venkatachalam

Mgmt For For For

9 Appointment of Vidya Shah(Spouse of Rashesh Shah);Approval of Remuneration

Mgmt For For For

Elite Material Co.,Ltd.

Ticker Security ID: MeetingDate

MeetingStatus

2383 CINS Y2290G102 06/10/2019 VotedMeetingType

Country of Trade

Annual TaiwanIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Accounts and Reports Mgmt For For For2 Allocation of

Profits/DividendsMgmt For For For

3 Amendments to ProceduralRules: Capital Loans

Mgmt For For For

4 Amendments to ProceduralRules: Endorsements andGuarantees

Mgmt For For For

5 Amendments to ProceduralRules: Acquisition andDisposal of Assets

Mgmt For For For

6 Amendments to Procedural Mgmt For For For

Page 82: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

Rules: Derivatives Trading7 Elect DONG Ding-Yu Mgmt For For For8 Elect CAI Hui-Liang Mgmt For For For9 Elect LI Wen-Xiong Mgmt For For For10 Elect XIE Meng-Zhang Mgmt For For For11 Elect SHEN Ping as

Independent DirectorMgmt For For For

12 Elect ZHENG Dun-Qian asIndependent Director

Mgmt For For For

13 Elect CAI Rong-Dong asIndependent Director

Mgmt For For For

14 Non-compete Restrictions forDirectors

Mgmt For For For

EurazeoTicker Security ID: Meeting

DateMeetingStatus

RF CINS F3296A108 04/25/2019 VotedMeetingType

Country of Trade

Mix FranceIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Non-Voting Meeting Note N/A N/A N/A N/A2 Non-Voting Meeting Note N/A N/A N/A N/A3 Non-Voting Meeting Note N/A N/A N/A N/A4 Non-Voting Meeting Note N/A N/A N/A N/A5 Accounts and Reports Mgmt For For For6 Allocation of Mgmt For For For

Page 83: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

Profits/Dividends7 Consolidated Accounts and

ReportsMgmt For For For

8 Special Auditors Report onRegulated Agreements

Mgmt For For For

9 Elect Francoise Mercadal-Delasalles

Mgmt For Against Against

10 Remuneration Policy(Supervisory Board)

Mgmt For For For

11 Remuneration Policy(Management Board)

Mgmt For For For

12 Remuneration of MichelDavid-Weill, SupervisoryBoard Chair

Mgmt For For For

13 Remuneration of VirginieMorgon, Management BoardChair

Mgmt For For For

14 Remuneration of PhilippeAudouin, ManagementBoard Member

Mgmt For For For

15 Remuneration of NicolasHuet, Management BoardMember

Mgmt For For For

16 Remuneration of OlivierMillet, Management BoardMember

Mgmt For For For

17 Remuneration of PatrickSayer, Former ManagementBoard Chair

Mgmt For For For

18 Non-Compete Agreement(Management BoardMembers)

Mgmt For For For

19 Authority to Repurchase and Mgmt For For For

Page 84: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

Reissue Shares20 Authority to Cancel Shares

and Reduce CapitalMgmt For For For

21 Authority to Grant StockOptions

Mgmt For For For

22 Authority to IssuePerformance Shares

Mgmt For For For

23 Employee Stock PurchasePlan

Mgmt For For For

24 Authority to Issue Warrantsas a Takeover Defense

Mgmt For Against Against

25 Authorisation of LegalFormalities

Mgmt For For For

Euronext N.V.Ticker Security ID: Meeting

DateMeetingStatus

ENX CINS N3113K397 05/16/2019 VotedMeetingType

Country of Trade

Annual NetherlandsIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Non-Voting Agenda Item N/A N/A N/A N/A2 Non-Voting Agenda Item N/A N/A N/A N/A3 Non-Voting Agenda Item N/A N/A N/A N/A4 Non-Voting Agenda Item N/A N/A N/A N/A

5 Accounts and Reports Mgmt For For For6 Allocation of Mgmt For For For

Page 85: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

Profits/Dividends7 Ratification of Management

Board ActsMgmt For For For

8 Ratification of SupervisoryBoard Acts

Mgmt For For For

9 Elect Ramon Fernandez Mgmt For Against Against10 Elect Jim Gollan Mgmt For Against Against11 Elect Maurice van Tilburg Mgmt For For For12 Elect Isabel Ucha Mgmt For For For13 Acquisition of Oslo Bors VPS

Holding ASAMgmt For For For

14 Appointment of Auditor Mgmt For For For15 Authority to Issue Shares w/

Preemptive RightsMgmt For For For

16 Authority SuppressPreemptive Rights

Mgmt For For For

17 Authority to RepurchaseShares

Mgmt For For For

18 Non-Voting Agenda Item N/A N/A N/A N/A19 Non-Voting Agenda Item N/A N/A N/A N/A20 Non-Voting Meeting Note N/A N/A N/A N/A

Fairfax FinancialHoldings Limited

Ticker Security ID: MeetingDate

MeetingStatus

FFH CUSIP 303901102 04/11/2019 Voted

MeetingType

Country of Trade

Page 86: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

Annual CanadaIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1.1 Elect Anthony F. Griffiths Mgmt For For For1.2 Elect Robert J. Gunn Mgmt For For For1.3 Elect Alan D. Horn Mgmt For For For1.4 Elect Karen l. Jurjevich Mgmt For For For1.5 Elect R. William McFarland Mgmt For For For1.6 Elect Christine McLean Mgmt For For For1.7 Elect John R.V. Palmer Mgmt For For For1.8 Elect Timothy R. Price Mgmt For For For1.9 Elect Brandon W. Sweitzer Mgmt For For For1.10 Elect Lauren C. Templeton Mgmt For For For1.11 Elect Benjamin P. Watsa Mgmt For For For1.12 Elect V. Prem Watsa Mgmt For For For2 Appointment of Auditor Mgmt For For For

Fomento DeConstrucciones YContratas, S.A.

Ticker Security ID: MeetingDate

MeetingStatus

FCC CINS E52236143 05/08/2019 VotedMeetingType

Country of Trade

Ordinary SpainIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Accounts and Reports Mgmt For For For

Page 87: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

2 Ratification of Board Acts Mgmt For For For3 Reports on Non-Financial

InformationMgmt For For For

4 Allocation ofProfits/Dividends

Mgmt For For For

5 Appointment of Auditor Mgmt For For For6 Elect Alejandro Aboumrad

GonzalezMgmt For Against Against

7 Elect Dominum Direccion yGestion, S.A. (CarmenAlcocer Koplowitz)

Mgmt For Against Against

8 Elect Gerardo KuriKaufmann

Mgmt For Against Against

9 Elect Manuel Gil Madrigal Mgmt For Against Against10 Elect Inmobiliaria AEG SA de

CV (Carlos Slim Helu)Mgmt For Against Against

11 Elect Samede Inversiones2010, S.L. (Esther KoplowitzRomero de Juseu)

Mgmt For Against Against

12 Elect Alvaro Vazquez deLapuerta

Mgmt For Against Against

13 Elect Henri Proglio Mgmt For Against Against14 Authorisation of Competing

Activities of AlejandroAboumrad Gonzalez

Mgmt For For For

15 Authorisation of CompetingActivities of Gerardo KuriKaufmann

Mgmt For For For

16 Authorisation of CompetingActivities of Inmobiliaria AEGSA DE CV

Mgmt For For For

17 Scrip Dividend Mgmt For For For

Page 88: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

18 Directors' Fees Mgmt For For For19 Remuneration Report

(Advisory)Mgmt For For For

20 Approval of InternalRestructuring

Mgmt For For For

21 Authority to Issue Shares w/or w/o Preemptive Rights

Mgmt For For For

22 Authority to Set GeneralMeeting Notice Period to 15Days

Mgmt For Against Against

23 Authorisation of LegalFormalities

Mgmt For For For

24 Non-Voting Meeting Note N/A N/A N/A N/A25 Non-Voting Meeting Note N/A N/A N/A N/A

Georg Fischer AGTicker Security ID: Meeting

DateMeetingStatus

FI-N CINS H26091142 04/17/2019 Take NoAction

MeetingType

Country of Trade

Annual SwitzerlandIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Non-Voting Meeting Note N/A N/A TNA N/A2 Accounts and Reports Mgmt For TNA N/A3 Compensation Report Mgmt For TNA N/A4 Allocation of

Profits/DividendsMgmt For TNA N/A

Page 89: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

5 Ratification of Board andManagement Acts

Mgmt For TNA N/A

6 Elect Hubert Achermann Mgmt For TNA N/A7 Elect Roman Boutellier Mgmt For TNA N/A8 Elect Riet Cadonau Mgmt For TNA N/A9 Elect Andreas Koopmann Mgmt For TNA N/A10 Elect Roger Michaelis Mgmt For TNA N/A11 Elect Eveline Saupper Mgmt For TNA N/A12 Elect Jasmin Staiblin Mgmt For TNA N/A13 Elect Zhiqiang Zhang Mgmt For TNA N/A14 Elect Yves Serra Mgmt For TNA N/A15 Appoint Andreas Koopmann

as Board ChairMgmt For TNA N/A

16 Elect Roman Boutellier asCompensation CommitteeMember

Mgmt For TNA N/A

17 Elect Eveline Saupper asCompensation CommitteeMember

Mgmt For TNA N/A

18 Elect Jasmin Staiblin asCompensation CommitteeMember

Mgmt For TNA N/A

19 Board Compensation Mgmt For TNA N/A20 Executive Compensation Mgmt For TNA N/A21 Appointment of Auditor Mgmt For TNA N/A22 Appointment of Independent

ProxyMgmt For TNA N/A

Gruma S.A.B. deC.V.

Page 90: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

Ticker Security ID: MeetingDate

MeetingStatus

GRUMA CINS P4948K121 04/26/2019 VotedMeetingType

Country of Trade

Ordinary MexicoIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Accounts and Reports Mgmt For Against Against2 Report on Tax Compliance Mgmt For For For3 Allocation of

Profits/DividendsMgmt For Against Against

4 Authority to RepurchaseShares

Mgmt For Against Against

5 Election of Directors; Fees Mgmt For Against Against6 Election of Audit and

Corporate GovernanceCommittee's Chairs

Mgmt For Against Against

7 Election of MeetingDelegates

Mgmt For For For

8 Minutes Mgmt For For For

Gruma S.A.B. deC.V.

Ticker Security ID: MeetingDate

MeetingStatus

GRUMA CINS P4948K121 04/26/2019 VotedMeetingType

Country of Trade

Special Mexico

Page 91: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

Issue No. Description Proponent Mgmt Rec Vote Cast For/AgnstMgmt

1 Authority to Cancel Shares Mgmt For For For2 Election of Meeting

DelegatesMgmt For For For

3 Minutes Mgmt For For For

Hellenic Exchanges-Athens StockExchange S.A.

Ticker Security ID: MeetingDate

MeetingStatus

EXAE CINS X3247C104 05/30/2019 VotedMeetingType

Country of Trade

Ordinary GreeceIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Accounts and Reports Mgmt For For For2 Allocation of

Profits/DividendsMgmt For For For

3 Ratification of Board andAuditor's Acts

Mgmt For For For

4 Directors' Fees (2018) Mgmt For For For5 Directors' Fees (2019) Mgmt For For For6 Remuneration Policy Mgmt For For For

7 Appointment of Auditor andAuthority to Set Fees

Mgmt For For For

8 Election of Directors Mgmt For For For

Page 92: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

9 Election of Audit CommitteeMembers

Mgmt For For For

10 Board Transactions Mgmt For For For11 Capital Repayment Mgmt For For For12 Amendments to Articles Mgmt For Against Against13 Non-Voting Meeting Note N/A N/A N/A N/A

Home CapitalGroup Inc.

Ticker Security ID: MeetingDate

MeetingStatus

HCG CUSIP 436913107 05/15/2019 VotedMeetingType

Country of Trade

Annual CanadaIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1.1 Elect Yousry Bissada Mgmt For For For1.2 Elect Robert J. Blowes Mgmt For For For1.3 Elect Paul W. Derksen Mgmt For For For1.4 Elect Paul G. Haggis Mgmt For For For1.5 Elect Alan R. Hibben Mgmt For For For1.6 Elect Susan E Hutchison Mgmt For For For1.7 Elect Claude Lamoureux Mgmt For For For1.8 Elect James H. Lisson Mgmt For For For1.9 Elect Hossein Rahnama Mgmt For For For1.10 Elect Lisa L. Ritchie Mgmt For For For1.11 Elect Sharon Sallows Mgmt For For For

Page 93: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

2 Appointment of Auditor andAuthority to Set Fees

Mgmt For For For

3 Advisory Vote on ExecutiveCompensation

Mgmt For For For

Kitz CorporationTicker Security ID: Meeting

DateMeetingStatus

6498 CINS J34039115 06/25/2019 VotedMeetingType

Country of Trade

Annual JapanIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Non-Voting Meeting Note N/A N/A N/A N/A2 Amendments to Articles Mgmt For For For3 Elect Yasuyuki Hotta Mgmt For For For4 Elect Toshiaki Natori Mgmt For For For5 Elect Toshiyuki Murasawa Mgmt For For For6 Elect Makoto Kono Mgmt For For For7 Elect Kazuyuki Matsumoto Mgmt For For For8 Elect Minoru Amo Mgmt For For For9 Elect Yutaka Fujiwara Mgmt For For For10 Elect Tatsuhiko Takai as

Statutory AuditorMgmt For For For

11 Elect Ayako Kobayashi asStatutory Auditor

Mgmt For For For

12 Directors' Fees Mgmt For For For13 Statutory Auditors' Fees Mgmt For For For

Page 94: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

KyudenkoCorporation

Ticker Security ID: MeetingDate

MeetingStatus

1959 CINS J38425104 06/26/2019 VotedMeetingType

Country of Trade

Annual JapanIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Non-Voting Meeting Note N/A N/A N/A N/A2 Elect Naofumi Sato Mgmt For For For3 Elect Matsuji Nishimura Mgmt For For For4 Elect Seiki Ino Mgmt For For For5 Elect Hironori Higaki Mgmt For For For6 Elect Kazuyuki Ishibashi Mgmt For For For7 Elect Masaaki Jono Mgmt For For For8 Elect Kunihiko Kitamura Mgmt For For For9 Elect Yasuhiro Kashima Mgmt For For For10 Elect Keizo Fukui Mgmt For For For11 Elect Akiyoshi Watanabe Mgmt For For For12 Elect Sumio Kuratomi Mgmt For For For13 Elect Shinji Kato Mgmt For Against Against14 Elect Yukinori Michinaga Mgmt For Against Against

LSL Property

Page 95: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

Services PlcTicker Security ID: Meeting

DateMeetingStatus

LSL CINS G571AR102 04/30/2019 VotedMeetingType

Country of Trade

Annual United KingdomIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Accounts and Reports Mgmt For For For2 Remuneration Report

(Advisory)Mgmt For For For

3 Allocation ofProfits/Dividends

Mgmt For For For

4 Elect Helen Buck Mgmt For For For5 Elect Adam Castleton Mgmt For For For6 Elect Ian Crabb Mgmt For For For7 Elect Simon Embley Mgmt For For For8 Elect Darrell Evans Mgmt For For For9 Elect William M.F.C.

ShannonMgmt For For For

10 Elect David Stewart Mgmt For For For11 Appointment of Auditor Mgmt For For For12 Authority to Set Auditor's

FeesMgmt For For For

13 Authority to Issue Shares w/Preemptive Rights

Mgmt For For For

14 Authority to Issue Sharesw/o Preemptive Rights

Mgmt For For For

15 Authority to Issue Shares Mgmt For For For

Page 96: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

w/o Preemptive Rights(Specified CapitalInvestment)

16 Authority to RepurchaseShares

Mgmt For For For

17 Authorisation of PoliticalDonations

Mgmt For For For

18 Authority to Set GeneralMeeting Notice Period at 14Days

Mgmt For Against Against

Melco InternationalDevelopmentLimited

Ticker Security ID: MeetingDate

MeetingStatus

0200 CINS Y59683188 06/13/2019 VotedMeetingType

Country of Trade

Annual Hong KongIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Non-Voting Meeting Note N/A N/A N/A N/A2 Non-Voting Meeting Note N/A N/A N/A N/A3 Accounts and Reports Mgmt For For For4 Allocation of

Profits/DividendsMgmt For For For

5 Elect Karuna EvelyneShinsho

Mgmt For For For

6 Elect Evan Andrew Winkler Mgmt For For For

Page 97: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

7 Elect Edward CHOW KwongFai

Mgmt For For For

8 Directors' Fees Mgmt For For For9 Appointment of Auditor and

Authority to Set FeesMgmt For Against Against

10 Authority to RepurchaseShares

Mgmt For For For

11 Authority to Issue Sharesw/o Preemptive Rights

Mgmt For For For

12 Authority to IssueRepurchased Shares

Mgmt For Against Against

Minebea MitsumiInc.

Ticker Security ID: MeetingDate

MeetingStatus

6479 CINS J42884130 06/27/2019 VotedMeetingType

Country of Trade

Annual JapanIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Non-Voting Meeting Note N/A N/A N/A N/A2 Allocation of

Profits/DividendsMgmt For For For

3 Amendments to Articles Mgmt For For For4 Elect Yoshihisa Kainuma Mgmt For For For5 Elect Shigeru Moribe Mgmt For For For6 Elect Ryohzoh Iwaya Mgmt For For For7 Elect Tetsuya Tsuruta Mgmt For For For

Page 98: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

8 Elect Shigeru None Mgmt For For For9 Elect Shuji Uehara Mgmt For For For10 Elect Michiya Kagami Mgmt For For For11 Elect Hiroshi Aso Mgmt For For For12 Elect Kohshi Murakami Mgmt For For For13 Elect Atsuko Matsumura Mgmt For For For14 Elect Takashi Matsuoka Mgmt For For For15 Elect Naoyuki Kimura Mgmt For For For16 Elect Kouichi Yoshino Mgmt For For For17 Elect Makoto Hoshino Mgmt For For For

Mineral ResourcesLimited

Ticker Security ID: MeetingDate

MeetingStatus

MIN CINS Q60976109 11/22/2018 VotedMeetingType

Country of Trade

Annual AustraliaIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Non-Voting Meeting Note N/A N/A N/A N/A2 Remuneration Report Mgmt For For For3 Re-elect Peter Wade Mgmt For For For

4 Re-elect James T.McClements

Mgmt For For For

5 Approve TerminationPayments

Mgmt For For For

Page 99: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

Modec,Inc.Ticker Security ID: Meeting

DateMeetingStatus

6269 CINS J4636K109 03/20/2019 VotedMeetingType

Country of Trade

Annual JapanIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Non-Voting Meeting Note N/A N/A N/A N/A2 Allocation of

Profits/DividendsMgmt For For For

3 Amendments to Articles Mgmt For Against Against4 Elect Toshiroh Miyazaki Mgmt For For For5 Elect Yuhji Kozai Mgmt For For For6 Elect Takeshi Kanamori Mgmt For For For7 Elect Minoru Sawada Mgmt For For For8 Elect Taketsune Matsumura Mgmt For For For9 Elect Kazumasa Nakai Mgmt For For For10 Elect Katsuya Natori Mgmt For For For11 Elect Shigenobu Aikyo Mgmt For For For12 Elect Hiroshi Kanno Mgmt For For For13 Elect Hiroko Noda Mgmt For For For14 Elect Kazuko Shiraishi Mgmt For For For

15 Directors' Fees Mgmt For For For16 Bonus Mgmt For For For

Page 100: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

Motor Oil (Hellas)Corinth RefineriesS.A.

Ticker Security ID: MeetingDate

MeetingStatus

MOH CINS X55904100 06/05/2019 VotedMeetingType

Country of Trade

Ordinary GreeceIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Accounts and Reports Mgmt For For For2 Ratification of Board and

Auditor's ActsMgmt For For For

3 Election of Directors Mgmt For Against Against4 Election of Audit Committee

MembersMgmt For For For

5 Allocation ofProfits/Dividends

Mgmt For For For

6 Appointment of Auditor andAuthority to Set Fees

Mgmt For For For

7 Directors' Fees Mgmt For For For8 Directors' Fees (Advance

Payments)Mgmt For For For

9 Special Bonus Mgmt For For For10 Remuneration Policy Mgmt For For For11 Amendments to Articles Mgmt For Against Against12 Non-Voting Meeting Note N/A N/A N/A N/A

Page 101: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

Motor Oil (Hellas)Corinth RefineriesS.A.

Ticker Security ID: MeetingDate

MeetingStatus

MOH CINS X55904100 10/24/2018 VotedMeetingType

Country of Trade

Special GreeceIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Related Party Transactions

(Tallon Commodities Limited)Mgmt For For For

2 Related Party Transactions(Tallon PTE LTD)

Mgmt For For For

3 Amendments to CorporatePurpose

Mgmt For For For

4 Non-Voting Meeting Note N/A N/A N/A N/A

MPC ContainerShips ASA

Ticker Security ID: MeetingDate

MeetingStatus

MPCC CINS R4S03Q110 01/17/2019 Take NoAction

MeetingType

Country of Trade

Special NorwayIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt

Page 102: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

1 Non-Voting Meeting Note N/A N/A TNA N/A2 Non-Voting Meeting Note N/A N/A TNA N/A3 Non-Voting Meeting Note N/A N/A TNA N/A4 Election of Presiding Chair Mgmt For TNA N/A5 Agenda Mgmt For TNA N/A6 Authority to Repurchase

SharesMgmt For TNA N/A

MPC ContainerShips ASA

Ticker Security ID: MeetingDate

MeetingStatus

MPCC CINS R4S03Q110 04/25/2019 Take NoAction

MeetingType

Country of Trade

Annual NorwayIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Non-Voting Meeting Note N/A N/A TNA N/A2 Non-Voting Meeting Note N/A N/A TNA N/A3 Non-Voting Meeting Note N/A N/A TNA N/A4 Election of Presiding Chair;

MinutesMgmt For TNA N/A

5 Agenda Mgmt For TNA N/A6 Accounts and Reports;

Allocation ofProfits/Dividends

Mgmt For TNA N/A

7 Authority to Set Auditor'sFees

Mgmt For TNA N/A

Page 103: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

8 Remuneration Guidelines(Advisory)

Mgmt For TNA N/A

9 Election of Directors Mgmt For TNA N/A10 Elect Paul Gough as

Observer to the BoardMgmt For TNA N/A

11 Directors' Fees Mgmt For TNA N/A12 Authority to Issue Shares w/

or w/o Preemptive RightsMgmt For TNA N/A

13 Authority to RepurchaseShares

Mgmt For TNA N/A

14 Non-Voting Meeting Note N/A N/A TNA N/A

NexityTicker Security ID: Meeting

DateMeetingStatus

NXI CINS F6527B126 05/22/2019 VotedMeetingType

Country of Trade

Mix FranceIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Non-Voting Meeting Note N/A N/A N/A N/A2 Non-Voting Meeting Note N/A N/A N/A N/A3 Non-Voting Meeting Note N/A N/A N/A N/A

4 Accounts and Reports; NonTax-Deductible Expenses

Mgmt For For For

5 Ratification of Board Acts Mgmt For For For6 Allocation of

Profits/DividendsMgmt For For For

Page 104: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

7 Consolidated Accounts andReports

Mgmt For For For

8 Special Auditors' Report onRegulated Agreements

Mgmt For For For

9 Elect Alain Dinin Mgmt For Against Against10 Elect Charles-Henri Filippi Mgmt For Against Against11 Elect Agnes Nahum Mgmt For Against Against12 Elect Pascal Oddo as

CensorMgmt For For For

13 Remuneration of Alain Dinin,Chair and CEO

Mgmt For For For

14 Remuneration Policy (Chairand CEO until May 22, 2019,and Chair from May 22,2019)

Mgmt For For For

15 Remuneration Policy(Deputy CEO until May 22,2019, and CEO from May22, 2019)

Mgmt For For For

16 Remuneration Policy(Deputy CEO)

Mgmt For For For

17 Authority to Repurchase andReissue Shares

Mgmt For Against Against

18 Authority to Cancel Sharesand Reduce Capital

Mgmt For For For

19 Authority to Issue RestrictedShares

Mgmt For For For

20 Authorisation of LegalFormalities

Mgmt For For For

21 Non-Voting Meeting Note N/A N/A N/A N/A

Page 105: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

Nuvista Energy Ltd.Ticker Security ID: Meeting

DateMeetingStatus

NVA CUSIP 67072Q104 05/07/2019 VotedMeetingType

Country of Trade

Annual CanadaIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Board Size Mgmt For Against Against2.1 Elect Ronald J. Eckhardt Mgmt For Withhold Against2.2 Elect Pentti O. Karkkainen Mgmt For Withhold Against2.3 Elect Keith A. MacPhail Mgmt For Withhold Against2.4 Elect Ronald J. Poelzer Mgmt For Withhold Against2.5 Elect Brian G. Shaw Mgmt For Withhold Against2.6 Elect Sheldon B. Steeves Mgmt For Withhold Against2.7 Elect Deborah S. Stein Mgmt For Withhold Against2.8 Elect Jonathan A. Wright Mgmt For Withhold Against2.9 Elect Grant A. Zawalsky Mgmt For Withhold Against3 Appointment of Auditor and

Authority to Set FeesMgmt For For For

4 Advisory Vote on ExecutiveCompensation

Mgmt For For For

Open House Co.,Ltd.

Ticker Security ID: MeetingDate

MeetingStatus

3288 CINS J3072G101 12/19/2018 Voted

Page 106: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

MeetingType

Country of Trade

Annual JapanIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Non-Voting Meeting Note N/A N/A N/A N/A2 Allocation of

Profits/DividendsMgmt For For For

3 Amendments to Articles Mgmt For For For4 Elect Masaaki Arai Mgmt For For For5 Elect Kazuhiko Kamata Mgmt For For For6 Elect Hitoshi Imamura Mgmt For For For7 Elect Ryosuke Fukuoka Mgmt For For For8 Elect Kotaro Wakatabi Mgmt For For For9 Elect Hitoshi Ishimura Mgmt For For For10 Elect Masaru Sakurai Mgmt For For For11 Elect Koichi Matsumoto as

Statutory AuditorMgmt For For For

12 Elect Kazumi Ido asAlternate Statutory Auditor

Mgmt For For For

Paltac CorporationTicker Security ID: Meeting

DateMeetingStatus

8283 CINS J6349W106 06/21/2019 VotedMeetingType

Country of Trade

Annual JapanIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Page 107: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

Mgmt1 Non-Voting Meeting Note N/A N/A N/A N/A2 Elect Kunio Mikita Mgmt For For For3 Elect Seiichi Kasutani Mgmt For For For4 Elect Osamu Wada Mgmt For For For5 Elect Masahiko Tashiro Mgmt For For For6 Elect Masahiro Noma Mgmt For For For7 Elect Akiyoshi Moriya Mgmt For For For8 Elect Ryohei Isobe Mgmt For For For9 Elect Katsutoshi Yogo Mgmt For For For10 Elect Ryu Matsumoto Mgmt For For For11 Elect Kaori Oishi Mgmt For For For12 Elect Takashi Shintani Mgmt For For For13 Elect Hideo Suzuki Mgmt For For For14 Elect Hiroshi Kamei Mgmt For For For15 Elect Mayuko Hara Mgmt For For For

Rightmove PlcTicker Security ID: Meeting

DateMeetingStatus

RMV CINS G7565D106 05/10/2019 VotedMeetingType

Country of Trade

Annual United KingdomIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Accounts and Reports Mgmt For For For

Page 108: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

2 Remuneration Report(Advisory)

Mgmt For For For

3 Allocation ofProfits/Dividends

Mgmt For For For

4 Appointment of Auditor Mgmt For For For5 Authority to Set Auditor's

FeesMgmt For For For

6 Elect Scott Forbes Mgmt For Against Against7 Elect Peter Brooks-Johnson Mgmt For Against Against8 Elect Robyn Perriss Mgmt For Against Against9 Elect Rakhi (Parekh) Goss-

CustardMgmt For Against Against

10 Elect Jacqueline de Rojas Mgmt For Against Against11 Elect Andrew Findlay Mgmt For Against Against12 Elect Lorna Tilbian Mgmt For Against Against13 Authority to Issue Shares w/

Preemptive RightsMgmt For For For

14 Authority to Issue Sharesw/o Preemptive Rights

Mgmt For For For

15 Authority to Issue Sharesw/o Preemptive Rights(Specified Capitalinvestment)

Mgmt For For For

16 Authority to RepurchaseShares

Mgmt For For For

17 Authorisation of PoliticalDonations

Mgmt For For For

18 Authority to Set GeneralMeeting Notice Period at 14Days

Mgmt For Against Against

Page 109: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

Rightmove PlcTicker Security ID: Meeting

DateMeetingStatus

RMV CINS G75657109 08/22/2018 VotedMeetingType

Country of Trade

Ordinary United KingdomIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Share Subdivision Mgmt For For For

Sanwa HoldingsCorporation

Ticker Security ID: MeetingDate

MeetingStatus

5929 CINS J6858G104 06/26/2019 VotedMeetingType

Country of Trade

Annual JapanIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Non-Voting Meeting Note N/A N/A N/A N/A2 Allocation of

Profits/DividendsMgmt For For For

3 Elect Toshitaka Takayama Mgmt For For For4 Elect Yasushi Takayama Mgmt For For For5 Elect Hiroatsu Fujisawa Mgmt For For For6 Elect Masahiro Fukuda Mgmt For For For

Page 110: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

7 Elect Meiji Takayama Mgmt For For For8 Elect Makoto Yasuda Mgmt For For For

Sarana MenaraNusantara Tbk

Ticker Security ID: MeetingDate

MeetingStatus

TOWR CINS Y71369113 04/24/2019 VotedMeetingType

Country of Trade

Special IndonesiaIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Amendments to Articles Mgmt For For For

Sarana MenaraNusantara Tbk

Ticker Security ID: MeetingDate

MeetingStatus

TOWR CINS Y71369113 04/24/2019 VotedMeetingType

Country of Trade

Annual IndonesiaIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Accounts and Reports Mgmt For For For2 Allocation of

Profits/DividendsMgmt For For For

Page 111: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

3 Directors' andCommissioners' Fees

Mgmt For For For

4 Elect Honggo WidjojoKangmasto as IndependentCommissioner

Mgmt For For For

5 Appointment of Auditor andAuthority to Set Fees

Mgmt For Against Against

6 Allocation of Interim Dividendfor Fiscal Year 2018

Mgmt For For For

Sarana MenaraNusantara Tbk

Ticker Security ID: MeetingDate

MeetingStatus

TOWR CINS Y71369113 08/10/2018 VotedMeetingType

Country of Trade

Special IndonesiaIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Authority to Repurchase

SharesMgmt For For For

Schroders plcTicker Security ID: Meeting

DateMeetingStatus

SDR CINS G78602136 05/02/2019 VotedMeetingType

Country of Trade

Page 112: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

Annual United KingdomIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Accounts and Reports Mgmt For For For2 Allocation of

Profits/DividendsMgmt For For For

3 Remuneration Report(Advisory)

Mgmt For For For

4 Elect Deborah Waterhouse Mgmt For For For5 Elect Leonie Schroder Mgmt For For For6 Elect Michael Dobson Mgmt For For For7 Elect Peter Harrison Mgmt For For For8 Elect Richard Keers Mgmt For For For9 Elect Ian G. King Mgmt For For For10 Elect Damon Buffini Mgmt For For For11 Elect Rhian Davies Mgmt For For For12 Elect Rakhi (Parekh) Goss-

CustardMgmt For For For

13 Elect Nichola Pease Mgmt For For For14 Elect Philip Mallinckrodt Mgmt For For For15 Appointment of Auditor Mgmt For For For16 Authority to Set Auditor's

FeesMgmt For For For

17 Authority to Issue Shares w/Preemptive Rights

Mgmt For For For

18 Authority to Issue Sharesw/o Preemptive Rights

Mgmt For For For

19 Authority to RepurchaseShares

Mgmt For For For

20 Authority to Set GeneralMeeting Notice Period at 14

Mgmt For Against Against

Page 113: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

Days

Seven GenerationsEnergy Ltd.

Ticker Security ID: MeetingDate

MeetingStatus

VII CUSIP 81783Q105 05/01/2019 VotedMeetingType

Country of Trade

Annual CanadaIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Board Size Mgmt For For For2.1 Elect Mark Monroe Mgmt For For For2.2 Elect Marty Proctor Mgmt For For For2.3 Elect Avik Dey Mgmt For For For2.4 Elect Harvey Doerr Mgmt For For For2.5 Elect Paul Hand Mgmt For For For2.6 Elect Dale Hohm Mgmt For For For2.7 Elect Ronnie Irani Mgmt For For For2.8 Elect Bill McAdam Mgmt For For For2.9 Elect Jackie Sheppard Mgmt For For For3 Appointment of Auditor and

Authority to Set FeesMgmt For For For

4 Advisory Vote on ExecutiveCompensation

Mgmt For For For

Page 114: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

Sino-AmericanSilicon ProductsInc.

Ticker Security ID: MeetingDate

MeetingStatus

5483 CINS Y8022X107 06/27/2019 VotedMeetingType

Country of Trade

Annual TaiwanIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Accounts and Reports Mgmt For For For2 Allocation of

Profits/DividendsMgmt For For For

3 Allocation of Dividends fromCapital Reserve

Mgmt For For For

4 Amendments to Articles Mgmt For For For5 Amendments to Procedural

Rules: Acquisition andDisposal of Assets

Mgmt For For For

6 Amendments to ProceduralRules: Derivatives Trading

Mgmt For For For

7 Amendments to ProceduralRules: Capital Loans

Mgmt For For For

8 Amendments to ProceduralRules: Endorsements andGuarantees

Mgmt For For For

9 Authority to Issue Shares w/or w/o Preemptive Rights

Mgmt For For For

Page 115: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

TCI Co., LtdTicker Security ID: Meeting

DateMeetingStatus

8436 CINS Y8T4HC102 05/16/2019 VotedMeetingType

Country of Trade

Annual TaiwanIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Accounts and Reports Mgmt For For For2 Allocation of

Profits/DividendsMgmt For For For

3 Adoption of EmployeeRestricted Stock Plan

Mgmt For For For

4 Capitalization of Profits andIssuance of New Shares

Mgmt For For For

5 Amendments to ProceduralRules: Acquisition andDisposal of Assets

Mgmt For For For

6 Amendments to ProceduralRules: Shareholder Meetings

Mgmt For For For

TechnoProHoldings, Inc.

Ticker Security ID: MeetingDate

MeetingStatus

6028 CINS J82251109 09/27/2018 VotedMeetingType

Country of Trade

Annual Japan

Page 116: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

Issue No. Description Proponent Mgmt Rec Vote Cast For/AgnstMgmt

1 Non-Voting Meeting Note N/A N/A N/A N/A2 Allocation of

Profits/DividendsMgmt For For For

3 Amendments to Articles Mgmt For For For4 Elect Yasuji Nishio Mgmt For For For5 Elect Hiroshi Sato Mgmt For For For6 Elect Gaku Shimaoka Mgmt For For For7 Elect Koichiro Asai Mgmt For For For8 Elect Takeshi Yagi Mgmt For For For9 Elect Tsunehiro Watabe Mgmt For For For10 Elect Kazuhiko Yamada Mgmt For For For11 Elect Harumi Sakamoto Mgmt For For For12 Elect Tatsuhisa Nagao as

Statutory AuditorMgmt For For For

The BerkeleyGroup Holdings plc

Ticker Security ID: MeetingDate

MeetingStatus

BKG CINS G1191G120 09/05/2018 VotedMeetingType

Country of Trade

Annual United KingdomIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Accounts and Reports Mgmt For For For2 Remuneration Report Mgmt For Against Against

Page 117: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

(Advisory)3 Elect Tony Pidgley Mgmt For For For4 Elect Rob Perrins Mgmt For For For5 Elect Richard J. Stearn Mgmt For For For6 Elect Karl Whiteman Mgmt For For For7 Elect Sean Ellis Mgmt For For For8 Elect John Armitt Mgmt For For For9 Elect Alison Nimmo Mgmt For For For10 Elect Veronica Wadley Mgmt For For For11 Elect Glyn A. Barker Mgmt For For For12 Elect Adrian David Man Kiu

LIMgmt For Against Against

13 Elect Andy Myers Mgmt For For For14 Elect Diana Brightmore-

ArmourMgmt For For For

15 Elect Justin Tibaldi Mgmt For For For16 Elect Paul Vallone Mgmt For For For17 Elect Peter Vernon Mgmt For For For18 Elect Rachel Downey Mgmt For For For19 Appointment of Auditor Mgmt For For For20 Authority to Set Auditor's

FeesMgmt For For For

21 Amendments to Articles Mgmt For For For

22 Authority to Issue Shares w/Preemptive Rights

Mgmt For For For

23 Authority to Issue Sharesw/o Preemptive Rights

Mgmt For For For

24 Authority to Issue Sharesw/o Preemptive Rights(Specified Capital

Mgmt For For For

Page 118: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

Investment)25 Authority to Repurchase

SharesMgmt For For For

26 Authorisation of PoliticalDonations

Mgmt For For For

27 Authority to Set GeneralMeeting Notice Period at 14Days

Mgmt For Against Against

UniversalEntertainmentCorporation

Ticker Security ID: MeetingDate

MeetingStatus

6425 CINS J94303104 03/25/2019 VotedMeetingType

Country of Trade

Annual JapanIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Allocation of

Profits/DividendsMgmt For For For

2 Amendments to Articles Mgmt For For For3 Elect Jun Fujimoto Mgmt For For For4 Elect Hajime Tokuda Mgmt For For For5 Elect Takako Okada Mgmt For For For6 Elect Kenshi Asano Mgmt For For For7 Elect Seisui Kamigaki Mgmt For For For8 Elect Yoshio Otani Mgmt For For For9 Elect Masayoshi Miyanaga Mgmt For For For

Page 119: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

10 Elect Chihiro Shibahara asStatutory Auditor

Mgmt For For For

Vieworks Co., Ltd.Ticker Security ID: Meeting

DateMeetingStatus

100120 CINS Y9330U108 03/21/2019 VotedMeetingType

Country of Trade

Annual Korea, Republic ofIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Financial Statements Mgmt For For For2 Allocation of

Profits/DividendsMgmt For For For

3 Amendments to Articles Mgmt For Against Against4 Elect JANG Hyeon Seok Mgmt For Against Against5 Elect JUNG Jae Woon Mgmt For Against Against6 Elect HYUN Kyung Sook Mgmt For Against Against7 Elect KIM Sung Su Mgmt For Against Against8 Directors' Fees Mgmt For For For9 Corporate Auditors' Fees Mgmt For For For

Page 120: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

Registrant : Putnam Investment FundsFund Name : Putnam International Growth FundDate of fiscal yearend:

09/30

Adidas AGTicker Security ID: Meeting

DateMeetingStatus

ADS CINS D0066B185 05/09/2019 VotedMeetingType

Country of Trade

Annual GermanyIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Non-Voting Meeting Note N/A N/A N/A N/A2 Non-Voting Meeting Note N/A N/A N/A N/A3 Non-Voting Meeting Note N/A N/A N/A N/A4 Non-Voting Meeting Note N/A N/A N/A N/A5 Non-Voting Agenda Item N/A N/A N/A N/A6 Allocation of

Profits/DividendsMgmt For For For

7 Ratification of ManagementBoard Acts

Mgmt For For For

8 Ratification of SupervisoryBoard Acts

Mgmt For For For

9 Elect Ian Gallienne Mgmt For Against Against10 Elect Herbert Kauffmann Mgmt For Against Against11 Elect Igor Landau Mgmt For Against Against12 Elect Kathrin Menges Mgmt For Against Against

Page 121: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

13 Elect Nassef Sawiris Mgmt For Against Against14 Elect Dr. Thomas Rabe Mgmt For Against Against15 Elect Bodo Uebber Mgmt For Against Against16 Elect Jing Ulrich Mgmt For Against Against17 Increase in Authorised

CapitalMgmt For For For

18 Cancellation of ConditionalCapital 2010

Mgmt For For For

19 Appointment of Auditor Mgmt For For For

AIA Group LimitedTicker Security ID: Meeting

DateMeetingStatus

1299 CINS Y002A1105 05/17/2019 VotedMeetingType

Country of Trade

Annual Hong KongIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Non-Voting Meeting Note N/A N/A N/A N/A2 Non-Voting Meeting Note N/A N/A N/A N/A3 Accounts and Reports Mgmt For For For4 Allocation of Special

DividendMgmt For For For

5 Allocation of Final Dividend Mgmt For For For6 Elect TEO Swee Lian Mgmt For For For7 Elect Narongchai Akrasanee Mgmt For Against Against8 Elect George YEO Yong-

BoonMgmt For For For

Page 122: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

9 Appointment of Auditor andAuthority to Set Fees

Mgmt For For For

10 Authority to Issue Sharesw/o Preemptive Rights

Mgmt For For For

11 Authority to RepurchaseShares

Mgmt For For For

12 Authority to Issue Sharesunder Restricted Share UnitScheme

Mgmt For For For

13 Directors' Fees Mgmt For For For14 Amendments to Articles Mgmt For For For

Air CanadaTicker Security ID: Meeting

DateMeetingStatus

AC CUSIP 008911877 05/06/2019 VotedMeetingType

Country of Trade

Annual CanadaIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1.1 Elect Christie J.B. Clark Mgmt For For For1.2 Elect Gary A. Doer Mgmt For Withhold Against1.3 Elect Robert I. Fyfe Mgmt For For For1.4 Elect Michael M. Green Mgmt For For For1.5 Elect Jean Marc Huot Mgmt For For For1.6 Elect Madeleine Paquin Mgmt For For For1.7 Elect Calin Rovinescu Mgmt For For For1.8 Elect Vagn Sorensen Mgmt For For For

Page 123: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

1.9 Elect Kathleen P. Taylor Mgmt For For For1.10 Elect Annette Verschuren Mgmt For For For1.11 Elect Michael M. Wilson Mgmt For For For2 Appointment of Auditor Mgmt For For For3 Advisory Vote on Executive

CompensationMgmt For For For

4 Article AmendmentsRegarding Variable VotingShare Structure to Complywith Transportation Act

Mgmt For For For

5 Resident Status Mgmt Against Abstain N/A

Airbus SETicker Security ID: Meeting

DateMeetingStatus

AIR CINS N0280G100 04/10/2019 VotedMeetingType

Country of Trade

Annual NetherlandsIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Non-Voting Agenda Item N/A N/A N/A N/A2 Non-Voting Agenda Item N/A N/A N/A N/A3 Non-Voting Agenda Item N/A N/A N/A N/A4 Non-Voting Agenda Item N/A N/A N/A N/A5 Non-Voting Agenda Item N/A N/A N/A N/A6 Non-Voting Agenda Item N/A N/A N/A N/A7 Accounts and Reports Mgmt For For For8 Allocation of Mgmt For For For

Page 124: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

Profits/Dividends9 Ratification of Non-Executive

Directors' ActsMgmt For For For

10 Ratification of ExecutiveDirectors' Acts

Mgmt For For For

11 Appointment of Auditor Mgmt For For For12 Amendments to

Remuneration PolicyMgmt For For For

13 Elect Guillaume Faury to theBoard of Directors

Mgmt For For For

14 Elect Catherine Guillouard tothe Board of Directors

Mgmt For For For

15 Elect Claudia Nemat to theBoard of Directors

Mgmt For For For

16 Elect Carlos Tavares to theBoard of Directors

Mgmt For Against Against

17 Authority to Issue Shares w/or w/o Preemptive Rights(Equity Plans)

Mgmt For For For

18 Authority to Issue Shares w/or w/o Preemptive Rights

Mgmt For For For

19 Authority to RepurchaseShares

Mgmt For For For

20 Cancellation of Shares Mgmt For For For21 Non-Voting Agenda Item N/A N/A N/A N/A

Alibaba GroupHolding Limited

Ticker Security ID: MeetingDate

MeetingStatus

Page 125: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

BABA CUSIP 01609W102 10/31/2018 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Elect Joseph Chung Tsai Mgmt For Against Against2 Elect J. Michael Evans Mgmt For Against Against3 Elect Eric Xiandong Jing Mgmt For Against Against4 Elect Borje E. Ekholm Mgmt For Against Against5 Appointment of Auditor Mgmt For For For

Alliance GlobalGroup Inc.

Ticker Security ID: MeetingDate

MeetingStatus

AGI CINS Y00334105 06/20/2019 VotedMeetingType

Country of Trade

Annual PhilippinesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Non-Voting Meeting Note N/A N/A N/A N/A2 Call To Order Mgmt For For For3 Certification Of Notice And

QuorumMgmt For For For

4 Meeting Minutes Mgmt For For For5 Managers Report Mgmt For For For6 Appointment of Auditor Mgmt For For For

Page 126: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

7 Ratification of Board Acts Mgmt For For For8 Elect Andrew L. TAN Mgmt For Against Against9 Elect Kevin Andrew L. TAN Mgmt For Against Against10 Elect Kingson U. SIAN Mgmt For Against Against11 Elect Katherine L. TAN Mgmt For Against Against12 Elect Winston S. Co Mgmt For Against Against13 Elect Sergio R. Ortiz-Luis, Jr. Mgmt For Against Against14 Elect Alejo L. Villanueva, Jr. Mgmt For Against Against15 Transaction of Other

BusinessMgmt For Against Against

16 Right to Adjourn Meeting Mgmt For For For17 Non-Voting Meeting Note N/A N/A N/A N/A

Alphabet Inc.Ticker Security ID: Meeting

DateMeetingStatus

GOOGL CUSIP 02079K305 06/19/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1.1 Elect Larry Page Mgmt For For For1.2 Elect Sergey Brin Mgmt For For For1.3 Elect John L. Hennessy Mgmt For For For1.4 Elect L. John Doerr Mgmt For For For1.5 Elect Roger W. Ferguson, Jr. Mgmt For For For1.6 Elect Ann Mather Mgmt For Withhold Against

Page 127: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

1.7 Elect Alan R. Mulally Mgmt For For For1.8 Elect Sundar Pichai Mgmt For For For1.9 Elect K. Ram Shriram Mgmt For For For1.10 Elect Robin L. Washington Mgmt For For For2 Ratification of Auditor Mgmt For For For3 Amendment to the 2012

Stock PlanMgmt For For For

4 Shareholder ProposalRegarding Recapitalization

ShrHoldr Against Against For

5 Shareholder ProposalRegarding Policy onInequitable EmploymentPractices

ShrHoldr Against For Against

6 Shareholder ProposalRegarding Formation of aSocietal Risk OversightCommittee

ShrHoldr Against Against For

7 Shareholder ProposalRegarding Preparation ofSexual Harassment Report

ShrHoldr Against Against For

8 Shareholder ProposalRegarding Majority Vote forElection of Directors

ShrHoldr Against For Against

9 Shareholder ProposalRegarding Median GenderPay Equity Report

ShrHoldr Against Against For

10 Shareholder ProposalRegarding StrategicAlternatives Committee

ShrHoldr Against Against For

11 Shareholder ProposalRegarding EmployeeRepresentative Director

ShrHoldr Against Against For

12 Shareholder Proposal ShrHoldr Against For Against

Page 128: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

Regarding Simple MajorityVote

13 Shareholder ProposalRegarding Linking ExecutivePay to Sustainability

ShrHoldr Against Against For

14 Shareholder ProposalRegarding Human RightsAssessment on Impacts ofCensored Google Search inChina

ShrHoldr Against Against For

15 Shareholder ProposalRegarding Clawback Policy

ShrHoldr Against For Against

16 Shareholder ProposalRegarding a Report on theEfficacy of Enforcement ofContent Policies

ShrHoldr Against For Against

Asahi GroupHoldings, Ltd.

Ticker Security ID: MeetingDate

MeetingStatus

2502 CINS J02100113 03/26/2019 VotedMeetingType

Country of Trade

Annual JapanIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Non-Voting Meeting Note N/A N/A N/A N/A2 Allocation of

Profits/DividendsMgmt For For For

3 Amendments to Articles Mgmt For For For

Page 129: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

4 Elect Naoki Izumiya Mgmt For Against Against5 Elect Akiyoshi Koji Mgmt For For For6 Elect Atsushi Katsuki Mgmt For For For7 Elect Tatsuro Kosaka Mgmt For For For8 Elect Yasushi Shingai Mgmt For For For9 Elect Yutaka Henmi Mgmt For For For10 Elect Taemin Park Mgmt For For For11 Elect Keizo Tanimura Mgmt For For For12 Elect Christina Ahmadjian Mgmt For For For13 Elect Yumiko Waseda Mgmt For For For14 Elect Yoshihide Okuda Mgmt For Against Against15 Directors' Fees Mgmt For For For16 Statutory Auditors' Fees Mgmt For For For17 Trust-Type Equity

Compensation PlanMgmt For For For

18 Shareholder ProposalRegarding Election of KazuoHashimoto

ShrHoldr Against Against For

Ashtead Group plcTicker Security ID: Meeting

DateMeetingStatus

AHT CINS G05320109 09/11/2018 VotedMeetingType

Country of Trade

Annual United KingdomIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Accounts and Reports Mgmt For For For

Page 130: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

2 Remuneration Report(Advisory)

Mgmt For For For

3 Allocation ofProfits/Dividends

Mgmt For For For

4 Elect Geoff Drabble Mgmt For Against Against5 Elect Brendan Horgan Mgmt For Against Against6 Elect Michael Richard Pratt Mgmt For Against Against7 Elect Ian Sutcliffe Mgmt For Against Against8 Elect Lucinda Riches Mgmt For Against Against9 Elect Tanya Fratto Mgmt For Against Against10 Elect Paul A. Walker Mgmt For Against Against11 Appointment of Auditor Mgmt For For For12 Authority to Set Auditor's

FeesMgmt For For For

13 Authority to Issue Shares w/Preemptive Rights

Mgmt For For For

14 Authority to Issue Sharesw/o Preemptive Rights

Mgmt For For For

15 Authority to Issue Sharesw/o Preemptive Rights(Specified CapitalInvestment)

Mgmt For For For

16 Authority to RepurchaseShares

Mgmt For For For

17 Authority to Set GeneralMeeting Notice Period at 14Days

Mgmt For Against Against

18 Non-Voting Meeting Note N/A N/A N/A N/A

ASML Holding N.V.

Page 131: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

Ticker Security ID: MeetingDate

MeetingStatus

ASML CINS N07059202 04/24/2019 VotedMeetingType

Country of Trade

Annual NetherlandsIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Non-Voting Agenda Item N/A N/A N/A N/A2 Non-Voting Agenda Item N/A N/A N/A N/A3 Non-Voting Agenda Item N/A N/A N/A N/A4 Accounts and Reports Mgmt For For For5 Non-Voting Agenda Item N/A N/A N/A N/A6 Allocation of

Profits/DividendsMgmt For For For

7 Ratification of ManagementBoard Acts

Mgmt For For For

8 Ratification of SupervisoryBoard Acts

Mgmt For For For

9 Amendments toRemuneration Policy

Mgmt For For For

10 Long Term Incentive Plan;Authority to Issue Shares

Mgmt For For For

11 Non-Voting Agenda Item N/A N/A N/A N/A12 Elect Gerard Kleisterlee to

the Supervisory BoardMgmt For For For

13 Elect Annet P. Aris to theSupervisory Board

Mgmt For For For

14 Elect Rolf-Dieter Schwalb tothe Supervisory Board

Mgmt For For For

15 Elect W. Ziebart to theSupervisory Board

Mgmt For For For

Page 132: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

16 Non-Voting Agenda Item N/A N/A N/A N/A17 Supervisory Board Fees Mgmt For For For18 Appointment of Auditor Mgmt For For For19 Authority to Issue Shares w/

Preemptive RightsMgmt For For For

20 Authority to SuppressPreemptive Rights

Mgmt For For For

21 Authority to Issue Shares w/Preemptive Rights inconnection with mergers,acquisitions and alliances

Mgmt For For For

22 Authority to SuppressPreemptive Rights inconnection with mergers,acquisitions and alliances

Mgmt For For For

23 Authority to RepurchaseOrdinary Shares

Mgmt For For For

24 Authority to RepurchaseAdditional Ordinary Shares

Mgmt For For For

25 Authority to CancelRepurchased Shares

Mgmt For For For

26 Non-Voting Agenda Item N/A N/A N/A N/A27 Non-Voting Agenda Item N/A N/A N/A N/A

Assa Abloy ABTicker Security ID: Meeting

DateMeetingStatus

ASSAB CINS W0817X204 04/25/2019 Take NoAction

Page 133: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

MeetingType

Country of Trade

Annual SwedenIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Non-Voting Meeting Note N/A N/A TNA N/A2 Non-Voting Meeting Note N/A N/A TNA N/A3 Non-Voting Meeting Note N/A N/A TNA N/A4 Non-Voting Agenda Item N/A N/A TNA N/A5 Non-Voting Agenda Item N/A N/A TNA N/A6 Non-Voting Agenda Item N/A N/A TNA N/A7 Non-Voting Agenda Item N/A N/A TNA N/A8 Non-Voting Agenda Item N/A N/A TNA N/A9 Non-Voting Agenda Item N/A N/A TNA N/A10 Non-Voting Agenda Item N/A N/A TNA N/A11 Non-Voting Agenda Item N/A N/A TNA N/A12 Non-Voting Agenda Item N/A N/A TNA N/A13 Non-Voting Agenda Item N/A N/A TNA N/A14 Accounts and Reports Mgmt For TNA N/A15 Allocation of

Profits/DividendsMgmt For TNA N/A

16 Ratification of Board andCEO Acts

Mgmt For TNA N/A

17 Non-Voting Agenda Item N/A N/A TNA N/A18 Board Size Mgmt For TNA N/A19 Directors' Fees Mgmt For TNA N/A20 Authority to Set Auditor's

FeesMgmt For TNA N/A

21 Election of Directors Mgmt For TNA N/A22 Appointment of Auditor Mgmt For TNA N/A

Page 134: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

23 Remuneration Guidelines Mgmt For TNA N/A24 Authority to Repurchase and

Issue Treasury SharesMgmt For TNA N/A

25 Long-Term IncentiveProgram

Mgmt For TNA N/A

26 Non-Voting Agenda Item N/A N/A TNA N/A

Astrazeneca plcTicker Security ID: Meeting

DateMeetingStatus

AZN CINS G0593M107 04/26/2019 VotedMeetingType

Country of Trade

Annual United KingdomIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Accounts and Reports Mgmt For For For2 Allocation of

Profits/DividendsMgmt For For For

3 Appointment of Auditor Mgmt For For For4 Authority to Set Auditor's

FeesMgmt For For For

5 Elect Leif Johansson Mgmt For For For6 Elect Pascal Soriot Mgmt For For For7 Elect Marc Dunoyer Mgmt For For For8 Elect Genevieve B. Berger Mgmt For For For9 Elect Philip Broadley Mgmt For For For10 Elect Graham Chipchase Mgmt For For For11 Elect Deborah DiSanzo Mgmt For For For

Page 135: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

12 Elect Sheri McCoy Mgmt For For For13 Elect Tony SK MOK Mgmt For For For14 Elect Nazneen Rahman Mgmt For For For15 Elect Marcus Wallenberg Mgmt For For For16 Remuneration Report

(Advisory)Mgmt For For For

17 Authorisation of PoliticalDonations

Mgmt For For For

18 Authority to Issue Shares w/Preemptive Rights

Mgmt For For For

19 Authority to Issue Sharesw/o Preemptive Rights

Mgmt For For For

20 Authority to Issue Sharesw/o Preemptive Rights(Specified CapitalInvestment)

Mgmt For For For

21 Authority to RepurchaseShares

Mgmt For For For

22 Authority to Set GeneralMeeting Notice Period at 14Days

Mgmt For Against Against

Atacadao SATicker Security ID: Meeting

DateMeetingStatus

CRFB3 CINS P0565P138 04/16/2019 Take NoAction

MeetingType

Country of Trade

Special Brazil

Page 136: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

Issue No. Description Proponent Mgmt Rec Vote Cast For/AgnstMgmt

1 Non-Voting Meeting Note N/A N/A TNA N/A2 Ratify Global Aggregate

Remuneration for 2018Mgmt For TNA N/A

3 Amendments to Articles 5(Reconciliation of ShareCapital)

Mgmt For TNA N/A

4 Amendments to Articles(Executive Positions)

Mgmt For TNA N/A

5 Consolidation of Articles Mgmt For TNA N/A6 Instructions if Meeting is

Held on Second CallMgmt N/A TNA N/A

7 Non-Voting Meeting Note N/A N/A TNA N/A8 Non-Voting Meeting Note N/A N/A TNA N/A

Atacadao SATicker Security ID: Meeting

DateMeetingStatus

CRFB3 CINS P0565P138 04/16/2019 Take NoAction

MeetingType

Country of Trade

Annual BrazilIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Non-Voting Meeting Note N/A N/A TNA N/A2 Non-Voting Meeting Note N/A N/A TNA N/A3 Accounts and Reports Mgmt For TNA N/A

Page 137: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

4 Allocation ofProfits/Dividends

Mgmt For TNA N/A

5 Board Size Mgmt For TNA N/A6 Ratify Marcelo Pavao

Lacerda and Luiz FernandoVendramini Fleury'sIndependence Status

Mgmt For TNA N/A

7 Election of Directors Mgmt For TNA N/A8 Approve Recasting of Votes

for Amended SlateMgmt N/A TNA N/A

9 Non-Voting Agenda Item N/A N/A TNA N/A10 Proportional Allocation of

Cumulative VotesMgmt N/A TNA N/A

11 Allocate Cumulative Votes toMatthieu Dominique MarieMalige

Mgmt N/A TNA N/A

12 Allocate Cumulative Votes toEdouard Balthazard Bertrandde Chavagnac

Mgmt N/A TNA N/A

13 Allocate Cumulative Votes toJacques DominiqueEhrmann

Mgmt N/A TNA N/A

14 Allocate Cumulative Votes toFrancis Andre Mauger

Mgmt N/A TNA N/A

15 Allocate Cumulative Votes toNoel Frederic GeorgesPrioux

Mgmt N/A TNA N/A

16 Allocate Cumulative Votes toFrederic Francois Haffner

Mgmt N/A TNA N/A

17 Allocate Cumulative Votes toEduardo Pongracz Rossi

Mgmt N/A TNA N/A

18 Allocate Cumulative Votes toAbilio dos Santos Diniz

Mgmt N/A TNA N/A

Page 138: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

19 Allocate Cumulative Votes toLuiz Fernando VendraminiFleury

Mgmt N/A TNA N/A

20 Allocate Cumulative Votes toMarcelo Pavao Lacerda

Mgmt N/A TNA N/A

21 Request Separate Electionfor Board Member

Mgmt N/A TNA N/A

22 Request Cumulative Voting Mgmt N/A TNA N/A23 Remuneration Policy Mgmt For TNA N/A24 Request Establishment of

Supervisory CouncilMgmt N/A TNA N/A

25 Instructions if Meeting isHeld on Second Call

Mgmt N/A TNA N/A

Cairn Energy plcTicker Security ID: Meeting

DateMeetingStatus

CNE CINS G17528269 05/17/2019 VotedMeetingType

Country of Trade

Annual United KingdomIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Accounts and Reports Mgmt For For For2 Remuneration Report

(Advisory)Mgmt For For For

3 Appointment of Auditor Mgmt For For For4 Authority to Set Auditor's

FeesMgmt For For For

5 Elect Ian Tyler Mgmt For Against Against

Page 139: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

6 Elect Todd Hunt Mgmt For Against Against7 Elect Keith Lough Mgmt For Against Against8 Elect Peter Kallos Mgmt For Against Against9 Elect Nicoletta Giadrossi Mgmt For Against Against10 Elect Simon Thomson Mgmt For Against Against11 Elect James Smith Mgmt For Against Against12 Authority to Issue Shares w/

Preemptive RightsMgmt For For For

13 Authority to Issue Sharesw/o Preemptive Rights

Mgmt For For For

14 Authority to Issue Sharesw/o Preemptive Rights(Specified CapitalInvestment)

Mgmt For For For

15 Authority to RepurchaseShares

Mgmt For For For

16 Authority to Set GeneralMeeting Notice Period at 14Days

Mgmt For Against Against

Challenger LimitedTicker Security ID: Meeting

DateMeetingStatus

CGF CINS Q22685103 10/26/2018 VotedMeetingType

Country of Trade

Annual AustraliaIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Non-Voting Meeting Note N/A N/A N/A N/A

Page 140: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

2 Re-elect Steven Gregg Mgmt For For For3 Re-elect JoAnne M.

StephensonMgmt For For For

4 Elect John M. Green Mgmt For For For5 Elect Duncan West Mgmt For For For6 Elect Melanie V.R. Willis Mgmt For For For7 Remuneration Report Mgmt For For For

Cheniere Energy,Inc.

Ticker Security ID: MeetingDate

MeetingStatus

LNG CUSIP 16411R208 05/16/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Elect G. Andrea Botta Mgmt For For For2 Elect Jack A. Fusco Mgmt For For For3 Elect Vicky A. Bailey Mgmt For For For4 Elect Nuno Brandolini Mgmt For For For5 Elect David I. Foley Mgmt For For For6 Elect David B. Kilpatrick Mgmt For For For7 Elect Andrew Langham Mgmt For For For8 Elect Courtney R. Mather Mgmt For Against Against9 Elect Donald F. Robillard, Jr. Mgmt For For For10 Elect Neal A. Shear Mgmt For For For

Page 141: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

11 Advisory Vote on ExecutiveCompensation

Mgmt For For For

12 Ratification of Auditor Mgmt For For For

China Water AffairsGroup Limited

Ticker Security ID: MeetingDate

MeetingStatus

0855 CINS G21090124 09/07/2018 VotedMeetingType

Country of Trade

Annual BermudaIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Non-Voting Meeting Note N/A N/A N/A N/A2 Non-Voting Meeting Note N/A N/A N/A N/A3 Accounts and Reports Mgmt For For For4 Allocation of

Profits/DividendsMgmt For For For

5 Elect LI Zhong Mgmt For For For6 Elect LIU Yu Jie Mgmt For Against Against7 Elect ZHOU Wen Zhi Mgmt For Against Against8 Elect WANG Xiaoqin Mgmt For For For9 Directors' Fees Mgmt For For For10 Appointment of Auditor and

Authority to Set FeesMgmt For For For

11 Authority to Issue Sharesw/o Preemptive Rights

Mgmt For For For

12 Authority to Repurchase Mgmt For For For

Page 142: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

Shares13 Authority to Issue

Repurchased SharesMgmt For Against Against

14 Reduction in Share PremiumAccount

Mgmt For For For

Clean Teq HoldingsLimited

Ticker Security ID: MeetingDate

MeetingStatus

CLQ CINS Q2509V105 11/22/2018 VotedMeetingType

Country of Trade

Annual AustraliaIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Non-Voting Meeting Note N/A N/A N/A N/A2 Remuneration Report Mgmt For For For3 Elect Judith S. Downes Mgmt For Against Against4 Re-elect Robert M. Friedland Mgmt For Against Against5 Re-elect Ian Knight Mgmt For Against Against6 Equity Grant (MD/CEO Sam

Riggall - EIP Tranche 1)Mgmt For For For

7 Equity Grant (MD/CEO SamRiggall - EIP Tranche 2)

Mgmt For For For

8 Equity Grant (MD/CEO SamRiggall - STI)

Mgmt For For For

Page 143: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

Clinigen Group PlcTicker Security ID: Meeting

DateMeetingStatus

CLIN CINS G2R22L107 11/08/2018 VotedMeetingType

Country of Trade

Annual United KingdomIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Accounts and Reports Mgmt For For For2 Remuneration Report

(Advisory)Mgmt For For For

3 Allocation ofProfits/Dividends

Mgmt For For For

4 Elect Anne Hyland Mgmt For For For5 Elect Peter V. Allen Mgmt For For For6 Elect Shaun Chilton Mgmt For For For7 Elect Martin Abell Mgmt For For For8 Elect John Hartup Mgmt For For For9 Elect Ian J. Nicholson Mgmt For For For10 Appointment of Auditor Mgmt For For For11 Authority to Set Auditor's

FeesMgmt For For For

12 Authorisation of PoliticalDonations

Mgmt For For For

13 Authority to Issue Shares w/Preemptive Rights

Mgmt For For For

14 Authority to Issue Sharesw/o Preemptive Rights

Mgmt For For For

15 Authority to Issue Sharesw/o Preemptive Rights

Mgmt For For For

Page 144: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

(Specified CapitalInvestment)

Cobalt 27 CapitalCorp

Ticker Security ID: MeetingDate

MeetingStatus

KBLT CUSIP 19075M309 08/14/2018 VotedMeetingType

Country of Trade

Annual CanadaIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Board Size Mgmt For Against Against2.1 Elect Anthony Milewski Mgmt For Withhold Against2.2 Elect Justin Cochrane Mgmt For Withhold Against2.3 Elect Nick French Mgmt For Withhold Against2.4 Elect Frank Estergaard Mgmt For Withhold Against2.5 Elect John A. Kanellitsas Mgmt For Withhold Against2.6 Elect Candace MacGibbon Mgmt For Withhold Against2.7 Elect Philip Williams Mgmt For Withhold Against3 Appointment of Auditor and

Authority to Set FeesMgmt For For For

4 Approval of the OmnibusLong Term Incentive Plan

Mgmt For For For

5 Amendments to Articles andAdoption of an AdvanceNotice Policy

Mgmt For Against Against

Page 145: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

Coca-Cola HBC AGTicker Security ID: Meeting

DateMeetingStatus

CCH CINS H1512E100 06/18/2019 Take NoAction

MeetingType

Country of Trade

Annual SwitzerlandIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Accounts and Reports Mgmt For TNA N/A2 Appropriation of Earnings Mgmt For TNA N/A3 Declaration of Dividend Mgmt For TNA N/A4 Ratification of Board and

Management ActsMgmt For TNA N/A

5 Elect Anastassis G. David Mgmt For TNA N/A6 Elect Alexandra

PapalexopoulouMgmt For TNA N/A

7 Elect Reto Francioni Mgmt For TNA N/A8 Elect Charlotte J. Boyle Mgmt For TNA N/A9 Elect Zoran Bogdanovic Mgmt For TNA N/A10 Elect Olusola David-Borha Mgmt For TNA N/A11 Elect William Douglas Mgmt For TNA N/A12 Elect Anastasios I. Leventis Mgmt For TNA N/A13 Elect Christo Leventis Mgmt For TNA N/A14 Elect Jose Octavio Reyes

LagunesMgmt For TNA N/A

15 Elect Robert R. Rudolph Mgmt For TNA N/A16 Elect John P. Sechi Mgmt For TNA N/A17 Elect Alfredo Rivera Mgmt For TNA N/A

Page 146: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

18 Election of IndependentProxy

Mgmt For TNA N/A

19 Re-Election of the StatutoryAuditor

Mgmt For TNA N/A

20 Advisory Vote on Re-Appointment of theIndependent RegisteredPublic Accounting Firm forUK Purposes

Mgmt For TNA N/A

21 UK Remuneration Report(Advisory)

Mgmt For TNA N/A

22 Remuneration Policy (Non-UK Issuer -- Advisory)

Mgmt For TNA N/A

23 Swiss Remuneration Report(Advisory)

Mgmt For TNA N/A

24 Directors' Fees Mgmt For TNA N/A25 Approval of the Maximum

Aggregate Amount of theRemuneration for theOperating Committee

Mgmt For TNA N/A

26 Reduction in Share Capital Mgmt For TNA N/A27 Non-Voting Meeting Note N/A N/A TNA N/A28 Non-Voting Meeting Note N/A N/A TNA N/A29 Non-Voting Meeting Note N/A N/A TNA N/A

Compass Group PlcTicker Security ID: Meeting

DateMeetingStatus

CPG CINS G23296208 02/07/2019 VotedMeetingType

Country of Trade

Page 147: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

Annual United KingdomIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Accounts and Reports Mgmt For For For2 Remuneration Report

(Advisory)Mgmt For For For

3 Allocation ofProfits/Dividends

Mgmt For For For

4 Elect John Bryant Mgmt For For For5 Elect Anne-Francoise

NesmesMgmt For For For

6 Elect Dominic Blakemore Mgmt For For For7 Elect Gary Green Mgmt For For For8 Elect Carol Arrowsmith Mgmt For For For9 Elect John G. Bason Mgmt For For For10 Elect Stefan Bomhard Mgmt For For For11 Elect Nelson Luiz Costa

SilvaMgmt For For For

12 Elect Ireena Vittal Mgmt For Against Against13 Elect Paul S. Walsh Mgmt For For For14 Appointment of Auditor Mgmt For For For15 Authority to Set Auditor's

FeesMgmt For For For

16 Authorisation of PoliticalDonations

Mgmt For For For

17 Authority to Waive IndividualNED Fee Cap

Mgmt For For For

18 Authority to Issue Shares w/Preemptive Rights

Mgmt For For For

19 Authority to Issue Shares Mgmt For For For

Page 148: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

w/o Preemptive Rights20 Authority to Issue Shares

w/o Preemptive Rights(Specified CapitalInvestment)

Mgmt For For For

21 Authority to RepurchaseShares

Mgmt For For For

22 Authority to Set GeneralMeeting Notice Period at 14Days

Mgmt For Against Against

23 Non-Voting Meeting Note N/A N/A N/A N/A

ConstellationSoftware Inc.

Ticker Security ID: MeetingDate

MeetingStatus

CSU CUSIP 21037X100 05/02/2019 VotedMeetingType

Country of Trade

Annual CanadaIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1.1 Elect Jeff Bender Mgmt For For For1.2 Elect Lawrence Cunningham Mgmt For For For1.3 Elect Meredith (Sam) Hayes Mgmt For For For1.4 Elect Robert Kittel Mgmt For For For1.5 Elect Mark Leonard Mgmt For For For1.6 Elect Paul McFeeters Mgmt For Withhold Against1.7 Elect Mark Miller Mgmt For For For1.8 Elect Lori O'Neill Mgmt For For For

Page 149: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

1.9 Elect Stephen R. Scotchmer Mgmt For For For1.10 Elect Robin Van Poelje Mgmt For For For2 Appointment of Auditor and

Authority to Set FeesMgmt For For For

3 Increasing the MaximumNumber of Directors

Mgmt For For For

4 Advisory Vote on ExecutiveCompensation

Mgmt For For For

Credicorp Ltd.Ticker Security ID: Meeting

DateMeetingStatus

BAP CUSIP G2519Y108 03/29/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Approval of Consolidated

Financial StatementsMgmt For For For

2 Appointment of Auditor andAuthority to Set Fees

Mgmt For For For

3 Directors' Fees Mgmt For For For

Daiho CorporationTicker Security ID: Meeting

DateMeetingStatus

Page 150: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

1822 CINS J09177106 06/27/2019 VotedMeetingType

Country of Trade

Annual JapanIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Non-Voting Meeting Note N/A N/A N/A N/A2 Allocation of

Profits/DividendsMgmt For For For

3 Elect Fumio Tada Mgmt For For For4 Elect Masanobu Nakasugi Mgmt For For For5 Elect Kakue Morishita Mgmt For For For6 Elect Shuichi Nagata Mgmt For For For7 Elect Tetsuroh Kawaguchi Mgmt For For For8 Elect Kimiyoshi Kakitsuba Mgmt For For For9 Elect Shizu Machino Shizu

ShionoMgmt For For For

10 Directors' Fees Mgmt For For For11 Trust Type Equity

Compensation PlansMgmt For For For

Dalata Hotel GroupPlc

Ticker Security ID: MeetingDate

MeetingStatus

DHG CINS G2630L100 05/02/2019 VotedMeetingType

Country of Trade

Annual Ireland

Page 151: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

Issue No. Description Proponent Mgmt Rec Vote Cast For/AgnstMgmt

1 Accounts and Reports Mgmt For For For2 Allocation of

Profits/DividendsMgmt For For For

3 Remuneration Report(Advisory)

Mgmt For For For

4 Elect John Hennessy Mgmt For For For5 Elect Patrick A. McCann Mgmt For For For6 Elect Stephen McNally Mgmt For For For7 Elect Dermot Crowley Mgmt For For For8 Elect Robert Dix Mgmt For For For9 Elect Alf Smiddy Mgmt For For For10 Elect Margaret Sweeney Mgmt For For For11 Authority to Set Auditor's

FeesMgmt For For For

12 Authority to Issue Shares w/Preemptive Rights

Mgmt For For For

13 Authority to Issue Sharesw/o Preemptive Rights

Mgmt For For For

14 Authority to Issue Sharesw/o Preemptive Rights(Specified CapitalInvestment)

Mgmt For For For

15 Authority to RepurchaseShares

Mgmt For For For

16 Authority to ReissueTreasury Shares

Mgmt For For For

17 Authority to Set GeneralMeeting Notice Period at 14Days

Mgmt For Against Against

Page 152: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

Dart Group plcTicker Security ID: Meeting

DateMeetingStatus

DTG CINS G2657C132 09/06/2018 VotedMeetingType

Country of Trade

Annual United KingdomIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Accounts and Reports Mgmt For For For2 Allocation of

Profits/DividendsMgmt For For For

3 Elect Gary Brown Mgmt For Against Against4 Appointment of Auditor Mgmt For For For5 Authority to Set Auditor's

FeesMgmt For For For

6 Authority to Issue Shares w/Preemptive Rights

Mgmt For For For

7 Non-Voting Agenda Item N/A N/A N/A N/A8 Authority to Issue Shares

w/o Preemptive RightsMgmt For For For

9 Authority to Issue Sharesw/o Preemptive Rights(Specified CapitalInvestment)

Mgmt For For For

10 Authority to RepurchaseShares

Mgmt For For For

Deutsche Boerse AG

Page 153: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

Ticker Security ID: MeetingDate

MeetingStatus

DB1 CINS D1882G119 05/08/2019 VotedMeetingType

Country of Trade

Annual GermanyIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Non-Voting Meeting Note N/A N/A N/A N/A2 Non-Voting Meeting Note N/A N/A N/A N/A3 Non-Voting Meeting Note N/A N/A N/A N/A4 Non-Voting Meeting Note N/A N/A N/A N/A5 Non-Voting Agenda Item N/A N/A N/A N/A6 Allocation of

Profits/DividendsMgmt For For For

7 Ratification of ManagementBoard Acts

Mgmt For For For

8 Ratification of SupervisoryBoard Acts

Mgmt For For For

9 Elect Clara-Christina Streit Mgmt For Against Against10 Elect Charles Stonehill Mgmt For Against Against11 Authority to Repurchase and

Reissue SharesMgmt For For For

12 Authority to RepurchaseShares Using EquityDerivatives

Mgmt For For For

13 Authority to IssueConvertible Debt Instrumentsand Increase in ConditionalCapital

Mgmt For For For

14 Approval of Profit-and-Loss Mgmt For For For

Page 154: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

Transfer Agreement withClearstream Beteiligungs AG

15 Appointment of Auditor Mgmt For For For

Dino Polska SATicker Security ID: Meeting

DateMeetingStatus

DNP CINS X188AF102 06/13/2019 Take NoAction

MeetingType

Country of Trade

Annual PolandIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Non-Voting Meeting Note N/A N/A TNA N/A2 Non-Voting Agenda Item N/A N/A TNA N/A3 Election of Presiding Chair Mgmt For TNA N/A4 Compliance with Rules of

ConvocationMgmt For TNA N/A

5 Agenda Mgmt For TNA N/A6 Presentation of Management

Board ReportMgmt For TNA N/A

7 Presentation of FinancialStatements

Mgmt For TNA N/A

8 Presentation of Allocation ofProfits Proposal

Mgmt For TNA N/A

9 Presentation of SupervisoryBoard Report (Activity)

Mgmt For TNA N/A

10 Presentation of SupervisoryBoard Report (Company's

Mgmt For TNA N/A

Page 155: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

Activity)11 Presentation of Supervisory

Board Report (ConsolidatedFinancial Statements)

Mgmt For TNA N/A

12 Presentation of SupervisoryBoard Report (ManagementBoard Report)

Mgmt For TNA N/A

13 Presentation of Motion toApprove Accounts andReports

Mgmt For TNA N/A

14 Presentation of Motion toApprove Accounts andReports (Consolidated)

Mgmt For TNA N/A

15 Presentation of Motion toApprove Allocation of Profits

Mgmt For TNA N/A

16 Presentation of Motion toRatify Management BoardActs

Mgmt For TNA N/A

17 Management Board Report Mgmt For TNA N/A18 Financial Statements Mgmt For TNA N/A19 Allocation of

Profits/DividendsMgmt For TNA N/A

20 Management Board Report(Consolidated)

Mgmt For TNA N/A

21 Financial Statements(Consolidated)

Mgmt For TNA N/A

22 Ratification of ManagementBoard Acts

Mgmt For TNA N/A

23 Ratification of SupervisoryBoard Acts

Mgmt For TNA N/A

24 Ratification of ManagementBoard Acts (Pol-Food Polskasp. z o.o.)

Mgmt For TNA N/A

Page 156: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

25 Ratification of SupervisoryBoard Acts (Pol-Food sp. zo.o.)

Mgmt For TNA N/A

26 Non-Voting Agenda Item N/A N/A TNA N/A

Discovery, Inc.Ticker Security ID: Meeting

DateMeetingStatus

DISCA CUSIP 25470F104 05/08/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1.1 Elect Paul A. Gould Mgmt For For For1.2 Elect Kenneth W. Lowe Mgmt For For For1.3 Elect Daniel E. Sanchez Mgmt For For For2 Ratification of Auditor Mgmt For For For3 Shareholder Proposal

Regarding Simple MajorityVote

ShrHoldr Against For Against

4 Shareholder ProposalRegarding Disclosure ofBoard Qualifications

ShrHoldr Against Against For

Domino's PizzaGroup plc

Ticker Security ID: MeetingDate

MeetingStatus

Page 157: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

DOM CINS G28113101 04/18/2019 VotedMeetingType

Country of Trade

Annual United KingdomIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Accounts and Reports Mgmt For For For2 Appointment of Auditor Mgmt For For For3 Authority to Set Auditor's

FeesMgmt For For For

4 Allocation ofProfits/Dividends

Mgmt For For For

5 Elect Stephen Hemsley Mgmt For For For6 Elect Colin Halpern Mgmt For For For7 Elect David Wild Mgmt For For For8 Elect Kevin Higgins Mgmt For For For9 Elect Ebbe Jacobsen Mgmt For For For10 Elect Helen Keays Mgmt For For For11 Elect David G. Bauernfeind Mgmt For For For12 Remuneration Report

(Advisory)Mgmt For For For

13 Remuneration Policy(Binding)

Mgmt For For For

14 Authority to Issue Shares w/Preemptive Rights

Mgmt For For For

15 Authorisation of PoliticalDonations

Mgmt For For For

16 Authority to Issue Sharesw/o Preemptive Rights

Mgmt For For For

17 Authority to Issue Sharesw/o Preemptive Rights

Mgmt For For For

Page 158: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

(Specified CapitalInvestment)

18 Authority to RepurchaseShares

Mgmt For For For

19 Authority to Set GeneralMeeting Notice Period at 14Days

Mgmt For Against Against

DXC TechnologyCompany

Ticker Security ID: MeetingDate

MeetingStatus

DXC CUSIP 23355L106 08/15/2018 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Elect Mukesh Aghi Mgmt For For For2 Elect Amy E. Alving Mgmt For Against Against3 Elect David L. Herzog Mgmt For For For4 Elect Sachin S. Lawande Mgmt For For For5 Elect J. Michael Lawrie Mgmt For For For6 Elect Mary Louise Krakauer Mgmt For For For7 Elect Julio A. Portalatin Mgmt For For For8 Elect Peter Rutland Mgmt For For For9 Elect Manoj P. Singh Mgmt For For For10 Elect Robert F. Woods Mgmt For For For

Page 159: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

11 Ratification of Auditor Mgmt For For For12 Advisory Vote on Executive

CompensationMgmt For For For

Encana CorporationTicker Security ID: Meeting

DateMeetingStatus

ECA CUSIP 292505104 02/12/2019 VotedMeetingType

Country of Trade

Special CanadaIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Stock Issuance for Merger Mgmt For For For2 Right to Adjourn Meeting Mgmt For For For

Encana CorporationTicker Security ID: Meeting

DateMeetingStatus

ECA CUSIP 292505104 04/30/2019 VotedMeetingType

Country of Trade

Annual CanadaIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1.1 Elect Peter A. Dea Mgmt For For For1.2 Elect Fred J. Fowler Mgmt For For For

Page 160: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

1.3 Elect Howard J. Mayson Mgmt For For For1.4 Elect Lee A. McIntire Mgmt For For For1.5 Elect Margaret McKenzie Mgmt For For For1.6 Elect Steven W. Nance Mgmt For For For1.7 Elect Suzanne P. Nimocks Mgmt For For For1.8 Elect Thomas G. Ricks Mgmt For For For1.9 Elect Brian G. Shaw Mgmt For For For1.10 Elect Douglas J. Suttles Mgmt For For For1.11 Elect Bruce G. Waterman Mgmt For For For1.12 Elect Clayton H. Woitas Mgmt For For For2 Appointment of Auditor and

Authority to Set FeesMgmt For For For

3 Amendment to ShareholderRights Plan

Mgmt For For For

4 Approval of the 2019Omnibus Incentive Plan

Mgmt For For For

5 Advisory Vote on ExecutiveCompensation

Mgmt For For For

Freeport-McMoRanInc.

Ticker Security ID: MeetingDate

MeetingStatus

FCX CUSIP 35671D857 06/12/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt

Page 161: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

1 Elect Richard C. Adkerson Mgmt For For For2 Elect Gerald J. Ford Mgmt For For For3 Elect Lydia H. Kennard Mgmt For For For4 Elect Dustan E. McCoy Mgmt For For For5 Elect Frances F. Townsend Mgmt For For For6 Ratification of Auditor Mgmt For For For7 Advisory Vote on Executive

CompensationMgmt For For For

Fu Shou YuanInternational GroupLimited

Ticker Security ID: MeetingDate

MeetingStatus

1448 CINS G37109108 05/20/2019 VotedMeetingType

Country of Trade

Annual Cayman IslandsIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Non-Voting Meeting Note N/A N/A N/A N/A2 Non-Voting Meeting Note N/A N/A N/A N/A3 Accounts and Reports Mgmt For For For4 Allocation of

Profits/DividendsMgmt For For For

5 Elect LU Hesheng Mgmt For For For6 Elect James HUANG Chih-

ChengMgmt For For For

7 Elect CHEN Qunlin Mgmt For For For

Page 162: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

8 Elect LUO Zhuping Mgmt For For For9 Directors' Fees Mgmt For For For10 Appointment of Auditor and

Authority to Set FeesMgmt For For For

11 Authority to Issue Sharesw/o Preemptive Rights

Mgmt For For For

12 Authority to RepurchaseShares

Mgmt For For For

13 Authority to IssueRepurchased Shares

Mgmt For Against Against

Grieg SeafoodTicker Security ID: Meeting

DateMeetingStatus

GSF CINS R28594100 06/13/2019 Take NoAction

MeetingType

Country of Trade

Annual NorwayIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Non-Voting Meeting Note N/A N/A TNA N/A2 Non-Voting Meeting Note N/A N/A TNA N/A3 Non-Voting Meeting Note N/A N/A TNA N/A4 Election of Presiding Chair;

MinutesMgmt For TNA N/A

5 Agenda Mgmt For TNA N/A6 Accounts and Reports Mgmt For TNA N/A7 Allocation of

Profits/DividendsMgmt For TNA N/A

Page 163: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

8 Authority to DistributeDividends

Mgmt For TNA N/A

9 Corporate GovernanceReport

Mgmt For TNA N/A

10 Authority to Set Auditor'sFees

Mgmt For TNA N/A

11 Directors' Fees Mgmt For TNA N/A12 Elect Sirine Fostad Mgmt For TNA N/A13 Elect Per Grieg jr. Mgmt For TNA N/A14 Elect Asbjorn Reinkind Mgmt For TNA N/A15 Elect Karin Bing Orgland Mgmt For TNA N/A16 Elect Helge Nielsen Mgmt For TNA N/A17 Elect Yngve Myhre Mgmt For TNA N/A18 Nomination Committee Fees Mgmt For TNA N/A19 Remuneration Report Mgmt For TNA N/A20 Authority to Issue Shares w/

or w/o Preemptive RightsMgmt For TNA N/A

21 Authority to RepurchaseShares Pursuant to ShareSavings Plan

Mgmt For TNA N/A

22 Authority to RepurchaseShares

Mgmt For TNA N/A

23 Increase of MaximumRepurchase Price

Mgmt For TNA N/A

24 Non-Voting Meeting Note N/A N/A TNA N/A

Grupo FinancieroGalicia SA

Ticker Security ID: MeetingDate

MeetingStatus

Page 164: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

GGAL CUSIP 399909100 04/25/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Election of Meeting

Delegates in Charge ofMeeting Minutes

Mgmt For For For

2 Authority to Cast Votes andAttend General Meeting ofSubsidiary

Mgmt For For For

3 Accounts and Reports Mgmt For For For4 Allocation of

Profits/DividendsMgmt For For For

5 Ratification of Board andSupervisory Council Acts

Mgmt For For For

6 Ratification of SupervisoryCouncil Fees

Mgmt For For For

7 Directors' Fees Mgmt For For For8 Authority to Advance

Directors' FeesMgmt For Against Against

9 Election of SupervisoryCouncil

Mgmt For For For

10 Board Size; Election ofDirectors

Mgmt For For For

11 Ratification of Auditor's Fees Mgmt For For For12 Appointment of Auditor Mgmt For For For13 Amendments to Articles Mgmt For Against Against14 Consolidation of Articles Mgmt For Against Against15 Amendment to Terms of Mgmt For Against Against

Page 165: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

Debt Instruments16 Authority to Set Terms of

Debt IssuanceMgmt For Against Against

Heineken NVTicker Security ID: Meeting

DateMeetingStatus

HEIA CINS N39427211 04/25/2019 VotedMeetingType

Country of Trade

Annual NetherlandsIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Non-Voting Agenda Item N/A N/A N/A N/A2 Non-Voting Agenda Item N/A N/A N/A N/A3 Accounts and Reports Mgmt For For For4 Non-Voting Agenda Item N/A N/A N/A N/A5 Allocation of

Profits/DividendsMgmt For For For

6 Ratification of ManagementBoard Acts

Mgmt For For For

7 Ratification of SupervisoryBoard Acts

Mgmt For For For

8 Authority to RepurchaseShares

Mgmt For For For

9 Authority to Issue Shares w/Preemptive Rights

Mgmt For For For

10 Authority to SuppressPreemptive Rights

Mgmt For For For

11 Supervisory Board Fees Mgmt For For For

Page 166: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

12 Election of LaurenceDebroux to the ManagementBoard

Mgmt For For For

13 Election of Michel deCarvalho to the SupervisoryBoard

Mgmt For Against Against

14 Election of Rosemary L.Ripley to the SupervisoryBoard

Mgmt For Against Against

15 Election of Ingrid-HelenArnold to the SupervisoryBoard

Mgmt For Against Against

16 Non-Voting Meeting Note N/A N/A N/A N/A

Hoya CorporationTicker Security ID: Meeting

DateMeetingStatus

7741 CINS J22848105 06/26/2019 VotedMeetingType

Country of Trade

Annual JapanIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Non-Voting Meeting Note N/A N/A N/A N/A2 Elect Yukako Uchinaga Mgmt For For For3 Elect Mitsudo Urano Mgmt For For For4 Elect Takeo Takasu Mgmt For For For5 Elect Shuzo Kaihori Mgmt For For For6 Elect Hiroaki Yoshihara Mgmt For For For7 Elect Hiroshi Suzuki Mgmt For For For

Page 167: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

JazzPharmaceuticalsPublic LimitedCompany

Ticker Security ID: MeetingDate

MeetingStatus

JAZZ CUSIP G50871105 08/02/2018 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Elect Peter Gray Mgmt For For For2 Elect Kenneth W. O'Keefe Mgmt For For For3 Elect Elmar Schnee Mgmt For For For4 Elect Catherine A. Sohn Mgmt For For For5 Appointment of Auditor and

Authority to Set FeesMgmt For For For

6 Advisory Vote on ExecutiveCompensation

Mgmt For For For

7 Frequency of Advisory Voteon Executive Compensation

Mgmt 1 Year 1 Year For

KEI Industries Ltd.Ticker Security ID: Meeting

DateMeetingStatus

517569 CINS Y4640F123 03/27/2019 Voted

Page 168: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

MeetingType

Country of Trade

Other IndiaIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Non-Voting Meeting Note N/A N/A N/A N/A2 Continuation of the Office of

Director Kishan G. SomaniMgmt For For For

3 Elect Kishan G. Somani Mgmt For For For4 Continuation of the Office of

Director Vikram BhartiaMgmt For For For

5 Elect Vikram Bhartia Mgmt For For For6 Elect Shalini Gupta Mgmt For For For

KEI Industries Ltd.Ticker Security ID: Meeting

DateMeetingStatus

517569 CINS Y4640F123 09/19/2018 VotedMeetingType

Country of Trade

Annual IndiaIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Accounts and Reports Mgmt For For For2 Allocation of

Profits/DividendsMgmt For For For

3 Elect Archana Gupta Mgmt For For For4 Appoint Anil Gupta

(Chairman & ManagingDirector); Approval of

Mgmt For For For

Page 169: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

Remuneration5 Elect Sadhu Ram Bansal Mgmt For For For6 Amendment to Borrowing

PowersMgmt For For For

7 Authority to Mortgage Assets Mgmt For For For8 Authority to Set Cost

Auditor's FeesMgmt For For For

9 Non-Voting Meeting Note N/A N/A N/A N/A

KeringTicker Security ID: Meeting

DateMeetingStatus

KER CINS F5433L103 04/24/2019 VotedMeetingType

Country of Trade

Mix FranceIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Non-Voting Meeting Note N/A N/A N/A N/A2 Non-Voting Meeting Note N/A N/A N/A N/A3 Non-Voting Meeting Note N/A N/A N/A N/A4 Non-Voting Meeting Note N/A N/A N/A N/A5 Accounts and Reports Mgmt For For For6 Consolidated Accounts and

ReportsMgmt For For For

7 Allocation ofProfits/Dividends

Mgmt For For For

8 Ratification of the Co-Optionof Ginevra Elkann

Mgmt For For For

Page 170: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

9 Ratification of the Co-Optionof Heloise Temple-Boyer

Mgmt For For For

10 Remuneration of Francois-Henri Pinault, Chair andCEO

Mgmt For For For

11 Remuneration of Jean-Francois Palus, Deputy CEO

Mgmt For For For

12 Remuneration Policy (Chairand CEO)

Mgmt For For For

13 Remuneration Policy(Deputy CEO)

Mgmt For For For

14 Authority to Repurchase andReissue Shares

Mgmt For For For

15 Authority to Cancel Sharesand Reduce Capital

Mgmt For For For

16 Authority to Issue Sharesand/or Convertible Debt withPreemptive Rights

Mgmt For For For

17 Authority to Increase Capitalthrough Capitalisations

Mgmt For For For

18 Authority to Issue Shareswithout Preemptive Rights

Mgmt For For For

19 Authority to Issue Sharesand/or Convertible Debtthrough Private Placement

Mgmt For For For

20 Authority to Set OfferingPrice of Shares

Mgmt For For For

21 Greenshoe Mgmt For For For22 Authority to Increase Capital

in Consideration forContributions In Kind

Mgmt For For For

23 Employee Stock PurchasePlan

Mgmt For For For

Page 171: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

24 Amend Article RegardingShareholders' Identification

Mgmt For Against Against

25 Authorisation of LegalFormalities

Mgmt For For For

Kerry Group PlcTicker Security ID: Meeting

DateMeetingStatus

KRZ CINS G52416107 05/02/2019 VotedMeetingType

Country of Trade

Annual IrelandIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Accounts and Reports Mgmt For For For2 Allocation of

Profits/DividendsMgmt For For For

3 Elect Marguerite Larkin Mgmt For For For4 Elect Christopher Rogers Mgmt For Against Against5 Elect Gerry Behan Mgmt For For For6 Elect Hugh Brady Mgmt For For For7 Elect Gerard Culligan Mgmt For For For8 Elect Karin L. Dorrepaal Mgmt For For For9 Elect Joan Garahy Mgmt For For For10 Elect James C. Kenny Mgmt For For For11 Elect Tom Moran Mgmt For For For12 Elect Cornelius Murphy Mgmt For For For

13 Elect Edmond Scanlan Mgmt For For For

Page 172: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

14 Elect Philip Toomey Mgmt For For For15 Authority to Set Auditor's

FeesMgmt For For For

16 Remuneration Report(Advisory)

Mgmt For For For

17 Authority to Issue Shares w/Preemptive Rights

Mgmt For For For

18 Authority to Issue Sharesw/o Preemptive Rights

Mgmt For For For

19 Authority to Issue Sharesw/o Preemptive Rights(Specified CapitalInvestment)

Mgmt For For For

20 Authority to RepurchaseShares

Mgmt For For For

KH Neochem Co.,Ltd.

Ticker Security ID: MeetingDate

MeetingStatus

4189 CINS J330C4109 03/26/2019 VotedMeetingType

Country of Trade

Annual JapanIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Non-Voting Meeting Note N/A N/A N/A N/A2 Allocation of

Profits/DividendsMgmt For For For

3 Elect Michio Takahashi Mgmt For For For

Page 173: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

4 Elect Toshihiro Matsuoka Mgmt For For For5 Elect Kenichi Hirai Mgmt For For For6 Elect Tatsuroh Niiya Mgmt For For For7 Elect Yukihiro Isogai Mgmt For For For8 Elect Manabu Fujise Mgmt For For For9 Elect Sayoko Miyairi Mgmt For For For

KKR & Co. Inc.Ticker Security ID: Meeting

DateMeetingStatus

KKR CUSIP 48251W104 01/28/2019 VotedMeetingType

Country of Trade

Special United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Approval of the 2019 Equity

Incentive PlanMgmt For For For

Komatsu LtdTicker Security ID: Meeting

DateMeetingStatus

6301 CINS J35759125 06/18/2019 VotedMeetingType

Country of Trade

Annual JapanIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt

Page 174: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

1 Non-Voting Meeting Note N/A N/A N/A N/A2 Allocation of

Profits/DividendsMgmt For For For

3 Elect Tetsuji Ohashi Mgmt For For For4 Elect Hiroyuki Ogawa Mgmt For For For5 Elect Kuniko Urano Mgmt For For For6 Elect Masayuki Oku Mgmt For For For7 Elect Mitoji Yabunaka Mgmt For For For8 Elect Makoto Kigawa Mgmt For For For9 Elect Masayuki Moriyama Mgmt For For For10 Elect Kiyoshi Mizuhara Mgmt For For For11 Elect Eiko Shinotsuka as

Statutory AuditorMgmt For For For

KyudenkoCorporation

Ticker Security ID: MeetingDate

MeetingStatus

1959 CINS J38425104 06/26/2019 VotedMeetingType

Country of Trade

Annual JapanIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Non-Voting Meeting Note N/A N/A N/A N/A2 Elect Naofumi Sato Mgmt For For For3 Elect Matsuji Nishimura Mgmt For For For4 Elect Seiki Ino Mgmt For For For

Page 175: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

5 Elect Hironori Higaki Mgmt For For For6 Elect Kazuyuki Ishibashi Mgmt For For For7 Elect Masaaki Jono Mgmt For For For8 Elect Kunihiko Kitamura Mgmt For For For9 Elect Yasuhiro Kashima Mgmt For For For10 Elect Keizo Fukui Mgmt For For For11 Elect Akiyoshi Watanabe Mgmt For For For12 Elect Sumio Kuratomi Mgmt For For For13 Elect Shinji Kato Mgmt For Against Against14 Elect Yukinori Michinaga Mgmt For Against Against

Melco InternationalDevelopmentLimited

Ticker Security ID: MeetingDate

MeetingStatus

0200 CINS Y59683188 06/13/2019 VotedMeetingType

Country of Trade

Annual Hong KongIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Non-Voting Meeting Note N/A N/A N/A N/A2 Non-Voting Meeting Note N/A N/A N/A N/A3 Accounts and Reports Mgmt For For For4 Allocation of

Profits/DividendsMgmt For For For

5 Elect Karuna EvelyneShinsho

Mgmt For For For

Page 176: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

6 Elect Evan Andrew Winkler Mgmt For For For7 Elect Edward CHOW Kwong

FaiMgmt For For For

8 Directors' Fees Mgmt For For For9 Appointment of Auditor and

Authority to Set FeesMgmt For Against Against

10 Authority to RepurchaseShares

Mgmt For For For

11 Authority to Issue Sharesw/o Preemptive Rights

Mgmt For For For

12 Authority to IssueRepurchased Shares

Mgmt For Against Against

Merck & Co., Inc.Ticker Security ID: Meeting

DateMeetingStatus

MRK CUSIP 58933Y105 05/28/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Elect Leslie A. Brun Mgmt For For For2 Elect Thomas R. Cech Mgmt For For For3 Elect Mary Ellen Coe Mgmt For For For4 Elect Pamela J. Craig Mgmt For For For5 Elect Kenneth C. Frazier Mgmt For For For6 Elect Thomas H. Glocer Mgmt For For For7 Elect Rochelle B. Lazarus Mgmt For For For

Page 177: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

8 Elect Paul B. Rothman Mgmt For For For9 Elect Patricia F. Russo Mgmt For For For10 Elect Inge G. Thulin Mgmt For For For11 Elect Wendell P. Weeks Mgmt For For For12 Elect Peter C. Wendell Mgmt For For For13 Advisory Vote on Executive

CompensationMgmt For For For

14 Approval of the 2019 StockIncentive Plan

Mgmt For For For

15 Ratification of Auditor Mgmt For For For16 Shareholder Proposal

Regarding IndependentChair

ShrHoldr Against Against For

17 Shareholder ProposalRegarding Disclosure ofExecutive Stock Buybacks

ShrHoldr Against Against For

18 Shareholder ProposalRegarding Report on LinkingExecutive Compensation toDrug Pricing

ShrHoldr Against Against For

Mitsubishi UFJFinancial Group Inc.

Ticker Security ID: MeetingDate

MeetingStatus

8306 CINS J44497105 06/27/2019 VotedMeetingType

Country of Trade

Annual JapanIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Page 178: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

Mgmt1 Non-Voting Meeting Note N/A N/A N/A N/A2 Allocation of

Profits/DividendsMgmt For For For

3 Elect Mariko Fujii Mgmt For For For4 Elect Kaoru Kato Mgmt For For For5 Elect Haruka Matsuyama

Haruka KatoMgmt For For For

6 Elect Toby S. Myerson Mgmt For For For7 Elect Hirofumi Nomoto Mgmt For Against Against8 Elect Tsutomu Okuda Mgmt For For For9 Elect Yasushi Shingai Mgmt For For For10 Elect Tarisa Watanagase Mgmt For For For11 Elect Akira Yamate Mgmt For For For12 Elect Tadashi Kuroda Mgmt For For For13 Elect Junichi Okamoto Mgmt For For For14 Elect Nobuyuki Hirano Mgmt For For For15 Elect Mikio Ikegaya Mgmt For For For16 Elect Saburo Araki Mgmt For For For17 Elect Kanetsugu Mike Mgmt For For For18 Elect Hironori Kamezawa Mgmt For For For

Morphosys AGTicker Security ID: Meeting

DateMeetingStatus

MOR CINS D55040105 05/22/2019 Voted

MeetingType

Country of Trade

Page 179: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

Annual GermanyIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Non-Voting Meeting Note N/A N/A N/A N/A2 Non-Voting Meeting Note N/A N/A N/A N/A3 Non-Voting Meeting Note N/A N/A N/A N/A4 Non-Voting Agenda Item N/A N/A N/A N/A5 Ratification of Management

Board ActsMgmt For For For

6 Ratification of SupervisoryBoard Acts

Mgmt For For For

7 Appointment of Auditor Mgmt For For For8 Supervisory Board Size Mgmt For For For9 Elect Krisja Vermeylen Mgmt For For For10 Elect Sharon Curran Mgmt For For For11 Amendments to Articles Mgmt For For For12 Supervisory Board Fees Mgmt For For For13 Restricted Stock Unit

Program; Increase inConditional Capital

Mgmt For For For

Novozymes A/STicker Security ID: Meeting

DateMeetingStatus

NZYMB CINS K7317J133 02/27/2019 Take NoAction

MeetingType

Country of Trade

Annual Denmark

Page 180: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

Issue No. Description Proponent Mgmt Rec Vote Cast For/AgnstMgmt

1 Non-Voting Meeting Note N/A N/A TNA N/A2 Non-Voting Meeting Note N/A N/A TNA N/A3 Non-Voting Meeting Note N/A N/A TNA N/A4 Non-Voting Agenda Item N/A N/A TNA N/A5 Presentation of Accounts

and ReportsMgmt For TNA N/A

6 Allocation ofProfits/Dividends

Mgmt For TNA N/A

7 Directors' Fees Mgmt For TNA N/A8 Elect Jorgen Buhl

RasmussenMgmt For TNA N/A

9 Elect Agnete Raaschou-Nielsen

Mgmt For TNA N/A

10 Elect Lars Green Mgmt For TNA N/A11 Elect Kasim Kutay Mgmt For TNA N/A12 Elect Kim Stratton Mgmt For TNA N/A13 Elect Mathias Uhlen Mgmt For TNA N/A14 Appointment of Auditor Mgmt For TNA N/A15 Authority to Issue Shares w/

or w/o Preemptive RightsMgmt For TNA N/A

16 Cancellation of Shares Mgmt For TNA N/A17 Authority to Repurchase

SharesMgmt For TNA N/A

18 Authority to Carry OutFormalities

Mgmt For TNA N/A

19 Non-Voting Meeting Note N/A N/A TNA N/A

Page 181: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

NXPSemiconductors N.V.

Ticker Security ID: MeetingDate

MeetingStatus

NXPI CUSIP N6596X109 06/17/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Accounts and Reports Mgmt For For For2 Ratification of Board Acts Mgmt For For For3 Elect Richard L. Clemmer Mgmt For For For4 Elect Peter L. Bonfield Mgmt For For For5 Elect Kenneth A. Goldman Mgmt For Against Against6 Elect Josef Kaeser Mgmt For For For7 Elect Lena Olving Mgmt For For For8 Elect Peter Smitham Mgmt For For For9 Elect Julie Southern Mgmt For For For10 Elect Jasmin Staiblin Mgmt For For For11 Elect Gregory L. Summe Mgmt For For For12 Elect Karl-Henrik Sundstrom Mgmt For For For13 Authority to Issue Shares w/

Preemptive RightsMgmt For For For

14 Authority to Issue Sharesw/o Preemptive Rights

Mgmt For For For

15 2019 Omnibus IncentivePlan

Mgmt For For For

16 Authority to RepurchaseShares

Mgmt For For For

Page 182: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

17 Authority to CancelRepurchased Shares

Mgmt For For For

18 Appointment of Auditor Mgmt For For For

OCI N.V.Ticker Security ID: Meeting

DateMeetingStatus

OCI CINS N6667A111 05/29/2019 VotedMeetingType

Country of Trade

Annual NetherlandsIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Non-Voting Agenda Item N/A N/A N/A N/A2 Non-Voting Agenda Item N/A N/A N/A N/A3 Non-Voting Agenda Item N/A N/A N/A N/A4 Non-Voting Agenda Item N/A N/A N/A N/A5 Accounts and Reports;

Allocation ofProfits/Dividends

Mgmt For For For

6 Ratification of ExecutiveDirectors' Acts

Mgmt For For For

7 Ratification of Non-ExecutiveDirectors' Acts

Mgmt For For For

8 Amendments toRemuneration Policy

Mgmt For For For

9 Performance Stock Unit Plan Mgmt For Against Against10 Elect Nassef Sawiris to the

Board of DirectorsMgmt For For For

11 Elect Hassan Badrawi to the Mgmt For For For

Page 183: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

Board of Directors12 Elect Maud de Vries to the

Board of DirectorsMgmt For For For

13 Elect Michael L. Bennett tothe Board of Directors

Mgmt For For For

14 Elect Jerome Guiraud to theBoard of Directors

Mgmt For For For

15 Elect Greg Heckman to theBoard of Directors

Mgmt For For For

16 Elect Robert-Jan van deKraats to the Board ofDirectors

Mgmt For For For

17 Elect Anja Montijn to theBoard of Directors

Mgmt For For For

18 Elect Sipko N. Schat to theBoard of Directors

Mgmt For For For

19 Elect Jan Alberts Ter Wischto the Board of Directors

Mgmt For For For

20 Elect Dod Fraser to theBoard of Directors

Mgmt For For For

21 Elect David Welch to theBoard of Directors

Mgmt For For For

22 Authority to Issue Shares w/Preemptive Rights

Mgmt For For For

23 Authority to SuppressPreemptive Rights

Mgmt For For For

24 Authority to RepurchaseShares

Mgmt For For For

25 Appointment of Auditor Mgmt For For For

26 Non-Voting Agenda Item N/A N/A N/A N/A

Page 184: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

Open House Co.,Ltd.

Ticker Security ID: MeetingDate

MeetingStatus

3288 CINS J3072G101 12/19/2018 VotedMeetingType

Country of Trade

Annual JapanIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Non-Voting Meeting Note N/A N/A N/A N/A2 Allocation of

Profits/DividendsMgmt For For For

3 Amendments to Articles Mgmt For For For4 Elect Masaaki Arai Mgmt For For For5 Elect Kazuhiko Kamata Mgmt For For For6 Elect Hitoshi Imamura Mgmt For For For7 Elect Ryosuke Fukuoka Mgmt For For For8 Elect Kotaro Wakatabi Mgmt For For For9 Elect Hitoshi Ishimura Mgmt For For For10 Elect Masaru Sakurai Mgmt For For For11 Elect Koichi Matsumoto as

Statutory AuditorMgmt For For For

12 Elect Kazumi Ido asAlternate Statutory Auditor

Mgmt For For For

Orion EngineeredCarbons S.A.

Ticker Security ID: Meeting Meeting

Page 185: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

Date StatusOEC CUSIP L72967109 04/16/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Presentation of Accounts

and ReportsMgmt For For For

2 Accounts and Reports Mgmt For For For3 Consolidated Accounts and

ReportsMgmt For For For

4 Allocation ofProfits/Dividends

Mgmt For For For

5 Ratification of Board Acts Mgmt For For For6 Appointment of Auditor Mgmt For For For7 Directors' Fees Mgmt For For For

Orion EngineeredCarbons S.A.

Ticker Security ID: MeetingDate

MeetingStatus

OEC CUSIP L72967109 04/16/2019 VotedMeetingType

Country of Trade

Special United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Authority to Issue Shares

w/o Preemptive RightsMgmt For For For

Page 186: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

OrpeaTicker Security ID: Meeting

DateMeetingStatus

ORP CINS F69036105 06/27/2019 VotedMeetingType

Country of Trade

Mix FranceIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Non-Voting Meeting Note N/A N/A N/A N/A2 Non-Voting Meeting Note N/A N/A N/A N/A3 Non-Voting Meeting Note N/A N/A N/A N/A4 Non-Voting Meeting Note N/A N/A N/A N/A5 Accounts and Reports; Non

Tax-Deductible ExpensesMgmt For For For

6 Consolidated Accounts andReports

Mgmt For For For

7 Allocation ofProfits/Dividends

Mgmt For For For

8 Severance Agreement (YvesLe Masne, CEO)

Mgmt For For For

9 Severance Agreement(Jean-Claude Brdenk,Deputy CEO)

Mgmt For For For

10 Special Auditors Report onRegulated Agreements

Mgmt For For For

11 Ratification of the Co-Optionof Moritz Krautkramer

Mgmt For For For

12 Elect Philippe Charrier Mgmt For For For

Page 187: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

13 Elect Yves Le Masne Mgmt For For For14 Elect Thierry Mabille de

PonchevilleMgmt For For For

15 Elect Joy Verle Mgmt For For For16 Remuneration of Philippe

Charrier, ChairMgmt For For For

17 Remuneration of Yves LeMasne, CEO

Mgmt For For For

18 Remuneration of Jean-Claude Brdenk, Deputy CEO

Mgmt For For For

19 Remuneration Policy (Chair) Mgmt For For For20 Remuneration Policy (CEO) Mgmt For For For21 Remuneration Policy

(Deputy CEO)Mgmt For For For

22 Authority to Repurchase andReissue Shares

Mgmt For Against Against

23 Authority to Cancel Sharesand Reduce Capital

Mgmt For For For

24 Amendments to ArticleRegarding Annual GeneralMeeting Participation

Mgmt For For For

25 Authorisation of LegalFormalities

Mgmt For For For

Outsourcing Inc.Ticker Security ID: Meeting

DateMeetingStatus

2427 CINS J6313D100 03/27/2019 VotedMeetingType

Country of Trade

Page 188: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

Annual JapanIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Non-Voting Meeting Note N/A N/A N/A N/A2 Allocation of

Profits/DividendsMgmt For For For

3 Elect Haruhiko Doi Mgmt For For For4 Elect Kazuhiko Suzuki Mgmt For For For5 Elect Masaki Motegi Mgmt For For For6 Elect Atsushi Nakamoto Mgmt For For For7 Elect Masashi Fukushima Mgmt For For For

PagSeguro DigitalLtd.

Ticker Security ID: MeetingDate

MeetingStatus

PAGS CUSIP G68707101 05/30/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Elect Luiz Frias Mgmt For Against Against2 Elect Maria Judith de Brito Mgmt For Against Against

3 Elect Eduardo Alcaro Mgmt For Against Against4 Elect Noemia Gushiken Mgmt For Against Against5 Elect Cleveland P. Teixeira Mgmt For Against Against6 Elect Marcos de Barros

LisboaMgmt For Against Against

Page 189: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

7 Elect Ricardo Dutra da Silva Mgmt For Against Against8 Approval of the Long-Term

Incentive PlanMgmt For For For

9 Ratification of Director andOfficer Acts

Mgmt For For For

Paltac CorporationTicker Security ID: Meeting

DateMeetingStatus

8283 CINS J6349W106 06/21/2019 VotedMeetingType

Country of Trade

Annual JapanIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Non-Voting Meeting Note N/A N/A N/A N/A2 Elect Kunio Mikita Mgmt For For For3 Elect Seiichi Kasutani Mgmt For For For4 Elect Osamu Wada Mgmt For For For5 Elect Masahiko Tashiro Mgmt For For For6 Elect Masahiro Noma Mgmt For For For7 Elect Akiyoshi Moriya Mgmt For For For8 Elect Ryohei Isobe Mgmt For For For

9 Elect Katsutoshi Yogo Mgmt For For For10 Elect Ryu Matsumoto Mgmt For For For11 Elect Kaori Oishi Mgmt For For For12 Elect Takashi Shintani Mgmt For For For13 Elect Hideo Suzuki Mgmt For For For

Page 190: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

14 Elect Hiroshi Kamei Mgmt For For For15 Elect Mayuko Hara Mgmt For For For

Pernod Ricard SATicker Security ID: Meeting

DateMeetingStatus

RI CINS F72027109 11/21/2018 VotedMeetingType

Country of Trade

Mix FranceIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Non-Voting Meeting Note N/A N/A N/A N/A2 Non-Voting Meeting Note N/A N/A N/A N/A3 Non-Voting Meeting Note N/A N/A N/A N/A4 Non-Voting Meeting Note N/A N/A N/A N/A5 Accounts and Reports; Non

Tax-Deductible ExpensesMgmt For For For

6 Consolidated Accounts andReports

Mgmt For For For

7 Allocation ofProfits/Dividends

Mgmt For For For

8 Approval of Related PartyTransactions Report

Mgmt For For For

9 Elect Martina Gonzalez-Gallarza

Mgmt For For For

10 Elect Ian Gallienne Mgmt For Against Against11 Elect Gilles Samyn Mgmt For For For12 Elect Patricia Barbizet Mgmt For For For

Page 191: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

13 Directors' Fees Mgmt For For For14 Remuneration Policy (Chair

and CEO)Mgmt For For For

15 Remuneration of AlexandreRicard, Chair and CEO

Mgmt For For For

16 Authority to Repurchase andReissue Shares

Mgmt For For For

17 Employee Stock PurchasePlan

Mgmt For For For

18 Stock Purchase Plan forOverseas Employees

Mgmt For For For

19 Amendments to ArticlesRegarding ShareholderOwnership DisclosureRequirements' Notice Period

Mgmt For Against Against

20 Amendments to ArticlesRegarding Share Ownership

Mgmt For For For

21 Amendments to ArticlesRegarding AlternateStatutory Auditors

Mgmt For For For

22 Authorisation of LegalFormalities

Mgmt For For For

Pirelli & C. S.p.A.Ticker Security ID: Meeting

DateMeetingStatus

PIRC CINS T76434264 05/15/2019 VotedMeetingType

Country of Trade

Ordinary ItalyIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Page 192: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

Mgmt1 Accounts and Reports;

Allocation ofProfits/Dividends

Mgmt For For For

2 Board size; Ratify Co-Optionof NING Gaoning

Mgmt For For For

3 Elec NING Gaoning as Chairof Board of Directors

Mgmt For For For

4 Remuneration Policy Mgmt For For For5 Non-Voting Meeting Note N/A N/A N/A N/A

Prudential plcTicker Security ID: Meeting

DateMeetingStatus

PRU CINS G72899100 05/16/2019 VotedMeetingType

Country of Trade

Annual United KingdomIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Accounts and Reports Mgmt For For For2 Remuneration Report

(Advisory)Mgmt For For For

3 Elect Fields Wicker-Miurin Mgmt For For For4 Elect Howard J. Davies Mgmt For For For5 Elect Mark FitzPatrick Mgmt For For For6 Elect David Law Mgmt For For For7 Elect Paul Manduca Mgmt For For For8 Elect Kaikhushru Nargolwala Mgmt For For For

Page 193: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

9 Elect Anthony Nightingale Mgmt For Against Against10 Elect Philip Remnant Mgmt For For For11 Elect Alice Schroeder Mgmt For For For12 Elect Stuart James Turner Mgmt For For For13 Elect Thomas R. Watjen Mgmt For For For14 Elect Michael A. Wells Mgmt For For For15 Appointment of Auditor Mgmt For For For16 Authority to Set Auditor's

FeesMgmt For For For

17 Authorisation of PoliticalDonations

Mgmt For For For

18 Authority to Issue Shares w/Preemptive Rights

Mgmt For For For

19 Authority to IssueRepurchased Shares w/Preemptive Rights

Mgmt For For For

20 Authority to Issue PreferenceShares

Mgmt For For For

21 Authority to Issue Sharesw/o Preemptive Rights

Mgmt For For For

22 Authority to Issue MandatoryConvertible Securities w/Preemptive rights

Mgmt For For For

23 Authority to Issue MandatoryConvertible Securities w/oPreemptive rights

Mgmt For For For

24 Authority to RepurchaseShares

Mgmt For For For

25 Authority to Set GeneralMeeting Notice Period at 14Days

Mgmt For Against Against

Page 194: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

PT MatahariDepartment StoreTbk

Ticker Security ID: MeetingDate

MeetingStatus

LPPF CINS Y7139L105 04/26/2019 VotedMeetingType

Country of Trade

Annual IndonesiaIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Accounts and Reports Mgmt For For For2 Allocation of

Profits/DividendsMgmt For For For

3 Appointment of Auditor andAuthority to Set Fees

Mgmt For Against Against

4 Election of Directors and/orCommissioners; Approval ofRemuneration

Mgmt For Against Against

5 Amendments to Articles Mgmt For Against Against6 Authority to Repurchase

SharesMgmt For For For

7 Cancellation of Shares Mgmt For For For

QBE InsuranceGroup Limited

Ticker Security ID: MeetingDate

MeetingStatus

QBE CINS Q78063114 05/09/2019 Voted

Page 195: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

MeetingType

Country of Trade

Annual AustraliaIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Non-Voting Meeting Note N/A N/A N/A N/A2 Remuneration Report Mgmt For For For3 Equity Grant (CEO Patrick

Regan - FY2018 EIPConditional Rights)

Mgmt For For For

4 Equity Grant (CEO PatrickRegan - FY2019 LTIPConditional Rights)

Mgmt For For For

5 Re-elect John Green Mgmt For Against Against6 Re-elect Rolf Tolle Mgmt For Against Against7 Elect Fred Eppinger Mgmt For Against Against8 Non-Voting Agenda Item N/A N/A N/A N/A9 Board Spill Resolution Mgmt Against Against For10 Shareholder Proposal

Regarding FacilitatingNonbinding Proposals

ShrHoldr Against Against For

11 Shareholder ProposalRegarding ReducingInvestments andUnderwriting Exposure toCoal, Oil and Gas

ShrHoldr Against Against For

Quilter PlcTicker Security ID: Meeting

DateMeetingStatus

Page 196: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

QLT CINS G3651J107 05/16/2019 VotedMeetingType

Country of Trade

Annual United KingdomIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Accounts and Reports Mgmt For For For2 Remuneration Report

(Advisory)Mgmt For For For

3 Remuneration Policy(Binding)

Mgmt For For For

4 Allocation ofProfits/Dividends

Mgmt For For For

5 Elect Paul W. Feeney Mgmt For For For6 Elect Rosemary Harris Mgmt For For For7 Elect Glyn Jones Mgmt For For For8 Elect Suresh P. Kana Mgmt For For For9 Elect Moira Kilcoyne Mgmt For For For10 Elect Jon Little Mgmt For For For11 Elect Ruth Markland Mgmt For For For12 Elect Paul Matthews Mgmt For For For13 Elect George M. Reid Mgmt For For For

14 Elect Mark O. Satchel Mgmt For For For15 Elect Cathy Turner Mgmt For For For16 Appointment of Auditor Mgmt For For For17 Authority to Set Auditor's

FeesMgmt For For For

18 Authorisation of PoliticalDonations

Mgmt For For For

19 Authority to Issue Shares w/ Mgmt For For For

Page 197: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

Preemptive Rights20 Authority to Repurchase

SharesMgmt For For For

21 Authority to RepurchaseShares Off-Market(Contingent PurchaseContracts)

Mgmt For For For

22 Adoption of New Article(Odd-lot Offer)

Mgmt For For For

23 Approval of Odd-lot Offer Mgmt For For For24 Authority to Repurchase

Shares (Odd-lot Offer)Mgmt For For For

25 Non-Voting Meeting Note N/A N/A N/A N/A

RAI Way SpaTicker Security ID: Meeting

DateMeetingStatus

RWAY CINS T7S1AC112 04/18/2019 VotedMeetingType

Country of Trade

Ordinary ItalyIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Non-Voting Meeting Note N/A N/A N/A N/A2 Non-Voting Meeting Note N/A N/A N/A N/A3 Accounts and Reports Mgmt For For For4 Allocation of

Profits/DividendsMgmt For For For

5 Authority to Repurchase andReissue Shares

Mgmt For For For

Page 198: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

6 Remuneration Policy Mgmt For For For7 Election of One Director Mgmt For Against Against8 Election of Chair of the

BoardMgmt For Against Against

Rheinmetall AGTicker Security ID: Meeting

DateMeetingStatus

RHM CINS D65111102 05/28/2019 VotedMeetingType

Country of Trade

Annual GermanyIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Non-Voting Meeting Note N/A N/A N/A N/A2 Non-Voting Meeting Note N/A N/A N/A N/A3 Non-Voting Meeting Note N/A N/A N/A N/A4 Non-Voting Agenda Item N/A N/A N/A N/A5 Allocation of

Profits/DividendsMgmt For For For

6 Ratification of ManagementBoard Acts

Mgmt For For For

7 Ratification of SupervisoryBoard Acts

Mgmt For For For

8 Appointment of Auditor Mgmt For For For9 Approval of Settlement

AgreementMgmt For For For

Page 199: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

Rio Tinto LimitedTicker Security ID: Meeting

DateMeetingStatus

RIO CINS Q81437107 05/09/2019 VotedMeetingType

Country of Trade

Annual AustraliaIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Non-Voting Meeting Note N/A N/A N/A N/A2 Non-Voting Meeting Note N/A N/A N/A N/A3 Accounts and Reports Mgmt For For For4 Remuneration Report

(Advisory - UK)Mgmt For For For

5 Remuneration Report(Advisory - AUS)

Mgmt For For For

6 Elect Moya M. Greene Mgmt For For For7 Elect Simon McKeon Mgmt For For For8 Elect Jakob Stausholm Mgmt For For For9 Re-elect Megan E. Clark Mgmt For For For10 Re-elect David E. Constable Mgmt For For For11 Re-elect Simon P. Henry Mgmt For For For12 Re-elect Jean-Sebastien

D.F. JacquesMgmt For For For

13 Re-elect Sam H. Laidlaw Mgmt For For For14 Re-elect Michael G.

L'EstrangeMgmt For For For

15 Re-elect Simon R.Thompson

Mgmt For For For

16 Appointment of Auditor Mgmt For For For

Page 200: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

17 Authorise Board to SetAuditor's Fees

Mgmt For For For

18 Authorisation of PoliticalDonations

Mgmt For For For

19 Renew Authority toRepurchase Shares

Mgmt For For For

20 Shareholder ProposalRegarding FacilitatingNonbinding Proposals

ShrHoldr Against Against For

21 Shareholder ProposalRegarding Climate ChangeTransition Plan

ShrHoldr Against Against For

Saras RaffinerieSarde SPA

Ticker Security ID: MeetingDate

MeetingStatus

SRS CINS T83058106 04/16/2019 VotedMeetingType

Country of Trade

Ordinary ItalyIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Accounts and Reports Mgmt For For For2 Allocation of

Profits/DividendsMgmt For For For

3 Remuneration Policy Mgmt For For For4 Stock Grant Plan 2019-2021 Mgmt For For For5 Authority to Repurchase and

Reissue SharesMgmt For For For

Page 201: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

6 Non-Voting Meeting Note N/A N/A N/A N/A7 Non-Voting Meeting Note N/A N/A N/A N/A8 Non-Voting Meeting Note N/A N/A N/A N/A

SCREEN HoldingsCo.,Ltd.

Ticker Security ID: MeetingDate

MeetingStatus

7735 CINS J6988U114 06/25/2019 VotedMeetingType

Country of Trade

Annual JapanIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Non-Voting Meeting Note N/A N/A N/A N/A2 Allocation of

Profits/DividendsMgmt For For For

3 Elect Eiji Kakiuchi Mgmt For For For4 Elect Toshio Hiroe Mgmt For For For5 Elect Katsutoshi Oki Mgmt For For For6 Elect Soichi Nadahara Mgmt For For For7 Elect Yoichi Kondo Mgmt For For For8 Elect Kimito Ando Mgmt For For For9 Elect Shigeru Saito Mgmt For For For10 Elect Makoto Yoda Mgmt For For For11 Elect Hidemi Takasu Mgmt For For For12 Elect Hirofumi Ota Mgmt For Against Against13 Elect Akio Umeda Mgmt For Against Against

Page 202: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

Shiseido Company,Limited

Ticker Security ID: MeetingDate

MeetingStatus

4911 CINS J74358144 03/26/2019 VotedMeetingType

Country of Trade

Annual JapanIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Non-Voting Meeting Note N/A N/A N/A N/A2 Allocation of

Profits/DividendsMgmt For For For

3 Elect Masahiko Uotani Mgmt For For For4 Elect Yoichi Shimatani Mgmt For For For5 Elect Jun Aoki Mgmt For For For6 Elect Yoko Ishikura Mgmt For For For7 Elect Shinsaku Iwahara Mgmt For For For8 Elect Kanoko Oishi Mgmt For For For9 Elect Akiko Uno Mgmt For For For

10 Elect Yasuko Goto Mgmt For For For11 Directors' Long Term

Incentive PlanMgmt For For For

Siemens AGTicker Security ID: Meeting

DateMeetingStatus

Page 203: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

SIE CINS D69671218 01/30/2019 VotedMeetingType

Country of Trade

Annual GermanyIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Non-Voting Meeting Note N/A N/A N/A N/A2 Non-Voting Meeting Note N/A N/A N/A N/A3 Non-Voting Meeting Note N/A N/A N/A N/A4 Non-Voting Meeting Note N/A N/A N/A N/A5 Non-Voting Meeting Note N/A N/A N/A N/A6 Non-Voting Agenda Item N/A N/A N/A N/A7 Allocation of

Profits/DividendsMgmt For For For

8 Ratify Joe Kaeser Mgmt For For For9 Ratify Roland Busch Mgmt For For For10 Ratify Lisa Davis Mgmt For For For11 Ratify Klaus Helmrich Mgmt For For For12 Ratify Janina Kugel Mgmt For For For13 Ratify Cedrik Neike Mgmt For For For14 Ratify Michael Sen Mgmt For For For15 Ratify Ralph P. Thomas Mgmt For For For16 Ratify Jim Hagemann Snabe Mgmt For For For17 Ratify Birgit Steinborn Mgmt For For For18 Ratify Werner Wenning Mgmt For For For19 Ratify Olaf Bolduan Mgmt For For For20 Ratify Werner Brandt Mgmt For For For21 Ratify Gerhard Cromme Mgmt For For For22 Ratify Michael Diekmann Mgmt For For For

Page 204: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

23 Ratify Andrea Fehrmann Mgmt For For For24 Ratify Hans Michael Gaul Mgmt For For For25 Ratify Reinhard Hahn Mgmt For For For26 Ratify Bettina Haller Mgmt For For For27 Ratify Robert Kensbock Mgmt For For For28 Ratify Harald Kern Mgmt For For For29 Ratify Jurgen Kerner Mgmt For For For30 Ratify Nicola Leibinger-

KammullerMgmt For For For

31 Ratify Gerard Mestrallet Mgmt For For For32 Ratify Benoit Potier Mgmt For For For33 Ratify Norbert Reithofer Mgmt For For For34 Ratify Guler Sabanci Mgmt For For For35 Ratify Nemat Talaat Shafik Mgmt For For For36 Ratify Nathalie von Siemens Mgmt For For For37 Ratify Michael Sigmund Mgmt For For For38 Ratify Dorothea Simon Mgmt For For For39 Ratify Sibylle Wankel Mgmt For For For40 Ratify Matthias Zachert Mgmt For For For41 Ratify Gunnar Zukunft Mgmt For For For42 Appointment of Auditor Mgmt For For For

43 Increase in AuthorisedCapital

Mgmt For For For

44 Authority to IssueConvertible DebtInstruments; Increase inConditional Capital

Mgmt For For For

45 Approval of Intra-CompanyControl Agreements

Mgmt For For For

Page 205: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

Sino-AmericanSilicon Products Inc.

Ticker Security ID: MeetingDate

MeetingStatus

5483 CINS Y8022X107 06/27/2019 VotedMeetingType

Country of Trade

Annual TaiwanIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Accounts and Reports Mgmt For For For2 Allocation of

Profits/DividendsMgmt For For For

3 Allocation of Dividends fromCapital Reserve

Mgmt For For For

4 Amendments to Articles Mgmt For For For5 Amendments to Procedural

Rules: Acquisition andDisposal of Assets

Mgmt For For For

6 Amendments to ProceduralRules: Derivatives Trading

Mgmt For For For

7 Amendments to ProceduralRules: Capital Loans

Mgmt For For For

8 Amendments to ProceduralRules: Endorsements andGuarantees

Mgmt For For For

9 Authority to Issue Shares w/or w/o Preemptive Rights

Mgmt For For For

Page 206: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

SoftBank GroupCorp.

Ticker Security ID: MeetingDate

MeetingStatus

9984 CINS J75963108 06/19/2019 VotedMeetingType

Country of Trade

Annual JapanIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Non-Voting Meeting Note N/A N/A N/A N/A2 Allocation of

Profits/DividendsMgmt For For For

3 Elect Masayoshi Son Mgmt For Against Against4 Elect Ronald D. Fisher Mgmt For For For5 Elect Marcelo Claure Mgmt For For For6 Elect Katsunori Sago Mgmt For For For7 Elect Rajeev Misra Mgmt For For For8 Elect Ken Miyauchi Mgmt For For For9 Elect Simon Segars Mgmt For For For10 Elect Yun MA Mgmt For For For11 Elect Yasir bin Othman Al-

RumayyanMgmt For For For

12 Elect Tadashi Yanai Mgmt For For For13 Elect Masami Iijima Mgmt For For For14 Elect Yutaka Matsuo Mgmt For For For15 Elect Atsushi Toyama as

Statutory AuditorMgmt For For For

Page 207: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

Sony Corporation.Ticker Security ID: Meeting

DateMeetingStatus

6758 CINS J76379106 06/18/2019 VotedMeetingType

Country of Trade

Annual JapanIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Non-Voting Meeting Note N/A N/A N/A N/A2 Elect Kenichiro Yoshida Mgmt For For For3 Elect Hiroki Totoki Mgmt For For For4 Elect Shuzo Sumi Mgmt For For For5 Elect Tim Schaaff Mgmt For For For6 Elect Kazuo Matsunaga Mgmt For For For7 Elect Koichi Miyata Mgmt For For For8 Elect John V. Roos Mgmt For For For9 Elect Eriko Sakurai Mgmt For For For10 Elect Kunihito Minakawa Mgmt For For For11 Elect Toshiko Oka Mgmt For For For12 Elect Sakie Akiyama Mgmt For For For

13 Elect Wendy Becker Mgmt For For For14 Elect Yoshihiko Hatanaka Mgmt For For For15 Equity Compensation Plan Mgmt For For For

StichtingAdministratiekantoorUnilever N.V.

Page 208: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

Ticker Security ID: MeetingDate

MeetingStatus

STAK CINS N8981F271 06/26/2019 VotedMeetingType

Country of Trade

Special NetherlandsIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Non-Voting Agenda Item N/A N/A N/A N/A2 Dissolution of the Company Mgmt For For For3 Non-Voting Agenda Item N/A N/A N/A N/A4 Non-Voting Agenda Item N/A N/A N/A N/A5 Non-Voting Meeting Note N/A N/A N/A N/A

Talend SATicker Security ID: Meeting

DateMeetingStatus

TLND CUSIP 874224207 06/25/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Elect Michael Tuchen Mgmt For For For2 Elect John D. Brennan Mgmt For For For3 Elect Thierry Sommelet Mgmt For For For4 Elect S. Steven Singh Mgmt For For For5 Elect Nora M. Denzel Mgmt For For For

Page 209: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

6 Advisory Vote on ExecutiveCompensation

Mgmt For For For

7 Non-binding advisory vote tohold an advisory vote on thecompensation for the namedexecutive officers of theCompany every year

Mgmt For For For

8 Non-binding advisory vote tohold an advisory vote on thecompensation for the namedexecutive officers of theCompany every two years

Mgmt Against Against For

9 Non-binding advisory vote tohold an advisory vote on thecompensation for the namedexecutive officers of theCompany every three years

Mgmt Against Against For

10 Accounts and Reports;Approval of Non-TaxDeductible Expenses;Ratification of Board andAuditors' Acts

Mgmt For For For

11 Allocation of Losses Mgmt For For For12 Consolidated Accounts and

ReportsMgmt For For For

13 Special Auditors Report onRegulated Agreements

Mgmt For For For

14 Amendments to ArticleRegarding QuorumRequirement forShareholders' Meetings

Mgmt For For For

15 Authority to Issue Sharesand Convertible Debt w/Preemptive Rights

Mgmt For For For

Page 210: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

16 Authority to Issue Sharesand Convertible Debt w/oPreemptive Rights

Mgmt For For For

17 Authority to Issue Sharesand Convertible DebtThrough Private Placement

Mgmt For For For

18 Greenshoe Mgmt For For For19 Global Ceiling on Capital

Increases and DebtIssuances

Mgmt For For For

20 Authority to Issue RestrictedShares

Mgmt For For For

21 Authority to Grant Warrants Mgmt For For For22 Global Ceiling On Capital

Increases For EquityCompensation Plans

Mgmt For For For

23 Employee Stock PurchasePlan

Mgmt For For For

24 Overseas Employee StockPurchase Plan (CustodianBanks)

Mgmt For For For

25 Overseas Employee StockPurchase Plan (Employees)

Mgmt For For For

26 Global Ceilings on CapitalIncreases (Employee StockPurchase Plans)

Mgmt For For For

TCI Co., LtdTicker Security ID: Meeting

DateMeetingStatus

8436 CINS Y8T4HC102 05/16/2019 Voted

Page 211: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

MeetingType

Country of Trade

Annual TaiwanIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Accounts and Reports Mgmt For For For2 Allocation of

Profits/DividendsMgmt For For For

3 Adoption of EmployeeRestricted Stock Plan

Mgmt For For For

4 Capitalization of Profits andIssuance of New Shares

Mgmt For For For

5 Amendments to ProceduralRules: Acquisition andDisposal of Assets

Mgmt For For For

6 Amendments to ProceduralRules: Shareholder Meetings

Mgmt For For For

Tencent HoldingsLimited

Ticker Security ID: MeetingDate

MeetingStatus

700 CINS G87572163 05/15/2019 VotedMeetingType

Country of Trade

Annual Cayman IslandsIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Non-Voting Meeting Note N/A N/A N/A N/A2 Non-Voting Meeting Note N/A N/A N/A N/A

Page 212: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

3 Accounts and Reports Mgmt For For For4 Allocation of

Profits/DividendsMgmt For For For

5 Elect Jacobus Petrus Bekker Mgmt For For For6 Elect Ian C. Stone Mgmt For For For7 Directors' Fees Mgmt For For For8 Appointment of Auditor and

Authority to Set FeesMgmt For For For

9 Authority to Issue Sharesw/o Preemptive Rights

Mgmt For For For

10 Authority to RepurchaseShares

Mgmt For For For

11 Authority to IssueRepurchased Shares

Mgmt For Against Against

Tencent HoldingsLimited

Ticker Security ID: MeetingDate

MeetingStatus

700 CINS G87572163 05/15/2019 VotedMeetingType

Country of Trade

Special Cayman IslandsIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Non-Voting Meeting Note N/A N/A N/A N/A2 Non-Voting Meeting Note N/A N/A N/A N/A3 Refreshment of Share

Option Scheme of TencentMusic Entertainment Group

Mgmt For For For

Page 213: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

Unilever NVTicker Security ID: Meeting

DateMeetingStatus

UNA CINS N8981F271 05/01/2019 VotedMeetingType

Country of Trade

Annual NetherlandsIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Non-Voting Agenda Item N/A N/A N/A N/A2 Accounts and Reports;

Allocation ofProfits/Dividends

Mgmt For For For

3 Remuneration Report Mgmt For For For4 Ratification of Executive

Directors' ActsMgmt For For For

5 Ratification of Non-ExecutiveDirectors' Acts

Mgmt For For For

6 Elect Nils Andersen to theBoard of Directors

Mgmt For For For

7 Elect Laura M.L. Cha to theBoard of Directors

Mgmt For For For

8 Elect Vittorio Colao to theBoard of Directors

Mgmt For For For

9 Elect Marijn E. Dekkers tothe Board of Directors

Mgmt For For For

10 Elect Judith Hartmann to theBoard of Directors

Mgmt For For For

11 Elect Andrea Jung to the Mgmt For For For

Page 214: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

Board of Directors12 Elect Mary MA Xuezheng to

the Board of DirectorsMgmt For For For

13 Elect Strive T. Masiyiwa tothe Board of Directors

Mgmt For For For

14 Elect Youngme E. Moon tothe Board of Directors

Mgmt For For For

15 Elect Graeme D. Pitkethly tothe Board of Directors

Mgmt For For For

16 Elect John Rishton to theBoard of Directors

Mgmt For For For

17 Elect Feike Sijbesma to theBoard of Directors

Mgmt For For For

18 Elect Alan Jope to the Boardof Directors

Mgmt For For For

19 Elect Susan Kilsby to theBoard of Directors

Mgmt For For For

20 Appointment of Auditor Mgmt For For For21 Authority to Repurchase

SharesMgmt For For For

22 Cancellation of Shares Mgmt For For For23 Authority to Issue Shares w/

Preemptive RightsMgmt For For For

24 Authority to SuppressPreemptive Rights

Mgmt For For For

25 Authority to SuppressPreemptive Rights(Acquisition or CapitalInvestment)

Mgmt For For For

Page 215: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

UniversalEntertainmentCorporation

Ticker Security ID: MeetingDate

MeetingStatus

6425 CINS J94303104 03/25/2019 VotedMeetingType

Country of Trade

Annual JapanIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Allocation of

Profits/DividendsMgmt For For For

2 Amendments to Articles Mgmt For For For3 Elect Jun Fujimoto Mgmt For For For4 Elect Hajime Tokuda Mgmt For For For5 Elect Takako Okada Mgmt For For For6 Elect Kenshi Asano Mgmt For For For7 Elect Seisui Kamigaki Mgmt For For For8 Elect Yoshio Otani Mgmt For For For9 Elect Masayoshi Miyanaga Mgmt For For For10 Elect Chihiro Shibahara as

Statutory AuditorMgmt For For For

Visa Inc.Ticker Security ID: Meeting

DateMeetingStatus

V CUSIP 92826C839 01/29/2019 VotedMeeting Country of Trade

Page 216: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

TypeAnnual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Elect Lloyd A. Carney Mgmt For Against Against2 Elect Mary B. Cranston Mgmt For For For3 Elect Francisco Javier

Fernandez-CarbajalMgmt For For For

4 Elect Alfred F. Kelly, Jr. Mgmt For For For5 Elect John F. Lundgren Mgmt For For For6 Elect Robert W. Matschullat Mgmt For For For7 Elect Denise M. Morrison Mgmt For For For8 Elect Suzanne Nora Johnson Mgmt For For For9 Elect John A.C. Swainson Mgmt For For For10 Elect Maynard G. Webb, Jr. Mgmt For For For11 Advisory Vote on Executive

CompensationMgmt For For For

12 Ratification of Auditor Mgmt For For For

Yandex NV

Ticker Security ID: MeetingDate

MeetingStatus

YNDX CUSIP N97284108 06/27/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt

Page 217: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

1 Extension of Term ofPreparation of the 2018Statutory Annual Accounts

Mgmt For For For

2 Accounts and Reports Mgmt For For For3 Ratification of Board Acts Mgmt For For For4 Elect Rogier Rijnja Mgmt For For For5 Elect Charles Ryan Mgmt For For For6 Elect Alexander S. Voloshin Mgmt For For For7 Elect Mikhail Parakhin Mgmt For For For8 Elect Tigran Khudaverdyan Mgmt For For For9 Authority to Cancel Shares Mgmt For For For10 Appointment of Auditor Mgmt For For For11 Amendment to the 2016

Equity Incentive PlanMgmt For Against Against

12 Authority to Issue Shares w/Preemptive Rights

Mgmt For For For

13 Authority to ExcludePreemptive Rights

Mgmt For For For

14 Authority to RepurchaseShares

Mgmt For For For

Registrant : Putnam Investment FundsFund Name : Putnam PanAgora Managed Futures StrategyDate of fiscal yearend:

08/31

Page 218: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

State StreetInstitutionalTreasury PlusMoney Market Fund

Ticker Security ID: MeetingDate

MeetingStatus

SAEXX CUSIP 857492599 12/18/2018 VotedMeetingType

Country of Trade

Special United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1.1 Elect John R. Costantino Mgmt For For For1.2 Elect Michael A. Jessee Mgmt For For For1.3 Elect Ellen M. Needham Mgmt For For For1.4 Elect Donna M. Rapaccioli Mgmt For For For

Registrant : Putnam Investment FundsFund Name : Putnam PanAgora Market Neutral FundDate of fiscal yearend:

08/31

Page 219: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

State StreetInstitutional U.S.Government MoneyMarket Fund

Ticker Security ID: MeetingDate

MeetingStatus

SAMXX CUSIP 857492649 12/18/2018 VotedMeetingType

Country of Trade

Special United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1.1 Elect John R. Costantino Mgmt For For For1.2 Elect Michael A. Jessee Mgmt For For For1.3 Elect Ellen M. Needham Mgmt For For For1.4 Elect Donna M. Rapaccioli Mgmt For For For

Registrant : Putnam Investment FundsFund Name : Putnam PanAgora Risk Parity FundDate of fiscal yearend:

08/31

Page 220: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

State StreetInstitutionalTreasury PlusMoney Market Fund

Ticker Security ID: MeetingDate

MeetingStatus

SAEXX CUSIP 857492599 12/18/2018 VotedMeetingType

Country of Trade

Special United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1.1 Elect John R. Costantino Mgmt For For For1.2 Elect Michael A. Jessee Mgmt For For For1.3 Elect Ellen M. Needham Mgmt For For For1.4 Elect Donna M. Rapaccioli Mgmt For For For

Registrant : Putnam Investment FundsFund Name : Putnam Research FundDate of fiscal yearend:

07/31

AbbottLaboratories

Page 221: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

Ticker Security ID: MeetingDate

MeetingStatus

ABT CUSIP 002824100 04/26/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1.1 Elect Robert J. Alpern Mgmt For For For1.2 Elect Roxanne S. Austin Mgmt For For For1.3 Elect Sally E. Blount Mgmt For For For1.4 Elect Michelle A. Kumbier Mgmt For For For1.5 Elect Edward M. Liddy Mgmt For For For1.6 Elect Nancy McKinstry Mgmt For For For1.7 Elect Phebe N. Novakovic Mgmt For For For1.8 Elect William A. Osborn Mgmt For For For1.9 Elect Samuel C. Scott III Mgmt For For For1.10 Elect Daniel J. Starks Mgmt For For For1.11 Elect John G. Stratton Mgmt For For For1.12 Elect Glenn F. Tilton Mgmt For For For1.13 Elect Miles D. White Mgmt For For For2 Ratification of Auditor Mgmt For For For3 Advisory Vote on Executive

CompensationMgmt For For For

4 Shareholder ProposalRegarding IndependentBoard Chair

ShrHoldr Against Against For

Page 222: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

AbbVie Inc.Ticker Security ID: Meeting

DateMeetingStatus

ABBV CUSIP 00287Y109 05/03/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1.1 Elect William H.L. Burnside Mgmt For For For1.2 Elect Brett J. Hart Mgmt For For For1.3 Elect Edward J. Rapp Mgmt For For For2 Ratification of Auditor Mgmt For For For3 Advisory Vote on Executive

CompensationMgmt For For For

4 Elimination of SupermajorityRequirement

Mgmt For For For

5 Shareholder ProposalRegarding Lobbying Report

ShrHoldr Against Against For

6 Shareholder ProposalRegarding Report on LinkingExecutive Compensation toDrug Pricing

ShrHoldr Against Against For

7 Shareholder ProposalRegarding IndependentBoard Chair

ShrHoldr Against Against For

Activision Blizzard,Inc.

Ticker Security ID: Meeting Meeting

Page 223: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

Date StatusATVI CUSIP 00507V109 06/20/2019 Voted

MeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Elect Reveta Bowers Mgmt For For For2 Elect Robert J. Corti Mgmt For For For3 Elect Hendrik Hartong III Mgmt For For For4 Elect Brian G. Kelly Mgmt For For For5 Elect Robert A. Kotick Mgmt For For For6 Elect Barry Meyer Mgmt For For For7 Elect Robert J. Morgado Mgmt For For For8 Elect Peter Nolan Mgmt For For For9 Elect Casey Wasserman Mgmt For For For10 Elect Elaine P. Wynn Mgmt For For For11 Advisory Vote on Executive

CompensationMgmt For For For

12 Ratification of Auditor Mgmt For For For

Adobe Inc.Ticker Security ID: Meeting

DateMeetingStatus

ADBE CUSIP 00724F101 04/11/2019 VotedMeetingType

Country of Trade

Annual United States

Page 224: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

Issue No. Description Proponent Mgmt Rec Vote Cast For/AgnstMgmt

1 Elect Amy L. Banse Mgmt For For For2 Elect Frank A. Calderoni Mgmt For Against Against3 Elect James E. Daley Mgmt For For For4 Elect Laura B. Desmond Mgmt For For For5 Elect Charles M. Geschke Mgmt For For For6 Elect Shantanu Narayen Mgmt For For For7 Elect Kathleen Oberg Mgmt For For For8 Elect Dheeraj Pandey Mgmt For For For9 Elect David A. Ricks Mgmt For Against Against10 Elect Daniel Rosensweig Mgmt For For For11 Elect John E. Warnock Mgmt For For For12 2019 Equity Incentive Plan Mgmt For For For13 Ratification of Auditor Mgmt For For For14 Advisory Vote on Executive

CompensationMgmt For For For

15 Shareholder ProposalRegarding Median GenderPay Equity Report

ShrHoldr Against Against For

Advance AutoParts, Inc.

Ticker Security ID: MeetingDate

MeetingStatus

AAP CUSIP 00751Y106 05/15/2019 VotedMeetingType

Country of Trade

Annual United States

Page 225: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

Issue No. Description Proponent Mgmt Rec Vote Cast For/AgnstMgmt

1 Elect John F. Bergstrom Mgmt For For For2 Elect Brad W. Buss Mgmt For For For3 Elect John F. Ferraro Mgmt For For For4 Elect Thomas R. Greco Mgmt For For For5 Elect Jeffrey J. Jones II Mgmt For For For6 Elect Adriana Karaboutis Mgmt For For For7 Elect Eugene I. Lee Mgmt For For For8 Elect Sharon L. McCollam Mgmt For For For9 Elect Douglas A. Pertz Mgmt For For For10 Elect Jeffrey C. Smith Mgmt For For For11 Elect Nigel Travis Mgmt For For For12 Advisory Vote on Executive

CompensationMgmt For For For

13 Ratification of Auditor Mgmt For For For14 Shareholder Proposal

Regarding Right to Act byWritten Consent

ShrHoldr Against Against For

Alibaba GroupHolding Limited

Ticker Security ID: MeetingDate

MeetingStatus

BABA CUSIP 01609W102 10/31/2018 VotedMeetingType

Country of Trade

Annual United States

Page 226: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

Issue No. Description Proponent Mgmt Rec Vote Cast For/AgnstMgmt

1 Elect Joseph Chung Tsai Mgmt For Against Against2 Elect J. Michael Evans Mgmt For Against Against3 Elect Eric Xiandong Jing Mgmt For Against Against4 Elect Borje E. Ekholm Mgmt For Against Against5 Appointment of Auditor Mgmt For For For

Alphabet Inc.Ticker Security ID: Meeting

DateMeetingStatus

GOOGL CUSIP 02079K305 06/19/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1.1 Elect Larry Page Mgmt For For For1.2 Elect Sergey Brin Mgmt For For For1.3 Elect John L. Hennessy Mgmt For For For1.4 Elect L. John Doerr Mgmt For For For1.5 Elect Roger W. Ferguson, Jr. Mgmt For For For1.6 Elect Ann Mather Mgmt For Withhold Against1.7 Elect Alan R. Mulally Mgmt For For For1.8 Elect Sundar Pichai Mgmt For For For1.9 Elect K. Ram Shriram Mgmt For For For1.10 Elect Robin L. Washington Mgmt For For For2 Ratification of Auditor Mgmt For For For

Page 227: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

3 Amendment to the 2012Stock Plan

Mgmt For For For

4 Shareholder ProposalRegarding Recapitalization

ShrHoldr Against Against For

5 Shareholder ProposalRegarding Policy onInequitable EmploymentPractices

ShrHoldr Against For Against

6 Shareholder ProposalRegarding Formation of aSocietal Risk OversightCommittee

ShrHoldr Against Against For

7 Shareholder ProposalRegarding Preparation ofSexual Harassment Report

ShrHoldr Against Against For

8 Shareholder ProposalRegarding Majority Vote forElection of Directors

ShrHoldr Against For Against

9 Shareholder ProposalRegarding Median GenderPay Equity Report

ShrHoldr Against Against For

10 Shareholder ProposalRegarding StrategicAlternatives Committee

ShrHoldr Against Against For

11 Shareholder ProposalRegarding EmployeeRepresentative Director

ShrHoldr Against Against For

12 Shareholder ProposalRegarding Simple MajorityVote

ShrHoldr Against For Against

13 Shareholder ProposalRegarding Linking ExecutivePay to Sustainability

ShrHoldr Against Against For

14 Shareholder Proposal ShrHoldr Against Against For

Page 228: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

Regarding Human RightsAssessment on Impacts ofCensored Google Search inChina

15 Shareholder ProposalRegarding Clawback Policy

ShrHoldr Against For Against

16 Shareholder ProposalRegarding a Report on theEfficacy of Enforcement ofContent Policies

ShrHoldr Against For Against

Amazon.com, Inc.Ticker Security ID: Meeting

DateMeetingStatus

AMZN CUSIP 023135106 05/22/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Elect Jeffrey P. Bezos Mgmt For For For2 Elect Rosalind G. Brewer Mgmt For For For3 Elect Jamie S. Gorelick Mgmt For For For4 Elect Daniel P. Huttenlocher Mgmt For For For5 Elect Judith A. McGrath Mgmt For For For6 Elect Indra K. Nooyi Mgmt For For For7 Elect Jonathan J. Rubinstein Mgmt For For For8 Elect Thomas O. Ryder Mgmt For For For9 Elect Patricia Q. Stonesifer Mgmt For For For10 Elect Wendell P. Weeks Mgmt For For For

Page 229: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

11 Ratification of Auditor Mgmt For For For12 Advisory Vote on Executive

CompensationMgmt For For For

13 Shareholder ProposalRegarding Report on FoodWaste

ShrHoldr Against Against For

14 Shareholder ProposalRegarding Right to CallSpecial Meetings

ShrHoldr Against For Against

15 Shareholder ProposalRegarding Ban onGovernment Use of FacialRecognition Technology

ShrHoldr Against Against For

16 Shareholder ProposalRegarding the Human RightsImpacts of Facial RecognitionTechnology

ShrHoldr Against For Against

17 Shareholder ProposalRegarding Report on HateSpeech and Sale of OffensiveProducts

ShrHoldr Against For Against

18 Shareholder ProposalRegarding Independent Chair

ShrHoldr Against Against For

19 Shareholder ProposalRegarding Preparation ofSexual Harassment Report

ShrHoldr Against For Against

20 Shareholder ProposalRegarding Climate ChangeReport

ShrHoldr Against For Against

21 Shareholder ProposalRegarding Disclosure ofBoard Qualifications

ShrHoldr Against Against For

22 Shareholder ProposalRegarding Median Gender

ShrHoldr Against Against For

Page 230: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

Pay Equity Report23 Shareholder Proposal

Regarding Linking ExecutivePay to Sustainability andDiversity

ShrHoldr Against Against For

24 Shareholder ProposalRegarding CountingAbstentions

ShrHoldr Against Against For

AmerenCorporation

Ticker Security ID: MeetingDate

MeetingStatus

AEE CUSIP 023608102 05/02/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Elect Warner L. Baxter Mgmt For For For2 Elect Catherine S. Brune Mgmt For For For3 Elect J. Edward Coleman Mgmt For For For4 Elect Ward H. Dickson Mgmt For For For5 Elect Noelle K. Eder Mgmt For For For6 Elect Ellen M. Fitzsimmons Mgmt For For For7 Elect Rafael Flores Mgmt For For For8 Elect Richard J. Harshman Mgmt For For For9 Elect Craig S. Ivey Mgmt For For For10 Elect James C. Johnson Mgmt For For For

Page 231: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

11 Elect Steven H. Lipstein Mgmt For For For12 Elect Stephen R. Wilson Mgmt For For For13 Advisory Vote on Executive

CompensationMgmt For For For

14 Ratification of Auditor Mgmt For For For15 Transaction of Other

BusinessMgmt For Against Against

American ElectricPower Company,Inc.

Ticker Security ID: MeetingDate

MeetingStatus

AEP CUSIP 025537101 04/23/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Elect Nicholas K. Akins Mgmt For For For2 Elect David J. Anderson Mgmt For For For3 Elect J. Barnie Beasley, Jr. Mgmt For For For4 Elect Ralph D. Crosby, Jr. Mgmt For For For5 Elect Linda A. Goodspeed Mgmt For For For6 Elect Thomas E. Hoaglin Mgmt For For For7 Elect Sandra Beach Lin Mgmt For For For8 Elect Margaret M. McCarthy Mgmt For For For9 Elect Richard C. Notebaert Mgmt For For For10 Elect Lionel L. Nowell, III Mgmt For For For

Page 232: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

11 Elect Stephen S. Rasmussen Mgmt For For For12 Elect Oliver G. Richard, III Mgmt For For For13 Elect Sara Martinez Tucker Mgmt For For For14 Ratification of Auditor Mgmt For For For15 Elimination of Preemptive

RightsMgmt For For For

16 Advisory Vote on ExecutiveCompensation

Mgmt For For For

AmericanInternationalGroup, Inc.

Ticker Security ID: MeetingDate

MeetingStatus

AIG CUSIP 026874784 05/21/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Elect W. Don Cornwell Mgmt For For For2 Elect Brian Duperreault Mgmt For For For3 Elect John Fitzpatrick Mgmt For For For4 Elect William G. Jurgensen Mgmt For For For5 Elect Christopher S. Lynch Mgmt For For For6 Elect Henry S. Miller Mgmt For For For7 Elect Linda A. Mills Mgmt For For For8 Elect Thomas F. Motamed Mgmt For For For9 Elect Suzanne Nora Johnson Mgmt For For For

Page 233: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

10 Elect Peter R. Porrino Mgmt For For For11 Elect Amy Schioldager Mgmt For For For12 Elect Douglas M. Steenland Mgmt For For For13 Elect Therese M. Vaughan Mgmt For For For14 Advisory Vote on Executive

CompensationMgmt For Against Against

15 Frequency of Advisory Voteon Executive Compensation

Mgmt 1 Year 1 Year For

16 Ratification of Auditor Mgmt For For For17 Shareholder Proposal

Regarding Right to Call aSpecial Meeting

ShrHoldr Against Against For

AMETEK, Inc.Ticker Security ID: Meeting

DateMeetingStatus

AME CUSIP 031100100 05/09/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Elect Ruby R. Chandy Mgmt For For For2 Elect Steven W. Kohlhagen Mgmt For For For3 Elect David A. Zapico Mgmt For For For4 Adoption of Majority Vote for

Election of DirectorsMgmt For For For

5 Advisory Vote on ExecutiveCompensation

Mgmt For For For

Page 234: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

6 Ratification of Auditor Mgmt For For For

AMGEN Inc.Ticker Security ID: Meeting

DateMeetingStatus

AMGN CUSIP 031162100 05/21/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Elect Wanda M. Austin Mgmt For For For2 Elect Robert A. Bradway Mgmt For For For3 Elect Brian J. Druker Mgmt For For For4 Elect Robert A. Eckert Mgmt For For For5 Elect Greg C. Garland Mgmt For For For6 Elect Fred Hassan Mgmt For For For7 Elect Rebecca M. Henderson Mgmt For For For8 Elect Charles M. Holley, Jr. Mgmt For For For9 Elect Tyler Jacks Mgmt For For For10 Elect Ellen J. Kullman Mgmt For For For11 Elect Ronald D. Sugar Mgmt For For For12 Elect R. Sanders Williams Mgmt For For For13 Advisory Vote on Executive

CompensationMgmt For For For

14 Ratification of Auditor Mgmt For For For

Page 235: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

Apple Inc.Ticker Security ID: Meeting

DateMeetingStatus

AAPL CUSIP 037833100 03/01/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Elect James A. Bell Mgmt For For For2 Elect Timothy D. Cook Mgmt For For For3 Elect Albert A. Gore Mgmt For For For4 Elect Robert A. Iger Mgmt For For For5 Elect Andrea Jung Mgmt For For For6 Elect Arthur D. Levinson Mgmt For For For7 Elect Ronald D. Sugar Mgmt For For For8 Elect Susan L. Wagner Mgmt For For For9 Ratification of Auditor Mgmt For For For10 Advisory Vote on Executive

CompensationMgmt For For For

11 Shareholder ProposalRegarding Proxy AccessBylaw Amendment

ShrHoldr Against Against For

12 Shareholder ProposalRegarding Disclosure ofBoard Qualifications

ShrHoldr Against Against For

Assured GuarantyLtd.

Page 236: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

Ticker Security ID: MeetingDate

MeetingStatus

AGO CUSIP G0585R106 05/08/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Elect Francisco L. Borges Mgmt For For For2 Elect G. Lawrence Buhl Mgmt For For For3 Elect Dominic J. Frederico Mgmt For For For4 Elect Bonnie L. Howard Mgmt For For For5 Elect Thomas W. Jones Mgmt For For For6 Elect Patrick W. Kenny Mgmt For For For7 Elect Alan J. Kreczko Mgmt For For For8 Elect Simon W. Leathes Mgmt For For For9 Elect Michael T. O'Kane Mgmt For For For10 Elect Yukiko Omura Mgmt For For For11 Advisory Vote on Executive

CompensationMgmt For For For

12 Amendment to the EmployeeStock Purchase Plan

Mgmt For For For

13 Ratification of Auditor Mgmt For For For14 Elect Howard W Albert Mgmt For For For15 Elect Robert A Bailenson Mgmt For For For16 Elect Russell B Brewer Mgmt For For For17 Elect Gary Burnet Mgmt For For For18 Elect Ling Chow Mgmt For For For19 Elect Stephen Donnarumma Mgmt For For For20 Elect Dominic J. Frederico Mgmt For For For

Page 237: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

21 Elect Walter A. Scott Mgmt For For For22 Ratification of Subsidiary

AuditorMgmt For For For

AT&T, Inc.Ticker Security ID: Meeting

DateMeetingStatus

T CUSIP 00206R102 04/26/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Elect Randall L. Stephenson Mgmt For For For2 Elect Samuel A. Di Piazza, Jr. Mgmt For For For3 Elect Richard W. Fisher Mgmt For For For4 Elect Scott T. Ford Mgmt For For For5 Elect Glenn H. Hutchins Mgmt For For For6 Elect William E. Kennard Mgmt For For For7 Elect Michael B. McCallister Mgmt For For For8 Elect Beth E. Mooney Mgmt For For For9 Elect Matthew K. Rose Mgmt For For For10 Elect Cindy B. Taylor Mgmt For For For11 Elect Laura D. Tyson Mgmt For For For12 Elect Geoffrey Y. Yang Mgmt For For For13 Ratification of Auditor Mgmt For For For14 Advisory Vote on Executive

CompensationMgmt For For For

Page 238: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

15 Shareholder ProposalRegarding Independent Chair

ShrHoldr Against Against For

Ball CorporationTicker Security ID: Meeting

DateMeetingStatus

BLL CUSIP 058498106 04/24/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1.1 Elect Daniel J. Heinrich Mgmt For For For1.2 Elect Georgia R. Nelson Mgmt For For For1.3 Elect Cynthia A. Niekamp Mgmt For For For2 Ratification of Auditor Mgmt For For For3 Advisory Vote on Executive

CompensationMgmt For For For

Bank of AmericaCorporation

Ticker Security ID: MeetingDate

MeetingStatus

BAC CUSIP 060505104 04/24/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Page 239: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

Mgmt1 Elect Sharon L. Allen Mgmt For For For2 Elect Susan S. Bies Mgmt For For For3 Elect Jack O. Bovender, Jr. Mgmt For For For4 Elect Frank P. Bramble, Sr. Mgmt For For For5 Elect Pierre J. P. de Weck Mgmt For For For6 Elect Arnold W. Donald Mgmt For For For7 Elect Linda P. Hudson Mgmt For For For8 Elect Monica C. Lozano Mgmt For For For9 Elect Thomas J. May Mgmt For For For10 Elect Brian T. Moynihan Mgmt For For For11 Elect Lionel L. Nowell, III Mgmt For For For12 Elect Clayton S. Rose Mgmt For For For13 Elect Michael D. White Mgmt For For For14 Elect Thomas D. Woods Mgmt For For For15 Elect R. David Yost Mgmt For For For16 Elect Maria T. Zuber Mgmt For For For17 Advisory Vote on Executive

CompensationMgmt For For For

18 Ratification of Auditor Mgmt For For For19 Amendment to the Key

Employee Equity PlanMgmt For For For

20 Shareholder ProposalRegarding Median GenderPay Equity Report

ShrHoldr Against Against For

21 Shareholder ProposalRegarding Right to Act byWritten Consent

ShrHoldr Against Against For

22 Shareholder ProposalRegarding Amendment toProxy Access Bylaw

ShrHoldr Against Against For

Page 240: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

Baxter InternationalInc.

Ticker Security ID: MeetingDate

MeetingStatus

BAX CUSIP 071813109 05/07/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Elect Jose E. Almeida Mgmt For For For2 Elect Thomas F. Chen Mgmt For For For3 Elect John D. Forsyth Mgmt For For For4 Elect James R. Gavin III Mgmt For For For5 Elect Peter S. Hellman Mgmt For For For6 Elect Michael F. Mahoney Mgmt For For For7 Elect Patricia Morrison Mgmt For For For8 Elect Stephen N. Oesterle Mgmt For For For9 Elect Cathy R. Smith Mgmt For For For10 Elect Thomas T. Stallkamp Mgmt For For For11 Elect Albert P.L. Stroucken Mgmt For For For12 Elect Amy M. Wendell Mgmt For For For13 Advisory Vote on Executive

CompensationMgmt For For For

14 Ratification of Auditor Mgmt For For For15 Shareholder Proposal

Regarding IndependentShrHoldr Against Against For

Page 241: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

Board Chair

16 Shareholder ProposalRegarding Right to Act byWritten Consent

ShrHoldr Against Against For

Becton, Dickinsonand Company

Ticker Security ID: MeetingDate

MeetingStatus

BDX CUSIP 075887109 01/22/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Elect Catherine M. Burzik Mgmt For For For2 Elect R. Andrew Eckert Mgmt For For For3 Elect Vincent A. Forlenza Mgmt For For For4 Elect Claire M. Fraser Mgmt For For For5 Elect Jeffrey W. Henderson Mgmt For For For6 Elect Christopher Jones Mgmt For For For7 Elect Marshall O. Larsen Mgmt For For For8 Elect David F. Melcher Mgmt For For For9 Elect Claire Pomeroy Mgmt For For For10 Elect Rebecca W. Rimel Mgmt For For For11 Elect Timothy M. Ring Mgmt For For For12 Elect Bertram L. Scott Mgmt For For For13 Ratification of Auditor Mgmt For For For

Page 242: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

14 Advisory Vote on ExecutiveCompensation

Mgmt For For For

15 Elimination of SupermajorityRequirement

Mgmt For For For

BJ's WholesaleClub Holdings, Inc.

Ticker Security ID: MeetingDate

MeetingStatus

BJ CUSIP 05550J101 06/20/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1.1 Elect Nishad Chande Mgmt For For For1.2 Elect Christopher H.

PetersonMgmt For For For

1.3 Elect Judith L. Werthauser Mgmt For For For2 Ratification of Auditor Mgmt For For For3 Advisory Vote on Executive

CompensationMgmt For Against Against

4 Frequency of Advisory Voteon Executive Compensation

Mgmt 1 Year 1 Year For

BlackRock, Inc.Ticker Security ID: Meeting

DateMeetingStatus

Page 243: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

BLK CUSIP 09247X101 05/23/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Elect Bader Mohammad Al

SaadMgmt For For For

2 Elect Mathis Cabiallavetta Mgmt For For For3 Elect Pamela Daley Mgmt For For For4 Elect William S. Demchak Mgmt For For For5 Elect Jessica P. Einhorn Mgmt For For For6 Elect Laurence D. Fink Mgmt For For For7 Elect William E. Ford Mgmt For For For8 Elect Fabrizio Freda Mgmt For For For9 Elect Murry S. Gerber Mgmt For For For10 Elect Margaret L. Johnson Mgmt For For For11 Elect Robert S. Kapito Mgmt For For For12 Elect Cheryl D. Mills Mgmt For For For13 Elect Gordon M. Nixon Mgmt For For For14 Elect Charles H. Robbins Mgmt For For For15 Elect Ivan G. Seidenberg Mgmt For For For16 Elect Marco Antonio Slim

DomitMgmt For For For

17 Elect Susan L. Wagner Mgmt For For For18 Elect Mark Wilson Mgmt For For For19 Advisory Vote on Executive

CompensationMgmt For For For

20 Ratification of Auditor Mgmt For For For21 Shareholder Proposal ShrHoldr Against Against For

Page 244: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

Regarding Lobbying Report22 Shareholder Proposal

Regarding Simple MajorityVote

ShrHoldr Against Against For

Booking HoldingsInc.

Ticker Security ID: MeetingDate

MeetingStatus

BKNG CUSIP 09857L108 06/06/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1.1 Elect Timothy M. Armstrong Mgmt For For For1.2 Elect Jeffrey H. Boyd Mgmt For For For1.3 Elect Glenn D. Fogel Mgmt For For For1.4 Elect Mirian M. Graddick-

WeirMgmt For For For

1.5 Elect James M. Guyette Mgmt For For For1.6 Elect Wei Hopeman Mgmt For For For1.7 Elect Robert J. Mylod, Jr. Mgmt For For For1.8 Elect Charles H. Noski Mgmt For For For1.9 Elect Nancy B. Peretsman Mgmt For For For1.10 Elect Nicholas J. Read Mgmt For Withhold Against1.11 Elect Thomas E. Rothman Mgmt For For For1.12 Elect Lynn M. Vojvodich Mgmt For For For

Page 245: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

1.13 Elect Vanessa A. Wittman Mgmt For For For2 Ratification of Auditor Mgmt For For For3 Advisory Vote on Executive

CompensationMgmt For For For

4 Shareholder ProposalRegarding Proxy AccessBylaw Amendment

ShrHoldr Against Against For

Boston ScientificCorporation

Ticker Security ID: MeetingDate

MeetingStatus

BSX CUSIP 101137107 05/09/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Elect Nelda J. Connors Mgmt For For For2 Elect Charles J. Dockendorff Mgmt For For For3 Elect Yoshiaki Fujimori Mgmt For For For4 Elect Donna A. James Mgmt For For For5 Elect Edward J. Ludwig Mgmt For For For6 Elect Stephen P. MacMillan Mgmt For For For7 Elect Michael F. Mahoney Mgmt For For For8 Elect David J. Roux Mgmt For For For9 Elect John E. Sununu Mgmt For For For10 Elect Ellen M. Zane Mgmt For For For11 Advisory Vote on Executive Mgmt For For For

Page 246: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

Compensation12 Adoption of Majority Vote for

Uncontested Elections ofDirectors

Mgmt For For For

13 Ratification of Auditor Mgmt For For For

BP plcTicker Security ID: Meeting

DateMeetingStatus

BP CINS G12793108 05/21/2019 VotedMeetingType

Country of Trade

Annual United KingdomIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Accounts and Reports Mgmt For For For2 Remuneration Report

(Advisory)Mgmt For For For

3 Elect Robert W. Dudley Mgmt For For For4 Elect Brian Gilvary Mgmt For For For5 Elect Nils Andersen Mgmt For For For6 Elect Alison J. Carnwath Mgmt For For For7 Elect Pamela Daley Mgmt For For For8 Elect Ian E.L. Davis Mgmt For For For9 Elect Dame Ann Dowling Mgmt For For For10 Elect Helge Lund Mgmt For For For11 Elect Melody B. Meyer Mgmt For For For12 Elect Brendan R. Nelson Mgmt For For For13 Elect Paula Rosput Reynolds Mgmt For For For

Page 247: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

14 Elect John Sawers Mgmt For For For15 Appointment of Auditor and

Authority to Set FeesMgmt For For For

16 Authorisation of PoliticalDonations

Mgmt For For For

17 Authority to Issue Shares w/Preemptive Rights

Mgmt For For For

18 Authority to Issue Shares w/oPreemptive Rights

Mgmt For For For

19 Authority to Issue Shares w/oPreemptive Rights (SpecifiedCapital Investment)

Mgmt For For For

20 Authority to RepurchaseShares

Mgmt For For For

21 Authority to Set GeneralMeeting Notice Period at 14Days

Mgmt For Against Against

22 Shareholder ProposalRegarding Climate ChangeReporting

ShrHoldr For For For

23 Shareholder ProposalRegarding GHG ReductionTargets

ShrHoldr Against Against For

Bristol-MyersSquibb Company

Ticker Security ID: MeetingDate

MeetingStatus

BMY CUSIP 110122108 04/12/2019 VotedMeetingType

Country of Trade

Page 248: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

Special United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Celgene Transaction Mgmt For Against Against2 Right to Adjourn Meeting Mgmt For For For

Bristol-MyersSquibb Company

Ticker Security ID: MeetingDate

MeetingStatus

BMY CUSIP 110122108 05/29/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Elect Peter J. Arduini Mgmt For For For2 Elect Robert J. Bertolini Mgmt For For For3 Elect Giovanni Caforio Mgmt For For For4 Elect Matthew W. Emmens Mgmt For For For5 Elect Michael Grobstein Mgmt For For For6 Elect Alan J. Lacy Mgmt For For For7 Elect Dinesh C. Paliwal Mgmt For For For8 Elect Theodore R. Samuels Mgmt For For For9 Elect Vicki L. Sato Mgmt For For For10 Elect Gerald Storch Mgmt For For For11 Elect Karen H. Vousden Mgmt For For For12 Advisory Vote on Executive

CompensationMgmt For For For

Page 249: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

13 Ratification of Auditor Mgmt For For For14 Shareholder Proposal

Regarding Right to Act byWritten Consent

ShrHoldr Against Against For

Burlington Stores,Inc.

Ticker Security ID: MeetingDate

MeetingStatus

BURL CUSIP 122017106 05/22/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Elect John J. Mahoney Mgmt For For For2 Elect Laura J. Sen Mgmt For For For3 Elect Paul J. Sullivan Mgmt For For For4 Ratification of Auditor Mgmt For For For5 Advisory Vote on Executive

CompensationMgmt For For For

Cairn Energy plcTicker Security ID: Meeting

DateMeetingStatus

CNE CINS G17528269 05/17/2019 VotedMeeting Country of Trade

Page 250: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

TypeAnnual United KingdomIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Accounts and Reports Mgmt For For For2 Remuneration Report

(Advisory)Mgmt For For For

3 Appointment of Auditor Mgmt For For For4 Authority to Set Auditor's

FeesMgmt For For For

5 Elect Ian Tyler Mgmt For Against Against6 Elect Todd Hunt Mgmt For Against Against7 Elect Keith Lough Mgmt For Against Against8 Elect Peter Kallos Mgmt For Against Against9 Elect Nicoletta Giadrossi Mgmt For Against Against10 Elect Simon Thomson Mgmt For Against Against11 Elect James Smith Mgmt For Against Against12 Authority to Issue Shares w/

Preemptive RightsMgmt For For For

13 Authority to Issue Shares w/oPreemptive Rights

Mgmt For For For

14 Authority to Issue Shares w/oPreemptive Rights (SpecifiedCapital Investment)

Mgmt For For For

15 Authority to RepurchaseShares

Mgmt For For For

16 Authority to Set GeneralMeeting Notice Period at 14Days

Mgmt For Against Against

Page 251: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

CarMax, Inc.Ticker Security ID: Meeting

DateMeetingStatus

KMX CUSIP 143130102 06/25/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Elect Peter J. Bensen Mgmt For For For2 Elect Ronald E. Blaylock Mgmt For For For3 Elect Sona Chawla Mgmt For For For4 Elect Thomas J. Folliard Mgmt For For For5 Elect Shira D. Goodman Mgmt For For For6 Elect Robert J. Hombach Mgmt For For For7 Elect David W. McCreight Mgmt For For For8 Elect William D. Nash Mgmt For For For9 Elect Pietro Satriano Mgmt For For For10 Elect Marcella Shinder Mgmt For For For11 Elect Mitchell D. Steenrod Mgmt For For For12 Ratification of Auditor Mgmt For For For13 Advisory Vote on Executive

CompensationMgmt For For For

14 Amendment to the 2002Stock Incentive Plan

Mgmt For For For

15 Shareholder ProposalRegarding PoliticalContributions andExpenditures Report

ShrHoldr Against Against For

Page 252: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

CelgeneCorporation

Ticker Security ID: MeetingDate

MeetingStatus

CELG CUSIP 151020104 04/12/2019 VotedMeetingType

Country of Trade

Special United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Bristol-Myers Transaction Mgmt For Against Against2 Right to Adjourn Meeting Mgmt For For For3 Advisory Vote on Golden

ParachutesMgmt For Against Against

Cenovus EnergyInc.

Ticker Security ID: MeetingDate

MeetingStatus

CVE CUSIP 15135U109 04/24/2019 VotedMeetingType

Country of Trade

Annual CanadaIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Appointment of Auditor Mgmt For For For2.1 Elect Susan F. Dabarno Mgmt For For For2.2 Elect Patrick D. Daniel Mgmt For For For2.3 Elect Jane E. Kinney Mgmt For For For

Page 253: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

2.4 Elect Harold N. Kvisle Mgmt For For For2.5 Elect Steven F. Leer Mgmt For For For2.6 Elect Keith A. MacPhail Mgmt For For For2.7 Elect Richard J. Marcogliese Mgmt For For For2.8 Elect Claude Mongeau Mgmt For For For2.9 Elect Alexander J. Pourbaix Mgmt For For For2.10 Elect Wayne G. Thomson Mgmt For For For2.11 Elect Rhonda I. Zygocki Mgmt For For For3 Advisory Vote on Executive

CompensationMgmt For For For

4 Shareholder ProposalRegarding Reporting andReducing Greenhouse GasEmissions

ShrHoldr Against Against For

CenterPointEnergy, Inc.

Ticker Security ID: MeetingDate

MeetingStatus

CNP CUSIP 15189T107 04/25/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Elect Leslie D. Biddle Mgmt For For For2 Elect Milton Carroll Mgmt For For For3 Elect Scott J. McLean Mgmt For For For

Page 254: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

4 Elect Martin H. Nesbitt Mgmt For For For5 Elect Theodore F. Pound Mgmt For For For6 Elect Scott M. Prochazka Mgmt For For For7 Elect Susan O. Rheney Mgmt For For For8 Elect Phillip R. Smith Mgmt For For For9 Elect John W. Somerhalder II Mgmt For For For10 Elect Peter S. Wareing Mgmt For For For11 Ratification of Auditor Mgmt For For For12 Advisory Vote on Executive

CompensationMgmt For For For

CharterCommunications,Inc.

Ticker Security ID: MeetingDate

MeetingStatus

CHTR CUSIP 16119P108 04/23/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Elect W. Lance Conn Mgmt For Against Against2 Elect Kim C. Goodman Mgmt For Against Against3 Elect Craig A. Jacobson Mgmt For Against Against4 Elect Gregory B. Maffei Mgmt For Against Against5 Elect John D. Markley, Jr. Mgmt For Against Against6 Elect David C. Merritt Mgmt For Against Against7 Elect James E. Meyer Mgmt For Against Against

Page 255: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

8 Elect Steven A. Miron Mgmt For Against Against9 Elect Balan Nair Mgmt For Against Against10 Elect Michael A. Newhouse Mgmt For Against Against11 Elect Mauricio Ramos Mgmt For Against Against12 Elect Thomas M. Rutledge Mgmt For Against Against13 Elect Eric L. Zinterhofer Mgmt For Against Against14 Approval of the 2019 Stock

Incentive PlanMgmt For Against Against

15 Ratification of Auditor Mgmt For For For16 Shareholder Proposal

Regarding Proxy AccessShrHoldr Against For Against

17 Shareholder ProposalRegarding SustainabilityReport

ShrHoldr Against Against For

Chipotle MexicanGrill, Inc.

Ticker Security ID: MeetingDate

MeetingStatus

CMG CUSIP 169656105 05/21/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1.1 Elect Albert S. Baldocchi Mgmt For For For1.2 Elect Paul T. Cappuccio Mgmt For For For1.3 Elect Steve Ells Mgmt For For For1.4 Elect Patricia Fili-Krushel Mgmt For For For

Page 256: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

1.5 Elect Neil Flanzraich Mgmt For For For1.6 Elect Robin Hickenlooper Mgmt For For For1.7 Elect Scott H. Maw Mgmt For For For1.8 Elect Ali Namvar Mgmt For For For1.9 Elect Brian Niccol Mgmt For For For1.10 Elect Matthew H. Paull Mgmt For For For2 Advisory Vote on Executive

CompensationMgmt For For For

3 Ratification of Auditor Mgmt For For For

Chubb LimitedTicker Security ID: Meeting

DateMeetingStatus

CB CUSIP H1467J104 05/16/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Accounts and Reports Mgmt For For For2 Allocation of Disposable

ProfitMgmt For For For

3 Distribution of a Dividend outof Legal Reserves

Mgmt For For For

4 Ratification of Board Acts Mgmt For For For5 Election of Statutory Auditors Mgmt For For For6 Appointment of Auditor Mgmt For For For7 Appointment of Special

AuditorMgmt For For For

Page 257: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

8 Elect Evan G. Greenberg Mgmt For For For9 Elect Robert M. Hernandez Mgmt For For For10 Elect Michael G. Atieh Mgmt For For For11 Elect Sheila P. Burke Mgmt For For For12 Elect James I. Cash, Jr. Mgmt For For For13 Elect Mary A. Cirillo Mgmt For For For14 Elect Michael P. Connors Mgmt For Against Against15 Elect John A. Edwardson Mgmt For For For16 Elect Kimberly Ross Mgmt For For For17 Elect Robert W. Scully Mgmt For For For18 Elect Eugene B. Shanks, Jr. Mgmt For For For19 Elect Theodore Shasta Mgmt For For For20 Elect David H. Sidwell Mgmt For For For21 Elect Olivier Steimer Mgmt For For For22 Elect Evan G. Greenberg Mgmt For For For23 Elect Michael P. Connors Mgmt For For For24 Elect Mary A. Cirillo Mgmt For For For25 Elect John A. Edwardson Mgmt For For For26 Elect Robert M. Hernandez Mgmt For For For27 Appointment of Independent

Proxy (Switzerland)Mgmt For For For

28 Board Compensation Mgmt For For For29 Executive Compensation Mgmt For For For30 Advisory Vote on Executive

CompensationMgmt For For For

31 Additional or AmendedProposals

Mgmt For Against Against

Page 258: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

Cigna CorporationTicker Security ID: Meeting

DateMeetingStatus

CI CUSIP 125523100 04/24/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Elect David M. Cordani Mgmt For For For2 Elect William J. DeLaney Mgmt For For For3 Elect Eric J. Foss Mgmt For For For4 Elect Elder Granger Mgmt For For For5 Elect Isaiah Harris, Jr. Mgmt For For For6 Elect Roman Martinez IV Mgmt For For For7 Elect Kathleen M. Mazzarella Mgmt For For For8 Elect Mark B. McClellan Mgmt For For For9 Elect John M. Partridge Mgmt For For For10 Elect William L. Roper Mgmt For For For11 Elect Eric C. Wiseman Mgmt For For For12 Elect Donna F. Zarcone Mgmt For For For13 Elect William D. Zollars Mgmt For For For14 Advisory Vote on Executive

CompensationMgmt For For For

15 Ratification of Auditor Mgmt For For For16 Shareholder Proposal

Regarding Right to Act byWritten Consent

ShrHoldr Against Against For

17 Shareholder ProposalRegarding Cyber Risk Report

ShrHoldr Against Against For

Page 259: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

18 Shareholder ProposalRegarding Gender PayEquity Report

ShrHoldr Against Against For

Cigna CorporationTicker Security ID: Meeting

DateMeetingStatus

CI CUSIP 125509109 08/24/2018 VotedMeetingType

Country of Trade

Special United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Express Scripts Merger Mgmt For For For2 Right to Adjourn Meeting Mgmt For For For

Citigroup Inc.Ticker Security ID: Meeting

DateMeetingStatus

C CUSIP 172967424 04/16/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Elect Michael L. Corbat Mgmt For For For2 Elect Ellen M. Costello Mgmt For For For3 Elect Barbara J. Desoer Mgmt For For For

Page 260: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

4 Elect John C. Dugan Mgmt For For For5 Elect Duncan P. Hennes Mgmt For For For6 Elect Peter B. Henry Mgmt For For For7 Elect S. Leslie Ireland Mgmt For For For8 Elect Lew W. Jacobs, IV Mgmt For For For9 Elect Renee J. James Mgmt For For For10 Elect Eugene M. McQuade Mgmt For For For11 Elect Gary M. Reiner Mgmt For For For12 Elect Diana L. Taylor Mgmt For For For13 Elect James S. Turley Mgmt For For For14 Elect Deborah C. Wright Mgmt For For For15 Elect Ernesto Zedillo Ponce

de LeonMgmt For For For

16 Ratification of Auditor Mgmt For For For17 Advisory Vote on Executive

CompensationMgmt For For For

18 Approval of the 2019 StockIncentive Plan

Mgmt For For For

19 Shareholder ProposalRegarding Proxy AccessBylaw Amendment

ShrHoldr Against Against For

20 Shareholder ProposalRegarding GovernmentService Vesting

ShrHoldr Against Against For

21 Shareholder ProposalRegarding Right to CallSpecial Meetings

ShrHoldr Against Against For

CMS EnergyCorporation

Page 261: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

Ticker Security ID: MeetingDate

MeetingStatus

CMS CUSIP 125896100 05/03/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Elect Jon E. Barfield Mgmt For For For2 Elect Deborah H. Butler Mgmt For For For3 Elect Kurt L. Darrow Mgmt For For For4 Elect Stephen E. Ewing Mgmt For For For5 Elect William D. Harvey Mgmt For For For6 Elect Patricia K. Poppe Mgmt For For For7 Elect John G. Russell Mgmt For For For8 Elect Suzanne Shank Mgmt For For For9 Elect Myrna M. Soto Mgmt For For For10 Elect John G. Sznewajs Mgmt For For For11 Elect Laura H. Wright Mgmt For For For12 Advisory Vote on Executive

CompensationMgmt For For For

13 Ratification of Auditor Mgmt For For For14 Shareholder Proposal

Regarding PoliticalContributions andExpenditures Report

ShrHoldr Against For Against

ComcastCorporation

Page 262: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

Ticker Security ID: MeetingDate

MeetingStatus

CMCSA CUSIP 20030N101 06/05/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1.1 Elect Kenneth J. Bacon Mgmt For For For1.2 Elect Madeline S. Bell Mgmt For For For1.3 Elect Sheldon M. Bonovitz Mgmt For For For1.4 Elect Edward D. Breen Mgmt For For For1.5 Elect Gerald L. Hassell Mgmt For For For1.6 Elect Jeffrey A. Honickman Mgmt For For For1.7 Elect Maritza Gomez Montiel Mgmt For For For1.8 Elect Asuka Nakahara Mgmt For For For1.9 Elect David C. Novak Mgmt For For For1.10 Elect Brian L. Roberts Mgmt For For For2 Ratification of Auditor Mgmt For For For3 Approval of the 2019

Omnibus Sharesave PlanMgmt For For For

4 Advisory vote on executivecompensation

Mgmt For For For

5 Shareholder ProposalRegarding Independent Chair

ShrHoldr Against For Against

6 Shareholder ProposalRegarding Lobbying Report

ShrHoldr Against Against For

ConocoPhillips

Page 263: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

Ticker Security ID: MeetingDate

MeetingStatus

COP CUSIP 20825C104 05/14/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Elect Charles E. Bunch Mgmt For For For2 Elect Caroline Maury Devine Mgmt For For For3 Elect John V. Faraci Mgmt For For For4 Elect Jody L Freeman Mgmt For For For5 Elect Gay Huey Evans Mgmt For For For6 Elect Jeffrey A. Joerres Mgmt For For For7 Elect Ryan M. Lance Mgmt For For For8 Elect William H. McRaven Mgmt For For For9 Elect Sharmila Mulligan Mgmt For For For10 Elect Arjun N. Murti Mgmt For For For11 Elect Robert A. Niblock Mgmt For For For12 Ratification of Auditor Mgmt For For For13 Advisory Vote on Executive

CompensationMgmt For For For

ConstellationBrands, Inc.

Ticker Security ID: MeetingDate

MeetingStatus

STZ CUSIP 21036P108 07/17/2018 Voted

Page 264: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

MeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1.1 Elect Jerry Fowden Mgmt For Withhold Against1.2 Elect Barry A. Fromberg Mgmt For Withhold Against1.3 Elect Robert L. Hanson Mgmt For Withhold Against1.4 Elect Ernesto M. Hernandez Mgmt For Withhold Against1.5 Elect Susan Sommersille

JohnsonMgmt For Withhold Against

1.6 Elect James A. Locke III Mgmt For Withhold Against1.7 Elect Daniel J. McCarthy Mgmt For Withhold Against1.8 Elect Richard Sands Mgmt For Withhold Against1.9 Elect Robert Sands Mgmt For Withhold Against1.10 Elect Judy A. Schmeling Mgmt For Withhold Against1.11 Elect Keith E. Wandell Mgmt For Withhold Against2 Ratification of Auditor Mgmt For For For3 Advisory Vote on Executive

CompensationMgmt For For For

Cooper Companies,Inc.

Ticker Security ID: MeetingDate

MeetingStatus

COO CUSIP 216648402 03/18/2019 VotedMeetingType

Country of Trade

Annual United States

Page 265: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

Issue No. Description Proponent Mgmt Rec Vote Cast For/AgnstMgmt

1 Elect A. Thomas Bender Mgmt For For For2 Elect Colleen E. Jay Mgmt For For For3 Elect Michael H. Kalkstein Mgmt For For For4 Elect William A. Kozy Mgmt For For For5 Elect Jody S. Lindell Mgmt For For For6 Elect Gary S. Petersmeyer Mgmt For For For7 Elect Allan E. Rubenstein Mgmt For For For8 Elect Robert S. Weiss Mgmt For For For9 Elect Albert G. White III Mgmt For For For10 Ratification of Auditor Mgmt For For For11 Approval of the 2019

Employee Stock PurchasePlan

Mgmt For For For

12 Advisory Vote on ExecutiveCompensation

Mgmt For For For

Costco WholesaleCorporation

Ticker Security ID: MeetingDate

MeetingStatus

COST CUSIP 22160K105 01/24/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1.1 Elect Hamilton E. James Mgmt For For For

Page 266: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

1.2 Elect John W. Stanton Mgmt For For For1.3 Elect Mary Agnes Wilderotter Mgmt For For For2 Ratification of Auditor Mgmt For For For3 Advisory Vote on Executive

CompensationMgmt For For For

4 Approval of the 2019Incentive Plan

Mgmt For For For

5 Repeal of Classified Board Mgmt For For For6 Elimination of Supermajority

RequirementMgmt For For For

7 Shareholder ProposalRegarding Prison Labor

ShrHoldr Against Against For

CVS HealthCorporation

Ticker Security ID: MeetingDate

MeetingStatus

CVS CUSIP 126650100 05/16/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Elect Fernando Aguirre Mgmt For For For2 Elect Mark T. Bertolini Mgmt For For For3 Elect Richard M. Bracken Mgmt For For For4 Elect C. David Brown II Mgmt For For For5 Elect Alecia A. DeCoudreaux Mgmt For For For6 Elect Nancy-Ann M. DeParle Mgmt For For For

Page 267: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

7 Elect David W. Dorman Mgmt For For For8 Elect Roger N. Farah Mgmt For For For9 Elect Anne M. Finucane Mgmt For For For10 Elect Edward J. Ludwig Mgmt For For For11 Elect Larry J. Merlo Mgmt For For For12 Elect Jean-Pierre Millon Mgmt For For For13 Elect Mary L. Schapiro Mgmt For For For14 Elect Richard J. Swift Mgmt For For For15 Elect William C. Weldon Mgmt For For For16 Elect Tony L. White Mgmt For For For17 Ratification of Auditor Mgmt For For For18 Advisory Vote on Executive

CompensationMgmt For For For

19 Shareholder ProposalRegarding Including LegalCosts in ExecutiveCompensation

ShrHoldr Against Against For

DanaherCorporation

Ticker Security ID: MeetingDate

MeetingStatus

DHR CUSIP 235851102 05/07/2019 VotedMeetingType

Country of Trade

Annual United States

Issue No. Description Proponent Mgmt Rec Vote Cast For/AgnstMgmt

1 Elect Donald J. Ehrlich Mgmt For For For

Page 268: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

2 Elect Linda P. Hefner Filler Mgmt For For For3 Elect Thomas P. Joyce, Jr. Mgmt For For For4 Elect Teri List-Stoll Mgmt For For For5 Elect Walter G. Lohr, Jr. Mgmt For For For6 Elect Mitchell P. Rales Mgmt For For For7 Elect Steven M. Rales Mgmt For For For8 Elect John T. Schwieters Mgmt For For For9 Elect Alan G. Spoon Mgmt For Against Against10 Elect Raymond C. Stevens Mgmt For For For11 Elect Elias A. Zerhouni Mgmt For For For12 Ratification of Auditor Mgmt For For For13 Advisory Vote on Executive

CompensationMgmt For For For

14 Shareholder ProposalRegarding IndependentBoard Chair

ShrHoldr Against Against For

Dassault SystemesSA

Ticker Security ID: MeetingDate

MeetingStatus

DSY CINS F2457H472 05/23/2019 VotedMeetingType

Country of Trade

Mix FranceIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt

1 Non-Voting Meeting Note N/A N/A N/A N/A

Page 269: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

2 Non-Voting Meeting Note N/A N/A N/A N/A3 Non-Voting Meeting Note N/A N/A N/A N/A4 Accounts and Reports Mgmt For For For5 Consolidated Accounts and

ReportsMgmt For For For

6 Allocation ofProfits/Dividends

Mgmt For For For

7 Special Auditors Report onRegulated Agreements

Mgmt For For For

8 Remuneration Policy (Chair) Mgmt For For For9 Remuneration Policy (Vice-

Chair and CEO)Mgmt For For For

10 Remuneration of CharlesEdelstenne, Chair

Mgmt For For For

11 Remuneration of BernardCharles, Vice Chair and CEO

Mgmt For For For

12 Elect Catherine Dassault Mgmt For For For13 Elect Toshiko Mori Mgmt For For For14 Authority to Repurchase and

Reissue SharesMgmt For For For

15 Authority to Cancel Sharesand Reduce Capital

Mgmt For For For

16 Authority to Issue Shares andConvertible Debt w/Preemptive Rights

Mgmt For For For

17 Authority to Issue Shares andConvertible Debt w/oPreemptive Rights

Mgmt For For For

18 Authority to Issue Sharesand/or Convertible DebtThrough Private Placement

Mgmt For For For

19 Greenshoe Mgmt For Against Against

Page 270: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

20 Authority to Increase CapitalThrough Capitalisations

Mgmt For For For

21 Authority to Increase Capitalin Consideration forContributions In Kind

Mgmt For Against Against

22 Authority to Grant StockOptions

Mgmt For Against Against

23 Employee Stock PurchasePlan

Mgmt For For For

24 Authorisation of LegalFormalities

Mgmt For For For

Deere & CompanyTicker Security ID: Meeting

DateMeetingStatus

DE CUSIP 244199105 02/27/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Elect Samuel R. Allen Mgmt For For For2 Elect Vance D. Coffman Mgmt For For For3 Elect Alan C. Heuberger Mgmt For For For4 Elect Charles O. Holliday, Jr. Mgmt For For For5 Elect Dipak C. Jain Mgmt For For For6 Elect Michael O. Johanns Mgmt For For For7 Elect Clayton M. Jones Mgmt For For For8 Elect Gregory R. Page Mgmt For For For

Page 271: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

9 Elect Sherry M. Smith Mgmt For For For10 Elect Dmitri L. Stockton Mgmt For For For11 Elect Sheila G. Talton Mgmt For For For12 Advisory vote on executive

compensationMgmt For For For

13 Ratification of Auditor Mgmt For For For14 Shareholder Propsal

Regarding Right to Act byWritten Consent

ShrHoldr Against Against For

Dominion Energy,Inc.

Ticker Security ID: MeetingDate

MeetingStatus

D CUSIP 25746U109 05/07/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Elect James A. Bennett Mgmt For For For2 Elect Helen E. Dragas Mgmt For For For3 Elect James O. Ellis, Jr. Mgmt For For For4 Elect Thomas F. Farrell II Mgmt For For For5 Elect D. Maybank Hagood Mgmt For For For6 Elect John W. Harris Mgmt For For For7 Elect Ronald W. Jibson Mgmt For For For8 Elect Mark J. Kington Mgmt For For For9 Elect Joseph M. Rigby Mgmt For For For

Page 272: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

10 Elect Pamela L. Royal Mgmt For For For11 Elect Robert H. Spilman, Jr. Mgmt For For For12 Elect Susan N. Story Mgmt For Against Against13 Elect Michael E. Szymanczyk Mgmt For For For14 Ratification of Auditor Mgmt For For For15 Advisory Vote on Executive

CompensationMgmt For For For

16 Increase of AuthorizedCommon Stock

Mgmt For For For

17 Shareholder ProposalRegarding IndependentBoard Chair

ShrHoldr Against Against For

DowDuPont Inc.Ticker Security ID: Meeting

DateMeetingStatus

DWDP CUSIP 26078J100 05/23/2019 VotedMeetingType

Country of Trade

Special United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Reverse Stock Split Mgmt For For For2 Right to Adjourn Meeting Mgmt For For For

DuPont deNemours, Inc.

Page 273: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

Ticker Security ID: MeetingDate

MeetingStatus

DD CUSIP 26078J100 06/25/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Elect Edward D. Breen Mgmt For For For2 Elect Ruby R. Chandy Mgmt For For For3 Elect Franklin K. Clyburn, Jr. Mgmt For For For4 Elect Terrence R. Curtin Mgmt For For For5 Elect Alexander M. Cutler Mgmt For For For6 Elect C. Marc Doyle Mgmt For For For7 Elect Eleuthere I. du Pont Mgmt For For For8 Elect Rajiv L. Gupta Mgmt For For For9 Elect Luther C. Kissam IV Mgmt For For For10 Elect Frederick M. Lowery Mgmt For For For11 Elect Raymond J. Milchovich Mgmt For For For12 Elect Steven M. Sterin Mgmt For For For13 Advisory Vote on Executive

CompensationMgmt For For For

14 Ratification of Auditor Mgmt For For For15 Shareholder Proposal

Regarding Right to Act byWritten Consent

ShrHoldr Against Against For

16 Shareholder ProposalRegarding Report on RatioBetween CEO and EmployeePay

ShrHoldr Against Against For

17 Shareholder Proposal ShrHoldr Against Against For

Page 274: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

Regarding Report on Risks ofGulf Coast PetrochemicalInvestments

18 Shareholder ProposalRegarding Report on PlasticPollution

ShrHoldr Against Against For

DXC TechnologyCompany

Ticker Security ID: MeetingDate

MeetingStatus

DXC CUSIP 23355L106 08/15/2018 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Elect Mukesh Aghi Mgmt For For For2 Elect Amy E. Alving Mgmt For Against Against3 Elect David L. Herzog Mgmt For For For4 Elect Sachin S. Lawande Mgmt For For For5 Elect J. Michael Lawrie Mgmt For For For6 Elect Mary Louise Krakauer Mgmt For For For7 Elect Julio A. Portalatin Mgmt For For For8 Elect Peter Rutland Mgmt For For For9 Elect Manoj P. Singh Mgmt For For For10 Elect Robert F. Woods Mgmt For For For11 Ratification of Auditor Mgmt For For For12 Advisory Vote on Executive Mgmt For For For

Page 275: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

Compensation

E TRADE FinancialCorp.

Ticker Security ID: MeetingDate

MeetingStatus

ETFC CUSIP 269246401 05/09/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Elect Richard J. Carbone Mgmt For For For2 Elect Robert J. Chersi Mgmt For For For3 Elect Jaime W. Ellertson Mgmt For For For4 Elect James P. Healy Mgmt For For For5 Elect Kevin T. Kabat Mgmt For For For6 Elect James Lam Mgmt For For For7 Elect Rodger A. Lawson Mgmt For For For8 Elect Shelley B. Leibowitz Mgmt For For For9 Elect Karl A. Roessner Mgmt For For For10 Elect Rebecca Saeger Mgmt For For For11 Elect Donna L. Weaver Mgmt For For For12 Elect Joshua A. Weinreich Mgmt For For For13 Advisory Vote on Executive

CompensationMgmt For For For

14 Ratification of Auditor Mgmt For For For

Page 276: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

Ecolab, Inc.Ticker Security ID: Meeting

DateMeetingStatus

ECL CUSIP 278865100 05/02/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Elect Douglas M. Baker, Jr. Mgmt For For For2 Elect Shari L Ballard Mgmt For For For3 Elect Barbara J. Beck Mgmt For For For4 Elect Leslie S. Biller Mgmt For For For5 Elect Jeffrey M. Ettinger Mgmt For For For6 Elect Arthur J. Higgins Mgmt For Against Against7 Elect Michael Larson Mgmt For For For8 Elect David W. MacLennan Mgmt For For For9 Elect Tracy B. McKibben Mgmt For For For10 Elect Lionel L. Nowell, III Mgmt For For For11 Elect Victoria J. Reich Mgmt For For For12 Elect Suzanne M. Vautrinot Mgmt For For For13 Elect John J. Zillmer Mgmt For For For14 Ratification of Auditor Mgmt For For For15 Advisory Vote on Executive

CompensationMgmt For For For

16 Shareholder ProposalRegarding Independent Chair

ShrHoldr Against Against For

Page 277: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

EdisonInternational

Ticker Security ID: MeetingDate

MeetingStatus

EIX CUSIP 281020107 04/25/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Elect Jeanne Beliveau-Dunn Mgmt For For For2 Elect Michael C. Camunez Mgmt For For For3 Elect Vanessa C.L. Chang Mgmt For Against Against4 Elect James T. Morris Mgmt For For For5 Elect Timothy T. O'Toole Mgmt For For For6 Elect Pedro J. Pizarro Mgmt For For For7 Elect Linda G. Stuntz Mgmt For For For8 Elect William P. Sullivan Mgmt For For For9 Elect Ellen O. Tauscher Mgmt For For For10 Elect Peter J. Taylor Mgmt For For For11 Elect Keith Trent Mgmt For For For12 Elect Brett White Mgmt For For For13 Ratification of Auditor Mgmt For For For14 Advisory Vote on Executive

CompensationMgmt For For For

15 Shareholder ProposalRegarding Proxy AccessBylaw Amendment

ShrHoldr Against Against For

Page 278: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

EdwardsLifesciencesCorporation

Ticker Security ID: MeetingDate

MeetingStatus

EW CUSIP 28176E108 05/08/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Elect Michael A. Mussallem Mgmt For For For2 Elect Kieran T. Gallahue Mgmt For For For3 Elect Leslie Stone Heisz Mgmt For For For4 Elect William J. Link Mgmt For For For5 Elect Steven R. Loranger Mgmt For For For6 Elect Martha H. Marsh Mgmt For For For7 Elect Wesley W. von Schack Mgmt For For For8 Elect Nicholas J. Valeriani Mgmt For For For9 Advisory Vote on Executive

CompensationMgmt For For For

10 Ratification of Auditor Mgmt For For For11 Shareholder Proposal

Regarding Independent ChairShrHoldr Against Against For

Eli Lilly andCompany

Ticker Security ID: MeetingDate

MeetingStatus

Page 279: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

LLY CUSIP 532457108 05/06/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Elect Ralph Alvarez Mgmt For For For2 Elect Carolyn R. Bertozzi Mgmt For For For3 Elect Juan R. Luciano Mgmt For For For4 Elect Kathi P. Seifert Mgmt For For For5 Advisory Vote on Executive

CompensationMgmt For For For

6 Ratification of Auditor Mgmt For For For7 Repeal of Classified Board Mgmt For For For8 Elimination of Supermajority

RequirementMgmt For For For

9 Shareholder ProposalRegarding Lobbying Report

ShrHoldr Against Against For

Emerson ElectricCo.

Ticker Security ID: MeetingDate

MeetingStatus

EMR CUSIP 291011104 02/05/2019 VotedMeetingType

Country of Trade

Annual United States

Issue No. Description Proponent Mgmt Rec Vote Cast For/AgnstMgmt

Page 280: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

1.1 Elect Clemens A.H. Borsig Mgmt For For For1.2 Elect Joshua B. Bolten Mgmt For For For1.3 Elect Lori M. Lee Mgmt For For For2 Ratification of Auditor Mgmt For For For3 Advisory Vote on Executive

CompensationMgmt For For For

EncanaCorporation

Ticker Security ID: MeetingDate

MeetingStatus

ECA CUSIP 292505104 04/30/2019 VotedMeetingType

Country of Trade

Annual CanadaIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1.1 Elect Peter A. Dea Mgmt For For For1.2 Elect Fred J. Fowler Mgmt For For For1.3 Elect Howard J. Mayson Mgmt For For For1.4 Elect Lee A. McIntire Mgmt For For For1.5 Elect Margaret McKenzie Mgmt For For For1.6 Elect Steven W. Nance Mgmt For For For1.7 Elect Suzanne P. Nimocks Mgmt For For For1.8 Elect Thomas G. Ricks Mgmt For For For1.9 Elect Brian G. Shaw Mgmt For For For1.10 Elect Douglas J. Suttles Mgmt For For For1.11 Elect Bruce G. Waterman Mgmt For For For

Page 281: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

1.12 Elect Clayton H. Woitas Mgmt For For For2 Appointment of Auditor and

Authority to Set FeesMgmt For For For

3 Amendment to ShareholderRights Plan

Mgmt For For For

4 Approval of the 2019Omnibus Incentive Plan

Mgmt For For For

5 Advisory Vote on ExecutiveCompensation

Mgmt For For For

Everbridge, Inc.Ticker Security ID: Meeting

DateMeetingStatus

EVBG CUSIP 29978A104 05/17/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1.1 Elect Richard A. D'Amore Mgmt For For For1.2 Elect Bruns H. Grayson Mgmt For For For2 Ratification of Auditor Mgmt For For For3 Advisory Vote on Executive

CompensationMgmt For For For

4 Frequency of Advisory Voteon Executive Compensation

Mgmt 1 Year 1 Year For

Exelon Corporation

Page 282: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

Ticker Security ID: MeetingDate

MeetingStatus

EXC CUSIP 30161N101 04/30/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Elect Anthony K. Anderson Mgmt For For For2 Elect Ann C. Berzin Mgmt For For For3 Elect M. Laurie Brlas Mgmt For For For4 Elect Christopher M. Crane Mgmt For For For5 Elect Yves C. de Balmann Mgmt For For For6 Elect Nicholas DeBenedictis Mgmt For For For7 Elect Linda P. Jojo Mgmt For For For8 Elect Paul L. Joskow Mgmt For For For9 Elect Robert J. Lawless Mgmt For For For10 Elect Richard W. Mies Mgmt For For For11 Elect Mayo A. Shattuck III Mgmt For For For12 Elect Stephen D. Steinour Mgmt For Against Against13 Elect John F. Young Mgmt For For For14 Ratification of Auditor Mgmt For For For15 Advisory Vote on Executive

CompensationMgmt For For For

16 Shareholder ProposalRegarding Report onEnvironmental Activities

ShrHoldr Against Against For

Facebook, Inc.

Page 283: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

Ticker Security ID: MeetingDate

MeetingStatus

FB CUSIP 30303M102 05/30/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1.1 Elect Peggy Alford Mgmt For Withhold Against1.2 Elect Marc L. Andreessen Mgmt For Withhold Against1.3 Elect Kenneth I. Chenault Mgmt For Withhold Against1.4 Elect Susan D. Desmond-

HellmannMgmt For Withhold Against

1.5 Elect Sheryl K. Sandberg Mgmt For Withhold Against1.6 Elect Peter A. Thiel Mgmt For Withhold Against1.7 Elect Jeffrey D. Zients Mgmt For Withhold Against1.8 Elect Mark Zuckerberg Mgmt For Withhold Against2 Ratification of Auditor Mgmt For For For3 Advisory Vote on Executive

CompensationMgmt For For For

4 Frequency of Advisory Voteon Executive Compensation

Mgmt 3 Years 1 Year Against

5 Shareholder ProposalRegarding Recapitalization

ShrHoldr Against For Against

6 Shareholder ProposalRegarding Independent Chair

ShrHoldr Against For Against

7 Shareholder ProposalRegarding Majority Vote forElection of Directors

ShrHoldr Against For Against

8 Shareholder ProposalRegarding Disclosure of

ShrHoldr Against Against For

Page 284: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

Board Qualifications9 Shareholder Proposal

Regarding a Report on theEfficacy of Enforcement ofContent Policies

ShrHoldr Against For Against

10 Shareholder ProposalRegarding Median GenderPay Equity Report

ShrHoldr Against Against For

11 Shareholder ProposalRegarding Report on PoliticalIdeology

ShrHoldr Against Against For

12 Shareholder ProposalRegarding StrategicAlternatives

ShrHoldr Against Against For

Fidelity NationalInformationServices, Inc.

Ticker Security ID: MeetingDate

MeetingStatus

FIS CUSIP 31620M106 05/22/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Elect Ellen R. Alemany Mgmt For For For2 Elect Keith W. Hughes Mgmt For For For3 Elect David K. Hunt Mgmt For For For

4 Elect Stephan A. James Mgmt For For For

Page 285: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

5 Elect Leslie M. Muma Mgmt For For For6 Elect Alexander Navab Mgmt For For For7 Elect Gary A. Norcross Mgmt For For For8 Elect Louise M. Parent Mgmt For For For9 Elect Brian T. Shea Mgmt For For For10 Elect James B. Stallings, Jr. Mgmt For For For11 Advisory Vote on Executive

CompensationMgmt For Against Against

12 Ratification of Auditor Mgmt For For For

First DataCorporation

Ticker Security ID: MeetingDate

MeetingStatus

FDC CUSIP 32008D106 04/11/2019 VotedMeetingType

Country of Trade

Consent United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Merger/Acquisition Mgmt For For For2 Advisory Vote on Golden

ParachutesMgmt For Against Against

First DataCorporation

Ticker Security ID: MeetingDate

MeetingStatus

Page 286: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

FDC CUSIP 32008D106 05/09/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1.1 Elect Frank J. Bisignano Mgmt For Withhold Against1.2 Elect Henry R. Kravis Mgmt For Withhold Against1.3 Elect Heidi G. Miller Mgmt For Withhold Against2 Advisory Vote on Executive

CompensationMgmt For Against Against

3 Ratification of Auditor Mgmt For For For

Firstenergy Corp.Ticker Security ID: Meeting

DateMeetingStatus

FE CUSIP 337932107 05/21/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1.1 Elect Michael J. Anderson Mgmt For For For1.2 Elect Steven J. Demetriou Mgmt For For For1.3 Elect Julia L. Johnson Mgmt For For For1.4 Elect Charles E. Jones Mgmt For For For1.5 Elect Donald T. Misheff Mgmt For For For1.6 Elect Thomas N. Mitchell Mgmt For For For

Page 287: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

1.7 Elect James F. O'Neil III Mgmt For For For1.8 Elect Christopher D. Pappas Mgmt For For For1.9 Elect Sandra Pianalto Mgmt For For For1.10 Elect Luis A. Reyes Mgmt For For For1.11 Elect Leslie M. Turner Mgmt For For For2 Ratification of Auditor Mgmt For For For3 Advisory Vote on Executive

CompensationMgmt For For For

4 Elimination of SupermajorityRequirement

Mgmt For For For

5 Adoption of Majority VotingStandard for the Election ofDirectors

Mgmt For For For

6 Adoption of Proxy Access Mgmt For For For7 Shareholder Proposal

Regarding Simple MajorityVote

ShrHoldr Against For Against

FMC CorporationTicker Security ID: Meeting

DateMeetingStatus

FMC CUSIP 302491303 04/30/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Elect Pierre R. Brondeau Mgmt For For For2 Elect Eduardo E. Cordeiro Mgmt For For For

Page 288: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

3 Elect G. Peter D'Aloia Mgmt For For For4 Elect C. Scott Greer Mgmt For For For5 Elect K'Lynne Johnson Mgmt For For For6 Elect Dirk A. Kempthorne Mgmt For For For7 Elect Paul J. Norris Mgmt For For For8 Elect Margareth Ovrum Mgmt For For For9 Elect Robert C. Pallash Mgmt For For For10 Elect William H. Powell Mgmt For For For11 Elect Vincent R. Volpe Jr. Mgmt For For For12 Ratification of Auditor Mgmt For For For13 Advisory Vote on Executive

CompensationMgmt For For For

14 Elimination of SupermajorityRequirement

Mgmt For For For

Fortive CorporationTicker Security ID: Meeting

DateMeetingStatus

FTV CUSIP 34959J108 06/04/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Elect Mitchell P. Rales Mgmt For For For2 Elect Steven M. Rales Mgmt For For For3 Elect Jeannine Sargent Mgmt For For For4 Elect Alan G. Spoon Mgmt For Against Against

Page 289: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

5 Ratification of Auditor Mgmt For For For6 Advisory Vote on Executive

CompensationMgmt For For For

7 Elimination of SupermajorityRequirement

Mgmt For For For

Fortune BrandsHome & Security,Inc.

Ticker Security ID: MeetingDate

MeetingStatus

FBHS CUSIP 34964C106 05/07/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Elect Irial Finan Mgmt For For For2 Elect Susan Kilsby Mgmt For For For3 Elect Christopher J. Klein Mgmt For For For4 Ratification of Auditor Mgmt For For For5 Advisory Vote on Executive

CompensationMgmt For For For

Freeport-McMoRanInc.

Ticker Security ID: MeetingDate

MeetingStatus

Page 290: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

FCX CUSIP 35671D857 06/12/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Elect Richard C. Adkerson Mgmt For For For2 Elect Gerald J. Ford Mgmt For For For3 Elect Lydia H. Kennard Mgmt For For For4 Elect Dustan E. McCoy Mgmt For For For5 Elect Frances F. Townsend Mgmt For For For6 Ratification of Auditor Mgmt For For For7 Advisory Vote on Executive

CompensationMgmt For For For

Gaming AndLeisure Properties,Inc.

Ticker Security ID: MeetingDate

MeetingStatus

GLPI CUSIP 36467J108 06/13/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Elect Peter M. Carlino Mgmt For For For2 Elect David A. Handler Mgmt For For For

3 Elect Joseph W. Marshall, III Mgmt For For For

Page 291: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

4 Elect James B. Perry Mgmt For For For5 Elect Barry F. Schwartz Mgmt For For For6 Elect Earl C. Shanks Mgmt For For For7 Elect E. Scott Urdang Mgmt For Against Against8 Ratification of Auditor Mgmt For For For9 Advisory Vote on Executive

CompensationMgmt For For For

10 Shareholder ProposalRegarding Board DiversityReport

ShrHoldr N/A Against N/A

Garrett Motion Inc.Ticker Security ID: Meeting

DateMeetingStatus

GTX CUSIP 366505105 06/04/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Elect Olivier Rabiller Mgmt For For For2 Elect Maura J. Clark Mgmt For For For3 Ratification of Auditor Mgmt For For For4 Advisory Vote on Executive

CompensationMgmt For For For

5 Frequency of Advisory Voteon Executive Compensation

Mgmt 1 Year 1 Year For

Page 292: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

General Motors Co.Ticker Security ID: Meeting

DateMeetingStatus

GM CUSIP 37045V100 06/04/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Elect Mary T. Barra Mgmt For For For2 Elect Wesley G. Bush Mgmt For For For3 Elect Linda R. Gooden Mgmt For For For4 Elect Joseph Jimenez Mgmt For For For5 Elect Jane L. Mendillo Mgmt For For For6 Elect Judith Miscik Mgmt For For For7 Elect Patricia F. Russo Mgmt For For For8 Elect Thomas M. Schoewe Mgmt For For For9 Elect Theodore M. Solso Mgmt For For For10 Elect Carol M. Stephenson Mgmt For For For11 Elect Devin N. Wenig Mgmt For For For12 Advisory Vote on Executive

CompensationMgmt For For For

13 Ratification of Auditor Mgmt For For For14 Shareholder Proposal

Regarding Independent ChairShrHoldr Against Against For

15 Shareholder ProposalRegarding Lobbying Report

ShrHoldr Against Against For

Gilead Sciences,

Page 293: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

Inc.Ticker Security ID: Meeting

DateMeetingStatus

GILD CUSIP 375558103 05/08/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Elect Jacqueline K. Barton Mgmt For For For2 Elect John F. Cogan Mgmt For For For3 Elect Kelly A. Kramer Mgmt For For For4 Elect Kevin E. Lofton Mgmt For For For5 Elect Harish M. Manwani Mgmt For For For6 Elect Daniel O'Day Mgmt For For For7 Elect Richard J. Whitley Mgmt For For For8 Elect Gayle E. Wilson Mgmt For For For9 Elect Per Wold-Olsen Mgmt For For For10 Ratification of Auditor Mgmt For For For11 Permit Shareholders to Act

by Written ConsentMgmt For For For

12 Advisory Vote on ExecutiveCompensation

Mgmt For For For

13 Shareholder ProposalRegarding Independent Chair

ShrHoldr Against Against For

14 Shareholder ProposalRegarding Report on TaxSavings as a Result of theTax Cut and Jobs Act

ShrHoldr Against Against For

Page 294: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

GoDaddy Inc.Ticker Security ID: Meeting

DateMeetingStatus

GDDY CUSIP 380237107 06/04/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1.1 Elect Caroline F. Donahue Mgmt For For For1.2 Elect Charles J. Robel Mgmt For For For1.3 Elect Scott W. Wagner Mgmt For For For2 Ratification of Auditor Mgmt For For For3 Advisory Vote on Executive

CompensationMgmt For For For

Hilton WorldwideHoldings Inc.

Ticker Security ID: MeetingDate

MeetingStatus

HLT CUSIP 43300A203 05/09/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Elect Christopher J. Nassetta Mgmt For For For2 Elect Jonathan D. Gray Mgmt For For For3 Elect Charlene T. Begley Mgmt For For For

Page 295: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

4 Elect Melanie L. Healey Mgmt For For For5 Elect Raymond E. Mabus, Jr. Mgmt For For For6 Elect Judith A. McHale Mgmt For For For7 Elect John G. Schreiber Mgmt For For For8 Elect Elizabeth A. Smith Mgmt For For For9 Elect Douglas M. Steenland Mgmt For For For10 Approval of the 2019

Employee Stock PurchasePlan

Mgmt For For For

11 Ratification of Auditor Mgmt For For For12 Advisory Vote on Executive

CompensationMgmt For For For

HoneywellInternational Inc.

Ticker Security ID: MeetingDate

MeetingStatus

HON CUSIP 438516106 04/29/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Elect Darius Adamczyk Mgmt For For For2 Elect Duncan B. Angove Mgmt For For For3 Elect William S. Ayer Mgmt For For For4 Elect Kevin Burke Mgmt For For For5 Elect Jaime Chico Pardo Mgmt For For For6 Elect D. Scott Davis Mgmt For For For

Page 296: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

7 Elect Linnet F. Deily Mgmt For For For8 Elect Judd Gregg Mgmt For For For9 Elect Clive Hollick Mgmt For For For10 Elect Grace D. Lieblein Mgmt For For For11 Elect George Paz Mgmt For For For12 Elect Robin L. Washington Mgmt For For For13 Advisory Vote on Executive

CompensationMgmt For For For

14 Ratification of Auditor Mgmt For For For15 Shareholder Proposal

Regarding Right to Act ByWritten Consent

ShrHoldr Against Against For

16 Shareholder ProposalRegarding Lobbying Report

ShrHoldr Against Against For

ICU Medical, Inc.Ticker Security ID: Meeting

DateMeetingStatus

ICUI CUSIP 44930G107 05/15/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1.1 Elect Vivek Jain Mgmt For For For1.2 Elect George A. Lopez Mgmt For For For

1.3 Elect Robert S. Swinney Mgmt For For For1.4 Elect David C. Greenberg Mgmt For For For1.5 Elect Elisha W. Finney Mgmt For Withhold Against

Page 297: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

1.6 Elect David F. Hoffmeister Mgmt For For For1.7 Elect Donald M. Abbey Mgmt For For For2 Ratification of Auditor Mgmt For For For3 Advisory Vote on Executive

CompensationMgmt For For For

Intel CorporationTicker Security ID: Meeting

DateMeetingStatus

INTC CUSIP 458140100 05/16/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Elect Aneel Bhusri Mgmt For For For2 Elect Andy D. Bryant Mgmt For For For3 Elect Reed E. Hundt Mgmt For For For4 Elect Omar Ishrak Mgmt For For For5 Elect Risa Lavizzo-Mourey Mgmt For For For6 Elect Tsu-Jae King Liu Mgmt For For For7 Elect Gregory D. Smith Mgmt For For For8 Elect Robert H. Swan Mgmt For For For9 Elect Andrew Wilson Mgmt For For For10 Elect Frank D. Yeary Mgmt For For For11 Ratification of Auditor Mgmt For For For12 Advisory Vote on Executive

CompensationMgmt For For For

Page 298: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

13 Amendment to the 2006Equity Incentive Plan

Mgmt For For For

14 Shareholder ProposalRegarding Right to Act byWritten Consent

ShrHoldr Against Against For

15 Shareholder ProposalRegarding Median GenderPay Equity Report

ShrHoldr Against Against For

16 Shareholder ProposalRegarding Advisory Vote onPolitical Contributions

ShrHoldr Against Against For

IntercontinentalExchange, Inc.

Ticker Security ID: MeetingDate

MeetingStatus

ICE CUSIP 45866F104 05/17/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Elect Sharon Y. Bowen Mgmt For For For2 Elect Charles R. Crisp Mgmt For For For3 Elect Duriya M. Farooqui Mgmt For For For4 Elect Jean-Marc Forneri Mgmt For For For5 Elect William Jefferson

HagueMgmt For For For

6 Elect Fred W. Hatfield Mgmt For For For7 Elect Thomas E. Noonan Mgmt For For For

Page 299: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

8 Elect Frederic V. Salerno Mgmt For For For9 Elect Jeffrey C. Sprecher Mgmt For For For10 Elect Judith A. Sprieser Mgmt For For For11 Elect Vincent S. Tese Mgmt For For For12 Advisory Vote on Executive

CompensationMgmt For For For

13 Ratification of Auditor Mgmt For For For

Intuitive Surgical,Inc.

Ticker Security ID: MeetingDate

MeetingStatus

ISRG CUSIP 46120E602 04/25/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Elect Craig H. Barratt Mgmt For For For2 Elect Gary S. Guthart Mgmt For For For3 Elect Amal M. Johnson Mgmt For For For4 Elect Don R. Kania Mgmt For For For5 Elect Keith R. Leonard, Jr. Mgmt For Against Against6 Elect Alan J. Levy Mgmt For For For7 Elect Jami Dover Nachtsheim Mgmt For For For8 Elect Mark J. Rubash Mgmt For For For9 Elect Lonnie M. Smith Mgmt For For For10 Advisory Vote on Executive

CompensationMgmt For For For

Page 300: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

11 Ratification of Auditor Mgmt For For For12 Amendment to the 2010

Incentive Award PlanMgmt For For For

13 Shareholder ProposalRegarding Simple MajorityVote

ShrHoldr Against For Against

JazzPharmaceuticalsPublic LimitedCompany

Ticker Security ID: MeetingDate

MeetingStatus

JAZZ CUSIP G50871105 08/02/2018 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Elect Peter Gray Mgmt For For For2 Elect Kenneth W. O'Keefe Mgmt For For For3 Elect Elmar Schnee Mgmt For For For4 Elect Catherine A. Sohn Mgmt For For For5 Appointment of Auditor and

Authority to Set FeesMgmt For For For

6 Advisory Vote on ExecutiveCompensation

Mgmt For For For

7 Frequency of Advisory Voteon Executive Compensation

Mgmt 1 Year 1 Year For

Page 301: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

Johnson &Johnson

Ticker Security ID: MeetingDate

MeetingStatus

JNJ CUSIP 478160104 04/25/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Elect Mary C. Beckerle Mgmt For For For2 Elect D. Scott Davis Mgmt For For For3 Elect Ian E.L. Davis Mgmt For For For4 Elect Jennifer A. Doudna Mgmt For For For5 Elect Alex Gorsky Mgmt For For For6 Elect Marillyn A. Hewson Mgmt For For For7 Elect Mark B. McClellan Mgmt For For For8 Elect Anne M. Mulcahy Mgmt For For For9 Elect William D. Perez Mgmt For For For10 Elect Charles Prince Mgmt For For For11 Elect A. Eugene Washington Mgmt For For For12 Elect Ronald A. Williams Mgmt For For For13 Advisory Vote on Executive

CompensationMgmt For For For

14 Ratification of Auditor Mgmt For For For15 Shareholder Proposal

Regarding RecoupmentReport

ShrHoldr Against Against For

16 Shareholder Proposal ShrHoldr Against Against For

Page 302: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

Regarding Report on LinkingExecutive Compensation toDrug Pricing

Johnson ControlsInternational plc

Ticker Security ID: MeetingDate

MeetingStatus

JCI CUSIP G51502105 03/06/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Elect Jean S. Blackwell Mgmt For For For2 Elect Pierre E. Cohade Mgmt For For For3 Elect Michael E. Daniels Mgmt For For For4 Elect Juan Pablo del Valle

PerochenaMgmt For For For

5 Elect W. Roy Dunbar Mgmt For For For6 Elect Gretchen R. Haggerty Mgmt For For For7 Elect Simone Menne Mgmt For For For8 Elect George R. Oliver Mgmt For For For9 Elect Carl Jurgen Tinggren Mgmt For For For10 Elect Mark P. Vergnano Mgmt For For For11 Elect R. David Yost Mgmt For For For12 Elect John D. Young Mgmt For For For13 Ratification of

PricewaterhouseCoopersMgmt For For For

Page 303: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

14 Authority to Set Auditor'sFees

Mgmt For For For

15 Authority to RepurchaseShares

Mgmt For For For

16 Authority to Set Price Rangefor Re-Issuance of TreasuryShares

Mgmt For For For

17 Advisory Vote on ExecutiveCompensation

Mgmt For For For

18 Authority to Issue Shares w/Preemptive Rights

Mgmt For For For

19 Authority to Issue Shares w/oPreemptive Rights

Mgmt For For For

JPMorgan Chase &Co.

Ticker Security ID: MeetingDate

MeetingStatus

JPM CUSIP 46625H100 05/21/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Elect Linda B. Bammann Mgmt For For For2 Elect James A. Bell Mgmt For For For

3 Elect Stephen B. Burke Mgmt For For For4 Elect Todd A. Combs Mgmt For For For5 Elect James S. Crown Mgmt For For For6 Elect James Dimon Mgmt For For For

Page 304: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

7 Elect Timothy P. Flynn Mgmt For For For8 Elect Mellody Hobson Mgmt For For For9 Elect Laban P. Jackson, Jr. Mgmt For For For10 Elect Michael A. Neal Mgmt For For For11 Elect Lee R. Raymond Mgmt For For For12 Advisory Vote on Executive

CompensationMgmt For For For

13 Ratification of Auditor Mgmt For For For14 Shareholder Proposal

Regarding Median GenderPay Equity Report

ShrHoldr Against Against For

15 Shareholder ProposalRegarding Proxy AccessBylaw Amendment

ShrHoldr Against Against For

16 Shareholder ProposalRegarding Cumulative Voting

ShrHoldr Against Against For

Kinder Morgan, Inc.Ticker Security ID: Meeting

DateMeetingStatus

KMI CUSIP 49456B101 05/08/2019 VotedMeetingType

Country of Trade

Annual United States

Issue No. Description Proponent Mgmt Rec Vote Cast For/AgnstMgmt

1 Elect Richard D. Kinder Mgmt For For For2 Elect Steven J. Kean Mgmt For For For3 Elect Kimberly A. Dang Mgmt For For For

Page 305: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

4 Elect Ted A. Gardner Mgmt For For For5 Elect Anthony W. Hall, Jr. Mgmt For For For6 Elect Gary L. Hultquist Mgmt For For For7 Elect Ronald L. Kuehn, Jr. Mgmt For For For8 Elect Deborah A. Macdonald Mgmt For For For9 Elect Michael C. Morgan Mgmt For For For10 Elect Arthur C. Reichstetter Mgmt For For For11 Elect Fayez S. Sarofim Mgmt For For For12 Elect C. Park Shaper Mgmt For For For13 Elect William A. Smith Mgmt For For For14 Elect Joel V. Staff Mgmt For For For15 Elect Robert F. Vagt Mgmt For For For16 Elect Perry M. Waughtal Mgmt For For For17 Ratification of Auditor Mgmt For For For18 Advisory Vote on Executive

CompensationMgmt For For For

KKR & Co. Inc.Ticker Security ID: Meeting

DateMeetingStatus

KKR CUSIP 48251W104 01/28/2019 VotedMeetingType

Country of Trade

Special United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Approval of the 2019 Equity

Incentive PlanMgmt For For For

Page 306: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

Kosmos EnergyLtd.

Ticker Security ID: MeetingDate

MeetingStatus

KOS CUSIP 500688106 06/05/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Ratification of Auditor Mgmt For For For2 Advisory Vote on Executive

CompensationMgmt For For For

Live NationEntertainment, Inc.

Ticker Security ID: MeetingDate

MeetingStatus

LYV CUSIP 538034109 06/06/2019 VotedMeetingType

Country of Trade

Annual United States

Issue No. Description Proponent Mgmt Rec Vote Cast For/AgnstMgmt

1 Elect Mark D. Carleton Mgmt For For For2 Elect Maverick Carter Mgmt For For For

Page 307: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

3 Elect Ariel Z. Emanuel Mgmt For For For4 Elect R. Ted Enloe, III Mgmt For For For5 Elect Ping Fu Mgmt For For For6 Elect Jeffrey T. Hinson Mgmt For For For7 Elect Jimmy Iovine Mgmt For For For8 Elect James S. Kahan Mgmt For For For9 Elect Gregory B. Maffei Mgmt For Against Against10 Elect Randall T. Mays Mgmt For For For11 Elect Michael Rapino Mgmt For For For12 Elect Mark S. Shapiro Mgmt For For For13 Elect Dana Walden Mgmt For Against Against14 Ratification of Auditor Mgmt For For For

Livent CorporationTicker Security ID: Meeting

DateMeetingStatus

LTHM CUSIP 53814L108 05/01/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Elect Michael F. Barry Mgmt For Against Against

2 Elect Steven T. Merkt Mgmt For Against Against3 Ratification of Auditor Mgmt For For For

Page 308: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

Merck & Co., Inc.Ticker Security ID: Meeting

DateMeetingStatus

MRK CUSIP 58933Y105 05/28/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Elect Leslie A. Brun Mgmt For For For2 Elect Thomas R. Cech Mgmt For For For3 Elect Mary Ellen Coe Mgmt For For For4 Elect Pamela J. Craig Mgmt For For For5 Elect Kenneth C. Frazier Mgmt For For For6 Elect Thomas H. Glocer Mgmt For For For7 Elect Rochelle B. Lazarus Mgmt For For For8 Elect Paul B. Rothman Mgmt For For For9 Elect Patricia F. Russo Mgmt For For For10 Elect Inge G. Thulin Mgmt For For For11 Elect Wendell P. Weeks Mgmt For For For12 Elect Peter C. Wendell Mgmt For For For13 Advisory Vote on Executive

CompensationMgmt For For For

14 Approval of the 2019 StockIncentive Plan

Mgmt For For For

15 Ratification of Auditor Mgmt For For For16 Shareholder Proposal

Regarding Independent ChairShrHoldr Against Against For

17 Shareholder ProposalRegarding Disclosure ofExecutive Stock Buybacks

ShrHoldr Against Against For

Page 309: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

18 Shareholder ProposalRegarding Report on LinkingExecutive Compensation toDrug Pricing

ShrHoldr Against Against For

Mettler-ToledoInternational, Inc.

Ticker Security ID: MeetingDate

MeetingStatus

MTD CUSIP 592688105 05/09/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Elect Robert F. Spoerry Mgmt For For For2 Elect Wah-Hui Chu Mgmt For For For3 Elect Olivier A. Filliol Mgmt For For For4 Elect Elisha W. Finney Mgmt For For For5 Elect Richard Francis Mgmt For For For6 Elect Marco Gadola Mgmt For For For7 Elect Michael A. Kelly Mgmt For For For8 Elect Thomas P. Salice Mgmt For For For9 Ratification of Auditor Mgmt For For For

10 Advisory Vote on ExecutiveCompensation

Mgmt For For For

Page 310: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

MGM ResortsInternational

Ticker Security ID: MeetingDate

MeetingStatus

MGM CUSIP 552953101 05/01/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Elect Mary Chris Gay Mgmt For For For2 Elect William W. Grounds Mgmt For For For3 Elect Alexis M. Herman Mgmt For For For4 Elect Roland Hernandez Mgmt For Against Against5 Elect John Kilroy Mgmt For For For6 Elect Rose McKinney-James Mgmt For For For7 Elect Keith A. Meister Mgmt For For For8 Elect James J. Murren Mgmt For For For9 Elect Paul J. Salem Mgmt For For For10 Elect Gregory M. Spierkel Mgmt For For For11 Elect Jan Swartz Mgmt For For For12 Elect Daniel J. Taylor Mgmt For For For13 Ratification of Auditor Mgmt For For For14 Advisory Vote on Executive

CompensationMgmt For Against Against

MicrosoftCorporation

Ticker Security ID: Meeting Meeting

Page 311: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

Date StatusMSFT CUSIP 594918104 11/28/2018 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Elect William H. Gates III Mgmt For For For2 Elect Reid G. Hoffman Mgmt For For For3 Elect Hugh F. Johnston Mgmt For For For4 Elect Teri L. List-Stoll Mgmt For For For5 Elect Satya Nadella Mgmt For For For6 Elect Charles H. Noski Mgmt For For For7 Elect Helmut G. W. Panke Mgmt For For For8 Elect Sandra E. Peterson Mgmt For For For9 Elect Penny S. Pritzker Mgmt For For For10 Elect Charles W. Scharf Mgmt For For For11 Elect Arne M. Sorenson Mgmt For For For12 Elect John W. Stanton Mgmt For For For13 Elect John W. Thompson Mgmt For For For14 Elect Padmasree Warrior Mgmt For For For15 Advisory Vote on Executive

CompensationMgmt For For For

16 Ratification of Auditor Mgmt For For For

NCsoft CorporationTicker Security ID: Meeting

DateMeetingStatus

Page 312: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

036570 CINS Y6258Y104 03/29/2019 VotedMeetingType

Country of Trade

Annual Korea, Republic ofIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Accounts and Allocation of

Profits/DividendsMgmt For For For

2 Amendments to Articles Mgmt For For For3 Election of Non-Executive

Director: PARK Byung MooMgmt For For For

4 Elect HYUN Dong Hoon Mgmt For For For5 Elect BAEK Sang Hun Mgmt For For For6 Election of Audit Committee

Member: BAEK Sang HunMgmt For For For

7 Directors' Fees Mgmt For Against Against

NetEase, Inc.Ticker Security ID: Meeting

DateMeetingStatus

NTES CUSIP 64110W102 09/07/2018 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Elect William Lei Ding Mgmt For For For2 Elect Alice Cheng Mgmt For For For3 Elect Denny Lee Mgmt For For For

Page 313: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

4 Elect Joseph Tong Mgmt For For For5 Elect Lun Feng Mgmt For For For6 Elect Michael Leung Mgmt For Against Against7 Elect Michael Tong Mgmt For For For8 Appointment of Auditor Mgmt For For For

NextEra Energy,Inc.

Ticker Security ID: MeetingDate

MeetingStatus

NEE CUSIP 65339F101 05/23/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Elect Sherry S. Barrat Mgmt For For For2 Elect James L. Camaren Mgmt For For For3 Elect Kenneth B. Dunn Mgmt For For For4 Elect Naren K. Gursahaney Mgmt For For For5 Elect Kirk S. Hachigian Mgmt For For For6 Elect Toni Jennings Mgmt For For For7 Elect Amy B. Lane Mgmt For For For8 Elect James L. Robo Mgmt For For For9 Elect Rudy E. Schupp Mgmt For For For10 Elect John L. Skolds Mgmt For For For11 Elect William H. Swanson Mgmt For For For12 Elect Hansel E. Tookes II Mgmt For For For

Page 314: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

13 Elect Darryl L. Wilson Mgmt For For For14 Ratification of Auditor Mgmt For For For15 Advisory Vote on Executive

CompensationMgmt For For For

16 Shareholder ProposalRegarding PoliticalContributions andExpenditures Report

ShrHoldr Against For Against

Nike, Inc.Ticker Security ID: Meeting

DateMeetingStatus

NKE CUSIP 654106103 09/20/2018 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1.1 Elect Alan B. Graf, Jr. Mgmt For For For1.2 Elect John C. Lechleiter Mgmt For For For1.3 Elect Michelle Peluso Mgmt For For For2 Advisory Vote on Executive

CompensationMgmt For For For

3 Shareholder ProposalRegarding PoliticalContributions andExpenditures Report

ShrHoldr Against Against For

4 Ratification of Auditor Mgmt For For For

Page 315: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

Noble Energy, Inc.Ticker Security ID: Meeting

DateMeetingStatus

NBL CUSIP 655044105 04/23/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Elect Jeffrey L. Berenson Mgmt For For For2 Elect Michael A. Cawley Mgmt For For For3 Elect James E. Craddock Mgmt For For For4 Elect Barbara J. Duganier Mgmt For For For5 Elect Thomas J. Edelman Mgmt For For For6 Elect Holli C. Ladhani Mgmt For For For7 Elect David L. Stover Mgmt For For For8 Elect Scott D. Urban Mgmt For For For9 Elect William T. Van Kleef Mgmt For For For10 Ratification of Auditor Mgmt For For For11 Advisory Vote on Executive

CompensationMgmt For For For

12 Amendment to the 2017Long-Term Incentive Plan

Mgmt For For For

Norfolk SouthernCorporation

Ticker Security ID: MeetingDate

MeetingStatus

NSC CUSIP 655844108 05/09/2019 Voted

Page 316: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

MeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Elect Thomas D. Bell Jr. Mgmt For For For2 Elect Daniel A. Carp Mgmt For For For3 Elect Mitchell E. Daniels, Jr. Mgmt For For For4 Elect Marcela E. Donadio Mgmt For For For5 Elect Thomas C. Kelleher Mgmt For For For6 Elect Steven F. Leer Mgmt For For For7 Elect Michael D. Lockhart Mgmt For For For8 Elect Amy E. Miles Mgmt For For For9 Elect Jennifer F. Scanlon Mgmt For For For10 Elect James A. Squires Mgmt For For For11 Elect John R. Thompson Mgmt For For For12 Ratification of Auditor Mgmt For For For13 Advisory Vote on Executive

CompensationMgmt For For For

14 Shareholder ProposalRegarding Simple MajorityVote

ShrHoldr Against For Against

NRG Energy, Inc.Ticker Security ID: Meeting

DateMeetingStatus

NRG CUSIP 629377508 04/25/2019 VotedMeetingType

Country of Trade

Page 317: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Elect Spencer Abraham Mgmt For Against Against2 Elect Matthew Carter, Jr. Mgmt For For For3 Elect Lawrence S. Coben Mgmt For For For4 Elect Heather Cox Mgmt For For For5 Elect Terry G. Dallas Mgmt For For For6 Elect Mauricio Gutierrez Mgmt For For For7 Elect William E. Hantke Mgmt For For For8 Elect Paul W. Hobby Mgmt For For For9 Elect Anne C. Schaumburg Mgmt For For For10 Elect Thomas H.

WeidemeyerMgmt For For For

11 Advisory Vote on ExecutiveCompensation

Mgmt For For For

12 Ratification of Auditor Mgmt For For For13 Shareholder Proposal

Regarding Political SpendingReport

ShrHoldr Against For Against

NXPSemiconductorsN.V.

Ticker Security ID: MeetingDate

MeetingStatus

NXPI CUSIP N6596X109 06/17/2019 VotedMeetingType

Country of Trade

Page 318: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Accounts and Reports Mgmt For For For2 Ratification of Board Acts Mgmt For For For3 Elect Richard L. Clemmer Mgmt For For For4 Elect Peter L. Bonfield Mgmt For For For5 Elect Kenneth A. Goldman Mgmt For Against Against6 Elect Josef Kaeser Mgmt For For For7 Elect Lena Olving Mgmt For For For8 Elect Peter Smitham Mgmt For For For9 Elect Julie Southern Mgmt For For For10 Elect Jasmin Staiblin Mgmt For For For11 Elect Gregory L. Summe Mgmt For For For12 Elect Karl-Henrik Sundstrom Mgmt For For For13 Authority to Issue Shares w/

Preemptive RightsMgmt For For For

14 Authority to Issue Shares w/oPreemptive Rights

Mgmt For For For

15 2019 Omnibus Incentive Plan Mgmt For For For16 Authority to Repurchase

SharesMgmt For For For

17 Authority to CancelRepurchased Shares

Mgmt For For For

18 Appointment of Auditor Mgmt For For For

ON SemiconductorCorporation

Page 319: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

Ticker Security ID: MeetingDate

MeetingStatus

ON CUSIP 682189105 05/08/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Elect Atsushi Abe Mgmt For For For2 Elect Alan Campbell Mgmt For For For3 Elect Curtis J. Crawford Mgmt For For For4 Elect Gilles Delfassy Mgmt For For For5 Elect Emmanuel T.

HernandezMgmt For For For

6 Elect Keith D. Jackson Mgmt For For For7 Elect Paul A. Mascarenas Mgmt For For For8 Elect Daryl A. Ostrander Mgmt For For For9 Elect Teresa M. Ressel Mgmt For For For10 Elect Christine Y. Yan Mgmt For For For11 Advisory Vote on Executive

CompensationMgmt For For For

12 Ratification of Auditor Mgmt For For For

Oracle CorporationTicker Security ID: Meeting

DateMeetingStatus

ORCL CUSIP 68389X105 11/14/2018 VotedMeetingType

Country of Trade

Page 320: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1.1 Elect Jeffrey S. Berg Mgmt For For For1.2 Elect Michael J. Boskin Mgmt For For For1.3 Elect Safra A. Catz Mgmt For For For1.4 Elect Bruce R. Chizen Mgmt For For For1.5 Elect George H. Conrades Mgmt For For For1.6 Elect Lawrence J. Ellison Mgmt For For For1.7 Elect Hector Garcia-Molina Mgmt For For For1.8 Elect Jeffrey O. Henley Mgmt For For For1.9 Elect Mark V. Hurd Mgmt For For For1.10 Elect Renee J. James Mgmt For For For1.11 Elect Charles W. Moorman,

IVMgmt For For For

1.12 Elect Leon E. Panetta Mgmt For For For1.13 Elect William G. Parrett Mgmt For For For1.14 Elect Naomi O. Seligman Mgmt For For For2 Advisory Vote on Executive

CompensationMgmt For Against Against

3 Ratification of Auditor Mgmt For For For4 Shareholder Proposal

Regarding Gender PayEquity Report

ShrHoldr Against Against For

5 Shareholder ProposalRegarding PoliticalContributions andExpenditures Report

ShrHoldr Against Against For

6 Shareholder ProposalRegarding Lobbying Report

ShrHoldr Against Against For

7 Shareholder Proposal ShrHoldr Against For Against

Page 321: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

Regarding IndependentBoard Chair

Orbotech Ltd.Ticker Security ID: Meeting

DateMeetingStatus

ORBK CUSIP M75253100 07/12/2018 VotedMeetingType

Country of Trade

Special United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Merger Mgmt For For For2 Declaration of Material

InterestMgmt N/A Against N/A

PackagingCorporation ofAmerica

Ticker Security ID: MeetingDate

MeetingStatus

PKG CUSIP 695156109 05/07/2019 Voted

MeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Elect Cheryl K. Beebe Mgmt For For For

Page 322: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

2 Elect Duane C. Farrington Mgmt For For For3 Elect Hasan Jameel Mgmt For For For4 Elect Mark W. Kowlzan Mgmt For For For5 Elect Robert C. Lyons Mgmt For For For6 Elect Thomas P. Maurer Mgmt For For For7 Elect Samuel Mencoff Mgmt For For For8 Elect Roger B. Porter Mgmt For For For9 Elect Thomas S. Souleles Mgmt For For For10 Elect Paul T. Stecko Mgmt For For For11 Elect James D. Woodrum Mgmt For For For12 Ratification of Auditor Mgmt For For For13 Advisory Vote on Executive

CompensationMgmt For For For

PepsiCo, Inc.Ticker Security ID: Meeting

DateMeetingStatus

PEP CUSIP 713448108 05/01/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt

1 Elect Shona L. Brown Mgmt For For For2 Elect Cesar Conde Mgmt For For For3 Elect Ian M. Cook Mgmt For For For4 Elect Dina Dublon Mgmt For For For5 Elect Richard W. Fisher Mgmt For For For

Page 323: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

6 Elect Michelle D. Gass Mgmt For For For7 Elect William R. Johnson Mgmt For For For8 Elect Ramon L. Laguarta Mgmt For For For9 Elect David C. Page Mgmt For For For10 Elect Robert C. Pohlad Mgmt For For For11 Elect Daniel L. Vasella Mgmt For For For12 Elect Darren Walker Mgmt For For For13 Elect Alberto Weisser Mgmt For For For14 Ratification of Auditor Mgmt For For For15 Advisory Vote on Executive

CompensationMgmt For For For

16 Elimination of SupermajorityRequirement

Mgmt For For For

17 Shareholder ProposalRegarding Independent Chair

ShrHoldr Against Against For

18 Shareholder ProposalRegarding PesticideReporting

ShrHoldr Against Against For

Pfizer Inc.Ticker Security ID: Meeting

DateMeetingStatus

PFE CUSIP 717081103 04/25/2019 Voted

MeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Elect Ronald E. Blaylock Mgmt For For For

Page 324: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

2 Elect Albert Bourla Mgmt For For For3 Elect W. Don Cornwell Mgmt For For For4 Elect Joseph J. Echevarria Mgmt For For For5 Elect Helen H. Hobbs Mgmt For For For6 Elect James M. Kilts Mgmt For For For7 Elect Dan R. Littman Mgmt For For For8 Elect Shantanu Narayen Mgmt For For For9 Elect Suzanne Nora Johnson Mgmt For For For10 Elect Ian C. Read Mgmt For For For11 Elect James C. Smith Mgmt For For For12 Ratification of Auditor Mgmt For For For13 Advisory Vote on Executive

CompensationMgmt For For For

14 Approve the 2019 Stock Plan Mgmt For For For15 Shareholder Proposal

Regarding Right To Act ByWritten Consent

ShrHoldr Against Against For

16 Shareholder ProposalRegarding Lobbying Report

ShrHoldr Against Against For

17 Shareholder ProposalRegarding Independent Chair

ShrHoldr Against Against For

18 Shareholder ProposalRegarding Report on LinkingExecutive Compensation toDrug Pricing

ShrHoldr Against Against For

Prudential plcTicker Security ID: Meeting

DateMeetingStatus

Page 325: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

PRU CINS G72899100 05/16/2019 VotedMeetingType

Country of Trade

Annual United KingdomIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Accounts and Reports Mgmt For For For2 Remuneration Report

(Advisory)Mgmt For For For

3 Elect Fields Wicker-Miurin Mgmt For For For4 Elect Howard J. Davies Mgmt For For For5 Elect Mark FitzPatrick Mgmt For For For6 Elect David Law Mgmt For For For7 Elect Paul Manduca Mgmt For For For8 Elect Kaikhushru Nargolwala Mgmt For For For9 Elect Anthony Nightingale Mgmt For Against Against10 Elect Philip Remnant Mgmt For For For11 Elect Alice Schroeder Mgmt For For For12 Elect Stuart James Turner Mgmt For For For13 Elect Thomas R. Watjen Mgmt For For For14 Elect Michael A. Wells Mgmt For For For15 Appointment of Auditor Mgmt For For For16 Authority to Set Auditor's

FeesMgmt For For For

17 Authorisation of PoliticalDonations

Mgmt For For For

18 Authority to Issue Shares w/Preemptive Rights

Mgmt For For For

19 Authority to IssueRepurchased Shares w/

Mgmt For For For

Page 326: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

Preemptive Rights20 Authority to Issue Preference

SharesMgmt For For For

21 Authority to Issue Shares w/oPreemptive Rights

Mgmt For For For

22 Authority to Issue MandatoryConvertible Securities w/Preemptive rights

Mgmt For For For

23 Authority to Issue MandatoryConvertible Securities w/oPreemptive rights

Mgmt For For For

24 Authority to RepurchaseShares

Mgmt For For For

25 Authority to Set GeneralMeeting Notice Period at 14Days

Mgmt For Against Against

Qualcomm, Inc.Ticker Security ID: Meeting

DateMeetingStatus

QCOM CUSIP 747525103 03/12/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt

1 Elect Barbara T. Alexander Mgmt For For For2 Elect Mark Fields Mgmt For For For3 Elect Jeffrey W. Henderson Mgmt For For For4 Elect Ann M. Livermore Mgmt For For For

Page 327: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

5 Elect Harish M. Manwani Mgmt For For For6 Elect Mark D. McLaughlin Mgmt For For For7 Elect Steven M. Mollenkopf Mgmt For For For8 Elect Clark T. Randt, Jr. Mgmt For For For9 Elect Francisco Ros Mgmt For For For10 Elect Irene B. Rosenfeld Mgmt For For For11 Elect Neil Smit Mgmt For Against Against12 Elect Anthony J. Vinciquerra Mgmt For For For13 Ratification of Auditor Mgmt For For For14 Advisory Vote on Executive

CompensationMgmt For For For

Raymond JamesFinancial, Inc.

Ticker Security ID: MeetingDate

MeetingStatus

RJF CUSIP 754730109 02/28/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Elect Charles von

ArentschildtMgmt For For For

2 Elect Shelley G. Broader Mgmt For For For3 Elect Robert M. Dutkowsky Mgmt For Against Against4 Elect Jeffrey N. Edwards Mgmt For For For5 Elect Benjamin C. Esty Mgmt For For For

Page 328: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

6 Elect Anne Gates Mgmt For For For7 Elect Francis S. Godbold Mgmt For For For8 Elect Thomas A. James Mgmt For For For9 Elect Gordon L. Johnson Mgmt For For For10 Elect Rodrick C. McGeary Mgmt For For For11 Elect Paul C. Reilly Mgmt For For For12 Elect Susan N. Story Mgmt For Against Against13 Advisory Vote on Executive

CompensationMgmt For For For

14 Amendment to the 2003Employee Stock PurchasePlan

Mgmt For For For

15 Ratification of Auditor Mgmt For For For

RegeneronPharmaceuticals,Inc.

Ticker Security ID: MeetingDate

MeetingStatus

REGN CUSIP 75886F107 06/14/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt

1 Elect Bonnie L. Bassler Mgmt For For For2 Elect Michael S. Brown Mgmt For For For3 Elect Leonard S. Schleifer Mgmt For For For4 Elect George D. Yancopoulos Mgmt For For For

Page 329: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

5 Ratification of Auditor Mgmt For For For

RoperTechnologies, Inc.

Ticker Security ID: MeetingDate

MeetingStatus

ROP CUSIP 776696106 06/10/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1.1 Elect Shellye L. Archambeau Mgmt For For For1.2 Elect Amy Woods Brinkley Mgmt For For For1.3 Elect John F. Fort, III Mgmt For For For1.4 Elect L. Neil Hunn Mgmt For For For1.5 Elect Robert D. Johnson Mgmt For For For1.6 Elect Robert E. Knowling, Jr. Mgmt For For For1.7 Elect Wilbur J. Prezzano Mgmt For For For1.8 Elect Laura G. Thatcher Mgmt For For For1.9 Elect Richard F. Wallman Mgmt For Withhold Against1.10 Elect Christopher Wright Mgmt For For For2 Advisory Vote on Executive

CompensationMgmt For For For

3 Ratification of Auditor Mgmt For For For4 Shareholder Proposal

Regarding PoliticalContributions andExpenditures Report

ShrHoldr Against For Against

Page 330: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

salesforce.com,inc.

Ticker Security ID: MeetingDate

MeetingStatus

CRM CUSIP 79466L302 06/06/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Elect Marc R. Benioff Mgmt For For For2 Elect Keith G. Block Mgmt For For For3 Elect Parker Harris Mgmt For For For4 Elect Craig A. Conway Mgmt For For For5 Elect Alan G. Hassenfeld Mgmt For For For6 Elect Neelie Kroes Mgmt For For For7 Elect Colin L. Powell Mgmt For For For8 Elect Sanford R. Robertson Mgmt For For For9 Elect John V. Roos Mgmt For For For10 Elect Bernard Tyson Mgmt For For For11 Elect Robin L. Washington Mgmt For For For12 Elect Maynard G. Webb Mgmt For For For13 Elect Susan D. Wojcicki Mgmt For For For14 Elimination of Supermajority

Requirement to Amend theCertificate of Incorporationand Bylaws

Mgmt For For For

15 Elimination of Supermajority Mgmt For For For

Page 331: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

Requirement for Removal ofDirectors

16 Amendment to the 2013Equity Incentive Plan

Mgmt For Against Against

17 Ratification of Auditor Mgmt For For For18 Advisory Vote on Executive

CompensationMgmt For For For

19 Shareholder ProposalRegarding Disclosure ofBoard Qualifications

ShrHoldr Against Against For

SBACommunicationsCorporation

Ticker Security ID: MeetingDate

MeetingStatus

SBAC CUSIP 78410G104 05/16/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Elect Kevin L. Beebe Mgmt For For For2 Elect Jack Langer Mgmt For For For3 Elect Jeffrey A. Stoops Mgmt For For For

4 Ratification of Auditor Mgmt For For For5 Advisory Vote on Executive

CompensationMgmt For For For

Page 332: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

Sempra EnergyTicker Security ID: Meeting

DateMeetingStatus

SRE CUSIP 816851109 05/09/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Elect Alan L. Boeckmann Mgmt For For For2 Elect Kathleen Brown Mgmt For For For3 Elect Andres Conesa

LabastidaMgmt For For For

4 Elect Maria Contreras-Sweet Mgmt For For For5 Elect Pablo A. Ferrero Mgmt For For For6 Elect William D. Jones Mgmt For For For7 Elect Jeffrey W. Martin Mgmt For For For8 Elect Michael N. Mears Mgmt For For For9 Elect William C. Rusnack Mgmt For For For10 Elect Lynn Schenk Mgmt For For For11 Elect Jack T. Taylor Mgmt For For For12 Elect Cynthia L Walker Mgmt For For For13 Elect James C. Yardley Mgmt For For For14 Ratification of Auditor Mgmt For For For15 Advisory Vote on Executive

CompensationMgmt For For For

16 Approval of the 2019 Long-Term Incentive Plan

Mgmt For For For

17 Shareholder Proposal ShrHoldr Against Against For

Page 333: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

Regarding IndependentBoard Chair

Summit Materials,Inc.

Ticker Security ID: MeetingDate

MeetingStatus

SUM CUSIP 86614U100 05/22/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1.1 Elect Thomas W. Hill Mgmt For For For1.2 Elect Joseph S. Cantie Mgmt For For For1.3 Elect Anne M. Cooney Mgmt For For For2 Advisory Vote on Executive

CompensationMgmt For Against Against

3 Ratification of Auditor Mgmt For For For

Tencent HoldingsLimited

Ticker Security ID: MeetingDate

MeetingStatus

700 CINS G87572163 05/15/2019 VotedMeetingType

Country of Trade

Annual Cayman Islands

Page 334: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

Issue No. Description Proponent Mgmt Rec Vote Cast For/AgnstMgmt

1 Non-Voting Meeting Note N/A N/A N/A N/A2 Non-Voting Meeting Note N/A N/A N/A N/A3 Accounts and Reports Mgmt For For For4 Allocation of

Profits/DividendsMgmt For For For

5 Elect Jacobus Petrus Bekker Mgmt For For For6 Elect Ian C. Stone Mgmt For For For7 Directors' Fees Mgmt For For For8 Appointment of Auditor and

Authority to Set FeesMgmt For For For

9 Authority to Issue Shares w/oPreemptive Rights

Mgmt For For For

10 Authority to RepurchaseShares

Mgmt For For For

11 Authority to IssueRepurchased Shares

Mgmt For Against Against

Tencent HoldingsLimited

Ticker Security ID: MeetingDate

MeetingStatus

700 CINS G87572163 05/15/2019 Voted

MeetingType

Country of Trade

Special Cayman IslandsIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt

Page 335: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

1 Non-Voting Meeting Note N/A N/A N/A N/A2 Non-Voting Meeting Note N/A N/A N/A N/A3 Refreshment of Share Option

Scheme of Tencent MusicEntertainment Group

Mgmt For For For

The BoeingCompany

Ticker Security ID: MeetingDate

MeetingStatus

BA CUSIP 097023105 04/29/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Elect Robert A. Bradway Mgmt For For For2 Elect David L. Calhoun Mgmt For For For3 Elect Arthur D. Collins, Jr. Mgmt For For For4 Elect Edmund P.

Giambastiani, Jr.Mgmt For For For

5 Elect Lynn J. Good Mgmt For For For6 Elect Nikki R Haley Mgmt For For For7 Elect Lawrence W. Kellner Mgmt For For For8 Elect Caroline B. Kennedy Mgmt For For For9 Elect Edward M. Liddy Mgmt For For For10 Elect Dennis A. Muilenburg Mgmt For For For11 Elect Susan C. Schwab Mgmt For For For12 Elect Ronald A. Williams Mgmt For For For

Page 336: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

13 Elect Mike S. Zafirovski Mgmt For For For14 Advisory Vote on Executive

CompensationMgmt For For For

15 Ratification of Auditor Mgmt For For For16 Shareholder Proposal

Regarding Lobbying ReportShrHoldr Against Against For

17 Shareholder ProposalRegarding Excluding ShareRepurchases in ExecutiveCompensation

ShrHoldr Against Against For

18 Shareholder ProposalRegarding IndependentBoard Chair

ShrHoldr Against Against For

19 Shareholder ProposalRegarding Proxy AccessBylaw Amendment

ShrHoldr Against Against For

20 Shareholder ProposalRegarding Retention ofShares Until NormalRetirement Age

ShrHoldr Against Against For

The CloroxCompany

Ticker Security ID: MeetingDate

MeetingStatus

CLX CUSIP 189054109 11/14/2018 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt

Page 337: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

1 Elect Amy L. Banse Mgmt For For For2 Elect Richard H. Carmona Mgmt For For For3 Elect Benno Dorer Mgmt For For For4 Elect Spencer C. Fleischer Mgmt For For For5 Elect Esther S. Lee Mgmt For For For6 Elect A.D. David Mackay Mgmt For For For7 Elect Robert W. Matschullat Mgmt For For For8 Elect Matthew J. Shattock Mgmt For For For9 Elect Pamela Thomas-

GrahamMgmt For For For

10 Elect Carolyn M. Ticknor Mgmt For For For11 Elect Russell J. Weiner Mgmt For For For12 Elect Christopher J. Williams Mgmt For For For13 Advisory Vote on Executive

CompensationMgmt For For For

14 Ratification of Auditor Mgmt For For For15 Elimination of Supermajority

RequirementMgmt For For For

The Coca-ColaCompany

Ticker Security ID: MeetingDate

MeetingStatus

KO CUSIP 191216100 04/24/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt

Page 338: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

1 Elect Herbert A. Allen Mgmt For For For2 Elect Ronald W. Allen Mgmt For For For3 Elect Marc Bolland Mgmt For For For4 Elect Ana Patricia Botin-Sanz

de Sautuola y O'SheaMgmt For Against Against

5 Elect Christopher C. Davis Mgmt For Against Against6 Elect Barry Diller Mgmt For Against Against7 Elect Helene D. Gayle Mgmt For For For8 Elect Alexis M. Herman Mgmt For For For9 Elect Robert A. Kotick Mgmt For For For10 Elect Maria Elena

LagomasinoMgmt For For For

11 Elect James Quincey Mgmt For For For12 Elect Caroline J. Tsay Mgmt For For For13 Elect David B. Weinberg Mgmt For For For14 Advisory Vote on Executive

CompensationMgmt For For For

15 Ratification of Auditor Mgmt For For For16 Shareholder Proposal

Regarding IndependentBoard Chair

ShrHoldr Against Against For

17 Shareholder ProposalRegarding Report on Sugarand Public Health

ShrHoldr Against Against For

The GoldmanSachs Group, Inc.

Ticker Security ID: MeetingDate

MeetingStatus

Page 339: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

GS CUSIP 38141G104 05/02/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Elect M. Michele Burns Mgmt For For For2 Elect Drew G. Faust Mgmt For For For3 Elect Mark Flaherty Mgmt For For For4 Elect Ellen J. Kullman Mgmt For For For5 Elect Lakshmi N. Mittal Mgmt For Against Against6 Elect Adebayo O. Ogunlesi Mgmt For For For7 Elect Peter Oppenheimer Mgmt For For For8 Elect David M. Solomon Mgmt For For For9 Elect Jan E. Tighe Mgmt For For For10 Elect David A. Viniar Mgmt For For For11 Elect Mark O. Winkelman Mgmt For For For12 Advisory Vote on Executive

CompensationMgmt For Against Against

13 Ratification of Auditor Mgmt For For For14 Shareholder Proposal

Regarding Right to Act byWritten Consent

ShrHoldr Against Against For

The HersheyCompany

Ticker Security ID: MeetingDate

MeetingStatus

HSY CUSIP 427866108 05/21/2019 Voted

Page 340: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

MeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1.1 Elect Pamela M. Arway Mgmt For For For1.2 Elect James W. Brown Mgmt For For For1.3 Elect Michele G. Buck Mgmt For For For1.4 Elect Charles A. Davis Mgmt For For For1.5 Elect Mary Kay Haben Mgmt For For For1.6 Elect James C. Katzman Mgmt For For For1.7 Elect M. Diane Koken Mgmt For For For1.8 Elect Robert M. Malcolm Mgmt For For For1.9 Elect Anthony J. Palmer Mgmt For For For1.10 Elect Juan R. Perez Mgmt For For For1.11 Elect Wendy L. Schoppert Mgmt For For For1.12 Elect David L. Shedlarz Mgmt For For For2 Ratification of Auditor Mgmt For For For3 Advisory Vote on Executive

CompensationMgmt For For For

The Home Depot,Inc.

Ticker Security ID: MeetingDate

MeetingStatus

HD CUSIP 437076102 05/23/2019 VotedMeetingType

Country of Trade

Page 341: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Elect Gerard J. Arpey Mgmt For For For2 Elect Ari Bousbib Mgmt For For For3 Elect Jeffery H. Boyd Mgmt For For For4 Elect Gregory D. Brenneman Mgmt For For For5 Elect J. Frank Brown Mgmt For For For6 Elect Albert P. Carey Mgmt For For For7 Elect Helena B. Foulkes Mgmt For Against Against8 Elect Linda R. Gooden Mgmt For For For9 Elect Wayne M. Hewett Mgmt For For For10 Elect Manuel Kadre Mgmt For For For11 Elect Stephanie C. Linnartz Mgmt For For For12 Elect Craig A. Menear Mgmt For For For13 Ratification of Auditor Mgmt For For For14 Advisory Vote on Executive

CompensationMgmt For For For

15 Shareholder ProposalRegarding EmploymentDiversity Report

ShrHoldr Against Against For

16 Shareholder ProposalRegarding Right to CallSpecial Meetings

ShrHoldr Against Against For

17 Shareholder ProposalRegarding Prison Labor

ShrHoldr Against Against For

The Procter &Gamble Company

Page 342: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

Ticker Security ID: MeetingDate

MeetingStatus

PG CUSIP 742718109 10/09/2018 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Elect Francis S. Blake Mgmt For For For2 Elect Angela F. Braly Mgmt For For For3 Elect Amy L. Chang Mgmt For For For4 Elect Kenneth I. Chenault Mgmt For For For5 Elect Scott D. Cook Mgmt For For For6 Elect Joseph Jimenez Mgmt For For For7 Elect Terry J. Lundgren Mgmt For For For8 Elect W. James McNerney,

Jr.Mgmt For For For

9 Elect Nelson Peltz Mgmt For For For10 Elect David. S. Taylor Mgmt For For For11 Elect Margaret C. Whitman Mgmt For For For12 Elect Patricia A. Woertz Mgmt For For For13 Elect Ernesto Zedillo Ponce

de LeonMgmt For For For

14 Ratification of Auditor Mgmt For For For15 Advisory Vote on Executive

CompensationMgmt For For For

The Sherwin-Williams Company

Page 343: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

Ticker Security ID: MeetingDate

MeetingStatus

SHW CUSIP 824348106 04/17/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Elect Kerrii B. Anderson Mgmt For For For2 Elect Arthur F. Anton Mgmt For For For3 Elect Jeff M. Fettig Mgmt For For For4 Elect David F. Hodnik Mgmt For For For5 Elect Richard J. Kramer Mgmt For For For6 Elect Susan J. Kropf Mgmt For For For7 Elect John G. Morikis Mgmt For For For8 Elect Christine A. Poon Mgmt For For For9 Elect John M. Stropki, Jr. Mgmt For For For10 Elect Michael H. Thaman Mgmt For For For11 Elect Matthew Thornton III Mgmt For For For12 Elect Steven H. Wunning Mgmt For For For13 Advisory Vote on Executive

CompensationMgmt For For For

14 Ratification of Auditor Mgmt For For For

The SouthernCompany

Ticker Security ID: MeetingDate

MeetingStatus

SO CUSIP 842587107 05/22/2019 Voted

Page 344: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

MeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Elect Janaki Akella Mgmt For For For2 Elect Juanita Powell Baranco Mgmt For For For3 Elect Jon A. Boscia Mgmt For For For4 Elect Henry A. Clark III Mgmt For For For5 Elect Anthony F. Earley, Jr. Mgmt For For For6 Elect Thomas A. Fanning Mgmt For For For7 Elect David J. Grain Mgmt For For For8 Elect Donald M. James Mgmt For For For9 Elect John D. Johns Mgmt For For For10 Elect Dale E. Klein Mgmt For For For11 Elect Ernest J. Moniz Mgmt For For For12 Elect William G. Smith, Jr. Mgmt For For For13 Elect Steven R. Specker Mgmt For For For14 Elect Larry D. Thompson Mgmt For For For15 Elect E. Jenner Wood III Mgmt For For For16 Advisory Vote on Executive

CompensationMgmt For For For

17 Ratification of Auditor Mgmt For For For18 Elimination of Supermajority

RequirementMgmt For For For

The TJXCompanies, Inc.

Page 345: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

Ticker Security ID: MeetingDate

MeetingStatus

TJX CUSIP 872540109 06/04/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Elect Zein Abdalla Mgmt For For For2 Elect Alan M. Bennett Mgmt For For For3 Elect Rosemary T. Berkery Mgmt For For For4 Elect David T. Ching Mgmt For For For5 Elect Ernie Herrman Mgmt For For For6 Elect Michael F. Hines Mgmt For For For7 Elect Amy B. Lane Mgmt For For For8 Elect Carol Meyrowitz Mgmt For For For9 Elect Jackwyn L. Nemerov Mgmt For For For10 Elect John F. O'Brien Mgmt For For For11 Elect Willow B. Shire Mgmt For For For12 Ratification of Auditor Mgmt For For For13 Advisory Vote on Executive

CompensationMgmt For For For

14 Shareholder ProposalRegarding Gender andEthnicity Pay Equity Report

ShrHoldr Against Against For

15 Shareholder ProposalRegarding Prison LaborReport

ShrHoldr Against Against For

16 Shareholder ProposalRegarding Report on HumanRights Risks

ShrHoldr Against Against For

Page 346: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

The TJXCompanies, Inc.

Ticker Security ID: MeetingDate

MeetingStatus

TJX CUSIP 872540109 10/22/2018 VotedMeetingType

Country of Trade

Special United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Increase of Authorized

Common StockMgmt For For For

The Walt DisneyCompany

Ticker Security ID: MeetingDate

MeetingStatus

DIS CUSIP 254687106 07/27/2018 VotedMeetingType

Country of Trade

Special United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt

1 Fox Merger Mgmt For For For2 Right to Adjourn Meeting Mgmt For For For

Page 347: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

Thermo FisherScientific Inc.

Ticker Security ID: MeetingDate

MeetingStatus

TMO CUSIP 883556102 05/22/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Elect Marc N. Casper Mgmt For For For2 Elect Nelson J. Chai Mgmt For For For3 Elect C. Martin Harris Mgmt For For For4 Elect Tyler Jacks Mgmt For For For5 Elect Judy C. Lewent Mgmt For For For6 Elect Thomas J. Lynch Mgmt For For For7 Elect Jim P. Manzi Mgmt For For For8 Elect James C. Mullen Mgmt For For For9 Elect Lars Rebien Sorensen Mgmt For For For10 Elect Scott M. Sperling Mgmt For For For11 Elect Elaine S. Ullian Mgmt For For For12 Elect Dion J. Weisler Mgmt For For For13 Advisory Vote on Executive

CompensationMgmt For Against Against

14 Ratification of Auditor Mgmt For For For

Union PacificCorporation

Page 348: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

Ticker Security ID: MeetingDate

MeetingStatus

UNP CUSIP 907818108 05/16/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Elect Andrew H. Card, Jr. Mgmt For For For2 Elect Erroll B. Davis, Jr. Mgmt For For For3 Elect William J. DeLaney Mgmt For For For4 Elect David B. Dillon Mgmt For For For5 Elect Lance M. Fritz Mgmt For For For6 Elect Deborah C. Hopkins Mgmt For For For7 Elect Jane H. Lute Mgmt For For For8 Elect Michael R. McCarthy Mgmt For For For9 Elect Thomas F. McLarty III Mgmt For For For10 Elect Bhavesh V. Patel Mgmt For For For11 Elect Jose H. Villarreal Mgmt For For For12 Ratification of Auditor Mgmt For For For13 Advisory Vote on Executive

CompensationMgmt For For For

14 Shareholder ProposalRegarding Independent Chair

ShrHoldr Against Against For

UnitedHealth GroupIncorporated

Ticker Security ID: MeetingDate

MeetingStatus

Page 349: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

UNH CUSIP 91324P102 06/03/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Elect William C. Ballard, Jr. Mgmt For For For2 Elect Richard T. Burke Mgmt For For For3 Elect Timothy P. Flynn Mgmt For For For4 Elect Stephen J. Hemsley Mgmt For For For5 Elect Michele J. Hooper Mgmt For For For6 Elect F. William McNabb, III Mgmt For For For7 Elect Valerie C. Montgomery

RiceMgmt For For For

8 Elect John H. Noseworthy Mgmt For For For9 Elect Glenn M. Renwick Mgmt For For For10 Elect David S. Wichmann Mgmt For For For11 Elect Gail R. Wilensky Mgmt For For For12 Advisory Vote on Executive

CompensationMgmt For For For

13 Ratification of Auditor Mgmt For For For14 Shareholder Proposal

Regarding Proxy AccessBylaw Amendment

ShrHoldr Against Against For

VerizonCommunicationsInc.

Ticker Security ID: Meeting Meeting

Page 350: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

Date StatusVZ CUSIP 92343V104 05/02/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Elect Shellye L. Archambeau Mgmt For For For2 Elect Mark T. Bertolini Mgmt For For For3 Elect Vittorio Colao Mgmt For For For4 Elect Melanie L. Healey Mgmt For For For5 Elect Clarence Otis, Jr. Mgmt For For For6 Elect Daniel H. Schulman Mgmt For Against Against7 Elect Rodney E. Slater Mgmt For For For8 Elect Kathryn A. Tesija Mgmt For For For9 Elect Hans Vestberg Mgmt For For For10 Elect Gregory G. Weaver Mgmt For For For11 Ratification of Auditor Mgmt For For For12 Advisory Vote on Executive

CompensationMgmt For For For

13 Shareholder ProposalRegarding Executive DeferralPlan

ShrHoldr Against Against For

14 Shareholder ProposalRegarding Independent Chair

ShrHoldr Against Against For

15 Shareholder ProposalRegarding Report on OnlineChild Exploitation

ShrHoldr Against Against For

16 Shareholder ProposalRegarding Linking ExecutivePay to Cybersecurity

ShrHoldr Against Against For

Page 351: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

17 Shareholder ProposalRegarding SeveranceApproval Policy

ShrHoldr Against Against For

VertexPharmaceuticalsIncorporated

Ticker Security ID: MeetingDate

MeetingStatus

VRTX CUSIP 92532F100 06/05/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Elect Sangeeta N. Bhatia Mgmt For For For2 Elect Lloyd A. Carney Mgmt For Against Against3 Elect Terrence C. Kearney Mgmt For For For4 Elect Yuchun Lee Mgmt For For For5 Elect Jeffrey M. Leiden Mgmt For For For6 Elect Bruce I. Sachs Mgmt For For For7 Amendment to the 2013

Stock and Option PlanMgmt For For For

8 Amendment to the EmployeeStock Purchase Plan

Mgmt For For For

9 Ratification of Auditor Mgmt For For For10 Advisory Vote on Executive

CompensationMgmt For For For

11 Shareholder ProposalRegarding Linking Executive

ShrHoldr Against Against For

Page 352: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

Compensation to DrugPricing

12 Shareholder ProposalRegarding Lobbying Report

ShrHoldr Against For Against

Visa Inc.Ticker Security ID: Meeting

DateMeetingStatus

V CUSIP 92826C839 01/29/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Elect Lloyd A. Carney Mgmt For Against Against2 Elect Mary B. Cranston Mgmt For For For3 Elect Francisco Javier

Fernandez-CarbajalMgmt For For For

4 Elect Alfred F. Kelly, Jr. Mgmt For For For5 Elect John F. Lundgren Mgmt For For For6 Elect Robert W. Matschullat Mgmt For For For7 Elect Denise M. Morrison Mgmt For For For8 Elect Suzanne Nora Johnson Mgmt For For For

9 Elect John A.C. Swainson Mgmt For For For10 Elect Maynard G. Webb, Jr. Mgmt For For For11 Advisory Vote on Executive

CompensationMgmt For For For

12 Ratification of Auditor Mgmt For For For

Page 353: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

W.R. Grace & Co.Ticker Security ID: Meeting

DateMeetingStatus

GRA CUSIP 38388F108 05/08/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Elect Julie Fasone Holder Mgmt For For For2 Elect Diane H. Gulyas Mgmt For For For3 Elect Jeffry N. Quinn Mgmt For Against Against4 Elect Henry R. Slack Mgmt For For For5 Elect Kathleen G. Reiland Mgmt For For For6 Ratification of Auditor Mgmt For For For7 Advisory Vote on Executive

CompensationMgmt For For For

Walgreens BootsAlliance, Inc.

Ticker Security ID: MeetingDate

MeetingStatus

WBA CUSIP 931427108 01/25/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Page 354: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

Mgmt1 Elect Jose E. Almeida Mgmt For For For2 Elect Janice M. Babiak Mgmt For For For3 Elect David J. Brailer Mgmt For For For4 Elect William C. Foote Mgmt For For For5 Elect Ginger L. Graham Mgmt For For For6 Elect John A. Lederer Mgmt For For For7 Elect Dominic P. Murphy Mgmt For For For8 Elect Stefano Pessina Mgmt For For For9 Elect Leonard D. Schaeffer Mgmt For For For10 Elect Nancy M. Schlichting Mgmt For For For11 Elect James A. Skinner Mgmt For For For12 Ratification of Auditor Mgmt For For For13 Advisory Vote on Executive

CompensationMgmt For For For

14 Amendment to the EmployeeStock Purchase Plan

Mgmt For For For

15 Shareholder ProposalRegarding Independent Chair

ShrHoldr Against For Against

16 Shareholder ProposalRegarding Use of GAAPMetrics in ExecutiveCompensation

ShrHoldr Against Against For

17 Shareholder ProposalRegarding Report onResponse to Opioid Epidemic

ShrHoldr Against Against For

18 Shareholder ProposalRegarding Right to Call aSpecial Meeting

ShrHoldr Against Against For

Page 355: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

Walmart Inc.Ticker Security ID: Meeting

DateMeetingStatus

WMT CUSIP 931142103 06/05/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Elect Cesar Conde Mgmt For For For2 Elect Stephen J. Easterbrook Mgmt For For For3 Elect Timothy P. Flynn Mgmt For For For4 Elect Sarah J. Friar Mgmt For For For5 Elect Carla A. Harris Mgmt For For For6 Elect Thomas W. Horton Mgmt For For For7 Elect Marissa A. Mayer Mgmt For For For8 Elect C. Douglas McMillon Mgmt For For For9 Elect Gregory B. Penner Mgmt For For For10 Elect Steven S Reinemund Mgmt For For For11 Elect S. Robson Walton Mgmt For For For12 Elect Steuart Walton Mgmt For For For13 Advisory Vote on Executive

CompensationMgmt For Against Against

14 Ratification of Auditor Mgmt For For For15 Shareholder Proposal

Regarding Report onMeasures Taken to PreventSexual Harassment

ShrHoldr Against Against For

16 Shareholder ProposalRegarding Cumulative Voting

ShrHoldr Against Against For

Page 356: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

WasteConnections, Inc.

Ticker Security ID: MeetingDate

MeetingStatus

WCN CUSIP 94106B101 05/17/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1.1 Elect Ronald J. Mittelstaedt Mgmt For For For1.2 Elect Robert H. Davis Mgmt For For For1.3 Elect Edward E. Guillet Mgmt For For For1.4 Elect Michael W. Harlan Mgmt For For For1.5 Elect Larry S. Hughes Mgmt For For For1.6 Elect Susan Lee Mgmt For For For1.7 Elect William J. Razzouk Mgmt For For For2 Advisory Vote on Executive

CompensationMgmt For For For

3 Appointment of Auditor andAuthority to Set Fees

Mgmt For For For

4 Board Size Mgmt For For For5 Shareholder Proposal

Regarding Diversity PolicyShrHoldr Against Against For

Wells Fargo &Company

Page 357: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

Ticker Security ID: MeetingDate

MeetingStatus

WFC CUSIP 949746101 04/23/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Elect John D. Baker II Mgmt For For For2 Elect Celeste A. Clark Mgmt For For For3 Elect Theodore F. Craver, Jr. Mgmt For For For4 Elect Elizabeth A. Duke Mgmt For For For5 Elect Wayne M. Hewett Mgmt For For For6 Elect Donald M. James Mgmt For For For7 Elect Maria R. Morris Mgmt For For For8 Elect Juan A. Pujadas Mgmt For For For9 Elect James H. Quigley Mgmt For For For10 Elect Ronald L. Sargent Mgmt For For For11 Elect C. Allen Parker Mgmt For For For12 Elect Suzanne M. Vautrinot Mgmt For For For13 Advisory Vote on Executive

CompensationMgmt For For For

14 Amendment to the Long-Term IncentiveCompensation Plan

Mgmt For For For

15 Ratification of Auditor Mgmt For For For16 Shareholder Proposal

Regarding IncentiveCompensation Report

ShrHoldr Against Against For

17 Shareholder ProposalRegarding Median Gender

ShrHoldr Against Against For

Page 358: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

Pay Equity Report

Wynn Resorts,Limited

Ticker Security ID: MeetingDate

MeetingStatus

WYNN CUSIP 983134107 05/07/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1.1 Elect Jay L. Johnson Mgmt For For For1.2 Elect Margaret J. Myers Mgmt For For For1.3 Elect Winifred Markus Webb Mgmt For For For2 Ratification of Auditor Mgmt For For For3 Advisory Vote on Executive

CompensationMgmt For For For

4 Shareholder ProposalRegarding PoliticalContributions andExpenditures Report

ShrHoldr Against For Against

Yum ChinaHoldings, Inc.

Ticker Security ID: MeetingDate

MeetingStatus

YUMC CUSIP 98850P109 05/10/2019 Voted

Page 359: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

MeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Elect Fred Hu Mgmt For For For2 Elect Joey Wat Mgmt For For For3 Elect Micky Pant Mgmt For For For4 Elect Peter A. Bassi Mgmt For For For5 Elect Christian L. Campbell Mgmt For For For6 Elect Ed Yiu-Cheong Chan Mgmt For For For7 Elect Edouard Ettedgui Mgmt For For For8 Elect Cyril Han Mgmt For For For9 Elect Louis T. Hsieh Mgmt For For For10 Elect Ruby Lu Mgmt For For For11 Elect Zili Shao Mgmt For For For12 Elect William Wang Mgmt For For For13 Ratification of Auditor Mgmt For For For14 Advisory Vote on Executive

CompensationMgmt For For For

Registrant : Putnam Investment FundsFund Name : Putnam Small Cap Value FundDate of fiscal year 02/28

Page 360: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

end:

Acadia HealthcareCompany, Inc.

Ticker Security ID: MeetingDate

MeetingStatus

ACHC CUSIP 00404A109 05/02/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Elect William F. Grieco Mgmt For For For2 Elect Reeve B. Waud Mgmt For For For3 Advisory Vote on Executive

CompensationMgmt For Against Against

4 Frequency of Advisory Voteon Executive Compensation

Mgmt 1 Year 1 Year For

5 Ratification of Auditor Mgmt For For For

AccurayIncorporated

Ticker Security ID: MeetingDate

MeetingStatus

ARAY CUSIP 004397105 11/16/2018 VotedMeetingType

Country of Trade

Annual United States

Page 361: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

Issue No. Description Proponent Mgmt Rec Vote Cast For/AgnstMgmt

1 Elect Elizabeth H. Davila Mgmt For For For2 Elect Joshua H. Levine Mgmt For For For3 Amendment to the 2016

Equity Incentive PlanMgmt For Against Against

4 Amendment to the 2007Employee Stock PurchasePlan

Mgmt For For For

5 Advisory Vote on ExecutiveCompensation

Mgmt For For For

6 Ratification of Auditor Mgmt For For For

Acuity Brands, Inc.Ticker Security ID: Meeting

DateMeetingStatus

AYI CUSIP 00508Y102 01/04/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Elect Peter C. Browning Mgmt For For For2 Elect G. Douglas Dillard, Jr. Mgmt For For For3 Elect James H. Hance, Jr. Mgmt For For For4 Elect Vernon J. Nagel Mgmt For For For5 Elect Julia B. North Mgmt For For For6 Elect Ray M. Robinson Mgmt For For For7 Elect Mary A. Winston Mgmt For For For

Page 362: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

8 Ratification of Auditor Mgmt For For For9 Advisory Vote on Executive

CompensationMgmt For For For

AdvanSix Inc.Ticker Security ID: Meeting

DateMeetingStatus

ASIX CUSIP 00773T101 06/11/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Elect Erin Kane Mgmt For For For2 Elect Michael L. Marberry Mgmt For For For3 Ratification of Auditor Mgmt For For For4 Advisory Vote on Executive

CompensationMgmt For For For

5 Elimination of SupermajorityRequirement

Mgmt For For For

Alamo Group Inc.Ticker Security ID: Meeting

DateMeetingStatus

ALG CUSIP 011311107 05/02/2019 VotedMeetingType

Country of Trade

Annual United States

Page 363: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

Issue No. Description Proponent Mgmt Rec Vote Cast For/AgnstMgmt

1 Elect Roderick R. Baty Mgmt For For For2 Elect Robert P. Bauer Mgmt For For For3 Elect Eric P. Etchart Mgmt For For For4 Elect David W. Grzelak Mgmt For For For5 Elect Tracy C Jokinen Mgmt For For For6 Elect Richard W. Parod Mgmt For For For7 Elect Ronald A. Robinson Mgmt For For For8 Advisory Vote on Executive

CompensationMgmt For For For

9 Approval of the 2019 EquityIncentive Plan

Mgmt For For For

10 Ratification of Auditor Mgmt For For For

AlleghenyTechnologiesIncorporated

Ticker Security ID: MeetingDate

MeetingStatus

ATI CUSIP 01741R102 05/09/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Elect Leroy M. Ball Mgmt For For For2 Elect Carolyn Corvi Mgmt For For For3 Elect Robert S. Wetherbee Mgmt For For For

Page 364: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

4 Advisory Vote on ExecutiveCompensation

Mgmt For For For

5 Ratification of Auditor Mgmt For For For

Allete, Inc.Ticker Security ID: Meeting

DateMeetingStatus

ALE CUSIP 018522300 05/14/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Elect Kathryn W. Dindo Mgmt For For For2 Elect George G. Goldfarb Mgmt For For For3 Elect Alan R. Hodnik Mgmt For For For4 Elect James J. Hoolihan Mgmt For For For5 Elect Heidi E. Jimmerson Mgmt For For For6 Elect Madeleine W. Ludlow Mgmt For For For7 Elect Susan K. Nestegard Mgmt For For For8 Elect Douglas C. Neve Mgmt For For For9 Elect Bethany M. Owen Mgmt For For For10 Elect Robert P. Powers Mgmt For For For11 Advisory Vote on Executive

CompensationMgmt For For For

12 Ratification of Auditor Mgmt For For For

Page 365: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

American EagleOutfitters, Inc.

Ticker Security ID: MeetingDate

MeetingStatus

AEO CUSIP 02553E106 06/06/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Elect Deborah A. Henretta Mgmt For For For2 Elect Thomas R. Ketteler Mgmt For For For3 Elect Cary D. McMillan Mgmt For For For4 Ratification of Auditor Mgmt For For For5 Advisory Vote on Executive

CompensationMgmt For For For

American EquityInvestment LifeHolding Company

Ticker Security ID: MeetingDate

MeetingStatus

AEL CUSIP 025676206 06/06/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1.1 Elect John M. Matovina Mgmt For Withhold Against

Page 366: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

1.2 Elect Alan D. Matula Mgmt For Withhold Against

1.3 Elect Gerard D. Neugent Mgmt For Withhold Against2 Ratification of Auditor Mgmt For For For3 Advisory Vote on Executive

CompensationMgmt For For For

Ameris BancorpTicker Security ID: Meeting

DateMeetingStatus

ABCB CUSIP 03076K108 05/06/2019 VotedMeetingType

Country of Trade

Special United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Share Issuance Pursuant to

MergerMgmt For For For

2 Right to Adjourn Meeting Mgmt For For For

Ameris BancorpTicker Security ID: Meeting

DateMeetingStatus

ABCB CUSIP 03076K108 05/14/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt

Page 367: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

1.1 Elect Daniel B. Jeter Mgmt For For For

1.2 Elect William H. Stern Mgmt For For For1.3 Elect Dennis J. Zember, Jr. Mgmt For For For2 Ratification of Auditor Mgmt For For For3 Advisory Vote on Executive

CompensationMgmt For For For

Ares CapitalCorporation

Ticker Security ID: MeetingDate

MeetingStatus

ARCC CUSIP 04010L103 06/10/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Elect R. Kipp deVeer Mgmt For For For2 Elect Daniel G. Kelly Mgmt For For For3 Elect Eric B. Siegel Mgmt For For For4 Ratification of Auditor Mgmt For For For

ARRIS Internationalplc

Ticker Security ID: MeetingDate

MeetingStatus

ARRS CUSIP G0551A103 02/01/2019 Voted

Page 368: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

MeetingType

Country of Trade

Special United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Merger/Acquisition Mgmt For For For2 Legal Formalities Pursuant to

MergerMgmt For For For

3 Advisory Vote on GoldenParachutes

Mgmt For For For

ATS AutomationTooling SystemsInc.

Ticker Security ID: MeetingDate

MeetingStatus

ATA CUSIP 001940105 08/16/2018 VotedMeetingType

Country of Trade

Annual CanadaIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1.1 Elect Neil D. Arnold Mgmt For Withhold Against1.2 Elect Joanne Ferstman Mgmt For Withhold Against1.3 Elect Andrew P. Hider Mgmt For Withhold Against1.4 Elect Kirsten Lange Mgmt For Withhold Against1.5 Elect Michael E. Martino Mgmt For Withhold Against1.6 Elect David L. McAusland Mgmt For Withhold Against1.7 Elect Philip Bernard Mgmt For Withhold Against

Page 369: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

Whitehead1.8 Elect Daryl C.F. Wilson Mgmt For Withhold Against2 Appointment of Auditor and

Authority to Set FeesMgmt For For For

Bain CapitalSpecialty Finance,Inc.

Ticker Security ID: MeetingDate

MeetingStatus

BCSF CUSIP 05684B107 02/01/2019 VotedMeetingType

Country of Trade

Special United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Reduce Minimum Asset

Coverage RatioMgmt For For For

2 Approval of the SecondAmended and RestatedInvestment AdvisoryAgreement

Mgmt For For For

3 Right to Adjourn Meeting Mgmt For For For

Bain CapitalSpecialty Finance,Inc.

Ticker Security ID: MeetingDate

MeetingStatus

Page 370: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

BCSF CUSIP 05684B107 05/30/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Elect David G. Fubini Mgmt For Against Against2 Elect Jeffrey B. Hawkins Mgmt For For For3 Authority to Sell Shares

Below Net Asset ValueMgmt For Against Against

4 Right to Adjourn Meeting Mgmt For For For

Berry GlobalGroup, Inc.

Ticker Security ID: MeetingDate

MeetingStatus

BERY CUSIP 08579W103 03/06/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Elect Idalene F. Kesner Mgmt For For For2 Elect Carl J. Rickertsen Mgmt For For For3 Elect Thomas E. Salmon Mgmt For For For4 Elect Paula A. Sneed Mgmt For For For5 Elect Robert A. Steele Mgmt For For For6 Elect Stephen E. Sterrett Mgmt For For For7 Elect Scott B. Ullem Mgmt For For For

Page 371: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

8 Ratification of Auditor Mgmt For For For

9 Advisory Vote on ExecutiveCompensation

Mgmt For For For

10 Frequency of Advisory Voteon Executive Compensation

Mgmt 3 Years 1 Year Against

11 Amendment RegardingShareholders Ability to CallSpecial Meetings

Mgmt For Abstain Against

12 Shareholder ProposalRegarding Right to CallSpecial Meetings

ShrHoldr Against For Against

Big Lots, Inc.Ticker Security ID: Meeting

DateMeetingStatus

BIG CUSIP 089302103 05/30/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1.1 Elect Jeffrey P. Berger Mgmt For For For1.2 Elect James R. Chambers Mgmt For For For1.3 Elect Sebastian J. Digrande Mgmt For For For1.4 Elect Marla C. Gottschalk Mgmt For For For1.5 Elect Cynthia T. Jamison Mgmt For For For1.6 Elect Christopher J.

McCormickMgmt For For For

1.7 Elect Nancy A. Reardon Mgmt For For For

Page 372: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

1.8 Elect Wendy L. Schoppert Mgmt For For For1.9 Elect Bruce K. Thorn Mgmt For For For2 Advisory Vote on Executive

CompensationMgmt For For For

3 Ratification of Auditor Mgmt For For For

Bloomin' Brands,Inc.

Ticker Security ID: MeetingDate

MeetingStatus

BLMN CUSIP 094235108 04/30/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Elect Wendy A. Beck Mgmt For For For2 Elect Tara Walpert Levy Mgmt For For For3 Elect Elizabeth A. Smith Mgmt For For For4 Ratification of Auditor Mgmt For For For5 Advisory Vote on Executive

CompensationMgmt For For For

6 Frequency of Advisory Voteon Executive Compensation

Mgmt 1 Year 1 Year For

Booz AllenHamilton HoldingCorporation

Page 373: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

Ticker Security ID: MeetingDate

MeetingStatus

BAH CUSIP 099502106 07/26/2018 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Elect Horacio D. Rozanski Mgmt For For For2 Elect Ian Fujiyama Mgmt For For For3 Elect Mark E. Gaumond Mgmt For For For4 Elect Gretchen W. McClain Mgmt For For For5 Ratification of Auditor Mgmt For For For6 Advisory Vote on Executive

CompensationMgmt For For For

Brookdale SeniorLiving Inc.

Ticker Security ID: MeetingDate

MeetingStatus

BKD CUSIP 112463104 10/04/2018 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Elect Marcus E. Bromley Mgmt For For For2 Elect Rita Johnson-Mills Mgmt For For For3 Elect Denise W. Warren Mgmt For For For

Page 374: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

4 Advisory Vote on ExecutiveCompensation

Mgmt For For For

5 Ratification of Auditor Mgmt For Against Against6 Repeal of Classified Board Mgmt For For For7 Elimination of Supermajority

Requirement for DirectorRemoval

Mgmt For For For

8 Elimination of CharterProvisions Which No LongerApply

Mgmt For For For

BrunswickCorporation

Ticker Security ID: MeetingDate

MeetingStatus

BC CUSIP 117043109 05/08/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Elect David C. Everitt Mgmt For For For2 Elect Lauren P. Flaherty Mgmt For For For3 Elect Joseph W.

McClanathanMgmt For For For

4 Elect Roger J. Wood Mgmt For For For5 Advisory Vote on Executive

CompensationMgmt For For For

6 Ratification of Auditor Mgmt For For For

Page 375: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

CadenceBancorporation

Ticker Security ID: MeetingDate

MeetingStatus

CADE CUSIP 12739A100 05/08/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Elect J. Richard Fredericks Mgmt For For For2 Elect Virginia A. Hepner Mgmt For For For3 Elect Kathy N. Waller Mgmt For For For4 Advisory Vote on Executive

CompensationMgmt For For For

5 Frequency of Advisory Voteon Executive Compensation

Mgmt 1 Year 1 Year For

6 Ratification of Auditor Mgmt For For For

Camden NationalCorporation

Ticker Security ID: MeetingDate

MeetingStatus

CAC CUSIP 133034108 04/30/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Page 376: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

Mgmt1 Elect Craig Denekas Mgmt For For For2 Elect David C. Flanagan Mgmt For For For3 Elect Marie J. McCarthy Mgmt For For For4 Elect James H. Page Mgmt For For For5 Advisory Vote on Executive

CompensationMgmt For For For

6 Ratification of Auditor Mgmt For For For

Casey's GeneralStores, Inc.

Ticker Security ID: MeetingDate

MeetingStatus

CASY CUSIP 147528103 09/05/2018 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1.1 Elect Terry W. Handley Mgmt For For For1.2 Elect Donald E. Frieson Mgmt For For For1.3 Elect Cara K. Heiden Mgmt For For For2 Ratification of Auditor Mgmt For For For3 Advisory Vote on Executive

CompensationMgmt For For For

4 Approval of the 2018 StockIncentive Plan

Mgmt For For For

5 Adoption of Majority Vote forElection of Directors

Mgmt For For For

Page 377: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

6 Authorization of Board to SetBoard Size

Mgmt For For For

CecoEnvironmentalCorp.

Ticker Security ID: MeetingDate

MeetingStatus

CECE CUSIP 125141101 06/05/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1.1 Elect Jason DeZwirek Mgmt For For For1.2 Elect Eric Goldberg Mgmt For For For1.3 Elect David B. Liner Mgmt For For For1.4 Elect Claudio A. Mannarino Mgmt For For For1.5 Elect Munish Nanda Mgmt For For For1.6 Elect Jonathan Pollack Mgmt For For For1.7 Elect Valerie G. Sachs Mgmt For For For1.8 Elect Dennis Sadlowski Mgmt For For For2 Advisory Vote on Executive

CompensationMgmt For For For

3 Frequency of Advisory Voteon Executive Compensation

Mgmt 1 Year 1 Year For

4 Ratification of Auditor Mgmt For For For

Page 378: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

Cedar Fair, L.P.Ticker Security ID: Meeting

DateMeetingStatus

FUN CUSIP 150185106 06/05/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1.1 Elect D. Scott Olivet Mgmt For For For1.2 Elect Carlos A. Ruisanchez Mgmt For For For1.3 Elect John M. Scott, III Mgmt For For For2 Ratification of Auditor Mgmt For For For3 Advisory Vote on Executive

CompensationMgmt For For For

Charah Solutions,Inc.

Ticker Security ID: MeetingDate

MeetingStatus

CHRA CUSIP 15957P105 05/10/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1.1 Elect Mignon L Clyburn Mgmt For For For1.2 Elect Robert C. Flexon Mgmt For For For2 Ratification of Auditor Mgmt For For For

Page 379: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

Chemical FinancialCorporation

Ticker Security ID: MeetingDate

MeetingStatus

CHFC CUSIP 163731102 05/07/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1.1 Elect James R. Fitterling Mgmt For For For1.2 Elect Ronald A. Klein Mgmt For Withhold Against1.3 Elect Richard M. Lievense Mgmt For For For1.4 Elect Barbara J. Mahone Mgmt For For For1.5 Elect Barbara L. McQuade Mgmt For For For1.6 Elect John E. Pelizzari Mgmt For For For1.7 Elect David Provost Mgmt For For For1.8 Elect Thomas C. Shafer Mgmt For For For1.9 Elect Larry D. Stauffer Mgmt For For For1.10 Elect Jeffrey L. Tate Mgmt For For For1.11 Elect Gary Torgow Mgmt For For For1.12 Elect Arthur A. Weiss Mgmt For For For1.13 Elect Franklin C. Wheatlake Mgmt For For For2 Ratification of Auditor Mgmt For For For3 Advisory Vote on Executive

CompensationMgmt For For For

4 Approval of the 2019 StockIncentive Plan

Mgmt For For For

Page 380: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

Chemical FinancialCorporation

Ticker Security ID: MeetingDate

MeetingStatus

CHFC CUSIP 163731102 06/07/2019 VotedMeetingType

Country of Trade

Special United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Merger/Acquisition Mgmt For For For2 Increase of Authorized

Common Stock and NameChange

Mgmt For For For

3 Advisory Vote on GoldenParachutes

Mgmt For For For

4 Right to Adjourn Meeting Mgmt For For For

Clarus CorporationTicker Security ID: Meeting

DateMeetingStatus

CLAR CUSIP 18270P109 06/05/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt

Page 381: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

1.1 Elect Warren B. Kanders Mgmt For Withhold Against1.2 Elect Donald L. House Mgmt For Withhold Against1.3 Elect Nicholas Sokolow Mgmt For Withhold Against1.4 Elect Michael A. Henning Mgmt For Withhold Against2 Ratification of Auditor Mgmt For For For

Clean Harbors, Inc.Ticker Security ID: Meeting

DateMeetingStatus

CLH CUSIP 184496107 06/05/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1.1 Elect Andrea Robertson Mgmt For For For1.2 Elect Lauren C. States Mgmt For For For2 Advisory Vote on Executive

CompensationMgmt For For For

3 2019 CEO Annual IncentiveBonus Plan

Mgmt For For For

4 Ratification of Auditor Mgmt For For For

Coastal FinancialCorp.

Ticker Security ID: MeetingDate

MeetingStatus

Page 382: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

CCB CUSIP 19046P209 05/20/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1.1 Elect Christopher D. Adams Mgmt For Withhold Against1.2 Elect Steven D. Hovde Mgmt For Withhold Against1.3 Elect Stephan Klee Mgmt For Withhold Against1.4 Elect Thomas D. Lane Mgmt For Withhold Against1.5 Elect Sadhana Akella-Mishra Mgmt For Withhold Against2 Ratification of Auditor Mgmt For For For

Cohu, Inc.Ticker Security ID: Meeting

DateMeetingStatus

COHU CUSIP 192576106 05/08/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Elect Steven J. Bilodeau Mgmt For For For2 Elect James A. Donahue Mgmt For For For3 Advisory Vote on Executive

CompensationMgmt For For For

4 Amendment to the 2005Equity Incentive Plan

Mgmt For For For

5 Amendment to the 1997 Mgmt For For For

Page 383: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

Employee Stock PurchasePlan

6 Ratification of Auditor Mgmt For For For

Columbia PropertyTrust, Inc.

Ticker Security ID: MeetingDate

MeetingStatus

CXP CUSIP 198287203 05/14/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Elect Carmen M. Bowser Mgmt For For For2 Elect John L. Dixon Mgmt For For For3 Elect David B. Henry Mgmt For For For4 Elect Murray J. McCabe Mgmt For For For5 Elect E. Nelson Mills Mgmt For For For6 Elect Constance B. Moore Mgmt For For For7 Elect Michael S. Robb Mgmt For For For8 Elect George W. Sands Mgmt For For For9 Elect Thomas G. Wattles Mgmt For For For10 Advisory Vote on Executive

CompensationMgmt For Against Against

11 Ratification of Auditor Mgmt For For For

Page 384: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

CommscopeHolding Company,Inc.

Ticker Security ID: MeetingDate

MeetingStatus

COMM CUSIP 20337X109 06/21/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Elect Marvin S. Edwards, Jr. Mgmt For For For2 Elect Claudius E. Watts, IV Mgmt For For For3 Elect Timothy T. Yates Mgmt For For For4 Ratification of Auditor Mgmt For For For5 Advisory Vote on Executive

CompensationMgmt For For For

6 Approval of the 2019 Long-Term Incentive Plan

Mgmt For For For

ConnectOneBancorp, Inc.

Ticker Security ID: MeetingDate

MeetingStatus

CNOB CUSIP 20786W107 05/23/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt

Page 385: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

1.1 Elect Frank Sorrentino III Mgmt For For For1.2 Elect Frank W. Baier Mgmt For For For1.3 Elect Alexander A. Bol Mgmt For For For1.4 Elect Stephen Boswell Mgmt For For For1.5 Elect Katherin Nukk-Freeman Mgmt For For For1.6 Elect Frank Huttle III Mgmt For For For1.7 Elect Michael Kempner Mgmt For For For1.8 Elect Nicholas Minoia Mgmt For For For1.9 Elect Joseph Parisi Jr. Mgmt For For For1.10 Elect Daniel E. Rifkin Mgmt For For For1.11 Elect William A. Thompson Mgmt For For For2 Advisory Vote on Executive

CompensationMgmt For For For

3 Ratification of Auditor Mgmt For For For

ConstructionPartners, Inc.

Ticker Security ID: MeetingDate

MeetingStatus

ROAD CUSIP 21044C107 03/08/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Elect Ned N Fleming, III Mgmt For Abstain Against2 Elect Charles E. Owens Mgmt For Abstain Against3 Ratification of Auditor Mgmt For For For

Page 386: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

Cooper Tire &Rubber Company

Ticker Security ID: MeetingDate

MeetingStatus

CTB CUSIP 216831107 05/03/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1.1 Elect Thomas P. Capo Mgmt For For For1.2 Elect Steven M. Chapman Mgmt For For For1.3 Elect Susan F. Davis Mgmt For For For1.4 Elect Kathryn P. Dickson Mgmt For For For1.5 Elect John J. Holland Mgmt For For For1.6 Elect Bradley E. Hughes Mgmt For For For1.7 Elect Tracey I. Joubert Mgmt For For For1.8 Elect Gary S. Michel Mgmt For For For1.9 Elect Brian C. Walker Mgmt For For For1.10 Elect Robert D. Welding Mgmt For For For2 Ratification of Auditor Mgmt For For For3 Advisory Vote on Executive

CompensationMgmt For For For

Craft Brew Alliance,Inc.

Page 387: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

Ticker Security ID: MeetingDate

MeetingStatus

BREW CUSIP 224122101 05/14/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1.1 Elect Timothy P. Boyle Mgmt For Withhold Against1.2 Elect Marc J. Cramer Mgmt For For For1.3 Elect Paul D. Davis Mgmt For For For1.4 Elect Matthew E. Gilbertson Mgmt For For For1.5 Elect Kevin R. Kelly Mgmt For For For1.6 Elect David R. Lord Mgmt For For For1.7 Elect Nickolas A. Mills Mgmt For For For1.8 Elect Jacqueline Smith

WoodwardMgmt For For For

2 Ratification of Auditor Mgmt For For For3 Advisory Vote on Executive

CompensationMgmt For For For

Cross CountryHealthcare, Inc.

Ticker Security ID: MeetingDate

MeetingStatus

CCRN CUSIP 227483104 05/14/2019 VotedMeetingType

Country of Trade

Annual United States

Page 388: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

Issue No. Description Proponent Mgmt Rec Vote Cast For/AgnstMgmt

1.1 Elect Kevin C. Clark Mgmt For For For1.2 Elect W. Larry Cash Mgmt For For For1.3 Elect Thomas C. Dircks Mgmt For For For1.4 Elect Gale S. Fitzgerald Mgmt For For For1.5 Elect Darrell S. Freeman, Sr Mgmt For For For1.6 Elect Richard M. Mastaler Mgmt For For For1.7 Elect Mark C. Perlberg Mgmt For For For1.8 Elect Joseph A. Trunfio Mgmt For For For2 Ratification of Auditor Mgmt For For For3 Advisory Vote on Executive

CompensationMgmt For For For

Daktronics, Inc.Ticker Security ID: Meeting

DateMeetingStatus

DAKT CUSIP 234264109 09/05/2018 Take NoAction

MeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1.1 Elect Byron J. Anderson Mgmt For TNA N/A1.2 Elect John P. Friel Mgmt For TNA N/A1.3 Elect Reece A. Kurtenbach Mgmt For TNA N/A2 Advisory Vote on Executive

CompensationMgmt For TNA N/A

Page 389: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

3 Ratification of Auditor Mgmt For TNA N/A4 Amendment to the Employee

Stock Purchase PlanMgmt For TNA N/A

Dave & Buster'sEntertainment, Inc.

Ticker Security ID: MeetingDate

MeetingStatus

PLAY CUSIP 238337109 06/13/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Elect Victor L. Crawford Mgmt For For For2 Elect Hamish A. Dodds Mgmt For For For3 Elect Michael J. Griffith Mgmt For For For4 Elect Jonathan S. Halkyard Mgmt For For For5 Elect Brian A. Jenkins Mgmt For For For6 Elect Stephen M. King Mgmt For For For7 Elect Patricia H. Mueller Mgmt For For For8 Elect Kevin M. Sheehan Mgmt For For For9 Elect Jennifer Storms Mgmt For For For10 Ratification of Auditor Mgmt For For For11 Advisory Vote on Executive

CompensationMgmt For For For

Page 390: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

Delta Apparel, Inc.Ticker Security ID: Meeting

DateMeetingStatus

DLA CUSIP 247368103 02/07/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1.1 Elect Anita D. Britt Mgmt For For For1.2 Elect J. Bradley Campbell Mgmt For For For1.3 Elect G. Jay Gogue Mgmt For For For1.4 Elect Robert W. Humphreys Mgmt For For For1.5 Elect Robert E. Staton, Sr. Mgmt For For For1.6 Elect A. Alexander Taylor, II Mgmt For For For1.7 Elect David G. Whalen Mgmt For For For2 Advisory Vote on Executive

CompensationMgmt For For For

3 Ratification of Auditor Mgmt For For For

DMC Global Inc.Ticker Security ID: Meeting

DateMeetingStatus

BOOM CUSIP 23291C103 05/07/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt

Page 391: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

1.1 Elect David C. Aldous Mgmt For For For1.2 Elect Andrea Bertone Mgmt For For For1.3 Elect Yvon Pierre Cariou Mgmt For For For1.4 Elect Robert A. Cohen Mgmt For For For1.5 Elect Richard P. Graff Mgmt For For For1.6 Elect Kevin T. Longe Mgmt For For For1.7 Elect Clifton Peter Rose Mgmt For For For2 Advisory Vote on Executive

CompensationMgmt For For For

3 Ratification of Auditor Mgmt For For For

Donnelley FinancialSolutions, Inc.

Ticker Security ID: MeetingDate

MeetingStatus

DFIN CUSIP 25787G100 05/30/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Elect Luis A. Aguilar Mgmt For For For2 Elect Nanci E. Caldwell Mgmt For Against Against3 Elect Richard L. Crandall Mgmt For For For4 Elect Charles Drucker Mgmt For For For5 Elect Juliet S. Ellis Mgmt For For For6 Elect Gary G. Greenfield Mgmt For For For7 Elect Jeffery Jacobowitz Mgmt For For For

Page 392: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

8 Elect Daniel N. Leib Mgmt For For For9 Elect Lois M. Martin Mgmt For For For10 Advisory Vote on Executive

CompensationMgmt For For For

11 Amendment to the 2016Performance Incentive Plan

Mgmt For Against Against

12 Ratification of Auditor Mgmt For For For

El Paso ElectricCompany

Ticker Security ID: MeetingDate

MeetingStatus

EE CUSIP 283677854 05/23/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Elect Paul M. Barbas Mgmt For For For2 Elect James W. Cicconi Mgmt For For For3 Elect Mary E. Kipp Mgmt For For For4 Ratification of Auditor Mgmt For For For5 Advisory Vote on Executive

CompensationMgmt For For For

Electronics ForImaging, Inc.

Page 393: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

Ticker Security ID: MeetingDate

MeetingStatus

EFII CUSIP 286082102 06/06/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1.1 Elect Eric Brown Mgmt For For For1.2 Elect Janice D. Chaffin Mgmt For For For1.3 Elect Gill Cogan Mgmt For For For1.4 Elect Guy Gecht Mgmt For For For1.5 Elect Thomas Georgens Mgmt For For For1.6 Elect Richard A. Kashnow Mgmt For For For1.7 Elect Dan Maydan Mgmt For For For1.8 Elect William D. Muir, Jr. Mgmt For For For2 Advisory Vote on Executive

CompensationMgmt For For For

3 Approval of the 2019 EquityIncentive Plan

Mgmt For Against Against

4 Amendment to the EmployeeStock Purchase Plan

Mgmt For For For

5 Ratification of Auditor Mgmt For For For

EncanaCorporation

Ticker Security ID: MeetingDate

MeetingStatus

ECA CUSIP 292505104 02/12/2019 Voted

Page 394: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

MeetingType

Country of Trade

Special United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Stock Issuance for Merger Mgmt For For For2 Right to Adjourn Meeting Mgmt For For For

EncanaCorporation

Ticker Security ID: MeetingDate

MeetingStatus

ECA CUSIP 292505104 04/30/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1.1 Elect Peter A. Dea Mgmt For For For1.2 Elect Fred J. Fowler Mgmt For For For1.3 Elect Howard J. Mayson Mgmt For For For1.4 Elect Lee A. McIntire Mgmt For For For1.5 Elect Margaret McKenzie Mgmt For For For1.6 Elect Steven W. Nance Mgmt For For For1.7 Elect Suzanne P. Nimocks Mgmt For For For1.8 Elect Thomas G. Ricks Mgmt For For For1.9 Elect Brian G. Shaw Mgmt For For For1.10 Elect Douglas J. Suttles Mgmt For For For1.11 Elect Bruce G. Waterman Mgmt For For For

Page 395: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

1.12 Elect Clayton H. Woitas Mgmt For For For2 Appointment of Auditor and

Authority to Set FeesMgmt For For For

3 Amendment to ShareholderRights Plan

Mgmt For For For

4 Approval of the 2019Omnibus Incentive Plan

Mgmt For For For

5 Advisory Vote on ExecutiveCompensation

Mgmt For For For

Evoqua WaterTechnologies Corp.

Ticker Security ID: MeetingDate

MeetingStatus

AQUA CUSIP 30057T105 02/14/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1.1 Elect Nick Bhambri Mgmt For Withhold Against1.2 Elect Judd A. Gregg Mgmt For Withhold Against1.3 Elect Lynn C. Swann Mgmt For Withhold Against2 Advisory Vote on Executive

CompensationMgmt For For For

3 Frequency of Advisory Voteon Executive Compensation

Mgmt 1 Year 1 Year For

4 Approve the 2018 EmployeeStock Purchase Plan

Mgmt For Abstain Against

Page 396: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

5 Ratification of Auditor Mgmt For For For

FCB FinancialHoldings Inc.

Ticker Security ID: MeetingDate

MeetingStatus

FCB CUSIP 30255G103 11/29/2018 VotedMeetingType

Country of Trade

Special United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Merger Mgmt For Abstain Against2 Advisory Vote on Golden

ParachutesMgmt For Abstain Against

3 Right to Adjourn Meeting Mgmt For Abstain Against

Federal SignalCorporation

Ticker Security ID: MeetingDate

MeetingStatus

FSS CUSIP 313855108 04/30/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1.1 Elect Eugene J. Lowe, III Mgmt For For For

Page 397: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

1.2 Elect Dennis J. Martin Mgmt For For For1.3 Elect Patrick E. Miller Mgmt For For For1.4 Elect Richard R. Mudge Mgmt For For For1.5 Elect William F. Owens Mgmt For For For1.6 Elect Brenda L. Reichelderfer Mgmt For For For1.7 Elect Jennifer L. Sherman Mgmt For For For1.8 Elect John L. Workman Mgmt For For For2 Advisory Vote on Executive

CompensationMgmt For For For

3 Ratification of Auditor Mgmt For For For

FGL HoldingsTicker Security ID: Meeting

DateMeetingStatus

FG CUSIP G3402M102 05/07/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Elect Christopher O. Blunt Mgmt For For For2 Elect Timothy M. Walsh Mgmt For For For3 Elect Menes O. Chee Mgmt For For For4 Ratification of Auditor Mgmt For For For

First DefianceFinancial Corp.

Page 398: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

Ticker Security ID: MeetingDate

MeetingStatus

FDEF CUSIP 32006W106 04/30/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1.1 Elect John L. Bookmyer Mgmt For For For1.2 Elect Terri A. Bettinger Mgmt For For For1.3 Elect Thomas K. Herman Mgmt For For For1.4 Elect Thomas A. Reineke Mgmt For For For2 Advisory Vote on Executive

CompensationMgmt For For For

3 Frequency of Advisory Voteon Executive Compensation

Mgmt 1 Year 1 Year For

4 Elimination of SupermajorityRequirement to Amend theCompany's Articles ofIncorporation

Mgmt For For For

5 Elimination of SupermajorityVoting Standard to Amendthe Company's Code ofRegulations

Mgmt For For For

6 Elimination of SupermajorityVoting Standard Applicable toAmend the Company'sArticles of Incorporation

Mgmt For For For

7 Elimination of SupermajorityVoting Standard Applicable toApproval of Certain BusinessCombinations

Mgmt For For For

8 Ratification of Auditor Mgmt For For For

Page 399: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

First HorizonNationalCorporation

Ticker Security ID: MeetingDate

MeetingStatus

FHN CUSIP 320517105 04/23/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Elect Kenneth A. Burdick Mgmt For For For2 Elect John C. Compton Mgmt For For For3 Elect Wendy P. Davidson Mgmt For For For4 Elect Mark A. Emkes Mgmt For For For5 Elect Peter N. Foss Mgmt For For For6 Elect Corydon J. Gilchrist Mgmt For For For7 Elect D. Bryan Jordan Mgmt For For For8 Elect Scott M. Niswonger Mgmt For For For9 Elect Vicki R. Palmer Mgmt For For For10 Elect Colin V. Reed Mgmt For For For11 Elect Cecelia D. Stewart Mgmt For For For12 Elect Rajesh Subramaniam Mgmt For For For13 Elect R. Eugene Taylor Mgmt For For For14 Elect Luke Yancy III Mgmt For For For15 Advisory Vote on Executive

CompensationMgmt For For For

Page 400: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

16 Ratification of Auditor Mgmt For For For

First MerchantsCorporation

Ticker Security ID: MeetingDate

MeetingStatus

FRME CUSIP 320817109 05/09/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1.1 Elect F. Howard Halderman Mgmt For Withhold Against1.2 Elect Michael C. Rechin Mgmt For Withhold Against1.3 Elect Charles E. Schalliol Mgmt For Withhold Against1.4 Elect Terry L. Walker Mgmt For Withhold Against2 Advisory Vote on Executive

CompensationMgmt For For For

3 Approval of the 2019 Long-Term Equity Incentive Plan

Mgmt For For For

4 Approval of the 2019Employee Stock PurchasePlan

Mgmt For For For

5 Approval of EquityCompensation Plan for Non-Employee Directors

Mgmt For For For

6 Ratification of Auditor Mgmt For For For

Page 401: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

Forest City RealtyTrust, Inc.

Ticker Security ID: MeetingDate

MeetingStatus

FCEA CUSIP 345605109 11/15/2018 VotedMeetingType

Country of Trade

Special United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Merger/Acquisition Mgmt For For For2 Advisory Vote on Golden

ParachutesMgmt For For For

3 Right to Adjourn Meeting Mgmt For For For

Franklin Covey Co.Ticker Security ID: Meeting

DateMeetingStatus

FC CUSIP 353469109 01/25/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1.1 Elect Anne H. Chow Mgmt For Withhold Against1.2 Elect Clayton M. Christensen Mgmt For For For1.3 Elect Michael Fung Mgmt For For For1.4 Elect Dennis G. Heiner Mgmt For For For1.5 Elect Donald J. McNamara Mgmt For For For

Page 402: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

1.6 Elect Joel C. Peterson Mgmt For For For1.7 Elect E. Kay Stepp Mgmt For For For1.8 Elect Robert A. Whitman Mgmt For For For2 Advisory Vote on Executive

CompensationMgmt For For For

3 Ratification of Auditor Mgmt For For For4 Approval of the 2019

Omnibus Incentive PlanMgmt For For For

Franklin FinancialNetwork, Inc.

Ticker Security ID: MeetingDate

MeetingStatus

FSB CUSIP 35352P104 05/23/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1.1 Elect Jimmy E. Allen Mgmt For For For1.2 Elect James W. Cross IV Mgmt For For For1.3 Elect David H. Kemp Mgmt For For For1.4 Elect Anil C. Patel Mgmt For For For1.5 Elect Paul M. Pratt Jr. Mgmt For For For1.6 Elect Pamela J. Stephens Mgmt For For For1.7 Elect Melody J. Sullivan Mgmt For For For1.8 Elect Gregory E. Waldron Mgmt For For For1.9 Elect Benjamin P. Wynd Mgmt For For For2 Ratification of Auditor Mgmt For For For

Page 403: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

Gaming AndLeisure Properties,Inc.

Ticker Security ID: MeetingDate

MeetingStatus

GLPI CUSIP 36467J108 06/13/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Elect Peter M. Carlino Mgmt For For For2 Elect David A. Handler Mgmt For For For3 Elect Joseph W. Marshall, III Mgmt For For For4 Elect James B. Perry Mgmt For For For5 Elect Barry F. Schwartz Mgmt For For For6 Elect Earl C. Shanks Mgmt For For For7 Elect E. Scott Urdang Mgmt For Against Against8 Ratification of Auditor Mgmt For For For9 Advisory Vote on Executive

CompensationMgmt For For For

10 Shareholder ProposalRegarding Board DiversityReport

ShrHoldr N/A Against N/A

GeospaceTechnologies

Page 404: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

CorporationTicker Security ID: Meeting

DateMeetingStatus

GEOS CUSIP 37364X109 02/06/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Elect Edgar R. Giesinger, Jr. Mgmt For For For2 Elect William H. Moody Mgmt For For For3 Elect Gary D. Owens Mgmt For For For4 Ratification of Auditor Mgmt For For For5 Advisory Vote on Executive

CompensationMgmt For For For

Golub Capital BDC,Inc.

Ticker Security ID: MeetingDate

MeetingStatus

GBDC CUSIP 38173M102 02/05/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Elect Lawrence E. Golub Mgmt For For For2 Elect William M. Webster IV Mgmt For For For3 Ratification of Auditor Mgmt For For For

Page 405: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

4 Reduce Minimum AssetCoverage Ratio

Mgmt For For For

GrahamCorporation

Ticker Security ID: MeetingDate

MeetingStatus

GHM CUSIP 384556106 08/09/2018 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1.1 Elect Alan Fortier Mgmt For For For1.2 Elect James R. Lines Mgmt For For For1.3 Elect Lisa M. Schnorr Mgmt For For For2 Advisory Vote on Executive

CompensationMgmt For For For

3 Ratification of Auditor Mgmt For For For

Granite PointMortgage Trust Inc

Ticker Security ID: MeetingDate

MeetingStatus

GPMT CUSIP 38741L107 05/14/2019 VotedMeetingType

Country of Trade

Annual United States

Page 406: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

Issue No. Description Proponent Mgmt Rec Vote Cast For/AgnstMgmt

1 Elect Tanuja M. Dehne Mgmt For For For2 Elect Martin A. Kamarck Mgmt For For For3 Elect Stephen G. Kasnet Mgmt For For For4 Elect William Roth Mgmt For For For5 Elect W. Reid Sanders Mgmt For For For6 Elect Thomas Siering Mgmt For For For7 Elect John A. Taylor Mgmt For For For8 Elect Hope B. Woodhouse Mgmt For For For9 Advisory Vote on Executive

CompensationMgmt For For For

10 Ratification of Auditor Mgmt For For For

Greenbrier Cos.,Inc.

Ticker Security ID: MeetingDate

MeetingStatus

GBX CUSIP 393657101 01/09/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1.1 Elect Thomas B. Fargo Mgmt For For For1.2 Elect Duane C. McDougall Mgmt For For For1.3 Elect Donald A. Washburn Mgmt For For For2 Advisory Vote on Executive

CompensationMgmt For For For

Page 407: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

3 Amendment to the 2014Employee Stock PurchasePlan

Mgmt For For For

4 Ratification of Auditor Mgmt For For For

Hancock WhitneyCorporation

Ticker Security ID: MeetingDate

MeetingStatus

HWC CUSIP 410120109 04/24/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1.1 Elect Hardy B. Fowler Mgmt For For For1.2 Elect Randall W. Hanna Mgmt For For For1.3 Elect Sonya C. Little Mgmt For For For1.4 Elect Robert W. Roseberry Mgmt For For For2 Advisory Vote on Executive

CompensationMgmt For For For

3 Ratification of Auditor Mgmt For For For

Hanesbrands Inc.Ticker Security ID: Meeting

DateMeetingStatus

HBI CUSIP 410345102 04/23/2019 Voted

Page 408: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

MeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Elect Geralyn R. Breig Mgmt For For For2 Elect Gerald W. Evans, Jr. Mgmt For For For3 Elect Bobby J. Griffin Mgmt For For For4 Elect James C. Johnson Mgmt For For For5 Elect Franck J. Moison Mgmt For For For6 Elect Robert F. Moran Mgmt For For For7 Elect Ronald L. Nelson Mgmt For For For8 Elect David V. Singer Mgmt For For For9 Elect Ann E. Ziegler Mgmt For For For10 Ratification of Auditor Mgmt For For For11 Advisory Vote on Executive

CompensationMgmt For For For

Herc Holdings Inc.Ticker Security ID: Meeting

DateMeetingStatus

HRI CUSIP 42704L104 05/16/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Elect Herbert L. Henkel Mgmt For For For2 Elect Lawrence Silber Mgmt For For For

Page 409: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

3 Elect James H. Browning Mgmt For For For4 Elect Patrick D. Campbell Mgmt For For For5 Elect Nicholas F. Graziano Mgmt For For For6 Elect Jean K. Holley Mgmt For For For7 Elect Jacob M. Katz Mgmt For For For8 Elect Michael A. Kelly Mgmt For For For9 Elect Courtney R. Mather Mgmt For Against Against10 Elect Louis J. Pastor Mgmt For For For11 Elect Mary Pat Salomone Mgmt For For For12 Advisory Vote on Executive

CompensationMgmt For For For

13 Ratification of Auditor Mgmt For For For

Hercules Capital,Inc.

Ticker Security ID: MeetingDate

MeetingStatus

HTGC CUSIP 427096508 05/30/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1.1 Elect Joseph A. Hoffman Mgmt For For For1.2 Elect Doreen Woo Ho Mgmt For For For2 Advisory Vote on Executive

CompensationMgmt For For For

3 Ratification of Auditor Mgmt For For For

Page 410: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

Heritage InsuranceHoldings, Inc.

Ticker Security ID: MeetingDate

MeetingStatus

HRTG CUSIP 42727J102 05/01/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1.1 Elect Bruce Lucas Mgmt For For For1.2 Elect Richard Widdiecombe Mgmt For For For1.3 Elect Pete Apostolou Mgmt For For For1.4 Elect Irini Barlas Mgmt For For For1.5 Elect Steven Martindale Mgmt For For For1.6 Elect James Masiello Mgmt For For For1.7 Elect Nicholas Pappas Mgmt For For For1.8 Elect Joseph Vattamattam Mgmt For For For1.9 Elect Vijay Walvekar Mgmt For For For2 Ratification of Auditor Mgmt For For For

HomeStreet, Inc.Ticker Security ID: Meeting

DateMeetingStatus

HMST CUSIP 43785V102 06/20/2019 VotedMeetingType

Country of Trade

Page 411: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

ProxyContest

United States

Issue No. Description Proponent Mgmt Rec Vote Cast For/AgnstMgmt

1.1 Elect Sandra A. Cavanaugh Mgmt For For For1.2 Elect Mark K. Mason Mgmt For For For1.3 Elect Donald R. Voss Mgmt For For For2 Advisory Vote on Executive

CompensationMgmt For For For

3 Ratification of Auditor Mgmt For For For4 Ratification of Exclusive

Forum ProvisionMgmt For For For

5 Repeal of Classified Board Mgmt For For For6 Elimination of Supermajority

RequirementsMgmt For For For

7 Shareholder ProposalRegarding Repeal of BylawAmendments

ShrHoldr Against Against For

8 Shareholder ProposalRegarding Independent Chair

ShrHoldr Against Against For

HomeStreet, Inc.Ticker Security ID: Meeting

DateMeetingStatus

HMST CUSIP 43785V102 06/20/2019 Take NoAction

MeetingType

Country of Trade

Proxy United States

Page 412: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

ContestIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1.1 Elect Ronald K. Tanemura ShrHoldr N/A TNA N/A1.2 Elect Management Nominee:

S.A. CavanaughShrHoldr N/A TNA N/A

1.3 Elect Management Nominee:Mark K. Mason

ShrHoldr N/A TNA N/A

2 Advisory Vote on ExecutiveCompensation

Mgmt N/A TNA N/A

3 Ratification of Auditor Mgmt N/A TNA N/A4 Ratification of Exclusive

Forum ProvisionMgmt N/A TNA N/A

5 Repeal of Classified Board Mgmt N/A TNA N/A6 Elimination of Supermajority

RequirementMgmt N/A TNA N/A

7 Shareholder ProposalRegarding Repeal of BylawAmendments

ShrHoldr N/A TNA N/A

8 Shareholder ProposalRegarding Independent Chair

ShrHoldr N/A TNA N/A

Houston Wire &Cable Company

Ticker Security ID: MeetingDate

MeetingStatus

HWCC CUSIP 44244K109 05/07/2019 VotedMeetingType

Country of Trade

Annual United States

Page 413: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

Issue No. Description Proponent Mgmt Rec Vote Cast For/AgnstMgmt

1.1 Elect James L. Pokluda, III Mgmt For For For1.2 Elect Roy W. Haley Mgmt For For For1.3 Elect Margaret S. Laird Mgmt For For For1.4 Elect Robert L. Reymond Mgmt For For For1.5 Elect Sandford W. Rothe Mgmt For For For1.6 Elect Wiiliam H. Sheffield Mgmt For For For1.7 Elect G. Gary Yetman Mgmt For For For2 Ratification of Auditor Mgmt For For For3 Advisory Vote on Executive

CompensationMgmt For For For

Iberiabank CorpTicker Security ID: Meeting

DateMeetingStatus

IBKC CUSIP 450828108 05/07/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1.1 Elect William H.

FenstermakerMgmt For For For

1.2 Elect Rick E. Maples Mgmt For For For2 Ratification of Auditor Mgmt For For For3 Advisory Vote on Executive

CompensationMgmt For Against Against

4 Approval of the 2019 Stock Mgmt For For For

Page 414: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

Incentive Plan

II-VI IncorporatedTicker Security ID: Meeting

DateMeetingStatus

IIVI CUSIP 902104108 03/26/2019 VotedMeetingType

Country of Trade

Special United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Merger/Acquisition Mgmt For For For2 Right to Adjourn Meeting Mgmt For For For

IMAX CorporationTicker Security ID: Meeting

DateMeetingStatus

IMAX CUSIP 45245E109 06/05/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1.1 Elect Neil S. Braun Mgmt For For For1.2 Elect Eric A. Demirian Mgmt For For For1.3 Elect Kevin Douglas Mgmt For For For1.4 Elect Richard L. Gelfond Mgmt For For For

Page 415: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

1.5 Elect David W. Leebron Mgmt For For For1.6 Elect Michael MacMillan Mgmt For For For1.7 Elect Dana Settle Mgmt For For For1.8 Elect Darren D. Throop Mgmt For For For1.9 Elect Bradley J. Wechsler Mgmt For For For2 Appointment of Auditor and

Authority to Set FeesMgmt For For For

3 Advisory Vote on ExecutiveCompensation

Mgmt For For For

IndependenceContract Drilling,Inc.

Ticker Security ID: MeetingDate

MeetingStatus

ICD CUSIP 453415309 10/01/2018 VotedMeetingType

Country of Trade

Special United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Merger Mgmt For For For2 Increase of Authorized

Common StockMgmt For For For

3 Right to Adjourn Meeting Mgmt For For For

Independent BankGroup, Inc.

Page 416: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

Ticker Security ID: MeetingDate

MeetingStatus

IBTX CUSIP 45384B106 09/24/2018 VotedMeetingType

Country of Trade

Special United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Merger Mgmt For For For2 Right to Adjourn Meeting Mgmt For For For

Independent BankGroup, Inc.

Ticker Security ID: MeetingDate

MeetingStatus

IBTX CUSIP 45384B106 05/23/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1.1 Elect David R. Brooks Mgmt For For For1.2 Elect Douglas A. Cifu Mgmt For For For1.3 Elect J. Webb Jennings III Mgmt For For For1.4 Elect Alicia K. Harrison Mgmt For For For2 Adoption of Majority Vote for

Uncontested Elections ofDirectors

Mgmt For For For

3 Eliminate Supermajority Votefor Bylaw Amendments

Mgmt For For For

Page 417: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

4 Advisory Vote on ExecutiveCompensation

Mgmt For For For

5 Ratification of Auditor Mgmt For For For6 Transaction of Other

BusinessMgmt For Against Against

InformationServices Group,Inc.

Ticker Security ID: MeetingDate

MeetingStatus

III CUSIP 45675Y104 04/30/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1.1 Elect Michael P. Connors Mgmt For For For1.2 Elect Christine Putur Mgmt For For For2 Ratification of Auditor Mgmt For For For3 Advisory Vote on Executive

CompensationMgmt For For For

Investors Bancorp,Inc.

Ticker Security ID: MeetingDate

MeetingStatus

ISBC CUSIP 46146L101 05/21/2019 Voted

Page 418: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

MeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1.1 Elect Robert C. Albanese Mgmt For For For1.2 Elect Domenick A. Cama Mgmt For For For1.3 Elect James J. Garibaldi Mgmt For For For1.4 Elect James H. Ward III Mgmt For For For2 Advisory Vote on Executive

CompensationMgmt For For For

3 Ratification of Auditor Mgmt For For For

j2 Global, Inc.Ticker Security ID: Meeting

DateMeetingStatus

JCOM CUSIP 48123V102 05/03/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Elect Richard S. Ressler Mgmt For Against Against2 Elect Douglas Y. Bech Mgmt For For For3 Elect Robert J. Cresci Mgmt For Against Against4 Elect Sarah Fay Mgmt For For For5 Elect W. Brian Kretzmer Mgmt For For For6 Elect Jonathan F. Miller Mgmt For For For

Page 419: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

7 Elect Stephen Ross Mgmt For For For8 Elect Vivek Shah Mgmt For For For9 Ratification of Auditor Mgmt For For For10 Advisory Vote on Executive

CompensationMgmt For For For

JetBlue AirwaysCorporation

Ticker Security ID: MeetingDate

MeetingStatus

JBLU CUSIP 477143101 05/16/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Elect B. Ben Baldanza Mgmt For For For2 Elect Peter Boneparth Mgmt For For For3 Elect Virginia Gambale Mgmt For For For4 Elect Stephan Gemkow Mgmt For For For5 Elect Robin Hayes Mgmt For For For6 Elect Ellen Jewett Mgmt For For For7 Elect Joel Peterson Mgmt For For For8 Elect Sarah Robb O'Hagan Mgmt For For For9 Elect Frank V. Sica Mgmt For For For10 Elect Thomas Winkelmann Mgmt For For For11 Advisory Vote on Executive

CompensationMgmt For For For

12 Ratification of Auditor Mgmt For For For

Page 420: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

13 Shareholder ProposalRegarding Right to Act byWritten Consent

ShrHoldr Against Against For

Kearny FinancialCorp.

Ticker Security ID: MeetingDate

MeetingStatus

KRNY CUSIP 48716P108 10/25/2018 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1.1 Elect John N. Hopkins Mgmt For For For1.2 Elect Craig L. Montanaro Mgmt For For For1.3 Elect Leopold W. Montanaro Mgmt For For For1.4 Elect Catherine A. Lawton Mgmt For Withhold Against2 Ratification of Auditor Mgmt For For For3 Advisory Vote on Executive

CompensationMgmt For Against Against

KEMETCorporation

Ticker Security ID: MeetingDate

MeetingStatus

KEM CUSIP 488360207 07/25/2018 VotedMeeting Country of Trade

Page 421: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

Type

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Elect Wilfried Backes Mgmt For For For2 Elect Gurminder S. Bedi Mgmt For For For3 Elect Per-Olof Loof Mgmt For For For4 Ratification of Auditor Mgmt For For For5 Advisory Vote on Executive

CompensationMgmt For For For

Knowles CorpTicker Security ID: Meeting

DateMeetingStatus

KN CUSIP 49926D109 05/31/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Elect Hermann Eul Mgmt For For For2 Elect Donald Macleod Mgmt For For For3 Elect Cheryl L. Shavers Mgmt For For For4 Elect Steven F. Mayer Mgmt For For For5 Ratification of Auditor Mgmt For For For6 Advisory Vote on Executive

CompensationMgmt For For For

7 Elimination of SupermajorityRequirement to Amend

Mgmt For For For

Page 422: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

Provisions in the Charter

8 Elimination of SupermajorityRequirement to Amend By-Laws

Mgmt For For For

Ladder CapitalCorp

Ticker Security ID: MeetingDate

MeetingStatus

LADR CUSIP 505743104 06/04/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1.1 Elect Alan H. Fishman Mgmt For Withhold Against1.2 Elect Pamela McCormack Mgmt For Withhold Against1.3 Elect David Weiner Mgmt For Withhold Against2 Ratification of Auditor Mgmt For For For

LimoneiraCompany

Ticker Security ID: MeetingDate

MeetingStatus

LMNR CUSIP 532746104 03/26/2019 VotedMeetingType

Country of Trade

Annual United States

Page 423: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

Issue No. Description Proponent Mgmt Rec Vote Cast For/AgnstMgmt

1.1 Elect Gordon E. Kimball Mgmt For For For1.2 Elect Scott S. Slater Mgmt For Withhold Against2 Ratification of Auditor Mgmt For For For3 Advisory Vote on Executive

CompensationMgmt For For For

Lions GateEntertainmentCorp.

Ticker Security ID: MeetingDate

MeetingStatus

LGF CUSIP 535919401 09/11/2018 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Elect Michael Burns Mgmt For For For2 Elect Gordon Crawford Mgmt For For For3 Elect Arthur Evrensel Mgmt For For For4 Elect Jon Feltheimer Mgmt For For For5 Elect Emily Fine Mgmt For For For6 Elect Michael T. Fries Mgmt For Against Against7 Elect Lucian Grainge Mgmt For Against Against8 Elect Susan McCaw Mgmt For For For9 Elect Mark H. Rachesky Mgmt For For For10 Elect Daniel E. Sanchez Mgmt For For For

Page 424: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

11 Elect Daryl Simm Mgmt For For For12 Elect Hardwick Simmons Mgmt For For For13 Elect David M. Zaslav Mgmt For Against Against14 Ratification of Auditor Mgmt For For For15 Advisory Vote on Executive

CompensationMgmt For For For

16 Transaction of OtherBusiness

Mgmt For Against Against

LSI Industries Inc.Ticker Security ID: Meeting

DateMeetingStatus

LYTS CUSIP 50216C108 11/06/2018 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1.1 Elect Robert P. Beech Mgmt For For For1.2 Elect Ronald D. Brown Mgmt For For For1.3 Elect Gary P. Kreider Mgmt For For For1.4 Elect John K. Morgan Mgmt For For For1.5 Elect Wilfred T. O'Gara Mgmt For For For1.6 Elect James P. Sferra Mgmt For For For1.7 Elect Robert A. Steele Mgmt For For For2 Ratification of Auditor Mgmt For For For3 Advisory Vote on Executive

CompensationMgmt For Against Against

Page 425: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

Magellan Health,Inc.

Ticker Security ID: MeetingDate

MeetingStatus

MGLN CUSIP 559079207 06/21/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1.1 Elect Michael S. Diament Mgmt For For For1.2 Elect Barry M. Smith Mgmt For For For1.3 Elect Swati Abbott Mgmt For For For1.4 Elect Peter A. Feld Mgmt For For For1.5 Elect Leslie V. Norwalk Mgmt For For For1.6 Elect Guy Sansone Mgmt For For For1.7 Elect Steven J. Shulman Mgmt For For For2 Advisory Vote on Executive

CompensationMgmt For For For

3 Ratification of Auditor Mgmt For For For

Magnolia Oil & GasCorporation

Ticker Security ID: MeetingDate

MeetingStatus

MGY CUSIP 559663109 06/07/2019 Voted

Page 426: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

MeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Elect Stephen I. Chazen Mgmt For For For2 Elect Arcilia C. Acosta Mgmt For For For3 Elect Angela M. Busch Mgmt For For For4 Elect Edward P. Djerejian Mgmt For For For5 Elect James R. Larson Mgmt For For For6 Elect Michael G. MacDougall Mgmt For For For7 Elect Dan F. Smith Mgmt For For For8 Elect John B. Walker Mgmt For For For9 Advisory Vote on Executive

CompensationMgmt For For For

10 Frequency of Advisory Voteon Executive Compensation

Mgmt 1 Year 1 Year For

11 Ratification of Auditor Mgmt For For For

Magseis ASATicker Security ID: Meeting

DateMeetingStatus

MSEIS CINS R4S03L103 12/12/2018 Take NoAction

MeetingType

Country of Trade

Special NorwayIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt

Page 427: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

1 Non-Voting Meeting Note N/A N/A TNA N/A2 Non-Voting Meeting Note N/A N/A TNA N/A3 Non-Voting Meeting Note N/A N/A TNA N/A4 Non-Voting Agenda Item N/A N/A TNA N/A5 Election of Presiding Chair;

MinutesMgmt For TNA N/A

6 Agenda Mgmt For TNA N/A7 Non-Voting Agenda Item N/A N/A TNA N/A8 Elect Charles Warren

Davison Jr.Mgmt For TNA N/A

9 Nomination Committee Mgmt For TNA N/A10 Private Placement Mgmt For TNA N/A11 Issuance of Shares w/o

Preemptive Rights inConnection withConsideration Shares

Mgmt For TNA N/A

12 Issuance of Warrants w/oPreemptive Rights

Mgmt For TNA N/A

13 Retention Program for NewEmployees

Mgmt For TNA N/A

14 Amendments to ArticlesRegarding Company Name

Mgmt For TNA N/A

15 Repair Offering Mgmt For TNA N/A16 Amendment to the Bonus

and Stock ProgramMgmt For TNA N/A

17 Remuneration Policy Mgmt For TNA N/A18 Non-Voting Agenda Item N/A N/A TNA N/A19 Non-Voting Meeting Note N/A N/A TNA N/A

Page 428: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

Major DrillingGroup InternationalInc.

Ticker Security ID: MeetingDate

MeetingStatus

MDI CUSIP 560909103 09/07/2018 VotedMeetingType

Country of Trade

Annual CanadaIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1.1 Elect Edward J. Breiner Mgmt For For For1.2 Elect Jean Desrosiers Mgmt For For For1.3 Elect Fred J. Dyment Mgmt For For For1.4 Elect Denis Larocque Mgmt For For For1.5 Elect Janice Rennie Mgmt For For For1.6 Elect David B. Tennant Mgmt For Withhold Against1.7 Elect Jo Mark Zurel Mgmt For For For1.8 Elect John Burzynski Mgmt For Withhold Against1.9 Elect Louise-Pierre Gignac Mgmt For For For2 Advisory Vote on Executive

CompensationMgmt For For For

3 Appointment of Auditor andAuthority to Set Fees

Mgmt For For For

ManitexInternational, Inc.

Ticker Security ID: MeetingDate

MeetingStatus

Page 429: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

MNTX CUSIP 563420108 06/12/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1.1 Elect Ronald M. Clark Mgmt For Withhold Against1.2 Elect Robert S. Gigliotti Mgmt For Withhold Against1.3 Elect Frederick B. Knox Mgmt For Withhold Against1.4 Elect David J. Langevin Mgmt For Withhold Against1.5 Elect Marvin B. Rosenberg Mgmt For Withhold Against1.6 Elect Indo Schiller Mgmt For Withhold Against1.7 Elect Stephen J. Tober Mgmt For Withhold Against2 Ratification of Auditor Mgmt For For For3 Advisory Vote on Executive

CompensationMgmt For For For

4 Frequency of Advisory Voteon Executive Compensation

Mgmt 1 Year 1 Year For

5 Approval of the 2019 EquityIncentive Plan

Mgmt For For For

MedleyManagement Inc.

Ticker Security ID: MeetingDate

MeetingStatus

MDLY CUSIP 58503T106 04/19/2019 VotedMeetingType

Country of Trade

Special United States

Page 430: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

Issue No. Description Proponent Mgmt Rec Vote Cast For/AgnstMgmt

1 Merger/Acquisition Mgmt For For For2 Right to Adjourn Meeting Mgmt For For For

Mesa Air Group,Inc.

Ticker Security ID: MeetingDate

MeetingStatus

MESA CUSIP 590479135 04/09/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1.1 Elect Jonathan G. Ornstein Mgmt For For For1.2 Elect Grant Lyon Mgmt For For For1.3 Elect Ellen N. Artist Mgmt For For For1.4 Elect Mitchell I. Gordon Mgmt For For For1.5 Elect Dana J. Lockhart Mgmt For For For1.6 Elect Don Skiados Mgmt For For For1.7 Elect Harvey W. Schiller Mgmt For For For2 Approval of the 2019

Employee Stock PurchasePlan

Mgmt For For For

3 Ratification of Auditor Mgmt For For For

Micro Focus

Page 431: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

International PlcTicker Security ID: Meeting

DateMeetingStatus

MCRO CUSIP 594837304 08/21/2018 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Disposal Mgmt For For For

MVC Capital, Inc.Ticker Security ID: Meeting

DateMeetingStatus

MVC CUSIP 553829102 10/30/2018 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1.1 Elect Emilio Dominianni Mgmt For For For1.2 Elect Phillip Goldstein Mgmt For Withhold Against1.3 Elect Gerald Hellerman Mgmt For Withhold Against1.4 Elect Warren Holtsberg Mgmt For For For1.5 Elect Robert Knapp Mgmt For For For1.6 Elect Scott Krase Mgmt For For For1.7 Elect William Taylor Mgmt For For For1.8 Elect Michael T. Tokarz Mgmt For For For2 Ratification of Auditor Mgmt For For For

Page 432: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

MYR Group Inc.Ticker Security ID: Meeting

DateMeetingStatus

MYRG CUSIP 55405W104 04/25/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Elect Larry F. Altenbaumer Mgmt For For For2 Elect Bradley T. Favreau Mgmt For For For3 Elect William A. Koertner Mgmt For For For4 Elect William D. Patterson Mgmt For For For5 Advisory Vote on Executive

CompensationMgmt For For For

6 Ratification of Auditor Mgmt For For For

NewfieldExplorationCompany

Ticker Security ID: MeetingDate

MeetingStatus

NFX CUSIP 651290108 02/12/2019 VotedMeetingType

Country of Trade

Special United States

Page 433: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

Issue No. Description Proponent Mgmt Rec Vote Cast For/AgnstMgmt

1 Merger Mgmt For For For2 Advisory Vote on Golden

ParachutesMgmt For For For

3 Right to Adjourn Meeting Mgmt For For For

nVent Electric plcTicker Security ID: Meeting

DateMeetingStatus

NVT CUSIP G6700G107 05/10/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Elect Brian M. Baldwin Mgmt For For For2 Elect Jerry W. Burris Mgmt For For For3 Elect Susan M. Cameron Mgmt For For For4 Elect Michael L. Ducker Mgmt For For For5 Elect David H. Y. Ho Mgmt For For For6 Elect Randall J. Hogan, III Mgmt For For For7 Elect Ronald L. Merriman Mgmt For For For8 Elect William T. Monahan Mgmt For For For9 Elect Herbert K. Parker Mgmt For For For10 Elect Beth Wozniak Mgmt For For For11 Advisory Vote on Executive

CompensationMgmt For For For

12 Frequency of Advisory Vote Mgmt 1 Year 1 Year For

Page 434: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

on Executive Compensation13 Ratification of Auditor Mgmt For For For14 Authorize the Price Range at

which the Company can Re-allot Treasury Shares

Mgmt For For For

OceanFirstFinancial Corp.

Ticker Security ID: MeetingDate

MeetingStatus

OCFC CUSIP 675234108 05/29/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1.1 Elect Steven E. Brady Mgmt For For For1.2 Elect Angelo Catania Mgmt For For For1.3 Elect Anthony R. Coscia Mgmt For Withhold Against1.4 Elect Michael Devlin Mgmt For For For1.5 Elect Jack M. Farris Mgmt For For For1.6 Elect Kimberly M. Guadagno Mgmt For For For1.7 Elect John K. Lloyd Mgmt For For For1.8 Elect Christopher D. Maher Mgmt For For For1.9 Elect Nicos Katsoulis Mgmt For For For1.10 Elect Grace C. Torres Mgmt For For For1.11 Elect Grace Vallacchi Mgmt For For For1.12 Elect John E. Walsh Mgmt For For For

Page 435: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

1.13 Elect Samuel R. Young Mgmt For For For2 Advisory Vote on Executive

CompensationMgmt For Against Against

3 Ratification of Auditor Mgmt For For For

Olin CorporationTicker Security ID: Meeting

DateMeetingStatus

OLN CUSIP 680665205 04/25/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Elect C. Robert Bunch Mgmt For For For2 Elect Randall W. Larrimore Mgmt For For For3 Elect John M. B. O'Connor Mgmt For For For4 Elect Scott M. Sutton Mgmt For For For5 Elect William H. Weideman Mgmt For For For6 Advisory Vote on Executive

CompensationMgmt For For For

7 Ratification of Auditor Mgmt For For For

Orion EngineeredCarbons S.A.

Ticker Security ID: MeetingDate

MeetingStatus

OEC CUSIP L72967109 04/16/2019 Voted

Page 436: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

MeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Presentation of Accounts and

ReportsMgmt For For For

2 Accounts and Reports Mgmt For For For3 Consolidated Accounts and

ReportsMgmt For For For

4 Allocation ofProfits/Dividends

Mgmt For For For

5 Ratification of Board Acts Mgmt For For For6 Appointment of Auditor Mgmt For For For7 Directors' Fees Mgmt For For For

Orion EngineeredCarbons S.A.

Ticker Security ID: MeetingDate

MeetingStatus

OEC CUSIP L72967109 04/16/2019 VotedMeetingType

Country of Trade

Special United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Authority to Issue Shares w/o

Preemptive RightsMgmt For For For

Page 437: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

Pacific PremierBancorp, Inc.

Ticker Security ID: MeetingDate

MeetingStatus

PPBI CUSIP 69478X105 05/20/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Elect John J. Carona Mgmt For For For2 Elect Ayad A. Fargo Mgmt For For For3 Elect Steven R. Gardner Mgmt For For For4 Elect Joseph L. Garrett Mgmt For For For5 Elect Jeff C. Jones Mgmt For For For6 Elect M. Christian Mitchell Mgmt For For For7 Elect Michael J. Morris Mgmt For For For8 Elect Zareh M. Sarrafian Mgmt For For For9 Elect Cora M. Tellez Mgmt For For For10 Advisory Vote on Executive

CompensationMgmt For For For

11 Ratification of Auditor Mgmt For For For

Papa John'sInternational, Inc.

Ticker Security ID: MeetingDate

MeetingStatus

PZZA CUSIP 698813102 04/30/2019 Voted

Page 438: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

MeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Elect Christopher L. Coleman Mgmt For For For2 Elect Michael R Dubin Mgmt For For For3 Elect Olivia F. Kirtley Mgmt For For For4 Elect Laurette T. Koellner Mgmt For For For5 Elect Jocelyn Mangan Mgmt For For For6 Elect Sonya E. Medina Mgmt For For For7 Elect Shaquille O'Neal Mgmt For For For8 Elect Steven Ritchie Mgmt For For For9 Elect Anthony M. Sanfilippo Mgmt For For For10 Elect Jeffrey C. Smith Mgmt For For For11 Ratification of Auditor Mgmt For For For12 Advisory Vote on Executive

CompensationMgmt For For For

13 Amendment to the RightsAgreement Plan

Mgmt For For For

Perficient, Inc.Ticker Security ID: Meeting

DateMeetingStatus

PRFT CUSIP 71375U101 05/29/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Page 439: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

Mgmt1 Elect Jeffrey S. Davis Mgmt For For For2 Elect Ralph C. Derrickson Mgmt For Against Against3 Elect James R. Kackley Mgmt For For For4 Elect David S. Lundeen Mgmt For For For5 Elect Brian L. Matthews Mgmt For For For6 Elect Gary M. Wimberly Mgmt For For For7 Advisory Vote on Executive

CompensationMgmt For For For

8 Ratification of Auditor Mgmt For For For

Photronics, Inc.Ticker Security ID: Meeting

DateMeetingStatus

PLAB CUSIP 719405102 03/25/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1.1 Elect Walter M. Fiederowicz Mgmt For For For1.2 Elect Joseph A. Fiorita, Jr. Mgmt For For For1.3 Elect Liang-Choo Hsia Mgmt For For For1.4 Elect Dr. Peter S. Kirlin Mgmt For For For1.5 Elect Constantine S.

MacricostasMgmt For For For

1.6 Elect George Macricostas Mgmt For For For1.7 Elect Mitchell G. Tyson Mgmt For For For

Page 440: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

2 Ratification of Auditor Mgmt For For For3 Amendment to the Employee

Stock Purchase PlanMgmt For For For

4 Advisory Vote on ExecutiveCompensation

Mgmt For For For

Pinnacle FinancialPartners, Inc.

Ticker Security ID: MeetingDate

MeetingStatus

PNFP CUSIP 72346Q104 04/16/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Elect Abney S. Boxley, III Mgmt For For For2 Elect Charles E. Brock Mgmt For For For3 Elect Renda J. Burkhart Mgmt For For For4 Elect Gregory L. Burns Mgmt For For For5 Elect Richard D. Callicutt II Mgmt For For For6 Elect Marty G. Dickens Mgmt For For For7 Elect Thomas C. Farnsworth,

IIIMgmt For For For

8 Elect Joseph C. Galante Mgmt For For For9 Elect Glenda B. Glover Mgmt For For For10 Elect David B. Ingram Mgmt For For For11 Elect Robert A. McCabe, Jr. Mgmt For For For12 Elect Ronald L. Samuels Mgmt For For For

Page 441: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

13 Elect Gary L. Scott Mgmt For For For14 Elect Thomas R. Sloan Mgmt For For For15 Elect Reese L. Smith, III Mgmt For For For16 Elect G. Kennedy Thompson Mgmt For For For17 Elect M. Terry Turner Mgmt For For For18 Ratification of Auditor Mgmt For For For19 Advisory Vote on Executive

CompensationMgmt For For For

Plantronics, Inc.Ticker Security ID: Meeting

DateMeetingStatus

PLT CUSIP 727493108 06/28/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Elect Robert C. Hagerty Mgmt For For For2 Elect Marv Tseu Mgmt For For For3 Elect Joe Burton Mgmt For For For4 Elect Frank Baker Mgmt For For For5 Elect Kathy Crusco Mgmt For For For6 Elect Brian Dexheimer Mgmt For For For7 Elect Gregg Hammann Mgmt For For For8 Elect John Hart Mgmt For For For9 Elect Guido Jouret Mgmt For Against Against10 Elect Marshall Mohr Mgmt For For For

Page 442: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

11 Elect Daniel Moloney Mgmt For For For12 Amendment to the 2002

Employee Stock PurchasePlan

Mgmt For For For

13 Amendment to the 2003Stock Plan

Mgmt For Against Against

14 Ratification of Auditor Mgmt For For For15 Advisory Vote on Executive

CompensationMgmt For For For

Portland GeneralElectric Company

Ticker Security ID: MeetingDate

MeetingStatus

POR CUSIP 736508847 04/24/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Elect John W. Ballantine Mgmt For For For2 Elect Rodney L. Brown, Jr. Mgmt For For For3 Elect Jack E. Davis Mgmt For For For4 Elect Kirby A. Dyess Mgmt For For For5 Elect Mark B. Ganz Mgmt For For For6 Elect Kathryn J. Jackson Mgmt For For For7 Elect Michael Millegan Mgmt For For For8 Elect Neil J. Nelson Mgmt For For For9 Elect M. Lee Pelton Mgmt For For For

Page 443: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

10 Elect Maria M. Pope Mgmt For For For11 Elect Charles W. Shivery Mgmt For For For12 Ratification of Auditor Mgmt For For For13 Advisory Vote on Executive

CompensationMgmt For For For

Powell Industries,Inc.

Ticker Security ID: MeetingDate

MeetingStatus

POWL CUSIP 739128106 02/20/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1.1 Elect Brett A. Cope Mgmt For For For1.2 Elect Thomas W. Powell Mgmt For For For1.3 Elect Richard E. Williams Mgmt For For For2 Advisory Vote on Executive

CompensationMgmt For For For

ProPetro HoldingCorp.

Ticker Security ID: MeetingDate

MeetingStatus

PUMP CUSIP 74347M108 06/14/2019 Voted

Page 444: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

MeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1.1 Elect Dale Redman Mgmt For For For1.2 Elect Spencer D. Armour, III Mgmt For For For1.3 Elect Steven L. Beal Mgmt For For For1.4 Elect Mark S. Berg Mgmt For For For1.5 Elect Anthony J. Best Mgmt For For For1.6 Elect Pryor Blackwell Mgmt For For For1.7 Elect Alan E. Douglas Mgmt For For For1.8 Elect Royce W. Mitchell Mgmt For For For1.9 Elect Jack B. Moore Mgmt For Withhold Against2 Amendments to Certificate of

Incorporation to RemoveInoperative ProvisionsRelated to Former MajorityShareholder

Mgmt For For For

3 Elimination of SupermajorityRequirement to AmendByLaws

Mgmt For For For

4 Elimination of SupermajorityRequirement to Amend theCertificate of Incorporation

Mgmt For For For

5 Advisory Vote on ExecutiveCompensation

Mgmt For For For

6 Frequency of Advisory Voteon Executive Compensation

Mgmt 1 Year 1 Year For

7 Ratification of Auditor Mgmt For For For

Page 445: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

Qts Realty Trust,Inc.

Ticker Security ID: MeetingDate

MeetingStatus

QTS CUSIP 74736A103 05/09/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1.1 Elect Chad L. Williams Mgmt For For For1.2 Elect John W. Barter, III Mgmt For For For1.3 Elect William O. Grabe Mgmt For For For1.4 Elect Catherine R. Kinney Mgmt For For For1.5 Elect Peter A. Marino Mgmt For For For1.6 Elect Scott D. Miller Mgmt For For For1.7 Elect Mazen Rahwashdeh Mgmt For For For1.8 Elect Wayne M. Rehberger Mgmt For Withhold Against1.9 Elect Philip P. Trahanas Mgmt For For For1.10 Elect Stephen E. Westhead Mgmt For For For2 Advisory Vote on Executive

CompensationMgmt For For For

3 Ratification of Auditor Mgmt For For For4 Opt Out of Maryland's

Unsolicited Takeover ActMgmt For For For

5 Amendment to the 2013Equity Incentive Plan

Mgmt For For For

Page 446: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

Quad/Graphics, Inc.Ticker Security ID: Meeting

DateMeetingStatus

QUAD CUSIP 747301109 05/20/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1.1 Elect Mark A. Angelson Mgmt For Withhold Against1.2 Elect Douglas P. Buth Mgmt For Withhold Against1.3 Elect John C. Fowler Mgmt For Withhold Against1.4 Elect Stephen M. Fuller Mgmt For Withhold Against1.5 Elect Christopher B. Harned Mgmt For Withhold Against1.6 Elect J. Joel Quadracci Mgmt For Withhold Against1.7 Elect Kathryn Quadracci

FloresMgmt For Withhold Against

1.8 Elect Jay O. Rothman Mgmt For Withhold Against1.9 Elect John S. Shiely Mgmt For Withhold Against2 Increase of Authorized

Common StockMgmt For For For

3 Amendment to the 2010Omnibus Incentive Plan

Mgmt For For For

Quanex BuildingProductsCorporation

Ticker Security ID: MeetingDate

MeetingStatus

Page 447: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

NX CUSIP 747619104 03/22/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Elect Robert R. Buck Mgmt For Against Against2 Elect Susan F. Davis Mgmt For For For3 Elect William C. Griffiths Mgmt For For For4 Elect Donald Maier Mgmt For For For5 Elect Joseph D. Rupp Mgmt For For For6 Elect Curtis M. Stevens Mgmt For For For7 Advisory Vote on Executive

CompensationMgmt For For For

8 Ratification of Auditor Mgmt For For For

Range ResourcesCorporation

Ticker Security ID: MeetingDate

MeetingStatus

RRC CUSIP 75281A109 05/15/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Elect Brenda A. Cline Mgmt For For For

2 Elect Anthony V. Dub Mgmt For For For3 Elect James M. Funk Mgmt For For For

Page 448: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

4 Elect Steven D. Gray Mgmt For For For5 Elect Christopher A. Helms Mgmt For For For6 Elect Gregory G. Maxwell Mgmt For For For7 Elect Steffen E. Palko Mgmt For For For8 Elect Jeffrey L. Ventura Mgmt For For For9 Advisory Vote on Executive

CompensationMgmt For For For

10 Approval of the 2019 Equity-Based Compensation Plan

Mgmt For For For

11 Ratification of Auditor Mgmt For For For

RLJ Lodging TrustTicker Security ID: Meeting

DateMeetingStatus

RLJ CUSIP 74965L101 05/03/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Elect Robert L. Johnson Mgmt For For For2 Elect Leslie D. Hale Mgmt For For For3 Elect B. Evan Bayh III Mgmt For For For4 Elect Arthur R. Collins Mgmt For For For5 Elect Nathaniel A. Davis Mgmt For Against Against6 Elect Patricia L. Gibson Mgmt For For For7 Elect Robert M. La Forgia Mgmt For For For8 Elect Robert J. McCarthy Mgmt For For For

Page 449: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

9 Elect Glenda G. McNeal Mgmt For For For10 Ratification of Auditor Mgmt For For For11 Advisory Vote on Executive

CompensationMgmt For For For

12 Shareholder ProposalRegarding Preparation ofSexual Harassment Report

ShrHoldr Against Against For

Saia, Inc.Ticker Security ID: Meeting

DateMeetingStatus

SAIA CUSIP 78709Y105 04/30/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Elect John J. Holland Mgmt For For For2 Elect Frederick J. Holzgrefe,

IIIMgmt For For For

3 Elect Richard D. O'Dell Mgmt For For For4 Advisory Vote on Executive

CompensationMgmt For For For

5 Ratification of Auditor Mgmt For For For

Schneider National,Inc

Ticker Security ID: Meeting Meeting

Page 450: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

Date StatusSNDR CUSIP 80689H102 04/29/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1.1 Elect Mary P. DePrey Mgmt For Withhold Against1.2 Elect James R. Giertz Mgmt For Withhold Against1.3 Elect Adam P. Godfrey Mgmt For Withhold Against1.4 Elect Robert W. Grubbs Mgmt For Withhold Against1.5 Elect Norman E. Johnson Mgmt For Withhold Against1.6 Elect Mark B. Rourke Mgmt For Withhold Against1.7 Elect Daniel J. Sullivan Mgmt For Withhold Against1.8 Elect John A.C. Swainson Mgmt For Withhold Against1.9 Elect James L. Welch Mgmt For Withhold Against1.10 Elect Kathleen M.

ZimmermannMgmt For Withhold Against

2 Ratification of Auditor Mgmt For For For3 Advisory Vote on Executive

CompensationMgmt For For For

Scorpio TankersInc.

Ticker Security ID: MeetingDate

MeetingStatus

STNG CUSIP Y7542C130 06/04/2019 VotedMeetingType

Country of Trade

Page 451: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1.1 Elect Cameron Mackey Mgmt For Withhold Against1.2 Elect Alexandre Albertini Mgmt For Withhold Against1.3 Elect Marianne Okland Mgmt For Withhold Against2 Ratification of Auditor Mgmt For For For

Select EnergyServices, Inc.

Ticker Security ID: MeetingDate

MeetingStatus

WTTR CUSIP 81617J400 05/10/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Elect John Schmitz Mgmt For For For2 Elect Holli C. Ladhani Mgmt For For For3 Elect Robert V. Delaney Mgmt For For For4 Elect Adam J. Klein Mgmt For For For5 Elect David C. Baldwin Mgmt For For For6 Elect Douglas J. Wall Mgmt For For For7 Elect Richard A. Burnett Mgmt For For For8 Elect Keith O. Rattie Mgmt For For For9 Elect David A. Trice Mgmt For For For10 Ratification of Auditor Mgmt For For For

Page 452: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

11 Elimination of SupermajorityRequirement

Mgmt For For For

Select MedicalHoldingsCorporation

Ticker Security ID: MeetingDate

MeetingStatus

SEM CUSIP 81619Q105 04/30/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Elect Russell L. Carson Mgmt For For For2 Elect William H. Frist Mgmt For For For3 Elect Robert A. Ortenzio Mgmt For For For4 Elect Marilyn B. Tavenner Mgmt For For For5 Advisory Vote on Executive

CompensationMgmt For For For

6 Ratification of Auditor Mgmt For For For

Seven GenerationsEnergy Ltd.

Ticker Security ID: MeetingDate

MeetingStatus

VII CUSIP 81783Q105 05/01/2019 VotedMeeting Country of Trade

Page 453: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

TypeAnnual CanadaIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Board Size Mgmt For For For2.1 Elect Mark Monroe Mgmt For For For2.2 Elect Marty Proctor Mgmt For For For2.3 Elect Avik Dey Mgmt For For For2.4 Elect Harvey Doerr Mgmt For For For2.5 Elect Paul Hand Mgmt For For For2.6 Elect Dale Hohm Mgmt For For For2.7 Elect Ronnie Irani Mgmt For For For2.8 Elect Bill McAdam Mgmt For For For2.9 Elect Jackie Sheppard Mgmt For For For3 Appointment of Auditor and

Authority to Set FeesMgmt For For For

4 Advisory Vote on ExecutiveCompensation

Mgmt For For For

Signature BankTicker Security ID: Meeting

DateMeetingStatus

SBNY CUSIP 82669G104 10/17/2018 VotedMeetingType

Country of Trade

Special United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Share Repurchase Mgmt For For For

Page 454: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

Solar Capital Ltd.Ticker Security ID: Meeting

DateMeetingStatus

SLRC CUSIP 83413U100 10/11/2018 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1.1 Elect Michael S. Gross Mgmt For For For1.2 Elect Leonard A. Potter Mgmt For For For2 Authority to Sell Shares

Below Net Asset ValueMgmt For For For

3 Reduce Minimum AssetCoverage Ratio

Mgmt For For For

SP PlusCorporation

Ticker Security ID: MeetingDate

MeetingStatus

SP CUSIP 78469C103 05/08/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1.1 Elect G. Marc Baumann Mgmt For For For

Page 455: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

1.2 Elect Karen M. Garrison Mgmt For For For1.3 Elect Alice M. Peterson Mgmt For For For1.4 Elect Gregory A. Reid Mgmt For For For1.5 Elect Wyman T. Roberts Mgmt For For For1.6 Elect Douglas R. Waggoner Mgmt For For For2 Advisory Vote on Executive

CompensationMgmt For For For

3 Ratification of Auditor Mgmt For For For

SpartonCorporation

Ticker Security ID: MeetingDate

MeetingStatus

SPA CUSIP 847235108 12/20/2018 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Elect Alan L. Bazaar Mgmt For For For2 Elect James D. Fast Mgmt For For For3 Elect Joseph J. Hartnett Mgmt For For For4 Elect Charles R. Kummeth Mgmt For Against Against5 Elect James R. Swartwout Mgmt For For For6 Elect Frank A. Wilson Mgmt For For For7 Ratification of Auditor Mgmt For For For8 Advisory Vote on Executive

CompensationMgmt For For For

Page 456: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

Sportsman'sWarehouseHoldings, Inc.

Ticker Security ID: MeetingDate

MeetingStatus

SPWH CUSIP 84920Y106 05/29/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1.1 Elect Martha H. Bejar Mgmt For For For1.2 Elect Richard D. McBee Mgmt For For For2 Approval of the 2019

Performance Incentive PlanMgmt For For For

3 Ratification of Auditor Mgmt For For For

Sterling BancorpTicker Security ID: Meeting

DateMeetingStatus

STL CUSIP 85917A100 05/29/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1.1 Elect John P. Cahill Mgmt For For For1.2 Elect Navy E. Djonovic Mgmt For For For

Page 457: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

1.3 Elect Fernando Ferrer Mgmt For For For1.4 Elect Robert Giambrone Mgmt For For For1.5 Elect Mona Kanaan Mgmt For For For1.6 Elect Jack L. Kopnisky Mgmt For For For1.7 Elect James J. Landy Mgmt For For For1.8 Elect Maureen Mitchell Mgmt For For For1.9 Elect Patricia M. Nazemetz Mgmt For For For1.10 Elect Richard O'Toole Mgmt For For For1.11 Elect Ralph F. Palleschi Mgmt For For For1.12 Elect Burt Steinberg Mgmt For For For1.13 Elect William E. Whiston Mgmt For For For2 Amendment to the 2015

Omnibus Equity andIncentive Plan

Mgmt For For For

3 Advisory Vote on ExecutiveCompensation

Mgmt For For For

4 Ratification of Auditor Mgmt For For For

SterlingConstructionCompany, Inc.

Ticker Security ID: MeetingDate

MeetingStatus

STRL CUSIP 859241101 05/08/2019 VotedMeetingType

Country of Trade

Annual United States

Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Page 458: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

Mgmt1 Elect Roger A. Cregg Mgmt For For For2 Elect Joseph Cutillo Mgmt For For For3 Elect Marian M Davenport Mgmt For For For4 Elect Raymond F. Messer Mgmt For For For5 Elect Dana C. O'Brien Mgmt For For For6 Elect Charles R. Patton Mgmt For For For7 Elect Milton L. Scott Mgmt For For For8 Elect Thomas M. White Mgmt For For For9 Advisory Vote on Executive

CompensationMgmt For For For

10 Ratification of Auditor Mgmt For For For11 Approval of the 2019

Employee Stock PurchasePlan

Mgmt For For For

Stolt-NielsenLimited

Ticker Security ID: MeetingDate

MeetingStatus

SNI CINS G85080102 04/16/2019 Take NoAction

MeetingType

Country of Trade

Annual BermudaIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Non-Voting Meeting Note N/A N/A TNA N/A2 Non-Voting Meeting Note N/A N/A TNA N/A

Page 459: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

3 Non-Voting Meeting Note N/A N/A TNA N/A4 Allocation of

Profits/DividendsMgmt For TNA N/A

5 Authority to RepurchaseShares

Mgmt For TNA N/A

6 Elect Samuel Cooperman Mgmt For TNA N/A7 Elect Jan Chr Engelhardtsen Mgmt For TNA N/A8 Elect Rolf Habben Jansen Mgmt For TNA N/A9 Elect Hakan Larsson Mgmt For TNA N/A10 Elect Jacob B. Stolt-Nielsen Mgmt For TNA N/A11 Elect Niels G. Stolt-Nielsen Mgmt For TNA N/A12 Elect Tor Olav Troim Mgmt For TNA N/A13 Authority to Fill Board

VacanciesMgmt For TNA N/A

14 Elect Samuel Cooperman asChair

Mgmt For TNA N/A

15 Appointment of Auditor andAuthority to Set Fees

Mgmt For TNA N/A

SynapticsIncorporated

Ticker Security ID: MeetingDate

MeetingStatus

SYNA CUSIP 87157D109 10/30/2018 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt

Page 460: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

1 Elect Jeffrey D. Buchanan Mgmt For For For2 Elect Keith B. Geeslin Mgmt For For For3 Elect James L. Whims Mgmt For For For4 Advisory Vote on Executive

CompensationMgmt For Against Against

5 Ratification of Auditor Mgmt For For For6 Amendment to the 2010

Incentive Compensation PlanMgmt For Against Against

7 Amendment to the 2010Employee Stock PurchasePlan

Mgmt For For For

Synnex CorpTicker Security ID: Meeting

DateMeetingStatus

SNX CUSIP 87162W100 03/15/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1.1 Elect Kevin M. Murai Mgmt For For For1.2 Elect Dwight A. Steffensen Mgmt For For For1.3 Elect Dennis Polk Mgmt For For For1.4 Elect Fred A. Breidenbach Mgmt For For For1.5 Elect LEE Hau Leung Mgmt For For For1.6 Elect MIAU Feng-Chiang Mgmt For Withhold Against1.7 Elect Gregory Quesnel Mgmt For For For1.8 Elect Ann Vezina Mgmt For For For

Page 461: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

1.9 Elect Thomas Wurster Mgmt For For For1.10 Elect Duane E. Zitzner Mgmt For For For1.11 Elect Andrea M. Zulberti Mgmt For For For2 Advisory Vote on Executive

CompensationMgmt For For For

3 Ratification of Auditor Mgmt For For For

Synnex CorpTicker Security ID: Meeting

DateMeetingStatus

SNX CUSIP 87162W100 10/03/2018 VotedMeetingType

Country of Trade

Special United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Merger/Acquisition Mgmt For For For2 Right to Adjourn Meeting Mgmt For For For

Synovus FinancialCorp.

Ticker Security ID: MeetingDate

MeetingStatus

SNV CUSIP 87161C501 04/24/2019 VotedMeetingType

Country of Trade

Annual United States

Page 462: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

Issue No. Description Proponent Mgmt Rec Vote Cast For/AgnstMgmt

1 Elect Tim E. Bentsen Mgmt For For For2 Elect F. Dixon Brooke Jr. Mgmt For For For3 Elect Stephen T. Butler Mgmt For For For4 Elect Elizabeth W. Camp Mgmt For For For5 Elect Diana M. Murphy Mgmt For For For6 Elect Harris Pastides Mgmt For For For7 Elect Joseph J. Prochaska,

Jr.Mgmt For For For

8 Elect John L. Stallworth Mgmt For For For9 Elect Kessel D. Stelling Mgmt For For For10 Elect Barry L. Storey Mgmt For For For11 Elect Teresa White Mgmt For For For12 Advisory Vote on Executive

CompensationMgmt For For For

13 Ratification of Auditor Mgmt For For For

TESSCOTechnologiesIncorporated

Ticker Security ID: MeetingDate

MeetingStatus

TESS CUSIP 872386107 07/18/2018 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt

Page 463: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

1.1 Elect Robert B. Barnhill, Jr. Mgmt For For For1.2 Elect John D. Beletic Mgmt For For For1.3 Elect Jay G. Baitler Mgmt For For For1.4 Elect Paul J. Gaffney Mgmt For For For1.5 Elect Benn R. Konsynski Mgmt For For For1.6 Elect Dennis J. Shaughnessy Mgmt For For For1.7 Elect Murray Wright Mgmt For For For1.8 Elect Morton F. Zifferer, Jr. Mgmt For For For2 Ratification of Auditor Mgmt For For For3 Advisory Vote on Executive

CompensationMgmt For For For

4 Frequency of Advisory Voteon Executive Compensation

Mgmt 3 Years 1 Year Against

The CheesecakeFactoryIncorporated

Ticker Security ID: MeetingDate

MeetingStatus

CAKE CUSIP 163072101 05/30/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Elect David Overton Mgmt For For For2 Elect Edie Ames Mgmt For For For3 Elect Alexander L. Cappello Mgmt For For For4 Elect Jerome I. Kransdorf Mgmt For For For

Page 464: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

5 Elect Laurence B. Mindel Mgmt For For For6 Elect David B. Pittaway Mgmt For For For7 Elect Herbert Simon Mgmt For For For8 Ratification of Auditor Mgmt For For For9 Approval of the 2019 Stock

Incentive PlanMgmt For For For

10 Advisory Vote on ExecutiveCompensation

Mgmt For For For

The Hain CelestialGroup, Inc.

Ticker Security ID: MeetingDate

MeetingStatus

HAIN CUSIP 405217100 12/05/2018 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Elect Celeste A. Clark Mgmt For For For2 Elect Andrew R. Heyer Mgmt For Against Against3 Elect R. Dean Hollis Mgmt For For For4 Elect Shervin J. Korangy Mgmt For For For5 Elect Roger Meltzer Mgmt For Against Against6 Elect Mark Schiller Mgmt For For For7 Elect Jack L. Sinclair Mgmt For For For8 Elect Glenn W. Welling Mgmt For For For9 Elect Dawn M. Zier Mgmt For Against Against

Page 465: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

10 Advisory Vote on ExecutiveCompensation

Mgmt For For For

11 Ratification of Auditor Mgmt For For For

TiVo CorporationTicker Security ID: Meeting

DateMeetingStatus

TIVO CUSIP 88870P106 05/01/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Elect Alan L. Earhart Mgmt For For For2 Elect Eddy W. Hartenstein Mgmt For For For3 Elect James E. Meyer Mgmt For Against Against4 Elect Daniel Moloney Mgmt For For For5 Elect Raghavendra Rau Mgmt For For For6 Elect Glenn W. Welling Mgmt For For For7 Amendment to the 2008

Equity Incentive PlanMgmt For For For

8 Ratification of Auditor Mgmt For For For9 Advisory Vote on Executive

CompensationMgmt For For For

TPG SpecialtyLending, Inc.

Ticker Security ID: Meeting Meeting

Page 466: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

Date Status

TSLX CUSIP 87265K102 05/16/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1.1 Elect Jennifer Gordon Mgmt For For For1.2 Elect John Ross Mgmt For For For2 Ratification of Auditor Mgmt For For For

TPG SpecialtyLending, Inc.

Ticker Security ID: MeetingDate

MeetingStatus

TSLX CUSIP 87265K102 06/14/2019 VotedMeetingType

Country of Trade

Special United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Authority to Sell Shares

Below Net Asset ValueMgmt For For For

Tribune PublishingCompany

Ticker Security ID: MeetingDate

MeetingStatus

Page 467: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

TPCO CUSIP 89609W107 05/15/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1.1 Elect Carol Crenshaw Mgmt For For For1.2 Elect David Dreier Mgmt For For For1.3 Elect Philip G. Franklin Mgmt For For For1.4 Elect Eddy W. Hartenstein Mgmt For For For1.5 Elect Timothy P. Knight Mgmt For For For1.6 Elect Richard A. Reck Mgmt For For For2 Advisory Vote on Executive

CompensationMgmt For For For

3 Ratification of Auditor Mgmt For For For

TriplePoint VentureGrowth BDC Corp.

Ticker Security ID: MeetingDate

MeetingStatus

TPVG CUSIP 89677Y100 04/26/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1.1 Elect Gilbert E. Ahye Mgmt For For For1.2 Elect Steven P. Bird Mgmt For For For

Page 468: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

2 Ratification of Auditor Mgmt For For For

Tronox Holdingsplc

Ticker Security ID: MeetingDate

MeetingStatus

TROX CUSIP G9087Q102 05/22/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Elect Jeffry N. Quinn Mgmt For For For2 Elect Ilan Kaufthal Mgmt For For For3 Elect Mutlaq Al-Morished Mgmt For Against Against4 Elect Vanessa A. Guthrie Mgmt For For For5 Elect Andrew P. Hines Mgmt For For For6 Elect Wayne A. Hinman Mgmt For For For7 Elect Peter B. Johnston Mgmt For For For8 Elect Ginger M. Jones Mgmt For For For9 Elect Stephen J. Jones Mgmt For For For10 Elect Moazzam Khan Mgmt For For For11 Elect Mxolisi Mgojo Mgmt For For For12 Elect Sipho A. Nkosi Mgmt For For For13 Advisory Vote on Executive

CompensationMgmt For For For

14 Ratification of Auditor Mgmt For For For15 Frequency of Advisory Vote

on Executive CompensationMgmt 1 Year 1 Year For

Page 469: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

Tronox LimitedTicker Security ID: Meeting

DateMeetingStatus

TROX CUSIP Q9235V101 03/13/2019 VotedMeetingType

Country of Trade

Special United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Change in Corporate

DomicileMgmt For For For

Turning PointBrands, Inc.

Ticker Security ID: MeetingDate

MeetingStatus

TPB CUSIP 90041L105 05/01/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1.1 Elect Gregory H. A. Baxter Mgmt For For For1.2 Elect H.C. Charles Diao Mgmt For For For1.3 Elect Ashley D. Frushone Mgmt For For For1.4 Elect David Glazek Mgmt For For For

Page 470: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

1.5 Elect Peggy H. Hebard Mgmt For For For1.6 Elect Thomas F. Helms, Jr. Mgmt For For For1.7 Elect Lawrence S. Wexler Mgmt For For For1.8 Elect Arnold Zimmerman Mgmt For For For2 Ratification of Auditor Mgmt For For For

U.S. XpressEnterprises, Inc.

Ticker Security ID: MeetingDate

MeetingStatus

USX CUSIP 90338N202 05/09/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1.1 Elect Jon F. Beizer Mgmt For For For1.2 Elect Edward H. Braman Mgmt For For For1.3 Elect Philip V. Connors Mgmt For For For1.4 Elect Eric Fuller Mgmt For For For1.5 Elect Max L. Fuller Mgmt For For For1.6 Elect Dennis A. Nash Mgmt For For For1.7 Elect Lisa Quinn Pate Mgmt For For For1.8 Elect John C. Rickel Mgmt For For For2 Advisory Vote on Executive

CompensationMgmt For For For

3 Frequency of Advisory Voteon Executive Compensation

Mgmt 1 Year 1 Year For

4 Ratification of Auditor Mgmt For For For

Page 471: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

Umpqua HoldingsCorporation

Ticker Security ID: MeetingDate

MeetingStatus

UMPQ CUSIP 904214103 04/17/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Elect Peggy Y. Fowler Mgmt For For For2 Elect Stephen M. Gambee Mgmt For For For3 Elect James S. Greene Mgmt For For For4 Elect Luis F. Machuca Mgmt For For For5 Elect Cort L. O'Haver Mgmt For For For6 Elect Maria M. Pope Mgmt For Against Against7 Elect John F. Schultz Mgmt For For For8 Elect Susan F. Stevens Mgmt For For For9 Elect Hilliard C. Terry, III Mgmt For For For10 Elect Bryan L. Timm Mgmt For For For11 Elect Anddria Varnado Mgmt For For For12 Ratification of Auditor Mgmt For For For13 Advisory Vote on Executive

CompensationMgmt For For For

Union Bankshares

Page 472: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

Corporation

Ticker Security ID: MeetingDate

MeetingStatus

UBSH CUSIP 90539J109 05/02/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1.1 Elect John C Asbury Mgmt For For For1.2 Elect L. Bradford Armstrong Mgmt For For For1.3 Elect Michael W. Clarke Mgmt For For For1.4 Elect Patrick E. Corbin Mgmt For For For1.5 Elect Daniel I. Hansen Mgmt For For For1.6 Elect Jan S. Hoover Mgmt For For For1.7 Elect W. Tayloe Murphy, Jr. Mgmt For For For1.8 Elect F. Blair Wimbush Mgmt For For For2 Company Name Change Mgmt For For For3 Increase of Authorized

Common StockMgmt For For For

4 Ratification of Auditor Mgmt For For For5 Advisory Vote on Executive

CompensationMgmt For For For

Univest FinancialCorporation

Ticker Security ID: MeetingDate

MeetingStatus

UVSP CUSIP 915271100 04/16/2019 Voted

Page 473: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

MeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1.1 Elect Todd S. Benning Mgmt For For For1.2 Elect Glenn E. Moyer Mgmt For For For1.3 Elect Jeffrey M. Schweitzer Mgmt For For For1.4 Elect Michael L. Turner Mgmt For For For2 Ratification of Auditor Mgmt For For For3 Advisory Vote on Executive

CompensationMgmt For For For

Valmont Industries,Inc.

Ticker Security ID: MeetingDate

MeetingStatus

VMI CUSIP 920253101 04/30/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1.1 Elect Kaj den Daas Mgmt For For For1.2 Elect Catherine James Paglia Mgmt For For For1.3 Elect James B. Milliken Mgmt For For For2 Advisory Vote on Executive

CompensationMgmt For For For

Page 474: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

3 Ratification of Auditor Mgmt For For For

Vectrus, Inc.Ticker Security ID: Meeting

DateMeetingStatus

VEC CUSIP 92242T101 05/16/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Elect Louis J. Giuliano Mgmt For For For2 Elect Mary L. Howell Mgmt For For For3 Elect Eric M. Pillmore Mgmt For For For4 Ratification of Auditor Mgmt For For For5 Allow Shareholders to Amend

the BylawsMgmt For For For

6 Advisory Vote on ExecutiveCompensation

Mgmt For For For

Vermilion EnergyInc.

Ticker Security ID: MeetingDate

MeetingStatus

VET CUSIP 923725105 04/25/2019 VotedMeetingType

Country of Trade

Annual Canada

Page 475: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

Issue No. Description Proponent Mgmt Rec Vote Cast For/AgnstMgmt

1 Board Size Mgmt For For For2.1 Elect Lorenzo Donadeo Mgmt For For For2.2 Elect Carin S. Knickel Mgmt For For For2.3 Elect Stephen P. Larke Mgmt For For For2.4 Elect Loren M. Leiker Mgmt For For For2.5 Elect Larry J. Macdonald Mgmt For For For2.6 Elect Timothy R. Marchant Mgmt For For For2.7 Elect Anthony W. Marino Mgmt For For For2.8 Elect Robert B. Michaleski Mgmt For For For2.9 Elect William B. Roby Mgmt For For For2.10 Elect Catherine L. Williams Mgmt For For For3 Appointment of Auditor and

Authority to Set FeesMgmt For For For

4 Adoption of the DeferredShare Unit Plan

Mgmt For For For

5 Amendment to the VermilionIncentive Plan

Mgmt For For For

6 Amendment to the EmployeeBonus Plan

Mgmt For For For

7 Amendment to the EmployeeShare Savings Plan

Mgmt For For For

8 Amendment to the SecurityBased CompensationArrangement

Mgmt For For For

9 Advisory Vote on ExecutiveCompensation

Mgmt For For For

Page 476: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

VOXX InternationalCorporation

Ticker Security ID: MeetingDate

MeetingStatus

VOXX CUSIP 91829F104 07/19/2018 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1.1 Elect Peter A. Lesser Mgmt For Withhold Against1.2 Elect Denise Waund Gibson Mgmt For Withhold Against1.3 Elect John Adamovich, Jr. Mgmt For Withhold Against1.4 Elect John J. Shalam Mgmt For Withhold Against1.5 Elect Patrick M. Lavelle Mgmt For Withhold Against1.6 Elect Charles M. Stoehr Mgmt For Withhold Against1.7 Elect Ari M. Shalam Mgmt For Withhold Against2 Ratification of Auditor Mgmt For For For

WashingtonFederal, Inc.

Ticker Security ID: MeetingDate

MeetingStatus

WAFD CUSIP 938824109 01/16/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt

Page 477: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

1.1 Elect Thomas J. Kelley Mgmt For For For1.2 Elect Barbara L. Smith Mgmt For For For2 Advisory Vote on Executive

CompensationMgmt For For For

3 Ratification of Auditor Mgmt For For For

WescoInternational, Inc.

Ticker Security ID: MeetingDate

MeetingStatus

WCC CUSIP 95082P105 05/30/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1.1 Elect John J. Engel Mgmt For For For1.2 Elect Matthew J. Espe Mgmt For For For1.3 Elect Bobby J. Griffin Mgmt For For For1.4 Elect John K. Morgan Mgmt For For For1.5 Elect Steven A. Raymund Mgmt For For For1.6 Elect James L. Singleton Mgmt For For For1.7 Elect Easwaran Sundaram Mgmt For For For1.8 Elect Lynn M. Utter Mgmt For For For2 Advisory Vote on Executive

CompensationMgmt For For For

3 Ratification of Auditor Mgmt For For For

Page 478: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

Western AllianceBancorporation

Ticker Security ID: MeetingDate

MeetingStatus

WAL CUSIP 957638109 06/04/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Elect Bruce Beach Mgmt For For For2 Elect Howard N. Gould Mgmt For For For3 Elect Steven J. Hilton Mgmt For Against Against4 Elect Marianne Boyd

JohnsonMgmt For For For

5 Elect Robert P. Latta Mgmt For For For6 Elect Todd Marshall Mgmt For For For7 Elect Adriane C. McFetridge Mgmt For For For8 Elect James E. Nave Mgmt For For For9 Elect Michael Patriarca Mgmt For For For10 Elect Robert G. Sarver Mgmt For For For11 Elect Donald D. Snyder Mgmt For For For12 Elect Sung Won Sohn Mgmt For For For13 Elect Kenneth A. Vecchione Mgmt For For For14 Advisory Vote on Executive

CompensationMgmt For For For

15 Ratification of Auditor Mgmt For For For

Page 479: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

Willdan Group, Inc.Ticker Security ID: Meeting

DateMeetingStatus

WLDN CUSIP 96924N100 06/13/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1.1 Elect Thomas D. Brisbin Mgmt For For For1.2 Elect Steven A. Cohen Mgmt For For For1.3 Elect Robert Conway Mgmt For For For1.4 Elect Debra G. Coy Mgmt For For For1.5 Elect Raymond W.

HoldsworthMgmt For For For

1.6 Elect Douglas J. McEachern Mgmt For For For1.7 Elect Dennis V. McGinn Mgmt For For For1.8 Elect Keith W. Renken Mgmt For For For1.9 Elect Mohammed

ShahidehpourMgmt For For For

2 Ratification of Auditor Mgmt For For For3 Advisory Vote on Executive

CompensationMgmt For For For

4 Frequency of Advisory Voteon Executive Compensation

Mgmt 1 Year 1 Year For

5 Approval of Amendment tothe 2008 PerformanceIncentive Plan

Mgmt For Against Against

Page 480: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

William LyonHomes

Ticker Security ID: MeetingDate

MeetingStatus

WLH CUSIP 552074700 05/08/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1.1 Elect Douglas K. Ammerman Mgmt For For For1.2 Elect Eric T. Anderson Mgmt For For For1.3 Elect Thomas F. Harrison Mgmt For For For1.4 Elect Gary H. Hunt Mgmt For For For1.5 Elect William H. Lyon Mgmt For For For1.6 Elect Lynn Carlson Schell Mgmt For For For1.7 Elect Matthew R. Zaist Mgmt For For For2 Advisory Vote on Executive

CompensationMgmt For For For

3 Ratification of Auditor Mgmt For For For

WillScotCorporation

Ticker Security ID: MeetingDate

MeetingStatus

WSC CUSIP 971375126 06/18/2019 VotedMeetingType

Country of Trade

Annual United States

Page 481: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

Issue No. Description Proponent Mgmt Rec Vote Cast For/AgnstMgmt

1.1 Elect Gerard E. Holthaus Mgmt For Withhold Against1.2 Elect Rebecca L. Owen Mgmt For Withhold Against2 Ratification of Auditor Mgmt For For For

WinnebagoIndustries, Inc.

Ticker Security ID: MeetingDate

MeetingStatus

WGO CUSIP 974637100 12/11/2018 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1.1 Elect Maria F. Blase Mgmt For For For1.2 Elect Christopher J. Braun Mgmt For For For1.3 Elect David W. Miles Mgmt For For For2 Advisory Vote on Executive

CompensationMgmt For For For

3 2019 Omnibus Incentive Plan Mgmt For For For4 Ratification of Auditor Mgmt For For For

Wintrust FinancialCorporation

Ticker Security ID: MeetingDate

MeetingStatus

Page 482: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

WTFC CUSIP 97650W108 05/23/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Elect Peter D. Crist Mgmt For For For2 Elect Bruce K. Crowther Mgmt For For For3 Elect William J. Doyle Mgmt For For For4 Elect Marla F. Glabe Mgmt For For For5 Elect H. Patrick Hackett, Jr. Mgmt For For For6 Elect Scott K. Heitmann Mgmt For For For7 Elect Deborah L. Hall Lefevre Mgmt For For For8 Elect Christopher J. Perry Mgmt For For For9 Elect Ingrid S. Stafford Mgmt For For For10 Elect Gary D. Sweeney Mgmt For For For11 Elect Karin Gustafson Teglia Mgmt For For For12 Elect Edward J. Wehmer Mgmt For For For13 Advisory Vote on Executive

CompensationMgmt For For For

14 Ratification of Auditor Mgmt For For For

Registrant : Putnam Investment Funds

Page 483: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

Fund Name : Putnam Sustainable Future FundDate of fiscal yearend:

04/30

Adidas AGTicker Security ID: Meeting

DateMeetingStatus

ADS CINS D0066B185 05/09/2019 VotedMeetingType

Country of Trade

Annual GermanyIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Non-Voting Meeting Note N/A N/A N/A N/A2 Non-Voting Meeting Note N/A N/A N/A N/A3 Non-Voting Meeting Note N/A N/A N/A N/A4 Non-Voting Meeting Note N/A N/A N/A N/A5 Non-Voting Agenda Item N/A N/A N/A N/A6 Allocation of

Profits/DividendsMgmt For For For

7 Ratification of ManagementBoard Acts

Mgmt For For For

8 Ratification of SupervisoryBoard Acts

Mgmt For For For

9 Elect Ian Gallienne Mgmt For Against Against10 Elect Herbert Kauffmann Mgmt For Against Against11 Elect Igor Landau Mgmt For Against Against12 Elect Kathrin Menges Mgmt For Against Against13 Elect Nassef Sawiris Mgmt For Against Against

Page 484: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

14 Elect Dr. Thomas Rabe Mgmt For Against Against

15 Elect Bodo Uebber Mgmt For Against Against16 Elect Jing Ulrich Mgmt For Against Against17 Increase in Authorised

CapitalMgmt For For For

18 Cancellation of ConditionalCapital 2010

Mgmt For For For

19 Appointment of Auditor Mgmt For For For

Adobe Inc.Ticker Security ID: Meeting

DateMeetingStatus

ADBE CUSIP 00724F101 04/11/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Elect Amy L. Banse Mgmt For For For2 Elect Frank A. Calderoni Mgmt For Against Against3 Elect James E. Daley Mgmt For For For4 Elect Laura B. Desmond Mgmt For For For5 Elect Charles M. Geschke Mgmt For For For6 Elect Shantanu Narayen Mgmt For For For7 Elect Kathleen Oberg Mgmt For For For8 Elect Dheeraj Pandey Mgmt For For For9 Elect David A. Ricks Mgmt For Against Against10 Elect Daniel Rosensweig Mgmt For For For

Page 485: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

11 Elect John E. Warnock Mgmt For For For12 2019 Equity Incentive Plan Mgmt For For For13 Ratification of Auditor Mgmt For For For14 Advisory Vote on Executive

CompensationMgmt For For For

15 Shareholder ProposalRegarding Median GenderPay Equity Report

ShrHoldr Against Against For

Alphabet Inc.Ticker Security ID: Meeting

DateMeetingStatus

GOOGL CUSIP 02079K305 06/19/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1.1 Elect Larry Page Mgmt For For For1.2 Elect Sergey Brin Mgmt For For For1.3 Elect John L. Hennessy Mgmt For For For1.4 Elect L. John Doerr Mgmt For For For1.5 Elect Roger W. Ferguson, Jr. Mgmt For For For1.6 Elect Ann Mather Mgmt For Withhold Against1.7 Elect Alan R. Mulally Mgmt For For For1.8 Elect Sundar Pichai Mgmt For For For1.9 Elect K. Ram Shriram Mgmt For For For1.10 Elect Robin L. Washington Mgmt For For For2 Ratification of Auditor Mgmt For For For

Page 486: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

3 Amendment to the 2012Stock Plan

Mgmt For For For

4 Shareholder ProposalRegarding Recapitalization

ShrHoldr Against Against For

5 Shareholder ProposalRegarding Policy onInequitable EmploymentPractices

ShrHoldr Against For Against

6 Shareholder ProposalRegarding Formation of aSocietal Risk OversightCommittee

ShrHoldr Against Against For

7 Shareholder ProposalRegarding Preparation ofSexual Harassment Report

ShrHoldr Against Against For

8 Shareholder ProposalRegarding Majority Vote forElection of Directors

ShrHoldr Against For Against

9 Shareholder ProposalRegarding Median GenderPay Equity Report

ShrHoldr Against Against For

10 Shareholder ProposalRegarding StrategicAlternatives Committee

ShrHoldr Against Against For

11 Shareholder ProposalRegarding EmployeeRepresentative Director

ShrHoldr Against Against For

12 Shareholder ProposalRegarding Simple MajorityVote

ShrHoldr Against For Against

13 Shareholder ProposalRegarding Linking ExecutivePay to Sustainability

ShrHoldr Against Against For

14 Shareholder Proposal ShrHoldr Against Against For

Page 487: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

Regarding Human RightsAssessment on Impacts ofCensored Google Search inChina

15 Shareholder ProposalRegarding Clawback Policy

ShrHoldr Against For Against

16 Shareholder ProposalRegarding a Report on theEfficacy of Enforcement ofContent Policies

ShrHoldr Against For Against

Applied Materials,Inc.

Ticker Security ID: MeetingDate

MeetingStatus

AMAT CUSIP 038222105 03/07/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Elect Judy Bruner Mgmt For For For2 Elect Eric Chen Mgmt For For For3 Elect Aart J. de Geus Mgmt For For For4 Elect Gary E. Dickerson Mgmt For For For5 Elect Stephen R. Forrest Mgmt For For For6 Elect Thomas J. Iannotti Mgmt For For For7 Elect Alexander A. Karsner Mgmt For For For8 Elect Adrianna C. Ma Mgmt For For For9 Elect Scott A. McGregor Mgmt For For For

Page 488: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

10 Elect Dennis D. Powell Mgmt For For For11 Advisory Vote on Executive

CompensationMgmt For For For

12 Ratification of Auditor Mgmt For For For13 Shareholder Proposal

Regarding Right to Act byWritten Consent

ShrHoldr Against Against For

ASML Holding N.V.Ticker Security ID: Meeting

DateMeetingStatus

ASML CUSIP N07059210 04/24/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Accounts and Reports Mgmt For For For2 Allocation of

Profits/DividendsMgmt For For For

3 Ratification of ManagementBoard Acts

Mgmt For For For

4 Ratification of SupervisoryBoard Acts

Mgmt For For For

5 Amendments toRemuneration Policy

Mgmt For For For

6 Long Term Incentive Plan;Authority to Issue Shares

Mgmt For For For

7 Elect Gerard Kleisterlee tothe Supervisory Board

Mgmt For For For

Page 489: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

8 Elect Annet P. Aris to theSupervisory Board

Mgmt For For For

9 Elect Rolf-Dieter Schwalb tothe Supervisory Board

Mgmt For For For

10 Elect W. Ziebart to theSupervisory Board

Mgmt For For For

11 Supervisory Board Fees Mgmt For For For12 Appointment of Auditor Mgmt For For For13 Authority to Issue Shares w/

Preemptive RightsMgmt For For For

14 Authority to SuppressPreemptive Rights

Mgmt For For For

15 Authority to Issue Shares w/Preemptive Rights inconnection with mergers,acquisitions and alliances

Mgmt For For For

16 Authority to SuppressPreemptive Rights inconnection with mergers,acquisitions and alliances

Mgmt For For For

17 Authority to RepurchaseOrdinary Shares

Mgmt For For For

18 Authority to RepurchaseAdditional Ordinary Shares

Mgmt For For For

19 Authority to CancelRepurchased Shares

Mgmt For For For

Ball CorporationTicker Security ID: Meeting

DateMeetingStatus

BLL CUSIP 058498106 04/24/2019 Voted

Page 490: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

MeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1.1 Elect Daniel J. Heinrich Mgmt For For For1.2 Elect Georgia R. Nelson Mgmt For For For1.3 Elect Cynthia A. Niekamp Mgmt For For For2 Ratification of Auditor Mgmt For For For3 Advisory Vote on Executive

CompensationMgmt For For For

Bandwidth Inc.Ticker Security ID: Meeting

DateMeetingStatus

BAND CUSIP 05988J103 05/16/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1.1 Elect John C. Murdock Mgmt For Withhold Against1.2 Elect Douglas Suriano Mgmt For Withhold Against2 Ratification of Auditor Mgmt For For For

Becton, Dickinsonand Company

Ticker Security ID: Meeting Meeting

Page 491: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

Date StatusBDX CUSIP 075887109 01/22/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Elect Catherine M. Burzik Mgmt For For For2 Elect R. Andrew Eckert Mgmt For For For3 Elect Vincent A. Forlenza Mgmt For For For4 Elect Claire M. Fraser Mgmt For For For5 Elect Jeffrey W. Henderson Mgmt For For For6 Elect Christopher Jones Mgmt For For For7 Elect Marshall O. Larsen Mgmt For For For8 Elect David F. Melcher Mgmt For For For9 Elect Claire Pomeroy Mgmt For For For10 Elect Rebecca W. Rimel Mgmt For For For11 Elect Timothy M. Ring Mgmt For For For12 Elect Bertram L. Scott Mgmt For For For13 Ratification of Auditor Mgmt For For For14 Advisory Vote on Executive

CompensationMgmt For For For

15 Elimination of SupermajorityRequirement

Mgmt For For For

Bio-RadLaboratories, Inc.

Ticker Security ID: MeetingDate

MeetingStatus

Page 492: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

BIO CUSIP 090572207 04/29/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Elect Arnold A. Pinkston Mgmt For Against Against2 Elect Melinda Litherland Mgmt For Against Against3 Ratification of Auditor Mgmt For For For

BlackRock, Inc.Ticker Security ID: Meeting

DateMeetingStatus

BLK CUSIP 09247X101 05/23/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Elect Bader Mohammad Al

SaadMgmt For For For

2 Elect Mathis Cabiallavetta Mgmt For For For3 Elect Pamela Daley Mgmt For For For4 Elect William S. Demchak Mgmt For For For5 Elect Jessica P. Einhorn Mgmt For For For6 Elect Laurence D. Fink Mgmt For For For7 Elect William E. Ford Mgmt For For For8 Elect Fabrizio Freda Mgmt For For For

Page 493: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

9 Elect Murry S. Gerber Mgmt For For For10 Elect Margaret L. Johnson Mgmt For For For11 Elect Robert S. Kapito Mgmt For For For12 Elect Cheryl D. Mills Mgmt For For For13 Elect Gordon M. Nixon Mgmt For For For14 Elect Charles H. Robbins Mgmt For For For15 Elect Ivan G. Seidenberg Mgmt For For For16 Elect Marco Antonio Slim

DomitMgmt For For For

17 Elect Susan L. Wagner Mgmt For For For18 Elect Mark Wilson Mgmt For For For19 Advisory Vote on Executive

CompensationMgmt For For For

20 Ratification of Auditor Mgmt For For For21 Shareholder Proposal

Regarding Lobbying ReportShrHoldr Against Against For

22 Shareholder ProposalRegarding Simple MajorityVote

ShrHoldr Against Against For

Bluebird bio IncTicker Security ID: Meeting

DateMeetingStatus

BLUE CUSIP 09609G100 06/06/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt

Page 494: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

1 Elect Wendy L. Dixon Mgmt For Against Against2 Elect David P. Schenkein Mgmt For For For3 Advisory Vote on Executive

CompensationMgmt For For For

4 Ratification of Auditor Mgmt For For For

Chipotle MexicanGrill, Inc.

Ticker Security ID: MeetingDate

MeetingStatus

CMG CUSIP 169656105 05/21/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1.1 Elect Albert S. Baldocchi Mgmt For For For1.2 Elect Paul T. Cappuccio Mgmt For For For1.3 Elect Steve Ells Mgmt For For For1.4 Elect Patricia Fili-Krushel Mgmt For For For1.5 Elect Neil Flanzraich Mgmt For For For1.6 Elect Robin Hickenlooper Mgmt For For For1.7 Elect Scott H. Maw Mgmt For For For1.8 Elect Ali Namvar Mgmt For For For1.9 Elect Brian Niccol Mgmt For For For1.10 Elect Matthew H. Paull Mgmt For For For2 Advisory Vote on Executive

CompensationMgmt For For For

3 Ratification of Auditor Mgmt For For For

Page 495: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

Chr.HansenHolding A/S

Ticker Security ID: MeetingDate

MeetingStatus

CHR CINS K1830B107 11/29/2018 Take NoAction

MeetingType

Country of Trade

Annual DenmarkIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Non-Voting Meeting Note N/A N/A TNA N/A2 Non-Voting Meeting Note N/A N/A TNA N/A3 Non-Voting Meeting Note N/A N/A TNA N/A4 Non-Voting Agenda Item N/A N/A TNA N/A5 Accounts and Reports Mgmt For TNA N/A6 Allocation of

Profits/DividendsMgmt For TNA N/A

7 Directors' Fees Mgmt For TNA N/A8 Amendments to Articles

Regarding CompanyAnnouncements

Mgmt For TNA N/A

9 Elect Dominique Reiniche Mgmt For TNA N/A10 Elect Jesper Brandgaard Mgmt For TNA N/A11 Elect Luis Cantarell Mgmt For TNA N/A12 Elect Heidi Kleinbach-Sauter Mgmt For TNA N/A13 Elect Niels Peder Nielsen Mgmt For TNA N/A14 Elect Kristian Villumsen Mgmt For TNA N/A

Page 496: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

15 Elect Mark Wilson Mgmt For TNA N/A16 Appointment of Auditor Mgmt For TNA N/A17 Authority to Carry Out

FormalitiesMgmt For TNA N/A

18 Non-Voting Meeting Note N/A N/A TNA N/A

Clovis Oncology,Inc.

Ticker Security ID: MeetingDate

MeetingStatus

CLVS CUSIP 189464100 06/06/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1.1 Elect Brian G. Atwood Mgmt For For For1.2 Elect James C. Blair Mgmt For For For1.3 Elect Richard A. Fair Mgmt For For For1.4 Elect Paul H. Klingenstein Mgmt For For For2 Increase of Authorized

Common StockMgmt For For For

3 Advisory Vote on ExecutiveCompensation

Mgmt For For For

4 Ratification of Auditor Mgmt For For For

DanaherCorporation

Page 497: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

Ticker Security ID: MeetingDate

MeetingStatus

DHR CUSIP 235851102 05/07/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Elect Donald J. Ehrlich Mgmt For For For2 Elect Linda P. Hefner Filler Mgmt For For For3 Elect Thomas P. Joyce, Jr. Mgmt For For For4 Elect Teri List-Stoll Mgmt For For For5 Elect Walter G. Lohr, Jr. Mgmt For For For6 Elect Mitchell P. Rales Mgmt For For For7 Elect Steven M. Rales Mgmt For For For8 Elect John T. Schwieters Mgmt For For For9 Elect Alan G. Spoon Mgmt For Against Against10 Elect Raymond C. Stevens Mgmt For For For11 Elect Elias A. Zerhouni Mgmt For For For12 Ratification of Auditor Mgmt For For For13 Advisory Vote on Executive

CompensationMgmt For For For

14 Shareholder ProposalRegarding IndependentBoard Chair

ShrHoldr Against Against For

DocuSign, Inc.Ticker Security ID: Meeting Meeting

Page 498: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

Date StatusDOCU CUSIP 256163106 06/17/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1.1 Elect Daniel D. Springer Mgmt For For For1.2 Elect Blake J. Irving Mgmt For For For2 Ratification of Auditor Mgmt For For For

DXC TechnologyCompany

Ticker Security ID: MeetingDate

MeetingStatus

DXC CUSIP 23355L106 08/15/2018 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Elect Mukesh Aghi Mgmt For For For2 Elect Amy E. Alving Mgmt For Against Against3 Elect David L. Herzog Mgmt For For For4 Elect Sachin S. Lawande Mgmt For For For5 Elect J. Michael Lawrie Mgmt For For For6 Elect Mary Louise Krakauer Mgmt For For For7 Elect Julio A. Portalatin Mgmt For For For8 Elect Peter Rutland Mgmt For For For

Page 499: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

9 Elect Manoj P. Singh Mgmt For For For10 Elect Robert F. Woods Mgmt For For For11 Ratification of Auditor Mgmt For For For12 Advisory Vote on Executive

CompensationMgmt For For For

Ecolab, Inc.Ticker Security ID: Meeting

DateMeetingStatus

ECL CUSIP 278865100 05/02/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Elect Douglas M. Baker, Jr. Mgmt For For For2 Elect Shari L Ballard Mgmt For For For3 Elect Barbara J. Beck Mgmt For For For4 Elect Leslie S. Biller Mgmt For For For5 Elect Jeffrey M. Ettinger Mgmt For For For6 Elect Arthur J. Higgins Mgmt For Against Against7 Elect Michael Larson Mgmt For For For8 Elect David W. MacLennan Mgmt For For For9 Elect Tracy B. McKibben Mgmt For For For10 Elect Lionel L. Nowell, III Mgmt For For For11 Elect Victoria J. Reich Mgmt For For For12 Elect Suzanne M. Vautrinot Mgmt For For For

13 Elect John J. Zillmer Mgmt For For For

Page 500: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

14 Ratification of Auditor Mgmt For For For15 Advisory Vote on Executive

CompensationMgmt For For For

16 Shareholder ProposalRegarding Independent Chair

ShrHoldr Against Against For

EdwardsLifesciencesCorporation

Ticker Security ID: MeetingDate

MeetingStatus

EW CUSIP 28176E108 05/08/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Elect Michael A. Mussallem Mgmt For For For2 Elect Kieran T. Gallahue Mgmt For For For3 Elect Leslie Stone Heisz Mgmt For For For4 Elect William J. Link Mgmt For For For5 Elect Steven R. Loranger Mgmt For For For6 Elect Martha H. Marsh Mgmt For For For7 Elect Wesley W. von Schack Mgmt For For For8 Elect Nicholas J. Valeriani Mgmt For For For9 Advisory Vote on Executive

CompensationMgmt For For For

10 Ratification of Auditor Mgmt For For For

Page 501: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

11 Shareholder ProposalRegarding Independent Chair

ShrHoldr Against Against For

EurazeoTicker Security ID: Meeting

DateMeetingStatus

RF CINS F3296A108 04/25/2019 VotedMeetingType

Country of Trade

Mix FranceIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Non-Voting Meeting Note N/A N/A N/A N/A2 Non-Voting Meeting Note N/A N/A N/A N/A3 Non-Voting Meeting Note N/A N/A N/A N/A4 Non-Voting Meeting Note N/A N/A N/A N/A5 Accounts and Reports Mgmt For For For6 Allocation of

Profits/DividendsMgmt For For For

7 Consolidated Accounts andReports

Mgmt For For For

8 Special Auditors Report onRegulated Agreements

Mgmt For For For

9 Elect Francoise Mercadal-Delasalles

Mgmt For Against Against

10 Remuneration Policy(Supervisory Board)

Mgmt For For For

11 Remuneration Policy(Management Board)

Mgmt For For For

12 Remuneration of Michel Mgmt For For For

Page 502: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

David-Weill, SupervisoryBoard Chair

13 Remuneration of VirginieMorgon, Management BoardChair

Mgmt For For For

14 Remuneration of PhilippeAudouin, Management BoardMember

Mgmt For For For

15 Remuneration of NicolasHuet, Management BoardMember

Mgmt For For For

16 Remuneration of OlivierMillet, Management BoardMember

Mgmt For For For

17 Remuneration of PatrickSayer, Former ManagementBoard Chair

Mgmt For For For

18 Non-Compete Agreement(Management BoardMembers)

Mgmt For For For

19 Authority to Repurchase andReissue Shares

Mgmt For For For

20 Authority to Cancel Sharesand Reduce Capital

Mgmt For For For

21 Authority to Grant StockOptions

Mgmt For For For

22 Authority to IssuePerformance Shares

Mgmt For For For

23 Employee Stock PurchasePlan

Mgmt For For For

24 Authority to Issue Warrantsas a Takeover Defense

Mgmt For Against Against

25 Authorisation of Legal Mgmt For For For

Page 503: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

Formalities

Eventbrite, Inc.Ticker Security ID: Meeting

DateMeetingStatus

EB CUSIP 29975E109 06/07/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1.1 Elect Roelof F. Botha Mgmt For For For1.2 Elect Andrew Dreskin

(Nominee Withdrawn)Mgmt For For For

1.3 Elect Jane Lauder Mgmt For For For1.4 Elect Steffan C. Tomlinson Mgmt For For For2 Ratification of Auditor Mgmt For For For

Everbridge, Inc.Ticker Security ID: Meeting

DateMeetingStatus

EVBG CUSIP 29978A104 05/17/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1.1 Elect Richard A. D'Amore Mgmt For For For

Page 504: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

1.2 Elect Bruns H. Grayson Mgmt For For For2 Ratification of Auditor Mgmt For For For3 Advisory Vote on Executive

CompensationMgmt For For For

4 Frequency of Advisory Voteon Executive Compensation

Mgmt 1 Year 1 Year For

First Republic BankTicker Security ID: Meeting

DateMeetingStatus

FRC CUSIP 33616C100 05/14/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Elect James H. Herbert, II Mgmt For For For2 Elect Katherine August-

deWildeMgmt For For For

3 Elect Thomas J. Barrack, Jr. Mgmt For For For4 Elect Hafize Gaye Erkan Mgmt For For For5 Elect Frank J. Fahrenkopf, Jr. Mgmt For For For6 Elect Boris Groysberg Mgmt For For For7 Elect Sandra R. Hernandez,

M.D.Mgmt For For For

8 Elect Pamela J. Joyner Mgmt For For For9 Elect Reynold Levy Mgmt For For For10 Elect Duncan L. Niederauer Mgmt For For For

Page 505: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

11 Elect George G. C. Parker Mgmt For For For12 Ratification of Auditor Mgmt For For For13 Advisory Vote on Executive

CompensationMgmt For Against Against

First Solar, Inc.Ticker Security ID: Meeting

DateMeetingStatus

FSLR CUSIP 336433107 05/15/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Elect Michael J. Ahearn Mgmt For For For2 Elect Sharon L. Allen Mgmt For For For3 Elect Richard D. Chapman Mgmt For For For4 Elect George A. Hambro Mgmt For For For5 Elect Molly E. Joseph Mgmt For For For6 Elect Craig Kennedy Mgmt For For For7 Elect William J. Post Mgmt For For For8 Elect Paul H. Stebbins Mgmt For For For9 Elect Michael T. Sweeney Mgmt For For For10 Elect Mark Widmar Mgmt For For For11 Ratification of Auditor Mgmt For For For

Fortive Corporation

Page 506: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

Ticker Security ID: MeetingDate

MeetingStatus

FTV CUSIP 34959J108 06/04/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Elect Mitchell P. Rales Mgmt For For For2 Elect Steven M. Rales Mgmt For For For3 Elect Jeannine Sargent Mgmt For For For4 Elect Alan G. Spoon Mgmt For Against Against5 Ratification of Auditor Mgmt For For For6 Advisory Vote on Executive

CompensationMgmt For For For

7 Elimination of SupermajorityRequirement

Mgmt For For For

Galapagos NVTicker Security ID: Meeting

DateMeetingStatus

GLPG CUSIP 36315X101 04/30/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Accounts and Reports;

Allocation of lossesMgmt For For For

Page 507: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

2 Remuneration Report Mgmt For Against Against3 Ratification of Board and

Auditor's ActsMgmt For For For

4 Authority to Set Auditor'sFees

Mgmt For For For

5 Elect Peter Guenter to theBoard of Directors

Mgmt For For For

6 Directors' Fees Mgmt For For For7 Warrant Plan 2019 Mgmt For For For8 Change in Control Clause Mgmt For Against Against

GoDaddy Inc.Ticker Security ID: Meeting

DateMeetingStatus

GDDY CUSIP 380237107 06/04/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1.1 Elect Caroline F. Donahue Mgmt For For For1.2 Elect Charles J. Robel Mgmt For For For1.3 Elect Scott W. Wagner Mgmt For For For2 Ratification of Auditor Mgmt For For For3 Advisory Vote on Executive

CompensationMgmt For For For

Page 508: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

HealthEquity, Inc.Ticker Security ID: Meeting

DateMeetingStatus

HQY CUSIP 42226A107 06/27/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1.1 Elect Robert W. Selander Mgmt For For For1.2 Elect Jon Kessler Mgmt For For For1.3 Elect Stephen D. Neeleman Mgmt For For For1.4 Elect Frank A. Corvino Mgmt For For For1.5 Elect Adrian T. Dillon Mgmt For For For1.6 Elect Evelyn S. Dilsaver Mgmt For For For1.7 Elect Debra McCowan Mgmt For For For1.8 Elect Frank T. Medici Mgmt For For For1.9 Elect Ian Sacks Mgmt For For For1.10 Elect Gayle Wellborn Mgmt For For For2 Ratification of Auditor Mgmt For For For3 Advisory Vote on Executive

CompensationMgmt For For For

Interface, Inc.Ticker Security ID: Meeting

DateMeetingStatus

TILE CUSIP 458665304 05/13/2019 VotedMeetingType

Country of Trade

Page 509: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

Annual United States

Issue No. Description Proponent Mgmt Rec Vote Cast For/AgnstMgmt

1.1 Elect John P. Burke Mgmt For For For1.2 Elect Andrew B. Cogan Mgmt For Withhold Against1.3 Elect Jay D. Gould Mgmt For For For1.4 Elect Daniel T. Hendrix Mgmt For For For1.5 Elect Christopher G.

KennedyMgmt For For For

1.6 Elect Catherine M. Kilbane Mgmt For For For1.7 Elect K. David Kohler Mgmt For For For1.8 Elect James B. Miller, Jr. Mgmt For Withhold Against1.9 Elect Sheryl D. Palmer Mgmt For For For2 Advisory Vote on Executive

CompensationMgmt For For For

3 Ratification of Auditor Mgmt For For For

JazzPharmaceuticalsPublic LimitedCompany

Ticker Security ID: MeetingDate

MeetingStatus

JAZZ CUSIP G50871105 08/02/2018 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt

Page 510: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

1 Elect Peter Gray Mgmt For For For2 Elect Kenneth W. O'Keefe Mgmt For For For3 Elect Elmar Schnee Mgmt For For For4 Elect Catherine A. Sohn Mgmt For For For5 Appointment of Auditor and

Authority to Set FeesMgmt For For For

6 Advisory Vote on ExecutiveCompensation

Mgmt For For For

7 Frequency of Advisory Voteon Executive Compensation

Mgmt 1 Year 1 Year For

MastercardIncorporated

Ticker Security ID: MeetingDate

MeetingStatus

MA CUSIP 57636Q104 06/25/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Elect Richard

HaythornthwaiteMgmt For For For

2 Elect Ajay Banga Mgmt For For For3 Elect David R. Carlucci Mgmt For For For4 Elect Richard K. Davis Mgmt For For For5 Elect Steven J. Freiberg Mgmt For For For6 Elect Julius Genachowski Mgmt For For For7 Elect Choon Phong Goh Mgmt For For For

Page 511: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

8 Elect Merit E. Janow Mgmt For For For9 Elect Oki Matsumoto Mgmt For For For10 Elect Youngme E. Moon Mgmt For For For11 Elect Rima Qureshi Mgmt For For For12 Elect Jose Octavio Reyes

LagunesMgmt For For For

13 Elect Gabrielle Sulzberger Mgmt For For For14 Elect Jackson P. Tai Mgmt For For For15 Elect Lance Uggla Mgmt For For For16 Advisory Vote on Executive

CompensationMgmt For For For

17 Ratification of Auditor Mgmt For For For18 Shareholder Proposal

Regarding Median GenderPay Equity Report

ShrHoldr Against Against For

19 Shareholder ProposalRegarding Formation of aHuman Rights Committee

ShrHoldr Against Against For

MSCI Inc.Ticker Security ID: Meeting

DateMeetingStatus

MSCI CUSIP 55354G100 04/25/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Elect Henry A. Fernandez Mgmt For For For

Page 512: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

2 Elect Robert G. Ashe Mgmt For For For3 Elect Benjamin F. duPont Mgmt For For For4 Elect Wayne Edmunds Mgmt For For For5 Elect Alice W. Handy Mgmt For For For6 Elect Catherine R. Kinney Mgmt For For For7 Elect Jacques P. Perold Mgmt For For For8 Elect Linda H. Riefler Mgmt For For For9 Elect George W. Siguler Mgmt For For For10 Elect Marcus L. Smith Mgmt For For For11 Advisory Vote on Executive

CompensationMgmt For For For

12 Ratification of Auditor Mgmt For For For

NextEra Energy,Inc.

Ticker Security ID: MeetingDate

MeetingStatus

NEE CUSIP 65339F101 05/23/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Elect Sherry S. Barrat Mgmt For For For2 Elect James L. Camaren Mgmt For For For3 Elect Kenneth B. Dunn Mgmt For For For4 Elect Naren K. Gursahaney Mgmt For For For5 Elect Kirk S. Hachigian Mgmt For For For

Page 513: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

6 Elect Toni Jennings Mgmt For For For7 Elect Amy B. Lane Mgmt For For For8 Elect James L. Robo Mgmt For For For9 Elect Rudy E. Schupp Mgmt For For For10 Elect John L. Skolds Mgmt For For For11 Elect William H. Swanson Mgmt For For For12 Elect Hansel E. Tookes II Mgmt For For For13 Elect Darryl L. Wilson Mgmt For For For14 Ratification of Auditor Mgmt For For For15 Advisory Vote on Executive

CompensationMgmt For For For

16 Shareholder ProposalRegarding PoliticalContributions andExpenditures Report

ShrHoldr Against For Against

Novozymes A/STicker Security ID: Meeting

DateMeetingStatus

NZYMB CINS K7317J133 02/27/2019 Take NoAction

MeetingType

Country of Trade

Annual DenmarkIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Non-Voting Meeting Note N/A N/A TNA N/A2 Non-Voting Meeting Note N/A N/A TNA N/A3 Non-Voting Meeting Note N/A N/A TNA N/A

Page 514: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

4 Non-Voting Agenda Item N/A N/A TNA N/A5 Presentation of Accounts and

ReportsMgmt For TNA N/A

6 Allocation ofProfits/Dividends

Mgmt For TNA N/A

7 Directors' Fees Mgmt For TNA N/A8 Elect Jorgen Buhl

RasmussenMgmt For TNA N/A

9 Elect Agnete Raaschou-Nielsen

Mgmt For TNA N/A

10 Elect Lars Green Mgmt For TNA N/A11 Elect Kasim Kutay Mgmt For TNA N/A12 Elect Kim Stratton Mgmt For TNA N/A13 Elect Mathias Uhlen Mgmt For TNA N/A14 Appointment of Auditor Mgmt For TNA N/A15 Authority to Issue Shares w/

or w/o Preemptive RightsMgmt For TNA N/A

16 Cancellation of Shares Mgmt For TNA N/A17 Authority to Repurchase

SharesMgmt For TNA N/A

18 Authority to Carry OutFormalities

Mgmt For TNA N/A

19 Non-Voting Meeting Note N/A N/A TNA N/A

NXPSemiconductorsN.V.

Ticker Security ID: MeetingDate

MeetingStatus

NXPI CUSIP N6596X109 06/17/2019 Voted

Page 515: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

MeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Accounts and Reports Mgmt For For For2 Ratification of Board Acts Mgmt For For For3 Elect Richard L. Clemmer Mgmt For For For4 Elect Peter L. Bonfield Mgmt For For For5 Elect Kenneth A. Goldman Mgmt For Against Against6 Elect Josef Kaeser Mgmt For For For7 Elect Lena Olving Mgmt For For For8 Elect Peter Smitham Mgmt For For For9 Elect Julie Southern Mgmt For For For10 Elect Jasmin Staiblin Mgmt For For For11 Elect Gregory L. Summe Mgmt For For For12 Elect Karl-Henrik Sundstrom Mgmt For For For13 Authority to Issue Shares w/

Preemptive RightsMgmt For For For

14 Authority to Issue Shares w/oPreemptive Rights

Mgmt For For For

15 2019 Omnibus Incentive Plan Mgmt For For For16 Authority to Repurchase

SharesMgmt For For For

17 Authority to CancelRepurchased Shares

Mgmt For For For

18 Appointment of Auditor Mgmt For For For

Page 516: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

ON SemiconductorCorporation

Ticker Security ID: MeetingDate

MeetingStatus

ON CUSIP 682189105 05/08/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Elect Atsushi Abe Mgmt For For For2 Elect Alan Campbell Mgmt For For For3 Elect Curtis J. Crawford Mgmt For For For4 Elect Gilles Delfassy Mgmt For For For5 Elect Emmanuel T.

HernandezMgmt For For For

6 Elect Keith D. Jackson Mgmt For For For7 Elect Paul A. Mascarenas Mgmt For For For8 Elect Daryl A. Ostrander Mgmt For For For9 Elect Teresa M. Ressel Mgmt For For For10 Elect Christine Y. Yan Mgmt For For For11 Advisory Vote on Executive

CompensationMgmt For For For

12 Ratification of Auditor Mgmt For For For

Orbotech Ltd.Ticker Security ID: Meeting

DateMeetingStatus

ORBK CUSIP M75253100 07/12/2018 Voted

Page 517: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

MeetingType

Country of Trade

Special United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Merger Mgmt For For For2 Declaration of Material

InterestMgmt N/A Against N/A

Owens CorningTicker Security ID: Meeting

DateMeetingStatus

OC CUSIP 690742101 04/18/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Elect Adrienne D. Elsner Mgmt For For For2 Elect J. Brian Ferguson Mgmt For For For3 Elect Ralph F. Hake Mgmt For For For4 Elect Edward F. Lonergan Mgmt For For For5 Elect Maryann T. Mannen Mgmt For For For6 Elect W. Howard Morris Mgmt For For For7 Elect Suzanne P. Nimocks Mgmt For For For8 Elect Michael H. Thaman Mgmt For For For9 Elect John D. Williams Mgmt For For For10 Ratification of Auditor Mgmt For For For

Page 518: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

11 Advisory Vote on ExecutiveCompensation

Mgmt For For For

12 Approval of the 2019 StockPlan

Mgmt For For For

Penumbra, Inc.Ticker Security ID: Meeting

DateMeetingStatus

PEN CUSIP 70975L107 06/05/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1.1 Elect Don Kassing Mgmt For For For1.2 Elect Thomas C. Wilder, III Mgmt For For For1.3 Elect Janet Leeds Mgmt For For For2 Ratification of Auditor Mgmt For For For3 Advisory Vote on Executive

CompensationMgmt For For For

Pluralsight, Inc.Ticker Security ID: Meeting

DateMeetingStatus

PS CUSIP 72941B106 04/30/2019 VotedMeetingType

Country of Trade

Annual United States

Page 519: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

Issue No. Description Proponent Mgmt Rec Vote Cast For/AgnstMgmt

1.1 Elect Gary L. Crittenden Mgmt For Withhold Against1.2 Elect Timothy I. Maudlin Mgmt For Withhold Against1.3 Elect Brad Rencher Mgmt For Withhold Against2 Ratification of Auditor Mgmt For For For

Prudential plcTicker Security ID: Meeting

DateMeetingStatus

PRU CINS G72899100 05/16/2019 VotedMeetingType

Country of Trade

Annual United KingdomIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Accounts and Reports Mgmt For For For2 Remuneration Report

(Advisory)Mgmt For For For

3 Elect Fields Wicker-Miurin Mgmt For For For4 Elect Howard J. Davies Mgmt For For For5 Elect Mark FitzPatrick Mgmt For For For6 Elect David Law Mgmt For For For7 Elect Paul Manduca Mgmt For For For8 Elect Kaikhushru Nargolwala Mgmt For For For9 Elect Anthony Nightingale Mgmt For Against Against10 Elect Philip Remnant Mgmt For For For11 Elect Alice Schroeder Mgmt For For For

Page 520: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

12 Elect Stuart James Turner Mgmt For For For13 Elect Thomas R. Watjen Mgmt For For For14 Elect Michael A. Wells Mgmt For For For15 Appointment of Auditor Mgmt For For For16 Authority to Set Auditor's

FeesMgmt For For For

17 Authorisation of PoliticalDonations

Mgmt For For For

18 Authority to Issue Shares w/Preemptive Rights

Mgmt For For For

19 Authority to IssueRepurchased Shares w/Preemptive Rights

Mgmt For For For

20 Authority to Issue PreferenceShares

Mgmt For For For

21 Authority to Issue Shares w/oPreemptive Rights

Mgmt For For For

22 Authority to Issue MandatoryConvertible Securities w/Preemptive rights

Mgmt For For For

23 Authority to Issue MandatoryConvertible Securities w/oPreemptive rights

Mgmt For For For

24 Authority to RepurchaseShares

Mgmt For For For

25 Authority to Set GeneralMeeting Notice Period at 14Days

Mgmt For Against Against

Raymond JamesFinancial, Inc.

Page 521: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

Ticker Security ID: MeetingDate

MeetingStatus

RJF CUSIP 754730109 02/28/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Elect Charles von

ArentschildtMgmt For For For

2 Elect Shelley G. Broader Mgmt For For For3 Elect Robert M. Dutkowsky Mgmt For Against Against4 Elect Jeffrey N. Edwards Mgmt For For For5 Elect Benjamin C. Esty Mgmt For For For6 Elect Anne Gates Mgmt For For For7 Elect Francis S. Godbold Mgmt For For For8 Elect Thomas A. James Mgmt For For For9 Elect Gordon L. Johnson Mgmt For For For10 Elect Rodrick C. McGeary Mgmt For For For11 Elect Paul C. Reilly Mgmt For For For12 Elect Susan N. Story Mgmt For Against Against13 Advisory Vote on Executive

CompensationMgmt For For For

14 Amendment to the 2003Employee Stock PurchasePlan

Mgmt For For For

15 Ratification of Auditor Mgmt For For For

Page 522: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

salesforce.com,inc.

Ticker Security ID: MeetingDate

MeetingStatus

CRM CUSIP 79466L302 06/06/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Elect Marc R. Benioff Mgmt For For For2 Elect Keith G. Block Mgmt For For For3 Elect Parker Harris Mgmt For For For4 Elect Craig A. Conway Mgmt For For For5 Elect Alan G. Hassenfeld Mgmt For For For6 Elect Neelie Kroes Mgmt For For For7 Elect Colin L. Powell Mgmt For For For8 Elect Sanford R. Robertson Mgmt For For For9 Elect John V. Roos Mgmt For For For10 Elect Bernard Tyson Mgmt For For For11 Elect Robin L. Washington Mgmt For For For12 Elect Maynard G. Webb Mgmt For For For13 Elect Susan D. Wojcicki Mgmt For For For14 Elimination of Supermajority

Requirement to Amend theCertificate of Incorporationand Bylaws

Mgmt For For For

15 Elimination of SupermajorityRequirement for Removal ofDirectors

Mgmt For For For

16 Amendment to the 2013 Mgmt For Against Against

Page 523: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

Equity Incentive Plan17 Ratification of Auditor Mgmt For For For18 Advisory Vote on Executive

CompensationMgmt For For For

19 Shareholder ProposalRegarding Disclosure ofBoard Qualifications

ShrHoldr Against Against For

Stitch Fix, Inc.Ticker Security ID: Meeting

DateMeetingStatus

SFIX CUSIP 860897107 12/19/2018 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Elect Katrina Lake Mgmt For For For2 Elect Sharon L. McCollam Mgmt For For For3 Frequency of Advisory Vote

on Executive CompensationMgmt 1 Year 1 Year For

4 Ratification of Auditor Mgmt For For For

Sunrun Inc.Ticker Security ID: Meeting

DateMeetingStatus

RUN CUSIP 86771W105 06/07/2019 VotedMeeting Country of Trade

Page 524: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

TypeAnnual United States

Issue No. Description Proponent Mgmt Rec Vote Cast For/AgnstMgmt

1.1 Elect Lynn Jurich Mgmt For For For1.2 Elect Alan Ferber Mgmt For For For2 Ratification of Auditor Mgmt For For For3 Advisory Vote on Executive

CompensationMgmt For For For

4 Frequency of Advisory Voteon Executive Compensation

Mgmt 1 Year 1 Year For

Talend SATicker Security ID: Meeting

DateMeetingStatus

TLND CUSIP 874224207 06/25/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Elect Michael Tuchen Mgmt For For For2 Elect John D. Brennan Mgmt For For For3 Elect Thierry Sommelet Mgmt For For For4 Elect S. Steven Singh Mgmt For For For5 Elect Nora M. Denzel Mgmt For For For6 Advisory Vote on Executive

CompensationMgmt For For For

Page 525: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

7 Non-binding advisory vote tohold an advisory vote on thecompensation for the namedexecutive officers of theCompany every year

Mgmt For For For

8 Non-binding advisory vote tohold an advisory vote on thecompensation for the namedexecutive officers of theCompany every two years

Mgmt Against Against For

9 Non-binding advisory vote tohold an advisory vote on thecompensation for the namedexecutive officers of theCompany every three years

Mgmt Against Against For

10 Accounts and Reports;Approval of Non-TaxDeductible Expenses;Ratification of Board andAuditors' Acts

Mgmt For For For

11 Allocation of Losses Mgmt For For For12 Consolidated Accounts and

ReportsMgmt For For For

13 Special Auditors Report onRegulated Agreements

Mgmt For For For

14 Amendments to ArticleRegarding QuorumRequirement forShareholders' Meetings

Mgmt For For For

15 Authority to Issue Shares andConvertible Debt w/Preemptive Rights

Mgmt For For For

16 Authority to Issue Shares andConvertible Debt w/oPreemptive Rights

Mgmt For For For

Page 526: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

17 Authority to Issue Shares andConvertible Debt ThroughPrivate Placement

Mgmt For For For

18 Greenshoe Mgmt For For For19 Global Ceiling on Capital

Increases and DebtIssuances

Mgmt For For For

20 Authority to Issue RestrictedShares

Mgmt For For For

21 Authority to Grant Warrants Mgmt For For For22 Global Ceiling On Capital

Increases For EquityCompensation Plans

Mgmt For For For

23 Employee Stock PurchasePlan

Mgmt For For For

24 Overseas Employee StockPurchase Plan (CustodianBanks)

Mgmt For For For

25 Overseas Employee StockPurchase Plan (Employees)

Mgmt For For For

26 Global Ceilings on CapitalIncreases (Employee StockPurchase Plans)

Mgmt For For For

Teladoc Health, Inc.Ticker Security ID: Meeting

DateMeetingStatus

TDOC CUSIP 87918A105 05/30/2019 VotedMeetingType

Country of Trade

Annual United States

Page 527: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

Issue No. Description Proponent Mgmt Rec Vote Cast For/AgnstMgmt

1.1 Elect Helen Darling Mgmt For For For1.2 Elect William H. Frist Mgmt For For For1.3 Elect Michael Goldstein Mgmt For For For1.4 Elect Jason Gorevic Mgmt For For For1.5 Elect Brian McAndrews Mgmt For For For1.6 Elect Thomas G. McKinley Mgmt For For For1.7 Elect Arneek Multani Mgmt For For For1.8 Elect Kenneth H. Paulus Mgmt For For For1.9 Elect David L. Shedlarz Mgmt For For For1.10 Elect David B. Snow, Jr. Mgmt For For For1.11 Elect Mark Douglas Smith Mgmt For For For2 Advisory Vote on Executive

CompensationMgmt For For For

3 Ratification of Auditor Mgmt For For For

The MedicinesCompany

Ticker Security ID: MeetingDate

MeetingStatus

MDCO CUSIP 584688105 05/30/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Elect Alexander J. Denner Mgmt For For For

Page 528: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

2 Elect Geno Germano Mgmt For For For3 Elect John C. Kelly Mgmt For For For4 Elect Clive A. Meanwell Mgmt For For For5 Elect Paris Panayiotopoulos Mgmt For For For6 Elect Sarah J. Schlesinger Mgmt For For For7 Elect Mark Timney Mgmt For For For8 Advisory Vote on Executive

CompensationMgmt For For For

9 Ratification of Auditor Mgmt For For For

The TJXCompanies, Inc.

Ticker Security ID: MeetingDate

MeetingStatus

TJX CUSIP 872540109 06/04/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Elect Zein Abdalla Mgmt For For For2 Elect Alan M. Bennett Mgmt For For For3 Elect Rosemary T. Berkery Mgmt For For For4 Elect David T. Ching Mgmt For For For5 Elect Ernie Herrman Mgmt For For For6 Elect Michael F. Hines Mgmt For For For7 Elect Amy B. Lane Mgmt For For For8 Elect Carol Meyrowitz Mgmt For For For

Page 529: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

9 Elect Jackwyn L. Nemerov Mgmt For For For10 Elect John F. O'Brien Mgmt For For For11 Elect Willow B. Shire Mgmt For For For12 Ratification of Auditor Mgmt For For For13 Advisory Vote on Executive

CompensationMgmt For For For

14 Shareholder ProposalRegarding Gender andEthnicity Pay Equity Report

ShrHoldr Against Against For

15 Shareholder ProposalRegarding Prison LaborReport

ShrHoldr Against Against For

16 Shareholder ProposalRegarding Report on HumanRights Risks

ShrHoldr Against Against For

The TJXCompanies, Inc.

Ticker Security ID: MeetingDate

MeetingStatus

TJX CUSIP 872540109 10/22/2018 VotedMeetingType

Country of Trade

Special United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Increase of Authorized

Common StockMgmt For For For

Page 530: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

Unilever plcTicker Security ID: Meeting

DateMeetingStatus

ULVR CINS G92087165 05/02/2019 VotedMeetingType

Country of Trade

Annual United KingdomIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Accounts and Reports Mgmt For For For2 Remuneration Report

(Advisory)Mgmt For For For

3 Elect Nils Andersen Mgmt For For For4 Elect Laura M.L. Cha Mgmt For For For5 Elect Vittorio Colao Mgmt For For For6 Elect Marijn E. Dekkers Mgmt For For For7 Elect Judith Hartmann Mgmt For For For8 Elect Andrea Jung Mgmt For For For9 Elect Mary MA Xuezheng Mgmt For For For10 Elect Strive T. Masiyiwa Mgmt For For For11 Elect Youngme E. Moon Mgmt For For For12 Elect Graeme D. Pitkethly Mgmt For For For13 Elect John Rishton Mgmt For For For14 Elect Feike Sijbesma Mgmt For For For15 Elect Alan Jope Mgmt For For For16 Elect Susan Kilsby Mgmt For For For17 Appointment of Auditor Mgmt For For For18 Authority to Set Auditor's

FeesMgmt For For For

19 Authorisation of Political Mgmt For For For

Page 531: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

Donations20 Authority to Issue Shares w/

Preemptive RightsMgmt For For For

21 Non-Voting Agenda Item N/A N/A N/A N/A22 Authority to Issue Shares w/o

Preemptive RightsMgmt For For For

23 Authority to Issue Shares w/oPreemptive Rights (SpecifiedCapital Investment)

Mgmt For For For

24 Authority to RepurchaseShares

Mgmt For For For

25 Authority to Set GeneralMeeting Notice Period at 14Days

Mgmt For Against Against

Vail Resorts, Inc.Ticker Security ID: Meeting

DateMeetingStatus

MTN CUSIP 91879Q109 12/06/2018 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Elect Susan L. Decker Mgmt For For For2 Elect Roland Hernandez Mgmt For For For3 Elect Robert A. Katz Mgmt For For For4 Elect John T. Redmond Mgmt For For For5 Elect Michelle Romanow Mgmt For For For6 Elect Hilary A. Schneider Mgmt For For For

Page 532: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

7 Elect D. Bruce Sewell Mgmt For For For

8 Elect John F. Sorte Mgmt For For For9 Elect Peter A. Vaughn Mgmt For For For10 Ratification of Auditor Mgmt For For For11 Advisory Vote on Executive

CompensationMgmt For For For

VertexPharmaceuticalsIncorporated

Ticker Security ID: MeetingDate

MeetingStatus

VRTX CUSIP 92532F100 06/05/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Elect Sangeeta N. Bhatia Mgmt For For For2 Elect Lloyd A. Carney Mgmt For Against Against3 Elect Terrence C. Kearney Mgmt For For For4 Elect Yuchun Lee Mgmt For For For5 Elect Jeffrey M. Leiden Mgmt For For For6 Elect Bruce I. Sachs Mgmt For For For7 Amendment to the 2013

Stock and Option PlanMgmt For For For

8 Amendment to the EmployeeStock Purchase Plan

Mgmt For For For

Page 533: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

9 Ratification of Auditor Mgmt For For For10 Advisory Vote on Executive

CompensationMgmt For For For

11 Shareholder ProposalRegarding Linking ExecutiveCompensation to DrugPricing

ShrHoldr Against Against For

12 Shareholder ProposalRegarding Lobbying Report

ShrHoldr Against For Against

Webster FinancialCorporation

Ticker Security ID: MeetingDate

MeetingStatus

WBS CUSIP 947890109 04/25/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Elect William L. Atwell Mgmt For For For2 Elect John R. Ciulla Mgmt For For For3 Elect John J. Crawford Mgmt For For For4 Elect Elizabeth E. Flynn Mgmt For For For5 Elect E. Carol Hayles Mgmt For For For6 Elect Laurence C. Morse Mgmt For For For7 Elect Karen R. Osar Mgmt For For For8 Elect Mark Pettie Mgmt For For For9 Elect James C. Smith Mgmt For For For

Page 534: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

10 Elect Lauren C. States Mgmt For For For11 Advisory Vote on Executive

CompensationMgmt For For For

12 Ratification of Auditor Mgmt For For For13 Amendment to the Employee

Stock Purchase PlanMgmt For For For

Xylem Inc.Ticker Security ID: Meeting

DateMeetingStatus

XYL CUSIP 98419M100 05/15/2019 VotedMeetingType

Country of Trade

Annual United StatesIssue No. Description Proponent Mgmt Rec Vote Cast For/Agnst

Mgmt1 Elect Jeanne Beliveau-Dunn Mgmt For For For2 Elect Curtis J. Crawford Mgmt For For For3 Elect Patrick K. Decker Mgmt For For For4 Elect Robert F. Friel Mgmt For Against Against5 Elect Jorge M. Gomez Mgmt For For For6 Elect Victoria D. Harker Mgmt For For For7 Elect Sten Jakobsson Mgmt For For For8 Elect Steven R. Loranger Mgmt For For For9 Elect Surya N. Mohapatra Mgmt For For For10 Elect Jerome A. Peribere Mgmt For For For11 Elect Markos I. Tambakeras Mgmt For For For12 Ratification of Auditor Mgmt For For For

Page 535: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

13 Advisory Vote on ExecutiveCompensation

Mgmt For For For

14 Shareholder ProposalRegarding Right to CallSpecial Meetings

ShrHoldr Against Against For

Any ballot marked 'Abstain' is considered to have been voted. Ballots marked 'Abstain' are considered to have beenvoted against management's recommendation if management's recommendation is 'For' or 'Against,' and formanagement's recommendation if management's recommendation is 'Abstain.' Where management hasrecommended that shareholders 'Abstain' from voting on a ballot item, a ballot marked 'For' or 'Against' isconsidered to have been voted against management's recommendation to 'Abstain.'

Where management has made no recommendation on a ballot item, 'N/A' is used to indicate that there is nomanagement recommendation that a shareholder may vote 'For' or 'Against.'

SIGNATURESPursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report tobe signed on its behalf by the undersigned, thereunto duly authorised.

Registrant: Putnam Investment Funds

Page 536: UNITED STATES SECURITIES AND EXCHANGE COMMISSION › static › pdf › npx › investment_funds_npx-7… · Mgmt 1 Elect Mukesh Aghi Mgmt For For For 2 Elect Amy E. Alving Mgmt For

By: /s/Jonathan S. Horowitz

Name: Jonathan S. Horowitz

Title: Executive Vice President, Principal Executive Officer andCompliance Liaison

Date: August 12, 2019