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Quality Assurance in low moisture foods. Control of the Enterobacteriaceae family and Salmonella spp Jean-Louis Cordier Quality Assurance for RUTF & RUSF – Supplier Meeting

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Quality Assurance in low moisture foods. Control of the Enterobacteriaceae family and Salmonella spp Jean-Louis Cordier

Quality Assurance for RUTF & RUSF – Supplier Meeting

NQAC JL Cordier 2

ICMSF Founding Members Dr. F.S. Thatcher, Canada

Dr. C. Cominazzini, Italy

Dr. M. Ingrams, UK

Dr. R. Paul Elliott, USA

Dr. C. E. Dolman, Canada

Dr. K. Lewis, USA

Dr. G.G. Slocum, USA

Dr. H.E. Goresline, U.S.A./Austria

Prof. D.A.A. Mossel, Netherlands

Mrs. Mildred Galton, USA

Dr. Leon Buchbinder, USA

Dr. Holger Lundbeck, Sweden

Dr. Betty C. Hobbs

United Kingdom/India

Dr. R. Buttiaux, France

Founded in 1962 through International Union of Microbiological Societies (IUMS)

NQAC JL Cordier 3

ICMSF

Subcommissions

Latin America

China / NE Asia

SE Asia

SADC (S. Africa)

India

IUMS ICSU

Audiences:

•Intergovernmental agencies (WHO,

FAO, Codex, EC, …)

•National governments

•Industry (Processors, food service and

retail, from farm to fork)

•Academics

•Trade, professional and consumer

organizations (ILSI, IAFP, IFT, ICD …)

•Industry technology and service

providers

•Private standard-setting bodies (ISO,

CIES-GFSI, AOAC, Global GAPs)

ICMSF and its Food Safety World audiences

NQAC JL Cordier 4

ICMSF membership currently consists of 18 food microbiologists from 13 countries.

Members' professional experience includes research, process development, public health, agriculture, food technology, quality control, and education.

We also seek assistance from an extensive network of consultants considered to be experts in various areas of food microbiology.

Members, as well as consultants, are selected based on their technical expertise, not as national delegates.

All work is voluntary and without honoraria. Partners, ILSI, ICD, FAO, WHO, IUFoST

About ICMSF

NQAC JL Cordier 5

Revised principles for the establishment and application of microbiological criteria for foods (1995)

The control of L. monocytogenes in foods (1995)

Establishment of sampling plans for microbiological safety criteria for foods in international trade (1996)

Recommendations for the management of microbiolo-gical hazards for foods in international trade (1996)

The role of Food Safety Objectives in the management of the microbiological safety of food according to Codex documents (2001)

Use of Epidemiologic Data to Measure the Impact of Food Safety Control Programs (2005)

Microbiological criteria for powdered infant formula (2005)

Discussion documents for Codex Alimentarius

NQAC JL Cordier 6

1978/’88

1982/’86

1980 1988

1996 2002

1998/2005

“Microorganisms in Foods” Series

NQAC JL Cordier 7

“Microorganisms in Foods” Series

www.icmsf.org

NQAC JL Cordier 8

The recommendations of ICMSF have no official status, the official promulgation of such recommendations being nationally the province of governments and internationally the province of the United Nations and its agencies such as WHO and FAO.

Internationally advise of ICMSF has been passed to organisations such as WHO, FAO.

ICMSF - Recommendations

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Quality Assurance in low moisture foods. Control of the Enterobacteriaceae family and Salmonella spp

NQAC JL Cordier 10

Salmonella – Outbreaks and Recalls

NQAC JL Cordier 11

Salmonella – Outbreaks and Recalls

NQAC JL Cordier 12

Salmonella – Outbreaks and Recalls

NQAC JL Cordier 13

Salmonella – Outbreaks and Recalls

NQAC JL Cordier 14

Salmonella – Outbreaks and Recalls

NQAC JL Cordier 15

Salmonella – Outbreaks and Recalls

NQAC JL Cordier 16

Salmonella – Outbreaks and Recalls

Almonds

Peanuts

Pistacchio

Sesame

Hazelnuts

Pecan nuts

Walnuts

NQAC JL Cordier 17

Salmonella – Outbreaks and Recalls

Numerous Products Containing

Peanut Butter

NQAC JL Cordier 18

Salmonella – Outbreaks and Recalls

NQAC JL Cordier 19

Salmonella – Characteristics in low moisture foods

Low levels of contamination

Chocolate Eastbourne 2.5 CFU/g Napoli 2 CFU/g Nima 0.04 – 0.24 CFU/g Typhimurium 1 CFU/g Oranienburg 1.1 – 2.8 CFU/g

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Dry Dairy Products Several serotypes several months Pasta Infantis, Typhimurium one year Chocolate Eastbourne several months Peanut Butter Several serotypes several weeks Paprika Several serotypes several months

Salmonella – Characteristics in low moisture foods

Prolonged survival in products

NQAC JL Cordier 21

Salmonella – Characteristics in low moisture foods

Prolonged survival in processing environment

Salmonella agona Salmonella agona

1998 2008

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Salmonella – Control Measures and Management

Is testing a solution to avoid presence

of Salmonella?

NQAC JL Cordier 23

0.1%

20 %

~1% probability of detection

n = 10

~35% probability of acceptance

Salmonella – Limitations of products testing

NQAC JL Cordier 24

TODAY

Salmonella – Limitations of product testing

NQAC JL Cordier 25

YESTERDAY

Salmonella – Limitations of product testing

NQAC JL Cordier 26

TOMORROW

Salmonella – Limitations of product testing

NQAC JL Cordier 27

Salmonella – Characteristics in low moisture foods

Numerous difficult matrices

Presence of inhibitory substances

Need for modified enrichment procedures for several of them

NQAC JL Cordier 28

Salmonella – Outbreaks and Recalls

What are the Root Causes for the presence of Salmonella

in low moisture products?

NQAC JL Cordier 31

HAZARD

FSO

Process Variability

Foodborne Illness

Cole, 2012

Managing the ‘Food Safety Cliff’

NQAC JL Cordier 32

GAPs/GMPs/GHPs

HACCP

FSO/PO

Microbiological Risk Analysis

Food Safety Control & Food Safety Management

NQAC JL Cordier 33

Industrial Food Safety Management

HACCP Study

Potential Hazard

Significant Hazard

Non-Significant Hazard

PRP CCP OPRP

PRP

NQAC JL Cordier 34

Industrial Food Safety Management

HACCP Study

NQAC JL Cordier 35

Can cause fatality A

Can lead to serious illness B

Can cause illness C

Can cause inconvenience D

Almost of no significance E

1 2 3 4 5

Unlikely Rare Could occur

Likely Frequent

Likelihood of occurrence

Seve

rity

of

health e

ffect

s

Significant hazards

controlled by OPRPs or HACCP/CCP

Non-significant hazards

controlled by PRPs or may

not need to be controlled

Industrial Food Safety Management

NQAC JL Cordier 36

Ho - Σ R + Σ IRC+G FSO / PO

Starting level

Reduction

Hazard level in the food chain

Increase RC: Recontamination G: Growth

Hazard level at moment of consumption

Industrial Food Safety Management

ICMSF Conceptual Formula

NQAC JL Cordier 37

Simplified scheme of a processing line

Ho - Σ R + Σ IRC+G

Industrial Food Safety Management

NQAC JL Cordier 38

Criteria along the food chain are interlinked

Finished Product

Raw Material

NQAC JL Cordier 39

Criteria along the food chain are interlinked

n=30, c=0, m=0 (in 25g)

n=30, c=0, m=0 (in 25g)

NQAC JL Cordier 40

Simplified scheme of a processing line

Ho - Σ R + Σ IRC+G

Industrial Food Safety Management

Shared Lines

NQAC JL Cordier 41

Simplified scheme of a processing line

Ho - Σ R + Σ IRC+G

Industrial Food Safety Management

Shared Lines

STRICTEST REQUIREMENTS NEED TO

BE APPLIED

NQAC JL Cordier 42 42

Milk powder Whey powder Soy proteins Sucrose Vitamins

High Risk Medium Risk Low Risk

Salmonella – Likelihood of Occurrence (Risk)

NQAC JL Cordier 43

Salmonella – Management by Supplier

0.1%

20 %

~1% probability of detection

n = 10

~35% probability of acceptance

Limitations of testing

NQAC JL Cordier 44

Assessment of control measures at the supplier

Salmonella – Management by Supplier

NQAC JL Cordier 45

Salmonella – Management by Supplier

Between Lot Variability

NQAC JL Cordier 46

Salmonella – Management by Supplier

Between Lot Variability

NQAC JL Cordier 47

HIGH CONFIDENCE SUPPLIER

LOW CONFIDENCE SUPPLIER

Salmonella – Management by Supplier

NQAC JL Cordier 48

Ho - Σ R + Σ IRC+G

Industrial Foods Safety Management

Simplified scheme of a processing line

NQAC JL Cordier 49

A solid tree – only with strong roots!

Hygiene Concept

Zoning

Equipment Design Air Handling Personnel

Routines

Other Details

Building Details

Cleaning Layout

Industrial Food Safety Management

NQAC JL Cordier 51

Basic Medium High Level of

Hygiene

Wet Controlled

Wet Dry

Cleaning

Systems

Ingress

Growth

Industrial Food Safety Management

NQAC JL Cordier 52

High Level of

Hygiene

Controlled

Wet Dry

Cleaning

Systems

Industrial Food Safety Management

Infant Formulae

Follow-up Formulae

Infant Cereals HealthCare

Salmonella

NQAC JL Cordier 53

Industrial Food Safety Management

Chocolate Breakfast Cereals

Medium Level of

Hygiene

Controlled

Wet Dry

Cleaning

Systems Salmonella

NQAC JL Cordier 54

Basic Medium High Level of Hygiene

Pre-requisite programs – their stringency

Control Measures

GHP/GMP HACCP

NQAC JL Cordier 55

High Hygiene

Medium Hygiene

Zoning includes appropriate

• Design of building(s),

•Design of air handling/flow,

• Flow of people and materials

Pre-requisite programs – their stringency

NQAC JL Cordier 56

Dust filter + F7-filter

Pre-requisite programs – their stringency

Control Measures

GHP/GMP HACCP

NQAC JL Cordier 57

WET CLEANING

DRY CLEANING

Salmonella management

Preventing the ingress and establishment of Salmonella

!

NQAC JL Cordier 58

WET CLEANING

DRY CLEANING

DRY CLEANING

No wet cleaning at all is key to control

Enterobacteriaceae

Salmonella management

Pre-requisite programs – their stringency

Control Measures

NQAC JL Cordier 59

Sampling of the processing environment

NQAC JL Cordier 60

The use of appropriate hygiene indicators

Enterobacteriaceae

Coliforms Salmonella

Cronob acter spp

E.coli STEC

NQAC JL Cordier 61

The use of appropriate hygiene indicators

Enterobacteriaceae ≠ Salmonella However it is

Rapid Quantitative Cheap Reactive Operational

Not a replacement of Salmonella

NQAC JL Cordier 62

The use of appropriate hygiene indicators

>1000 cfu/g = DANGER (Increased risk of presence of Salmonella)

100-1000 cfu/g = CAUTION (Poor hygiene level, improvements necessary)

<100 cfu/g = UNDER CONTROL (Acceptable values)

The levels will depend on the product category

NQAC JL Cordier 63

The use of appropriate hygiene indicators

0

500

1000

1500

2000

2500

30001

16

31

46

61

76

91

106

121

136

151

166

181

196

211

226

241

256

271

286

301

316

331

346

361

Days

Lev

els

of

En

tero

bact

eria

ceae

(cfu

/g)

H2O

H2O

H2O

H2O H2O

Salmonella

Cordier 2008 Ingress of Salmonella

NQAC JL Cordier 64

n = 30, c = 0, m = 0 (10g)

Non compliant

Impact of a microbiological criterion

10-2 to 10-3 cfu/g

NQAC JL Cordier 65

n = 30, c = 0, m = 0 (10g)

Non compliant

Impact of a microbiological criterion

NQAC JL Cordier 66

n = 30, c = 0, m = 0 (10g)

Non compliant

Impact of a microbiological criterion

NQAC JL Cordier 67

n = 30, c = 0, m = 0 (10g)

Non compliant

10-5 to 10-7 cfu/g

Impact of a microbiological criterion

NQAC JL Cordier 68

n = 30, c = 0, m = 0 (10g)

Non compliant

Impact of a microbiological criterion

NQAC JL Cordier 69

n = 10, c = 0, m = 0 (10g)

Impact of a microbiological criterion

NQAC JL Cordier 70

n = 5, c = 0, m = 0 (10g)

Impact of a microbiological criterion

NQAC JL Cordier 71

n = 1, c = 0, m = 0 (10g)

Impact of a microbiological criterion

NQAC JL Cordier 72

Some statistics ……

Sampling plan Salmonella

n = 60, c = 0, m = 0 (25g)

Geometric mean concentration (per g or mL) at 95% probability of rejection of a lot

s.d. 0.25 s.d. 0.50 s.d. 0.80 s.d. 1.20

1 cell in 590 g 1 cell in 910 g 1 cell in 2000 g 1 cell in 7400 g

ICMSF 2011