REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 05/2010CE Name CE No. Licence Type Types of Regulated ActivityBohong Asset Management (Hong Kong) Limited ARS991 Licensed Corporation 9Faye Capital Limited ANY162 Licensed Corporation 4, 9Fox-Pitt, Kelton (Asia) Limited AFU362 Licensed Corporation 1, 4, 6International Investment Services Limited AGN523 Licensed Corporation 4Knight Libertas (Asia) Limited APB642 Licensed Corporation 1, 4ProteusAsia Limited AQY803 Licensed Corporation 9Sandell Asset Management Asia Limited AMD086 Licensed Corporation 4, 9ADOLF . AUE375 Licensed Representative 1, 2ANG Soo Kee ARW394 Licensed Representative 4ANG Tok Sin, Joseph AFU127 Licensed Representative 1, 2BENNETT Alex John ALT866 Licensed Representative 1, 2, 7BENNETT George Henry Edward ATM789 Licensed Representative 4BODENHEIMER Joseph Mark AOX209 Licensed Representative 1, 2BONNER-FOMES Natasha Natalie AOT773 Licensed Representative 1, 2BRADDICK Matthew James ADJ323 Licensed Representative 1CAVARGNA Daniel Alberto ASO945 Licensed Representative 1, 2, 4, 5CHAK Hon Man AJO202 Licensed Representative 1, 4CHAN Hing Keung, Wilson AMI504 Licensed Representative 1, 4CHAN Hoi Leung ATX909 Licensed Representative 4CHAN Kam Shing AEE762 Licensed Representative 4CHAN Kin Tong AAK369 Licensed Representative 1CHAN See Lim ASD481 Licensed Representative 4CHAN Shing Wai ADG103 Licensed Representative 1, 4, 9CHAN Sui Ming APV423 Licensed Representative 4CHAN Tsz Shun, Jackson ATS325 Licensed Representative 1CHAN Tsz Ying ANW207 Licensed Representative 4, 6CHAN Wai Ping, Raymond AOO172 Licensed Representative 4CHAN Whole Man ATW092 Licensed Representative 4CHAN Wing Kwan APD186 Licensed Representative 4CHAN Wing Yee AIZ565 Licensed Representative 1, 4CHAN Yat Tung ASN829 Licensed Representative 4CHAN Yim Fong ATX846 Licensed Representative 4CHANG Tak Ping, Hazel Delfina AEU583 Licensed Representative 1CHAO Shawn Shian APZ526 Licensed Representative 1, 2CHEN Chao ATW918 Licensed Representative 4CHEN Jui-huan AJO554 Licensed Representative 1, 2, 4, 4, 9CHEN Mei-Chun AOG218 Licensed Representative 1

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REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 05/2010CE Name CE No. Licence Type Types of Regulated ActivityCHEN Pey-yun AOV565 Licensed Representative 4CHEN Wenrong ARM330 Licensed Representative 1CHEN Ying-jo AQU581 Licensed Representative 4CHENG Kit Yee, Terry AOM540 Licensed Representative 1, 6CHENG Wai Man ANK374 Licensed Representative 9CHENG Yi Ping AOT764 Licensed Representative 4CHEUNG Chi Kin AQA805 Licensed Representative 6CHEUNG Chin Hang, Gordon ARC006 Licensed Representative 4CHEUNG Li On AGP775 Licensed Representative 1, 4CHEUNG Tsz Bun, Edwin ASX478 Licensed Representative 1CHEUNG Wai Ho, Michael AOY084 Licensed Representative 1, 2CHING Yung Fai ACJ516 Licensed Representative 4CHIU Tsz Ying, Eunice ASN688 Licensed Representative 1CHOI Kyung Seon AGH370 Licensed Representative 1CHOI Pui Kwan ASO505 Licensed Representative 4CHOI Tsan Wan AFG523 Licensed Representative 1CHOO Kwok How ACD952 Licensed Representative 1, 2CHOW Chui Ping APP525 Licensed Representative 1, 4CHOW Chui Shan, Cecillia AMF112 Licensed Representative 1, 4, 9CHOW Ha Tak ARE454 Licensed Representative 4CHOW Ki Wai ART647 Licensed Representative 1, 4CHU Min-Tao AQZ554 Licensed Representative 4, 6CHU Tak Kwan AGJ421 Licensed Representative 1, 4CHUANG Pi-Ling ARP739 Licensed Representative 1CHUNG Byung Hoon AOC911 Licensed Representative 1, 2CHUNG Hoson ATC200 Licensed Representative 4CHUNG Ka Cheung ARS749 Licensed Representative 4CHUNG Yat Kit ASN776 Licensed Representative 1, 4DUNLOP Andrew Douglas ARE094 Licensed Representative 1, 2, 7ELLIS Stephen Edward APM157 Licensed Representative 1, 4, 6FACHIN Alix ANU950 Licensed Representative 1, 2, 4, 5FAN Chi Wai Simon AGB716 Licensed Representative 1, 2, 4FAN Chik Chuen, Daniel AAY753 Licensed Representative 4FATT-HONG CHIN Janelle Ann ASO894 Licensed Representative 1FOK Wing Yi AOY477 Licensed Representative 1, 4FONG Chiu Chi ATO784 Licensed Representative 1FUNG Siu Wai AQY204 Licensed Representative 4

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REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 05/2010CE Name CE No. Licence Type Types of Regulated ActivityFUZES Mark David APO979 Licensed Representative 1, 6GILL Davinder Singh AQV525 Licensed Representative 1, 2, 7GONG Shumin AQW033 Licensed Representative 1, 9GOTTLIEB Gregor AOC989 Licensed Representative 1, 4, 9HO Mei Yan ARA201 Licensed Representative 4HO Siu Yung, Ada AMF977 Licensed Representative 1HO Sum Ling AUW578 Licensed Representative 4HO Yuen Pui AEU561 Licensed Representative 1HONG Sung Kap ANB204 Licensed Representative 1HSUEH Ya-chi ARG528 Licensed Representative 1HUANG Ying-Hui ARA853 Licensed Representative 1HUI Ka Lai ARQ751 Licensed Representative 4HUI Man Kin AAV662 Licensed Representative 1IANKOVA Nedialka Dimova AUI026 Licensed Representative 1, 4, 6JAYARAMAN Sreenivas AUG804 Licensed Representative 1JI Yehong ALU479 Licensed Representative 1, 6JIANG Ling ARP188 Licensed Representative 1, 2JOLLY Rimmo ATR852 Licensed Representative 1KAHNG Hong Seok AIR632 Licensed Representative 4KAO An-Chi, Anne ADX082 Licensed Representative 1, 6KAWAFUJI Hajime APU399 Licensed Representative 1, 4, 6KEITH John Perry AFR251 Licensed Representative 1, 6KEYES Leslie Yu-ling ABZ047 Licensed Representative 4KIM In-Geun AUA681 Licensed Representative 1KIM Kwang Joon ATX443 Licensed Representative 1KIM Sung Hwa ANT772 Licensed Representative 1, 4, 6KIM Young Kyong ARI670 Licensed Representative 1, 4, 6KO Wing Lun, Alan APD085 Licensed Representative 4KOK Fung Tin AMH031 Licensed Representative 1KONG Kai Suen ATS359 Licensed Representative 4KONG Zuming ATX317 Licensed Representative 2KONGKALAI Varutch ARE770 Licensed Representative 1KWAN Chi Ling AQR879 Licensed Representative 1KWAN Hong Wa AOE387 Licensed Representative 4KWAN Kam Hung AGL963 Licensed Representative 1, 2KWOK Nuen Yee AQG696 Licensed Representative 1, 6LAI Kai Shi ATL669 Licensed Representative 4

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REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 05/2010CE Name CE No. Licence Type Types of Regulated ActivityLAI Yu Ming ATF079 Licensed Representative 1, 2LAI Yuk Tong AER949 Licensed Representative 1, 4LAM Fong Yan AOE392 Licensed Representative 4LAM Man Lun ADL530 Licensed Representative 4LAM Melody Wai Yan AUV751 Licensed Representative 1, 4LAM Sau Lan, Sara ATS541 Licensed Representative 1, 2LAM Tak Wai AFL005 Licensed Representative 4LAM Wai Kit, Desmond AMM391 Licensed Representative 4LAM Wai Man, Raymond AND953 Licensed Representative 4LAU Bernard Yu Kwan AFT473 Licensed Representative 1, 4LAU Hiu Long, Garros ATM404 Licensed Representative 1LAU Ka Nim AGD600 Licensed Representative 1LAU Ka Yin ANA139 Licensed Representative 4LAU Mei Ching ASP324 Licensed Representative 4, 9LAU Siu Tak AOO250 Licensed Representative 4LAU Wai Shing ASD134 Licensed Representative 4LAW Wing Cheung, Ryan AEP792 Licensed Representative 1, 6, 9LEADER Rory Colledge AAB762 Licensed Representative 4, 6LEE Chui Ling, Doris ATQ952 Licensed Representative 4, 9LEE Man Fung, Kency ATO945 Licensed Representative 4LEE Yim Ho ARE672 Licensed Representative 1, 4LEUNG Chun Lee ARF125 Licensed Representative 9LEUNG Hoo Chuen AAD039 Licensed Representative 1LEUNG Ka Chun, Sunny AQN302 Licensed Representative 1LEUNG Man Tat AFQ229 Licensed Representative 1, 2, 6, 9LEUNG Suk Kuen, Winnie AQS466 Licensed Representative 1, 2, 4, 5LEUNG Wai Kit AQL536 Licensed Representative 4LEUNG Wai Yi, Connie ALO053 Licensed Representative 9LEUNG Wing Shing ANA942 Licensed Representative 4LEUNG Yiu Ki, Stephen APB446 Licensed Representative 4LI Bo ATY688 Licensed Representative 4LI Haoyi ASF604 Licensed Representative 1LI Hongying APP902 Licensed Representative 1, 4LI Jing ANL907 Licensed Representative 6, 9LI Kar Wai AUA283 Licensed Representative 1LI Kwok Wah ARI850 Licensed Representative 4LI Siu Har ARV568 Licensed Representative 4, 9

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REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 05/2010CE Name CE No. Licence Type Types of Regulated ActivityLI Yee Shuen AUA984 Licensed Representative 1, 2LIANG Kwan Wah, Andrew AEF380 Licensed Representative 4, 9LIAO Kuan-Wei AQX337 Licensed Representative 1, 2LIN Bin ARO456 Licensed Representative 9LIN Li ATR493 Licensed Representative 1, 2LIN Shu-Jung ANT968 Licensed Representative 1LIU Pak Hang ASX491 Licensed Representative 1LIU Szu-Chia ASU170 Licensed Representative 4LIU Wen-Yu ASA033 Licensed Representative 1, 4LIU Yik Hung ABI722 Licensed Representative 1, 2, 4, 9LO Chi Lok, Michelle ARU443 Licensed Representative 1, 1, 2, 3LO Fee Ning ATC926 Licensed Representative 4LO Wing Ki, Vickie AME580 Licensed Representative 4LOK Chi Yeung AMI499 Licensed Representative 1LUA Lorelei Lorraine Lim APP373 Licensed Representative 1LUI Kwok Wing ASE032 Licensed Representative 1LUK Chi Woon, Peter AHB993 Licensed Representative 1, 9LUK Tit Pui AOY548 Licensed Representative 1, 2LUO Gaobo ANC049 Licensed Representative 4, 6, 9MA Pao-Lin AQQ600 Licensed Representative 1, 4, 9MA Wing Cheong ATC243 Licensed Representative 4MACKAY Neil Alexander ACE850 Licensed Representative 4, 9MAGPAYO Karisa Garcia ANH010 Licensed Representative 4MAK Chong Kei, Vincent APL681 Licensed Representative 1, 2MAK Tsz Wai AUW577 Licensed Representative 4MAN Ka Kin ASX082 Licensed Representative 1, 2MARCIANO Claudia ARN045 Licensed Representative 1MATHARU Gurnek Mitch AIS081 Licensed Representative 1, 7MAXEY Ian AQH651 Licensed Representative 4MENG Song AUP792 Licensed Representative 1, 6MIAO Kaizhou ALZ811 Licensed Representative 1, 9MITCHINSON Stacie Michelle APJ202 Licensed Representative 1MO Hung Fat AQI865 Licensed Representative 1MOK Mei Mei, Wing ADR888 Licensed Representative 1, 2NAMBA Reiko AMH213 Licensed Representative 1, 2NARAHARA Shinji ACP635 Licensed Representative 4NG Chak Wah AEZ255 Licensed Representative 1, 4

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REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 05/2010CE Name CE No. Licence Type Types of Regulated ActivityNG Hon Ki, Burgess AMJ198 Licensed Representative 1, 4NG Kar Lam ARW406 Licensed Representative 9NG Suet Hing ADL702 Licensed Representative 1, 2, 3NG Wai Tong, Anthony ARJ470 Licensed Representative 1NG Wai Yim ARI852 Licensed Representative 4NG Wing Fung ATX903 Licensed Representative 4NG Yuet AME433 Licensed Representative 4NGAN Ping Kei ASW883 Licensed Representative 1OOLMAN Hans ASP142 Licensed Representative 1, 2PANG Daisy Oy-man ATM431 Licensed Representative 1, 2PANG Kwok Wing AMW598 Licensed Representative 4POON Tina ATX908 Licensed Representative 4POPLI Yakun ASE260 Licensed Representative 1, 2PURI Sumeet AFX929 Licensed Representative 1, 4, 6RAGHAVAN Nirmal ATN143 Licensed Representative 4RATCHFORD Buckley Thomas APR582 Licensed Representative 1, 2ROBSON John Mcgowan AED494 Licensed Representative 1RODZEWICZ Christopher John ASZ702 Licensed Representative 1RUBINSTEIN Marc Louis APH489 Licensed Representative 1, 4RUSSELL David Thomas AEC988 Licensed Representative 1, 4SAUREL Antoine Julien Pierre ANK349 Licensed Representative 1, 2SBARRO David Vincent ASK722 Licensed Representative 1, 2SEHONAMIN Anthonius AQU366 Licensed Representative 1, 6SHEN Ching-Yen ARJ018 Licensed Representative 1SHEN Hsi-Ling ASO437 Licensed Representative 1, 4, 9SHI Chun Hei ARM302 Licensed Representative 1SHI Yi Kaori ASZ372 Licensed Representative 4, 9SHUM Hok Cheung APN831 Licensed Representative 1, 2SHUM Ki Ho ATX634 Licensed Representative 1SINNATHURAY Chandra Raj AKW695 Licensed Representative 1, 2, 4, 5SOMJITT Nipat APP545 Licensed Representative 1SUEN To Ham APL837 Licensed Representative 4SZETO Sau Ying ARE579 Licensed Representative 4TANG Annie On Yee AUC316 Licensed Representative 1, 2TANG Chui King ARR413 Licensed Representative 1TANG Gabriel Che Wai ASM286 Licensed Representative 4TIAN Kuankuan ATP164 Licensed Representative 1, 4, 6

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REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 05/2010CE Name CE No. Licence Type Types of Regulated ActivityTSAI Hin Man, Daniel ANJ771 Licensed Representative 6TSANG Chiu Chung AFM302 Licensed Representative 1, 4TSANG Chun Ming APD149 Licensed Representative 4TSANG Lai Ming, Alice AAV728 Licensed Representative 1, 4TSE Man Wai, Raymond ASN524 Licensed Representative 1, 4TSE Mei Wah AFK807 Licensed Representative 4TSE Shek Lun, Alan AFS797 Licensed Representative 1TSE Sze Wan, Shirley AFU564 Licensed Representative 4TSUI Chak Sum ATT780 Licensed Representative 1, 4, 9TSUI Yuk Sing ATO004 Licensed Representative 1, 2TUNG Mathew Ka Wang AUA456 Licensed Representative 1, 2VERSTRAETE Jeroen Jerome Denise ATX640 Licensed Representative 9VOSS Vanessa Christine AOO682 Licensed Representative 1, 4WANG Bo AGD229 Licensed Representative 4WANG Danli ARI966 Licensed Representative 1, 4, 6WANG Haitao AMF142 Licensed Representative 1, 2WANG Hsueh Ming ADU311 Licensed Representative 1, 2, 4, 6WANG Lei ATV187 Licensed Representative 1, 4, 6WANG Xixi APL614 Licensed Representative 1, 4, 9WATSON James Tinto AQM722 Licensed Representative 1, 4WHALE Patrick Xavier ARO879 Licensed Representative 1WONG Chi Ling AQM620 Licensed Representative 1, 2WONG Ching Man, Miranda AFL809 Licensed Representative 4WONG Chun Chung ATX845 Licensed Representative 4WONG Jessica Yuen Man ADB469 Licensed Representative 1, 2, 4, 5, 9WONG Kai Cheung Banneth APQ152 Licensed Representative 4WONG Kai Chung, Arthur ALL200 Licensed Representative 1WONG Kong ARD257 Licensed Representative 4, 9WONG Lei Lei ASZ600 Licensed Representative 1, 4WONG Mei Fan ATX911 Licensed Representative 4WONG Ping ASE695 Licensed Representative 4WONG Ping Ting ASS429 Licensed Representative 1, 2WONG Ping-chung AMU051 Licensed Representative 1, 2, 4WONG Wai Lai, Felix AFK857 Licensed Representative 4WONG Wai Tak AFH252 Licensed Representative 4WONG Wing Sze, Agnes ALV030 Licensed Representative 6WOO Chi Kau ADB303 Licensed Representative 2, 3

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REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 05/2010CE Name CE No. Licence Type Types of Regulated ActivityWU Kwan Mang, Rex AFL870 Licensed Representative 4WU Wai Man AKQ185 Licensed Representative 1, 2, 3XIAO Hui AOV061 Licensed Representative 9XU Hu ANV103 Licensed Representative 6XU Xiaoxi ANR491 Licensed Representative 1, 2YEUNG Man Lung ANU416 Licensed Representative 4YEUNG Tsz Fung ANJ834 Licensed Representative 1, 2YEUNG Tung Leong AMH962 Licensed Representative 1, 2YIM Man Yee AJE158 Licensed Representative 6, 9YIN Shi APC594 Licensed Representative 1, 6YIP Pui Yee ASY648 Licensed Representative 1, 2, 7YU Chi Kwong AGM855 Licensed Representative 1YU Pui Tak AOY583 Licensed Representative 1, 4, 9YU Vivian Wing Mun APS742 Licensed Representative 1, 4, 9YUEN Wai Pui, Barbara AQS306 Licensed Representative 4ZHANG Fufei AMJ965 Licensed Representative 1ZHANG Jeff Wei AKV344 Licensed Representative 1ZHAO Chunhua ALF611 Licensed Representative 1ZHENG Xingjuan ACS786 Licensed Representative 1, 2, 4ZHU Lili AOY183 Licensed Representative 1, 4, 6CANDRIAN Reto Emanuel AOX110 Licensed Representative - Responsible Officer 9CHAN Wan Tsun, Adrian Alan AFV840 Licensed Representative - Responsible Officer 1, 4, 6CHAN Yue Yuen ANM307 Licensed Representative - Responsible Officer 4, 9CHAN Yung Leung, Denny AFK493 Licensed Representative - Responsible Officer 4CHEN Chi Pang, Charles AFN279 Licensed Representative - Responsible Officer 1CHEN Fang ALW540 Licensed Representative - Responsible Officer 6CHU Tai Wo, John ADH508 Licensed Representative - Responsible Officer 4, 9FORD Ryan AJN625 Licensed Representative - Responsible Officer 4, 9HORSEY Frederick James AMF121 Licensed Representative - Responsible Officer 4, 6, 9KAWAI Kunihiko AMY454 Licensed Representative - Responsible Officer 1, 4KING John Moncure AEO786 Licensed Representative - Responsible Officer 2KURAS Richard Paul ASE481 Licensed Representative - Responsible Officer 2LEUNG Man Tat AFQ229 Licensed Representative - Responsible Officer 4MCCARTHY Stuart Rae AFL234 Licensed Representative - Responsible Officer 4, 9MEUWISSEN Marcus Bernardus Otgerus ANQ991 Licensed Representative - Responsible Officer 1, 2MOH Hon Meng AMY852 Licensed Representative - Responsible Officer 1SILVA Joseph Edward AAI904 Licensed Representative - Responsible Officer 1

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REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 05/2010CE Name CE No. Licence Type Types of Regulated ActivityTALBOT Mark Antony Alain Charles ANK155 Licensed Representative - Responsible Officer 4, 6, 9TSAO Huei-Jen AQL407 Licensed Representative - Responsible Officer 9WORK David Lyall AFD445 Licensed Representative - Responsible Officer 1, 2YIM Man Yee AJE158 Licensed Representative - Responsible Officer 4ADAMS JR Bradford Simonds AVB984 Licensed Representative (Provisional Licence) 1AGARWAL Harsh Lakshman ANL070 Licensed Representative (Provisional Licence) 1ANTICO Jason Mark AUW704 Licensed Representative (Provisional Licence) 1AU Kai Tat AVB807 Licensed Representative (Provisional Licence) 1, 2AU-YEUNG Siu Yin AVC068 Licensed Representative (Provisional Licence) 1, 2AU-YEUNG Tin Lung, Tino AVB806 Licensed Representative (Provisional Licence) 1, 2BAEUERLE Dagmar AVC059 Licensed Representative (Provisional Licence) 1BAIRSTOW Hayden Peter AUZ522 Licensed Representative (Provisional Licence) 4BAJAJ Kunal Rajan AUW986 Licensed Representative (Provisional Licence) 4BALASUBRAMANIAN Bharathan Kanthimathinathan AUW418 Licensed Representative (Provisional Licence) 1, 2BANGA Angad AVD356 Licensed Representative (Provisional Licence) 1, 4BARBA Romain, Pierre, Dragoslav AVC249 Licensed Representative (Provisional Licence) 1BHARGAVA Nalin AVA353 Licensed Representative (Provisional Licence) 1BOUALAM Meddy, Stephane AVC119 Licensed Representative (Provisional Licence) 1BRODHEAD III Charles Dingman AUW882 Licensed Representative (Provisional Licence) 1, 2, 7BROWNE Daniel Joseph AVC916 Licensed Representative (Provisional Licence) 1BUCHER Michael Bernhard AVB883 Licensed Representative (Provisional Licence) 1CAI Yingwei AUU962 Licensed Representative (Provisional Licence) 1, 4, 6CENDRON Ken Damien AVC112 Licensed Representative (Provisional Licence) 1, 2CHAN Cheuk Kwan AVA668 Licensed Representative (Provisional Licence) 1CHAN Chi Hang AVA036 Licensed Representative (Provisional Licence) 1, 2CHAN Christian James ARQ002 Licensed Representative (Provisional Licence) 1CHAN Chun Kit AVC347 Licensed Representative (Provisional Licence) 1, 3CHAN Chun Wah AVA037 Licensed Representative (Provisional Licence) 1CHAN Chung Sze AOU894 Licensed Representative (Provisional Licence) 1, 4CHAN Godwin Kwok Wai AJO244 Licensed Representative (Provisional Licence) 1, 6CHAN Ho Ming ACL529 Licensed Representative (Provisional Licence) 1, 2CHAN Hoi Kin, Derek AUZ456 Licensed Representative (Provisional Licence) 1CHAN Hon Choi AUZ738 Licensed Representative (Provisional Licence) 1CHAN Kar Yee AUZ470 Licensed Representative (Provisional Licence) 1, 2CHAN Kit AVA363 Licensed Representative (Provisional Licence) 1CHAN Li Ying AUD889 Licensed Representative (Provisional Licence) 1, 4CHAN Man Fai AVC346 Licensed Representative (Provisional Licence) 1

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REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 05/2010CE Name CE No. Licence Type Types of Regulated ActivityCHAN Pak Long ARA345 Licensed Representative (Provisional Licence) 1, 2CHAN Tak Hong AUZ339 Licensed Representative (Provisional Licence) 1, 2CHAN Tat Kei AUZ927 Licensed Representative (Provisional Licence) 1, 2, 4, 9CHANG Yi Chiun AUZ931 Licensed Representative (Provisional Licence) 4CHAPMAN Robert John AVB805 Licensed Representative (Provisional Licence) 1, 9CHAU Chiu Tat AVA661 Licensed Representative (Provisional Licence) 1CHAU Lap Shun AUY922 Licensed Representative (Provisional Licence) 1CHEN Roger Guancheng AVA035 Licensed Representative (Provisional Licence) 1CHEN Shin-chi AVA040 Licensed Representative (Provisional Licence) 9CHEN Tsung-chien AUY923 Licensed Representative (Provisional Licence) 1CHEN Xiao AVA602 Licensed Representative (Provisional Licence) 1, 4, 6CHEN Xiaoyu AUX564 Licensed Representative (Provisional Licence) 1, 2, 7CHENG Chi Kin AVA405 Licensed Representative (Provisional Licence) 6CHENG Koon Yung Clifford AVC086 Licensed Representative (Provisional Licence) 1, 4, 6CHENG Lok Hang AUZ464 Licensed Representative (Provisional Licence) 1, 9CHENG Michael Godwin AUX377 Licensed Representative (Provisional Licence) 1, 2CHENG Pui Lam AVC990 Licensed Representative (Provisional Licence) 1CHENG Sai Ching AUM667 Licensed Representative (Provisional Licence) 1CHENG Yat Kiu AFP519 Licensed Representative (Provisional Licence) 1CHENG Ying AVA753 Licensed Representative (Provisional Licence) 1, 6CHEUNG Fai AVB809 Licensed Representative (Provisional Licence) 1, 2CHEUNG Kenneth Kai-hoi AVA660 Licensed Representative (Provisional Licence) 1CHEUNG On Kit, Andrew AUZ918 Licensed Representative (Provisional Licence) 1, 4, 6CHEUNG Wing Chow AUW530 Licensed Representative (Provisional Licence) 1, 2CHEUNG Yan Fai, Paddy AUW251 Licensed Representative (Provisional Licence) 1CHIABOTTI Ariste Samuel ALW844 Licensed Representative (Provisional Licence) 1, 4, 9CHO Hiu Yeung AUX366 Licensed Representative (Provisional Licence) 1CHOI Yung Yung, Joyce AUW531 Licensed Representative (Provisional Licence) 1, 2CHONG Jack Chung-Taek AUZ307 Licensed Representative (Provisional Licence) 1CHONG Moon Biu, William AGA249 Licensed Representative (Provisional Licence) 1, 2CHOW Ka Yiu, Martin AUX375 Licensed Representative (Provisional Licence) 1, 2CHU Chun Leung AVC090 Licensed Representative (Provisional Licence) 1CHU Hoi Yee AUW786 Licensed Representative (Provisional Licence) 1, 6CHU Kar Son AUZ444 Licensed Representative (Provisional Licence) 1CHU Long Wai AUW253 Licensed Representative (Provisional Licence) 1, 2CHU TSE Alina Sui Han ARI952 Licensed Representative (Provisional Licence) 4, 9CHUANG Hao-Yuan AVA663 Licensed Representative (Provisional Licence) 1, 4, 6

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REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 05/2010CE Name CE No. Licence Type Types of Regulated ActivityCHUN Jung-Won AUZ199 Licensed Representative (Provisional Licence) 1CHUNG Heung Ling AUZ986 Licensed Representative (Provisional Licence) 1, 4CHUNG Howard Hau AUZ502 Licensed Representative (Provisional Licence) 1, 4, 6CHUNG Kwai Kuen AFE413 Licensed Representative (Provisional Licence) 1, 2, 4, 5CLAPPIER John Frederick AGL393 Licensed Representative (Provisional Licence) 1, 2CLARKE James Hamilton ACF149 Licensed Representative (Provisional Licence) 4CLARKSON Brian Patrick AUZ084 Licensed Representative (Provisional Licence) 1, 2, 7COATES David Lee ARJ844 Licensed Representative (Provisional Licence) 1, 2, 7CRUZ Maria Concepcion Paraiso AVB846 Licensed Representative (Provisional Licence) 1, 4CUNNINGHAM Graeme Alexander AUZ428 Licensed Representative (Provisional Licence) 4Castrounis George Alexander ARF619 Licensed Representative (Provisional Licence) 9Cheung Kam Shan APE897 Licensed Representative (Provisional Licence) 1DAVIES Anthony Miles AAV788 Licensed Representative (Provisional Licence) 1, 2DE MAREZ OYENS Pieter David AJM824 Licensed Representative (Provisional Licence) 4, 9DING Yuqian AVD302 Licensed Representative (Provisional Licence) 4DIVECHA Sachin Gangaram ARB849 Licensed Representative (Provisional Licence) 9DOUGLAS Andrew Francis Ramsay AVC105 Licensed Representative (Provisional Licence) 1, 4DUAN Hongyu AEW345 Licensed Representative (Provisional Licence) 1, 4, 9DUNNE Terry K AUW515 Licensed Representative (Provisional Licence) 4EINHOLTZ Thibault, Charles, Christian AVC095 Licensed Representative (Provisional Licence) 2ENGEL James Andrew AUZ510 Licensed Representative (Provisional Licence) 4FLORES Nicolas AUZ455 Licensed Representative (Provisional Licence) 1, 2FONG Chin Yi, Tansy AUZ346 Licensed Representative (Provisional Licence) 1, 2FRANCOIS Antoine, Albert, Gunefort, Marie, Joseph AUD883 Licensed Representative (Provisional Licence) 1, 2, 7FU Qianqian AOS569 Licensed Representative (Provisional Licence) 1, 6FUNG Hao Chuen, David AEE776 Licensed Representative (Provisional Licence) 1, 2FUNG Ka Fai, Karfield AEV682 Licensed Representative (Provisional Licence) 1FUNG Pak Shing AEL558 Licensed Representative (Provisional Licence) 1FUNG Shiu Lun, Simon AVB880 Licensed Representative (Provisional Licence) 1, 2FUNG Shu Fai AUZ059 Licensed Representative (Provisional Licence) 1, 2GARG Deepak AVD119 Licensed Representative (Provisional Licence) 1, 2, 4, 5GARIVIER Florian Pierre AVA558 Licensed Representative (Provisional Licence) 1GENG Cong AUW030 Licensed Representative (Provisional Licence) 1, 6GILMOUR Digby Neil AUZ660 Licensed Representative (Provisional Licence) 4GRAVES Paul William AVA269 Licensed Representative (Provisional Licence) 1, 6GROSS Steven Edward AVA755 Licensed Representative (Provisional Licence) 1GUO Feng AVD005 Licensed Representative (Provisional Licence) 4

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REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 05/2010CE Name CE No. Licence Type Types of Regulated ActivityGUO Qun AUK450 Licensed Representative (Provisional Licence) 1HADDAR Leila AVA401 Licensed Representative (Provisional Licence) 1HAN Min AUW029 Licensed Representative (Provisional Licence) 1, 2, 7HAN Ta-kong APS981 Licensed Representative (Provisional Licence) 1, 2, 4HAYAKAWA Hitoshi AUW514 Licensed Representative (Provisional Licence) 4HEUNG Chun Kit AUY929 Licensed Representative (Provisional Licence) 1HIRST David A AUY976 Licensed Representative (Provisional Licence) 1HO Chi Hang, Jeffrey AUZ020 Licensed Representative (Provisional Licence) 1, 2HO Ernest AOM535 Licensed Representative (Provisional Licence) 1, 4HO Ka Yin, Karen AMM129 Licensed Representative (Provisional Licence) 1, 2HO Lok Man, Tiffany AUV994 Licensed Representative (Provisional Licence) 1, 2HO May-Kin AVC917 Licensed Representative (Provisional Licence) 1, 6HO Wai Hong AVC922 Licensed Representative (Provisional Licence) 1, 2HO Yee Lin, Elaine AQE980 Licensed Representative (Provisional Licence) 1, 2, 4HO Yin Lam AUZ366 Licensed Representative (Provisional Licence) 9HO Yiu Chung, Ivan AOI948 Licensed Representative (Provisional Licence) 1, 4HOU Jing AUW633 Licensed Representative (Provisional Licence) 1, 4HSIUNG Diane AED403 Licensed Representative (Provisional Licence) 9HSU Sheng-hsiu AUZ080 Licensed Representative (Provisional Licence) 1HU Congli AVA047 Licensed Representative (Provisional Licence) 4HUANG Chien-Jui AVA600 Licensed Representative (Provisional Licence) 1HUANG Haijun AUX601 Licensed Representative (Provisional Licence) 4, 9HUANG Ling Kit AVA555 Licensed Representative (Provisional Licence) 1HUANG Ying AVC344 Licensed Representative (Provisional Licence) 4HUANG Yisha AUY926 Licensed Representative (Provisional Licence) 1HUDSON Scott Lyndon AUZ661 Licensed Representative (Provisional Licence) 4HULAC Charles Ridgeway AGK054 Licensed Representative (Provisional Licence) 1, 4, 6HWANG Seung Hyun AVA346 Licensed Representative (Provisional Licence) 1, 2IBARA Yoshinao AUX140 Licensed Representative (Provisional Licence) 1IKEDA Hiromasa AGO294 Licensed Representative (Provisional Licence) 4, 9IP Andrea Victoria AUZ168 Licensed Representative (Provisional Licence) 1, 2IP Angel Kwok Yen AOJ327 Licensed Representative (Provisional Licence) 1, 6IP Hin Fung AUC867 Licensed Representative (Provisional Licence) 1IP Yeng Kwen AAZ192 Licensed Representative (Provisional Licence) 1, 2ITAYA Masashi AUW884 Licensed Representative (Provisional Licence) 4IU Wai Hing, Pius AVC009 Licensed Representative (Provisional Licence) 1JAIN Amit AUZ627 Licensed Representative (Provisional Licence) 1

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REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 05/2010CE Name CE No. Licence Type Types of Regulated ActivityJENG Ming-tzung AUS471 Licensed Representative (Provisional Licence) 4JHIN Jaclyn Hee Kyung AEG186 Licensed Representative (Provisional Licence) 1, 6JIM Sy Wah AVA058 Licensed Representative (Provisional Licence) 1JIN Zhenlan AUZ984 Licensed Representative (Provisional Licence) 1, 2, 9JUXON David James Stephen AVA392 Licensed Representative (Provisional Licence) 1, 2, 4KAM Joel Wing AVA613 Licensed Representative (Provisional Licence) 4KAMOI Satoshi AVA226 Licensed Representative (Provisional Licence) 1, 4, 6KANG Byoung-Houn AVD184 Licensed Representative (Provisional Licence) 1, 4KANNO Kunihiko AUW980 Licensed Representative (Provisional Licence) 4KAO Chun-Bin ANW394 Licensed Representative (Provisional Licence) 1, 4KE Lei AUZ498 Licensed Representative (Provisional Licence) 1, 4, 5, 9KEE Chen Hou AUW834 Licensed Representative (Provisional Licence) 1, 2, 7KENYON Isabelle Taylor AUZ781 Licensed Representative (Provisional Licence) 1, 6KHOR Pei Kee, Natalie AVB986 Licensed Representative (Provisional Licence) 1KIM Jongmin AUZ227 Licensed Representative (Provisional Licence) 1KNIGHTLEY Sofia Nala AUX434 Licensed Representative (Provisional Licence) 1, 2KO Cheuk Yan AVA622 Licensed Representative (Provisional Licence) 1, 2KOH Yen Hwa, Jasmine AFW968 Licensed Representative (Provisional Licence) 1KONDO Ken AUY917 Licensed Representative (Provisional Licence) 1, 2KONG Lingjie AVC984 Licensed Representative (Provisional Licence) 4KONG Xuan AUX571 Licensed Representative (Provisional Licence) 1, 6KOU (HUANG) Rakuhei (Leping) AUZ066 Licensed Representative (Provisional Licence) 4KRIEN Alexander David AUZ544 Licensed Representative (Provisional Licence) 4KULVANICHPISIT Yuvadee AUK285 Licensed Representative (Provisional Licence) 1KUNG Kit Yee AUZ023 Licensed Representative (Provisional Licence) 1KWEK Lee Lian, Sabrina ANZ526 Licensed Representative (Provisional Licence) 1, 4KWOK Wai Keung AVA491 Licensed Representative (Provisional Licence) 1KWONG King Lok ATM472 Licensed Representative (Provisional Licence) 1LAI Jennifer AVA623 Licensed Representative (Provisional Licence) 1, 2LAI Siu Hang AVA140 Licensed Representative (Provisional Licence) 1LAIJAWALLA Varun AUZ920 Licensed Representative (Provisional Licence) 1, 4LALA Manish AUZ529 Licensed Representative (Provisional Licence) 1, 2LAM Cheuk Fung AUZ013 Licensed Representative (Provisional Licence) 1, 2LAM Ka Kang ASO981 Licensed Representative (Provisional Licence) 1, 2LAM Lorraine Sien-yue AOY223 Licensed Representative (Provisional Licence) 1LAM Ping Sum AUZ549 Licensed Representative (Provisional Licence) 1LAM Yu Fong AUZ548 Licensed Representative (Provisional Licence) 1

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REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 05/2010CE Name CE No. Licence Type Types of Regulated ActivityLASKY Peter Andrew ANT960 Licensed Representative (Provisional Licence) 1LAU Chi On AUZ017 Licensed Representative (Provisional Licence) 1LAU Cho Ming, Lawrence AKX744 Licensed Representative (Provisional Licence) 1LAU E Lei AVC029 Licensed Representative (Provisional Licence) 1, 2LAU Hamilton Atsumi AUR856 Licensed Representative (Provisional Licence) 1, 6LAU Kwai Shim AUZ618 Licensed Representative (Provisional Licence) 1, 4LAU Kwun Him AVC248 Licensed Representative (Provisional Licence) 1LAU Sau Fung AVA603 Licensed Representative (Provisional Licence) 4LAU Wai Tak AVC247 Licensed Representative (Provisional Licence) 1LAW Ka Man AUX496 Licensed Representative (Provisional Licence) 1LAW Kong Ying AVA646 Licensed Representative (Provisional Licence) 1, 2LEE Frank I-J AJL237 Licensed Representative (Provisional Licence) 1, 4LEE Hun Bok AUZ622 Licensed Representative (Provisional Licence) 4, 9LEE Joon Ho AUZ071 Licensed Representative (Provisional Licence) 4LEE Joseph AQS018 Licensed Representative (Provisional Licence) 1, 6LEE Ka Man AVA612 Licensed Representative (Provisional Licence) 4LEE Kihyuck AVA556 Licensed Representative (Provisional Licence) 4LEE Kin Pui Ada AVB978 Licensed Representative (Provisional Licence) 1LEE Man Kui AVC263 Licensed Representative (Provisional Licence) 1, 2LEE Ngai Yee AUZ008 Licensed Representative (Provisional Licence) 1LEE Pilsang AUZ621 Licensed Representative (Provisional Licence) 4, 9LEE Po Yu AVC919 Licensed Representative (Provisional Licence) 1LEE Siu Kei AUZ365 Licensed Representative (Provisional Licence) 4LEE Sui Yi AVC007 Licensed Representative (Provisional Licence) 1, 2LEITNER Evan George Walter AVA403 Licensed Representative (Provisional Licence) 4LEUNG Chi Wai AFC478 Licensed Representative (Provisional Licence) 1LEUNG Hok Sum AVC996 Licensed Representative (Provisional Licence) 1, 2, 4, 5, 9LEUNG Issac Kam Lung AUV993 Licensed Representative (Provisional Licence) 1LEUNG Kit Yin AJB230 Licensed Representative (Provisional Licence) 1, 4, 9LEUNG Man Hon, Ivan ANG301 Licensed Representative (Provisional Licence) 1, 2LEUNG Ping Nam AML607 Licensed Representative (Provisional Licence) 1LEUNG See Ho ADG716 Licensed Representative (Provisional Licence) 1, 2, 4LEUNG Yee Kan AVA624 Licensed Representative (Provisional Licence) 1LI Bei AUX239 Licensed Representative (Provisional Licence) 9LI Chiu Yee AJY016 Licensed Representative (Provisional Licence) 1, 4, 6LI Hon Wai Anthony AUV625 Licensed Representative (Provisional Licence) 1, 4LI James Ziming AOI915 Licensed Representative (Provisional Licence) 1, 4, 6

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REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 05/2010CE Name CE No. Licence Type Types of Regulated ActivityLI Jingyi AUZ372 Licensed Representative (Provisional Licence) 1, 4, 6LI Kin Keung AHA933 Licensed Representative (Provisional Licence) 1, 2, 4LI Steven Allen M H ABD065 Licensed Representative (Provisional Licence) 4LI Wai Sum AVA618 Licensed Representative (Provisional Licence) 1, 4LI Wenjie AUY931 Licensed Representative (Provisional Licence) 1, 4LI Xue AVC681 Licensed Representative (Provisional Licence) 1, 2LI Yuhang AVC985 Licensed Representative (Provisional Licence) 1, 6LI Zheng APN589 Licensed Representative (Provisional Licence) 1, 4, 6LIANG Mei-Chen AOU073 Licensed Representative (Provisional Licence) 1LIAROKAPIS Vassiliki AUZ230 Licensed Representative (Provisional Licence) 1, 2, 7LIM Serene AUW836 Licensed Representative (Provisional Licence) 1, 4LIM Wen-tzen ALN484 Licensed Representative (Provisional Licence) 4, 6, 9LIN Chia-huei ANQ172 Licensed Representative (Provisional Licence) 1, 2, 4, 5LIN Tiyuan AUZ758 Licensed Representative (Provisional Licence) 1LIU Chien-Hung AVC345 Licensed Representative (Provisional Licence) 1LIU Danqing AUZ101 Licensed Representative (Provisional Licence) 1, 4, 9LIU Jia AUZ157 Licensed Representative (Provisional Licence) 1, 4LIU Yaping AUX497 Licensed Representative (Provisional Licence) 1, 4, 6LLOYD Jonathan Ceri ADG111 Licensed Representative (Provisional Licence) 1LO Bo Yee AVA659 Licensed Representative (Provisional Licence) 1LO Chun Kit AVC989 Licensed Representative (Provisional Licence) 1LO Philip Yee Chuen AUY865 Licensed Representative (Provisional Licence) 1, 2LO Pui Man AJD641 Licensed Representative (Provisional Licence) 1LO Wai Man, Betty AVC010 Licensed Representative (Provisional Licence) 1LU Zhuo AVC087 Licensed Representative (Provisional Licence) 1, 4, 6LUK Ka Lam AVB830 Licensed Representative (Provisional Licence) 1LUK Kar Man, Carmen AVD308 Licensed Representative (Provisional Licence) 1LUO Qian AVA418 Licensed Representative (Provisional Licence) 4MA Lingzhen AVA361 Licensed Representative (Provisional Licence) 1, 6MAASRY Caesar Paul AVC030 Licensed Representative (Provisional Licence) 1, 4MAEKAWA Hideyuki AUW526 Licensed Representative (Provisional Licence) 4MAK Cheuk Hong AUZ340 Licensed Representative (Provisional Licence) 1, 2MAK Ka Yan, Jennifer AUW603 Licensed Representative (Provisional Licence) 1, 2MAK Wai Hang, William AUZ473 Licensed Representative (Provisional Licence) 1, 2MALIK Jasween AUW634 Licensed Representative (Provisional Licence) 4MANS William Gerard AVD313 Licensed Representative (Provisional Licence) 4MAO Yifeng AMT627 Licensed Representative (Provisional Licence) 9

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REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 05/2010CE Name CE No. Licence Type Types of Regulated ActivityMARKOSOV Suren Gueorgui AMI359 Licensed Representative (Provisional Licence) 4MEJIA Francisco AVC915 Licensed Representative (Provisional Licence) 1MELLOR Eric Peter AVA504 Licensed Representative (Provisional Licence) 1, 4, 9MILLER Scott William AVC099 Licensed Representative (Provisional Licence) 1, 6MINACK Gerard John AMN708 Licensed Representative (Provisional Licence) 1MINARIK David Matthew AUW513 Licensed Representative (Provisional Licence) 1MING Si AUZ746 Licensed Representative (Provisional Licence) 1, 6MITCHELL Lars Stefan AVC008 Licensed Representative (Provisional Licence) 4MITCHELL Patrick Callahan AVA493 Licensed Representative (Provisional Licence) 1MOCHIZUKI Masahiro AUW524 Licensed Representative (Provisional Licence) 4MOK Ming Wai Anita AUZ626 Licensed Representative (Provisional Licence) 2MUI Pang Kin, Patrick ARM775 Licensed Representative (Provisional Licence) 1MUKHOPADHYAY Niladri AVA639 Licensed Representative (Provisional Licence) 1NEMA Naoshi ANH179 Licensed Representative (Provisional Licence) 1NEMOTO Yoko ARJ940 Licensed Representative (Provisional Licence) 1, 2NG Cheuk Lun, Alan ATE682 Licensed Representative (Provisional Licence) 1NG Kai Sum Houston AUZ932 Licensed Representative (Provisional Licence) 1, 4, 6NG Kar Ying AVC986 Licensed Representative (Provisional Licence) 1NG Khoon Haur AVD286 Licensed Representative (Provisional Licence) 1, 6NG Wai Yin, Ray AVA352 Licensed Representative (Provisional Licence) 1, 2NG Yat Wing, Athena AVC918 Licensed Representative (Provisional Licence) 1, 6NGAI Hoi Shan AVC111 Licensed Representative (Provisional Licence) 4, 9NGAI Sing Lung AQY372 Licensed Representative (Provisional Licence) 1ODA Tomofumi AVD303 Licensed Representative (Provisional Licence) 9OH Wookjin AUZ619 Licensed Representative (Provisional Licence) 4, 9ONG Choo Lian, Stephanie AUW604 Licensed Representative (Provisional Licence) 1, 7OOMMAN Amrita Elizabeth AVA625 Licensed Representative (Provisional Licence) 1, 2OR Chi Kwan AVA232 Licensed Representative (Provisional Licence) 1PARK Andrew Jai Young AVA057 Licensed Representative (Provisional Licence) 1, 6PARK Linda Sharon AUZ206 Licensed Representative (Provisional Licence) 1PASTOR Celine Marie Bernabe AVC365 Licensed Representative (Provisional Licence) 1, 6POON Ka Yee, Joanna AGL868 Licensed Representative (Provisional Licence) 1, 4, 9POON Kwun Yu APR192 Licensed Representative (Provisional Licence) 1POON Wai Ling, Jessica AVD054 Licensed Representative (Provisional Licence) 1, 4RAMANAYAKE Maadhavi Rathnamali AVA344 Licensed Representative (Provisional Licence) 1RAZAFIMANANTSOA Sao, Nathan, Marie, Honore AVA400 Licensed Representative (Provisional Licence) 1, 2, 7RENOUX Olivier, Leonce, Felix AUZ511 Licensed Representative (Provisional Licence) 1

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REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 05/2010CE Name CE No. Licence Type Types of Regulated ActivityRODRIGUES Johann AUZ964 Licensed Representative (Provisional Licence) 1, 2SAGAR Akanksha AUZ507 Licensed Representative (Provisional Licence) 1, 4SEKAR Ashok Narsimhan AVA502 Licensed Representative (Provisional Licence) 1, 2SENGUPTA Santanu AQO300 Licensed Representative (Provisional Licence) 1, 4SHEN Zhan AUY916 Licensed Representative (Provisional Licence) 4SHERIDAN Richard Leo AUE091 Licensed Representative (Provisional Licence) 1SHIGEZAKI Ayako ASZ506 Licensed Representative (Provisional Licence) 1SHIN Dong Kee AKJ967 Licensed Representative (Provisional Licence) 1, 4SHIN Young-suk AUW244 Licensed Representative (Provisional Licence) 1SHUM Yuk Yee AEJ175 Licensed Representative (Provisional Licence) 1, 2SIN Kwok Wing AUE469 Licensed Representative (Provisional Licence) 1SINGLETON Paul Hugh AUW528 Licensed Representative (Provisional Licence) 1, 2, 7SIU Chak Foon AUW608 Licensed Representative (Provisional Licence) 1, 2SIU Kin Man AEE259 Licensed Representative (Provisional Licence) 1SIU Ronald ARP041 Licensed Representative (Provisional Licence) 1, 6SMILEY William Timothy John AVA653 Licensed Representative (Provisional Licence) 1SO Kwan Yee AUZ985 Licensed Representative (Provisional Licence) 1, 4SOSA Edison Antonio AUV509 Licensed Representative (Provisional Licence) 1SPARROW Richard Aelred AFK790 Licensed Representative (Provisional Licence) 1, 7STANFORD Michael Robert AVC115 Licensed Representative (Provisional Licence) 1STOCKDALE Hayden John AVA627 Licensed Representative (Provisional Licence) 1STRAIN Nicholas Andrew AFJ969 Licensed Representative (Provisional Licence) 1, 2, 7STROVER Edward Jason AUZ302 Licensed Representative (Provisional Licence) 1, 4STUEDLEIN Maximilian E AVA044 Licensed Representative (Provisional Licence) 1SUEN Wai Man AUX361 Licensed Representative (Provisional Licence) 1SUN Chi AUZ082 Licensed Representative (Provisional Licence) 4SUN Ming AVC988 Licensed Representative (Provisional Licence) 4SUN Qijia AVC987 Licensed Representative (Provisional Licence) 4, 9SUN Ran AUZ782 Licensed Representative (Provisional Licence) 1, 4SUZUKI Takenori ADD571 Licensed Representative (Provisional Licence) 1SZE Wa Fung AVC719 Licensed Representative (Provisional Licence) 1, 2TAM Kwok Ching, Tony AUZ547 Licensed Representative (Provisional Licence) 1TAN Li Chin AUZ620 Licensed Representative (Provisional Licence) 1, 6TANG Chi ACJ583 Licensed Representative (Provisional Licence) 3TANG Chi Hung AUZ930 Licensed Representative (Provisional Licence) 1TANG Hon Kit AUW336 Licensed Representative (Provisional Licence) 1TIAN Jia AVE039 Licensed Representative (Provisional Licence) 6

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REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 05/2010CE Name CE No. Licence Type Types of Regulated ActivityTOOHEY Daniel Paul AUZ521 Licensed Representative (Provisional Licence) 4TRENKOW Jassen AVD306 Licensed Representative (Provisional Licence) 1, 9TSAI Tzu-Lin AUZ445 Licensed Representative (Provisional Licence) 1TSANG Chun Wai ATL969 Licensed Representative (Provisional Licence) 1TSANG Siu Yan, Patrick AVA038 Licensed Representative (Provisional Licence) 1TSAO Theodore Tsuhua AHJ596 Licensed Representative (Provisional Licence) 1TSENG Hsu-Liang AVA234 Licensed Representative (Provisional Licence) 4TSOI Hok Chi AVC349 Licensed Representative (Provisional Licence) 1, 2TSUI Lai Fong AUZ895 Licensed Representative (Provisional Licence) 1UDING Gerardus Henricus Paulus AUZ982 Licensed Representative (Provisional Licence) 1, 4, 9UPTON James Andrew AUW064 Licensed Representative (Provisional Licence) 1URUMA Kuninobu AFU106 Licensed Representative (Provisional Licence) 1VAIDYA Tushar Shashikant AUZ505 Licensed Representative (Provisional Licence) 4VAN MEERENDONK Martin John AUX285 Licensed Representative (Provisional Licence) 1, 2VELLA Andrea AUV624 Licensed Representative (Provisional Licence) 1VIJAYANT Aashutosh AVA402 Licensed Representative (Provisional Licence) 1, 2, 7VISWANATH Ramesh AUZ373 Licensed Representative (Provisional Licence) 4WALLER Martin John AVA351 Licensed Representative (Provisional Licence) 1, 2WANG Anping AUW252 Licensed Representative (Provisional Licence) 1, 2, 7WANG Daina AQU588 Licensed Representative (Provisional Licence) 9WANG Frank Wei-Kang AFT830 Licensed Representative (Provisional Licence) 1, 6WANG Guoguang AUZ499 Licensed Representative (Provisional Licence) 1, 4, 5, 9WANG Jiaying AVA634 Licensed Representative (Provisional Licence) 1, 6WANG Minzhi AVD532 Licensed Representative (Provisional Licence) 1WANG Ning AVA354 Licensed Representative (Provisional Licence) 4WANG Tingting APG500 Licensed Representative (Provisional Licence) 1, 6WANG Xin AUA950 Licensed Representative (Provisional Licence) 2WANG Yiding AOD298 Licensed Representative (Provisional Licence) 1WANG Ying AUZ367 Licensed Representative (Provisional Licence) 9WEI Stephen J AGW283 Licensed Representative (Provisional Licence) 1, 9WISE Adam John AVA399 Licensed Representative (Provisional Licence) 1WONG Annie Yan Tsz AUV531 Licensed Representative (Provisional Licence) 1WONG Chak Wing AVA410 Licensed Representative (Provisional Licence) 1, 4WONG Che Shing, Nelson AOH457 Licensed Representative (Provisional Licence) 1WONG Chin Hung, Cyrus ATO773 Licensed Representative (Provisional Licence) 1, 2WONG Chun Yin, Edwin ATX997 Licensed Representative (Provisional Licence) 1WONG Hei Man ANU672 Licensed Representative (Provisional Licence) 1, 4, 6

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REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 05/2010CE Name CE No. Licence Type Types of Regulated ActivityWONG Ka Yu, Matilda AGO390 Licensed Representative (Provisional Licence) 1, 6WONG Kei Yan AUW339 Licensed Representative (Provisional Licence) 1WONG Kim Hung AUY918 Licensed Representative (Provisional Licence) 1WONG Kin Ho AUZ704 Licensed Representative (Provisional Licence) 1, 2WONG King Wai AVC352 Licensed Representative (Provisional Licence) 1WONG Leah Kuen AVC092 Licensed Representative (Provisional Licence) 4, 9WONG Ling Wai, Geraldine AVC121 Licensed Representative (Provisional Licence) 1WONG Man Fai AUX371 Licensed Representative (Provisional Licence) 1WONG Ming Lok AVB804 Licensed Representative (Provisional Licence) 1, 2WONG Ping Chi AVC908 Licensed Representative (Provisional Licence) 1WONG Shung Pun, Roland AUX368 Licensed Representative (Provisional Licence) 1WONG Tat Chun AVA658 Licensed Representative (Provisional Licence) 1, 2WONG Tin Ho AJI703 Licensed Representative (Provisional Licence) 2WONG Victoria Wai Ying AUW683 Licensed Representative (Provisional Licence) 1, 4WONG Wa AOA104 Licensed Representative (Provisional Licence) 9WONG Wing Yan, Winnie AGP722 Licensed Representative (Provisional Licence) 1, 6WONG Yan Mei, May AUZ637 Licensed Representative (Provisional Licence) 1WONG Yu Ching AUZ623 Licensed Representative (Provisional Licence) 1WOO Kang Yeong AVB962 Licensed Representative (Provisional Licence) 1, 2WU Chi Ki, Hilda AVA638 Licensed Representative (Provisional Licence) 9WU Hiu Fung AOV629 Licensed Representative (Provisional Licence) 1, 2WU Lai Ping AVC341 Licensed Representative (Provisional Licence) 1WU Pei-wei AUN391 Licensed Representative (Provisional Licence) 1, 2WU Po Sing ALZ574 Licensed Representative (Provisional Licence) 1, 4, 6WU Shoukang AUI962 Licensed Representative (Provisional Licence) 4WU Warren Charles AUZ061 Licensed Representative (Provisional Licence) 1, 4, 6XI Xiaojie AQM286 Licensed Representative (Provisional Licence) 1, 6XIANG Zuo AUG690 Licensed Representative (Provisional Licence) 1, 6XIAO Jing AVD272 Licensed Representative (Provisional Licence) 4XIAO Tian AUW610 Licensed Representative (Provisional Licence) 1, 6XIAO Yi AUZ745 Licensed Representative (Provisional Licence) 1, 6XING Chang AVD305 Licensed Representative (Provisional Licence) 1XIONG Hui AQV261 Licensed Representative (Provisional Licence) 1, 6XU Hao AVA631 Licensed Representative (Provisional Licence) 1, 6XUE Shaofei AVA664 Licensed Representative (Provisional Licence) 1, 2YAMADA Shinya AUW525 Licensed Representative (Provisional Licence) 4YANG Tianxiao AVA662 Licensed Representative (Provisional Licence) 1, 6

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REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 05/2010CE Name CE No. Licence Type Types of Regulated ActivityYANG Wu ASP941 Licensed Representative (Provisional Licence) 2YAO Angelina See Mun AJD521 Licensed Representative (Provisional Licence) 1, 4, 9YAO Chun Yu AVB802 Licensed Representative (Provisional Licence) 1YEUNG Tsang Keung ACA708 Licensed Representative (Provisional Licence) 1YEUNG Yan Keung AUZ917 Licensed Representative (Provisional Licence) 1YEUNG Yun Chu AUW601 Licensed Representative (Provisional Licence) 1YEW Derek Chi Cheung AVA409 Licensed Representative (Provisional Licence) 4YIN Guo Hui AUN818 Licensed Representative (Provisional Licence) 4YIN Wen Xun AUW776 Licensed Representative (Provisional Licence) 1YING Li AUJ699 Licensed Representative (Provisional Licence) 1, 6YIP Ka Wah AUZ919 Licensed Representative (Provisional Licence) 1YUK Pan Yiu, Jackie AUY862 Licensed Representative (Provisional Licence) 1YUNG Man Yan AVD055 Licensed Representative (Provisional Licence) 1, 4ZHANG Qi AVA621 Licensed Representative (Provisional Licence) 1, 6ZHANG Wenwei AUX141 Licensed Representative (Provisional Licence) 4, 9ZHANG Yan AVA364 Licensed Representative (Provisional Licence) 1ZHANG Yang AUS964 Licensed Representative (Provisional Licence) 1, 4, 6ZHANG Zhixiang AVA347 Licensed Representative (Provisional Licence) 4, 9ZHAO Jie AVD275 Licensed Representative (Provisional Licence) 4ZHAO Mei AVA643 Licensed Representative (Provisional Licence) 1ZHAO Xiaosong AUZ078 Licensed Representative (Provisional Licence) 1, 4, 6ZHENG Lucy Xiao-Wei AUW197 Licensed Representative (Provisional Licence) 1, 4ZHU Ge AUZ021 Licensed Representative (Provisional Licence) 2ZHU Jiayan AVA093 Licensed Representative (Provisional Licence) 1, 2, 3ZHU Ying AUZ983 Licensed Representative (Provisional Licence) 1, 4APPLEGATE Jeffrey Michael AVE623 Licensed Representative (Temporary Licence) 1BARATON Xavier Francois AVC110 Licensed Representative (Temporary Licence) 1BARNARD David AVD117 Licensed Representative (Temporary Licence) 4BORODITSKAYA Tatiana Michailovna AVD131 Licensed Representative (Temporary Licence) 4BUCKWORTH Piers Edward Grainger AUT718 Licensed Representative (Temporary Licence) 4CHESSUM Scott AUW889 Licensed Representative (Temporary Licence) 4CINTAVEY Christopher Albert ASZ371 Licensed Representative (Temporary Licence) 4CORNELL James Campbell ART873 Licensed Representative (Temporary Licence) 1DEGANS Nathalie Francoise Marie ATO883 Licensed Representative (Temporary Licence) 1GODET Martial Herve Paul ARU049 Licensed Representative (Temporary Licence) 1, 4GONG Samuel Sangpil ATI416 Licensed Representative (Temporary Licence) 1GRIFFITHS Graeme Derek Victor AOA583 Licensed Representative (Temporary Licence) 4

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REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 05/2010CE Name CE No. Licence Type Types of Regulated ActivityHAMBRO Evy Piers George AOR313 Licensed Representative (Temporary Licence) 1HULT Gun Birgitta Ellinor AUX272 Licensed Representative (Temporary Licence) 4KIM Simon Dae-Oun AUV167 Licensed Representative (Temporary Licence) 1, 2, 4KITAZAWA Tomohiro ANU570 Licensed Representative (Temporary Licence) 1, 2KNIGHT Clifford Justin AUZ508 Licensed Representative (Temporary Licence) 4LEUNG Yat Ping AUZ509 Licensed Representative (Temporary Licence) 4LOW Bee Hooi AVC094 Licensed Representative (Temporary Licence) 1MASOJADA Jolanta Bozena AVA415 Licensed Representative (Temporary Licence) 4MCAULIFFE James Anthony ANL063 Licensed Representative (Temporary Licence) 1, 2MCDOUGALL Kathleen Martha AVD132 Licensed Representative (Temporary Licence) 4OTA Rieko AOX221 Licensed Representative (Temporary Licence) 1PATTISAHUSIWA Nurdiaz Alvin ATS149 Licensed Representative (Temporary Licence) 4RIS Alexandre Hugo ATO934 Licensed Representative (Temporary Licence) 4SHIU Susan Woon Ying AUA244 Licensed Representative (Temporary Licence) 1, 2SIVASUBRAMANIAM Sivasakthi D/O AUW890 Licensed Representative (Temporary Licence) 4SMOCOVICH Gustavo Claudio AUZ897 Licensed Representative (Temporary Licence) 4STREET Lee Alexander AUE090 Licensed Representative (Temporary Licence) 1SUBRAMANIAN Viswanathan R APK593 Licensed Representative (Temporary Licence) 1, 2TANG Teck Soon Patrick AUZ727 Licensed Representative (Temporary Licence) 1TEEPLE Louise AUV927 Licensed Representative (Temporary Licence) 1THONG Wai Meng Damian ANC081 Licensed Representative (Temporary Licence) 4TIMMERMAN Michiel Pieter AVD468 Licensed Representative (Temporary Licence) 1TOTH Gina Marie ARV876 Licensed Representative (Temporary Licence) 4VAN WIJK Tycho AUS491 Licensed Representative (Temporary Licence) 1WARBURTON Max Eliot Adair AVD908 Licensed Representative (Temporary Licence) 4

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