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THE BOCA RATON RESORT & CLUBBOCA RATON, FL

October 14–17, 2019

RMA SECURITIES FINANCE & COLLATERAL MANAGEMENT CONFERENCE

En terpr ise R isk • Cred i t R isk • Marke t R isk • Opera t iona l R isk • Regu la to r y A f fa i rs • Secur i t i es Lend ing

The ORIGINAL industry wide conference sponsored and developed by securities lending and borrowing professionals for securities lending and borrowing professionals.

THE LONG & SHORT OF IT: FUTURE PERSPECTIVES OF THE INDUSTRY A DECADE AFTER THE FINANCIAL CRISIS.

We are honored to invite you to RMA’s 36th Annual Securities Finance and Collateral Management Conference. We are eager to present the expanded scope of the conference program; encompassing the scope of the securities finance and collateral management businesses. We believe this expanded view of the conference better reflects the discussions taking place as the industry continues to evolve. This year’s conference takes place October 14–17, 2019 at the Boca Raton Resort & Club in Boca Raton, Florida. Join industry leaders such as agent lenders, borrowers, beneficial owners, and hedge funds to engage in forward-looking discussions on regulatory and market influences affecting our business. Additionally, the conference gives you an unmatched opportunity to meet and network with your significant counterparties.

The conference steering committee has developed an extensive business program providing practical solutions—designed to be immediately put into action—to industry challenges you currently face. The steering committee, as well as the moderators and panelists, are industry experts representing a wide range of experience. Take advantage of Tuesday’s afternoon sessions discussing global regulation and the latest industry trends along with the latest in financial technology and the opportunities and challenges they present for the industry. Additional conference sessions will give you insight into shifts in the macroeconomic environment and how the economy could affect your business, the toolkit needed to engage in securities financing transactions in the future, strategic views on collateral management and optimization of the balance sheet, and perspectives from buy-side stakeholders in the industry. The conference will once again conclude with industry leaders debating the future of securities finance. We encourage you to attend these sessions and actively participate in the discussions to promote dialogue, share ideas, and debate the challenges facing our industry. Please take a moment to review the business program and information provided.

To make the most of your conference experience, join your peers as the conference opens with the Welcome to Boca Networking Reception on Monday, October 14 and, following the business program, stay for the closing reception on Thursday evening.

To register for the conference and to make your hotel reservations visit the conference website at www.rmahq.org/asl2019.

We look forward to seeing you in Boca Raton!Sincerely,

ALINA CASNERConference Co-Chair

ROBERT ZEKRAUSConference Co-Chair

DEAR COLLEAGUES

CONFERENCE PLANNINGCOMMITTEE

Fran Garritt, RMA

Glenn Horner, State Street

Christopher Kunkle, BMO Global Asset Management

Michael McAuley, BNY Mellon

Thomas Poppey, Brown Brothers Harriman

Jason Strofs, BlackRock

Anthony Toscano, Deutsche Bank

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ALINA CASNER, Conference Co-chair, BNY Mellon

Alina Casner is Managing Director, Associate General Counsel and the Head of Legal for Markets at The Bank of New York Mellon, which includes the Derivatives & FX, Securities Finance, Collateral Management and Liquidity & Segregation businesses, as well as the broker-dealer affiliate, BNY Mellon Capital Markets, LLC. Prior to joining BNY Mellon, she practiced law in the Derivatives and Securities Finance Group at Simpson Thacher & Bartlett LLP, and prior to that, at Davis Polk & Wardwell LLP. She serves as Co-Chair of the Risk Management Association’s Legal, Tax and Regulatory Committee on Securities Lending, and is a member SIFMA’s Securities Lending Subcommittee. She is also an active participant in several ISDA working groups, and she is a member of the New York City Bar Association. She serves on the Leadership Advisory Committee of the National Women’s Law Center, as well as the Board of Directors of Goddard Riverside, a non-for-profit organization. She leads the 30% Club’s US cross-company mentoring program for BNY Mellon.

Alina has a B.A. from Swarthmore College, where she double-majored in Economics and Political Science, during which time she also completed the one-year General Course program at the London School of Economics. She received her J.D. from the University of Virginia School of Law, where she was a Notes Editor of the Law Review. She is admitted to practice in New York.

MARY JO WHITE, Keynote, Debevoise

Ms. White’s practice focuses on counseling boards of directors and representing clients on significant and sensitive matters, including companies facing crises involving multi-faceted government investigations and cases. She has decades of experience prosecuting and defending a wide range of white collar criminal and civil cases, having served as Chair of the United States Securities and Exchange Commission, the United States Attorney for the Southern District of New York, and as a well-known private practitioner in high-profile matters. Ms. White is recognized as an Eminent Practitioner in Securities Enforcement and White Collar-Crime and Government Investigations by Chambers USA (2019). She is described by one peer as “the single best white-collar lawyer I’ve worked with, bar none.” The guide has also described her as a doyenne of the white-collar Bar and “a towering figure” in the litigation market. Sources note “she is a force of nature” who “stands out above the rest of the crowd,” while fellow practitioners say “she’s incredibly smart and she works very hard. She can do anything, she’s just remarkable - there’s nobody like Mary Jo.” Ms. White is also recognized by The Legal 500 US (2018).

ROBERT ZEKRAUS, Conference Co-chair, Scotiabank

Robert (Bob) Zekraus is responsible for Client Capital Management & Funding for the Prime Services division. This mandate focuses on managing the asset and liability profile, client pricing, and the strategic deployment and oversight of scarce financial resources for secured funding products. In addition Bob and his team work on developing customer-focused financing solutions aligning with the risk appetite, liquidity, capital and balance sheet strategies for the business.

Bob is a member of the Prime Services Executive Committee and global management team. He chairs the weekly funding and balance sheet forum and sits on the bank’s US ALCO and liquidity and market risk committees.

Prior to joining Scotiabank in 2014, Bob was Director, Prime Services, at Barclays where he was a member of the Global Equity Finance management team. He held various senior leadership roles in equity financing and prime brokerage. He was part of the original team that established the Collateralized Finance Group at the firm. Bob started his career at Daiwa Securities Inc. in Prime Brokerage.

Bob received a B.S. degree in Economics and Business Management from Cortland College.

CONFERENCE CO-CHAIRS

For the current agenda and more conference information visit the conference website at www.rmahq.org/ASL2019

THANK YOU TO OUR SPONSORSRMA thanks the following companies for sponsoring an event at this year’s conference.

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THANK YOU TO OUR SPONSORSRMA thanks the following companies for sponsoring an event at this year’s conference.

MONDAY, OCTOBER 148:00 P.M. – 10:00 P.M.Welcome to Boca Raton ReceptionJoin us to kick off the conference and take the opportunity to meet and greet your peers in the industry.Courtesy of:

TUESDAY, OCTOBER 1510:00 a.m. – 12:00 p.m. Women in Securities Finance | Industry Leader Keynote, Panel, & Networking SessionAll registered conference attendees are invited to join Women in Securities Finance as they host an in-depth session focused on diversity and inclusion within the securities finance industry. The event will be begin with Michelle Girard, Chief U.S. Economist for NatWest Markets, delivering the keynote address, followed by an industry leader panel discussion. The panelists will share their personal development stories, diversity and inclusion practices as well as the impact these corporate initiatives have on firm culture within the securities finance industry. Open networking to follow the panel discussion. We encourage all attendees, especially those who are members of Women in Securities Finance, to take this opportunity to network with your colleagues in the industry.Led by:

– Elaina Benfield, Senior Counsel, Vanguard – Arianne Collette, Executive Director, Morgan Stanley – Jill Rathgeber, Director, Product and Strategy, BNY Mellon

Courtesy of:

12:00 P.M. – 12:30 P.M.Light Lunch and RefreshmentsCourtesy of: UBS

12:30 P.M. – 1:30 P.M.Global Legal, Regulatory and Tax Update and Future Strategy What are the regulatory developments with significant global impact that everyone should keep an eye on? The regulatory environment continues to expand in some areas and contract in others, with the need to constantly assess the impact of the current regulatory landscape including uncleared margin rules (UMR), Basel IV, Dodd-Frank (SCCL, NSFR), the leverage rules, stress capital buffer (SCB) rule, and implementation issues surrounding these rules and regulations. Global developments SFTR, CSDR and issues related to key tax issues will be highlighted, including the new French withholding tax, Canada’s 2019 Federal Budget, and the latest developments with the German Investment Tax Act of 2018.Moderator:

– Greg Lyons, Partner, Debevoise & Plimpton Panelist:

– Andrew Dyson, Chief Executive Officer, ISLA – Dominick Falco, Managing Director, BNY Mellon – Dalia Hamdy, Senior Tax Counsel, Global Banking and Markets, Scotiabank – Glenn Horner, Managing Director & Chief Regulatory Officer, State Street – Thomas Poppey, SVP/Global Securities Lending, Brown Brothers Harriman

1:30 P.M. – 2:15 P.M.Association UpdateGet updates on the association’s activities.Moderator: – Fran Garritt, Director, Securities Lending and Market Risk, The Risk Management Association

Panelists: – Andrew Dyson, Chief Executive Officer, ISLA – Glenn Horner, Managing Director & Chief Regulatory Officer, State Street – Eugene Picone, Director - Collateral Mgt & Funding, Scotiabank – Matthew Puscar, Executive Director, J.P. Morgan – George Rapalje, Vice President, State Street

2:15 P.M. – 2:45 P.M.Coffee BreakCourtesy of: UBS

2:45 P.M. – 4:00 P.M.Harnessing FinTech Innovation in Securities Finance and Collateral ManagementPanelists will give their perspectives on the technologies that are positioned to take center stage in the industry in the next 12-18 months. Highlights include the increased prevalence of electronic trading, integrating artificial intelligence into SFT decision making, increased automation in the collateral management space and tokenization of assets/collateral. Electronic trading and increasing usage of data to enable better pricing decisions and empower the industry in deploying of proprietary trading algorithms. Migration towards higher proportions of trading occurring over electronic venues to better allocation resources and increase standardization.

Moderator: – Dean Sakati, Senior Managing Director, State Street

Panelists: – Andrea Dyson, Managing Director, Morgan Stanley – Paul Lynch, Managing Director, Global Head of Products, EquiLend – Brian Ruane, CEO, Government Securities Services, BNY Mellon – Raj Sheth, CEO, Pirum – Guido Stroemer, CEO, HQLAX

– Patrick Morrissey, Director of Product, Development, and Implementation - Securities Lending, Vanguard

4:00 P.M. – 4:45 P.M.The Future of the Industry: Viewing Financial Services Through a New Lens Panelists will discuss how the business has changed during their tenure and how they see the industry advancing over the next decade. This discussion will take an aspirational look at the next evolution of the business: What new opportunities has technology provided for the industry and what future roles will emerge for financial professionals? What skills and competencies are “evergreen” and which need to be cultivated to develop a successful securities finance professional and team? Panelists will provide their insight on how they plan to face the new “Day 1” of the industry.Moderator:

– Mark Whipple, Global Co-Head of Agency Lending, Goldman SachsPanelists:

– Christopher Galli, Vice President, J.P. Morgan – Charles Post, Managing Counsel and Director, BNY Mellon – Nickolas Delikaris, Global Head of Algorithmic Trading, State Street

6:00 P.M. – 8:00 P.M.Gala Cocktail ReceptionCourtesy of:

WEDNESDAY, OCTOBER 16Wi-fi and Internet Kiosk Sponsored by: Northern Trust

7:30 A.M. – 8:45 A.M.Buffet BreakfastCourtesy of: • Scotiabank

8:45 A.M. – 9:00 A.M.WelcomeConference Co-chairs:

– Alina Casner, Managing Director and Associate General Counsel, BNY Mellon – Robert Zekraus, Managing Director, Scotiabank

9:00 A.M. – 9:45 A.M.Strategic Shifts in the Macroeconomic EnvironmentThe U.S. economy has had one of its longest expansions in history. Monetary policy, recently thought to be normalizing, appears to be continuing its path of accommodation. Leading financial institutions’ economists and strategists will offer perspectives on current credit and global markets. The discussion will highlight touch points in the current state of the US economy: the potential for a recession in 2020, global trade wars, the 2020 U.S. election, and Brexit. Panelists will emphasize the implications for monetary policy and global markets.Moderator:

– Michelle Girard, Chief US Economist, Natwest Markets

9:45 A.M. – 10:45 A.M.Fixed Income: Where is the Convergence of Securities Lending and Repo?Panelists will explore the growth and development of fixed income and repo trading across various fixed income assets, in particular corporate bonds. Panelists will examine the key players and drivers for this trend. The discussion will also focus on the challenges such as credit financing, headwinds from Europe (including CSDR), and impact to the value chain. Additional debate will analyze the potential development outlining some of the key issues likely to challenge future growth.Moderator: – Casey Spezzano, Managing Director, Head of Flow Collateral Trading, NatWest Markets

Panelists: – Laurie Brignac, Chief Investment Officer, Head of Invesco Global Liquidity, Invesco

Advisers – John Falcone, Head of Portfolio Finance, Field Street Capital Management – Brad Fryer, Head of U.S. Fixed Income Lending and Cash Reinvestment Trading, J.P. Morgan – William Gonser, Managing Director, RBC Capital – Jennifer Imler, Managing Director, Head of WFS Funding, Capital and Liquidity,

Wells Fargo

BUSINESS PROGRAM

• BlackRock• BMO Global Asset Management Agency

Lending

• DTCC• Pirum• Stifel

• Deutsche Börse Group• E*Trade• HQLAx

• Mirae Asset Securities

• Morgan Stanley• National Bank of Canada Financial Inc.• Tradeweb Markets LLC

• Citi• E*Trade

• J.P. Morgan• The Risk Management Association

10:45 A.M. – 11:15 A.M. Coffee Break with the ExhibitorsCourtesy of:

11:15 A.M. – 12:15 P.M.Keynote AddressKeynote Speaker:

– Mary Jo White, Partner and Senior Chair, Debevoise

12:15 P.M. – 1:00 P.M.Future SFT Toolkit: The Evolution of Your Institution’s Business ModelGiven current market pressures, participants will guide attendees through the trends in the securities lending industry, and the resources available to succeed in the current environment. The discussion will focus on the latest market developments, such as optimizing RWA benefits, central clearing models, pledge structures, equities-as-collateral, increasing use of synthetic instruments, netting sets (along with the accounting treatment for netting term transactions), liquidity & funding structures, along with balance sheet friendly approaches. Panelists will offer perspectives on the rise of non-cash collateral, the role of triparty collateral management and collateral optimization. How does your institution leverage operations to deploy this new tool kit?Moderator:

– Matthew Collins, Managing Director, Morgan StanleyPanelist:

– Bogdan Fleschiu, Executive Director, J.P. Morgan – Patricia Hostin, Managing Director, BlackRock – David Morris, Managing Director, Credit Suisse – John Templeton, Managing Director, BNY Mellon

Business Program Adjourns for the Day

1:30 P.M. – 4:30 P.M.Tennis TournamentCourtesy of: • IHS Markit

5:30 P.M. – 7:30 P.M.RBC ReceptionCourtesy of: • RBC

THURSDAY, OCTOBER 17 Wi-fi and Internet Kiosk Sponsored by: Northern Trust7:30 A.M. – 9:00 A.M.Buffet BreakfastCourtesy of:

9:00 A.M. – 9:45 A.M.Outlook of Collateral Management and OptimizationIn the past, cash was “king”, but the regulatory impact on market liquidity, US repo overnight supply and money market reform are having their impact on cash and the subsequent collateral reinvestment. Additionally, under what conditions is the GC business still viable in the future? How does securities financing provide solutions from both a lender and borrower perspective? Panelists will discuss the evolution of the traditional securities financing business and how market and regulatory concerns have increased the need for non-cash collateral. This has resulted in certain lines of businesses facilitating their firm’s collateral obligations and requirements.Moderator:

– Gino Timperio, Senior Managing Director and Global Head of the Funding and Collateral Transformation, State Street

Panelist: – Abhinav Chandra, U.S. Head of Equity Finance Funding and Hedge Fund Pricing, Barclays – Taryn Siglain, Executive Director, Head of Americas Collateral Optimization, Morgan Stanley – LJ Jhangiani, Director, Head of Securities Lending Trading, BMO Global Asset Management

9:45 A.M. – 10:30 A.M.Economics of the Trade and Creative Problem SolvingHow will infrastructure changes to the industry impact the economics of trades? As broker/dealers find additional ways to finance themselves, as well as the emergence of new tools in the industry (such as CCP’s, non-cash collateral including equities, and pledge structures), what does the future development of business and products look like? Additionally, as the continued growth of lending supply outpaces demand while investment products seek higher returns/lower costs, what effects does this have on the industry’s business models? In a post-SFTR world, and what will be the impact on the economics of a trade, in particular RWA, netting abilities, and concentration? Finally, as most regulations that are major work drivers become clearer and are fully implemented, how will this inform the business decisions of market participants?

Moderator: – Mike McAuley, Managing Director, BNY Mellon

Panelists: – Anthony Toscano, Head of North American Agency Securities Lending, Deutsche Bank – Deepta Venkataraman, Managing Director, Morgan Stanley – Nehal Udeshi, Managing Director, Goldman Sachs

10:30 A.M. – 11:00 A.M. Coffee Break with the ExhibitorsCourtesy of:

11:00 A.M. – 12:00 P.M.Risk and Reward in Securities Lending: The Buy Side PerspectivesIn a world of compressed yields and lackluster investment returns, securities lending has been a natural solution for asset owners seeking alternative avenues of alpha generation at relatively low risk. Optimization of assets, risk, and revenue will increase in importance given increased demand for investor returns over the next 5-10 years. Are buy-side institutions using a different lens today to assess the value proposition of securities lending? How have participants been successful in striking the right balance between risk, reward and governance? Discussion of important trends impacting beneficial owners including the potential impact of regulatory reform, reduced leverage/demand, perspectives on borrower indemnification, collateral flexibility including equities, and questions and perspectives from other stakeholders within buy side organizations.Moderator:

– Marney McCabe, Senior Vice President, Brown Brothers HarrimanPanelists:

– Cherie Jeffries, Director of Fixed Income Trading, State Board of Admin of Florida – Michael P. Landolfi, Global Head of Alternative Investment Operations, Manulife – Jason Strofs, Managing Director, BlackRock – Jane Wagner, Global Head of Securities Lending, Vanguard

12:00 P.M. – 1:00 P.M.Industry Leaders Panel Industry Leaders will reflect on topics discussed during the conference along with their expectations and concerns given a rapidly changing industry. Our panelists will reflect on significant topics including how senior business leaders view current commercial and regulatory pressures requiring action to thrive in the new landscape? Does technology continue to provide incremental changes in securities finance and collateral management or does it now represent transformative opportunities? What role will big data play and how will it be managed to ensure proper governance? What role are non-traditional markets, counterparties, and trading structures play in the market? Given the evolution of market structure, how are industry leaders thinking about central clearing for both repo and securities lending? Will the industry be ready for the change from LIBOR to SOFR and what impact will the new benchmark have on the business?Moderator:

– John Stracquadanio, Managing Director, Head of Capital Markets, US, ScotiabankPanelists:

– Nadine Chakar, Executive Vice President, Head of Global Markets, State Street – Dane Fannin, Global Head of Securities Lending, Northern Trust – Michael Kelleher, Managing Director J.P. Morgan – Andrea Pfenning, President and Chief Operating Officer, BNY Mellon

1:00 P.M.Closing Remarks and Thanks

1:30 P.M.Golf TournamentCourtesy of: • RBC6:30 P.M. – 8:30 P.M.Closing ReceptionCourtesy of:

BUSINESS PROGRAM

• ABN AMRO Clearing• CIBC• Dynex Capital, Inc.

• GLMX• Intuition Financial Placement• TD Securities

• ABN AMRO Clearing• CIBC• Dynex Capital, Inc.

• GLMX• Intuition Financial Placement• TD Securities

• BlackRock• BMO Global Asset Management

Agency Lending

• DTCC• Pirum• Stifel

• BNP Paribas • Natixis

• State Street

HOTEL/RESERVATION INFORMATION

Hotel ReservationsRates are available three days before and after the conference dates based upon availability. Rates are subject to applicable taxes at the time of check in.

Room Types and Rates: King Room Limited: $251.00 single/double + applicable taxesBungalow Rooms: $262.00 single/double + applicable taxesGrand Estate View: $284.00 single/double + applicable taxesTower Room: $363.00 single/double + applicable taxesTower Jr Suite: $508.00 single/double + applicable taxes$40 Daily resort fee is waived for all registered conference attendees.

Hotel Reservations are available online until August 30, 2019. Please note: RMA cannot guarantee room or rate availability after that date or if our block sells out prior to that date.

To reserve a room, go to www.rmahq.org/ASL2019, then click the Information Tab, this is a secure transaction using security and encryption coding software to protect the data provided and your privacy. Please call the location of your choice to reserve a room. When speaking with the Reservation Agent mention you are attending the “RMA Conference” to receive the conference rates listed and the RMA Hotel Cancellation Policy.

Reservation Cancellation Policy • A one-night deposit is required at the time of booking.

• Cancellations 14 days or more prior to arrival will receive the full deposit.

• Cancellations less than 14 days but more than seven (7) days will be charged the one night’s deposit.

• Cancelations less than 7 days and no shows will be charged the full stay.

Kathy Tamashunas, Convention Reservations, is available via email at kathy.tamashunas@waldorfastoria.com to answer any questions or concerns regarding reservations and cancellation policies.

Important Reservation Information Only those individuals who are registered for the conference are eligible to stay at Boca Raton Resort and Club, Boca Raton at the conference group rate. Conference registrations will be crosschecked against hotel reservations. Individuals holding a hotel reservation at the conference rate must have a matching conference registration with RMA no later than 5:00 p.m. (EST) on August 30, 2019. RMA reserves the right to request that you cancel your hotel reservation or instruct the hotel to charge the rack rate for your room if not registered for the conference by this date.

Reservations Outside of the Conference Room BlockIf a room is reserved at Boca Raton Resort and Club, Boca Raton, outside of the RMA Conference room block we do ask that you send an email to Rosemarie Casler at RCasler@rmahq.org with the full name of the hotel guest. By providing the name of the hotel guest, this will ensure all registered attendees are accounted for at the hotel and receive all conference related room deliveries.

Nestled in a Mediterranean inspired historic village and just a few steps from the stunning South Florida coastline, Boca Raton Resort and Club, a Waldorf Astoria Resort, is your luxurious home away from home. Many of its charming and sophisticated guest rooms come with a view of the Atlantic Ocean, Intercoastal Waterway, or the marina, and all guest rooms offer the latest amenities for your comfort. The hotel also provides concierge services to cater to your every need.

HOTEL RESERVATIONS ARE AVAILABLE ONLINE UNTIL AUGUST 30, 2019.

The Boca Raton Resort and Club Boca Raton, FL501 E Camino Real, Boca Raton, FL 33432Telephone: 561-447-3774

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IMPORTANT INFORMATION

Conference InformationRegistrations are accepted throughout the conference. However, for your name to appear in the program booklet, you must register on or before Thursday, September 5, 2019.

To register for the conference, go to www.rmahq.org/ASL2019 and click the “Register Today” button.

Conference Registration Fees• $1,900: attendee registration fee (After August 30, 2019)• $275: guest fee (someone not in an industry relation position)

Airports and Grpund Transportation• West Palm Beach Airport: Approx. 28 miles.• Fort Lauderdale/Hollywood International Airport: Approx. 24 miles.

Call Boca Raton Transportation at 561-750-7800 to reserve a rental car or arrange car service.

Name Badges and AttireAttendees and guest MUST wear name badges to all conference sessions and events to gain admittance. Replacement badges will not be issued. No exceptions will be made. We appreciate your cooperation.

Dress for the conference is business casual. Because each individual’s temperature preference differ, we suggest bringing a light sweater or blazer to the business program so that you are prepared for variances in room temperatures. Dress comfortably for the Monday Welcome Reception. Casual dress is recommended for Tuesday, Wednesday, and Thursday receptions.

All receptions are open to registered attendees and spouse/guests. Participants are responsible for making their own arrangements for all other meals.

WeatherIn October, Boca Raton has an average high temperature of 85°F and an average low temperature of 73°

System Technology Exhibits We are pleased to offer opportunities for tabletop (portable) exhibits during the conference. Exhibit tables are on a first-come, first-served basis. There is NO exhibition fee, however exhibiting companies must register a minimum of two representatives to man the exhibit booth during conference hours and must complete an exhibitor agreement. If you are interested in exhibiting, please contact Kimberly Collins at KCollins@rmahq.org.

Exhibit Hours Grand Pre-Assembly• Wednesday, October 16, 7:45 a.m. – 1:00 p.m. • Thursday, October 17, 7:45 a.m – 1:00 p.m.

Private MeetingsRMA appreciates your cooperation in refraining from scheduling other events, such as golf outings or special tours, during the conference business program. If you need assistance in planning an event, please contact Jessica Galloway, convention services manager at Jessica.Galloway@waldorfastoria.com

A Private Event is an invitation-only outing, dinner party, or reception hosted by an organization or group other than RMA. Private events are not considered part of the conference program agenda and, as such, should not be held during or interfere with the conference program or sponsored events. Please refrain from holding events on Monday evening before 10:00 p.m. If your organization is planning an event for Tuesday, Wednesday, or Thursday evening, please plan to start the event for 7:30 p.m. or later. We ask that you please support the sponsors of all the conference events by recognizing their financial commitment to the particular event (food/beverage cost) and the conference.

Dates To Remember

August 30, 2019• Room reservation cut-off date: Reservations received after this date

will be accepted based on hotel availability. All reservation changes or cancellations MUST be emailed to our reservations coordinator Kathy Tamashunas, Kathy.Tamashunas@waldorfastoria.com.

• Registration vs. housing deadline: Individuals holding a hotel reservation at the conference rate must have a matching conference registration with RMA not later than 5:00 p.m. (EST). RMA reserves the right to request that you cancel your hotel reservation or instruct the hotel to charge the room rack rate for the reservation if not registered for the conference by this date.

September 5, 2019• Registration list deadline: New or substitute names received after this date

may not be included in the conference book. Your name will appear on a supplemental listing, if registered after this date, which will be available as a handout at the conference.

October 4, 2019• Deadline for cancellations: Registration fees (including those for spouse/

guest) will not be refunded after this date. Substitutions from within the same organization can be made at any time.

Please note: Please read and keep your reservation and registration confirmations. These documents will have all of the important information you will need for the conference.

Thank you to our Media Partners

secfi nmonitor.com

FIND US ON TWITTER: @RMASecLending

#RMASL36

SPECIAL THANKS TO OUR PRODUCT SPONSORS AND EXHIBITORS

Exhibitors

Product Sponsors

• Broadridge

• Credit Benchmark

• EquiLend

• FIS

• Bottled Water: EquiLend

• Delegate Bags: Stonewain Systems Inc.

• Delegate Booklet: B3 – Brazilian Exchange and OTC

• Delegate Lanyards: FIS

• Hotel Keycards: Deutsche Börse Group

• GLMX

• Helix Financial Systems

• IHS Markit

• ION Markets

• Lounge: BNY Mellon

• Notepads: Trading Apps

• Registration Desk: J.P. Morgan

• USB Flash Drives: Transcend

The conference is a venue to BRING THE INDUSTRY TOGETHER, talk about employing

strategies, and overcome challenges.

• Pleeco

• Stonewain Systems

• Tradeweb

• Trading Apps

• Transcend

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SPONSORED NETWORKING/SPORTING EVENTS

Golf TournamentGreen fees, cart rental, golf balls, tournament fees, and boxed lunch will be provided. Players are responsible for shoe and golf rentals.

Sponsored by: RBC

When: Thursday, October 17 Where: The Boca Raton Resort and Club Golf CourseStart time: 1:30 p.m.

Mixed Round Robin Tennis TournamentCourt fees, tennis balls, racquet rental, pro fees, snacks, and beverages will be provided.

Sponsored by: IHS Markit

When: Wednesday, October 16 Where: The Boca Raton Resort and Club Tennis Court Start time: 1:30 p.m. – 4:30 p.m.

To register for a networking sporting event, check the appropriate box when completing your registration. Space is limited, be sure to register early and secure a spot. Please be mindful of the cost incurred by our sponsors when registering for these events. If you must cancel, email Kimberly Collins at KCollins@rmahq.org as soon as possible as there are individuals on a wait list who will gladly take your place with appropriate advance notice.

SPONSORSHIP OPPORTUNITIESIf you market your products or services to the securities industry, you cannot afford to miss the opportunity to sponsor an event at this well-attended conference. Conferences are powerful tools to convey your corporate image and boost your company’s profile. Association with the RMA Conference will ensure your position as a key industry leader in the securities finance community. The value of sponsorship can never be overstated.

*If signed agreements and necessary information are received by RMA prior to the established print dates.

If your organization is interested in sponsoring an event, please contact Kimberly Collins at: 215-446-4021 email: kcollins@rmahq.org. Sponsorship opportunities are on a first-come, first-served basis.

INCLUDED IN YOUR SPONSORSHIP:

• Complimentary registrations

• Company name and/or logo displayed*:

- In the conference brochure. - In the conference booklet. - On the conference booth. - Conference email announcements

• Acknowledgement of your sponsorship:

- On the conference website. - Registration confirmation letter. - Onsite during the conference. - Conference email announcements

DATES AND LOCATIONS OF FUTURE CONFERENCES

Please note: These dates and locations are provided for your information only. Hotel group reservations will not be available at any hotel before RMA’s release date.

CONTACTS

RMA Staff: Fran Garritt, Director, Securities Lending FGarritt@rmahq.org

Paul Guinan, Associate Director Securities Lending PGuinan@rmahq.org

Rosemarie Casler, Sr. Admin. Coordinator RCasler@rmahq.org Kimberly Collins, Manager KCollins@rmahq.org

Boca Raton Resort and Club: Jessica Galloway Jessica.Galloway@waldorfastoria.com

Kathy Tamashunas Kathy.Tamashunas@waldorfastoria.com.

We look forward to you joining us next year in Amelia Island, FL!

RMA SECURITIES FINANCE AND COLLATERAL MANAGEMENT CONFERENCE 37th Annual October 12–15, 2020The Ritz Carlton, Amelia IslandAmelia Island, FL

PASLA/RMA CONFERENCE ON ASIAN SECURITIES LENDING17th Annual 3–5 March, 2020Tokyo, Japan