For Rockon Enterprises Limited

\c‘.'

Kajol Tak (Company Secretary)

ROCKON ENTERPRISES LIMITED (Formerly Rockon Fintech Limited) CIN: L65923MH1976PLC019072

Regd Off: E-109, Crystal Plaza, New Link Road, Opp. Infinity Mall, Andheri (W), Mumbai - 400053 Tel.: (022) - 61522222, 615222235 Fax: (022) - 61522234 Email: rockonfintech123@gmail.com Web-site: www.rockonfintech.com

Date: 19/01/2016

To, Corporate Services Bombay Stock Exchange Ltd.

Corporate Relationship Dept,

1st Floor, New Trading Ring,

Rotunda Building, P. J. Towers,

Dalal Street, Fort, Mumbai — 400 001

BSE Scrip Code No: 531447

Sub: Submission of Shareholding Pattern for the Quarter ended 31.12.2015

Dear Sir/Ma'am,

In terms of regulation 31 (1) (b) of the New listing obligation and disclosure regulation (i.e.

LODR 2015), we are enclosing herewith Shareholding Pattern in the prescribed format for

the quarter ended 31 st December, 2015 for your reference and record

Kindly acknowledge the receipt.

Thanking you,

End: a/a

CIN

: L65

923

MH

197

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C0

1907

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Name : Rockon Enterprises Ltd ( Formerly Rockon Fintech Ltd) Script

Code: 531447 Quarter

End : 31st December 2015

Table I - Summary Statement holding of specified securities

Catego

ry

(I)

Category of

shareholder

(II)

Nos. of

shareholder

s

(10)

No. of fully paid

up equity

shares held

(IV)

No. of

Partly paid- ,

up equity

shares

held

(V)

No. of

shares

underlying

Depository

Receipts

(VI)

Total nos.

shares held

(VII) = (IV)+(V)+

(VI)

Shareholding as a

% of total no. of

shares (calculated

as per SCRR,

1957)

(VIII)

As a % of

(A+13-1-C2)

Number of Voting Rights held in each class of securities

(IX) No. of Shares

Underlying

Outstanding

convertible

securities

(including

Warrants)

(X)

Shareholding, as

a % assuming full

conversion of

convertible

securities ( as a

percentage of

diluted share

capital)

(XI). (VII)+(X)

As a % of

(A-4-8-i-C2)

pledged or

Number of Locked in

shares

(XII)

Number of Shares

otherwise

encumbered

(XIII) Number of

equity shares

held in

dematerialized

form

(XIV)

No of Voting Rights Total as a %

of (Af-E34-C) No. (a)

As a % of

total

Shares

held

(b)

No

(a)

As a % of

total Shares

held

(b)

Class eg: X Class eg: y Total

(A) Promoter &

Promoter Group

2 664586 0 0 664586 4.023480281 664586 664586 4.02348028 4.023480281 0 0 0 0 664586

(8) Public 3594 15853104 0 0 15853104 95.97651972 15853104 15853104 95.9765197 95.97651972 0 0 NA 13806495

(C ) Non Promoter -

Non Public NA

(C 1) Shares

underlying DRs

NA NA

(C 2) Shares held by

Employee Trusts

0 0 0 0 0 0 0 0 0 0 0 0 NA 0

Total

3596 16517690 0 0 16517690 100 16517690 0 16517690 100 100 0 0 14471081

For ROCKON ENTERPRISES LIM

Director / Author' ed Signatory

Table II - Statement showing shareholding pattern of the Promoter and Promoter Group

Category & Name of

the shareholders

(I)

PAN

(II)

Nos. of

sharehol

ders

(III)

No. of fully

paid up

equity

shares held

(IV)

Partly

paid-up

equity

shares

held

(V)

No. of

shares

underlying

Depository

Receipts

(VI)

Total nos.

shares held

(VII) =

(IV)+(V)+ (VI)

Shareholding %

calculated as per

SCRR, 1957

Asa %of

(A+B+C2)

(VIII)

Number of Voting Rights held in each

class of securities

(IX)

No. of Shares

Underlying

Outstanding

convertible

securities

(including

Warrants)

(X)

Shareholding , as

a % assuming full

conversion of

convertible

securities ( as a

percentage of

diluted share

capital)

(XI). (VII)+(X)

Asa%of

(A+B+C2)

Number of Locked

in shares

(XII)

Number of Shares

pledged or

otherwise

encumbered

(XIII)

Number of

equity shares

held in

dematerialized

form

(XIV) No of Voting Rights

Total as a %

of Total

Voting

rights

No. (a)

Asa%of

total

Shares

held

(b)

No. (a)

As a %

of total

Shares

held

(b)

Class X Class Y Total

Indian

(a) Individuals / Hindu

Undivided Family

(b) Central Government /

State Government (s)

(c ) Financial Institutions /

Banks

(d ) Any other (specify)

HANDFUL INVESTRADE

PVT LTD

AAACH2O18

Q 605686 0 605686 3.66689289 605686 0 605686 3.66689289 0 3.66689289 0 0 0 0 605686

SHREE NATH

COMMERCIAL AND

FINANCE L

AADCS8871

M

58900 0 58900 0.35658739 58900 0 58900 0.35658739 0 0.35658739 0 0 0 0 58900

Sub -Total (A)(1) 2 664586 0 0 664586 4.02348028 664586 0 664586 4.02348028 0 4.02348028 0 0 0 0 664586

2 Foreign

(a) Individuals (Non-

Resident Individuals/

Foreign Individuals)

(b) Government

0 0 0 0 0 1 1

- —

(c ) Institutions F—CgRaFKal EN E .i-' 1 _---- _

LIN 0 0 0 0

AE cf-A--'

Director I Authoriseu S!patcry

(d) Foreign Portfolio

Investor

0 0 0 0 0 1

(e) Any other (specify)

0 0 0 0 0 J I

Sub Total (A) (2) 0 0 0 0 0 0.00000000 0 0 0 0.00000000 0 0.00000000 0 0 0

Total Shareholding of

Promoter and

Promoter Group

(A). (A)(1)+(A)(2) 2 664586 0 0 664586 4.02348028 664586 0 664586 4.02348028 0 4.02348028 0 0 664586

Details of Shares which

remain unclaimed may

be given hear along

with details such as

number of

shareholders,

outstanding shares

held in

0 0 0 0 0 0 0 0 0 0 0 0 0 0 0

Note:

(1) PAN would not be displayed on website of Stock Exchange(s).

(2) The term "Encumbrance" has the same meaning as assigned under regulation 28(3) of SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 2011.

For ROCKON ENTERPRISES LIM

N-ca"\\--i Director / Authorised Signatory

Table Ill - Statement showing shareholding pattern of the Public shareholder

Category & Name of

the shareholders

(I)

PAN

(II)

Nos. of

shareho

Iders

(III)

No. of fully

paid up

equity

shares held

(IV)

Partly paid-

up equity

shares held

(V)

No. of

shares

underlying

Depositor

y Receipts

(VI)

Total nos.

shares held

(VII) =

(IV)+(V)+ (VI)

Shareholding

% calculated

as per SCRR,

1957

As a % of

(A+B+C2)

(VIII)

Number of Voting Rights held in each class of

securities

(IX)

No. of

Shares

Underlyin

g Outstandi

ng

convertib

le

securities

(including

Warrants

)

(X)

Total

Shareholding ,

as a %

assuming full

conversion of

convertible

securities ( as a

percentage of

diluted share

capital)

(XI)

Number of Locked

in shares

(XII)

Number of Shares

pledged or

otherwise

encumbered

(XIII) Number of

equity

shares held

in

dematerializ

ed form

(XIV)

No of Voting Rights

Total as a %

of Total

Voting rights

No.

As a % of

total

Shares

held

No. (Not

applicabl

e) (a)

As a % of

total

Shares

held

(Not

applicabl

e)

(b)

Class X Class Y Total

Institutions NA

(a) Mutual Funds NA

0 0 0 0 0 1 NA

(b) Venture Capital Funds

NA

0 0 0 0 0 NA

(c ) Alternate Investment

Funds NA

0 0 0 0 0 NA

(d) Foreign Venture

Capital Investors NA

0 0 0 0 0 NA

NA

(e) Foreign Portfolio

Investors NA

0 0 0 0 0 NA

NA

(f) Financial Institutions/

Banks NA

Other Less then 1% 1 100000 0 100000 0.60541153 100000 0 100000 0.60541153 0 0.60541153 0 0 NA 100000

NA

(g) Insurance Companies NA

0 0 0 0 0 NA

NA

(h) Provident Funds/

Pension Funds NA

0 0 0 0 0 —,-.,-Nr-vmiNAcs I I"

For fi'auKCIN cN 1 rm t ■ iii -)

( i) Any Other (specify) N _ ___-C

0 0 0 0 0 f?rk•

\,A.■• ". N

Director Authorised Signatory

NA

Sub Total (B) (1) 1 100000 0 0 100000 0.60541153 100000 0 100000 0.60541153 0 0.60541153 0 0 NA 100000

NA

2 Central Government/

State Government(s)/

President of India

NA

0 0 0 0 0 NA

NA

Sub Total (B) (2) 0 0 0 0 0 0.00000000 0 0 0 0.00000000 0 0.00000000 0 0 NA 0

NA

3 Non-institutions NA

(a) Individuals NA

i. Individual

shareholders holding

nominal share capital

up to Rs. 2 lakhs. 3444 1979543 0 1979543 11.98438159 1979543 0 1979543 11.98438159 0 11.98438159 0 0 NA 973878

ii. Individual

shareholders holding

nominal share capital

in excess of Rs. 2 lakhs. 0 0 0 0 0 NA

MEENA ARVIND

RAMBHIA

AGIPR248

6D 1 616500 0 616500 3.73236209 616500 0 616500 3.73236209 0 3.73236209 0 0 NA 616500

RAJESH TUKARAM

DAMBRE

AHAPD82

40L 1 171801 0 171801 1.04010307 171801 0 171801 1.04010307 0 1.04010307 0 0 NA 171801

KASHIRAM PUNDALIK

KADAM

AHUPK94

61E 1 373192 0 373192 2.25934740 373192 0 373192 2.25934740 0 2.25934740 0 0 NA 373192

BHAWARPURI B

GOSWAMI

AJCPG347

4B 1 493317 0 493317 2.98659800 493317 0 493317 2.98659800 0 2.98659800 0 0 NA 493317

MANGESH

MADHUKAR DHOTRE

AJPPD829

7E 1 333106 0 333106 2.01666214 333106 0 333106 2.01666214 0 2.01666214 0 0 NA 333106

RAJESHRIBA LALIT

JADEJA

ALLP1061

6P 1 499208 0 499208 3.02226280 499208 0 499208 3.02226280 0 3.02226280 0 0 NA 499208

KETAN JASHWANTLAL

SHAH

AMWPS6

223R 1

187850 0 187850 1.13726556 187850 0 187850 1.13726556 0 1.13726556 0 0 NA 187850

SANDESH BABARAM

MHABDI .

AMZPM1

605Q 1 183555 0 183555 1.11126314 183555 0 183555 1.11126314 0 1.11126314 0 0 NA 183555

WAKIL RAJBHAR

AOSPR91

00E 1 200000 0 200000 1.21082306 200000 0 200000 1.21082306 0 1.21082306 0 0 NA 200000

PRASHANT

SHASHIKANT SAWANT

APMPS40

35A 2

415410 0 415410 2.51494004 415410 0 415410 2.51494004 0 2.51494004 0 0 NA 415410

DHIRENDRA KUMAR

JHA

ATRPJS35

9D 1 780942 0 780942 4.72791292 780942 0 780942 4.72791292 0 4.72791292 0 0 NA 780942

MOHAN KUKREJA

ABKPK133

ON 1 800000 0 800000 4.84329225 800000 0 800000 4.84329225 0 4.84329225 0 0 NA 800000

Wailsioo SUNIL KUKREJA O

ABLPK237

F 1 800000 0 800000 4.84329225 800000 0 800000 4.84329225 0 4.84329225

Pnr PACEON tNTERrRISES

.e<

Director 1 Aut orised

SHYAM LAXMAN

PEDAMKAR

AGGPP84

68F 1 393160 0 393160 2.38023598 393160 0 393160 2.38023598 0 2.38023598 0 0 NA 393160

SACHIN PANACHAND

GALA

AORPG62

50P 1 646238 0 646238 3.91239937 646238 0 646238 3.91239937 0 3.91239937 0 0 NA 646238

SHWETA SHYAM

PEDAMKAR

BGZPP322

1L 1 670117 0 670117 4.05696559 670117 0 670117 4.05696559 0 4.05696559 0 0 NA 670117

GUNVANTI VASANTLAL

SAVLA

BNQPS35

58H 1 289251 0 289251 1.75115891 289251 0 289251 1.75115891 0 1.75115891 0 0 NA 289251

VISHAL SHIVAKANT

MISHRA

BZJPM568

2B 1 594935 0 594935 3.60180510 594935 0 594935 3.60180510 0 3.60180510 0 0 NA 594935

CHANDRAKANT BABU

MOHITE 1 1000744 0 1000744 6.05861958 1000744 0 1000744 6.05861958 0 6.05861958 0 NA 0

Other Less then 1% 15 1094700 0 1094700 6.62744004 1094700 0 1094700 6.62744004 0 6.62744004 0 0 NA 1094700

NA

(b) NBFCs registered with

RBI NA

0 0 0 0 0 NA

NA

(c ) Employee Trusts NA

0 0 0 0 0 NA

NA

(d) Overseas Depositories

(holding DRs)

(balancing figure)

NA

0 0 0 0 0 NA

NA

(e) Any Other (specify) NA

NRI (Repat & Non Repat)

NA

Other Less then 1% 13 12649 0 12649 0.07657850 12649 0 12649 0.07657850 0 0.07657850 0 0 NA 3849

OCB's NA

0 0 0 0 0 NA

Trust NA

0 0 0 0 0 NA

Hindu Undivided Family

NA

Other Less then 1% 32 28120 0 28120 0.17024172 28120 0 28120 0.17024172 0 0.17024172 0 0 NA 28120

Clearing Members NA

0 0 0 0 0 NA

Other Body Corporates

NA

RUPAK DEVELOPERS

PVT LTD

AADCR63

41P 1 344290 0 344290 2.08437136 344290 0 344290 2.08437136 0 2.08437136 0 0 NA 344290

SHREEHARI VINIMAY

PRIVATE LIMITED

AAJCS562

OA 1 210000 0 210000 1.27136422 210000 0 210000 1.27136422 0 1.27136422 0 0 NA 210000

STARTREE DEALCOM

PRIVATE LIMITED

AARCS231

1N 1 193500 0 193500 1.17147131 193500 0 193500 1.17147131 0 1.17147131 0 0 NA 193500

ELLISBRIDGE TRADING

PRIVATE LIMITED

AACCE345

5C 1

496910 0 496910 3.00835044 496910 0 496910 3.00835044 0 3.00835044 0 0 NA

or VC.KoNo ENT SCS NA 1\

496910

LI TEl 0000

NITYADHARA PLAZA

PVT. LTD.

AADCN94

27C 1 210000 0 210000 1.27136422 210000 0 210000 1.27136422 0 1.2713642f

1 0`iv‘'-'\ Director / Authorised Signato

ROCKERS TRADELINK

PRIVATE LIMITED

AAECR29

57A 1

374088 0 374088 2.26477189 374088 0 374088 2.26477189 0 2.26477189 0 0 NA 374088

ASTABHUJA

CONSTRUCTION PVT.

LTD.

AAKCA41

37B 1

200000 0 200000 1.21082306 200000 0 200000 1.21082306 0 1.21082306 0 0 NA 200000

SNOWBLUE STOCKIEST

PRIVATE LIMITED

AARCS228

OG 1

536914 0 536914 3.25053927 536914 0 536914 3.25053927 0 3.25053927 0 0 NA 536914

Other Less then 1% 61 623064 0 623064 3.77210130 623064 0 623064 3.77210130 0 3.77210130 0 0 NA 591664

Market Makers NA

0 0 0 0 0 NA

Employee NA

0 0 0 0 0 NA

Other Directors NA

0 0 0 0 0 NA

NA

Sub Total (B) (3) 3593 15753104 0 0 15753104 95.37110819 15753104 0 15753104 95.37110819 0 95.37110819 0 0 NA 13706495

NA

Total Public

Shareholding (B)=

(B)(1)+(B)(2)+(B)(3) 3594 15853104 0 0 15853104 95.97651972 15853104 0 15853104 95.97651972 0 95.97651972 0 0

NA

13806495

%):

Details of the

shareholders acting as

persons in Concert

including their

Shareholding (No. and

0 0 0 0 0 0 0 0 0 0 0 0 0 0 NA 0

Details of Shares

which remain

unclaimed may be

given hear along with

details such as

number of

shareholders,

outstanding shares

held in

demat/unclaimed

suspense account,

voting rights which

are frozen etc. 0 0 0 0 0 0 0 0 0 0 0 0 0 0 NA 0

Note:

(1) PAN would not be displayed on website of Stock Exchange(s).

(2) The above format needs to be disclosed along with the name of following persons:

Institutions/Non Institutions holding more than 1% of total number of shares.

(3) W.r.t. the information pertaining to Depository Receipts, the same may be disclosed in the respective columns to the extent information available and the balance to be disclosed as held by custodian. A

For ROCKON ENTERPRISES LIM YED

Cv&uL- Director I Autho ed Signatory

Shareholdi

ng %

calculated

as per

SCRR, 1957

As a % of

(A+B+C2)

(VIII)

Number of Voting Rights held in

each class of securities

(IX)

No of Voting Rights

Class X

Total

Shareholding ,

No. of Shares as a %

Underlying assuming full

Outstanding conversion of

convertible convertible

securities securities ( as a

(including percentage of

Warrants) diluted share

capital)

(XI)

Number of Locked

in shares

(XII)

As a % of

total

Shares

held

Number of Shares pledged

or otherwise encumbered

(XIII)

As a % of

total Shares

held (Not

applicable)

Number of

equity shares

held in

dematerialize

d form

(XIV)

(Not

Applicable)

Category & Name

of the

shareholders

(I)

PAN

(II)

Nos. of

sharehold

ers

(III)

No. of fully

paid up

equity

shares held

(IV)

Partly paid-

up equity

shares held

(V)

No. of

shares

underlying

Depository

Receipts

(VI)

Total nos.

shares held

(VII) =

(IV)+(V)+

(VI)

Class Y Total

Total as

a % of

Total

Voting

rights

(X)

No. No. (Not

applicable)

Custodian/DR 1

Holder

Name of DR

Holder (if

available)

Name 1

Name 2

NA

(a)

(i)

NA

NA

NA

NA

Employee Benefit

Trust (under SEBI

(Share based

Employee Benefit)

Regulations, 2014)

Name

NA

NA

NA

2

Total Non-

Promoter- Non

Public

Shareholding (C)=

(C)(1)+(C)(2)

NA

Note:

(1) PAN would not be displayed on website of Stock Exchange(s).

(2) The above format needs to disclose name of all holders holding more than 1% of total number of shares

(3) W.r.t. the information pertaining to Depository Receipts, the same may be disclosed in the respective columns to the extent information available

Table IV - Statement showing shareholding pattern of the Non Promoter- Non Public shareholder

For ROCKON__ENTERPRISE0 t aitTED

\cxtr\ Director I Ruth rised Signatory