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Sample Annual Trust ReportSample Annual Trust Report 401kAttn: Plan Sponsor123 MAIN STREETNORTHEAST SUITE ABCANYWHERE, USA 12345-67890
ANNUAL REPORTJanuary 01, 2019 through December 31, 2019
Case Number abc-12345
Report Explanations
Market Value ReconciliationThis schedule reports all market value activity for the reporting period. The activity reported includes allinvestment vehicles offered in the plan, uninvested cash and loans as reported.
Schedule of Assets Held for InvestmentThis schedule reports the ending values of all investment vehicles in the plan, the shares or units for each fundthat has a balance, and the cost basis.
Statement of Changes in Net Assets Available for BenefitsThese schedules detail activity for each of the funds and/or investment vehicles in the plan. The Total for AllInvestments schedule includes activity across all investment vehicles in the plan. If applicable, a Total for AllCollective Investment Funds (CIFs) page will also be provided.
Cash Earnings Transaction SummaryThis schedule lists the cash earnings for assets that generated cash income during the reporting period. Thisreport includes interest on uninvested cash, loan interest as reported, and money market interest.
Dividends/Capital Gains/Corporate Actions Transaction SummaryThis schedule lists dividends, capital gains and corporate actions by fund and date as occurred during thereporting period.
Employer Contributions Transaction SummaryThis schedule lists all employer contributions by source, fund, and date for the reporting period.
Employee Contributions Transaction SummaryThis schedule lists all employee contributions by source, fund, and date for the reporting period.
Rollover Contributions Transaction SummaryThis schedule lists all rollover contributions by fund and date for the reporting period.
Catch-Up Contributions Transaction SummaryThis schedule lists all catch-up contributions by fund and date for the reporting period.
Unallocated Contributions Transaction SummaryThis schedule lists all contributions made to an unallocated account by fund and date.
Loan Principal Repayments Transaction SummaryThis schedule lists all loan principal payments by fund and date. Loan interest payments are reported on the CashEarnings Transaction Summary schedule.
Employee Forfeiture Allocations Transaction SummaryThis schedule lists forfeitures allocated into employee accounts by fund and date.
Benefit Payments/Non-Cash Benefit Disbursements Transaction SummaryThis schedule lists all taxable benefit withdrawals during the reporting period including participant socialsecurity information.
Loan Issues Transaction SummaryThis schedule lists all loans issued during the reporting period including participant social security information.
Fees Transaction SummaryThis schedule lists all fee transactions. The asset fee and asset based plan administration fee, although deducteddaily, are totaled and each is reported as one line item on this report.
Report Explanations (continued)
Exchanges Transaction SummaryThis schedule lists all fund exchanges that occur during the reporting period.
Other Deductions Transaction SummaryThis schedule lists non-taxable refunds, allocations withdrawn from the forfeiture and retainer accounts andamounts forfeited from participant accounts.
Other Additions Transaction SummaryThis schedule lists transfers from a prior funding provider, reallocated gain/loss, expense credits and forfeiturestransferred into the forfeiture account.
Conversion Debits Transaction SummaryThis schedule lists transfers to a new funding provider.
Series of Transactions that Amount to More than 5% of Plan AssetsThis schedule lists any series of transactions processed during the reporting period that are non-participantdirected and total more than 5% of the beginning balance of plan assets. If the beginning plan balance is zero, thetransactions will be compared to the ending market value of the plan. Reporting, for purposes of this schedule, isbased on the manner in which the transactions are submitted to Nationwide for processing. Therefore, transactionscaptured in the schedule may include certain participant directed transfers-in or corrective processing that arenot required to be reported on Schedule H of the 5500 form. For more information about the transactions included inthis schedule, a detailed transaction report is provided to your third party administrator to help in determiningwhether the items are reportable.
Single Transactions in Excess of 5% of Plan AssetsThis schedule lists any single transaction processed during the reporting period that is non-participant directedand that exceeds 5% of the beginning balance of plan assets. If the beginning plan balance is zero, the transactionwill be compared to the ending market value of the plan. Reporting, for purposes of this schedule, is based on themanner in which the transactions are submitted to Nationwide for processing. Therefore, transactions captured inthe schedule may include certain participant directed transfers-in or corrective processing that are not requiredto be reported on Schedule H of the 5500 form. For more information about the transaction(s) included in thisschedule, a detailed transaction report is provided to your third party administrator to help in determiningwhether the items are reportable.
Schedule of PurchasesThis schedule lists all purchases by fund and date.
Schedule of SalesThis schedule lists all sales by fund and date.
Schedule of Program Fee SalesThis schedule details all asset fee sales on an aggregate basis.
Schedule of Asset Based Plan Administration Fee SalesThis schedule details all asset-based plan administration fee sales on an aggregate basis.
Post Period Reconciliation ReportThis report is not a part of the trust report. It is an addendum to assist in reconciling the trust reports toparticipant statements. This report may not provide all necessary items for reconciliation if a correction occursafter the trust reports are processed.
DisclosuresNationwide may enter into agreements with its affiliates to perform certain responsibilities. Investments made inaccordance with direction from the Sponsor or Participants may include mutual funds or other investments advised ormanaged by affiliates of Nationwide. These affiliates may derive investment management and/or other fees for theservices provided.
Fund Window and Designated FundsThis Schedule lists all plan funds by name and fund symbol categorized by Plan Designation funds and Fund Windowfunds.
ANNUAL REPORTJanuary 01, 2019 through December 31, 2019
Case Number abc-12345
Sample Annual Trust ReportSample Annual Trust Report 401kAttn: Plan Sponsor123 MAIN STREETNORTHEAST SUITE ABCANYWHERE, USA 12345-6789
Pursuant to the Employee Retirement Income Security Act of 1974 as applicable and amended, Nationwide Trust Company, FSB ("Nationwide") hereby certifies that this annual statement, furnished pursuant to DOL rule 29 CFR 2520.103 - 5 (c) for the period designated, is a complete and accurate written account of all investments, receipts, disbursements, earnings and other transactions related to the assets held by Nationwide. Nationwide does not certify loans or information regarding assets held outside of Nationwide. Any cost information provided is an estimate calculated as accurately as possible using information available only for the period that the assets have been held by Nationwide.
by ________________________________________
Chief Trust Officer, Nationwide Trust Company, FSB
*This statement may not include accrued transactions.
Table of Contents
Market Value ReconciliationSchedule of Assets Held for InvestmentStatement of Changes in Net Assets Available for BenefitsTransaction Summaries
113
75Series of Transactions that Amount to More than 5% of Plan Assets 130Single Transactions in Excess of 5% of Plan Assets
Schedule of SalesProgram Fee SalesAsset-Based Plan Administration Fee SalesFund Options
180193194195
131Schedule of Purchases 131
Sample Annual Trust Report 401kJanuary 01, 2019 through December 31, 2019 Case Number abc-12345
Market Value Reconciliation
Beginning Market Value
ReceiptsCash ContributionsNon-Cash ContributionsOther Cash ReceiptsNon-Cash ReceiptsTotal Receipts
DisbursementsBenefit PaymentsNon-Cash Benefit DisbursementsOther Cash DisbursementsNon-Cash DisbursementsTotal Disbursements
Investment ActivityNet Investment IncomeTotal Investment Activity
Ending Market Value
4,419,727.160.00
75,759.690.00
632,131.49 -0.00
201,869.96 -138,164.99 -
7,464,112.49
31,557,945.22
4,495,486.85
972,166.44 -
7,464,112.49
42,545,378.12
Schedule of Assets Held for Investment as of 12/31/2019
Product SummaryInvestment Program Accounts 38,986,599.68Retirement Advisor Accounts 3,553,912.73Self-Directed Brokerage Accounts 4,865.71Total for all Investments 42,545,378.12
Investment Program Accounts Underlying Assets
Description of Assets Market Value Shares/Units Held CostAb Hi Inc I 114,214.23 13,711.1917 s 104,758.32Abrden Emrg Mkt Inst 14,622.67 912.2064 s 12,790.91Allnzgi Tech Inst 897,059.87 13,722.8072 s 811,054.83Amfds Gr Fd Am R6 844,749.86 16,521.6089 s 743,874.79Amfds New Prspct R6 19,909.66 421.3685 s 17,284.34Dws Scnc Tech S 9,014.69 363.7889 s 7,527.59Fed Gov Oblgtns Prmr 14,642.78 14,191.0110 u 14,620.00Fed Inst Hi Yld Bd Inst 1,389,629.39 139,942.5373 s 1,303,939.24Fid 500 Indx 3,011,662.24 26,885.0403 s 2,722,374.31Fid Fourinone Indx 3,425,580.96 69,895.5505 s 3,156,100.54Fid Us Bd Indx 755,741.33 63,454.3514 s 759,034.65Fidadv Bio Inst 8,130.77 274.2250 s 7,527.61Invsco Comstk R5 51,799.52 2,070.3246 s 47,171.74Jpm Smcap Eq R5 37,250.03 620.7304 s 34,537.18Jpm Smcap Gr R6 5,882.96 286.8337 s 5,161.34Jnshndrsn Frty N 7,137.23 181.4704 s 6,562.86Jnshndrsn Frty T 35,970.07 978.2450 s 29,971.21Jnshndrsn Glbltech Innov N 7,335.16 188.6130 s 6,563.36Pimco Low Dur Inst 118,762.39 12,118.6109 s 114,002.63Pimco Real Rtn Inst 88,632.51 7,885.4545 s 84,043.18Parnassus Cor Eq 7,476.12 158.7287 s 5,894.60Tcw Ttl Rtn Bd I 36,852.56 3,703.7749 s 34,148.78Tiaacrf Lfcycind 2035 Inst 64,732.09 3,056.2838 s 62,141.64Tiaacrf Lfcycind 2040 Inst 18,710.90 852.0446 s 17,132.51Tiaacrf Lfcycind 2045 Inst 10,419.40 469.7656 s 9,636.19Tiaacrf Lfcycind 2050 Inst 36,450.37 1,635.2789 s 33,700.41Tiaacrf Lfcycind 2055 Inst 31,793.99 1,779.1825 s 29,110.21
Statement created on February 03, 2020 Page 1 of 197
Sample Annual Trust Report 401kJanuary 01, 2019 through December 31, 2019 Case Number abc-12345
Schedule of Assets Held for Investment as of 12/31/2019 (continued)
Description of Assets Market Value Shares/Units Held CostTiaacrf Lfcycind 2060 Inst 22,785.76 1,657.1462 s 20,694.22Trowepr Blue Chip Gr 148,099.55 1,190.9896 s 125,073.88Trowepr Gr Stk 22,093.14 301.2017 s 19,137.98Thrnbrg Intl Val R6 73,825.67 3,069.6748 s 66,133.84Vngrd Bal Indx Adml 3,814,712.34 97,239.6724 s 3,305,379.94Vngrd Devl Mkt Indx Adml 3,955,234.13 279,719.5270 s 3,660,472.54Vngrd Emrg Mkt Stkindxadml 1,153,642.59 31,221.7203 s 1,045,862.96Vngrd Enrgy Adml 9,655.56 108.5627 s 10,575.70Vngrd Ftse Soc Indx Adml 6,384.60 209.8817 s 5,882.02Vngrd Gr Indx Adml 5,116,675.36 54,525.5254 s 4,255,481.90Vngrd Intdtrmtrsind Adml 1,332,024.37 59,839.3693 s 1,273,325.33Vngrd Intl Gr Adml 5,418.56 52.7149 s 4,859.16Vngrd Mid-Cap Idx Fd As 2,214,087.31 10,033.9321 s 1,951,580.31Vngrd Realest Indx Adml 144,116.50 1,095.2766 s 136,285.66Vngrd St Bd Indx Adml 136,067.02 12,872.9447 s 136,039.95Vngrd St Corp Bd Indx Adml 204,559.53 9,285.4982 s 204,370.16Vngrd St Invmt Grd Adml 40,728.08 3,795.7204 s 38,391.98Vngrd Sm Cap Indx Fd As 3,447,718.38 43,438.5588 s 3,195,183.41Vngrd Smcap Gr Indx Adml 5,515.00 78.9323 s 4,906.31Vngrd Smcap Val Indx Adml 20,199.28 343.0001 s 19,101.12Vngrd Ttl Intl Bd Idx Adml 675,730.94 29,873.1624 s 670,330.15Vngrd Ttl Stmkt Indx Fd As 1,027,261.48 12,890.7200 s 886,861.17Vngrd Us Gr Adml 6,020.42 54.0384 s 5,027.66Vngrd Val Indx Adml 2,826,693.26 60,438.1711 s 2,436,553.92Vngrd Wlsly Inc Adml 1,001,173.82 15,128.0418 s 889,266.47Vngrd Wndsr Adml 32,683.66 452.0562 s 28,712.72Wf Prec Mtls Inst 73,341.65 1,640.7528 s 56,750.37Loan Fund 405,987.97
Subtotal 38,986,599.68
Retirement Advisor Accounts Underlying Assets
Description of Assets Market Value Shares/Units HeldFixed Select Contract 3,553,912.73 3,388,405.7298 u
Subtotal 3,553,912.73
Self-Directed Brokerage Accounts Underlying Assets
Description of Assets Market Value Shares/Units Held Cost$Fzc: Brookfield Pro 18.28 1.0000 s 18.28Activision Blizzard 260.02 4.3800 s 260.02Apple Inc Com 2,309.56 7.8700 s 2,309.56E Trade Financial Co 136.11 3.0000 s 136.11Exxon Mobil Corporat 1,186.26 17.0000 s 1,186.26Sdb Money Market 754.17 754.1700 s 754.17Third Avenue Funds R 201.31 7.9600 s 201.31
Subtotal
Total for all Investments 42,545,378.12
Statement created on February 03, 2020 Page 2 of 197
4,865.71
Sample Annual Trust Report 401kJanuary 01, 2019 through December 31, 2019 Case Number abc-12345
Statement of Changes in Net Assets Available for Benefits
Ab Hi Inc I
Net Assets Available for Benefits Beginning of Year
Investment IncomeRealized/Unrealized Gain/LossCash EarningsDividends/Capital Gains/Corporate Actions
Total Investment Income
ContributionsEmployer ContributionsEmployee ContributionsRollover ContributionsCatch-Up ContributionsUnallocated Contributions
Total Contributions
Loan RepaymentsOther Additions
Total Additions
DeductionsBenefit PaymentsLoans IssuedOther DeductionsFees
Total Deductions
ExchangesNet Increase/Decrease
Net Assets Available for Benefits End of Year
A portion of the realized/unrealized gain/loss will represent accrued income to date.
6,557.420.00
6,875.82
92,190.35
26,702.73
4,678.85 -
0.0022,023.88
13,433.24
4,012.94 7,165.15 1,727.70
0.000.00
12,905.79
363.510.19
3,349.63 - 876.57 - 99.62 -
353.03 -
114,214.23
Statement created on February 03, 2020 Page 3 of 197
Sample Annual Trust Report 401kJanuary 01, 2019 through December 31, 2019 Case Number abc-12345
Statement of Changes in Net Assets Available for Benefits (continued)
Abrden Emrg Mkt Inst
Net Assets Available for Benefits Beginning of Year
Investment IncomeRealized/Unrealized Gain/LossCash EarningsDividends/Capital Gains/Corporate Actions
Total Investment Income
ContributionsEmployer ContributionsEmployee ContributionsRollover ContributionsCatch-Up ContributionsUnallocated Contributions
Total Contributions
Loan RepaymentsOther Additions
Total Additions
DeductionsBenefit PaymentsLoans IssuedOther DeductionsFees
Total Deductions
ExchangesNet Increase/Decrease
Net Assets Available for Benefits End of Year
1,971.820.00
265.882,237.70
1,099.051,387.17
0.000.000.00
2,486.22
0.000.04
0.000.000.00
56.37 -
9,955.08
4,723.96
56.37 -
0.004,667.59
14,622.67
Statement created on February 03, 2020 Page 4 of 197
Sample Annual Trust Report 401kJanuary 01, 2019 through December 31, 2019 Case Number abc-12345
Statement of Changes in Net Assets Available for Benefits (continued)
Allnzgi Tech Inst
Net Assets Available for Benefits Beginning of Year
Investment IncomeRealized/Unrealized Gain/LossCash Earnings
19,475.620.00
376,984.94
564,721.64
13,093.43 -
31,553.28- 520,074.93
897,059.87
Dividends/Capital Gains/Corporate Actions 130,797.85Total Investment Income
ContributionsEmployer ContributionsEmployee ContributionsRollover ContributionsCatch-Up ContributionsUnallocated Contributions
Total Contributions
Loan RepaymentsOther Additions
Total Additions
DeductionsBenefit PaymentsLoans IssuedOther DeductionsFees
Total Deductions
ExchangesNet Increase/Decrease
Net Assets Available for Benefits End of Year
150,353.35 240,470.93
9,872.600.000.00
400,696.88
13,739.97 11.32
1,452.65 - 6,780.53 - 1,680.21 - 3,180.04 -
Statement created on February 03, 2020 Page 5 of 197
150,273.47
Sample Annual Trust Report 401kJanuary 01, 2019 through December 31, 2019 Case Number abc-12345
Statement of Changes in Net Assets Available for Benefits (continued)
Amfds Amcap R6
Net Assets Available for Benefits Beginning of Year
Investment IncomeRealized/Unrealized Gain/LossCash EarningsDividends/Capital Gains/Corporate Actions
Total Investment Income
ContributionsEmployer ContributionsEmployee ContributionsRollover ContributionsCatch-Up ContributionsUnallocated Contributions
Total Contributions
Loan RepaymentsOther Additions
Total Additions
DeductionsBenefit PaymentsLoans IssuedOther DeductionsFees
Total Deductions
ExchangesNet Increase/Decrease
Net Assets Available for Benefits End of Year
6,495.760.00
313.526,809.28
2,040.03 4,211.54
0.000.000.00
6,251.57
0.000.19
0.000.000.00
331.76 -
47,925.73
13,061.04
331.76 -
60,655.01- 47,925.73-
0.00
Statement created on February 03, 2020 Page 6 of 197
Sample Annual Trust Report 401kJanuary 01, 2019 through December 31, 2019 Case Number abc-12345
Statement of Changes in Net Assets Available for Benefits (continued)
Amfds Gr Fd Am R6
Net Assets Available for Benefits Beginning of Year
Investment IncomeRealized/Unrealized Gain/LossCash EarningsDividends/Capital Gains/Corporate Actions
Total Investment Income
ContributionsEmployer ContributionsEmployee ContributionsRollover ContributionsCatch-Up ContributionsUnallocated Contributions
Total Contributions
Loan RepaymentsOther Additions
Total Additions
DeductionsBenefit PaymentsLoans IssuedOther DeductionsFees
Total Deductions
ExchangesNet Increase/Decrease
Net Assets Available for Benefits End of Year
123,649.230.00
58,569.43182,218.66
13,215.52 25,918.75
0.000.000.00
39,134.27
4,292.18 1.11
2,995.89 -0.000.00
3,667.90 -
625,978.17
225,646.22
6,663.79 -
210.74- 218,771.69
844,749.86
Statement created on February 03, 2020 Page 7 of 197
Sample Annual Trust Report 401kJanuary 01, 2019 through December 31, 2019 Case Number abc-12345
Statement of Changes in Net Assets Available for Benefits (continued)
Amfds New Prspct R6
Net Assets Available for Benefits Beginning of Year
Investment IncomeRealized/Unrealized Gain/LossCash EarningsDividends/Capital Gains/Corporate Actions
Total Investment Income
ContributionsEmployer ContributionsEmployee ContributionsRollover ContributionsCatch-Up ContributionsUnallocated Contributions
Total Contributions
Loan RepaymentsOther Additions
Total Additions
DeductionsBenefit PaymentsLoans IssuedOther DeductionsFees
Total Deductions
ExchangesNet Increase/Decrease
Net Assets Available for Benefits End of Year
2,643.120.00
761.663,404.78
2,679.666,650.01
0.000.000.00
9,329.67
0.000.31
7,239.09
0.000.000.00
64.19 -
12,734.76
64.19 -
0.0012,670.57
19,909.66
Statement created on February 03, 2020 Page 8 of 197
Sample Annual Trust Report 401kJanuary 01, 2019 through December 31, 2019 Case Number abc-12345
Statement of Changes in Net Assets Available for Benefits (continued)
De Emrg Mkt Inst
Net Assets Available for Benefits Beginning of Year
Investment IncomeRealized/Unrealized Gain/LossCash EarningsDividends/Capital Gains/Corporate Actions
Total Investment Income
ContributionsEmployer ContributionsEmployee ContributionsRollover ContributionsCatch-Up ContributionsUnallocated Contributions
Total Contributions
Loan RepaymentsOther Additions
Total Additions
DeductionsBenefit PaymentsLoans IssuedOther DeductionsFees
Total Deductions
ExchangesNet Increase/Decrease
Net Assets Available for Benefits End of Year
44.750.000.00
44.75
0.000.000.000.000.000.00
0.000.00
438.49
44.75
483.24 -
0.00438.49 -
0.00
481.14 -0.000.002.10 -
Statement created on February 03, 2020 Page 9 of 197
Sample Annual Trust Report 401kJanuary 01, 2019 through December 31, 2019 Case Number abc-12345
Statement of Changes in Net Assets Available for Benefits (continued)
Dws Scnc Tech S
Net Assets Available for Benefits Beginning of Year
Investment IncomeRealized/Unrealized Gain/LossCash EarningsDividends/Capital Gains/Corporate Actions
Total Investment Income
ContributionsEmployer ContributionsEmployee ContributionsRollover ContributionsCatch-Up ContributionsUnallocated Contributions
Total Contributions
Loan RepaymentsOther Additions
Total Additions
DeductionsBenefit PaymentsLoans IssuedOther DeductionsFees
Total Deductions
ExchangesNet Increase/Decrease
Net Assets Available for Benefits End of Year
1,771.120.00
726.692,497.81
465.8697.500.000.000.00
563.36
339.780.02
0.000.000.00
17.36 -
5,631.08
3,400.97
17.36 -
0.003,383.61
9,014.69
Statement created on February 03, 2020 Page 10 of 197
Sample Annual Trust Report 401kJanuary 01, 2019 through December 31, 2019 Case Number abc-12345
Statement of Changes in Net Assets Available for Benefits (continued)
Fed Gov Oblgtns Prmr
Net Assets Available for Benefits Beginning of Year
Investment IncomeRealized/Unrealized Gain/LossCash EarningsDividends/Capital Gains/Corporate Actions
Total Investment Income
ContributionsEmployer ContributionsEmployee ContributionsRollover ContributionsCatch-Up ContributionsUnallocated Contributions
Total Contributions
Loan RepaymentsOther Additions
Total Additions
DeductionsBenefit PaymentsLoans IssuedOther DeductionsFees
Total Deductions
ExchangesNet Increase/Decrease
Net Assets Available for Benefits End of Year
0.00
62,527.38
34,624.11 -
13,260.49 -
0.0047,884.60 -
14,642.78
1,201.940.00
1,201.94
0.000.000.000.000.000.00
0.0035,826.05 -
0.000.000.00
13,260.49 -
Statement created on February 03, 2020 Page 11 of 197
Sample Annual Trust Report 401kJanuary 01, 2019 through December 31, 2019 Case Number abc-12345
Statement of Changes in Net Assets Available for Benefits (continued)
Fed Inst Hi Yld Bd Inst
Net Assets Available for Benefits Beginning of Year
Investment IncomeRealized/Unrealized Gain/LossCash EarningsDividends/Capital Gains/Corporate Actions
Total Investment Income
ContributionsEmployer ContributionsEmployee ContributionsRollover ContributionsCatch-Up ContributionsUnallocated Contributions
Total Contributions
Loan RepaymentsOther Additions
Total Additions
DeductionsBenefit PaymentsLoans IssuedOther DeductionsFees
Total Deductions
ExchangesNet Increase/Decrease
Net Assets Available for Benefits End of Year
A portion of the realized/unrealized gain/loss will represent accrued income to date.
91,909.720.00
74,060.08
1,033,174.90
276,550.13
19,558.85 -
99,463.21 356,454.49
1,389,629.39
165,969.80
31,025.72 75,155.04 3,093.49
0.000.00
109,274.25
1,303.72 2.36
11,543.04 - 460.23 - 884.83 -
6,670.75 -
Statement created on February 03, 2020 Page 12 of 197
Sample Annual Trust Report 401kJanuary 01, 2019 through December 31, 2019 Case Number abc-12345
Statement of Changes in Net Assets Available for Benefits (continued)
Fid 500 Indx
Net Assets Available for Benefits Beginning of Year
Investment IncomeRealized/Unrealized Gain/LossCash EarningsDividends/Capital Gains/Corporate Actions
Total Investment Income
ContributionsEmployer ContributionsEmployee ContributionsRollover ContributionsCatch-Up ContributionsUnallocated Contributions
Total Contributions
Loan RepaymentsOther Additions
Total Additions
DeductionsBenefit PaymentsLoans IssuedOther DeductionsFees
Total Deductions
ExchangesNet Increase/Decrease
Net Assets Available for Benefits End of Year
261,745.540.00
32,671.37294,416.91
87,980.9967,264.62
0.000.000.00
155,245.61
9,404.30 5.75
0.00
5,652.36 -0.000.00
5,892.73 -
459,072.57
11,545.09 -
2,564,134.76 3,011,662.24
3,011,662.24
Statement created on February 03, 2020 Page 13 of 197
Sample Annual Trust Report 401kJanuary 01, 2019 through December 31, 2019 Case Number abc-12345
Statement of Changes in Net Assets Available for Benefits (continued)
Fid Fourinone Indx
Net Assets Available for Benefits Beginning of Year
Investment IncomeRealized/Unrealized Gain/LossCash EarningsDividends/Capital Gains/Corporate Actions
Total Investment Income
ContributionsEmployer ContributionsEmployee ContributionsRollover ContributionsCatch-Up ContributionsUnallocated Contributions
Total Contributions
Loan RepaymentsOther Additions
Total Additions
DeductionsBenefit PaymentsLoans IssuedOther DeductionsFees
Total Deductions
ExchangesNet Increase/Decrease
Net Assets Available for Benefits End of Year
195,334.750.00
81,023.48276,358.23
223,508.24145,588.33
0.000.000.00
369,096.57
2,107.2513.45
0.00
7,738.76 - 9,450.00 - 2,232.53 - 6,715.25 -
647,575.50
26,136.54 -
2,804,142.00 3,425,580.96
3,425,580.96
Statement created on February 03, 2020 Page 14 of 197
Sample Annual Trust Report 401kJanuary 01, 2019 through December 31, 2019 Case Number abc-12345
Statement of Changes in Net Assets Available for Benefits (continued)
Fid Us Bd Indx
Net Assets Available for Benefits Beginning of Year
Investment IncomeRealized/Unrealized Gain/LossCash EarningsDividends/Capital Gains/Corporate Actions
Total Investment Income
ContributionsEmployer ContributionsEmployee ContributionsRollover ContributionsCatch-Up ContributionsUnallocated Contributions
Total Contributions
Loan RepaymentsOther Additions
Total Additions
DeductionsBenefit PaymentsLoans IssuedOther DeductionsFees
Total Deductions
ExchangesNet Increase/Decrease
Net Assets Available for Benefits End of Year
A portion of the realized/unrealized gain/loss will represent accrued income to date.
9,898.20 -0.00
6,017.703,880.50 -
0.00
21,928.2620,334.07
0.000.000.00
42,262.33
292.821.11
3,539.88 - 722.53 - 887.14 -
1,168.71 -
38,675.76
6,318.26 -
723,383.83 755,741.33
755,741.33
Statement created on February 03, 2020 Page 15 of 197
Sample Annual Trust Report 401kJanuary 01, 2019 through December 31, 2019 Case Number abc-12345
Statement of Changes in Net Assets Available for Benefits (continued)
Fidadv Bio Inst
Net Assets Available for Benefits Beginning of Year
Investment IncomeRealized/Unrealized Gain/LossCash EarningsDividends/Capital Gains/Corporate Actions
Total Investment Income
ContributionsEmployer ContributionsEmployee ContributionsRollover ContributionsCatch-Up ContributionsUnallocated Contributions
Total Contributions
Loan RepaymentsOther Additions
Total Additions
DeductionsBenefit PaymentsLoans IssuedOther DeductionsFees
Total Deductions
ExchangesNet Increase/Decrease
Net Assets Available for Benefits End of Year
1,126.330.00
491.311,617.64
465.8697.500.000.000.00
563.36
339.720.02
0.000.000.00
16.09 -
5,626.12
2,520.74
16.09 -
0.002,504.65
8,130.77
Statement created on February 03, 2020 Page 16 of 197
Sample Annual Trust Report 401kJanuary 01, 2019 through December 31, 2019 Case Number abc-12345
Statement of Changes in Net Assets Available for Benefits (continued)
Heartland Val Pls Inst
Net Assets Available for Benefits Beginning of Year
Investment IncomeRealized/Unrealized Gain/LossCash EarningsDividends/Capital Gains/Corporate Actions
Total Investment Income
ContributionsEmployer ContributionsEmployee ContributionsRollover ContributionsCatch-Up ContributionsUnallocated Contributions
Total Contributions
Loan RepaymentsOther Additions
Total Additions
DeductionsBenefit PaymentsLoans IssuedOther DeductionsFees
Total Deductions
ExchangesNet Increase/Decrease
Net Assets Available for Benefits End of Year
92.070.000.00
92.07
0.000.000.000.000.000.00
0.000.00
403.76
92.07
495.83 -
0.00403.76 -
0.00
493.66 -0.000.002.17 -
Statement created on February 03, 2020 Page 17 of 197
Sample Annual Trust Report 401kJanuary 01, 2019 through December 31, 2019 Case Number abc-12345
Statement of Changes in Net Assets Available for Benefits (continued)
Invsco Comstk R5
Net Assets Available for Benefits Beginning of Year
Investment IncomeRealized/Unrealized Gain/LossCash EarningsDividends/Capital Gains/Corporate Actions
Total Investment Income
ContributionsEmployer ContributionsEmployee ContributionsRollover ContributionsCatch-Up ContributionsUnallocated Contributions
Total Contributions
Loan RepaymentsOther Additions
Total Additions
DeductionsBenefit PaymentsLoans IssuedOther DeductionsFees
Total Deductions
ExchangesNet Increase/Decrease
Net Assets Available for Benefits End of Year
6,437.180.00
3,655.07
37,889.58
17,621.01
3,711.07 -
0.0013,909.94
51,799.52
10,092.25
2,987.96 4,540.68
0.000.000.00
7,528.64
0.000.12
3,486.53 -0.00
99.26 -125.28 -
Statement created on February 03, 2020 Page 18 of 197
Sample Annual Trust Report 401kJanuary 01, 2019 through December 31, 2019 Case Number abc-12345
Statement of Changes in Net Assets Available for Benefits (continued)
Invsco Opp Eq Inc Y
Net Assets Available for Benefits Beginning of Year
Investment IncomeRealized/Unrealized Gain/LossCash EarningsDividends/Capital Gains/Corporate Actions
Total Investment Income
ContributionsEmployer ContributionsEmployee ContributionsRollover ContributionsCatch-Up ContributionsUnallocated Contributions
Total Contributions
Loan RepaymentsOther Additions
Total Additions
DeductionsBenefit PaymentsLoans IssuedOther DeductionsFees
Total Deductions
ExchangesNet Increase/Decrease
Net Assets Available for Benefits End of Year
79.860.005.92
85.78
0.000.000.000.000.000.00
0.000.00
493.66
85.78
579.44 -
0.00493.66 -
0.00
576.97 -0.000.002.47 -
Statement created on February 03, 2020 Page 19 of 197
Sample Annual Trust Report 401kJanuary 01, 2019 through December 31, 2019 Case Number abc-12345
Statement of Changes in Net Assets Available for Benefits (continued)
Jnshndrsn Frty N
Net Assets Available for Benefits Beginning of Year
Investment IncomeRealized/Unrealized Gain/LossCash EarningsDividends/Capital Gains/Corporate Actions
Total Investment Income
ContributionsEmployer ContributionsEmployee ContributionsRollover ContributionsCatch-Up ContributionsUnallocated Contributions
Total Contributions
Loan RepaymentsOther Additions
Total Additions
DeductionsBenefit PaymentsLoans IssuedOther DeductionsFees
Total Deductions
ExchangesNet Increase/Decrease
Net Assets Available for Benefits End of Year
149.170.00
436.85586.02
0.00
1,926.15314.56
0.000.000.00
2,240.71
4,323.700.20
0.000.000.00
13.40 -
7,150.63
13.40 -
0.007,137.23
7,137.23
Statement created on February 03, 2020 Page 20 of 197
Sample Annual Trust Report 401kJanuary 01, 2019 through December 31, 2019 Case Number abc-12345
Statement of Changes in Net Assets Available for Benefits (continued)
Jnshndrsn Frty T
Net Assets Available for Benefits Beginning of Year
Investment IncomeRealized/Unrealized Gain/LossCash EarningsDividends/Capital Gains/Corporate Actions
Total Investment Income
ContributionsEmployer ContributionsEmployee ContributionsRollover ContributionsCatch-Up ContributionsUnallocated Contributions
Total Contributions
Loan RepaymentsOther Additions
Total Additions
DeductionsBenefit PaymentsLoans IssuedOther DeductionsFees
Total Deductions
ExchangesNet Increase/Decrease
Net Assets Available for Benefits End of Year
6,602.250.00
2,355.768,958.01
1,863.45390.00
0.000.000.00
2,253.45
1,358.970.09
0.000.000.00
177.17 -
23,576.72
12,570.52
177.17 -
0.0012,393.35
35,970.07
Statement created on February 03, 2020 Page 21 of 197
Sample Annual Trust Report 401kJanuary 01, 2019 through December 31, 2019 Case Number abc-12345
Statement of Changes in Net Assets Available for Benefits (continued)
Jnshndrsn Glbltech Innov N
Net Assets Available for Benefits Beginning of Year
Investment IncomeRealized/Unrealized Gain/LossCash EarningsDividends/Capital Gains/Corporate Actions
Total Investment Income
ContributionsEmployer ContributionsEmployee ContributionsRollover ContributionsCatch-Up ContributionsUnallocated Contributions
Total Contributions
Loan RepaymentsOther Additions
Total Additions
DeductionsBenefit PaymentsLoans IssuedOther DeductionsFees
Total Deductions
ExchangesNet Increase/Decrease
Net Assets Available for Benefits End of Year
222.800.00
560.71783.51
0.00
1,926.16314.60
0.000.000.00
2,240.76
4,324.150.20
0.000.000.00
13.46 -
7,348.62
13.46 -
0.007,335.16
7,335.16
Statement created on February 03, 2020 Page 22 of 197
Sample Annual Trust Report 401kJanuary 01, 2019 through December 31, 2019 Case Number abc-12345
Statement of Changes in Net Assets Available for Benefits (continued)
Jpm Smcap Eq R5
Net Assets Available for Benefits Beginning of Year
Investment IncomeRealized/Unrealized Gain/LossCash EarningsDividends/Capital Gains/Corporate Actions
Total Investment Income
ContributionsEmployer ContributionsEmployee ContributionsRollover ContributionsCatch-Up ContributionsUnallocated Contributions
Total Contributions
Loan RepaymentsOther Additions
Total Additions
DeductionsBenefit PaymentsLoans IssuedOther DeductionsFees
Total Deductions
ExchangesNet Increase/Decrease
Net Assets Available for Benefits End of Year
6,686.520.00
1,630.328,316.84
0.000.000.000.000.000.00
0.000.00
0.000.000.00
126.39 -
29,059.58
8,316.84
126.39 -
0.008,190.45
37,250.03
Statement created on February 03, 2020 Page 23 of 197
Sample Annual Trust Report 401kJanuary 01, 2019 through December 31, 2019 Case Number abc-12345
Statement of Changes in Net Assets Available for Benefits (continued)
Jpm Smcap Gr R6
Net Assets Available for Benefits Beginning of Year
Investment IncomeRealized/Unrealized Gain/LossCash EarningsDividends/Capital Gains/Corporate Actions
Total Investment Income
ContributionsEmployer ContributionsEmployee ContributionsRollover ContributionsCatch-Up ContributionsUnallocated Contributions
Total Contributions
Loan RepaymentsOther Additions
Total Additions
DeductionsBenefit PaymentsLoans IssuedOther DeductionsFees
Total Deductions
ExchangesNet Increase/Decrease
Net Assets Available for Benefits End of Year
1,315.570.00
305.021,620.59
0.000.000.000.000.000.00
0.000.00
0.000.000.00
25.02 -
4,287.39
1,620.59
25.02 -
0.001,595.57
5,882.96
Statement created on February 03, 2020 Page 24 of 197
Sample Annual Trust Report 401kJanuary 01, 2019 through December 31, 2019 Case Number abc-12345
Statement of Changes in Net Assets Available for Benefits (continued)
Lrdabt Devl Gr R5
Net Assets Available for Benefits Beginning of Year
Investment IncomeRealized/Unrealized Gain/LossCash EarningsDividends/Capital Gains/Corporate Actions
Total Investment Income
ContributionsEmployer ContributionsEmployee ContributionsRollover ContributionsCatch-Up ContributionsUnallocated Contributions
Total Contributions
Loan RepaymentsOther Additions
Total Additions
DeductionsBenefit PaymentsLoans IssuedOther DeductionsFees
Total Deductions
ExchangesNet Increase/Decrease
Net Assets Available for Benefits End of Year
215.630.000.00
215.63
0.000.000.000.000.000.00
0.000.00
0.00
0.000.000.000.88 -
215.63
0.88 -
214.75 -0.00
0.00
Statement created on February 03, 2020 Page 25 of 197
Sample Annual Trust Report 401kJanuary 01, 2019 through December 31, 2019 Case Number abc-12345
Statement of Changes in Net Assets Available for Benefits (continued)
Msif Inst Gr I
Net Assets Available for Benefits Beginning of Year
Investment IncomeRealized/Unrealized Gain/LossCash EarningsDividends/Capital Gains/Corporate Actions
Total Investment Income
ContributionsEmployer ContributionsEmployee ContributionsRollover ContributionsCatch-Up ContributionsUnallocated Contributions
Total Contributions
Loan RepaymentsOther Additions
Total Additions
DeductionsBenefit PaymentsLoans IssuedOther DeductionsFees
Total Deductions
ExchangesNet Increase/Decrease
Net Assets Available for Benefits End of Year
496.22 -0.000.00
496.22 -
0.000.000.000.000.000.00
0.000.00
0.00
0.000.000.007.92 -
496.22 -
7.92 -
504.140.00
0.00
Statement created on February 03, 2020 Page 26 of 197
Sample Annual Trust Report 401kJanuary 01, 2019 through December 31, 2019 Case Number abc-12345
Statement of Changes in Net Assets Available for Benefits (continued)
Parnassus Cor Eq
Net Assets Available for Benefits Beginning of Year
Investment IncomeRealized/Unrealized Gain/LossCash EarningsDividends/Capital Gains/Corporate Actions
Total Investment Income
ContributionsEmployer ContributionsEmployee ContributionsRollover ContributionsCatch-Up ContributionsUnallocated Contributions
Total Contributions
Loan RepaymentsOther Additions
Total Additions
DeductionsBenefit PaymentsLoans IssuedOther DeductionsFees
Total Deductions
ExchangesNet Increase/Decrease
Net Assets Available for Benefits End of Year
1,200.470.00
572.761,773.23
0.000.000.000.000.000.00
0.000.00
0.000.000.00
38.62 -
5,741.51
1,773.23
38.62 -
0.001,734.61
7,476.12
Statement created on February 03, 2020 Page 27 of 197
Sample Annual Trust Report 401kJanuary 01, 2019 through December 31, 2019 Case Number abc-12345
Statement of Changes in Net Assets Available for Benefits (continued)
Pimco Low Dur Inst
Net Assets Available for Benefits Beginning of Year
Investment IncomeRealized/Unrealized Gain/LossCash EarningsDividends/Capital Gains/Corporate Actions
Total Investment Income
ContributionsEmployer ContributionsEmployee ContributionsRollover ContributionsCatch-Up ContributionsUnallocated Contributions
Total Contributions
Loan RepaymentsOther Additions
Total Additions
DeductionsBenefit PaymentsLoans IssuedOther DeductionsFees
Total Deductions
ExchangesNet Increase/Decrease
Net Assets Available for Benefits End of Year
A portion of the realized/unrealized gain/loss will represent accrued income to date.
1,068.270.00
3,686.394,754.66
5,980.19 8,760.18 1,480.89
0.000.00
103,955.42
21,287.85
6,480.88 -
0.0014,806.97
118,762.39
16,221.26
311.650.28
5,040.17 - 750.10 - 149.91 - 540.70 -
Statement created on February 03, 2020 Page 28 of 197
Sample Annual Trust Report 401kJanuary 01, 2019 through December 31, 2019 Case Number abc-12345
Statement of Changes in Net Assets Available for Benefits (continued)
Pimco Real Rtn Inst
Net Assets Available for Benefits Beginning of Year
Investment IncomeRealized/Unrealized Gain/LossCash EarningsDividends/Capital Gains/Corporate Actions
Total Investment Income
ContributionsEmployer ContributionsEmployee ContributionsRollover ContributionsCatch-Up ContributionsUnallocated Contributions
Total Contributions
Loan RepaymentsOther Additions
Total Additions
DeductionsBenefit PaymentsLoans IssuedOther DeductionsFees
Total Deductions
ExchangesNet Increase/Decrease
Net Assets Available for Benefits End of Year
A portion of the realized/unrealized gain/loss will represent accrued income to date.
4,899.940.00
1,567.776,467.71
4,245.38 6,692.04
987.260.000.00
74,383.81
18,600.30
4,351.60 -
0.0014,248.70
88,632.51
11,924.68
207.710.20
3,350.49 - 504.76 - 99.77 -
396.58 -
Statement created on February 03, 2020 Page 29 of 197
Sample Annual Trust Report 401kJanuary 01, 2019 through December 31, 2019 Case Number abc-12345
Statement of Changes in Net Assets Available for Benefits (continued)
Tcw Ttl Rtn Bd I
Net Assets Available for Benefits Beginning of Year
Investment IncomeRealized/Unrealized Gain/LossCash EarningsDividends/Capital Gains/Corporate Actions
Total Investment Income
ContributionsEmployer ContributionsEmployee ContributionsRollover ContributionsCatch-Up ContributionsUnallocated Contributions
Total Contributions
Loan RepaymentsOther Additions
Total Additions
DeductionsBenefit PaymentsLoans IssuedOther DeductionsFees
Total Deductions
ExchangesNet Increase/Decrease
Net Assets Available for Benefits End of Year
938.340.00
30,916.96
6,569.60
634.00 -
0.005,935.60
36,852.56
1,401.81 2,340.15
1,322.08 1,912.48
740.450.000.00
3,975.01
254.380.06
0.00497.95 -
0.00136.05 -
Statement created on February 03, 2020 Page 30 of 197
Sample Annual Trust Report 401kJanuary 01, 2019 through December 31, 2019 Case Number abc-12345
Statement of Changes in Net Assets Available for Benefits (continued)
Thrnbrg Intl Val R6
Net Assets Available for Benefits Beginning of Year
Investment IncomeRealized/Unrealized Gain/LossCash EarningsDividends/Capital Gains/Corporate Actions
Total Investment Income
ContributionsEmployer ContributionsEmployee ContributionsRollover ContributionsCatch-Up ContributionsUnallocated Contributions
Total Contributions
Loan RepaymentsOther Additions
Total Additions
DeductionsBenefit PaymentsLoans IssuedOther DeductionsFees
Total Deductions
ExchangesNet Increase/Decrease
Net Assets Available for Benefits End of Year
11,713.920.00
4,406.0416,119.96
2,624.89 4,248.69 1,234.07
0.000.00
8,107.65
161.140.10
2,379.43 - 491.20 - 71.79 -
315.45 -
52,694.69
24,388.85
3,257.87 -
0.0021,130.98
73,825.67
Statement created on February 03, 2020 Page 31 of 197
Sample Annual Trust Report 401kJanuary 01, 2019 through December 31, 2019 Case Number abc-12345
Statement of Changes in Net Assets Available for Benefits (continued)
Tiaacrf Lfcycind 2010 Inst
Net Assets Available for Benefits Beginning of Year
Investment IncomeRealized/Unrealized Gain/LossCash EarningsDividends/Capital Gains/Corporate Actions
Total Investment Income
ContributionsEmployer ContributionsEmployee ContributionsRollover ContributionsCatch-Up ContributionsUnallocated Contributions
Total Contributions
Loan RepaymentsOther Additions
Total Additions
DeductionsBenefit PaymentsLoans IssuedOther DeductionsFees
Total Deductions
ExchangesNet Increase/Decrease
Net Assets Available for Benefits End of Year
762.480.000.00
762.48
0.00
3,198.151,050.00
0.000.000.00
4,248.15
0.000.16
0.000.000.00
34.93 -
5,010.79
34.93 -
4,975.86 -0.00
0.00
Statement created on February 03, 2020 Page 32 of 197
Sample Annual Trust Report 401kJanuary 01, 2019 through December 31, 2019 Case Number abc-12345
Statement of Changes in Net Assets Available for Benefits (continued)
Tiaacrf Lfcycind 2035 Inst
Net Assets Available for Benefits Beginning of Year
Investment IncomeRealized/Unrealized Gain/LossCash EarningsDividends/Capital Gains/Corporate Actions
Total Investment Income
ContributionsEmployer ContributionsEmployee ContributionsRollover ContributionsCatch-Up ContributionsUnallocated Contributions
Total Contributions
Loan RepaymentsOther Additions
Total Additions
DeductionsBenefit PaymentsLoans IssuedOther DeductionsFees
Total Deductions
ExchangesNet Increase/Decrease
Net Assets Available for Benefits End of Year
3,949.230.00
1,316.835,266.06
2,543.98
18,811.76
31,372.82
172.62 -
14,720.1345,920.33
64,732.09
23,561.780.000.000.00
26,105.76
0.001.00
0.000.000.00
172.62 -
Statement created on February 03, 2020 Page 33 of 197
Sample Annual Trust Report 401kJanuary 01, 2019 through December 31, 2019 Case Number abc-12345
Statement of Changes in Net Assets Available for Benefits (continued)
Tiaacrf Lfcycind 2040 Inst
Net Assets Available for Benefits Beginning of Year
Investment IncomeRealized/Unrealized Gain/LossCash EarningsDividends/Capital Gains/Corporate Actions
Total Investment Income
ContributionsEmployer ContributionsEmployee ContributionsRollover ContributionsCatch-Up ContributionsUnallocated Contributions
Total Contributions
Loan RepaymentsOther Additions
Total Additions
DeductionsBenefit PaymentsLoans IssuedOther DeductionsFees
Total Deductions
ExchangesNet Increase/Decrease
Net Assets Available for Benefits End of Year
1,576.950.00
387.771,964.72
7,220.076,246.15
0.000.000.00
3,930.60
13,466.22
0.000.23
529.70 -0.000.00
121.17 -
15,431.17
650.87 -
0.0014,780.30
18,710.90
Statement created on February 03, 2020 Page 34 of 197
Sample Annual Trust Report 401kJanuary 01, 2019 through December 31, 2019 Case Number abc-12345
Statement of Changes in Net Assets Available for Benefits (continued)
Tiaacrf Lfcycind 2045 Inst
Net Assets Available for Benefits Beginning of Year
Investment IncomeRealized/Unrealized Gain/LossCash EarningsDividends/Capital Gains/Corporate Actions
Total Investment Income
ContributionsEmployer ContributionsEmployee ContributionsRollover ContributionsCatch-Up ContributionsUnallocated Contributions
Total Contributions
Loan RepaymentsOther Additions
Total Additions
DeductionsBenefit PaymentsLoans IssuedOther DeductionsFees
Total Deductions
ExchangesNet Increase/Decrease
Net Assets Available for Benefits End of Year
592.010.00
208.40800.41
0.00
3,595.496,043.18
0.000.000.00
9,638.67
0.000.23
0.000.000.00
19.91 -
10,439.31
19.91 -
0.0010,419.40
10,419.40
Statement created on February 03, 2020 Page 35 of 197
Sample Annual Trust Report 401kJanuary 01, 2019 through December 31, 2019 Case Number abc-12345
Statement of Changes in Net Assets Available for Benefits (continued)
Tiaacrf Lfcycind 2050 Inst
Net Assets Available for Benefits Beginning of Year
Investment IncomeRealized/Unrealized Gain/LossCash EarningsDividends/Capital Gains/Corporate Actions
Total Investment Income
ContributionsEmployer ContributionsEmployee ContributionsRollover ContributionsCatch-Up ContributionsUnallocated Contributions
Total Contributions
Loan RepaymentsOther Additions
Total Additions
DeductionsBenefit PaymentsLoans IssuedOther DeductionsFees
Total Deductions
ExchangesNet Increase/Decrease
Net Assets Available for Benefits End of Year
2,191.590.00
681.282,872.87
4,021.91
917.94
28,716.940.000.000.00
32,738.85
0.000.99
0.000.000.00
80.28 -
35,612.71
80.28 -
0.0035,532.43
36,450.37
Statement created on February 03, 2020 Page 36 of 197
Sample Annual Trust Report 401kJanuary 01, 2019 through December 31, 2019 Case Number abc-12345
Statement of Changes in Net Assets Available for Benefits (continued)
Tiaacrf Lfcycind 2055 Inst
Net Assets Available for Benefits Beginning of Year
Investment IncomeRealized/Unrealized Gain/LossCash EarningsDividends/Capital Gains/Corporate Actions
Total Investment Income
ContributionsEmployer ContributionsEmployee ContributionsRollover ContributionsCatch-Up ContributionsUnallocated Contributions
Total Contributions
Loan RepaymentsOther Additions
Total Additions
DeductionsBenefit PaymentsLoans IssuedOther DeductionsFees
Total Deductions
ExchangesNet Increase/Decrease
Net Assets Available for Benefits End of Year
2,417.800.00
597.633,015.43
2,632.51
3,145.15
23,339.150.000.000.00
25,971.66
0.000.78
164.55 -0.000.00
90.02 -
28,987.87
254.57 -
84.46 -28,648.84
31,793.99
Statement created on February 03, 2020 Page 37 of 197
Sample Annual Trust Report 401kJanuary 01, 2019 through December 31, 2019 Case Number abc-12345
Statement of Changes in Net Assets Available for Benefits (continued)
Tiaacrf Lfcycind 2060 Inst
Net Assets Available for Benefits Beginning of Year
Investment IncomeRealized/Unrealized Gain/LossCash EarningsDividends/Capital Gains/Corporate Actions
Total Investment Income
ContributionsEmployer ContributionsEmployee ContributionsRollover ContributionsCatch-Up ContributionsUnallocated Contributions
Total Contributions
Loan RepaymentsOther Additions
Total Additions
DeductionsBenefit PaymentsLoans IssuedOther DeductionsFees
Total Deductions
ExchangesNet Increase/Decrease
Net Assets Available for Benefits End of Year
1,882.790.00
444.462,327.25
2,849.44
2,220.74
15,449.290.000.000.00
18,298.73
0.000.50
0.000.000.00
61.46 -
20,626.48
61.46 -
0.0020,565.02
22,785.76
Statement created on February 03, 2020 Page 38 of 197
Sample Annual Trust Report 401kJanuary 01, 2019 through December 31, 2019 Case Number abc-12345
Statement of Changes in Net Assets Available for Benefits (continued)
Trowepr Blue Chip Gr
Net Assets Available for Benefits Beginning of Year
Investment IncomeRealized/Unrealized Gain/LossCash EarningsDividends/Capital Gains/Corporate Actions
Total Investment Income
ContributionsEmployer ContributionsEmployee ContributionsRollover ContributionsCatch-Up ContributionsUnallocated Contributions
Total Contributions
Loan RepaymentsOther Additions
Total Additions
DeductionsBenefit PaymentsLoans IssuedOther DeductionsFees
Total Deductions
ExchangesNet Increase/Decrease
Net Assets Available for Benefits End of Year
33,716.350.00
534.2434,250.59
0.000.000.000.000.000.00
0.000.00
0.000.000.00
610.62 -
114,459.58
34,250.59
610.62 -
0.0033,639.97
148,099.55
Statement created on February 03, 2020 Page 39 of 197
Sample Annual Trust Report 401kJanuary 01, 2019 through December 31, 2019 Case Number abc-12345
Statement of Changes in Net Assets Available for Benefits (continued)
Trowepr Gr Stk
Net Assets Available for Benefits Beginning of Year
Investment IncomeRealized/Unrealized Gain/LossCash EarningsDividends/Capital Gains/Corporate Actions
Total Investment Income
ContributionsEmployer ContributionsEmployee ContributionsRollover ContributionsCatch-Up ContributionsUnallocated Contributions
Total Contributions
Loan RepaymentsOther Additions
Total Additions
DeductionsBenefit PaymentsLoans IssuedOther DeductionsFees
Total Deductions
ExchangesNet Increase/Decrease
Net Assets Available for Benefits End of Year
4,170.420.00
393.354,563.77
0.004,239.61
0.000.000.00
4,239.61
0.000.12
0.000.000.00
91.50 -
13,381.14
8,803.50
91.50 -
0.008,712.00
22,093.14
Statement created on February 03, 2020 Page 40 of 197
Sample Annual Trust Report 401kJanuary 01, 2019 through December 31, 2019 Case Number abc-12345
Statement of Changes in Net Assets Available for Benefits (continued)
Trowepr Spctrmmodgralloc
Net Assets Available for Benefits Beginning of Year
Investment IncomeRealized/Unrealized Gain/LossCash EarningsDividends/Capital Gains/Corporate Actions
Total Investment Income
ContributionsEmployer ContributionsEmployee ContributionsRollover ContributionsCatch-Up ContributionsUnallocated Contributions
Total Contributions
Loan RepaymentsOther Additions
Total Additions
DeductionsBenefit PaymentsLoans IssuedOther DeductionsFees
Total Deductions
ExchangesNet Increase/Decrease
Net Assets Available for Benefits End of Year
320,666.820.000.00
320,666.82
0.00237,214.06242,018.01
0.000.00
479,232.07
3,337.51 15.92
1,251.65 -0.000.00
6,547.02 -
2,130,701.48
803,252.32
7,798.67 -
2,926,155.13- 2,130,701.48-
0.00
Statement created on February 03, 2020 Page 41 of 197
Sample Annual Trust Report 401kJanuary 01, 2019 through December 31, 2019 Case Number abc-12345
Statement of Changes in Net Assets Available for Benefits (continued)
Vic Rs Val Y
Net Assets Available for Benefits Beginning of Year
Investment IncomeRealized/Unrealized Gain/LossCash EarningsDividends/Capital Gains/Corporate Actions
Total Investment Income
ContributionsEmployer ContributionsEmployee ContributionsRollover ContributionsCatch-Up ContributionsUnallocated Contributions
Total Contributions
Loan RepaymentsOther Additions
Total Additions
DeductionsBenefit PaymentsLoans IssuedOther DeductionsFees
Total Deductions
ExchangesNet Increase/Decrease
Net Assets Available for Benefits End of Year
64.590.000.00
64.59
0.000.000.000.000.000.00
0.000.00
258.34
64.59
322.93 -
0.00258.34 -
0.00
321.39 -0.000.001.54 -
Statement created on February 03, 2020 Page 42 of 197
Sample Annual Trust Report 401kJanuary 01, 2019 through December 31, 2019 Case Number abc-12345
Statement of Changes in Net Assets Available for Benefits (continued)
Vngrd 500 Index Fd As
Net Assets Available for Benefits Beginning of Year
Investment IncomeRealized/Unrealized Gain/LossCash EarningsDividends/Capital Gains/Corporate Actions
Total Investment Income
ContributionsEmployer ContributionsEmployee ContributionsRollover ContributionsCatch-Up ContributionsUnallocated Contributions
Total Contributions
Loan RepaymentsOther Additions
Total Additions
DeductionsBenefit PaymentsLoans IssuedOther DeductionsFees
Total Deductions
ExchangesNet Increase/Decrease
Net Assets Available for Benefits End of Year
385,198.810.00
27,538.80412,737.61
0.00113,207.57
0.000.000.00
113,207.57
18,808.79 2.46
59,254.31 -0.000.00
9,269.71 -
2,261,585.88
544,756.43
68,524.02 -
2,737,818.29- 2,261,585.88-
0.00
Statement created on February 03, 2020 Page 43 of 197
Sample Annual Trust Report 401kJanuary 01, 2019 through December 31, 2019 Case Number abc-12345
Statement of Changes in Net Assets Available for Benefits (continued)
Vngrd Bal Indx Adml
Net Assets Available for Benefits Beginning of Year
Investment IncomeRealized/Unrealized Gain/LossCash EarningsDividends/Capital Gains/Corporate Actions
Total Investment Income
ContributionsEmployer ContributionsEmployee ContributionsRollover ContributionsCatch-Up ContributionsUnallocated Contributions
Total Contributions
Loan RepaymentsOther Additions
Total Additions
DeductionsBenefit PaymentsLoans IssuedOther DeductionsFees
Total Deductions
ExchangesNet Increase/Decrease
Net Assets Available for Benefits End of Year
612,068.360.00
86,909.33698,977.69
4,001.19 26,507.47
145,363.630.000.00
175,872.29
679.440.73
43,395.29 - 12,504.34 -
507.36 - 19,602.65 -
3,227,064.53
875,530.15
76,009.64 -
211,872.70- 587,647.81
3,814,712.34
Statement created on February 03, 2020 Page 44 of 197
Sample Annual Trust Report 401kJanuary 01, 2019 through December 31, 2019 Case Number abc-12345
Statement of Changes in Net Assets Available for Benefits (continued)
Vngrd Devl Mkt Indx Adml
Net Assets Available for Benefits Beginning of Year
Investment IncomeRealized/Unrealized Gain/LossCash Earnings
585,570.990.00
3,163,797.66
1,014,693.05
185,058.65 -
38,197.93- 791,436.47
3,955,234.13
Dividends/Capital Gains/Corporate Actions 114,082.24Total Investment Income
ContributionsEmployer ContributionsEmployee ContributionsRollover ContributionsCatch-Up ContributionsUnallocated Contributions
Total Contributions
Loan RepaymentsOther Additions
Total Additions
DeductionsBenefit PaymentsLoans IssuedOther DeductionsFees
Total Deductions
ExchangesNet Increase/Decrease
Net Assets Available for Benefits End of Year
90,274.82205,944.54
2,062.230.000.00
298,281.59
16,750.72 7.51
157,115.12 -6,667.40 -2,772.99 -
18,503.14 -
Statement created on February 03, 2020 Page 45 of 197
699,653.23
Sample Annual Trust Report 401kJanuary 01, 2019 through December 31, 2019 Case Number abc-12345
Statement of Changes in Net Assets Available for Benefits (continued)
Vngrd Emrg Mkt Stkindxadml
Net Assets Available for Benefits Beginning of Year
Investment IncomeRealized/Unrealized Gain/LossCash EarningsDividends/Capital Gains/Corporate Actions
Total Investment Income
ContributionsEmployer ContributionsEmployee ContributionsRollover ContributionsCatch-Up ContributionsUnallocated Contributions
Total Contributions
Loan RepaymentsOther Additions
Total Additions
DeductionsBenefit PaymentsLoans IssuedOther DeductionsFees
Total Deductions
ExchangesNet Increase/Decrease
Net Assets Available for Benefits End of Year
155,929.820.00
35,992.01191,921.83
38,416.50 76,742.31
82.450.000.00
115,241.26
6,937.53 3.07
8,886.13 - 2,462.07 -
565.01 - 5,720.33 -
958,247.12
314,103.69
17,633.54 -
101,074.68- 195,395.47
1,153,642.59
Statement created on February 03, 2020 Page 46 of 197
Sample Annual Trust Report 401kJanuary 01, 2019 through December 31, 2019 Case Number abc-12345
Statement of Changes in Net Assets Available for Benefits (continued)
Vngrd Enrgy Adml
Net Assets Available for Benefits Beginning of Year
Investment IncomeRealized/Unrealized Gain/LossCash EarningsDividends/Capital Gains/Corporate Actions
Total Investment Income
ContributionsEmployer ContributionsEmployee ContributionsRollover ContributionsCatch-Up ContributionsUnallocated Contributions
Total Contributions
Loan RepaymentsOther Additions
Total Additions
DeductionsBenefit PaymentsLoans IssuedOther DeductionsFees
Total Deductions
ExchangesNet Increase/Decrease
Net Assets Available for Benefits End of Year
666.590.00
315.44982.03
666.28
6,902.48
2,793.02
39.94 -
0.002,753.08
9,655.56
1,144.670.000.000.00
1,810.95
0.000.04
0.000.000.00
39.94 -
Statement created on February 03, 2020 Page 47 of 197
Sample Annual Trust Report 401kJanuary 01, 2019 through December 31, 2019 Case Number abc-12345
Statement of Changes in Net Assets Available for Benefits (continued)
Vngrd Eq Inc Adml
Net Assets Available for Benefits Beginning of Year
Investment IncomeRealized/Unrealized Gain/LossCash EarningsDividends/Capital Gains/Corporate Actions
Total Investment Income
ContributionsEmployer ContributionsEmployee ContributionsRollover ContributionsCatch-Up ContributionsUnallocated Contributions
Total Contributions
Loan RepaymentsOther Additions
Total Additions
DeductionsBenefit PaymentsLoans IssuedOther DeductionsFees
Total Deductions
ExchangesNet Increase/Decrease
Net Assets Available for Benefits End of Year
2,805.110.000.00
2,805.11
0.000.000.000.000.000.00
0.000.00
0.000.000.00
12.74 -
53,707.23
2,805.11
12.74 -
56,499.60- 53,707.23-
0.00
Statement created on February 03, 2020 Page 48 of 197
Sample Annual Trust Report 401kJanuary 01, 2019 through December 31, 2019 Case Number abc-12345
Statement of Changes in Net Assets Available for Benefits (continued)
Vngrd Ftse Soc Indx Adml
Net Assets Available for Benefits Beginning of Year
Investment IncomeRealized/Unrealized Gain/LossCash EarningsDividends/Capital Gains/Corporate Actions
Total Investment Income
ContributionsEmployer ContributionsEmployee ContributionsRollover ContributionsCatch-Up ContributionsUnallocated Contributions
Total Contributions
Loan RepaymentsOther Additions
Total Additions
DeductionsBenefit PaymentsLoans IssuedOther DeductionsFees
Total Deductions
ExchangesNet Increase/Decrease
Net Assets Available for Benefits End of Year
462.240.00
52.17514.41
0.000.000.000.000.000.00
0.000.00
0.00
0.000.000.00
11.83 -
514.41
11.83 -
5,882.02 6,384.60
6,384.60
Statement created on February 03, 2020 Page 49 of 197
Sample Annual Trust Report 401kJanuary 01, 2019 through December 31, 2019 Case Number abc-12345
Statement of Changes in Net Assets Available for Benefits (continued)
Vngrd Ftse Soc Indx Inv
Net Assets Available for Benefits Beginning of Year
Investment IncomeRealized/Unrealized Gain/LossCash EarningsDividends/Capital Gains/Corporate Actions
Total Investment Income
ContributionsEmployer ContributionsEmployee ContributionsRollover ContributionsCatch-Up ContributionsUnallocated Contributions
Total Contributions
Loan RepaymentsOther Additions
Total Additions
DeductionsBenefit PaymentsLoans IssuedOther DeductionsFees
Total Deductions
ExchangesNet Increase/Decrease
Net Assets Available for Benefits End of Year
1,066.250.00
38.051,104.30
0.000.000.000.000.000.00
0.000.00
0.000.000.00
14.37 -
4,792.09
1,104.30
14.37 -
5,882.02 -4,792.09 -
0.00
Statement created on February 03, 2020 Page 50 of 197
Sample Annual Trust Report 401kJanuary 01, 2019 through December 31, 2019 Case Number abc-12345
Statement of Changes in Net Assets Available for Benefits (continued)
Vngrd Gr Indx Adml
Net Assets Available for Benefits Beginning of Year
Investment IncomeRealized/Unrealized Gain/LossCash EarningsDividends/Capital Gains/Corporate Actions
Total Investment Income
ContributionsEmployer ContributionsEmployee ContributionsRollover ContributionsCatch-Up ContributionsUnallocated Contributions
Total Contributions
Loan RepaymentsOther Additions
Total Additions
DeductionsBenefit PaymentsLoans IssuedOther DeductionsFees
Total Deductions
ExchangesNet Increase/Decrease
Net Assets Available for Benefits End of Year
1,392,677.680.00
48,964.621,441,642.30
98,111.70 218,113.44
2,639.64 0.000.00
318,864.78
19,959.95 8.33
175,246.70 - 25,114.30 - 2,988.55 -
27,440.12 -
4,008,741.45
1,780,475.36
230,789.67 -
441,751.78- 1,107,933.91
5,116,675.36
Statement created on February 03, 2020 Page 51 of 197
Sample Annual Trust Report 401kJanuary 01, 2019 through December 31, 2019 Case Number abc-12345
Statement of Changes in Net Assets Available for Benefits (continued)
Vngrd Intdtrmtrsind Adml
Net Assets Available for Benefits Beginning of Year
Investment IncomeRealized/Unrealized Gain/LossCash EarningsDividends/Capital Gains/Corporate Actions
Total Investment Income
ContributionsEmployer ContributionsEmployee ContributionsRollover ContributionsCatch-Up ContributionsUnallocated Contributions
Total Contributions
Loan RepaymentsOther Additions
Total Additions
DeductionsBenefit PaymentsLoans IssuedOther DeductionsFees
Total Deductions
ExchangesNet Increase/Decrease
Net Assets Available for Benefits End of Year
47,607.140.00
28,298.2175,905.35
35,494.35 67,252.502,392.28
0.000.00
1,184,083.31
191,655.36
18,175.69 -
25,538.61- 147,941.06
1,332,024.37
105,139.13
10,608.37 2.51
8,115.81 - 2,457.74 -
942.95 - 6,659.19 -
Statement created on February 03, 2020 Page 52 of 197
Sample Annual Trust Report 401kJanuary 01, 2019 through December 31, 2019 Case Number abc-12345
Statement of Changes in Net Assets Available for Benefits (continued)
Vngrd Intl Gr Adml
Net Assets Available for Benefits Beginning of Year
Investment IncomeRealized/Unrealized Gain/LossCash EarningsDividends/Capital Gains/Corporate Actions
Total Investment Income
ContributionsEmployer ContributionsEmployee ContributionsRollover ContributionsCatch-Up ContributionsUnallocated Contributions
Total Contributions
Loan RepaymentsOther Additions
Total Additions
DeductionsBenefit PaymentsLoans IssuedOther DeductionsFees
Total Deductions
ExchangesNet Increase/Decrease
Net Assets Available for Benefits End of Year
1,231.050.00
69.631,300.68
0.000.000.000.000.000.00
0.000.00
0.000.000.00
22.58 -
4,140.46
1,300.68
22.58 -
0.001,278.10
5,418.56
Statement created on February 03, 2020 Page 53 of 197
Sample Annual Trust Report 401kJanuary 01, 2019 through December 31, 2019 Case Number abc-12345
Statement of Changes in Net Assets Available for Benefits (continued)
Vngrd Mid-Cap Idx Fd As
Net Assets Available for Benefits Beginning of Year
Investment IncomeRealized/Unrealized Gain/LossCash EarningsDividends/Capital Gains/Corporate Actions
Total Investment Income
ContributionsEmployer ContributionsEmployee ContributionsRollover ContributionsCatch-Up ContributionsUnallocated Contributions
Total Contributions
Loan RepaymentsOther Additions
Total Additions
DeductionsBenefit PaymentsLoans IssuedOther DeductionsFees
Total Deductions
ExchangesNet Increase/Decrease
Net Assets Available for Benefits End of Year
453,870.600.00
30,793.04484,663.64
77,766.82 155,338.52
1,072.350.000.00
234,177.69
8,145.92 6.29
18,384.77 - 1,358.01 - 1,505.09 - 9,951.45 -
1,494,628.93
726,993.54
31,199.32 -
23,664.16 719,458.38
2,214,087.31
Statement created on February 03, 2020 Page 54 of 197
Sample Annual Trust Report 401kJanuary 01, 2019 through December 31, 2019 Case Number abc-12345
Statement of Changes in Net Assets Available for Benefits (continued)
Vngrd Realest Indx Adml
Net Assets Available for Benefits Beginning of Year
Investment IncomeRealized/Unrealized Gain/LossCash EarningsDividends/Capital Gains/Corporate Actions
Total Investment Income
ContributionsEmployer ContributionsEmployee ContributionsRollover ContributionsCatch-Up ContributionsUnallocated Contributions
Total Contributions
Loan RepaymentsOther Additions
Total Additions
DeductionsBenefit PaymentsLoans IssuedOther DeductionsFees
Total Deductions
ExchangesNet Increase/Decrease
Net Assets Available for Benefits End of Year
17,842.330.00
3,544.4521,386.78
5,320.44 15,149.76
0.000.000.00
20,470.20
935.530.25
3,970.27 -0.00
681.07 -478.34 -
67,666.87
42,792.76
5,129.68 -
38,786.5576,449.63
144,116.50
Statement created on February 03, 2020 Page 55 of 197
Sample Annual Trust Report 401kJanuary 01, 2019 through December 31, 2019 Case Number abc-12345
Statement of Changes in Net Assets Available for Benefits (continued)
Vngrd Sm Cap Indx Fd As
Net Assets Available for Benefits Beginning of Year
Investment IncomeRealized/Unrealized Gain/LossCash EarningsDividends/Capital Gains/Corporate Actions
Total Investment Income
ContributionsEmployer ContributionsEmployee ContributionsRollover ContributionsCatch-Up ContributionsUnallocated Contributions
Total Contributions
Loan RepaymentsOther Additions
Total Additions
DeductionsBenefit PaymentsLoans IssuedOther DeductionsFees
Total Deductions
ExchangesNet Increase/Decrease
Net Assets Available for Benefits End of Year
682,842.880.00
47,117.56729,960.44
90,760.73 188,026.80
783.650.000.00
279,571.18
10,434.42 7.33
22,273.05 - 18,672.29 - 2,981.75 -
16,937.42 -
2,655,897.38
1,019,973.37
60,864.51 -
167,287.86- 791,821.00
3,447,718.38
Statement created on February 03, 2020 Page 56 of 197
Sample Annual Trust Report 401kJanuary 01, 2019 through December 31, 2019 Case Number abc-12345
Statement of Changes in Net Assets Available for Benefits (continued)
Vngrd Smcap Gr Indx Adml
Net Assets Available for Benefits Beginning of Year
Investment IncomeRealized/Unrealized Gain/LossCash EarningsDividends/Capital Gains/Corporate Actions
Total Investment Income
ContributionsEmployer ContributionsEmployee ContributionsRollover ContributionsCatch-Up ContributionsUnallocated Contributions
Total Contributions
Loan RepaymentsOther Additions
Total Additions
DeductionsBenefit PaymentsLoans IssuedOther DeductionsFees
Total Deductions
ExchangesNet Increase/Decrease
Net Assets Available for Benefits End of Year
1,333.690.00
31.571,365.26
0.000.000.000.000.000.00
0.000.00
0.000.000.00
24.04 -
4,173.78
1,365.26
24.04 -
0.001,341.22
5,515.00
Statement created on February 03, 2020 Page 57 of 197
Sample Annual Trust Report 401kJanuary 01, 2019 through December 31, 2019 Case Number abc-12345
Statement of Changes in Net Assets Available for Benefits (continued)
Vngrd Smcap Val Indx Adml
Net Assets Available for Benefits Beginning of Year
Investment IncomeRealized/Unrealized Gain/LossCash EarningsDividends/Capital Gains/Corporate Actions
Total Investment Income
ContributionsEmployer ContributionsEmployee ContributionsRollover ContributionsCatch-Up ContributionsUnallocated Contributions
Total Contributions
Loan RepaymentsOther Additions
Total Additions
DeductionsBenefit PaymentsLoans IssuedOther DeductionsFees
Total Deductions
ExchangesNet Increase/Decrease
Net Assets Available for Benefits End of Year
2,258.260.00
324.202,582.46
2,212.766,431.44
0.000.000.00
8,644.20
0.000.26
9,036.62
0.000.000.00
64.26 -
11,226.92
64.26 -
0.0011,162.66
20,199.28
Statement created on February 03, 2020 Page 58 of 197
Sample Annual Trust Report 401kJanuary 01, 2019 through December 31, 2019 Case Number abc-12345
Statement of Changes in Net Assets Available for Benefits (continued)
Vngrd St Bd Indx Adml
Net Assets Available for Benefits Beginning of Year
Investment IncomeRealized/Unrealized Gain/LossCash EarningsDividends/Capital Gains/Corporate Actions
Total Investment Income
ContributionsEmployer ContributionsEmployee ContributionsRollover ContributionsCatch-Up ContributionsUnallocated Contributions
Total Contributions
Loan RepaymentsOther Additions
Total Additions
DeductionsBenefit PaymentsLoans IssuedOther DeductionsFees
Total Deductions
ExchangesNet Increase/Decrease
Net Assets Available for Benefits End of Year
A portion of the realized/unrealized gain/loss will represent accrued income to date.
2,742.370.00
2,644.775,387.14
4,200.92
104,257.89
24,030.28
3,011.32 -
10,790.1731,809.13
136,067.02
12,792.171,649.86
0.000.00
18,642.95
0.000.19
2,003.43 -0.00
436.67 -571.22 -
Statement created on February 03, 2020 Page 59 of 197
Sample Annual Trust Report 401kJanuary 01, 2019 through December 31, 2019 Case Number abc-12345
Statement of Changes in Net Assets Available for Benefits (continued)
Vngrd St Corp Bd Indx Adml
Net Assets Available for Benefits Beginning of Year
Investment IncomeRealized/Unrealized Gain/LossCash EarningsDividends/Capital Gains/Corporate Actions
Total Investment Income
ContributionsEmployer ContributionsEmployee ContributionsRollover ContributionsCatch-Up ContributionsUnallocated Contributions
Total Contributions
Loan RepaymentsOther Additions
Total Additions
DeductionsBenefit PaymentsLoans IssuedOther DeductionsFees
Total Deductions
ExchangesNet Increase/Decrease
Net Assets Available for Benefits End of Year
6,170.900.00
5,117.71
153,770.03
41,985.85
4,341.72 -
13,145.3750,789.50
204,559.53
11,288.61
7,294.22 21,257.802,144.82
0.000.00
30,696.84
0.000.40
2,903.33 -0.00
583.21 -855.18 -
Statement created on February 03, 2020 Page 60 of 197
Sample Annual Trust Report 401kJanuary 01, 2019 through December 31, 2019 Case Number abc-12345
Statement of Changes in Net Assets Available for Benefits (continued)
Vngrd St Invmt Grd Adml
Net Assets Available for Benefits Beginning of Year
Investment IncomeRealized/Unrealized Gain/LossCash EarningsDividends/Capital Gains/Corporate Actions
Total Investment Income
ContributionsEmployer ContributionsEmployee ContributionsRollover ContributionsCatch-Up ContributionsUnallocated Contributions
Total Contributions
Loan RepaymentsOther Additions
Total Additions
DeductionsBenefit PaymentsLoans IssuedOther DeductionsFees
Total Deductions
ExchangesNet Increase/Decrease
Net Assets Available for Benefits End of Year
A portion of the realized/unrealized gain/loss will represent accrued income to date.
1,005.250.00
1,122.322,127.57
1,332.56 2,167.96
0.000.000.00
3,500.52
0.000.11
0.000.000.00
179.20 -
35,279.08
5,628.20
179.20 -
0.005,449.00
40,728.08
Statement created on February 03, 2020 Page 61 of 197
Sample Annual Trust Report 401kJanuary 01, 2019 through December 31, 2019 Case Number abc-12345
Statement of Changes in Net Assets Available for Benefits (continued)
Vngrd Ttl Bnd Mkt Ldx Adm
Net Assets Available for Benefits Beginning of Year
Investment IncomeRealized/Unrealized Gain/LossCash EarningsDividends/Capital Gains/Corporate Actions
Total Investment Income
ContributionsEmployer ContributionsEmployee ContributionsRollover ContributionsCatch-Up ContributionsUnallocated Contributions
Total Contributions
Loan RepaymentsOther Additions
Total Additions
DeductionsBenefit PaymentsLoans IssuedOther DeductionsFees
Total Deductions
ExchangesNet Increase/Decrease
Net Assets Available for Benefits End of Year
A portion of the realized/unrealized gain/loss will represent accrued income to date.
42,033.030.00
11,288.4153,321.44
0.0026,731.885,561.64
0.000.00
32,293.52
472.700.33
9,351.15 - 850.37 - 255.21 -
1,896.43 -
579,777.44
86,087.99
12,353.16 -
653,512.27- 579,777.44-
0.00
Statement created on February 03, 2020 Page 62 of 197
Sample Annual Trust Report 401kJanuary 01, 2019 through December 31, 2019 Case Number abc-12345
Statement of Changes in Net Assets Available for Benefits (continued)
Vngrd Ttl Intl Bd Idx Adml
Net Assets Available for Benefits Beginning of Year
Investment IncomeRealized/Unrealized Gain/LossCash EarningsDividends/Capital Gains/Corporate Actions
Total Investment Income
ContributionsEmployer ContributionsEmployee ContributionsRollover ContributionsCatch-Up ContributionsUnallocated Contributions
Total Contributions
Loan RepaymentsOther Additions
Total Additions
DeductionsBenefit PaymentsLoans IssuedOther DeductionsFees
Total Deductions
ExchangesNet Increase/Decrease
Net Assets Available for Benefits End of Year
21,606.960.00
21,354.4742,961.43
21,961.53 54,072.833,093.49
0.000.00
79,127.85
233.851.49
7,627.69 -0.00
977.05 -3,550.01 -
538,008.18
122,324.62
12,154.75 -
27,552.89 137,722.76
675,730.94
Statement created on February 03, 2020 Page 63 of 197
Sample Annual Trust Report 401kJanuary 01, 2019 through December 31, 2019 Case Number abc-12345
Statement of Changes in Net Assets Available for Benefits (continued)
Vngrd Ttl Stmkt Indx Fd As
Net Assets Available for Benefits Beginning of Year
Investment IncomeRealized/Unrealized Gain/LossCash EarningsDividends/Capital Gains/Corporate Actions
Total Investment Income
ContributionsEmployer ContributionsEmployee ContributionsRollover ContributionsCatch-Up ContributionsUnallocated Contributions
Total Contributions
Loan RepaymentsOther Additions
Total Additions
DeductionsBenefit PaymentsLoans IssuedOther DeductionsFees
Total Deductions
ExchangesNet Increase/Decrease
Net Assets Available for Benefits End of Year
224,668.500.00
17,763.81242,432.31
46,231.18 96,330.08
0.000.000.00
142,561.26
3,751.34 3.61
8,384.01 -0.00
1,779.37 -5,639.30 -
783,591.54
388,748.52
15,802.68 -
129,275.90- 243,669.94
1,027,261.48
Statement created on February 03, 2020 Page 64 of 197
Sample Annual Trust Report 401kJanuary 01, 2019 through December 31, 2019 Case Number abc-12345
Statement of Changes in Net Assets Available for Benefits (continued)
Vngrd Us Gr Adml
Net Assets Available for Benefits Beginning of Year
Investment IncomeRealized/Unrealized Gain/LossCash EarningsDividends/Capital Gains/Corporate Actions
Total Investment Income
ContributionsEmployer ContributionsEmployee ContributionsRollover ContributionsCatch-Up ContributionsUnallocated Contributions
Total Contributions
Loan RepaymentsOther Additions
Total Additions
DeductionsBenefit PaymentsLoans IssuedOther DeductionsFees
Total Deductions
ExchangesNet Increase/Decrease
Net Assets Available for Benefits End of Year
1,280.510.00
234.611,515.12
0.000.000.000.000.000.00
0.000.00
0.000.000.00
25.29 -
4,530.59
1,515.12
25.29 -
0.001,489.83
6,020.42
Statement created on February 03, 2020 Page 65 of 197
Sample Annual Trust Report 401kJanuary 01, 2019 through December 31, 2019 Case Number abc-12345
Statement of Changes in Net Assets Available for Benefits (continued)
Vngrd Val Indx Adml
Net Assets Available for Benefits Beginning of Year
Investment IncomeRealized/Unrealized Gain/LossCash EarningsDividends/Capital Gains/Corporate Actions
Total Investment Income
ContributionsEmployer ContributionsEmployee ContributionsRollover ContributionsCatch-Up ContributionsUnallocated Contributions
Total Contributions
Loan RepaymentsOther Additions
Total Additions
DeductionsBenefit PaymentsLoans IssuedOther DeductionsFees
Total Deductions
ExchangesNet Increase/Decrease
Net Assets Available for Benefits End of Year
501,274.850.00
68,546.37569,821.22
56,189.33 134,102.75
2,639.640.000.00
192,931.72
6,182.73 4.81
23,263.66 -0.00
2,155.35 -13,848.30 -
2,187,908.05
768,940.48
39,267.31 -
90,887.96- 638,785.21
2,826,693.26
Statement created on February 03, 2020 Page 66 of 197
Sample Annual Trust Report 401kJanuary 01, 2019 through December 31, 2019 Case Number abc-12345
Statement of Changes in Net Assets Available for Benefits (continued)
Vngrd Wlsly Inc Adml
Net Assets Available for Benefits Beginning of Year
Investment IncomeRealized/Unrealized Gain/LossCash EarningsDividends/Capital Gains/Corporate Actions
Total Investment Income
ContributionsEmployer ContributionsEmployee ContributionsRollover ContributionsCatch-Up ContributionsUnallocated Contributions
Total Contributions
Loan RepaymentsOther Additions
Total Additions
DeductionsBenefit PaymentsLoans IssuedOther DeductionsFees
Total Deductions
ExchangesNet Increase/Decrease
Net Assets Available for Benefits End of Year
86,696.960.00
36,628.79
654,166.03
387,415.42
30,628.95 -
9,778.68- 347,007.79
123,325.75
39,942.32 70,049.42
151,533.990.000.00
261,525.73
2,561.06 2.88
21,955.26 - 3,529.61 -
646.48 - 4,497.60 -
1,001,173.82
Statement created on February 03, 2020 Page 67 of 197
Sample Annual Trust Report 401kJanuary 01, 2019 through December 31, 2019 Case Number abc-12345
Statement of Changes in Net Assets Available for Benefits (continued)
Vngrd Wndsr Adml
Net Assets Available for Benefits Beginning of Year
Investment IncomeRealized/Unrealized Gain/LossCash EarningsDividends/Capital Gains/Corporate Actions
Total Investment Income
ContributionsEmployer ContributionsEmployee ContributionsRollover ContributionsCatch-Up ContributionsUnallocated Contributions
Total Contributions
Loan RepaymentsOther Additions
Total Additions
DeductionsBenefit PaymentsLoans IssuedOther DeductionsFees
Total Deductions
ExchangesNet Increase/Decrease
Net Assets Available for Benefits End of Year
4,572.180.00
3,087.877,660.05
0.000.000.000.000.000.00
0.000.00
0.000.000.00
136.33 -
25,159.94
7,660.05
136.33 -
0.007,523.72
32,683.66
Statement created on February 03, 2020 Page 68 of 197
Sample Annual Trust Report 401kJanuary 01, 2019 through December 31, 2019 Case Number abc-12345
Statement of Changes in Net Assets Available for Benefits (continued)
Wf Prec Mtls Inst
Net Assets Available for Benefits Beginning of Year
Investment IncomeRealized/Unrealized Gain/LossCash EarningsDividends/Capital Gains/Corporate Actions
Total Investment Income
ContributionsEmployer ContributionsEmployee ContributionsRollover ContributionsCatch-Up ContributionsUnallocated Contributions
Total Contributions
Loan RepaymentsOther Additions
Total Additions
DeductionsBenefit PaymentsLoans IssuedOther DeductionsFees
Total Deductions
ExchangesNet Increase/Decrease
Net Assets Available for Benefits End of Year
18,360.340.00
264.8218,625.16
1,148.43 2,850.08
0.000.000.00
3,998.51
0.000.14
0.000.000.00
298.37 -
34,208.42
22,623.81
298.37 -
16,807.7939,133.23
73,341.65
Statement created on February 03, 2020 Page 69 of 197
Sample Annual Trust Report 401kJanuary 01, 2019 through December 31, 2019 Case Number abc-12345
Statement of Changes in Net Assets Available for Benefits (continued)
FIXED SELECT CONTRACT
Net Assets Available for Benefits Beginning of Year
Investment IncomeRealized/Unrealized Gain/LossCash EarningsDividends/Capital Gains/Corporate Actions
Total Investment Income
ContributionsEmployer ContributionsEmployee ContributionsRollover ContributionsCatch-Up ContributionsUnallocated Contributions
Total Contributions
Loan RepaymentsOther Additions
Total Additions
DeductionsBenefit PaymentsLoans IssuedOther DeductionsFees
Total Deductions
ExchangesNet Increase/Decrease
Net Assets Available for Benefits End of Year
57,556.960.000.00
57,556.96
53,487.99
1,980,357.08
234,148.14
10,842.98 -
1,350,250.49 1,573,555.65
3,553,912.73
113,437.670.000.000.00
166,925.66
9,660.24 5.28
5,653.62 -0.00
718.14 -4,471.22 -
Statement created on February 03, 2020 Page 70 of 197
Sample Annual Trust Report 401kJanuary 01, 2019 through December 31, 2019 Case Number abc-12345
Statement of Changes in Net Assets Available for Benefits (continued)
Aggregate Sdba Assets
Net Assets Available for Benefits Beginning of Year
Investment IncomeRealized/Unrealized Gain/LossCash EarningsDividends/Capital Gains/Corporate Actions
Total Investment Income
ContributionsEmployer ContributionsEmployee ContributionsRollover ContributionsCatch-Up ContributionsUnallocated Contributions
Total Contributions
Loan RepaymentsOther Additions
Total Additions
DeductionsBenefit PaymentsLoans IssuedOther DeductionsFees
Total Deductions
ExchangesNet Increase/Decrease
Net Assets Available for Benefits End of Year
1,186.960.00
117.691,304.65
0.000.000.000.000.000.00
0.000.00
0.000.000.000.00
3,561.06
1,304.65
0.00
0.001,304.65
4,865.71
Statement created on February 03, 2020 Page 71 of 197
Sample Annual Trust Report 401kJanuary 01, 2019 through December 31, 2019 Case Number abc-12345
Statement of Changes in Net Assets Available for Benefits (continued)
Loan Fund
Net Assets Available for Benefits Beginning of Year
Investment IncomeRealized/Unrealized Gain/LossCash EarningsDividends/Capital Gains/Corporate Actions
Total Investment Income
ContributionsEmployer ContributionsEmployee ContributionsRollover ContributionsCatch-Up ContributionsUnallocated Contributions
Total Contributions
Loans IssuedOther Additions
Total Additions
DeductionsBenefit PaymentsLoan RepaymentsOther DeductionsFees
Total Deductions
ExchangesNet Increase/Decrease
Net Assets Available for Benefits End of Year
0.00
450,002.96
256,735.05
300,750.04 -
0.0044,014.99 -
405,987.97
24,298.000.00
24,298.00
0.000.000.000.000.000.00
94,150.00138,287.05
0.00162,585.05 -138,164.99 -
0.00
Statement created on February 03, 2020 Page 72 of 197
Sample Annual Trust Report 401kJanuary 01, 2019 through December 31, 2019 Case Number abc-12345
Statement of Changes in Net Assets Available for Benefits (continued)
Uninvested Cash
Net Assets Available for Benefits Beginning of Year
Investment IncomeRealized/Unrealized Gain/LossCash EarningsDividends/Capital Gains/Corporate Actions
Total Investment Income
ContributionsEmployer ContributionsEmployee ContributionsRollover ContributionsCatch-Up ContributionsUnallocated Contributions
Total Contributions
Loan RepaymentsOther Additions
Total Additions
DeductionsBenefit PaymentsLoans IssuedOther DeductionsFees
Total Deductions
ExchangesNet Increase/Decrease
Net Assets Available for Benefits End of Year
0.00
0.00
115.070.00
115.07
0.000.000.000.000.000.00
0.000.00
0.000.00
115.07 -0.00
115.07
115.07 -
0.000.00
0.00
Statement created on February 03, 2020 Page 73 of 197
Sample Annual Trust Report 401kJanuary 01, 2019 through December 31, 2019 Case Number abc-12345
Statement of Changes in Net Assets Available for Benefits (continued)
Total for all Investments
Net Assets Available for Benefits Beginning of Year
Investment IncomeRealized/Unrealized Gain/LossCash Earnings
6,428,531.3525,615.01
31,557,945.22
12,243,150.77
1,255,717.87 -
0.0010,987,432.90
42,545,378.12
Dividends/Capital Gains/Corporate Actions 1,009,966.13Total Investment Income
ContributionsEmployer ContributionsEmployee ContributionsRollover ContributionsCatch-Up ContributionsUnallocated Contributions
Total Contributions
Loan Repayments/IssuedOther Additions
Total Additions
DeductionsBenefit PaymentsLoans Issued/RepaymentsOther DeductionsFees
Total Deductions
ExchangesNet Increase/Decrease
Net Assets Available for Benefits End of Year
1,262,527.36 2,575,025.66
582,174.140.000.00
4,419,727.16
256,735.05 102,576.07
632,131.49 - 256,735.05 - 164,981.37 - 201,869.96 -
Statement created on February 03, 2020 Page 74 of 197
7,464,112.49
Sample Annual Trust Report 401kJanuary 01, 2019 through December 31, 2019 Case Number abc-12345
Cash Earnings Transaction Summary
Product SummaryInvestment Program Accounts 23,556.44Retirement Advisor Accounts 2,058.57Total Cash Earnings 25,615.01
Investment Program Accounts Underlying Assets
Process Date Fund Name01/14/2019 Ab Hi Inc I01/14/2019 Allnzgi Tech Inst01/14/2019 Amfds Gr Fd Am R601/14/2019 Dws Scnc Tech S01/14/2019 Fed Inst Hi Yld Bd Inst01/14/2019 Fidadv Bio Inst01/14/2019 Jnshndrsn Frty T01/14/2019 Pimco Low Dur Inst01/14/2019 Pimco Real Rtn Inst01/14/2019 Tcw Ttl Rtn Bd I01/14/2019 Trowepr Spctrmmodgralloc01/14/2019 Thrnbrg Intl Val R601/14/2019 Vngrd 500 Index Fd As01/14/2019 Vngrd Bal Indx Adml01/14/2019 Vngrd Devl Mkt Indx Adml01/14/2019 Vngrd Emrg Mkt Stkindxadml01/14/2019 Vngrd Gr Indx Adml01/14/2019 Vngrd Intdtrmtrsind Adml01/14/2019 Vngrd Mid-Cap Idx Fd As01/14/2019 Vngrd Realest Indx Adml01/14/2019 Vngrd Sm Cap Indx Fd As01/14/2019 Vngrd Ttl Bnd Mkt Ldx Adm01/14/2019 Vngrd Ttl Intl Bd Idx Adml01/14/2019 Vngrd Ttl Stmkt Indx Fd As01/14/2019 Vngrd Val Indx Adml01/14/2019 Vngrd Wlsly Inc Adml01/15/2019 Interest On Cash01/29/2019 Ab Hi Inc I01/29/2019 Allnzgi Tech Inst01/29/2019 Amfds Gr Fd Am R601/29/2019 Dws Scnc Tech S01/29/2019 Fed Inst Hi Yld Bd Inst01/29/2019 Fidadv Bio Inst01/29/2019 Jnshndrsn Frty T01/29/2019 Pimco Low Dur Inst01/29/2019 Pimco Real Rtn Inst01/29/2019 Tcw Ttl Rtn Bd I01/29/2019 Trowepr Spctrmmodgralloc01/29/2019 Thrnbrg Intl Val R601/29/2019 Vngrd 500 Index Fd As01/29/2019 Vngrd Bal Indx Adml01/29/2019 Vngrd Devl Mkt Indx Adml01/29/2019 Vngrd Emrg Mkt Stkindxadml01/29/2019 Vngrd Gr Indx Adml01/29/2019 Vngrd Intdtrmtrsind Adml01/29/2019 Vngrd Mid-Cap Idx Fd As01/29/2019 Vngrd Realest Indx Adml01/29/2019 Vngrd Sm Cap Indx Fd As01/29/2019 Vngrd Ttl Bnd Mkt Ldx Adm01/29/2019 Vngrd Ttl Intl Bd Idx Adml01/29/2019 Vngrd Ttl Stmkt Indx Fd As01/29/2019 Vngrd Val Indx Adml01/29/2019 Vngrd Wlsly Inc Adml02/14/2019 Ab Hi Inc I
Dollars2.07
66.0220.021.906.641.907.611.771.191.48
37.290.88
174.333.80
139.5444.16
117.4951.3775.9810.1555.714.442.54
58.8372.1116.960.012.04
64.9719.691.876.481.877.491.751.161.47
36.870.88
171.913.75
138.0343.59
116.0350.5275.1310.0854.894.382.52
58.3671.4716.792.02
Statement created on February 03, 2020 Page 75 of 197
Sample Annual Trust Report 401kJanuary 01, 2019 through December 31, 2019 Case Number abc-12345
Cash Earnings Transaction Summary (continued)
Process Date Fund Name02/14/2019 Allnzgi Tech Inst02/14/2019 Amfds Gr Fd Am R602/14/2019 Dws Scnc Tech S02/14/2019 Fed Inst Hi Yld Bd Inst02/14/2019 Fidadv Bio Inst02/14/2019 Jnshndrsn Frty T02/14/2019 Pimco Low Dur Inst02/14/2019 Pimco Real Rtn Inst02/14/2019 Tcw Ttl Rtn Bd I02/14/2019 Trowepr Spctrmmodgralloc02/14/2019 Thrnbrg Intl Val R602/14/2019 Vngrd 500 Index Fd As02/14/2019 Vngrd Bal Indx Adml02/14/2019 Vngrd Devl Mkt Indx Adml02/14/2019 Vngrd Emrg Mkt Stkindxadml02/14/2019 Vngrd Gr Indx Adml02/14/2019 Vngrd Intdtrmtrsind Adml02/14/2019 Vngrd Mid-Cap Idx Fd As02/14/2019 Vngrd Realest Indx Adml02/14/2019 Vngrd Sm Cap Indx Fd As02/14/2019 Vngrd Ttl Bnd Mkt Ldx Adm02/14/2019 Vngrd Ttl Intl Bd Idx Adml02/14/2019 Vngrd Ttl Stmkt Indx Fd As02/14/2019 Vngrd Val Indx Adml02/14/2019 Vngrd Wlsly Inc Adml02/27/2019 Ab Hi Inc I02/27/2019 Allnzgi Tech Inst02/27/2019 Amfds Gr Fd Am R602/27/2019 Dws Scnc Tech S02/27/2019 Fed Inst Hi Yld Bd Inst02/27/2019 Fidadv Bio Inst02/27/2019 Jnshndrsn Frty T02/27/2019 Pimco Low Dur Inst02/27/2019 Pimco Real Rtn Inst02/27/2019 Tcw Ttl Rtn Bd I02/27/2019 Trowepr Spctrmmodgralloc02/27/2019 Thrnbrg Intl Val R602/27/2019 Vngrd 500 Index Fd As02/27/2019 Vngrd Bal Indx Adml02/27/2019 Vngrd Devl Mkt Indx Adml02/27/2019 Vngrd Emrg Mkt Stkindxadml02/27/2019 Vngrd Gr Indx Adml02/27/2019 Vngrd Intdtrmtrsind Adml02/27/2019 Vngrd Mid-Cap Idx Fd As02/27/2019 Vngrd Realest Indx Adml02/27/2019 Vngrd Sm Cap Indx Fd As02/27/2019 Vngrd Ttl Bnd Mkt Ldx Adm02/27/2019 Vngrd Ttl Intl Bd Idx Adml02/27/2019 Vngrd Ttl Stmkt Indx Fd As02/27/2019 Vngrd Val Indx Adml02/27/2019 Vngrd Wlsly Inc Adml03/14/2019 Ab Hi Inc I03/14/2019 Allnzgi Tech Inst03/14/2019 Amfds Gr Fd Am R603/14/2019 Dws Scnc Tech S03/14/2019 Fed Inst Hi Yld Bd Inst03/14/2019 Fidadv Bio Inst03/14/2019 Interest On Cash03/14/2019 Jnshndrsn Frty T03/14/2019 Pimco Low Dur Inst03/14/2019 Pimco Real Rtn Inst03/14/2019 Tcw Ttl Rtn Bd I
Dollars63.9219.371.856.331.847.381.731.161.44
36.460.86
169.473.69
136.5043.02
114.5649.6374.3010.0054.044.332.50
57.8970.8116.592.00
62.9019.041.826.181.827.271.711.131.43
36.040.86
166.993.63
134.9442.45
113.0648.7573.479.92
53.114.282.48
57.4370.1816.401.97
61.8618.711.796.031.793.807.151.701.131.41
Statement created on February 03, 2020 Page 76 of 197
Sample Annual Trust Report 401kJanuary 01, 2019 through December 31, 2019 Case Number abc-12345
Cash Earnings Transaction Summary (continued)
Process Date Fund Name03/14/2019 Trowepr Spctrmmodgralloc03/14/2019 Thrnbrg Intl Val R603/14/2019 Vngrd 500 Index Fd As03/14/2019 Vngrd Bal Indx Adml03/14/2019 Vngrd Devl Mkt Indx Adml03/14/2019 Vngrd Emrg Mkt Stkindxadml03/14/2019 Vngrd Gr Indx Adml03/14/2019 Vngrd Intdtrmtrsind Adml03/14/2019 Vngrd Mid-Cap Idx Fd As03/14/2019 Vngrd Realest Indx Adml03/14/2019 Vngrd Sm Cap Indx Fd As03/14/2019 Vngrd Ttl Bnd Mkt Ldx Adm03/14/2019 Vngrd Ttl Intl Bd Idx Adml03/14/2019 Vngrd Ttl Stmkt Indx Fd As03/14/2019 Vngrd Val Indx Adml03/14/2019 Vngrd Wlsly Inc Adml03/27/2019 Ab Hi Inc I03/27/2019 Allnzgi Tech Inst03/27/2019 Amfds Gr Fd Am R603/27/2019 Dws Scnc Tech S03/27/2019 Fed Inst Hi Yld Bd Inst03/27/2019 Fidadv Bio Inst03/27/2019 Jnshndrsn Frty N03/27/2019 Jnshndrsn Frty T03/27/2019 Jnshndrsn Glbltech Innov N03/27/2019 Pimco Low Dur Inst03/27/2019 Pimco Real Rtn Inst03/27/2019 Tcw Ttl Rtn Bd I03/27/2019 Trowepr Spctrmmodgralloc03/27/2019 Thrnbrg Intl Val R603/27/2019 Vngrd 500 Index Fd As03/27/2019 Vngrd Bal Indx Adml03/27/2019 Vngrd Devl Mkt Indx Adml03/27/2019 Vngrd Emrg Mkt Stkindxadml03/27/2019 Vngrd Gr Indx Adml03/27/2019 Vngrd Intdtrmtrsind Adml03/27/2019 Vngrd Mid-Cap Idx Fd As03/27/2019 Vngrd Realest Indx Adml03/27/2019 Vngrd Sm Cap Indx Fd As03/27/2019 Vngrd Ttl Bnd Mkt Ldx Adm03/27/2019 Vngrd Ttl Intl Bd Idx Adml03/27/2019 Vngrd Ttl Stmkt Indx Fd As03/27/2019 Vngrd Val Indx Adml03/27/2019 Vngrd Wlsly Inc Adml04/12/2019 Ab Hi Inc I04/12/2019 Allnzgi Tech Inst04/12/2019 Amfds Gr Fd Am R604/12/2019 Dws Scnc Tech S04/12/2019 Fed Inst Hi Yld Bd Inst04/12/2019 Fidadv Bio Inst04/12/2019 Jnshndrsn Frty N04/12/2019 Jnshndrsn Frty T04/12/2019 Jnshndrsn Glbltech Innov N04/12/2019 Pimco Low Dur Inst04/12/2019 Pimco Real Rtn Inst04/12/2019 Tcw Ttl Rtn Bd I04/12/2019 Trowepr Spctrmmodgralloc04/12/2019 Thrnbrg Intl Val R604/12/2019 Vngrd 500 Index Fd As04/12/2019 Vngrd Bal Indx Adml04/12/2019 Vngrd Devl Mkt Indx Adml04/12/2019 Vngrd Emrg Mkt Stkindxadml
Dollars35.620.84
164.553.58
133.3741.86
111.6347.8872.639.85
52.284.222.46
56.9669.5216.211.95
60.7918.361.765.881.76
46.957.04
46.971.671.111.39
35.200.84
162.073.52
108.3641.30
110.1347.0048.319.77
51.414.172.44
33.0045.3916.011.92
59.7718.041.735.721.73
46.536.93
46.551.651.101.37
34.760.82
159.573.46
107.0040.72
Statement created on February 03, 2020 Page 77 of 197
Sample Annual Trust Report 401kJanuary 01, 2019 through December 31, 2019 Case Number abc-12345
Cash Earnings Transaction Summary (continued)
Process Date Fund Name04/12/2019 Vngrd Gr Indx Adml04/12/2019 Vngrd Intdtrmtrsind Adml04/12/2019 Vngrd Mid-Cap Idx Fd As04/12/2019 Vngrd Realest Indx Adml04/12/2019 Vngrd Sm Cap Indx Fd As04/12/2019 Vngrd Ttl Bnd Mkt Ldx Adm04/12/2019 Vngrd Ttl Intl Bd Idx Adml04/12/2019 Vngrd Ttl Stmkt Indx Fd As04/12/2019 Vngrd Val Indx Adml04/12/2019 Vngrd Wlsly Inc Adml04/29/2019 Ab Hi Inc I04/29/2019 Allnzgi Tech Inst04/29/2019 Amfds Gr Fd Am R604/29/2019 Dws Scnc Tech S04/29/2019 Fed Inst Hi Yld Bd Inst04/29/2019 Fidadv Bio Inst04/29/2019 Jnshndrsn Frty N04/29/2019 Jnshndrsn Frty T04/29/2019 Jnshndrsn Glbltech Innov N04/29/2019 Pimco Low Dur Inst04/29/2019 Pimco Real Rtn Inst04/29/2019 Tcw Ttl Rtn Bd I04/29/2019 Trowepr Spctrmmodgralloc04/29/2019 Thrnbrg Intl Val R604/29/2019 Vngrd 500 Index Fd As04/29/2019 Vngrd Bal Indx Adml04/29/2019 Vngrd Devl Mkt Indx Adml04/29/2019 Vngrd Emrg Mkt Stkindxadml04/29/2019 Vngrd Gr Indx Adml04/29/2019 Vngrd Intdtrmtrsind Adml04/29/2019 Vngrd Mid-Cap Idx Fd As04/29/2019 Vngrd Realest Indx Adml04/29/2019 Vngrd Sm Cap Indx Fd As04/29/2019 Vngrd Ttl Bnd Mkt Ldx Adm04/29/2019 Vngrd Ttl Intl Bd Idx Adml04/29/2019 Vngrd Ttl Stmkt Indx Fd As04/29/2019 Vngrd Val Indx Adml04/29/2019 Vngrd Wlsly Inc Adml05/09/2019 Ab Hi Inc I05/09/2019 Allnzgi Tech Inst05/09/2019 Amfds Gr Fd Am R605/09/2019 Dws Scnc Tech S05/09/2019 Fed Inst Hi Yld Bd Inst05/09/2019 Fidadv Bio Inst05/09/2019 Jnshndrsn Frty N05/09/2019 Jnshndrsn Frty T05/09/2019 Jnshndrsn Glbltech Innov N05/09/2019 Pimco Low Dur Inst05/09/2019 Pimco Real Rtn Inst05/09/2019 Tcw Ttl Rtn Bd I05/09/2019 Trowepr Spctrmmodgralloc05/09/2019 Thrnbrg Intl Val R605/09/2019 Vngrd 500 Index Fd As05/09/2019 Vngrd Bal Indx Adml05/09/2019 Vngrd Devl Mkt Indx Adml05/09/2019 Vngrd Emrg Mkt Stkindxadml05/09/2019 Vngrd Gr Indx Adml05/09/2019 Vngrd Intdtrmtrsind Adml05/09/2019 Vngrd Mid-Cap Idx Fd As05/09/2019 Vngrd Realest Indx Adml05/09/2019 Vngrd Sm Cap Indx Fd As05/09/2019 Vngrd Ttl Bnd Mkt Ldx Adm
Dollars108.6346.1147.669.70
50.534.132.42
32.7444.9615.813.89
67.2517.721.705.591.70
46.116.81
46.123.342.222.78
34.331.66
157.143.41
105.6740.14
107.1445.2247.029.62
49.678.322.41
32.4844.5224.162.95
62.2717.391.685.441.67
45.686.70
45.692.531.672.11
33.911.26
154.623.35
104.3039.56
105.6644.3446.389.55
48.786.32
Statement created on February 03, 2020 Page 78 of 197
Sample Annual Trust Report 401kJanuary 01, 2019 through December 31, 2019 Case Number abc-12345
Cash Earnings Transaction Summary (continued)
Process Date Fund Name05/09/2019 Vngrd Ttl Intl Bd Idx Adml05/09/2019 Vngrd Ttl Stmkt Indx Fd As05/09/2019 Vngrd Val Indx Adml05/09/2019 Vngrd Wlsly Inc Adml05/30/2019 Ab Hi Inc I05/30/2019 Allnzgi Tech Inst05/30/2019 Amfds Gr Fd Am R605/30/2019 Dws Scnc Tech S05/30/2019 Fed Inst Hi Yld Bd Inst05/30/2019 Fidadv Bio Inst05/30/2019 Jnshndrsn Frty N05/30/2019 Jnshndrsn Frty T05/30/2019 Jnshndrsn Glbltech Innov N05/30/2019 Pimco Low Dur Inst05/30/2019 Pimco Real Rtn Inst05/30/2019 Tcw Ttl Rtn Bd I05/30/2019 Trowepr Spctrmmodgralloc05/30/2019 Thrnbrg Intl Val R605/30/2019 Vngrd 500 Index Fd As05/30/2019 Vngrd Bal Indx Adml05/30/2019 Vngrd Devl Mkt Indx Adml05/30/2019 Vngrd Emrg Mkt Stkindxadml05/30/2019 Vngrd Gr Indx Adml05/30/2019 Vngrd Intdtrmtrsind Adml05/30/2019 Vngrd Mid-Cap Idx Fd As05/30/2019 Vngrd Realest Indx Adml05/30/2019 Vngrd Sm Cap Indx Fd As05/30/2019 Vngrd Ttl Bnd Mkt Ldx Adm05/30/2019 Vngrd Ttl Intl Bd Idx Adml05/30/2019 Vngrd Ttl Stmkt Indx Fd As05/30/2019 Vngrd Val Indx Adml05/30/2019 Vngrd Wlsly Inc Adml06/13/2019 Ab Hi Inc I06/13/2019 Allnzgi Tech Inst06/13/2019 Amfds Gr Fd Am R606/13/2019 Dws Scnc Tech S06/13/2019 Fed Inst Hi Yld Bd Inst06/13/2019 Fidadv Bio Inst06/13/2019 Jnshndrsn Frty N06/13/2019 Jnshndrsn Frty T06/13/2019 Jnshndrsn Glbltech Innov N06/13/2019 Pimco Low Dur Inst06/13/2019 Pimco Real Rtn Inst06/13/2019 Tcw Ttl Rtn Bd I06/13/2019 Trowepr Spctrmmodgralloc06/13/2019 Thrnbrg Intl Val R606/13/2019 Vngrd 500 Index Fd As06/13/2019 Vngrd Bal Indx Adml06/13/2019 Vngrd Devl Mkt Indx Adml06/13/2019 Vngrd Emrg Mkt Stkindxadml06/13/2019 Vngrd Gr Indx Adml06/13/2019 Vngrd Intdtrmtrsind Adml06/13/2019 Vngrd Mid-Cap Idx Fd As06/13/2019 Vngrd Realest Indx Adml06/13/2019 Vngrd Sm Cap Indx Fd As06/13/2019 Vngrd Ttl Bnd Mkt Ldx Adm06/13/2019 Vngrd Ttl Intl Bd Idx Adml06/13/2019 Vngrd Ttl Stmkt Indx Fd As06/13/2019 Vngrd Val Indx Adml06/13/2019 Vngrd Wlsly Inc Adml06/18/2019 Interest On Cash06/28/2019 Ab Hi Inc I
Dollars2.39
32.2244.0620.042.92
61.2117.041.655.271.65
45.266.58
45.272.511.672.08
33.481.25
152.113.29
102.9438.99
104.1443.4445.749.47
47.906.232.37
31.9743.6419.812.88
60.1016.701.625.121.62
44.846.47
44.842.471.652.07
33.061.23
149.643.23
101.6138.40
102.6442.5645.119.39
47.036.172.35
31.6943.1819.5910.942.84
Statement created on February 03, 2020 Page 79 of 197
Sample Annual Trust Report 401kJanuary 01, 2019 through December 31, 2019 Case Number abc-12345
Cash Earnings Transaction Summary (continued)
Process Date Fund Name06/28/2019 Allnzgi Tech Inst06/28/2019 Amfds Gr Fd Am R606/28/2019 Dws Scnc Tech S06/28/2019 Fed Inst Hi Yld Bd Inst06/28/2019 Fidadv Bio Inst06/28/2019 Interest On Cash06/28/2019 Jnshndrsn Frty N06/28/2019 Jnshndrsn Frty T06/28/2019 Jnshndrsn Glbltech Innov N06/28/2019 Pimco Low Dur Inst06/28/2019 Pimco Real Rtn Inst06/28/2019 Tcw Ttl Rtn Bd I06/28/2019 Trowepr Spctrmmodgralloc06/28/2019 Thrnbrg Intl Val R606/28/2019 Vngrd 500 Index Fd As06/28/2019 Vngrd Bal Indx Adml06/28/2019 Vngrd Devl Mkt Indx Adml06/28/2019 Vngrd Emrg Mkt Stkindxadml06/28/2019 Vngrd Gr Indx Adml06/28/2019 Vngrd Intdtrmtrsind Adml06/28/2019 Vngrd Mid-Cap Idx Fd As06/28/2019 Vngrd Realest Indx Adml06/28/2019 Vngrd Sm Cap Indx Fd As06/28/2019 Vngrd Ttl Bnd Mkt Ldx Adm06/28/2019 Vngrd Ttl Intl Bd Idx Adml06/28/2019 Vngrd Ttl Stmkt Indx Fd As06/28/2019 Vngrd Val Indx Adml06/28/2019 Vngrd Wlsly Inc Adml07/15/2019 Ab Hi Inc I07/15/2019 Allnzgi Tech Inst07/15/2019 Amfds Gr Fd Am R607/15/2019 Dws Scnc Tech S07/15/2019 Fed Inst Hi Yld Bd Inst07/15/2019 Fidadv Bio Inst07/15/2019 Interest On Cash07/15/2019 Jnshndrsn Frty N07/15/2019 Jnshndrsn Frty T07/15/2019 Jnshndrsn Glbltech Innov N07/15/2019 Pimco Low Dur Inst07/15/2019 Pimco Real Rtn Inst07/15/2019 Tcw Ttl Rtn Bd I07/15/2019 Trowepr Spctrmmodgralloc07/15/2019 Thrnbrg Intl Val R607/15/2019 Vngrd 500 Index Fd As07/15/2019 Vngrd Bal Indx Adml07/15/2019 Vngrd Devl Mkt Indx Adml07/15/2019 Vngrd Emrg Mkt Stkindxadml07/15/2019 Vngrd Gr Indx Adml07/15/2019 Vngrd Intdtrmtrsind Adml07/15/2019 Vngrd Mid-Cap Idx Fd As07/15/2019 Vngrd Realest Indx Adml07/15/2019 Vngrd Sm Cap Indx Fd As07/15/2019 Vngrd Ttl Bnd Mkt Ldx Adm07/15/2019 Vngrd Ttl Intl Bd Idx Adml07/15/2019 Vngrd Ttl Stmkt Indx Fd As07/15/2019 Vngrd Val Indx Adml07/15/2019 Vngrd Wlsly Inc Adml07/30/2019 Ab Hi Inc I07/30/2019 Allnzgi Tech Inst07/30/2019 Amfds Gr Fd Am R607/30/2019 Dws Scnc Tech S07/30/2019 Fed Inst Hi Yld Bd Inst
Dollars59.0016.381.594.971.593.28
44.406.35
44.422.441.622.04
32.631.22
147.123.18
100.2437.82
101.1541.6744.469.32
46.126.122.33
31.4342.7419.372.81
57.8916.041.564.821.56
17.3343.986.24
43.992.421.612.02
32.201.20
144.633.12
98.8937.2399.6540.7743.829.24
45.206.042.31
31.1742.2819.132.79
117.0315.681.534.65
Statement created on February 03, 2020 Page 80 of 197
Sample Annual Trust Report 401kJanuary 01, 2019 through December 31, 2019 Case Number abc-12345
Cash Earnings Transaction Summary (continued)
Process Date Fund Name07/30/2019 Fidadv Bio Inst07/30/2019 Jnshndrsn Frty N07/30/2019 Jnshndrsn Frty T07/30/2019 Jnshndrsn Glbltech Innov N07/30/2019 Pimco Low Dur Inst07/30/2019 Pimco Real Rtn Inst07/30/2019 Tcw Ttl Rtn Bd I07/30/2019 Trowepr Spctrmmodgralloc07/30/2019 Thrnbrg Intl Val R607/30/2019 Vngrd 500 Index Fd As07/30/2019 Vngrd Bal Indx Adml07/30/2019 Vngrd Devl Mkt Indx Adml07/30/2019 Vngrd Emrg Mkt Stkindxadml07/30/2019 Vngrd Gr Indx Adml07/30/2019 Vngrd Intdtrmtrsind Adml07/30/2019 Vngrd Mid-Cap Idx Fd As07/30/2019 Vngrd Realest Indx Adml07/30/2019 Vngrd Sm Cap Indx Fd As07/30/2019 Vngrd Ttl Bnd Mkt Ldx Adm07/30/2019 Vngrd Ttl Intl Bd Idx Adml07/30/2019 Vngrd Ttl Stmkt Indx Fd As07/30/2019 Vngrd Val Indx Adml07/30/2019 Vngrd Wlsly Inc Adml08/15/2019 Ab Hi Inc I08/15/2019 Allnzgi Tech Inst08/15/2019 Amfds Gr Fd Am R608/15/2019 Dws Scnc Tech S08/15/2019 Fed Inst Hi Yld Bd Inst08/15/2019 Fidadv Bio Inst08/15/2019 Interest On Cash08/15/2019 Jnshndrsn Frty N08/15/2019 Jnshndrsn Frty T08/15/2019 Jnshndrsn Glbltech Innov N08/15/2019 Pimco Low Dur Inst08/15/2019 Pimco Real Rtn Inst08/15/2019 Tcw Ttl Rtn Bd I08/15/2019 Trowepr Spctrmmodgralloc08/15/2019 Thrnbrg Intl Val R608/15/2019 Vngrd 500 Index Fd As08/15/2019 Vngrd Bal Indx Adml08/15/2019 Vngrd Devl Mkt Indx Adml08/15/2019 Vngrd Emrg Mkt Stkindxadml08/15/2019 Vngrd Gr Indx Adml08/15/2019 Vngrd Intdtrmtrsind Adml08/15/2019 Vngrd Mid-Cap Idx Fd As08/15/2019 Vngrd Realest Indx Adml08/15/2019 Vngrd Sm Cap Indx Fd As08/15/2019 Vngrd Ttl Bnd Mkt Ldx Adm08/15/2019 Vngrd Ttl Intl Bd Idx Adml08/15/2019 Vngrd Ttl Stmkt Indx Fd As08/15/2019 Vngrd Val Indx Adml08/15/2019 Vngrd Wlsly Inc Adml08/29/2019 Ab Hi Inc I08/29/2019 Allnzgi Tech Inst08/29/2019 Amfds Gr Fd Am R608/29/2019 Dws Scnc Tech S08/29/2019 Fed Inst Hi Yld Bd Inst08/29/2019 Fidadv Bio Inst08/29/2019 Interest On Cash08/29/2019 Jnshndrsn Frty N08/29/2019 Jnshndrsn Frty T08/29/2019 Jnshndrsn Glbltech Innov N
Dollars1.53
43.556.13
43.552.391.581.99
31.751.20
142.113.06
97.4736.65
158.3039.8743.179.16
124.675.972.29
30.9141.8518.902.75
75.1515.351.504.511.502.74
43.126.01
43.132.361.571.96
31.331.18
139.563.00
96.1736.06
116.1138.9742.539.08
69.425.902.27
30.6441.3918.682.68
78.8214.671.444.231.442.50
42.255.78
42.26
Statement created on February 03, 2020 Page 81 of 197
Sample Annual Trust Report 401kJanuary 01, 2019 through December 31, 2019 Case Number abc-12345
Cash Earnings Transaction Summary (continued)
Process Date Fund Name08/29/2019 Pimco Low Dur Inst08/29/2019 Pimco Real Rtn Inst08/29/2019 Tcw Ttl Rtn Bd I08/29/2019 Trowepr Spctrmmodgralloc08/29/2019 Thrnbrg Intl Val R608/29/2019 Vngrd 500 Index Fd As08/29/2019 Vngrd Bal Indx Adml08/29/2019 Vngrd Devl Mkt Indx Adml08/29/2019 Vngrd Emrg Mkt Stkindxadml08/29/2019 Vngrd Gr Indx Adml08/29/2019 Vngrd Intdtrmtrsind Adml08/29/2019 Vngrd Mid-Cap Idx Fd As08/29/2019 Vngrd Realest Indx Adml08/29/2019 Vngrd Sm Cap Indx Fd As08/29/2019 Vngrd Ttl Bnd Mkt Ldx Adm08/29/2019 Vngrd Ttl Intl Bd Idx Adml08/29/2019 Vngrd Ttl Stmkt Indx Fd As08/29/2019 Vngrd Val Indx Adml08/29/2019 Vngrd Wlsly Inc Adml09/16/2019 Ab Hi Inc I09/16/2019 Allnzgi Tech Inst09/16/2019 Amfds Gr Fd Am R609/16/2019 Dws Scnc Tech S09/16/2019 Fed Inst Hi Yld Bd Inst09/16/2019 Fid 500 Indx09/16/2019 Fid Fourinone Indx09/16/2019 Fid Us Bd Indx09/16/2019 Fidadv Bio Inst09/16/2019 Interest On Cash09/16/2019 Jnshndrsn Frty N09/16/2019 Jnshndrsn Frty T09/16/2019 Jnshndrsn Glbltech Innov N09/16/2019 Pimco Low Dur Inst09/16/2019 Pimco Real Rtn Inst09/16/2019 Tcw Ttl Rtn Bd I09/16/2019 Thrnbrg Intl Val R609/16/2019 Vngrd Bal Indx Adml09/16/2019 Vngrd Devl Mkt Indx Adml09/16/2019 Vngrd Emrg Mkt Stkindxadml09/16/2019 Vngrd Gr Indx Adml09/16/2019 Vngrd Intdtrmtrsind Adml09/16/2019 Vngrd Mid-Cap Idx Fd As09/16/2019 Vngrd Realest Indx Adml09/16/2019 Vngrd Sm Cap Indx Fd As09/16/2019 Vngrd Ttl Intl Bd Idx Adml09/16/2019 Vngrd Ttl Stmkt Indx Fd As09/16/2019 Vngrd Val Indx Adml09/16/2019 Vngrd Wlsly Inc Adml09/25/2019 Interest On Cash09/27/2019 Ab Hi Inc I09/27/2019 Allnzgi Tech Inst09/27/2019 Amfds Gr Fd Am R609/27/2019 Dws Scnc Tech S09/27/2019 Fed Inst Hi Yld Bd Inst09/27/2019 Fid 500 Indx09/27/2019 Fid Fourinone Indx09/27/2019 Fid Us Bd Indx09/27/2019 Fidadv Bio Inst09/27/2019 Interest On Cash09/27/2019 Jnshndrsn Frty N09/27/2019 Jnshndrsn Frty T09/27/2019 Jnshndrsn Glbltech Innov N
Dollars2.301.531.93
30.471.15
134.532.89
107.7834.87
127.1943.2541.238.93
67.415.762.23
30.1140.5018.212.66
120.5314.341.423.98
131.9230.015.691.41
13.7741.825.66
41.832.271.521.901.132.83
106.3934.28
168.4642.2940.578.85
123.612.21
29.8440.0517.9840.592.66
92.3914.341.426.78
131.9230.015.691.412.02
41.825.66
41.83
Statement created on February 03, 2020 Page 82 of 197
Sample Annual Trust Report 401kJanuary 01, 2019 through December 31, 2019 Case Number abc-12345
Cash Earnings Transaction Summary (continued)
Process Date Fund Name09/27/2019 Pimco Low Dur Inst09/27/2019 Pimco Real Rtn Inst09/27/2019 Tcw Ttl Rtn Bd I09/27/2019 Thrnbrg Intl Val R609/27/2019 Vngrd Bal Indx Adml09/27/2019 Vngrd Devl Mkt Indx Adml09/27/2019 Vngrd Emrg Mkt Stkindxadml09/27/2019 Vngrd Gr Indx Adml09/27/2019 Vngrd Intdtrmtrsind Adml09/27/2019 Vngrd Mid-Cap Idx Fd As09/27/2019 Vngrd Realest Indx Adml09/27/2019 Vngrd Sm Cap Indx Fd As09/27/2019 Vngrd Ttl Intl Bd Idx Adml09/27/2019 Vngrd Ttl Stmkt Indx Fd As09/27/2019 Vngrd Val Indx Adml09/27/2019 Vngrd Wlsly Inc Adml10/11/2019 Ab Hi Inc I10/11/2019 Allnzgi Tech Inst10/11/2019 Amfds Gr Fd Am R610/11/2019 Dws Scnc Tech S10/11/2019 Fed Inst Hi Yld Bd Inst10/11/2019 Fid 500 Indx10/11/2019 Fid Fourinone Indx10/11/2019 Fid Us Bd Indx10/11/2019 Fidadv Bio Inst10/11/2019 Jnshndrsn Frty N10/11/2019 Jnshndrsn Frty T10/11/2019 Jnshndrsn Glbltech Innov N10/11/2019 Pimco Low Dur Inst10/11/2019 Pimco Real Rtn Inst10/11/2019 Tcw Ttl Rtn Bd I10/11/2019 Thrnbrg Intl Val R610/11/2019 Vngrd Bal Indx Adml10/11/2019 Vngrd Devl Mkt Indx Adml10/11/2019 Vngrd Emrg Mkt Stkindxadml10/11/2019 Vngrd Gr Indx Adml10/11/2019 Vngrd Intdtrmtrsind Adml10/11/2019 Vngrd Mid-Cap Idx Fd As10/11/2019 Vngrd Realest Indx Adml10/11/2019 Vngrd Sm Cap Indx Fd As10/11/2019 Vngrd Ttl Intl Bd Idx Adml10/11/2019 Vngrd Ttl Stmkt Indx Fd As10/11/2019 Vngrd Val Indx Adml10/11/2019 Vngrd Wlsly Inc Adml10/30/2019 Ab Hi Inc I10/30/2019 Allnzgi Tech Inst10/30/2019 Amfds Gr Fd Am R610/30/2019 Dws Scnc Tech S10/30/2019 Fed Inst Hi Yld Bd Inst10/30/2019 Fid 500 Indx10/30/2019 Fid Fourinone Indx10/30/2019 Fid Us Bd Indx10/30/2019 Fidadv Bio Inst10/30/2019 Jnshndrsn Frty N10/30/2019 Jnshndrsn Frty T10/30/2019 Jnshndrsn Glbltech Innov N10/30/2019 Pimco Low Dur Inst10/30/2019 Pimco Real Rtn Inst10/30/2019 Tcw Ttl Rtn Bd I10/30/2019 Thrnbrg Intl Val R610/30/2019 Vngrd Bal Indx Adml10/30/2019 Vngrd Devl Mkt Indx Adml
Dollars2.271.521.901.132.83
106.3950.47
161.9342.2948.678.85
91.502.21
29.8440.0517.982.62
90.9913.981.395.09
129.3929.595.601.38
41.385.54
41.402.251.491.871.132.77
104.9840.55
147.6941.3743.368.77
87.242.19
29.5739.5917.752.58
89.6213.651.365.04
126.8452.545.541.36
40.955.42
40.962.221.491.851.102.71
103.54
Statement created on February 03, 2020 Page 83 of 197
Sample Annual Trust Report 401kJanuary 01, 2019 through December 31, 2019 Case Number abc-12345
Cash Earnings Transaction Summary (continued)
Process Date Fund Name10/30/2019 Vngrd Emrg Mkt Stkindxadml10/30/2019 Vngrd Gr Indx Adml10/30/2019 Vngrd Intdtrmtrsind Adml10/30/2019 Vngrd Mid-Cap Idx Fd As10/30/2019 Vngrd Realest Indx Adml10/30/2019 Vngrd Sm Cap Indx Fd As10/30/2019 Vngrd Ttl Intl Bd Idx Adml10/30/2019 Vngrd Ttl Stmkt Indx Fd As10/30/2019 Vngrd Val Indx Adml10/30/2019 Vngrd Wlsly Inc Adml11/13/2019 Ab Hi Inc I11/13/2019 Allnzgi Tech Inst11/13/2019 Amfds Gr Fd Am R611/13/2019 Dws Scnc Tech S11/13/2019 Fed Inst Hi Yld Bd Inst11/13/2019 Fid 500 Indx11/13/2019 Fid Fourinone Indx11/13/2019 Fid Us Bd Indx11/13/2019 Fidadv Bio Inst11/13/2019 Jnshndrsn Frty N11/13/2019 Jnshndrsn Frty T11/13/2019 Jnshndrsn Glbltech Innov N11/13/2019 Pimco Low Dur Inst11/13/2019 Pimco Real Rtn Inst11/13/2019 Tcw Ttl Rtn Bd I11/13/2019 Thrnbrg Intl Val R611/13/2019 Vngrd Bal Indx Adml11/13/2019 Vngrd Devl Mkt Indx Adml11/13/2019 Vngrd Emrg Mkt Stkindxadml11/13/2019 Vngrd Gr Indx Adml11/13/2019 Vngrd Intdtrmtrsind Adml11/13/2019 Vngrd Mid-Cap Idx Fd As11/13/2019 Vngrd Realest Indx Adml11/13/2019 Vngrd Sm Cap Indx Fd As11/13/2019 Vngrd Ttl Intl Bd Idx Adml11/13/2019 Vngrd Ttl Stmkt Indx Fd As11/13/2019 Vngrd Val Indx Adml11/13/2019 Vngrd Wlsly Inc Adml11/27/2019 Ab Hi Inc I11/27/2019 Allnzgi Tech Inst11/27/2019 Amfds Gr Fd Am R611/27/2019 Dws Scnc Tech S11/27/2019 Fed Inst Hi Yld Bd Inst11/27/2019 Fid 500 Indx11/27/2019 Fid Fourinone Indx11/27/2019 Fid Us Bd Indx11/27/2019 Fidadv Bio Inst11/27/2019 Interest On Cash11/27/2019 Jnshndrsn Frty N11/27/2019 Jnshndrsn Frty T11/27/2019 Jnshndrsn Glbltech Innov N11/27/2019 Pimco Low Dur Inst11/27/2019 Pimco Real Rtn Inst11/27/2019 Tcw Ttl Rtn Bd I11/27/2019 Thrnbrg Intl Val R611/27/2019 Vngrd Bal Indx Adml11/27/2019 Vngrd Devl Mkt Indx Adml11/27/2019 Vngrd Emrg Mkt Stkindxadml11/27/2019 Vngrd Gr Indx Adml11/27/2019 Vngrd Intdtrmtrsind Adml11/27/2019 Vngrd Mid-Cap Idx Fd As11/27/2019 Vngrd Realest Indx Adml
Dollars39.86
145.8340.4042.678.69
86.022.17
29.3039.1417.526.01
108.0213.301.334.98
124.2338.4010.431.33
40.515.31
40.535.153.433.323.572.65
102.1639.17
143.9039.4441.968.61
84.792.15
29.0438.6929.663.74
93.8512.971.304.93
121.7137.787.141.301.30
40.085.19
40.083.212.142.331.952.59
100.7038.49
142.0238.4841.258.53
Statement created on February 03, 2020 Page 84 of 197
Sample Annual Trust Report 401kJanuary 01, 2019 through December 31, 2019 Case Number abc-12345
Cash Earnings Transaction Summary (continued)
Process Date Fund Name11/27/2019 Vngrd Sm Cap Indx Fd As11/27/2019 Vngrd Ttl Intl Bd Idx Adml11/27/2019 Vngrd Ttl Stmkt Indx Fd As11/27/2019 Vngrd Val Indx Adml11/27/2019 Vngrd Wlsly Inc Adml12/13/2019 Ab Hi Inc I12/13/2019 Allnzgi Tech Inst12/13/2019 Amfds Gr Fd Am R612/13/2019 Dws Scnc Tech S12/13/2019 Fed Inst Hi Yld Bd Inst12/13/2019 Fid 500 Indx12/13/2019 Fid Fourinone Indx12/13/2019 Fid Us Bd Indx12/13/2019 Fidadv Bio Inst12/13/2019 Interest On Cash12/13/2019 Jnshndrsn Frty N12/13/2019 Jnshndrsn Frty T12/13/2019 Jnshndrsn Glbltech Innov N12/13/2019 Pimco Low Dur Inst12/13/2019 Pimco Real Rtn Inst12/13/2019 Tcw Ttl Rtn Bd I12/13/2019 Thrnbrg Intl Val R612/13/2019 Vngrd Bal Indx Adml12/13/2019 Vngrd Devl Mkt Indx Adml12/13/2019 Vngrd Emrg Mkt Stkindxadml12/13/2019 Vngrd Gr Indx Adml12/13/2019 Vngrd Intdtrmtrsind Adml12/13/2019 Vngrd Mid-Cap Idx Fd As12/13/2019 Vngrd Realest Indx Adml12/13/2019 Vngrd Sm Cap Indx Fd As12/13/2019 Vngrd Ttl Intl Bd Idx Adml12/13/2019 Vngrd Ttl Stmkt Indx Fd As12/13/2019 Vngrd Val Indx Adml12/13/2019 Vngrd Wlsly Inc Adml12/18/2019 Interest On Cash12/23/2019 Interest On Cash12/30/2019 Ab Hi Inc I12/30/2019 Allnzgi Tech Inst12/30/2019 Amfds Gr Fd Am R612/30/2019 Dws Scnc Tech S12/30/2019 Fed Inst Hi Yld Bd Inst12/30/2019 Fid 500 Indx12/30/2019 Fid Fourinone Indx12/30/2019 Fid Us Bd Indx12/30/2019 Fidadv Bio Inst12/30/2019 Interest On Cash12/30/2019 Jnshndrsn Frty N12/30/2019 Jnshndrsn Frty T12/30/2019 Jnshndrsn Glbltech Innov N12/30/2019 Pimco Low Dur Inst12/30/2019 Pimco Real Rtn Inst12/30/2019 Tcw Ttl Rtn Bd I12/30/2019 Thrnbrg Intl Val R612/30/2019 Vngrd Bal Indx Adml12/30/2019 Vngrd Devl Mkt Indx Adml12/30/2019 Vngrd Emrg Mkt Stkindxadml12/30/2019 Vngrd Gr Indx Adml12/30/2019 Vngrd Intdtrmtrsind Adml12/30/2019 Vngrd Mid-Cap Idx Fd As12/30/2019 Vngrd Realest Indx Adml12/30/2019 Vngrd Sm Cap Indx Fd As12/30/2019 Vngrd Ttl Intl Bd Idx Adml
Dollars83.602.13
28.7738.2321.413.70
92.3912.611.274.87
119.1437.167.061.271.04
39.645.07
39.653.172.112.291.932.54
99.2937.79
140.1037.5440.548.45
82.412.11
28.5037.7721.163.743.493.65
90.9712.281.244.83
116.5136.506.971.243.24
39.204.95
39.213.132.092.271.912.48
97.8537.09
138.1836.5839.848.37
81.132.09
Statement created on February 03, 2020 Page 85 of 197
Sample Annual Trust Report 401kJanuary 01, 2019 through December 31, 2019 Case Number abc-12345
Cash Earnings Transaction Summary (continued)
Process Date Fund Name12/30/2019 Vngrd Ttl Stmkt Indx Fd As12/30/2019 Vngrd Val Indx Adml12/30/2019 Vngrd Wlsly Inc Adml12/31/2019 Fed Gov Oblgtns Prmr
Subtotal
Retirement Advisor Accounts Underlying Assets
Process Date Fund Name01/14/2019 Nw Fxd Sel Optn01/29/2019 Nw Fxd Sel Optn02/14/2019 Nw Fxd Sel Optn02/27/2019 Nw Fxd Sel Optn03/14/2019 Interest On Cash03/14/2019 Nw Fxd Sel Optn03/27/2019 Nw Fxd Sel Optn04/12/2019 Nw Fxd Sel Optn04/29/2019 Nw Fxd Sel Optn05/09/2019 Nw Fxd Sel Optn05/30/2019 Nw Fxd Sel Optn06/13/2019 Nw Fxd Sel Optn06/28/2019 Interest On Cash06/28/2019 Nw Fxd Sel Optn07/15/2019 Interest On Cash07/15/2019 Nw Fxd Sel Optn07/30/2019 Nw Fxd Sel Optn08/15/2019 Interest On Cash08/15/2019 Nw Fxd Sel Optn08/29/2019 Interest On Cash08/29/2019 Nw Fxd Sel Optn09/16/2019 Interest On Cash09/16/2019 Nw Fxd Sel Optn09/25/2019 Interest On Cash09/27/2019 Interest On Cash09/27/2019 Nw Fxd Sel Optn10/11/2019 Nw Fxd Sel Optn10/30/2019 Nw Fxd Sel Optn11/13/2019 Nw Fxd Sel Optn11/27/2019 Interest On Cash11/27/2019 Nw Fxd Sel Optn12/13/2019 Interest On Cash12/13/2019 Nw Fxd Sel Optn12/18/2019 Interest On Cash12/23/2019 Interest On Cash12/30/2019 Interest On Cash12/30/2019 Nw Fxd Sel Optn
Subtotal
Dollars28.2337.3120.90
1,201.94
23,556.44
Dollars94.0893.3592.6091.870.19
91.1190.3889.6288.8888.1287.3886.630.19
85.860.87
85.1184.340.15
83.590.20
82.090.83
81.101.880.20
81.3580.5980.0879.560.11
79.050.11
78.530.190.200.16
78.02
2,058.57
Dividends/Capital Gains/Corporate Actions Transaction Summary
Product SummaryInvestment Program AccountsSelf-Directed Brokerage Accounts
1,009,848.44117.69
Total Dividends/Capital Gains/Corporate Actions 1,009,966.13
Transaction Type SummaryDividends
Statement created on February 03, 2020 Page 86 of 197
786,452.52
Sample Annual Trust Report 401kJanuary 01, 2019 through December 31, 2019 Case Number abc-12345
Dividends/Capital Gains/Corporate Actions Transaction Summary (continued)Short-Term Capital GainsLong-Term Capital GainsCorporate Actions
2,584.34220,929.03
0.24Total Dividends/Capital Gains/Corporate Actions 1,009,966.13
Investment Program Accounts Underlying Assets
Process Date Fund Name
01/02/2019 Fed Inst Hi Yld Bd Inst01/02/2019 Pimco Low Dur Inst01/02/2019 Pimco Real Rtn Inst01/02/2019 Vngrd St Bd Indx Adml01/02/2019 Vngrd St Invmt Grd Adml01/02/2019 Vngrd Ttl Bnd Mkt Ldx Adm01/03/2019 Ab Hi Inc I01/03/2019 Fed Inst Hi Yld Bd Inst01/03/2019 Pimco Low Dur Inst01/03/2019 Pimco Real Rtn Inst01/03/2019 Vngrd St Bd Indx Adml01/03/2019 Vngrd St Invmt Grd Adml01/03/2019 Vngrd Ttl Bnd Mkt Ldx Adm01/04/2019 Ab Hi Inc I01/04/2019 Fed Inst Hi Yld Bd Inst01/04/2019 Pimco Low Dur Inst01/04/2019 Pimco Real Rtn Inst01/04/2019 Vngrd St Bd Indx Adml01/04/2019 Vngrd St Invmt Grd Adml01/04/2019 Vngrd Ttl Bnd Mkt Ldx Adm01/07/2019 Ab Hi Inc I01/07/2019 Fed Inst Hi Yld Bd Inst01/07/2019 Pimco Low Dur Inst01/07/2019 Pimco Real Rtn Inst01/07/2019 Vngrd St Bd Indx Adml01/07/2019 Vngrd St Invmt Grd Adml01/07/2019 Vngrd Ttl Bnd Mkt Ldx Adm01/08/2019 Ab Hi Inc I01/08/2019 Fed Inst Hi Yld Bd Inst01/08/2019 Pimco Low Dur Inst01/08/2019 Pimco Real Rtn Inst01/08/2019 Vngrd St Bd Indx Adml01/08/2019 Vngrd St Invmt Grd Adml01/08/2019 Vngrd Ttl Bnd Mkt Ldx Adm01/09/2019 Ab Hi Inc I01/09/2019 Fed Inst Hi Yld Bd Inst01/09/2019 Pimco Low Dur Inst01/09/2019 Pimco Real Rtn Inst01/09/2019 Vngrd St Bd Indx Adml01/09/2019 Vngrd St Invmt Grd Adml01/09/2019 Vngrd Ttl Bnd Mkt Ldx Adm01/10/2019 Ab Hi Inc I01/10/2019 Fed Inst Hi Yld Bd Inst01/10/2019 Pimco Low Dur Inst01/10/2019 Pimco Real Rtn Inst01/10/2019 Vngrd St Bd Indx Adml01/10/2019 Vngrd St Invmt Grd Adml01/10/2019 Vngrd Ttl Bnd Mkt Ldx Adm01/11/2019 Ab Hi Inc I01/11/2019 Fed Inst Hi Yld Bd Inst01/11/2019 Pimco Low Dur Inst01/11/2019 Pimco Real Rtn Inst01/11/2019 Vngrd St Bd Indx Adml01/11/2019 Vngrd St Invmt Grd Adml
362.17 DIV18.06 DIV6.51 DIV
13.22 DIV5.56 DIV
93.03 DIV16.34 DIV
179.59 DIV9.01 DIV1.84 DIV6.58 DIV2.80 DIV
46.50 DIV52.28 DIV
537.84 DIV26.25 DIV5.54 DIV
19.59 DIV8.47 DIV
139.27 DIV18.06 DIV
179.35 DIV8.67 DIV1.85 DIV6.50 DIV2.84 DIV
46.44 DIV18.36 DIV
179.48 DIV8.84 DIV1.87 DIV6.49 DIV2.83 DIV
46.76 DIV17.87 DIV
179.52 DIV9.12 DIV1.87 DIV6.49 DIV2.84 DIV
45.67 DIV11.60 DIV
174.22 DIV9.74 DIV1.87 DIV6.48 DIV2.82 DIV
46.71 DIV52.30 DIV
525.20 DIV28.65 DIV5.64 DIV
19.45 DIV8.46 DIV
Statement created on February 03, 2020 Page 87 of 197
Dollars01/02/2019 Ab Hi Inc I 36.34 DIV
Sample Annual Trust Report 401kJanuary 01, 2019 through December 31, 2019 Case Number abc-12345
Dividends/Capital Gains/Corporate Actions Transaction Summary (continued)
Process Date Fund Name01/11/2019 Vngrd Ttl Bnd Mkt Ldx Adm01/14/2019 Ab Hi Inc I01/14/2019 Fed Inst Hi Yld Bd Inst01/14/2019 Pimco Low Dur Inst01/14/2019 Pimco Real Rtn Inst01/14/2019 Vngrd St Bd Indx Adml01/14/2019 Vngrd St Invmt Grd Adml01/14/2019 Vngrd Ttl Bnd Mkt Ldx Adm01/15/2019 Ab Hi Inc I01/15/2019 Fed Inst Hi Yld Bd Inst01/15/2019 Pimco Low Dur Inst01/15/2019 Pimco Real Rtn Inst01/15/2019 Vngrd St Bd Indx Adml01/15/2019 Vngrd St Invmt Grd Adml01/15/2019 Vngrd Ttl Bnd Mkt Ldx Adm01/16/2019 Ab Hi Inc I01/16/2019 Fed Inst Hi Yld Bd Inst01/16/2019 Pimco Low Dur Inst01/16/2019 Pimco Real Rtn Inst01/16/2019 Vngrd St Bd Indx Adml01/16/2019 Vngrd St Invmt Grd Adml01/16/2019 Vngrd Ttl Bnd Mkt Ldx Adm01/17/2019 Ab Hi Inc I01/17/2019 Fed Inst Hi Yld Bd Inst01/17/2019 Pimco Low Dur Inst01/17/2019 Pimco Real Rtn Inst01/17/2019 Vngrd St Bd Indx Adml01/17/2019 Vngrd St Invmt Grd Adml01/17/2019 Vngrd Ttl Bnd Mkt Ldx Adm01/18/2019 Ab Hi Inc I01/18/2019 Fed Inst Hi Yld Bd Inst01/18/2019 Pimco Low Dur Inst01/18/2019 Pimco Real Rtn Inst01/18/2019 Vngrd St Bd Indx Adml01/18/2019 Vngrd St Invmt Grd Adml01/18/2019 Vngrd Ttl Bnd Mkt Ldx Adm01/22/2019 Ab Hi Inc I01/22/2019 Fed Inst Hi Yld Bd Inst01/22/2019 Pimco Low Dur Inst01/22/2019 Pimco Real Rtn Inst01/22/2019 Vngrd St Bd Indx Adml01/22/2019 Vngrd St Invmt Grd Adml01/22/2019 Vngrd Ttl Bnd Mkt Ldx Adm01/23/2019 Ab Hi Inc I01/23/2019 Fed Inst Hi Yld Bd Inst01/23/2019 Pimco Low Dur Inst01/23/2019 Pimco Real Rtn Inst01/23/2019 Vngrd St Bd Indx Adml01/23/2019 Vngrd St Invmt Grd Adml01/23/2019 Vngrd Ttl Bnd Mkt Ldx Adm01/24/2019 Ab Hi Inc I01/24/2019 Fed Inst Hi Yld Bd Inst01/24/2019 Pimco Low Dur Inst01/24/2019 Pimco Real Rtn Inst01/24/2019 Vngrd St Bd Indx Adml01/24/2019 Vngrd St Invmt Grd Adml01/24/2019 Vngrd Ttl Bnd Mkt Ldx Adm01/25/2019 Ab Hi Inc I01/25/2019 Fed Inst Hi Yld Bd Inst01/25/2019 Pimco Low Dur Inst01/25/2019 Pimco Real Rtn Inst01/25/2019 Vngrd St Bd Indx Adml
Dollars140.07 DIV18.70 DIV
173.95 DIV7.81 DIV1.88 DIV6.48 DIV2.81 DIV
46.67 DIV20.78 DIV
174.56 DIV9.51 DIV1.88 DIV6.54 DIV2.87 DIV
47.39 DIV10.98 DIV
175.17 DIV10.53 DIV1.88 DIV6.52 DIV2.89 DIV
47.95 DIV18.16 DIV
174.26 DIV9.79 DIV1.88 DIV6.54 DIV2.87 DIV
48.43 DIV73.99 DIV
700.83 DIV39.82 DIV7.50 DIV
25.78 DIV11.36 DIV
189.46 DIV19.36 DIV
175.52 DIV10.18 DIV1.87 DIV6.55 DIV2.82 DIV
47.18 DIV18.08 DIV
175.21 DIV11.78 DIV1.87 DIV6.59 DIV2.87 DIV
47.18 DIV17.76 DIV
175.27 DIV10.09 DIV1.87 DIV6.59 DIV2.86 DIV
47.41 DIV55.38 DIV
524.51 DIV30.42 DIV5.63 DIV
19.51 DIV
Statement created on February 03, 2020 Page 88 of 197
Sample Annual Trust Report 401kJanuary 01, 2019 through December 31, 2019 Case Number abc-12345
Dividends/Capital Gains/Corporate Actions Transaction Summary (continued)
Process Date Fund Name01/25/2019 Vngrd St Invmt Grd Adml01/25/2019 Vngrd Ttl Bnd Mkt Ldx Adm01/28/2019 Ab Hi Inc I01/28/2019 Fed Inst Hi Yld Bd Inst01/28/2019 Pimco Low Dur Inst01/28/2019 Pimco Real Rtn Inst01/28/2019 Vngrd St Bd Indx Adml01/28/2019 Vngrd St Invmt Grd Adml01/28/2019 Vngrd Ttl Bnd Mkt Ldx Adm01/29/2019 Ab Hi Inc I01/29/2019 Fed Inst Hi Yld Bd Inst01/29/2019 Pimco Low Dur Inst01/29/2019 Pimco Real Rtn Inst01/29/2019 Vngrd St Bd Indx Adml01/29/2019 Vngrd St Invmt Grd Adml01/29/2019 Vngrd Ttl Bnd Mkt Ldx Adm01/30/2019 Ab Hi Inc I01/30/2019 Fed Inst Hi Yld Bd Inst01/30/2019 Pimco Low Dur Inst01/30/2019 Pimco Real Rtn Inst01/30/2019 Vngrd St Bd Indx Adml01/30/2019 Vngrd St Invmt Grd Adml01/30/2019 Vngrd Ttl Bnd Mkt Ldx Adm01/31/2019 Ab Hi Inc I01/31/2019 Fed Inst Hi Yld Bd Inst01/31/2019 Pimco Low Dur Inst01/31/2019 Pimco Real Rtn Inst01/31/2019 Tcw Ttl Rtn Bd I01/31/2019 Vngrd Intdtrmtrsind Adml01/31/2019 Vngrd St Bd Indx Adml01/31/2019 Vngrd St Corp Bd Indx Adml01/31/2019 Vngrd St Invmt Grd Adml01/31/2019 Vngrd Ttl Bnd Mkt Ldx Adm01/31/2019 Vngrd Ttl Intl Bd Idx Adml02/01/2019 Ab Hi Inc I02/01/2019 Fed Inst Hi Yld Bd Inst02/01/2019 Pimco Low Dur Inst02/01/2019 Pimco Real Rtn Inst02/01/2019 Vngrd St Bd Indx Adml02/01/2019 Vngrd St Invmt Grd Adml02/01/2019 Vngrd Ttl Bnd Mkt Ldx Adm02/04/2019 Ab Hi Inc I02/04/2019 Fed Inst Hi Yld Bd Inst02/04/2019 Pimco Low Dur Inst02/04/2019 Pimco Real Rtn Inst02/04/2019 Vngrd St Bd Indx Adml02/04/2019 Vngrd St Invmt Grd Adml02/04/2019 Vngrd Ttl Bnd Mkt Ldx Adm02/05/2019 Ab Hi Inc I02/05/2019 Fed Inst Hi Yld Bd Inst02/05/2019 Pimco Low Dur Inst02/05/2019 Pimco Real Rtn Inst02/05/2019 Vngrd St Bd Indx Adml02/05/2019 Vngrd St Invmt Grd Adml02/05/2019 Vngrd Ttl Bnd Mkt Ldx Adm02/06/2019 Ab Hi Inc I02/06/2019 Fed Inst Hi Yld Bd Inst02/06/2019 Pimco Low Dur Inst02/06/2019 Pimco Real Rtn Inst02/06/2019 Vngrd St Bd Indx Adml02/06/2019 Vngrd St Invmt Grd Adml02/06/2019 Vngrd Ttl Bnd Mkt Ldx Adm
Dollars8.59 DIV
142.43 DIV15.04 DIV
174.37 DIV10.41 DIV1.87 DIV6.52 DIV2.86 DIV
47.14 DIV16.91 DIV
174.54 DIV10.07 DIV1.87 DIV6.50 DIV2.85 DIV
47.13 DIV17.61 DIV
175.22 DIV10.33 DIV1.88 DIV6.52 DIV2.92 DIV
47.74 DIV16.96 DIV
174.64 DIV8.96 DIV1.89 DIV
98.81 DIV2,291.46 DIV
6.56 DIV337.52 DIV
2.80 DIV47.28 DIV
527.83 DIV52.34 DIV
582.31 DIV32.77 DIV5.71 DIV
19.63 DIV8.86 DIV
146.84 DIV19.93 DIV
193.97 DIV11.76 DIV1.90 DIV6.56 DIV2.92 DIV
48.69 DIV16.72 DIV
193.58 DIV10.24 DIV1.90 DIV6.62 DIV2.93 DIV
48.80 DIV16.55 DIV
193.48 DIV12.01 DIV1.90 DIV6.66 DIV2.92 DIV
48.69 DIV
Statement created on February 03, 2020 Page 89 of 197
Sample Annual Trust Report 401kJanuary 01, 2019 through December 31, 2019 Case Number abc-12345
Dividends/Capital Gains/Corporate Actions Transaction Summary (continued)
Process Date Fund Name02/07/2019 Ab Hi Inc I02/07/2019 Fed Inst Hi Yld Bd Inst02/07/2019 Pimco Low Dur Inst02/07/2019 Pimco Real Rtn Inst02/07/2019 Vngrd St Bd Indx Adml02/07/2019 Vngrd St Invmt Grd Adml02/07/2019 Vngrd Ttl Bnd Mkt Ldx Adm02/08/2019 Ab Hi Inc I02/08/2019 Fed Inst Hi Yld Bd Inst02/08/2019 Pimco Low Dur Inst02/08/2019 Pimco Real Rtn Inst02/08/2019 Vngrd St Bd Indx Adml02/08/2019 Vngrd St Invmt Grd Adml02/08/2019 Vngrd Ttl Bnd Mkt Ldx Adm02/11/2019 Ab Hi Inc I02/11/2019 Fed Inst Hi Yld Bd Inst02/11/2019 Pimco Low Dur Inst02/11/2019 Pimco Real Rtn Inst02/11/2019 Vngrd St Bd Indx Adml02/11/2019 Vngrd St Invmt Grd Adml02/11/2019 Vngrd Ttl Bnd Mkt Ldx Adm02/12/2019 Ab Hi Inc I02/12/2019 Fed Inst Hi Yld Bd Inst02/12/2019 Pimco Low Dur Inst02/12/2019 Pimco Real Rtn Inst02/12/2019 Vngrd St Bd Indx Adml02/12/2019 Vngrd St Invmt Grd Adml02/12/2019 Vngrd Ttl Bnd Mkt Ldx Adm02/13/2019 Ab Hi Inc I02/13/2019 Fed Inst Hi Yld Bd Inst02/13/2019 Pimco Low Dur Inst02/13/2019 Pimco Real Rtn Inst02/13/2019 Vngrd St Bd Indx Adml02/13/2019 Vngrd St Invmt Grd Adml02/13/2019 Vngrd Ttl Bnd Mkt Ldx Adm02/14/2019 Ab Hi Inc I02/14/2019 Fed Inst Hi Yld Bd Inst02/14/2019 Pimco Low Dur Inst02/14/2019 Pimco Real Rtn Inst02/14/2019 Vngrd St Bd Indx Adml02/14/2019 Vngrd St Invmt Grd Adml02/14/2019 Vngrd Ttl Bnd Mkt Ldx Adm02/15/2019 Ab Hi Inc I02/15/2019 Fed Inst Hi Yld Bd Inst02/15/2019 Pimco Low Dur Inst02/15/2019 Pimco Real Rtn Inst02/15/2019 Vngrd St Bd Indx Adml02/15/2019 Vngrd St Invmt Grd Adml02/15/2019 Vngrd Ttl Bnd Mkt Ldx Adm02/19/2019 Ab Hi Inc I02/19/2019 Fed Inst Hi Yld Bd Inst02/19/2019 Pimco Low Dur Inst02/19/2019 Pimco Real Rtn Inst02/19/2019 Vngrd St Bd Indx Adml02/19/2019 Vngrd St Invmt Grd Adml02/19/2019 Vngrd Ttl Bnd Mkt Ldx Adm02/20/2019 Ab Hi Inc I02/20/2019 Fed Inst Hi Yld Bd Inst02/20/2019 Pimco Low Dur Inst02/20/2019 Pimco Real Rtn Inst02/20/2019 Vngrd St Bd Indx Adml02/20/2019 Vngrd St Invmt Grd Adml
Dollars16.62 DIV
194.07 DIV11.46 DIV1.90 DIV6.63 DIV2.95 DIV
48.65 DIV52.64 DIV
588.57 DIV34.78 DIV5.70 DIV
19.89 DIV8.75 DIV
142.85 DIV18.62 DIV
195.71 DIV11.47 DIV1.90 DIV6.63 DIV2.91 DIV
48.61 DIV17.73 DIV
194.98 DIV11.21 DIV1.91 DIV6.61 DIV2.90 DIV
48.40 DIV18.11 DIV
195.80 DIV10.13 DIV1.90 DIV6.59 DIV2.89 DIV
48.61 DIV17.62 DIV
195.92 DIV10.71 DIV1.90 DIV6.63 DIV2.95 DIV
48.68 DIV69.76 DIV
788.66 DIV46.14 DIV7.63 DIV
26.69 DIV11.84 DIV
195.70 DIV19.73 DIV
197.33 DIV11.51 DIV1.91 DIV6.63 DIV2.94 DIV
49.11 DIV19.09 DIV
197.69 DIV10.54 DIV1.91 DIV6.58 DIV2.99 DIV
Statement created on February 03, 2020 Page 90 of 197
Sample Annual Trust Report 401kJanuary 01, 2019 through December 31, 2019 Case Number abc-12345
Dividends/Capital Gains/Corporate Actions Transaction Summary (continued)
Process Date Fund Name02/20/2019 Vngrd Ttl Bnd Mkt Ldx Adm02/21/2019 Ab Hi Inc I02/21/2019 Fed Inst Hi Yld Bd Inst02/21/2019 Pimco Low Dur Inst02/21/2019 Pimco Real Rtn Inst02/21/2019 Vngrd St Bd Indx Adml02/21/2019 Vngrd St Invmt Grd Adml02/21/2019 Vngrd Ttl Bnd Mkt Ldx Adm02/22/2019 Ab Hi Inc I02/22/2019 Fed Inst Hi Yld Bd Inst02/22/2019 Pimco Low Dur Inst02/22/2019 Pimco Real Rtn Inst02/22/2019 Vngrd St Bd Indx Adml02/22/2019 Vngrd St Invmt Grd Adml02/22/2019 Vngrd Ttl Bnd Mkt Ldx Adm02/25/2019 Ab Hi Inc I02/25/2019 Fed Inst Hi Yld Bd Inst02/25/2019 Pimco Low Dur Inst02/25/2019 Pimco Real Rtn Inst02/25/2019 Vngrd St Bd Indx Adml02/25/2019 Vngrd St Invmt Grd Adml02/25/2019 Vngrd Ttl Bnd Mkt Ldx Adm02/26/2019 Ab Hi Inc I02/26/2019 Fed Inst Hi Yld Bd Inst02/26/2019 Pimco Low Dur Inst02/26/2019 Pimco Real Rtn Inst02/26/2019 Vngrd St Bd Indx Adml02/26/2019 Vngrd St Invmt Grd Adml02/26/2019 Vngrd Ttl Bnd Mkt Ldx Adm02/27/2019 Ab Hi Inc I02/27/2019 Fed Inst Hi Yld Bd Inst02/27/2019 Pimco Low Dur Inst02/27/2019 Pimco Real Rtn Inst02/27/2019 Vngrd St Bd Indx Adml02/27/2019 Vngrd St Invmt Grd Adml02/27/2019 Vngrd Ttl Bnd Mkt Ldx Adm02/28/2019 Ab Hi Inc I02/28/2019 Fed Inst Hi Yld Bd Inst02/28/2019 Pimco Low Dur Inst02/28/2019 Pimco Real Rtn Inst02/28/2019 Tcw Ttl Rtn Bd I02/28/2019 Vngrd Intdtrmtrsind Adml02/28/2019 Vngrd St Bd Indx Adml02/28/2019 Vngrd St Corp Bd Indx Adml02/28/2019 Vngrd St Invmt Grd Adml02/28/2019 Vngrd Ttl Bnd Mkt Ldx Adm02/28/2019 Vngrd Ttl Intl Bd Idx Adml03/01/2019 Ab Hi Inc I03/01/2019 Fed Inst Hi Yld Bd Inst03/01/2019 Pimco Low Dur Inst03/01/2019 Pimco Real Rtn Inst03/01/2019 Vngrd St Bd Indx Adml03/01/2019 Vngrd St Invmt Grd Adml03/01/2019 Vngrd Ttl Bnd Mkt Ldx Adm03/04/2019 Ab Hi Inc I03/04/2019 Fed Inst Hi Yld Bd Inst03/04/2019 Pimco Low Dur Inst03/04/2019 Pimco Real Rtn Inst03/04/2019 Vngrd St Bd Indx Adml03/04/2019 Vngrd St Invmt Grd Adml03/04/2019 Vngrd Ttl Bnd Mkt Ldx Adm03/05/2019 Ab Hi Inc I
Dollars49.05 DIV7.90 DIV
197.55 DIV10.91 DIV1.91 DIV6.59 DIV3.02 DIV
49.04 DIV55.74 DIV
591.82 DIV30.87 DIV5.73 DIV
20.13 DIV8.95 DIV
147.34 DIV18.62 DIV
197.78 DIV10.25 DIV1.92 DIV6.66 DIV3.00 DIV
49.12 DIV17.37 DIV
226.82 DIV9.45 DIV1.92 DIV6.68 DIV3.00 DIV
44.98 DIV24.76 DIV
226.59 DIV9.59 DIV1.92 DIV6.66 DIV3.02 DIV
44.94 DIV30.87 DIV
223.71 DIV9.07 DIV1.92 DIV
99.62 DIV2,219.14 DIV
6.74 DIV351.60 DIV
3.07 DIV45.65 DIV
459.36 DIV71.09 DIV
603.40 DIV28.47 DIV4.49 DIV
20.15 DIV8.86 DIV
132.63 DIV20.92 DIV
200.51 DIV9.78 DIV3.17 DIV6.75 DIV3.00 DIV
43.90 DIV17.03 DIV
Statement created on February 03, 2020 Page 91 of 197
Sample Annual Trust Report 401kJanuary 01, 2019 through December 31, 2019 Case Number abc-12345
Dividends/Capital Gains/Corporate Actions Transaction Summary (continued)
Process Date Fund Name03/05/2019 Fed Inst Hi Yld Bd Inst03/05/2019 Pimco Low Dur Inst03/05/2019 Pimco Real Rtn Inst03/05/2019 Vngrd St Bd Indx Adml03/05/2019 Vngrd St Invmt Grd Adml03/05/2019 Vngrd Ttl Bnd Mkt Ldx Adm03/06/2019 Ab Hi Inc I03/06/2019 Fed Inst Hi Yld Bd Inst03/06/2019 Pimco Low Dur Inst03/06/2019 Pimco Real Rtn Inst03/06/2019 Vngrd St Bd Indx Adml03/06/2019 Vngrd St Invmt Grd Adml03/06/2019 Vngrd Ttl Bnd Mkt Ldx Adm03/07/2019 Ab Hi Inc I03/07/2019 Fed Inst Hi Yld Bd Inst03/07/2019 Pimco Low Dur Inst03/07/2019 Pimco Real Rtn Inst03/07/2019 Vngrd St Bd Indx Adml03/07/2019 Vngrd St Invmt Grd Adml03/07/2019 Vngrd Ttl Bnd Mkt Ldx Adm03/08/2019 Ab Hi Inc I03/08/2019 Fed Inst Hi Yld Bd Inst03/08/2019 Pimco Low Dur Inst03/08/2019 Pimco Real Rtn Inst03/08/2019 Vngrd St Bd Indx Adml03/08/2019 Vngrd St Invmt Grd Adml03/08/2019 Vngrd Ttl Bnd Mkt Ldx Adm03/11/2019 Ab Hi Inc I03/11/2019 Fed Inst Hi Yld Bd Inst03/11/2019 Pimco Low Dur Inst03/11/2019 Pimco Real Rtn Inst03/11/2019 Vngrd St Bd Indx Adml03/11/2019 Vngrd St Invmt Grd Adml03/11/2019 Vngrd Ttl Bnd Mkt Ldx Adm03/12/2019 Ab Hi Inc I03/12/2019 Fed Inst Hi Yld Bd Inst03/12/2019 Pimco Low Dur Inst03/12/2019 Pimco Real Rtn Inst03/12/2019 Vngrd St Bd Indx Adml03/12/2019 Vngrd St Invmt Grd Adml03/12/2019 Vngrd Ttl Bnd Mkt Ldx Adm03/13/2019 Ab Hi Inc I03/13/2019 Fed Inst Hi Yld Bd Inst03/13/2019 Pimco Low Dur Inst03/13/2019 Pimco Real Rtn Inst03/13/2019 Vngrd St Bd Indx Adml03/13/2019 Vngrd St Invmt Grd Adml03/13/2019 Vngrd Ttl Bnd Mkt Ldx Adm03/14/2019 Ab Hi Inc I03/14/2019 Fed Inst Hi Yld Bd Inst03/14/2019 Pimco Low Dur Inst03/14/2019 Pimco Real Rtn Inst03/14/2019 Vngrd St Bd Indx Adml03/14/2019 Vngrd St Invmt Grd Adml03/14/2019 Vngrd Ttl Bnd Mkt Ldx Adm03/15/2019 Ab Hi Inc I03/15/2019 Fed Inst Hi Yld Bd Inst03/15/2019 Pimco Low Dur Inst03/15/2019 Pimco Real Rtn Inst03/15/2019 Vngrd St Bd Indx Adml03/15/2019 Vngrd St Invmt Grd Adml03/15/2019 Vngrd Ttl Bnd Mkt Ldx Adm
Dollars202.70 DIV
9.41 DIV1.92 DIV6.74 DIV3.02 DIV
43.94 DIV16.68 DIV
202.15 DIV10.33 DIV1.91 DIV6.82 DIV3.02 DIV
43.88 DIV17.87 DIV
202.57 DIV10.54 DIV1.92 DIV6.77 DIV3.02 DIV
43.94 DIV51.00 DIV
605.73 DIV32.35 DIV5.78 DIV
20.31 DIV9.00 DIV
128.95 DIV20.87 DIV
204.91 DIV10.62 DIV1.93 DIV6.81 DIV2.92 DIV
43.91 DIV18.05 DIV
205.04 DIV10.60 DIV2.05 DIV6.79 DIV3.01 DIV
43.73 DIV20.66 DIV
205.67 DIV10.55 DIV1.92 DIV6.80 DIV2.96 DIV
43.92 DIV19.91 DIV
206.46 DIV9.85 DIV1.93 DIV6.78 DIV3.00 DIV
43.84 DIV48.50 DIV
619.99 DIV31.85 DIV5.81 DIV
20.42 DIV8.91 DIV
132.16 DIV
Statement created on February 03, 2020 Page 92 of 197
Sample Annual Trust Report 401kJanuary 01, 2019 through December 31, 2019 Case Number abc-12345
Dividends/Capital Gains/Corporate Actions Transaction Summary (continued)
Process Date Fund Name03/18/2019 Ab Hi Inc I03/18/2019 Fed Inst Hi Yld Bd Inst03/18/2019 Pimco Low Dur Inst03/18/2019 Pimco Real Rtn Inst03/18/2019 Vngrd St Bd Indx Adml03/18/2019 Vngrd St Invmt Grd Adml03/18/2019 Vngrd Ttl Bnd Mkt Ldx Adm03/19/2019 Ab Hi Inc I03/19/2019 Fed Inst Hi Yld Bd Inst03/19/2019 Pimco Low Dur Inst03/19/2019 Pimco Real Rtn Inst03/19/2019 Vngrd St Bd Indx Adml03/19/2019 Vngrd St Invmt Grd Adml03/19/2019 Vngrd Ttl Bnd Mkt Ldx Adm03/20/2019 Ab Hi Inc I03/20/2019 Fed Inst Hi Yld Bd Inst03/20/2019 Pimco Low Dur Inst03/20/2019 Pimco Real Rtn Inst03/20/2019 Vngrd 500 Index Fd As03/20/2019 Vngrd St Bd Indx Adml03/20/2019 Vngrd St Invmt Grd Adml03/20/2019 Vngrd Ttl Bnd Mkt Ldx Adm03/20/2019 Vngrd Wlsly Inc Adml03/21/2019 Ab Hi Inc I03/21/2019 Fed Inst Hi Yld Bd Inst03/21/2019 Invsco Comstk R503/21/2019 Invsco Opp Eq Inc Y03/21/2019 Pimco Low Dur Inst03/21/2019 Pimco Real Rtn Inst03/21/2019 Vngrd St Bd Indx Adml03/21/2019 Vngrd St Invmt Grd Adml03/21/2019 Vngrd Ttl Bnd Mkt Ldx Adm03/22/2019 Ab Hi Inc I03/22/2019 Fed Inst Hi Yld Bd Inst03/22/2019 Pimco Low Dur Inst03/22/2019 Pimco Real Rtn Inst03/22/2019 Vngrd Emrg Mkt Stkindxadml03/22/2019 Vngrd Ftse Soc Indx Inv03/22/2019 Vngrd St Bd Indx Adml03/22/2019 Vngrd St Invmt Grd Adml03/22/2019 Vngrd Ttl Bnd Mkt Ldx Adm03/22/2019 Vngrd Ttl Stmkt Indx Fd As03/25/2019 Ab Hi Inc I03/25/2019 Fed Inst Hi Yld Bd Inst03/25/2019 Pimco Low Dur Inst03/25/2019 Pimco Real Rtn Inst03/25/2019 Vngrd St Bd Indx Adml03/25/2019 Vngrd St Invmt Grd Adml03/25/2019 Vngrd Ttl Bnd Mkt Ldx Adm03/26/2019 Ab Hi Inc I03/26/2019 Fed Inst Hi Yld Bd Inst03/26/2019 Pimco Low Dur Inst03/26/2019 Pimco Real Rtn Inst03/26/2019 Vngrd St Bd Indx Adml03/26/2019 Vngrd St Invmt Grd Adml03/26/2019 Vngrd Ttl Bnd Mkt Ldx Adm03/27/2019 Ab Hi Inc I03/27/2019 Fed Inst Hi Yld Bd Inst03/27/2019 Pimco Low Dur Inst03/27/2019 Pimco Real Rtn Inst03/27/2019 Vngrd Bal Indx Adml03/27/2019 Vngrd Devl Mkt Indx Adml
Dollars19.60 DIV
192.63 DIV11.71 DIV1.94 DIV6.82 DIV2.98 DIV
44.10 DIV17.22 DIV
193.59 DIV9.95 DIV1.94 DIV6.92 DIV3.00 DIV
44.40 DIV16.52 DIV
193.61 DIV12.22 DIV1.94 DIV
13,807.37 DIV6.92 DIV3.00 DIV
44.39 DIV5,340.26 DIV
16.46 DIV193.48 DIV211.69 DIV
2.52 DIV10.95 DIV1.95 DIV6.92 DIV3.01 DIV
44.48 DIV50.51 DIV
579.83 DIV27.89 DIV5.85 DIV
1,939.97 DIV17.76 DIV20.77 DIV8.98 DIV
133.28 DIV4,513.51 DIV
17.55 DIV194.05 DIV11.97 DIV1.96 DIV6.92 DIV2.99 DIV
44.42 DIV39.60 DIV
193.80 DIV10.68 DIV1.96 DIV6.93 DIV2.99 DIV
44.43 DIV24.22 DIV
193.93 DIV10.42 DIV1.95 DIV
21,646.48 DIV14,149.67 DIV
Statement created on February 03, 2020 Page 93 of 197
Sample Annual Trust Report 401kJanuary 01, 2019 through December 31, 2019 Case Number abc-12345
Dividends/Capital Gains/Corporate Actions Transaction Summary (continued)
Process Date Fund Name03/27/2019 Vngrd Gr Indx Adml03/27/2019 Vngrd Mid-Cap Idx Fd As03/27/2019 Vngrd Realest Indx Adml03/27/2019 Vngrd St Bd Indx Adml03/27/2019 Vngrd St Invmt Grd Adml03/27/2019 Vngrd Sm Cap Indx Fd As03/27/2019 Vngrd Smcap Gr Indx Adml03/27/2019 Vngrd Smcap Val Indx Adml03/27/2019 Vngrd Ttl Bnd Mkt Ldx Adm03/27/2019 Vngrd Val Indx Adml03/28/2019 Ab Hi Inc I03/28/2019 Fed Inst Hi Yld Bd Inst03/28/2019 Pimco Low Dur Inst03/28/2019 Pimco Real Rtn Inst03/28/2019 Vngrd St Bd Indx Adml03/28/2019 Vngrd St Invmt Grd Adml03/28/2019 Vngrd Ttl Bnd Mkt Ldx Adm03/29/2019 Ab Hi Inc I03/29/2019 Fed Inst Hi Yld Bd Inst03/29/2019 Pimco Low Dur Inst03/29/2019 Pimco Real Rtn Inst03/29/2019 Parnassus Cor Eq03/29/2019 Tcw Ttl Rtn Bd I03/29/2019 Vngrd Enrgy Adml03/29/2019 Vngrd Intdtrmtrsind Adml03/29/2019 Vngrd St Bd Indx Adml03/29/2019 Vngrd St Corp Bd Indx Adml03/29/2019 Vngrd St Invmt Grd Adml03/29/2019 Vngrd Ttl Bnd Mkt Ldx Adm03/29/2019 Vngrd Ttl Intl Bd Idx Adml04/01/2019 Ab Hi Inc I04/01/2019 Fed Inst Hi Yld Bd Inst04/01/2019 Pimco Low Dur Inst04/01/2019 Pimco Real Rtn Inst04/01/2019 Vngrd St Bd Indx Adml04/01/2019 Vngrd St Invmt Grd Adml04/01/2019 Vngrd Ttl Bnd Mkt Ldx Adm04/02/2019 Ab Hi Inc I04/02/2019 Fed Inst Hi Yld Bd Inst04/02/2019 Pimco Low Dur Inst04/02/2019 Pimco Real Rtn Inst04/02/2019 Vngrd St Bd Indx Adml04/02/2019 Vngrd St Invmt Grd Adml04/02/2019 Vngrd Ttl Bnd Mkt Ldx Adm04/03/2019 Ab Hi Inc I04/03/2019 Fed Inst Hi Yld Bd Inst04/03/2019 Pimco Low Dur Inst04/03/2019 Pimco Real Rtn Inst04/03/2019 Vngrd St Bd Indx Adml04/03/2019 Vngrd St Invmt Grd Adml04/03/2019 Vngrd Ttl Bnd Mkt Ldx Adm04/04/2019 Ab Hi Inc I04/04/2019 Fed Inst Hi Yld Bd Inst04/04/2019 Pimco Low Dur Inst04/04/2019 Pimco Real Rtn Inst04/04/2019 Vngrd St Bd Indx Adml04/04/2019 Vngrd St Invmt Grd Adml04/04/2019 Vngrd Ttl Bnd Mkt Ldx Adm04/05/2019 Ab Hi Inc I04/05/2019 Fed Inst Hi Yld Bd Inst04/05/2019 Pimco Low Dur Inst04/05/2019 Pimco Real Rtn Inst
Dollars12,424.83 DIV5,992.19 DIV
568.56 DIV6.90 DIV2.98 DIV
9,752.49 DIV6.70 DIV
52.00 DIV44.46 DIV
16,504.42 DIV17.79 DIV
194.18 DIV10.58 DIV1.96 DIV6.94 DIV2.97 DIV
44.63 DIV52.98 DIV
581.68 DIV33.51 DIV5.88 DIV
17.19 DIV100.43 DIV
0.26 DIV2,409.27 DIV
20.84 DIV444.99 DIV
8.95 DIV136.13 DIV535.19 DIV21.57 DIV
202.25 DIV10.59 DIV1.96 DIV6.99 DIV3.06 DIV
46.33 DIV16.79 DIV
201.44 DIV11.48 DIV1.95 DIV6.99 DIV3.11 DIV
45.69 DIV16.26 DIV
201.03 DIV11.49 DIV1.95 DIV6.98 DIV3.18 DIV
45.71 DIV16.97 DIV
200.93 DIV11.06 DIV1.95 DIV6.98 DIV3.14 DIV
45.75 DIV53.11 DIV
603.43 DIV33.80 DIV5.83 DIV
Statement created on February 03, 2020 Page 94 of 197
Sample Annual Trust Report 401kJanuary 01, 2019 through December 31, 2019 Case Number abc-12345
Dividends/Capital Gains/Corporate Actions Transaction Summary (continued)
Process Date Fund Name04/05/2019 Vngrd St Bd Indx Adml04/05/2019 Vngrd St Invmt Grd Adml04/05/2019 Vngrd Ttl Bnd Mkt Ldx Adm04/08/2019 Ab Hi Inc I04/08/2019 Fed Inst Hi Yld Bd Inst04/08/2019 Pimco Low Dur Inst04/08/2019 Pimco Real Rtn Inst04/08/2019 Vngrd St Bd Indx Adml04/08/2019 Vngrd St Invmt Grd Adml04/08/2019 Vngrd Ttl Bnd Mkt Ldx Adm04/09/2019 Ab Hi Inc I04/09/2019 Fed Inst Hi Yld Bd Inst04/09/2019 Pimco Low Dur Inst04/09/2019 Pimco Real Rtn Inst04/09/2019 Vngrd St Bd Indx Adml04/09/2019 Vngrd St Invmt Grd Adml04/09/2019 Vngrd Ttl Bnd Mkt Ldx Adm04/10/2019 Ab Hi Inc I04/10/2019 Fed Inst Hi Yld Bd Inst04/10/2019 Pimco Low Dur Inst04/10/2019 Pimco Real Rtn Inst04/10/2019 Vngrd St Bd Indx Adml04/10/2019 Vngrd St Invmt Grd Adml04/10/2019 Vngrd Ttl Bnd Mkt Ldx Adm04/11/2019 Ab Hi Inc I04/11/2019 Fed Inst Hi Yld Bd Inst04/11/2019 Pimco Low Dur Inst04/11/2019 Pimco Real Rtn Inst04/11/2019 Vngrd St Bd Indx Adml04/11/2019 Vngrd St Invmt Grd Adml04/11/2019 Vngrd Ttl Bnd Mkt Ldx Adm04/12/2019 Ab Hi Inc I04/12/2019 Fed Inst Hi Yld Bd Inst04/12/2019 Pimco Low Dur Inst04/12/2019 Pimco Real Rtn Inst04/12/2019 Vngrd St Bd Indx Adml04/12/2019 Vngrd St Invmt Grd Adml04/12/2019 Vngrd Ttl Bnd Mkt Ldx Adm04/15/2019 Ab Hi Inc I04/15/2019 Fed Inst Hi Yld Bd Inst04/15/2019 Pimco Low Dur Inst04/15/2019 Pimco Real Rtn Inst04/15/2019 Vngrd St Bd Indx Adml04/15/2019 Vngrd St Invmt Grd Adml04/15/2019 Vngrd Ttl Bnd Mkt Ldx Adm04/16/2019 Ab Hi Inc I04/16/2019 Fed Inst Hi Yld Bd Inst04/16/2019 Pimco Low Dur Inst04/16/2019 Pimco Real Rtn Inst04/16/2019 Vngrd St Bd Indx Adml04/16/2019 Vngrd St Invmt Grd Adml04/16/2019 Vngrd Ttl Bnd Mkt Ldx Adm04/17/2019 Ab Hi Inc I04/17/2019 Fed Inst Hi Yld Bd Inst04/17/2019 Pimco Low Dur Inst04/17/2019 Pimco Real Rtn Inst04/17/2019 Vngrd St Bd Indx Adml04/17/2019 Vngrd St Invmt Grd Adml04/17/2019 Vngrd Ttl Bnd Mkt Ldx Adm04/18/2019 Ab Hi Inc I04/18/2019 Fed Inst Hi Yld Bd Inst04/18/2019 Pimco Low Dur Inst
Dollars20.94 DIV9.48 DIV
137.33 DIV19.58 DIV
201.25 DIV11.75 DIV1.95 DIV6.98 DIV3.15 DIV
45.41 DIV17.89 DIV
201.05 DIV11.38 DIV1.95 DIV6.98 DIV3.14 DIV
45.78 DIV20.87 DIV
201.39 DIV12.68 DIV1.95 DIV6.98 DIV3.12 DIV
46.04 DIV17.67 DIV
200.90 DIV11.46 DIV1.98 DIV6.98 DIV3.14 DIV
45.95 DIV50.61 DIV
604.15 DIV34.43 DIV5.85 DIV
21.04 DIV9.45 DIV
137.82 DIV17.19 DIV
201.69 DIV11.54 DIV1.96 DIV7.03 DIV3.17 DIV
46.13 DIV18.42 DIV
202.14 DIV11.97 DIV1.96 DIV7.03 DIV3.15 DIV
44.58 DIV16.79 DIV
202.08 DIV9.79 DIV1.95 DIV7.02 DIV3.18 DIV
45.54 DIV70.91 DIV
808.71 DIV46.12 DIV
Statement created on February 03, 2020 Page 95 of 197
Sample Annual Trust Report 401kJanuary 01, 2019 through December 31, 2019 Case Number abc-12345
Dividends/Capital Gains/Corporate Actions Transaction Summary (continued)
Process Date Fund Name04/18/2019 Pimco Real Rtn Inst04/18/2019 Vngrd St Bd Indx Adml04/18/2019 Vngrd St Invmt Grd Adml04/18/2019 Vngrd Ttl Bnd Mkt Ldx Adm04/22/2019 Ab Hi Inc I04/22/2019 Fed Inst Hi Yld Bd Inst04/22/2019 Pimco Low Dur Inst04/22/2019 Pimco Real Rtn Inst04/22/2019 Vngrd St Bd Indx Adml04/22/2019 Vngrd St Invmt Grd Adml04/22/2019 Vngrd Ttl Bnd Mkt Ldx Adm04/23/2019 Ab Hi Inc I04/23/2019 Fed Inst Hi Yld Bd Inst04/23/2019 Pimco Low Dur Inst04/23/2019 Pimco Real Rtn Inst04/23/2019 Vngrd St Bd Indx Adml04/23/2019 Vngrd St Invmt Grd Adml04/23/2019 Vngrd Ttl Bnd Mkt Ldx Adm04/24/2019 Ab Hi Inc I04/24/2019 Fed Inst Hi Yld Bd Inst04/24/2019 Pimco Low Dur Inst04/24/2019 Pimco Real Rtn Inst04/24/2019 Vngrd St Bd Indx Adml04/24/2019 Vngrd St Invmt Grd Adml04/24/2019 Vngrd Ttl Bnd Mkt Ldx Adm04/25/2019 Ab Hi Inc I04/25/2019 Fed Inst Hi Yld Bd Inst04/25/2019 Pimco Low Dur Inst04/25/2019 Pimco Real Rtn Inst04/25/2019 Vngrd St Bd Indx Adml04/25/2019 Vngrd St Invmt Grd Adml04/25/2019 Vngrd Ttl Bnd Mkt Ldx Adm04/26/2019 Ab Hi Inc I04/26/2019 Fed Inst Hi Yld Bd Inst04/26/2019 Pimco Low Dur Inst04/26/2019 Pimco Real Rtn Inst04/26/2019 Vngrd St Bd Indx Adml04/26/2019 Vngrd St Invmt Grd Adml04/26/2019 Vngrd Ttl Bnd Mkt Ldx Adm04/29/2019 Ab Hi Inc I04/29/2019 Fed Inst Hi Yld Bd Inst04/29/2019 Pimco Low Dur Inst04/29/2019 Pimco Real Rtn Inst04/29/2019 Vngrd St Bd Indx Adml04/29/2019 Vngrd St Invmt Grd Adml04/29/2019 Vngrd Ttl Bnd Mkt Ldx Adm04/30/2019 Ab Hi Inc I04/30/2019 Fed Inst Hi Yld Bd Inst04/30/2019 Pimco Low Dur Inst04/30/2019 Pimco Real Rtn Inst04/30/2019 Tcw Ttl Rtn Bd I04/30/2019 Vngrd Intdtrmtrsind Adml04/30/2019 Vngrd St Bd Indx Adml04/30/2019 Vngrd St Corp Bd Indx Adml04/30/2019 Vngrd St Invmt Grd Adml04/30/2019 Vngrd Ttl Bnd Mkt Ldx Adm04/30/2019 Vngrd Ttl Intl Bd Idx Adml05/01/2019 Ab Hi Inc I05/01/2019 Fed Inst Hi Yld Bd Inst05/01/2019 Pimco Low Dur Inst05/01/2019 Pimco Real Rtn Inst05/01/2019 Vngrd St Bd Indx Adml
Dollars7.80 DIV
28.12 DIV12.62 DIV
181.57 DIV7.71 DIV
202.19 DIV13.48 DIV1.96 DIV7.04 DIV3.19 DIV
45.50 DIV17.75 DIV
221.77 DIV11.38 DIV1.95 DIV7.03 DIV3.14 DIV
45.42 DIV17.07 DIV
221.38 DIV9.01 DIV1.96 DIV7.04 DIV3.15 DIV
45.56 DIV18.26 DIV
221.64 DIV9.79 DIV1.97 DIV7.03 DIV3.12 DIV
45.54 DIV52.21 DIV
661.97 DIV30.48 DIV5.90 DIV
21.04 DIV9.42 DIV
136.43 DIV43.59 DIV
220.95 DIV10.16 DIV1.97 DIV7.03 DIV3.17 DIV
45.65 DIV18.17 DIV
221.82 DIV8.10 DIV1.97 DIV
100.36 DIV2,390.93 DIV
7.04 DIV399.55 DIV
3.14 DIV45.63 DIV
518.79 DIV16.57 DIV
214.47 DIV10.17 DIV1.97 DIV7.04 DIV
Statement created on February 03, 2020 Page 96 of 197
Sample Annual Trust Report 401kJanuary 01, 2019 through December 31, 2019 Case Number abc-12345
Dividends/Capital Gains/Corporate Actions Transaction Summary (continued)
Process Date Fund Name05/01/2019 Vngrd St Invmt Grd Adml05/01/2019 Vngrd Ttl Bnd Mkt Ldx Adm05/02/2019 Ab Hi Inc I05/02/2019 Fed Inst Hi Yld Bd Inst05/02/2019 Pimco Low Dur Inst05/02/2019 Pimco Real Rtn Inst05/02/2019 Vngrd St Bd Indx Adml05/02/2019 Vngrd St Invmt Grd Adml05/02/2019 Vngrd Ttl Bnd Mkt Ldx Adm05/03/2019 Ab Hi Inc I05/03/2019 Fed Inst Hi Yld Bd Inst05/03/2019 Pimco Low Dur Inst05/03/2019 Pimco Real Rtn Inst05/03/2019 Vngrd St Bd Indx Adml05/03/2019 Vngrd St Invmt Grd Adml05/03/2019 Vngrd Ttl Bnd Mkt Ldx Adm05/06/2019 Ab Hi Inc I05/06/2019 Fed Inst Hi Yld Bd Inst05/06/2019 Pimco Low Dur Inst05/06/2019 Pimco Real Rtn Inst05/06/2019 Vngrd St Bd Indx Adml05/06/2019 Vngrd St Invmt Grd Adml05/06/2019 Vngrd Ttl Bnd Mkt Ldx Adm05/07/2019 Ab Hi Inc I05/07/2019 Fed Inst Hi Yld Bd Inst05/07/2019 Pimco Low Dur Inst05/07/2019 Pimco Real Rtn Inst05/07/2019 Vngrd St Bd Indx Adml05/07/2019 Vngrd St Invmt Grd Adml05/07/2019 Vngrd Ttl Bnd Mkt Ldx Adm05/08/2019 Ab Hi Inc I05/08/2019 Fed Inst Hi Yld Bd Inst05/08/2019 Pimco Low Dur Inst05/08/2019 Pimco Real Rtn Inst05/08/2019 Vngrd St Bd Indx Adml05/08/2019 Vngrd St Invmt Grd Adml05/08/2019 Vngrd Ttl Bnd Mkt Ldx Adm05/09/2019 Ab Hi Inc I05/09/2019 Fed Inst Hi Yld Bd Inst05/09/2019 Pimco Low Dur Inst05/09/2019 Pimco Real Rtn Inst05/09/2019 Vngrd St Bd Indx Adml05/09/2019 Vngrd St Invmt Grd Adml05/09/2019 Vngrd Ttl Bnd Mkt Ldx Adm05/10/2019 Ab Hi Inc I05/10/2019 Fed Inst Hi Yld Bd Inst05/10/2019 Pimco Low Dur Inst05/10/2019 Pimco Real Rtn Inst05/10/2019 Vngrd St Bd Indx Adml05/10/2019 Vngrd St Invmt Grd Adml05/10/2019 Vngrd Ttl Bnd Mkt Ldx Adm05/13/2019 Ab Hi Inc I05/13/2019 Fed Inst Hi Yld Bd Inst05/13/2019 Pimco Low Dur Inst05/13/2019 Pimco Real Rtn Inst05/13/2019 Vngrd St Bd Indx Adml05/13/2019 Vngrd St Invmt Grd Adml05/13/2019 Vngrd Ttl Bnd Mkt Ldx Adm05/14/2019 Ab Hi Inc I05/14/2019 Fed Inst Hi Yld Bd Inst05/14/2019 Pimco Low Dur Inst05/14/2019 Pimco Real Rtn Inst
Dollars3.19 DIV
45.32 DIV17.35 DIV
214.25 DIV11.26 DIV1.97 DIV7.06 DIV3.19 DIV
45.31 DIV53.77 DIV
642.97 DIV34.20 DIV5.88 DIV
21.32 DIV9.55 DIV
136.12 DIV18.99 DIV
213.68 DIV11.34 DIV1.97 DIV7.06 DIV3.19 DIV
45.39 DIV16.92 DIV
212.98 DIV11.73 DIV1.95 DIV7.08 DIV3.20 DIV
45.21 DIV18.80 DIV
213.35 DIV10.98 DIV1.89 DIV7.06 DIV3.19 DIV
42.60 DIV17.76 DIV
213.38 DIV10.82 DIV1.88 DIV7.06 DIV3.20 DIV
43.74 DIV53.72 DIV
643.40 DIV32.49 DIV5.67 DIV
21.28 DIV9.56 DIV
131.71 DIV17.69 DIV
214.38 DIV10.81 DIV1.93 DIV7.06 DIV3.19 DIV
44.81 DIV17.00 DIV
215.07 DIV11.53 DIV1.91 DIV
Statement created on February 03, 2020 Page 97 of 197
Sample Annual Trust Report 401kJanuary 01, 2019 through December 31, 2019 Case Number abc-12345
Dividends/Capital Gains/Corporate Actions Transaction Summary (continued)
Process Date Fund Name05/14/2019 Vngrd St Bd Indx Adml05/14/2019 Vngrd St Invmt Grd Adml05/14/2019 Vngrd Ttl Bnd Mkt Ldx Adm05/15/2019 Ab Hi Inc I05/15/2019 Fed Inst Hi Yld Bd Inst05/15/2019 Pimco Low Dur Inst05/15/2019 Pimco Real Rtn Inst05/15/2019 Vngrd St Bd Indx Adml05/15/2019 Vngrd St Invmt Grd Adml05/15/2019 Vngrd Ttl Bnd Mkt Ldx Adm05/16/2019 Ab Hi Inc I05/16/2019 Fed Inst Hi Yld Bd Inst05/16/2019 Pimco Low Dur Inst05/16/2019 Pimco Real Rtn Inst05/16/2019 Vngrd St Bd Indx Adml05/16/2019 Vngrd St Invmt Grd Adml05/16/2019 Vngrd Ttl Bnd Mkt Ldx Adm05/17/2019 Ab Hi Inc I05/17/2019 Fed Inst Hi Yld Bd Inst05/17/2019 Pimco Low Dur Inst05/17/2019 Pimco Real Rtn Inst05/17/2019 Vngrd St Bd Indx Adml05/17/2019 Vngrd St Invmt Grd Adml05/17/2019 Vngrd Ttl Bnd Mkt Ldx Adm05/20/2019 Ab Hi Inc I05/20/2019 Fed Inst Hi Yld Bd Inst05/20/2019 Pimco Low Dur Inst05/20/2019 Pimco Real Rtn Inst05/20/2019 Vngrd St Bd Indx Adml05/20/2019 Vngrd St Invmt Grd Adml05/20/2019 Vngrd Ttl Bnd Mkt Ldx Adm05/21/2019 Ab Hi Inc I05/21/2019 Fed Inst Hi Yld Bd Inst05/21/2019 Pimco Low Dur Inst05/21/2019 Pimco Real Rtn Inst05/21/2019 Vngrd St Bd Indx Adml05/21/2019 Vngrd St Invmt Grd Adml05/21/2019 Vngrd Ttl Bnd Mkt Ldx Adm05/22/2019 Ab Hi Inc I05/22/2019 Fed Inst Hi Yld Bd Inst05/22/2019 Pimco Low Dur Inst05/22/2019 Pimco Real Rtn Inst05/22/2019 Vngrd St Bd Indx Adml05/22/2019 Vngrd St Invmt Grd Adml05/22/2019 Vngrd Ttl Bnd Mkt Ldx Adm05/23/2019 Ab Hi Inc I05/23/2019 Fed Inst Hi Yld Bd Inst05/23/2019 Pimco Low Dur Inst05/23/2019 Pimco Real Rtn Inst05/23/2019 Vngrd St Bd Indx Adml05/23/2019 Vngrd St Invmt Grd Adml05/23/2019 Vngrd Ttl Bnd Mkt Ldx Adm05/24/2019 Ab Hi Inc I05/24/2019 Fed Inst Hi Yld Bd Inst05/24/2019 Pimco Low Dur Inst05/24/2019 Pimco Real Rtn Inst05/24/2019 Vngrd St Bd Indx Adml05/24/2019 Vngrd St Invmt Grd Adml05/24/2019 Vngrd Ttl Bnd Mkt Ldx Adm05/28/2019 Ab Hi Inc I05/28/2019 Fed Inst Hi Yld Bd Inst05/28/2019 Pimco Low Dur Inst
Dollars7.14 DIV3.20 DIV
44.67 DIV18.04 DIV
213.98 DIV12.72 DIV6.56 DIV7.09 DIV3.20 DIV
44.64 DIV22.77 DIV
214.73 DIV10.63 DIV12.31 DIV7.10 DIV3.21 DIV
44.80 DIV54.46 DIV
644.14 DIV33.48 DIV35.94 DIV21.27 DIV9.54 DIV
134.18 DIV9.57 DIV
214.50 DIV12.05 DIV12.23 DIV7.11 DIV3.14 DIV
44.67 DIV13.60 DIV
215.01 DIV11.52 DIV12.22 DIV7.10 DIV3.19 DIV
44.86 DIV13.83 DIV
215.03 DIV11.50 DIV13.08 DIV7.10 DIV3.18 DIV
44.79 DIV18.26 DIV
199.04 DIV11.18 DIV11.97 DIV7.10 DIV3.16 DIV
44.83 DIV70.30 DIV
791.46 DIV45.43 DIV47.89 DIV28.42 DIV12.76 DIV
180.15 DIV17.50 DIV
197.80 DIV11.51 DIV
Statement created on February 03, 2020 Page 98 of 197
Sample Annual Trust Report 401kJanuary 01, 2019 through December 31, 2019 Case Number abc-12345
Dividends/Capital Gains/Corporate Actions Transaction Summary (continued)
Process Date Fund Name05/28/2019 Pimco Real Rtn Inst05/28/2019 Vngrd St Bd Indx Adml05/28/2019 Vngrd St Invmt Grd Adml05/28/2019 Vngrd Ttl Bnd Mkt Ldx Adm05/29/2019 Ab Hi Inc I05/29/2019 Fed Inst Hi Yld Bd Inst05/29/2019 Pimco Low Dur Inst05/29/2019 Pimco Real Rtn Inst05/29/2019 Vngrd St Bd Indx Adml05/29/2019 Vngrd St Invmt Grd Adml05/29/2019 Vngrd Ttl Bnd Mkt Ldx Adm05/30/2019 Ab Hi Inc I05/30/2019 Fed Inst Hi Yld Bd Inst05/30/2019 Pimco Low Dur Inst05/30/2019 Pimco Real Rtn Inst05/30/2019 Vngrd St Bd Indx Adml05/30/2019 Vngrd St Invmt Grd Adml05/30/2019 Vngrd Ttl Bnd Mkt Ldx Adm05/31/2019 Ab Hi Inc I05/31/2019 Fed Inst Hi Yld Bd Inst05/31/2019 Pimco Low Dur Inst05/31/2019 Pimco Real Rtn Inst05/31/2019 Tcw Ttl Rtn Bd I05/31/2019 Vngrd Intdtrmtrsind Adml05/31/2019 Vngrd St Bd Indx Adml05/31/2019 Vngrd St Corp Bd Indx Adml05/31/2019 Vngrd St Invmt Grd Adml05/31/2019 Vngrd Ttl Bnd Mkt Ldx Adm05/31/2019 Vngrd Ttl Intl Bd Idx Adml06/03/2019 Ab Hi Inc I06/03/2019 Fed Inst Hi Yld Bd Inst06/03/2019 Pimco Low Dur Inst06/03/2019 Pimco Real Rtn Inst06/03/2019 Vngrd St Bd Indx Adml06/03/2019 Vngrd St Invmt Grd Adml06/03/2019 Vngrd Ttl Bnd Mkt Ldx Adm06/04/2019 Ab Hi Inc I06/04/2019 Fed Inst Hi Yld Bd Inst06/04/2019 Pimco Low Dur Inst06/04/2019 Pimco Real Rtn Inst06/04/2019 Vngrd St Bd Indx Adml06/04/2019 Vngrd St Invmt Grd Adml06/04/2019 Vngrd Ttl Bnd Mkt Ldx Adm06/05/2019 Ab Hi Inc I06/05/2019 Fed Inst Hi Yld Bd Inst06/05/2019 Pimco Low Dur Inst06/05/2019 Pimco Real Rtn Inst06/05/2019 Vngrd St Bd Indx Adml06/05/2019 Vngrd St Invmt Grd Adml06/05/2019 Vngrd Ttl Bnd Mkt Ldx Adm06/06/2019 Ab Hi Inc I06/06/2019 Fed Inst Hi Yld Bd Inst06/06/2019 Pimco Low Dur Inst06/06/2019 Pimco Real Rtn Inst06/06/2019 Vngrd St Bd Indx Adml06/06/2019 Vngrd St Invmt Grd Adml06/06/2019 Vngrd Ttl Bnd Mkt Ldx Adm06/07/2019 Ab Hi Inc I06/07/2019 Fed Inst Hi Yld Bd Inst06/07/2019 Pimco Low Dur Inst06/07/2019 Pimco Real Rtn Inst06/07/2019 Vngrd St Bd Indx Adml
Dollars11.93 DIV7.10 DIV3.22 DIV
44.80 DIV18.74 DIV
196.90 DIV10.28 DIV12.18 DIV7.06 DIV3.24 DIV
44.77 DIV20.15 DIV
197.50 DIV11.66 DIV12.08 DIV7.09 DIV3.20 DIV
44.84 DIV17.46 DIV
197.96 DIV11.72 DIV11.97 DIV
101.19 DIV2,487.03 DIV
7.13 DIV433.55 DIV
3.18 DIV44.73 DIV
542.57 DIV54.39 DIV
600.45 DIV32.38 DIV34.83 DIV21.56 DIV9.51 DIV
135.02 DIV38.60 DIV
204.20 DIV12.04 DIV12.47 DIV7.13 DIV3.17 DIV
45.30 DIV17.73 DIV
205.05 DIV12.76 DIV12.36 DIV7.15 DIV3.19 DIV
45.34 DIV18.18 DIV
205.61 DIV13.70 DIV12.29 DIV7.13 DIV3.20 DIV
45.40 DIV54.18 DIV
616.46 DIV36.64 DIV37.45 DIV21.36 DIV
Statement created on February 03, 2020 Page 99 of 197
Sample Annual Trust Report 401kJanuary 01, 2019 through December 31, 2019 Case Number abc-12345
Dividends/Capital Gains/Corporate Actions Transaction Summary (continued)
Process Date Fund Name06/07/2019 Vngrd St Invmt Grd Adml06/07/2019 Vngrd Ttl Bnd Mkt Ldx Adm06/10/2019 Ab Hi Inc I06/10/2019 Fed Inst Hi Yld Bd Inst06/10/2019 Pimco Low Dur Inst06/10/2019 Pimco Real Rtn Inst06/10/2019 Vngrd St Bd Indx Adml06/10/2019 Vngrd St Invmt Grd Adml06/10/2019 Vngrd Ttl Bnd Mkt Ldx Adm06/11/2019 Ab Hi Inc I06/11/2019 Fed Inst Hi Yld Bd Inst06/11/2019 Pimco Low Dur Inst06/11/2019 Pimco Real Rtn Inst06/11/2019 Vngrd St Bd Indx Adml06/11/2019 Vngrd St Invmt Grd Adml06/11/2019 Vngrd Ttl Bnd Mkt Ldx Adm06/12/2019 Ab Hi Inc I06/12/2019 Fed Inst Hi Yld Bd Inst06/12/2019 Pimco Low Dur Inst06/12/2019 Pimco Real Rtn Inst06/12/2019 Vngrd St Bd Indx Adml06/12/2019 Vngrd St Invmt Grd Adml06/12/2019 Vngrd Ttl Bnd Mkt Ldx Adm06/13/2019 Ab Hi Inc I06/13/2019 Fed Inst Hi Yld Bd Inst06/13/2019 Pimco Low Dur Inst06/13/2019 Pimco Real Rtn Inst06/13/2019 Vngrd St Bd Indx Adml06/13/2019 Vngrd St Invmt Grd Adml06/13/2019 Vngrd Ttl Bnd Mkt Ldx Adm06/14/2019 Ab Hi Inc I06/14/2019 Amfds Amcap R606/14/2019 Fed Inst Hi Yld Bd Inst06/14/2019 Pimco Low Dur Inst06/14/2019 Pimco Real Rtn Inst06/14/2019 Vngrd Devl Mkt Indx Adml06/14/2019 Vngrd Emrg Mkt Stkindxadml06/14/2019 Vngrd St Bd Indx Adml06/14/2019 Vngrd St Invmt Grd Adml06/14/2019 Vngrd Ttl Bnd Mkt Ldx Adm06/14/2019 Vngrd Ttl Stmkt Indx Fd As06/14/2019 Vngrd Wlsly Inc Adml06/14/2019 Vngrd Wndsr Adml06/17/2019 Ab Hi Inc I06/17/2019 Fed Inst Hi Yld Bd Inst06/17/2019 Pimco Low Dur Inst06/17/2019 Pimco Real Rtn Inst06/17/2019 Vngrd St Bd Indx Adml06/17/2019 Vngrd St Invmt Grd Adml06/17/2019 Vngrd Ttl Bnd Mkt Ldx Adm06/18/2019 Ab Hi Inc I06/18/2019 Fed Inst Hi Yld Bd Inst06/18/2019 Pimco Low Dur Inst06/18/2019 Pimco Real Rtn Inst06/18/2019 Vngrd St Bd Indx Adml06/18/2019 Vngrd St Invmt Grd Adml06/18/2019 Vngrd Ttl Bnd Mkt Ldx Adm06/19/2019 Ab Hi Inc I06/19/2019 Fed Inst Hi Yld Bd Inst06/19/2019 Pimco Low Dur Inst06/19/2019 Pimco Real Rtn Inst06/19/2019 Vngrd St Bd Indx Adml
Dollars9.63 DIV
136.10 DIV19.11 DIV
205.48 DIV13.15 DIV12.36 DIV7.08 DIV3.21 DIV
44.54 DIV17.50 DIV
205.10 DIV11.85 DIV13.82 DIV7.12 DIV3.20 DIV
46.39 DIV18.47 DIV
205.15 DIV13.37 DIV12.68 DIV7.13 DIV3.21 DIV
46.38 DIV21.21 DIV
205.45 DIV12.41 DIV12.83 DIV7.12 DIV3.21 DIV
46.40 DIV54.79 DIV
313.52 L.T. CAP GAIN617.49 DIV37.65 DIV38.11 DIV
37,661.79 DIV6,888.28 DIV
21.54 DIV9.69 DIV
139.78 DIV3,638.37 DIV6,271.62 DIV
255.33 DIV19.49 DIV
205.02 DIV15.26 DIV12.51 DIV7.14 DIV3.19 DIV
46.57 DIV17.46 DIV
205.61 DIV12.81 DIV12.82 DIV7.15 DIV3.22 DIV
46.65 DIV18.74 DIV
205.70 DIV12.65 DIV13.50 DIV7.17 DIV
Statement created on February 03, 2020 Page 100 of 197
Sample Annual Trust Report 401kJanuary 01, 2019 through December 31, 2019 Case Number abc-12345
Dividends/Capital Gains/Corporate Actions Transaction Summary (continued)
Process Date Fund Name06/19/2019 Vngrd St Invmt Grd Adml06/19/2019 Vngrd Ttl Bnd Mkt Ldx Adm06/20/2019 Ab Hi Inc I06/20/2019 Fed Inst Hi Yld Bd Inst06/20/2019 Invsco Comstk R506/20/2019 Invsco Opp Eq Inc Y06/20/2019 Pimco Low Dur Inst06/20/2019 Pimco Real Rtn Inst06/20/2019 Vngrd Ftse Soc Indx Inv06/20/2019 Vngrd St Bd Indx Adml06/20/2019 Vngrd St Invmt Grd Adml06/20/2019 Vngrd Ttl Bnd Mkt Ldx Adm06/21/2019 Ab Hi Inc I06/21/2019 Fed Inst Hi Yld Bd Inst06/21/2019 Pimco Low Dur Inst06/21/2019 Pimco Real Rtn Inst06/21/2019 Vngrd St Bd Indx Adml06/21/2019 Vngrd St Invmt Grd Adml06/21/2019 Vngrd Ttl Bnd Mkt Ldx Adm06/24/2019 Ab Hi Inc I06/24/2019 Fed Inst Hi Yld Bd Inst06/24/2019 Pimco Low Dur Inst06/24/2019 Pimco Real Rtn Inst06/24/2019 Vngrd St Bd Indx Adml06/24/2019 Vngrd St Invmt Grd Adml06/24/2019 Vngrd Ttl Bnd Mkt Ldx Adm06/25/2019 Ab Hi Inc I06/25/2019 Fed Inst Hi Yld Bd Inst06/25/2019 Pimco Low Dur Inst06/25/2019 Pimco Real Rtn Inst06/25/2019 Vngrd St Bd Indx Adml06/25/2019 Vngrd St Invmt Grd Adml06/25/2019 Vngrd Ttl Bnd Mkt Ldx Adm06/26/2019 Ab Hi Inc I06/26/2019 Fed Inst Hi Yld Bd Inst06/26/2019 Pimco Low Dur Inst06/26/2019 Pimco Real Rtn Inst06/26/2019 Vngrd 500 Index Fd As06/26/2019 Vngrd Bal Indx Adml06/26/2019 Vngrd Gr Indx Adml06/26/2019 Vngrd Mid-Cap Idx Fd As06/26/2019 Vngrd Realest Indx Adml06/26/2019 Vngrd St Bd Indx Adml06/26/2019 Vngrd St Invmt Grd Adml06/26/2019 Vngrd Sm Cap Indx Fd As06/26/2019 Vngrd Smcap Gr Indx Adml06/26/2019 Vngrd Smcap Val Indx Adml06/26/2019 Vngrd Ttl Bnd Mkt Ldx Adm06/26/2019 Vngrd Val Indx Adml06/27/2019 Ab Hi Inc I06/27/2019 Fed Inst Hi Yld Bd Inst06/27/2019 Pimco Low Dur Inst06/27/2019 Pimco Real Rtn Inst06/27/2019 Vngrd St Bd Indx Adml06/27/2019 Vngrd St Invmt Grd Adml06/27/2019 Vngrd Ttl Bnd Mkt Ldx Adm06/28/2019 Ab Hi Inc I06/28/2019 Fed Inst Hi Yld Bd Inst06/28/2019 Pimco Low Dur Inst06/28/2019 Pimco Real Rtn Inst06/28/2019 Parnassus Cor Eq06/28/2019 Tcw Ttl Rtn Bd I
Dollars3.23 DIV
46.67 DIV16.60 DIV
205.92 DIV215.89 DIV
3.40 DIV13.26 DIV12.04 DIV20.29 DIV7.15 DIV3.24 DIV
46.34 DIV56.03 DIV
617.54 DIV37.74 DIV39.71 DIV21.46 DIV9.76 DIV
140.21 DIV17.61 DIV
207.63 DIV12.74 DIV13.04 DIV7.16 DIV3.22 DIV
46.79 DIV18.52 DIV
207.80 DIV13.13 DIV13.27 DIV7.16 DIV3.21 DIV
46.77 DIV18.26 DIV
207.96 DIV12.62 DIV13.00 DIV
13,704.58 DIV18,902.92 DIV12,035.92 DIV6,452.21 DIV
796.65 DIV7.15 DIV3.23 DIV
10,032.70 DIV6.65 DIV
73.57 DIV46.76 DIV
15,965.16 DIV19.23 DIV
208.05 DIV10.47 DIV13.13 DIV7.07 DIV3.23 DIV
46.85 DIV53.14 DIV
625.29 DIV38.45 DIV38.82 DIV14.06 DIV
101.74 DIV
Statement created on February 03, 2020 Page 101 of 197
Sample Annual Trust Report 401kJanuary 01, 2019 through December 31, 2019 Case Number abc-12345
Dividends/Capital Gains/Corporate Actions Transaction Summary (continued)
Process Date Fund Name06/28/2019 Vngrd Intdtrmtrsind Adml06/28/2019 Vngrd St Bd Indx Adml06/28/2019 Vngrd St Corp Bd Indx Adml06/28/2019 Vngrd St Invmt Grd Adml06/28/2019 Vngrd Ttl Bnd Mkt Ldx Adm06/28/2019 Vngrd Ttl Intl Bd Idx Adml07/01/2019 Ab Hi Inc I07/01/2019 Fed Inst Hi Yld Bd Inst07/01/2019 Pimco Low Dur Inst07/01/2019 Pimco Real Rtn Inst07/01/2019 Vngrd St Bd Indx Adml07/01/2019 Vngrd St Invmt Grd Adml07/01/2019 Vngrd Ttl Bnd Mkt Ldx Adm07/02/2019 Ab Hi Inc I07/02/2019 Fed Inst Hi Yld Bd Inst07/02/2019 Pimco Low Dur Inst07/02/2019 Pimco Real Rtn Inst07/02/2019 Vngrd St Bd Indx Adml07/02/2019 Vngrd St Invmt Grd Adml07/02/2019 Vngrd Ttl Bnd Mkt Ldx Adm07/03/2019 Ab Hi Inc I07/03/2019 Fed Inst Hi Yld Bd Inst07/03/2019 Pimco Low Dur Inst07/03/2019 Pimco Real Rtn Inst07/03/2019 Vngrd St Bd Indx Adml07/03/2019 Vngrd St Invmt Grd Adml07/03/2019 Vngrd Ttl Bnd Mkt Ldx Adm07/05/2019 Ab Hi Inc I07/05/2019 Fed Inst Hi Yld Bd Inst07/05/2019 Pimco Low Dur Inst07/05/2019 Pimco Real Rtn Inst07/05/2019 Vngrd St Bd Indx Adml07/05/2019 Vngrd St Invmt Grd Adml07/05/2019 Vngrd Ttl Bnd Mkt Ldx Adm07/08/2019 Ab Hi Inc I07/08/2019 Fed Inst Hi Yld Bd Inst07/08/2019 Pimco Low Dur Inst07/08/2019 Pimco Real Rtn Inst07/08/2019 Vngrd St Bd Indx Adml07/08/2019 Vngrd St Invmt Grd Adml07/08/2019 Vngrd Ttl Bnd Mkt Ldx Adm07/09/2019 Ab Hi Inc I07/09/2019 Fed Inst Hi Yld Bd Inst07/09/2019 Pimco Low Dur Inst07/09/2019 Pimco Real Rtn Inst07/09/2019 Vngrd St Bd Indx Adml07/09/2019 Vngrd St Invmt Grd Adml07/09/2019 Vngrd Ttl Bnd Mkt Ldx Adm07/10/2019 Ab Hi Inc I07/10/2019 Fed Inst Hi Yld Bd Inst07/10/2019 Pimco Low Dur Inst07/10/2019 Pimco Real Rtn Inst07/10/2019 Vngrd St Bd Indx Adml07/10/2019 Vngrd St Invmt Grd Adml07/10/2019 Vngrd Ttl Bnd Mkt Ldx Adm07/11/2019 Ab Hi Inc I07/11/2019 Fed Inst Hi Yld Bd Inst07/11/2019 Pimco Low Dur Inst07/11/2019 Pimco Real Rtn Inst07/11/2019 Vngrd St Bd Indx Adml07/11/2019 Vngrd St Invmt Grd Adml07/11/2019 Vngrd Ttl Bnd Mkt Ldx Adm
Dollars2,388.16 DIV
21.47 DIV404.64 DIV
9.62 DIV140.13 DIV547.25 DIV21.99 DIV
201.14 DIV11.96 DIV12.51 DIV7.27 DIV3.24 DIV
46.82 DIV16.84 DIV
201.08 DIV10.67 DIV5.77 DIV7.16 DIV3.02 DIV
46.35 DIV35.33 DIV
402.80 DIV21.06 DIV11.46 DIV14.23 DIV6.02 DIV
92.86 DIV72.79 DIV
602.87 DIV31.45 DIV17.11 DIV21.52 DIV9.07 DIV
146.30 DIV13.70 DIV
201.68 DIV10.06 DIV5.59 DIV7.16 DIV3.02 DIV
48.74 DIV15.11 DIV
201.40 DIV10.80 DIV5.92 DIV7.17 DIV3.00 DIV
44.59 DIV17.05 DIV
201.85 DIV10.50 DIV5.84 DIV7.15 DIV3.00 DIV
46.46 DIV17.76 DIV
201.53 DIV11.22 DIV5.70 DIV7.15 DIV3.03 DIV
46.12 DIV
Statement created on February 03, 2020 Page 102 of 197
Sample Annual Trust Report 401kJanuary 01, 2019 through December 31, 2019 Case Number abc-12345
Dividends/Capital Gains/Corporate Actions Transaction Summary (continued)
Process Date Fund Name07/12/2019 Ab Hi Inc I07/12/2019 Fed Inst Hi Yld Bd Inst07/12/2019 Pimco Low Dur Inst07/12/2019 Pimco Real Rtn Inst07/12/2019 Vngrd St Bd Indx Adml07/12/2019 Vngrd St Invmt Grd Adml07/12/2019 Vngrd Ttl Bnd Mkt Ldx Adm07/15/2019 Ab Hi Inc I07/15/2019 Fed Inst Hi Yld Bd Inst07/15/2019 Pimco Low Dur Inst07/15/2019 Pimco Real Rtn Inst07/15/2019 Vngrd St Bd Indx Adml07/15/2019 Vngrd St Invmt Grd Adml07/15/2019 Vngrd Ttl Bnd Mkt Ldx Adm07/16/2019 Ab Hi Inc I07/16/2019 Fed Inst Hi Yld Bd Inst07/16/2019 Pimco Low Dur Inst07/16/2019 Pimco Real Rtn Inst07/16/2019 Vngrd St Bd Indx Adml07/16/2019 Vngrd St Invmt Grd Adml07/16/2019 Vngrd Ttl Bnd Mkt Ldx Adm07/17/2019 Ab Hi Inc I07/17/2019 Fed Inst Hi Yld Bd Inst07/17/2019 Pimco Low Dur Inst07/17/2019 Pimco Real Rtn Inst07/17/2019 Vngrd St Bd Indx Adml07/17/2019 Vngrd St Invmt Grd Adml07/17/2019 Vngrd Ttl Bnd Mkt Ldx Adm07/18/2019 Ab Hi Inc I07/18/2019 Fed Inst Hi Yld Bd Inst07/18/2019 Pimco Low Dur Inst07/18/2019 Pimco Real Rtn Inst07/18/2019 Vngrd St Bd Indx Adml07/18/2019 Vngrd St Invmt Grd Adml07/18/2019 Vngrd Ttl Bnd Mkt Ldx Adm07/19/2019 Ab Hi Inc I07/19/2019 Fed Inst Hi Yld Bd Inst07/19/2019 Pimco Low Dur Inst07/19/2019 Pimco Real Rtn Inst07/19/2019 Vngrd St Bd Indx Adml07/19/2019 Vngrd St Invmt Grd Adml07/19/2019 Vngrd Ttl Bnd Mkt Ldx Adm07/22/2019 Ab Hi Inc I07/22/2019 Fed Inst Hi Yld Bd Inst07/22/2019 Pimco Low Dur Inst07/22/2019 Pimco Real Rtn Inst07/22/2019 Vngrd St Bd Indx Adml07/22/2019 Vngrd St Invmt Grd Adml07/22/2019 Vngrd Ttl Bnd Mkt Ldx Adm07/23/2019 Ab Hi Inc I07/23/2019 Fed Inst Hi Yld Bd Inst07/23/2019 Pimco Low Dur Inst07/23/2019 Pimco Real Rtn Inst07/23/2019 Vngrd St Bd Indx Adml07/23/2019 Vngrd St Invmt Grd Adml07/23/2019 Vngrd Ttl Bnd Mkt Ldx Adm07/24/2019 Ab Hi Inc I07/24/2019 Fed Inst Hi Yld Bd Inst07/24/2019 Pimco Low Dur Inst07/24/2019 Pimco Real Rtn Inst07/24/2019 Vngrd St Bd Indx Adml07/24/2019 Vngrd St Invmt Grd Adml
Dollars49.91 DIV
609.34 DIV31.70 DIV16.95 DIV21.42 DIV8.98 DIV
138.66 DIV18.28 DIV
202.97 DIV9.26 DIV5.48 DIV7.15 DIV2.99 DIV
46.32 DIV23.88 DIV
208.87 DIV10.74 DIV4.47 DIV7.21 DIV3.03 DIV
46.51 DIV13.79 DIV
208.49 DIV10.38 DIV6.28 DIV7.22 DIV3.01 DIV
46.46 DIV18.13 DIV
208.21 DIV10.49 DIV18.48 DIV7.20 DIV3.00 DIV
46.33 DIV52.43 DIV
624.82 DIV29.64 DIV22.86 DIV21.64 DIV8.93 DIV
139.57 DIV19.10 DIV
208.17 DIV9.56 DIV9.44 DIV7.25 DIV3.02 DIV
46.64 DIV17.45 DIV
208.19 DIV9.82 DIV6.23 DIV7.30 DIV2.99 DIV
46.81 DIV17.88 DIV
208.83 DIV10.06 DIV6.40 DIV7.37 DIV3.00 DIV
Statement created on February 03, 2020 Page 103 of 197
Sample Annual Trust Report 401kJanuary 01, 2019 through December 31, 2019 Case Number abc-12345
Dividends/Capital Gains/Corporate Actions Transaction Summary (continued)
Process Date Fund Name07/24/2019 Vngrd Ttl Bnd Mkt Ldx Adm07/25/2019 Ab Hi Inc I07/25/2019 Fed Inst Hi Yld Bd Inst07/25/2019 Pimco Low Dur Inst07/25/2019 Pimco Real Rtn Inst07/25/2019 Vngrd St Bd Indx Adml07/25/2019 Vngrd St Invmt Grd Adml07/25/2019 Vngrd Ttl Bnd Mkt Ldx Adm07/26/2019 Ab Hi Inc I07/26/2019 Fed Inst Hi Yld Bd Inst07/26/2019 Pimco Low Dur Inst07/26/2019 Pimco Real Rtn Inst07/26/2019 Vngrd St Bd Indx Adml07/26/2019 Vngrd St Invmt Grd Adml07/26/2019 Vngrd Ttl Bnd Mkt Ldx Adm07/29/2019 Ab Hi Inc I07/29/2019 Fed Inst Hi Yld Bd Inst07/29/2019 Pimco Low Dur Inst07/29/2019 Pimco Real Rtn Inst07/29/2019 Vngrd St Bd Indx Adml07/29/2019 Vngrd St Invmt Grd Adml07/29/2019 Vngrd Ttl Bnd Mkt Ldx Adm07/30/2019 Ab Hi Inc I07/30/2019 Fed Inst Hi Yld Bd Inst07/30/2019 Pimco Low Dur Inst07/30/2019 Pimco Real Rtn Inst07/30/2019 Vngrd St Bd Indx Adml07/30/2019 Vngrd St Invmt Grd Adml07/30/2019 Vngrd Ttl Bnd Mkt Ldx Adm07/31/2019 Ab Hi Inc I07/31/2019 Fed Inst Hi Yld Bd Inst07/31/2019 Pimco Low Dur Inst07/31/2019 Pimco Real Rtn Inst07/31/2019 Tcw Ttl Rtn Bd I07/31/2019 Vngrd Intdtrmtrsind Adml07/31/2019 Vngrd St Bd Indx Adml07/31/2019 Vngrd St Corp Bd Indx Adml07/31/2019 Vngrd St Invmt Grd Adml07/31/2019 Vngrd Ttl Bnd Mkt Ldx Adm07/31/2019 Vngrd Ttl Intl Bd Idx Adml08/01/2019 Ab Hi Inc I08/01/2019 Fed Inst Hi Yld Bd Inst08/01/2019 Pimco Low Dur Inst08/01/2019 Pimco Real Rtn Inst08/01/2019 Vngrd St Bd Indx Adml08/01/2019 Vngrd St Invmt Grd Adml08/01/2019 Vngrd Ttl Bnd Mkt Ldx Adm08/02/2019 Ab Hi Inc I08/02/2019 Fed Inst Hi Yld Bd Inst08/02/2019 Pimco Low Dur Inst08/02/2019 Pimco Real Rtn Inst08/02/2019 Vngrd St Bd Indx Adml08/02/2019 Vngrd St Invmt Grd Adml08/02/2019 Vngrd Ttl Bnd Mkt Ldx Adm08/05/2019 Ab Hi Inc I08/05/2019 Fed Inst Hi Yld Bd Inst08/05/2019 Pimco Low Dur Inst08/05/2019 Pimco Real Rtn Inst08/05/2019 Vngrd St Bd Indx Adml08/05/2019 Vngrd St Invmt Grd Adml08/05/2019 Vngrd Ttl Bnd Mkt Ldx Adm08/06/2019 Ab Hi Inc I
Dollars46.75 DIV18.39 DIV
208.64 DIV10.77 DIV6.34 DIV7.29 DIV3.01 DIV
46.80 DIV51.15 DIV
627.19 DIV30.69 DIV17.98 DIV21.88 DIV8.98 DIV
140.48 DIV36.88 DIV
208.87 DIV11.42 DIV5.79 DIV7.30 DIV2.99 DIV
46.84 DIV17.82 DIV
208.75 DIV9.89 DIV5.56 DIV7.30 DIV2.99 DIV
46.77 DIV22.94 DIV
209.06 DIV10.96 DIV5.71 DIV
164.53 DIV2,356.59 DIV
7.30 DIV446.64 DIV
2.96 DIV46.97 DIV
544.59 DIV19.68 DIV
209.19 DIV10.21 DIV5.64 DIV7.28 DIV2.86 DIV
47.02 DIV51.51 DIV
629.64 DIV29.45 DIV6.89 DIV
21.92 DIV8.54 DIV
140.49 DIV18.65 DIV
207.82 DIV6.91 DIV2.02 DIV7.30 DIV2.87 DIV
46.82 DIV17.43 DIV
Statement created on February 03, 2020 Page 104 of 197
Sample Annual Trust Report 401kJanuary 01, 2019 through December 31, 2019 Case Number abc-12345
Dividends/Capital Gains/Corporate Actions Transaction Summary (continued)
Process Date Fund Name08/06/2019 Fed Inst Hi Yld Bd Inst08/06/2019 Pimco Low Dur Inst08/06/2019 Pimco Real Rtn Inst08/06/2019 Vngrd St Bd Indx Adml08/06/2019 Vngrd St Invmt Grd Adml08/06/2019 Vngrd Ttl Bnd Mkt Ldx Adm08/07/2019 Ab Hi Inc I08/07/2019 Fed Inst Hi Yld Bd Inst08/07/2019 Pimco Low Dur Inst08/07/2019 Pimco Real Rtn Inst08/07/2019 Vngrd St Bd Indx Adml08/07/2019 Vngrd St Invmt Grd Adml08/07/2019 Vngrd Ttl Bnd Mkt Ldx Adm08/08/2019 Ab Hi Inc I08/08/2019 Fed Inst Hi Yld Bd Inst08/08/2019 Pimco Low Dur Inst08/08/2019 Pimco Real Rtn Inst08/08/2019 Vngrd St Bd Indx Adml08/08/2019 Vngrd St Invmt Grd Adml08/08/2019 Vngrd Ttl Bnd Mkt Ldx Adm08/09/2019 Ab Hi Inc I08/09/2019 Fed Inst Hi Yld Bd Inst08/09/2019 Pimco Low Dur Inst08/09/2019 Pimco Real Rtn Inst08/09/2019 Vngrd St Bd Indx Adml08/09/2019 Vngrd St Invmt Grd Adml08/09/2019 Vngrd Ttl Bnd Mkt Ldx Adm08/12/2019 Ab Hi Inc I08/12/2019 Fed Inst Hi Yld Bd Inst08/12/2019 Pimco Low Dur Inst08/12/2019 Pimco Real Rtn Inst08/12/2019 Vngrd St Bd Indx Adml08/12/2019 Vngrd St Invmt Grd Adml08/12/2019 Vngrd Ttl Bnd Mkt Ldx Adm08/13/2019 Ab Hi Inc I08/13/2019 Fed Inst Hi Yld Bd Inst08/13/2019 Pimco Low Dur Inst08/13/2019 Pimco Real Rtn Inst08/13/2019 Vngrd St Bd Indx Adml08/13/2019 Vngrd St Invmt Grd Adml08/13/2019 Vngrd Ttl Bnd Mkt Ldx Adm08/14/2019 Ab Hi Inc I08/14/2019 Fed Inst Hi Yld Bd Inst08/14/2019 Pimco Low Dur Inst08/14/2019 Pimco Real Rtn Inst08/14/2019 Vngrd St Bd Indx Adml08/14/2019 Vngrd St Invmt Grd Adml08/14/2019 Vngrd Ttl Bnd Mkt Ldx Adm08/15/2019 Ab Hi Inc I08/15/2019 Fed Inst Hi Yld Bd Inst08/15/2019 Pimco Low Dur Inst08/15/2019 Pimco Real Rtn Inst08/15/2019 Vngrd St Bd Indx Adml08/15/2019 Vngrd St Invmt Grd Adml08/15/2019 Vngrd Ttl Bnd Mkt Ldx Adm08/16/2019 Ab Hi Inc I08/16/2019 Fed Inst Hi Yld Bd Inst08/16/2019 Pimco Low Dur Inst08/16/2019 Pimco Real Rtn Inst08/16/2019 Vngrd St Bd Indx Adml08/16/2019 Vngrd St Invmt Grd Adml08/16/2019 Vngrd Ttl Bnd Mkt Ldx Adm
Dollars208.65 DIV
8.62 DIV2.00 DIV7.28 DIV2.88 DIV
46.83 DIV17.99 DIV
208.96 DIV8.53 DIV2.08 DIV7.27 DIV2.92 DIV
46.84 DIV21.16 DIV
209.69 DIV9.05 DIV2.54 DIV7.28 DIV2.88 DIV
44.46 DIV53.16 DIV
628.25 DIV26.47 DIV9.06 DIV
21.81 DIV8.71 DIV
138.91 DIV18.95 DIV
209.84 DIV8.68 DIV2.37 DIV7.28 DIV2.88 DIV
46.33 DIV18.08 DIV
209.73 DIV8.77 DIV2.43 DIV7.28 DIV2.88 DIV
46.52 DIV17.73 DIV
208.80 DIV8.84 DIV2.33 DIV7.30 DIV2.91 DIV
46.36 DIV18.92 DIV
209.26 DIV8.31 DIV1.39 DIV7.27 DIV2.91 DIV
46.38 DIV54.29 DIV
630.48 DIV27.74 DIV4.41 DIV
21.92 DIV8.65 DIV
139.89 DIV
Statement created on February 03, 2020 Page 105 of 197
Sample Annual Trust Report 401kJanuary 01, 2019 through December 31, 2019 Case Number abc-12345
Dividends/Capital Gains/Corporate Actions Transaction Summary (continued)
Process Date Fund Name08/19/2019 Ab Hi Inc I08/19/2019 Fed Inst Hi Yld Bd Inst08/19/2019 Pimco Low Dur Inst08/19/2019 Pimco Real Rtn Inst08/19/2019 Vngrd St Bd Indx Adml08/19/2019 Vngrd St Invmt Grd Adml08/19/2019 Vngrd Ttl Bnd Mkt Ldx Adm08/20/2019 Ab Hi Inc I08/20/2019 Fed Inst Hi Yld Bd Inst08/20/2019 Pimco Low Dur Inst08/20/2019 Pimco Real Rtn Inst08/20/2019 Vngrd St Bd Indx Adml08/20/2019 Vngrd St Invmt Grd Adml08/20/2019 Vngrd Ttl Bnd Mkt Ldx Adm08/21/2019 Ab Hi Inc I08/21/2019 Fed Inst Hi Yld Bd Inst08/21/2019 Pimco Low Dur Inst08/21/2019 Pimco Real Rtn Inst08/21/2019 Vngrd St Bd Indx Adml08/21/2019 Vngrd St Invmt Grd Adml08/21/2019 Vngrd Ttl Bnd Mkt Ldx Adm08/22/2019 Ab Hi Inc I08/22/2019 Fed Inst Hi Yld Bd Inst08/22/2019 Pimco Low Dur Inst08/22/2019 Pimco Real Rtn Inst08/22/2019 Vngrd St Bd Indx Adml08/22/2019 Vngrd St Invmt Grd Adml08/22/2019 Vngrd Ttl Bnd Mkt Ldx Adm08/23/2019 Ab Hi Inc I08/23/2019 Fed Inst Hi Yld Bd Inst08/23/2019 Pimco Low Dur Inst08/23/2019 Pimco Real Rtn Inst08/23/2019 Vngrd St Bd Indx Adml08/23/2019 Vngrd St Invmt Grd Adml08/23/2019 Vngrd Ttl Bnd Mkt Ldx Adm08/26/2019 Ab Hi Inc I08/26/2019 Fed Inst Hi Yld Bd Inst08/26/2019 Pimco Low Dur Inst08/26/2019 Pimco Real Rtn Inst08/26/2019 Vngrd St Bd Indx Adml08/26/2019 Vngrd St Invmt Grd Adml08/26/2019 Vngrd Ttl Bnd Mkt Ldx Adm08/27/2019 Ab Hi Inc I08/27/2019 Fed Inst Hi Yld Bd Inst08/27/2019 Pimco Low Dur Inst08/27/2019 Pimco Real Rtn Inst08/27/2019 Vngrd St Bd Indx Adml08/27/2019 Vngrd St Invmt Grd Adml08/27/2019 Vngrd Ttl Bnd Mkt Ldx Adm08/28/2019 Ab Hi Inc I08/28/2019 Fed Inst Hi Yld Bd Inst08/28/2019 Pimco Low Dur Inst08/28/2019 Pimco Real Rtn Inst08/28/2019 Vngrd St Bd Indx Adml08/28/2019 Vngrd St Invmt Grd Adml08/28/2019 Vngrd Ttl Bnd Mkt Ldx Adm08/29/2019 Ab Hi Inc I08/29/2019 Fed Inst Hi Yld Bd Inst08/29/2019 Pimco Low Dur Inst08/29/2019 Pimco Real Rtn Inst08/29/2019 Vngrd St Bd Indx Adml08/29/2019 Vngrd St Invmt Grd Adml
Dollars18.33 DIV
210.42 DIV9.01 DIV1.57 DIV7.32 DIV2.95 DIV
46.55 DIV17.51 DIV
210.11 DIV10.11 DIV1.59 DIV7.30 DIV2.94 DIV
46.56 DIV18.38 DIV
210.46 DIV8.82 DIV1.84 DIV7.32 DIV2.94 DIV
46.70 DIV18.06 DIV
210.16 DIV8.86 DIV1.76 DIV7.30 DIV2.93 DIV
46.67 DIV52.18 DIV
621.73 DIV26.40 DIV4.83 DIV
21.89 DIV8.79 DIV
140.03 DIV17.82 DIV
208.06 DIV7.90 DIV1.40 DIV7.30 DIV2.97 DIV
46.69 DIV18.28 DIV
207.75 DIV8.33 DIV1.86 DIV7.31 DIV2.95 DIV
46.75 DIV36.71 DIV
207.78 DIV8.81 DIV1.60 DIV7.30 DIV2.94 DIV
46.86 DIV18.07 DIV
191.35 DIV9.33 DIV1.61 DIV7.29 DIV2.92 DIV
Statement created on February 03, 2020 Page 106 of 197
Sample Annual Trust Report 401kJanuary 01, 2019 through December 31, 2019 Case Number abc-12345
Dividends/Capital Gains/Corporate Actions Transaction Summary (continued)
Process Date Fund Name08/29/2019 Vngrd Ttl Bnd Mkt Ldx Adm08/30/2019 Ab Hi Inc I08/30/2019 Fed Inst Hi Yld Bd Inst08/30/2019 Pimco Low Dur Inst08/30/2019 Pimco Real Rtn Inst08/30/2019 Tcw Ttl Rtn Bd I08/30/2019 Vngrd Intdtrmtrsind Adml08/30/2019 Vngrd St Bd Indx Adml08/30/2019 Vngrd St Corp Bd Indx Adml08/30/2019 Vngrd St Invmt Grd Adml08/30/2019 Vngrd Ttl Bnd Mkt Ldx Adm08/30/2019 Vngrd Ttl Intl Bd Idx Adml09/03/2019 Ab Hi Inc I09/03/2019 Fed Inst Hi Yld Bd Inst09/03/2019 Fid Us Bd Indx09/03/2019 Pimco Low Dur Inst09/03/2019 Pimco Real Rtn Inst09/03/2019 Vngrd St Bd Indx Adml09/03/2019 Vngrd St Invmt Grd Adml09/03/2019 Vngrd Ttl Bnd Mkt Ldx Adm09/04/2019 Ab Hi Inc I09/04/2019 Fed Inst Hi Yld Bd Inst09/04/2019 Fid Us Bd Indx09/04/2019 Pimco Low Dur Inst09/04/2019 Pimco Real Rtn Inst09/04/2019 Vngrd St Bd Indx Adml09/04/2019 Vngrd St Invmt Grd Adml09/04/2019 Vngrd Ttl Bnd Mkt Ldx Adm09/05/2019 Ab Hi Inc I09/05/2019 Fed Inst Hi Yld Bd Inst09/05/2019 Fid Us Bd Indx09/05/2019 Pimco Low Dur Inst09/05/2019 Pimco Real Rtn Inst09/05/2019 Vngrd St Bd Indx Adml09/05/2019 Vngrd St Invmt Grd Adml09/06/2019 Ab Hi Inc I09/06/2019 Fed Inst Hi Yld Bd Inst09/06/2019 Fid Us Bd Indx09/06/2019 Pimco Low Dur Inst09/06/2019 Pimco Real Rtn Inst09/06/2019 Vngrd St Bd Indx Adml09/06/2019 Vngrd St Invmt Grd Adml09/09/2019 Ab Hi Inc I09/09/2019 Fed Inst Hi Yld Bd Inst09/09/2019 Fid Us Bd Indx09/09/2019 Pimco Low Dur Inst09/09/2019 Pimco Real Rtn Inst09/09/2019 Vngrd St Bd Indx Adml09/09/2019 Vngrd St Invmt Grd Adml09/10/2019 Ab Hi Inc I09/10/2019 Fed Inst Hi Yld Bd Inst09/10/2019 Fid Us Bd Indx09/10/2019 Pimco Low Dur Inst09/10/2019 Pimco Real Rtn Inst09/10/2019 Vngrd St Bd Indx Adml09/10/2019 Vngrd St Invmt Grd Adml09/11/2019 Ab Hi Inc I09/11/2019 Fed Inst Hi Yld Bd Inst09/11/2019 Fid Us Bd Indx09/11/2019 Pimco Low Dur Inst09/11/2019 Pimco Real Rtn Inst09/11/2019 Vngrd St Bd Indx Adml
Dollars46.64 DIV37.79 DIV
383.93 DIV18.28 DIV4.56 DIV
166.09 DIV2,315.98 DIV
14.61 DIV427.65 DIV
5.88 DIV93.37 DIV
545.84 DIV57.76 DIV
582.49 DIV85.07 DIV27.09 DIV9.01 DIV
21.94 DIV8.91 DIV
54.49 DIV17.23 DIV
197.75 DIV28.40 DIV9.18 DIV4.41 DIV7.32 DIV3.03 DIV
18.30 DIV18.44 DIV
198.14 DIV46.07 DIV9.45 DIV4.20 DIV7.57 DIV3.04 DIV
53.27 DIV593.80 DIV138.02 DIV28.76 DIV12.60 DIV22.71 DIV9.14 DIV
18.34 DIV197.89 DIV46.05 DIV11.56 DIV4.23 DIV7.55 DIV3.04 DIV
18.96 DIV198.06 DIV42.20 DIV9.60 DIV4.29 DIV7.56 DIV3.03 DIV
19.22 DIV198.02 DIV45.55 DIV9.59 DIV4.23 DIV7.56 DIV
Statement created on February 03, 2020 Page 107 of 197
Sample Annual Trust Report 401kJanuary 01, 2019 through December 31, 2019 Case Number abc-12345
Dividends/Capital Gains/Corporate Actions Transaction Summary (continued)
Process Date Fund Name09/11/2019 Vngrd St Invmt Grd Adml09/12/2019 Ab Hi Inc I09/12/2019 Fed Inst Hi Yld Bd Inst09/12/2019 Fid Us Bd Indx09/12/2019 Pimco Low Dur Inst09/12/2019 Pimco Real Rtn Inst09/12/2019 Vngrd St Bd Indx Adml09/12/2019 Vngrd St Invmt Grd Adml09/13/2019 Ab Hi Inc I09/13/2019 Fed Inst Hi Yld Bd Inst09/13/2019 Fid Us Bd Indx09/13/2019 Pimco Low Dur Inst09/13/2019 Pimco Real Rtn Inst09/13/2019 Vngrd Bal Indx Adml09/13/2019 Vngrd Gr Indx Adml09/13/2019 Vngrd Mid-Cap Idx Fd As09/13/2019 Vngrd St Bd Indx Adml09/13/2019 Vngrd St Invmt Grd Adml09/13/2019 Vngrd Sm Cap Indx Fd As09/13/2019 Vngrd Smcap Gr Indx Adml09/13/2019 Vngrd Smcap Val Indx Adml09/13/2019 Vngrd Ttl Stmkt Indx Fd As09/13/2019 Vngrd Val Indx Adml09/13/2019 Vngrd Wlsly Inc Adml09/16/2019 Ab Hi Inc I09/16/2019 Fed Inst Hi Yld Bd Inst09/16/2019 Fid Us Bd Indx09/16/2019 Pimco Low Dur Inst09/16/2019 Pimco Real Rtn Inst09/16/2019 Vngrd St Bd Indx Adml09/16/2019 Vngrd St Invmt Grd Adml09/17/2019 Ab Hi Inc I09/17/2019 Fed Inst Hi Yld Bd Inst09/17/2019 Fid Us Bd Indx09/17/2019 Pimco Low Dur Inst09/17/2019 Pimco Real Rtn Inst09/17/2019 Vngrd St Bd Indx Adml09/17/2019 Vngrd St Invmt Grd Adml09/18/2019 Ab Hi Inc I09/18/2019 Fed Inst Hi Yld Bd Inst09/18/2019 Fid Us Bd Indx09/18/2019 Pimco Low Dur Inst09/18/2019 Pimco Real Rtn Inst09/18/2019 Vngrd St Bd Indx Adml09/18/2019 Vngrd St Invmt Grd Adml09/19/2019 Ab Hi Inc I09/19/2019 Fed Inst Hi Yld Bd Inst09/19/2019 Fid Us Bd Indx09/19/2019 Invsco Comstk R509/19/2019 Pimco Low Dur Inst09/19/2019 Pimco Real Rtn Inst09/19/2019 Vngrd St Bd Indx Adml09/19/2019 Vngrd St Invmt Grd Adml09/20/2019 Ab Hi Inc I09/20/2019 Fed Inst Hi Yld Bd Inst09/20/2019 Fid Us Bd Indx09/20/2019 Pimco Low Dur Inst09/20/2019 Pimco Real Rtn Inst09/20/2019 Vngrd St Bd Indx Adml09/20/2019 Vngrd St Invmt Grd Adml09/23/2019 Ab Hi Inc I09/23/2019 Fed Inst Hi Yld Bd Inst
Dollars3.04 DIV
20.44 DIV197.96 DIV45.80 DIV9.93 DIV4.50 DIV7.55 DIV3.04 DIV
53.16 DIV594.54 DIV136.83 DIV29.23 DIV13.70 DIV
18,333.35 DIV10,418.91 DIV6,163.25 DIV
22.67 DIV9.07 DIV
8,872.67 DIV5.78 DIV
51.68 DIV4,159.66 DIV
14,807.87 DIV6,553.94 DIV
20.24 DIV198.30 DIV45.74 DIV9.34 DIV4.72 DIV7.53 DIV3.05 DIV
21.13 DIV198.66 DIV45.79 DIV9.71 DIV4.04 DIV7.62 DIV3.04 DIV
18.62 DIV199.41 DIV46.17 DIV9.71 DIV4.25 DIV7.64 DIV3.02 DIV
18.65 DIV197.89 DIV46.35 DIV
250.30 DIV10.20 DIV4.47 DIV7.64 DIV3.07 DIV
51.72 DIV594.28 DIV137.94 DIV24.45 DIV12.51 DIV22.92 DIV9.15 DIV
18.20 DIV198.07 DIV
Statement created on February 03, 2020 Page 108 of 197
Sample Annual Trust Report 401kJanuary 01, 2019 through December 31, 2019 Case Number abc-12345
Dividends/Capital Gains/Corporate Actions Transaction Summary (continued)
Process Date Fund Name09/23/2019 Fid Us Bd Indx09/23/2019 Pimco Low Dur Inst09/23/2019 Pimco Real Rtn Inst09/23/2019 Vngrd Devl Mkt Indx Adml09/23/2019 Vngrd Emrg Mkt Stkindxadml09/23/2019 Vngrd Realest Indx Adml09/23/2019 Vngrd St Bd Indx Adml09/23/2019 Vngrd St Invmt Grd Adml09/24/2019 Ab Hi Inc I09/24/2019 Fed Inst Hi Yld Bd Inst09/24/2019 Fid Us Bd Indx09/24/2019 Pimco Low Dur Inst09/24/2019 Pimco Real Rtn Inst09/24/2019 Vngrd St Bd Indx Adml09/24/2019 Vngrd St Invmt Grd Adml09/25/2019 Ab Hi Inc I09/25/2019 Fed Inst Hi Yld Bd Inst09/25/2019 Fid Us Bd Indx09/25/2019 Pimco Low Dur Inst09/25/2019 Pimco Real Rtn Inst09/25/2019 Vngrd 500 Index Fd As09/25/2019 Vngrd Ftse Soc Indx Adml09/25/2019 Vngrd St Bd Indx Adml09/25/2019 Vngrd St Invmt Grd Adml09/26/2019 Ab Hi Inc I09/26/2019 Fed Inst Hi Yld Bd Inst09/26/2019 Fid Us Bd Indx09/26/2019 Pimco Low Dur Inst09/26/2019 Pimco Real Rtn Inst09/26/2019 Vngrd St Bd Indx Adml09/26/2019 Vngrd St Invmt Grd Adml09/27/2019 Ab Hi Inc I09/27/2019 Fed Inst Hi Yld Bd Inst09/27/2019 Fid Us Bd Indx09/27/2019 Pimco Low Dur Inst09/27/2019 Pimco Real Rtn Inst09/27/2019 Vngrd St Bd Indx Adml09/27/2019 Vngrd St Invmt Grd Adml09/30/2019 Ab Hi Inc I09/30/2019 Fed Inst Hi Yld Bd Inst09/30/2019 Fid Us Bd Indx09/30/2019 Pimco Low Dur Inst09/30/2019 Pimco Real Rtn Inst09/30/2019 Parnassus Cor Eq09/30/2019 Tcw Ttl Rtn Bd I09/30/2019 Vngrd Intdtrmtrsind Adml09/30/2019 Vngrd St Bd Indx Adml09/30/2019 Vngrd St Corp Bd Indx Adml09/30/2019 Vngrd St Invmt Grd Adml09/30/2019 Vngrd Ttl Intl Bd Idx Adml10/01/2019 Ab Hi Inc I10/01/2019 Fed Inst Hi Yld Bd Inst10/01/2019 Fid Us Bd Indx10/01/2019 Pimco Low Dur Inst10/01/2019 Pimco Real Rtn Inst10/01/2019 Vngrd St Bd Indx Adml10/01/2019 Vngrd St Invmt Grd Adml10/02/2019 Ab Hi Inc I10/02/2019 Fed Inst Hi Yld Bd Inst10/02/2019 Fid Us Bd Indx10/02/2019 Pimco Low Dur Inst10/02/2019 Pimco Real Rtn Inst
Dollars46.01 DIV8.23 DIV4.26 DIV
23,267.07 DIV13,003.78 DIV
740.10 DIV7.69 DIV3.01 DIV
18.75 DIV198.11 DIV46.43 DIV8.71 DIV3.83 DIV7.64 DIV3.09 DIV
18.63 DIV198.14 DIV45.99 DIV8.51 DIV4.80 DIV
26.85 DIV24.77 DIV7.65 DIV3.09 DIV
17.55 DIV203.09 DIV47.35 DIV7.94 DIV4.38 DIV7.92 DIV3.20 DIV
73.50 DIV611.17 DIV142.11 DIV26.33 DIV13.73 DIV23.85 DIV9.59 DIV
21.06 DIV204.33 DIV47.63 DIV10.97 DIV4.79 DIV
16.98 DIV117.78 DIV
2,343.26 DIV7.93 DIV
450.66 DIV3.13 DIV
549.67 DIV21.49 DIV
194.91 DIV44.35 DIV8.78 DIV4.65 DIV8.03 DIV3.00 DIV
17.92 DIV195.94 DIV48.76 DIV9.09 DIV1.89 DIV
Statement created on February 03, 2020 Page 109 of 197
Sample Annual Trust Report 401kJanuary 01, 2019 through December 31, 2019 Case Number abc-12345
Dividends/Capital Gains/Corporate Actions Transaction Summary (continued)
Process Date Fund Name10/02/2019 Vngrd St Bd Indx Adml10/02/2019 Vngrd St Invmt Grd Adml10/03/2019 Ab Hi Inc I10/03/2019 Fed Inst Hi Yld Bd Inst10/03/2019 Fid Us Bd Indx10/03/2019 Pimco Low Dur Inst10/03/2019 Pimco Real Rtn Inst10/03/2019 Vngrd St Bd Indx Adml10/03/2019 Vngrd St Invmt Grd Adml10/04/2019 Ab Hi Inc I10/04/2019 Fed Inst Hi Yld Bd Inst10/04/2019 Fid 500 Indx10/04/2019 Fid Us Bd Indx10/04/2019 Pimco Low Dur Inst10/04/2019 Pimco Real Rtn Inst10/04/2019 Vngrd St Bd Indx Adml10/04/2019 Vngrd St Invmt Grd Adml10/07/2019 Ab Hi Inc I10/07/2019 Fed Inst Hi Yld Bd Inst10/07/2019 Fid Us Bd Indx10/07/2019 Pimco Low Dur Inst10/07/2019 Pimco Real Rtn Inst10/07/2019 Vngrd St Bd Indx Adml10/07/2019 Vngrd St Invmt Grd Adml10/08/2019 Ab Hi Inc I10/08/2019 Fed Inst Hi Yld Bd Inst10/08/2019 Fid Us Bd Indx10/08/2019 Pimco Low Dur Inst10/08/2019 Pimco Real Rtn Inst10/08/2019 Vngrd St Bd Indx Adml10/08/2019 Vngrd St Invmt Grd Adml10/09/2019 Ab Hi Inc I10/09/2019 Fed Inst Hi Yld Bd Inst10/09/2019 Fid Us Bd Indx10/09/2019 Pimco Low Dur Inst10/09/2019 Pimco Real Rtn Inst10/09/2019 Vngrd St Bd Indx Adml10/09/2019 Vngrd St Invmt Grd Adml10/10/2019 Ab Hi Inc I10/10/2019 Fed Inst Hi Yld Bd Inst10/10/2019 Fid Us Bd Indx10/10/2019 Pimco Low Dur Inst10/10/2019 Pimco Real Rtn Inst10/10/2019 Vngrd St Bd Indx Adml10/10/2019 Vngrd St Invmt Grd Adml10/11/2019 Ab Hi Inc I10/11/2019 Fed Inst Hi Yld Bd Inst10/11/2019 Fid Us Bd Indx10/11/2019 Pimco Low Dur Inst10/11/2019 Pimco Real Rtn Inst10/11/2019 Vngrd St Bd Indx Adml10/11/2019 Vngrd St Invmt Grd Adml10/14/2019 Ab Hi Inc I10/14/2019 Fed Inst Hi Yld Bd Inst10/14/2019 Fid Us Bd Indx10/14/2019 Vngrd St Bd Indx Adml10/14/2019 Vngrd St Invmt Grd Adml10/15/2019 Ab Hi Inc I10/15/2019 Fed Inst Hi Yld Bd Inst10/15/2019 Fid Us Bd Indx10/15/2019 Pimco Low Dur Inst10/15/2019 Pimco Real Rtn Inst
Dollars7.88 DIV3.03 DIV
19.42 DIV195.72 DIV46.81 DIV8.52 DIV1.81 DIV7.89 DIV3.00 DIV
49.01 DIV587.78 DIV
12,828.96 DIV140.41 DIV25.50 DIV4.61 DIV
23.69 DIV9.07 DIV
19.15 DIV196.38 DIV46.25 DIV8.03 DIV1.84 DIV7.89 DIV3.03 DIV
19.69 DIV195.97 DIV43.31 DIV8.67 DIV1.75 DIV7.87 DIV3.04 DIV
18.40 DIV196.34 DIV46.00 DIV7.87 DIV1.62 DIV7.88 DIV3.01 DIV
19.11 DIV194.64 DIV46.33 DIV8.59 DIV1.89 DIV7.83 DIV3.05 DIV
39.61 DIV586.54 DIV139.13 DIV33.33 DIV7.26 DIV
23.55 DIV9.09 DIV
19.98 DIV195.90 DIV46.49 DIV7.91 DIV3.04 DIV
18.77 DIV207.43 DIV49.78 DIV8.49 DIV1.70 DIV
Statement created on February 03, 2020 Page 110 of 197
Sample Annual Trust Report 401kJanuary 01, 2019 through December 31, 2019 Case Number abc-12345
Dividends/Capital Gains/Corporate Actions Transaction Summary (continued)
Process Date Fund Name10/15/2019 Vngrd St Bd Indx Adml10/15/2019 Vngrd St Invmt Grd Adml10/16/2019 Ab Hi Inc I10/16/2019 Fed Inst Hi Yld Bd Inst10/16/2019 Fid Us Bd Indx10/16/2019 Pimco Low Dur Inst10/16/2019 Pimco Real Rtn Inst10/16/2019 Vngrd St Bd Indx Adml10/16/2019 Vngrd St Invmt Grd Adml10/17/2019 Ab Hi Inc I10/17/2019 Fed Inst Hi Yld Bd Inst10/17/2019 Fid Us Bd Indx10/17/2019 Pimco Low Dur Inst10/17/2019 Pimco Real Rtn Inst10/17/2019 Vngrd St Bd Indx Adml10/17/2019 Vngrd St Invmt Grd Adml10/18/2019 Ab Hi Inc I10/18/2019 Fed Inst Hi Yld Bd Inst10/18/2019 Fid Us Bd Indx10/18/2019 Pimco Low Dur Inst10/18/2019 Pimco Real Rtn Inst10/18/2019 Vngrd St Bd Indx Adml10/18/2019 Vngrd St Invmt Grd Adml10/21/2019 Ab Hi Inc I10/21/2019 Fed Inst Hi Yld Bd Inst10/21/2019 Fid Us Bd Indx10/21/2019 Pimco Low Dur Inst10/21/2019 Pimco Real Rtn Inst10/21/2019 Vngrd St Bd Indx Adml10/21/2019 Vngrd St Invmt Grd Adml10/22/2019 Ab Hi Inc I10/22/2019 Fed Inst Hi Yld Bd Inst10/22/2019 Fid Us Bd Indx10/22/2019 Pimco Low Dur Inst10/22/2019 Pimco Real Rtn Inst10/22/2019 Vngrd St Bd Indx Adml10/22/2019 Vngrd St Invmt Grd Adml10/23/2019 Ab Hi Inc I10/23/2019 Fed Inst Hi Yld Bd Inst10/23/2019 Fid Us Bd Indx10/23/2019 Pimco Low Dur Inst10/23/2019 Pimco Real Rtn Inst10/23/2019 Vngrd St Bd Indx Adml10/23/2019 Vngrd St Invmt Grd Adml10/24/2019 Ab Hi Inc I10/24/2019 Fed Inst Hi Yld Bd Inst10/24/2019 Fid Us Bd Indx10/24/2019 Pimco Low Dur Inst10/24/2019 Pimco Real Rtn Inst10/24/2019 Vngrd St Bd Indx Adml10/24/2019 Vngrd St Invmt Grd Adml10/25/2019 Ab Hi Inc I10/25/2019 Fed Inst Hi Yld Bd Inst10/25/2019 Fid Us Bd Indx10/25/2019 Pimco Low Dur Inst10/25/2019 Pimco Real Rtn Inst10/25/2019 Vngrd St Bd Indx Adml10/25/2019 Vngrd St Invmt Grd Adml10/28/2019 Ab Hi Inc I10/28/2019 Fed Inst Hi Yld Bd Inst10/28/2019 Fid Us Bd Indx10/28/2019 Pimco Low Dur Inst
Dollars7.92 DIV3.04 DIV
18.07 DIV208.18 DIV50.81 DIV7.76 DIV1.95 DIV7.85 DIV3.03 DIV
19.30 DIV208.11 DIV50.85 DIV7.87 DIV2.04 DIV7.91 DIV3.21 DIV
55.53 DIV622.68 DIV152.39 DIV23.68 DIV5.47 DIV
23.74 DIV9.70 DIV
18.00 DIV208.10 DIV50.76 DIV9.62 DIV1.70 DIV7.92 DIV3.27 DIV
18.72 DIV208.11 DIV50.85 DIV7.85 DIV1.85 DIV7.91 DIV3.27 DIV
19.44 DIV208.01 DIV50.81 DIV8.59 DIV1.92 DIV7.91 DIV3.24 DIV
17.48 DIV208.10 DIV50.10 DIV7.29 DIV2.06 DIV7.91 DIV3.22 DIV
54.50 DIV620.18 DIV152.67 DIV23.74 DIV7.46 DIV
23.72 DIV9.60 DIV
19.83 DIV206.76 DIV50.85 DIV8.56 DIV
Statement created on February 03, 2020 Page 111 of 197
Sample Annual Trust Report 401kJanuary 01, 2019 through December 31, 2019 Case Number abc-12345
Dividends/Capital Gains/Corporate Actions Transaction Summary (continued)
Process Date Fund Name10/28/2019 Pimco Real Rtn Inst10/28/2019 Vngrd St Bd Indx Adml10/28/2019 Vngrd St Invmt Grd Adml10/29/2019 Ab Hi Inc I10/29/2019 Fed Inst Hi Yld Bd Inst10/29/2019 Fid Us Bd Indx10/29/2019 Pimco Low Dur Inst10/29/2019 Pimco Real Rtn Inst10/29/2019 Vngrd St Bd Indx Adml10/29/2019 Vngrd St Invmt Grd Adml10/30/2019 Ab Hi Inc I10/30/2019 Fed Inst Hi Yld Bd Inst10/30/2019 Fid Us Bd Indx10/30/2019 Pimco Low Dur Inst10/30/2019 Pimco Real Rtn Inst10/30/2019 Vngrd St Bd Indx Adml10/30/2019 Vngrd St Invmt Grd Adml10/31/2019 Ab Hi Inc I10/31/2019 Fed Inst Hi Yld Bd Inst10/31/2019 Fid Us Bd Indx10/31/2019 Pimco Low Dur Inst10/31/2019 Pimco Real Rtn Inst10/31/2019 Tcw Ttl Rtn Bd I10/31/2019 Vngrd Intdtrmtrsind Adml10/31/2019 Vngrd St Bd Indx Adml10/31/2019 Vngrd St Corp Bd Indx Adml10/31/2019 Vngrd St Invmt Grd Adml10/31/2019 Vngrd Ttl Intl Bd Idx Adml11/01/2019 Ab Hi Inc I11/01/2019 Fed Inst Hi Yld Bd Inst11/01/2019 Fid Us Bd Indx11/01/2019 Pimco Low Dur Inst11/01/2019 Pimco Real Rtn Inst11/01/2019 Vngrd St Bd Indx Adml11/01/2019 Vngrd St Invmt Grd Adml11/04/2019 Ab Hi Inc I11/04/2019 Fed Inst Hi Yld Bd Inst11/04/2019 Fid Us Bd Indx11/04/2019 Pimco Low Dur Inst11/04/2019 Pimco Real Rtn Inst11/04/2019 Vngrd St Bd Indx Adml11/04/2019 Vngrd St Invmt Grd Adml11/05/2019 Ab Hi Inc I11/05/2019 Fed Inst Hi Yld Bd Inst11/05/2019 Fid Us Bd Indx11/05/2019 Pimco Low Dur Inst11/05/2019 Pimco Real Rtn Inst11/05/2019 Vngrd St Bd Indx Adml11/05/2019 Vngrd St Invmt Grd Adml11/06/2019 Ab Hi Inc I11/06/2019 Fed Inst Hi Yld Bd Inst11/06/2019 Fid Us Bd Indx11/06/2019 Pimco Low Dur Inst11/06/2019 Pimco Real Rtn Inst11/06/2019 Vngrd St Bd Indx Adml11/06/2019 Vngrd St Invmt Grd Adml11/07/2019 Ab Hi Inc I11/07/2019 Fed Inst Hi Yld Bd Inst11/07/2019 Fid Us Bd Indx11/07/2019 Pimco Low Dur Inst11/07/2019 Pimco Real Rtn Inst11/07/2019 Vngrd St Bd Indx Adml
Dollars2.04 DIV7.92 DIV3.24 DIV
19.07 DIV207.01 DIV52.59 DIV8.32 DIV2.25 DIV7.91 DIV3.24 DIV
18.66 DIV208.06 DIV50.52 DIV7.92 DIV1.72 DIV7.92 DIV3.24 DIV
27.38 DIV206.87 DIV50.87 DIV8.42 DIV1.69 DIV
108.91 DIV2,410.00 DIV
7.93 DIV482.83 DIV
3.19 DIV559.65 DIV56.44 DIV
646.56 DIV153.18 DIV25.85 DIV6.51 DIV
23.53 DIV9.71 DIV
17.99 DIV215.01 DIV50.96 DIV8.92 DIV2.45 DIV7.85 DIV3.25 DIV
18.44 DIV214.62 DIV50.88 DIV8.85 DIV2.49 DIV7.84 DIV3.24 DIV
19.33 DIV215.15 DIV50.92 DIV8.79 DIV4.56 DIV7.84 DIV3.23 DIV
18.33 DIV215.05 DIV51.02 DIV8.25 DIV3.01 DIV7.85 DIV
Statement created on February 03, 2020 Page 112 of 197
Sample Annual Trust Report 401kJanuary 01, 2019 through December 31, 2019 Case Number abc-12345
Dividends/Capital Gains/Corporate Actions Transaction Summary (continued)
Process Date Fund Name11/07/2019 Vngrd St Invmt Grd Adml11/08/2019 Ab Hi Inc I11/08/2019 Fed Inst Hi Yld Bd Inst11/08/2019 Fid Us Bd Indx11/08/2019 Pimco Low Dur Inst11/08/2019 Pimco Real Rtn Inst11/08/2019 Vngrd St Bd Indx Adml11/08/2019 Vngrd St Invmt Grd Adml11/11/2019 Ab Hi Inc I11/11/2019 Fed Inst Hi Yld Bd Inst11/11/2019 Fid Us Bd Indx11/11/2019 Vngrd St Bd Indx Adml11/11/2019 Vngrd St Invmt Grd Adml11/12/2019 Ab Hi Inc I11/12/2019 Fed Inst Hi Yld Bd Inst11/12/2019 Fid Us Bd Indx11/12/2019 Pimco Low Dur Inst11/12/2019 Pimco Real Rtn Inst11/12/2019 Vngrd St Bd Indx Adml11/12/2019 Vngrd St Invmt Grd Adml11/13/2019 Ab Hi Inc I11/13/2019 Fed Inst Hi Yld Bd Inst11/13/2019 Fid Us Bd Indx11/13/2019 Pimco Low Dur Inst11/13/2019 Pimco Real Rtn Inst11/13/2019 Vngrd St Bd Indx Adml11/13/2019 Vngrd St Invmt Grd Adml11/14/2019 Ab Hi Inc I11/14/2019 Fed Inst Hi Yld Bd Inst11/14/2019 Fid Us Bd Indx11/14/2019 Pimco Low Dur Inst11/14/2019 Pimco Real Rtn Inst11/14/2019 Thrnbrg Intl Val R611/14/2019 Vngrd St Bd Indx Adml11/14/2019 Vngrd St Invmt Grd Adml11/15/2019 Ab Hi Inc I11/15/2019 Fed Inst Hi Yld Bd Inst11/15/2019 Fid Us Bd Indx11/15/2019 Pimco Low Dur Inst11/15/2019 Pimco Real Rtn Inst11/15/2019 Vngrd St Bd Indx Adml11/15/2019 Vngrd St Invmt Grd Adml11/18/2019 Ab Hi Inc I11/18/2019 Fed Inst Hi Yld Bd Inst11/18/2019 Fid Us Bd Indx11/18/2019 Pimco Low Dur Inst11/18/2019 Pimco Real Rtn Inst11/18/2019 Vngrd St Bd Indx Adml11/18/2019 Vngrd St Invmt Grd Adml11/19/2019 Ab Hi Inc I11/19/2019 Fed Inst Hi Yld Bd Inst11/19/2019 Fid Us Bd Indx11/19/2019 Pimco Low Dur Inst11/19/2019 Pimco Real Rtn Inst11/19/2019 Vngrd St Bd Indx Adml11/19/2019 Vngrd St Invmt Grd Adml11/20/2019 Ab Hi Inc I11/20/2019 Fed Inst Hi Yld Bd Inst11/20/2019 Fid Us Bd Indx11/20/2019 Pimco Low Dur Inst11/20/2019 Pimco Real Rtn Inst11/20/2019 Vngrd St Bd Indx Adml
Dollars3.23 DIV
53.68 DIV644.95 DIV148.01 DIV35.57 DIV10.22 DIV23.54 DIV9.64 DIV
19.43 DIV214.17 DIV50.43 DIV7.84 DIV3.23 DIV
19.29 DIV213.63 DIV50.59 DIV8.05 DIV2.38 DIV7.80 DIV3.22 DIV
19.57 DIV214.24 DIV50.84 DIV8.91 DIV2.62 DIV7.87 DIV3.22 DIV
17.76 DIV214.31 DIV51.63 DIV9.21 DIV2.46 DIV
3,664.84 L.T. CAP GAIN7.87 DIV3.22 DIV
56.03 DIV642.31 DIV153.21 DIV27.56 DIV7.33 DIV
23.45 DIV9.70 DIV6.10 DIV
213.99 DIV51.30 DIV9.82 DIV2.35 DIV7.85 DIV3.26 DIV
19.36 DIV214.19 DIV51.18 DIV8.22 DIV2.83 DIV7.83 DIV3.29 DIV
18.99 DIV215.17 DIV51.35 DIV8.68 DIV2.92 DIV7.82 DIV
Statement created on February 03, 2020 Page 113 of 197
Sample Annual Trust Report 401kJanuary 01, 2019 through December 31, 2019 Case Number abc-12345
Dividends/Capital Gains/Corporate Actions Transaction Summary (continued)
Process Date Fund Name11/20/2019 Vngrd St Invmt Grd Adml11/21/2019 Ab Hi Inc I11/21/2019 Fed Inst Hi Yld Bd Inst11/21/2019 Fid Us Bd Indx11/21/2019 Pimco Low Dur Inst11/21/2019 Pimco Real Rtn Inst11/21/2019 Parnassus Cor Eq11/21/2019 Vngrd St Bd Indx Adml11/21/2019 Vngrd St Invmt Grd Adml11/22/2019 Ab Hi Inc I11/22/2019 Fed Inst Hi Yld Bd Inst11/22/2019 Fid Us Bd Indx11/22/2019 Pimco Low Dur Inst11/22/2019 Pimco Real Rtn Inst11/22/2019 Vngrd St Bd Indx Adml11/22/2019 Vngrd St Invmt Grd Adml11/25/2019 Ab Hi Inc I11/25/2019 Fed Inst Hi Yld Bd Inst11/25/2019 Fid Us Bd Indx11/25/2019 Pimco Low Dur Inst11/25/2019 Pimco Real Rtn Inst11/25/2019 Vngrd St Bd Indx Adml11/25/2019 Vngrd St Invmt Grd Adml11/26/2019 Ab Hi Inc I11/26/2019 Fed Inst Hi Yld Bd Inst11/26/2019 Fid Us Bd Indx11/26/2019 Pimco Low Dur Inst11/26/2019 Pimco Real Rtn Inst11/26/2019 Vngrd St Bd Indx Adml11/26/2019 Vngrd St Invmt Grd Adml11/27/2019 Ab Hi Inc I11/27/2019 Fed Inst Hi Yld Bd Inst11/27/2019 Fid Us Bd Indx11/27/2019 Pimco Low Dur Inst11/27/2019 Pimco Real Rtn Inst11/27/2019 Vngrd St Bd Indx Adml11/27/2019 Vngrd St Invmt Grd Adml11/29/2019 Ab Hi Inc I11/29/2019 Fed Inst Hi Yld Bd Inst11/29/2019 Fid Us Bd Indx11/29/2019 Pimco Low Dur Inst11/29/2019 Pimco Real Rtn Inst11/29/2019 Tcw Ttl Rtn Bd I11/29/2019 Vngrd Intdtrmtrsind Adml11/29/2019 Vngrd St Bd Indx Adml11/29/2019 Vngrd St Corp Bd Indx Adml11/29/2019 Vngrd St Invmt Grd Adml11/29/2019 Vngrd Ttl Intl Bd Idx Adml12/02/2019 Ab Hi Inc I12/02/2019 Fed Inst Hi Yld Bd Inst12/02/2019 Fid Us Bd Indx12/02/2019 Pimco Low Dur Inst12/02/2019 Pimco Real Rtn Inst12/02/2019 Vngrd St Bd Indx Adml12/02/2019 Vngrd St Invmt Grd Adml12/03/2019 Ab Hi Inc I12/03/2019 Fed Inst Hi Yld Bd Inst12/03/2019 Fid Us Bd Indx12/03/2019 Pimco Low Dur Inst12/03/2019 Pimco Real Rtn Inst12/03/2019 Vngrd St Bd Indx Adml12/03/2019 Vngrd St Invmt Grd Adml
Dollars3.24 DIV
18.77 DIV213.45 DIV51.50 DIV9.08 DIV3.10 DIV
505.21 L.T. CAP GAIN7.83 DIV3.27 DIV
55.23 DIV643.81 DIV154.32 DIV25.69 DIV7.50 DIV
23.47 DIV9.86 DIV
19.50 DIV214.08 DIV52.33 DIV8.58 DIV2.84 DIV7.79 DIV3.20 DIV
18.87 DIV215.26 DIV51.34 DIV8.31 DIV2.42 DIV7.79 DIV3.24 DIV
37.51 DIV432.21 DIV103.53 DIV16.84 DIV5.30 DIV
15.49 DIV6.46 DIV
40.01 DIV432.24 DIV103.06 DIV17.74 DIV5.58 DIV
120.71 DIV2,298.64 DIV
15.48 DIV442.88 DIV
6.44 DIV549.51 DIV42.38 DIV
415.89 DIV101.46 DIV18.10 DIV8.77 DIV
15.72 DIV6.46 DIV
20.53 DIV207.86 DIV51.02 DIV9.44 DIV5.89 DIV7.78 DIV3.22 DIV
Statement created on February 03, 2020 Page 114 of 197
Sample Annual Trust Report 401kJanuary 01, 2019 through December 31, 2019 Case Number abc-12345
Dividends/Capital Gains/Corporate Actions Transaction Summary (continued)
Process Date Fund Name12/04/2019 Ab Hi Inc I12/04/2019 Fed Inst Hi Yld Bd Inst12/04/2019 Fid Us Bd Indx12/04/2019 Pimco Low Dur Inst12/04/2019 Pimco Real Rtn Inst12/04/2019 Vngrd St Bd Indx Adml12/04/2019 Vngrd St Invmt Grd Adml12/05/2019 Ab Hi Inc I12/05/2019 Fed Inst Hi Yld Bd Inst12/05/2019 Fid Us Bd Indx12/05/2019 Pimco Low Dur Inst12/05/2019 Pimco Real Rtn Inst12/05/2019 Vngrd St Bd Indx Adml12/05/2019 Vngrd St Invmt Grd Adml12/06/2019 Ab Hi Inc I12/06/2019 Fed Inst Hi Yld Bd Inst12/06/2019 Fid Us Bd Indx12/06/2019 Pimco Low Dur Inst12/06/2019 Pimco Real Rtn Inst12/06/2019 Vngrd St Bd Indx Adml12/06/2019 Vngrd St Invmt Grd Adml12/09/2019 Ab Hi Inc I12/09/2019 Fed Inst Hi Yld Bd Inst12/09/2019 Fid Us Bd Indx12/09/2019 Pimco Low Dur Inst12/09/2019 Pimco Real Rtn Inst12/09/2019 Vngrd St Bd Indx Adml12/09/2019 Vngrd St Invmt Grd Adml12/10/2019 Ab Hi Inc I12/10/2019 Fed Inst Hi Yld Bd Inst12/10/2019 Fid Us Bd Indx12/10/2019 Pimco Low Dur Inst12/10/2019 Pimco Real Rtn Inst12/10/2019 Vngrd St Bd Indx Adml12/10/2019 Vngrd St Invmt Grd Adml12/11/2019 Ab Hi Inc I12/11/2019 Fed Inst Hi Yld Bd Inst12/11/2019 Fid Us Bd Indx12/11/2019 Pimco Low Dur Inst12/11/2019 Pimco Real Rtn Inst12/11/2019 Vngrd St Bd Indx Adml12/11/2019 Vngrd St Invmt Grd Adml12/12/2019 Ab Hi Inc I12/12/2019 Dws Scnc Tech S12/12/2019 Fed Inst Hi Yld Bd Inst12/12/2019 Fid Us Bd Indx12/12/2019 Jpm Smcap Eq R512/12/2019 Jpm Smcap Gr R612/12/2019 Jpm Smcap Gr R612/12/2019 Pimco Low Dur Inst12/12/2019 Pimco Real Rtn Inst12/12/2019 Vngrd St Bd Indx Adml12/12/2019 Vngrd St Invmt Grd Adml12/13/2019 Ab Hi Inc I12/13/2019 Fed Inst Hi Yld Bd Inst12/13/2019 Fid 500 Indx12/13/2019 Fid Us Bd Indx12/13/2019 Invsco Comstk R512/13/2019 Invsco Comstk R512/13/2019 Invsco Comstk R512/13/2019 Pimco Low Dur Inst12/13/2019 Pimco Real Rtn Inst
Dollars19.07 DIV
207.66 DIV50.19 DIV9.30 DIV5.88 DIV7.77 DIV3.19 DIV
18.83 DIV206.04 DIV50.53 DIV10.15 DIV5.90 DIV7.86 DIV3.20 DIV
60.10 DIV623.71 DIV151.61 DIV30.57 DIV17.90 DIV23.38 DIV9.70 DIV
21.15 DIV208.48 DIV46.46 DIV9.91 DIV5.90 DIV7.80 DIV3.23 DIV
18.84 DIV208.81 DIV50.56 DIV10.50 DIV5.93 DIV7.81 DIV3.23 DIV
86.35 DIV211.48 DIV54.34 DIV10.15 DIV6.20 DIV7.81 DIV3.23 DIV
21.12 DIV726.69 L.T. CAP GAIN211.39 DIV54.57 DIV
1,412.60 L.T. CAP GAIN3.69 S.T. CAP GAIN
288.35 L.T. CAP GAIN10.37 DIV6.19 DIV7.79 DIV3.23 DIV
60.79 DIV627.57 DIV
19,842.41 DIV163.83 DIV129.80 S.T. CAP GAIN401.52 DIV
2,445.87 L.T. CAP GAIN30.22 DIV18.33 DIV
Statement created on February 03, 2020 Page 115 of 197
Sample Annual Trust Report 401kJanuary 01, 2019 through December 31, 2019 Case Number abc-12345
Dividends/Capital Gains/Corporate Actions Transaction Summary (continued)
Process Date Fund Name12/13/2019 Tiaacrf Lfcycind 2035 Inst12/13/2019 Tiaacrf Lfcycind 2035 Inst12/13/2019 Tiaacrf Lfcycind 2035 Inst12/13/2019 Tiaacrf Lfcycind 2040 Inst12/13/2019 Tiaacrf Lfcycind 2040 Inst12/13/2019 Tiaacrf Lfcycind 2040 Inst12/13/2019 Tiaacrf Lfcycind 2045 Inst12/13/2019 Tiaacrf Lfcycind 2045 Inst12/13/2019 Tiaacrf Lfcycind 2045 Inst12/13/2019 Tiaacrf Lfcycind 2050 Inst12/13/2019 Tiaacrf Lfcycind 2050 Inst12/13/2019 Tiaacrf Lfcycind 2050 Inst12/13/2019 Tiaacrf Lfcycind 2055 Inst12/13/2019 Tiaacrf Lfcycind 2055 Inst12/13/2019 Tiaacrf Lfcycind 2055 Inst12/13/2019 Tiaacrf Lfcycind 2060 Inst12/13/2019 Tiaacrf Lfcycind 2060 Inst12/13/2019 Tiaacrf Lfcycind 2060 Inst12/13/2019 Trowepr Blue Chip Gr12/13/2019 Trowepr Blue Chip Gr12/13/2019 Trowepr Gr Stk12/13/2019 Trowepr Gr Stk12/13/2019 Trowepr Gr Stk12/13/2019 Vngrd Intl Gr Adml12/13/2019 Vngrd St Bd Indx Adml12/13/2019 Vngrd St Invmt Grd Adml12/13/2019 Vngrd Us Gr Adml12/13/2019 Vngrd Us Gr Adml12/13/2019 Vngrd Us Gr Adml12/16/2019 Ab Hi Inc I12/16/2019 Fed Inst Hi Yld Bd Inst12/16/2019 Fid Us Bd Indx12/16/2019 Pimco Low Dur Inst12/16/2019 Pimco Real Rtn Inst12/16/2019 Vngrd St Bd Indx Adml12/16/2019 Vngrd St Invmt Grd Adml12/17/2019 Ab Hi Inc I12/17/2019 Fed Inst Hi Yld Bd Inst12/17/2019 Fid Us Bd Indx12/17/2019 Jnshndrsn Frty N12/17/2019 Jnshndrsn Frty N12/17/2019 Jnshndrsn Frty T12/17/2019 Jnshndrsn Frty T12/17/2019 Jnshndrsn Glbltech Innov N12/17/2019 Pimco Low Dur Inst12/17/2019 Pimco Real Rtn Inst12/17/2019 Vngrd Realest Indx Adml12/17/2019 Vngrd St Bd Indx Adml12/17/2019 Vngrd St Invmt Grd Adml12/17/2019 Vngrd Wlsly Inc Adml12/17/2019 Vngrd Wlsly Inc Adml12/17/2019 Vngrd Wlsly Inc Adml12/17/2019 Vngrd Wndsr Adml12/17/2019 Vngrd Wndsr Adml12/17/2019 Vngrd Wndsr Adml12/17/2019 Wf Prec Mtls Inst12/18/2019 Ab Hi Inc I12/18/2019 Fed Inst Hi Yld Bd Inst12/18/2019 Fid Us Bd Indx12/18/2019 Pimco Low Dur Inst12/18/2019 Pimco Real Rtn Inst12/18/2019 Vngrd St Bd Indx Adml
Dollars10.58 S.T. CAP GAIN51.43 L.T. CAP GAIN
1,254.82 DIV2.07 S.T. CAP GAIN
17.18 L.T. CAP GAIN368.52 DIV
0.44 S.T. CAP GAIN9.69 L.T. CAP GAIN
198.27 DIV1.08 S.T. CAP GAIN
31.02 L.T. CAP GAIN649.18 DIV
0.57 S.T. CAP GAIN24.68 L.T. CAP GAIN
572.38 DIV2.12 S.T. CAP GAIN
14.93 L.T. CAP GAIN427.41 DIV130.59 DIV403.65 L.T. CAP GAIN
2.96 S.T. CAP GAIN41.40 DIV
348.99 L.T. CAP GAIN69.63 DIV23.35 DIV9.72 DIV
13.10 S.T. CAP GAIN20.79 DIV
200.72 L.T. CAP GAIN20.16 DIV
209.34 DIV56.44 DIV10.16 DIV6.28 DIV7.82 DIV3.24 DIV
18.68 DIV211.62 DIV54.96 DIV23.94 DIV
412.91 L.T. CAP GAIN64.21 DIV
2,291.55 L.T. CAP GAIN560.71 L.T. CAP GAIN10.41 DIV6.15 DIV
1,439.14 DIV7.81 DIV3.23 DIV
2,139.54 S.T. CAP GAIN7,946.87 L.T. CAP GAIN8,376.56 DIV
59.24 S.T. CAP GAIN348.29 DIV
2,425.01 L.T. CAP GAIN264.82 DIV19.11 DIV
211.21 DIV55.29 DIV9.54 DIV6.13 DIV7.81 DIV
Statement created on February 03, 2020 Page 116 of 197
Sample Annual Trust Report 401kJanuary 01, 2019 through December 31, 2019 Case Number abc-12345
Dividends/Capital Gains/Corporate Actions Transaction Summary (continued)
Process Date Fund Name12/18/2019 Vngrd St Invmt Grd Adml12/19/2019 Ab Hi Inc I12/19/2019 Allnzgi Tech Inst12/19/2019 Fed Inst Hi Yld Bd Inst12/19/2019 Fid Us Bd Indx12/19/2019 Jpm Smcap Eq R512/19/2019 Jpm Smcap Gr R612/19/2019 Pimco Low Dur Inst12/19/2019 Pimco Real Rtn Inst12/19/2019 Vngrd St Bd Indx Adml12/19/2019 Vngrd St Invmt Grd Adml12/20/2019 Ab Hi Inc I12/20/2019 Abrden Emrg Mkt Inst12/20/2019 Abrden Emrg Mkt Inst12/20/2019 Amfds Gr Fd Am R612/20/2019 Amfds Gr Fd Am R612/20/2019 Amfds New Prspct R612/20/2019 Amfds New Prspct R612/20/2019 Fed Inst Hi Yld Bd Inst12/20/2019 Fid Us Bd Indx12/20/2019 Fidadv Bio Inst12/20/2019 Fidadv Bio Inst12/20/2019 Fidadv Bio Inst12/20/2019 Pimco Low Dur Inst12/20/2019 Pimco Real Rtn Inst12/20/2019 Thrnbrg Intl Val R612/20/2019 Vngrd Devl Mkt Indx Adml12/20/2019 Vngrd Emrg Mkt Stkindxadml12/20/2019 Vngrd Ftse Soc Indx Adml12/20/2019 Vngrd Intdtrmtrsind Adml12/20/2019 Vngrd St Bd Indx Adml12/20/2019 Vngrd St Corp Bd Indx Adml12/20/2019 Vngrd St Invmt Grd Adml12/20/2019 Vngrd Ttl Intl Bd Idx Adml12/23/2019 Ab Hi Inc I12/23/2019 Fed Inst Hi Yld Bd Inst12/23/2019 Fid Us Bd Indx12/23/2019 Pimco Low Dur Inst12/23/2019 Pimco Real Rtn Inst12/23/2019 Vngrd Bal Indx Adml12/23/2019 Vngrd Bal Indx Adml12/23/2019 Vngrd Enrgy Adml12/23/2019 Vngrd Gr Indx Adml12/23/2019 Vngrd Mid-Cap Idx Fd As12/23/2019 Vngrd St Bd Indx Adml12/23/2019 Vngrd St Invmt Grd Adml12/23/2019 Vngrd Sm Cap Indx Fd As12/23/2019 Vngrd Smcap Gr Indx Adml12/23/2019 Vngrd Smcap Val Indx Adml12/23/2019 Vngrd Ttl Stmkt Indx Fd As12/23/2019 Vngrd Val Indx Adml12/24/2019 Ab Hi Inc I12/24/2019 Fed Inst Hi Yld Bd Inst12/24/2019 Fid Us Bd Indx12/24/2019 Pimco Low Dur Inst12/24/2019 Pimco Real Rtn Inst12/24/2019 Vngrd St Bd Indx Adml12/24/2019 Vngrd St Invmt Grd Adml12/26/2019 Ab Hi Inc I12/26/2019 Fed Inst Hi Yld Bd Inst12/26/2019 Fid Us Bd Indx12/26/2019 Pimco Low Dur Inst
Dollars3.22 DIV
22.36 DIV130,797.85 L.T. CAP GAIN
211.77 DIV55.04 DIV
217.72 DIV12.98 DIV10.43 DIV6.16 DIV7.81 DIV3.23 DIV
51.47 DIV7.20 L.T. CAP GAIN
258.68 DIV8,325.86 DIV
50,243.57 L.T. CAP GAIN251.78 DIV509.88 L.T. CAP GAIN635.48 DIV165.79 DIV
0.77 DIV14.92 S.T. CAP GAIN
475.62 L.T. CAP GAIN30.87 DIV18.50 DIV
741.20 DIV39,003.71 DIV14,159.98 DIV
27.40 DIV2,387.75 DIV
23.58 DIV495.20 DIV
9.63 DIV15,474.22 DIV
35.12 DIV211.35 DIV55.61 DIV9.00 DIV7.54 DIV
6,333.25 L.T. CAP GAIN21,693.33 DIV
315.18 DIV14,084.96 DIV12,185.39 DIV
7.85 DIV3.24 DIV
18,459.70 DIV12.44 DIV
146.95 DIV5,452.27 DIV
21,268.92 DIV38.48 DIV
422.68 DIV112.06 DIV17.19 DIV12.48 DIV15.77 DIV6.51 DIV
19.06 DIV211.60 DIV55.11 DIV8.30 DIV
Statement created on February 03, 2020 Page 117 of 197
Sample Annual Trust Report 401kJanuary 01, 2019 through December 31, 2019 Case Number abc-12345
Dividends/Capital Gains/Corporate Actions Transaction Summary (continued)
Process Date Fund Name12/26/2019 Pimco Real Rtn Inst12/26/2019 Vngrd St Bd Indx Adml12/26/2019 Vngrd St Invmt Grd Adml12/27/2019 Ab Hi Inc I12/27/2019 Fed Inst Hi Yld Bd Inst12/27/2019 Fid Us Bd Indx12/27/2019 Pimco Low Dur Inst12/27/2019 Pimco Real Rtn Inst12/27/2019 Parnassus Cor Eq12/27/2019 Tcw Ttl Rtn Bd I12/27/2019 Vngrd St Bd Indx Adml12/27/2019 Vngrd St Invmt Grd Adml12/30/2019 Ab Hi Inc I12/30/2019 Fed Inst Hi Yld Bd Inst12/30/2019 Fid Fourinone Indx12/30/2019 Fid Fourinone Indx12/30/2019 Fid Fourinone Indx12/30/2019 Fid Us Bd Indx12/30/2019 Pimco Low Dur Inst12/30/2019 Pimco Real Rtn Inst12/30/2019 Vngrd St Bd Indx Adml12/30/2019 Vngrd St Invmt Grd Adml12/31/2019 Ab Hi Inc I12/31/2019 Fed Inst Hi Yld Bd Inst12/31/2019 Fid Us Bd Indx12/31/2019 Pimco Low Dur Inst12/31/2019 Pimco Real Rtn Inst12/31/2019 Vngrd St Bd Indx Adml12/31/2019 Vngrd St Invmt Grd Adml
Subtotal
Self-Directed Brokerage Accounts Underlying Assets
Process Date Fund Name02/14/2019 Apple Inc Com02/15/2019 E Trade Financial Co03/11/2019 Exxon Mobil Corporat04/01/2019 $Fzc: Brookfield Pro04/01/2019 $Fzc: Brookfield Pro04/01/2019 $Fzc: Brookfield Pro04/01/2019 $Fzc: Brookfield Pro05/09/2019 Activision Blizzard05/16/2019 Apple Inc Com05/20/2019 E Trade Financial Co06/10/2019 Exxon Mobil Corporat06/28/2019 $Fzc: Brookfield Pro06/28/2019 $Fzc: Brookfield Pro06/28/2019 $Fzc: Brookfield Pro06/28/2019 $Fzc: Brookfield Pro06/28/2019 $Fzc: Brookfield Pro08/15/2019 Apple Inc Com08/26/2019 E Trade Financial Co09/10/2019 Exxon Mobil Corporat09/30/2019 $Fzc: Brookfield Pro09/30/2019 $Fzc: Brookfield Pro09/30/2019 $Fzc: Brookfield Pro09/30/2019 $Fzc: Brookfield Pro09/30/2019 $Fzc: Brookfield Pro11/14/2019 Apple Inc Com11/15/2019 E Trade Financial Co
Dollars5.94 DIV7.88 DIV3.24 DIV
56.14 DIV635.02 DIV168.35 DIV30.59 DIV18.48 DIV19.32 DIV
121.64 DIV23.58 DIV9.74 DIV
33.47 DIV211.51 DIV204.09 S.T. CAP GAIN
8,435.69 L.T. CAP GAIN72,383.70 DIV
53.92 DIV10.51 DIV5.17 DIV7.87 DIV3.24 DIV
18.81 DIV211.81 DIV55.79 DIV9.08 DIV6.01 DIV7.82 DIV3.19 DIV
1,009,848.44
Dollars5.74 DIV0.42 DIV
13.94 DIV0.01 L.T. CAP GAIN0.03 L.T. CAP GAIN0.04 L.T. CAP GAIN0.23 L.T. CAP GAIN1.62 DIV6.06 DIV0.42 DIV
14.79 DIV0.01 L.T. CAP GAIN0.03 L.T. CAP GAIN0.04 L.T. CAP GAIN0.05 L.T. CAP GAIN0.19 L.T. CAP GAIN6.06 DIV0.42 DIV
14.79 DIV0.01 L.T. CAP GAIN0.03 L.T. CAP GAIN0.06 L.T. CAP GAIN0.08 L.T. CAP GAIN0.15 L.T. CAP GAIN6.06 DIV0.42 DIV
Statement created on February 03, 2020 Page 118 of 197
Sample Annual Trust Report 401kJanuary 01, 2019 through December 31, 2019 Case Number abc-12345
Dividends/Capital Gains/Corporate Actions Transaction Summary (continued)
Process Date Fund Name12/10/2019 Exxon Mobil Corporat12/12/2019 Third Avenue Funds R12/12/2019 Third Avenue Funds R12/12/2019 Third Avenue Funds R12/31/2019 $Fzc: Brookfield Pro12/31/2019 $Fzc: Brookfield Pro12/31/2019 $Fzc: Brookfield Pro
Subtotal
Dollars14.79 DIV0.14 S.T. CAP GAIN2.23 DIV
28.50 L.T. CAP GAIN0.03 L.T. CAP GAIN0.06 L.T. CAP GAIN0.24
117.69
Employer Contributions Transaction Summary
Employer Discretionary
Process Date09/25/2019
Total Employer Contributions
Dollars1,262,527.36
1,262,527.36
Employee Contributions Transaction Summary
Employee Pre-Tax Deferral
Process Date01/14/201901/15/201901/29/201902/14/201902/27/201903/14/201903/27/201904/12/201904/29/201905/09/201905/30/201906/13/201906/28/201907/15/201907/30/201908/15/201908/29/201909/16/201909/27/201910/11/201910/30/201911/13/201911/27/201912/13/201912/18/201912/23/201912/30/2019
Total Employee Contributions
Dollars107,506.25
271.66108,350.96106,595.72105,492.70105,589.08104,828.18105,230.95101,409.57102,593.68101,040.8299,953.7199,110.18
103,432.76102,156.98101,148.2598,464.3497,547.5694,597.9294,999.0193,208.7989,957.4286,687.3680,749.04
182,631.7946,171.1855,299.80
2,575,025.66
Statement created on February 03, 2020 Page 119 of 197
Sample Annual Trust Report 401kJanuary 01, 2019 through December 31, 2019 Case Number abc-12345
Rollover Contributions Transaction Summary
Rollover
Process Date01/07/201906/03/201906/18/201906/21/201907/23/2019
Total Rollover Contributions
Dollars28,804.15
290,727.25242,018.01
705.9919,918.74
582,174.14
Catch-Up Contributions Transaction Summary
No Transaction Activity
Unallocated Contributions Transaction Summary
No Transaction Activity
Loan Principal Repayments Transaction Summary
Process Date01/14/201901/29/201902/14/201902/27/201903/14/201903/27/201904/12/201904/29/201905/09/201905/30/201906/13/201906/28/201907/15/201907/30/201908/15/201908/29/201909/16/201909/27/201910/11/201910/30/201911/13/201911/27/201912/13/201912/30/2019
Total Loan Principal Repayments
Dollars5,443.705,456.625,469.675,482.805,495.855,509.035,522.285,562.775,589.155,602.535,615.905,629.375,642.865,691.505,729.455,863.805,920.656,234.636,009.806,088.596,135.316,181.996,196.886,211.92
138,287.05
Employee Forfeiture Allocations Transaction Summary
No Transaction Activity
Statement created on February 03, 2020 Page 120 of 197
Sample Annual Trust Report 401kJanuary 01, 2019 through December 31, 2019 Case Number abc-12345
Benefit Payments/Non-Cash Benefit Disbursements Transaction Summary
Benefit Payments
Process Date Payment Type Social Security Number Dollars01/10/2019 Premature Participant Withdrawal XXX-XX-5523 1,967.51 -01/25/2019 Premature Participant Withdrawal XXX-XX-1050 4,817.44 -02/05/2019 Premature Participant Withdrawal XXX-XX-1050 381.44 -02/05/2019 Premature Participant Withdrawal XXX-XX-6992 355,896.45 -02/07/2019 Premature Participant Withdrawal XXX-XX-5416 6,620.53 -02/25/2019 Premature Participant Withdrawal XXX-XX-9970 4,376.32 -03/21/2019 Refund - Taxable Contribution XXX-XX-7248 1,745.96 -04/25/2019 Premature Participant Withdrawal XXX-XX-4142 9,865.72 -05/06/2019 Normal Participant Withdrawal XXX-XX-9615 34,645.32 -05/06/2019 Premature Participant Withdrawal XXX-XX-0319 25,000.00 -05/07/2019 Premature Participant Withdrawal XXX-XX-0319 61,269.96 -07/17/2019 Premature Participant Withdrawal XXX-XX-4867 9,917.01 -07/17/2019 Premature Participant Withdrawal XXX-XX-8439 16,170.44 -08/06/2019 Premature Participant Withdrawal XXX-XX-2269 529.70 -09/16/2019 Premature Participant Withdrawal XXX-XX-2811 20,825.24 -10/09/2019 Premature Participant Withdrawal XXX-XX-2952 26,533.86 -11/11/2019 Premature Participant Withdrawal XXX-XX-7735 26,661.29 -11/26/2019 Premature Participant Withdrawal XXX-XX-5011 3,361.99 -11/26/2019 Premature Participant Withdrawal XXX-XX-0842 469.79 -12/03/2019 Premature Participant Withdrawal XXX-XX-3612 4,386.50 -12/03/2019 Premature Participant Withdrawal XXX-XX-7492 1,514.04 -12/03/2019 Premature Participant Withdrawal XXX-XX-8485 4,271.99 -12/03/2019 Premature Participant Withdrawal XXX-XX-5815 3,466.77 -12/12/2019 Normal Participant Withdrawal XXX-XX-9771 1,434.77 -12/12/2019 Premature Participant Withdrawal XXX-XX-5973 6,001.45 -
Subtotal Benefit Payments
Total Benefit Payments/Non-Cash Benefit Disbursements 632,131.49 -
Loan Issues Transaction Summary
Process Date Payment Type Social Security Number Dollars04/02/2019 Loan Withdrawal XXX-XX-6441 5,700.00 -06/14/2019 Loan Withdrawal XXX-XX-6301 24,000.00 -07/12/2019 Loan Withdrawal XXX-XX-8067 15,000.00 -08/02/2019 Loan Withdrawal XXX-XX-6301 19,000.00 -08/26/2019 Loan Withdrawal XXX-XX-0092 9,000.00 -09/25/2019 Loan Withdrawal XXX-XX-2236 3,950.00 -10/03/2019 Loan Withdrawal XXX-XX-0500 7,000.00 -12/10/2019 Loan Withdrawal XXX-XX-8067 5,000.00 -12/10/2019 Loan Withdrawal XXX-XX-7030 5,500.00 -
Total Loan Issues
Fees Transaction Summary
Process Date Payment Type01/10/2019 Withdrawal Fee - Ppa01/25/2019 Per Participant Fee - Ppa01/25/2019 Withdrawal Fee - Ppa01/31/2019 Sdb Monthly Amc
Dollars82.50 -
285.00 - 75.00 - 1.24 -
Statement created on February 03, 2020 Page 121 of 197
632,131.49 -
94,150.00 -
Sample Annual Trust Report 401kJanuary 01, 2019 through December 31, 2019 Case Number abc-12345
Fees Transaction Summary (continued)
Process Date Payment Type02/05/2019 Withdrawal Fee - Ppa02/07/2019 Withdrawal Fee - Ppa02/25/2019 Redemption Fee02/25/2019 Withdrawal Fee - Ppa02/28/2019 Sdb Monthly Amc03/29/2019 Advisory/Service Provider Fee03/29/2019 Sdb Monthly Amc04/02/2019 Withdrawal Fee - Ppa04/11/2019 Per Participant Fee - Ppa04/25/2019 Withdrawal Fee - Ppa04/30/2019 Sdb Monthly Amc05/06/2019 Withdrawal Fee - Ppa05/07/2019 Withdrawal Fee - Ppa05/31/2019 Sdb Monthly Amc06/14/2019 Withdrawal Fee - Ppa06/28/2019 Advisory/Service Provider Fee06/28/2019 Sdb Monthly Amc07/12/2019 Withdrawal Fee - Ppa07/15/2019 Per Participant Fee - Ppa07/17/2019 Withdrawal Fee - Ppa07/31/2019 Sdb Monthly Amc08/02/2019 Withdrawal Fee - Ppa08/06/2019 Withdrawal Fee - Ppa08/26/2019 Withdrawal Fee - Ppa08/30/2019 Sdb Monthly Amc09/16/2019 Withdrawal Fee - Ppa09/25/2019 Withdrawal Fee - Ppa09/30/2019 Advisory/Service Provider Fee09/30/2019 Sdb Monthly Amc10/03/2019 Withdrawal Fee - Ppa10/07/2019 Per Participant Fee - Ppa10/09/2019 Withdrawal Fee - Ppa10/31/2019 Sdb Monthly Amc11/11/2019 Withdrawal Fee - Ppa11/26/2019 Single Sum Fee For Pa Case - Ppa11/26/2019 Withdrawal Fee - Ppa11/29/2019 Sdb Monthly Amc12/03/2019 Withdrawal Fee - Ppa12/10/2019 Withdrawal Fee - Ppa12/12/2019 Withdrawal Fee - Ppa12/24/2019 Third Party Fee12/31/2019 Advisory/Service Provider Fee12/31/2019 Asset Based Deduct And Forward Fee Sales12/31/2019 Sdb Monthly Amc12/31/2019 Total Program Fee Sales
Total Fees
Dollars85.00 -75.00 -2.55 -
75.00 -1.30 -
6,016.80 - 1.35 -
75.00 - 262.50 - 82.50 - 1.41 -
182.50 - 82.50 - 1.27 -
75.00 - 6,464.54 -
1.38 - 75.00 -
277.50 - 150.00 -
1.41 - 75.00 - 75.00 - 75.00 - 1.36 -
75.00 - 75.00 -
6,877.40 - 1.42 -
75.00 - 307.50 - 75.00 - 1.46 -
75.00 - 100.00 - 182.50 -
1.54 - 400.00 - 150.00 - 182.50 -
12,975.00 - 7,436.04 -
25,708.08 - 1.62 -
132,510.29 -
201,869.96 -
Exchanges
Exchanges In
Process Date Fund Name01/07/2019 Allnzgi Tech Inst01/07/2019 Vngrd Devl Mkt Indx Adml01/07/2019 Vngrd Mid-Cap Idx Fd As01/07/2019 Vngrd Sm Cap Indx Fd As01/07/2019 Vngrd Ttl Stmkt Indx Fd As01/08/2019 Allnzgi Tech Inst
Dollars7,372.113,567.372,703.991,657.231,293.57
49,544.98
Statement created on February 03, 2020 Page 122 of 197
Sample Annual Trust Report 401kJanuary 01, 2019 through December 31, 2019 Case Number abc-12345
Exchanges (continued)
Process Date Fund Name01/09/2019 Nw Fxd Sel Optn01/14/2019 Vngrd Gr Indx Adml01/14/2019 Vngrd Intdtrmtrsind Adml01/14/2019 Vngrd St Bd Indx Adml01/14/2019 Vngrd St Corp Bd Indx Adml01/14/2019 Vngrd Sm Cap Indx Fd As01/14/2019 Vngrd Ttl Bnd Mkt Ldx Adm01/14/2019 Vngrd Ttl Intl Bd Idx Adml01/18/2019 Nw Fxd Sel Optn01/22/2019 Nw Fxd Sel Optn01/22/2019 Vngrd Devl Mkt Indx Adml01/22/2019 Vngrd Emrg Mkt Stkindxadml01/22/2019 Vngrd Mid-Cap Idx Fd As01/22/2019 Vngrd Sm Cap Indx Fd As01/29/2019 Nw Fxd Sel Optn01/29/2019 Vngrd Devl Mkt Indx Adml01/29/2019 Vngrd Realest Indx Adml01/29/2019 Vngrd St Bd Indx Adml01/29/2019 Vngrd St Corp Bd Indx Adml01/29/2019 Vngrd Sm Cap Indx Fd As02/04/2019 Vngrd 500 Index Fd As02/04/2019 Vngrd Val Indx Adml02/25/2019 Fed Inst Hi Yld Bd Inst02/25/2019 Vngrd 500 Index Fd As03/04/2019 Amfds Gr Fd Am R603/04/2019 Vngrd 500 Index Fd As03/04/2019 Vngrd Mid-Cap Idx Fd As03/08/2019 Nw Fxd Sel Optn03/18/2019 Fed Inst Hi Yld Bd Inst03/18/2019 Vngrd Intdtrmtrsind Adml03/18/2019 Vngrd St Bd Indx Adml03/18/2019 Vngrd St Corp Bd Indx Adml03/18/2019 Vngrd Ttl Bnd Mkt Ldx Adm03/18/2019 Vngrd Ttl Intl Bd Idx Adml03/28/2019 Vngrd 500 Index Fd As03/28/2019 Vngrd Devl Mkt Indx Adml03/28/2019 Vngrd Emrg Mkt Stkindxadml03/28/2019 Vngrd Ttl Bnd Mkt Ldx Adm04/01/2019 Vngrd Devl Mkt Indx Adml04/01/2019 Vngrd Sm Cap Indx Fd As04/01/2019 Vngrd Ttl Stmkt Indx Fd As04/08/2019 Fed Inst Hi Yld Bd Inst04/08/2019 Vngrd Devl Mkt Indx Adml04/08/2019 Vngrd Intdtrmtrsind Adml04/08/2019 Vngrd Ttl Intl Bd Idx Adml04/15/2019 Fed Inst Hi Yld Bd Inst04/15/2019 Vngrd Gr Indx Adml04/15/2019 Vngrd Intdtrmtrsind Adml04/15/2019 Vngrd Mid-Cap Idx Fd As04/15/2019 Vngrd St Bd Indx Adml04/15/2019 Vngrd St Corp Bd Indx Adml04/15/2019 Vngrd Sm Cap Indx Fd As04/15/2019 Vngrd Ttl Bnd Mkt Ldx Adm04/15/2019 Vngrd Ttl Intl Bd Idx Adml04/29/2019 Fed Inst Hi Yld Bd Inst04/29/2019 Nw Fxd Sel Optn04/29/2019 Vngrd Devl Mkt Indx Adml04/29/2019 Vngrd Intdtrmtrsind Adml04/29/2019 Vngrd Realest Indx Adml04/29/2019 Vngrd St Bd Indx Adml04/29/2019 Vngrd St Corp Bd Indx Adml04/29/2019 Vngrd Ttl Bnd Mkt Ldx Adm
Dollars31,700.69
211.6795.9046.2772.75
231.79107.17104.18
56,499.6079,655.945,399.872,342.698,420.278,420.28
15.8028.2836.53
103.81101.91
0.2236.11
153.20158,187.2255,423.90
48.16107.61
8.64161,776.80
600.983,048.341,873.312,263.163,423.493,145.93
17,421.3616,893.427,918.80
10,558.40392.39671.96314.13299.37
1,766.4414,111.33
421.54157.84
7,319.37288.35
5,060.14145.60211.12217.84290.80288.3314.29
286.490.88
34.7517.3224.1321.4531.22
Statement created on February 03, 2020 Page 123 of 197
Sample Annual Trust Report 401kJanuary 01, 2019 through December 31, 2019 Case Number abc-12345
Exchanges (continued)
Process Date Fund Name04/29/2019 Vngrd Ttl Intl Bd Idx Adml04/30/2019 Vngrd 500 Index Fd As04/30/2019 Vngrd Devl Mkt Indx Adml04/30/2019 Vngrd Emrg Mkt Stkindxadml04/30/2019 Vngrd Mid-Cap Idx Fd As04/30/2019 Vngrd Realest Indx Adml04/30/2019 Vngrd Sm Cap Indx Fd As04/30/2019 Vngrd Ttl Bnd Mkt Ldx Adm05/06/2019 Vngrd 500 Index Fd As05/06/2019 Vngrd Val Indx Adml06/03/2019 Amfds Gr Fd Am R606/03/2019 Vngrd Emrg Mkt Stkindxadml06/03/2019 Vngrd Sm Cap Indx Fd As06/10/2019 Allnzgi Tech Inst06/10/2019 Vngrd Ttl Stmkt Indx Fd As06/14/2019 Amfds Gr Fd Am R606/14/2019 Vngrd 500 Index Fd As06/14/2019 Vngrd Bal Indx Adml06/14/2019 Vngrd Mid-Cap Idx Fd As06/14/2019 Vngrd St Corp Bd Indx Adml06/14/2019 Vngrd Sm Cap Indx Fd As06/14/2019 Vngrd Ttl Bnd Mkt Ldx Adm06/14/2019 Wf Prec Mtls Inst07/01/2019 Lrdabt Devl Gr R507/01/2019 Vngrd Realest Indx Adml07/03/2019 Tiaacrf Lfcycind 2035 Inst07/03/2019 Vngrd Ttl Bnd Mkt Ldx Adm07/05/2019 Nw Fxd Sel Optn07/08/2019 Fed Inst Hi Yld Bd Inst07/08/2019 Vngrd Devl Mkt Indx Adml07/15/2019 Fed Inst Hi Yld Bd Inst07/15/2019 Vngrd Devl Mkt Indx Adml07/15/2019 Vngrd Emrg Mkt Stkindxadml07/15/2019 Vngrd St Bd Indx Adml07/15/2019 Vngrd St Corp Bd Indx Adml07/15/2019 Vngrd Sm Cap Indx Fd As07/26/2019 Vngrd Ftse Soc Indx Adml07/29/2019 Fed Inst Hi Yld Bd Inst07/29/2019 Nw Fxd Sel Optn07/29/2019 Vngrd Devl Mkt Indx Adml07/29/2019 Vngrd Emrg Mkt Stkindxadml07/29/2019 Vngrd St Bd Indx Adml07/29/2019 Vngrd St Corp Bd Indx Adml07/29/2019 Vngrd Sm Cap Indx Fd As07/31/2019 Vngrd Gr Indx Adml08/05/2019 Vngrd 500 Index Fd As08/05/2019 Vngrd Val Indx Adml08/19/2019 Allnzgi Tech Inst08/19/2019 Msif Inst Gr I08/19/2019 Vngrd Ttl Stmkt Indx Fd As08/21/2019 Tiaacrf Lfcycind 2010 Inst08/22/2019 Nw Fxd Sel Optn08/23/2019 Vngrd Devl Mkt Indx Adml08/23/2019 Vngrd Emrg Mkt Stkindxadml08/23/2019 Vngrd Sm Cap Indx Fd As08/28/2019 Nw Fxd Sel Optn08/30/2019 Fid 500 Indx08/30/2019 Fid Fourinone Indx08/30/2019 Fid Us Bd Indx08/30/2019 Nw Fxd Sel Optn09/03/2019 Trowepr Spctrmmodgralloc09/03/2019 Vngrd 500 Index Fd As
Dollars31.00
8,779.05 7,132.98 2,743.45 3,840.84 1,097.39 2,743.46 1,097.39
6.03 531.93 43.76 30.92
159.75 92,399.99 92,399.99 2,128.24
13,443.17 532.06
8,842.18 1,064.11 2,128.24 1,064.11
16,807.79 24,677.85 24,677.85 9,744.27
29,495.12241,315.97
35.22968.8778.56
176.0865.2018.4326.8372.39
5,882.023.56
72.7164.9429.191.140.27
17.9230,381.61
10.965.25
55,877.8355,877.8355,877.8329,509.93
648,993.9710,083.316,131.452,485.52
437,087.952,515,076.512,871,937.31
397,492.67167,297.1427,722.195,544.42
Statement created on February 03, 2020 Page 124 of 197
Sample Annual Trust Report 401kJanuary 01, 2019 through December 31, 2019 Case Number abc-12345
Exchanges (continued)
Process Date Fund Name09/03/2019 Vngrd Emrg Mkt Stkindxadml09/03/2019 Vngrd Sm Cap Indx Fd As09/04/2019 Fed Inst Hi Yld Bd Inst09/04/2019 Fid Us Bd Indx09/04/2019 Vngrd Devl Mkt Indx Adml09/04/2019 Vngrd Emrg Mkt Stkindxadml09/04/2019 Vngrd Gr Indx Adml09/04/2019 Vngrd Intdtrmtrsind Adml09/04/2019 Vngrd Mid-Cap Idx Fd As09/04/2019 Vngrd Realest Indx Adml09/04/2019 Vngrd St Bd Indx Adml09/04/2019 Vngrd St Corp Bd Indx Adml09/04/2019 Vngrd Sm Cap Indx Fd As09/04/2019 Vngrd Ttl Intl Bd Idx Adml09/04/2019 Vngrd Val Indx Adml09/16/2019 Fed Inst Hi Yld Bd Inst09/16/2019 Fid 500 Indx09/16/2019 Fid Us Bd Indx09/16/2019 Vngrd Intdtrmtrsind Adml09/16/2019 Vngrd St Bd Indx Adml09/16/2019 Vngrd St Corp Bd Indx Adml09/16/2019 Vngrd Ttl Intl Bd Idx Adml09/18/2019 Vngrd Gr Indx Adml09/26/2019 Fed Inst Hi Yld Bd Inst09/26/2019 Vngrd Devl Mkt Indx Adml09/26/2019 Vngrd Emrg Mkt Stkindxadml09/26/2019 Vngrd Gr Indx Adml09/26/2019 Vngrd Mid-Cap Idx Fd As09/26/2019 Vngrd St Bd Indx Adml09/26/2019 Vngrd Sm Cap Indx Fd As09/26/2019 Vngrd Val Indx Adml09/30/2019 Vngrd Devl Mkt Indx Adml09/30/2019 Vngrd Emrg Mkt Stkindxadml09/30/2019 Vngrd Sm Cap Indx Fd As10/07/2019 Allnzgi Tech Inst10/07/2019 Vngrd Devl Mkt Indx Adml10/07/2019 Vngrd Mid-Cap Idx Fd As10/07/2019 Vngrd Sm Cap Indx Fd As10/07/2019 Vngrd Ttl Stmkt Indx Fd As10/09/2019 Allnzgi Tech Inst10/09/2019 Vngrd 500 Index Fd As10/09/2019 Vngrd Ttl Stmkt Indx Fd As10/10/2019 Fid 500 Indx10/11/2019 Nw Fxd Sel Optn10/14/2019 Fed Inst Hi Yld Bd Inst10/14/2019 Fid Us Bd Indx10/14/2019 Vngrd Bal Indx Adml10/14/2019 Vngrd Gr Indx Adml10/14/2019 Vngrd Intdtrmtrsind Adml10/14/2019 Vngrd Mid-Cap Idx Fd As10/14/2019 Vngrd Realest Indx Adml10/14/2019 Vngrd St Bd Indx Adml10/14/2019 Vngrd St Corp Bd Indx Adml10/14/2019 Vngrd Sm Cap Indx Fd As10/14/2019 Vngrd Ttl Intl Bd Idx Adml10/22/2019 Nw Fxd Sel Optn11/04/2019 Vngrd Gr Indx Adml11/04/2019 Vngrd Val Indx Adml11/13/2019 Tiaacrf Lfcycind 2035 Inst11/25/2019 Allnzgi Tech Inst11/25/2019 Fed Inst Hi Yld Bd Inst11/25/2019 Vngrd Gr Indx Adml
Dollars276.2376.89
216,193.79 250,796.29 129,073.77 20,483.85
181,528.72 181,179.71 77,463.85 13,348.07
116,306.54 157,437.14 38,685.66
216,203.52 183,177.45
19.75 4,527.68 1,463.09 1,285.38
447.41 606.27
1,163.43 289.06
0.05203.98406.89
0.350.280.010.570.70
167.951,063.46
665.995,302.983,516.58
324.86863.67
4.4552,389.1652,389.1652,389.1652,317.4248,016.6674,433.6364,763.736,065.50
12,132.9871.663.26
30,354.7216.9122.784.71
12,213.70158,296.85
22.076.53
34,485.7910,721.641,674.69
22,596.84
Statement created on February 03, 2020 Page 125 of 197
Sample Annual Trust Report 401kJanuary 01, 2019 through December 31, 2019 Case Number abc-12345
Exchanges (continued)
Process Date Fund Name11/25/2019 Vngrd Mid-Cap Idx Fd As11/25/2019 Vngrd Realest Indx Adml11/25/2019 Vngrd Sm Cap Indx Fd As12/02/2019 Fid 500 Indx12/02/2019 Fid Fourinone Indx12/02/2019 Vngrd Emrg Mkt Stkindxadml12/02/2019 Vngrd Mid-Cap Idx Fd As12/09/2019 Fed Inst Hi Yld Bd Inst12/09/2019 Fid Us Bd Indx12/09/2019 Vngrd Devl Mkt Indx Adml12/09/2019 Vngrd Intdtrmtrsind Adml12/09/2019 Vngrd Mid-Cap Idx Fd As12/09/2019 Vngrd St Bd Indx Adml12/09/2019 Vngrd St Corp Bd Indx Adml12/09/2019 Vngrd Sm Cap Indx Fd As12/09/2019 Vngrd Ttl Intl Bd Idx Adml12/09/2019 Vngrd Val Indx Adml12/30/2019 Vngrd Ttl Stmkt Indx Fd As12/31/2019 Fed Inst Hi Yld Bd Inst12/31/2019 Fid Us Bd Indx12/31/2019 Vngrd Devl Mkt Indx Adml12/31/2019 Vngrd Emrg Mkt Stkindxadml12/31/2019 Vngrd Gr Indx Adml12/31/2019 Vngrd Intdtrmtrsind Adml12/31/2019 Vngrd Mid-Cap Idx Fd As12/31/2019 Vngrd Realest Indx Adml12/31/2019 Vngrd St Bd Indx Adml12/31/2019 Vngrd St Corp Bd Indx Adml12/31/2019 Vngrd Sm Cap Indx Fd As12/31/2019 Vngrd Ttl Intl Bd Idx Adml12/31/2019 Vngrd Val Indx Adml
Total Exchanges In
Exchanges Out
Process Date Fund Name01/07/2019 Fed Inst Hi Yld Bd Inst01/07/2019 Vngrd Devl Mkt Indx Adml01/07/2019 Vngrd Intdtrmtrsind Adml01/07/2019 Vngrd Realest Indx Adml01/07/2019 Vngrd Ttl Intl Bd Idx Adml01/08/2019 Nw Fxd Sel Optn01/09/2019 Fed Inst Hi Yld Bd Inst01/14/2019 Fed Inst Hi Yld Bd Inst01/14/2019 Vngrd Devl Mkt Indx Adml01/14/2019 Vngrd Emrg Mkt Stkindxadml01/14/2019 Vngrd Gr Indx Adml01/14/2019 Vngrd Mid-Cap Idx Fd As01/14/2019 Vngrd Realest Indx Adml01/14/2019 Vngrd Sm Cap Indx Fd As01/14/2019 Vngrd Val Indx Adml01/18/2019 Vngrd Eq Inc Adml01/22/2019 Amfds Gr Fd Am R601/22/2019 Nw Fxd Sel Optn01/22/2019 Vngrd 500 Index Fd As01/22/2019 Vngrd Devl Mkt Indx Adml01/22/2019 Vngrd Emrg Mkt Stkindxadml01/22/2019 Vngrd Gr Indx Adml01/22/2019 Vngrd Mid-Cap Idx Fd As
Dollars7,531.96
11,298.3813.34
5,851.0829,277.34
2.062.00
510.30510.31510.29408.24306.19255.15357.22204.12510.32714.41
7,153.78236,908.92238,202.40145,375.4923,627.99
204,889.13199,120.2388,360.8216,734.89
126,994.78172,544.8245,303.73
238,607.72204,951.49
13,145,861.45
Dollars285.94 -301.14 -
14,778.05 -763.55 -465.59 -
49,544.98 -31,700.69 -
31.24 -456.22 -12.18 -71.67 -
147.53 -35.80 -
104.55 -10.54 -
56,499.60 -2,261.87 -
16,840.55 -1,124.02 -
34,035.68 -45,620.26 -2,132.93 -
917.00 -
Statement created on February 03, 2020 Page 126 of 197
Sample Annual Trust Report 401kJanuary 01, 2019 through December 31, 2019 Case Number abc-12345
Exchanges (continued)
Process Date Fund Name01/22/2019 Vngrd Sm Cap Indx Fd As01/29/2019 Fed Inst Hi Yld Bd Inst01/29/2019 Vngrd Emrg Mkt Stkindxadml01/29/2019 Vngrd Gr Indx Adml01/29/2019 Vngrd Intdtrmtrsind Adml01/29/2019 Vngrd Mid-Cap Idx Fd As01/29/2019 Vngrd Sm Cap Indx Fd As01/29/2019 Vngrd Ttl Bnd Mkt Ldx Adm01/29/2019 Vngrd Ttl Intl Bd Idx Adml01/29/2019 Vngrd Val Indx Adml02/04/2019 Vngrd Gr Indx Adml02/25/2019 Nw Fxd Sel Optn02/25/2019 Vngrd 500 Index Fd As02/25/2019 Vngrd Bal Indx Adml02/25/2019 Vngrd Ttl Bnd Mkt Ldx Adm03/04/2019 Trowepr Spctrmmodgralloc03/04/2019 Vngrd Emrg Mkt Stkindxadml03/04/2019 Vngrd Sm Cap Indx Fd As03/08/2019 Allnzgi Tech Inst03/08/2019 Vngrd 500 Index Fd As03/08/2019 Vngrd Ttl Stmkt Indx Fd As03/18/2019 Vngrd Devl Mkt Indx Adml03/18/2019 Vngrd Emrg Mkt Stkindxadml03/18/2019 Vngrd Gr Indx Adml03/18/2019 Vngrd Mid-Cap Idx Fd As03/18/2019 Vngrd Sm Cap Indx Fd As03/18/2019 Vngrd Val Indx Adml03/28/2019 Trowepr Spctrmmodgralloc04/01/2019 Vngrd Emrg Mkt Stkindxadml04/01/2019 Vngrd Mid-Cap Idx Fd As04/08/2019 Allnzgi Tech Inst04/08/2019 Vngrd Mid-Cap Idx Fd As04/08/2019 Vngrd Realest Indx Adml04/08/2019 Vngrd Sm Cap Indx Fd As04/08/2019 Vngrd Ttl Stmkt Indx Fd As04/15/2019 Vngrd Devl Mkt Indx Adml04/15/2019 Vngrd Emrg Mkt Stkindxadml04/15/2019 Vngrd Gr Indx Adml04/15/2019 Vngrd Mid-Cap Idx Fd As04/15/2019 Vngrd Realest Indx Adml04/15/2019 Vngrd Sm Cap Indx Fd As04/15/2019 Vngrd Val Indx Adml04/29/2019 Vngrd Emrg Mkt Stkindxadml04/29/2019 Vngrd Gr Indx Adml04/29/2019 Vngrd Mid-Cap Idx Fd As04/29/2019 Vngrd Sm Cap Indx Fd As04/29/2019 Vngrd Val Indx Adml04/30/2019 Allnzgi Tech Inst05/06/2019 Vngrd 500 Index Fd As05/06/2019 Vngrd Gr Indx Adml06/03/2019 Trowepr Spctrmmodgralloc06/03/2019 Vngrd 500 Index Fd As06/03/2019 Vngrd Mid-Cap Idx Fd As06/10/2019 Nw Fxd Sel Optn06/14/2019 Vngrd Devl Mkt Indx Adml06/14/2019 Vngrd Emrg Mkt Stkindxadml07/01/2019 Nw Fxd Sel Optn07/03/2019 Vngrd 500 Index Fd As07/03/2019 Vngrd Sm Cap Indx Fd As07/05/2019 Allnzgi Tech Inst07/05/2019 Lrdabt Devl Gr R507/05/2019 Vngrd Realest Indx Adml
Dollars1,306.74 -
35.04 -4.22 -
86.60 -6.68 -
47.90 -0.24 -
10.11 -12.16 -83.60 -
189.31 -55,423.90 -53,301.63 -54,676.72 -50,208.87 -
43.30 -95.55 -25.56 -
54,322.34 -54,414.54 -53,039.92 -1,600.81 -
424.60 -5,418.88 -2,532.49 -1,871.94 -2,506.49 -
52,791.98 -1,041.95 -
336.53 -11,638.72 -3,068.26 -
537.01 -1,050.19 -
304.50 -12,600.12 -
18.88 -724.20 -306.69 -145.68 -109.93 -73.89 -3.27 -
302.80 -81.92 -33.32 -40.22 -
27,434.56 -0.57 -
537.39 -187.91 -17.20 -29.32 -
184,799.98 -35,368.73 -10,641.17 -49,355.70 -19,709.40 -19,529.99 -95,350.39 -24,892.60 -25,324.50 -
Statement created on February 03, 2020 Page 127 of 197
Sample Annual Trust Report 401kJanuary 01, 2019 through December 31, 2019 Case Number abc-12345
Exchanges (continued)
Process Date Fund Name07/05/2019 Vngrd Ttl Stmkt Indx Fd As07/08/2019 Allnzgi Tech Inst07/08/2019 Vngrd Intdtrmtrsind Adml07/08/2019 Vngrd Mid-Cap Idx Fd As07/08/2019 Vngrd Realest Indx Adml07/08/2019 Vngrd Ttl Intl Bd Idx Adml07/08/2019 Vngrd Ttl Stmkt Indx Fd As07/15/2019 Vngrd Gr Indx Adml07/15/2019 Vngrd Intdtrmtrsind Adml07/15/2019 Vngrd Mid-Cap Idx Fd As07/15/2019 Vngrd Realest Indx Adml07/15/2019 Vngrd Ttl Bnd Mkt Ldx Adm07/15/2019 Vngrd Ttl Intl Bd Idx Adml07/15/2019 Vngrd Val Indx Adml07/26/2019 Vngrd Ftse Soc Indx Inv07/29/2019 Vngrd Gr Indx Adml07/29/2019 Vngrd Intdtrmtrsind Adml07/29/2019 Vngrd Mid-Cap Idx Fd As07/29/2019 Vngrd Realest Indx Adml07/29/2019 Vngrd Ttl Bnd Mkt Ldx Adm07/29/2019 Vngrd Ttl Intl Bd Idx Adml07/29/2019 Vngrd Val Indx Adml07/31/2019 Vngrd Ttl Stmkt Indx Fd As08/05/2019 Vngrd Gr Indx Adml08/19/2019 Nw Fxd Sel Optn08/21/2019 Tiaacrf Lfcycind 2035 Inst08/22/2019 Vngrd 500 Index Fd As08/22/2019 Vngrd Gr Indx Adml08/22/2019 Vngrd Sm Cap Indx Fd As08/23/2019 Vngrd 500 Index Fd As08/23/2019 Vngrd Val Indx Adml08/28/2019 Allnzgi Tech Inst08/28/2019 Fed Inst Hi Yld Bd Inst08/28/2019 Vngrd Bal Indx Adml08/28/2019 Vngrd Gr Indx Adml08/28/2019 Vngrd Intdtrmtrsind Adml08/28/2019 Vngrd Val Indx Adml08/30/2019 Allnzgi Tech Inst08/30/2019 Msif Inst Gr I08/30/2019 Trowepr Spctrmmodgralloc08/30/2019 Vngrd 500 Index Fd As08/30/2019 Vngrd Ttl Bnd Mkt Ldx Adm08/30/2019 Vngrd Ttl Stmkt Indx Fd As09/03/2019 Amfds Gr Fd Am R609/03/2019 Fid 500 Indx09/03/2019 Fid Fourinone Indx09/03/2019 Vngrd Mid-Cap Idx Fd As09/04/2019 Fed Inst Hi Yld Bd Inst09/04/2019 Vngrd Devl Mkt Indx Adml09/04/2019 Vngrd Emrg Mkt Stkindxadml09/04/2019 Vngrd Gr Indx Adml09/04/2019 Vngrd Intdtrmtrsind Adml09/04/2019 Vngrd Mid-Cap Idx Fd As09/04/2019 Vngrd Realest Indx Adml09/04/2019 Vngrd St Bd Indx Adml09/04/2019 Vngrd St Corp Bd Indx Adml09/04/2019 Vngrd Sm Cap Indx Fd As09/04/2019 Vngrd Ttl Bnd Mkt Ldx Adm09/04/2019 Vngrd Ttl Intl Bd Idx Adml09/04/2019 Vngrd Val Indx Adml09/16/2019 Fid Fourinone Indx09/16/2019 Vngrd Devl Mkt Indx Adml
Dollars95,748.48 -
468.82 -27.90 -93.99 -
229.93 -46.73 -
136.72 -262.00 -15.57 -29.66 -10.71 -17.83 -35.09 -66.63 -
5,882.02 -61.25 -8.15 -
25.79 -33.13 -10.28 -16.18 -34.95 -
30,381.61 -16.21 -
167,633.49 -29,509.93 -
176,493.43 -308,993.10 -163,507.44 -11,107.29 -7,592.99 -2,045.33 -
103,683.95 -153,216.40 -94,797.37 -14,071.69 -69,273.21 -56,015.01 -55,373.69 -
2,871,937.31 -2,515,076.51 -
397,492.67 -55,908.44 -
51.05 -5,676.25 -
27,853.47 -38.96 -
216,413.24 -125,228.76 -19,121.74 -
195,090.97 -179,532.34 -79,328.26 -14,527.73 -
111,936.48 -152,951.83 -37,194.26 -
251,840.21 -217,304.99 -181,407.55 -
4,527.68 -971.08 -
Statement created on February 03, 2020 Page 128 of 197
Sample Annual Trust Report 401kJanuary 01, 2019 through December 31, 2019 Case Number abc-12345
Exchanges (continued)
Process Date Fund Name09/16/2019 Vngrd Emrg Mkt Stkindxadml09/16/2019 Vngrd Gr Indx Adml09/16/2019 Vngrd Mid-Cap Idx Fd As09/16/2019 Vngrd Sm Cap Indx Fd As09/16/2019 Vngrd Val Indx Adml09/18/2019 Vngrd Intdtrmtrsind Adml09/26/2019 Fid 500 Indx09/26/2019 Fid Us Bd Indx09/26/2019 Vngrd Devl Mkt Indx Adml09/26/2019 Vngrd Emrg Mkt Stkindxadml09/26/2019 Vngrd Intdtrmtrsind Adml09/26/2019 Vngrd Realest Indx Adml09/26/2019 Vngrd St Bd Indx Adml09/26/2019 Vngrd St Corp Bd Indx Adml09/26/2019 Vngrd Ttl Intl Bd Idx Adml09/30/2019 Vngrd Mid-Cap Idx Fd As09/30/2019 Vngrd Ttl Stmkt Indx Fd As10/07/2019 Fed Inst Hi Yld Bd Inst10/07/2019 Vngrd Intdtrmtrsind Adml10/07/2019 Vngrd Realest Indx Adml10/07/2019 Vngrd Ttl Intl Bd Idx Adml10/07/2019 Vngrd Ttl Stmkt Indx Fd As10/09/2019 Nw Fxd Sel Optn10/10/2019 Vngrd Emrg Mkt Stkindxadml10/11/2019 Vngrd Ttl Stmkt Indx Fd As10/14/2019 Amfds Amcap R610/14/2019 Fid Fourinone Indx10/14/2019 Vngrd Devl Mkt Indx Adml10/14/2019 Vngrd Emrg Mkt Stkindxadml10/14/2019 Vngrd Gr Indx Adml10/14/2019 Vngrd Mid-Cap Idx Fd As10/14/2019 Vngrd Sm Cap Indx Fd As10/14/2019 Vngrd Val Indx Adml10/22/2019 Allnzgi Tech Inst10/22/2019 Vngrd 500 Index Fd As10/22/2019 Vngrd Ttl Stmkt Indx Fd As11/04/2019 Fid 500 Indx11/04/2019 Vngrd Val Indx Adml11/13/2019 Tiaacrf Lfcycind 2010 Inst11/25/2019 Fid 500 Indx11/25/2019 Vngrd Bal Indx Adml11/25/2019 Vngrd Emrg Mkt Stkindxadml11/25/2019 Vngrd Intdtrmtrsind Adml11/25/2019 Vngrd Sm Cap Indx Fd As11/25/2019 Vngrd Wlsly Inc Adml12/02/2019 Amfds Gr Fd Am R612/02/2019 Trowepr Spctrmmodgralloc12/02/2019 Vngrd 500 Index Fd As12/02/2019 Vngrd Emrg Mkt Stkindxadml12/02/2019 Vngrd Mid-Cap Idx Fd As12/02/2019 Vngrd Sm Cap Indx Fd As12/09/2019 Fid 500 Indx12/09/2019 Tiaacrf Lfcycind 2055 Inst12/09/2019 Vngrd Emrg Mkt Stkindxadml12/09/2019 Vngrd Gr Indx Adml12/30/2019 Allnzgi Tech Inst12/31/2019 Fed Inst Hi Yld Bd Inst12/31/2019 Fid Us Bd Indx12/31/2019 Vngrd Devl Mkt Indx Adml12/31/2019 Vngrd Emrg Mkt Stkindxadml12/31/2019 Vngrd Gr Indx Adml12/31/2019 Vngrd Intdtrmtrsind Adml
Dollars257.77 -96.10 -
651.31 -833.77 -
2,175.30 - 289.06 - 469.43 - 141.69 -
0.52 - 0.02 - 0.16 - 0.76 - 0.03 - 0.09 - 0.13 -
583.62 - 1,313.78 -
104.04 - 8,497.87 - 1,150.28 -
191.86 - 68.49 -
157,167.48 -52,317.42 -48,016.66 -60,655.01 -64,691.50 -
152.71 -35.27 -
74,427.96 -9.91 -2.57 -
108.65 -50,733.02 -53,773.62 -53,790.21 -
25.41 -3.19 -
34,485.79 -5,792.40 -
10,577.14 -10,400.82 -17,277.54 -
10.27 -9,778.68 -
117.98 -28,916.82 -5,961.85 -
15.62 -18.43 -
101.78 -1,674.44 -
84.46 -1,554.67 -
972.98 -7,153.78 -
237,400.82 -229,702.97 -152,805.05 -24,631.45 -
216,941.86 -190,677.49 -
Statement created on February 03, 2020 Page 129 of 197
Sample Annual Trust Report 401kJanuary 01, 2019 through December 31, 2019 Case Number abc-12345
Exchanges Transaction Summary (continued)
Process Date Fund Name12/31/2019 Vngrd Mid-Cap Idx Fd As12/31/2019 Vngrd Realest Indx Adml12/31/2019 Vngrd St Bd Indx Adml12/31/2019 Vngrd St Corp Bd Indx Adml12/31/2019 Vngrd Sm Cap Indx Fd As12/31/2019 Vngrd Ttl Intl Bd Idx Adml12/31/2019 Vngrd Val Indx Adml
Total Exchanges Out
Dollars90,957.55 -16,019.52 -
123,506.81 -168,632.54 -46,230.59 -
227,064.05 -217,051.71 -
13,145,861.45 -
Other Deductions Transaction Summary
Process Date Transaction Description01/10/2019 Forfeiture02/07/2019 Forfeiture05/07/2019 Forfeiture07/17/2019 Forfeiture09/25/2019 Transfer From Outside Nw - Principal10/01/2019 Forfeiture10/09/2019 Forfeiture11/11/2019 Forfeiture11/26/2019 Forfeiture11/26/2019 Reallocated Forfeiture From Forf Acct12/03/2019 Forfeiture12/12/2019 Forfeiture
Total Other Deductions
Dollars1,132.83 -2,157.04 -2,577.30 -1,539.00 -
62,527.36 -6,038.21 -3,536.95 -2,235.18 -2,272.04 -
103.23 -3,946.74 -1,162.79 -
89,228.67 -
Other Additions Transaction Summary
Process Date Transaction Description01/10/2019 Forfeiture Held In Acct02/07/2019 Forfeiture Held In Acct05/07/2019 Forfeiture Held In Acct07/17/2019 Forfeiture Held In Acct10/01/2019 Forfeiture Held In Acct10/09/2019 Forfeiture Held In Acct11/11/2019 Forfeiture Held In Acct11/26/2019 Forfeiture Held In Acct11/26/2019 Reallocated Forfeiture From Forf Acct12/03/2019 Forfeiture Held In Acct12/12/2019 Forfeiture Held In Acct
Total Other Additions
Dollars1,132.832,157.042,577.301,539.006,038.213,536.952,235.182,272.04
103.233,946.741,162.79
26,701.31
Series of Transactions that Amount to More than 5% of Plan Assets
No Transaction Activity
This schedule may include some transactions that are non-reportable on the 5500 Schedule H. For more information, read the "Report Explanations" regarding this schedule.
Statement created on February 03, 2020 Page 130 of 197
Sample Annual Trust Report 401kJanuary 01, 2019 through December 31, 2019 Case Number abc-12345
Single Transactions in Excess of 5% of Plan Assets
Purchases
Transaction Share/Unit Cost of Transaction Period Ending NetDate Description of Asset Purchase Price Asset Date Value Value Gain/Loss08/30/2019 Fid 500 Indx 102.0200 2,515,076.51 2,515,076.51 2,761,604.30 246,527.7908/30/2019 Fid Fourinone Indx 45.9900 2,871,937.31 2,871,937.31 3,060,527.24 188,589.93
Sales
Transaction Share/Unit Sale Cost of Transaction Period Ending NetDate Description of Asset Price Asset Date Value Value Gain/Loss08/30/2019 Trowepr Spctrmmodgralloc 34.2100 2,735,345.48 2,871,937.31 N/A 136,591.8308/30/2019 Vngrd 500 Index Fd As 270.9300 2,321,411.42 2,515,076.51 N/A 193,665.09
Total Single Transactions in Excess of 5% of Plan Assets 10,774,027.64
This schedule may include some transactions that are non-reportable on the 5500 Schedule H. For more information, read the "Report Explanations" regarding this schedule.
Schedule of Purchases
Investment Program Accounts Underlying Assets
Process Date Investment Shares/Units Purchased Cost01/02/2019 Ab Hi Inc I
01/02/2019 Pimco Low Dur Inst 1.8617 s 18.0601/02/2019 Pimco Real Rtn Inst 0.6150 s 6.5101/02/2019 Vngrd St Bd Indx Adml 1.2820 s 13.2201/02/2019 Vngrd St Invmt Grd Adml 0.5325 s 5.5601/02/2019 Vngrd Ttl Bnd Mkt Ldx Adm 8.8940 s 93.0301/03/2019 Ab Hi Inc I
01/03/2019 Pimco Low Dur Inst 0.9275 s 9.0101/03/2019 Pimco Real Rtn Inst 0.1727 s 1.8401/03/2019 Vngrd St Bd Indx Adml 0.6368 s 6.5801/03/2019 Vngrd St Invmt Grd Adml 0.2674 s 2.8001/03/2019 Vngrd Ttl Bnd Mkt Ldx Adm 4.4247 s 46.5001/04/2019 Ab Hi Inc I
01/04/2019 Pimco Low Dur Inst 2.7057 s 26.2501/04/2019 Pimco Real Rtn Inst 0.5219 s 5.5401/04/2019 Vngrd St Bd Indx Adml 1.8999 s 19.5901/04/2019 Vngrd St Invmt Grd Adml 0.8102 s 8.4701/04/2019 Vngrd Ttl Bnd Mkt Ldx Adm 13.3015 s 139.2701/07/2019 Ab Hi Inc I
01/07/2019 Fed Inst Hi Yld Bd Inst 63.2073 s 591.6201/07/2019 Pimco Low Dur Inst 153.5629 s 1,489.5601/07/2019 Pimco Real Rtn Inst 93.1365 s 989.1101/07/2019 Tcw Ttl Rtn Bd I 76.4928 s 740.4501/07/2019 Thrnbrg Intl Val R6 61.3965 s 1,234.0701/07/2019 Vngrd Devl Mkt Indx Adml 325.3990 s 3,979.6301/07/2019 Vngrd Emrg Mkt Stkindxadml 2.5495 s 82.4501/07/2019 Vngrd Gr Indx Adml 8.1996 s 577.1701/07/2019 Vngrd Intdtrmtrsind Adml 15.4045 s 329.8101/07/2019 Vngrd Mid-Cap Idx Fd As 16.8658 s 2,951.3501/07/2019 Vngrd St Bd Indx Adml 20.6437 s 212.6301/07/2019 Vngrd St Corp Bd Indx Adml 13.6063 s 288.5901/07/2019 Vngrd St Invmt Grd Adml 0.2719 s 2.8401/07/2019 Vngrd Sm Cap Indx Fd As 27.8615 s 1,822.14
Statement created on February 03, 2020 Page 131 of 197
4.6590 s 36.3401/02/2019 Fed Inst Hi Yld Bd Inst 39.4947 s 362.17
2.0949 s 16.3401/03/2019 Fed Inst Hi Yld Bd Inst 19.5632 s 179.59
6.6516 s 52.2801/04/2019 Fed Inst Hi Yld Bd Inst 57.9567 s 537.84
220.9823 s 1,745.7601/07/2019 Allnzgi Tech Inst 283.4436 s 17,244.71
Sample Annual Trust Report 401kJanuary 01, 2019 through December 31, 2019 Case Number abc-12345
Schedule of Purchases (continued)
Process Date Investment Shares/Units Purchased Cost01/07/2019 Vngrd Ttl Bnd Mkt Ldx Adm 280.0823 s 2,926.8601/07/2019 Vngrd Ttl Intl Bd Idx Adml 19.0161 s 412.2701/07/2019 Vngrd Ttl Stmkt Indx Fd As 20.4194 s 1,293.5701/07/2019 Vngrd Val Indx Adml 14.8679 s 577.1701/07/2019 Vngrd Wlsly Inc Adml 103.8433 s 6,170.3701/08/2019 Ab Hi Inc I
01/08/2019 Fed Inst Hi Yld Bd Inst 19.0531 s 179.4801/08/2019 Pimco Low Dur Inst 0.9117 s 8.8401/08/2019 Pimco Real Rtn Inst 0.1755 s 1.8701/08/2019 Vngrd St Bd Indx Adml 0.6308 s 6.4901/08/2019 Vngrd St Invmt Grd Adml 0.2715 s 2.8301/08/2019 Vngrd Ttl Bnd Mkt Ldx Adm 4.4794 s 46.7601/09/2019 Ab Hi Inc I
01/09/2019 Pimco Low Dur Inst 0.9396 s 9.1201/09/2019 Pimco Real Rtn Inst 0.1762 s 1.8701/09/2019 Vngrd St Bd Indx Adml 0.6303 s 6.4901/09/2019 Vngrd St Invmt Grd Adml 0.2719 s 2.8401/09/2019 Vngrd Ttl Bnd Mkt Ldx Adm 4.3700 s 45.6701/10/2019 Ab Hi Inc I
01/10/2019 Fed Inst Hi Yld Bd Inst 18.3974 s 174.2201/10/2019 Pimco Low Dur Inst 1.0027 s 9.7401/10/2019 Pimco Real Rtn Inst 0.1765 s 1.8701/10/2019 Vngrd St Bd Indx Adml 0.6296 s 6.4801/10/2019 Vngrd St Invmt Grd Adml 0.2703 s 2.8201/10/2019 Vngrd Ttl Bnd Mkt Ldx Adm 4.4739 s 46.7101/11/2019 Ab Hi Inc I
01/11/2019 Pimco Low Dur Inst 2.9478 s 28.6501/11/2019 Pimco Real Rtn Inst 0.5294 s 5.6401/11/2019 Vngrd St Bd Indx Adml 1.8881 s 19.4501/11/2019 Vngrd St Invmt Grd Adml 0.8097 s 8.4601/11/2019 Vngrd Ttl Bnd Mkt Ldx Adm 13.4043 s 140.0701/14/2019 Ab Hi Inc I
01/14/2019 Allnzgi Tech Inst 174.0013 s 10,708.0401/14/2019 Amfds Amcap R6
01/14/2019 Amfds New Prspct R6 9.9771 s 388.2101/14/2019 Dws Scnc Tech S
01/14/2019 Fidadv Bio Inst01/14/2019 Invsco Comstk R501/14/2019 Jnshndrsn Frty T
0.5266 s 14.157.9898 s 180.971.8933 s 56.63
01/14/2019 Pimco Low Dur Inst 38.6091 s 375.2801/14/2019 Pimco Real Rtn Inst 26.1007 s 277.4501/14/2019 Tcw Ttl Rtn Bd I
01/14/2019 Tiaacrf Lfcycind 2040 Inst 23.4036 s 434.3701/14/2019 Tiaacrf Lfcycind 2050 Inst 35.5571 s 663.1401/14/2019 Tiaacrf Lfcycind 2055 Inst 46.3550 s 692.0801/14/2019 Tiaacrf Lfcycind 2060 Inst 49.4185 s 566.8301/14/2019 Trowepr Spctrmmodgralloc 513.3137 s 15,789.5301/14/2019 Thrnbrg Intl Val R6 8.5339 s 175.2001/14/2019 Vngrd 500 Index Fd As 34.0715 s 8,129.4701/14/2019 Vngrd Bal Indx Adml 33.5476 s 1,130.8901/14/2019 Vngrd Devl Mkt Indx Adml 815.1371 s 10,107.7001/14/2019 Vngrd Emrg Mkt Stkindxadml 101.3845 s 3,327.4401/14/2019 Vngrd Enrgy Adml 0.6807 s 59.5801/14/2019 Vngrd Gr Indx Adml 152.9979 s 10,934.76
Statement created on February 03, 2020 Page 132 of 197
2.3148 s 18.3601/08/2019 Allnzgi Tech Inst 803.3887 s 49,544.98
2.2417 s 17.8701/09/2019 Fed Inst Hi Yld Bd Inst 18.9565 s 179.52
1.4558 s 11.6001/10/2019 Fed Gov Oblgtns Prmr 1,115.2596 u 1,132.83
6.5533 s 52.3001/11/2019 Fed Inst Hi Yld Bd Inst 55.4590 s 525.20
39.7265 s 316.6201/14/2019 Abrden Emrg Mkt Inst 3.9470 s 55.06
7.5911 s 221.6601/14/2019 Amfds Gr Fd Am R6 31.1080 s 1,385.86
0.7265 s 14.1601/14/2019 Fed Inst Hi Yld Bd Inst 350.1958 s 3,309.35
8.9659 s 86.7001/14/2019 Tiaacrf Lfcycind 2035 Inst 19.3695 s 350.20
Sample Annual Trust Report 401kJanuary 01, 2019 through December 31, 2019 Case Number abc-12345
Schedule of Purchases (continued)
Process Date Investment Shares/Units Purchased Cost01/14/2019 Vngrd Intdtrmtrsind Adml 186.8352 s 4,002.0101/14/2019 Vngrd Mid-Cap Idx Fd As 37.1314 s 6,636.1201/14/2019 Vngrd Realest Indx Adml 4.7667 s 523.3801/14/2019 Vngrd St Bd Indx Adml 49.2823 s 508.1001/14/2019 Vngrd St Corp Bd Indx Adml 39.7071 s 844.5701/14/2019 Vngrd St Invmt Grd Adml 11.6727 s 121.9801/14/2019 Vngrd Sm Cap Indx Fd As 137.2470 s 9,212.0201/14/2019 Vngrd Smcap Val Indx Adml 4.4097 s 229.4801/14/2019 Vngrd Ttl Bnd Mkt Ldx Adm 163.3148 s 1,706.6401/14/2019 Vngrd Ttl Intl Bd Idx Adml 115.0037 s 2,499.0301/14/2019 Vngrd Ttl Stmkt Indx Fd As 68.2554 s 4,388.1401/14/2019 Vngrd Val Indx Adml 162.4384 s 6,377.3301/14/2019 Vngrd Wlsly Inc Adml 48.4096 s 2,891.0201/14/2019 Wf Prec Mtls Inst
01/15/2019 Fed Inst Hi Yld Bd Inst 18.4529 s 174.5601/15/2019 Pimco Low Dur Inst 0.9785 s 9.5101/15/2019 Pimco Real Rtn Inst 0.1771 s 1.8801/15/2019 Tiaacrf Lfcycind 2045 Inst 10.4504 s 195.8401/15/2019 Tiaacrf Lfcycind 2050 Inst 4.0314 s 75.8301/15/2019 Vngrd St Bd Indx Adml 0.6347 s 6.5401/15/2019 Vngrd St Invmt Grd Adml 0.2745 s 2.8701/15/2019 Vngrd Ttl Bnd Mkt Ldx Adm 4.5395 s 47.3901/16/2019 Ab Hi Inc I
01/16/2019 Pimco Low Dur Inst 1.0837 s 10.5301/16/2019 Pimco Real Rtn Inst 0.1767 s 1.8801/16/2019 Vngrd St Bd Indx Adml 0.6333 s 6.5201/16/2019 Vngrd St Invmt Grd Adml 0.2763 s 2.8901/16/2019 Vngrd Ttl Bnd Mkt Ldx Adm 4.5925 s 47.9501/17/2019 Ab Hi Inc I
01/17/2019 Pimco Low Dur Inst 1.0067 s 9.7901/17/2019 Pimco Real Rtn Inst 0.1769 s 1.8801/17/2019 Vngrd St Bd Indx Adml 0.6353 s 6.5401/17/2019 Vngrd St Invmt Grd Adml 0.2751 s 2.8701/17/2019 Vngrd Ttl Bnd Mkt Ldx Adm 4.6389 s 48.4301/18/2019 Ab Hi Inc I
01/18/2019 Pimco Low Dur Inst 4.0964 s 39.8201/18/2019 Pimco Real Rtn Inst 0.7079 s 7.5001/18/2019 Vngrd St Bd Indx Adml 2.5054 s 25.7801/18/2019 Vngrd St Invmt Grd Adml 1.0878 s 11.3601/18/2019 Vngrd Ttl Bnd Mkt Ldx Adm 18.1821 s 189.4601/22/2019 Ab Hi Inc I
01/22/2019 Pimco Low Dur Inst 1.0489 s 10.1801/22/2019 Pimco Real Rtn Inst 0.1764 s 1.8701/22/2019 Vngrd Devl Mkt Indx Adml 431.9896 s 5,399.8701/22/2019 Vngrd Emrg Mkt Stkindxadml 70.7761 s 2,342.6901/22/2019 Vngrd Mid-Cap Idx Fd As 46.0350 s 8,420.2701/22/2019 Vngrd St Bd Indx Adml 0.6359 s 6.5501/22/2019 Vngrd St Invmt Grd Adml 0.2697 s 2.8201/22/2019 Vngrd Sm Cap Indx Fd As 122.9238 s 8,420.2801/22/2019 Vngrd Ttl Bnd Mkt Ldx Adm 4.5189 s 47.1801/23/2019 Ab Hi Inc I
01/23/2019 Pimco Low Dur Inst 1.2118 s 11.7801/23/2019 Pimco Real Rtn Inst 0.1768 s 1.8701/23/2019 Vngrd St Bd Indx Adml 0.6395 s 6.5901/23/2019 Vngrd St Invmt Grd Adml 0.2742 s 2.8701/23/2019 Vngrd Ttl Bnd Mkt Ldx Adm 4.5148 s 47.18
Statement created on February 03, 2020 Page 133 of 197
5.2124 s 166.3801/15/2019 Ab Hi Inc I 2.6045 s 20.78
1.3721 s 10.9801/16/2019 Fed Inst Hi Yld Bd Inst 18.4393 s 175.17
2.2668 s 18.1601/17/2019 Fed Inst Hi Yld Bd Inst 18.3238 s 174.26
9.2147 s 73.9901/18/2019 Fed Inst Hi Yld Bd Inst 73.4620 s 700.83
2.4168 s 19.3601/22/2019 Fed Inst Hi Yld Bd Inst 18.4564 s 175.52
2.2541 s 18.0801/23/2019 Fed Inst Hi Yld Bd Inst 18.4428 s 175.21
Sample Annual Trust Report 401kJanuary 01, 2019 through December 31, 2019 Case Number abc-12345
Schedule of Purchases (continued)
Process Date Investment Shares/Units Purchased Cost01/24/2019 Ab Hi Inc I
01/24/2019 Pimco Low Dur Inst 1.0377 s 10.0901/24/2019 Pimco Real Rtn Inst 0.1767 s 1.8701/24/2019 Vngrd St Bd Indx Adml 0.6390 s 6.5901/24/2019 Vngrd St Invmt Grd Adml 0.2730 s 2.8601/24/2019 Vngrd Ttl Bnd Mkt Ldx Adm 4.5278 s 47.4101/25/2019 Ab Hi Inc I
01/25/2019 Pimco Low Dur Inst 3.1301 s 30.4201/25/2019 Pimco Real Rtn Inst 0.5307 s 5.6301/25/2019 Vngrd St Bd Indx Adml 1.8942 s 19.5101/25/2019 Vngrd St Invmt Grd Adml 0.8209 s 8.5901/25/2019 Vngrd Ttl Bnd Mkt Ldx Adm 13.6171 s 142.4301/28/2019 Ab Hi Inc I
01/28/2019 Pimco Low Dur Inst 1.0713 s 10.4101/28/2019 Pimco Real Rtn Inst 0.1771 s 1.8701/28/2019 Vngrd St Bd Indx Adml 0.6321 s 6.5201/28/2019 Vngrd St Invmt Grd Adml 0.2728 s 2.8601/28/2019 Vngrd Ttl Bnd Mkt Ldx Adm 4.5069 s 47.1401/29/2019 Ab Hi Inc I
01/29/2019 Allnzgi Tech Inst 170.2208 s 10,691.5701/29/2019 Amfds Amcap R6
01/29/2019 Amfds New Prspct R6 9.7737 s 388.2101/29/2019 Dws Scnc Tech S
01/29/2019 Fidadv Bio Inst01/29/2019 Invsco Comstk R501/29/2019 Jnshndrsn Frty T
0.5268 s 14.157.8503 s 181.971.8503 s 56.62
01/29/2019 Pimco Low Dur Inst 38.8508 s 377.6301/29/2019 Pimco Real Rtn Inst 26.1942 s 277.9201/29/2019 Tcw Ttl Rtn Bd I
01/29/2019 Tiaacrf Lfcycind 2040 Inst 22.9219 s 434.3701/29/2019 Tiaacrf Lfcycind 2045 Inst 10.3014 s 195.8301/29/2019 Tiaacrf Lfcycind 2050 Inst 38.7221 s 738.4301/29/2019 Tiaacrf Lfcycind 2055 Inst 42.9804 s 656.3101/29/2019 Tiaacrf Lfcycind 2060 Inst 75.0384 s 880.2001/29/2019 Trowepr Spctrmmodgralloc 516.3352 s 16,218.0901/29/2019 Thrnbrg Intl Val R6 8.1935 s 174.8501/29/2019 Vngrd 500 Index Fd As 33.4514 s 8,161.1501/29/2019 Vngrd Bal Indx Adml 33.5485 s 1,149.3701/29/2019 Vngrd Devl Mkt Indx Adml 796.8038 s 10,111.4401/29/2019 Vngrd Emrg Mkt Stkindxadml 99.3554 s 3,346.2901/29/2019 Vngrd Enrgy Adml 0.6777 s 59.5801/29/2019 Vngrd Gr Indx Adml 146.7258 s 10,700.7101/29/2019 Vngrd Intdtrmtrsind Adml 181.4725 s 3,887.1401/29/2019 Vngrd Mid-Cap Idx Fd As 35.5379 s 6,591.9201/29/2019 Vngrd Realest Indx Adml 4.7348 s 549.7101/29/2019 Vngrd St Bd Indx Adml 53.9379 s 556.1001/29/2019 Vngrd St Corp Bd Indx Adml 40.3938 s 863.6201/29/2019 Vngrd St Invmt Grd Adml 11.6543 s 122.0201/29/2019 Vngrd Sm Cap Indx Fd As 129.4242 s 8,994.9801/29/2019 Vngrd Smcap Val Indx Adml 4.2615 s 229.4801/29/2019 Vngrd Ttl Bnd Mkt Ldx Adm 151.0639 s 1,583.1501/29/2019 Vngrd Ttl Intl Bd Idx Adml 108.6584 s 2,376.3601/29/2019 Vngrd Ttl Stmkt Indx Fd As 65.8687 s 4,338.1101/29/2019 Vngrd Val Indx Adml 159.0653 s 6,402.3801/29/2019 Vngrd Wlsly Inc Adml 48.2812 s 2,921.01
Statement created on February 03, 2020 Page 134 of 197
2.2116 s 17.7601/24/2019 Fed Inst Hi Yld Bd Inst 18.4693 s 175.27
6.8796 s 55.3801/25/2019 Fed Inst Hi Yld Bd Inst 55.0961 s 524.51
1.8703 s 15.0401/28/2019 Fed Inst Hi Yld Bd Inst 18.3546 s 174.37
39.0498 s 313.9601/29/2019 Abrden Emrg Mkt Inst 3.8942 s 55.57
7.4408 s 221.6601/29/2019 Amfds Gr Fd Am R6 30.1565 s 1,367.90
0.7143 s 14.1501/29/2019 Fed Inst Hi Yld Bd Inst 346.5436 s 3,295.63
8.8957 s 86.1101/29/2019 Tiaacrf Lfcycind 2035 Inst 19.0016 s 350.20
Sample Annual Trust Report 401kJanuary 01, 2019 through December 31, 2019 Case Number abc-12345
Schedule of Purchases (continued)
Process Date Investment Shares/Units Purchased Cost01/29/2019 Wf Prec Mtls Inst
01/30/2019 Fed Inst Hi Yld Bd Inst 18.3857 s 175.2201/30/2019 Pimco Low Dur Inst 1.0617 s 10.3301/30/2019 Pimco Real Rtn Inst 0.1762 s 1.8801/30/2019 Vngrd St Bd Indx Adml 0.6311 s 6.5201/30/2019 Vngrd St Invmt Grd Adml 0.2782 s 2.9201/30/2019 Vngrd Ttl Bnd Mkt Ldx Adm 4.5511 s 47.7401/31/2019 Ab Hi Inc I
01/31/2019 Pimco Low Dur Inst 0.9196 s 8.9601/31/2019 Pimco Real Rtn Inst 0.1764 s 1.8901/31/2019 Tcw Ttl Rtn Bd I 10.1870 s 98.8101/31/2019 Vngrd Intdtrmtrsind Adml 106.6291 s 2,291.4601/31/2019 Vngrd St Bd Indx Adml 0.6340 s 6.5601/31/2019 Vngrd St Corp Bd Indx Adml 15.7645 s 337.5201/31/2019 Vngrd St Invmt Grd Adml 0.2664 s 2.8001/31/2019 Vngrd Ttl Bnd Mkt Ldx Adm 4.4901 s 47.2801/31/2019 Vngrd Ttl Intl Bd Idx Adml 24.1017 s 527.8302/01/2019 Ab Hi Inc I
02/01/2019 Pimco Low Dur Inst 3.3642 s 32.7702/01/2019 Pimco Real Rtn Inst 0.5335 s 5.7102/01/2019 Vngrd St Bd Indx Adml 1.9003 s 19.6302/01/2019 Vngrd St Invmt Grd Adml 0.8450 s 8.8602/01/2019 Vngrd Ttl Bnd Mkt Ldx Adm 13.9848 s 146.8402/04/2019 Ab Hi Inc I
02/04/2019 Pimco Low Dur Inst 1.2070 s 11.7602/04/2019 Pimco Real Rtn Inst 0.1777 s 1.9002/04/2019 Vngrd 500 Index Fd As 0.1433 s 36.1102/04/2019 Vngrd St Bd Indx Adml 0.6355 s 6.5602/04/2019 Vngrd St Invmt Grd Adml 0.2782 s 2.9202/04/2019 Vngrd Ttl Bnd Mkt Ldx Adm 4.6415 s 48.6902/04/2019 Vngrd Val Indx Adml 3.7239 s 153.2002/05/2019 Ab Hi Inc I
02/05/2019 Pimco Low Dur Inst 1.0505 s 10.2402/05/2019 Pimco Real Rtn Inst 0.1772 s 1.9002/05/2019 Vngrd St Bd Indx Adml 0.6409 s 6.6202/05/2019 Vngrd St Invmt Grd Adml 0.2792 s 2.9302/05/2019 Vngrd Ttl Bnd Mkt Ldx Adm 4.6434 s 48.8002/06/2019 Ab Hi Inc I
02/06/2019 Pimco Low Dur Inst 1.2313 s 12.0102/06/2019 Pimco Real Rtn Inst 0.1776 s 1.9002/06/2019 Vngrd St Bd Indx Adml 0.6452 s 6.6602/06/2019 Vngrd St Invmt Grd Adml 0.2778 s 2.9202/06/2019 Vngrd Ttl Bnd Mkt Ldx Adm 4.6329 s 48.6902/07/2019 Ab Hi Inc I
02/07/2019 Fed Inst Hi Yld Bd Inst 20.2364 s 194.0702/07/2019 Pimco Low Dur Inst 1.1741 s 11.4602/07/2019 Pimco Real Rtn Inst 0.1773 s 1.9002/07/2019 Vngrd St Bd Indx Adml 0.6409 s 6.6302/07/2019 Vngrd St Invmt Grd Adml 0.2810 s 2.9502/07/2019 Vngrd Ttl Bnd Mkt Ldx Adm 4.6202 s 48.6502/08/2019 Ab Hi Inc I
02/08/2019 Pimco Low Dur Inst 3.5640 s 34.7802/08/2019 Pimco Real Rtn Inst 0.5318 s 5.7002/08/2019 Vngrd St Bd Indx Adml 1.9216 s 19.89
Statement created on February 03, 2020 Page 135 of 197
5.0009 s 166.3801/30/2019 Ab Hi Inc I 2.1878 s 17.61
2.0964 s 16.9601/31/2019 Fed Inst Hi Yld Bd Inst 18.2487 s 174.64
6.4621 s 52.3402/01/2019 Fed Inst Hi Yld Bd Inst 60.7838 s 582.31
2.4632 s 19.9302/04/2019 Fed Inst Hi Yld Bd Inst 20.2478 s 193.97
2.0619 s 16.7202/05/2019 Fed Inst Hi Yld Bd Inst 20.1227 s 193.58
2.0404 s 16.5502/06/2019 Fed Inst Hi Yld Bd Inst 20.0910 s 193.48
2.0540 s 16.6202/07/2019 Fed Gov Oblgtns Prmr 2,120.6200 u 2,157.04
6.5065 s 52.6402/08/2019 Fed Inst Hi Yld Bd Inst 61.4378 s 588.57
Sample Annual Trust Report 401kJanuary 01, 2019 through December 31, 2019 Case Number abc-12345
Schedule of Purchases (continued)
Process Date Investment Shares/Units Purchased Cost02/08/2019 Vngrd St Invmt Grd Adml 0.8326 s 8.7502/08/2019 Vngrd Ttl Bnd Mkt Ldx Adm 13.5532 s 142.8502/11/2019 Ab Hi Inc I
02/11/2019 Pimco Low Dur Inst 1.1761 s 11.4702/11/2019 Pimco Real Rtn Inst 0.1778 s 1.9002/11/2019 Vngrd St Bd Indx Adml 0.6408 s 6.6302/11/2019 Vngrd St Invmt Grd Adml 0.2769 s 2.9102/11/2019 Vngrd Ttl Bnd Mkt Ldx Adm 4.6163 s 48.6102/12/2019 Ab Hi Inc I
02/12/2019 Pimco Low Dur Inst 1.1500 s 11.2102/12/2019 Pimco Real Rtn Inst 0.1789 s 1.9102/12/2019 Vngrd St Bd Indx Adml 0.6392 s 6.6102/12/2019 Vngrd St Invmt Grd Adml 0.2763 s 2.9002/12/2019 Vngrd Ttl Bnd Mkt Ldx Adm 4.6009 s 48.4002/13/2019 Ab Hi Inc I
02/13/2019 Pimco Low Dur Inst 1.0404 s 10.1302/13/2019 Pimco Real Rtn Inst 0.1775 s 1.9002/13/2019 Vngrd St Bd Indx Adml 0.6378 s 6.5902/13/2019 Vngrd St Invmt Grd Adml 0.2750 s 2.8902/13/2019 Vngrd Ttl Bnd Mkt Ldx Adm 4.6292 s 48.6102/14/2019 Ab Hi Inc I
02/14/2019 Allnzgi Tech Inst 157.9510 s 10,797.5302/14/2019 Amfds Amcap R6
02/14/2019 Amfds New Prspct R6 9.3975 s 388.2102/14/2019 Dws Scnc Tech S
02/14/2019 Fidadv Bio Inst02/14/2019 Invsco Comstk R502/14/2019 Jnshndrsn Frty T
0.5114 s 14.157.6570 s 181.471.7538 s 56.63
02/14/2019 Pimco Low Dur Inst 38.7947 s 377.8602/14/2019 Pimco Real Rtn Inst 25.9066 s 277.4602/14/2019 Tcw Ttl Rtn Bd I
02/14/2019 Tiaacrf Lfcycind 2040 Inst 10.6725 s 208.2202/14/2019 Tiaacrf Lfcycind 2045 Inst 9.9913 s 195.8302/14/2019 Tiaacrf Lfcycind 2050 Inst 37.5465 s 738.5402/14/2019 Tiaacrf Lfcycind 2055 Inst 43.9416 s 692.0802/14/2019 Tiaacrf Lfcycind 2060 Inst 48.5516 s 587.9602/14/2019 Trowepr Spctrmmodgralloc 470.4502 s 15,204.9502/14/2019 Thrnbrg Intl Val R6 7.9617 s 174.8402/14/2019 Vngrd 500 Index Fd As 32.1854 s 8,179.6002/14/2019 Vngrd Bal Indx Adml 32.3692 s 1,140.6902/14/2019 Vngrd Devl Mkt Indx Adml 786.7691 s 10,086.3802/14/2019 Vngrd Emrg Mkt Stkindxadml 98.4105 s 3,353.8302/14/2019 Vngrd Enrgy Adml 0.6571 s 59.5802/14/2019 Vngrd Gr Indx Adml 139.0902 s 10,743.3302/14/2019 Vngrd Intdtrmtrsind Adml 172.5911 s 3,705.5302/14/2019 Vngrd Mid-Cap Idx Fd As 35.2705 s 6,846.7102/14/2019 Vngrd Realest Indx Adml 4.4606 s 534.4202/14/2019 Vngrd St Bd Indx Adml 44.6809 s 462.0002/14/2019 Vngrd St Corp Bd Indx Adml 36.1367 s 774.7702/14/2019 Vngrd St Invmt Grd Adml 11.6194 s 122.1202/14/2019 Vngrd Sm Cap Indx Fd As 116.1647 s 8,482.3502/14/2019 Vngrd Smcap Val Indx Adml 4.1023 s 229.4802/14/2019 Vngrd Ttl Bnd Mkt Ldx Adm 152.5618 s 1,604.9502/14/2019 Vngrd Ttl Intl Bd Idx Adml 109.1539 s 2,397.0202/14/2019 Vngrd Ttl Stmkt Indx Fd As 60.3439 s 4,146.83
Statement created on February 03, 2020 Page 136 of 197
2.3048 s 18.6202/11/2019 Fed Inst Hi Yld Bd Inst 20.4293 s 195.71
2.1921 s 17.7302/12/2019 Fed Inst Hi Yld Bd Inst 20.2890 s 194.98
2.2388 s 18.1102/13/2019 Fed Inst Hi Yld Bd Inst 20.3748 s 195.80
38.8974 s 314.6802/14/2019 Abrden Emrg Mkt Inst 3.8066 s 55.31
7.1434 s 221.6602/14/2019 Amfds Gr Fd Am R6 29.4332 s 1,393.37
0.6660 s 14.1602/14/2019 Fed Inst Hi Yld Bd Inst 351.3323 s 3,372.79
8.8763 s 86.1002/14/2019 Tiaacrf Lfcycind 2035 Inst 18.4997 s 350.20
Sample Annual Trust Report 401kJanuary 01, 2019 through December 31, 2019 Case Number abc-12345
Schedule of Purchases (continued)
Process Date Investment Shares/Units Purchased Cost02/14/2019 Vngrd Val Indx Adml 156.1096 s 6,450.4502/14/2019 Vngrd Wlsly Inc Adml 47.2850 s 2,908.0302/14/2019 Wf Prec Mtls Inst
02/15/2019 Fed Inst Hi Yld Bd Inst 81.9814 s 788.6602/15/2019 Pimco Low Dur Inst 4.7375 s 46.1402/15/2019 Pimco Real Rtn Inst 0.7118 s 7.6302/15/2019 Vngrd St Bd Indx Adml 2.5810 s 26.6902/15/2019 Vngrd St Invmt Grd Adml 1.1270 s 11.8402/15/2019 Vngrd Ttl Bnd Mkt Ldx Adm 18.5852 s 195.7002/19/2019 Ab Hi Inc I
02/19/2019 Pimco Low Dur Inst 1.1808 s 11.5102/19/2019 Pimco Real Rtn Inst 0.1778 s 1.9102/19/2019 Vngrd St Bd Indx Adml 0.6415 s 6.6302/19/2019 Vngrd St Invmt Grd Adml 0.2797 s 2.9402/19/2019 Vngrd Ttl Bnd Mkt Ldx Adm 4.6590 s 49.1102/20/2019 Ab Hi Inc I
02/20/2019 Pimco Low Dur Inst 1.0806 s 10.5402/20/2019 Pimco Real Rtn Inst 0.1779 s 1.9102/20/2019 Vngrd St Bd Indx Adml 0.6366 s 6.5802/20/2019 Vngrd St Invmt Grd Adml 0.2840 s 2.9902/20/2019 Vngrd Ttl Bnd Mkt Ldx Adm 4.6581 s 49.0502/21/2019 Ab Hi Inc I
02/21/2019 Pimco Low Dur Inst 1.1192 s 10.9102/21/2019 Pimco Real Rtn Inst 0.1783 s 1.9102/21/2019 Vngrd St Bd Indx Adml 0.6377 s 6.5902/21/2019 Vngrd St Invmt Grd Adml 0.2875 s 3.0202/21/2019 Vngrd Ttl Bnd Mkt Ldx Adm 4.6664 s 49.0402/22/2019 Ab Hi Inc I
02/22/2019 Pimco Low Dur Inst 3.1658 s 30.8702/22/2019 Pimco Real Rtn Inst 0.5329 s 5.7302/22/2019 Vngrd St Bd Indx Adml 1.9470 s 20.1302/22/2019 Vngrd St Invmt Grd Adml 0.8507 s 8.9502/22/2019 Vngrd Ttl Bnd Mkt Ldx Adm 13.9922 s 147.3402/25/2019 Ab Hi Inc I
02/25/2019 Pimco Low Dur Inst 1.0520 s 10.2502/25/2019 Pimco Real Rtn Inst 0.1783 s 1.9202/25/2019 Vngrd 500 Index Fd As 214.0249 s 55,423.9002/25/2019 Vngrd St Bd Indx Adml 0.6438 s 6.6602/25/2019 Vngrd St Invmt Grd Adml 0.2856 s 3.0002/25/2019 Vngrd Ttl Bnd Mkt Ldx Adm 4.6694 s 49.1202/26/2019 Ab Hi Inc I
02/26/2019 Pimco Low Dur Inst 0.9702 s 9.4502/26/2019 Pimco Real Rtn Inst 0.1779 s 1.9202/26/2019 Vngrd St Bd Indx Adml 0.6456 s 6.6802/26/2019 Vngrd St Invmt Grd Adml 0.2849 s 3.0002/26/2019 Vngrd Ttl Bnd Mkt Ldx Adm 4.2671 s 44.9802/27/2019 Ab Hi Inc I
02/27/2019 Allnzgi Tech Inst 154.0409 s 10,745.8902/27/2019 Amfds Amcap R6
02/27/2019 Amfds New Prspct R6 9.1993 s 388.2102/27/2019 Dws Scnc Tech S
02/27/2019 Fidadv Bio Inst 0.4924 s 14.16
Statement created on February 03, 2020 Page 137 of 197
4.9415 s 166.3802/15/2019 Ab Hi Inc I 8.6127 s 69.76
2.4328 s 19.7302/19/2019 Fed Inst Hi Yld Bd Inst 20.4909 s 197.33
2.3535 s 19.0902/20/2019 Fed Inst Hi Yld Bd Inst 20.5073 s 197.69
0.9737 s 7.9002/21/2019 Fed Inst Hi Yld Bd Inst 20.4923 s 197.55
6.8642 s 55.7402/22/2019 Fed Inst Hi Yld Bd Inst 61.3284 s 591.82
2.2903 s 18.6202/25/2019 Fed Inst Hi Yld Bd Inst 16,379.0072 s 158,385.00
2.1314 s 17.3702/26/2019 Fed Inst Hi Yld Bd Inst 23.4315 s 226.82
39.4429 s 321.4602/27/2019 Abrden Emrg Mkt Inst 3.7397 s 55.31
7.0615 s 221.6602/27/2019 Amfds Gr Fd Am R6 28.9641 s 1,388.83
0.6540 s 14.1602/27/2019 Fed Inst Hi Yld Bd Inst 347.2562 s 3,361.44
Sample Annual Trust Report 401kJanuary 01, 2019 through December 31, 2019 Case Number abc-12345
Schedule of Purchases (continued)
Process Date Investment Shares/Units Purchased Cost02/27/2019 Invsco Comstk R5
02/27/2019 Pimco Low Dur Inst 38.6082 s 376.4302/27/2019 Pimco Real Rtn Inst 25.7926 s 277.2702/27/2019 Tcw Ttl Rtn Bd I
02/27/2019 Tiaacrf Lfcycind 2040 Inst 8.6628 s 171.8702/27/2019 Tiaacrf Lfcycind 2045 Inst 9.8111 s 195.8302/27/2019 Tiaacrf Lfcycind 2050 Inst 36.8658 s 738.7902/27/2019 Tiaacrf Lfcycind 2055 Inst 43.1202 s 692.0802/27/2019 Tiaacrf Lfcycind 2060 Inst 48.2464 s 595.3602/27/2019 Trowepr Spctrmmodgralloc 460.6353 s 15,182.5402/27/2019 Thrnbrg Intl Val R6 7.8021 s 174.6902/27/2019 Vngrd 500 Index Fd As 31.6164 s 8,177.5902/27/2019 Vngrd Bal Indx Adml 32.1793 s 1,146.5502/27/2019 Vngrd Devl Mkt Indx Adml 754.9195 s 9,934.7402/27/2019 Vngrd Emrg Mkt Stkindxadml 95.0163 s 3,324.6202/27/2019 Vngrd Enrgy Adml 0.6472 s 59.5802/27/2019 Vngrd Gr Indx Adml 135.5240 s 10,627.7902/27/2019 Vngrd Intdtrmtrsind Adml 170.6176 s 3,663.1602/27/2019 Vngrd Mid-Cap Idx Fd As 33.9391 s 6,699.9102/27/2019 Vngrd Realest Indx Adml 4.1213 s 489.2802/27/2019 Vngrd St Bd Indx Adml 42.9159 s 443.7502/27/2019 Vngrd St Corp Bd Indx Adml 34.9214 s 750.4602/27/2019 Vngrd St Invmt Grd Adml 11.6150 s 122.1902/27/2019 Vngrd Sm Cap Indx Fd As 113.1059 s 8,416.2102/27/2019 Vngrd Smcap Val Indx Adml 4.0373 s 229.4802/27/2019 Vngrd Ttl Bnd Mkt Ldx Adm 148.5566 s 1,561.3302/27/2019 Vngrd Ttl Intl Bd Idx Adml 107.4009 s 2,357.4502/27/2019 Vngrd Ttl Stmkt Indx Fd As 57.9803 s 4,058.0402/27/2019 Vngrd Val Indx Adml 149.5612 s 6,308.4902/27/2019 Vngrd Wlsly Inc Adml 46.8959 s 2,908.9502/27/2019 Wf Prec Mtls Inst
02/28/2019 Fed Inst Hi Yld Bd Inst 23.0862 s 223.7102/28/2019 Pimco Low Dur Inst 0.9303 s 9.0702/28/2019 Pimco Real Rtn Inst 0.1791 s 1.9202/28/2019 Tcw Ttl Rtn Bd I 10.3130 s 99.6202/28/2019 Vngrd Intdtrmtrsind Adml 103.6982 s 2,219.1402/28/2019 Vngrd St Bd Indx Adml 0.6517 s 6.7402/28/2019 Vngrd St Corp Bd Indx Adml 16.3915 s 351.6002/28/2019 Vngrd St Invmt Grd Adml 0.2922 s 3.0702/28/2019 Vngrd Ttl Bnd Mkt Ldx Adm 4.3479 s 45.6502/28/2019 Vngrd Ttl Intl Bd Idx Adml 20.9562 s 459.3603/01/2019 Ab Hi Inc I
03/01/2019 Pimco Low Dur Inst 2.9233 s 28.4703/01/2019 Pimco Real Rtn Inst 0.4198 s 4.4903/01/2019 Vngrd St Bd Indx Adml 1.9509 s 20.1503/01/2019 Vngrd St Invmt Grd Adml 0.8431 s 8.8603/01/2019 Vngrd Ttl Bnd Mkt Ldx Adm 12.6676 s 132.6303/04/2019 Ab Hi Inc I
03/04/2019 Fed Inst Hi Yld Bd Inst 20.7141 s 200.5103/04/2019 Pimco Low Dur Inst 1.0040 s 9.7803/04/2019 Pimco Real Rtn Inst 0.2960 s 3.1703/04/2019 Vngrd 500 Index Fd As 0.4158 s 107.6103/04/2019 Vngrd Mid-Cap Idx Fd As 0.0438 s 8.6403/04/2019 Vngrd St Bd Indx Adml 0.6527 s 6.7503/04/2019 Vngrd St Invmt Grd Adml 0.2856 s 3.0003/04/2019 Vngrd Ttl Bnd Mkt Ldx Adm 4.1849 s 43.9003/05/2019 Ab Hi Inc I
Statement created on February 03, 2020 Page 138 of 197
7.4926 s 181.4702/27/2019 Jnshndrsn Frty T 1.7262 s 56.62
8.8586 s 85.8402/27/2019 Tiaacrf Lfcycind 2035 Inst 18.2206 s 350.20
4.8282 s 166.3802/28/2019 Ab Hi Inc I 3.7882 s 30.87
8.7331 s 71.0903/01/2019 Fed Inst Hi Yld Bd Inst 62.3343 s 603.40
2.5697 s 20.9203/04/2019 Amfds Gr Fd Am R6 1.0065 s 48.16
2.0950 s 17.03
Sample Annual Trust Report 401kJanuary 01, 2019 through December 31, 2019 Case Number abc-12345
Schedule of Purchases (continued)
Process Date Investment Shares/Units Purchased Cost03/05/2019 Fed Inst Hi Yld Bd Inst 20.9617 s 202.7003/05/2019 Pimco Low Dur Inst 0.9665 s 9.4103/05/2019 Pimco Real Rtn Inst 0.1789 s 1.9203/05/2019 Vngrd St Bd Indx Adml 0.6524 s 6.7403/05/2019 Vngrd St Invmt Grd Adml 0.2876 s 3.0203/05/2019 Vngrd Ttl Bnd Mkt Ldx Adm 4.1849 s 43.9403/06/2019 Ab Hi Inc I
03/06/2019 Pimco Low Dur Inst 1.0610 s 10.3303/06/2019 Pimco Real Rtn Inst 0.1786 s 1.9103/06/2019 Vngrd St Bd Indx Adml 0.6596 s 6.8203/06/2019 Vngrd St Invmt Grd Adml 0.2872 s 3.0203/06/2019 Vngrd Ttl Bnd Mkt Ldx Adm 4.1754 s 43.8803/07/2019 Ab Hi Inc I
03/07/2019 Pimco Low Dur Inst 1.0832 s 10.5403/07/2019 Pimco Real Rtn Inst 0.1785 s 1.9203/07/2019 Vngrd St Bd Indx Adml 0.6535 s 6.7703/07/2019 Vngrd St Invmt Grd Adml 0.2865 s 3.0203/07/2019 Vngrd Ttl Bnd Mkt Ldx Adm 4.1691 s 43.9403/08/2019 Ab Hi Inc I
03/08/2019 Pimco Low Dur Inst 3.3247 s 32.3503/08/2019 Pimco Real Rtn Inst 0.5368 s 5.7803/08/2019 Vngrd St Bd Indx Adml 1.9604 s 20.3103/08/2019 Vngrd St Invmt Grd Adml 0.8549 s 9.0003/08/2019 Vngrd Ttl Bnd Mkt Ldx Adm 12.2341 s 128.9503/11/2019 Ab Hi Inc I
03/11/2019 Pimco Low Dur Inst 1.0902 s 10.6203/11/2019 Pimco Real Rtn Inst 0.1792 s 1.9303/11/2019 Vngrd St Bd Indx Adml 0.6572 s 6.8103/11/2019 Vngrd St Invmt Grd Adml 0.2773 s 2.9203/11/2019 Vngrd Ttl Bnd Mkt Ldx Adm 4.1662 s 43.9103/12/2019 Ab Hi Inc I
03/12/2019 Pimco Low Dur Inst 1.0884 s 10.6003/12/2019 Pimco Real Rtn Inst 0.1906 s 2.0503/12/2019 Vngrd St Bd Indx Adml 0.6551 s 6.7903/12/2019 Vngrd St Invmt Grd Adml 0.2853 s 3.0103/12/2019 Vngrd Ttl Bnd Mkt Ldx Adm 4.1413 s 43.7303/13/2019 Ab Hi Inc I
03/13/2019 Pimco Low Dur Inst 1.0828 s 10.5503/13/2019 Pimco Real Rtn Inst 0.1784 s 1.9203/13/2019 Vngrd St Bd Indx Adml 0.6559 s 6.8003/13/2019 Vngrd St Invmt Grd Adml 0.2812 s 2.9603/13/2019 Vngrd Ttl Bnd Mkt Ldx Adm 4.1588 s 43.9203/14/2019 Ab Hi Inc I
03/14/2019 Allnzgi Tech Inst 152.6142 s 10,721.1503/14/2019 Amfds Amcap R6
03/14/2019 Amfds New Prspct R6 9.1564 s 388.2303/14/2019 Dws Scnc Tech S
03/14/2019 Fidadv Bio Inst03/14/2019 Invsco Comstk R503/14/2019 Jnshndrsn Frty T
0.4925 s 14.167.8222 s 190.471.7085 s 56.62
03/14/2019 Pimco Low Dur Inst 39.5996 s 385.7003/14/2019 Pimco Real Rtn Inst 26.3670 s 284.5003/14/2019 Tcw Ttl Rtn Bd I
Statement created on February 03, 2020 Page 139 of 197
2.0545 s 16.6803/06/2019 Fed Inst Hi Yld Bd Inst 20.9269 s 202.15
2.2034 s 17.8703/07/2019 Fed Inst Hi Yld Bd Inst 21.0130 s 202.57
6.3039 s 51.0003/08/2019 Fed Inst Hi Yld Bd Inst 63.0311 s 605.73
2.5768 s 20.8703/11/2019 Fed Inst Hi Yld Bd Inst 21.2785 s 204.91
2.2230 s 18.0503/12/2019 Fed Inst Hi Yld Bd Inst 21.2480 s 205.04
2.5445 s 20.6603/13/2019 Fed Inst Hi Yld Bd Inst 21.2693 s 205.67
38.9422 s 316.6003/14/2019 Abrden Emrg Mkt Inst 4.3778 s 64.31
7.0731 s 221.6703/14/2019 Amfds Gr Fd Am R6 28.3336 s 1,363.13
0.6416 s 14.1603/14/2019 Fed Inst Hi Yld Bd Inst 349.8719 s 3,386.76
8.8404 s 85.84
Sample Annual Trust Report 401kJanuary 01, 2019 through December 31, 2019 Case Number abc-12345
Schedule of Purchases (continued)
Process Date Investment Shares/Units Purchased Cost03/14/2019 Tiaacrf Lfcycind 2035 Inst 18.1738 s 350.2103/14/2019 Tiaacrf Lfcycind 2040 Inst 8.6415 s 171.8803/14/2019 Tiaacrf Lfcycind 2045 Inst 9.7920 s 195.8403/14/2019 Tiaacrf Lfcycind 2050 Inst 36.7948 s 738.8403/14/2019 Tiaacrf Lfcycind 2055 Inst 43.0410 s 692.1003/14/2019 Tiaacrf Lfcycind 2060 Inst 53.4401 s 660.5203/14/2019 Trowepr Gr Stk
03/14/2019 Thrnbrg Intl Val R6 7.7498 s 174.6803/14/2019 Vngrd 500 Index Fd As 33.2002 s 8,647.3203/14/2019 Vngrd Bal Indx Adml 31.9818 s 1,143.9903/14/2019 Vngrd Devl Mkt Indx Adml 754.9566 s 9,905.0303/14/2019 Vngrd Emrg Mkt Stkindxadml 96.0685 s 3,349.9103/14/2019 Vngrd Enrgy Adml 0.6433 s 59.5803/14/2019 Vngrd Gr Indx Adml 133.8911 s 10,618.9003/14/2019 Vngrd Intdtrmtrsind Adml 169.5246 s 3,648.1703/14/2019 Vngrd Mid-Cap Idx Fd As 33.7659 s 6,656.9403/14/2019 Vngrd Realest Indx Adml 4.2105 s 513.4703/14/2019 Vngrd St Bd Indx Adml 44.3919 s 459.9003/14/2019 Vngrd St Corp Bd Indx Adml 36.1203 s 777.6703/14/2019 Vngrd St Invmt Grd Adml 11.5920 s 122.1803/14/2019 Vngrd Sm Cap Indx Fd As 114.2491 s 8,398.4503/14/2019 Vngrd Smcap Val Indx Adml 4.2027 s 234.8903/14/2019 Vngrd Ttl Bnd Mkt Ldx Adm 151.5787 s 1,597.6403/14/2019 Vngrd Ttl Intl Bd Idx Adml 108.6931 s 2,401.0303/14/2019 Vngrd Ttl Stmkt Indx Fd As 57.8156 s 4,060.9703/14/2019 Vngrd Val Indx Adml 147.9126 s 6,247.8303/14/2019 Vngrd Wlsly Inc Adml 46.9941 s 2,935.7203/14/2019 Wf Prec Mtls Inst
03/15/2019 Fed Inst Hi Yld Bd Inst 64.0482 s 619.9903/15/2019 Pimco Low Dur Inst 3.2701 s 31.8503/15/2019 Pimco Real Rtn Inst 0.5369 s 5.8103/15/2019 Vngrd St Bd Indx Adml 1.9690 s 20.4203/15/2019 Vngrd St Invmt Grd Adml 0.8456 s 8.9103/15/2019 Vngrd Ttl Bnd Mkt Ldx Adm 12.5156 s 132.1603/18/2019 Ab Hi Inc I
03/18/2019 Pimco Low Dur Inst 1.2036 s 11.7103/18/2019 Pimco Real Rtn Inst 0.1793 s 1.9403/18/2019 Vngrd Intdtrmtrsind Adml 141.5200 s 3,048.3403/18/2019 Vngrd St Bd Indx Adml 181.3047 s 1,880.1303/18/2019 Vngrd St Corp Bd Indx Adml 104.9703 s 2,263.1603/18/2019 Vngrd St Invmt Grd Adml 0.2827 s 2.9803/18/2019 Vngrd Ttl Bnd Mkt Ldx Adm 328.3703 s 3,467.5903/18/2019 Vngrd Ttl Intl Bd Idx Adml 142.1568 s 3,145.9303/19/2019 Ab Hi Inc I
03/19/2019 Pimco Low Dur Inst 1.0211 s 9.9503/19/2019 Pimco Real Rtn Inst 0.1796 s 1.9403/19/2019 Vngrd St Bd Indx Adml 0.6678 s 6.9203/19/2019 Vngrd St Invmt Grd Adml 0.2842 s 3.0003/19/2019 Vngrd Ttl Bnd Mkt Ldx Adm 4.2045 s 44.4003/20/2019 Ab Hi Inc I
03/20/2019 Pimco Low Dur Inst 1.2533 s 12.2203/20/2019 Pimco Real Rtn Inst 0.1782 s 1.9403/20/2019 Vngrd 500 Index Fd As 53.0013 s 13,807.3703/20/2019 Vngrd St Bd Indx Adml 0.6657 s 6.9203/20/2019 Vngrd St Invmt Grd Adml 0.2837 s 3.0003/20/2019 Vngrd Ttl Bnd Mkt Ldx Adm 4.1878 s 44.3903/20/2019 Vngrd Wlsly Inc Adml 85.7598 s 5,340.26
Statement created on February 03, 2020 Page 140 of 197
5.8873 s 385.4403/14/2019 Trowepr Spctrmmodgralloc 458.9262 s 15,112.44
4.8369 s 166.3903/15/2019 Ab Hi Inc I 5.9578 s 48.50
2.4076 s 19.6003/18/2019 Fed Inst Hi Yld Bd Inst 81.9845 s 793.61
2.1155 s 17.2203/19/2019 Fed Inst Hi Yld Bd Inst 19.9787 s 193.59
2.0270 s 16.5203/20/2019 Fed Inst Hi Yld Bd Inst 19.9806 s 193.61
Sample Annual Trust Report 401kJanuary 01, 2019 through December 31, 2019 Case Number abc-12345
Schedule of Purchases (continued)
Process Date Investment Shares/Units Purchased Cost03/21/2019 Ab Hi Inc I
03/21/2019 Invsco Comstk R5 8.6865 s 211.6903/21/2019 Invsco Opp Eq Inc Y 0.0854 s 2.5203/21/2019 Pimco Low Dur Inst 1.1234 s 10.9503/21/2019 Pimco Real Rtn Inst 0.1795 s 1.9503/21/2019 Vngrd St Bd Indx Adml 0.6666 s 6.9203/21/2019 Vngrd St Invmt Grd Adml 0.2855 s 3.0103/21/2019 Vngrd Ttl Bnd Mkt Ldx Adm 4.1963 s 44.4803/22/2019 Ab Hi Inc I
03/22/2019 Pimco Low Dur Inst 2.8578 s 27.8903/22/2019 Pimco Real Rtn Inst 0.5365 s 5.8503/22/2019 Vngrd Emrg Mkt Stkindxadml 55.6024 s 1,939.9703/22/2019 Vngrd Ftse Soc Indx Inv 0.9566 s 17.7603/22/2019 Vngrd St Bd Indx Adml 1.9952 s 20.7703/22/2019 Vngrd St Invmt Grd Adml 0.8488 s 8.9803/22/2019 Vngrd Ttl Bnd Mkt Ldx Adm 12.5145 s 133.2803/22/2019 Vngrd Ttl Stmkt Indx Fd As 64.9520 s 4,513.5103/25/2019 Ab Hi Inc I
03/25/2019 Pimco Low Dur Inst 1.2263 s 11.9703/25/2019 Pimco Real Rtn Inst 0.1794 s 1.9603/25/2019 Vngrd St Bd Indx Adml 0.6642 s 6.9203/25/2019 Vngrd St Invmt Grd Adml 0.2820 s 2.9903/25/2019 Vngrd Ttl Bnd Mkt Ldx Adm 4.1633 s 44.4203/26/2019 Ab Hi Inc I
03/26/2019 Pimco Low Dur Inst 1.0946 s 10.6803/26/2019 Pimco Real Rtn Inst 0.1800 s 1.9603/26/2019 Vngrd St Bd Indx Adml 0.6649 s 6.9303/26/2019 Vngrd St Invmt Grd Adml 0.2821 s 2.9903/26/2019 Vngrd Ttl Bnd Mkt Ldx Adm 4.1638 s 44.4303/27/2019 Ab Hi Inc I
03/27/2019 Allnzgi Tech Inst 154.1009 s 10,828.6703/27/2019 Amfds Amcap R6
03/27/2019 Amfds New Prspct R6 9.1365 s 388.2103/27/2019 Dws Scnc Tech S
03/27/2019 Fidadv Bio Inst03/27/2019 Invsco Comstk R503/27/2019 Jnshndrsn Frty N03/27/2019 Jnshndrsn Frty T
0.5054 s 14.158.0198 s 190.478.6939 s 306.201.7121 s 56.62
03/27/2019 Jnshndrsn Glbltech Innov N 8.8000 s 306.2403/27/2019 Pimco Low Dur Inst 39.6182 s 387.0703/27/2019 Pimco Real Rtn Inst 26.1994 s 285.0503/27/2019 Tcw Ttl Rtn Bd I
03/27/2019 Tiaacrf Lfcycind 2040 Inst 8.6323 s 171.8703/27/2019 Tiaacrf Lfcycind 2045 Inst 9.7915 s 195.8303/27/2019 Tiaacrf Lfcycind 2050 Inst 36.8107 s 738.7903/27/2019 Tiaacrf Lfcycind 2055 Inst 43.0666 s 692.0803/27/2019 Tiaacrf Lfcycind 2060 Inst 45.8105 s 565.7603/27/2019 Trowepr Gr Stk
03/27/2019 Thrnbrg Intl Val R6 7.7069 s 175.1003/27/2019 Vngrd 500 Index Fd As 33.0589 s 8,556.6303/27/2019 Vngrd Bal Indx Adml 638.1790 s 22,776.6103/27/2019 Vngrd Devl Mkt Indx Adml 1,819.5809 s 23,836.5103/27/2019 Vngrd Emrg Mkt Stkindxadml 95.6287 s 3,317.36
Statement created on February 03, 2020 Page 141 of 197
2.0194 s 16.4603/21/2019 Fed Inst Hi Yld Bd Inst 19.9259 s 193.48
6.2134 s 50.5103/22/2019 Fed Inst Hi Yld Bd Inst 59.8375 s 579.83
2.1609 s 17.5503/25/2019 Fed Inst Hi Yld Bd Inst 20.0677 s 194.05
4.8710 s 39.6003/26/2019 Fed Inst Hi Yld Bd Inst 19.9796 s 193.80
39.5904 s 321.8703/27/2019 Abrden Emrg Mkt Inst 4.3928 s 64.31
7.0570 s 221.6603/27/2019 Amfds Gr Fd Am R6 29.0403 s 1,397.71
0.6361 s 14.1603/27/2019 Fed Inst Hi Yld Bd Inst 342.9155 s 3,326.28
8.7738 s 86.5103/27/2019 Tiaacrf Lfcycind 2035 Inst 18.1357 s 350.20
5.8969 s 385.4203/27/2019 Trowepr Spctrmmodgralloc 457.1104 s 15,070.93
Sample Annual Trust Report 401kJanuary 01, 2019 through December 31, 2019 Case Number abc-12345
Schedule of Purchases (continued)
Process Date Investment Shares/Units Purchased Cost03/27/2019 Vngrd Enrgy Adml 0.6391 s 59.5803/27/2019 Vngrd Gr Indx Adml 289.6735 s 23,034.8403/27/2019 Vngrd Intdtrmtrsind Adml 165.3122 s 3,605.4603/27/2019 Vngrd Mid-Cap Idx Fd As 63.1956 s 12,419.2003/27/2019 Vngrd Realest Indx Adml 8.4825 s 1,036.0503/27/2019 Vngrd St Bd Indx Adml 42.0719 s 438.8103/27/2019 Vngrd St Corp Bd Indx Adml 34.3404 s 745.5303/27/2019 Vngrd St Invmt Grd Adml 11.5236 s 122.1503/27/2019 Vngrd Sm Cap Indx Fd As 250.5281 s 18,098.1503/27/2019 Vngrd Smcap Gr Indx Adml 0.1079 s 6.7003/27/2019 Vngrd Smcap Val Indx Adml 5.2398 s 286.8803/27/2019 Vngrd Ttl Bnd Mkt Ldx Adm 145.2123 s 1,552.3203/27/2019 Vngrd Ttl Intl Bd Idx Adml 105.3786 s 2,352.0503/27/2019 Vngrd Ttl Stmkt Indx Fd As 56.1588 s 3,912.0203/27/2019 Vngrd Val Indx Adml 539.1367 s 22,444.2603/27/2019 Vngrd Wlsly Inc Adml 46.8071 s 2,928.7203/27/2019 Wf Prec Mtls Inst
03/28/2019 Fed Inst Hi Yld Bd Inst 20.0184 s 194.1803/28/2019 Pimco Low Dur Inst 1.0842 s 10.5803/28/2019 Pimco Real Rtn Inst 0.1800 s 1.9603/28/2019 Vngrd 500 Index Fd As 67.0568 s 17,421.3603/28/2019 Vngrd Devl Mkt Indx Adml 1,292.5340 s 16,893.4203/28/2019 Vngrd Emrg Mkt Stkindxadml 227.0298 s 7,918.8003/28/2019 Vngrd St Bd Indx Adml 0.6650 s 6.9403/28/2019 Vngrd St Invmt Grd Adml 0.2801 s 2.9703/28/2019 Vngrd Ttl Bnd Mkt Ldx Adm 991.8644 s 10,603.0303/29/2019 Ab Hi Inc I
03/29/2019 Pimco Low Dur Inst 3.4331 s 33.5103/29/2019 Pimco Real Rtn Inst 0.5393 s 5.8803/29/2019 Parnassus Cor Eq
03/29/2019 Vngrd Enrgy Adml 0.0028 s 0.2603/29/2019 Vngrd Intdtrmtrsind Adml 110.8729 s 2,409.2703/29/2019 Vngrd St Bd Indx Adml 2.0003 s 20.8403/29/2019 Vngrd St Corp Bd Indx Adml 20.5729 s 444.9903/29/2019 Vngrd St Invmt Grd Adml 0.8448 s 8.9503/29/2019 Vngrd Ttl Bnd Mkt Ldx Adm 12.7464 s 136.1303/29/2019 Vngrd Ttl Intl Bd Idx Adml 24.0104 s 535.1904/01/2019 Ab Hi Inc I
04/01/2019 Pimco Low Dur Inst 1.0860 s 10.5904/01/2019 Pimco Real Rtn Inst 0.1803 s 1.9604/01/2019 Vngrd Devl Mkt Indx Adml 29.5474 s 392.3904/01/2019 Vngrd St Bd Indx Adml 0.6720 s 6.9904/01/2019 Vngrd St Invmt Grd Adml 0.2892 s 3.0604/01/2019 Vngrd Sm Cap Indx Fd As 9.0622 s 671.9604/01/2019 Vngrd Ttl Bnd Mkt Ldx Adm 4.3546 s 46.3304/01/2019 Vngrd Ttl Stmkt Indx Fd As 4.4095 s 314.1304/02/2019 Ab Hi Inc I
04/02/2019 Pimco Low Dur Inst 1.1773 s 11.4804/02/2019 Pimco Real Rtn Inst 0.1793 s 1.9504/02/2019 Vngrd St Bd Indx Adml 0.6714 s 6.9904/02/2019 Vngrd St Invmt Grd Adml 0.2943 s 3.1104/02/2019 Vngrd Ttl Bnd Mkt Ldx Adm 4.2905 s 45.6904/03/2019 Ab Hi Inc I
04/03/2019 Pimco Low Dur Inst 1.1781 s 11.4904/03/2019 Pimco Real Rtn Inst 0.1795 s 1.9504/03/2019 Vngrd St Bd Indx Adml 0.6714 s 6.98
Statement created on February 03, 2020 Page 142 of 197
4.6762 s 166.3803/28/2019 Ab Hi Inc I 2.1915 s 17.79
6.5169 s 52.9803/29/2019 Fed Inst Hi Yld Bd Inst 59.8434 s 581.68
0.3893 s 17.1903/29/2019 Tcw Ttl Rtn Bd I 10.2377 s 100.43
2.6462 s 21.5704/01/2019 Fed Inst Hi Yld Bd Inst 20.7646 s 202.25
2.0575 s 16.7904/02/2019 Fed Inst Hi Yld Bd Inst 20.6813 s 201.44
1.9932 s 16.2604/03/2019 Fed Inst Hi Yld Bd Inst 20.6189 s 201.03
Sample Annual Trust Report 401kJanuary 01, 2019 through December 31, 2019 Case Number abc-12345
Schedule of Purchases (continued)
Process Date Investment Shares/Units Purchased Cost04/03/2019 Vngrd St Invmt Grd Adml 0.3013 s 3.1804/03/2019 Vngrd Ttl Bnd Mkt Ldx Adm 4.3003 s 45.7104/04/2019 Ab Hi Inc I
04/04/2019 Pimco Low Dur Inst 1.1343 s 11.0604/04/2019 Pimco Real Rtn Inst 0.1791 s 1.9504/04/2019 Vngrd St Bd Indx Adml 0.6707 s 6.9804/04/2019 Vngrd St Invmt Grd Adml 0.2965 s 3.1404/04/2019 Vngrd Ttl Bnd Mkt Ldx Adm 4.3038 s 45.7504/05/2019 Ab Hi Inc I
04/05/2019 Pimco Low Dur Inst 3.4669 s 33.8004/05/2019 Pimco Real Rtn Inst 0.5366 s 5.8304/05/2019 Vngrd St Bd Indx Adml 2.0135 s 20.9404/05/2019 Vngrd St Invmt Grd Adml 0.8958 s 9.4804/05/2019 Vngrd Ttl Bnd Mkt Ldx Adm 12.9066 s 137.3304/08/2019 Ab Hi Inc I
04/08/2019 Pimco Low Dur Inst 1.2052 s 11.7504/08/2019 Pimco Real Rtn Inst 0.1795 s 1.9504/08/2019 Vngrd Devl Mkt Indx Adml 131.6274 s 1,766.4404/08/2019 Vngrd Intdtrmtrsind Adml 652.3962 s 14,111.3304/08/2019 Vngrd St Bd Indx Adml 0.6711 s 6.9804/08/2019 Vngrd St Invmt Grd Adml 0.2984 s 3.1504/08/2019 Vngrd Ttl Bnd Mkt Ldx Adm 4.2722 s 45.4104/08/2019 Vngrd Ttl Intl Bd Idx Adml 18.9541 s 421.5404/09/2019 Ab Hi Inc I
04/09/2019 Pimco Low Dur Inst 1.1676 s 11.3804/09/2019 Pimco Real Rtn Inst 0.1791 s 1.9504/09/2019 Vngrd St Bd Indx Adml 0.6715 s 6.9804/09/2019 Vngrd St Invmt Grd Adml 0.2969 s 3.1404/09/2019 Vngrd Ttl Bnd Mkt Ldx Adm 4.3031 s 45.7804/10/2019 Ab Hi Inc I
04/10/2019 Pimco Low Dur Inst 1.3008 s 12.6804/10/2019 Pimco Real Rtn Inst 0.1786 s 1.9504/10/2019 Vngrd St Bd Indx Adml 0.6703 s 6.9804/10/2019 Vngrd St Invmt Grd Adml 0.2948 s 3.1204/10/2019 Vngrd Ttl Bnd Mkt Ldx Adm 4.3191 s 46.0404/11/2019 Ab Hi Inc I
04/11/2019 Pimco Low Dur Inst 1.1753 s 11.4604/11/2019 Pimco Real Rtn Inst 0.1818 s 1.9804/11/2019 Vngrd St Bd Indx Adml 0.6713 s 6.9804/11/2019 Vngrd St Invmt Grd Adml 0.2968 s 3.1404/11/2019 Vngrd Ttl Bnd Mkt Ldx Adm 4.3190 s 45.9504/12/2019 Ab Hi Inc I
04/12/2019 Allnzgi Tech Inst 147.5753 s 10,886.6304/12/2019 Amfds Amcap R6
04/12/2019 Amfds New Prspct R6 8.8089 s 388.2104/12/2019 Dws Scnc Tech S
04/12/2019 Fidadv Bio Inst04/12/2019 Invsco Comstk R504/12/2019 Jnshndrsn Frty N04/12/2019 Jnshndrsn Frty T
0.4984 s 14.157.6958 s 190.478.3456 s 306.201.6443 s 56.63
04/12/2019 Jnshndrsn Glbltech Innov N 8.3376 s 306.2404/12/2019 Pimco Low Dur Inst 42.1222 s 410.2704/12/2019 Pimco Real Rtn Inst 26.5327 s 288.41
Statement created on February 03, 2020 Page 143 of 197
2.0793 s 16.9704/04/2019 Fed Inst Hi Yld Bd Inst 20.6079 s 200.93
6.5001 s 53.1104/05/2019 Fed Inst Hi Yld Bd Inst 61.7638 s 603.43
2.3961 s 19.5804/08/2019 Fed Inst Hi Yld Bd Inst 51.2405 s 500.62
2.1873 s 17.8904/09/2019 Fed Inst Hi Yld Bd Inst 20.5786 s 201.05
2.5486 s 20.8704/10/2019 Fed Inst Hi Yld Bd Inst 20.5924 s 201.39
2.1580 s 17.6704/11/2019 Fed Inst Hi Yld Bd Inst 20.5001 s 200.90
42.4054 s 347.3004/12/2019 Abrden Emrg Mkt Inst 4.1760 s 64.31
6.7911 s 221.6604/12/2019 Amfds Gr Fd Am R6 27.8337 s 1,388.90
0.6055 s 14.1504/12/2019 Fed Inst Hi Yld Bd Inst 384.2179 s 3,773.02
Sample Annual Trust Report 401kJanuary 01, 2019 through December 31, 2019 Case Number abc-12345
Schedule of Purchases (continued)
Process Date Investment Shares/Units Purchased Cost04/12/2019 Tcw Ttl Rtn Bd I
04/12/2019 Tiaacrf Lfcycind 2040 Inst 8.3839 s 171.8704/12/2019 Tiaacrf Lfcycind 2045 Inst 9.4879 s 195.8304/12/2019 Tiaacrf Lfcycind 2050 Inst 35.6228 s 738.4604/12/2019 Tiaacrf Lfcycind 2055 Inst 41.6916 s 692.0804/12/2019 Tiaacrf Lfcycind 2060 Inst 43.9178 s 560.8304/12/2019 Trowepr Gr Stk
04/12/2019 Thrnbrg Intl Val R6 7.3798 s 174.6804/12/2019 Vngrd 500 Index Fd As 32.3197 s 8,678.1604/12/2019 Vngrd Bal Indx Adml 30.9673 s 1,128.4504/12/2019 Vngrd Devl Mkt Indx Adml 731.5732 s 9,839.6604/12/2019 Vngrd Emrg Mkt Stkindxadml 93.1539 s 3,376.8304/12/2019 Vngrd Enrgy Adml 0.6195 s 59.5804/12/2019 Vngrd Gr Indx Adml 128.1927 s 10,650.2504/12/2019 Vngrd Intdtrmtrsind Adml 167.9133 s 3,623.5704/12/2019 Vngrd Mid-Cap Idx Fd As 31.4327 s 6,466.3404/12/2019 Vngrd Realest Indx Adml 4.1646 s 519.8304/12/2019 Vngrd St Bd Indx Adml 45.2849 s 470.5104/12/2019 Vngrd St Corp Bd Indx Adml 35.8644 s 774.6704/12/2019 Vngrd St Invmt Grd Adml 12.1684 s 128.6204/12/2019 Vngrd Sm Cap Indx Fd As 109.7863 s 8,300.9404/12/2019 Vngrd Smcap Val Indx Adml 4.0998 s 234.8804/12/2019 Vngrd Ttl Bnd Mkt Ldx Adm 165.1516 s 1,753.9104/12/2019 Vngrd Ttl Intl Bd Idx Adml 106.9019 s 2,375.3604/12/2019 Vngrd Ttl Stmkt Indx Fd As 54.1013 s 3,914.2304/12/2019 Vngrd Val Indx Adml 140.3945 s 6,021.5204/12/2019 Vngrd Wlsly Inc Adml 46.2860 s 2,915.0904/12/2019 Wf Prec Mtls Inst
04/15/2019 Fed Inst Hi Yld Bd Inst 36.6120 s 359.5304/15/2019 Pimco Low Dur Inst 1.1834 s 11.5404/15/2019 Pimco Real Rtn Inst 0.1797 s 1.9604/15/2019 Vngrd Gr Indx Adml 88.1321 s 7,319.3704/15/2019 Vngrd Intdtrmtrsind Adml 13.3495 s 288.3504/15/2019 Vngrd Mid-Cap Idx Fd As 24.6391 s 5,060.1404/15/2019 Vngrd St Bd Indx Adml 14.6901 s 152.6304/15/2019 Vngrd St Corp Bd Indx Adml 9.7650 s 211.1204/15/2019 Vngrd St Invmt Grd Adml 0.2998 s 3.1704/15/2019 Vngrd Sm Cap Indx Fd As 2.8891 s 217.8404/15/2019 Vngrd Ttl Bnd Mkt Ldx Adm 31.6961 s 336.9304/15/2019 Vngrd Ttl Intl Bd Idx Adml 12.9761 s 288.3304/16/2019 Ab Hi Inc I
04/16/2019 Pimco Low Dur Inst 1.2293 s 11.9704/16/2019 Pimco Real Rtn Inst 0.1809 s 1.9604/16/2019 Vngrd St Bd Indx Adml 0.6771 s 7.0304/16/2019 Vngrd St Invmt Grd Adml 0.2978 s 3.1504/16/2019 Vngrd Ttl Bnd Mkt Ldx Adm 4.2020 s 44.5804/17/2019 Ab Hi Inc I
04/17/2019 Pimco Low Dur Inst 1.0053 s 9.7904/17/2019 Pimco Real Rtn Inst 0.1798 s 1.9504/17/2019 Vngrd St Bd Indx Adml 0.6766 s 7.0204/17/2019 Vngrd St Invmt Grd Adml 0.3011 s 3.1804/17/2019 Vngrd Ttl Bnd Mkt Ldx Adm 4.2920 s 45.5404/18/2019 Ab Hi Inc I
04/18/2019 Pimco Low Dur Inst 4.7355 s 46.1204/18/2019 Pimco Real Rtn Inst 0.7167 s 7.8004/18/2019 Vngrd St Bd Indx Adml 2.7065 s 28.12
Statement created on February 03, 2020 Page 144 of 197
8.8041 s 85.8404/12/2019 Tiaacrf Lfcycind 2035 Inst 17.6690 s 350.20
5.6738 s 385.4204/12/2019 Trowepr Spctrmmodgralloc 435.6450 s 14,724.80
4.8863 s 166.3804/15/2019 Ab Hi Inc I 2.0984 s 17.19
2.2486 s 18.4204/16/2019 Fed Inst Hi Yld Bd Inst 20.5841 s 202.14
2.0504 s 16.7904/17/2019 Fed Inst Hi Yld Bd Inst 20.6205 s 202.08
8.6580 s 70.9104/18/2019 Fed Inst Hi Yld Bd Inst 82.6058 s 808.71
Sample Annual Trust Report 401kJanuary 01, 2019 through December 31, 2019 Case Number abc-12345
Schedule of Purchases (continued)
Process Date Investment Shares/Units Purchased Cost04/18/2019 Vngrd St Invmt Grd Adml 1.1925 s 12.6204/18/2019 Vngrd Ttl Bnd Mkt Ldx Adm 17.0805 s 181.5704/22/2019 Ab Hi Inc I
04/22/2019 Pimco Low Dur Inst 1.3841 s 13.4804/22/2019 Pimco Real Rtn Inst 0.1799 s 1.9604/22/2019 Vngrd St Bd Indx Adml 0.6773 s 7.0404/22/2019 Vngrd St Invmt Grd Adml 0.3022 s 3.1904/22/2019 Vngrd Ttl Bnd Mkt Ldx Adm 4.2886 s 45.5004/23/2019 Ab Hi Inc I
04/23/2019 Pimco Low Dur Inst 1.1674 s 11.3804/23/2019 Pimco Real Rtn Inst 0.1794 s 1.9504/23/2019 Vngrd St Bd Indx Adml 0.6769 s 7.0304/23/2019 Vngrd St Invmt Grd Adml 0.2966 s 3.1404/23/2019 Vngrd Ttl Bnd Mkt Ldx Adm 4.2771 s 45.4204/24/2019 Ab Hi Inc I
04/24/2019 Pimco Low Dur Inst 0.9242 s 9.0104/24/2019 Pimco Real Rtn Inst 0.1792 s 1.9604/24/2019 Vngrd St Bd Indx Adml 0.6763 s 7.0404/24/2019 Vngrd St Invmt Grd Adml 0.2972 s 3.1504/24/2019 Vngrd Ttl Bnd Mkt Ldx Adm 4.2822 s 45.5604/25/2019 Ab Hi Inc I
04/25/2019 Pimco Low Dur Inst 1.0029 s 9.7904/25/2019 Pimco Real Rtn Inst 0.1797 s 1.9704/25/2019 Vngrd St Bd Indx Adml 0.6759 s 7.0304/25/2019 Vngrd St Invmt Grd Adml 0.2952 s 3.1204/25/2019 Vngrd Ttl Bnd Mkt Ldx Adm 4.2805 s 45.5404/26/2019 Ab Hi Inc I
04/26/2019 Pimco Low Dur Inst 3.1233 s 30.4804/26/2019 Pimco Real Rtn Inst 0.5386 s 5.9004/26/2019 Vngrd St Bd Indx Adml 2.0209 s 21.0404/26/2019 Vngrd St Invmt Grd Adml 0.8893 s 9.4204/26/2019 Vngrd Ttl Bnd Mkt Ldx Adm 12.7982 s 136.4304/29/2019 Ab Hi Inc I
04/29/2019 Allnzgi Tech Inst 143.7732 s 10,909.5104/29/2019 Amfds Amcap R6
04/29/2019 Amfds New Prspct R6 8.7160 s 388.2104/29/2019 Dws Scnc Tech S
04/29/2019 Fidadv Bio Inst04/29/2019 Invsco Comstk R504/29/2019 Jnshndrsn Frty N04/29/2019 Jnshndrsn Frty T
0.5094 s 14.157.5794 s 190.478.1918 s 306.211.6136 s 56.62
04/29/2019 Jnshndrsn Glbltech Innov N 8.1596 s 306.2304/29/2019 Pimco Low Dur Inst 40.0092 s 390.0904/29/2019 Pimco Real Rtn Inst 26.2809 s 287.2504/29/2019 Tcw Ttl Rtn Bd I
04/29/2019 Tiaacrf Lfcycind 2040 Inst 8.3230 s 171.8704/29/2019 Tiaacrf Lfcycind 2045 Inst 9.4104 s 195.8304/29/2019 Tiaacrf Lfcycind 2050 Inst 35.3368 s 738.5404/29/2019 Tiaacrf Lfcycind 2055 Inst 41.3429 s 692.0804/29/2019 Tiaacrf Lfcycind 2060 Inst 47.3719 s 610.1504/29/2019 Trowepr Gr Stk
04/29/2019 Thrnbrg Intl Val R6 7.3085 s 176.72
Statement created on February 03, 2020 Page 145 of 197
0.9417 s 7.7104/22/2019 Fed Inst Hi Yld Bd Inst 20.6738 s 202.19
2.1648 s 17.7504/23/2019 Fed Inst Hi Yld Bd Inst 22.6530 s 221.77
2.0819 s 17.0704/24/2019 Fed Inst Hi Yld Bd Inst 22.5899 s 221.38
2.2322 s 18.2604/25/2019 Fed Inst Hi Yld Bd Inst 22.6168 s 221.64
6.3749 s 52.2104/26/2019 Fed Inst Hi Yld Bd Inst 67.5483 s 661.97
42.1319 s 345.0604/29/2019 Abrden Emrg Mkt Inst 4.1384 s 64.31
6.7333 s 221.6604/29/2019 Amfds Gr Fd Am R6 27.3530 s 1,387.89
0.5867 s 14.1504/29/2019 Fed Inst Hi Yld Bd Inst 343.8247 s 3,372.92
9.1258 s 89.2504/29/2019 Tiaacrf Lfcycind 2035 Inst 17.5451 s 350.20
5.5624 s 385.4204/29/2019 Trowepr Spctrmmodgralloc 433.0907 s 14,746.74
Sample Annual Trust Report 401kJanuary 01, 2019 through December 31, 2019 Case Number abc-12345
Schedule of Purchases (continued)
Process Date Investment Shares/Units Purchased Cost04/29/2019 Vngrd 500 Index Fd As 32.0369 s 8,710.1804/29/2019 Vngrd Bal Indx Adml 30.7145 s 1,128.4504/29/2019 Vngrd Devl Mkt Indx Adml 699.1053 s 9,430.9304/29/2019 Vngrd Emrg Mkt Stkindxadml 88.8162 s 3,199.1604/29/2019 Vngrd Enrgy Adml 0.6288 s 59.5804/29/2019 Vngrd Gr Indx Adml 118.9455 s 10,055.6504/29/2019 Vngrd Intdtrmtrsind Adml 143.2067 s 3,103.2904/29/2019 Vngrd Mid-Cap Idx Fd As 29.5944 s 6,089.3504/29/2019 Vngrd Realest Indx Adml 4.2268 s 514.8704/29/2019 Vngrd St Bd Indx Adml 44.4044 s 462.2504/29/2019 Vngrd St Corp Bd Indx Adml 35.3081 s 765.4804/29/2019 Vngrd St Invmt Grd Adml 11.5524 s 122.3404/29/2019 Vngrd Sm Cap Indx Fd As 104.3572 s 7,935.3204/29/2019 Vngrd Smcap Val Indx Adml 4.0834 s 234.8804/29/2019 Vngrd Ttl Bnd Mkt Ldx Adm 156.1081 s 1,660.9904/29/2019 Vngrd Ttl Intl Bd Idx Adml 82.7100 s 1,845.2604/29/2019 Vngrd Ttl Stmkt Indx Fd As 53.5103 s 3,916.4204/29/2019 Vngrd Val Indx Adml 125.7819 s 5,433.7804/29/2019 Vngrd Wlsly Inc Adml 46.5621 s 2,940.8604/29/2019 Wf Prec Mtls Inst
04/30/2019 Fed Inst Hi Yld Bd Inst 22.6118 s 221.8204/30/2019 Pimco Low Dur Inst 0.8303 s 8.1004/30/2019 Pimco Real Rtn Inst 0.1803 s 1.9704/30/2019 Tcw Ttl Rtn Bd I 10.2832 s 100.3604/30/2019 Vngrd 500 Index Fd As 32.2581 s 8,779.0504/30/2019 Vngrd Devl Mkt Indx Adml 528.3689 s 7,132.9804/30/2019 Vngrd Emrg Mkt Stkindxadml 76.1435 s 2,743.4504/30/2019 Vngrd Intdtrmtrsind Adml 110.3844 s 2,390.9304/30/2019 Vngrd Mid-Cap Idx Fd As 18.5988 s 3,840.8404/30/2019 Vngrd Realest Indx Adml 8.9219 s 1,097.3904/30/2019 Vngrd St Bd Indx Adml 0.6754 s 7.0404/30/2019 Vngrd St Corp Bd Indx Adml 18.4637 s 399.5504/30/2019 Vngrd St Invmt Grd Adml 0.2961 s 3.1404/30/2019 Vngrd Sm Cap Indx Fd As 36.1600 s 2,743.4604/30/2019 Vngrd Ttl Bnd Mkt Ldx Adm 107.2251 s 1,143.0204/30/2019 Vngrd Ttl Intl Bd Idx Adml 23.2745 s 518.7905/01/2019 Ab Hi Inc I
05/01/2019 Pimco Low Dur Inst 1.0418 s 10.1705/01/2019 Pimco Real Rtn Inst 0.1808 s 1.9705/01/2019 Vngrd St Bd Indx Adml 0.6766 s 7.0405/01/2019 Vngrd St Invmt Grd Adml 0.3015 s 3.1905/01/2019 Vngrd Ttl Bnd Mkt Ldx Adm 4.2511 s 45.3205/02/2019 Ab Hi Inc I
05/02/2019 Pimco Low Dur Inst 1.1550 s 11.2605/02/2019 Pimco Real Rtn Inst 0.1812 s 1.9705/02/2019 Vngrd St Bd Indx Adml 0.6791 s 7.0605/02/2019 Vngrd St Invmt Grd Adml 0.3011 s 3.1905/02/2019 Vngrd Ttl Bnd Mkt Ldx Adm 4.2580 s 45.3105/03/2019 Ab Hi Inc I
05/03/2019 Pimco Low Dur Inst 3.5038 s 34.2005/03/2019 Pimco Real Rtn Inst 0.5394 s 5.8805/03/2019 Vngrd St Bd Indx Adml 2.0500 s 21.3205/03/2019 Vngrd St Invmt Grd Adml 0.9023 s 9.5505/03/2019 Vngrd Ttl Bnd Mkt Ldx Adm 12.7809 s 136.1205/06/2019 Ab Hi Inc I
05/06/2019 Pimco Low Dur Inst 1.1608 s 11.3405/06/2019 Pimco Real Rtn Inst 0.1801 s 1.97
Statement created on February 03, 2020 Page 146 of 197
5.1703 s 166.3804/30/2019 Ab Hi Inc I 2.2155 s 18.17
2.0177 s 16.5705/01/2019 Fed Inst Hi Yld Bd Inst 21.8624 s 214.47
2.1179 s 17.3505/02/2019 Fed Inst Hi Yld Bd Inst 21.8845 s 214.25
6.5571 s 53.7705/03/2019 Fed Inst Hi Yld Bd Inst 65.6092 s 642.97
2.3163 s 18.9905/06/2019 Fed Inst Hi Yld Bd Inst 21.8491 s 213.68
Sample Annual Trust Report 401kJanuary 01, 2019 through December 31, 2019 Case Number abc-12345
Schedule of Purchases (continued)
Process Date Investment Shares/Units Purchased Cost05/06/2019 Vngrd 500 Index Fd As 0.0223 s 6.0305/06/2019 Vngrd St Bd Indx Adml 0.6782 s 7.0605/06/2019 Vngrd St Invmt Grd Adml 0.3016 s 3.1905/06/2019 Vngrd Ttl Bnd Mkt Ldx Adm 4.2584 s 45.3905/06/2019 Vngrd Val Indx Adml 12.3303 s 531.9305/07/2019 Ab Hi Inc I
05/07/2019 Fed Inst Hi Yld Bd Inst 21.7989 s 212.9805/07/2019 Pimco Low Dur Inst 1.2006 s 11.7305/07/2019 Pimco Real Rtn Inst 0.1784 s 1.9505/07/2019 Vngrd St Bd Indx Adml 0.6794 s 7.0805/07/2019 Vngrd St Invmt Grd Adml 0.3026 s 3.2005/07/2019 Vngrd Ttl Bnd Mkt Ldx Adm 4.2330 s 45.2105/08/2019 Ab Hi Inc I
05/08/2019 Pimco Low Dur Inst 1.1253 s 10.9805/08/2019 Pimco Real Rtn Inst 0.1732 s 1.8905/08/2019 Vngrd St Bd Indx Adml 0.6781 s 7.0605/08/2019 Vngrd St Invmt Grd Adml 0.3015 s 3.1905/08/2019 Vngrd Ttl Bnd Mkt Ldx Adm 3.9958 s 42.6005/09/2019 Ab Hi Inc I
05/09/2019 Allnzgi Tech Inst 145.8033 s 10,723.8305/09/2019 Amfds Amcap R6
05/09/2019 Amfds New Prspct R6 8.9635 s 388.2105/09/2019 Dws Scnc Tech S
05/09/2019 Fidadv Bio Inst05/09/2019 Invsco Comstk R505/09/2019 Jnshndrsn Frty N05/09/2019 Jnshndrsn Frty T
0.7617 s 20.657.7585 s 190.478.4052 s 306.202.4161 s 82.63
05/09/2019 Jnshndrsn Glbltech Innov N 8.4410 s 306.2405/09/2019 Pimco Low Dur Inst 40.2272 s 393.0205/09/2019 Pimco Real Rtn Inst 26.4592 s 288.6705/09/2019 Tcw Ttl Rtn Bd I
05/09/2019 Tiaacrf Lfcycind 2040 Inst 8.5042 s 171.8705/09/2019 Tiaacrf Lfcycind 2045 Inst 9.6373 s 195.8305/09/2019 Tiaacrf Lfcycind 2050 Inst 36.1990 s 738.4605/09/2019 Tiaacrf Lfcycind 2055 Inst 42.3809 s 692.0805/09/2019 Tiaacrf Lfcycind 2060 Inst 45.6338 s 573.1605/09/2019 Trowepr Gr Stk
05/09/2019 Thrnbrg Intl Val R6 7.7124 s 178.8505/09/2019 Vngrd 500 Index Fd As 33.7729 s 8,962.6405/09/2019 Vngrd Bal Indx Adml 31.5142 s 1,143.6505/09/2019 Vngrd Devl Mkt Indx Adml 733.5528 s 9,594.8705/09/2019 Vngrd Emrg Mkt Stkindxadml 95.0785 s 3,281.1605/09/2019 Vngrd Enrgy Adml 0.6663 s 60.7305/09/2019 Vngrd Gr Indx Adml 122.2975 s 10,066.3105/09/2019 Vngrd Intdtrmtrsind Adml 143.7325 s 3,121.8705/09/2019 Vngrd Mid-Cap Idx Fd As 30.6302 s 6,187.3005/09/2019 Vngrd Realest Indx Adml 4.2959 s 523.6305/09/2019 Vngrd St Bd Indx Adml 43.4367 s 452.6105/09/2019 Vngrd St Corp Bd Indx Adml 35.5880 s 770.4805/09/2019 Vngrd St Invmt Grd Adml 11.7604 s 124.6605/09/2019 Vngrd Sm Cap Indx Fd As 109.1697 s 8,138.6005/09/2019 Vngrd Smcap Val Indx Adml 4.1594 s 234.8805/09/2019 Vngrd Ttl Bnd Mkt Ldx Adm 156.5262 s 1,671.7005/09/2019 Vngrd Ttl Intl Bd Idx Adml 83.6053 s 1,866.0705/09/2019 Vngrd Ttl Stmkt Indx Fd As 54.7206 s 3,913.07
Statement created on February 03, 2020 Page 147 of 197
2.0680 s 16.9205/07/2019 Fed Gov Oblgtns Prmr 2,522.3580 u 2,577.30
2.3007 s 18.8005/08/2019 Fed Inst Hi Yld Bd Inst 21.8601 s 213.35
39.4933 s 321.8705/09/2019 Abrden Emrg Mkt Inst 4.3365 s 64.31
6.8988 s 221.6605/09/2019 Amfds Gr Fd Am R6 25.8609 s 1,278.82
0.8886 s 20.6605/09/2019 Fed Inst Hi Yld Bd Inst 347.5123 s 3,384.77
9.2063 s 90.1305/09/2019 Tiaacrf Lfcycind 2035 Inst 19.6553 s 384.85
5.7303 s 385.4205/09/2019 Trowepr Spctrmmodgralloc 447.0724 s 14,945.63
Sample Annual Trust Report 401kJanuary 01, 2019 through December 31, 2019 Case Number abc-12345
Schedule of Purchases (continued)
Process Date Investment Shares/Units Purchased Cost05/09/2019 Vngrd Val Indx Adml 131.6102 s 5,567.1105/09/2019 Vngrd Wlsly Inc Adml 46.8633 s 2,947.7005/09/2019 Wf Prec Mtls Inst
05/10/2019 Fed Inst Hi Yld Bd Inst 66.0579 s 643.4005/10/2019 Pimco Low Dur Inst 3.3221 s 32.4905/10/2019 Pimco Real Rtn Inst 0.5185 s 5.6705/10/2019 Vngrd St Bd Indx Adml 2.0419 s 21.2805/10/2019 Vngrd St Invmt Grd Adml 0.9022 s 9.5605/10/2019 Vngrd Ttl Bnd Mkt Ldx Adm 12.3441 s 131.7105/13/2019 Ab Hi Inc I
05/13/2019 Pimco Low Dur Inst 1.1052 s 10.8105/13/2019 Pimco Real Rtn Inst 0.1761 s 1.9305/13/2019 Vngrd St Bd Indx Adml 0.6765 s 7.0605/13/2019 Vngrd St Invmt Grd Adml 0.3008 s 3.1905/13/2019 Vngrd Ttl Bnd Mkt Ldx Adm 4.1880 s 44.8105/14/2019 Ab Hi Inc I
05/14/2019 Pimco Low Dur Inst 1.1791 s 11.5305/14/2019 Pimco Real Rtn Inst 0.1737 s 1.9105/14/2019 Vngrd St Bd Indx Adml 0.6841 s 7.1405/14/2019 Vngrd St Invmt Grd Adml 0.3014 s 3.2005/14/2019 Vngrd Ttl Bnd Mkt Ldx Adm 4.1783 s 44.6705/15/2019 Ab Hi Inc I
05/15/2019 Pimco Low Dur Inst 1.2997 s 12.7205/15/2019 Pimco Real Rtn Inst 0.5968 s 6.5605/15/2019 Vngrd St Bd Indx Adml 0.6789 s 7.0905/15/2019 Vngrd St Invmt Grd Adml 0.3017 s 3.2005/15/2019 Vngrd Ttl Bnd Mkt Ldx Adm 4.1681 s 44.6405/16/2019 Ab Hi Inc I
05/16/2019 Pimco Low Dur Inst 1.0866 s 10.6305/16/2019 Pimco Real Rtn Inst 1.1218 s 12.3105/16/2019 Vngrd St Bd Indx Adml 0.6804 s 7.1005/16/2019 Vngrd St Invmt Grd Adml 0.3027 s 3.2105/16/2019 Vngrd Ttl Bnd Mkt Ldx Adm 4.1871 s 44.8005/17/2019 Ab Hi Inc I
05/17/2019 Pimco Low Dur Inst 3.4268 s 33.4805/17/2019 Pimco Real Rtn Inst 3.2790 s 35.9405/17/2019 Vngrd St Bd Indx Adml 2.0371 s 21.2705/17/2019 Vngrd St Invmt Grd Adml 0.8995 s 9.5405/17/2019 Vngrd Ttl Bnd Mkt Ldx Adm 12.5401 s 134.1805/20/2019 Ab Hi Inc I
05/20/2019 Pimco Low Dur Inst 1.2335 s 12.0505/20/2019 Pimco Real Rtn Inst 1.1179 s 12.2305/20/2019 Vngrd St Bd Indx Adml 0.6813 s 7.1105/20/2019 Vngrd St Invmt Grd Adml 0.2962 s 3.1405/20/2019 Vngrd Ttl Bnd Mkt Ldx Adm 4.1787 s 44.6705/21/2019 Ab Hi Inc I
05/21/2019 Pimco Low Dur Inst 1.1806 s 11.5205/21/2019 Pimco Real Rtn Inst 1.1169 s 12.2205/21/2019 Vngrd St Bd Indx Adml 0.6810 s 7.1005/21/2019 Vngrd St Invmt Grd Adml 0.3013 s 3.1905/21/2019 Vngrd Ttl Bnd Mkt Ldx Adm 4.2008 s 44.8605/22/2019 Ab Hi Inc I
05/22/2019 Pimco Low Dur Inst 1.1784 s 11.50
Statement created on February 03, 2020 Page 148 of 197
5.2370 s 166.3805/10/2019 Ab Hi Inc I 6.5828 s 53.72
2.1763 s 17.6905/13/2019 Fed Inst Hi Yld Bd Inst 22.1238 s 214.38
2.0909 s 17.0005/14/2019 Fed Inst Hi Yld Bd Inst 22.1490 s 215.07
2.2157 s 18.0405/15/2019 Fed Inst Hi Yld Bd Inst 22.0374 s 213.98
2.7934 s 22.7705/16/2019 Fed Inst Hi Yld Bd Inst 22.0693 s 214.73
6.6901 s 54.4605/17/2019 Fed Inst Hi Yld Bd Inst 66.2691 s 644.14
1.1752 s 9.5705/20/2019 Fed Inst Hi Yld Bd Inst 22.0679 s 214.50
1.6685 s 13.6005/21/2019 Fed Inst Hi Yld Bd Inst 22.0976 s 215.01
1.6968 s 13.8305/22/2019 Fed Inst Hi Yld Bd Inst 22.1227 s 215.03
Sample Annual Trust Report 401kJanuary 01, 2019 through December 31, 2019 Case Number abc-12345
Schedule of Purchases (continued)
Process Date Investment Shares/Units Purchased Cost05/22/2019 Pimco Real Rtn Inst 1.1956 s 13.0805/22/2019 Vngrd St Bd Indx Adml 0.6803 s 7.1005/22/2019 Vngrd St Invmt Grd Adml 0.2996 s 3.1805/22/2019 Vngrd Ttl Bnd Mkt Ldx Adm 4.1857 s 44.7905/23/2019 Ab Hi Inc I
05/23/2019 Pimco Low Dur Inst 1.1433 s 11.1805/23/2019 Pimco Real Rtn Inst 1.0936 s 11.9705/23/2019 Vngrd St Bd Indx Adml 0.6799 s 7.1005/23/2019 Vngrd St Invmt Grd Adml 0.2979 s 3.1605/23/2019 Vngrd Ttl Bnd Mkt Ldx Adm 4.1744 s 44.8305/24/2019 Ab Hi Inc I
05/24/2019 Pimco Low Dur Inst 4.6500 s 45.4305/24/2019 Pimco Real Rtn Inst 4.3658 s 47.8905/24/2019 Vngrd St Bd Indx Adml 2.7198 s 28.4205/24/2019 Vngrd St Invmt Grd Adml 1.2015 s 12.7605/24/2019 Vngrd Ttl Bnd Mkt Ldx Adm 16.7892 s 180.1505/28/2019 Ab Hi Inc I
05/28/2019 Pimco Low Dur Inst 1.1781 s 11.5105/28/2019 Pimco Real Rtn Inst 1.0873 s 11.9305/28/2019 Vngrd St Bd Indx Adml 0.6790 s 7.1005/28/2019 Vngrd St Invmt Grd Adml 0.3032 s 3.2205/28/2019 Vngrd Ttl Bnd Mkt Ldx Adm 4.1675 s 44.8005/29/2019 Ab Hi Inc I
05/29/2019 Pimco Low Dur Inst 1.0521 s 10.2805/29/2019 Pimco Real Rtn Inst 1.1087 s 12.1805/29/2019 Vngrd St Bd Indx Adml 0.6754 s 7.0605/29/2019 Vngrd St Invmt Grd Adml 0.3045 s 3.2405/29/2019 Vngrd Ttl Bnd Mkt Ldx Adm 4.1644 s 44.7705/30/2019 Ab Hi Inc I
05/30/2019 Allnzgi Tech Inst 151.5577 s 10,718.1605/30/2019 Amfds Amcap R6
05/30/2019 Amfds New Prspct R6 9.1841 s 388.2105/30/2019 Dws Scnc Tech S
05/30/2019 Fidadv Bio Inst05/30/2019 Invsco Comstk R505/30/2019 Jnshndrsn Frty N05/30/2019 Jnshndrsn Frty T
0.7832 s 20.668.1189 s 190.476.3317 s 227.562.4495 s 82.62
05/30/2019 Jnshndrsn Glbltech Innov N 6.4951 s 227.5905/30/2019 Pimco Low Dur Inst 40.3879 s 394.5905/30/2019 Pimco Real Rtn Inst 27.1652 s 299.3605/30/2019 Tcw Ttl Rtn Bd I
05/30/2019 Tiaacrf Lfcycind 2040 Inst 8.6803 s 171.8705/30/2019 Tiaacrf Lfcycind 2045 Inst 9.8605 s 195.8305/30/2019 Tiaacrf Lfcycind 2050 Inst 37.0487 s 738.3805/30/2019 Tiaacrf Lfcycind 2055 Inst 43.3906 s 692.0805/30/2019 Tiaacrf Lfcycind 2060 Inst 51.7798 s 634.8205/30/2019 Trowepr Gr Stk
05/30/2019 Thrnbrg Intl Val R6 7.8718 s 179.2405/30/2019 Vngrd 500 Index Fd As 32.8487 s 8,481.5305/30/2019 Vngrd Bal Indx Adml 31.8752 s 1,141.4505/30/2019 Vngrd Devl Mkt Indx Adml 717.2230 s 9,230.6605/30/2019 Vngrd Emrg Mkt Stkindxadml 97.1822 s 3,264.3505/30/2019 Vngrd Enrgy Adml 0.6989 s 60.73
Statement created on February 03, 2020 Page 149 of 197
2.2427 s 18.2605/23/2019 Fed Inst Hi Yld Bd Inst 20.5199 s 199.04
8.6465 s 70.3005/24/2019 Fed Inst Hi Yld Bd Inst 81.5943 s 791.46
2.1500 s 17.5005/28/2019 Fed Inst Hi Yld Bd Inst 20.3922 s 197.80
2.3076 s 18.7405/29/2019 Fed Inst Hi Yld Bd Inst 20.3830 s 196.90
40.0394 s 325.1205/30/2019 Abrden Emrg Mkt Inst 4.4230 s 64.31
7.1388 s 221.6605/30/2019 Amfds Gr Fd Am R6 24.7544 s 1,185.49
0.9178 s 20.6605/30/2019 Fed Inst Hi Yld Bd Inst 346.8862 s 3,354.39
9.1472 s 90.7405/30/2019 Tiaacrf Lfcycind 2035 Inst 20.0026 s 384.85
5.8807 s 385.4205/30/2019 Trowepr Spctrmmodgralloc 454.4157 s 14,923.01
Sample Annual Trust Report 401kJanuary 01, 2019 through December 31, 2019 Case Number abc-12345
Schedule of Purchases (continued)
Process Date Investment Shares/Units Purchased Cost05/30/2019 Vngrd Gr Indx Adml 122.7516 s 9,822.5805/30/2019 Vngrd Intdtrmtrsind Adml 141.3636 s 3,110.0005/30/2019 Vngrd Mid-Cap Idx Fd As 31.4706 s 6,157.2205/30/2019 Vngrd Realest Indx Adml 4.1052 s 502.5205/30/2019 Vngrd St Bd Indx Adml 42.6810 s 446.8705/30/2019 Vngrd St Corp Bd Indx Adml 35.0506 s 762.3505/30/2019 Vngrd St Invmt Grd Adml 11.7272 s 124.6605/30/2019 Vngrd Sm Cap Indx Fd As 114.2665 s 8,124.3505/30/2019 Vngrd Smcap Val Indx Adml 4.3936 s 234.8805/30/2019 Vngrd Ttl Bnd Mkt Ldx Adm 154.2532 s 1,662.8505/30/2019 Vngrd Ttl Intl Bd Idx Adml 82.5120 s 1,858.1705/30/2019 Vngrd Ttl Stmkt Indx Fd As 56.3667 s 3,911.8505/30/2019 Vngrd Val Indx Adml 133.6104 s 5,504.7505/30/2019 Vngrd Wlsly Inc Adml 46.8097 s 2,952.2905/30/2019 Wf Prec Mtls Inst
05/31/2019 Fed Inst Hi Yld Bd Inst 20.5570 s 197.9605/31/2019 Pimco Low Dur Inst 1.1959 s 11.7205/31/2019 Pimco Real Rtn Inst 1.0793 s 11.9705/31/2019 Tcw Ttl Rtn Bd I 10.1803 s 101.1905/31/2019 Vngrd Intdtrmtrsind Adml 112.7394 s 2,487.0305/31/2019 Vngrd St Bd Indx Adml 0.6792 s 7.1305/31/2019 Vngrd St Corp Bd Indx Adml 19.9334 s 433.5505/31/2019 Vngrd St Invmt Grd Adml 0.2983 s 3.1805/31/2019 Vngrd Ttl Bnd Mkt Ldx Adm 4.1300 s 44.7305/31/2019 Vngrd Ttl Intl Bd Idx Adml 24.0714 s 542.5706/03/2019 Ab Hi Inc I
06/03/2019 Fed Inst Hi Yld Bd Inst 62.3523 s 600.4506/03/2019 Pimco Low Dur Inst 3.2974 s 32.3806/03/2019 Pimco Real Rtn Inst 3.1321 s 34.8306/03/2019 Vngrd Bal Indx Adml 4,083.2480 s 145,363.6306/03/2019 Vngrd Emrg Mkt Stkindxadml 0.9097 s 30.9206/03/2019 Vngrd St Bd Indx Adml 2.0497 s 21.5606/03/2019 Vngrd St Invmt Grd Adml 0.8917 s 9.5106/03/2019 Vngrd Sm Cap Indx Fd As 2.2644 s 159.7506/03/2019 Vngrd Ttl Bnd Mkt Ldx Adm 12.4331 s 135.0206/03/2019 Vngrd Wlsly Inc Adml 2,294.6112 s 145,363.6206/04/2019 Ab Hi Inc I
06/04/2019 Pimco Low Dur Inst 1.2257 s 12.0406/04/2019 Pimco Real Rtn Inst 1.1234 s 12.4706/04/2019 Vngrd St Bd Indx Adml 0.6782 s 7.1306/04/2019 Vngrd St Invmt Grd Adml 0.2968 s 3.1706/04/2019 Vngrd Ttl Bnd Mkt Ldx Adm 4.1825 s 45.3006/05/2019 Ab Hi Inc I
06/05/2019 Pimco Low Dur Inst 1.2991 s 12.7606/05/2019 Pimco Real Rtn Inst 1.1138 s 12.3606/05/2019 Vngrd St Bd Indx Adml 0.6794 s 7.1506/05/2019 Vngrd St Invmt Grd Adml 0.2985 s 3.1906/05/2019 Vngrd Ttl Bnd Mkt Ldx Adm 4.1864 s 45.3406/06/2019 Ab Hi Inc I
06/06/2019 Pimco Low Dur Inst 1.3970 s 13.7006/06/2019 Pimco Real Rtn Inst 1.1096 s 12.2906/06/2019 Vngrd St Bd Indx Adml 0.6782 s 7.1306/06/2019 Vngrd St Invmt Grd Adml 0.2999 s 3.2006/06/2019 Vngrd Ttl Bnd Mkt Ldx Adm 4.1957 s 45.4006/07/2019 Ab Hi Inc I
06/07/2019 Pimco Low Dur Inst 3.7307 s 36.64
Statement created on February 03, 2020 Page 150 of 197
5.1527 s 166.3805/31/2019 Ab Hi Inc I 2.1527 s 17.46
6.7149 s 54.3906/03/2019 Amfds Gr Fd Am R6 0.9368 s 43.76
4.7541 s 38.6006/04/2019 Fed Inst Hi Yld Bd Inst 21.1171 s 204.20
2.1803 s 17.7306/05/2019 Fed Inst Hi Yld Bd Inst 21.1832 s 205.05
2.2361 s 18.1806/06/2019 Fed Inst Hi Yld Bd Inst 21.2187 s 205.61
6.6480 s 54.1806/07/2019 Fed Inst Hi Yld Bd Inst 63.4215 s 616.46
Sample Annual Trust Report 401kJanuary 01, 2019 through December 31, 2019 Case Number abc-12345
Schedule of Purchases (continued)
Process Date Investment Shares/Units Purchased Cost06/07/2019 Pimco Real Rtn Inst 3.3709 s 37.4506/07/2019 Vngrd St Bd Indx Adml 2.0300 s 21.3606/07/2019 Vngrd St Invmt Grd Adml 0.9018 s 9.6306/07/2019 Vngrd Ttl Bnd Mkt Ldx Adm 12.5434 s 136.1006/10/2019 Ab Hi Inc I
06/10/2019 Fed Inst Hi Yld Bd Inst 21.0750 s 205.4806/10/2019 Pimco Low Dur Inst 1.3400 s 13.1506/10/2019 Pimco Real Rtn Inst 1.1177 s 12.3606/10/2019 Vngrd St Bd Indx Adml 0.6739 s 7.0806/10/2019 Vngrd St Invmt Grd Adml 0.3014 s 3.2106/10/2019 Vngrd Ttl Bnd Mkt Ldx Adm 4.1161 s 44.5406/10/2019 Vngrd Ttl Stmkt Indx Fd As 1,286.1914 s 92,399.9906/11/2019 Ab Hi Inc I
06/11/2019 Pimco Low Dur Inst 1.2083 s 11.8506/11/2019 Pimco Real Rtn Inst 1.2516 s 13.8206/11/2019 Vngrd St Bd Indx Adml 0.6784 s 7.1206/11/2019 Vngrd St Invmt Grd Adml 0.3003 s 3.2006/11/2019 Vngrd Ttl Bnd Mkt Ldx Adm 4.2872 s 46.3906/12/2019 Ab Hi Inc I
06/12/2019 Pimco Low Dur Inst 1.3631 s 13.3706/12/2019 Pimco Real Rtn Inst 1.1483 s 12.6806/12/2019 Vngrd St Bd Indx Adml 0.6780 s 7.1306/12/2019 Vngrd St Invmt Grd Adml 0.3008 s 3.2106/12/2019 Vngrd Ttl Bnd Mkt Ldx Adm 4.2790 s 46.3806/13/2019 Ab Hi Inc I
06/13/2019 Allnzgi Tech Inst 145.7876 s 10,706.6406/13/2019 Amfds Amcap R6
06/13/2019 Amfds New Prspct R6 8.9059 s 388.2106/13/2019 Dws Scnc Tech S
06/13/2019 Fidadv Bio Inst06/13/2019 Invsco Comstk R506/13/2019 Jnshndrsn Frty N06/13/2019 Jnshndrsn Frty T
0.7666 s 20.667.9099 s 190.476.1125 s 227.572.3646 s 82.62
06/13/2019 Jnshndrsn Glbltech Innov N 6.2867 s 227.5806/13/2019 Pimco Low Dur Inst 40.1833 s 394.6006/13/2019 Pimco Real Rtn Inst 27.1404 s 299.6306/13/2019 Tcw Ttl Rtn Bd I
06/13/2019 Tiaacrf Lfcycind 2040 Inst 8.4209 s 171.8706/13/2019 Tiaacrf Lfcycind 2045 Inst 9.5480 s 195.8306/13/2019 Tiaacrf Lfcycind 2050 Inst 35.8703 s 738.5706/13/2019 Tiaacrf Lfcycind 2055 Inst 41.9951 s 692.0806/13/2019 Tiaacrf Lfcycind 2060 Inst 45.0434 s 570.7006/13/2019 Trowepr Gr Stk
06/13/2019 Thrnbrg Intl Val R6 7.6991 s 178.8506/13/2019 Vngrd 500 Index Fd As 29.9355 s 8,023.0206/13/2019 Vngrd Bal Indx Adml 31.0553 s 1,140.9706/13/2019 Vngrd Devl Mkt Indx Adml 686.0242 s 9,082.9606/13/2019 Vngrd Emrg Mkt Stkindxadml 98.0575 s 3,377.1006/13/2019 Vngrd Enrgy Adml 0.6888 s 60.7306/13/2019 Vngrd Gr Indx Adml 115.4384 s 9,572.1506/13/2019 Vngrd Intdtrmtrsind Adml 139.2378 s 3,085.5106/13/2019 Vngrd Mid-Cap Idx Fd As 31.1177 s 6,356.1006/13/2019 Vngrd Realest Indx Adml 3.7860 s 480.6706/13/2019 Vngrd St Bd Indx Adml 41.1806 s 433.22
Statement created on February 03, 2020 Page 151 of 197
2.3417 s 19.1106/10/2019 Allnzgi Tech Inst 1,252.5415 s 92,399.99
2.1415 s 17.5006/11/2019 Fed Inst Hi Yld Bd Inst 21.0146 s 205.10
2.2606 s 18.4706/12/2019 Fed Inst Hi Yld Bd Inst 21.0410 s 205.15
39.8188 s 325.3206/13/2019 Abrden Emrg Mkt Inst 4.2988 s 64.31
6.9161 s 221.6606/13/2019 Amfds Gr Fd Am R6 22.4940 s 1,106.03
0.8886 s 20.6606/13/2019 Fed Inst Hi Yld Bd Inst 342.9241 s 3,343.51
9.0411 s 90.1406/13/2019 Tiaacrf Lfcycind 2035 Inst 19.4369 s 384.85
5.7388 s 385.4206/13/2019 Trowepr Spctrmmodgralloc 442.7570 s 14,925.34
Sample Annual Trust Report 401kJanuary 01, 2019 through December 31, 2019 Case Number abc-12345
Schedule of Purchases (continued)
Process Date Investment Shares/Units Purchased Cost06/13/2019 Vngrd St Corp Bd Indx Adml 33.9666 s 741.4906/13/2019 Vngrd St Invmt Grd Adml 11.6732 s 124.6706/13/2019 Vngrd Sm Cap Indx Fd As 108.8297 s 8,047.9606/13/2019 Vngrd Smcap Val Indx Adml 4.2351 s 234.8806/13/2019 Vngrd Ttl Bnd Mkt Ldx Adm 150.5760 s 1,633.7506/13/2019 Vngrd Ttl Intl Bd Idx Adml 80.4855 s 1,828.6306/13/2019 Vngrd Ttl Stmkt Indx Fd As 54.2592 s 3,907.7506/13/2019 Vngrd Val Indx Adml 126.1286 s 5,402.0906/13/2019 Vngrd Wlsly Inc Adml 45.6551 s 2,931.0606/13/2019 Wf Prec Mtls Inst
06/14/2019 Amfds Amcap R6 9.8870 s 313.5206/14/2019 Amfds Gr Fd Am R6 43.4335 s 2,128.2406/14/2019 Fed Inst Hi Yld Bd Inst 63.3325 s 617.4906/14/2019 Pimco Low Dur Inst 3.8418 s 37.6506/14/2019 Pimco Real Rtn Inst 3.4611 s 38.1106/14/2019 Vngrd 500 Index Fd As 50.2323 s 13,443.1706/14/2019 Vngrd Bal Indx Adml 14.5015 s 532.0606/14/2019 Vngrd Devl Mkt Indx Adml 2,897.0607 s 37,661.7906/14/2019 Vngrd Emrg Mkt Stkindxadml 203.2540 s 6,888.2806/14/2019 Vngrd Mid-Cap Idx Fd As 43.4270 s 8,842.1806/14/2019 Vngrd St Bd Indx Adml 2.0477 s 21.5406/14/2019 Vngrd St Corp Bd Indx Adml 48.7230 s 1,064.1106/14/2019 Vngrd St Invmt Grd Adml 0.9077 s 9.6906/14/2019 Vngrd Sm Cap Indx Fd As 29.0070 s 2,128.2406/14/2019 Vngrd Ttl Bnd Mkt Ldx Adm 110.9576 s 1,203.8906/14/2019 Vngrd Ttl Stmkt Indx Fd As 50.8294 s 3,638.3706/14/2019 Vngrd Wlsly Inc Adml 98.3630 s 6,271.6206/14/2019 Vngrd Wndsr Adml 3.7362 s 255.3306/14/2019 Wf Prec Mtls Inst 463.9191 s 16,807.7906/17/2019 Ab Hi Inc I
06/17/2019 Pimco Low Dur Inst 1.5573 s 15.2606/17/2019 Pimco Real Rtn Inst 1.1369 s 12.5106/17/2019 Vngrd St Bd Indx Adml 0.6787 s 7.1406/17/2019 Vngrd St Invmt Grd Adml 0.2991 s 3.1906/17/2019 Vngrd Ttl Bnd Mkt Ldx Adm 4.2924 s 46.5706/18/2019 Ab Hi Inc I
06/18/2019 Pimco Low Dur Inst 1.3067 s 12.8106/18/2019 Pimco Real Rtn Inst 1.1622 s 12.8206/18/2019 Trowepr Spctrmmodgralloc 7,122.6883 s 242,028.9506/18/2019 Vngrd St Bd Indx Adml 0.6795 s 7.1506/18/2019 Vngrd St Invmt Grd Adml 0.3012 s 3.2206/18/2019 Vngrd Ttl Bnd Mkt Ldx Adm 4.2919 s 46.6506/19/2019 Ab Hi Inc I
06/19/2019 Pimco Low Dur Inst 1.2865 s 12.6506/19/2019 Pimco Real Rtn Inst 1.2166 s 13.5006/19/2019 Vngrd St Bd Indx Adml 0.6796 s 7.1706/19/2019 Vngrd St Invmt Grd Adml 0.3023 s 3.2306/19/2019 Vngrd Ttl Bnd Mkt Ldx Adm 4.2818 s 46.6706/20/2019 Ab Hi Inc I
06/20/2019 Invsco Comstk R5 8.8588 s 215.8906/20/2019 Invsco Opp Eq Inc Y 0.1136 s 3.4006/20/2019 Pimco Low Dur Inst 1.3491 s 13.2606/20/2019 Pimco Real Rtn Inst 1.0777 s 12.0406/20/2019 Vngrd Ftse Soc Indx Inv 1.0304 s 20.2906/20/2019 Vngrd St Bd Indx Adml 0.6776 s 7.1506/20/2019 Vngrd St Invmt Grd Adml 0.3027 s 3.2406/20/2019 Vngrd Ttl Bnd Mkt Ldx Adm 4.2434 s 46.34
Statement created on February 03, 2020 Page 152 of 197
4.6076 s 166.3806/14/2019 Ab Hi Inc I 6.7068 s 54.79
2.3856 s 19.4906/17/2019 Fed Inst Hi Yld Bd Inst 21.0274 s 205.02
2.1314 s 17.4606/18/2019 Fed Inst Hi Yld Bd Inst 21.0240 s 205.61
2.2831 s 18.7406/19/2019 Fed Inst Hi Yld Bd Inst 21.0111 s 205.70
2.0124 s 16.6006/20/2019 Fed Inst Hi Yld Bd Inst 20.9483 s 205.92
Sample Annual Trust Report 401kJanuary 01, 2019 through December 31, 2019 Case Number abc-12345
Schedule of Purchases (continued)
Process Date Investment Shares/Units Purchased Cost06/21/2019 Ab Hi Inc I
06/21/2019 Pimco Low Dur Inst 3.8434 s 37.7406/21/2019 Pimco Real Rtn Inst 3.5746 s 39.7106/21/2019 Vngrd Devl Mkt Indx Adml 4.2307 s 56.4806/21/2019 Vngrd Gr Indx Adml 0.8313 s 70.6006/21/2019 Vngrd Intdtrmtrsind Adml 3.1787 s 70.6006/21/2019 Vngrd Mid-Cap Idx Fd As 0.1362 s 28.2406/21/2019 Vngrd St Bd Indx Adml 6.7249 s 70.8806/21/2019 Vngrd St Corp Bd Indx Adml 2.9014 s 63.5406/21/2019 Vngrd St Invmt Grd Adml 0.9126 s 9.7606/21/2019 Vngrd Sm Cap Indx Fd As 0.2836 s 21.1806/21/2019 Vngrd Ttl Bnd Mkt Ldx Adm 21.3030 s 231.9906/21/2019 Vngrd Ttl Intl Bd Idx Adml 4.0149 s 91.7806/21/2019 Vngrd Val Indx Adml 1.6213 s 70.5906/24/2019 Ab Hi Inc I
06/24/2019 Pimco Low Dur Inst 1.2959 s 12.7406/24/2019 Pimco Real Rtn Inst 1.1716 s 13.0406/24/2019 Vngrd St Bd Indx Adml 0.6786 s 7.1606/24/2019 Vngrd St Invmt Grd Adml 0.3006 s 3.2206/24/2019 Vngrd Ttl Bnd Mkt Ldx Adm 4.2848 s 46.7906/25/2019 Ab Hi Inc I
06/25/2019 Pimco Low Dur Inst 1.3355 s 13.1306/25/2019 Pimco Real Rtn Inst 1.1947 s 13.2706/25/2019 Vngrd St Bd Indx Adml 0.6776 s 7.1606/25/2019 Vngrd St Invmt Grd Adml 0.2998 s 3.2106/25/2019 Vngrd Ttl Bnd Mkt Ldx Adm 4.2787 s 46.7706/26/2019 Ab Hi Inc I
06/26/2019 Pimco Low Dur Inst 1.2864 s 12.6206/26/2019 Pimco Real Rtn Inst 1.1710 s 13.0006/26/2019 Vngrd 500 Index Fd As 50.9919 s 13,704.5806/26/2019 Vngrd Bal Indx Adml 514.3653 s 18,902.9206/26/2019 Vngrd Gr Indx Adml 144.4368 s 12,035.9206/26/2019 Vngrd Mid-Cap Idx Fd As 31.7358 s 6,452.2106/26/2019 Vngrd Realest Indx Adml 6.5337 s 796.6506/26/2019 Vngrd St Bd Indx Adml 0.6786 s 7.1506/26/2019 Vngrd St Invmt Grd Adml 0.3023 s 3.2306/26/2019 Vngrd Sm Cap Indx Fd As 137.4342 s 10,032.7006/26/2019 Vngrd Smcap Gr Indx Adml 0.1046 s 6.6506/26/2019 Vngrd Smcap Val Indx Adml 1.3482 s 73.5706/26/2019 Vngrd Ttl Bnd Mkt Ldx Adm 4.2895 s 46.7606/26/2019 Vngrd Val Indx Adml 372.5825 s 15,965.1606/27/2019 Ab Hi Inc I
06/27/2019 Pimco Low Dur Inst 1.0665 s 10.4706/27/2019 Pimco Real Rtn Inst 1.1805 s 13.1306/27/2019 Vngrd St Bd Indx Adml 0.6699 s 7.0706/27/2019 Vngrd St Invmt Grd Adml 0.3012 s 3.2306/27/2019 Vngrd Ttl Bnd Mkt Ldx Adm 4.2862 s 46.8506/28/2019 Ab Hi Inc I
06/28/2019 Allnzgi Tech Inst 143.7532 s 10,652.1106/28/2019 Amfds Amcap R6
06/28/2019 Amfds New Prspct R6 8.6658 s 388.2306/28/2019 Dws Scnc Tech S
06/28/2019 Fidadv Bio Inst06/28/2019 Invsco Comstk R5
0.7342 s 20.667.7648 s 190.47
Statement created on February 03, 2020 Page 153 of 197
6.8002 s 56.0306/21/2019 Fed Inst Hi Yld Bd Inst 72.0854 s 709.32
2.1343 s 17.6106/24/2019 Fed Inst Hi Yld Bd Inst 21.1219 s 207.63
2.2507 s 18.5206/25/2019 Fed Inst Hi Yld Bd Inst 21.1828 s 207.80
2.2186 s 18.2606/26/2019 Fed Inst Hi Yld Bd Inst 21.2201 s 207.96
2.3367 s 19.2306/27/2019 Fed Inst Hi Yld Bd Inst 21.2294 s 208.05
43.4745 s 358.2306/28/2019 Abrden Emrg Mkt Inst 4.1304 s 64.31
6.7893 s 221.6706/28/2019 Amfds Gr Fd Am R6 21.6391 s 1,090.61
0.8699 s 20.6606/28/2019 Fed Inst Hi Yld Bd Inst 379.7166 s 3,725.02
Sample Annual Trust Report 401kJanuary 01, 2019 through December 31, 2019 Case Number abc-12345
Schedule of Purchases (continued)
Process Date Investment Shares/Units Purchased Cost06/28/2019 Jnshndrsn Frty N
06/28/2019 Jnshndrsn Glbltech Innov N 6.1331 s 227.6006/28/2019 Pimco Low Dur Inst 42.9216 s 421.4906/28/2019 Pimco Real Rtn Inst 29.3582 s 326.1706/28/2019 Parnassus Cor Eq
06/28/2019 Tiaacrf Lfcycind 2035 Inst 19.1097 s 384.8706/28/2019 Tiaacrf Lfcycind 2040 Inst 8.2674 s 171.8806/28/2019 Tiaacrf Lfcycind 2045 Inst 9.3703 s 195.8406/28/2019 Tiaacrf Lfcycind 2050 Inst 35.2073 s 738.6506/28/2019 Tiaacrf Lfcycind 2055 Inst 41.1964 s 692.1006/28/2019 Tiaacrf Lfcycind 2060 Inst 43.4094 s 560.8506/28/2019 Trowepr Spctrmmodgralloc 436.5502 s 15,012.9606/28/2019 Thrnbrg Intl Val R6 7.4825 s 179.2806/28/2019 Vngrd 500 Index Fd As 27.5018 s 7,464.0006/28/2019 Vngrd Bal Indx Adml 30.8522 s 1,143.6906/28/2019 Vngrd Devl Mkt Indx Adml 588.6821 s 7,888.3406/28/2019 Vngrd Emrg Mkt Stkindxadml 93.9456 s 3,316.2806/28/2019 Vngrd Enrgy Adml 0.6600 s 60.7306/28/2019 Vngrd Gr Indx Adml 99.6701 s 8,386.2406/28/2019 Vngrd Intdtrmtrsind Adml 245.7346 s 5,462.6806/28/2019 Vngrd Mid-Cap Idx Fd As 40.8457 s 8,455.4606/28/2019 Vngrd Realest Indx Adml 3.7818 s 469.1306/28/2019 Vngrd St Bd Indx Adml 41.8559 s 441.5806/28/2019 Vngrd St Corp Bd Indx Adml 51.9397 s 1,137.4806/28/2019 Vngrd St Invmt Grd Adml 12.2400 s 131.0906/28/2019 Vngrd Sm Cap Indx Fd As 105.9260 s 7,953.9806/28/2019 Vngrd Smcap Val Indx Adml 4.1885 s 234.8906/28/2019 Vngrd Ttl Bnd Mkt Ldx Adm 157.0567 s 1,716.6306/28/2019 Vngrd Ttl Intl Bd Idx Adml 102.8226 s 2,352.5806/28/2019 Vngrd Ttl Stmkt Indx Fd As 53.1287 s 3,880.5206/28/2019 Vngrd Val Indx Adml 121.7596 s 5,272.1906/28/2019 Vngrd Wlsly Inc Adml 45.7872 s 2,954.1906/28/2019 Wf Prec Mtls Inst
07/01/2019 Fed Inst Hi Yld Bd Inst 20.4824 s 201.1407/01/2019 Lrdabt Devl Gr R5 798.6359 s 24,677.8507/01/2019 Pimco Low Dur Inst 1.2195 s 11.9607/01/2019 Pimco Real Rtn Inst 1.1277 s 12.5107/01/2019 Vngrd Realest Indx Adml 199.3686 s 24,677.8507/01/2019 Vngrd St Bd Indx Adml 0.6889 s 7.2707/01/2019 Vngrd St Invmt Grd Adml 0.3024 s 3.2407/01/2019 Vngrd Ttl Bnd Mkt Ldx Adm 4.2834 s 46.8207/02/2019 Ab Hi Inc I
07/02/2019 Pimco Low Dur Inst 1.0868 s 10.6707/02/2019 Pimco Real Rtn Inst 0.5200 s 5.7707/02/2019 Vngrd St Bd Indx Adml 0.6789 s 7.1607/02/2019 Vngrd St Invmt Grd Adml 0.2820 s 3.0207/02/2019 Vngrd Ttl Bnd Mkt Ldx Adm 4.2330 s 46.3507/03/2019 Ab Hi Inc I
07/03/2019 Pimco Low Dur Inst 2.1450 s 21.0607/03/2019 Pimco Real Rtn Inst 1.0309 s 11.4607/03/2019 Tiaacrf Lfcycind 2035 Inst 477.6603 s 9,744.2707/03/2019 Vngrd St Bd Indx Adml 1.3485 s 14.2307/03/2019 Vngrd St Invmt Grd Adml 0.5613 s 6.0207/03/2019 Vngrd Ttl Bnd Mkt Ldx Adm 2,697.1723 s 29,587.9807/05/2019 Ab Hi Inc I
07/05/2019 Pimco Low Dur Inst 3.2124 s 31.45
Statement created on February 03, 2020 Page 154 of 197
6.0156 s 227.5706/28/2019 Jnshndrsn Frty T 2.3273 s 82.62
0.3007 s 14.0606/28/2019 Tcw Ttl Rtn Bd I 19.2783 s 192.59
4.2188 s 166.3907/01/2019 Ab Hi Inc I 2.6658 s 21.99
2.0384 s 16.8407/02/2019 Fed Inst Hi Yld Bd Inst 20.4769 s 201.08
4.2725 s 35.3307/03/2019 Fed Inst Hi Yld Bd Inst 40.9762 s 402.80
8.8129 s 72.7907/05/2019 Fed Inst Hi Yld Bd Inst 61.4543 s 602.87
Sample Annual Trust Report 401kJanuary 01, 2019 through December 31, 2019 Case Number abc-12345
Schedule of Purchases (continued)
Process Date Investment Shares/Units Purchased Cost07/05/2019 Pimco Real Rtn Inst 1.5444 s 17.1107/05/2019 Vngrd St Bd Indx Adml 2.0439 s 21.5207/05/2019 Vngrd St Invmt Grd Adml 0.8481 s 9.0707/05/2019 Vngrd Ttl Bnd Mkt Ldx Adm 13.3971 s 146.3007/08/2019 Ab Hi Inc I
07/08/2019 Pimco Low Dur Inst 1.0271 s 10.0607/08/2019 Pimco Real Rtn Inst 0.5039 s 5.5907/08/2019 Vngrd Devl Mkt Indx Adml 72.3577 s 968.8707/08/2019 Vngrd St Bd Indx Adml 0.6806 s 7.1607/08/2019 Vngrd St Invmt Grd Adml 0.2821 s 3.0207/08/2019 Vngrd Ttl Bnd Mkt Ldx Adm 4.4676 s 48.7407/09/2019 Ab Hi Inc I
07/09/2019 Pimco Low Dur Inst 1.1040 s 10.8007/09/2019 Pimco Real Rtn Inst 0.5334 s 5.9207/09/2019 Vngrd St Bd Indx Adml 0.6820 s 7.1707/09/2019 Vngrd St Invmt Grd Adml 0.2813 s 3.0007/09/2019 Vngrd Ttl Bnd Mkt Ldx Adm 4.0911 s 44.5907/10/2019 Ab Hi Inc I
07/10/2019 Pimco Low Dur Inst 1.0703 s 10.5007/10/2019 Pimco Real Rtn Inst 0.5256 s 5.8407/10/2019 Vngrd St Bd Indx Adml 0.6786 s 7.1507/10/2019 Vngrd St Invmt Grd Adml 0.2802 s 3.0007/10/2019 Vngrd Ttl Bnd Mkt Ldx Adm 4.2589 s 46.4607/11/2019 Ab Hi Inc I
07/11/2019 Pimco Low Dur Inst 1.1451 s 11.2207/11/2019 Pimco Real Rtn Inst 0.5140 s 5.7007/11/2019 Vngrd St Bd Indx Adml 0.6798 s 7.1507/11/2019 Vngrd St Invmt Grd Adml 0.2830 s 3.0307/11/2019 Vngrd Ttl Bnd Mkt Ldx Adm 4.2425 s 46.1207/12/2019 Ab Hi Inc I
07/12/2019 Pimco Low Dur Inst 3.2316 s 31.7007/12/2019 Pimco Real Rtn Inst 1.5270 s 16.9507/12/2019 Vngrd St Bd Indx Adml 2.0362 s 21.4207/12/2019 Vngrd St Invmt Grd Adml 0.8405 s 8.9807/12/2019 Vngrd Ttl Bnd Mkt Ldx Adm 12.7444 s 138.6607/15/2019 Ab Hi Inc I
07/15/2019 Allnzgi Tech Inst 136.2829 s 10,632.7907/15/2019 Amfds Amcap R6
07/15/2019 Amfds New Prspct R6 8.5130 s 388.2807/15/2019 Dws Scnc Tech S
07/15/2019 Fidadv Bio Inst07/15/2019 Invsco Comstk R507/15/2019 Jnshndrsn Frty N07/15/2019 Jnshndrsn Frty T
0.7450 s 20.666.5990 s 163.925.8304 s 227.622.2564 s 82.63
07/15/2019 Jnshndrsn Glbltech Innov N 5.8941 s 227.6307/15/2019 Pimco Low Dur Inst 37.3853 s 366.7507/15/2019 Pimco Real Rtn Inst 25.1196 s 279.3307/15/2019 Tcw Ttl Rtn Bd I
07/15/2019 Tiaacrf Lfcycind 2040 Inst 11.1599 s 235.2507/15/2019 Tiaacrf Lfcycind 2045 Inst 9.2300 s 195.8607/15/2019 Tiaacrf Lfcycind 2050 Inst 67.9540 s 1,447.4207/15/2019 Tiaacrf Lfcycind 2055 Inst 63.7321 s 1,087.2707/15/2019 Tiaacrf Lfcycind 2060 Inst 47.2530 s 619.96
Statement created on February 03, 2020 Page 155 of 197
1.6601 s 13.7007/08/2019 Fed Inst Hi Yld Bd Inst 24.1488 s 236.90
1.8360 s 15.1107/09/2019 Fed Inst Hi Yld Bd Inst 20.5723 s 201.40
2.0697 s 17.0507/10/2019 Fed Inst Hi Yld Bd Inst 20.5756 s 201.85
2.1551 s 17.7607/11/2019 Fed Inst Hi Yld Bd Inst 20.5856 s 201.53
6.0575 s 49.9107/12/2019 Fed Inst Hi Yld Bd Inst 62.2411 s 609.34
40.8388 s 336.9207/15/2019 Abrden Emrg Mkt Inst 3.0640 s 48.38
6.6757 s 221.7007/15/2019 Amfds Gr Fd Am R6 23.2541 s 1,200.61
0.8347 s 20.6607/15/2019 Fed Inst Hi Yld Bd Inst 319.7773 s 3,130.62
9.6767 s 96.3807/15/2019 Tiaacrf Lfcycind 2035 Inst 70.9215 s 1,446.09
Sample Annual Trust Report 401kJanuary 01, 2019 through December 31, 2019 Case Number abc-12345
Schedule of Purchases (continued)
Process Date Investment Shares/Units Purchased Cost07/15/2019 Trowepr Spctrmmodgralloc 426.8019 s 14,886.8507/15/2019 Thrnbrg Intl Val R6 7.8560 s 189.2507/15/2019 Vngrd 500 Index Fd As 27.0216 s 7,520.3807/15/2019 Vngrd Bal Indx Adml 30.8126 s 1,157.3207/15/2019 Vngrd Devl Mkt Indx Adml 651.0112 s 8,736.5707/15/2019 Vngrd Emrg Mkt Stkindxadml 99.2070 s 3,541.6907/15/2019 Vngrd Enrgy Adml 0.6638 s 60.7407/15/2019 Vngrd Gr Indx Adml 106.9513 s 9,312.2507/15/2019 Vngrd Intdtrmtrsind Adml 137.6837 s 3,051.0707/15/2019 Vngrd Mid-Cap Idx Fd As 33.9710 s 7,181.1207/15/2019 Vngrd Realest Indx Adml 4.9576 s 628.3207/15/2019 Vngrd St Bd Indx Adml 55.8993 s 588.6207/15/2019 Vngrd St Corp Bd Indx Adml 44.8128 s 981.4007/15/2019 Vngrd St Invmt Grd Adml 11.6327 s 124.4707/15/2019 Vngrd Sm Cap Indx Fd As 103.6216 s 7,842.0807/15/2019 Vngrd Smcap Val Indx Adml 3.9055 s 218.9807/15/2019 Vngrd Ttl Bnd Mkt Ldx Adm 196.4876 s 2,139.7507/15/2019 Vngrd Ttl Intl Bd Idx Adml 91.9015 s 2,108.2207/15/2019 Vngrd Ttl Stmkt Indx Fd As 52.1129 s 3,895.4407/15/2019 Vngrd Val Indx Adml 135.3661 s 5,964.2307/15/2019 Vngrd Wlsly Inc Adml 45.6083 s 2,957.2407/15/2019 Wf Prec Mtls Inst
07/16/2019 Fed Inst Hi Yld Bd Inst 21.3349 s 208.8707/16/2019 Pimco Low Dur Inst 1.0964 s 10.7407/16/2019 Pimco Real Rtn Inst 0.4023 s 4.4707/16/2019 Vngrd St Bd Indx Adml 0.6858 s 7.2107/16/2019 Vngrd St Invmt Grd Adml 0.2833 s 3.0307/16/2019 Vngrd Ttl Bnd Mkt Ldx Adm 4.2750 s 46.5107/17/2019 Ab Hi Inc I
07/17/2019 Fed Inst Hi Yld Bd Inst 21.3178 s 208.4907/17/2019 Pimco Low Dur Inst 1.0576 s 10.3807/17/2019 Pimco Real Rtn Inst 0.5645 s 6.2807/17/2019 Vngrd St Bd Indx Adml 0.6852 s 7.2207/17/2019 Vngrd St Invmt Grd Adml 0.2815 s 3.0107/17/2019 Vngrd Ttl Bnd Mkt Ldx Adm 4.2587 s 46.4607/18/2019 Ab Hi Inc I
07/18/2019 Pimco Low Dur Inst 1.0686 s 10.4907/18/2019 Pimco Real Rtn Inst 1.6592 s 18.4807/18/2019 Vngrd St Bd Indx Adml 0.6828 s 7.2007/18/2019 Vngrd St Invmt Grd Adml 0.2797 s 3.0007/18/2019 Vngrd Ttl Bnd Mkt Ldx Adm 4.2427 s 46.3307/19/2019 Ab Hi Inc I
07/19/2019 Pimco Low Dur Inst 3.0217 s 29.6407/19/2019 Pimco Real Rtn Inst 2.0536 s 22.8607/19/2019 Vngrd St Bd Indx Adml 2.0527 s 21.6407/19/2019 Vngrd St Invmt Grd Adml 0.8344 s 8.9307/19/2019 Vngrd Ttl Bnd Mkt Ldx Adm 12.7809 s 139.5707/22/2019 Ab Hi Inc I
07/22/2019 Pimco Low Dur Inst 0.9741 s 9.5607/22/2019 Pimco Real Rtn Inst 0.8473 s 9.4407/22/2019 Vngrd St Bd Indx Adml 0.6883 s 7.2507/22/2019 Vngrd St Invmt Grd Adml 0.2821 s 3.0207/22/2019 Vngrd Ttl Bnd Mkt Ldx Adm 4.2713 s 46.6407/23/2019 Ab Hi Inc I
07/23/2019 Pimco Low Dur Inst 1.0017 s 9.8207/23/2019 Pimco Real Rtn Inst 0.5600 s 6.23
Statement created on February 03, 2020 Page 156 of 197
4.1119 s 166.4107/16/2019 Ab Hi Inc I 2.8978 s 23.88
1.6733 s 13.7907/17/2019 Fed Gov Oblgtns Prmr 1,500.8724 u 1,539.00
2.2005 s 18.1307/18/2019 Fed Inst Hi Yld Bd Inst 21.3335 s 208.21
6.3633 s 52.4307/19/2019 Fed Inst Hi Yld Bd Inst 64.0188 s 624.82
2.3181 s 19.1007/22/2019 Fed Inst Hi Yld Bd Inst 21.3285 s 208.17
2.1148 s 17.4507/23/2019 Fed Inst Hi Yld Bd Inst 286.3490 s 2,797.63
Sample Annual Trust Report 401kJanuary 01, 2019 through December 31, 2019 Case Number abc-12345
Schedule of Purchases (continued)
Process Date Investment Shares/Units Purchased Cost07/23/2019 Vngrd Devl Mkt Indx Adml 118.6515 s 1,593.4907/23/2019 Vngrd Gr Indx Adml 22.9293 s 1,991.8707/23/2019 Vngrd Intdtrmtrsind Adml 89.7643 s 1,991.8707/23/2019 Vngrd Mid-Cap Idx Fd As 3.7811 s 796.7507/23/2019 Vngrd St Bd Indx Adml 133.1064 s 1,401.6107/23/2019 Vngrd St Corp Bd Indx Adml 81.7460 s 1,792.6907/23/2019 Vngrd St Invmt Grd Adml 0.2798 s 2.9907/23/2019 Vngrd Sm Cap Indx Fd As 7.8990 s 597.5607/23/2019 Vngrd Ttl Bnd Mkt Ldx Adm 241.6361 s 2,636.2507/23/2019 Vngrd Ttl Intl Bd Idx Adml 112.2427 s 2,589.4407/23/2019 Vngrd Val Indx Adml 45.3525 s 1,991.8807/24/2019 Ab Hi Inc I
07/24/2019 Pimco Low Dur Inst 1.0265 s 10.0607/24/2019 Pimco Real Rtn Inst 0.5749 s 6.4007/24/2019 Vngrd St Bd Indx Adml 0.6993 s 7.3707/24/2019 Vngrd St Invmt Grd Adml 0.2808 s 3.0007/24/2019 Vngrd Ttl Bnd Mkt Ldx Adm 4.2810 s 46.7507/25/2019 Ab Hi Inc I
07/25/2019 Pimco Low Dur Inst 1.0996 s 10.7707/25/2019 Pimco Real Rtn Inst 0.5705 s 6.3407/25/2019 Vngrd St Bd Indx Adml 0.6926 s 7.2907/25/2019 Vngrd St Invmt Grd Adml 0.2812 s 3.0107/25/2019 Vngrd Ttl Bnd Mkt Ldx Adm 4.2892 s 46.8007/26/2019 Ab Hi Inc I
07/26/2019 Pimco Low Dur Inst 3.1350 s 30.6907/26/2019 Pimco Real Rtn Inst 1.6197 s 17.9807/26/2019 Vngrd Ftse Soc Indx Adml 208.5083 s 5,882.0207/26/2019 Vngrd St Bd Indx Adml 2.0776 s 21.8807/26/2019 Vngrd St Invmt Grd Adml 0.8395 s 8.9807/26/2019 Vngrd Ttl Bnd Mkt Ldx Adm 12.8763 s 140.4807/29/2019 Ab Hi Inc I
07/29/2019 Pimco Low Dur Inst 1.1669 s 11.4207/29/2019 Pimco Real Rtn Inst 0.5225 s 5.7907/29/2019 Vngrd Devl Mkt Indx Adml 4.8681 s 64.9407/29/2019 Vngrd Emrg Mkt Stkindxadml 0.8234 s 29.1907/29/2019 Vngrd St Bd Indx Adml 0.8015 s 8.4407/29/2019 Vngrd St Corp Bd Indx Adml 0.0123 s 0.2707/29/2019 Vngrd St Invmt Grd Adml 0.2791 s 2.9907/29/2019 Vngrd Sm Cap Indx Fd As 0.2352 s 17.9207/29/2019 Vngrd Ttl Bnd Mkt Ldx Adm 4.2929 s 46.8407/30/2019 Ab Hi Inc I
07/30/2019 Allnzgi Tech Inst 137.2042 s 10,570.2107/30/2019 Amfds Amcap R6
07/30/2019 Amfds New Prspct R6 8.5471 s 388.2107/30/2019 Dws Scnc Tech S
07/30/2019 Fidadv Bio Inst07/30/2019 Invsco Comstk R507/30/2019 Jnshndrsn Frty N07/30/2019 Jnshndrsn Frty T
0.7584 s 20.666.5459 s 163.915.7876 s 227.572.2399 s 82.63
07/30/2019 Jnshndrsn Glbltech Innov N 5.8928 s 227.5807/30/2019 Pimco Low Dur Inst 35.6288 s 348.4507/30/2019 Pimco Real Rtn Inst 24.0378 s 266.8207/30/2019 Tcw Ttl Rtn Bd I
07/30/2019 Tiaacrf Lfcycind 2040 Inst 11.1792 s 235.21
Statement created on February 03, 2020 Page 157 of 197
2.1624 s 17.8807/24/2019 Fed Inst Hi Yld Bd Inst 21.3308 s 208.83
2.2237 s 18.3907/25/2019 Fed Inst Hi Yld Bd Inst 21.2893 s 208.64
6.1854 s 51.1507/26/2019 Fed Inst Hi Yld Bd Inst 63.9342 s 627.19
4.4650 s 36.8807/29/2019 Fed Inst Hi Yld Bd Inst 21.6544 s 212.43
38.1115 s 314.4207/30/2019 Abrden Emrg Mkt Inst 3.1086 s 48.37
6.6866 s 221.6607/30/2019 Amfds Gr Fd Am R6 18.1007 s 927.48
0.8297 s 20.6507/30/2019 Fed Inst Hi Yld Bd Inst 311.8694 s 3,056.32
8.7187 s 87.1007/30/2019 Tiaacrf Lfcycind 2035 Inst 70.9784 s 1,445.83
Sample Annual Trust Report 401kJanuary 01, 2019 through December 31, 2019 Case Number abc-12345
Schedule of Purchases (continued)
Process Date Investment Shares/Units Purchased Cost07/30/2019 Tiaacrf Lfcycind 2045 Inst 13.3376 s 282.4907/30/2019 Tiaacrf Lfcycind 2050 Inst 68.0508 s 1,446.7607/30/2019 Tiaacrf Lfcycind 2055 Inst 63.8332 s 1,087.0807/30/2019 Tiaacrf Lfcycind 2060 Inst 45.7403 s 598.7407/30/2019 Trowepr Gr Stk
07/30/2019 Thrnbrg Intl Val R6 7.2148 s 173.3007/30/2019 Vngrd 500 Index Fd As 29.4271 s 8,189.8607/30/2019 Vngrd Bal Indx Adml 32.8021 s 1,235.0007/30/2019 Vngrd Devl Mkt Indx Adml 641.1284 s 8,488.5407/30/2019 Vngrd Emrg Mkt Stkindxadml 97.8653 s 3,450.7307/30/2019 Vngrd Enrgy Adml 0.6782 s 60.7307/30/2019 Vngrd Gr Indx Adml 107.6260 s 9,368.8407/30/2019 Vngrd Intdtrmtrsind Adml 135.6309 s 3,009.6507/30/2019 Vngrd Mid-Cap Idx Fd As 29.6884 s 6,282.0707/30/2019 Vngrd Realest Indx Adml 4.8767 s 617.0507/30/2019 Vngrd St Bd Indx Adml 54.3941 s 572.7707/30/2019 Vngrd St Corp Bd Indx Adml 43.6600 s 957.9007/30/2019 Vngrd St Invmt Grd Adml 11.6308 s 124.4507/30/2019 Vngrd Sm Cap Indx Fd As 102.4283 s 7,860.3507/30/2019 Vngrd Smcap Val Indx Adml 3.8438 s 218.9407/30/2019 Vngrd Ttl Bnd Mkt Ldx Adm 197.4661 s 2,156.3307/30/2019 Vngrd Ttl Intl Bd Idx Adml 91.1937 s 2,109.3107/30/2019 Vngrd Ttl Stmkt Indx Fd As 52.0136 s 3,894.7807/30/2019 Vngrd Val Indx Adml 135.2283 s 5,959.5107/30/2019 Vngrd Wlsly Inc Adml 44.2493 s 2,875.7607/30/2019 Wf Prec Mtls Inst
07/31/2019 Fed Inst Hi Yld Bd Inst 21.3113 s 209.0607/31/2019 Pimco Low Dur Inst 1.1211 s 10.9607/31/2019 Pimco Real Rtn Inst 0.5139 s 5.7107/31/2019 Tcw Ttl Rtn Bd I 16.5359 s 164.5307/31/2019 Vngrd Gr Indx Adml 353.0693 s 30,381.6107/31/2019 Vngrd Intdtrmtrsind Adml 106.2963 s 2,356.5907/31/2019 Vngrd St Bd Indx Adml 0.6928 s 7.3007/31/2019 Vngrd St Corp Bd Indx Adml 20.4130 s 446.6407/31/2019 Vngrd St Invmt Grd Adml 0.2767 s 2.9607/31/2019 Vngrd Ttl Bnd Mkt Ldx Adm 4.2969 s 46.9707/31/2019 Vngrd Ttl Intl Bd Idx Adml 23.4939 s 544.5908/01/2019 Ab Hi Inc I
08/01/2019 Pimco Low Dur Inst 1.0410 s 10.2108/01/2019 Pimco Real Rtn Inst 0.5062 s 5.6408/01/2019 Vngrd St Bd Indx Adml 0.6883 s 7.2808/01/2019 Vngrd St Invmt Grd Adml 0.2666 s 2.8608/01/2019 Vngrd Ttl Bnd Mkt Ldx Adm 4.2711 s 47.0208/02/2019 Ab Hi Inc I
08/02/2019 Pimco Low Dur Inst 3.0020 s 29.4508/02/2019 Pimco Real Rtn Inst 0.6170 s 6.8908/02/2019 Vngrd St Bd Indx Adml 2.0739 s 21.9208/02/2019 Vngrd St Invmt Grd Adml 0.7960 s 8.5408/02/2019 Vngrd Ttl Bnd Mkt Ldx Adm 12.7483 s 140.4908/05/2019 Ab Hi Inc I
08/05/2019 Pimco Low Dur Inst 0.7031 s 6.9108/05/2019 Pimco Real Rtn Inst 0.1806 s 2.0208/05/2019 Vngrd 500 Index Fd As 0.0417 s 10.9608/05/2019 Vngrd St Bd Indx Adml 0.6890 s 7.3008/05/2019 Vngrd St Invmt Grd Adml 0.2673 s 2.8708/05/2019 Vngrd Ttl Bnd Mkt Ldx Adm 4.2260 s 46.8208/05/2019 Vngrd Val Indx Adml 0.1257 s 5.25
Statement created on February 03, 2020 Page 158 of 197
5.4476 s 385.4207/30/2019 Trowepr Spctrmmodgralloc 424.5156 s 14,785.88
3.9167 s 166.3807/31/2019 Ab Hi Inc I 2.7778 s 22.94
2.3856 s 19.6808/01/2019 Fed Inst Hi Yld Bd Inst 21.3464 s 209.19
6.2584 s 51.5108/02/2019 Fed Inst Hi Yld Bd Inst 64.4467 s 629.64
2.2770 s 18.6508/05/2019 Fed Inst Hi Yld Bd Inst 21.4471 s 207.82
Sample Annual Trust Report 401kJanuary 01, 2019 through December 31, 2019 Case Number abc-12345
Schedule of Purchases (continued)
Process Date Investment Shares/Units Purchased Cost08/06/2019 Ab Hi Inc I
08/06/2019 Pimco Low Dur Inst 0.8772 s 8.6208/06/2019 Pimco Real Rtn Inst 0.1781 s 2.0008/06/2019 Vngrd St Bd Indx Adml 0.6871 s 7.2808/06/2019 Vngrd St Invmt Grd Adml 0.2677 s 2.8808/06/2019 Vngrd Ttl Bnd Mkt Ldx Adm 4.2224 s 46.8308/07/2019 Ab Hi Inc I
08/07/2019 Pimco Low Dur Inst 0.8678 s 8.5308/07/2019 Pimco Real Rtn Inst 0.1853 s 2.0808/07/2019 Vngrd St Bd Indx Adml 0.6858 s 7.2708/07/2019 Vngrd St Invmt Grd Adml 0.2712 s 2.9208/07/2019 Vngrd Ttl Bnd Mkt Ldx Adm 4.2239 s 46.8408/08/2019 Ab Hi Inc I
08/08/2019 Pimco Low Dur Inst 0.9219 s 9.0508/08/2019 Pimco Real Rtn Inst 0.2256 s 2.5408/08/2019 Vngrd St Bd Indx Adml 0.6864 s 7.2808/08/2019 Vngrd St Invmt Grd Adml 0.2678 s 2.8808/08/2019 Vngrd Ttl Bnd Mkt Ldx Adm 4.0094 s 44.4608/09/2019 Ab Hi Inc I
08/09/2019 Pimco Low Dur Inst 2.6956 s 26.4708/09/2019 Pimco Real Rtn Inst 0.8063 s 9.0608/09/2019 Vngrd St Bd Indx Adml 2.0597 s 21.8108/09/2019 Vngrd St Invmt Grd Adml 0.8103 s 8.7108/09/2019 Vngrd Ttl Bnd Mkt Ldx Adm 12.5480 s 138.9108/12/2019 Ab Hi Inc I
08/12/2019 Pimco Low Dur Inst 0.8831 s 8.6808/12/2019 Pimco Real Rtn Inst 0.2102 s 2.3708/12/2019 Vngrd St Bd Indx Adml 0.6862 s 7.2808/12/2019 Vngrd St Invmt Grd Adml 0.2682 s 2.8808/12/2019 Vngrd Ttl Bnd Mkt Ldx Adm 4.1668 s 46.3308/13/2019 Ab Hi Inc I
08/13/2019 Pimco Low Dur Inst 0.8944 s 8.7708/13/2019 Pimco Real Rtn Inst 0.2163 s 2.4308/13/2019 Vngrd St Bd Indx Adml 0.6879 s 7.2808/13/2019 Vngrd St Invmt Grd Adml 0.2679 s 2.8808/13/2019 Vngrd Ttl Bnd Mkt Ldx Adm 4.1907 s 46.5208/14/2019 Ab Hi Inc I
08/14/2019 Pimco Low Dur Inst 0.9001 s 8.8408/14/2019 Pimco Real Rtn Inst 0.2065 s 2.3308/14/2019 Vngrd St Bd Indx Adml 0.6883 s 7.3008/14/2019 Vngrd St Invmt Grd Adml 0.2711 s 2.9108/14/2019 Vngrd Ttl Bnd Mkt Ldx Adm 4.1578 s 46.3608/15/2019 Ab Hi Inc I
08/15/2019 Allnzgi Tech Inst 145.3054 s 10,432.9308/15/2019 Amfds Amcap R6
08/15/2019 Amfds New Prspct R6 9.0014 s 388.2308/15/2019 Dws Scnc Tech S
08/15/2019 Fidadv Bio Inst08/15/2019 Invsco Comstk R508/15/2019 Jnshndrsn Frty N08/15/2019 Jnshndrsn Frty T
0.7757 s 20.657.5211 s 172.916.0395 s 227.572.3375 s 82.63
08/15/2019 Jnshndrsn Glbltech Innov N 6.2769 s 227.60
Statement created on February 03, 2020 Page 159 of 197
2.1276 s 17.4308/06/2019 Fed Inst Hi Yld Bd Inst 21.4886 s 208.65
2.1964 s 17.9908/07/2019 Fed Inst Hi Yld Bd Inst 21.5640 s 208.96
2.5777 s 21.1608/08/2019 Fed Inst Hi Yld Bd Inst 21.5508 s 209.69
6.4756 s 53.1608/09/2019 Fed Inst Hi Yld Bd Inst 64.6348 s 628.25
2.3164 s 18.9508/12/2019 Fed Inst Hi Yld Bd Inst 21.6110 s 209.84
2.2126 s 18.0808/13/2019 Fed Inst Hi Yld Bd Inst 21.5550 s 209.73
2.1754 s 17.7308/14/2019 Fed Inst Hi Yld Bd Inst 21.5926 s 208.80
39.7288 s 323.7908/15/2019 Abrden Emrg Mkt Inst 3.3497 s 48.37
7.0686 s 221.6708/15/2019 Amfds Gr Fd Am R6 18.9738 s 919.09
0.8776 s 20.6508/15/2019 Fed Inst Hi Yld Bd Inst 310.8264 s 3,008.80
Sample Annual Trust Report 401kJanuary 01, 2019 through December 31, 2019 Case Number abc-12345
Schedule of Purchases (continued)
Process Date Investment Shares/Units Purchased Cost08/15/2019 Pimco Low Dur Inst 36.5610 s 359.7608/15/2019 Pimco Real Rtn Inst 24.0035 s 271.2408/15/2019 Tcw Ttl Rtn Bd I
08/15/2019 Tiaacrf Lfcycind 2040 Inst 11.6850 s 235.2208/15/2019 Tiaacrf Lfcycind 2045 Inst 14.0268 s 282.5008/15/2019 Tiaacrf Lfcycind 2050 Inst 71.6233 s 1,446.7908/15/2019 Tiaacrf Lfcycind 2055 Inst 67.2723 s 1,087.1208/15/2019 Tiaacrf Lfcycind 2060 Inst 48.2482 s 598.7608/15/2019 Trowepr Gr Stk
08/15/2019 Thrnbrg Intl Val R6 7.8489 s 179.7408/15/2019 Vngrd 500 Index Fd As 31.1749 s 8,211.7708/15/2019 Vngrd Bal Indx Adml 33.7510 s 1,240.3508/15/2019 Vngrd Devl Mkt Indx Adml 662.3604 s 8,306.0008/15/2019 Vngrd Emrg Mkt Stkindxadml 103.3643 s 3,393.4508/15/2019 Vngrd Enrgy Adml 0.7473 s 60.7308/15/2019 Vngrd Gr Indx Adml 112.3612 s 9,325.9808/15/2019 Vngrd Intdtrmtrsind Adml 128.0599 s 2,906.9608/15/2019 Vngrd Mid-Cap Idx Fd As 31.3847 s 6,246.8108/15/2019 Vngrd Realest Indx Adml 5.2025 s 665.7608/15/2019 Vngrd St Bd Indx Adml 51.7178 s 549.7608/15/2019 Vngrd St Corp Bd Indx Adml 42.0159 s 926.8708/15/2019 Vngrd St Invmt Grd Adml 11.5586 s 124.3708/15/2019 Vngrd Sm Cap Indx Fd As 108.2141 s 7,697.2708/15/2019 Vngrd Smcap Val Indx Adml 4.2017 s 218.9508/15/2019 Vngrd Ttl Bnd Mkt Ldx Adm 191.2449 s 2,140.0308/15/2019 Vngrd Ttl Intl Bd Idx Adml 87.6871 s 2,073.8008/15/2019 Vngrd Ttl Stmkt Indx Fd As 54.9812 s 3,883.8708/15/2019 Vngrd Val Indx Adml 138.9118 s 5,745.3908/15/2019 Vngrd Wlsly Inc Adml 45.0221 s 2,935.4408/15/2019 Wf Prec Mtls Inst
08/16/2019 Fed Inst Hi Yld Bd Inst 65.0654 s 630.4808/16/2019 Pimco Low Dur Inst 2.8189 s 27.7408/16/2019 Pimco Real Rtn Inst 0.3917 s 4.4108/16/2019 Vngrd St Bd Indx Adml 2.0642 s 21.9208/16/2019 Vngrd St Invmt Grd Adml 0.8035 s 8.6508/16/2019 Vngrd Ttl Bnd Mkt Ldx Adm 12.5121 s 139.8908/19/2019 Ab Hi Inc I
08/19/2019 Fed Inst Hi Yld Bd Inst 21.6484 s 210.4208/19/2019 Msif Inst Gr I
08/19/2019 Pimco Real Rtn Inst 0.1399 s 1.5708/19/2019 Vngrd St Bd Indx Adml 0.6895 s 7.3208/19/2019 Vngrd St Invmt Grd Adml 0.2747 s 2.9508/19/2019 Vngrd Ttl Bnd Mkt Ldx Adm 4.1784 s 46.5508/19/2019 Vngrd Ttl Stmkt Indx Fd As 770.1975 s 55,877.8308/20/2019 Ab Hi Inc I
08/20/2019 Pimco Low Dur Inst 1.0270 s 10.1108/20/2019 Pimco Real Rtn Inst 0.1412 s 1.5908/20/2019 Vngrd St Bd Indx Adml 0.6878 s 7.3008/20/2019 Vngrd St Invmt Grd Adml 0.2733 s 2.9408/20/2019 Vngrd Ttl Bnd Mkt Ldx Adm 4.1684 s 46.5608/21/2019 Ab Hi Inc I
08/21/2019 Pimco Low Dur Inst 0.8960 s 8.8208/21/2019 Pimco Real Rtn Inst 0.1642 s 1.8408/21/2019 Tiaacrf Lfcycind 2010 Inst 1,883.2119 s 29,509.9308/21/2019 Vngrd St Bd Indx Adml 0.6896 s 7.32
Statement created on February 03, 2020 Page 160 of 197
8.4892 s 86.5908/15/2019 Tiaacrf Lfcycind 2035 Inst 73.6947 s 1,445.89
5.7434 s 385.4408/15/2019 Trowepr Spctrmmodgralloc 435.5201 s 14,602.99
3.7645 s 166.3908/16/2019 Ab Hi Inc I 6.6447 s 54.29
2.2441 s 18.3308/19/2019 Allnzgi Tech Inst 763.6713 s 55,877.83
1,078.9309 s 55,877.8308/19/2019 Pimco Low Dur Inst 0.9169 s 9.01
2.1403 s 17.5108/20/2019 Fed Inst Hi Yld Bd Inst 21.5938 s 210.11
2.2444 s 18.3808/21/2019 Fed Inst Hi Yld Bd Inst 21.5636 s 210.46
Sample Annual Trust Report 401kJanuary 01, 2019 through December 31, 2019 Case Number abc-12345
Schedule of Purchases (continued)
Process Date Investment Shares/Units Purchased Cost08/21/2019 Vngrd St Invmt Grd Adml 0.2739 s 2.9408/21/2019 Vngrd Ttl Bnd Mkt Ldx Adm 4.1885 s 46.7008/22/2019 Ab Hi Inc I
08/22/2019 Pimco Low Dur Inst 0.9015 s 8.8608/22/2019 Pimco Real Rtn Inst 0.1573 s 1.7608/22/2019 Vngrd St Bd Indx Adml 0.6885 s 7.3008/22/2019 Vngrd St Invmt Grd Adml 0.2730 s 2.9308/22/2019 Vngrd Ttl Bnd Mkt Ldx Adm 4.1890 s 46.6708/23/2019 Ab Hi Inc I
08/23/2019 Pimco Low Dur Inst 2.6772 s 26.4008/23/2019 Pimco Real Rtn Inst 0.4281 s 4.8308/23/2019 Vngrd Devl Mkt Indx Adml 797.0996 s 10,083.3108/23/2019 Vngrd Emrg Mkt Stkindxadml 186.8775 s 6,131.4508/23/2019 Vngrd St Bd Indx Adml 2.0608 s 21.8908/23/2019 Vngrd St Invmt Grd Adml 0.8166 s 8.7908/23/2019 Vngrd Sm Cap Indx Fd As 34.8551 s 2,485.5208/23/2019 Vngrd Ttl Bnd Mkt Ldx Adm 12.5135 s 140.0308/26/2019 Ab Hi Inc I
08/26/2019 Pimco Low Dur Inst 0.8029 s 7.9008/26/2019 Pimco Real Rtn Inst 0.1243 s 1.4008/26/2019 Vngrd St Bd Indx Adml 0.6878 s 7.3008/26/2019 Vngrd St Invmt Grd Adml 0.2756 s 2.9708/26/2019 Vngrd Ttl Bnd Mkt Ldx Adm 4.1803 s 46.6908/27/2019 Ab Hi Inc I
08/27/2019 Pimco Low Dur Inst 0.8450 s 8.3308/27/2019 Pimco Real Rtn Inst 0.1641 s 1.8608/27/2019 Vngrd St Bd Indx Adml 0.6877 s 7.3108/27/2019 Vngrd St Invmt Grd Adml 0.2738 s 2.9508/27/2019 Vngrd Ttl Bnd Mkt Ldx Adm 4.1707 s 46.7508/28/2019 Ab Hi Inc I
08/28/2019 Pimco Low Dur Inst 0.8934 s 8.8108/28/2019 Pimco Real Rtn Inst 0.1407 s 1.6008/28/2019 Vngrd St Bd Indx Adml 0.6863 s 7.3008/28/2019 Vngrd St Invmt Grd Adml 0.2729 s 2.9408/28/2019 Vngrd Ttl Bnd Mkt Ldx Adm 4.1761 s 46.8608/29/2019 Ab Hi Inc I
08/29/2019 Allnzgi Tech Inst 129.1286 s 9,518.0708/29/2019 Amfds Amcap R6
08/29/2019 Amfds New Prspct R6 8.8014 s 388.2308/29/2019 Dws Scnc Tech S
08/29/2019 Fidadv Bio Inst08/29/2019 Invsco Comstk R508/29/2019 Jnshndrsn Frty N08/29/2019 Jnshndrsn Frty T
0.7671 s 20.656.9749 s 163.915.8336 s 227.572.2583 s 82.63
08/29/2019 Jnshndrsn Glbltech Innov N 6.0937 s 227.6008/29/2019 Pimco Low Dur Inst 35.3340 s 348.0408/29/2019 Pimco Real Rtn Inst 23.1479 s 262.9608/29/2019 Tcw Ttl Rtn Bd I
08/29/2019 Tiaacrf Lfcycind 2035 Inst 61.8249 s 1,235.8808/29/2019 Tiaacrf Lfcycind 2040 Inst 11.4518 s 235.2208/29/2019 Tiaacrf Lfcycind 2045 Inst 13.7203 s 282.5008/29/2019 Tiaacrf Lfcycind 2050 Inst 70.0286 s 1,446.7908/29/2019 Tiaacrf Lfcycind 2055 Inst 65.7665 s 1,087.12
Statement created on February 03, 2020 Page 161 of 197
2.2030 s 18.0608/22/2019 Fed Inst Hi Yld Bd Inst 21.5110 s 210.16
6.3634 s 52.1808/23/2019 Fed Inst Hi Yld Bd Inst 63.7021 s 621.73
2.1757 s 17.8208/26/2019 Fed Inst Hi Yld Bd Inst 21.3174 s 208.06
2.2319 s 18.2808/27/2019 Fed Inst Hi Yld Bd Inst 21.2636 s 207.75
4.4824 s 36.7108/28/2019 Fed Inst Hi Yld Bd Inst 21.2459 s 207.78
38.3939 s 314.8308/29/2019 Abrden Emrg Mkt Inst 3.3130 s 48.37
6.9207 s 221.6708/29/2019 Amfds Gr Fd Am R6 18.3290 s 907.10
0.8522 s 20.6508/29/2019 Fed Inst Hi Yld Bd Inst 297.5077 s 2,912.60
8.5382 s 87.2608/29/2019 Tiaacrf Lfcycind 2010 Inst 13.3679 s 210.01
Sample Annual Trust Report 401kJanuary 01, 2019 through December 31, 2019 Case Number abc-12345
Schedule of Purchases (continued)
Process Date Investment Shares/Units Purchased Cost08/29/2019 Tiaacrf Lfcycind 2060 Inst 47.1465 s 598.7608/29/2019 Trowepr Gr Stk
08/29/2019 Thrnbrg Intl Val R6 7.4540 s 173.3808/29/2019 Vngrd 500 Index Fd As 29.2757 s 7,925.5208/29/2019 Vngrd Bal Indx Adml 27.8884 s 1,042.1908/29/2019 Vngrd Devl Mkt Indx Adml 633.6061 s 8,122.8308/29/2019 Vngrd Emrg Mkt Stkindxadml 104.4121 s 3,473.7908/29/2019 Vngrd Enrgy Adml 0.7274 s 60.7308/29/2019 Vngrd Gr Indx Adml 103.5191 s 8,876.7608/29/2019 Vngrd Intdtrmtrsind Adml 116.9375 s 2,655.6508/29/2019 Vngrd Mid-Cap Idx Fd As 30.8120 s 6,285.3308/29/2019 Vngrd Realest Indx Adml 5.0941 s 665.1908/29/2019 Vngrd St Bd Indx Adml 51.8795 s 550.9608/29/2019 Vngrd St Corp Bd Indx Adml 42.0014 s 928.2308/29/2019 Vngrd St Invmt Grd Adml 11.5487 s 124.3808/29/2019 Vngrd Sm Cap Indx Fd As 100.9352 s 7,363.2208/29/2019 Vngrd Smcap Val Indx Adml 4.1056 s 218.9508/29/2019 Vngrd Ttl Bnd Mkt Ldx Adm 189.4411 s 2,121.7408/29/2019 Vngrd Ttl Intl Bd Idx Adml 87.3546 s 2,066.8108/29/2019 Vngrd Ttl Stmkt Indx Fd As 48.8364 s 3,543.0808/29/2019 Vngrd Val Indx Adml 121.0036 s 5,109.9808/29/2019 Vngrd Wlsly Inc Adml 43.6934 s 2,877.6508/29/2019 Wf Prec Mtls Inst
08/30/2019 Fed Inst Hi Yld Bd Inst 39.2163 s 383.9308/30/2019 Fid 500 Indx
08/30/2019 Fid Us Bd Indx 32,905.0224 s 397,492.6708/30/2019 Pimco Low Dur Inst 1.8554 s 18.2808/30/2019 Pimco Real Rtn Inst 0.4032 s 4.5608/30/2019 Tcw Ttl Rtn Bd I 16.3156 s 166.0908/30/2019 Vngrd Intdtrmtrsind Adml 102.1157 s 2,315.9808/30/2019 Vngrd St Bd Indx Adml 1.3753 s 14.6108/30/2019 Vngrd St Corp Bd Indx Adml 19.3858 s 427.6508/30/2019 Vngrd St Invmt Grd Adml 0.5464 s 5.8808/30/2019 Vngrd Ttl Bnd Mkt Ldx Adm 8.3288 s 93.3708/30/2019 Vngrd Ttl Intl Bd Idx Adml 23.0994 s 545.8409/03/2019 Ab Hi Inc I
09/03/2019 Fid Us Bd Indx 7.0360 s 85.0709/03/2019 Pimco Low Dur Inst 2.7474 s 27.0909/03/2019 Pimco Real Rtn Inst 0.7977 s 9.0109/03/2019 Trowepr Spctrmmodgralloc 813.6833 s 27,722.1909/03/2019 Vngrd 500 Index Fd As 20.6051 s 5,544.4209/03/2019 Vngrd Emrg Mkt Stkindxadml 8.2902 s 276.2309/03/2019 Vngrd St Bd Indx Adml 2.0638 s 21.9409/03/2019 Vngrd St Invmt Grd Adml 0.8261 s 8.9109/03/2019 Vngrd Sm Cap Indx Fd As 1.0669 s 76.8909/03/2019 Vngrd Ttl Bnd Mkt Ldx Adm 4.8566 s 54.4909/04/2019 Ab Hi Inc I
09/04/2019 Fid Us Bd Indx 20,729.3132 s 250,824.6909/04/2019 Pimco Low Dur Inst 0.9287 s 9.1809/04/2019 Pimco Real Rtn Inst 0.3896 s 4.4109/04/2019 Vngrd Devl Mkt Indx Adml 9,921.1199 s 129,073.7709/04/2019 Vngrd Emrg Mkt Stkindxadml 604.2434 s 20,483.8509/04/2019 Vngrd Gr Indx Adml 2,114.4871 s 181,528.7209/04/2019 Vngrd Intdtrmtrsind Adml 7,956.9482 s 181,179.7109/04/2019 Vngrd Mid-Cap Idx Fd As 377.8356 s 77,463.8509/04/2019 Vngrd Realest Indx Adml 100.2107 s 13,348.0709/04/2019 Vngrd St Bd Indx Adml 10,931.7538 s 116,313.86
Statement created on February 03, 2020 Page 162 of 197
5.6228 s 385.4408/29/2019 Trowepr Spctrmmodgralloc 422.3681 s 14,423.87
3.6561 s 166.3908/30/2019 Ab Hi Inc I 4.6091 s 37.79
24,652.7790 s 2,515,076.5108/30/2019 Fid Fourinone Indx 62,446.9952 s 2,871,937.31
7.0434 s 57.7609/03/2019 Fed Inst Hi Yld Bd Inst 59.6198 s 582.49
2.0955 s 17.2309/04/2019 Fed Inst Hi Yld Bd Inst 22,125.9243 s 216,391.54
Sample Annual Trust Report 401kJanuary 01, 2019 through December 31, 2019 Case Number abc-12345
Schedule of Purchases (continued)
Process Date Investment Shares/Units Purchased Cost09/04/2019 Vngrd St Corp Bd Indx Adml 7,123.8525 s 157,437.1409/04/2019 Vngrd St Invmt Grd Adml 0.2808 s 3.0309/04/2019 Vngrd Sm Cap Indx Fd As 531.1775 s 38,685.6609/04/2019 Vngrd Ttl Bnd Mkt Ldx Adm 1.6298 s 18.3009/04/2019 Vngrd Ttl Intl Bd Idx Adml 9,145.6650 s 216,203.5209/04/2019 Vngrd Val Indx Adml 4,300.9498 s 183,177.4509/05/2019 Ab Hi Inc I
09/05/2019 Fid Us Bd Indx 3.8264 s 46.0709/05/2019 Pimco Low Dur Inst 0.9586 s 9.4509/05/2019 Pimco Real Rtn Inst 0.3725 s 4.2009/05/2019 Vngrd St Bd Indx Adml 0.7139 s 7.5709/05/2019 Vngrd St Invmt Grd Adml 0.2826 s 3.0409/06/2019 Ab Hi Inc I
09/06/2019 Fid Us Bd Indx 11.4542 s 138.0209/06/2019 Pimco Low Dur Inst 2.9173 s 28.7609/06/2019 Pimco Real Rtn Inst 1.1159 s 12.6009/06/2019 Vngrd St Bd Indx Adml 2.1404 s 22.7109/06/2019 Vngrd St Invmt Grd Adml 0.8490 s 9.1409/09/2019 Ab Hi Inc I
09/09/2019 Fid Us Bd Indx 3.8378 s 46.0509/09/2019 Pimco Low Dur Inst 1.1739 s 11.5609/09/2019 Pimco Real Rtn Inst 0.3767 s 4.2309/09/2019 Vngrd St Bd Indx Adml 0.7122 s 7.5509/09/2019 Vngrd St Invmt Grd Adml 0.2832 s 3.0409/10/2019 Ab Hi Inc I
09/10/2019 Fid Us Bd Indx 3.5374 s 42.2009/10/2019 Pimco Low Dur Inst 0.9776 s 9.6009/10/2019 Pimco Real Rtn Inst 0.3843 s 4.2909/10/2019 Vngrd St Bd Indx Adml 0.7148 s 7.5609/10/2019 Vngrd St Invmt Grd Adml 0.2825 s 3.0309/11/2019 Ab Hi Inc I
09/11/2019 Fid Us Bd Indx 3.8183 s 45.5509/11/2019 Pimco Low Dur Inst 0.9751 s 9.5909/11/2019 Pimco Real Rtn Inst 0.3788 s 4.2309/11/2019 Vngrd St Bd Indx Adml 0.7151 s 7.5609/11/2019 Vngrd St Invmt Grd Adml 0.2836 s 3.0409/12/2019 Ab Hi Inc I
09/12/2019 Fid Us Bd Indx 3.8458 s 45.8009/12/2019 Pimco Low Dur Inst 1.0115 s 9.9309/12/2019 Pimco Real Rtn Inst 0.4030 s 4.5009/12/2019 Vngrd St Bd Indx Adml 0.7145 s 7.5509/12/2019 Vngrd St Invmt Grd Adml 0.2841 s 3.0409/13/2019 Ab Hi Inc I
09/13/2019 Fid Us Bd Indx 11.5562 s 136.8309/13/2019 Pimco Low Dur Inst 2.9854 s 29.2309/13/2019 Pimco Real Rtn Inst 1.2350 s 13.7009/13/2019 Vngrd Bal Indx Adml 487.9785 s 18,333.3509/13/2019 Vngrd Gr Indx Adml 120.2830 s 10,418.9109/13/2019 Vngrd Mid-Cap Idx Fd As 29.4977 s 6,163.2509/13/2019 Vngrd St Bd Indx Adml 2.1529 s 22.6709/13/2019 Vngrd St Invmt Grd Adml 0.8480 s 9.0709/13/2019 Vngrd Sm Cap Indx Fd As 117.6591 s 8,872.6709/13/2019 Vngrd Smcap Gr Indx Adml 0.0878 s 5.7809/13/2019 Vngrd Smcap Val Indx Adml 0.9172 s 51.6809/13/2019 Vngrd Ttl Stmkt Indx Fd As 55.9319 s 4,159.66
Statement created on February 03, 2020 Page 163 of 197
2.2403 s 18.4409/05/2019 Fed Inst Hi Yld Bd Inst 20.2386 s 198.14
6.4645 s 53.2709/06/2019 Fed Inst Hi Yld Bd Inst 60.5917 s 593.80
2.2285 s 18.3409/09/2019 Fed Inst Hi Yld Bd Inst 20.1723 s 197.89
2.3069 s 18.9609/10/2019 Fed Inst Hi Yld Bd Inst 20.1899 s 198.06
2.3385 s 19.2209/11/2019 Fed Inst Hi Yld Bd Inst 20.1859 s 198.02
2.4838 s 20.4409/12/2019 Fed Inst Hi Yld Bd Inst 20.1593 s 197.96
6.4745 s 53.1609/13/2019 Fed Inst Hi Yld Bd Inst 60.6053 s 594.54
Sample Annual Trust Report 401kJanuary 01, 2019 through December 31, 2019 Case Number abc-12345
Schedule of Purchases (continued)
Process Date Investment Shares/Units Purchased Cost09/13/2019 Vngrd Val Indx Adml 337.3092 s 14,807.8709/13/2019 Vngrd Wlsly Inc Adml 100.5668 s 6,553.9409/16/2019 Ab Hi Inc I
09/16/2019 Allnzgi Tech Inst 132.3588 s 9,409.3909/16/2019 Amfds Amcap R6
09/16/2019 Amfds New Prspct R6 8.6186 s 388.2709/16/2019 Dws Scnc Tech S
09/16/2019 Fid 500 Indx 118.8019 s 12,429.0509/16/2019 Fid Fourinone Indx 309.3762 s 14,556.1509/16/2019 Fid Us Bd Indx
09/16/2019 Invsco Comstk R509/16/2019 Jnshndrsn Frty N09/16/2019 Jnshndrsn Frty T
6.5303 s 163.915.8148 s 227.592.2512 s 82.64
09/16/2019 Jnshndrsn Glbltech Innov N 5.9963 s 227.6209/16/2019 Pimco Low Dur Inst 35.4037 s 347.3109/16/2019 Pimco Real Rtn Inst 23.8206 s 265.6009/16/2019 Tcw Ttl Rtn Bd I
09/16/2019 Tiaacrf Lfcycind 2035 Inst 60.5892 s 1,236.0209/16/2019 Tiaacrf Lfcycind 2040 Inst 11.1811 s 235.2509/16/2019 Tiaacrf Lfcycind 2045 Inst 13.3584 s 282.5309/16/2019 Tiaacrf Lfcycind 2050 Inst 68.1252 s 1,446.9809/16/2019 Tiaacrf Lfcycind 2055 Inst 63.9553 s 1,087.2409/16/2019 Tiaacrf Lfcycind 2060 Inst 47.7123 s 623.6009/16/2019 Trowepr Gr Stk
09/16/2019 Vngrd Bal Indx Adml 28.2025 s 1,059.8509/16/2019 Vngrd Devl Mkt Indx Adml 580.1607 s 7,727.7409/16/2019 Vngrd Emrg Mkt Stkindxadml 99.1301 s 3,458.6509/16/2019 Vngrd Enrgy Adml 0.6718 s 60.7409/16/2019 Vngrd Gr Indx Adml 99.5146 s 8,597.0709/16/2019 Vngrd Intdtrmtrsind Adml 177.1461 s 3,953.9009/16/2019 Vngrd Mid-Cap Idx Fd As 29.8362 s 6,254.8609/16/2019 Vngrd Realest Indx Adml 4.9429 s 648.0109/16/2019 Vngrd St Bd Indx Adml 94.0028 s 991.7309/16/2019 Vngrd St Corp Bd Indx Adml 69.3751 s 1,522.0909/16/2019 Vngrd St Invmt Grd Adml 11.6383 s 124.5309/16/2019 Vngrd Sm Cap Indx Fd As 98.1288 s 7,430.3109/16/2019 Vngrd Smcap Val Indx Adml 3.8783 s 218.9709/16/2019 Vngrd Ttl Intl Bd Idx Adml 137.6064 s 3,213.1109/16/2019 Vngrd Ttl Stmkt Indx Fd As 48.0643 s 3,567.8109/16/2019 Vngrd Val Indx Adml 115.5328 s 5,056.8709/16/2019 Vngrd Wlsly Inc Adml 44.2374 s 2,888.2609/16/2019 Wf Prec Mtls Inst
09/17/2019 Fed Inst Hi Yld Bd Inst 20.1889 s 198.6609/17/2019 Fid Us Bd Indx
09/17/2019 Pimco Real Rtn Inst 0.3618 s 4.0409/17/2019 Vngrd St Bd Indx Adml 0.7226 s 7.6209/17/2019 Vngrd St Invmt Grd Adml 0.2836 s 3.0409/18/2019 Ab Hi Inc I
09/18/2019 Fid Us Bd Indx 3.8765 s 46.1709/18/2019 Pimco Low Dur Inst 0.9897 s 9.7109/18/2019 Pimco Real Rtn Inst 0.3818 s 4.2509/18/2019 Vngrd Gr Indx Adml 3.3252 s 289.0609/18/2019 Vngrd St Bd Indx Adml 0.7242 s 7.64
Statement created on February 03, 2020 Page 164 of 197
38.4131 s 316.1409/16/2019 Abrden Emrg Mkt Inst 3.1781 s 48.37
6.7754 s 221.6909/16/2019 Amfds Gr Fd Am R6 17.9244 s 905.36
0.8436 s 20.6609/16/2019 Fed Inst Hi Yld Bd Inst 296.5951 s 2,915.53
300.0791 s 3,564.9409/16/2019 Fidadv Bio Inst 0.7600 s 20.65
8.6437 s 86.6109/16/2019 Tiaacrf Lfcycind 2010 Inst 13.3015 s 210.03
5.5656 s 385.4709/16/2019 Thrnbrg Intl Val R6 7.2230 s 172.99
3.9849 s 166.4109/17/2019 Ab Hi Inc I 2.5679 s 21.13
3.8515 s 45.7909/17/2019 Pimco Low Dur Inst 0.9897 s 9.71
2.2598 s 18.6209/18/2019 Fed Inst Hi Yld Bd Inst 20.2656 s 199.41
Sample Annual Trust Report 401kJanuary 01, 2019 through December 31, 2019 Case Number abc-12345
Schedule of Purchases (continued)
Process Date Investment Shares/Units Purchased Cost09/18/2019 Vngrd St Invmt Grd Adml 0.2818 s 3.0209/19/2019 Ab Hi Inc I
09/19/2019 Fid Us Bd Indx 3.8920 s 46.3509/19/2019 Invsco Comstk R5 10.1172 s 250.3009/19/2019 Pimco Low Dur Inst 1.0395 s 10.2009/19/2019 Pimco Real Rtn Inst 0.4012 s 4.4709/19/2019 Vngrd St Bd Indx Adml 0.7237 s 7.6409/19/2019 Vngrd St Invmt Grd Adml 0.2863 s 3.0709/20/2019 Ab Hi Inc I
09/20/2019 Fid Us Bd Indx 11.5337 s 137.9409/20/2019 Pimco Low Dur Inst 2.4902 s 24.4509/20/2019 Pimco Real Rtn Inst 1.1156 s 12.5109/20/2019 Vngrd St Bd Indx Adml 2.1681 s 22.9209/20/2019 Vngrd St Invmt Grd Adml 0.8534 s 9.1509/23/2019 Ab Hi Inc I
09/23/2019 Fid Us Bd Indx 3.8468 s 46.0109/23/2019 Pimco Low Dur Inst 0.8368 s 8.2309/23/2019 Pimco Real Rtn Inst 0.3795 s 4.2609/23/2019 Vngrd Devl Mkt Indx Adml 1,756.0055 s 23,267.0709/23/2019 Vngrd Emrg Mkt Stkindxadml 381.3425 s 13,003.7809/23/2019 Vngrd Realest Indx Adml 5.6277 s 740.1009/23/2019 Vngrd St Bd Indx Adml 0.7266 s 7.6909/23/2019 Vngrd St Invmt Grd Adml 0.2804 s 3.0109/24/2019 Ab Hi Inc I
09/24/2019 Fid Us Bd Indx 3.8692 s 46.4309/24/2019 Pimco Low Dur Inst 0.8843 s 8.7109/24/2019 Pimco Real Rtn Inst 0.3407 s 3.8309/24/2019 Vngrd St Bd Indx Adml 0.7217 s 7.6409/24/2019 Vngrd St Invmt Grd Adml 0.2873 s 3.0909/25/2019 Ab Hi Inc I
09/25/2019 Allnzgi Tech Inst 2,143.3852 s 150,358.4709/25/2019 Amfds Amcap R6 63.2785 s 2,040.1009/25/2019 Amfds Gr Fd Am R6 265.5941 s 13,215.9609/25/2019 Amfds New Prspct R6 59.8963 s 2,679.7609/25/2019 Dws Scnc Tech S 19.0700 s 465.8809/25/2019 Fed Inst Hi Yld Bd Inst 3,179.7271 s 31,224.9209/25/2019 Fid 500 Indx
09/25/2019 Fid Us Bd Indx 1,840.4497 s 21,974.9709/25/2019 Fidadv Bio Inst
09/25/2019 Jnshndrsn Frty N09/25/2019 Jnshndrsn Frty T
49.1007 s 1,926.2250.6529 s 1,863.52
09/25/2019 Jnshndrsn Glbltech Innov N 50.8911 s 1,926.2309/25/2019 Pimco Low Dur Inst 609.8707 s 5,988.9309/25/2019 Pimco Real Rtn Inst 379.8338 s 4,250.3409/25/2019 Tcw Ttl Rtn Bd I 131.1627 s 1,322.1209/25/2019 Tiaacrf Lfcycind 2010 Inst 202.5497 s 3,198.2609/25/2019 Tiaacrf Lfcycind 2035 Inst 125.1387 s 2,544.0709/25/2019 Tiaacrf Lfcycind 2040 Inst 344.6358 s 7,220.1209/25/2019 Tiaacrf Lfcycind 2045 Inst 170.8090 s 3,595.5309/25/2019 Tiaacrf Lfcycind 2050 Inst 190.3483 s 4,022.0609/25/2019 Tiaacrf Lfcycind 2055 Inst 155.6836 s 2,632.6109/25/2019 Tiaacrf Lfcycind 2060 Inst 219.1954 s 2,849.5409/25/2019 Thrnbrg Intl Val R6 111.4164 s 2,624.9709/25/2019 Vngrd 500 Index Fd As 0.0975 s 26.8509/25/2019 Vngrd Bal Indx Adml 106.5887 s 4,001.34
Statement created on February 03, 2020 Page 165 of 197
2.2634 s 18.6509/19/2019 Fed Inst Hi Yld Bd Inst 20.0905 s 197.89
6.2686 s 51.7209/20/2019 Fed Inst Hi Yld Bd Inst 60.3327 s 594.28
2.2055 s 18.2009/23/2019 Fed Inst Hi Yld Bd Inst 20.1088 s 198.07
2.2756 s 18.7509/24/2019 Fed Inst Hi Yld Bd Inst 20.1334 s 198.11
490.4745 s 4,031.7009/25/2019 Abrden Emrg Mkt Inst 73.1744 s 1,099.08
844.5368 s 87,983.8409/25/2019 Fid Fourinone Indx 4,772.9246 s 223,516.06
17.6805 s 465.8809/25/2019 Invsco Comstk R5 122.0114 s 2,988.06
Sample Annual Trust Report 401kJanuary 01, 2019 through December 31, 2019 Case Number abc-12345
Schedule of Purchases (continued)
Process Date Investment Shares/Units Purchased Cost09/25/2019 Vngrd Devl Mkt Indx Adml 6,854.8178 s 90,277.9509/25/2019 Vngrd Emrg Mkt Stkindxadml 1,133.2693 s 38,417.8309/25/2019 Vngrd Enrgy Adml 7.6044 s 666.3009/25/2019 Vngrd Ftse Soc Indx Adml 0.8946 s 24.7709/25/2019 Vngrd Gr Indx Adml 1,139.2818 s 98,114.9509/25/2019 Vngrd Intdtrmtrsind Adml 1,581.0913 s 35,495.5009/25/2019 Vngrd Mid-Cap Idx Fd As 373.0312 s 77,769.5409/25/2019 Vngrd Realest Indx Adml 40.4544 s 5,320.5609/25/2019 Vngrd St Bd Indx Adml 398.1731 s 4,208.6909/25/2019 Vngrd St Corp Bd Indx Adml 331.4134 s 7,294.4109/25/2019 Vngrd St Invmt Grd Adml 124.4828 s 1,335.7009/25/2019 Vngrd Sm Cap Indx Fd As 1,216.3476 s 90,763.8609/25/2019 Vngrd Smcap Val Indx Adml 39.6707 s 2,212.8309/25/2019 Vngrd Ttl Intl Bd Idx Adml 933.7691 s 21,962.2509/25/2019 Vngrd Ttl Stmkt Indx Fd As 626.3710 s 46,232.4409/25/2019 Vngrd Val Indx Adml 1,290.5678 s 56,191.3209/25/2019 Vngrd Wlsly Inc Adml 608.4331 s 39,943.6309/25/2019 Wf Prec Mtls Inst 26.1075 s 1,148.4709/26/2019 Ab Hi Inc I
09/26/2019 Fid Us Bd Indx 3.9591 s 47.3509/26/2019 Pimco Low Dur Inst 0.8075 s 7.9409/26/2019 Pimco Real Rtn Inst 0.3915 s 4.3809/26/2019 Vngrd Devl Mkt Indx Adml 15.4530 s 203.9809/26/2019 Vngrd Emrg Mkt Stkindxadml 12.0062 s 406.8909/26/2019 Vngrd Gr Indx Adml 0.0041 s 0.3509/26/2019 Vngrd Mid-Cap Idx Fd As 0.0013 s 0.2809/26/2019 Vngrd St Bd Indx Adml 0.7502 s 7.9309/26/2019 Vngrd St Invmt Grd Adml 0.2986 s 3.2009/26/2019 Vngrd Sm Cap Indx Fd As 0.0077 s 0.5709/26/2019 Vngrd Val Indx Adml 0.0161 s 0.7009/27/2019 Ab Hi Inc I
09/27/2019 Allnzgi Tech Inst 130.1411 s 8,889.9409/27/2019 Amfds Amcap R6
09/27/2019 Amfds New Prspct R6 1.1353 s 50.4409/27/2019 Dws Scnc Tech S
09/27/2019 Fid 500 Indx 66.5927 s 6,885.6909/27/2019 Fid Fourinone Indx 315.3421 s 14,704.4009/27/2019 Fid Us Bd Indx
09/27/2019 Invsco Comstk R509/27/2019 Jnshndrsn Frty N09/27/2019 Jnshndrsn Frty T
6.7365 s 163.905.8987 s 227.572.2845 s 82.63
09/27/2019 Jnshndrsn Glbltech Innov N 6.1232 s 227.6009/27/2019 Pimco Low Dur Inst 37.1372 s 365.4309/27/2019 Pimco Real Rtn Inst 24.6517 s 275.3609/27/2019 Tcw Ttl Rtn Bd I
09/27/2019 Tiaacrf Lfcycind 2035 Inst 61.0910 s 1,235.8709/27/2019 Tiaacrf Lfcycind 2040 Inst 11.2869 s 235.2209/27/2019 Tiaacrf Lfcycind 2045 Inst 13.5038 s 282.5009/27/2019 Tiaacrf Lfcycind 2050 Inst 68.9276 s 1,446.7909/27/2019 Tiaacrf Lfcycind 2055 Inst 64.7089 s 1,087.1109/27/2019 Tiaacrf Lfcycind 2060 Inst 45.7483 s 590.6109/27/2019 Thrnbrg Intl Val R6 7.3480 s 173.5609/27/2019 Vngrd Bal Indx Adml 28.9617 s 1,082.5909/27/2019 Vngrd Devl Mkt Indx Adml 563.6781 s 7,423.6409/27/2019 Vngrd Emrg Mkt Stkindxadml 97.2759 s 3,261.6609/27/2019 Vngrd Enrgy Adml 0.6971 s 60.73
Statement created on February 03, 2020 Page 166 of 197
2.1356 s 17.5509/26/2019 Fed Inst Hi Yld Bd Inst 20.7074 s 203.14
45.1547 s 370.7209/27/2019 Abrden Emrg Mkt Inst 3.2507 s 48.37
6.9686 s 221.6709/27/2019 Amfds Gr Fd Am R6 18.3521 s 900.54
0.8619 s 20.6609/27/2019 Fed Inst Hi Yld Bd Inst 338.7531 s 3,319.78
182.9717 s 2,191.0509/27/2019 Fidadv Bio Inst 0.7988 s 20.65
8.6607 s 87.5609/27/2019 Tiaacrf Lfcycind 2010 Inst 13.3171 s 210.01
Sample Annual Trust Report 401kJanuary 01, 2019 through December 31, 2019 Case Number abc-12345
Schedule of Purchases (continued)
Process Date Investment Shares/Units Purchased Cost09/27/2019 Vngrd Gr Indx Adml 99.9179 s 8,495.0209/27/2019 Vngrd Intdtrmtrsind Adml 115.2071 s 2,592.1609/27/2019 Vngrd Mid-Cap Idx Fd As 29.6437 s 6,124.1009/27/2019 Vngrd Realest Indx Adml 4.8782 s 643.5309/27/2019 Vngrd St Bd Indx Adml 52.5501 s 555.9809/27/2019 Vngrd St Corp Bd Indx Adml 41.2332 s 908.7809/27/2019 Vngrd St Invmt Grd Adml 12.2134 s 131.0509/27/2019 Vngrd Sm Cap Indx Fd As 97.1312 s 7,134.2909/27/2019 Vngrd Smcap Val Indx Adml 3.9679 s 218.9509/27/2019 Vngrd Ttl Intl Bd Idx Adml 86.6825 s 2,039.6409/27/2019 Vngrd Ttl Stmkt Indx Fd As 47.7447 s 3,492.0509/27/2019 Vngrd Val Indx Adml 116.1076 s 5,039.0709/27/2019 Vngrd Wlsly Inc Adml 44.3632 s 2,915.5509/27/2019 Wf Prec Mtls Inst
09/30/2019 Fed Inst Hi Yld Bd Inst 20.8497 s 204.3309/30/2019 Fid Us Bd Indx
09/30/2019 Pimco Real Rtn Inst 0.4282 s 4.7909/30/2019 Parnassus Cor Eq
09/30/2019 Vngrd Devl Mkt Indx Adml 12.7428 s 167.9509/30/2019 Vngrd Emrg Mkt Stkindxadml 31.6412 s 1,063.4609/30/2019 Vngrd Intdtrmtrsind Adml 104.2375 s 2,343.2609/30/2019 Vngrd St Bd Indx Adml 0.7490 s 7.9309/30/2019 Vngrd St Corp Bd Indx Adml 20.4844 s 450.6609/30/2019 Vngrd St Invmt Grd Adml 0.2912 s 3.1309/30/2019 Vngrd Sm Cap Indx Fd As 9.0255 s 665.9909/30/2019 Vngrd Ttl Intl Bd Idx Adml 23.3902 s 549.6710/01/2019 Ab Hi Inc I
10/01/2019 Fed Inst Hi Yld Bd Inst 19.9093 s 194.9110/01/2019 Fid Us Bd Indx
10/01/2019 Pimco Real Rtn Inst 0.4149 s 4.6510/01/2019 Vngrd St Bd Indx Adml 0.7579 s 8.0310/01/2019 Vngrd St Invmt Grd Adml 0.2792 s 3.0010/02/2019 Ab Hi Inc I
10/02/2019 Fid Us Bd Indx 4.0567 s 48.7610/02/2019 Pimco Low Dur Inst 0.9207 s 9.0910/02/2019 Pimco Real Rtn Inst 0.1687 s 1.8910/02/2019 Vngrd St Bd Indx Adml 0.7422 s 7.8810/02/2019 Vngrd St Invmt Grd Adml 0.2814 s 3.0310/03/2019 Ab Hi Inc I
10/03/2019 Fid Us Bd Indx 3.8817 s 46.8110/03/2019 Pimco Low Dur Inst 0.8615 s 8.5210/03/2019 Pimco Real Rtn Inst 0.1608 s 1.8110/03/2019 Vngrd St Bd Indx Adml 0.7417 s 7.8910/03/2019 Vngrd St Invmt Grd Adml 0.2780 s 3.0010/04/2019 Ab Hi Inc I
10/04/2019 Fid 500 Indx10/04/2019 Fid Us Bd Indx
125.0508 s 12,828.9611.6331 s 140.41
10/04/2019 Pimco Low Dur Inst 2.5785 s 25.5010/04/2019 Pimco Real Rtn Inst 0.4087 s 4.6110/04/2019 Vngrd St Bd Indx Adml 2.2269 s 23.6910/04/2019 Vngrd St Invmt Grd Adml 0.8415 s 9.0710/07/2019 Ab Hi Inc I
10/07/2019 Fed Inst Hi Yld Bd Inst 20.1620 s 196.38
Statement created on February 03, 2020 Page 167 of 197
0.5111 s 21.6209/30/2019 Ab Hi Inc I 2.5656 s 21.06
3.9754 s 47.6309/30/2019 Pimco Low Dur Inst 1.1153 s 10.97
0.3556 s 16.9809/30/2019 Tcw Ttl Rtn Bd I 11.6730 s 117.78
2.6209 s 21.4910/01/2019 Fed Gov Oblgtns Prmr 5,868.9466 u 6,038.21
3.6924 s 44.3510/01/2019 Pimco Low Dur Inst 0.8902 s 8.78
2.1905 s 17.9210/02/2019 Fed Inst Hi Yld Bd Inst 20.1168 s 195.94
2.3737 s 19.4210/03/2019 Fed Inst Hi Yld Bd Inst 20.1149 s 195.72
5.9837 s 49.0110/04/2019 Fed Inst Hi Yld Bd Inst 60.2848 s 587.78
2.3385 s 19.1510/07/2019 Allnzgi Tech Inst 74.9432 s 5,302.98
Sample Annual Trust Report 401kJanuary 01, 2019 through December 31, 2019 Case Number abc-12345
Schedule of Purchases (continued)
Process Date Investment Shares/Units Purchased Cost10/07/2019 Fid Us Bd Indx
10/07/2019 Pimco Real Rtn Inst 0.1636 s 1.8410/07/2019 Vngrd Devl Mkt Indx Adml 270.9230 s 3,516.5810/07/2019 Vngrd Mid-Cap Idx Fd As 1.5890 s 324.8610/07/2019 Vngrd St Bd Indx Adml 0.7423 s 7.8910/07/2019 Vngrd St Invmt Grd Adml 0.2815 s 3.0310/07/2019 Vngrd Sm Cap Indx Fd As 11.8897 s 863.6710/07/2019 Vngrd Ttl Stmkt Indx Fd As 0.0613 s 4.4510/08/2019 Ab Hi Inc I
10/08/2019 Fid Us Bd Indx 3.5946 s 43.3110/08/2019 Pimco Low Dur Inst 0.8781 s 8.6710/08/2019 Pimco Real Rtn Inst 0.1561 s 1.7510/08/2019 Vngrd St Bd Indx Adml 0.7396 s 7.8710/08/2019 Vngrd St Invmt Grd Adml 0.2819 s 3.0410/09/2019 Ab Hi Inc I
10/09/2019 Fed Gov Oblgtns Prmr 3,436.7879 u 3,536.9510/09/2019 Fed Inst Hi Yld Bd Inst 20.1577 s 196.3410/09/2019 Fid Us Bd Indx
10/09/2019 Pimco Real Rtn Inst 0.1449 s 1.6210/09/2019 Vngrd 500 Index Fd As 194.3434 s 52,389.1610/09/2019 Vngrd St Bd Indx Adml 0.7417 s 7.8810/09/2019 Vngrd St Invmt Grd Adml 0.2797 s 3.0110/09/2019 Vngrd Ttl Stmkt Indx Fd As 726.8196 s 52,389.1610/10/2019 Ab Hi Inc I
10/10/2019 Fid 500 Indx10/10/2019 Fid Us Bd Indx
512.2128 s 52,317.423.8675 s 46.33
10/10/2019 Pimco Low Dur Inst 0.8732 s 8.5910/10/2019 Pimco Real Rtn Inst 0.1688 s 1.8910/10/2019 Vngrd St Bd Indx Adml 0.7387 s 7.8310/10/2019 Vngrd St Invmt Grd Adml 0.2833 s 3.0510/11/2019 Ab Hi Inc I
10/11/2019 Allnzgi Tech Inst 127.4681 s 9,083.3810/11/2019 Amfds Amcap R6
10/11/2019 Dws Scnc Tech S 0.8419 s 20.6610/11/2019 Fed Inst Hi Yld Bd Inst 331.7725 s 3,238.1010/11/2019 Fid 500 Indx
10/11/2019 Fid Us Bd Indx10/11/2019 Fidadv Bio Inst10/11/2019 Invsco Comstk R510/11/2019 Jnshndrsn Frty N10/11/2019 Jnshndrsn Frty T
181.9740 s 2,172.770.7985 s 20.656.8121 s 163.905.8469 s 227.562.2636 s 82.62
10/11/2019 Jnshndrsn Glbltech Innov N 5.9625 s 227.5910/11/2019 Pimco Low Dur Inst 37.8169 s 371.7410/11/2019 Pimco Real Rtn Inst 24.0735 s 268.4210/11/2019 Tcw Ttl Rtn Bd I
10/11/2019 Tiaacrf Lfcycind 2035 Inst 60.8484 s 1,235.8310/11/2019 Tiaacrf Lfcycind 2040 Inst 11.2433 s 235.2110/11/2019 Tiaacrf Lfcycind 2045 Inst 13.4455 s 282.4910/11/2019 Tiaacrf Lfcycind 2050 Inst 68.5993 s 1,446.7610/11/2019 Tiaacrf Lfcycind 2055 Inst 64.4005 s 1,087.0810/11/2019 Tiaacrf Lfcycind 2060 Inst 47.6687 s 618.7410/11/2019 Thrnbrg Intl Val R6 7.2729 s 173.2410/11/2019 Vngrd Bal Indx Adml 28.3724 s 1,061.98
Statement created on February 03, 2020 Page 168 of 197
3.8416 s 46.2510/07/2019 Pimco Low Dur Inst 0.8142 s 8.03
2.4074 s 19.6910/08/2019 Fed Inst Hi Yld Bd Inst 20.1412 s 195.97
2.2490 s 18.4010/09/2019 Allnzgi Tech Inst 745.5409 s 52,389.16
3.8241 s 46.0010/09/2019 Pimco Low Dur Inst 0.7984 s 7.87
2.3394 s 19.1110/10/2019 Fed Inst Hi Yld Bd Inst 19.9831 s 194.64
41.0281 s 336.0210/11/2019 Abrden Emrg Mkt Inst 3.2033 s 48.37
6.9161 s 221.6610/11/2019 Amfds Gr Fd Am R6 19.1402 s 951.27
69.5466 s 7,182.0810/11/2019 Fid Fourinone Indx 310.1386 s 14,502.08
8.6451 s 86.9710/11/2019 Tiaacrf Lfcycind 2010 Inst 13.2996 s 210.00
Sample Annual Trust Report 401kJanuary 01, 2019 through December 31, 2019 Case Number abc-12345
Schedule of Purchases (continued)
Process Date Investment Shares/Units Purchased Cost10/11/2019 Vngrd Devl Mkt Indx Adml 568.5253 s 7,532.9610/11/2019 Vngrd Emrg Mkt Stkindxadml 89.3116 s 3,052.6710/11/2019 Vngrd Enrgy Adml 0.7107 s 60.7310/11/2019 Vngrd Gr Indx Adml 100.5512 s 8,668.5210/11/2019 Vngrd Intdtrmtrsind Adml 114.6336 s 2,574.6710/11/2019 Vngrd Mid-Cap Idx Fd As 29.8639 s 6,165.7110/11/2019 Vngrd Realest Indx Adml 4.8458 s 638.8210/11/2019 Vngrd St Bd Indx Adml 51.9877 s 550.0310/11/2019 Vngrd St Corp Bd Indx Adml 40.8306 s 899.0910/11/2019 Vngrd St Invmt Grd Adml 0.8475 s 9.0910/11/2019 Vngrd Sm Cap Indx Fd As 97.4678 s 7,151.2110/11/2019 Vngrd Smcap Val Indx Adml 4.0033 s 218.9410/11/2019 Vngrd Ttl Intl Bd Idx Adml 86.8072 s 2,026.0810/11/2019 Vngrd Ttl Stmkt Indx Fd As 49.0853 s 3,600.9010/11/2019 Vngrd Val Indx Adml 116.1736 s 5,012.8910/11/2019 Vngrd Wlsly Inc Adml 44.2050 s 2,894.1010/14/2019 Ab Hi Inc I
10/14/2019 Fid Us Bd Indx 5,418.9147 s 64,810.2210/14/2019 Vngrd Bal Indx Adml 162.1358 s 6,065.5010/14/2019 Vngrd Gr Indx Adml 140.8519 s 12,132.9810/14/2019 Vngrd Intdtrmtrsind Adml 3.1877 s 71.6610/14/2019 Vngrd Mid-Cap Idx Fd As 0.0158 s 3.2610/14/2019 Vngrd Realest Indx Adml 230.1867 s 30,354.7210/14/2019 Vngrd St Bd Indx Adml 2.3437 s 24.8210/14/2019 Vngrd St Corp Bd Indx Adml 1.0340 s 22.7810/14/2019 Vngrd St Invmt Grd Adml 0.2835 s 3.0410/14/2019 Vngrd Sm Cap Indx Fd As 0.0644 s 4.7110/14/2019 Vngrd Ttl Intl Bd Idx Adml 522.3995 s 12,213.7010/15/2019 Ab Hi Inc I
10/15/2019 Fid Us Bd Indx 4.1730 s 49.7810/15/2019 Pimco Low Dur Inst 0.8644 s 8.4910/15/2019 Pimco Real Rtn Inst 0.1533 s 1.7010/15/2019 Vngrd St Bd Indx Adml 0.7484 s 7.9210/15/2019 Vngrd St Invmt Grd Adml 0.2832 s 3.0410/16/2019 Ab Hi Inc I
10/16/2019 Fid Us Bd Indx 4.2553 s 50.8110/16/2019 Pimco Low Dur Inst 0.7893 s 7.7610/16/2019 Pimco Real Rtn Inst 0.1750 s 1.9510/16/2019 Vngrd St Bd Indx Adml 0.7410 s 7.8510/16/2019 Vngrd St Invmt Grd Adml 0.2823 s 3.0310/17/2019 Ab Hi Inc I
10/17/2019 Fid Us Bd Indx 4.2592 s 50.8510/17/2019 Pimco Low Dur Inst 0.7995 s 7.8710/17/2019 Pimco Real Rtn Inst 0.1827 s 2.0410/17/2019 Vngrd St Bd Indx Adml 0.7474 s 7.9110/17/2019 Vngrd St Invmt Grd Adml 0.2992 s 3.2110/18/2019 Ab Hi Inc I
10/18/2019 Fid Us Bd Indx 12.7521 s 152.3910/18/2019 Pimco Low Dur Inst 2.4060 s 23.6810/18/2019 Pimco Real Rtn Inst 0.4900 s 5.4710/18/2019 Vngrd St Bd Indx Adml 2.2416 s 23.7410/18/2019 Vngrd St Invmt Grd Adml 0.9031 s 9.7010/21/2019 Ab Hi Inc I
10/21/2019 Fid Us Bd Indx 4.2585 s 50.7610/21/2019 Pimco Low Dur Inst 0.9787 s 9.6210/21/2019 Pimco Real Rtn Inst 0.1524 s 1.70
Statement created on February 03, 2020 Page 169 of 197
2.4401 s 19.9810/14/2019 Fed Inst Hi Yld Bd Inst 7,646.4682 s 74,629.53
2.2896 s 18.7710/15/2019 Fed Inst Hi Yld Bd Inst 21.2310 s 207.43
2.2033 s 18.0710/16/2019 Fed Inst Hi Yld Bd Inst 21.2865 s 208.18
2.3532 s 19.3010/17/2019 Fed Inst Hi Yld Bd Inst 21.2579 s 208.11
6.7636 s 55.5310/18/2019 Fed Inst Hi Yld Bd Inst 63.6039 s 622.68
2.1949 s 18.0010/21/2019 Fed Inst Hi Yld Bd Inst 21.2559 s 208.10
Sample Annual Trust Report 401kJanuary 01, 2019 through December 31, 2019 Case Number abc-12345
Schedule of Purchases (continued)
Process Date Investment Shares/Units Purchased Cost10/21/2019 Vngrd St Bd Indx Adml 0.7484 s 7.9210/21/2019 Vngrd St Invmt Grd Adml 0.3049 s 3.2710/22/2019 Ab Hi Inc I
10/22/2019 Fid Us Bd Indx 4.2588 s 50.8510/22/2019 Pimco Low Dur Inst 0.7976 s 7.8510/22/2019 Pimco Real Rtn Inst 0.1658 s 1.8510/22/2019 Vngrd St Bd Indx Adml 0.7476 s 7.9110/22/2019 Vngrd St Invmt Grd Adml 0.3043 s 3.2710/23/2019 Ab Hi Inc I
10/23/2019 Fid Us Bd Indx 4.2554 s 50.8110/23/2019 Pimco Low Dur Inst 0.8725 s 8.5910/23/2019 Pimco Real Rtn Inst 0.1714 s 1.9210/23/2019 Vngrd St Bd Indx Adml 0.7480 s 7.9110/23/2019 Vngrd St Invmt Grd Adml 0.3015 s 3.2410/24/2019 Ab Hi Inc I
10/24/2019 Fid Us Bd Indx 4.1960 s 50.1010/24/2019 Pimco Low Dur Inst 0.7411 s 7.2910/24/2019 Pimco Real Rtn Inst 0.1844 s 2.0610/24/2019 Vngrd St Bd Indx Adml 0.7478 s 7.9110/24/2019 Vngrd St Invmt Grd Adml 0.2997 s 3.2210/25/2019 Ab Hi Inc I
10/25/2019 Fid Us Bd Indx 12.8079 s 152.6710/25/2019 Pimco Low Dur Inst 2.4174 s 23.7410/25/2019 Pimco Real Rtn Inst 0.6671 s 7.4610/25/2019 Vngrd St Bd Indx Adml 2.2418 s 23.7210/25/2019 Vngrd St Invmt Grd Adml 0.8943 s 9.6010/28/2019 Ab Hi Inc I
10/28/2019 Fid Us Bd Indx 4.2734 s 50.8510/28/2019 Pimco Low Dur Inst 0.8730 s 8.5610/28/2019 Pimco Real Rtn Inst 0.1828 s 2.0410/28/2019 Vngrd St Bd Indx Adml 0.7495 s 7.9210/28/2019 Vngrd St Invmt Grd Adml 0.3026 s 3.2410/29/2019 Ab Hi Inc I
10/29/2019 Fid Us Bd Indx 4.4159 s 52.5910/29/2019 Pimco Low Dur Inst 0.8481 s 8.3210/29/2019 Pimco Real Rtn Inst 0.2019 s 2.2510/29/2019 Vngrd St Bd Indx Adml 0.7481 s 7.9110/29/2019 Vngrd St Invmt Grd Adml 0.3025 s 3.2410/30/2019 Ab Hi Inc I
10/30/2019 Allnzgi Tech Inst 124.5414 s 8,907.2010/30/2019 Amfds Gr Fd Am R6 17.6293 s 902.0910/30/2019 Dws Scnc Tech S
10/30/2019 Fid 500 Indx 71.7764 s 7,606.1410/30/2019 Fid Fourinone Indx 294.9914 s 14,124.1910/30/2019 Fid Us Bd Indx
10/30/2019 Invsco Comstk R510/30/2019 Jnshndrsn Frty N10/30/2019 Jnshndrsn Frty T
6.5876 s 163.905.7610 s 227.562.2312 s 82.62
10/30/2019 Jnshndrsn Glbltech Innov N 5.8521 s 227.5910/30/2019 Pimco Low Dur Inst 35.3075 s 346.7210/30/2019 Pimco Real Rtn Inst 23.5806 s 263.1610/30/2019 Tcw Ttl Rtn Bd I
Statement created on February 03, 2020 Page 170 of 197
2.2800 s 18.7210/22/2019 Fed Inst Hi Yld Bd Inst 21.2575 s 208.11
2.3680 s 19.4410/23/2019 Fed Inst Hi Yld Bd Inst 21.2470 s 208.01
2.1271 s 17.4810/24/2019 Fed Inst Hi Yld Bd Inst 21.2348 s 208.10
6.6305 s 54.5010/25/2019 Fed Inst Hi Yld Bd Inst 63.2193 s 620.18
2.4156 s 19.8310/28/2019 Fed Inst Hi Yld Bd Inst 21.0763 s 206.76
2.3227 s 19.0710/29/2019 Fed Inst Hi Yld Bd Inst 21.1019 s 207.01
38.4768 s 315.5110/30/2019 Abrden Emrg Mkt Inst 3.1348 s 48.37
0.8241 s 20.6610/30/2019 Fed Inst Hi Yld Bd Inst 302.0918 s 2,960.50
183.3065 s 2,188.6810/30/2019 Fidadv Bio Inst 0.7494 s 20.66
8.6962 s 87.3110/30/2019 Tiaacrf Lfcycind 2010 Inst 13.1414 s 210.00
Sample Annual Trust Report 401kJanuary 01, 2019 through December 31, 2019 Case Number abc-12345
Schedule of Purchases (continued)
Process Date Investment Shares/Units Purchased Cost10/30/2019 Tiaacrf Lfcycind 2035 Inst 78.1697 s 1,621.2410/30/2019 Tiaacrf Lfcycind 2040 Inst 10.9860 s 235.2110/30/2019 Tiaacrf Lfcycind 2045 Inst 13.1086 s 282.4910/30/2019 Tiaacrf Lfcycind 2050 Inst 66.8867 s 1,446.7610/30/2019 Tiaacrf Lfcycind 2055 Inst 62.7644 s 1,087.0810/30/2019 Tiaacrf Lfcycind 2060 Inst 46.5691 s 620.3010/30/2019 Thrnbrg Intl Val R6 7.1450 s 173.4110/30/2019 Vngrd Bal Indx Adml 27.7900 s 1,057.4110/30/2019 Vngrd Devl Mkt Indx Adml 552.9956 s 7,548.3910/30/2019 Vngrd Emrg Mkt Stkindxadml 88.4581 s 3,101.3410/30/2019 Vngrd Gr Indx Adml 91.1095 s 8,013.9910/30/2019 Vngrd Intdtrmtrsind Adml 115.2304 s 2,585.7710/30/2019 Vngrd Mid-Cap Idx Fd As 29.4850 s 6,225.4610/30/2019 Vngrd Realest Indx Adml 6.8451 s 917.1810/30/2019 Vngrd St Bd Indx Adml 49.9905 s 528.9010/30/2019 Vngrd St Corp Bd Indx Adml 40.3738 s 891.0510/30/2019 Vngrd St Invmt Grd Adml 0.3022 s 3.2410/30/2019 Vngrd Sm Cap Indx Fd As 94.2258 s 7,115.9310/30/2019 Vngrd Smcap Val Indx Adml 3.8600 s 218.9410/30/2019 Vngrd Ttl Intl Bd Idx Adml 89.5129 s 2,085.6510/30/2019 Vngrd Ttl Stmkt Indx Fd As 48.6981 s 3,667.9410/30/2019 Vngrd Val Indx Adml 112.1774 s 4,995.2610/30/2019 Vngrd Wlsly Inc Adml 43.7343 s 2,890.8410/31/2019 Ab Hi Inc I
10/31/2019 Fid Us Bd Indx 4.2429 s 50.8710/31/2019 Pimco Low Dur Inst 0.8557 s 8.4210/31/2019 Pimco Real Rtn Inst 0.1512 s 1.6910/31/2019 Tcw Ttl Rtn Bd I 10.8151 s 108.9110/31/2019 Vngrd Intdtrmtrsind Adml 107.1113 s 2,410.0010/31/2019 Vngrd St Bd Indx Adml 0.7477 s 7.9310/31/2019 Vngrd St Corp Bd Indx Adml 21.8872 s 482.8310/31/2019 Vngrd St Invmt Grd Adml 0.2964 s 3.1910/31/2019 Vngrd Ttl Intl Bd Idx Adml 23.9679 s 559.6511/01/2019 Ab Hi Inc I
11/01/2019 Fid Us Bd Indx 12.7863 s 153.1811/01/2019 Pimco Low Dur Inst 2.6298 s 25.8511/01/2019 Pimco Real Rtn Inst 0.5811 s 6.5111/01/2019 Vngrd St Bd Indx Adml 2.2201 s 23.5311/01/2019 Vngrd St Invmt Grd Adml 0.9032 s 9.7111/04/2019 Ab Hi Inc I
11/04/2019 Fid Us Bd Indx 4.2642 s 50.9611/04/2019 Pimco Low Dur Inst 0.9075 s 8.9211/04/2019 Pimco Real Rtn Inst 0.2185 s 2.4511/04/2019 Vngrd Gr Indx Adml 0.2490 s 22.0711/04/2019 Vngrd St Bd Indx Adml 0.7422 s 7.8511/04/2019 Vngrd St Invmt Grd Adml 0.3031 s 3.2511/04/2019 Vngrd Val Indx Adml 0.1449 s 6.5311/05/2019 Ab Hi Inc I
11/05/2019 Fid Us Bd Indx 4.2720 s 50.8811/05/2019 Pimco Low Dur Inst 0.9019 s 8.8511/05/2019 Pimco Real Rtn Inst 0.2224 s 2.4911/05/2019 Vngrd St Bd Indx Adml 0.7415 s 7.8411/05/2019 Vngrd St Invmt Grd Adml 0.3022 s 3.2411/06/2019 Ab Hi Inc I
11/06/2019 Fid Us Bd Indx 4.2679 s 50.9211/06/2019 Pimco Low Dur Inst 0.8937 s 8.7911/06/2019 Pimco Real Rtn Inst 0.4064 s 4.56
Statement created on February 03, 2020 Page 171 of 197
3.3391 s 27.3810/31/2019 Fed Inst Hi Yld Bd Inst 21.1524 s 206.87
6.8747 s 56.4411/01/2019 Fed Inst Hi Yld Bd Inst 65.9760 s 646.56
2.1885 s 17.9911/04/2019 Fed Inst Hi Yld Bd Inst 21.9173 s 215.01
2.2437 s 18.4411/05/2019 Fed Inst Hi Yld Bd Inst 21.8778 s 214.62
2.3549 s 19.3311/06/2019 Fed Inst Hi Yld Bd Inst 21.9542 s 215.15
Sample Annual Trust Report 401kJanuary 01, 2019 through December 31, 2019 Case Number abc-12345
Schedule of Purchases (continued)
Process Date Investment Shares/Units Purchased Cost11/06/2019 Vngrd St Bd Indx Adml 0.7413 s 7.8411/06/2019 Vngrd St Invmt Grd Adml 0.3010 s 3.2311/07/2019 Ab Hi Inc I
11/07/2019 Fid Us Bd Indx 4.2980 s 51.0211/07/2019 Pimco Low Dur Inst 0.8426 s 8.2511/07/2019 Pimco Real Rtn Inst 0.2704 s 3.0111/07/2019 Vngrd St Bd Indx Adml 0.7437 s 7.8511/07/2019 Vngrd St Invmt Grd Adml 0.3018 s 3.2311/08/2019 Ab Hi Inc I
11/08/2019 Fid Us Bd Indx 12.4798 s 148.0111/08/2019 Pimco Low Dur Inst 3.6294 s 35.5711/08/2019 Pimco Real Rtn Inst 0.9177 s 10.2211/08/2019 Vngrd St Bd Indx Adml 2.2315 s 23.5411/08/2019 Vngrd St Invmt Grd Adml 0.9003 s 9.6411/11/2019 Ab Hi Inc I
11/11/2019 Fed Inst Hi Yld Bd Inst 21.8988 s 214.1711/11/2019 Fid Us Bd Indx
11/11/2019 Vngrd St Invmt Grd Adml 0.3014 s 3.2311/12/2019 Ab Hi Inc I
11/12/2019 Fid Us Bd Indx 4.2617 s 50.5911/12/2019 Pimco Low Dur Inst 0.8216 s 8.0511/12/2019 Pimco Real Rtn Inst 0.2136 s 2.3811/12/2019 Vngrd St Bd Indx Adml 0.7382 s 7.8011/12/2019 Vngrd St Invmt Grd Adml 0.3009 s 3.2211/13/2019 Ab Hi Inc I
11/13/2019 Allnzgi Tech Inst 115.5938 s 8,434.8811/13/2019 Amfds Gr Fd Am R6 17.7813 s 922.1411/13/2019 Dws Scnc Tech S
11/13/2019 Fid 500 Indx 66.8969 s 7,206.1311/13/2019 Fid Fourinone Indx 287.2304 s 13,901.9511/13/2019 Fid Us Bd Indx
11/13/2019 Invsco Comstk R511/13/2019 Jnshndrsn Frty N11/13/2019 Jnshndrsn Frty T
6.5051 s 166.405.6990 s 227.562.2067 s 82.62
11/13/2019 Jnshndrsn Glbltech Innov N 5.7530 s 227.5911/13/2019 Pimco Low Dur Inst 36.0387 s 353.5411/13/2019 Pimco Real Rtn Inst 24.1291 s 269.0411/13/2019 Tcw Ttl Rtn Bd I
11/13/2019 Tiaacrf Lfcycind 2040 Inst 14.0532 s 303.9711/13/2019 Tiaacrf Lfcycind 2045 Inst 12.9642 s 282.4911/13/2019 Tiaacrf Lfcycind 2050 Inst 66.1225 s 1,446.7611/13/2019 Tiaacrf Lfcycind 2055 Inst 62.0479 s 1,087.0811/13/2019 Tiaacrf Lfcycind 2060 Inst 45.9651 s 619.6111/13/2019 Thrnbrg Intl Val R6 7.1403 s 176.6511/13/2019 Vngrd Bal Indx Adml 27.9231 s 1,071.1311/13/2019 Vngrd Devl Mkt Indx Adml 515.6567 s 7,105.7511/13/2019 Vngrd Emrg Mkt Stkindxadml 85.8556 s 3,002.3711/13/2019 Vngrd Gr Indx Adml 87.2566 s 7,784.1611/13/2019 Vngrd Intdtrmtrsind Adml 110.1788 s 2,458.0911/13/2019 Vngrd Mid-Cap Idx Fd As 29.2689 s 6,219.0511/13/2019 Vngrd Realest Indx Adml 6.8127 s 882.2411/13/2019 Vngrd St Bd Indx Adml 50.1116 s 529.6811/13/2019 Vngrd St Corp Bd Indx Adml 39.0427 s 859.33
Statement created on February 03, 2020 Page 172 of 197
2.2332 s 18.3311/07/2019 Fed Inst Hi Yld Bd Inst 21.9891 s 215.05
6.5458 s 53.6811/08/2019 Fed Inst Hi Yld Bd Inst 66.0129 s 644.95
2.3701 s 19.4311/11/2019 Fed Gov Oblgtns Prmr 2,169.4186 u 2,235.18
4.2482 s 50.4311/11/2019 Vngrd St Bd Indx Adml 0.7436 s 7.84
2.3527 s 19.2911/12/2019 Fed Inst Hi Yld Bd Inst 21.8661 s 213.63
39.1722 s 320.8211/13/2019 Abrden Emrg Mkt Inst 3.2538 s 49.62
0.8070 s 20.6611/13/2019 Fed Inst Hi Yld Bd Inst 296.5938 s 2,891.79
183.2304 s 2,178.6111/13/2019 Fidadv Bio Inst 0.7211 s 20.66
8.9189 s 89.1011/13/2019 Tiaacrf Lfcycind 2035 Inst 1,735.9957 s 36,317.03
Sample Annual Trust Report 401kJanuary 01, 2019 through December 31, 2019 Case Number abc-12345
Schedule of Purchases (continued)
Process Date Investment Shares/Units Purchased Cost11/13/2019 Vngrd St Invmt Grd Adml 0.3004 s 3.2211/13/2019 Vngrd Sm Cap Indx Fd As 87.8959 s 6,722.2811/13/2019 Vngrd Smcap Val Indx Adml 3.8243 s 218.9411/13/2019 Vngrd Ttl Intl Bd Idx Adml 82.2584 s 1,906.7511/13/2019 Vngrd Ttl Stmkt Indx Fd As 46.7240 s 3,574.8511/13/2019 Vngrd Val Indx Adml 108.4780 s 4,917.3111/13/2019 Vngrd Wlsly Inc Adml 44.3749 s 2,935.4011/14/2019 Ab Hi Inc I
11/14/2019 Fid Us Bd Indx 4.3276 s 51.6311/14/2019 Pimco Low Dur Inst 0.9392 s 9.2111/14/2019 Pimco Real Rtn Inst 0.2198 s 2.4611/14/2019 Thrnbrg Intl Val R6 156.0834 s 3,664.8411/14/2019 Vngrd St Bd Indx Adml 0.7437 s 7.8711/14/2019 Vngrd St Invmt Grd Adml 0.3000 s 3.2211/15/2019 Ab Hi Inc I
11/15/2019 Fid Us Bd Indx 12.8533 s 153.2111/15/2019 Pimco Low Dur Inst 2.8091 s 27.5611/15/2019 Pimco Real Rtn Inst 0.6571 s 7.3311/15/2019 Vngrd St Bd Indx Adml 2.2183 s 23.4511/15/2019 Vngrd St Invmt Grd Adml 0.9038 s 9.7011/18/2019 Ab Hi Inc I
11/18/2019 Fid Us Bd Indx 4.3004 s 51.3011/18/2019 Pimco Low Dur Inst 1.0001 s 9.8211/18/2019 Pimco Real Rtn Inst 0.2103 s 2.3511/18/2019 Vngrd St Bd Indx Adml 0.7420 s 7.8511/18/2019 Vngrd St Invmt Grd Adml 0.3038 s 3.2611/19/2019 Ab Hi Inc I
11/19/2019 Fid Us Bd Indx 4.2866 s 51.1811/19/2019 Pimco Low Dur Inst 0.8381 s 8.2211/19/2019 Pimco Real Rtn Inst 0.2529 s 2.8311/19/2019 Vngrd St Bd Indx Adml 0.7398 s 7.8311/19/2019 Vngrd St Invmt Grd Adml 0.3070 s 3.2911/20/2019 Ab Hi Inc I
11/20/2019 Fid Us Bd Indx 4.2896 s 51.3511/20/2019 Pimco Low Dur Inst 0.8841 s 8.6811/20/2019 Pimco Real Rtn Inst 0.2596 s 2.9211/20/2019 Vngrd St Bd Indx Adml 0.7388 s 7.8211/20/2019 Vngrd St Invmt Grd Adml 0.3015 s 3.2411/21/2019 Ab Hi Inc I
11/21/2019 Fid Us Bd Indx 4.3093 s 51.5011/21/2019 Pimco Low Dur Inst 0.9249 s 9.0811/21/2019 Pimco Real Rtn Inst 0.2759 s 3.1011/21/2019 Parnassus Cor Eq 11.0963 s 505.2111/21/2019 Vngrd St Bd Indx Adml 0.7404 s 7.8311/21/2019 Vngrd St Invmt Grd Adml 0.3046 s 3.2711/22/2019 Ab Hi Inc I
11/22/2019 Fid Us Bd Indx 12.9136 s 154.3211/22/2019 Pimco Low Dur Inst 2.6186 s 25.6911/22/2019 Pimco Real Rtn Inst 0.6686 s 7.5011/22/2019 Vngrd St Bd Indx Adml 2.2187 s 23.4711/22/2019 Vngrd St Invmt Grd Adml 0.9191 s 9.8611/25/2019 Ab Hi Inc I
11/25/2019 Fed Inst Hi Yld Bd Inst 194.1182 s 1,888.7711/25/2019 Fid Us Bd Indx
Statement created on February 03, 2020 Page 173 of 197
2.1679 s 17.7611/14/2019 Fed Inst Hi Yld Bd Inst 21.9807 s 214.31
6.8328 s 56.0311/15/2019 Fed Inst Hi Yld Bd Inst 65.8784 s 642.31
0.7450 s 6.1011/18/2019 Fed Inst Hi Yld Bd Inst 21.9478 s 213.99
2.3664 s 19.3611/19/2019 Fed Inst Hi Yld Bd Inst 21.9910 s 214.19
2.3216 s 18.9911/20/2019 Fed Inst Hi Yld Bd Inst 22.1373 s 215.17
2.2980 s 18.7711/21/2019 Fed Inst Hi Yld Bd Inst 21.9830 s 213.45
6.7606 s 55.2311/22/2019 Fed Inst Hi Yld Bd Inst 66.2361 s 643.81
2.3838 s 19.5011/25/2019 Allnzgi Tech Inst 141.6894 s 10,721.64
4.3751 s 52.33
Sample Annual Trust Report 401kJanuary 01, 2019 through December 31, 2019 Case Number abc-12345
Schedule of Purchases (continued)
Process Date Investment Shares/Units Purchased Cost11/25/2019 Pimco Low Dur Inst 0.8744 s 8.5811/25/2019 Pimco Real Rtn Inst 0.2532 s 2.8411/25/2019 Vngrd Gr Indx Adml 249.0010 s 22,596.8411/25/2019 Vngrd Mid-Cap Idx Fd As 34.7945 s 7,531.9611/25/2019 Vngrd Realest Indx Adml 86.7904 s 11,298.3811/25/2019 Vngrd St Bd Indx Adml 0.7366 s 7.7911/25/2019 Vngrd St Invmt Grd Adml 0.2986 s 3.2011/25/2019 Vngrd Sm Cap Indx Fd As 0.1712 s 13.3411/26/2019 Ab Hi Inc I
11/26/2019 Fed Inst Hi Yld Bd Inst 22.1008 s 215.2611/26/2019 Fid Us Bd Indx
11/26/2019 Pimco Real Rtn Inst 0.2149 s 2.4211/26/2019 Vngrd St Bd Indx Adml 0.7360 s 7.7911/26/2019 Vngrd St Invmt Grd Adml 0.3017 s 3.2411/27/2019 Ab Hi Inc I
11/27/2019 Allnzgi Tech Inst 104.8100 s 7,992.8111/27/2019 Amfds Gr Fd Am R6 17.1183 s 915.8311/27/2019 Dws Scnc Tech S
11/27/2019 Fid 500 Indx 63.8837 s 7,020.8211/27/2019 Fid Fourinone Indx 262.4486 s 12,917.7211/27/2019 Fid Us Bd Indx
11/27/2019 Invsco Comstk R511/27/2019 Jnshndrsn Frty N11/27/2019 Jnshndrsn Frty T
6.4672 s 166.405.5262 s 227.572.1404 s 82.62
11/27/2019 Jnshndrsn Glbltech Innov N 5.5684 s 227.5811/27/2019 Pimco Low Dur Inst 37.0214 s 362.8111/27/2019 Pimco Real Rtn Inst 24.2760 s 272.6211/27/2019 Tcw Ttl Rtn Bd I
11/27/2019 Tiaacrf Lfcycind 2040 Inst 13.8298 s 303.9811/27/2019 Tiaacrf Lfcycind 2045 Inst 12.7482 s 282.5011/27/2019 Tiaacrf Lfcycind 2050 Inst 65.0243 s 1,446.7911/27/2019 Tiaacrf Lfcycind 2055 Inst 61.0051 s 1,087.1111/27/2019 Tiaacrf Lfcycind 2060 Inst 45.2575 s 620.4811/27/2019 Thrnbrg Intl Val R6 7.5195 s 177.3111/27/2019 Vngrd Bal Indx Adml 27.5970 s 1,075.7311/27/2019 Vngrd Devl Mkt Indx Adml 492.2604 s 6,842.4211/27/2019 Vngrd Emrg Mkt Stkindxadml 84.0633 s 2,973.3211/27/2019 Vngrd Gr Indx Adml 83.4200 s 7,646.2811/27/2019 Vngrd Intdtrmtrsind Adml 108.9228 s 2,439.8711/27/2019 Vngrd Mid-Cap Idx Fd As 28.3323 s 6,172.1911/27/2019 Vngrd Realest Indx Adml 5.9825 s 793.0411/27/2019 Vngrd St Bd Indx Adml 50.6291 s 535.1511/27/2019 Vngrd St Corp Bd Indx Adml 34.7982 s 767.3011/27/2019 Vngrd St Invmt Grd Adml 0.6024 s 6.4611/27/2019 Vngrd Sm Cap Indx Fd As 80.3232 s 6,317.4211/27/2019 Vngrd Smcap Val Indx Adml 3.7646 s 218.9511/27/2019 Vngrd Ttl Intl Bd Idx Adml 80.0829 s 1,865.1311/27/2019 Vngrd Ttl Stmkt Indx Fd As 45.4031 s 3,551.4311/27/2019 Vngrd Val Indx Adml 105.9566 s 4,877.1811/27/2019 Vngrd Wlsly Inc Adml 44.0929 s 2,942.7611/29/2019 Ab Hi Inc I
11/29/2019 Fid Us Bd Indx 8.6172 s 103.0611/29/2019 Pimco Low Dur Inst 1.8106 s 17.7411/29/2019 Pimco Real Rtn Inst 0.4985 s 5.5811/29/2019 Tcw Ttl Rtn Bd I 12.0471 s 120.71
Statement created on February 03, 2020 Page 174 of 197
2.3008 s 18.8711/26/2019 Fed Gov Oblgtns Prmr 2,304.3399 u 2,375.27
4.2857 s 51.3411/26/2019 Pimco Low Dur Inst 0.8470 s 8.31
41.4988 s 340.2911/27/2019 Abrden Emrg Mkt Inst 3.2368 s 49.62
0.7856 s 20.6611/27/2019 Fed Inst Hi Yld Bd Inst 309.5979 s 3,018.58
185.8988 s 2,223.3511/27/2019 Fidadv Bio Inst 0.6747 s 20.66
8.9741 s 90.1911/27/2019 Tiaacrf Lfcycind 2035 Inst 68.0734 s 1,445.88
4.8797 s 40.0111/29/2019 Fed Inst Hi Yld Bd Inst 44.3319 s 432.24
Sample Annual Trust Report 401kJanuary 01, 2019 through December 31, 2019 Case Number abc-12345
Schedule of Purchases (continued)
Process Date Investment Shares/Units Purchased Cost11/29/2019 Vngrd Intdtrmtrsind Adml 102.7555 s 2,298.6411/29/2019 Vngrd St Bd Indx Adml 1.4629 s 15.4811/29/2019 Vngrd St Corp Bd Indx Adml 20.1217 s 442.8811/29/2019 Vngrd St Invmt Grd Adml 0.6003 s 6.4411/29/2019 Vngrd Ttl Intl Bd Idx Adml 23.6246 s 549.5112/02/2019 Ab Hi Inc I
12/02/2019 Fid 500 Indx 53.9022 s 5,851.0812/02/2019 Fid Fourinone Indx 601.6716 s 29,277.3412/02/2019 Fid Us Bd Indx
12/02/2019 Pimco Real Rtn Inst 0.7833 s 8.7712/02/2019 Vngrd Emrg Mkt Stkindxadml 0.0590 s 2.0612/02/2019 Vngrd Mid-Cap Idx Fd As 0.0093 s 2.0012/02/2019 Vngrd St Bd Indx Adml 1.4868 s 15.7212/02/2019 Vngrd St Invmt Grd Adml 0.6023 s 6.4612/03/2019 Ab Hi Inc I
12/03/2019 Fed Inst Hi Yld Bd Inst 21.3633 s 207.8612/03/2019 Fid Us Bd Indx
12/03/2019 Pimco Real Rtn Inst 0.5232 s 5.8912/03/2019 Vngrd St Bd Indx Adml 0.7343 s 7.7812/03/2019 Vngrd St Invmt Grd Adml 0.3001 s 3.2212/04/2019 Ab Hi Inc I
12/04/2019 Fid Us Bd Indx 4.1934 s 50.1912/04/2019 Pimco Low Dur Inst 0.9479 s 9.3012/04/2019 Pimco Real Rtn Inst 0.5230 s 5.8812/04/2019 Vngrd St Bd Indx Adml 0.7342 s 7.7712/04/2019 Vngrd St Invmt Grd Adml 0.2973 s 3.1912/05/2019 Ab Hi Inc I
12/05/2019 Fid Us Bd Indx 4.2286 s 50.5312/05/2019 Pimco Low Dur Inst 1.0361 s 10.1512/05/2019 Pimco Real Rtn Inst 0.5257 s 5.9012/05/2019 Vngrd St Bd Indx Adml 0.7428 s 7.8612/05/2019 Vngrd St Invmt Grd Adml 0.2981 s 3.2012/06/2019 Ab Hi Inc I
12/06/2019 Fid Us Bd Indx 12.6973 s 151.6112/06/2019 Pimco Low Dur Inst 3.1192 s 30.5712/06/2019 Pimco Real Rtn Inst 1.5939 s 17.9012/06/2019 Vngrd St Bd Indx Adml 2.2116 s 23.3812/06/2019 Vngrd St Invmt Grd Adml 0.9052 s 9.7012/09/2019 Ab Hi Inc I
12/09/2019 Fid Us Bd Indx 46.6307 s 556.7712/09/2019 Pimco Low Dur Inst 1.0111 s 9.9112/09/2019 Pimco Real Rtn Inst 0.5253 s 5.9012/09/2019 Vngrd Devl Mkt Indx Adml 36.8175 s 510.2912/09/2019 Vngrd Intdtrmtrsind Adml 18.2821 s 408.2412/09/2019 Vngrd Mid-Cap Idx Fd As 1.4176 s 306.1912/09/2019 Vngrd St Bd Indx Adml 24.8770 s 262.9512/09/2019 Vngrd St Corp Bd Indx Adml 16.2225 s 357.2212/09/2019 Vngrd St Invmt Grd Adml 0.3017 s 3.2312/09/2019 Vngrd Sm Cap Indx Fd As 2.6196 s 204.1212/09/2019 Vngrd Ttl Intl Bd Idx Adml 22.0155 s 510.3212/09/2019 Vngrd Val Indx Adml 15.5509 s 714.4112/10/2019 Ab Hi Inc I
12/10/2019 Fid Us Bd Indx 4.2378 s 50.56
Statement created on February 03, 2020 Page 175 of 197
5.1807 s 42.3812/02/2019 Fed Inst Hi Yld Bd Inst 42.6987 s 415.89
8.5050 s 101.4612/02/2019 Pimco Low Dur Inst 1.8465 s 18.10
2.5094 s 20.5312/03/2019 Fed Gov Oblgtns Prmr 3,828.0724 u 3,946.74
4.2520 s 51.0212/03/2019 Pimco Low Dur Inst 0.9615 s 9.44
2.3280 s 19.0712/04/2019 Fed Inst Hi Yld Bd Inst 21.2982 s 207.66
2.2964 s 18.8312/05/2019 Fed Inst Hi Yld Bd Inst 21.1109 s 206.04
7.3209 s 60.1012/06/2019 Fed Inst Hi Yld Bd Inst 63.7088 s 623.71
2.5727 s 21.1512/09/2019 Fed Inst Hi Yld Bd Inst 73.4949 s 718.78
2.2887 s 18.8412/10/2019 Fed Inst Hi Yld Bd Inst 21.3070 s 208.81
Sample Annual Trust Report 401kJanuary 01, 2019 through December 31, 2019 Case Number abc-12345
Schedule of Purchases (continued)
Process Date Investment Shares/Units Purchased Cost12/10/2019 Pimco Low Dur Inst 1.0712 s 10.5012/10/2019 Pimco Real Rtn Inst 0.5287 s 5.9312/10/2019 Vngrd St Bd Indx Adml 0.7396 s 7.8112/10/2019 Vngrd St Invmt Grd Adml 0.3009 s 3.2312/11/2019 Ab Hi Inc I
12/11/2019 Fid Us Bd Indx 4.5394 s 54.3412/11/2019 Pimco Low Dur Inst 1.0342 s 10.1512/11/2019 Pimco Real Rtn Inst 0.5508 s 6.2012/11/2019 Vngrd St Bd Indx Adml 0.7393 s 7.8112/11/2019 Vngrd St Invmt Grd Adml 0.3007 s 3.2312/12/2019 Ab Hi Inc I
12/12/2019 Fed Gov Oblgtns Prmr 1,127.5321 u 1,162.7912/12/2019 Fed Inst Hi Yld Bd Inst 21.4828 s 211.3912/12/2019 Fid Us Bd Indx
12/12/2019 Jpm Smcap Gr R6 14.4005 s 292.0412/12/2019 Pimco Low Dur Inst 1.0593 s 10.3712/12/2019 Pimco Real Rtn Inst 0.5530 s 6.1912/12/2019 Vngrd St Bd Indx Adml 0.7388 s 7.7912/12/2019 Vngrd St Invmt Grd Adml 0.3016 s 3.2312/13/2019 Ab Hi Inc I
12/13/2019 Allnzgi Tech Inst 84.5254 s 6,329.2612/13/2019 Amfds Gr Fd Am R6 16.7615 s 899.5912/13/2019 Dws Scnc Tech S
12/13/2019 Fid 500 Indx 239.1361 s 26,259.5412/13/2019 Fid Fourinone Indx 254.6066 s 12,600.4812/13/2019 Fid Us Bd Indx
12/13/2019 Invsco Comstk R5 128.5722 s 3,143.5912/13/2019 Jnshndrsn Frty N
12/13/2019 Jnshndrsn Glbltech Innov N 5.5211 s 227.5812/13/2019 Pimco Low Dur Inst 31.7350 s 311.3212/13/2019 Pimco Real Rtn Inst 21.5449 s 242.3812/13/2019 Tcw Ttl Rtn Bd I
12/13/2019 Tiaacrf Lfcycind 2040 Inst 31.9810 s 691.7512/13/2019 Tiaacrf Lfcycind 2045 Inst 22.4977 s 490.9012/13/2019 Tiaacrf Lfcycind 2050 Inst 97.0835 s 2,128.0712/13/2019 Tiaacrf Lfcycind 2055 Inst 95.9419 s 1,684.7412/13/2019 Tiaacrf Lfcycind 2060 Inst 78.8001 s 1,064.5912/13/2019 Trowepr Blue Chip Gr 4.3999 s 534.2412/13/2019 Trowepr Gr Stk
12/13/2019 Vngrd Bal Indx Adml 26.6482 s 1,041.4112/13/2019 Vngrd Devl Mkt Indx Adml 467.6040 s 6,588.5412/13/2019 Vngrd Emrg Mkt Stkindxadml 80.3317 s 2,920.8612/13/2019 Vngrd Gr Indx Adml 74.3825 s 6,828.3112/13/2019 Vngrd Intdtrmtrsind Adml 108.5533 s 2,425.0812/13/2019 Vngrd Intl Gr Adml 0.6947 s 69.6312/13/2019 Vngrd Mid-Cap Idx Fd As 26.4469 s 5,749.8112/13/2019 Vngrd Realest Indx Adml 5.3692 s 687.7912/13/2019 Vngrd St Bd Indx Adml 51.7777 s 547.2912/13/2019 Vngrd St Corp Bd Indx Adml 35.0245 s 771.9412/13/2019 Vngrd St Invmt Grd Adml 0.9058 s 9.7212/13/2019 Vngrd Sm Cap Indx Fd As 79.3197 s 6,205.1812/13/2019 Vngrd Smcap Val Indx Adml 3.7653 s 218.9512/13/2019 Vngrd Ttl Intl Bd Idx Adml 76.3206 s 1,773.69
Statement created on February 03, 2020 Page 176 of 197
10.4918 s 86.3512/11/2019 Fed Inst Hi Yld Bd Inst 21.5581 s 211.48
2.5631 s 21.1212/12/2019 Dws Scnc Tech S 30.2033 s 726.69
4.5816 s 54.5712/12/2019 Jpm Smcap Eq R5 23.7972 s 1,412.60
34.8138 s 287.9112/13/2019 Abrden Emrg Mkt Inst 3.1051 s 49.62
0.8544 s 20.6612/13/2019 Fed Inst Hi Yld Bd Inst 310.5137 s 3,064.77
172.8328 s 2,067.0812/13/2019 Fidadv Bio Inst 0.6673 s 20.66
5.5329 s 227.5712/13/2019 Jnshndrsn Frty T 2.1426 s 82.62
5.7083 s 57.1412/13/2019 Tiaacrf Lfcycind 2035 Inst 132.2504 s 2,762.71
5.4960 s 393.3512/13/2019 Thrnbrg Intl Val R6 5.1729 s 123.89
Sample Annual Trust Report 401kJanuary 01, 2019 through December 31, 2019 Case Number abc-12345
Schedule of Purchases (continued)
Process Date Investment Shares/Units Purchased Cost12/13/2019 Vngrd Ttl Stmkt Indx Fd As 44.8426 s 3,521.0412/13/2019 Vngrd Us Gr Adml 2.1597 s 234.6112/13/2019 Vngrd Val Indx Adml 95.2276 s 4,418.5612/13/2019 Vngrd Wlsly Inc Adml 39.1660 s 2,626.0812/16/2019 Ab Hi Inc I
12/16/2019 Fid Us Bd Indx 4.7311 s 56.4412/16/2019 Pimco Low Dur Inst 1.0371 s 10.1612/16/2019 Pimco Real Rtn Inst 0.5588 s 6.2812/16/2019 Vngrd St Bd Indx Adml 0.7407 s 7.8212/16/2019 Vngrd St Invmt Grd Adml 0.3022 s 3.2412/17/2019 Ab Hi Inc I
12/17/2019 Fid Us Bd Indx12/17/2019 Jnshndrsn Frty N12/17/2019 Jnshndrsn Frty T
4.6068 s 54.9611.2532 s 436.8564.9147 s 2,355.76
12/17/2019 Jnshndrsn Glbltech Innov N 14.6284 s 560.7112/17/2019 Pimco Low Dur Inst 1.0619 s 10.4112/17/2019 Pimco Real Rtn Inst 0.5469 s 6.1512/17/2019 Vngrd Realest Indx Adml 11.3847 s 1,439.1412/17/2019 Vngrd St Bd Indx Adml 0.7392 s 7.8112/17/2019 Vngrd St Invmt Grd Adml 0.3010 s 3.2312/17/2019 Vngrd Wlsly Inc Adml 280.2090 s 18,462.9712/17/2019 Vngrd Wndsr Adml 39.6215 s 2,832.5412/17/2019 Wf Prec Mtls Inst
12/18/2019 Abrden Emrg Mkt Inst 5.8788 s 96.0012/18/2019 Allnzgi Tech Inst 210.3234 s 15,940.4112/18/2019 Amfds Gr Fd Am R6 40.5835 s 2,207.7412/18/2019 Fed Inst Hi Yld Bd Inst 668.0302 s 6,640.2212/18/2019 Fid 500 Indx
12/18/2019 Fid Us Bd Indx 328.4123 s 3,911.3912/18/2019 Invsco Comstk R5 14.7675 s 365.2012/18/2019 Pimco Low Dur Inst 64.7898 s 634.9412/18/2019 Pimco Real Rtn Inst 43.7516 s 491.3312/18/2019 Tcw Ttl Rtn Bd I 11.5663 s 115.2012/18/2019 Tiaacrf Lfcycind 2035 Inst 102.3838 s 2,150.0612/18/2019 Tiaacrf Lfcycind 2040 Inst 24.6445 s 536.5112/18/2019 Tiaacrf Lfcycind 2045 Inst 17.7439 s 390.0112/18/2019 Tiaacrf Lfcycind 2050 Inst 112.9325 s 2,493.5512/18/2019 Tiaacrf Lfcycind 2055 Inst 114.4737 s 2,025.0412/18/2019 Tiaacrf Lfcycind 2060 Inst 56.3891 s 768.0212/18/2019 Thrnbrg Intl Val R6 11.8732 s 286.5012/18/2019 Vngrd Bal Indx Adml 25.5478 s 1,001.7312/18/2019 Vngrd Devl Mkt Indx Adml 1,139.0049 s 16,139.7012/18/2019 Vngrd Emrg Mkt Stkindxadml 113.6945 s 4,220.3412/18/2019 Vngrd Gr Indx Adml 140.4252 s 12,989.3312/18/2019 Vngrd Intdtrmtrsind Adml 197.2198 s 4,388.1412/18/2019 Vngrd Mid-Cap Idx Fd As 44.9362 s 9,838.7912/18/2019 Vngrd Realest Indx Adml 11.0813 s 1,417.9612/18/2019 Vngrd St Bd Indx Adml 80.1051 s 845.9112/18/2019 Vngrd St Corp Bd Indx Adml 57.2333 s 1,260.8512/18/2019 Vngrd St Invmt Grd Adml 0.3005 s 3.2212/18/2019 Vngrd Sm Cap Indx Fd As 167.3323 s 13,247.7012/18/2019 Vngrd Smcap Val Indx Adml 17.0746 s 1,007.2312/18/2019 Vngrd Ttl Intl Bd Idx Adml 189.7779 s 4,400.9512/18/2019 Vngrd Ttl Stmkt Indx Fd As 119.3113 s 9,442.3012/18/2019 Vngrd Val Indx Adml 167.5181 s 7,824.7712/18/2019 Vngrd Wlsly Inc Adml 58.0473 s 3,819.5112/19/2019 Ab Hi Inc I
Statement created on February 03, 2020 Page 177 of 197
2.4382 s 20.1612/16/2019 Fed Inst Hi Yld Bd Inst 21.1665 s 209.34
2.2528 s 18.6812/17/2019 Fed Inst Hi Yld Bd Inst 21.3546 s 211.62
6.4167 s 264.8212/18/2019 Ab Hi Inc I 59.2783 s 492.01
112.5268 s 12,445.4612/18/2019 Fid Fourinone Indx 637.1885 s 31,706.50
2.6940 s 22.3612/19/2019 Allnzgi Tech Inst 2,009.1835 s 130,797.85
Sample Annual Trust Report 401kJanuary 01, 2019 through December 31, 2019 Case Number abc-12345
Schedule of Purchases (continued)
Process Date Investment Shares/Units Purchased Cost12/19/2019 Fed Inst Hi Yld Bd Inst 21.3050 s 211.7712/19/2019 Fid Us Bd Indx
12/19/2019 Jpm Smcap Gr R6 0.6348 s 12.9812/19/2019 Pimco Low Dur Inst 1.0646 s 10.4312/19/2019 Pimco Real Rtn Inst 0.5478 s 6.1612/19/2019 Vngrd St Bd Indx Adml 0.7398 s 7.8112/19/2019 Vngrd St Invmt Grd Adml 0.3011 s 3.2312/20/2019 Ab Hi Inc I
12/20/2019 Amfds Gr Fd Am R6 1,145.9485 s 58,569.4312/20/2019 Amfds New Prspct R6 16.1883 s 761.6612/20/2019 Fed Inst Hi Yld Bd Inst 63.9317 s 635.4812/20/2019 Fid Us Bd Indx
12/20/2019 Pimco Low Dur Inst 3.1537 s 30.8712/20/2019 Pimco Real Rtn Inst 1.6442 s 18.5012/20/2019 Thrnbrg Intl Val R6 31.0647 s 741.2012/20/2019 Vngrd Devl Mkt Indx Adml 2,774.0901 s 39,003.7112/20/2019 Vngrd Emrg Mkt Stkindxadml 386.5679 s 14,159.9812/20/2019 Vngrd Ftse Soc Indx Adml 0.9034 s 27.4012/20/2019 Vngrd Intdtrmtrsind Adml 107.4596 s 2,387.7512/20/2019 Vngrd St Bd Indx Adml 2.2329 s 23.5812/20/2019 Vngrd St Corp Bd Indx Adml 22.5192 s 495.2012/20/2019 Vngrd St Invmt Grd Adml 0.8979 s 9.6312/20/2019 Vngrd Ttl Intl Bd Idx Adml 683.4901 s 15,474.2212/23/2019 Ab Hi Inc I
12/23/2019 Amfds Gr Fd Am R6 25.3260 s 1,295.9312/23/2019 Fed Inst Hi Yld Bd Inst 107.4884 s 1,067.3612/23/2019 Fid 500 Indx
12/23/2019 Fid Us Bd Indx 56.3384 s 670.9912/23/2019 Pimco Low Dur Inst 0.9194 s 9.0012/23/2019 Pimco Real Rtn Inst 0.6717 s 7.5412/23/2019 Vngrd Bal Indx Adml 715.5113 s 28,026.5812/23/2019 Vngrd Devl Mkt Indx Adml 197.6859 s 2,781.4412/23/2019 Vngrd Emrg Mkt Stkindxadml 63.5039 s 2,332.5012/23/2019 Vngrd Enrgy Adml 3.5577 s 315.1812/23/2019 Vngrd Gr Indx Adml 205.2227 s 19,173.9612/23/2019 Vngrd Intdtrmtrsind Adml 28.3017 s 628.5812/23/2019 Vngrd Mid-Cap Idx Fd As 64.3707 s 14,159.6212/23/2019 Vngrd Realest Indx Adml 2.2696 s 293.1912/23/2019 Vngrd St Bd Indx Adml 29.9081 s 315.5312/23/2019 Vngrd St Corp Bd Indx Adml 19.2480 s 423.0712/23/2019 Vngrd St Invmt Grd Adml 0.3021 s 3.2412/23/2019 Vngrd Sm Cap Indx Fd As 273.2144 s 21,704.1512/23/2019 Vngrd Smcap Gr Indx Adml 0.1775 s 12.4412/23/2019 Vngrd Smcap Val Indx Adml 2.4971 s 146.9512/23/2019 Vngrd Ttl Intl Bd Idx Adml 27.1811 s 615.3812/23/2019 Vngrd Ttl Stmkt Indx Fd As 68.5562 s 5,452.2712/23/2019 Vngrd Val Indx Adml 483.1765 s 22,588.5012/24/2019 Ab Hi Inc I
12/24/2019 Fid Us Bd Indx 9.4013 s 112.0612/24/2019 Pimco Low Dur Inst 1.7560 s 17.1912/24/2019 Pimco Real Rtn Inst 1.1097 s 12.4812/24/2019 Vngrd St Bd Indx Adml 1.4932 s 15.7712/24/2019 Vngrd St Invmt Grd Adml 0.6074 s 6.5112/26/2019 Ab Hi Inc I
12/26/2019 Fid Us Bd Indx 4.6195 s 55.11
Statement created on February 03, 2020 Page 178 of 197
4.6178 s 55.0412/19/2019 Jpm Smcap Eq R5 3.6542 s 217.72
6.1937 s 51.4712/20/2019 Abrden Emrg Mkt Inst 16.6693 s 265.88
13.9089 s 165.7912/20/2019 Fidadv Bio Inst 16.5368 s 491.31
4.2264 s 35.1212/23/2019 Allnzgi Tech Inst 66.1718 s 4,338.22
89.4990 s 10,001.5112/23/2019 Fid Fourinone Indx 151.5121 s 7,592.27
4.6256 s 38.4812/24/2019 Fed Inst Hi Yld Bd Inst 42.5664 s 422.68
2.2910 s 19.0612/26/2019 Fed Inst Hi Yld Bd Inst 21.3088 s 211.60
Sample Annual Trust Report 401kJanuary 01, 2019 through December 31, 2019 Case Number abc-12345
Schedule of Purchases (continued)
Process Date Investment Shares/Units Purchased Cost12/26/2019 Pimco Low Dur Inst 0.8473 s 8.3012/26/2019 Pimco Real Rtn Inst 0.5282 s 5.9412/26/2019 Vngrd St Bd Indx Adml 0.7458 s 7.8812/26/2019 Vngrd St Invmt Grd Adml 0.3020 s 3.2412/27/2019 Ab Hi Inc I
12/27/2019 Fid Us Bd Indx 14.0996 s 168.3512/27/2019 Pimco Low Dur Inst 3.1210 s 30.5912/27/2019 Pimco Real Rtn Inst 1.6425 s 18.4812/27/2019 Parnassus Cor Eq
12/27/2019 Vngrd St Bd Indx Adml 2.2306 s 23.5812/27/2019 Vngrd St Invmt Grd Adml 0.9074 s 9.7412/30/2019 Ab Hi Inc I
12/30/2019 Allnzgi Tech Inst 71.4399 s 4,647.8812/30/2019 Amfds Gr Fd Am R6 12.2066 s 622.2912/30/2019 Dws Scnc Tech S
12/30/2019 Fid 500 Indx 35.8626 s 4,005.4912/30/2019 Fid Fourinone Indx 1,883.8231 s 92,118.9512/30/2019 Fid Us Bd Indx
12/30/2019 Invsco Comstk R512/30/2019 Jnshndrsn Frty N12/30/2019 Jnshndrsn Frty T
4.2662 s 106.405.7980 s 227.571.5428 s 56.62
12/30/2019 Jnshndrsn Glbltech Innov N 5.8614 s 227.6012/30/2019 Pimco Low Dur Inst 24.1743 s 237.1512/30/2019 Pimco Real Rtn Inst 14.7813 s 166.2912/30/2019 Tcw Ttl Rtn Bd I
12/30/2019 Tiaacrf Lfcycind 2040 Inst 13.3344 s 292.2912/30/2019 Tiaacrf Lfcycind 2045 Inst 12.7606 s 282.5212/30/2019 Tiaacrf Lfcycind 2050 Inst 64.9919 s 1,445.4212/30/2019 Tiaacrf Lfcycind 2055 Inst 61.0079 s 1,087.1612/30/2019 Tiaacrf Lfcycind 2060 Inst 42.6268 s 584.8412/30/2019 Thrnbrg Intl Val R6 4.9730 s 119.6512/30/2019 Vngrd Bal Indx Adml 10.0158 s 392.5212/30/2019 Vngrd Devl Mkt Indx Adml 330.5539 s 4,660.8112/30/2019 Vngrd Emrg Mkt Stkindxadml 46.8205 s 1,729.0812/30/2019 Vngrd Gr Indx Adml 48.1559 s 4,505.9512/30/2019 Vngrd Intdtrmtrsind Adml 88.7591 s 1,978.4412/30/2019 Vngrd Mid-Cap Idx Fd As 14.5567 s 3,198.1012/30/2019 Vngrd Realest Indx Adml 4.2330 s 552.7912/30/2019 Vngrd St Bd Indx Adml 44.1531 s 467.1412/30/2019 Vngrd St Corp Bd Indx Adml 31.0975 s 685.3912/30/2019 Vngrd St Invmt Grd Adml 0.3016 s 3.2412/30/2019 Vngrd Sm Cap Indx Fd As 39.0009 s 3,087.3112/30/2019 Vngrd Smcap Val Indx Adml 3.7282 s 218.9612/30/2019 Vngrd Ttl Intl Bd Idx Adml 60.0875 s 1,359.7812/30/2019 Vngrd Ttl Stmkt Indx Fd As 116.4772 s 9,254.1112/30/2019 Vngrd Val Indx Adml 66.9228 s 3,119.9412/30/2019 Vngrd Wlsly Inc Adml 28.9852 s 1,918.8212/31/2019 Ab Hi Inc I
12/31/2019 Fid Us Bd Indx 20,004.8858 s 238,258.1912/31/2019 Pimco Low Dur Inst 0.9267 s 9.0812/31/2019 Pimco Real Rtn Inst 0.5347 s 6.0112/31/2019 Vngrd Devl Mkt Indx Adml 10,281.1521 s 145,375.4912/31/2019 Vngrd Emrg Mkt Stkindxadml 639.4585 s 23,627.9912/31/2019 Vngrd Gr Indx Adml 2,183.3880 s 204,889.1312/31/2019 Vngrd Intdtrmtrsind Adml 8,945.2035 s 199,120.23
Statement created on February 03, 2020 Page 179 of 197
6.7398 s 56.1412/27/2019 Fed Inst Hi Yld Bd Inst 63.8852 s 635.02
0.4089 s 19.3212/27/2019 Tcw Ttl Rtn Bd I 12.2133 s 121.64
30.6579 s 255.3812/30/2019 Abrden Emrg Mkt Inst 1.2232 s 19.62
0.5728 s 14.1612/30/2019 Fed Inst Hi Yld Bd Inst 191.7835 s 1,904.41
149.2487 s 1,782.0312/30/2019 Fidadv Bio Inst 0.4790 s 14.16
5.5643 s 55.4212/30/2019 Tiaacrf Lfcycind 2035 Inst 68.3988 s 1,445.95
2.2584 s 18.8112/31/2019 Fed Inst Hi Yld Bd Inst 23,879.2276 s 237,120.73
Sample Annual Trust Report 401kJanuary 01, 2019 through December 31, 2019 Case Number abc-12345
Schedule of Purchases (continued)
Process Date Investment Shares/Units Purchased Cost12/31/2019 Vngrd Mid-Cap Idx Fd As 400.4388 s 88,360.8212/31/2019 Vngrd Realest Indx Adml 127.1841 s 16,734.8912/31/2019 Vngrd St Bd Indx Adml 12,015.3832 s 127,002.6012/31/2019 Vngrd St Corp Bd Indx Adml 7,832.2660 s 172,544.8212/31/2019 Vngrd St Invmt Grd Adml 0.2976 s 3.1912/31/2019 Vngrd Sm Cap Indx Fd As 570.7916 s 45,303.7312/31/2019 Vngrd Ttl Intl Bd Idx Adml 10,548.5287 s 238,607.7212/31/2019 Vngrd Val Indx Adml 4,382.1144 s 204,951.49
Retirement Advisor Accounts Underlying Assets
Process Date Investment Shares/Units Purchased Cost01/09/2019 Nw Fxd Sel Optn 30,857.1500 u 31,700.6901/14/2019 Nw Fxd Sel Optn 5,148.4194 u 5,290.7101/18/2019 Nw Fxd Sel Optn 54,967.2015 u 56,499.6001/22/2019 Nw Fxd Sel Optn 77,477.3417 u 79,655.9401/29/2019 Nw Fxd Sel Optn 5,161.7894 u 5,309.1102/14/2019 Nw Fxd Sel Optn 5,143.8723 u 5,295.6402/27/2019 Nw Fxd Sel Optn 5,132.6206 u 5,288.0803/08/2019 Nw Fxd Sel Optn 156,938.1639 u 161,776.8003/14/2019 Nw Fxd Sel Optn 4,342.1461 u 4,477.5703/27/2019 Nw Fxd Sel Optn 4,347.9281 u 4,486.9704/12/2019 Nw Fxd Sel Optn 4,330.2556 u 4,472.9204/29/2019 Nw Fxd Sel Optn 4,435.7570 u 4,586.4605/09/2019 Nw Fxd Sel Optn 4,173.2872 u 4,317.6005/30/2019 Nw Fxd Sel Optn 4,121.8204 u 4,269.6006/13/2019 Nw Fxd Sel Optn 4,097.5306 u 4,247.9206/28/2019 Nw Fxd Sel Optn 4,835.7856 u 5,017.6407/05/2019 Nw Fxd Sel Optn 232,473.0259 u 241,315.9707/15/2019 Nw Fxd Sel Optn 4,834.7341 u 5,021.5607/29/2019 Nw Fxd Sel Optn 69.9472 u 72.7107/30/2019 Nw Fxd Sel Optn 4,088.2046 u 4,249.9308/15/2019 Nw Fxd Sel Optn 4,077.6741 u 4,242.9408/22/2019 Nw Fxd Sel Optn 623,457.2314 u 648,993.9708/28/2019 Nw Fxd Sel Optn 419,741.8537 u 437,087.9508/29/2019 Nw Fxd Sel Optn 5,353.9245 u 5,575.4908/30/2019 Nw Fxd Sel Optn 160,639.0418 u 167,297.1409/16/2019 Nw Fxd Sel Optn 5,345.6985 u 5,572.7909/25/2019 Nw Fxd Sel Optn 51,282.9519 u 53,489.8709/27/2019 Nw Fxd Sel Optn 6,083.5956 u 6,346.1210/11/2019 Nw Fxd Sel Optn 51,984.7745 u 54,271.9110/22/2019 Nw Fxd Sel Optn 151,530.4945 u 158,296.8510/30/2019 Nw Fxd Sel Optn 4,410.1908 u 4,609.2311/13/2019 Nw Fxd Sel Optn 3,967.7755 u 4,150.1711/27/2019 Nw Fxd Sel Optn 3,968.4886 u 4,154.2412/13/2019 Nw Fxd Sel Optn 3,964.8553 u 4,154.2412/18/2019 Nw Fxd Sel Optn 7,063.9838 u 7,403.5112/23/2019 Nw Fxd Sel Optn 2,352.6598 u 2,466.4512/30/2019 Nw Fxd Sel Optn 2,041.8552 u 2,141.46
Schedule of Sales
Gain/Loss Summary Short-Term G/L Long-Term G/LInvestment Program Accounts 159,314.64 651,869.55Retirement Advisor Accounts 6,163.22 8,352.57Total Realized Gain/Loss 165,477.86 660,222.12
Investment Program Accounts Underlying Assets
Statement created on February 03, 2020 Page 180 of 197
Sample Annual Trust Report 401kJanuary 01, 2019 through December 31, 2019 Case Number abc-12345
Schedule of Sales (continued)
Process Date Investment Shares/Units Sold Proceeds Cost Short-Term G/L Long-Term G/L01/07/2019 Fed Inst Hi Yld Bd Inst 30.5491 - s 285.94 - 285.96 0.02 - 0.0001/07/2019 Vngrd Devl Mkt Indx Adml 24.6231 - s 301.14 - 332.49 31.35 - 0.0001/07/2019 Vngrd Intdtrmtrsind Adml 690.2405 - s 14,778.05 - 14,440.88 337.17 0.0001/07/2019 Vngrd Realest Indx Adml 7.1742 - s 763.55 - 804.43 40.88 - 0.0001/07/2019 Vngrd Ttl Intl Bd Idx Adml 21.4756 - s 465.59 - 459.96 5.63 0.0001/09/2019 Fed Inst Hi Yld Bd Inst 3,347.4857 - s 31,700.69 - 31,325.73 374.96 0.0001/10/2019 Allnzgi Tech Inst 33.1353 - s 2,064.33 - 2,319.03 254.70 - 0.0001/10/2019 Vngrd Bal Indx Adml 33.0822 - s 1,118.51 - 1,143.76 25.25 - 0.0001/14/2019 Fed Inst Hi Yld Bd Inst 3.3058 - s 31.24 - 30.91 0.33 0.0001/14/2019 Vngrd Devl Mkt Indx Adml 36.7919 - s 456.22 - 496.85 40.63 - 0.0001/14/2019 Vngrd Emrg Mkt Stkindxadml 0.3711 - s 12.18 - 12.78 0.60 - 0.0001/14/2019 Vngrd Gr Indx Adml 1.0028 - s 71.67 - 77.30 5.63 - 0.0001/14/2019 Vngrd Mid-Cap Idx Fd As 0.8255 - s 147.53 - 160.18 12.65 - 0.0001/14/2019 Vngrd Realest Indx Adml 0.3260 - s 35.80 - 36.56 0.76 - 0.0001/14/2019 Vngrd Sm Cap Indx Fd As 1.5577 - s 104.55 - 115.81 11.26 - 0.0001/14/2019 Vngrd Val Indx Adml 0.2685 - s 10.54 - 10.77 0.23 - 0.0001/18/2019 Vngrd Eq Inc Adml 808.2918 - s 56,499.60 - 56,371.69 127.91 0.0001/22/2019 Amfds Gr Fd Am R6 49.8869 - s 2,261.87 - 2,400.10 138.23 - 0.0001/22/2019 Vngrd 500 Index Fd As 4.6199 - s 1,124.02 - 1,154.76 30.74 - 0.0001/22/2019 Vngrd Devl Mkt Indx Adml 2,722.8544 - s 34,035.68 - 36,774.14 2,738.46 - 0.0001/22/2019 Vngrd Emrg Mkt Stkindxadml 1,378.2556 - s 45,620.26 - 47,466.13 1,845.87 - 0.0001/22/2019 Vngrd Gr Indx Adml 29.3025 - s 2,132.93 - 2,258.89 125.96 - 0.0001/22/2019 Vngrd Mid-Cap Idx Fd As 5.0134 - s 917.00 - 972.90 55.90 - 0.0001/22/2019 Vngrd Sm Cap Indx Fd As 19.0765 - s 1,306.74 - 1,418.50 111.76 - 0.0001/25/2019 Ab Hi Inc I 0.1280 - s 1.03 - 1.03 0.00 0.0001/25/2019 Allnzgi Tech Inst 0.0642 - s 4.17 - 4.49 0.32 - 0.0001/25/2019 Amfds Gr Fd Am R6 0.1768 - s 8.13 - 8.51 0.38 - 0.0001/25/2019 Dws Scnc Tech S 0.0177 - s 0.36 - 0.40 0.04 - 0.0001/25/2019 Fed Inst Hi Yld Bd Inst 0.4139 - s 3.94 - 3.86 0.08 0.0001/25/2019 Fidadv Bio Inst 0.0131 - s 0.36 - 0.39 0.03 - 0.0001/25/2019 Jnshndrsn Frty T 0.0487 - s 1.52 - 1.58 0.06 - 0.0001/25/2019 Pimco Low Dur Inst 0.0936 - s 0.91 - 0.90 0.01 0.0001/25/2019 Pimco Real Rtn Inst 0.0557 - s 0.59 - 0.60 0.01 - 0.0001/25/2019 Tcw Ttl Rtn Bd I 0.0777 - s 0.75 - 0.74 0.01 0.0001/25/2019 Trowepr Spctrmmodgralloc 1.0263 - s 32.43 - 33.24 0.81 - 0.0001/25/2019 Thrnbrg Intl Val R6 0.0187 - s 0.40 - 0.43 0.03 - 0.0001/25/2019 Vngrd 500 Index Fd As 0.1645 - s 40.52 - 41.13 0.61 - 0.0001/25/2019 Vngrd Bal Indx Adml 0.4969 - s 17.10 - 17.18 0.08 - 0.0001/25/2019 Vngrd Devl Mkt Indx Adml 1.9111 - s 24.29 - 25.81 1.52 - 0.0001/25/2019 Vngrd Emrg Mkt Stkindxadml 0.3991 - s 13.52 - 13.74 0.22 - 0.0001/25/2019 Vngrd Gr Indx Adml 20.2792 - s 1,501.07 - 1,563.36 62.29 - 0.0001/25/2019 Vngrd Intdtrmtrsind Adml 0.2728 - s 5.83 - 5.71 0.12 0.0001/25/2019 Vngrd Mid-Cap Idx Fd As 0.0559 - s 10.41 - 10.85 0.44 - 0.0001/25/2019 Vngrd Realest Indx Adml 0.0053 - s 0.61 - 0.60 0.01 0.0001/25/2019 Vngrd Sm Cap Indx Fd As 49.5253 - s 3,454.39 - 3,682.77 228.38 - 0.0001/25/2019 Vngrd Ttl Bnd Mkt Ldx Adm 0.4101 - s 4.29 - 4.22 0.07 0.0001/25/2019 Vngrd Ttl Intl Bd Idx Adml 0.0064 - s 0.14 - 0.14 0.00 0.0001/25/2019 Vngrd Ttl Stmkt Indx Fd As 0.0850 - s 5.65 - 5.79 0.14 - 0.0001/25/2019 Vngrd Val Indx Adml 0.2511 - s 10.15 - 10.07 0.08 0.0001/25/2019 Vngrd Wlsly Inc Adml 0.1997 - s 12.07 - 11.89 0.18 0.0001/29/2019 Fed Inst Hi Yld Bd Inst 3.6845 - s 35.04 - 34.37 0.67 0.0001/29/2019 Vngrd Emrg Mkt Stkindxadml 0.1253 - s 4.22 - 4.32 0.10 - 0.0001/29/2019 Vngrd Gr Indx Adml 1.1874 - s 86.60 - 91.55 4.95 - 0.0001/29/2019 Vngrd Intdtrmtrsind Adml 0.3119 - s 6.68 - 6.53 0.15 0.0001/29/2019 Vngrd Mid-Cap Idx Fd As 0.2582 - s 47.90 - 50.12 2.22 - 0.0001/29/2019 Vngrd Sm Cap Indx Fd As 0.0035 - s 0.24 - 0.26 0.02 - 0.0001/29/2019 Vngrd Ttl Bnd Mkt Ldx Adm 0.9647 - s 10.11 - 9.92 0.19 0.0001/29/2019 Vngrd Ttl Intl Bd Idx Adml 0.5560 - s 12.16 - 11.91 0.25 0.0001/29/2019 Vngrd Val Indx Adml 2.0770 - s 83.60 - 83.35 0.25 0.0001/31/2019 Allnzgi Tech Inst 0.0002 - s 0.01 - 0.01 0.00 0.0001/31/2019 Amfds Gr Fd Am R6 0.0002 - s 0.01 - 0.01 0.00 0.0001/31/2019 Fed Inst Hi Yld Bd Inst 0.0084 - s 0.08 - 0.08 0.00 0.00
Statement created on February 03, 2020 Page 181 of 197
Sample Annual Trust Report 401kJanuary 01, 2019 through December 31, 2019 Case Number abc-12345
Schedule of Sales (continued)
Process Date Investment Shares/Units Sold Proceeds Cost Short-Term G/L Long-Term G/L01/31/2019 Trowepr Spctrmmodgralloc 0.0003 - s 0.01 - 0.01 0.00 0.0001/31/2019 Vngrd 500 Index Fd As 0.0010 - s 0.26 - 0.26 0.00 0.0001/31/2019 Vngrd Bal Indx Adml 0.0014 - s 0.05 - 0.05 0.00 0.0001/31/2019 Vngrd Devl Mkt Indx Adml 0.0171 - s 0.22 - 0.23 0.01 - 0.0001/31/2019 Vngrd Emrg Mkt Stkindxadml 0.0032 - s 0.11 - 0.11 0.00 0.0001/31/2019 Vngrd Gr Indx Adml 0.0003 - s 0.02 - 0.02 0.00 0.0001/31/2019 Vngrd Intdtrmtrsind Adml 0.0023 - s 0.05 - 0.05 0.00 0.0001/31/2019 Vngrd Mid-Cap Idx Fd As 0.0004 - s 0.07 - 0.07 0.00 0.0001/31/2019 Vngrd Sm Cap Indx Fd As 0.0047 - s 0.33 - 0.35 0.02 - 0.0001/31/2019 Vngrd Val Indx Adml 0.0005 - s 0.02 - 0.02 0.00 0.0002/04/2019 Vngrd Gr Indx Adml 2.4847 - s 189.31 - 191.57 2.26 - 0.0002/05/2019 Vngrd 500 Index Fd As 234.1516 - s 59,268.46 - 58,537.56 730.90 0.0002/05/2019 Vngrd Bal Indx Adml 60.5453 - s 2,123.93 - 2,093.94 29.99 0.0002/05/2019 Vngrd Devl Mkt Indx Adml 10,350.2160 - s 134,138.80 - 139,812.38 5,673.58 - 0.0002/05/2019 Vngrd Gr Indx Adml 2,015.6430 - s 154,740.91 - 155,411.13 670.22 - 0.0002/05/2019 Vngrd Sm Cap Indx Fd As 3.6928 - s 265.66 - 274.64 8.98 - 0.0002/05/2019 Vngrd Val Indx Adml 141.3180 - s 5,825.13 - 5,671.28 153.85 0.0002/07/2019 Vngrd Devl Mkt Indx Adml 194.6198 - s 2,477.51 - 2,629.02 151.51 - 0.0002/07/2019 Vngrd Intdtrmtrsind Adml 33.1630 - s 712.01 - 692.75 19.26 0.0002/07/2019 Vngrd Ttl Stmkt Indx Fd As 83.7853 - s 5,663.05 - 5,701.06 38.01 - 0.0002/25/2019 Fed Inst Hi Yld Bd Inst 17.8428 - s 172.54 - 165.70 6.84 0.0002/25/2019 Vngrd 500 Index Fd As 205.8296 - s 53,301.63 - 51,470.34 1,831.29 0.0002/25/2019 Vngrd Bal Indx Adml 1,533.2787 - s 54,676.72 - 53,041.59 1,635.13 0.0002/25/2019 Vngrd Devl Mkt Indx Adml 53.9825 - s 709.87 - 729.40 19.53 - 0.0002/25/2019 Vngrd Emrg Mkt Stkindxadml 6.3529 - s 223.43 - 218.89 4.54 0.0002/25/2019 Vngrd Gr Indx Adml 10.4738 - s 820.52 - 807.77 12.75 0.0002/25/2019 Vngrd Intdtrmtrsind Adml 7.6471 - s 164.26 - 159.78 4.48 0.0002/25/2019 Vngrd Mid-Cap Idx Fd As 2.3421 - s 462.77 - 454.70 8.07 0.0002/25/2019 Vngrd Realest Indx Adml 2.6517 - s 317.46 - 297.52 19.94 0.0002/25/2019 Vngrd St Bd Indx Adml 7.9545 - s 82.25 - 80.82 1.43 0.0002/25/2019 Vngrd St Corp Bd Indx Adml 3.8552 - s 82.81 - 81.27 1.54 0.0002/25/2019 Vngrd Sm Cap Indx Fd As 3.7880 - s 282.96 - 281.79 1.17 0.0002/25/2019 Vngrd Ttl Bnd Mkt Ldx Adm 4,788.4068 - s 50,374.04 - 48,947.66 1,426.38 0.0002/25/2019 Vngrd Ttl Intl Bd Idx Adml 7.5327 - s 165.72 - 161.28 4.44 0.0002/25/2019 Vngrd Val Indx Adml 19.0187 - s 804.11 - 763.44 40.67 0.0002/28/2019 Allnzgi Tech Inst 0.0001 - s 0.01 - 0.01 0.00 0.0002/28/2019 Amfds Gr Fd Am R6 0.0002 - s 0.01 - 0.01 0.00 0.0002/28/2019 Fed Inst Hi Yld Bd Inst 0.0083 - s 0.08 - 0.08 0.00 0.0002/28/2019 Trowepr Spctrmmodgralloc 0.0003 - s 0.01 - 0.01 0.00 0.0002/28/2019 Vngrd 500 Index Fd As 0.0011 - s 0.28 - 0.27 0.01 0.0002/28/2019 Vngrd Bal Indx Adml 0.0014 - s 0.05 - 0.05 0.00 0.0002/28/2019 Vngrd Devl Mkt Indx Adml 0.0168 - s 0.22 - 0.23 0.01 - 0.0002/28/2019 Vngrd Emrg Mkt Stkindxadml 0.0032 - s 0.11 - 0.11 0.00 0.0002/28/2019 Vngrd Gr Indx Adml 0.0003 - s 0.02 - 0.02 0.00 0.0002/28/2019 Vngrd Intdtrmtrsind Adml 0.0028 - s 0.06 - 0.06 0.00 0.0002/28/2019 Vngrd Mid-Cap Idx Fd As 0.0004 - s 0.08 - 0.08 0.00 0.0002/28/2019 Vngrd Sm Cap Indx Fd As 0.0047 - s 0.35 - 0.35 0.00 0.0002/28/2019 Vngrd Val Indx Adml 0.0005 - s 0.02 - 0.02 0.00 0.0003/04/2019 Trowepr Spctrmmodgralloc 1.3161 - s 43.30 - 42.64 0.66 0.0003/04/2019 Vngrd Emrg Mkt Stkindxadml 2.7449 - s 95.55 - 94.58 0.97 0.0003/04/2019 Vngrd Sm Cap Indx Fd As 0.3446 - s 25.56 - 25.63 0.07 - 0.0003/08/2019 Allnzgi Tech Inst 802.7537 - s 54,322.34 - 54,293.17 29.17 0.0003/08/2019 Vngrd 500 Index Fd As 213.9946 - s 54,414.54 - 53,519.69 894.85 0.0003/08/2019 Vngrd Ttl Stmkt Indx Fd As 772.9513 - s 53,039.92 - 52,614.15 425.77 0.0003/18/2019 Vngrd Devl Mkt Indx Adml 120.2712 - s 1,600.81 - 1,625.50 24.69 - 0.0003/18/2019 Vngrd Emrg Mkt Stkindxadml 11.9069 - s 424.60 - 410.35 14.25 0.0003/18/2019 Vngrd Gr Indx Adml 67.7784 - s 5,418.88 - 5,228.64 190.24 0.0003/18/2019 Vngrd Mid-Cap Idx Fd As 12.7325 - s 2,532.49 - 2,472.62 59.87 0.0003/18/2019 Vngrd Sm Cap Indx Fd As 25.2658 - s 1,871.94 - 1,880.05 8.11 - 0.0003/18/2019 Vngrd Val Indx Adml 58.7964 - s 2,506.49 - 2,360.82 145.67 0.0003/21/2019 Vngrd Mid-Cap Idx Fd As 5.2571 - s 1,053.79 - 1,020.96 32.83 0.0003/21/2019 Vngrd Sm Cap Indx Fd As 9.3284 - s 692.17 - 694.17 2.00 - 0.00
Statement created on February 03, 2020 Page 182 of 197
Sample Annual Trust Report 401kJanuary 01, 2019 through December 31, 2019 Case Number abc-12345
Schedule of Sales (continued)
Process Date Investment Shares/Units Sold Proceeds Cost Short-Term G/L Long-Term G/L03/28/2019 Trowepr Spctrmmodgralloc 1,597.8202 - s 52,791.98 - 51,778.07 1,013.91 0.0003/29/2019 Allnzgi Tech Inst 0.1921 - s 13.71 - 12.90 0.81 0.0003/29/2019 Amfds Amcap R6 1.2039 - s 38.32 - 37.62 0.70 0.0003/29/2019 Amfds Gr Fd Am R6 1.1048 - s 53.78 - 53.20 0.58 0.0003/29/2019 Fed Gov Oblgtns Prmr 11.1975 - u 11.42 - 11.29 0.13 0.0003/29/2019 Fed Inst Hi Yld Bd Inst 33.9270 - s 329.77 - 313.47 16.30 0.0003/29/2019 Jnshndrsn Frty T 0.6932 - s 23.21 - 22.45 0.76 0.0003/29/2019 Parnassus Cor Eq 0.0743 - s 3.28 - 2.98 0.30 0.0003/29/2019 Tiaacrf Lfcycind 2035 Inst 0.5219 - s 10.15 - 10.19 0.04 - 0.0003/29/2019 Tiaacrf Lfcycind 2040 Inst 0.0199 - s 0.40 - 0.40 0.00 0.0003/29/2019 Tiaacrf Lfcycind 2045 Inst 0.0104 - s 0.21 - 0.20 0.01 0.0003/29/2019 Tiaacrf Lfcycind 2050 Inst 0.0736 - s 1.49 - 1.52 0.03 - 0.0003/29/2019 Tiaacrf Lfcycind 2055 Inst 0.0827 - s 1.34 - 1.34 0.00 0.0003/29/2019 Tiaacrf Lfcycind 2060 Inst 0.1011 - s 1.26 - 1.26 0.00 0.0003/29/2019 Trowepr Blue Chip Gr 0.3533 - s 39.41 - 37.15 2.26 0.0003/29/2019 Trowepr Gr Stk 0.1455 - s 9.63 - 9.30 0.33 0.0003/29/2019 Trowepr Spctrmmodgralloc 14.6522 - s 486.60 - 474.82 11.78 0.0003/29/2019 Vngrd 500 Index Fd As 2.1278 - s 556.54 - 529.34 27.20 0.0003/29/2019 Vngrd Bal Indx Adml 17.0340 - s 611.86 - 585.82 26.04 0.0003/29/2019 Vngrd Devl Mkt Indx Adml 28.7805 - s 377.60 - 387.39 9.79 - 0.0003/29/2019 Vngrd Emrg Mkt Stkindxadml 5.0000 - s 176.45 - 172.02 4.43 0.0003/29/2019 Vngrd Gr Indx Adml 14.4544 - s 1,164.01 - 1,112.14 51.87 0.0003/29/2019 Vngrd Intdtrmtrsind Adml 11.5025 - s 249.95 - 239.51 10.44 0.0003/29/2019 Vngrd Mid-Cap Idx Fd As 1.1635 - s 231.59 - 225.22 6.37 0.0003/29/2019 Vngrd Sm Cap Indx Fd As 5.7181 - s 418.74 - 424.21 5.47 - 0.0003/29/2019 Vngrd Ttl Intl Bd Idx Adml 2.8008 - s 62.43 - 59.89 2.54 0.0003/29/2019 Vngrd Ttl Stmkt Indx Fd As 2.9230 - s 205.87 - 197.96 7.91 0.0003/29/2019 Vngrd Val Indx Adml 8.2698 - s 347.25 - 329.84 17.41 0.0003/29/2019 Vngrd Wlsly Inc Adml 0.7818 - s 49.02 - 46.24 2.78 0.0004/01/2019 Vngrd Emrg Mkt Stkindxadml 29.1292 - s 1,041.95 - 1,002.18 39.77 0.0004/01/2019 Vngrd Mid-Cap Idx Fd As 1.6710 - s 336.53 - 323.45 13.08 0.0004/02/2019 Ab Hi Inc I 48.3211 - s 394.30 - 384.86 9.44 0.0004/02/2019 Allnzgi Tech Inst 7.3639 - s 534.84 - 494.72 40.12 0.0004/02/2019 Pimco Low Dur Inst 34.7200 - s 338.52 - 331.94 6.58 0.0004/02/2019 Pimco Real Rtn Inst 20.7769 - s 226.26 - 223.57 2.69 0.0004/02/2019 Tcw Ttl Rtn Bd I 29.2515 - s 286.08 - 275.54 10.54 0.0004/02/2019 Thrnbrg Intl Val R6 7.0320 - s 162.51 - 161.01 1.50 0.0004/02/2019 Vngrd Bal Indx Adml 34.0291 - s 1,229.13 - 1,170.36 58.77 0.0004/02/2019 Vngrd Ttl Bnd Mkt Ldx Adm 80.8967 - s 861.55 - 824.58 36.97 0.0004/02/2019 Vngrd Wlsly Inc Adml 27.7535 - s 1,741.81 - 1,641.46 100.35 0.0004/08/2019 Allnzgi Tech Inst 161.0896 - s 11,638.72 - 10,823.15 815.57 0.0004/08/2019 Vngrd Mid-Cap Idx Fd As 15.0405 - s 3,068.26 - 2,911.69 156.57 0.0004/08/2019 Vngrd Realest Indx Adml 4.3381 - s 537.01 - 483.53 53.48 0.0004/08/2019 Vngrd Sm Cap Indx Fd As 13.9802 - s 1,050.19 - 1,037.27 12.92 0.0004/08/2019 Vngrd Ttl Stmkt Indx Fd As 4.2298 - s 304.50 - 286.49 18.01 0.0004/11/2019 Ab Hi Inc I 0.1233 - s 1.01 - 0.98 0.03 0.0004/11/2019 Allnzgi Tech Inst 0.0420 - s 3.08 - 2.82 0.26 0.0004/11/2019 Amfds Gr Fd Am R6 0.1619 - s 8.04 - 7.80 0.24 0.0004/11/2019 Dws Scnc Tech S 0.0164 - s 0.38 - 0.37 0.01 0.0004/11/2019 Fed Inst Hi Yld Bd Inst 0.3653 - s 3.58 - 3.37 0.21 0.0004/11/2019 Fidadv Bio Inst 0.0126 - s 0.36 - 0.37 0.01 - 0.0004/11/2019 Jnshndrsn Frty N 0.0025 - s 0.09 - 0.09 0.00 0.0004/11/2019 Jnshndrsn Frty T 0.0454 - s 1.55 - 1.47 0.08 0.0004/11/2019 Jnshndrsn Glbltech Innov N 0.0025 - s 0.09 - 0.09 0.00 0.0004/11/2019 Pimco Low Dur Inst 0.0903 - s 0.88 - 0.86 0.02 0.0004/11/2019 Pimco Real Rtn Inst 0.0533 - s 0.58 - 0.57 0.01 0.0004/11/2019 Tcw Ttl Rtn Bd I 0.0757 - s 0.74 - 0.71 0.03 0.0004/11/2019 Trowepr Spctrmmodgralloc 0.7201 - s 24.26 - 23.34 0.92 0.0004/11/2019 Thrnbrg Intl Val R6 0.0178 - s 0.42 - 0.41 0.01 0.0004/11/2019 Vngrd 500 Index Fd As 0.1470 - s 39.21 - 36.58 2.63 0.0004/11/2019 Vngrd Bal Indx Adml 0.4277 - s 15.54 - 14.71 0.83 0.0004/11/2019 Vngrd Devl Mkt Indx Adml 1.7912 - s 23.93 - 24.11 0.18 - 0.00
Statement created on February 03, 2020 Page 183 of 197
Sample Annual Trust Report 401kJanuary 01, 2019 through December 31, 2019 Case Number abc-12345
Schedule of Sales (continued)
Process Date Investment Shares/Units Sold Proceeds Cost Short-Term G/L Long-Term G/L04/11/2019 Vngrd Emrg Mkt Stkindxadml 0.3093 - s 11.18 - 10.64 0.54 0.0004/11/2019 Vngrd Gr Indx Adml 0.4222 - s 34.82 - 32.49 2.33 0.0004/11/2019 Vngrd Intdtrmtrsind Adml 0.2619 - s 5.67 - 5.45 0.22 0.0004/11/2019 Vngrd Mid-Cap Idx Fd As 0.0413 - s 8.43 - 8.00 0.43 0.0004/11/2019 Vngrd Realest Indx Adml 0.0049 - s 0.61 - 0.55 0.06 0.0004/11/2019 Vngrd Sm Cap Indx Fd As 0.3242 - s 24.37 - 24.06 0.31 0.0004/11/2019 Vngrd Ttl Bnd Mkt Ldx Adm 0.2096 - s 2.23 - 2.14 0.09 0.0004/11/2019 Vngrd Ttl Intl Bd Idx Adml 0.0063 - s 0.14 - 0.13 0.01 0.0004/11/2019 Vngrd Ttl Stmkt Indx Fd As 0.0584 - s 4.20 - 3.96 0.24 0.0004/11/2019 Vngrd Val Indx Adml 0.2196 - s 9.36 - 8.76 0.60 0.0004/11/2019 Vngrd Wlsly Inc Adml 0.1919 - s 12.07 - 11.35 0.72 0.0004/15/2019 Vngrd Devl Mkt Indx Adml 934.7270 - s 12,600.12 - 12,584.43 15.69 0.0004/15/2019 Vngrd Emrg Mkt Stkindxadml 0.5233 - s 18.88 - 18.01 0.87 0.0004/15/2019 Vngrd Gr Indx Adml 8.7200 - s 724.20 - 671.08 53.12 0.0004/15/2019 Vngrd Mid-Cap Idx Fd As 1.4934 - s 306.69 - 289.12 17.57 0.0004/15/2019 Vngrd Realest Indx Adml 1.1735 - s 145.68 - 130.81 14.87 0.0004/15/2019 Vngrd Sm Cap Indx Fd As 1.4580 - s 109.93 - 108.18 1.75 0.0004/15/2019 Vngrd Val Indx Adml 1.7244 - s 73.89 - 68.79 5.10 0.0004/25/2019 Fed Inst Hi Yld Bd Inst 69.3245 - s 679.38 - 638.17 41.21 0.0004/25/2019 Vngrd Devl Mkt Indx Adml 89.2341 - s 1,193.06 - 1,201.54 8.48 - 0.0004/25/2019 Vngrd Emrg Mkt Stkindxadml 8.3757 - s 300.94 - 288.26 12.68 0.0004/25/2019 Vngrd Gr Indx Adml 20.3880 - s 1,715.45 - 1,569.23 146.22 0.0004/25/2019 Vngrd Intdtrmtrsind Adml 25.3820 - s 549.52 - 528.70 20.82 0.0004/25/2019 Vngrd Mid-Cap Idx Fd As 4.1180 - s 842.47 - 797.39 45.08 0.0004/25/2019 Vngrd Realest Indx Adml 4.1860 - s 510.99 - 466.69 44.30 0.0004/25/2019 Vngrd St Bd Indx Adml 26.3990 - s 274.55 - 267.46 7.09 0.0004/25/2019 Vngrd St Corp Bd Indx Adml 21.3372 - s 461.95 - 447.93 14.02 0.0004/25/2019 Vngrd Sm Cap Indx Fd As 6.9487 - s 522.47 - 515.67 6.80 0.0004/25/2019 Vngrd Ttl Bnd Mkt Ldx Adm 60.8148 - s 647.07 - 618.92 28.15 0.0004/25/2019 Vngrd Ttl Intl Bd Idx Adml 29.0929 - s 648.19 - 622.27 25.92 0.0004/25/2019 Vngrd Val Indx Adml 37.3556 - s 1,602.18 - 1,490.43 111.75 0.0004/29/2019 Vngrd Emrg Mkt Stkindxadml 0.0908 - s 3.27 - 3.12 0.15 0.0004/29/2019 Vngrd Gr Indx Adml 3.5817 - s 302.80 - 275.69 27.11 0.0004/29/2019 Vngrd Mid-Cap Idx Fd As 0.3981 - s 81.92 - 77.10 4.82 0.0004/29/2019 Vngrd Sm Cap Indx Fd As 0.4382 - s 33.32 - 32.52 0.80 0.0004/29/2019 Vngrd Val Indx Adml 0.9310 - s 40.22 - 37.15 3.07 0.0004/30/2019 Allnzgi Tech Inst 360.5543 - s 27,434.58 - 24,231.46 3,203.12 0.0004/30/2019 Amfds Gr Fd Am R6 0.0002 - s 0.01 - 0.01 0.00 0.0004/30/2019 Fed Inst Hi Yld Bd Inst 0.0082 - s 0.08 - 0.08 0.00 0.0004/30/2019 Trowepr Spctrmmodgralloc 0.0003 - s 0.01 - 0.01 0.00 0.0004/30/2019 Vngrd 500 Index Fd As 0.0011 - s 0.30 - 0.27 0.03 0.0004/30/2019 Vngrd Bal Indx Adml 0.0016 - s 0.06 - 0.06 0.00 0.0004/30/2019 Vngrd Devl Mkt Indx Adml 0.0170 - s 0.23 - 0.23 0.00 0.0004/30/2019 Vngrd Emrg Mkt Stkindxadml 0.0033 - s 0.12 - 0.11 0.01 0.0004/30/2019 Vngrd Gr Indx Adml 0.0002 - s 0.02 - 0.02 0.00 0.0004/30/2019 Vngrd Intdtrmtrsind Adml 0.0028 - s 0.06 - 0.06 0.00 0.0004/30/2019 Vngrd Mid-Cap Idx Fd As 0.0004 - s 0.09 - 0.08 0.01 0.0004/30/2019 Vngrd Sm Cap Indx Fd As 0.0051 - s 0.39 - 0.38 0.01 0.0004/30/2019 Vngrd Val Indx Adml 0.0005 - s 0.02 - 0.02 0.00 0.0005/06/2019 Ab Hi Inc I 118.3659 - s 970.60 - 937.37 33.23 0.0005/06/2019 Allnzgi Tech Inst 0.4419 - s 33.29 - 29.70 3.59 0.0005/06/2019 Fed Inst Hi Yld Bd Inst 549.3620 - s 5,372.76 - 5,048.48 324.28 0.0005/06/2019 Invsco Comstk R5 40.8948 - s 1,022.37 - 998.09 24.28 0.0005/06/2019 Pimco Low Dur Inst 149.2323 - s 1,458.00 - 1,422.47 35.53 0.0005/06/2019 Pimco Real Rtn Inst 88.7582 - s 969.24 - 954.72 14.52 0.0005/06/2019 Thrnbrg Intl Val R6 29.0762 - s 694.92 - 666.04 28.88 0.0005/06/2019 Vngrd 500 Index Fd As 0.0021 - s 0.57 - 0.52 0.05 0.0005/06/2019 Vngrd Bal Indx Adml 369.0076 - s 13,553.65 - 12,696.78 856.87 0.0005/06/2019 Vngrd Devl Mkt Indx Adml 101.2016 - s 1,355.09 - 1,362.87 7.78 - 0.0005/06/2019 Vngrd Emrg Mkt Stkindxadml 76.7523 - s 2,723.17 - 2,641.82 81.35 0.0005/06/2019 Vngrd Gr Indx Adml 78.1343 - s 6,572.66 - 6,014.70 557.96 0.0005/06/2019 Vngrd Intdtrmtrsind Adml 126.4072 - s 2,737.98 - 2,628.29 109.69 0.00
Statement created on February 03, 2020 Page 184 of 197
Sample Annual Trust Report 401kJanuary 01, 2019 through December 31, 2019 Case Number abc-12345
Schedule of Sales (continued)
Process Date Investment Shares/Units Sold Proceeds Cost Short-Term G/L Long-Term G/L05/06/2019 Vngrd Mid-Cap Idx Fd As 16.6272 - s 3,418.71 - 3,220.02 198.69 0.0005/06/2019 Vngrd Sm Cap Indx Fd As 59.5721 - s 4,554.88 - 4,421.61 133.27 0.0005/06/2019 Vngrd Ttl Bnd Mkt Ldx Adm 231.6144 - s 2,469.01 - 2,355.49 113.52 0.0005/06/2019 Vngrd Ttl Intl Bd Idx Adml 42.7959 - s 953.92 - 914.68 39.24 0.0005/06/2019 Vngrd Val Indx Adml 119.0246 - s 5,134.72 - 4,749.59 385.13 0.0005/06/2019 Vngrd Wlsly Inc Adml 100.7471 - s 6,370.24 - 5,961.21 409.03 0.0005/07/2019 Ab Hi Inc I 303.7958 - s 2,485.05 - 2,405.46 79.59 0.0005/07/2019 Allnzgi Tech Inst 14.8074 - s 1,090.27 - 995.23 95.04 0.0005/07/2019 Invsco Comstk R5 104.4332 - s 2,570.10 - 2,548.83 21.27 0.0005/07/2019 Pimco Low Dur Inst 382.9795 - s 3,741.71 - 3,650.17 91.54 0.0005/07/2019 Pimco Real Rtn Inst 227.7857 - s 2,487.42 - 2,450.14 37.28 0.0005/07/2019 Thrnbrg Intl Val R6 74.7077 - s 1,760.86 - 1,711.34 49.52 0.0005/07/2019 Vngrd Bal Indx Adml 679.1860 - s 24,715.58 - 23,369.69 1,345.89 0.0005/07/2019 Vngrd Ttl Bnd Mkt Ldx Adm 594.5290 - s 6,349.57 - 6,045.88 303.69 0.0005/07/2019 Vngrd Ttl Intl Bd Idx Adml 109.9754 - s 2,455.75 - 2,350.54 105.21 0.0005/07/2019 Vngrd Wlsly Inc Adml 258.1448 - s 16,273.45 - 15,274.63 998.82 0.0005/31/2019 Allnzgi Tech Inst 0.0003 - s 0.02 - 0.02 0.00 0.0005/31/2019 Amfds Gr Fd Am R6 0.0002 - s 0.01 - 0.01 0.00 0.0005/31/2019 Fed Inst Hi Yld Bd Inst 0.0083 - s 0.08 - 0.08 0.00 0.0005/31/2019 Trowepr Spctrmmodgralloc 0.0003 - s 0.01 - 0.01 0.00 0.0005/31/2019 Vngrd 500 Index Fd As 0.0011 - s 0.27 - 0.26 0.01 0.0005/31/2019 Vngrd Bal Indx Adml 0.0014 - s 0.05 - 0.05 0.00 0.0005/31/2019 Vngrd Devl Mkt Indx Adml 0.0164 - s 0.21 - 0.22 0.01 - 0.0005/31/2019 Vngrd Emrg Mkt Stkindxadml 0.0033 - s 0.11 - 0.11 0.00 0.0005/31/2019 Vngrd Gr Indx Adml 0.0003 - s 0.02 - 0.02 0.00 0.0005/31/2019 Vngrd Intdtrmtrsind Adml 0.0027 - s 0.06 - 0.06 0.00 0.0005/31/2019 Vngrd Mid-Cap Idx Fd As 0.0004 - s 0.08 - 0.08 0.00 0.0005/31/2019 Vngrd Sm Cap Indx Fd As 0.0047 - s 0.33 - 0.35 0.02 - 0.0005/31/2019 Vngrd Val Indx Adml 0.0005 - s 0.02 - 0.02 0.00 0.0006/03/2019 Trowepr Spctrmmodgralloc 5.7623 - s 187.91 - 186.84 1.07 0.0006/03/2019 Vngrd 500 Index Fd As 0.0677 - s 17.20 - 16.85 0.35 0.0006/03/2019 Vngrd Mid-Cap Idx Fd As 0.1508 - s 29.32 - 29.21 0.11 0.0006/14/2019 Allnzgi Tech Inst 29.3581 - s 2,138.74 - 1,974.20 164.54 0.0006/14/2019 Vngrd Bal Indx Adml 123.4985 - s 4,531.16 - 4,251.46 279.70 0.0006/14/2019 Vngrd Devl Mkt Indx Adml 2,720.6715 - s 35,368.73 - 36,255.46 886.73 - 0.0006/14/2019 Vngrd Emrg Mkt Stkindxadml 313.9914 - s 10,641.17 - 10,740.47 99.30 - 0.0006/14/2019 Vngrd Gr Indx Adml 89.4034 - s 7,396.34 - 6,885.65 510.69 0.0006/14/2019 Vngrd Sm Cap Indx Fd As 136.4149 - s 10,008.76 - 10,130.20 121.44 - 0.0006/28/2019 Allnzgi Tech Inst 0.2053 - s 15.21 - 13.81 1.40 0.0006/28/2019 Amfds Amcap R6 1.2662 - s 41.34 - 39.39 1.95 0.0006/28/2019 Amfds Gr Fd Am R6 0.3964 - s 19.98 - 19.11 0.87 0.0006/28/2019 Fed Gov Oblgtns Prmr 11.7417 - u 12.03 - 11.84 0.19 0.0006/28/2019 Fed Inst Hi Yld Bd Inst 35.3558 - s 346.84 - 322.23 24.61 0.0006/28/2019 Jnshndrsn Frty T 0.6966 - s 24.73 - 22.57 2.16 0.0006/28/2019 Parnassus Cor Eq 0.0740 - s 3.46 - 2.96 0.50 0.0006/28/2019 Tiaacrf Lfcycind 2035 Inst 0.5601 - s 11.28 - 10.95 0.33 0.0006/28/2019 Tiaacrf Lfcycind 2040 Inst 0.0202 - s 0.42 - 0.40 0.02 0.0006/28/2019 Tiaacrf Lfcycind 2045 Inst 0.0201 - s 0.42 - 0.38 0.04 0.0006/28/2019 Tiaacrf Lfcycind 2050 Inst 0.1368 - s 2.87 - 2.82 0.05 0.0006/28/2019 Tiaacrf Lfcycind 2055 Inst 0.1321 - s 2.22 - 2.15 0.07 0.0006/28/2019 Tiaacrf Lfcycind 2060 Inst 0.1649 - s 2.13 - 2.06 0.07 0.0006/28/2019 Trowepr Blue Chip Gr 0.3652 - s 42.39 - 38.44 3.95 0.0006/28/2019 Trowepr Gr Stk 0.1590 - s 10.92 - 10.17 0.75 0.0006/28/2019 Trowepr Spctrmmodgralloc 16.5388 - s 568.77 - 536.38 32.39 0.0006/28/2019 Vngrd 500 Index Fd As 2.2136 - s 600.77 - 548.50 52.27 0.0006/28/2019 Vngrd Bal Indx Adml 17.0146 - s 630.73 - 582.83 47.90 0.0006/28/2019 Vngrd Devl Mkt Indx Adml 26.9276 - s 360.83 - 358.90 1.93 0.0006/28/2019 Vngrd Emrg Mkt Stkindxadml 5.1691 - s 182.47 - 176.85 5.62 0.0006/28/2019 Vngrd Gr Indx Adml 14.9742 - s 1,259.93 - 1,150.58 109.35 0.0006/28/2019 Vngrd Intdtrmtrsind Adml 4.4188 - s 98.23 - 91.59 6.64 0.0006/28/2019 Vngrd Mid-Cap Idx Fd As 1.0521 - s 217.80 - 203.19 14.61 0.0006/28/2019 Vngrd Sm Cap Indx Fd As 5.8385 - s 438.41 - 432.27 6.14 0.00
Statement created on February 03, 2020 Page 185 of 197
Sample Annual Trust Report 401kJanuary 01, 2019 through December 31, 2019 Case Number abc-12345
Schedule of Sales (continued)
Process Date Investment Shares/Units Sold Proceeds Cost Short-Term G/L Long-Term G/L06/28/2019 Vngrd Ttl Bnd Mkt Ldx Adm 0.1464 - s 1.60 - 1.48 0.12 0.0006/28/2019 Vngrd Ttl Intl Bd Idx Adml 10.0988 - s 231.06 - 215.59 15.47 0.0006/28/2019 Vngrd Ttl Stmkt Indx Fd As 4.7410 - s 346.28 - 320.27 26.01 0.0006/28/2019 Vngrd Val Indx Adml 8.7337 - s 378.17 - 346.56 31.61 0.0006/28/2019 Vngrd Wlsly Inc Adml 1.6378 - s 105.67 - 96.28 9.39 0.0006/28/2019 Wf Prec Mtls Inst 0.9823 - s 38.74 - 33.31 5.43 0.0007/03/2019 Vngrd 500 Index Fd As 71.2920 - s 19,709.40 - 17,666.31 0.00 2,043.0907/03/2019 Vngrd Sm Cap Indx Fd As 257.4817 - s 19,529.99 - 19,064.68 0.00 465.3107/05/2019 Allnzgi Tech Inst 1,252.1391 - s 95,350.39 - 88,412.59 6,937.80 0.0007/05/2019 Lrdabt Devl Gr R5 798.6076 - s 24,892.60 - 24,677.85 214.75 0.0007/05/2019 Vngrd Realest Indx Adml 199.3584 - s 25,324.50 - 22,034.22 0.00 3,290.2807/05/2019 Vngrd Ttl Stmkt Indx Fd As 1,289.8893 - s 95,748.48 - 87,143.81 0.00 8,604.6707/08/2019 Allnzgi Tech Inst 6.1654 - s 468.82 - 456.62 12.20 0.0007/08/2019 Vngrd Intdtrmtrsind Adml 1.2596 - s 27.90 - 26.11 0.00 1.7907/08/2019 Vngrd Mid-Cap Idx Fd As 0.4496 - s 93.99 - 86.84 0.00 7.1507/08/2019 Vngrd Realest Indx Adml 1.8048 - s 229.93 - 199.48 0.00 30.4507/08/2019 Vngrd Ttl Intl Bd Idx Adml 2.0317 - s 46.73 - 43.38 3.35 0.0007/08/2019 Vngrd Ttl Stmkt Indx Fd As 1.8518 - s 136.72 - 125.11 0.00 11.6107/12/2019 Allnzgi Tech Inst 6.9057 - s 536.85 - 511.47 25.38 0.0007/12/2019 Vngrd Bal Indx Adml 43.7461 - s 1,642.23 - 1,498.79 0.00 143.4407/12/2019 Vngrd Devl Mkt Indx Adml 373.5451 - s 5,009.24 - 4,979.63 0.00 29.6107/12/2019 Vngrd Gr Indx Adml 69.4396 - s 6,039.16 - 5,336.54 0.00 702.6207/12/2019 Vngrd Intdtrmtrsind Adml 83.4849 - s 1,847.52 - 1,730.68 0.00 116.8407/15/2019 Ab Hi Inc I 0.1842 - s 1.52 - 1.44 0.00 0.0807/15/2019 Allnzgi Tech Inst 0.0649 - s 5.06 - 4.80 0.26 0.0007/15/2019 Amfds Gr Fd Am R6 0.1555 - s 8.03 - 7.50 0.00 0.5307/15/2019 Dws Scnc Tech S 0.0158 - s 0.39 - 0.35 0.00 0.0407/15/2019 Fed Inst Hi Yld Bd Inst 0.3585 - s 3.51 - 3.26 0.00 0.2507/15/2019 Fidadv Bio Inst 0.0119 - s 0.33 - 0.35 0.00 0.02 -07/15/2019 Jnshndrsn Frty N 0.0146 - s 0.57 - 0.51 0.06 0.0007/15/2019 Jnshndrsn Frty T 0.0437 - s 1.60 - 1.42 0.00 0.1807/15/2019 Jnshndrsn Glbltech Innov N 0.0148 - s 0.57 - 0.51 0.06 0.0007/15/2019 Pimco Low Dur Inst 0.1315 - s 1.29 - 1.24 0.00 0.0507/15/2019 Pimco Real Rtn Inst 0.0782 - s 0.87 - 0.83 0.00 0.0407/15/2019 Tcw Ttl Rtn Bd I 0.1094 - s 1.09 - 1.02 0.00 0.0707/15/2019 Trowepr Spctrmmodgralloc 0.6952 - s 24.25 - 22.55 0.00 1.7007/15/2019 Thrnbrg Intl Val R6 0.0257 - s 0.62 - 0.59 0.00 0.0307/15/2019 Vngrd 500 Index Fd As 0.1424 - s 39.62 - 35.28 0.00 4.3407/15/2019 Vngrd Bal Indx Adml 0.4806 - s 18.05 - 16.47 0.00 1.5807/15/2019 Vngrd Devl Mkt Indx Adml 1.7578 - s 23.59 - 23.43 0.00 0.1607/15/2019 Vngrd Emrg Mkt Stkindxadml 0.3014 - s 10.76 - 10.31 0.00 0.4507/15/2019 Vngrd Gr Indx Adml 3.4379 - s 299.34 - 264.22 0.00 35.1207/15/2019 Vngrd Intdtrmtrsind Adml 0.9576 - s 21.22 - 19.85 0.00 1.3707/15/2019 Vngrd Mid-Cap Idx Fd As 0.1801 - s 38.08 - 34.80 0.00 3.2807/15/2019 Vngrd Realest Indx Adml 0.0892 - s 11.31 - 9.86 0.00 1.4507/15/2019 Vngrd Sm Cap Indx Fd As 0.3561 - s 26.95 - 26.37 0.00 0.5807/15/2019 Vngrd Ttl Bnd Mkt Ldx Adm 1.9421 - s 21.15 - 19.66 1.49 0.0007/15/2019 Vngrd Ttl Intl Bd Idx Adml 1.5357 - s 35.23 - 32.79 0.00 2.4407/15/2019 Vngrd Ttl Stmkt Indx Fd As 0.0557 - s 4.16 - 3.76 0.00 0.4007/15/2019 Vngrd Val Indx Adml 1.7238 - s 75.95 - 68.41 0.00 7.5407/15/2019 Vngrd Wlsly Inc Adml 0.2213 - s 14.35 - 13.01 0.00 1.3407/17/2019 Trowepr Spctrmmodgralloc 36.3226 - s 1,261.12 - 1,178.20 0.00 82.9207/17/2019 Vngrd Devl Mkt Indx Adml 737.2511 - s 9,834.93 - 9,828.73 0.00 6.2007/17/2019 Vngrd Mid-Cap Idx Fd As 21.8758 - s 4,582.77 - 4,225.83 0.00 356.9407/17/2019 Vngrd Sm Cap Indx Fd As 100.1604 - s 7,530.06 - 7,417.49 0.00 112.5707/17/2019 Vngrd Ttl Stmkt Indx Fd As 61.6822 - s 4,567.57 - 4,167.84 0.00 399.7307/26/2019 Vngrd Ftse Soc Indx Inv 289.8975 - s 5,882.02 - 5,157.58 0.00 724.4407/29/2019 Vngrd Gr Indx Adml 0.7014 - s 61.25 - 53.92 0.00 7.3307/29/2019 Vngrd Intdtrmtrsind Adml 0.3673 - s 8.15 - 7.62 0.00 0.5307/29/2019 Vngrd Mid-Cap Idx Fd As 0.1220 - s 25.79 - 23.56 0.00 2.2307/29/2019 Vngrd Realest Indx Adml 0.2639 - s 33.13 - 29.18 0.00 3.9507/29/2019 Vngrd Ttl Bnd Mkt Ldx Adm 0.9423 - s 10.28 - 9.53 0.75 0.00
Statement created on February 03, 2020 Page 186 of 197
Sample Annual Trust Report 401kJanuary 01, 2019 through December 31, 2019 Case Number abc-12345
Schedule of Sales (continued)
Process Date Investment Shares/Units Sold Proceeds Cost Short-Term G/L Long-Term G/L07/29/2019 Vngrd Ttl Intl Bd Idx Adml 0.6992 - s 16.18 - 14.93 0.00 1.2507/29/2019 Vngrd Val Indx Adml 0.7916 - s 34.95 - 31.42 0.00 3.5307/31/2019 Allnzgi Tech Inst 0.0004 - s 0.03 - 0.03 0.00 0.0007/31/2019 Amfds Gr Fd Am R6 0.0002 - s 0.01 - 0.01 0.00 0.0007/31/2019 Fed Inst Hi Yld Bd Inst 0.0082 - s 0.08 - 0.07 0.00 0.0107/31/2019 Trowepr Spctrmmodgralloc 0.0003 - s 0.01 - 0.01 0.00 0.0007/31/2019 Vngrd 500 Index Fd As 0.0011 - s 0.29 - 0.26 0.00 0.0307/31/2019 Vngrd Bal Indx Adml 0.0016 - s 0.06 - 0.05 0.00 0.0107/31/2019 Vngrd Devl Mkt Indx Adml 0.0175 - s 0.23 - 0.23 0.00 0.0007/31/2019 Vngrd Emrg Mkt Stkindxadml 0.0037 - s 0.13 - 0.13 0.00 0.0007/31/2019 Vngrd Gr Indx Adml 0.0002 - s 0.02 - 0.02 0.00 0.0007/31/2019 Vngrd Intdtrmtrsind Adml 0.0027 - s 0.06 - 0.06 0.00 0.0007/31/2019 Vngrd Mid-Cap Idx Fd As 0.0004 - s 0.09 - 0.08 0.00 0.0107/31/2019 Vngrd Sm Cap Indx Fd As 0.0050 - s 0.38 - 0.37 0.00 0.0107/31/2019 Vngrd Ttl Stmkt Indx Fd As 410.0636 - s 30,381.61 - 27,712.82 0.00 2,668.7907/31/2019 Vngrd Val Indx Adml 0.0005 - s 0.02 - 0.02 0.00 0.0008/02/2019 Allnzgi Tech Inst 23.3558 - s 1,740.24 - 1,730.32 9.92 0.0008/02/2019 Vngrd Bal Indx Adml 95.7185 - s 3,556.90 - 3,280.30 0.00 276.6008/02/2019 Vngrd Gr Indx Adml 69.7472 - s 5,906.89 - 5,361.63 0.00 545.2608/02/2019 Vngrd Sm Cap Indx Fd As 106.2926 - s 7,870.97 - 7,873.26 0.00 2.29 -08/05/2019 Vngrd Gr Indx Adml 0.1980 - s 16.21 - 15.22 0.00 0.9908/06/2019 Tiaacrf Lfcycind 2040 Inst 29.7735 - s 604.70 - 594.85 0.00 9.8508/21/2019 Tiaacrf Lfcycind 2035 Inst 1,476.2346 - s 29,509.93 - 28,791.45 690.97 27.5108/22/2019 Vngrd 500 Index Fd As 652.5193 - s 176,493.43 - 161,799.93 0.00 14,693.5008/22/2019 Vngrd Gr Indx Adml 3,610.1542 - s 308,993.10 - 277,592.82 0.00 31,400.2808/22/2019 Vngrd Sm Cap Indx Fd As 2,232.1835 - s 163,507.44 - 165,383.99 0.00 1,876.55 -08/23/2019 Vngrd 500 Index Fd As 42.1577 - s 11,107.29 - 10,453.64 0.00 653.6508/23/2019 Vngrd Val Indx Adml 184.0725 - s 7,592.99 - 7,309.30 0.00 283.6908/26/2019 Fed Inst Hi Yld Bd Inst 47.5359 - s 463.95 - 429.64 0.00 34.3108/26/2019 Vngrd Emrg Mkt Stkindxadml 75.4269 - s 2,480.79 - 2,582.50 0.00 101.71 -08/26/2019 Vngrd Gr Indx Adml 46.2822 - s 3,900.20 - 3,558.92 0.00 341.2808/26/2019 Vngrd Mid-Cap Idx Fd As 6.8143 - s 1,369.67 - 1,317.02 0.00 52.6508/26/2019 Vngrd Sm Cap Indx Fd As 11.9648 - s 860.39 - 886.53 0.00 26.14 -08/28/2019 Allnzgi Tech Inst 28.0798 - s 2,045.33 - 2,081.00 35.67 - 0.0008/28/2019 Fed Inst Hi Yld Bd Inst 10,601.6309 - s 103,683.95 - 95,794.02 0.00 7,889.9308/28/2019 Vngrd Bal Indx Adml 4,129.8221 - s 153,216.40 - 141,577.76 0.00 11,638.6408/28/2019 Vngrd Gr Indx Adml 1,121.5969 - s 94,797.37 - 86,248.74 0.00 8,548.6308/28/2019 Vngrd Intdtrmtrsind Adml 618.8078 - s 14,071.69 - 12,812.41 0.00 1,259.2808/28/2019 Vngrd Val Indx Adml 1,658.0472 - s 69,273.21 - 65,843.26 0.00 3,429.9508/30/2019 Allnzgi Tech Inst 763.5638 - s 56,015.04 - 55,871.33 143.71 0.0008/30/2019 Amfds Gr Fd Am R6 0.0004 - s 0.02 - 0.02 0.00 0.0008/30/2019 Fed Inst Hi Yld Bd Inst 0.0082 - s 0.08 - 0.07 0.00 0.0108/30/2019 Fid 500 Indx 0.0028 - s 0.29 - 0.29 0.00 0.0008/30/2019 Fid Fourinone Indx 0.0002 - s 0.01 - 0.01 0.00 0.0008/30/2019 Msif Inst Gr I 1,078.7783 - s 55,373.69 - 55,877.83 504.14 - 0.0008/30/2019 Trowepr Spctrmmodgralloc 83,950.2283 - s 2,871,937.31 - 2,735,345.48 28,582.15 108,009.6808/30/2019 Vngrd 500 Index Fd As 9,283.1230 - s 2,515,076.51 - 2,321,411.42 23,738.80 169,926.2908/30/2019 Vngrd Bal Indx Adml 0.0016 - s 0.06 - 0.05 0.01 0.0008/30/2019 Vngrd Devl Mkt Indx Adml 0.0171 - s 0.22 - 0.23 0.00 0.01 -08/30/2019 Vngrd Emrg Mkt Stkindxadml 0.0036 - s 0.12 - 0.12 0.00 0.0008/30/2019 Vngrd Gr Indx Adml 0.0002 - s 0.02 - 0.02 0.00 0.0008/30/2019 Vngrd Intdtrmtrsind Adml 0.0022 - s 0.05 - 0.05 0.00 0.0008/30/2019 Vngrd Mid-Cap Idx Fd As 0.0004 - s 0.09 - 0.09 0.00 0.0008/30/2019 Vngrd Sm Cap Indx Fd As 0.0048 - s 0.35 - 0.36 0.00 0.01 -08/30/2019 Vngrd Ttl Bnd Mkt Ldx Adm 35,458.7574 - s 397,492.67 - 358,218.70 39,273.97 0.0008/30/2019 Vngrd Ttl Stmkt Indx Fd As 770.0887 - s 55,908.44 - 52,064.10 0.00 3,844.3408/30/2019 Vngrd Val Indx Adml 0.0005 - s 0.02 - 0.02 0.00 0.0009/03/2019 Amfds Gr Fd Am R6 1.0418 - s 51.05 - 50.27 0.00 0.7809/03/2019 Fid 500 Indx 56.0230 - s 5,676.25 - 5,715.76 39.51 - 0.0009/03/2019 Fid Fourinone Indx 608.5530 - s 27,853.47 - 27,988.80 135.33 - 0.0009/03/2019 Vngrd Mid-Cap Idx Fd As 0.1921 - s 38.96 - 37.13 0.00 1.8309/04/2019 Fed Inst Hi Yld Bd Inst 22,128.1431 - s 216,413.24 - 199,740.23 0.00 16,673.01
Statement created on February 03, 2020 Page 187 of 197
Sample Annual Trust Report 401kJanuary 01, 2019 through December 31, 2019 Case Number abc-12345
Schedule of Sales (continued)
Process Date Investment Shares/Units Sold Proceeds Cost Short-Term G/L Long-Term G/L09/04/2019 Vngrd Devl Mkt Indx Adml 9,625.5772 - s 125,228.76 - 128,405.37 0.00 3,176.61 -09/04/2019 Vngrd Emrg Mkt Stkindxadml 564.0631 - s 19,121.74 - 19,314.90 0.00 193.16 -09/04/2019 Vngrd Gr Indx Adml 2,272.4632 - s 195,090.97 - 174,764.02 0.00 20,326.9509/04/2019 Vngrd Intdtrmtrsind Adml 7,884.5999 - s 179,532.34 - 162,976.36 0.00 16,555.9809/04/2019 Vngrd Mid-Cap Idx Fd As 386.9294 - s 79,328.26 - 74,791.66 0.00 4,536.6009/04/2019 Vngrd Realest Indx Adml 109.0670 - s 14,527.73 - 12,064.17 0.00 2,463.5609/04/2019 Vngrd St Bd Indx Adml 10,520.3459 - s 111,936.48 - 107,090.24 4,846.24 0.0009/04/2019 Vngrd St Corp Bd Indx Adml 6,920.8973 - s 152,951.83 - 144,404.25 8,547.58 0.0009/04/2019 Vngrd Sm Cap Indx Fd As 510.6997 - s 37,194.26 - 37,844.43 0.00 650.17 -09/04/2019 Vngrd Ttl Bnd Mkt Ldx Adm 22,425.6643 - s 251,840.21 - 233,965.18 17,875.03 0.0009/04/2019 Vngrd Ttl Intl Bd Idx Adml 9,192.2585 - s 217,304.99 - 195,824.71 7,453.76 14,026.5209/04/2019 Vngrd Val Indx Adml 4,259.3931 - s 181,407.55 - 169,161.40 0.00 12,246.1509/16/2019 Amfds Gr Fd Am R6 59.5264 - s 3,006.68 - 2,872.63 0.00 134.0509/16/2019 De Emrg Mkt Inst 26.2002 - s 482.87 - 481.20 0.00 1.6709/16/2019 Fed Inst Hi Yld Bd Inst 86.6531 - s 851.80 - 780.78 0.00 71.0209/16/2019 Fid 500 Indx 49.2594 - s 5,153.52 - 5,026.55 126.97 0.0009/16/2019 Fid Fourinone Indx 96.2312 - s 4,527.68 - 4,426.65 101.03 0.0009/16/2019 Heartland Val Pls Inst 14.1797 - s 495.44 - 500.08 0.00 4.64 -09/16/2019 Invsco Opp Eq Inc Y 18.8862 - s 579.05 - 537.52 0.00 41.5309/16/2019 Vic Rs Val Y 12.4058 - s 322.55 - 288.24 0.00 34.3109/16/2019 Vngrd Bal Indx Adml 25.6171 - s 962.69 - 873.98 0.00 88.7109/16/2019 Vngrd Devl Mkt Indx Adml 109.3326 - s 1,456.31 - 1,458.73 0.00 2.42 -09/16/2019 Vngrd Emrg Mkt Stkindxadml 93.7495 - s 3,270.92 - 3,210.70 0.00 60.2209/16/2019 Vngrd Gr Indx Adml 1.1124 - s 96.10 - 85.37 0.00 10.7309/16/2019 Vngrd Mid-Cap Idx Fd As 19.4324 - s 4,073.81 - 3,744.95 0.00 328.8609/16/2019 Vngrd Sm Cap Indx Fd As 39.0720 - s 2,958.53 - 2,887.56 0.00 70.9709/16/2019 Vngrd Val Indx Adml 49.6984 - s 2,175.30 - 1,962.66 0.00 212.6409/18/2019 Vngrd Intdtrmtrsind Adml 12.9275 - s 289.06 - 267.26 0.00 21.8009/25/2019 Fed Gov Oblgtns Prmr 60,788.6822 - u 62,527.36 - 61,540.04 785.50 201.8209/25/2019 Fid Fourinone Indx 85.9492 - s 4,025.00 - 3,954.13 70.87 0.0009/26/2019 Fid 500 Indx 4.5168 - s 469.43 - 460.96 8.47 0.0009/26/2019 Fid Us Bd Indx 11.8470 - s 141.69 - 142.90 1.21 - 0.0009/26/2019 Vngrd Devl Mkt Indx Adml 0.0394 - s 0.52 - 0.52 0.00 0.0009/26/2019 Vngrd Emrg Mkt Stkindxadml 0.0006 - s 0.02 - 0.02 0.00 0.0009/26/2019 Vngrd Intdtrmtrsind Adml 0.0071 - s 0.16 - 0.15 0.00 0.0109/26/2019 Vngrd Realest Indx Adml 0.0057 - s 0.76 - 0.63 0.00 0.1309/26/2019 Vngrd St Bd Indx Adml 0.0028 - s 0.03 - 0.03 0.00 0.0009/26/2019 Vngrd St Corp Bd Indx Adml 0.0041 - s 0.09 - 0.09 0.00 0.0009/26/2019 Vngrd Ttl Intl Bd Idx Adml 0.0055 - s 0.13 - 0.12 0.01 0.0009/30/2019 Allnzgi Tech Inst 0.3161 - s 21.80 - 22.82 0.00 1.02 -09/30/2019 Amfds Amcap R6 1.4074 - s 45.01 - 43.84 0.00 1.1709/30/2019 Amfds Gr Fd Am R6 0.4471 - s 22.07 - 21.58 0.00 0.4909/30/2019 Fed Gov Oblgtns Prmr 1.3997 - u 1.44 - 1.42 0.02 0.0009/30/2019 Fed Inst Hi Yld Bd Inst 38.1796 - s 374.16 - 343.29 0.00 30.8709/30/2019 Fid 500 Indx 6.3270 - s 657.50 - 645.74 11.76 0.0009/30/2019 Fid Fourinone Indx 13.4117 - s 627.13 - 617.05 10.08 0.0009/30/2019 Fid Us Bd Indx 1.0025 - s 12.01 - 12.09 0.08 - 0.0009/30/2019 Jnshndrsn Frty T 0.7453 - s 27.16 - 24.16 0.00 3.0009/30/2019 Parnassus Cor Eq 0.0739 - s 3.53 - 2.96 0.00 0.5709/30/2019 Tiaacrf Lfcycind 2035 Inst 0.1433 - s 2.91 - 2.93 0.02 - 0.0009/30/2019 Tiaacrf Lfcycind 2040 Inst 0.0684 - s 1.43 - 1.37 0.00 0.0609/30/2019 Tiaacrf Lfcycind 2045 Inst 0.0519 - s 1.09 - 0.98 0.11 0.0009/30/2019 Tiaacrf Lfcycind 2050 Inst 0.2302 - s 4.85 - 4.76 0.00 0.0909/30/2019 Tiaacrf Lfcycind 2055 Inst 0.2336 - s 3.94 - 3.80 0.00 0.1409/30/2019 Tiaacrf Lfcycind 2060 Inst 0.2230 - s 2.89 - 2.79 0.00 0.1009/30/2019 Trowepr Blue Chip Gr 0.3970 - s 45.32 - 41.81 0.00 3.5109/30/2019 Trowepr Gr Stk 0.1825 - s 12.39 - 11.68 0.00 0.7109/30/2019 Trowepr Spctrmmodgralloc 0.3148 - s 10.88 - 10.73 0.15 0.0009/30/2019 Vngrd Bal Indx Adml 14.9421 - s 560.48 - 509.87 0.00 50.6109/30/2019 Vngrd Devl Mkt Indx Adml 41.5592 - s 547.75 - 550.94 0.00 3.19 -09/30/2019 Vngrd Emrg Mkt Stkindxadml 0.3978 - s 13.37 - 13.46 0.00 0.09 -09/30/2019 Vngrd Gr Indx Adml 12.4800 - s 1,068.66 - 957.93 0.00 110.73
Statement created on February 03, 2020 Page 188 of 197
Sample Annual Trust Report 401kJanuary 01, 2019 through December 31, 2019 Case Number abc-12345
Schedule of Sales (continued)
Process Date Investment Shares/Units Sold Proceeds Cost Short-Term G/L Long-Term G/L09/30/2019 Vngrd Intdtrmtrsind Adml 5.6423 - s 126.84 - 116.46 0.00 10.3809/30/2019 Vngrd Mid-Cap Idx Fd As 3.9156 - s 812.91 - 754.73 0.00 58.1809/30/2019 Vngrd Sm Cap Indx Fd As 5.5703 - s 411.03 - 411.74 0.00 0.71 -09/30/2019 Vngrd Ttl Intl Bd Idx Adml 10.1481 - s 238.48 - 214.78 23.70 0.0009/30/2019 Vngrd Ttl Stmkt Indx Fd As 22.4648 - s 1,651.16 - 1,512.51 0.00 138.6509/30/2019 Vngrd Val Indx Adml 12.5374 - s 545.88 - 495.21 0.00 50.6709/30/2019 Vngrd Wlsly Inc Adml 2.0972 - s 138.10 - 122.55 0.00 15.5509/30/2019 Wf Prec Mtls Inst 1.0163 - s 41.82 - 34.49 0.00 7.3310/01/2019 Fed Inst Hi Yld Bd Inst 18.7191 - s 183.26 - 168.29 0.00 14.9710/01/2019 Fid Us Bd Indx 15.3863 - s 184.79 - 185.54 0.75 - 0.0010/01/2019 Vngrd Devl Mkt Indx Adml 35.1728 - s 460.06 - 466.28 0.00 6.22 -10/01/2019 Vngrd Emrg Mkt Stkindxadml 3.8951 - s 129.94 - 131.78 0.00 1.84 -10/01/2019 Vngrd Gr Indx Adml 16.3724 - s 1,387.56 - 1,256.71 0.00 130.8510/01/2019 Vngrd Intdtrmtrsind Adml 7.4374 - s 167.64 - 153.52 0.00 14.1210/01/2019 Vngrd Mid-Cap Idx Fd As 1.4294 - s 292.61 - 275.52 0.00 17.0910/01/2019 Vngrd Realest Indx Adml 1.5086 - s 197.40 - 165.60 0.00 31.8010/01/2019 Vngrd St Bd Indx Adml 7.8877 - s 83.61 - 81.01 2.60 0.0010/01/2019 Vngrd St Corp Bd Indx Adml 5.3403 - s 117.70 - 111.29 6.41 0.0010/01/2019 Vngrd Sm Cap Indx Fd As 28.9037 - s 2,095.23 - 2,136.48 0.00 41.25 -10/01/2019 Vngrd Ttl Intl Bd Idx Adml 7.8143 - s 183.48 - 165.40 18.08 0.0010/01/2019 Vngrd Val Indx Adml 12.9294 - s 554.93 - 510.70 0.00 44.2310/03/2019 Ab Hi Inc I 60.2213 - s 492.61 - 464.67 0.00 27.9410/03/2019 Allnzgi Tech Inst 23.5133 - s 1,624.77 - 1,697.66 0.00 72.89 -10/03/2019 Fid Us Bd Indx 60.5531 - s 730.27 - 730.09 0.18 0.0010/03/2019 Pimco Low Dur Inst 42.5116 - s 420.44 - 400.18 0.00 20.2610/03/2019 Pimco Real Rtn Inst 25.3078 - s 284.46 - 269.34 0.00 15.1210/03/2019 Tcw Ttl Rtn Bd I 21.4469 - s 217.90 - 198.03 0.00 19.8710/03/2019 Thrnbrg Intl Val R6 14.4423 - s 334.34 - 331.47 0.00 2.8710/03/2019 Vngrd Bal Indx Adml 30.7217 - s 1,140.39 - 1,048.36 0.00 92.0310/03/2019 Vngrd Wlsly Inc Adml 27.9362 - s 1,829.82 - 1,632.55 0.00 197.2710/07/2019 Ab Hi Inc I 0.1880 - s 1.54 - 1.45 0.00 0.0910/07/2019 Allnzgi Tech Inst 0.0951 - s 6.73 - 6.87 0.00 0.14 -10/07/2019 Amfds Gr Fd Am R6 0.1600 - s 7.86 - 7.72 0.00 0.1410/07/2019 Dws Scnc Tech S 0.0161 - s 0.39 - 0.36 0.00 0.0310/07/2019 Fed Inst Hi Yld Bd Inst 11.0811 - s 107.93 - 99.53 0.00 8.4010/07/2019 Fid 500 Indx 0.3880 - s 39.63 - 39.41 0.22 0.0010/07/2019 Fid Fourinone Indx 0.6869 - s 31.79 - 31.61 0.18 0.0010/07/2019 Fid Us Bd Indx 0.2832 - s 3.41 - 3.41 0.00 0.0010/07/2019 Fidadv Bio Inst 0.0125 - s 0.32 - 0.37 0.00 0.05 -10/07/2019 Jnshndrsn Frty N 0.0324 - s 1.25 - 1.15 0.10 0.0010/07/2019 Jnshndrsn Frty T 0.0443 - s 1.60 - 1.44 0.00 0.1610/07/2019 Jnshndrsn Glbltech Innov N 0.0330 - s 1.24 - 1.15 0.09 0.0010/07/2019 Pimco Low Dur Inst 0.1329 - s 1.31 - 1.25 0.00 0.0610/07/2019 Pimco Real Rtn Inst 0.0782 - s 0.88 - 0.83 0.00 0.0510/07/2019 Tcw Ttl Rtn Bd I 0.1103 - s 1.12 - 1.02 0.00 0.1010/07/2019 Thrnbrg Intl Val R6 0.0257 - s 0.60 - 0.59 0.00 0.0110/07/2019 Vngrd Bal Indx Adml 0.5177 - s 19.32 - 17.67 0.00 1.6510/07/2019 Vngrd Devl Mkt Indx Adml 2.0208 - s 26.23 - 26.79 0.00 0.56 -10/07/2019 Vngrd Emrg Mkt Stkindxadml 0.3723 - s 12.46 - 12.60 0.00 0.14 -10/07/2019 Vngrd Gr Indx Adml 0.5352 - s 45.55 - 41.08 0.00 4.4710/07/2019 Vngrd Intdtrmtrsind Adml 375.3182 - s 8,504.71 - 7,747.66 0.00 757.0510/07/2019 Vngrd Mid-Cap Idx Fd As 0.0459 - s 9.39 - 8.85 0.00 0.5410/07/2019 Vngrd Realest Indx Adml 8.7111 - s 1,150.91 - 956.30 0.00 194.6110/07/2019 Vngrd Sm Cap Indx Fd As 0.4175 - s 30.33 - 30.87 0.00 0.54 -10/07/2019 Vngrd Ttl Intl Bd Idx Adml 8.1606 - s 192.02 - 172.74 19.28 0.0010/07/2019 Vngrd Ttl Stmkt Indx Fd As 0.9988 - s 72.50 - 67.25 0.00 5.2510/07/2019 Vngrd Val Indx Adml 0.2146 - s 9.18 - 8.48 0.00 0.7010/07/2019 Vngrd Wlsly Inc Adml 0.2192 - s 14.41 - 12.81 0.00 1.6010/09/2019 Fed Inst Hi Yld Bd Inst 98.4179 - s 958.59 - 883.76 0.00 74.8310/09/2019 Fid Us Bd Indx 79.4755 - s 956.09 - 957.92 1.83 - 0.0010/09/2019 Vngrd Devl Mkt Indx Adml 298.6543 - s 3,870.56 - 3,959.61 0.00 89.05 -10/09/2019 Vngrd Emrg Mkt Stkindxadml 35.9857 - s 1,204.08 - 1,217.61 0.00 13.53 -
Statement created on February 03, 2020 Page 189 of 197
Sample Annual Trust Report 401kJanuary 01, 2019 through December 31, 2019 Case Number abc-12345
Schedule of Sales (continued)
Process Date Investment Shares/Units Sold Proceeds Cost Short-Term G/L Long-Term G/L10/09/2019 Vngrd Gr Indx Adml 50.5099 - s 4,281.22 - 3,877.45 0.00 403.7710/09/2019 Vngrd Intdtrmtrsind Adml 42.2150 - s 956.17 - 871.47 0.00 84.7010/09/2019 Vngrd Mid-Cap Idx Fd As 11.7802 - s 2,386.66 - 2,270.91 0.00 115.7510/09/2019 Vngrd Realest Indx Adml 12.9059 - s 1,700.22 - 1,416.84 0.00 283.3810/09/2019 Vngrd St Bd Indx Adml 46.9069 - s 498.62 - 481.55 17.07 0.0010/09/2019 Vngrd St Corp Bd Indx Adml 22.5810 - s 499.04 - 470.66 28.38 0.0010/09/2019 Vngrd Sm Cap Indx Fd As 19.9737 - s 1,435.11 - 1,476.56 0.00 41.45 -10/09/2019 Vngrd Ttl Intl Bd Idx Adml 40.5809 - s 953.65 - 859.00 94.65 0.0010/09/2019 Vngrd Val Indx Adml 101.9024 - s 4,321.68 - 4,025.45 0.00 296.2310/10/2019 Vngrd Emrg Mkt Stkindxadml 1,551.9852 - s 52,317.42 - 52,513.75 0.00 196.33 -10/11/2019 Vngrd Ttl Stmkt Indx Fd As 654.5346 - s 48,016.66 - 44,074.83 0.00 3,941.8310/14/2019 Amfds Amcap R6 1,893.6937 - s 60,655.01 - 59,138.38 117.66 1,398.9710/14/2019 Fid Fourinone Indx 1,385.5537 - s 64,691.50 - 63,758.55 932.95 0.0010/14/2019 Vngrd Devl Mkt Indx Adml 11.5514 - s 152.71 - 153.16 0.00 0.45 -10/14/2019 Vngrd Emrg Mkt Stkindxadml 1.0316 - s 35.27 - 34.91 0.00 0.3610/14/2019 Vngrd Gr Indx Adml 864.0348 - s 74,427.96 - 66,332.77 0.00 8,095.1910/14/2019 Vngrd Mid-Cap Idx Fd As 0.0481 - s 9.91 - 9.28 0.00 0.6310/14/2019 Vngrd Sm Cap Indx Fd As 0.0351 - s 2.57 - 2.60 0.00 0.03 -10/14/2019 Vngrd Val Indx Adml 2.5226 - s 108.65 - 99.66 0.00 8.9910/22/2019 Allnzgi Tech Inst 745.4161 - s 50,733.02 - 53,881.52 0.00 3,148.50 -10/22/2019 Vngrd 500 Index Fd As 194.3110 - s 53,773.62 - 52,355.37 1,418.25 0.0010/22/2019 Vngrd Ttl Stmkt Indx Fd As 726.6983 - s 53,790.21 - 48,941.09 0.00 4,849.1210/31/2019 Allnzgi Tech Inst 0.0008 - s 0.06 - 0.06 0.00 0.0010/31/2019 Amfds Gr Fd Am R6 0.0004 - s 0.02 - 0.02 0.00 0.0010/31/2019 Fed Inst Hi Yld Bd Inst 0.0082 - s 0.08 - 0.07 0.00 0.0110/31/2019 Fid 500 Indx 0.0030 - s 0.32 - 0.31 0.01 0.0010/31/2019 Fid Fourinone Indx 0.0002 - s 0.01 - 0.01 0.00 0.0010/31/2019 Vngrd Bal Indx Adml 0.0016 - s 0.06 - 0.05 0.00 0.0110/31/2019 Vngrd Devl Mkt Indx Adml 0.0176 - s 0.24 - 0.23 0.00 0.0110/31/2019 Vngrd Emrg Mkt Stkindxadml 0.0040 - s 0.14 - 0.14 0.00 0.0010/31/2019 Vngrd Gr Indx Adml 0.0002 - s 0.02 - 0.02 0.00 0.0010/31/2019 Vngrd Intdtrmtrsind Adml 0.0018 - s 0.04 - 0.04 0.00 0.0010/31/2019 Vngrd Mid-Cap Idx Fd As 0.0005 - s 0.11 - 0.10 0.00 0.0110/31/2019 Vngrd Sm Cap Indx Fd As 0.0047 - s 0.35 - 0.35 0.00 0.0010/31/2019 Vngrd Val Indx Adml 0.0002 - s 0.01 - 0.01 0.00 0.0011/04/2019 Fid 500 Indx 0.2373 - s 25.41 - 24.11 1.30 0.0011/04/2019 Vngrd Val Indx Adml 0.0708 - s 3.19 - 2.80 0.00 0.3911/11/2019 Fed Inst Hi Yld Bd Inst 203.8333 - s 1,993.49 - 1,821.65 0.00 171.8411/11/2019 Fid Us Bd Indx 163.9949 - s 1,946.62 - 1,972.99 26.37 - 0.0011/11/2019 Vngrd Devl Mkt Indx Adml 261.3345 - s 3,609.03 - 3,466.29 0.00 142.7411/11/2019 Vngrd Emrg Mkt Stkindxadml 25.2324 - s 891.21 - 854.13 0.00 37.0811/11/2019 Vngrd Gr Indx Adml 52.6309 - s 4,668.89 - 4,041.99 0.00 626.9011/11/2019 Vngrd Intdtrmtrsind Adml 74.6225 - s 1,660.35 - 1,538.35 0.00 122.0011/11/2019 Vngrd Mid-Cap Idx Fd As 11.0169 - s 2,336.57 - 2,124.67 0.00 211.9011/11/2019 Vngrd Realest Indx Adml 10.6697 - s 1,380.76 - 1,171.84 0.00 208.9211/11/2019 Vngrd St Bd Indx Adml 79.8436 - s 842.35 - 819.40 22.95 0.0011/11/2019 Vngrd St Corp Bd Indx Adml 64.0978 - s 1,408.87 - 1,333.30 75.57 0.0011/11/2019 Vngrd Sm Cap Indx Fd As 19.3664 - s 1,484.05 - 1,432.28 0.00 51.7711/11/2019 Vngrd Ttl Intl Bd Idx Adml 83.6403 - s 1,934.60 - 1,769.71 0.00 164.8911/11/2019 Vngrd Val Indx Adml 106.1671 - s 4,814.68 - 4,195.71 0.00 618.9711/13/2019 Tiaacrf Lfcycind 2010 Inst 2,149.9869 - s 34,485.79 - 33,758.24 727.55 0.0011/25/2019 Fid 500 Indx 53.0488 - s 5,792.40 - 5,391.72 400.68 0.0011/25/2019 Vngrd Bal Indx Adml 272.4663 - s 10,577.14 - 9,304.09 0.00 1,273.0511/25/2019 Vngrd Emrg Mkt Stkindxadml 293.8085 - s 10,400.82 - 9,947.32 0.00 453.5011/25/2019 Vngrd Intdtrmtrsind Adml 770.6307 - s 17,277.54 - 15,889.50 0.00 1,388.0411/25/2019 Vngrd Sm Cap Indx Fd As 0.1318 - s 10.27 - 9.75 0.00 0.5211/25/2019 Vngrd Wlsly Inc Adml 146.8491 - s 9,778.68 - 8,587.52 0.00 1,191.1611/26/2019 Fed Inst Hi Yld Bd Inst 78.9589 - s 769.06 - 704.09 0.00 64.9711/26/2019 Fid Us Bd Indx 64.0017 - s 766.74 - 769.34 2.60 - 0.0011/26/2019 Vngrd Devl Mkt Indx Adml 39.3939 - s 546.00 - 522.61 0.00 23.3911/26/2019 Vngrd Emrg Mkt Stkindxadml 6.2627 - s 220.51 - 212.03 0.00 8.4811/26/2019 Vngrd Gr Indx Adml 7.5370 - s 686.62 - 578.95 0.00 107.67
Statement created on February 03, 2020 Page 190 of 197
Sample Annual Trust Report 401kJanuary 01, 2019 through December 31, 2019 Case Number abc-12345
Schedule of Sales (continued)
Process Date Investment Shares/Units Sold Proceeds Cost Short-Term G/L Long-Term G/L11/26/2019 Vngrd Intdtrmtrsind Adml 26.2833 - s 590.06 - 541.94 0.00 48.1211/26/2019 Vngrd Mid-Cap Idx Fd As 1.2984 - s 281.76 - 250.45 0.00 31.3111/26/2019 Vngrd Realest Indx Adml 0.2069 - s 27.30 - 22.73 0.00 4.5711/26/2019 Vngrd St Bd Indx Adml 38.6465 - s 408.88 - 397.92 10.96 0.0011/26/2019 Vngrd St Corp Bd Indx Adml 24.1849 - s 533.76 - 503.16 30.60 0.0011/26/2019 Vngrd Sm Cap Indx Fd As 2.6569 - s 207.72 - 196.54 0.00 11.1811/26/2019 Vngrd Ttl Intl Bd Idx Adml 32.5236 - s 757.80 - 688.28 0.00 69.5211/26/2019 Vngrd Val Indx Adml 15.0989 - s 693.34 - 596.82 0.00 96.5211/29/2019 Allnzgi Tech Inst 0.0008 - s 0.06 - 0.06 0.00 0.0011/29/2019 Amfds Gr Fd Am R6 0.0004 - s 0.02 - 0.02 0.00 0.0011/29/2019 Fed Inst Hi Yld Bd Inst 0.0072 - s 0.07 - 0.06 0.00 0.0111/29/2019 Fid 500 Indx 0.0031 - s 0.34 - 0.32 0.02 0.0011/29/2019 Fid Fourinone Indx 0.0002 - s 0.01 - 0.01 0.00 0.0011/29/2019 Vngrd Bal Indx Adml 0.0015 - s 0.06 - 0.05 0.00 0.0111/29/2019 Vngrd Devl Mkt Indx Adml 0.0188 - s 0.26 - 0.25 0.00 0.0111/29/2019 Vngrd Emrg Mkt Stkindxadml 0.0043 - s 0.15 - 0.15 0.00 0.0011/29/2019 Vngrd Gr Indx Adml 0.0002 - s 0.02 - 0.02 0.00 0.0011/29/2019 Vngrd Intdtrmtrsind Adml 0.0018 - s 0.04 - 0.04 0.00 0.0011/29/2019 Vngrd Mid-Cap Idx Fd As 0.0006 - s 0.12 - 0.11 0.00 0.0111/29/2019 Vngrd Sm Cap Indx Fd As 0.0047 - s 0.37 - 0.35 0.00 0.0211/29/2019 Vngrd Val Indx Adml 0.0004 - s 0.02 - 0.02 0.00 0.0012/02/2019 Amfds Gr Fd Am R6 2.2366 - s 117.98 - 108.04 0.00 9.9412/02/2019 Trowepr Spctrmmodgralloc 812.7268 - s 28,916.82 - 27,711.46 1,205.36 0.0012/02/2019 Vngrd 500 Index Fd As 20.6786 - s 5,961.85 - 5,578.21 383.64 0.0012/02/2019 Vngrd Emrg Mkt Stkindxadml 0.4474 - s 15.62 - 15.15 0.00 0.4712/02/2019 Vngrd Mid-Cap Idx Fd As 0.0859 - s 18.43 - 16.57 0.00 1.8612/02/2019 Vngrd Sm Cap Indx Fd As 1.3163 - s 101.78 - 97.38 0.00 4.4012/03/2019 Fed Inst Hi Yld Bd Inst 106.3443 - s 1,034.73 - 947.32 0.00 87.4112/03/2019 Fid Fourinone Indx 209.8038 - s 10,171.29 - 9,660.70 510.59 0.0012/03/2019 Fid Us Bd Indx 10.2283 - s 122.74 - 122.90 0.16 - 0.0012/03/2019 Tiaacrf Lfcycind 2055 Inst 10.0068 - s 175.42 - 162.90 0.00 12.5212/03/2019 Vngrd Bal Indx Adml 24.8784 - s 959.81 - 849.63 0.00 110.1812/03/2019 Vngrd Devl Mkt Indx Adml 37.4331 - s 511.71 - 496.65 0.00 15.0612/03/2019 Vngrd Emrg Mkt Stkindxadml 19.2611 - s 672.02 - 652.18 0.00 19.8412/03/2019 Vngrd Gr Indx Adml 16.1745 - s 1,451.50 - 1,242.54 0.00 208.9612/03/2019 Vngrd Intdtrmtrsind Adml 38.1202 - s 856.18 - 784.70 0.00 71.4812/03/2019 Vngrd Mid-Cap Idx Fd As 1.4788 - s 315.36 - 285.26 0.00 30.1012/03/2019 Vngrd Realest Indx Adml 1.6224 - s 212.14 - 178.24 0.00 33.9012/03/2019 Vngrd St Bd Indx Adml 5.7894 - s 61.31 - 59.48 1.83 0.0012/03/2019 Vngrd St Corp Bd Indx Adml 2.7888 - s 61.52 - 57.90 3.62 0.0012/03/2019 Vngrd Sm Cap Indx Fd As 5.3562 - s 412.37 - 396.23 0.00 16.1412/03/2019 Vngrd Ttl Intl Bd Idx Adml 5.1965 - s 120.87 - 109.89 0.00 10.9812/03/2019 Vngrd Val Indx Adml 12.7779 - s 578.20 - 505.13 0.00 73.0712/09/2019 Fid 500 Indx 15.3085 - s 1,674.44 - 1,556.19 118.25 0.0012/09/2019 Tiaacrf Lfcycind 2055 Inst 4.7610 - s 84.46 - 77.36 0.00 7.1012/09/2019 Vngrd Emrg Mkt Stkindxadml 43.9669 - s 1,554.67 - 1,488.84 0.00 65.8312/09/2019 Vngrd Gr Indx Adml 10.7121 - s 972.98 - 822.97 0.00 150.0112/10/2019 Allnzgi Tech Inst 3.3604 - s 249.11 - 244.78 0.00 4.3312/10/2019 Fid Fourinone Indx 113.8685 - s 5,575.00 - 5,243.69 331.31 0.0012/10/2019 Vngrd Bal Indx Adml 12.2652 - s 475.89 - 418.91 0.00 56.9812/10/2019 Vngrd Devl Mkt Indx Adml 123.2561 - s 1,708.33 - 1,635.46 0.00 72.8712/10/2019 Vngrd Gr Indx Adml 22.1986 - s 2,012.97 - 1,705.46 0.00 307.5112/10/2019 Vngrd Intdtrmtrsind Adml 28.1802 - s 628.70 - 580.14 0.00 48.5612/12/2019 Fed Inst Hi Yld Bd Inst 50.4258 - s 496.19 - 448.62 0.00 47.5712/12/2019 Fid 500 Indx 5.0067 - s 553.39 - 508.98 44.41 0.0012/12/2019 Fid Us Bd Indx 40.5978 - s 483.52 - 487.58 4.06 - 0.0012/12/2019 Vngrd Bal Indx Adml 16.3903 - s 639.55 - 559.81 0.00 79.7412/12/2019 Vngrd Devl Mkt Indx Adml 64.1927 - s 899.34 - 851.78 0.00 47.5612/12/2019 Vngrd Emrg Mkt Stkindxadml 6.2046 - s 224.42 - 210.11 0.00 14.3112/12/2019 Vngrd Gr Indx Adml 12.9634 - s 1,185.63 - 995.96 0.00 189.6712/12/2019 Vngrd Intdtrmtrsind Adml 33.8382 - s 752.90 - 696.65 0.00 56.2512/12/2019 Vngrd Mid-Cap Idx Fd As 2.7062 - s 589.33 - 522.12 0.00 67.21
Statement created on February 03, 2020 Page 191 of 197
Sample Annual Trust Report 401kJanuary 01, 2019 through December 31, 2019 Case Number abc-12345
Schedule of Sales (continued)
Process Date Investment Shares/Units Sold Proceeds Cost Short-Term G/L Long-Term G/L12/12/2019 Vngrd Realest Indx Adml 2.6326 - s 337.02 - 289.25 0.00 47.7712/12/2019 Vngrd St Bd Indx Adml 19.7365 - s 208.22 - 202.67 5.55 0.0012/12/2019 Vngrd St Corp Bd Indx Adml 15.8478 - s 348.81 - 329.04 19.77 0.0012/12/2019 Vngrd Sm Cap Indx Fd As 4.7514 - s 372.84 - 351.53 0.00 21.3112/12/2019 Vngrd Ttl Intl Bd Idx Adml 20.6576 - s 478.43 - 436.15 0.00 42.2812/12/2019 Vngrd Val Indx Adml 26.0404 - s 1,211.92 - 1,029.53 0.00 182.3912/24/2019 Fed Gov Oblgtns Prmr 12,576.7094 - u 12,975.00 - 12,866.15 97.74 11.1112/30/2019 Allnzgi Tech Inst 109.9567 - s 7,153.78 - 6,734.89 0.00 418.8912/31/2019 Allnzgi Tech Inst 0.5815 - s 38.01 - 32.89 0.00 5.1212/31/2019 Amfds Gr Fd Am R6 0.8676 - s 44.36 - 39.01 0.00 5.3512/31/2019 Fed Gov Oblgtns Prmr 2.5101 - u 2.59 - 2.58 0.01 0.0012/31/2019 Fed Inst Hi Yld Bd Inst 23,931.5871 - s 237,640.66 - 212,486.04 0.00 25,154.6212/31/2019 Fid 500 Indx 6.7699 - s 758.36 - 683.71 74.65 0.0012/31/2019 Fid Fourinone Indx 14.4589 - s 708.63 - 650.18 58.45 0.0012/31/2019 Fid Us Bd Indx 19,287.0890 - s 229,709.23 - 231,365.33 1,656.10 - 0.0012/31/2019 Jnshndrsn Frty T 0.8075 - s 29.69 - 24.45 0.00 5.2412/31/2019 Parnassus Cor Eq 0.0805 - s 3.79 - 2.99 0.00 0.8012/31/2019 Tiaacrf Lfcycind 2035 Inst 0.8357 - s 17.70 - 16.71 0.99 0.0012/31/2019 Tiaacrf Lfcycind 2040 Inst 0.0738 - s 1.62 - 1.44 0.00 0.1812/31/2019 Tiaacrf Lfcycind 2045 Inst 0.0631 - s 1.40 - 1.16 0.24 0.0012/31/2019 Tiaacrf Lfcycind 2050 Inst 0.3948 - s 8.80 - 7.98 0.00 0.8212/31/2019 Tiaacrf Lfcycind 2055 Inst 0.3296 - s 5.89 - 5.18 0.00 0.7112/31/2019 Tiaacrf Lfcycind 2060 Inst 0.2858 - s 3.93 - 3.50 0.00 0.4312/31/2019 Trowepr Blue Chip Gr 0.4033 - s 50.15 - 42.35 0.00 7.8012/31/2019 Vngrd Bal Indx Adml 15.5837 - s 611.35 - 528.48 0.00 82.8712/31/2019 Vngrd Devl Mkt Indx Adml 10,835.6697 - s 153,216.37 - 142,388.71 0.00 10,827.6612/31/2019 Vngrd Emrg Mkt Stkindxadml 672.3215 - s 24,842.28 - 22,490.39 0.00 2,351.8912/31/2019 Vngrd Gr Indx Adml 2,327.6179 - s 218,423.66 - 178,378.62 0.00 40,045.0412/31/2019 Vngrd Intdtrmtrsind Adml 8,570.6155 - s 190,781.90 - 176,170.78 0.00 14,611.1212/31/2019 Vngrd Mid-Cap Idx Fd As 413.2538 - s 91,188.59 - 79,309.03 0.00 11,879.5612/31/2019 Vngrd Realest Indx Adml 121.7475 - s 16,019.53 - 13,245.61 0.00 2,773.9212/31/2019 Vngrd St Bd Indx Adml 11,684.6556 - s 123,506.81 - 123,535.11 28.30 - 0.0012/31/2019 Vngrd St Corp Bd Indx Adml 7,654.6773 - s 168,632.54 - 166,968.73 1,663.81 0.0012/31/2019 Vngrd Sm Cap Indx Fd As 588.5959 - s 46,716.86 - 43,325.23 0.00 3,391.6312/31/2019 Vngrd Ttl Intl Bd Idx Adml 10,044.5862 - s 227,208.54 - 209,717.25 4,465.22 13,026.0712/31/2019 Vngrd Ttl Stmkt Indx Fd As 4.7254 - s 376.57 - 316.82 0.00 59.7512/31/2019 Vngrd Val Indx Adml 4,652.1317 - s 217,580.20 - 182,589.11 0.00 34,991.0912/31/2019 Vngrd Wlsly Inc Adml 1.9390 - s 128.32 - 111.33 0.00 16.9912/31/2019 Wf Prec Mtls Inst 1.0233 - s 45.74 - 34.62 0.00 11.12
Subtotal
Retirement Advisor Accounts Underlying Assets
Process Date Investment Shares/Units Sold Proceeds Cost Short-Term G/L Long-Term G/L01/08/2019 Nw Fxd Sel Optn 48,229.4308 - u 49,544.98 - 49,008.85 536.13 0.0001/22/2019 Nw Fxd Sel Optn 16,379.9603 - u 16,840.55 - 16,644.67 195.88 0.0001/25/2019 Nw Fxd Sel Optn 22.1821 - u 22.81 - 22.54 0.27 0.0002/25/2019 Nw Fxd Sel Optn 53,800.8422 - u 55,423.90 - 54,670.30 753.60 0.0003/29/2019 Nw Fxd Sel Optn 525.9763 - u 542.86 - 534.48 8.38 0.0004/11/2019 Nw Fxd Sel Optn 24.8624 - u 25.68 - 25.26 0.42 0.0006/10/2019 Nw Fxd Sel Optn 178,288.8238 - u 184,799.98 - 181,170.07 3,629.91 0.0006/28/2019 Nw Fxd Sel Optn 453.1747 - u 470.22 - 460.50 9.72 0.0007/01/2019 Nw Fxd Sel Optn 47,558.2238 - u 49,355.70 - 48,326.79 1,028.91 0.0007/15/2019 Nw Fxd Sel Optn 24.5800 - u 25.53 - 24.98 0.00 0.5508/19/2019 Nw Fxd Sel Optn 161,065.7064 - u 167,633.49 - 163,668.62 0.00 3,964.8709/30/2019 Nw Fxd Sel Optn 711.3983 - u 742.23 - 722.89 0.00 19.3410/07/2019 Nw Fxd Sel Optn 24.3640 - u 25.43 - 24.76 0.00 0.6710/09/2019 Nw Fxd Sel Optn 156,428.0168 - u 163,291.60 - 158,955.98 0.00 4,335.6212/03/2019 Nw Fxd Sel Optn 256.7606 - u 268.87 - 260.91 0.00 7.9612/31/2019 Nw Fxd Sel Optn 720.7928 - u 756.00 - 732.44 0.00 23.56
Statement created on February 03, 2020 Page 192 of 197
13,315,253.37 -
Sample Annual Trust Report 401kJanuary 01, 2019 through December 31, 2019 Case Number abc-12345
Schedule of Sales (continued)
Subtotal
Self-Directed Brokerage Accounts Underlying Assets
689,769.83 -
Process Date Investment Shares/Units Sold Proceeds Cost Short-Term G/L Long-Term G/L10/03/2019 $Fzr: Sothebys Inc C 2.4660 - s 140.56 - 0.00 0.00 0.00
Subtotal
Program Fee Sales
Process Date Investment Shares/Units Sold Proceeds12/31/2019 Ab Hi Inc I12/31/2019 Abrden Emrg Mkt Inst 3.1959 - s 48.10 -12/31/2019 Allnzgi Tech Inst 35.4300 - s 2,530.19 -12/31/2019 Amfds Amcap R612/31/2019 Amfds Gr Fd Am R6 59.9067 - s 2,965.68 -12/31/2019 Amfds New Prspct R6 1.2272 - s 54.49 -12/31/2019 De Emrg Mkt Inst 0.0201 - s 0.37 -12/31/2019 Dws Scnc Tech S12/31/2019 Fed Gov Oblgtns Prmr 216.0849 - u 219.40 -12/31/2019 Fed Inst Hi Yld Bd Inst 451.6737 - s 4,397.44 -12/31/2019 Fid 500 Indx12/31/2019 Fid Fourinone Indx 88.7247 - s 4,253.34 -12/31/2019 Fid Us Bd Indx12/31/2019 Fidadv Bio Inst 0.3754 - s 10.40 -12/31/2019 Heartland Val Pls Inst 0.0117 - s 0.39 -12/31/2019 Invsco Comstk R512/31/2019 Invsco Opp Eq Inc Y 0.0124 - s 0.39 -12/31/2019 Jpm Smcap Eq R512/31/2019 Jpm Smcap Gr R612/31/2019 Jnshndrsn Frty N12/31/2019 Jnshndrsn Frty T
1.1004 - s 21.37 -0.2539 - s 9.93 -1.2866 - s 45.10 -
12/31/2019 Jnshndrsn Glbltech Innov N 0.2615 - s 10.04 -12/31/2019 Lrdabt Devl Gr R5 0.0218 - s 0.68 -12/31/2019 Msif Inst Gr I12/31/2019 Pimco Low Dur Inst 45.0136 - s 440.65 -12/31/2019 Pimco Real Rtn Inst 29.4139 - s 324.35 -12/31/2019 Parnassus Cor Eq12/31/2019 Tcw Ttl Rtn Bd I 10.3272 - s 102.45 -12/31/2019 Tiaacrf Lfcycind 2010 Inst 1.8749 - s 29.68 -12/31/2019 Tiaacrf Lfcycind 2035 Inst 5.5391 - s 111.17 -12/31/2019 Tiaacrf Lfcycind 2040 Inst 1.7390 - s 36.24 -12/31/2019 Tiaacrf Lfcycind 2045 Inst 0.6715 - s 14.27 -12/31/2019 Tiaacrf Lfcycind 2050 Inst 2.5005 - s 53.16 -12/31/2019 Tiaacrf Lfcycind 2055 Inst 3.3078 - s 55.93 -12/31/2019 Tiaacrf Lfcycind 2060 Inst 3.3565 - s 43.60 -12/31/2019 Trowepr Blue Chip Gr 2.9734 - s 338.62 -12/31/2019 Trowepr Gr Stk12/31/2019 Trowepr Spctrmmodgralloc 126.4915 - s 4,211.29 -12/31/2019 Thrnbrg Intl Val R6 11.1136 - s 258.01 -12/31/2019 Vic Rs Val Y12/31/2019 Vngrd 500 Index Fd As 25.8645 - s 6,789.46 -12/31/2019 Vngrd Bal Indx Adml 390.3233 - s 14,362.04 -12/31/2019 Vngrd Devl Mkt Indx Adml 1,058.1366 - s 14,002.20 -12/31/2019 Vngrd Emrg Mkt Stkindxadml 120.7083 - s 4,185.41 -12/31/2019 Vngrd Enrgy Adml 0.3770 - s 33.54 -12/31/2019 Vngrd Eq Inc Adml 0.1596 - s 10.82 -12/31/2019 Vngrd Ftse Soc Indx Adml 0.3592 - s 10.18 -12/31/2019 Vngrd Ftse Soc Indx Inv 0.6535 - s 12.30 -
Statement created on February 03, 2020 Page 193 of 197
140.56 -
31.6552 - s 258.72 -
5.5584 - s 176.32 -
0.4687 - s 11.02 -
34.9826 - s 3,729.15 -
78.7711 - s 941.12 -
3.6142 - s 87.88 -
1.7882 - s 102.39 -
0.1303 - s 6.72 -
0.4465 - s 20.39 -
0.6726 - s 45.67 -
0.0154 - s 0.38 -
Sample Annual Trust Report 401kJanuary 01, 2019 through December 31, 2019 Case Number abc-12345
Program Fee Sales (continued)
Process Date Investment Shares/Units Sold Proceeds12/31/2019 Vngrd Gr Indx Adml 224.2926 - s 18,695.52 -12/31/2019 Vngrd Intdtrmtrsind Adml 229.5599 - s 5,062.62 -12/31/2019 Vngrd Intl Gr Adml 0.2059 - s 18.96 -12/31/2019 Vngrd Mid-Cap Idx Fd As 37.1783 - s 7,572.12 -12/31/2019 Vngrd Realest Indx Adml 2.9974 - s 377.70 -12/31/2019 Vngrd St Bd Indx Adml 44.7301 - s 469.39 -12/31/2019 Vngrd St Corp Bd Indx Adml 32.2736 - s 703.93 -12/31/2019 Vngrd St Invmt Grd Adml 14.3327 - s 152.66 -12/31/2019 Vngrd Sm Cap Indx Fd As 170.7729 - s 12,638.93 -12/31/2019 Vngrd Smcap Gr Indx Adml 0.3167 - s 20.41 -12/31/2019 Vngrd Smcap Val Indx Adml 0.9835 - s 54.84 -12/31/2019 Vngrd Ttl Bnd Mkt Ldx Adm 146.6294 - s 1,573.94 -12/31/2019 Vngrd Ttl Intl Bd Idx Adml 105.6563 - s 2,404.60 -12/31/2019 Vngrd Ttl Stmkt Indx Fd As 50.4447 - s 3,649.35 -12/31/2019 Vngrd Us Gr Adml 0.2093 - s 21.64 -12/31/2019 Vngrd Val Indx Adml 235.2993 - s 10,117.85 -12/31/2019 Vngrd Wlsly Inc Adml 52.1720 - s 3,352.88 -12/31/2019 Vngrd Wndsr Adml 1.6537 - s 116.11 -12/31/2019 Wf Prec Mtls Inst
Total Program Fee Sales 132,510.29 -
Asset-Based Plan Administration Fee Sales
Process Date Investment Shares/Units Sold Proceeds12/31/2019 Ab Hi Inc I12/31/2019 Abrden Emrg Mkt Inst 0.5512 - s 8.27 -12/31/2019 Allnzgi Tech Inst12/31/2019 Amfds Amcap R6 0.9700 - s 30.77 -12/31/2019 Amfds Gr Fd Am R6 10.4853 - s 519.07 -12/31/2019 Amfds New Prspct R6 0.2228 - s 9.70 -12/31/2019 Dws Scnc Tech S12/31/2019 Fed Gov Oblgtns Prmr 37.7405 - u 38.61 -12/31/2019 Fed Inst Hi Yld Bd Inst 90.3362 - s 879.50 -12/31/2019 Fid 500 Indx12/31/2019 Fid Fourinone Indx 15.5265 - s 744.33 -12/31/2019 Fid Us Bd Indx12/31/2019 Fidadv Bio Inst12/31/2019 Invsco Comstk R512/31/2019 Jpm Smcap Eq R512/31/2019 Jpm Smcap Gr R612/31/2019 Jnshndrsn Frty N12/31/2019 Jnshndrsn Frty T
0.1592 - s 4.32 -1.2632 - s 30.72 -0.4205 - s 24.00 -0.1877 - s 3.65 -0.0422 - s 1.56 -0.5990 - s 21.01 -
12/31/2019 Jnshndrsn Glbltech Innov N 0.0415 - s 1.52 -12/31/2019 Lrdabt Devl Gr R5 0.0064 - s 0.20 -12/31/2019 Msif Inst Gr I12/31/2019 Nw Fxd Sel Optn 1,769.9013 - u 1,839.23 -12/31/2019 Pimco Low Dur Inst 7.8840 - s 77.17 -12/31/2019 Pimco Real Rtn Inst 5.1639 - s 56.95 -12/31/2019 Parnassus Cor Eq12/31/2019 Tcw Ttl Rtn Bd I 2.4048 - s 23.87 -12/31/2019 Tiaacrf Lfcycind 2010 Inst 0.3317 - s 5.25 -12/31/2019 Tiaacrf Lfcycind 2035 Inst 0.9674 - s 19.41 -12/31/2019 Tiaacrf Lfcycind 2040 Inst 0.2915 - s 6.06 -12/31/2019 Tiaacrf Lfcycind 2045 Inst 0.1183 - s 2.52 -12/31/2019 Tiaacrf Lfcycind 2050 Inst 0.4279 - s 9.11 -12/31/2019 Tiaacrf Lfcycind 2055 Inst 0.5812 - s 9.83 -12/31/2019 Tiaacrf Lfcycind 2060 Inst 0.5888 - s 7.65 -12/31/2019 Trowepr Blue Chip Gr 0.8325 - s 94.73 -
Statement created on February 03, 2020 Page 194 of 197
3.4536 - s 134.40 -
8.8659 - s 72.47 -
6.2004 - s 442.79 -
0.2030 - s 4.82 -
6.1216 - s 652.59 -
13.7840 - s 164.69 -
0.0231 - s 1.20 -
0.0880 - s 4.17 -
Sample Annual Trust Report 401kJanuary 01, 2019 through December 31, 2019 Case Number abc-12345
Asset-Based Plan Administration Fee Sales (continued)
Process Date Investment Shares/Units Sold Proceeds12/31/2019 Trowepr Gr Stk12/31/2019 Trowepr Spctrmmodgralloc 35.4127 - s 1,179.02 -12/31/2019 Thrnbrg Intl Val R6 1.9466 - s 45.19 -12/31/2019 Vngrd 500 Index Fd As 4.5242 - s 1,188.04 -12/31/2019 Vngrd Bal Indx Adml 68.3050 - s 2,513.30 -12/31/2019 Vngrd Devl Mkt Indx Adml 185.1689 - s 2,450.32 -12/31/2019 Vngrd Emrg Mkt Stkindxadml 21.1242 - s 732.44 -12/31/2019 Vngrd Enrgy Adml 0.0677 - s 6.40 -12/31/2019 Vngrd Eq Inc Adml 0.0283 - s 1.92 -12/31/2019 Vngrd Ftse Soc Indx Adml 0.0593 - s 1.65 -12/31/2019 Vngrd Ftse Soc Indx Inv 0.1089 - s 2.07 -12/31/2019 Vngrd Gr Indx Adml 39.2511 - s 3,271.68 -12/31/2019 Vngrd Intdtrmtrsind Adml 40.1732 - s 885.94 -12/31/2019 Vngrd Intl Gr Adml 0.0368 - s 3.62 -12/31/2019 Vngrd Mid-Cap Idx Fd As 6.5065 - s 1,325.13 -12/31/2019 Vngrd Realest Indx Adml 0.5262 - s 66.23 -12/31/2019 Vngrd St Bd Indx Adml 7.8284 - s 82.14 -12/31/2019 Vngrd St Corp Bd Indx Adml 5.6539 - s 123.33 -12/31/2019 Vngrd St Invmt Grd Adml 2.4920 - s 26.54 -12/31/2019 Vngrd Sm Cap Indx Fd As 29.8852 - s 2,211.84 -12/31/2019 Vngrd Smcap Gr Indx Adml 0.0631 - s 3.63 -12/31/2019 Vngrd Smcap Val Indx Adml 0.1708 - s 9.42 -12/31/2019 Vngrd Ttl Bnd Mkt Ldx Adm 25.6576 - s 275.41 -12/31/2019 Vngrd Ttl Intl Bd Idx Adml 18.4857 - s 420.70 -12/31/2019 Vngrd Ttl Stmkt Indx Fd As 8.8271 - s 638.59 -12/31/2019 Vngrd Us Gr Adml 0.0365 - s 3.65 -12/31/2019 Vngrd Val Indx Adml 41.1768 - s 1,770.62 -12/31/2019 Vngrd Wlsly Inc Adml 9.1301 - s 586.74 -12/31/2019 Vngrd Wndsr Adml 0.2844 - s 20.22 -12/31/2019 Wf Prec Mtls Inst
Total Asset-Based Plan Administration Fee Sales 25,708.08 -
Fund Options
Plan Designation funds
Fund Code Fund NameCSNA Vngrd Bal Indx AdmlCSOA Vngrd Emrg Mkt StkindxadmlCSRA Vngrd Gr Indx AdmlCSSA Vngrd Mid-Cap Idx Fd AsCSUA Vngrd Realest Indx AdmlCSWA Vngrd St Bd Indx AdmlCSXA Vngrd Sm Cap Indx Fd AsCTAA Vngrd Val Indx AdmlCUQA Vngrd Ttl Stmkt Indx Fd AsCWCA Vngrd Devl Mkt Indx AdmlCXAA Vngrd Wlsly Inc AdmlCZJA Vngrd Intdtrmtrsind AdmlCZLA Vngrd St Corp Bd Indx AdmlCZMA Vngrd Ttl Intl Bd Idx AdmlDJRA Fed Gov Oblgtns PrmrDKJA Fid Fourinone IndxDMOA Tiaacrf Lfcycind 2010 InstDMUA Tiaacrf Lfcycind 2025 InstDMWA Tiaacrf Lfcycind 2030 InstDMXA Tiaacrf Lfcycind 2035 InstDMYA Tiaacrf Lfcycind 2040 Inst
Statement created on February 03, 2020 Page 195 of 197
0.1925 - s 12.89 -
0.9688 - s 37.67 -
Sample Annual Trust Report 401kJanuary 01, 2019 through December 31, 2019 Case Number abc-12345
Fund Options (continued)
Fund Code Fund NameDMZA Tiaacrf Lfcycind 2045 InstDNBA Tiaacrf Lfcycind 2050 InstDNCA Tiaacrf Lfcycind 2055 InstDNDA Tiaacrf Lfcycind 2060 InstEVMA Fid 500 IndxEVQA Fid Infl Prtct Bd IndxEWDA Fid Us Bd IndxFIHA Fed Inst Hi Yld Bd InstPFA1 Nw Fxd Sel OptnSDBJ Aggregate Sdba Assets
Fund Window funds
Fund Code Fund NameADLA Allnzgi Tech InstAOAA Invsco Comstk R5BDPA Wf Prec Mtls InstBFUA De Emrg Mkt InstBIFA Heartland Val Pls InstBKNA Mnsty Lgcap Gr IBMKA Vic Rs Val YBMSA Trowepr Blue Chip GrBVYA Invsco Opp Eq Inc YCAYA Thrnbrg Intl Val R6CBVA Abrden Emrg Mkt InstCIXA Msif Inst Gr ICNWA Ab Hi Inc ICRTA Jpm Smcap Eq R5CSLA Vngrd 500 Index Fd AsCSYA Vngrd Ttl Bnd Mkt Ldx AdmCUNA Trowepr SpctrmmodgrallocCWEA Vngrd Enrgy AdmlCWFA Vngrd Eq Inc AdmlCWNA Vngrd Intl Gr AdmlCWOA Vngrd Lt Invmt Grd AdmlCWUA Vngrd St Invmt Grd AdmlCWXA Vngrd Smcap Val Indx AdmlCWYA Vngrd Smcap Gr Indx AdmlCWZA Vngrd Us Gr AdmlCXBA Vngrd Wndsr AdmlCYTA Fidadv Bio InstDDOA Jnshndrsn Frty NDEFA Lrdabt Devl Gr R5DSQA Jnshndrsn Glbltech Innov NDVOA Jnshndrsn Frty TDXWA Dws Scnc Tech SDZGA Ivy Lgcap Gr NEARA Jpm Smcap Gr R6FLIA Vngrd Ftse Soc Indx AdmlILXA Parnassus Cor EqPRIA Pimco Real Rtn InstPTLA Pimco Low Dur InstRAFA Amfds Amcap R6RGAA Amfds Gr Fd Am R6RNPA Amfds New Prspct R6TGLA Tcw Ttl Rtn Bd ITPRA Trowepr Gr StkVFXA Vngrd Ftse Soc Indx InvVSXA Vngrd Sel Val Inv
Statement created on February 03, 2020 Page 196 of 197
Sample Annual Trust Report 401kJanuary 01, 2019 through December 31, 2019 Case Number abc-12345
Statement created on February 03, 2020 Page 197 of 197