Registered Office Address:

SBICAP Securities LimitedCorporate Identity Number (CIN) : U65999MH2005PLC155485

BSE Cash Market Trading Member INB 011053031 Dt. 08/03/1999

NSE Cash Market Trading Member INB 231052938 Dt. 08/03/1999

NSE Derivatives Trading & Clearing Member INF 231052938 Dt. 07/12/2006

NSE Currency Derivatives Trading & Clearing Member INE 231052938 Dt. 27/08/2008

CDSL Depository Participant IN-DP-CDSL-370-2006 Dt. 22/08/2006

CIRL Approved Person IRDA/IR2/2014/241 Dt.11/02/2014

SEBI Registration No.:

191, Maker Tower 'F' Cuffe Parade, Mumbai - 400 005.

Phone: 022-42273300/3301 I Fax: 022-42273301

helpdesk@sbicapsec.com I www.sbismart.comE-mail: Website:

Segment: Online Branch

Type of Account: Broking Demat Broking & Demat

Category: NRE NRO Other

Application No. W

Regular NRI FYF Other

Bank: SBI Other ___________________

70841

2 7

TRADING CODE

DEMAT NO. 1 2 0 4 7 2 0 0

INDEX OF DOCUMENTSNo. Content Related to Brief Significance of the Document Section Pg.No.

PART-I – MANDATORY DOCUMENTS(a) Instruction / Check list for KRA Registration Document stating the instructions / checklist for filling

filling KYC form of the KYC form A 2(b) Know Your Client (KYC) KRA Registration KYC Form - Document captures the basic information about

Application Form the individual for KRA Registration A 3(c) Additional details for Demat Account Document captures the additional information about the

Demat Account individual related to demat account A 4(d) Option form for issue of Demat Account Option form for issue of DIS booklet A 5

DIS Booklet(e) Bank and other details Demat and Document captures the bank and other details about the

(for Trading and Depository) Trading Account individual relevant to his trading and depository account A 6(f) Additional details for Trading Account Document captures the additional information about

Trading Account the individual relevant to trading account A 7(g) Nomination Form (DP + Trading) Demat and Details of nominees specified by the client for both depository

Trading Account and trading account A 8(h) Schedule of charges (Trading) Demat and Details of depository service charges and brokerage / charges

and Depository Service Charges Trading Account applicable to your trading account A 9(i) Account Opening Form Demat Account KYC form - Document captures the basic information about the

Second and Third Holder A 10(j) Declaration Trading cum Person of Indian origin declaration & passport declaration

Demat Account Declaration by NRI & address declaration A 11-12(k) Declaration Trading cum Declaration for non-english language document submitted & For

Demat Account Bank Branch Use: Signature & name mismatch declaration andFormat for MICR proof & Transaction rights confirmation foronline trading account A 13-14

(l) Declaration and undertaking Demat and Trading Document captures the undertaking taken from the client with(FATCA) Account respect to compliance with the provisions of the FATCA Act A 15-16

(m) Guidance note Trading Account Document detailing do's and don'ts for trading on exchange forthe education of the investors A 25-26

(n) Rights and obligations Trading Account Document stating the Rights & Obligations of stock broker/tradingmember, sub-broker and client for trading on exchanges(including additional rights and obligations in case ofinternet/wireless technology based trading) B 27-30

(o) Risk Disclosure Document (RDD) Trading Account Document detailing risks associated with dealing in thesecurities markets B 31-34

(p) Policies and Procedures Trading Account Certain applicable policies and procedures of SSL significantto the trading account of the client B 35-38

(q) DP-Rights and Obligations Demat Account Document stating the Rights and Obligations of Beneficial Owner(Mandatory if demat account is and Depository Participant B 39-40being opened with SSL)

(r) Terms and conditions cum Demat Account Prescribed by depository. Required to receive SMS alerts for theRegistration form for receiving transactions executed in the demat account directly from theSMS alerts from CDSL depository B 41-42PART-II – LIST OF VOLUNTARY DOCUMENTS

(a) Choice of accounts cum Trading cum Document to indicate the type of account that the client intends toProfile Sheet demat and open and a brief profiling of the client on various demographic A 1

account parameters(b) Power of Attorney Trading cum Voluntary and Limited purpose POA in favour of Broker for

Demat Account operational requirements as per client authorization / instruction A 17-22(c) Debit Authorisation Trading cum Voluntary and Limited purpose authorisation in favour of Broker

Demat Account to debit the client bank account for recovery of Account OpeningCharges / Annual Maintenance Charges & DP Charges A 23

(d) Authorisation for receipt of Demat and Required for issuance of Contract Notes, Statement of AccountContract Note and other Trading Account and other documents on the client's registered e-mail id A 24documents in digital mode

(e) Acknowledgement cum Demat and Client declaration to abide by the contents of all the mandatorydeclaration Trading Account and voluntary documents A 24

(f) Voluntary clauses for trading Trading Account Clauses required for smooth operations of the client's account,account (Non-mandatory) Internet trading clauses, etc. B 43-53

2 8

Dear Customer,

Welcome to SBICap Securities Limited (SSL)

We look forward to your business and to the pleasure of serving you. To start with, we request you to complete the accountopening forms, and submit the required documents. We have designed the forms for ease of completion with simple instructionsat relevant places to guide you along. Should you face any difficulty in understanding the requirements, please do not hesitateto contact our staff who will be willing to assist you.

SBICAP Securities Limited (SSL) in association with State Bank of India and its Associates offer Demat Trading and Bankaccounts, integrated fully to offer you a Delightful trading experience which allows you to seamlessly invest online in Equity,Derivatives, Mutual Funds and Equity and MF Systematic Investment Plan (SIP). You can also invest in these productsthrough our PAN India branch net work.

Some of the facilities on offer are,

- Instant Funds/ Share transfer facility- Review of Margin Status, Holding Report, Order and Trade Book on a real time basis- Placing of After Market Orders at your convenience- Online real time advice/ recommendations- Incisive research reports & well-timed advisory services- Convenient online facility for investment in Mutual Funds, SIPs- Telephonic Assistance through centralised Helpdesk

It shall be our endeavour, as always, to provide you a truly satisfying service.

Regards

SBICAP Securities Limited

Registered Office: -191, Maker Tower 'F', Cuffe Parade, Mumbai-400005 • Tel: 91-22-4227 3300Fax: 91-22-4227 3331 • E-mail: helpdesk@sbicapsec.com • www.sbismart.com

Correspondence Office:-Marathon Futurex, 12th Floor, A & B Wing, Mafatlal Mill Compound, N.M. Joshi Marg, Lower Parel, Mumbai -400013Tel: 91-22-4227 3300 • Fax: 91-22-4227 3331 • E-mail: helpdesk@sbicapsec.com • www.sbismart.com

Compliance Officer:-Mrs. Dhanashree KenkrePhone: 022-42273301 • E-mail: compliance@sbicapsec.com

CEO:Mr. Mani PalvesanPhone: 022-42273301 • E-mail: md@sbicapsec.com

For any grievance/dispute please contact at the above addresses orSSL at complaints@sbicapsec.com or on 1800-22-3345 (Toll Free)Customers can send in their DP related grievances to : DP.Grievance@sbicapsec.comIn case not satisfied with the response please contact: NSE at ignse@nse.co.in or on (022) 2659 81 90 / 1800 22 0058BSE at is@bseindia.com or on (022) 2272 80 97

Note: E-broking service is not available to foreign residents and Non-Resident Indians (NRIs) in United States, UK, Canada and Japan due to the respectiveregulations. It is available only to NRI’s residing in jurisdictions permitting investment in and trading of Indian securities on Indian stock exchanges.

1

A. Types of Account

Broking: For investing in equities & derivatives / IPOs / Bonds market.Demat: Demat account is an account wherein you can hold shares / Bonds / MF units in the dematerialised {electronic} form.

You may open and operate these accounts in the following manner:

3 in 1 (Tick All)BrokingDematOther

B. Access to your account:You can access your account with ease and convenience through:• Internet at www.sbismart.com or Call & Trade through our Toll Free Numbers.• Branches of SBICAP Securities Limited.

Account Opening Information and Choice of Accounts VOLUNTARY

1. Where do you invest your excess savings / income? (Please specify)Savings A/c Equity Market Fixed Deposits Mutual Funds Gold Property Insurance Others ______

2. Do you Trade inCash Market Derivatives Both

3. Please specify your profileSpeculator Long Term Investor Short Term Investor Other (please specify) ____________________

4. Please specify amount you plan/prefer to set aside for investment every year (INR)Less than 1,00,000 1,00,001 - 5,00,000 5,00,001 - 10,00,000 10,00,001 and above

5. Approximate average monthly turnover in Capital MarketsLess than 5 Lac 5 to 10 Lac 10 to 20 Lac More than 20 Lac

6. Please classify yourself as an Investor specifying your risk appetiteVery conservative Fairly conservative Willing to take moderate risks Willing to take high risks

I / We understand that in the capacity of Stockbroker you have taken above specification for my/our client profiling. I/We hereby declare that the detailsfurnished above are true and correct to the best of my/our knowledge and belief and I/we undertake to inform you of any changes therein, immediately.I/We have read and understood Risk Disclosure Document for Capital Market and Derivatives Segment. In light of the risk involved, I/we will undertaketransactions only if I/we understand the nature of transaction and the extent of exposure to the risk for an investment.Even though I/we have given my/our profiling above, the same may vary from time to time depending on the financial and other conditions at that pointof time. I/We also may choose to make an investment that may expose me to higher risk than the risk profile given above. The transactions should beexecuted in such circumstances and my profiling given above should not come in a way for any such execution.

CLIENT PROFILE SHEET

Note: Please Sign within the box in BLACK INK.

Form No.: W

ACKNOWLEDGEMENTApplication No.: W PAN/UID No.: _________________________

We acknowledge the receipt of Broking, Demat (Nomination Form*)SOLE / FIRST Holder’s Name: _____________________________________________________________________________________________Address: ______________________________________________________________________________________________________________SECOND HOLDER Name: ________________________________________________________________________________________________THIRD HOLDER Name: ______________________________________________________ For SBICAP Securities Limited

Date: _____________________ Authorised SignatoryContact No.: 1800-209 9345 (Private Telecom Users) & 1800-22-3345 (MTNL/BSNL Users) • Website: www.sbismart.com • E-mail: helpdesk@sbicapsec.com

* Details of the nomination will be furnished on registration with the depository.

FH01 SH01 TH01

1

70841

70841

SCHEDULE OF BROKERAGE / CHARGES#

Segment Delivery Intra-Day MinimumFirst leg Second Leg

Cash Market 0.50% 0.075% 0.075% ` 0.05Derivatives Future 0.05% 0.03% 0.03% ` 0.01

Option* ` 100/- ` 50/- ` 50/-Currency Derivatives Future 0.03% 0.015% 0.015%

Option* ` 30/- ` 20/- ` 20/-* Per Lot # Excluding all statutory levies. • Any concession in card rates is subject to approval from the competent authority. * Brokerage at anytime shall not exceed more than the maximum permissible limit as prescribed by SEBI / Exchanges.

TRADING ACCOUNT OPENING AND DEPOSITORY AMC CHARGESTrading Account Opening Charges ` 3000/-Annual Maintenance Charges ` 4000/- (` 750/- for e-statement)KRA Charges As Applicable

2

W

3

FH02

70841

4

(Please fill in the form in ENGLISH and in BLOCK LETTERS)

TYPE OF ACCOUNT (Please tick whichever is applicable) Individual / Ordinary Resident Individual Director Individual Director’s Relative Individual HUF/AOP Individual Promoter Individual Margin Trading A/C (MANTRA) / Margin Account Others (Specify) __________________

ONLY FOR DEMAT ACCOUNTI/We request you to open a Demat Account* in my name as per the details furnished in the KYC Application Form and following additional details:* CDSL NSDL

Name of the First / Sole Holder UIDPAN No.

Name of the Second Holder UIDPAN No.

Name of the Third Holder UIDPAN No.

Guardian Details (Where sole holder is a minor)[For account of a minor, two KYC Application Forms must be filled i.e. one for the guardian and another for the minor (to be signed byguardian)]

Name of the Guardian _____________________________________________________________________________________PAN No. __________________________________ Relationship of guardian with minor _________________________________________

Automatic Credit I/We authorise you to receive credit in my / our account without any instruction from me/ us. YES NO

POA Operation Account to be operated through Power of Attorney YES NO

SMS Alert Facility Mandatory if you are giving Power Of Attorney (PoA). Ensure that the mobile number is provided in the KYC Application Form.

First Holder YES NO

Second Holder # YES NO

Third Holder # YES NO

eas i / Ideas If yes, please complete registration through depository website. YES NO[BO can view his/her ISIN balances, transactions and value of the portfolio online through Depository website]

Trust (CDSL Only) I/We wish to avail the TRUST facility using the Mobile number registered for SMS Alert Facility. YES NO

I/We wish to register the following clearing member IDs under my/our below mentioned BO ID registered for Trust.

Stock Exchange Name / ID Clearing Member Name Clearning Member ID (Optional)

ECS Mandate Do you wish to receive dividend / interest directly in to yourDesignated Bank Account through ECS?* YES NOECS (If not marked, the default option would be 'Yes') [ECS is mandatory for locations notified by SEBI from time to time ]

Account Statement As per SEBI Regulation Daily Weekly Fortnightly Monthly

I / We request you to send Electronic Transaction-cum-Holding Statement at Sole / First Holders Email ID stated in the AoF YES NO

Name:______________________ Name:______________________ Name:______________________

# Only for NSDL Account Holder * Only for CDSL Account Holder

DECLARATIONThe rules and regulations of the Depository and Depository Participants pertaining to an account which are in force now have been readby me/us and I/we have understood the same and I/we agree to abide by and to be bound by the rules as are in force from time to time forsuch accounts. I/we hereby declare that the details furnished above are true and correct to the best of my/our knowledge and belief andI/we undertake to inform you of any changes therein, immediately. I/We further agree that any false/misleading information given by me/us or suppression of any material information will render my account liable for termination and suitable action. In case of non-residentaccount, I/we also declare that I/we have complied and will continue to comply with FEMA regulations. I/we acknowledge the receipt ofcopy of the document, “Rights and Obligations of the Beneficial Owner and Depository Participant”.

FH03 SH2 TH2

5

OPTION FORM FOR ISSUE OF DIS BOOKLETTo, Date: ____/_____/20SBICAP Securities Ltd.Marathon Futurex, 12th Floor, A&B wing,Mafatlal Mill Compound, N M Joshi Marg, Lower Parel, Mumbai-400 013

Dear Sir / Madam,I / We hereby state that: [Select one of the options given below]

OPTION 1: I / We require you to issue Delivery Instruction Slip (DIS) booklet to me / us immediately on opening my / our CDSL / NSDLaccount though I / we have issued a Power of Attorney (POA) / executed PMS agreement in favour of / with SBICAP Securities Limited(name of the attorney / Clearing Member / PMS manager) for executing delivery instructions for settling stock exchange trades [settlementrelated transactions] effected through such Clearing Member / by PMS manager.

OPTION 2: I / We do not require the Delivery Instruction Slip (DIS) for the time being, since I / We have issued a POA / executed PMSagreement in favour of / with SBICAP Securities Limited (name of the attorney / Clearing Member / PMS manager) for executing deliveryinstructions for settling stock exchange trades [settlement related transactions] effected through such Clearing Member / by PMS manager.However, the Delivery Instruction Slip (DIS) booklet should be issued to me / us immediately on my / our request at any later date.

Name of the First / Sole Holder PAN No.

Name of the Second Holder PAN No.

Name of the Third Holder PAN No.

SH3 TH3

Name:______________________ Name:______________________

FH04

Name:______________________

Notes :1. All communication shall be sent at the address of the Sole/First holder only.2. Thumb impressions and signatures other than English or Hindi or any of the other language not contained in the 8th

Schedule of the Constitution of India must be attested by a Magistrate or a Notary Public or a Special Executive Magistrate.3. Instructions related to nomination, are as below:

I. The nomination can be made only by individuals holding beneficiary owner accounts on their own behalf singly or jointly.Non- individuals including society, trust, body corporate, partnership firm, karta of Hindu Undivided Family, holder ofpower of attorney cannot nominate. If the account is held jointly all joint holders will sign the nomination form.

II. A minor can be nominated. In that event, the name and address of the Guardian of the minor nominee shall beprovided by the beneficial owner.

III. The Nominee shall not be a trust, society, body corporate, partnership firm, karta of Hindu Undivided Family or a powerof Attorney holder. A non-resident Indian can be a Nominee, subject to the exchange controls in force, from time to time.

IV. Nomination in respect of the beneficiary owner account stands rescinded upon closure of the beneficiary owneraccount. Similarly, the nomination in respect of the securities shall stand terminated upon transfer of the securities.

V. Transfer of securities in favour of a Nominee shall be valid discharge by the depository and the Participant againstthe legal heir.

VI. The cancellation of nomination can be made by individuals only holding beneficiary owner accounts on their ownbehalf singly or jointly by the same persons who made the original nomination. Non- individuals including society,trust, body corporate, partnership firm, karta of Hindu Undivided Family, holder of power of attorney cannot cancel thenomination. If the beneficiary owner account is held jointly, all joint holders will sign the cancellation form.

VII. On cancellation of the nomination, the nomination shall stand rescinded and the depository shall not be under anyobligation to transfer the securities in favour of the Nominee.

4. For receiving Statement of Account in electronic form:I. Client must ensure the confidentiality of the password of the email account.II. Client must promptly inform the Participant if the email address has changed.III. Client may opt to terminate this facility by giving 10 days prior notice. Similarly, Participant may also terminate this

facility by giving 10 days prior notice.5. Strike off whichever is not applicable.6. Bank Proof:

I. Photocopy of the cancelled cheque having the name of the account holder where the cheque book is issued, (or)II. Photocopy of the Bank Statement having name and address of the BOIII. Photocopy of the Passbook having name and address of the BO, (or)IV. Letter from the Bank.V. In case of options (ii), (iii) and (iv) above, MICR code of the branch should be present / mentioned on the document.

6

D:- DESIGNATED BANK ACCOUNT DETAILS (NRE / NRO)BANK Name Branch Address Bank Account Account Type: MICR IFSC

with pincode no. No. (NRE/NRO) Number codePIS NREPIS NRO

NON PIS NRENON PIS NRO

E:- DESIGNATED DEMAT ACCOUNT DETAILSDepository Participant Name Depository Name (CDSL/NSDL) Beneficiary Name DP ID (BO ID) Client ID

PIS NRE

PIS NRO

NON PIS NRE

NON PIS NRO

BANK AND OTHER DETAILS FOR TRADING AND DEPOSITORYI/We request you to open a Trading Account in my name as per the details furnished in the KYC Application Form and followingadditional details:

TRADING PREFERENCES (Please sign in the relevant boxes where you wish to trade. The segment not chosen should be struck off by the client)

National StockExchange of India

Cash Market

Bombay Stock Exchange

TYPE OF ACCOUNT (Please tick whichever is applicable)TRADING STATUS: NRE (Repatriable) NRO (Non Repatriable) Others (Specify) _____________________

TRADING SUB-STATUS: PIS NRE Account Non PIS NRE Account PIS NRO Account Non PIS NRO Account

DEPOSITORY STATUS: NRI Repatriable NRI Non Repatriable NRI Repatriable Promoter Non NRI Repatriable Promoter Non Depository Receipts Foreign National Foreign National - Depository Receipts Others __________________

Cash Market

Currency Derivatives

F H

F H

F H

Derivatives F H

Derivatives F H

PAST ACTIONS Please () as applicable

I hereby declare and confirm that I have not been prohibited / debarred from dealing in securities and no penalty has been imposedon me for violation of security laws/other economic offences by SEBI or any other regulatory authorities.I also declare that no financial / criminal penalties or proceedings are pending against me. I hereby undertake to notify you forthwithof changes in this regard and shall not do anything in violation of such orders, if any at a later date.I give hereunder details of action taken by SEBI / Stock Exchanges / any other authority for violation of Securities laws / other economicoffences during last three years.

J:- NRI’S ONLY (to be filled in by the BRANCH)NRE PIS Details RBI Ref No. _______________ RBI Approval Date: D D M M Y Y Y Y

PIS Account No.

NRO PIS Details RBI Ref No. _______________ RBI Approval Date: D D M M Y Y Y Y

PIS Account No.

(Please fill in the form in ENGLISH and in BLOCK LETTERS)

7

DEALING THROUGH SUB-BROKERS AND OTHER STOCK BROKERS(a) If client is dealing through the sub-broker, provide the following details Yes NoSub-Broker (if yes) Sebi Registration No.Registred office address:Phone: Fax: Website:

ADDITIONAL DETAILS(a) eContract Whether you wish to receive Physical Contract Note (PCN) OR Electronic Contract Note (ECN) PCN ECNSpecify E-mail Id:(b) eBroking Whether you wish to avail internet/wireless trading facility YES NO(c) Investment/Trading Experience No prior investment experience Years of experience(c) Do you wish to receive trade confirmation SMS/email directly from the exchanges? YES NO

INTRODUCERS DETAILS (OPTIONAL)NameStatus of the Introducer Sub-broker Remisier Authorised Person Existing Client Employee of A & S Other (Specify) _______Address

City StatePin Code Country

Contact Details Tel.Mobile: Signature of Introducer

CLIENT INTERVIEWED BYName of the EmployeeEmployee Code DesignationDate

Signature of the Interviewer

OFFICE USE ONLY

I / We undertake that we have made the client aware of ‘Policy and Procedures’, tariff sheet and all the non-mandatory documents. I/We have also made the client aware of ‘Rights and Obligations’ document (s), RDD and Guidance Note. I/We have given/sent hima copy of all the KYC documents. I/We undertake that any change in the ‘Policyand Procedures’, tariff sheet and all the non-mandatory documents would beduly intimated to the clients. I/We also undertake that any change in the ‘Rightsand Obligations’ and RDD would be made available on my/our website, if any, forthe information of the clients.

For SBICAP Securities Limited

Authorised Signatory

(b) Whether dealing with any Other Stock Broker (If registered with multiple members, provide details of all) Yes NoName of the Stock Broker (if yes)Name of Exchange (if yes) Client Code: (as given by the other broker)

Details of disputes/dues pending from/to such stock broker/sub-broker ______________________________________________

DECLARATION1. I/We hereby declare that the details furnished above are true and correct to the best of my/our knowledge and belief and I/we undertake

to inform you of any changes therein, immediately. In case any of the above information is found to be false or untrue or misleadingor misrepresenting, I am/we are aware that I/we may be held liable for it.

2. I/We confirm having read/been explained and understood the contents of the document on policy and procedures of the stock brokerand the tariff sheet.

3. I/We further confirm having read and understood the contents of the 'Rights and Obligations' document(s) / additional clauses forproviding Internet/Wireless Based Trading (IBT) / 'Risk Disclosure Document' / Guidance Note and Policies & Procedures. I/We dohereby agree to be bound by such provisions as outlined in these documents. I/We have also been informed that the standard setof documents has been displayed for Information on stock broker'sdesignated website, if any.

Date: ______________________ Place: ______________________ FH05

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TRADING AND DEMAT ACCOUNTS RELATED DETAILS

8

NOMINATION FORM FOR INDIVIDUALS ONLY (Demat & Trading Account)BO Account Details:

Trading Code:

I/We the Sole holder/Joint holders/Guardian (in case of minor) hereby declare that:I/We do not wish to nominate any one for this Demat & Trading Account. ORI/We nominate the following person who is entitled to receive security and fund balances lying in my/our account, particulars whereof are givenbelow, in the event of the death of the Sole holder or the death of all the Joint Holders.

NOMINEE DETAILSName: _________________________________________________________________________________________________Address : _______________________________________________________________________________________________City: ___________________________________________ State: ______________________________ Pin________________Country: ________________________________________ Fax No.: ______________________________________________Telephone: _____________________________________ Mobile: ________________________________________________E-mail ID: _______________________________________________________________________________________________Relationship with Nominee (if any): ___________________ Date of Birth of Nominee: ___________________________________IDENTIFICATION DETAILS OF NOMINEEPAN: _________________________________________ Aadhar / UID: ____________________________________________Saving Bank A/C Number: __________________________ Demat A/C Number: ______________________________________GUARDIAN DETAILS (If nominee is a minor)As the, Nominee is a minor as on date, I/We appoint following person to act guardian and to receive the securities in this account onbehalf of the Nominee in the event of death of the Soleholder/all Joint holders.Name: _________________________________________________________________________________________________Address : _______________________________________________________________________________________________City: __________________________________________ State: ______________________________ Pin________________Country: _________________________________ Fax No.: ___________________Telephone: _______________________________ Mobile: ___________________E-mail ID: __________________________________________________________Relationship of Guardian with Nominee : ___________________________________IDENTIFICATION DETAILS OF GUARDIANPAN: __________________________________________ Aadhar/UID: ____________________________________________Saving Bank A/C Number: __________________________ Demat A/C Number: ______________________________________

DETAILS OF WITNESSSignature of First Witness Signature of Second Witness

Name NameAddress Address (To be filled by DP)

Nomination accepted and registered vide Registration No. For SBICAP Securities Limited Dated

Authorised Signatory

Name:______________________ Name:______________________ Name:______________________

FH06 SH4 TH4

This nomination shall suspersede any prior nomination made by me/us and also any testamentary document executed by me / us.

Signature of Guardian

(Please fill in the form in ENGLISH and in BLOCK LETTERS)

9

DEPOSITORY SERVICE CHARGESHEAD CHARGES

Account Maintenance Charge First Year NilAccount Maintenance Charge Individual (Second year onwards) ` 4000/- (` 750/- for e-statement)Account Maintenance Charge Non Individual ` 1000/-Closure of Account Nil

On-Market (Sell Market) / Off Market (% of transaction value of each ISIN)With POA (applicable for On Market Instructions only) 0.01% (Min. ` 21/- Max. ` 300/- )For instruction submitted through internet 0.01% (Min. ` 21/- Max. ` 300/- )For instruction submitted through Branches 0.04% (Min. `30/- Max. `50,000/-) Extra Charges `10/- per ISIN for Late submissionBuy- market and off-market NilRejection / Failed instruction ` 10/- per failed instruction

Dematerialisation / RematerialisationFor each request form - Dematerialisation ` 35/-Extra for each certificate - Dematerialisation ` 5/-Rematerialisation (For each request form) ` 35/- plus ` 10/- for every hundred securities or part thereof,

or a flat fee of ` 10/-per certificate whichever is higherPledge Creation/Closure/Confirmation/Invocation (% of value for each ISIN in each request)

If SSL/SBI or its Associates is the counter party 0.02% of Value or Min ` 25/- whichever is higher (Plus CDSL/NSDL Charges)If SSL is not the counter party 0.04% of Value or Min ` 50/- whichever is higher (Plus CDSL/NSDL Charges)

Additional Accounts StatementsBy Courier ` 300/-By Email Nil

TERMS AND CONDITIONS(a) The client will be charged brokerage, commission, fees, depository charges, charges for short messaging alerts and applicable statutory levies/taxes including

service tax, securities transaction tax, other taxes, and transaction expenses as they exist from time to time.(b) SBICAP securities Ltd. (SSL) shall from time to time subject to Exchange/Depository provisions and restrictions imposed in this behalf by SEBI, determine and

modify the amount of brokerage, charges, commission, fees, and other charges plus applicable taxes payableper transaction by the client. Such changes will be intimated to the Client by ordinary post and published on theSSL website in writting and as mutual agreed upon.

The client shall abide by the above terms and conditions and pay applicable charges as levied by SSL tosubscribe for any product/scheme(s).

SCHEDULE OF BROKERAGE / CHARGES AND TAXESSegment Delivery Intra-Day Minimum

First Leg Second LegCash Market 0.50% 0.075% 0.075% ` 0.05Derivatives Future 0.05% 0.03% 0.03% ` 0.01

Option* ` 100/- ` 50/- ` 50/-Currency Derivatives Future 0.03% 0.015% 0.015%

Option* ` 30/- ` 20/- ` 20/-* Per Lot

FH07

Account Opening ChargesAccount Opening Charges ` 3000/- + Processing Charges as ApplicableAnnual Maintenance Charges ` 4000/- (` 750/- for e-statement)KRA Charges As Applicable

Note: (1) The above mentioned charges are exclusive of applicable statutory levies/ taxes including Service Tax. (2) Beneficial Owner (BO) of the Demat Account will be chargedapplicable statutory levies / taxes including Service Tax, other taxes as they exist from time to time. (3) Mailing and courier charge for handling share in connection withDematerialisation/Rematerialisation and for mailing physical statements will be recovered in actual basis. (4) The value of shares and charges is calculated as per CDSL / NSDLmformula and rates. (5) There will be a charge of Rs. 100/- for dishonour of any cheque or unsuccessful attempt to recover payment through direct debit or ECS. (6) The depositoryservices are liable to discontinuation if SSL is unable to recover charge from the customer for any reason whatsoever. In such cases there will be a charge Rs. 250/- for resumptionof services and the services will be resumed after a minimum of three working days from the date of receipt of request at Centralised Processing Cell of SSL at Mumbai. (7) Anyservice that is not indicated above will be charged separately as per the rates applicable from time to time.SSL reserves the right to revise the tariff structure from time to time, any change in tariff will be communicated to the BO with 30 days prior notice by email/ ordinary post/ courier.The said revised tariff will also be displayed on SSL website www.sbismart.com for BO's information/communication. BO is requested to take note of applicable tariff displayedon the SSL's website from time to time.

Name:__________________ Name:__________________ Name:__________________Date:___________________ Date:___________________ Date:___________________

FH08 SH5 TH5

* Per Lot # Excluding all statutory levies. • Any concession in card rates is subject to approval from the competent authority.

1 0

JOINT HOLDERS - THIRD HOLDER’S DETAILS

ONLY FOR DEMAT ACCOUNT

PERSONAL DETAILS OF THIRD HOLDERApplicants Name

F I R S T M I D D L E Mr. Mrs. Ms. Others L A S T Suffix

Father’s / Husband’s Name

PAN No. Date of Birth D D M M Y Y Y Y

Nationality Indian Others Gender Male Female

PERMANENT ADDRESS OF THIRD HOLDER (Mandatory)

CONTACT DETAILS OF THIRD HOLDER (Mandatory)

OCCUPATION DETAILS OF THIRD HOLDEROccupation Service: { Central Govt. State Govt. Public / Private Sector NGO Statutory Body }

Professional Business Student Retired Housewife Others (Specify) Nature of Business (Products/Services provided) :

JOINT HOLDERS - SECOND HOLDER’S DETAILSPERSONAL DETAILS OF SECOND HOLDERApplicants Name

F I R S T M I D D L E Mr. Mrs. Ms. Others L A S T Suffix

Father’s / Husband’s Name

PAN No. Date of Birth D D M M Y Y Y Y

Nationality Indian Others Gender Male Female

PERMANENT ADDRESS OF SECOND HOLDER (Mandatory)

CONTACT DETAILS OF SECOND HOLDER (Mandatory)

OCCUPATION DETAILS OF SECOND HOLDEROccupation Service: { Central Govt. State Govt. Public / Private Sector NGO Statutory Body }

Professional Business Student Retired Housewife Others (Specify) Nature of Business (Products/Services provided) :

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1 1

To,SBICAP Securities Ltd.191, Maker Tower ‘F’ Cuffe Parade,Mumbai – 400 005

Dear Sir,

SUBJECT : PERSON OF INDIAN ORIGIN (PIO) DECLARATION

I, Mr/Ms ___________________________________________ residing at ________________________________ a Foreign

Passport, bearing no _________________________________________________________ hereby declare that my parents /

grandparents are the residents of India residing at ________________________________________________________________

____________________________________________and therefore I am eligible to open NRI account.

Thanking you

________________________________

Date: ______________________________

In case if PIO card is not available with the Client, then this declaration has to be supported by copy of the documents that proves, that theClient is a PIO

FH09

PERSON OF INDIAN ORIGIN (PIO) DECLARATION

PASSPORT DECLARATIONTo,SBICAP Securities Ltd.191, Maker Tower ‘F’ Cuffe Parade,Mumbai – 400 005

Dear Sir,SUBJECT : DECLARATION OF PASSPORT

This is with reference to my Passport no. _________________________ submitted by me as Identify and Address proof whichwas issued on __________________ and having expiry date on ____________________________.

I hereby undertake that the above passport is the only passport I held.

Or*

Thereby undertake that following passports are held by me;

Sr. No. Place of Issue (Country) Passport No. Date of Issue Expiry Date

Thanking you

Your faithfully,

Signature of the client: _________________________________

Client Code: ______________________________* Strike off the option whichever is not applicable

FH10

1 2

I hereby declare that I am a Non Resident Indian (NRI)/Person of Indian Origin (PIO).

I understand that the above account will be open on the basis of statement/declaration made by me and I agree to compensate you for anyloss incurred by SBICAP Securities Ltd (SSL) due to any incorrect statement(s)/declaration(s) made herein.

I declare that I shall necessarily take delivery of the shares purchased and give delivery of the shares sold. I declare that I shall not indulgein intra-day purchase or sale of shares. I also understand that NRIs are not permitted to indulge in short selling of shares.

I hereby declare that at any point of time I shall NOT remain invested in shares of listed Indian companies, both on repatriation andnonrepatriation basis under PIS route over and above such percentage of paid up equity capital / paid up value of each series of convertibledebentures of listed Indian companies as notified by RBI from time to time.

I hereby declare that I shall not purchase shares of Company under the Portfolio Investment Scheme which are in the Banned List asnotified by RBI from time to time.

I do hereby declare that shares purchased by me on the stock exchange under PIS shall not be transferred by way of sale under privatearrangement or by way of gift to a person resident in India or outside India (except to my relatives as defined in Section 6 of Companies Act,1956 or to a charitable trust duly registered under the laws in India) without prior approval of RBI.

I also hereby agree that I shall solely be liable for any non-compliance of the SEBI / RBI guidelines or any other relevant directives / guidelinesissued from time to time and that may be in force due to false/misleading information given by me or suppression of any material fact, bothintentional or unintentional on my part and shall be solely liable for any action initiated by any of the regulatory authorities concerned.

I undertake to abide by the local Laws, Rules & Regulations in India and confirm that the country of my residence other than India does notprohibit On Line Trading or trading/investing or doing business through the electronic platform or through any other mode as may bepermitted by the law of that country.

I/ We are not a resident and / or citizen of any jurisdiction which restricts or prohibits sale of Indian securities to its residents and/or citizens;I/We shall notify SSL immediately of such change in the status in the event I/We becomes resident and / or citizen of any such jurisdiction.

Client Name

FH 11

NRI DECLARATION

I hereby declare that all securities related transactions carried out by me through SSL, from time to time shall be in compliance with theprovisions of Foreign Exchange Management Act, 1999 or any rules, regulations, notifications, directions, orders made there under or anyother applicable law for the time being in force and will not involve and will not be designed for the purpose of any contravention or evasionof the provisions thereof.

I also hereby agree and undertake to give such information/documents as will reasonably satisfy you about the transaction in terms of theabove declaration.

I also understand that if I fail / refused to comply with such requirements or do not comply with it the satisfaction of SSL, then SSL shall havethe right to refuse to undertake such transaction and shall, if it has reason to believe that any contravention/evasion is contemplated by me/us report the matter to Reserve Bank of India, Stock Exchanges and/or any other statutory/regulatory authorities.

I/We am/are aware and conversant about the governing laws/ rules/ regulations/ guidelines/ provisions of FEMA, RBI and other statutory/regulatory bodies, pertaining to opening, maintaining and operating a demat account in India; and shall abide by all the applicable lawsand regulations at all times.

Name:__________________ Name:__________________ Name:__________________Date:___________________ Date:___________________ Date:___________________

FH12 SH06 TH06

FEMA DECLARATION

1 3

DECLARATION FOR NON - ENGLISH LANGUAGE DOCUMENT SUBMITTEDDate:Dear Sir/ Madam,Re: DeclarationI / We request you to kindly open an NRE / NRO Demat and Trading account in my/ our name on the basis of the documents submitted asa proof of my/ our NRI status (other than my/our passport).The details as per the document as:1. Document Name :2. Document No :3. Issued by :4. Issued At (Place) :5. Valid till :I /We hereby confirm the validity of the above document given that the same is in a non-English language.I /We also confirm that I /We will inform the bank / DP in case my / our residential status changes from a Non - Resident Indian to a ResidentIndian and will have the Non - Resident account (s) opened in my / our name changed to Resident accounts as eligible).

Yours sincerely,

Name:__________________ Name:__________________ Name:__________________

First Holder Second Holder Third HolderFH13 SH07 TH07

SIGNATURE MISMATCH DECLARATIONWe confirm that the client has signed on the DP / Trading Account Opening Form in presence of the Bank staff and the signature agreeswith the specimen held on our record.Customer Name :Employee Full Name :Employee Code : Employee Signature :Date: ___________________________ * Please affix the Branch Stamp

NAME MISMATCH DECLARATIONI have made the necessary enquiries on the discrepancies observed between the name on the ID / address proof & Name on AOF and Ihereby confirm that the individual signing the AOF and the individual appearing on the ID / address document are one and the sameperson. I confirm that Name on the (Demat / Trading AOF) _________________________________________ & Name on ID /Address proof __________________________________________________________ are one and the same person.Employee Full Name :Employee Code : Employee Signature :Date: * Please affix the Branch Stamp

FOR BANK BRANCH USE

I / We hereby declare that the address mentioned below Post Office Box Number _____________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________Is my Permanent / Correspondence address.

ADDRESS DECLARATION

First Holder Second Holder Third Holder

FH14 SH08 TH08

Name:__________________Date: :__________________

Name:__________________Date: :__________________

Name:__________________Date: :__________________

FORMAT FOR TRANSACTION RIGHTS CONFIRMATION FOR ONLINE TRADING ACCOUNTSDate:_____________________ (Banker Name)

Dear Sir/ Madam,Subject: To whom so ever it may concernCertificate to confirm Transaction rights activationThis is to certify that transaction/INB rights are activated in the respective bank accounts of the customer,Mr./Ms.___________________________________________________________ having Pan No. _______________, as follows:

Bank account number Account Type Bank Branch Name Transaction rights activated(Yes/ No)

NRENRE PISNRONRO PIS

Yours faithfully,

Branch Manager:Name and Emp. code:And bank seal

FORMAT FOR MICR PROOFDate:_____________________ (Banker Name)

Dear Sir/ Madam,Subject: To whom so ever it may concernThis is to certify that the name of the applicant Mr./ Ms _____________________________________________________________

As per Pan No. _______________________ SB A/C No. ________________________________ Account Type: _______________

MICR CODE _____________________________________ IFSC CODE ____________________________________________

Is holding SB A/C with our Branch name ___________________________________________ Branch Code: _________________

Yours faithfully,

Branch Manager:Name and Emp. code:And bank seal

• THIS IS NEWLY OPENED A/C / EXISTING A/C CHQ BOOK REQUEST GIVEN BUT NOT YET ISSUED PLEASE ACCEPT THIS LETTER .

1 4

ANNEXURE TO KYC/ACCOUNT OPENING FORM FOR NON-RESIDENT INDIVIDUALS - DEMAT ACCOUNT -CONTAINING INFORMATION FOR REPORTING REQUIREMENT

UNDER SECTION 285BA OF THE INCOME-TAX ACT, 1961(This Annexure is required to be filled separately by each joint account holder including first holder, minor, guardian, etc.)

*(Please refer instructions mentioned below)

Section 1: Individual IdentificationAccount number / Customer Id : _____________________________________________________________________________Nature of holder (First / Second/ Third) : _______________________________________________________________________Name of the Account holder : ________________________________________________________________________________Place of Birth : ___________________________________________________________________________________________Country of Birth : ___________________________________________________________________________________________Residence Type: (Residential or Business / Residential/ Business/ Registered office/Unspecified): _________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________City/Town:________________________________________ State/Province/County: ___________________________________Post Code : _______________________________________ Country : ______________________________________________

Mailing Address: (if different from above)

__________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________City/Town:________________________________________ State/Province/County: ___________________________________Post Code : _______________________________________ Country : ______________________________________________

Section 2: Declaration of Tax Residency / Citizenship

Country of tax residence (as per section 6 of the Income-tax Act, 1961)

(a) Only India

(b) India and any other country (kindly specify the countries of tax residence)

(c) Any other country (kindly specify the countries of tax residence)

If answer to option (b) or (c) is Yes, please provide the following details and documents:

For the purposes of taxation, I am a resident in the following countries and my Tax Identification Number (TIN)/functional equivalent ineach country is set out below or I have indicated that a TIN/functional equivalent is unavailable (kindly fill details of all countries of taxresidence if more than one):

Country/countries Tax Identification of TIN Issuing Documents providedtax residency Number (TIN) Country (copy of certificate of residence or copy of TIN)

1 5

1 6

Documents Required : Kindly provide the documentary evidence of residence or TIN for all the countries listed in the above table.

Section 3: Declaration and UndertakingsI/We certify that:

a) the information provided in the Form is in accordance with section 285BA of the Income Tax Act, 1961 read with Rules 114F to 114Hof the Income tax Rules, 1962.

b) the information provided by me/us in the Form, its supporting Annexures as well as in the documentary evidence provided by me/usare, to the best of our knowledge and belief, true, correct and complete and that I/we have not withheld any material information thatmay affect the assessment/categorization of the account as a Reportable account or otherwise.

c) I/We permit/authorise SBICAP Securities Limited ('the Company') to collect, store, communicate and process information relatingto the Account and all transactions therein, by the Company and any of its affiliates wherever situated including sharing, transfer anddisclosure between them and to the authorities in and/or outside India of any confidential information for compliance with any lawor regulation whether domestic or foreign.

d) I / We undertake the responsibility to declare and disclose within 30 days from the date of change, any changes that may take placein the information provided in the Form, its supporting Annexures as well as in the documentary evidence provided by us or if anycertification becomes incorrect and to provide fresh self certification alongwith documentary evidence.

e) I / We also agree that our failure to disclose any material fact known to us, now or in future, may invalidate our application and theCompany would be within its right to put restrictions in the operations of my/our account or close it or report to any regulator and/orany authority designated by the Government of India (GOI) /RBI for the purpose or take any other action as may be deemed appropriateby the Company if the deficiency is not remedied by us within the stipulated period.

f) I / We hereby accept and acknowledge that the Company shall have the right and authority to carry out investigations from the informationavailable in public domain for confirming the information provided by me / us to the Company.

g) It shall be my / our responsibilities to educate myself / ourself and to comply at all times with all relevant laws relating to reporting undersection 285BA of the Act read with the Rules thereunder.

h) I/We also agree to furnish such information and/or documents as the Company may require from time to time on account of anychange in law either in India or abroad in the subject matter herein.

i) I/We shall indemnify the Company for any loss that may arise to the Bank on account of providing incorrect or incomplete information.

Authorised Signature: ______________________________

Name : _________________________________________

Date: (dd/mm/yyyy) ________________________________

Place __________________________________________

*Instructions for filling the Addendum:

1. All the information mentioned above have to be mandatorily provided.

FH15

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POWER OF ATTORNEYWhereas I/We having

Residence / office at

have executed Account Opening Form alongwith Mandatory documents as prescribed by SEBI & Exchanges[Bombay Stock Exchange (BSE), National Stock Exchange (NSE)] hereinafter called "THE DOCUMENTS"with SBICAP Securities Limited, a company registered under the Companies Act, 1956 having its corporateoffice at Marathon Futurex, 12th Floor, A&B Wing, Mafatlal Mill Compound, N. M. Joshi Marg, Lower Parel,Mumbai - 400 013 and Branch Office at 51, S. M. Arcade, 2nd Floor, Gayathri Nagar, 100 Feet Road, Mudaliarpet,Pondicherry - 605004, hereinafter referred to as "SSL", (which expression shall, unless repugnant to the contextmean and include its successors) for availing their trading facilities to invest and / or trade in shares and / orsecurities, make investments and enter into various transactions as mentioned in THE DOCUMENTS.This involves operation of my/our accounts including Bank Account maintained with______________________________________________ (hereinafter called as The Bank) and DEMATACCOUNT maintained with Depository Participant ___________________________________________(Hereinafter called as "DP") as detailed in Schedule 1 and to facilitate trading through my/our account withSSL, it is desirable for me/us (hereinafter collectively referred to as "the Joint Account Holders as detailed inSchedule I) to give certain authorizations / standing instructions in favour of the BANK and DP so as to enableme/us to utilize the facility made available by SSL.Now therefore, I/We the undersigned, hereby authorize THEBANK and DP, acting through any of its officers or employees, to be my/our true lawful attorney and agent for thefollowing purposes:-a) to block, hold all or any of the funds and / or securities or to mark a lien either on the funds and / or the

securities in my / our designated accounts (as detailed in Schedule I hereunder written which forms apart and parcel of this authorization) in favour of and for the benefit of SSL as per my instructions inelectronic form or otherwise for the purpose of margin/delivery obligation for funds and securities arisingout of the trades executed by me on any of the stock exchanges through SSL. I/We authorize and instructTHE BANK /DP not to release the lien on funds and / or securities created in favour of SSL, until it isreleased by SSL.

b) without any further instructions from me / us and irrespective of any instructions given by me / us, totransfer all or any funds and / or securities from my / our designated accounts (as detailed in ScheduleI) or any other accounts that would be informed by me/us from time to time to the BANK ACCOUNTSand / or DEMAT ACCOUNTS of SSL as may be requested for by SSL. For this purpose, THE BANK/DPmay do and carry out all acts and deeds, without any limitation, as may be necessary for transfer of suchfunds and / or securities to SSL. I/We confirm that requests and / or instructions given by SSL for transferof such funds and / or securities shall be completely binding on me / us.

c) To do all the necessary things, acts in connection with or for the aforesaid purposes.d) THE BANK/DP shall not be liable for any loss that may result from failure / inability of electronic connectivity

or otherwise. And I/We hereby agree to ratify all the acts, and things done by THE BANK/DP through any ofits officers / employees pursuant to the powers herein above contained, which shall be binding on me / us.

e) Further, to facilitate proper execution of my /our transactions including but not limited to transactionsmentioned below for:i. purchase or redemption or sale of shares, securities, stocks, bonds, debentures, mutual fund

units, units of any collective investment scheme or any other security or financial instrument.ii. application for any offer or public issue of shares, securities, stocks, bonds, debentures, mutual

fund units, units of any collective investment scheme, any other security or financial instrument.iii. purchase or sale of derivatives instruments including but not limited to futures and option.iv. to tender securities in my/ our behalf in any buy back or open offer made by the issuers or other

entities for such securities ; andv. to give effect to all the terms of THE DOCUMENTS entered into between SSL and me/us and

other documents and/ or terms and conditions as applicable from time to time with respect thereto.I /we are desirous of constituting and appointing SSL as my/ our lawfully constituted attorney and confer upon

FH16

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it the powers hereinafter stated:NOW KNOW YOU ALL AND THIS POWER OF ATTORNEY WITNESSETH that I/we do hereby nominate, appoint and constitute SSLacting through any of its directors, officers and / or agents, as my / our true and lawful Constituted attorney (herein after referred to as the saidAttorney) from me/us, in my / our name and on my / our behalf and at my / our risk and costs to do, exercise and perform all / any of thefollowing acts, deeds and things:1. To operate, block and/or debit the BANK ACCOUNT and the DEMAT ACCOUNT ( as detailed in Schedule I ) in terms of THE

DOCUMENTS for transactions between me / us and SSL, done on the National Stock Exchange of India Limited ( NSE) and theBombay Stock Exchange Limited (BSE) or other Stock Exchanges abroad to meet all margin/delivery/fund/ securities obligationsarising out of trades executed on behalf of me/us through SSL.

2. To give other instructions relating to the BANK ACCOUNT and the DEMAT ACCOUNT for any matter concerning the purposeincluding debiting the BANK ACCOUNT for charges for account opening, transfer of funds for meeting the settlement obligations/margin requirements in relation to the trades executed by me/us and for meeting obligations arising out of subscribing to variousfacilities / services/products offered by SSL and giving instructions regarding the prioritizing of instructions received by the saidBANK with respect to the BANK ACCOUNT.

3. To credit the respective BANK ACCOUNT and the DEMAT ACCOUNT with monies and securities respectively due to me/us.4. To issue instructions to debit my/our BANK ACCOUNT, towards monies/ fees/ charges etc due to SSL and to discharge all funds

obligations in this regards on my/our behalf by virtue of I/we using/subscribing to any of the facilities/ services/products provided by SSL.5. And if required to make applications, issue instructions for creation of lien and/or charge on funds and or to create lien or pledge

on the securities owned or bought by me/us for the limited purpose of meeting margin requirements for the trades executed or tobe executed by me/us through SSL.

6. To make applications for purchase/sell of such investment products including but not limited to initial public offers, new fund offers,mutual funds, insurance policies, non convertible debentures, etc. as may be instructed by me/us in terms of the Member ClientAgreement and to do all things necessary for and incidental to availing such investment products on behalf of me/us through SSL.

7. To execute indemnities and any other documentation and to fill in forms etc as and when required by THE BANK/DP for any matterrelating to the purpose or any of the powers granted hereby.

8. To do all such acts, deeds and things as may be necessary for or incidental to the powers hereby and/or the above mentionedpurpose including adjusting balances/ amounts.

9. To return to me/us securities or funds that may have been received by SSL erroneously or that it was not entitled to receive.10. To send consolidated summary of my/our scrip-wise buy and sell positions taken with average rates by way of short messaging

services or email on a daily basis.11. To retain all originals of documents executed by me/us or by the constituted attorney on my/our behalf;And I/we hereby agree to confirm and ratify all acts, matters, things or deeds done by the said attorney on my/our behalf in my/our namepursuant to the powers and authority granted thereto as if the same were done by me/us;And I/we hereby agree and confirm that any instructions issued by the said Attorney (SSL) in my/our name or on my/ our behalf to THE BANKshall be binding on THE BANK/DP as the case may be, who shall be fully entitled to act on the same.I/We undertake to pay all the charges, expenses, etc. to SSL consequent to such termination for the above said purpose I/We hereby agreeand undertake:1) That I/We am/are citizen/s of India, person/s of Indian origin residing outside India within the meaning of the provisions of the

Foreign Exchange Management Act, 1999.2) That I/We am/are maintaining Portfolio Investment Accounts (to be filled by the NRI branch) (PIS)

NRO A/c. No. _________________________________ and (PIS) NRE A/c.___________________________ with you.I/We hereby declare that the aforesaid accounts are being maintained by me/us in accordance with the provisions of the ForeignExchange Management Act, 1999 and the rules framed there under by the Reserve Bank of India.

3) I/We have appointed (Banker Name) ___________________________ as a Designated Bank for PIS activity. I/We have read andunderstood the terms and conditions as specified under the Portfolio Investment Scheme and hereby declare that I/We agree tocomply with all statutory formalities under the PIS from time to time. I/We confirm that as on date I/We do not hold PIS permissionwith any other Bank.

4) I/We hereby enclose herewith a statement as to the Quantity as well as respective cost of acquisition of my/our current holding inequity shares of various companies which were acquired by me/us when I/we was/were resident/s in India and/or under the provisionsof FEMA and/or with special/general permission of Reserve Bank of India or rules & regulations made there under.

5) I/We agree to your deducting tax at source from my/our capital gains after taking into account the cost of acquisition as stated in thesaid statement.

6) I/We hereby agree that:a. The facility is available only to customers maintaining their PIS account with Designated Branches of SBI or its Associates.

FH17

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FH18

b. Shall deal with only one Designated Bank Branch at any given point of time for PIS. All transactions under PIS will be routedthrough this bank branch only.

c. The NRE/NRO PIS account will not be used to route any other transaction besides transactions related to the purchase andsale of shares/convertible debentures. All routine transactions, Demat charges, dividend warrants, etc. will be routed throughthe normal NRE savings account held with the Bank. The PIS account will not be used to deal in securities other than shares/ convertible debentures like derivatives, unlisted Mutual Funds, etc.

d. Shall not transfer any shares held by me / us from NRE PIS account to NRO PIS account or from NRO PIS account to NREPIS account (in case I / We have opened both the NRE as well as NRO PIS accounts).

e. The Bank will recover its fees / charges applicable for PIS by debiting to my / our NRE/NRO savings bank account.f. The funds in my NRE / NRO PIS account will be utilized only for undertaking PIS transactions and not for any other transactions

like investment in properties, etc.g. the funds in my/our NRE Saving Bank account can be transferred to my/our NRO Saving Bank account and the funds in my

/ our NRO Saving Bank account can't be transferred to my/our NRE Saving Bank accounth. I undertake only delivery based transactions and not indulge in Short Selling, Speculative, No delivery, Sale Auction and

such other transactions. I/We shall undertake transactions only through recognized stock exchanges and shall not undertakeany off market transaction. If I / We undertake any of such transactions which are not permitted by RBI and if any loss arisesthere from, I/ we shall be held responsible for the losses.

i. to adhere to the prescribed RBI guidelines and restrictions from time to time as to purchase of shares by NRI's.j. Not purchase shares which are in Banned list of RBI. I / we also understand that if by oversight, I / we purchase such shares, I/

We shall arrange to sell the same immediately and losses (if any) on account of such transactions shall be borne by me/us.k. in case I/We intend to purchase shares which are in Caution list of RBI, I / We shall obtain prior approval from RBI before

purchasing such shares. If I purchase shares of Caution list without obtaining such prior approval from RBI, I/We shallarrange to sell the same immediately and losses (if any) on account of such transactions shall be borne by me/us.

l. Not make any contract for sale either directly through a stockbroker or through the Bank in respect of any securities, deliveryof which has not taken of.

m. Shall place purchase orders only if the Bank can earmark sufficient balance of funds in my / our PIS Saving Bank accountcovering the amount of purchase consideration of securities and other applicable charges.

n. Payment for shares / receipts from the stock broker on account of sale of shares will be made against the amounts specifiedon the bills and no adjustment of purchase against sale transactions will be done even if various sale and purchasetransactions are undertaken during the same period.

o. The purchase of equity shares/convertible debentures in each company with repatriation and non repatriation benefitsshall not exceed 5% (or as prescribed by Reserve Bank of India from time to time) of the paid up capital of the company,subject to an overall ceiling of 10 % (or as prescribed by Reserve Bank of India from time to time). All consequences of failurein such compliances, including any losses arising out of reversal of transactions shall be to my/our account.

p. The Bank will not undertake any follow up for deliveries of any shares purchased by we / us.q. shall submit the contract notes for purchase and sale of securities within 24 hours of the transactions executed on my/ our

behalf by my / our stock broker. If there is any delay of such submission, which leads to any incorrect deduction of tax atsources, I/We shall pay any such amounts as may be levied and collected by the Indian Income Tax Department.

r. shall submit the complete details of all shares held by me/us which was purchased from the Primary market as a nonresident or from the primary / secondary market prior to becoming a non resident in the format as specified by the bank. I /We shall also submit details of shares previously held by me /us.

s. as and when I / We acquire shares under Initial Public offer (IPO), I / We shall submit the details of such shares to the Bankin specified format.

t. undertake to keep the Bank informed from time to time about the changes in investments held on account of corporateactions like Split of shares, Bonus issues, Amalgamation, Merger, D-merger, Name change, etc. by submitting thecommunications from the companies. However in case, if it is not provided by me/us for whatsoever reason and Bankmanages on its own to incorporate effects of such events in my/our Investments holdings , I/We shall accept the taxcomputation and deductions accordingly. In case, in spite of best efforts, such action of the Bank leads to any additional tax,interest or penalty claimed by the Indian Income Tax Department against the Bank, I/We shall reimburse the said amountto the Bank.

u. in case I / we transfer my / our PIS account from some other Bank to _______________________, then I / We shall submitall the previous shareholding details to ______________________ in specified format of ______________________.

v. in case I / We transfer my / our PIS account from _______________________. to some other Bank, then the_______________________ will not be responsible for any loss, damage, etc. for any action taken by me / us from the dateof such transfer of PIS account.

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FH19

w. the Bank will not credit the sale proceeds amount to my / our Saving Bank account until I / we submit the proper and correctpurchase details / previous shareholding details to _______________________.

x. Submit the requisite documents etc. for enabling the Income-tax Department to determine my residential status and thenature and amount of income and tax, interest, penalty etc. payable thereon.

y. The sale of shares will be adjusted on First in First Out basis (FIFO) for the purpose of calculating capital gains.z. Also, in case I / We am / are unable to provide the date and cost of purchase of shares/ securities to the Bank within appropriate

time frame, then the Bank shall deduct the tax assuming it to be short term capital gains and deduct the TDS at appropriaterates or at Maximum Marginal rate (as per the Income Tax Act,1961).aa. In case, the details as to cost of acquisition of securities held by me / us is not available with the Bank or I / we have not

provided the same on time, then Bank shall take the cost of acquisition as NIL and deduct the tax accordingly.bb. I / We also understand and agree that if any purchase details is not submitted by me / us to the Bank on time or details

are not correct or incomplete then in such a case, the First In First Out (FIFO) basis of computation of capital Gains& TDS will get affected not only for current sale transaction but also for subsequent sale transactions (in future). I / Wealso undertake that loss (if any) arising due to this shall be borne by me / us.

7) The Bank will deduct Capital Gains tax as applicable on each transaction and the sale proceeds (net of tax) will be credited to thedesignated account within 48 hours after receipt of clear funds from broking firm.

8) I/We agree that set-off of any capital loss will be allowed against capital gains arising out of secondary market transactions undertakenby me/us in one settlement.

9) I / We also undertake and agree that in case I / We open multiple D-mat accounts, I / we shall submit all the share details which havebeen dematerialized by me / us. I / We also undertake that I / We shall do purchase and sale transactions in shares only indematerialized form.

10) I / We shall not transfer shares from one D-mat to another D-mat except actual purchase or sale transaction through any recognizedstock exchange. I / We also agree that in case of multiple D-mat accounts, the Capital Gain computation will be on First in First out(FIFO) basis each D-mat wise.

11) In case any NRI customer is trading through two Brokers and he has opened two D-mat Accounts as well as two Trading Accounts(say one for Online Trading and other for Offline Trading purpose respectively), then in such a case the customer can not transfershares from one D-mat to other D-mat i.e. no inter D-mat transfer of shares is allowed (as explained above in point No. 10). However,if the customer still wants to transfer his holdings from one D-mat to another D-mat then he will have to close the first D-mat Account(from where he wants to transfer the shares) and then proceed for legal documentation part for transfer of shares to the Second D-mat Account (in which he actually wants to transfer the shares). After completing the above mentioned procedure, the customercan start trading from that D-mat Account where he had transferred the shares and currently hold the shares.

12) I / We also undertake and agree that the PIS account, Saving Bank account and D-mat account will be kept and monitored by theBank. Also, the Trading account shall be kept with the respective stock brokers.

13) I / We also agree that while deducting the TDS, the Bank will not do any foreign exchange adjustment and no indexation benefitswill be available to me / us in computation of Capital Gains.

14) I / We agree that the bank may deduct such percentage of sale proceeds, as may be required by existing laws towards TDS/CapitalGains tax/requirements of other similar enactments and that this amount will be kept by the Bank as a provision and balance of saleproceeds amount will be credited to my / our account (in case I/we need urgent credit of sale proceeds amount). Later on, properadjustment will be made by the Bank for this provisional amount so deducted.

15) To ensure before placing / conveying SALE orders that they actually hold free shares (shares pending D-mat or locked /pledge arenot free shares).

16) In case it is found that the tax actually payable has either not been paid or has not been paid in full, for what so ever reason (in spiteof Bank having taken reasonable care), I/We undertake to pay the said amount of tax along with interest / penalty due in accordancewith the provision of the Income-tax Act, 1961.

17) I/We agree to indemnify and keep the Bank/DP saved and harmless against any claims, losses, damages, etc. made or suffereddue to none or lower or excess deduction of tax at source on the basis of this declaration. If the Bank is required to pay the said taxor any interest or penalty, I/We agree to reimburse the same and the liability in this regard shall be borne by me/ us

I/We specifically agree to hold the Bank/DP harmless from any and all claims and agree that the Bank shall not be liable for any loss, actualor perceived, caused directly or indirectly by equipment failure, communication line failure, system failure, internet failure, that mightprevent the client unauthorized access or any other problem technological or otherwise, that might prevent the client from entering thetransaction or the Bank from executing an order conditions beyond Bank's control.This Power of Attorney and authoriszation shall not be affected by lapse of time. It shall continue in full force and effect until the attorney shallreceive intimation of such revocation, or in the event of the termination thereof by my/our death until the attorney shall have received actualintimation thereof, and such revocation or termination shall in no way affect the validity of this power of attorney, with reference to anytransaction initiated by me/us or my/our attorney pursuance to this power of attorney, prior to the actual receipt by the attorney of intimationof such revocation or termination, as above provided. The attorney shall not act on any instructions received subsequent to the intimationof such revocation; however, such revocation shall not be applicable for any outstanding settlement obligation arising out of the transactioncarried out prior to receiving request for revocation of power of attorney.

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Bank Account Details:a) Account No. b) PIS A/c No. __________________________________b) Account Type: Saving/Current/Others c) Maintained with branch

of

Details of Account Holder(s)

FH20

First Holder Name

SH09

Second Holder Name

TH09

Third Holder Name

Witness of the Client

Name Name of Address

Witness to SBICAP Securities Ltd.

Name: _______________________________________

I/We, hereby agree to exercise the powers conferred upon us in terms of the clauses mentioned herein above.

For and on behalf of SBICAP Securities Ltd.

Authorised Signatory

Witness to SBICAP Securities Ltd.

Name: _______________________________________

Demat Account Details:

a) DP ID

b) DP Name __________________________________

b) Client ID

Details of Account Holder(s)

FH21

First Holder Name

SH10

Second Holder Name

TH10

Third Holder Name

Witness of the Client

Name Name of Address

IN WITNESS WHEREOF I /We have hereunto set and subscribed our respectivehands at this Day of 20 .

Schedule I - Details of the Designated Accounts

Application No. W : 70841

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List of SBICAP Securities Limited bank & demat accounts where funds & securities can be moved.

DP Name DP ID BO ID Remarks Bank Name Account No.

SBICAP Securities Ltd 12047200 000100383 BSE PAYIN POOL A/c State Bank of India 30230175497SBICAP Securities Ltd 12047200 000100419 NSE POOL A/c State Bank of Hyderabad 62041831844SBICAP Securities Ltd IN306114 10000045 BSE POOL A/c State Bank of Travancore 67054962661SBICAP Securities Ltd IN306114 10000037 NSE POOL A/c State Bank of Patiala 65022606478HDFC Bank Ltd IN300126 11177712 BSE POOL A/c State Bank of Mysore 64018761482HDFC Bank Ltd IN300126 11177720 NSE POOL A/c State Bank of Bikaner 61039782557NSE Clearing House 11000011 00014437 NSE EPI Pool A/c & JaipurBSE Clearing House 11000010 00017938 BSE EPI Pool A/c

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DEBIT AUTHORISATION

Client Name :

Address :

To,

(Banker Name)

Reference: Saving /Current A/c I PIS A/c Dear Sir,

Subject: Debit AuthorisationI/We entered into an understanding to open a beneficial owner's account / Trading Account with SBICAP Securities Limited (SSL) foravailing their Depository and Trading facilities.And for the purpose of providing seamless Depository and Trading facility by SSL, I / We have executed a Power of Attorney in favour of SSLto give instructions to the BANK for any matter concerning the purpose including debiting the BANK ACCOUNT for Account OpeningCharges, Depository Transaction Annual Maintenance Charges, fees towards any SSL's products and services availed by me from timeto time and Other Charges applicable as mentioned in the table below or as will be intimated to me / us by SSL from time to time andpayable by me/ us in respect of the above mentioned DP/Trading accounts.I/We, the undersigned, hereby authorize THE BANK, to transfer all or any funds from my / our above mentioned account to SSL as may berequested for by SSL for the above mentioned charges. I/We confirm that requests and / or instructions given by SSL for transfer of suchfunds shall be completely binding on me / us.I/ We undertake that I /we shall always maintain sufficient balances to enable SSL to recover / debit the aforesaid mentioned charges fromthe account and I/we shall not act in any manner to impair the rights of SSL to recover / debit the charges.

Head Frequency AmountAccount Opening Charges (Individual) Once ` 3000/- Plus KRA Charges (As Applicable)

Account Opening Charges (Non Individual) Once ` 1000/- Plus KRA Charges (As Applicable)

Annual Maintenance Charges (Individual) Yearly ` 750/-Annual Maintenance Charges (Non Individual) Yearly ` 1000/-DP Charges Monthly As per DP TariffOther Charges Monthly As ApplicableProducts / Services As Applicable As Applicable

Details of Account Holder(s) in Bank

FH22

First Holder Name

SH11

Second Holder Name

TH11

Third Holder Name

NRE NRO

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AUTHORITY FOR DIGITAL DOCUMENTS VOLUNTARYI/ We hereby authorize SBICAP Securities Limited (SSL) and consent to send the documents / communications at my / our designatedemail address, as mentioned in Account Opening Form instead of physical copies and the delivery of documents so made shall be effectiveand deemed delivery to meet the requirement of providing the said information.I agree to adhere with the terms and conditions laid down in Rights and Obligation Document (s) and same will be binding on me untilrevocation of this authorisation. I also declare that I have been duly informed, that I reserve the right to revoke the authorization by givingnotice in writing to SSL.I/ We undertake to inform you of any change in my email id in writing immediately.

Date : ____________________Place: ____________________ FH23

1. I / We acknowledge hereby the receipt of and confirm having read and understood the contents of the 'Rights and Obligations' document(s)/ additional clauses for providing Internet/Wireless Based Trading (IBT) / 'Risk Disclosure Document' / Guidance Note / Policies &Procedures and tariff sheet . I/We do hereby agree to be bound by such provisions as outlined in these documents. I/We have alsobeen informed that the standard set of documents has been displayed for Information on website www.sbismart.com.

2. I / We further acknowledge hereby the receipt of Right and Obligation of Beneficial Owner and depository participant and Terms andConditions-cum-Registration / Modification form for receiving SMS Alerts from CDSL through email/Hard copy. I/We have read andunderstood the above and I/We agree to abide by the same.

3. I/We further confirm having read and understood the contents of Voluntary Clauses for Trading and Conditions for availing Mutual Fund(MF) / Initial Public Offer (IPO) facilities.

I/We do agree to be bound by such provisions as outlined in these documents and agree to abide by them and anyamendments thereto made by the SSL from time to time.

I/We do not agree by such provisions as outlined in these documents.

Name:______________________

Date:_______________________

Name:______________________ Name:______________________

FH24 SH12 TH12

ACKNOWLEDGEMENT CUM DECLARATION

SCHEDULE OF BROKERAGE / CHARGES#

Segment Delivery Intra-Day MinimumFirst leg Second Leg

Cash MarketDerivatives Future

Option*Currency Derivatives Future

Option** Per Lot # Excluding all statutory and regulatory levies. • Any concession in card rates is subject to approval from the competent authority.• Brokerage at any time shall not exceed more than the maximum permissible limit as prescribed by SEBI / Exchanges.

FOR OFFICE USE ONLY

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GUIDANCE NOTE - DO'S AND DON'TS FOR TRADING ON THE EXCHANGE(S) FOR INVESTORS - MANDATORYBEFORE YOU BEGIN TO TRADE1. Ensure that you deal with and through only SEBI registered intermediaries. You may check their SEBI registration certificate number

from the list available on the Stock exchanges at www.nseindia.com & www.bseindia.com and SEBI website www.sebi.gov.in.2. Ensure that you fill the KYC form completely and strike off the blank fields in the KYC form.3. Ensure that you have read all the mandatory documents viz. Rights and Obligations, Risk Disclosure Document, Policy and

Procedure document of the stock broker.4. Ensure to read, understand and then sign the voluntary clauses, if any, agreed between you and the stock broker. Note that the

clauses as agreed between you and the stock broker cannot be changed without your consent.5. Get a clear idea about all brokerage, commissions, fees and other charges levied by the broker on you for trading and the relevant

provisions/ guidelines specified by SEBI/Stock exchanges.6. Obtain a copy of all the documents executed by you from the stock broker free of charge.7. In case you wish to execute Power of Attorney (POA) in favour of the Stock broker, authorizing it to operate your bank and demat

account, please refer to the guidelines issued by SEBI/Exchanges in this regard.TRANSACTIONS AND SETTLEMENTS8. The stock broker may issue electronic contract notes (ECN) if specifically authorized by you in writing. You should provide your

email id to the stock broker for the same. Don't opt for ECN if you are not familiar with computers.9. Don't share your internet trading account's password with anyone.10. Don't make any payment in cash to the stock broker.11. Make the payments by account payee cheque in favour of the stock broker. Don't issue cheques in the name of sub-broker. Ensure

that you have a documentary proof of your payment/deposit of securities with the stock broker, stating date, scrip, quantity, towardswhich bank/ demat account such money or securities deposited and from which bank/ demat account.

12. Note that facility of Trade Verification is available on stock exchanges' websites, where details of trade as mentioned in the contractnote may be verified. Where trade details on the website do not tally with the details mentioned in the contract note, immediately getin touch with the Investors Grievance Cell of the relevant Stock exchange.

13. In case you have given specific authorization for maintaining running account, payout of funds or delivery of securities (as the casemay be), may not be made to you within one working day from the receipt of payout from the Exchange. Thus, the stock broker shallmaintain running account for you subject to the following conditions:a) Such authorization from you shall be dated, signed by you only and contains the clause that you may revoke the same at any time.b) The actual settlement of funds and securities shall be done by the stock broker, at least once in a calendar quarter or month,

depending on your preference. While settling the account, the stock broker shall send to you a 'statement of accounts' containingan extract from the client ledger for funds and an extract from the register of securities displaying all the receipts/deliveries offunds and securities. The statement shall also explain the retention of funds and securities and the details of the pledgedshares, if any.

c) On the date of settlement, the stock broker may retain the requisite securities/funds towards outstanding obligations and mayalso retain the funds expected to be required to meet derivatives margin obligations for next 5 trading days, calculated in themanner specified by the exchanges. In respect of cash market transactions, the stock broker may retain entire pay-in obligationof funds and securities due from clients as on date of settlement and for next day's business, he may retain funds/securities/margin to the extent of value of transactions executed on the day of such settlement in the cash market.

d) You need to bring any dispute arising from the statement of account or settlement so made to the notice of the stock broker inwriting preferably within 7 (seven) working days from the date of receipt of funds/securities or statement, as the case may be.In case of dispute, refer the matter in writing to the Investors Grievance Cell of the relevant Stock exchanges without delay.

14. In case you have not opted for maintaining running account and pay-out of funds/securities is not received on the next working dayof the receipt of payout from the exchanges, please refer the matter to the stock broker. In case there is dispute, ensure that youlodge a complaint in writing immediately with the Investors Grievance Cell of the relevant Stock exchange.

15. Please register your mobile number and email id with the stock broker, to receive trade confirmation alerts/ details of the transactionsthrough SMS or email, by the end of the trading day, from the stock exchanges.

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IN CASE OF TERMINATION OF TRADING MEMBERSHIP16. In case, a stock broker surrenders his membership, is expelled from membership or declared a defaulter; Stock exchanges gives

a public notice inviting claims relating to only the "transactions executed on the trading system" of Stock exchange, from the investors.Ensure that you lodge a claim with the relevant Stock exchanges within the stipulated period and with the supporting documents.

17. Familiarize yourself with the protection accorded to the money and/or securities you may deposit with your stock broker, particularlyin the event of a default or the stock broker's insolvency or bankruptcy and the extent to which you may recover such money and/orsecurities may be governed by the Bye-laws and Regulations of the relevant Stock exchange where the trade was executed andthe scheme of the Investors' Protection Fund in force from time to time.

DISPUTES/ COMPLAINTS18. Please note that the details of the arbitration proceedings, penal action against the brokers and investor complaints against the

stock brokers are displayed on the website of the relevant Stock exchange.19. In case your issue/problem/grievance is not being sorted out by concerned stock broker/sub-broker then you may take up the

matter with the concerned Stock exchange. If you are not satisfied with the resolution of your complaint then you can escalate thematter to SEBI.

20. Note that all the stock broker/sub-brokers have been mandated by SEBI to designate an e-mail ID of the grievance redressal division/compliance officer exclusively for the purpose of registering complaints.

SBICAP Securities Limited, NRI Services

SSL Branch: : ___/____/_____

NRI Desk HO: ___/____/_____

SSL Desk, NRI br. : ___/____/_____

_____Bank Desk, NRI br. : ___/____/_____

NRI Desk HO (KYC): ___/____/_____

Rej. resolved & re-fwd (KYC):___/____/_____

_______

_______

NRI Desk(Head Office)