session 4: lecture notes on role of international...
TRANSCRIPT
Session 4: Lecture Notes on Role of International Organizations in the Emergence of
Environmental Law
Dr. Luther Rangreji Legal Officer, Ministry of External Affairs
I. Background
In the earlier session we saw the growth of international conferences
and the development of IEL. Today with more than 3000 multilateral
environmental agreements (MEAs), international organizations have come
to play a very important role and are often considered to be a link between
various States. So much so that there is an institutional proliferation and
fragmentation of international institutions within and outside the UN system
with parallel or complimentary or conflicting mandates.
IEIs have grown at a steady pace within and outside the United
Nations. Many of these have been established as specialized agencies of the
UN, functional and regional commissions, as well as programmes.
IEIs are vested with legal personality and are created on the basis of a
constituent instrument. Such instruments can exist as an international treaty
convention, or the constitution or founding charter of international
organizations.
To give examples these IEIs or organizations form a complex web and
link themselves with the UN with different cooperative arrangements.
• Functional UN Specialized Agencies which are international
organizations established by Treaty based on the agreements they
draw with the ECOSOC as per Article 63 of the UN Charter.
Examples include the World Bank, the International Maritime
Organization (IMO), the Food and Agricultural Organization (FAO),
the United Nations Industrial Development Organization (UNIDO),
International Civil Aviation Organization (ICAO) etc.
• UN General Assembly bodies established pursuant to Article 22 of the
Charter of the UN such as United Nations Environment Programme
(UNEP), and the Commission on Sustainable Development (CSD)
• Institutions based on the cooperative arrangements between other
international institutions which include the Global Environment
Facility (GEF), the Inter-Organization Programme for the Sound
Management of Chemicals (IOMC) and the Inter-governmental Panel
on Climate Change (IPCC).
• Treaty based institutions such as Conference of Parties (COPs) and
Meetings of Parties (MOPs) and the Secretariats of the multilateral
environmental agreements and other subsidiary bodies
It may be noted that the General Assembly, the ECOSOC and the
Commission of Sustainable Development play an important role as
coordinators.
In view of the above, an easier classification of these organizations can be
undertaken on the basis of their functional roles and mandates. Here I very
much agree with the classification provided in your notes namely:
(i) Functional international organizations;
(ii) Specialized environmental institutions;
(iii) Treaty bodies or institutional structures established by sectoral
regimes.
(iv) Multilateral financial institutions
(i) Functional international organizations
As stated earlier the post-Stockholm scenario saw witnessed a number
of international organizations having varied areas of functioning and
specialization being asked to green their mandates. To name a few these may
include: the International Labour Organization (ILO), Food and Agricultural
Organization (FAO), International Civil Aviation Organization (ICAO),
United Nations Educational, Scientific and Cultural Organization
(UNESCO), the World Health Organization (WHO), the International
Atomic Energy Agency (IAEA) and the World Meteorological Organization
(WMO). What this really meant was to draw up suitable linkages between
various organizations for protection of the ‘international environment’ as
such. Something similar is happening today after the Bali Summit where
nearly all departments of the UN as well as governmental departments are
questioning a need to refashion ‘environmental negotiations’ based on public
goods/trade based focus and understanding. While many organizations were
and still continue to work based on their constituent instrument/ constitution,
other had to amend the constitutions to bring them in line with the need for
international protection and preservation of the environment.
For example: the ILO adopts ‘conventions’ relating to health and
safety workers, the environmental rights provided to indigenous peoples; the
FAO has adopted a number of agreements in the field of forestry and
‘sustainable fisheries management’. An important Convention on Protection
of Plant Genetic Resources was adopted under the FAO. Similarly, the
IAEM which largely regulates the peaceful use of nuclear energy after the
Chernobyl disaster adopted two conventions on: Early Notification of a
Nuclear Accident (1986) and Assistance in the Case of a Nuclear Accident
or Radiological Emergency (1986). The ICAO a competent organization in
the field of international civil aviation, is in the process of negotiating an
agreement on greenhouse gases emitted by aircrafts.
(ii) Specialized Environmental Institutions (SEIs)
UNEP
Many of the above organizations dealt with ‘environment’ problems
in a routine way and for these reasons a need was felt for establishment of
international organizations devoted exclusively to the field of environment.
The UNEP is one such organization, which was established soon after the
1972 UN Conference on Human Environment, held in Stockholm in 1972. It
was established by a resolution of the General Assembly. Rather than taking
this negatively, a more positive way to look at the whole issue is say that
States were unanimous to create such a body.
The UNEP functions within the UN Secretariat and is mainly
responsible for coordinating activities related to the field of environment.
The Council consists of 58 members, who lay the policies of the
organization. Its headquarters/Secretariat is based in Nairobi.
The establishment of the UNEP the growing problems of environment
in different sectors, particularly in the developing world began to attract the
attention of policy makers, environmental lobbies and States. Although,
initially focus was on weather and climate modification and seabed
exploitation, rivers and river basins, enclosed and semi-enclosed seas,
transfrontier pollution and ground waters.
Between 1972-82, the UNEP did not make much progress in helping
States to develop proper environmental legislations due to lack of proper
resources and constraints faced by developing countries to accelerate their
economic development in an environmentally friendly way. Thereafter, it
began to develop a more focused programme on development of
environmental law through its Montevideo Programme on Development of
Environmental Law, 1992. The Programme was devoted to conclusion of
international agreements, development of international principles, guidelines
and standards and provision of international assistance for national
legislation and administration. One of the important contributions of the
UNEP in law making has been the Regional Seas Programme established
under its auspices. The 16 odd Programmes have seen adoption of more
than 35 regional agreements regulating marine pollution. The areas covered
include: land-based marine pollution, pollution by oil, pollution by solids,
pollution by dumping, pollution by radioactive contamination (South
Pacific), pollution by plastics etc.
In the last several years, a large number of international treaties
were concluded under its auspices. To name a few these include: the
Convention on Migratory Species of Wild Animals, 1979, the Vienna
Convention and the Montreal Protocol for the Protection of the Ozone Layer
(1985 and 1987 respectively), the Basel Convention on the Control of
Transboundary Movement of Hazardous Wastes and their Disposal 1989 and
the Convention on Biological Diversity 1992,
Most of the SEIs have definite mandates and institutional structure to
help States to implement their obligations. This is not to deny that SEIs
always derive the powers from their constituent instrument. But it is
common knowledge in intuitional functioning that many SEIs also have
“implied powers” such like the United Nations has. For example, although
the General Assembly that created UNEP’s does not provide an active role
for it, the organization exercised ‘implied powers’ for servicing the adoption
of multilateral instruments under its auspices.
As stated in my Lecture Notes in Session III, the UNEP acts as a
catalyst for action by other groups. The Action Plan of the UNEP has 3 main
arms i. Environmental Assessment that provides for an Earth watch
program. ii. Management of the environment that involves organizing under
its auspices international conferences, especially regional conferences; and
iii. Providing supporting measures that involve a Legal program.
Commission on Sustainable Development
The United Nations Commission on Sustainable Development (CSD)
was established at UNCED. It was established as an environmental
institution devoted to the implementation of Agenda 21. Similar to the
UNEP, the CSD too was adopted through a resolution of the General
Assembly of the UN. It is designated as a ‘functional commission’ of the
ECOSOC. It consists of 53 Members elected for a period of three years.
Role of the Commission been assigned a high level forum task on
sustainable development that includes:
• To review progress at the international, regional and national levels in
the implementation of recommendations and commitments contained
in the final documents of the United Nations Conference on
Environment and Development (UNCED), namely: Agenda 21; and
the Rio Declaration on Environment and Development.
• To elaborate policy guidance and options for future activities to
follow up the Johannesburg Plan of Implementation and achieve
sustainable development
• To promote dialogue and build partnerships for sustainable
development with governments, the international community and the
major groups identified in Agenda 21 as key actors outside the central
government who have a major role to play in the transition towards
sustainable development. These Major Groups include women, youth,
indigenous peoples, non-governmental organizations, local
authorities, workers and trade unions, business and industry, the
scientific community, and farmers
The Johannesburg Plan of Implementation mandated for:
• Renewed emphasis on integration of the three dimensions of
sustainable development in a balanced way
• Focus on reviewing and monitoring progress in the implementation
through a broad exchange of views and experiences, best practice and
lessons learned
• Enhanced linkages between global, regional and national endeavors
• Integrated process that enhances coherence between the
implementation of Agenda 21, initiatives and partnerships
• Greater involvement at the regional level
• Opportunity to look at new challenges and opportunities in the context
of implementation
• Innovative methods of work
• Broader participation of all stakeholders, particularly UN
agencies/international financial institutions and the Major Groups
• Greater consideration to scientific contributions
• Contributions of educators
• Focus on a limited number of issues and
• Negotiations once every two years
The overburdened task of the CSD would become clear if one were to
look at the thematic areas on sustainable development. These among others
include: agriculture, atmosphere, biodiversity, climate change, capacity
building, desertification and drought, energy, finance, forests, health, human
settlement, industry, international law, institutional cooperation, land,
mountains, oceans and seas, poverty, science, technology, toxic wastes etc.
The CSD is also involved in Inter-Agency coordination on matters relating
to water, gender, oceans and energy. To date 14 sessions of the CSD have
been held.
Global Environmental Facility
The GEF IS an independent financial organization, that provides
grants to developing countries for projects that benefit the global
environment and promote sustainable livelihoods in local communities.
During the pilot phase (1991-1994) the task of its implementation task was
assigned to three bodies- the UNDP, UNEP and the World Bank. The GEF
took shape when these agencies agreed by a tripartite agreement in 1991 and
established by a resolution of the board of directors of the World Bank a
grant mechanism to provide financing for projects in four focal areas: ozone
layer depletion, global warming, biodiversity, and international waters.
During this period, about $US800 million, contributed or pledged by 28
countries, including 12 developing countries.
Since 1991, the GEF has provided $6.8 billion in grants and generated over
$24 billion in co financing from other sources to support over 1,900 projects
that produce global environmental benefits in more than 160 developing
countries and countries with economies in transition. Donor countries
contribute all GEF funds.
The Organizational structure of GEF is as follows: GEF Member Countries
include developing and developed countries, as well as those with
economies in transition. Each country has a GEF representative know as a
"Focal Point". The GEF Council is the main governing body of the GEF
comprising 32 members who represent GEF member countries. The GEF
Council must approve all GEF full-size projects. The GEF Assembly is
comprised of all the countries that are members of the GEF. It meets once
every four years to review the policies and operations of the GEF. Only the
Assembly can make any amendments to the GEF Instrument i.e. the
document that established the GEF—.
The Chief Executive Officer of the GEF CEO is Chairperson Monique
Barbut who heads the GEF Secretariat. The Secretariat prepares reports
submitted to the Assembly and Council. The Secretariat also coordinates the
implementation of GEF's projects and programs, as well as the formulation
of policies and operational strategies. The implementing Agencies and
Executing Agencies are responsible for creating project proposals and for
managing GEF projects. The nongovernmental organizations (NGOs)
participate in the GEF activities and assist in the design, execution, and
monitoring of projects. Besides, the Scientific and Technical Advisory Panel
(STAP) provides objective scientific and technical advice to the GEF. The
Monitoring and Evaluation Unit conducts reviews of GEF´s work and
publishes lessons learned so that the GEF´s effectiveness can enhanced.
(iii) Treaty Bodies or sectoral/regime specific institutions
Besides these SEIs there are a number Treaty based institutions such
as Conference of Parties (COPs) and Meetings of Parties (MOPs) and the
Secretariats of the multilateral environmental agreements and other
subsidiary bodies that help implementation of the MEA. The COP functions
as the plenary and supreme decision-making body of the MEA. Although
not a permanent standing body looking into day to day functioning the COP
comprises all States and is responsible for the final decision of any MEA.
Nearly all MEAs on climate change, biological diversity, ozone depletion,
desertification etc. have COPs and the Protocols MOPs which realize the
smooth and effective functioning and implementation of the obligations
agreed upon in MEAs.
Another aspect of regime specific conventions is the need for e
Secretariat that services the day-to-day functioning of the MEA. The UNEP
for example services the administration of five MEAs – CITES, CMS,
Convention for Protection of the Ozone Layer, Basel Convention on
Hazardous Wastes and the CBD.
COPs are generally headed by Executive Secretary who is the CEO of
the Convention Secretariat established under the Convention. All subsidiary
bodies responsible for scientific assistance and implementation of the MEA
work under the overall supervision of the COP and also report to the COP.
Every session of the COP is headed by a President who is generally from the
host State which is hosting the COP.
(iv) Multilateral Financial Institutions
Another important feature is the presence of international or
multilateral financial institutions that contribute to the management and
execution MEAs. These among others include: African Development Bank
(AfDB), Asian Development Bank (ADB), European Bank for
Reconstruction and Development (EBRD), United Nations Food and
Agriculture Organization (FAO), Inter-American Development Bank (IDB),
International Fund for Agricultural Development (IFAD), and United
Nations Industrial Development Organization (UNIDO).
It is of utmost importance that along with States, the private sector
and the lay civil society play a role in the implementation of the MEA. A
classic example of this is the implementation of the Vienna/Montreal regime
governing depletion of the Ozone layer. One of the reasons for the effective
implementation of the regime has been the role played by the private sector
and international financial institutions.
II. Conclusion
The UNEP and the CSD are the two major IEIs we have today. There
has been a growing demand to have a World International Environmental
Organization just like the WTO. No one knows whether such a body can
become a reality because of the different mandates of environment and trade
organizations and their linkages and conflicts.
International environmental law is sectoral and shall remain that way.
Liability and Redressal regimes under MEAs are separately negotiated. The
reality is that no one body whether UN or otherwise can manage so diverse
and difficult areas. The private sector and the civil society have an important
role to play.