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Some Characteristics of Performance Assessment
1. Constructed Response: students construct a response, provide an
expanded response, engage in a performance, or create a product
2. Higher-order Thinking: the student typically uses higher levels
of thinking in constructing responses to open-ended questions
3. Authenticity: tasks are meaningful, challenging, and engaging
activities that mirror good instruction or other real-world contexts
where the student is expected to perform
4. Integrative: the tasks call for integration of language skills and,
in some cases, for integration of knowledge and skills across
content areas
5. Process and Product: procedures and strategies for deriving the
correct response or for exploring multiple solutions to complex
tasks are often assessed as well (as or sometimes instead of) the
product or the “correct” answer
6. Depth Versus Breadth: performance assessments provide
information in depth about a student’s skills or mastery as
contrasted with the breadth of coverage more typical of multiple-
choice tests
O’Malley J.M. & Pierce, L.V (1996). Authentic assessment
for English language learners: Practical approaches for
teachers. Boston: Addison-Wesley Publishing Company.
(p.5)
Figure 2.3 Checklist for Designing Authentic Assessments
Design Step Description Completion (X)
1. Build a team
2. Determine the purpose
3. Specify objectives
4. Conduct staff development
5. Collect sample
assessments
6. Adapt existing
assessments
7. Try out the assessments
8. Review the assessments
1. Create an assessment team of teachers, parents, and
administrators
2. Determine the purposes of the assessments for use in
planning instruction or for other purposes.
3. Specify the instructional objectives to be evaluated with
the assessments.
4. The staff development is for the design team and other
teachers on the purposes, use, and development of the
assessment.
5. Review the sample assessments for suitability in your
school or district to meet local purposes and objectives.
6. Where possible, adapt existing instruments to meet local
purposes by changing the item content, format, or scoring
rubric.
7. Give the assessments to students, score the papers, and
discuss the assessments with students and other teachers.
8. Discuss the assessments with other members of the team
and make final adjustments to the assessments or the
rubrics.
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O’Malley J.M. & Pierce, L.V (1996). Authentic assessment for English language learners:
Practical approaches for teachers. Boston: Addison-Wesley Publishing Company. (p.16)
Figure 2. 5 Sample Holistic Scoring Rubric for Writing Samples
Rating Criteria
6
Proficient Writes single or multiple paragraphs with clear introduction, fully developed ideas, and
a conclusion
Uses appropriate verb tense and a variety of grammatical and syntactical structures;
uses complex sentences effectively; uses smooth transitions
Uses varied, precise vocabulary
Has occasional errors in mechanics (spelling, punctuation, and capitalization) which do
not detract from meaning
5
Fluent Writes single or multiple paragraphs with main idea and supporting detail; presents
ideas logically, though some parts may not be fully developed
Uses appropriate verb tense and a variety of grammatical and syntactical structures;
errors in sentence structure do not detract from meaning; uses transitions
Uses varied vocabulary appropriate for the purpose
Has few errors in mechanics which do not detract from meaning
4
Expanding Organizes ideas in logical or sequential order with some supporting detail; begins to
write a paragraph
Experiments with a variety of verb tenses, but does not use them consistently;
subject/verb agreement errors; uses some compound and complex sentences; limited use
of transitions
Vocabulary is appropriate to purpose but sometimes awkward
Uses punctuation, capitalization, and mostly conventional spelling; errors sometimes
interfere with meaning
3
Developing Writes sentences around an idea; some sequencing present, but may lack cohesion
Writes in present tense and simple sentences; has difficulty with subject/verb
agreement; run-on sentences are common; begins to use compound sentences
Uses high frequency words; may have difficulty with word order; omits endings or
words
Uses some capitalization, punctuation, and transitional spelling; errors often interfere
with meaning
2
Beginning Begins to convey meaning through writing
Writes predominately phrases and patterned or simple sentences
Uses limited or repetitious vocabulary
Uses temporary (phonetic) spelling
1
Emerging No evidence of idea development or organization
Uses single words, pictures, and patterned phrases
Copies from a model
Little awareness of spelling, capitalization, or punctuation
O’Malley J.M. & Pierce, L.V (1996). Authentic assessment for English language learners:
Practical approaches for teachers. Boston: Addison-Wesley Publishing Company. (p,22)
Figure 4.2 Academic Language Functions
Academic Language
Functions
Student uses language to: Examples
1. Seeking
Information/Informing
2. Comparing
3. Ordering
4. Classifying
5. Analyzing
6. Inferring
7. Justifying and
Persuading
8. Solving Problems
9. Synthesizing
10. Evaluating
Observe and explore the
environment, acquire
information, inquire; identify,
report, or describe information
Describe similarities and
differences in objects or ideas
Sequence objects, ideas, or
events
Group objects or ideas according
to their characteristics
Separate whole into parts;
identify relationships and
patterns
Make inferences; predict
implications, hypothesize
Give reasons for an action,
decision, point of view; convince
others
Define and represent a problem;
determine a solution
Combine or integrate ideas to
form a whole
Assess and verify worth of an
object, idea, or decision
Use who, what, when, where, and how to gather
information; recount information presented by
teacher or text; retell a story or personal experience
Make/explain a graphic organizer to show
similarities and contrasts
Describe/make a timeline, continuum, cycle, or
narrative sequence
Describe organizing principle(s), explain why A is
an example and B is not
Describe parts, features, or main idea of information
Describe reasoning process (inductive or deductive)
or generate hypotheses to suggest causes or
outcomes
Tell why A is important and give evidence in
support of a position
Describe problem-solving procedures; apply to real-
life problems and describe
Summarize information; incorporate new
information
Identify criteria, explain priorities, indicate reasons
for judgment, confirm truth
O’Malley J.M. & Pierce, L.V (1996). Authentic assessment for English language learners:
Practical approaches for teachers. Boston: Addison-Wesley Publishing Company. (p. 62)
Figure 4.4 Holistic Oral Language Scoring Rubric
Rubric Description
6 Communicates competently in social and classroom settings
Speaks fluently
Masters a variety of grammatical structures
Uses extensive vocabulary but may lag behind native-speaking peers
Understands classroom discussion without difficulty
5 Speaks in social and classroom settings with sustained and connected discourse; any
errors do not interfere with meanings
Speaks with near-native fluency; any hesitations do not interfere with communication
Uses a variety of structures with occasional grammatical errors
Uses varied vocabulary
Understands simple sentences in sustained conversation; requires repetition
4 Initiates and sustains a conversation with descriptors and details; exhibits self-confidence
in social situations; begins to communicate in classroom settings
Speaks with occasional hesitation
Uses some complex sentences; applies rules of grammar but lacks control of irregular
forms (e.g., runned, mans, not never, more higher)
Uses adequate vocabulary; some word usage irregularities
Understands classroom discussions with repetition, rephrasing, and clarification
3 Begins to initiate conversations; retells a story experience; asks and responds to simple
questions
Speaks hesitantly because of rephrasing and searching for words
Uses predominantly present tense verbs; demonstrates errors of omission (leaves words
out, word endings off)
Uses limited vocabulary
Understands simple sentences in sustained conversation; requires repetition
2 Begins to communicate personal survival needs
Speaks in single-word utterances and short patterns
Uses functional vocabulary
Understands words and phrases; requires repetition
1 Begins to name concrete objects
Repeats words and phrases
Understands little or no English
Adapted from a rating scale developed by ESL teachers Portfolio Assessment group
(Grades 1-12), Fairfax County Public Schools, Virginia.
O’Malley J.M. & Pierce, L.V (1996). Authentic assessment for English language learners:
Practical approaches for teachers. Boston: Addison-Wesley Publishing Company. (p. 67)
Figure 4.7 Self-Assessment of Academic Language Functions
Name ____________________________________ Date __________________
Check the box that best describes how well you can use English. Add comments.
Task Not Very
Well
Okay Well Very Well Comments
1. I can describe
objects and people.
2. I can describe the
past.
3. I can listen to and
understand radio
programs.
4. I can listen to and
understand video
and television.
5. I can state an
opinion.
6. I can agree and
disagree.
7. I can summarize a
story.
8. I can give an oral
report.
O’Malley J.M. & Pierce, L.V (1996). Authentic assessment for English language learners:
Practical approaches for teachers. Boston: Addison-Wesley Publishing Company. (p.71)
Figure 4.9 Self-Assessment of Speaking Ability
Name ____________________________________ Date ___________________
Part 1: Place an X on each line to show how much you agree or disagree.
This week I used English to talk with ______________________________________
1. I think that I was successful. Disagree /____/____/____/____/____/ Agree
2. The person I spoke to understood me. Disagree /____/____/____/____/____/ Agree
3. I felt comfortable speaking with Disagree /____/____/____/____/____/ Agree
another person in English.
4. I understood everything that this Disagree /____/____/____/____/____/ Agree
person said to me.
5. I could do this again with no problem. Disagree /____/____/____/____/____/ Agree
Part 2: Complete the sentences below.
6. When someone doesn’t understand me, I _________________________________.
7. When I don’t understand someone, I _____________________________________.
8. Now I know ________________________________________________________.
Adapted from a form developed by ESL teacher M. Crossman (1994).
O’Malley J.M. & Pierce, L.V (1996). Authentic assessment for English language learners:
Practical approaches for teachers. Boston: Addison-Wesley Publishing Company. (p. 73)
Figure 4.14 Oral Language Scoring Rubric: Information Gap
Rating Demonstrated Competence
4 Uses a variety of descriptive vocabulary and expressions
Communicates effectively, almost always responding appropriately and developing the
interaction
Uses a variety of structures with only occasional grammatical errors
Speaks with little hesitation that does not interfere with communication
3 Uses a variety of descriptive vocabulary and expressions
Communicates effectively, often responding appropriately and developing the interaction
Uses a variety of structures with more than occasional errors
Speaks with some hesitation that does not interfere with communication
2 Uses some descriptive vocabulary and expressions
Communicates acceptably although sometimes responding inappropriately or
inadequately or developing little interaction
Uses a variety of structures with frequent errors or uses a basic structures with only
occasional errors
Speaks with some hesitation that interferes with communication
1 Uses basic vocabulary and expressions
Communicates marginally; mostly responding inappropriately or inadequately
Uses basic structures with frequent errors
Speaks with much hesitation that greatly interferes with communication
Adapted from a scoring rubric developed by ESL teacher S. Copley (1994).
O’Malley J.M. & Pierce, L.V (1996). Authentic assessment for English language learners:
Practical approaches for teachers. Boston: Addison-Wesley Publishing Company. (p.84)
Figure 4.15 Self-Assessment for an Oral Report
Name _______________________________________ Date ___________________
Check (X) the box that best describes your oral report. Add comments.
Activity Always Sometimes Rarely Comments
1. I researched, outlined, and
practiced my oral report.
2. I spoke slowly and
clearly.
3. I glanced at my notes
while talking.
4. I used gestures to help
express meaning.
5. I used my face to express
feelings.
6. I answered questions on
my report.
7. I summarized the main
points.
8. I gave details to support
my main points.
O’Malley J.M. & Pierce, L.V (1996). Authentic assessment for English language learners:
Practical approaches for teachers. Boston: Addison-Wesley Publishing Company. (p. 88)
Figure 5. 6 Self-Assessment of Reading Strategies
Name ___________________________________ Date ___________________
Check (X) the box that indicates how you read.
Reading Strategies Often Sometimes Almost Never
1. I think about what I already know on the
topic.
2. I make predictions and read to find out if I
was right.
3. I reread the sentences before and after a
word I do not know.
4. I ask another student for help.
5. I look for the main idea.
6. I take notes.
7. I discuss what I read with others.
8. I stop and summarize.
9. I choose books from the library on my own.
10. I make outlines of what I read.
(p. 106)
O’Malley J.M. & Pierce, L.V (1996). Authentic assessment for English language learners:
Practical approaches for teachers. Boston: Addison-Wesley Publishing Company. (p.
106)
Figure 5.7 Developmental Reading Rubric
Emergent Pretends to read
Uses illustrations to tell story
Participates in reading of familiar books
Knows some letter sounds
Recognizes names/words in context
Memorizes pattern books and familiar books
Rhymes and plays with words
Developing Sees self as reader
Reads books with word patterns
Knows most letter sounds
Retells main idea of text
Recognizes simple words
Relies on print and illustrations
Beginning Relies more on print than illustrations
Recognizes names/words by sight
Uses sentence structure clues
Uses phonetic clues
Retells beginning, middle, and end
Begins to read silently
Uses basic punctuation
Expanding Begins to read short stories and books
Reads and finishes a variety of materials with guidance
Uses reading strategies
Retells plot, characters, and events
Recognizes different types of books
Reads silently for short periods of time
Bridging Begins to read chapter books of moderate difficulty
Reads and finishes a variety of materials with guidance
Reads and understands most new words
Uses reference materials to locate information with
guidance
Increases knowledge of literary elements and genres
Reads silently for extended periods
Fluent Reads most literature appropriate to grade-level
Selects, reads, and finishes a wide variety of materials
Uses reference materials independently
Recognizes and uses literary elements and genres
Begins to interpret and expand meaning from literature
Participates in literary discussions
O’Malley J.M. & Pierce, L.V (1996). Authentic assessment for English language learners:
Practical approaches for teachers. Boston: Addison-Wesley Publishing Company.
(p.107)
Basic Points to Remember in Assessing Reading ELLs’
1. Activities for assessing reading should be based on activities for teaching reading.
2. Assessment of reading, like instruction, takes planning, time, and experience.
3. Assessment of reading should include both decoding skills and reading
comprehension strategies.
4. Assessment of reading should include student attitudes and feelings toward reading.
5. Assessment of reading should hold students accountable for how they use time in
class for reading.
6. Assessment of reading should be conducted regularly and be ongoing.
7. Students should be actively involved in their own assessment, whether it be in setting
criteria, engaging in self-assessment, or evaluating peers.
8. Teacher observations of reading should be recorded systematically.
9. Assessment of reading should consist of multiple assessments for each student in
order to monitor student progress.
10. Results of reading assessment should be used to inform students, parents, and
teachers of needed changes in student performance and in instruction.
O’Malley J.M. & Pierce, L.V (1996). Authentic assessment for English language
learners: Practical approaches for teachers. Boston: Addison-Wesley Publishing
Company. (p. 132-133)
Figure 6.1 Holistic Scoring Rubric for Writing Assessment with ELL
Students
Level 6 Conveys meaning clearly and effectively
Presents multi-paragraph organization, with clear introductions, development of ideas,
and conclusion
Shows evidence of smooth transitions
Uses varied, vivid, precise vocabulary consistently
Writes with few grammatical/mechanical errors
Level 5 Conveys meaning clearly
Presents multi-paragraph organization logically, though some parts may not be fully
developed
Shows some evidence of effective transitions
Uses varied and vivid vocabulary appropriate for audience and purpose
Writes with some grammatical/mechanical errors without affecting meaning
Level 4 Expresses ideas coherently most of the time
Develops a logical paragraphs
Writes with a variety of sentence structures with a limited use of transitions
Chooses vocabulary that is (often) adequate to purpose
Writes with grammatical/mechanical errors that seldom diminish communication
Level 3 Attempts to express ideas coherently
Begins to write a paragraph by organizing ideas
Writes primarily simple sentences
Uses high frequency vocabulary
Writes with grammatical/mechanical errors that sometimes diminish communication
Level 2 Begins to convey meaning
Writes simple sentences/phrases
Uses limited or repetitious vocabulary
Spells inventively
Uses little or no mechanics, which often diminishes meaning
Level 1 Draws pictures to convey meaning
Uses single words, phrases
Copies from a model
Developed by ESL teachers, Prince William County Public Schools, Virginia
O’Malley J.M. & Pierce, L.V (1996). Authentic assessment for English language
learners: Practical approaches for teachers. Boston: Addison-Wesley Publishing
Company. (p. 143)
Figure 6.2 Analytic Scoring Rubric for Writing
Domain
Score *
Composing Style Sentence
Formation
Usage Mechanics
4 Focuses on
central ideas
with an
organized
and
elaborated
text
Purposefully
chosen
vocabulary,
sentence variety,
information, and
voice to affect
reader
Standard word
order, no
enjambment (run-
on-sentences),
completeness (no
sentence
fragments),
standard modifiers
and coordinators,
and effective
transitions
Standard
inflections (e.g.,
plurals,
possessives, -ed,
-ing, with verbs,
and –ly with
adverbs),
subject-verb
agreement (we
were vs. we
was), standard
word meaning
Effective use of
capitalization,
punctuation,
spelling, and
formatting
(paragraphs
noted by
indenting)
3 Central idea,
but not as
evenly
elaborated
and some
digressions
Vocabulary less
precise and
information
chosen less
purposeful
Mostly standard
word order, some
enjambment or
sentence
fragments
Mostly standard
inflections,
agreement, and
word meaning
Mostly effective
use of
mechanics;
errors do not
detract from
meaning
2 Not a
focused idea
or more than
one idea,
sketchy
elaboration,
and many
digressions
Vocabulary basic
and not
purposefully
selected; tone flat
or inconsistent
Some non-
standard word
order,
enjambment, and
word omissions
(e.g., verbs)
Some errors
with inflections,
agreement, and
word meaning
Some errors
with spelling
and punctuation
that detract from
meaning
1 No clear
idea, little or
no
elaboration,
many
digressions
Not controlled,
tone flat,
sentences halted
or choppy
Frequent non-
standard word
order,
enjambment, and
word omissions
Shifts from one
tense to another;
errors in
conventions
(them/those,
good/well,
doubts
negatives, etc.)
Misspells even
simple words;
little formatting
evident
*4 = Consistent control
3 = Reasonable control
2 = Inconsistent control
1 = Little or no control
O’Malley J.M. & Pierce, L.V (1996). Authentic assessment for English language
learners: Practical approaches for teachers. Boston: Addison-Wesley Publishing
Company. (p. 145)