stephanie k seymour financial disclosure report for 2010

8/3/2019 Stephanie K Seymour Financial Disclosure Report for 2010

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AO I0Rev. 1/2011

FINANCIAL DISCLOSURE REPORTFOR CALENDAR YEAR 20 10

Report Required by the Ethicsin Governme nt Act ofl978(5 U.S.C. app..~.~ 101-111)

I. Person Rep or t ing ( las t name, f i r s t : , middle in i t i a l)S EY M O U R , S TEP H A N IE K .

4. Tit le (Art ic le I II judgrs indicate a c t ive or sen ior s ta tus;magistrate judges indicate full- or part- time)U. S . C IR C UIT J UDGE--S ENIOR

7 . C h a m b e r s o r Office Address4 -5 6 2 U . S . C O U R TIIO U S E3 3 3 W E ST F OUR T HT UL SA, OK 74 103 - 3877

2. Court or OrganizationU.S. COURT OF APPEALS

3 . D a t e o f R e p o r t05/I I/:2011

5a. Report T)~e (check appropriate t~pe)] N o m in a tio n , D a te[] Initial [] Annual [] Final5b. [] Amended Report8.On the basis of the information contained in this Report and any

modifications pertaining thereto, it is, in my opinion, in compliancew i t h a p p l i c a b le l a w ~ a n d regulations.

R e v i e w i n g O f f i c e r D a t e

6 . R e p o r t i n g P e r i o d01/01/2010

to12/31/2010

I M P O R T A N T N O T E S : The instructions accompanying this form must be followed Complete all parts,checking the NONE box for each pa rt where you have no reportable information. Sign on last page.

I . P O S I T I O N S . t ~ o , ~ n g i n d i v i d .a t o n O ; , o , r p . 9 - t ~ o f m , g i , ,~ t rucao ,~)---] N O N E (No reportable positions.)

POSITION1. Ex e cu t i v e Boa rd Me m be r2.3.

4.5.

NAME OF ORGANIZATION/ENTITYOklahoma City Un ivers i ty School of Law, Oklahom a City , OK

I I . A G R E E M E N T S . m e p o r ~ n g individual only; see p p. 14-16 of f il ing instructions. )~ NONE (No reportable agreements.)

D A T E PARTIES AND TERM S


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FINANCIAL DISCLOSURE REPORTPage 2 of 8

N a m e o f P e r s o n R e p o r t i n gS E Y M O U R , S T E P H A N I E K .

D a t e o f R e p o r ~05/I 1/201 I

I I1 . N O N - IN V E S T M E N T I N C O M E . tRepo~ngindi , idaaondspo~e:soep~ 17-24offilinginstructionsOA. Filers Non-Investment Incom e

[] (No reportable income.)ONE non- investmentDATE SOURCE AND TYPE

2.

3.

4.

INCOME( y o u r s , n o t s p o u s e s )

B . S p o u s e s N o n - I n v e s tm e n t I n c o m e - I f y o u were m arried daring any port ion of the report ing year , comp lete this sect ion.(Dollar a mount not required except for honoraria.)--] N O N E (No reportable non-investment income.)

1.2010

2.

3.

4.

DATE SOURCE AND TYPEse lf - employed - lawyer

I V . R E I M B U R S E M E N T S - t r o n s ~ , o r ta a o n , I o d g i n g , /o o d , e n t e r ,~ i n m e n ~(Includes those to spouse and dependent children; see pp. 25-27 of filing instructions.)~] N O N E (No reportable reimbursements.)

2.3.

4.5.

SOURCE D A T E S LOCATION PURPOSE ITEMS PAID OR PROVIDED


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FINANCIAL DISCLOSURE REPORTP a g e 3 o f 8

N a m e o f P e r s o n R e p o r t in gS EY M O U R , S TEPH A N IE K .

D a t e of Repor t05/I 1/201 I

NONE (No reportable g~s.)SOURCE

1.2.3.4.5.

DESCRIPTION VALUE

V I . L I A B I L I T I E S . a ~ c t , a e s t h o s e 4 ~ o . ~ e a ~ d d e ~ , e ~ d e m ~ n i ~ a , e m , e e p ~ ~ ~ - ~ ~ of filing i nstructions.)NONE (No reportable liabilities.)

CREDITOR DESCRIPTION1.2.3.

4.5.

VALUECODE


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FINANCIAL DISCLOSURE REPORTPage 4 of 8 iam e o f Person ReportingS E Y M O U R , S T E P H A N I E K . D a t e o f R e p o r t05/I 1/2011

V 1 1 . IN V E S T M E N T S a n d T R U S T S -i .... e , value, tratt~actions (Includes those of spouse and dependent children; see p p . 3 4 - 6 0 of filing instructlon~)N O N E (No reportable income, assets, or transactions.)

A. B. D.Description of Assets Income dur ing Transactions during reporting period

(including trust asset~) r e p o r t i n g p e r i o dO) (2)

! A m o u nt T y p e (e . g . ,C o d e I d i v . , r e n t ,(A-H) o r i n t . )P l a c e " ( X ) " a f t e r e a c h a s s e t

exempt from prior disclosure

G r o s s v a l u e a t e n do f r e p o r t i n g p e r i o d(I) (2)

V a l u e V a l u eC o d e 2 M e t ho d( J - P ) C o d e 3

(I) ( 2 ) ( 3 ) ( 4 ) (5)T y p e ( e . g ., D a t e Value Gain I d e n t i t y o fbuy, sell , mrn ld d /y y Code 2 C o d e I buyer/seller

r e d e m p t i o n ) ( J - P ) (A-H) ( i f p r i v a t ew a n s a c t i o n )

I. Ba nk o fOkl a . Acct s E Int. /Div.2. F&M B an k Acco un ts A Interes t3. Lo t in M r. C re sted B u tte , C O (p u rchase d No n e

8/ 2004 f o r $ 875,000)4. IR A # 1, Mer r i l l -Ly n ch, Tulsa A ln t. /Div.5. B r o k er ag e # 16. -ML B an k Dep o s i t P r o g r am A Interes t7. B r o k e r a g e # 28. -Mer r i l l Ly n ch C ash Fun d A In t. /Div.9. -BOK Fincl. Corp. New (BOKF) A Divid en d1 0 . B r o k e r a g e # 31 1 . - M-L Cash Funds A Interes t1 2 . -B OK Fin an c ia l C o r p . C D i v i d e n d1 3 . -Y o rk To t A cce ss II L L C C la s s C No n e1 4 . IRA #2 B In t. /Div.1 5 . -M-L C ash Fun d s1 6 . - BOK F i na nc i a I Ne w (BOKF )1 7 . -Yo r k Access Ltd C las s C

PI TL TO R

C l o s e d

Cl ose d

C l o s e dMer g ed(with line 4 I)

C l o s e dMer g ed(with line 44)

SoldC l o s e dC l o s e d

Merge~l(with line 36)

Sold

04/16/10 M

04/16/10

04/16/1004/16/10

N

L

03/30/10 M

0 3 / 3 0 / 1 0 PI

07/22/10 N

07/19/10 N

03/30/10 O

03/30/10 N

07/15/10 N

I. Income Gain Codes : A =$1.000 or less B =$I,001 - $2,500 C =$2.501 - $5.000 D $5.0~1 . $15.000(S e e C o l umn s B 1 a n d D 4 ) F = $ 5 0 . 0 0 1 - $ 1 0 0 , 0 0 Q G =$100.001 - $ 1.000.000 It I =$ 1.0Q ~.001 - $5.000.000 1 12 = M o r e t h a n $ 5

2. Value C o d c~ J =$15.0(~0 o r less K = $15,001 - $50.000 L = $ 5 0 . 0 0 1 - $ 1 0 0 . 0O O M =$100.001 - $250.000( See C o l u r a r a C I and D3 ) N =$250.001 - $500.000 0 =$500.001 - $1,0(~,000 P I = $1 .0 00 .0 01 - $ 5, 00 0, 0~ 0 P 2 = $5 ,0 00 .0 OI - $2 5.0 00 .0 ~)

P3 =$25.000.001 - $50.(~0.000 P4 =More than $50.000.01303 . Val u e Met hod C od~ Q =Appraisal R =Cost (R eal Estate Orl ly) S =Asscssmcnl T =C as h Mar ke t

ISc e C o l u mn C 2) U =Book Val u e V = Othe r W = Es tim a te d

E =$ 1 5 . 0 ~ 1 - $ 5 0 . 0 0 0


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D a t e o f R e p o r t05/I 1/2011

V I I . I N V E S T M E N T S a n d T R U S T S - i . . . . e , v a l u e , t r a n s a c t i o n s ( Include~ those ofsp ...... d d e p e n d e n t c h i l d r e n ; see pp. 34-60 offil lng i n s t r u c t i o n s . )N O N E (]go reportable income, assets , or transact ions.)

A. B. C. D.D e s c r i p t i o n o f A s s e t s I n c o m e d u r i n g G r o s s v a l u e a t e n d T r a n s a c t i o n s d u r i n g r e p o r l i n g p e r i o d

( inc lud ing t rus t a s se ls ) r e p o r t i n g p e r i o d o f r e p o r t i n g p e r i o di (I) (2) O) (2) (I) 12) (3)

Place "(X)" after each asset II A m o u n t T y p e ( e . g . . V a l u e V a lu e T y p e ( e .g ., Da te V a l u e G a i n Ide nt i ly ofe x e m p t f r o m p r i o r d i s . c l o s u r e [ Code I d iv ., r e n t , C o d e 2 M e tho d bu y , se ll , m m / d d / y y C o d e 2 C o d e I buyer / se l le ri ( A - H ) or in t . ) (J.p) C o d e 3 r e d e m p tio n ) (J -P ) ( A - H ) ( i f p r i v a t e] ( Q - W ) t r ansac t ion )

18 . Brokerage 04

19 . -Sch Muni Money F und (SWX X X ) (c a s h None Closed 03/17/10 Je q u i v a l e n t )20. Brok erage #5

21 . -Cavanal Hill TX Fr M M -Slct (cash A Int./Div. K Te q u i v a l e n t )22. -Celtic Bk UTCD B Interest M T Open 06/29/I0 M

23. -Community West Bk CA CD C Interest M T Open 04/07/10 M

24. -Farmers & Merchants Bk TN CD B Interest M T O pen 07/22/10 M

25. -Fo ur Oak s B &t NC C D C Interes t M T O pen 03/19/10 M26. -GE C ap i ta l F in l UT C D C Interes t M T O pen 04/08/10 M27 . - T e n n C o m m e r c e B k T N C D B Interes t L T O pen 03/23/10 L28 . -The First Na ME CD B Interes t M T O pen 06/23/10 M29. - I s t R ep B k B o f A C A C D B Interes t L T O pen 03/18/10 L30 . - I s t R ep B k B o f A C A C D B Interes t L T O pen 03/19/10 L31. -lst Sec. Business Bk CA CD B Interest L T Open 07/14/10 M

32. IRA #3

3 3. Pe rsh i ng G ov t (Ca sh Eq u i v a le n t ) None J T O pen 04/16/10 M34. IRA#4 B Dividend O T O pen 03/30/10 PI

I . Inc ome G ai n C odes : A = $1,000 o r le~s U = $1,001 - $2.500 C = $2.501 - $5,000 D =$5.001 - $15.000( See C o l u mns B I and D 4) F = $50.001 - $100.000 G =$100.001 - $1.000.000 I I I = $ 1 . 0 0 O . 0 0 1 - $ 5 . 0 ~ 0 . 0 0 0 112 =More than $5.000.000

2. Va lue C o d c~ J = $15,000 o r le s s K = $15,0OI - $50.000 L =$50.001 - $100.0oO M =$10~.001 - $250.1~0( S~ c C o l u mns C I and D3 ) N = $ 2 5 0 . 1 3 0 1 - $ 5 0 0 . 0 0 0 O =$500.001 - $1.009.000 P I = $1 .0 ~0 .0 01 - $ 5. 00 0. 00 0 P 2 = $5 .0 1~ .0 01 - $ 25 .0 00 .0 0~

P3 = $25.0~3.001 - $50.000.000 P4 =More than3. Value Method Codes Q =Appraisal R = C o s t ( R ea l Es l a t e On l y ) S =As s c s s mem T ---Cash Market(See C o lu m n C 2) U -Bo o k Valu e V =Olher W -Es t i mal c d

E =$15.001 - $50.000


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N a m e o f P e r s o n R e p o r t i n gSEYM OUR, STEPHANIE K.

D a t e o f R e p o r t05/I 1/2011

V 1 I . 1 N V E S T M E N T S a n d T R U S T S - i . .. . . . . . o l u e . t r a n s a c t i o n s ( I n c l u d e ~ t h o s e o f s p o u s e a . d d e p e n d e n t c h i l d r e n ; s e e p p . 3 4 - 6 0 of f i l in g i n s t r u c t i o n s . )N O N E (No reportable income, assets, or transactions.)

A. B. D.D e s c r i p t i o n o f A s s e t s I n c o m e d u r i n g T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d

( in c lu d in g tru s t a s se ts ) re p o r t in g p e rio d(i) (2)

P l a c e " ( X ) " a f t e r e a c h a s s e t A m o u n t T y p e ( e . g .,e x e m p t f r o m p r i o r d i s cl o s u r e i C o d e I d i v . , r e n t ,, (A-H ) o r i n t . )

G r o s s v a l u e at endo f r e p o r t i n g p e r i o d(l) (2)V a lu e Value

C o d e 2 M e tho d( J - P ) C o d e 3( Q - W )

( I ) ( 2 ) (3) ( 4 ) (5)T y p e ( e . g ., D a t e Value G a i n I d e n t i t y of

buy, sell , m m / d d / h l y Code 2 C o de I buy e r/se lle rr e d e m p t i o n ) ( J - P ) (A-H) ( i f p r i v a t e

t r a n s a c t i o n )

3 5 .3 6 .3 7 .3 8 .

-Pershing Govt (Cash Equivalent)

-BOK Financial New (BOKF)

O p e n 03/30/I 0 O03/30/10 N

Sold 05/20/10 M( p a r t )S o l d 05/21/10 M

T r a n s f er r e d f ro m L i n e16

39 . Brok erage #6

40 . -Federated Capital Reserves (Cash Eq uiv) A I n t e r e s t N T O p e n 04/16/1041 . -BOK FinancialCorp. New (B OKF) A Dividend L T 04/16/1042 . Brok erage #743 . -Federated Capital Reserves (Cash Eq uiv) A I n t e r e s t L T O p e n 03/30/1044 . -BOK Financial Corp. New (B OKF) D Dividend PI T 03/30/10

N

L

M

PI

Tra nsfe r r e d f rom L i n e9

Tra nsfe r r e d f rom L i n e12

1. In co m e G ain C o d es : A = $1.000 or less B = $1,001 - $2.500 C = $2.501 - $5.000 D =$5.001. $15.000( See C o l u mns BI and IM) F = $ 5 0 , 0 0 1 - $100.000 G =$100.001 - $1.000.000 III =$1.000.001 - $5.000.000 1 1 2 = M o r e t han $5.000.000

2. Va lue C o d es J = $15.000 o r le s s K =$15,001 - $50.000 L =$50.001 - $10~.000 M =$10~.001 - $250.000( See C o l u mns C I and D3 ) N =$250.001 - $500.000 O =$500.001 - $1.000.0OO P I = $1 .0 00 .0 01 - $ 5. 00 0. 00 0 P 2 =$ 5.0 00 .0 01 - $2 5. 00 0.0 00

P3 =$25.000.001 - $50.000.000 P4 =More than $50.000.0~O3. Value Method Codes Q =Appraisal R = C o s l ( R c a l E s ta te O nly) S =Assessmcn! T = C~h Ma rke t

1.See Column C2) U =Book Val u e V O th cT W E s l i m a t c d

E =$ 1 5 , 0 0 1 - $50.000


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Date of Report05/11/2011

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (lndicate part of report)


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N a m e o f P e r s o n R e p o r t i n gS E Y M O U R . S T E P H A N I E K .

Date of Repor t05/I 1/201 I

IX . CERTIFICATION.I c e r ti f y t ha t a l l i n f o r m a t i o n g i v e n a b o v e ( i n c l u d in g i n f o r m a t i o n p e r t a i n i n g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h il d r e n , i f a n y ) i sa c c u r a t e , t ru e , a n d c o m p l e t e t o t h e be s t .o f m y k n o w l e d g e a n d b e l i e f , a n d t h a t a n y i n f o r m a t i o n n o t r e p o r t e d w a s w i t h he l d b e c a u s e i t m e t a p p l i c a bl e s t a t u to r yp r o v i s i o n s p e r m i t ti n g n o n - d i s c l o s u r e .I f u r th e r c e r t if y t h a t e a r n e d i n c o m e f r o m o u t s i d e e m p l o y m e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f t s wh i c h h a v e b e e n r e p o r t e d a r e i nc ompl i anc e wi th th e provi s ions of 5 U .S .C. app. 501 e t . s eq . , 5 U .S .C. 7353, and Judic i a l Confe renc e regula t ions .

Signatur e: S] STEPHANIE K. SEYM OUR

N O T E : A N Y I N D I V ID U A L W H O K N O W I N G L Y A N D W I L F U L L Y F A L S I F IE S O R F A I L S T O F I L E T H I S R E P O R T M A Y B E S U B J E C T T O C I V I LAND C RI MI NAL SANC TI ONS (5 U.S. C. a pp . 104)

Committee on Financial DisclosureA d m i n i s t r a t iv e O f f i c e o f t h e U n i t e d S t a te s C o u r t sS u i t e 2 - 3 0 1One Columbus Circle, N.E.Washington, D.C. 20544

stephanie k seymour financial disclosure report for 2010

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