stephen j murphy iii financial disclosure report for 2009

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  • 8/3/2019 Stephen J Murphy III Financial Disclosure Report for 2009

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    A o 1 0 I FINANCIAL DISCLOSURE REPOR T R e p o r t R e q u i r e d b y t h e E t h ic ~in Gover nment Ac t o f 1978R e v . 1 / 2 0 1 0 [ FOR CALENDAR YEAR 2009 (5 u.s .c , a p p , ~ o l .t ~ OI. Ier~ol Reporting (last nam e, first, mkidle initial) 2. Court or OrganLzation 3. Date of ReportMurphy llI, Stephen J. U.S. District Court, Eastern District of Mich.igan 5/15/2010

    4. Title (Article I~ judges indicate active or s~ior status; 5a. Report Type (check appropriate .type) 6. Reporting Periodmagistrate judges indicate full- or part-time) [] Nomination, Date 01/01/2009U.S. District Court Judge [] Initial [] Annual [] Final to12/31/2009

    5b. [] Amended Report7. Chambers or Office Address 8. On the basis of the information contained in this Report and anymodifications pertaining thereto, it is, in my opinion, in compliance231 W. Lafayette Blvd., Room 235 with applicable laws and regulations.Detroit, Michigan 48226

    Re~iewing Officer Date

    I M P O R T A N T N O T E S : The ins truc t ions accomlm nying this form mus~ be fo l lowea~ Com ple te all par ts,checking the NONE box for each part where you have no reportable information. ,gign on lastpage.

    I. POSITIONS. ~a,~o ,a ,~D NONE (No reportablepositions.)

    PO SITION N A M I~ OF ORGA N IZA TION /EN TITY1. Board Member Birghton Hospital Board2. Board Member U.S. District Court Historical Society3. Board Member H ospice of Michigan

    NONE (No reportable a~eements.) m ~

    ~ PARTIES A~ TE~S

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    Name of Person Reporting Date of ReportFINANCIAL D I S C LOS U R E[ Murphy IH, Stephen J.age 2 of 8 5 / 1 5 / 2 0 1 0

    I lL N O N - I N V E S T M E N T I N C O M E . t R ~ o r t ~ ,g ~ a i , , i d , ,~ t ~ n a s p . . . . s e e p , . 1 7 - 2 4 o / g i n gA. Filers Non-Investment Incom e

    NONE (No reportable no n-investment inco m e.)D A T E S Q U R CF ~ A N D T y P E IN C O ME(yottrs, not spouses)

    I.

    2.

    3,

    4.

    B . S p o u s e s N o n - I n v e s tm e n t I n c o m e - If you were married during any portion of the reporiing year. complete this sectior~(Dollar amount not required ~;cept for honoraria.)~] NONE (No r e p o r t ab le n o n - i n v e s tm e n t i n c o m e . )

    D A T E S O UR C [ ~ A N D T Y P E!.

    2.

    3.

    4.

    I V . R E I M B U R S E M E N T S - transportation, Iodging, foo~ e n t e r t a i n m e n t .~Tncludes those to spouse and de pendent c hildren,, see pp. 25-~ 7 of fil ing b~tructlatt~.)

    NONE (No reportable reimbursements.)SOURCE D A T E S LOCATION PURPOSE ITEMS PAID OR PROVID ~EID

    1.2.

    3.

    4.

    5.

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    Page 3 of 8 Murphy IlL Stephen J. 5 /15/2010

    [~ NONE (No reportable gifts.)SOURCE D E S C R I P TI ON V A L U E

    1.2.3.4.5.

    Vl. LIABILITIES. a~a~,~NONE (No reportable liabilities.)

    CREDITOR DESCRIPTION VALUE CODE1.2.3.4.5.

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    FINANCIAL DISCLOSURE REPOR T [ N a m e o f P e r s o n R e p o r ti n g D a t e o f R e p o r tIPage 4 of 8 [ Murphy IH, Stephen J, 5/15;2010

    V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , ~ t . * , ~ . . . . . n o ~ (Includes those of xpouse and dependent children; s e e p p . 3 4 -6 0 o/filing lnstructtong)[---] N O N E ( N o repor table incom e, asse ts , or t ransact ions . ), B. C. D.

    D e s c r i p t i o n o f A s s e t s I n c o m e d u r i n g G r o s s v a l u e a t e n d T r a n s a c t i o n s d a r i n g r e p o r t i n g p e r i o d( i n c l u d i n g t r u s t a s s e t s ) r e p o r t i n g p e r i o d o f r e p o r t i n g p e r i o d~-- (2) ~i~ .... ( 2 ) ( l) (2) (3) (4)

    P l a c e " ( X ) " a f t e r e a c h a s s e t I ~ A m ~ u n ,t I T y p e ( e . g , Value Value T y p e ( e . g . , Da~e Value Gain I d e n t i t y o fe x e m p t f r o m p r i o r d i s c l o s u r e [ ~ . , .o ~ , e ~ , i d i e . , r e a t, C o d e 2 M e t h o d buy, sell rnmidd/. Code 2 Code l buyerlsellerI (A-H) ] o r m r . ) ( J - P ) Code 3 redemption) (J-P) (A-H) ( i f p r i v a t e...................... 1_ ......... [ :~ (Q-W) .... u a n s a c ~ i o n )1. SJM I B Dividend L T2. Amcap Fund A

    ! 3 . Growth Fund of America4. Investment Company of America

    5. Capitol World Growlh

    6. Income of America7. U.S. Govemmem Securities8.

    9. SJlvl II A Dividend J T1 0 . Capitol World Growth

    1 1 . Capitol Income Builder

    1 2 .

    1 3 . 5 2 9 - 1 None J T1 4 . EuroPacific Grov, rth Fund

    1 5 . Growth Fund of America

    1 6 . Washington Mutual Investors

    1 7 ,

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    FINANCIAL DISCLOSURE RE PORT N a m e o f P e r s o n R e p o r t in g l D a t e o f R e p o r tPage 5 of 8 M urphy HI, Stephen J.

    [5/15/2010

    VII. INVESTMENTS and TRUSTS - ~ n c o ,~ e , w t~ e , t~ o n ~ n .~ O n e ~ * ~ t~ o ~ o/~,o~ ~ ~ ~,*~ ~e ~ ~4-~0 o/m~ i~ .~NONE ~o reportable income, ~sets, or transaction.)A. B. C. D.

    ~fipti~ of As~ ~~e d~ng G~ vflue at end T~fiom during re~ng(i~ladMg ~t ~m) r~ng ~d~ of r~Mg p~0) (2) 0) (2) (t) (2) (3) (4) (5 )Pl~e "~" ~ ~h ~t ~ount T~ (e.g., Vatue Va~e T y p e ( e . g ., D a~ Value Ga~ ~ ld~fi~ ofex~pt from prior ~losure C o d e 1 ~v., ~ C~e 2 Me~ buy, sell, m~d~ C~ 2 [ C~ 1 [ buy~!sefi~(A-]~ o r i n t . ) ( l - P ) C~ 3 ~dempfi~) (~-P) [ (A-H ) / 0fpdva~

    18 . 5 2 9 - 2 None J T1 9 . Growth Fund of America

    2 0 . New W orld Ftmd2 1 . American Mutual Fund

    2 2 . Income Fund of America

    2 3 .

    2 4 . Abbott Labs None J T B uy 1 1 / 2 52 5 . AON Corp None J T B uy 1 1 / 2 52 6 . Bank of America Money Market A None M T2 7 . Cincinnati Financial Common None Sold 1 0 / 1 J A2 8 . Cisco Systems None Sold l O / 1 J A2 9 . Exelon Corp None J T Buy 1 1 / 2 53 0 . First Energy Corp None J T B uy 1 1 1 2 5

    3 I. Fifth Third Savings A Interest K T3 2 . JNJ Common None Sold 8/28 J A

    3 3 . Monsanto None J T B uy 0 6 / 1 13 4 . Oracle None Sold 8/28 J A

    2, Vah~ Co~ J =515,000 or less K =$15,001 - 550,000 L =$50,04)1 . $100,000 M =$ 104),001 - $250,04)0( S e e C o l u m n s C I a n d D 3 ) N - - $ 2 5 0 , 0 0 1 - $ 5 0 0 , 0 0 0 O ~ $ 5 0 0 , 0 0 1 - $ 1 , 0 0 0 , 0 0 0 P 1 = $ I , 0 0 0 , 0 0 1 - $ 5 , 0 0 0 , 0 0 3 P 2 - - $ 5 , 0 0 0 , 0 0 1 - $ 2 5 , 0 ~ 0 , 0 0 03 . V a l u e M e t h o d C o d e a Q = A p p r a i s a l R = C o s t (R e a l E s t a t e O ~ ly ) S = A s ~ s s m c ot T - - C a s h M a r k e ~(See Colunm C2) U = B o o k V a l ue V - ~ ) t h e r W =Estirr~tcd [

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    Name of Person Reporting ] Date of ReportF~NA~NCLAL D I S C LOS U R E R E P O R TPage 6 of 8 5 a 5 / 2 o ~ o

    l---] NONE (No reportable income, ~sets, or t ransact ions. )Description of Assets i Income during Gross value at end Transaotions during repo~ng period(including trust assets) i rep ortin g p erio d o f rep ortin g p erio d

    ~~ ......~ (2) O) (2) -~ (1) - (2) (3)Place "(X)" aider each asset IA.mount| Type (e.g., Value Value Type (e.g., Date Value Gain Identity ofexempt from prior disclosure [ Code 1 [ div., rent, Code 2 Method buy, sell, mm/dd!yy; Code 2 Code 1 buyer/seller(A-H) or inL) (J-P) Code 3 redemption) (J-P) (A-H) (if privatef(A4 ] (Q-VO trsnsaction)

    35. Schlumberger N o n e Sold 8/28 J A3 6 . SEI Gro~qh Fund None K T B uy 01/05

    3 7 . Wal-mart Stores, Inc None J T B uy 1 1 / 2 53 8 . V an g u a r d None K T B u y 0 6 / 1 1

    I. Income Cram Codes: A --$1.000 or less B 151,061 - $2.500 C -~2,501 - $5,000 D = $5.001 - $15,000 E =$15,001 - $50,000(See Colurrms BI and 134) F =$50,001 - $100,000 G = $ 10 0, 00 1 - $ 1, 00 0, 0( ~ H I = $1 ,0 00 ,0 01 - $ 5,0 00 ,0 00 H2 =Mot~2. Value Cod~ J =$15,000 or le~s K =$15.001 - $50,000 L =$50,001 - $100,000 M -~$100.001 - $250,000(See Colunms CI a~d D3) N ~$250,001 - $ 500,000 O = $500,001 * $1,000,000 P1 = $1,0~),001 - $5.000,000 P2 ---$5,000.001 - $25,t300,000P3 -$25,000,00 | - $50,000,0~O P4 =Mote th~3. Value Mthod Codes Q ~Kpl~alsal R ~7o*~ (Real Estate O~dy) S =Assessment T =Cash Market(..~e Colutrm C2) U ~Book Vah~ V =Other W

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    FINANCIALDISCLOSURE Iame of Person Rep orting [ Date of ReportR E P O R TI Murphy Ill, Stephen J.

    Page 7 of 8

    VII! . ADDITIONAL INFORM ATION OR EXPLANA TIONS.

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    N a m e o f P e r s o n R e p o r t in g D a t e o f R e p o r tFINANCIAL D I S C L O S U R E R EPOR T[ M urphy IH, Stephen J.age 8 of 8 5 / ~ 5 / 2 o i o

    IX. CERTIFICATION.I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) isaccurate, true, and comp lete to the best of my know ledge and belief, and that any information not reported was w ithheld because it met applicable statutory.provisions permitting non-disclosure.I further certify that earned income from outside emp loyment and ho noraria and the acceptance of gifts which have been reported are incompliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U .S.C. 7353, and Judicial Conference regulations.

    NOTE: ANY INDIVIDUAL W IIO KNOWINGLY AND W ILFULLY S SUBJECT TO CIVILAND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

    F I LI NG I NS TR U C TI ONSMail signed original and 3 additional copies to:

    Comm ittee on Financial D isclosureAdministrative Office of the United States CourtsSuite 2-301One Columbus C ircle, N.E.W ashington, D.C. 20544