diana e murphy financial disclosure report for 2010

8/3/2019 Diana E Murphy Financial Disclosure Report for 2010

1/14

AOIORev. 1/2011 FINANCIAL DISCLOSURE REPO RTFOR CALENDAR YEAR 201 0Report Re quired by the Ethicsin Government Act of 1978

(5 U.S.C. app. +q~ 101-111)

1 . P e r s o n Report ing (las t nam e, fi rs t , middle ini t ial)Murphy , Diana E .

4. Tit le (Artic le 111 judges indicate active or senior s ta tus ;magistrate judges indicate full- or part-time)U.S. Circu i t Judge (Act ive)

7 . Chambers or O f f ice AddressU.S. Courthouse300 S. Fourth Street, i IEMinneapol i s , MN 55415

2. Court or OrganizationU.S.Court o f App eal s (Sth Ci r)

5a. Report Type (check appropria te type)] Nominat ion, D a t e[] Initial [] Annual [] Finallb. [] Amended Report8. On the b a s i s o f the in fo rma t ion c on ta ine d in th i s Re por t a nd a nymod ifications perta ining thereto, i t is , in my opinion, in com pliancewith ap p l icab le laws an d r eg u la t io n s .

Rev iewin g O f f ice r Date

3. Date of R e p o r t05/06/201 l

6. Report ing Period01/01 /2010to12~31/2010

I M P O R T A N T N O T E S : The instructions accompanying this form must be followed. Cmnplete all parts,checking the NONE box for each part where yoa have no reportable information. Sign on last page.

I . P O S I T I O N S . m e p o n i n g i n d i v ia . u t o n ~ y ; s e e p e . 9-13 of fillng instructions.)D . N O N E ( N o reportable positions.)

1 . Life Trus tee2. Trustee3. Director4. Director5. Director

POSITION NAME OF ORGANIZATION/ENTITYUnivers i ty of Minnesota Foundat ionUnivers i ty of S t . ThomasMinnesota OperaH i l l M u s eu m an d M an u s c r i p t L i b r a rySpe nc e r W i l l i a ms Fou nda t i on f o r J u d i c ia l Inde pe nde nc e

I I . A G R E E M E N T S . m c ~ o , in g i .a i v ia . u t o n ~ y ; s e e p , , t4 . 1 ~ of filing instructions.)~] N O N E ( N o reportable agreements.)

DATE PARTIES AND TERMS


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FINANCIAL DISCLOSURE REPOR TPage 2 of 14N a m e o f P e r s o n R e p o r t in gMu rphy, Diana E.

Date of Report05/06/201 I

I l L N O N - I N V E S T M E N T I N C O M E . C R e p o r , i n g individual and spouse; seepp. 17-24 offillng instructions.)A. Fliers Non-lnvestment Income~] (No reportable non-investment income.)O N E

DATE SOURCE AND TYPE

2.3.4.

I N C O M E( y o u r s , n o t s p o u s e s )

B . S p o u s e s N o n - I n v e s tm e n t I n c o m e - if you were married during any portlon of the reporting year, complete this section.(D ollar amount not required except for honoraria.)

N O N E ( N o reportable non-investment income.)DATE SOURCE AND TYPE

i.2.3.4.

I V . R E I M B U R S E M E N T S --transportation, Iodglng, food, entertainment.(Includes those to spouse and dependent children; see pp. 25-2 7 o filling instructions.)

D N O N E ( N o reportable reimbursements.)

2.3.4.5.

SOURCE DATES LOCATION

Federa l Judges Assoc ia t ion May 21-23 W a s h i ng t on , D CHa r va r d L a w Sc h oo l N o v . 1 5 - 1 7 C a mb r i dge , M A

PURPOSE

B oa r d o f D i r ec t o r s M e e t i ngA m es M o o t Co u r t F i n a l

ITEMS PAID OR PROVIDED

Transpor ta t ion, hote l , mea lsTranspor ta t ion, hote l , mea ls


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FINANCIAL DISCLOSURE REPORTPage 3 o f 14

N a m e o f P e r s o n R e p o r t in gMu rphy, Diana E.

Date of Report05/06/2011

V . G I F T S . a n e l u d e s t h o s e , o ~ p . . . . .. d dependent children; see pp. 2 8 - 3 1 of filing instructions.)N O N E (No reportable gifts.)

SOURCE DESCRIPTIONi.2.

4.5.

VALUE

V I . L I A B I L I T I E S . a n c i u d e s t h o ~ e o I ~ p o u ~ e , , r i d dependent children; see pp. 3 2 - 3 3 of filing instructions.)NONE (No reportable liabilities.)

CREDITOR DESCRIPTION!.

2.3.4.5.

VALUE CODE


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FINANCIAL DISCLOSURE REPOR TPage 4 of 14


Date of Report0.5/06/20 ! I

V I I . I N V E S T M E N T S a n d T R U S T S - i.e o= e , v u l a e , transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)--] N O N E (No reportable income, assets, or transactions.)

A. B. C. D.D escrip tion of A ssets Incom e during Gross value a t end Transactions during reporting period(including trus t assets ) reporting period of reporting period

(1 ) (2) (1) (2) (1 ) (2) (3) (4) (5 )Place "(X)" after each asset A mo unt T yp e (e.g ., V alu e V alue Type (e.g., D ate Value Gain Identi ty o fexempt from prior disclosure C o d e 1 div., rent, Code 2 Method b uy , se ll, m m/dd/yy Code 2 Code 1 buyer/seller(A-H) o r i n t . ) (J-P) Code 3 redem ption) ( J - P ) (A-H) (if private

(Q-W) transaction)

1. I n d l R e t ir e m e n t A c c t None~ i ~ i ~ , ~ !~ i ~ ( U S B o n d s )

2. Free MM Fund, ~l I n t e r e s t3. ~ I n t e r e s t4. C h e c k i n g A c c t ,I ~ Z~ ~ I n t e r e s t5. Trust ,~ i~ i~ i~7~[~ (mu n bds & cash eq) ~ I n t e r e s t6. None(USBonds)7. Bo nd - U.S. Treasu~ Notes ~ I n t e r e s t8. B o n d - M a h to m e d i , ~ ~ I n t e r e s t9. Bond - Minnetonka, MN ~ I n t e r e s t1 0 . B o n d -M ap l e Gr o v e , ~ ~ I n t e r e s t1 1 . Bond -Pipestone, MN None1 2 . B ond -Rock ford , M N None1 3 . Bond - US Treasuw ~ I n t e r e s t1 4 . Bond - Pipestone, MN None1 5 . Bond -Rockford , MN None1 6 . Bond - Minneapolis Metropoli tan Ai~o~s ~ I n t e r e s t1 7 . Bond - Stil lwater, MN ~ I n t e r e s t

T

T

par t i a l d i s t 12 / 1 5 / 10

partial dist 12106110

R ed ee m ed 02/01 /1 0R ed e e m ed 02/04 /1 0

R e d e e m & t 02/01/10R e d e e m e d 02/04/10R e d e e m e d 1 2 / 0 1 / I 0

1. In com e G ain Cod es: A = $1 ,000 o r less B =$1 ,001 - $2 ,500 C =$2,501 o $5,000(See Colum ns B I and D 4) F =$50,001 - $100,000 G =$100,001 - $1 ,000,000 H 1 =$1,000,001 - $5,000,000

2. V alue Codes J = $15,000 or le ss K = $15,001 - $50,000 L =$50.001 - $100,000(See Columns C I and D3) N =$250,001 o $500,000 O =$500,001 - $ 1,000,000 P I =$1 ,000,001 - $5,000,000P3 =$ 25,000,001 - $50,000,000 P4 =More than $50,000,0003 . Va lue Me thod Code s Q = A ppra i sa l R =Cos t (Rea l Es ta te Only) S =Assessment

(See Column C2) U =Book Value V = O t he r W =Est imated

D =$5,001- $15,000l t 2 =More than $5 ,000 ,000M =$100,001 - $250,000P2 =$5,000,001 - $25,000,000T = C a s h M a r ke t

E ~$15,001- $50 ,000


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Name of Person ReportingMu rphy, Diana E.


V I I . I N V E S T M E N T S a n d T R U S T S -income, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)N O N E (No reportable income, assets, or transactions.)

D e sc r ip t i o n o f A sse t s( i n c lu d in g t ru s t a s se t s )

Place "(X)" after each assetexempt from prior disclosure

I n c o m e d u r i n gr e p o r t i n g p e r io d(1) (2)

A m o u n t Type (e.g.,Co d e 1 d i v . , r e n t ,( A - H ) or in t . )

~ +i I n t e r e s t

~ I n t e r e s t

~ I n t e r e s t

!i ~ I n t e r e s t

D I n t e r e s t

~ I n t e r e s t

~i I n t e r e s t~ I n t e r e s t

~ ! ~ I n t e r e s t~J I n t e r e s t

~ I n t e r e s t

~ I n t e r e s t

~ I n t e r e s t

!i~i I n t e r e s t

~i I n t e r e s t

I . ~ ! Interest

None

1 8 . Bond -OImsted County1 9 . Bond-Richf ie ld, MN2 0. B o nd - Ed in a, M N21 . Bond - Ramsey Cry, MN22 . Bond - Richfield, MN23 . Bond - Champlin, MN24 . Bond -Chaska , MN25 . B o n d - La k e E lm o , M N26 . Bond-Minnetonka, MN27 . Bond -Northf ie ld , MN28 . Bond -Saint Anthony, MN29 . Bond - Shakopee, MN3 0. B o nd - W a sh in gt on Ct y, M N31 . Bond o W est St. Paul, MN3 2. B o nd - B lo om in gt on , M N33 . Bond -Edina , MN34 . Bond-Golden Val ley, MN

Gross value at endo f r e p o r t i n g p e r i o d(1) (2)

Value ValueC o d e 2 M e t h o d(J-P) C o d e 3

( Q - W )

TT

T

W

T

T

T

T

T

Tr a n s a c t i o n s d u r i n g r e p o r t t n g p e r i o d(I ) (2) (3)

Type (e.g., Date Valu ebuy, sel l , mm/ dd / yy Code 2

redemption) ( J - P )

Redeemed 02/0

( 4 ) ( 5 )G a in Identi ty of

Code 1 buyer/seller(A -H ) (if private

transaction)

I. Income Gain Codes :(See Columns BI and D4)

2.Va lue Code s(See Columns CI and D3)

3.Va lue Me thod Code s(See Colunm C2)

A =$1,000 or lessF =$50,001 - $ 100,000J =$15,000 or lessN =$250,001 - $500,000P3 =$25,000,001 - $50.000,000Q = A ppra i sa lU =Book Value

B=$1,001 - $2,500G =$100,001 - $1,000,000K =$15,001 - $50,000O =$500,001 - $ 1 ,000,000R =Cos t (Rea l Es ta te Only)V = O t h e r

C =$2,501 = $5,000H 1 ~$1,000,001 - $5,000,000L =$50,001 - $ 100,000PI =$1,000,001 - $5,000,000P4 =More than $50,000,000S =AssessmentW =Es t imated

D =$5,001 - $15,000H2 =More than $5,000,000M =$100,001 - $250,000P2 =$5,000,001 - $ 25,000,000T = C a s h M a r k e t

E =$15,001 - $50,000


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V I I . I N V E S T M E N T S a n d T R U S T S - i.e o ,.e , , ,a lu e , t r u n s a c ti o .s a n c t u d e s t h o s e o l s vo u s e ~ n d ~ c p e n d ~ n t children; s e e p p . 3 4 - 6 0 of filing instructions.)N O N E (No reportable income, assets, or transactions.)

D e sc rip tio n o f A sse ts In c o m e d u r in g( i n c l u d i n g t r u s t a s s e t s ) r e p o r t i n g p e r i o d(1) (2)

P l a c e " ( X ) " a f t e r e a c h a s s e t A m o u n l T y p e ( e . g . ,exempt from prior disclosure C o d e 1 d i v . , r e n t ,

G r o s s v a l u e a t e n do f r e p o r t i n g p e r i o d(t) (2)Value ValueCode 2 M e t ho d

Transactions during reporting period(1) (2) (3) I4 ) ( 5 )Type(e.g. , D a t e Value I Gain ldentityof

buy, sell . mm/ dd/ yy Co de 2 I Co de 1 b u y er/se lle rredemption) (J-P) (A-H) (if private

transaction)( A - H ) o r i n t . )

35 . B ond - G o l de n Va l le y , M N36 . B o n d - A n o k a , M N37 . B ond - B l oomi ng t on , M N38 . Bond - Day ton , MN ~ ~39 . B ond - Go l de n Va l l e y , M N40 . B ond - G o l de n Va l le y , M N4 1 . B o n d - G o l d e n V a l l e y , M N42 . B ond- W a s h i ng t on C ou n t y , M N43 . B o n d - B l o o m i n g to n , M N4 4. B on d - Ho pk in s, M N45 . B o n d - S p r i n g L a k e P a r k46 . Bo n d -T h r e e R iv e r s P a r k , M N47 . B o n d - A l e x a n d r i a , M N4 8. B on d - B lo om in gto n, M N ~~49 . B ond- B r ook l y n C t r , M N50 . Bond -Crys ta l , MN ~7"~ Interest51 . Bo n d -E d e n P r a i r ie , M N Interest

C o d e 3( Q - W l

TTTTTTTTTTTTTTTTT

I. Incom e G ain C odes: A =$1 ,000 or le ss B =$1 ,001 - $2,500 C = $2,501 - $5,000 D =$5,001 - $15,000(S e e Colunms B 1 a nd D 4) F =$50,001 - $100,000 G =$I 00,001 - $1 ,000,000 H I =$1 ,000,001 - $5,000,000 H 2 = M ore than $5,000,000

2. Val ue Codes J =$15,000 or less K = $15,001 - $50 ,000 L =$50,001 - $ 1 00,000 M -$100,001 - $ 250,000(Sce Columns C I and D3) N =$250,001 - $500,000 O ~$ 500,001 - $ 1,000,000 P 1 = $1 ,000,001 - $ 5,000,000 P 2 = $5 ,000,001 - $ 25 ,000,000P3 =$25,000,001 - $ 50,000,000 P4 =More than $50,000,0003. Va lue Method Codes Q = A ppra i s al R =Cos t (Rea l Es ta te Only) S =Assessment T = C a s h M a r k e t(See Column C2) U =Book Value V = O t he r W =Est imated

E = $ 1 5 , 0 0 1 - $ 5 0 , 0 0 0


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FINANCIAL DISCLOSURE REPOR TPage 7 of 14


Date of Report05/06 /2011

V I I . I N V E S T M E N T S a n d T R U S T S - i . c o m e , v o l u e , te a n s a c t lo n s a . e l u d e s t h o s e of s p o u s e a n d dependent children; see p p . 3 4 - 6 0 of filing instructions.)N O N E (No reportable income, assets, or transactions.)

D e sc r ip tio n o f A s se ts T ra n s a c tio n s d u r in g re p o r tin g p e r io d( i n c lu d in g t ru s t a s se t s )

Place "(X)" after each assetexempt from prior disclosure

52 . Bond-Minneapol i s , MN5 3. B o nd - M in ne ap olis , M N54 . Bond - Sauk Centre, MN5 5. B o nd - St ap le s, MN56 . Bond -Edina , MN5 7. B o nd - Fr id le y, MN5 8. B o nd - M in ne ap ol is , M N5 9. B o nd - M ou nd , M N60 . Bond - North St. Paul, MN6 1. B o n d -No r th St . Pa u l, M N62 . Bond -Olmsted , MN6 3. B o nd - Ro ch est er , M N6 4. B o nd -St . Pa ul, M N65 . Bill - U.S. Treasury66 . Bond-Wacon ia , MN67. U.S. Treasury Bill68. U.S. Treasury B ond

Income duringreporting period( 1 ) ( 2 )

Am ount T ype (e.g .,Co d e l div. , r e n t ,( A - H ) o r i n t . )

NoneI n t e r e s t

I n t e r e s t

I n t e r e s t

I n t e r e s t

I n t e r e s t

I n t e r e s t

I n t e r e s t

I n t e r e s t

I n t e r e s t

I n t e r e s t

I n t e r e s t

I n t e r e s t

I n t e r e s t

I n t e r e s t

NoneI n t e r e s t

Gross value at endo f r e p o r t i n g p e r i o d(1) (2)

V a lu e V a lu eC o d e 2 M e t h o d

( J- P ) C o d e 3( Q - W )

( l) ( 2 ) ( 3 )Type (e.g., D a t e Valu ebuy, sel l , mm/ dd / yy Code 2

redemption) (J-P)

Redeemed 02/01/10Redeemed 12/01/10

T

T

T

T

T

T

T

( 4 ) ( 5 )G a in Identity of

Code 1 buyer/seller(A-H) (if private

transaction)

I . Inc ome Ga in Code s :(See Colu ra ns BI a nd D 4)

2.Value Codes(See Columns C I a nd D 3 )

3.Va lue Me thod Code s(See Column C2)

A=$1,000 or lessF=$50,001 - $I00,000J=$15,000 or lessN=$250.001 - $500,000P 3 =$25,000,001 - $5 0,000,000Q=AppraisalU=Book Value

B=$ 1,001 - $2,500G =$ 100,001 - $ 1,000,000K =$15,001 - $50,000O =$500.001 - $ 1 ,000,000R =Cos t (Rea l Es ta te Only)V = O t h e r

C =$2,501 - $5,000H 1 =$1,000,001 - $5,000,000L =$50.001 - $ 100,000P I =$ 1,000,001 - $5,000,000P4 -M ore than $50 ,000 ,000S =AssessmentW =Es t imated

D = $ 5 , 0 0 1 - $ 1 5 , 0 0 0H 2 = M o r e t h a n $ 5 , 0 0 0 , 0 0 0M $I00,001 - $250,000P2 -$5,000,001 - $25,000,000T = C a s h M a r k e t

E =$15,001 - $50,000


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FINANCIAL DISCLOSURE REPORTPage 8 of" 14

Naroe of Person ReportingMu rphy, Diana E.


V I I . I N V E S T M E N T S a n d T R U S T S -income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of fillng instructions.)N O N E (No reportable income, assets, or transactions.)

A. B. C. D.Description of Assets Incom e during G ross value a t end Transactions during reporting period(including trust assets) reporting period of reporting period

( 1 ) ( 2 ) (1) (2) (1 ) (2) (3) (4)Place "(X )" after each assel A m ount Type (e.g., V alu e V alu e Type (e.g., Date Valu e

exempt from prior disclosure Code 1 div., rent, Code 2 Method buy, sel l , mm/ dd / yy Code 2( A - H ) or in t . ) (J-P) C o d e 3 re d e m p tio n ) (J-P)( Q - W )

69 . B on d - A no ka M N Interest ~i~! T70. U.S. Treasury Bi l l N o n e ~ r ~ T71 . U.S. Treasury Bi l l N o n e T72. U.S. Treasury Bi l l N o n e ~ T73. U.S. Treasury Bi l l N o n e ~ ~ T74. U.S. Treasury Bi l l N o n e , ~ - ~ T75. U.S. Treasury Bi l l N o n e ~~ T76. Bo n d -M in n e so t a S t a t e I~ Interest ~ ii T77 . B o n d - M o u n d M N N o n e T78. B ond - S t . Pa u l M N N o n e T79. U.S. Treasury Bi l l N o n e T80 . U.S. Treasury Bi l l N o n e T81 . U.S. Treasury Bi l l N o n e R e d e e m e d 01/21/1082 . U.S. Treasury Bi l l N o n e R e d e e m e d 02/25/1083 . U.S. Treasury Bi l l N o n e R e d e e m e d 03/18/1084 . U.S. Treasury Bi l l N o n e R e d e e m e d 06/24/1085 . U.S. Treasury Bi l l N o n e T

G a in Identity ofCode 1 buyer/seller(A-H) (if private

transaction)

I . I ncome Gain Codes : A =$1,000 or less B = $1 .001 - $2,500 C = $2.501 - $5,000 D = $5,001 - $15,000(See Columns BI and D4) F =$50,001 - $100.000 G ~$I00,001 - $ 1,000,000 H 1 -$1 ,000,001 - $5,000,000 H 2 -M ore th an $5 ,000 ,000

2. Value Codes J = $15,000 or less K = $15,001 - $ 50,000 L = $ 50,001 - $100,000 M =$ 100,001 - $250,000(Sce Columns CI and D3) N = $250,001 - $500,000 O =$ 500,001 - $1 ,000,000 PI =$1,000,001 - $5,000,000 P2 =$5,000,001 - $25,000,000P3 =$25,000,001 - $50,000.000 P4 =More than $50,000.0003 . Va lue Me thod Code s Q = Appra i sa l R :Cos t (Rea l Es ta te Only) S =Assessment T = C a s h M a r ke t(See Column C2) U ~Book Value V : O th e r W =Est imated

E =$15,001 - $50,000


9/14




V I I . I N V E S T M E N T S a n d T R U S T S - income, ralue, transactions (Includes those of spouse and dependent children; see pp. 34-60 of:ling instructions.)N O N E ( N o reportable income, assets, or transactions.)

A. B. C. D.D e sc r ip t i o n o f A sse t s I n c o m e d u r i n g G ro s s v a lu e a t e n d T ra n s a c tio n s d u r in g re p o r tin g p e r io d( in c lu d in g tru s t a s se ts ) re p o r tin g p e rio d o f r e p o r t i n g p e r i o d

( 4 )1 ) (2 ) (1) (2) (1 ) (2) (3) (5)Place "(X)" after each asset A m o u n t Type (e.g., Value V a l u e Type (e.g., D a t e V a l u e G a in Identity ofexempt from prior disclosure Code l d iv ., r e n t, C o d e 2 M e th o d b u y , s e l l , mm/dd/yy C o d e 2 Code I b u y e r / s e l l e r

( A - H ) or in t . ) (J-P)C o d e ( Q _ W ) 3

r e d e m p t i o n ) (J-P) (A H) t r a n s a c t i o n ) ( i f p r i v a t e

TTT

86 . U.S. Treasu ry Bill None87 . U.S. Tr ea su ry B ill None88. U.S. Treasury Bi l l None89. U.S. Treasury Bi l l None9 0. U .S. Tr ea su r y B i ll None

I 9 1 . U.S. Treasury Bill None92 . U.S. Treasury Bill None93 . Bond -Minnesota State None94. B ond - M ou nd MN ~ I n t e r e s t95 . Bond - St . Paul MN I n t e r e s t96 . Bond-Hopk in s MN Interest97 . Bond - St . Paul MN I n t e r e s t98. U.S. Treasu ry Bill None99 . UoS. Treasury B ill None100. S P D R G o l d T r u s t None1 0 1 . SPDR Gold Trust None

1 0 2 . B o n d - A l a s k a None

TTTTT

TTT

R e d e e m e d 01/21 / 10R ed ee m ed 02/25/1 0R ed ee m ed 01 /21 /1 0R e d e e m e d 02/25/10

Redeemed 04/01/10Redeemed 06/24/10

B uy 02/08/10B u y 02/08/I 0B u y 07/09/10

1. Inc om e G ain Cod es: A = $ 1,000 or less B = $1,0 0 1 - $ 2 ,50 0 C = $2,501 - $ 5 ,000 D = $5 ,001 - $ 1 5,000(See Columns BI and D4) F =$50,001 - $I00,000 G =$1 00,001 - $1,000,000 HI =$1,000,001 - $5,000,000 H2 = M ore tha n $5 ,0 0 0 ,0 00

2. Va lue Codes J = $1 5.000 or less K = $15,001 - $50,000 L = $ 50,001 - $1 00,000 M = $ 100,001 - $ 250,000(See Columns CI and D3) N =$ 250,001 - $500,000 O =$ 500,001 - $ 1,000,000 P I = $1 ,000,001 - $ 5,000,000 P 2 = $5,000,001 - $ 25,000,000

P3 =$ 25,000,001 - $50,000,000 P4 = M ore than $50,000,0003 . Va lue Me thod Code s Q = Appra i sa l R = Co s t (Re a l E s t a te Only ) S =Assessment T = C a s h M a r k e t(See Column C2) U =Book Value V = O t h e r W =Es t imated

E = $1 5 ,0 0 1 - $50 ,0 0 0


10/14


Name of Person Reporting Date of ReportMu rphy, Diana E. 05/06 /2011

V I I . I N V E S T M E N T S a n d T R U S T S - i .c o m e , v a lu e , transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)N O N E (No reportable income, assets, or transactions.)

A. B. C. D.D escrip tion of A ssets Inco m e d uring Gross value a t end Transactions during reporting period(inc luding t rust asse ts) reporting period of reporting period

(I ) (2) (1) (2) (1 ) (2) (3) (4) (5 )Place " (X )" after each asset Am ount Type (e.g., Valu e Valu e Type (e.g., D a t e Valu e G a in Identity ofexempt from prior disclosure Code 1 div., rent, Code 2 Method b u y , sell, m m /dd/yy Code 2 Code I buyer/seller(A-H) o r i n t . ) (J-P) Code 3 redem ption) (J-P) (A -H ) (if private(Q-W) I transaction)

1 0 3 . B o n d - A l a sk a N o n e ~ i i ~ T Bu y10 4 . B ond - M i s s ou r i S ta t e ~ Interest ~ T Bu y1 0 5 . B o n d - O m a h a ~ Interest ~ i~ T Bu y106. U.S. Treasury Bil l N o n e ~ i~ T Bu y107. U.S. Treasury Bil l N o n e !~ T Bu y108. U.S. Treasury Bil l N o n e ~ T Bu y109. U.S. Treasury Bil l N o n e Bu yI 1 0 . R e d e e m e d111. U.S. Treasury Bil l N o n e Bu yI 1 2 . R e d e e m e d113. U.S. Treasury Bil l N o n e Bu y114. R e d e e m e d115. U.S. Treasury Bil l N o n e Bu y116. R e d e e m e d1 1 7 . U . S . T r e a su r y Bi l l N o n e Bu yI 1 8 . R e d e e m e d1 1 9 . U . S . T r e a su r y Bi l l N o n e Bu y

07/06/1q02/25/100 2 / 2 2 / 1 00 8 / 1 1 / 1 00 9 / 1 0 / 1 012/21/100 6 / 2 4 1 1 0

1 2 1 2 3 / 1 0

0 3 / 0 3 1 1 0

0 9 / 0 2 1 1 0

02/08/10

08/05/10

03/23/1008/05/10

06/24/1012/23/10

04/07/10

I . I ncome Gain Codes : A =$1,000 or less B = $1 ,001 - $2,500 C = $2,501 - $5,000 D = $5,001 - $15,000(See Colunms B 1 and D4) F = $50,001 - $ 100,000 G =$100,001 o $1,000,000 H 1 = $ 1,000,001 - $5,000,000 H2 =More than $5,000,0002. Va lue Codes J = $15 ,000 or les s K = $15,001 - $50,000 L = $50,001 - $ 100,000 M =$100,001 - $250,000(See Columns C I and D3) N ~$250,001 - $500,000 O = $5 00,001 - $I,000,000 P I = $1 ,000,001 - $5 ,000,0 00 P2 =$5,000,001 - $25,000,000

P3 =$25,000,001 - $50,000,000 P4 =More than $50,000,0003. Va lue Method Codes Q ~Appra i sa l R =Cos t (Rea l Es ta le Only) S =Assessment T = C a s h M a r ke t(See Column C2) U ~Book Value V = O t h e r W =Es t imated

E =$15,001 - $50,000


11/14

FINANCIAL DISCLOSURE REPORTPage 11 of 14

Name of Person ReportingMu rphy, Diana E.


V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)N O N E (No reportable income, assets, or transactions.)

A. B. C. D,Description of Assets Income during Gross value a t end Transactions during reporting period(including trust assets) repos ing period of reporting period

(1 ) (2 ) (1) (2) (l ) (2) (3) (4) (5 )Place "(X)" after each asset A moun t T yp e (e.g., V alu e V alu e Type (e.g., D a t e Valu e G ain Identity of

exempt from prior disclosure Co d e l d i v . , r e n t , Code 2 Method b uy , sell, m m /dd /yy Code 2 Code 1 buyer/seller(A-H) o r i n t . ) (J-P) Code 3 redem ption) (J-P) (A -H) (if private( Q -W) transaction)

120.121. U.S. Treasury Bi l l122.123. U.S. Treasury Bi l l124.

1 2 5 . B o n d - M i n n e s o t a1 2 6 . B o n d - O s s e g o12 7 . B ond - He nne p i n C ou n t y12 8 . B ond - So . M N M u n i c i pa l1 2 9 . B o n d - E l k R i v e r1 30 . Bo n d - Ce n te n n ia l S c h131. Bond - Brook lyn Park132 . Bond- Rosemoun t1 3 3 . B o n d - A n d o v e r134 . Bond - M oundsv i ew135 . Bond - Minne so ta136 . Bond- Hopk in s

None

None

I n t e r e s t ~ TInterest ~i TI n t e r e s t ~A TInterest ~ TInterest TInterest ~ TI n t e r e s t ~ TI n t e r e s t ~ TI n t e r e s t ~ TInterest ~~ TInterest TI n t e r e s t T

R e d e e m e d 10/07/10Bu y 03/03/10

R ed ee m ed 09 /02/1 0Bu y 02/08/10

R e d e e m e d 08/05/10

1. Inc ome Ga in Code s :(S e e Columns B 1 a nd D 4 )

2. Value Codes(See Columns C I and D3)

3. Va lue Me thod Code s(See Column C2)

A=$ 1,000 or lessF=$50,001 - $100,000J =$15,000 or lessN =$250,001 - $500,000P3=$25,000,001 - $ 50,000,000Q=A ppra i sa lU =Book Value

B=$1,001 - $2,500G=$100,001 - $1 ,000,000K-$15,001 - $50,000O =$500,001 - $1 ,000,000R =Cos t (Rea l Es ta te Only)V = O t h e r

C =$2,501 - $5,000It I =$1,000,001 - $5,000,000L =$50,001 - $1 00,000P 1 = $1,000,001 - $ 5,000,00014 =M ore than $50,000,000S =AssessmentW =Es t imated

D = $5 ,0 0 1 - $15 ,0 0 0H2 = M ore tha n $5 ,0 0 0 ,0 00M = $10 0 ,0 0 1 - $2 50 ,0 00P2 ~$5,000,001 - $ 25,000,000T = C a s h M a r k e t

E = $1 5 ,0 0 1 - $50 ,0 0 0


12/14

FINANCIAL DISCLOSURE REPORTPage 12 o f 14 Ia m o f P e r s o n R e p o r t in gMu rphy, Diana E. Date of Report0.5/06/2011

V I I . I N V E S T M E N T S a n d T R U S T S - incom e, value, transactions (Includes those of spo use and depen dent children; see pp. 34-60 of filing instructions.)N O N E (No reportable income, assets, or transactions.)

D e sc r ip t i o n o f A sse t s Tr a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d( i n c lu d in g m a s t a s se t s ) In c o m e d u r in g G ro ss va lu e at e n dreport ing pe riod o f r e p o r t i n g p e r i o d(1 ) (2) (1) (2) (1 ) (2) (3)

Place "(X)" after each asset A m o u n t Type (e.g., Value Value Type (e.g., D a t e Valueexempt from prior disclosure C o d e 1 d iv ., r e n t, C o d e 2 M e t h o d b u y , s e l l , mm/dd/yy C o d e 2( A - H ) or in t . ) (J-P) C o d e 3 re d e m p tio n ) (J - P )

( Q - W )

T

137 . Bond -Three Rivers Park138. Bond - Ramsey County139 . B ond-Minneapo l is140. Bond -Eden Prairie141 . Bond -Dako ta County142. Bond - Prior Lake143. Bond P, obbinsdale144. Bond -St . Cloud145 . Bond -St . Michae l146 . Bond Minnesota147 . Bond - Spring Lake Park

I n t e r e s t

I n t e r e s t

I n t e r e s t

I n t e r e s t

InterestInterestInterestInterestInterestI n t e r e s t

I n t e r e s t

( 4 ) ( 5 )G a in Identity of

Code 1 buyer/seller(A-H) ( i f p r i v a t e

transaction)

1. Inc ome Ga in Code s : A =$ 1,000 or less B =$1,001 - $2,500 C = $ 2,501 - $5 .000 D = $ 5,001 - $1 5,000(Se e C olu mn s B I an d D 4) F =$ 50,001 - $I00,0 00 G =$1 00.001 - $1,000,000 1-11 =$1 ,000,001 - $5,000,000 H2 = M ore tha n $5 ,0 0 0 ,0 00

2. V a lue Co des J = $15.000 or less K =$1 5,001 - $ 50,000 L = $50,001 - $1 00.000 M =$100,001 - $250,000(See Columns C I and D3) N = $ 250,001 - $ 500,000 O = $500,001 - $1,000,000 PI = $1 ,000,001 - $ 5 ,000,000 P2 =$ 5,000,001 - $25,000,000P3 ~$ 25 ,000,001 - $50,000,000 P4 = M o re than $ 50,000,0003 . Va lue Me thod Code s Q = A ppra i s al R = Cos t (Re a l E s t a t e Only ) S =Assessment T = C a s h M a r k e t(See Column C2) U =Book Value V = O l h e r W = E s t ima ted

E =$15,001 * $50,000


13/14

!FINANCIAL DISCLOSURE REPORT [ Name of Pe r son Repor t ing Date of ReportIPage 13 of 14 [ M u r p h y , D i a n a E . 0 5 / 0 6 / 2 0 1 1I

V III . ADDITIONAL INFORM ATION OR EXPLANATIONS.I .Par t VII . Inves tments and T rusts , May 2010 repor t a t lines 125-147 l i s t s bonds ov er looked in previous r epor t ing per iod, bu t in our cus todians keeping.2 . Parv VII . Inves tme nts and T rusts , Bonds l i s ted in M ay 2009 repor t a t l ines 13 , 21,22 , 29 , 66 , 69 , 84, 90 , 115 , 141 , and 166 not inc luded in M ay 2010 repor tbecause cus todian repor ts do no t show them as s t i l l wi th in our possess ion; da tes of r edemp t ion or sa le unava i lab le . .


14/14

FINANCIAL DISCLOSURE REPORTPage 14 of 14

Name o f Person Repor t ingM u r p h y , D i a n a E .

D a te o f Re por t05/06/2011

IX. CERTIFICATION.I c e r t if y t h a t a l l in f o r m a t i o n g i v e n a b o v e ( i n c l u d i n g i n f o r m a t i o n p e r t a i n i n g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i l d r e n , i f a n y ) i sa c c u r a t e , tr u e , a n d c o m p l e t e t o t h e b e s t o f m y k n o w l e d g e a n d b e l i e f, a n d t h a t a n y i n f o r m a t i o n n o t r e p o r t e d w a s w i t h h e l d b e c a u s e i t m e t a p p l i c a b l e s t a tu t o r y

p r o v i s io n s p e r m i t t i n g n o n -d i sc lo su r e .I f u r th e r c e r t i fy t h a t e a r n e d i n c o m e f r o m o u t s i d e e m p l o y m e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f t s w h i c h h a v e b e e n r e p o r t e d a r e i nc o m p l i a n c e wi th t h e p r o v i s io n s o f 5 U . S . C. a p p . 501 e t . s e q . , 5 U . S . C. 7353 , a n d Ju d i c i a l Co n f e r e n c e r e g u l a t i o n s .

Signatu re: S/Diana E. M urp hy

N O T E : A N Y IN D I V I D U A L W H O K N O W I N G L Y A N D W I L FU L L Y F A L S IF IE S O R F A L L S T O F I L E T H I S R E P O R T M A Y B E S U B J E C T T O C I V ILA N D C R I M I N A L S A N C T I O N S ( 5 U . S .C . a p p . 1 0 4 )

Committee on Financial DisclosureAdministrative Office of the United States CourtsSuite 2-301One Columbus Circle, N.E.Washington, D.C. 20544

diana e murphy financial disclosure report for 2010

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