sustaining lean: lessons from a large medical care provider
TRANSCRIPT
Sustaining Lean: lessons from a large medical care
provider
Jessica van Toorn
S3813088
+31646461189
MSc Business Administration- Change Management
Faculty of Economics and Business
University of Groningen
Supervisor: Dr. O.P. Roemeling
Co-assessor: Prof. Dr. J.D.R. Oehmichen
February 1st, 2021
Number of words: 14.459
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ABSTRACT
Background: Lean Management (LM) has been shown to positively influence healthcare process
performance. Consequently, there is a considerable research base that shows the implementation and
performance implications of LM. However, the sustainability of LM efforts over time, especially in the
healthcare context, has been overlooked. Therefore, this study was designed to identify how a healthcare
provider with a successful LM program was able to sustain LM over prolonged periods of time.
Method: This study is conducted within a large Dutch medical care provider. In this qualitative case-
study, four departments were studied and analysed. All departments were able to sustain LM over
prolonged periods of time. Data for the study consisted of primary data in the form of interviews and
secondary archival data.
Findings: The results indicated four categories facilitating the sustainability of LM. These categories
include: (1) The role of leadership, (2) Repetition of the Lean message, (3) Education, and (4) Employee
commitment. This study provides a deeper understanding on how each of these identified categories
contributes to the sustainability. In addition, the results indicated barriers that hinder the sustainability
of LM. These barriers include: lack of time and space, employees resistance, and fear. Based on these
results, a theoretical framework has been developed that guides healthcare organizations in sustainability
thinking.
Conclusion: This study provides healthcare organizations with insights into how they can sustain LM.
It provides them with a comprehensive understanding of the four categories of facilitators that contribute
to the sustainability of LM. In addition to these facilitators, this study also gave insights into the various
barriers that hamper the road to sustain LM. This study adds to the literature by providing a framework
that assists healthcare organizations to sustain LM.
Keywords: Lean Management, Continuous Improvement, Healthcare, Sustainability
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1. INTRODUCTION
Healthcare organizations are facing multiple challenges which include an aging population, increasing
complexity of care, and the demand for more long-term care for chronic diseases (Aij & Teunissen,
2017). These challenges require healthcare organizations to improve their service performance in terms
of efficiency, cost-effectiveness, affordability, and safety (Poksinska, 2010). To achieve higher
performance, healthcare organizations are adopting Lean Management (Aij & Rapsaniotis, 2017).
Lean Management (LM) in healthcare is defined as: “a management philosophy to develop a
hospital culture characterised by increased patient and other stakeholder satisfaction through continuous
improvements, in which all employees (managers, physicians, nurses, laboratory people, technicians,
office people etc.) actively participate in identifying and reducing non-value-adding activities (waste)”
(Dahlgaard, Pettersen & Dahlgaard-Park, 2011, p. 677). In essence, LM is focused on enhancing value
for the patient by eliminating activities that would be considered wasteful from a LM perspective (de
Souza, 2009; Poksinska, 2010).
LM delivers a comprehensive set of tools in order to achieve a successful continuous
improvement (CI). However, there is no unified method to implement LM (Daaleman et al., 2018).
According to Mazzocato, Stenfors-Hayes, von Thiele Schwarz, Hasson and Nyström (2016), LM is one
of the most widely used approaches to quality improvement in the context of healthcare to improve the
effectiveness and efficiency of care delivery.
Prior research focuses mainly on the implementation and performance implications of LM
within organizations (Smith, Poteat-Godwin, Harrison & Randolph, 2012; Moraros, Lemstra &
Nwankwo, 2016; Morales-Contreras, Chana-Valero, Suárez-Barraza, Saldaña Díaz & García García,
2020; Mazzocato et al., 2012). The implementation of LM has been shown to improve healthcare process
performance in terms of cost savings, reduction in medical errors, reduced patient waiting times,
increased productivity, and improved working conditions (Costa & Godinho Filho, 2016; Mazzocato,
Savage, Brommels, Aronsson & Thor, 2010; Smith et al., 2012; Suárez-Barraza, Smith & Dahlgaard-
Park, 2012). However, these positive outcomes of LM do not necessarily imply that related CI activities
are sustained (Poksinska, 2010; Henrique & Godinho Filho, 2018). Indeed, many healthcare
organizations are experiencing difficulties in sustaining LM (Aij & Rapsaniotis, 2017; Hallam &
Contreras, 2018; Poksinska, 2010; Leite, Bateman & Radnor, 2019; Liberatore, 2013).
The sustainment of LM often comes with a culture of CI (Poksinska, Swartling & Drotz, 2013;
Poksinska, 2010; Dahlgaard et al., 2011). However, healthcare organizations often lack such a culture
since they simply focus on the application of LM tools (Poksinska, 2010). Culture is therefore a
component that can contribute to the sustainment of LM, but that does not necessarily have to be the
case. In other words, it is plausible that a cultural change is not always required to sustain LM. Especially
since cultural change is both complex and time intensive (Dahlgaard et al., 2011). If an organization is
still able to sustain LM, even if they do not experience it as part of their culture, that is also sufficient
for their sustainability.
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In this study, we argue that the sustainment of LM does not depend solely on whether or not it
is embedded in the culture, also other unknown factors might be of importance. For example, according
to Aij and Rapsaniotis (2017), leadership is also a component that can contribute to the sustainment of
LM. However, the question is whether these components are the only ones or whether there are also
other unknown components that can contribute to the sustainability of LM.
Whilst research on the first part of LM journey (i.e., implementation and performance
implications) is abundantly present, little research is devoted to the sustainability of LM over the long
term, especially in the healthcare context (Poksinska, 2010; Mazzocato et al., 2012; Costa & Godinho
Filho, 2016; Hallam & Contreras, 2018). This is rather remarkable given the fact that LM sustainability
is typically acknowledged as a key aspect of LM implementation (D’Andreamatteo, Ianni, Lega &
Sargiacomo, 2015; Lindsay, Kumar & Juleff, 2019). Therefore, more rigorous research is required on
how LM is sustained in healthcare over prolonged periods of time. It is important to investigate this,
because healthcare organizations do not want LM to fade away after the implementation (Poksinska,
2010; D’Andreamatteo et al., 2015). Hence, this study focuses on obtaining a better insight into what
does and what does not contribute to the sustainability of LM.
This study aims to fill this gap by identifying how a healthcare provider with a successful LM
program was able to sustain LM over prolonged periods of time. This results in the following research
question: “How are Lean management improvement activities sustained within a healthcare context?”.
Through a qualitative study, based on unique case data, we are able to identify multiple barriers and
facilitators towards LM sustainability.
This research will be conducted at a large medical care provider from the Netherlands. It adds
to the literature on LM, and especially the sustainability of LM, through the development of a framework
to guide sustainability thinking. Moreover, this research is valuable to healthcare providers as it provides
a better understanding on how LM initiatives could be sustained.
This study is structured as follows: first, we reviewed past research on the concepts LM, LM in
healthcare, and the sustainability of LM. Subsequently, we described the methodology of this study. In
the next section, the findings that emerge from this study are presented, followed by a discussion section.
Finally, this study is summarized with an overall conclusion.
2. LITERATURE REVIEW
The aim of this study is to investigate how LM improvement initiatives are sustained within a healthcare
provider that possesses a successful LM program. The literature review is structured as follows, first,
the background and meaning of the LM concept are discussed. Subsequently, the meaning and
application of LM in the healthcare sector are explained. Finally, literature with regard to the
sustainability of LM is reviewed.
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2.1 Introduction to Lean
The concept of LM originated from the Toyota Production System (TPS) and was developed by the
Japanese Toyota Motor Corporation in the 1940s (Melton, 2005). While the roots of LM can be found
within the automotive and manufacturing industries, it has extended to service industries, including
healthcare sectors (Moraros et al., 2016). The TPS served as the basis for the five principles of LM,
which is a methodology focused on quality improvement within organizations (Womack, Jones & Roos,
1990; Mazzocato et al., 2010; Pepper & Spedding, 2010; Moraros et al., 2016). These five principles
are described by Moraros et al. (2016) as follows: (1) define value from the customer’s perspective, (2)
identify all stages in the value stream and remove those that are considered wasteful, (3) create a flow
of seamless stages to the customer, (4) allow the customer to extract value from the producer, and (5)
pursue perfection through a CI of processes. In the pursuit of companies to understand and implement
LM, these principles lend themselves as a guideline.
Previous research has emphasized the difficulty of conceptualizing LM, here the absence of a
universal definition is one of the major issues (Radnor, Holweg & Waring, 2012; Shah & Ward, 2007;
Hopp & Spearman, 2004; Pettersen, 2009). This can lead to a lack of clarity as to what exactly is meant
by the term. In this study LM is defined as: “a managerial approach for improving processes based on a
complex system of interrelated socio-technical practices” (Bortolotti, Boscari & Danese, 2015, p. 182).
In other words, LM is about continually improving quality by focusing on creating and delivering value
to the customer and eliminating non-value added activities, also called waste or muda (Womack &
Jones, 2003; Soliman & Saurin, 2017; Costa & Godinho Filho, 2016). The goal is to enhance customer
value in order to generate high-value service delivery.
Since 2002, the quality improvement approach LM has been widely adopted within healthcare
organizations as Lean Healthcare Management System to improve healthcare services (Poksinska, 2010;
de Souza, 2009). According to de Souza (2009), the application of LM seems to be effective in
improving healthcare organizations and their associated processes. In the following paragraph, LM and
its application in the healthcare sector is discussed based on previous research.
2.2 Lean in healthcare
This study focuses on the sustainability of LM over time, which will be discussed in more detail after
this paragraph. First, however, we provide a broader overview of the application of LM in healthcare.
Healthcare organizations have different organizational settings compared to the automotive and
manufacturing industries (Poksinska, 2010). They are complex systems in which the technical and social
systems are intertwined. In this complex service environment, patients are part of the system (Hicks,
McGovern, Prior & Smith, 2015; Soliman & Saurin, 2017). In recent years, healthcare organizations are
facing multiple challenges, which include an increasing demand for healthcare services and the
associated growing costs (de Souza, 2009). As a result, they are confronted with greater challenges in
improving the quality and efficiency of their healthcare systems. This resulted in an increased interest
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in implementing LM in healthcare to improve their service performance towards a more efficient and
high quality care for patients (Poksinska, Fialkowska-Filipek & Engström, 2016; Smith, Hicks &
McGovern, 2020). Yet because of their complexity, healthcare organizations should not blindly adopt
LM from manufacturing. It requires adaptations to suit their needs (Radnor & Walley, 2008; Poksinska,
2010).
LM in healthcare is often described as a CI approach that consists of identifying and eliminating
non-value-adding activities (waste) in the healthcare delivery to create maximum value for patients
(Poksinska et al., 2016; Radnor et al., 2012; Dahlgaard et al., 2011). Some examples of activities that
would be considered wasteful from a LM perspective include: long waiting times, medical errors, and
lack of resources. In essence, this approach helps to improve the flow of patients, resulting in shorter
waiting times and hospital stays, and lower costs.
LM is based on five principles. In recent years, the use of these principles in the healthcare
sector has increased as a means to improve care processes and eliminate waste (Aij, Visse &
Widdershoven, 2015). However, LM and its application in the healthcare sector is characterized by three
core principles, which are the first three steps from Womack and Jones (2003): value identification,
waste elimination, and generation of customer value (Poksinska, 2010). Although the principles are
guiding principles to improve the effectiveness and efficiency of care delivery, there is no unified way
to implement LM (Daaleman et al., 2018). There are significant variations with regard to the
implementation of LM in the healthcare sector (Radnor et al., 2012).
According to Hasle, Nielsen and Edwards (2016), the implementation of LM in healthcare has
not reached its level of maturity. LM in healthcare is often seen as a project and/or as an ancillary activity
that is not incorporated in the day-to-day activities of employees (Hasle et al., 2016). Healthcare
organizations tend to implement LM as a one-sided approach with the focus on applying LM tools to
processes, rather than a system-wide approach where a CI culture needs to be developed (Poksinska,
2010; de Souza, 2009; Radnor et al., 2012). The limited adoption might be one of the reasons that LM
is rarely sustained within healthcare organizations.
There is a considerable research base on LM in healthcare, especially with regard to its
implementation, and to the performance implications (D’Andreamatteo et al., 2015). Literature has been
shown that the implementation of LM provides good results, which include improved quality and
performance of healthcare processes (Costa & Godinho Filho, 2016; Mazzocato et al., 2010; Smith et
al., 2012; Suárez-Barraza et al., 2012). However, there is much to learn about some issues that have
been overlooked and remain under investigated. One of these issues concerns the sustainability of LM
over time (D’Andreamatteo et al., 2015; Liberatore, 2013; Mazzocato et al., 2012; Moraros et al., 2016;
Poksinska, 2010; Hallam & Contreras, 2018). How do we make sure that we continue to work with LM
and that it does not fade away after a few projects? Therefore, it is important to investigate this issue.
The sustainability of LM is discussed in the next paragraph.
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2.3 The sustainability of Lean
The scarce evidence available on LM sustainability emphasized the difficulty of this topic, especially in
the healthcare context (Aij & Rapsaniotis, 2017; Hallam & Contreras, 2018; Leite et al., 2019;
Poksinska, 2010; D’Andreamatteo et al., 2015; Liberatore, 2013). The sustainability of LM is one of the
least understood issues and therefore there are still unanswered questions (Proctor et al., 2015). The
application of improvement tools is meaningless without efforts to sustain LM over time, because
sustainability is an important implementation result (Flynn et al., 2018). There is also a risk that the
improvement will fade away after the implementation. That is why it is important to ensure that LM
improvement activities are sustained within organizations. In this way, LM becomes an inherent part of
the organization and its employees and will therefore deliver more value to the patient (Radnor, 2011).
According to existing literature, there is a lack of a uniform definition about the concept
sustainability (Moore, Mascarenhas, Bain & Straus, 2017; Proctor et al., 2015; Flynn et al., 2018). In
this study, sustainability is defined as: “the continuation or the integration of new practice within an
organization whereby it has become a routine part of care delivery and continues to deliver desired
outcomes” (Doyle et al., 2013, p. 2). However, it does not require LM to be seen as a cultural element
in order to be considered sustainable. It is reasonable to assume that a cultural change is not always
required to sustain LM.
Little research is devoted to the sustainability of LM in the context of healthcare
(D’Andreamatteo et al., 2015; Costa & Godinho Filho, 2016; Lindsay et al., 2019; Mazzocato et al.,
2012; Poksinska, 2010). However, the scarce evidence that is available (Leite et al., 2019; Liberatore,
2013) shows that the success rate of sustaining LM is low. This has to do, among other things, with the
difficulty to deal with the barriers to sustain LM over time (Moore et al., 2017; Leite et al., 2019).
Literature shows that there are ideas about the barriers that could hamper the sustainability of
LM in healthcare. One of the barriers is the complexity of healthcare environments. The challenging
technical, social and institutional context makes it difficult to reproduce and adapt LM. This leads to
low success rates in terms of LM sustainability (Leite et al., 2019; Bateman, Hines & Davidson, 2014;
Radnor & Walley, 2008). In addition, healthcare organizations tend to implement LM as a project-based
approach (one-sided approach) rather than a system-wide approach.
A system-wide approach that includes a long-term strategy and a culture for CI is helpful for
the sustainability of LM (Poksinska, 2010; de Souza, 2009; Radnor, 2011; Radnor et al., 2012). Other
problems are: poor communication, lack of commitment of employees with regard to LM, lack of
resources, and leadership failure (de Souza & Pidd, 2011; Leite et al., 2019; Grove, Meredith, MacIntyre,
Angelis & Neailey, 2010). Addressing these barriers could support the sustainment of LM over the long
term.
Besides the barriers, there are also facilitators that might contribute to the sustainment of LM.
Although there is not much evidence on how to sustain LM in the context of healthcare, there are studies
that show their ideas that might contribute to this. First of all, developing a strong leadership might play
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an important role when it comes to sustaining LM (Radnor, 2011; Aij & Teunissen, 2017; Aij et al.,
2015; Flynn et al., 2018). Without continuous commitment and effort from leaders, the sustainment of
LM could not be realized (Poksinska et al., 2013). Moreover, whether the organization brings in LM
through external consultants or whether it is much more something that takes place in the organization
itself might be important. However, according to Poksinska (2010), it is difficult to sustain LM when
the consultants leave the organization. In addition, appropriate communication might contribute to the
sustainment of LM. According to Radnor (2011), there is a need to keep employees focused on CI until
they have become accustomed to the new way of working. Furthermore, the sustainability of LM might
depend on the training of employees within an organization. Such training can provide participants with
skills and knowledge in the field of LM that can benefit LM sustainability (Radnor, 2011; Al-Balushi et
al., 2014).
Based on previous studies, we present the underlying framework (Figure 1) of this study. For
the continuation of this study, we are particularly interested in how and why the barriers and facilitators
contribute and what other barriers or facilitators might play a role when it comes to LM sustainability.
Therefore, the aim of this study is to investigate how a healthcare provider with a successful LM program
was able to sustain LM over prolonged periods of time. The next chapter discussed the methodology of
this study.
Figure 1: Currently identified components of LM sustainability
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3. METHODOLOGY
In this section, the methodology used in this study is discussed. The methodology is structured as
follows, first, the type of research is explained. Subsequently, the case setting is discussed. Furthermore,
the approaches to data collection have been outlined. Finally, this section ends with a description of how
the data were analysed, followed by a figure of the coding process.
3.1 Type of research
According to Edmondson and McManus (2007), prior research could be nascent, intermediate or mature.
The nascent theory is most appropriate in this study, because little is known about the sustainability of
LM over the long term, especially in the healthcare context. Therefore, the following research question
has been formulated: “How are Lean management improvement activities sustained within a healthcare
context?”. This research question is open-ended in which data have been interpreted for meaning that
contributed to the identification of patterns.
Because little prior research has been done on the phenomenon of interest, the sustainability of LM
in healthcare, deep and rich information has been used to better understand this phenomenon
(Edmondson & McManus, 2007). More detailed information supports a better understanding of the
deeper stories and mechanisms involved, which are key when it comes to answering ‘how’ questions
(Edmondson & McManus, 2007). That is why a qualitative case study was most suitable and therefore
has been applied in this study.
Qualitative research is explanatory in nature and focuses on identifying and explaining relationships
regarding the phenomenon of interest. Moreover, qualitative data were appropriate in this study, because
these kind of data were beneficial for theory generation (Edmondson & McManus, 2007; Lee, Mitchell
& Sablynski, 1999). Therefore, in-depth interviews have been applied in order to establish new theory.
3.2 Case setting
To select an appropriate case organization, a number of criteria were considered. First, the case
organization must operate in the context of this study (i.e., healthcare) where LM improvement efforts
are used. Second, interviewees need to have experience with working on LM projects. Third, the
organization must have different departments with a successful LM program that have been able to
sustain LM over prolonged periods of time. Based on these criteria, a major Dutch medical care provider
was selected.
The organization distinguishes itself with a wide range of excellent specialists in medical care
and a number of areas of expertise. In total, there are 35 different specialisms, 3.000 employees, 211
medical specialists, and 300 volunteers. The organization cooperates closely with general practitioners
and other care providers in order to strive for the best care.
The organization is also a learning organization that focuses on CI. They were one of the first
organizations who adopted LM in their healthcare services. The organization has been actively
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improving its healthcare processes for almost 10 years. The LM approach has been used to organize the
healthcare delivery faster, more pleasant or smarter for the patient. This resulted in a long history of LM
improvement activities, such as reducing the length of stay and patient waiting times. That is why this
organization is appropriate to examine the aforementioned research question.
The organizations offers various in-house training programs to train employees in the domain
of LM. Within the organization a coding system is used, in which the different training programs are
expressed in terms of colours: yellow belt (beginner), orange belt (intermediate), and green belt
(advanced). These programs vary in terms of duration, complexity, and content. The yellow belt program
is characterized by a four-hour training in which employees are introduced to the basic principles of
LM. The orange belt program involves a more comprehensive training (20 hours), where employees are
provided with more in-depth knowledge of LM and they need to work on their own improvement project
alongside the training. The green belt program entails a more advanced training (64 hours), in which
extensive knowledge in LM including static process analysis is offered to employees. Besides the
training, employees need to work independently on an improvement project. By participating in these
training programs, the organization aims to foster a learning improvement culture that allows each
employee to contribute to improve value for patients. In the meantime, a large number of successful
projects have been completed. By conducting research at this organization, we have gained insights into
which aspects drive projects to a success and which aspects hinder this. In this way, we have discovered
more about the sustainability of LM over time within the organization.
In this qualitative case study, four different departments have been examined: Pathology (Case
A), Finance and Administration (Case B), Facility Management (Case C), and Neurosurgery (Case D).
This is a mix of different types of departments, which are departments that focus on providing care (Case
A & Case D) and departments that focus on supporting or enabling the provision of care (Case B & Case
C). In other words, there is a distinction between direct care departments and support departments. All
departments are aware of healthcare-related issues and are active in this context. However, in terms of
content, they have different tasks. The four departments were provided by the organization and were
considered successful when it comes to the sustainability of LM. By looking at the overlapping
components between the departments, we have been able to discover the categories and their underlying
reasons that explain how and why these departments are successful in LM sustainability. In this way, we
were able to explore how LM improvement activities are sustained within a healthcare context.
3.3 Data collection
Interviews
To study the sustainability of LM, qualitative data were collected by means of semi-structured in-depth
interviews. The semi-structured interview is a type of interview in which predetermined questions are
retained and thus ensure that all relevant subjects are covered. This type of interview also allows for
follow-up questions if needed. By using this data collection method, respondents were encouraged to
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bring their personal experiences and perceptions into their responses. This ultimately led to deeper and
richer answers. Since little is known about the sustainability of LM over time, deep and rich information
was needed to better understand the phenomenon. Therefore, this type of interview was consistent with
this study, as it provided the opportunity to elaborate deeply on a particular subject.
In total, 15 interviews were conducted with an average duration of 55 minutes. In this study, we
applied purposive sampling and only respondents who possessed the right knowledge, skills, and
expertise of working with LM in a healthcare environment have been interviewed. Therefore, two
professionals per department have been selected: (1) unit head or coordinator of the department, and (2)
a professional who has completed an educational LM program. Since these professionals have
experience working with LM, they were expected to provide the most valuable insights.
As a consequence of Covid-19, the interviews were conducted digitally via StarLeaf. Recording
equipment has been used during the interviews to allow transcriptions to be made at a later stage. The
interview questions were structured in the following categories: (1) introduction, (2) LM improvement
activities, and (3) the sustainability of LM. All questions were open-ended in order to guarantee deep
and rich information. Examples of questions are: ‘What ensures that LM is embedded in your daily
activities?’, ‘Which stimulating factors play a role in sustaining continuous improvement through LM?’,
and ‘To what extent has your department been able to sustain LM over time?’. The entire interview
protocol including all interview questions can be found in Appendix I. The protocol is checked by the
case contact to guarantee that the questions and the environment are aligned. This protocol is the latest
version, as it has been updated in the meantime in order to provide the best possible insights. Moreover,
an overview of all interviews that have been conducted is presented in Table 1.
Table 1: Overview of the conducted interviews
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Informal conversations
In addition to interviews, informal conversations with the case contact have occurred on a regular basis.
These served mainly to familiarize oneself with the organization, to develop a sense of direction for this
study, and to clarify ambiguities.
Secondary data
For the purpose of context- and topic familiarization, secondary archival data have been used in this
study. A more specific overview of these type of data are presented in Table 2.
Table 2: Overview secondary data
3.4 Data analysis
After data collection, the data were analysed by means of a coding process in which the data were
classified into codes and categories in order to find patterns (Saldana, 2012). The analysis of data
extracted from interviews included transcribing, reading and encoding the transcriptions. The coding
process was conducted by means of the Atlas.ti software. This program has served as a tool to structure
the data in order to discover patterns.
The coding process began with the provision of codes to the transcriptions. Both inductive codes
that emerge from data and deductive codes that emerge from literature have been used for this purpose.
Examples of inductive codes are: ‘delegate’, ‘recurring agenda item’, and ‘take initiative’. Moreover,
some examples of deductive codes that have been used in this study are: ‘leader behaviors’, and
‘employee resistance’. This first part of the coding process in which the data collected were summarized
by means of codes is also known as first-order coding (Wolfswinkel, Furtmueller & Wilderom, 2013).
After the first-order coding, the codes were organized into different categories and sub-
categories. The main categories in this study included: the role of leadership, repetition of the Lean
message, education, employee commitment, and barriers to sustain LM. Subsequently, the
interrelationships between the categories and their sub-categories have been identified. Finally, the
process of finding patterns and relationships took place until a conceptual theory emerged from the data.
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This process of refining the identified codes and categories is also known as second-order coding
(Wolfswinkel et al., 2013). The coding process is shown in Figure 2. Moreover, an overview of the most
important codes and categories for this study is represented in a codebook, which can be found in
Appendix II.
Figure 2: Structure of the coding process
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4. FINDINGS
This chapter provides insights into which facilitators and barriers play a role in the sustainment of a LM
approach within a healthcare provider. First, each individual department is subjected to a within-case
analysis to identify the most important insights of each case. Second, we present the cross-case analysis
highlighting the main insights obtained from the within-case analysis. The within-case analysis is
structured as follows, per case we focus on: (1) The role of leadership, (2) Repetition of the Lean
message, (3) Education, (4) Employee commitment, and (5) Barriers to sustain LM.
4.1 Case A: Pathology
4.1.1 The role of leadership
To explore the role of leadership we distinguish between leadership behaviors and leadership attitudes.
Leadership behaviors
To explore leadership behaviors, we identified two main tasks. Leaders need to stimulate and motivate,
and coach and facilitate their employees.
Stimulating and motivating is expressed in the following behaviors demonstrated by leaders in
Case A. Leaders need to delegate LM tasks, show results, inform, show personal interest, monitor LM
activities, interact with team members, compliment, and visit the work floor. An overview of all
identified stimulating and motivating behaviors is shown in Figure 3.
When leaders wish to stimulate and motivate their employees, they need to involve the
employees in the process of CI through regular improvement meetings, and by delegating LM tasks
providing responsibility and autonomy. Moreover, leaders need to show the results of projects, and
highlight progress that has been made. In essence, leaders need to provide feedback and make gains
visible. When employees are shown the results of their efforts and when they are involved in CI, this
builds enthusiasm and raises awareness of the benefits of LM.
‘I like to put the responsibility with the people themselves. People are the owners. We are all
professionals, we all work in medical care, so I also expect something from these people. I am not
going to say: “You have to do this and you have to do that and then it all has to be done”. I am not
going to do that. The responsibility rests with the people themselves’. (Jaap)
‘That is the only way in which we can take the employees with us and where they can also give
feedback. And then things are discussed, people can ask questions or submit ideas. That also has a
stimulating effect’. (Melany)
‘Try to make them enthusiastic by showing them how something becomes easier or better for the
patient or clearer or less error-prone. And then they all look in the same direction, that you just want
to work flawlessly for the patient’. (Melany)
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Figure 3: Identified stimulating and motivating leadership behaviors in quotations
Next to stimulating and motivating, coaching and facilitating employees to keep doing LM is of
importance. Leaders must provide support, time, and space for employees which enables them to work
with LM on an ongoing basis. In addition, leaders need to act as a role model for their employees. Their
exemplary behavior provides employees with the necessary support and guidance that enables them to
keep working with LM.
‘That you are supported and given resources and time. So of course you need the unit head for that as
well. You need a manager who supports you. My unit head always does that. So you need time, space
and resources to be able to carry out things’. (Melany)
‘You have to act on it yourself, of course. If you are not committed, then it is not going to work. So you
have to convey it [...]. You have to act on it and you have to explain what it is. You have to stimulate
and motivate people to do that’. (Jaap)
Leadership attitudes
In Case A, the results show the most evidence for acknowledging the importance and usefulness of LM.
In essence, leaders need to take LM seriously, since by acknowledging the importance of LM and its
usefulness, they can successfully convey it to their employees. As a result, employees also take LM
seriously.
‘As a manager, you also have to take it seriously. If you take it seriously, then employees can take it
seriously too’. (Pieter)
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4.1.2 Repetition of the Lean message
In order to sustain LM over a longer period of time, it is important to keep repeating the Lean message.
Repetition ensures that all employees are on board and stay involved. In Case A, message repetition
took several forms which include through newsletters and during meetings. However, the newsletter
(sent through e-mail) was considered a lesser effective medium as most employees do not access
computers during their work. Instead, ensuring that LM is discussed during meetings was considered
more effective, especially when it is a recurring agenda item.
‘You just have to keep explaining and naming it. That is really important! [...]. Otherwise, it only
becomes something for the management which is not the intention. You have to keep communicating it
to the whole department to get everyone on board’. (Jaap)
‘We had a newsletter, but we considered it to be ineffective because it was not read since many people
do not sit behind their PCs. They all work in the lab. So we do not do that anymore. Now we use work
meetings’. (Melany)
‘It is a fixed item on the agenda and that is why we can keep it’. (Melany)
4.1.3 Education
Education in the domain of LM is a facilitator to sustain LM over time. In Case A, the green belt training
was considered to be effective. Training creates awareness and a different mindset in LM, and provides
a structure to work with. This enables employees to look at their environment in a different way.
Moreover, in Case A, offering training to the majority of the department was considered to be effective
as this ensures that all employees possess the same knowledge about LM. This keeps them on the same
page when it comes to this topic.
‘The more people understand this, the more people look at things from a different point of view. You
look at problems and alerts in a different way when you have completed an education [...]. So you get
awareness of working with Lean’. (Melany)
‘Well, like I said, you give them a certain baggage. You need training to be able to keep working
according to that system [...]. You need to have 60/70 percent of the employees in your department
who can do that and who understands that. Then the majority knows the theory and understand what it
means and why a certain project is being tackled according to that system. And yes, then it works’.
(Jaap)
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4.1.4 Employee commitment
To explore employee commitment we distinguish between employee behaviors and employee attitudes.
Employee behaviors
Employees in Case A exhibit initiative behavior in order to sustain LM. Employees need to take
initiative by reporting problems, providing ideas for improvement, and by making improvements
themselves. This raises their involvement in LM.
‘Well, by creating alerts in their work. We have a system in which we can create alerts in our daily
work […]. So employees at all units create alerts and they are monitored on a monthly basis to see
how often something has happened […]. There are also people who come up with their own
suggestions, like: “Well, I think we need to improve that. Because that is too messy, it needs to be
improved”’. (Melany)
‘It is about applying what you have learned […]. Just do it, make improvements!’. (Pieter)
Employee attitudes
In Case A, the results show the most evidence for intrinsic motivation as the most important employee
attitude to sustain LM. Employees need to have intrinsic motivation in LM. When employees have this
intrinsic motivation to improve, this builds enthusiasm to keep improving. In this way, employees
remain involved and focused on LM.
‘Yes, employees really need to have the intrinsic motivation to improve. Only then we will continue to
do so’. (Melany)
4.1.5 LM barriers
Looking at the elements that hamper the road to sustain LM approaches, the lack of time and space as
well as employee resistance were considered to be the main barriers in Case A. The cause of lack of
time and space can be expressed by the fact that employees sometimes experience a certain work
pressure, because of the peak moments in their work. Moreover, employees give priority to their own
work, leaving less time for LM. The cause of employees’ resistance has to do with the generation gap
and the preservation of existing routines. In Case A, a generation is gap is present, which translates into
the older generation not being enthusiastic about LM and not understanding its usefulness and necessity.
They prefer to maintain the existing routines and therefore have a hard time moving away from it.
‘Time. Of course, we just have our work here. Sometimes there are also some peaks [...]. So time is an
issue’. (Melany)
‘Of course, we also have a generation gap in the department. Well, those people do not see this in the
same way as the younger people who are very enthusiastic about it. They all see bears on the road to
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something that is becoming more difficult. Like: “In the past it did not have to be that way, so why
should it be that way now?”. So that is indeed something you run into’. (Melany)
4.2 Case B: Finance & Administration
4.2.1 The role of leadership
To explore the role of leadership we distinguish between leadership behaviors and leadership attitudes.
Leadership behaviors
To examine leadership behaviors, we determined two main tasks. Leaders need to stimulate and
motivate, and coach and facilitate their employees.
Stimulating and motivating is manifested in the following behaviors demonstrated by leaders in
Case B. Leaders need to delegate LM tasks, show results, celebrate successes, compliment, show
personal interest, visit the work floor, and monitor LM activities. An overview of all identified
stimulating and motivating behaviors is shown in Figure 4.
In cases where leaders aim to stimulate and motivate their employees, they should involve
employees in the CI process. In Case B, having regular improvement meetings, and delegating LM tasks
are seen as important behaviors to achieve this. When employees have the autonomy and responsibility
in LM activities, this results in increased motivation and job satisfaction and they are more inclined to
improve again. Moreover, leaders need to demonstrate the results of projects, and highlight the
improvements made. In other words, leaders need to provide feedback and make gains visible. When
employees are shown the obtained results, this builds enthusiasm and raises awareness of the benefits
of LM. Furthermore, leaders need to pay attention to celebrating successes as this gives employees a
positive incentive to keep working with LM.
‘Involving people. So also say: “What do you think?”. Then you keep them involved in making
improvements. You also have to give them the opportunity to help improve’. (Jan)
‘If they are responsible themselves and eventually implement an improvement themselves, then I think
it has a positive effect on their motivation. Then he thinks: “Oh gosh I have improved that, well that
has now been resolved. I did that myself”. So then he is more inclined to do that again’. (Eva)
‘People only participate in continuous improvement when you make them enthusiastic and when they
see the results, so that they can work faster and more efficiently. Next time they will think: “Hey, that
is nice! We would like to do that again, because it might even get better”. So if you do that and you
bring it across enthusiastically, then people will join’. (Jan)
‘The most important thing is to celebrate successes […]. Small things and big things need to be
celebrated as well, attention should be paid to that’. (Robert)
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Figure 4: Identified stimulating and motivating behaviors in quotations
Besides stimulating and motivating, coaching and facilitating employees in LM is important with regard
to its sustainability. Leaders need to guide employees, provide support, and act as a role model. In
addition, leaders need to facilitate their employees by giving them time and space for CI. These aspects
encourage employees to keep doing LM over the long term.
‘Yes, but do not supervise them by solving it yourself, but guide them by saying: "Let's find out
together how we can do it better" [...]. But leave the searching to the employees’. (Robert)
‘You have to show exemplary behavior yourself’. (Robert)
‘You have to give employees some time for that. The space and time to actually investigate: “Hey,
what am I doing and how can I improve?”’. (Isabel)
Leadership attitudes
Leaders in Case B hold multiple attitudes in order to sustain LM. First, leaders need to acknowledge the
importance and usefulness of LM. More specifically, they need to believe in LM and the benefits it
provides. Second, they need to be enthusiastic about LM. Both attitudes ensure that the positivity with
regard to LM is conveyed to the employees.
‘My unit head is always very focused on Lean [...]. So I think if you have someone who is enthusiastic
about it from the top, then it is more likely to trickle down to the underlying departments. To the unit
heads underneath and then back to the teams'. (Isabel)
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4.2.2 Repetition of the Lean message
Keep repeating the Lean message is deemed to be important when it comes to its sustainability.
Repetition ensures that LM is eventually embedded in the department. In Case B, the repetition of the
message occurred in a variety of ways, including through e-mail, feedback, during meetings and
dialogues. However, e-mail was perceived as a rather less effective medium since employees receive a
relatively large number of e-mails per day. Nevertheless, it is unclear which dissemination channel is
most effective when it comes to message repetition. Yet, we do know it is important that LM is a
recurring item on the agenda.
‘Just bring it up on a regular basis, repeatedly. This can be done by means of feedback or by means of
a meeting or just a dialogue each time about: “Hey, do you see any improvements?”. And then it will
be embedded at some point’. (Isabel)
‘No, that does not work. Mails do not work [...]. Mailing is very easy. You get a lot of e-mails a day.
Sometimes I also get 50 a day’. (Jan)
‘Every week we have a work meeting. So every week we talk a lot about it in our department: “How
can we improve this?”’. (Jan)
‘He also made this a fixed item on the agenda, that is really important’. (Jan)
4.2.3 Education
In order to sustain LM, education in this domain is important. In Case B, both the green and orange belt
were deemed to be effective. In this case, training generates awareness surrounding the concept of LM
and its benefits. In essence, training gives employees a different mindset that makes them better able to
improve continuously. This permits employees to behold their surroundings in a completely new
manner. Moreover, training provides employees with a structure through the tools that are necessary to
improve. Finally, a group training in LM for the entire department was considered to be effective in
Case B. When the entire department is educated in LM, this raises their involvement around LM and
ensures that everyone is on the same page and follows the same system.
‘It is more the mindset I got from the training and therefore I know how to approach certain
improvement processes […]. And also the tools to tackle it. What are the right steps? What is the right
order?’. (Eva)
‘Training makes you more familiar with the concept of Lean and what you can achieve with it. And
you learn how to use it [...]. It also teaches you how to start an improvement idea. How can I improve
my work? [...]. So I think training in Lean will give you the tools to implement it in your daily work’.
(Isabel)
‘The more people you involve in continuous improvement, the more you improve. Then a kind of group
training for the entire team or department would be a great idea’. (Eva)
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4.2.4 Employee commitment
To explore employee commitment we distinguish between employee behaviors and employee attitudes.
Employee behaviors
Two behaviors are characterized as helpful in Case B with regard to the sustainment of LM. Employees
need to take initiative, and communicate with peers.
When employees want to take initiative, they need to identify and report problems, suggest
improvement ideas, and implement improvements themselves. This builds enthusiasm and raises
involvement in LM. Alongside taking initiative, employees need to communicate with colleagues about
LM in order to increase employee involvement. In other words, when employees interact with each other
about LM, it keeps everyone focused on the topic.
‘I think it has more to do with simply being able to report problems and if something goes wrong that
it is identified and mentioned […]. So yes, what they are doing is reporting that something is going
wrong. Because if that does not show up, you cannot improve anything’. (Eva)
‘And that is why we are always improving, because we are constantly talking to each other about it:
“Hey, how can we get it better?”’. (Jan)
Employee attitudes
In terms of employee attitudes, intrinsic motivation is cited as an important contributor in the
sustainment of LM. This implies that employees should be intrinsically motivated to work with LM.
Whenever employees possess this intrinsic motivation, enthusiasm for CI is developed. As a result,
employees stay focused on LM and thus on improving their processes.
‘I think it is also due to the mentality of the people. We are very enthusiastic about improving [...]. So
you need to like it. If you do not like it, then it will not work out’. (Jan)
‘Just like I said, I think there must already be a foundation in your own intrinsic motivation to
improve’. (Eva)
‘If you have the intrinsic value in improving, “I want to do my job faster, easier and better”, that is
very important. And I always find it interesting to see where the accelerations are, or improvements in
processes [...]. But what I am saying, it has to be intrinsic’. (Isabel)
4.2.5 LM barriers
In Case B, the elements hindering the sustainability of LM include the lack of time and space, employee
resistance, and fear. In terms of lack of time and space, employees often do not have time for LM,
because they have other priorities in their work. Without giving employees time and space, they
experience CI as an additional workload, which results in a negative feeling towards LM. Regarding
employee resistance, Case B experiences a generation gap within the department. The older generation
is not very enthusiastic about LM. Instead, they are more positive about the existing routines and
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therefore prefer to maintain them. Finally, the fear of improving or making mistakes results in a negative
feeling towards LM among employees. This in turn affects the sustainment.
‘You very often hear in practice: “I do not have time for this, I am so busy” or “I have to fix all the
mistakes” [...]. You have to give them time and space to do so. Otherwise you will notice that people
may experience extra pressure […], which can make them feel negatively about implementing Lean or
continuous improvement projects’. (Isabel)
‘Yes, I also have a couple of colleagues who are a bit older and say: “Yes, but it is going well, right?
It works well how things are going now” […]. They are not very enthusiastic and they are not eager’.
(Jan)
‘I believe that the greatest barrier is intertwined in people themselves. So the fear of change is often a
barrier. Fear of making mistakes. So I think it is more about culture’. (Eva)
4.3 Case C: Facility Management
4.3.1 The role of leadership
To explore the role of leadership we distinguish between leadership behaviors and leadership attitudes.
Leadership behaviors
In the examination of leadership behaviors, two main tasks can be separated. Leaders need to stimulate
and motivate, and coach and facilitate their employees.
Leaders in Case C exhibited the following behaviors as part of stimulating and motivating.
Leaders need to delegate LM tasks, show results, interact with team members, inform, monitor LM
activities, celebrate successes, visit the work floor, show personal interest, and compliment. An
overview of all identified stimulating and motivating behaviors is shown in Figure 5.
Leaders need to involve employees in the process of CI in order to stimulate and motivate them.
This is expressed by frequent improvement meetings where they can discuss LM. Delegating LM tasks
(i.e., providing responsibility and autonomy in LM) is also considered useful for the purpose of
stimulating and motivating employees. Both generate input to continue to improve, as most
improvement ideas come from the work floor. In addition, leaders are supposed to present the results of
projects, and emphasize the advancements that have been made. Specifically, leaders have to provide
feedback and showcase the gains. This raises awareness of the benefits of LM and encourages employees
to improve.
‘Most ideas come from the teams themselves. The work floor is where the ideas for improvement
projects are generated. So that is where most of the profit is. And that is where you have to stimulate
people to participate. So you have to involve them […]. Discussing that together is important’. (Petra)
‘Give others the responsibility and space to make improvements’. (Henk)
‘When people see that things are getting better, they also become more aware that they can contribute.
That they can change something themselves, which leads to an improvement. That works’. (Maarten)
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Figure 5: Identified stimulating and motivating behaviors in quotations
Beyond stimulating and motivating, coaching and facilitating employees to keep working with LM is of
importance. Leaders need to provide their employees with support in CI and act as a role model. This
allows employees to eventually do it themselves and enables them to keep doing it. Moreover, leaders
must accommodate their employees by granting them time and space for CI.
‘You need to guide the employees in continuous improvement, so that they can do it themselves in the
long run […]. So you need to be sharp and hold up a mirror to people all the time. And not come up
with solutions yourself, but let people think for themselves’. (Maarten)
‘You may really want to improve, but if you do not have time in your work or if your manager does not
give you time, you will not get anywhere’. (Jolanda)
‘You also need to act on it and convey it to the employees’. (Peter)
Leadership attitudes
Leaders in Case C highlight one important attitude to sustain LM. Leaders themselves need to be
enthusiastic about LM. When employees experience this enthusiasm, this also builds enthusiasm among
them. In this way, LM and its benefits is conveyed to the employees. As a result, LM remains at the
centre of attention.
‘I think our leader is also enthusiastic about it and this is also passed on to the managers and the
teams. So it just depends on who you have above you as a leader'. (Petra)
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4.3.2 Repetition of the Lean message
With regard to the sustainability of LM, the results of Case C highlight that continuous repetition of the
Lean message is beneficial. This allows LM to eventually be sustained in the department. In Case C,
message repetition adopted different forms, including different kinds of meetings. Message repetition
was considered effective, especially when it is a recurring agenda item.
‘You just have to communicate it to your employees. Communication is important all the time, so keep
communicating about it. And actively express and disseminate it among employees’. (Peter)
‘It is about communication and continuing to communicate: "This is the way we do it" [...]. Yes, and
then it is perseverance. That is the sustainability’. (Henk)
‘We have our weekly meetings and we have monthly performance board meetings, so then we discuss
the KPIs. And we also have quarterly meetings with the unit heads’. (Henk)
‘Yes, that is a bit the same. Just the week start. That tells you what you have to do and that makes it
very easy to sustain Lean. It is also important to make it an agenda item, because then it will come
back again and again’. (Petra)
4.3.3 Education
The provision of education in LM is an important component that contributes to its sustainability. In
Case C, both the green and orange belt were seen as effective. When employees participate in LM
training, it increases their awareness in terms of LM principles and its benefits. In fact, training reshapes
employees' mindset, making them more capable of CI. Moreover, training stimulates the intrinsic
motivation of employees to improve and to keep improving. Finally, it provides employees with a
structure as it allows them to work according to the same system.
‘Yes I think it is a good thing that the hospital educates their people. Then they know how to improve.
And if everyone uses the same standard, that is a good thing. And you do not have to have a green belt
for that, but orange belt is also good. Then, at least, you can improve continuously’. (Jolanda)
‘This is just to make people aware of what waste is, so the basic principles. I think it is important that
everyone realizes that’. (Maarten)
‘The moment you do have to pass such a training, then you have the success of it and you are proud of
it. But you also had to leave something behind or do something for it. I think that helps to stimulate the
intrinsic motivation, so that the people really go for it and keep improving’. (Henk)
‘Yes, I think so! Because everyone will work according to the same system. If you know and
understand the systematics, then it is also quite easy to start a new process of improvement’. (Peter)
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4.3.4 Employee commitment
To explore employee commitment we distinguish between employee behaviors and employee attitudes.
Employee behaviors
Multiple behaviors are manifested by employees in Case C in order to sustain LM, including: taking
initiative, communicating with peers, and listening to the client.
In terms of taking initiative employees should signal and report issues, propose ideas for
improvement, and initiate improvements on their own. This implies that employees need to be proactive
by taking initiative in LM. Moreover, employees need to communicate with peers about LM and the
associated improvement projects. This increases awareness and keeps them involved in LM. Finally,
employees should listen to clients to receive feedback. Using their feedback allows employees to
optimize and keep optimizing their services accordingly.
‘Well, like I said, employees themselves come up with: "Hey, but that can be done differently. Can we
not do it better this way?"’. (Peter)
‘So when employees run into something, they report it’. (Peter)
‘Everyone is asking each other about: "What is the current situation? What else do you need?". So we
are constantly communicating with each other. What are we doing? How do we do that? That is really
important’. (Petra)
‘Yes, in the end I think you have to listen to the customer. It is crucial that the customer says: “Hey,
how satisfied are we with the service and where do we see opportunities for improvement?”. So I think
you have to be very receptive to that. So you also have to discover that and listen to them’. (Henk)
Employee attitudes
Employees in Case C specify two important attitudes in order to sustain LM. First, employees need to
be intrinsically motivated in LM, and they must be interested in working with it and continuing to do
so. In fact, CI by using the LM approach should be embedded in employees’ DNA. Through this intrinsic
motivation, they remain focused on CI. This keeps LM at the centre of attention. Second, employees
need to believe in LM and its benefits. In other words, they need to recognize its importance and
usefulness.
‘The employees also like it a lot. That is the intrinsic motivation again […]. They do have that intrinsic
motivation to improve’. (Peter)
‘Because it is also in my DNA to improve continuously. I am always looking for ways to do things
differently, better, smarter, faster, easier’. (Maarten)
‘So in the end, the employee must have faith in it, in continuous improvement’. (Henk)
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4.3.5 LM barriers
In Case C, the lack of time and space, and employee resistance were considered as the main barriers to
LM sustainability. With respect to the lack of time and space, this barrier derives from the fact that
employees are too busy with their own work. Essentially, employees have other priorities, resulting in
little to no time to think about LM and improving their operations. Moreover, employees perceive the
fact that they must do this alongside their own work as difficult. As a result, they experience an increased
workload, which negatively affects employees’ feelings regarding LM. In terms of employee resistance,
this barrier relates to the generation gap and the maintenance of existing routines. Case C is facing a
generational gap. The older generation is more reluctant to CI, because they are accustomed to a certain
way of working and want to preserve this way.
‘Yes time. Just time. I do find that difficult. Just that you have to do it next to your own work, that
makes it difficult […]. Everybody is busy being busy. And I can see that. And that also has a bit of an
impact on people's commitment. Because we are so busy, we do not have much time to think about
improving’. (Jolanda)
‘If you do not have the time and space to do projects, then nothing will be improved’. (Petra)
‘And, of course, people who work here for a long time and who are used to a certain way of working
are more reluctant to change’. (Henk)
4.4 Case D: Neurosurgery
4.4.1 The role of leadership
To explore the role of leadership we distinguish between leadership behaviors and leadership attitudes.
Leadership behaviors
Two primary tasks were identified in the examination of leadership behaviors. Leaders need to stimulate
and motivate, and coach and facilitate their employees.
In Case D, leaders displayed the following behaviors when it comes to stimulating and
motivating. Leaders need to delegate LM tasks, show results, celebrate successes, inform, monitor LM
activities, interact with team members, visit the work floor, show personal interest, and compliment. An
overview of all identified stimulating and motivating behaviors is shown in Figure 6.
In terms of stimulating and motivating employees, involving them in the CI process by
leveraging periodic improvement meetings, and by delegating LM tasks are deemed to be effective. This
triggers employees’ intrinsic motivation and builds enthusiasm. Moreover, leaders need to provide
examples of projects, and highlight the progress that has been made. By doing so, this raises awareness
of LM and its benefits, builds enthusiasm, and encourages employees to improve. Furthermore, leaders
need to celebrate successes with their employees. When employees have celebrated successes, this
increases awareness of their efforts and encourages them to improve continuously.
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‘I think that you give autonomy to the employee. Organize it yourself. That is really the most important
thing: ownership, autonomy […]. Because then your intrinsic motivation is triggered. If you have
control and think: “What is best for the department?”, yes then people become happy and then you get
less resistance. But you also see that it sticks quickly’. (Esther)
‘I also give examples of my previous improvements or things that have changed and then people think:
“Oh that is how it works, so good!”. And that it does not necessarily require a lot of time, but it
produces a lot of good results. Well if you can explain and show that, then you will notice that people
are starting to improve and continue to do so’. (Esther)
‘Celebrating successes, so that people really become aware of it: “Oh yes, this is what we do it for”. I
think that is very important to be able to sustain it for a long time’. (Sophie)
Figure 6: Identified stimulating and motivating behaviors in quotations
Next to stimulating and motivating, coaching and facilitating employees in LM is important. Leaders
need to provide employees with the necessary support in LM and show exemplary behavior. By doing
so, employees are taken along in the process of CI. This in order to raise awareness of the benefits of
LM and to build enthusiasm for working with LM and continuing to do so.
‘I think we have to coach them above all. Not to come up with solutions ourselves, but to take them
along. So coaching them in the process to come up with their own solutions’. (Sophie)
‘I think if the leader and the coordinators among them do not convey that to the team, then I think it is
doomed to fail […]. So if you, as a leader, do not believe in it and do not act on it, that you do not take
an exemplary role in it, then you just know that the rest will not either’. (Nienke)
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Leadership attitudes
The main attitude that leaders in Case D cite as important to the sustainment of LM is to acknowledge
its importance and usefulness. This means that they must be convinced about LM and the benefits it
yields to them. Subsequently, radiating this to the employees ensures that LM does not become bogged
down.
‘So you also need to believe in it as a leader, otherwise it will get bogged down and then nothing
happens […]. So to sustain, you need to show that you believe in it. That you have a convincing role’.
(Miranda)
4.4.2 Repetition of the Lean message
Keep repeating the Lean message is important to sustain LM over time. Repetition ensures that all
employees are and remain involved in LM. The more often repetition take place, the more the employees
are exposed to LM and the more positive they become about it. When employees remain involved
through message repetition, LM is perceived as an integral part of the department. In Case D, message
repetition includes through an improvement board and during meetings. However, it is not clear which
dissemination channel is most effective. Nevertheless, it is evident that it is important for the
sustainability of LM to let it come back by making it a recurring item on the agenda.
‘The power resides in repetition, that you repeat it all the time. For example, that you have a constant
improvement board or work meetings, or that you always let it come back in team meetings. As a
result, improving quality, safety, becomes normal in the department’. (Esther)
‘If you regularly come into contact with something and if something is told to you on a regular basis,
you will believe it more and more and you are more likely to do something with it. And then it also
becomes easier to sustain it in the department’. (Anna)
‘Continuous improvement must be on the agenda of team meetings. And in any case, I always have a
heading “quality and safety”, which includes continuous improvement [...]. So because it is
continuous, you also have to have a moment to give it a place and to let it come back again and
again’. (Esther)
4.4.3 Education
Education in LM is important to its sustainability. In Case D, the yellow belt training was considered to
be effective as it provides employees with the fundamentals of LM. Training in LM raises awareness
and creates a different mindset among employees. As a result, employees are able to look at their
everyday surroundings from a different perspective, identifying opportunities for improvement.
Essentially, the different mindset that is created through training enables employees to work with LM
and improve accordingly. Moreover, when employees are educated in LM, it builds a structure to work
with and it makes sure everyone comprehends LM in the same manner. In other words, this allows
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employees to work according to the same system, which means they are all on the same wavelength as
far as LM is concerned.
‘So we are all yellow belt educated. All nurses, all employees had to do the training. This was
facilitated in a team day, which actually puts you all in a different mindset: “We work with processes
and we have to see where the waste is”. And I think that is a very good basis to look further from
there: "Okay, but how can we shape this in the department?"’. (Sophie)
‘Yes, I think so. Because then you understand what the goal is and why you do something. In my entire
department you have to understand the basics, so that everyone knows why you are going to do
something’. (Anna)
4.4.4 Employee commitment
To explore employee commitment we distinguish between employee behaviors and employee attitudes.
Employee behaviors
To sustain LM over time, two behaviors are designated as being important in Case D: employees need
to take initiative, and communicate with peers.
Initiative behavior is expressed by pointing out problems, offering possibilities for
improvement, and by bringing about improvements themselves. By doing so, employees’ enthusiasm
and commitment to LM will be increased. Besides taking initiative, employees need to communicate
with colleagues about LM. More specifically, they must encourage and support each other in LM
throughout the mutual interactions they have. This keeps everyone involved in LM and ensures that the
topic remains at the centre of attention.
‘That the employees themselves put things on the improvement board [...]. So especially indicating
problems’. (Sophie)
‘They just make improvements [...]. And bring things up during work meetings, like: "What problems
do I encounter?" [...]. And at some point, people are constantly thinking about improving: "How did I
work today? And how can things be different tomorrow?"’. (Esther)
‘Yes, that is actually the same thing I have been saying the whole time, that is just that we all keep
talking about it with each other’. (Sophie)
Employee attitudes
Regarding Case D, the data highlight two attitudes that contribute to the sustainability of LM. First of
all, intrinsic motivation in LM and thus in improving the work processes is of importance. This creates
interest and enthusiasm to continuously improve. Secondly, employees need to acknowledge the
importance and usefulness of CI. These two attitudes keep LM at the centre of attention.
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‘If you are intrinsically motivated in the work process of the nurses or whoever, then it affects them.
And only then they enter the action mode and start to change’. (Esther)
‘I think I have colleagues who are actively engaged in thinking along and who recognize the
importance of improving. They also pass this on to other colleagues’. (Anna)
‘So you have to recognize the benefits of improvement projects. Yes, if you do not see any advantage in
that, then it is not going to work’. (Anna)
4.4.5 LM barriers
In Case D, the data pinpoint both lack of time and space, and employee resistance as aspects that impede
the sustainability of LM. Here, employees are often too busy with their own work, which increases their
workload when they also focus on LM. As a result, they do not have the time or the inclination to make
improvements. Due to the lack of time and space, employees give priority to their own work, leaving
less time for CI. Moreover, there are employees who are not very enthusiastic about CI as this rearranges
their way of working. Therefore, they are more likely to resist changes.
‘It is often very busy in care. So you are very glad that you have finished your work, so to speak. And
then I can also imagine that a lot of people have something like: “If I have to think about that too, well
I do not have time for that at all”. So that is a barrier, yes’. (Anna)
‘Some people say: “No, I have been doing this for years, I am going to do what I have always done”.
And then they almost get into a fight. So that is rather difficult’. (Sophie)
4.5 Cross-case analysis
In this paragraph, the previously found insights from the within-case analysis are juxtaposed and
compared. All identified insights can be found in Table 3.
4.5.1 The role of leadership
According to the results, two overarching tasks have been identified as desirable to exhibit as a leader
in order to sustain LM: (1) stimulating and motivating, and (2) coaching and facilitating. Several
concrete behaviors can be distinguished in each of these tasks, all of which are presented in Table 3.
With regard to the former, both delegating LM tasks, and demonstrating results by making gains visible
are designated as most important towards LM sustainability in this study. With respect to the latter,
providing support in LM, acting as a role model, and giving employees time and space to work with LM
are considered to be conducive to sustain LM. In contrast to the abovementioned behaviors, the results
related to the desired leader attitudes appeared to be less pronounced. Yet, their importance should not
be overlooked, as both are important in the sustainment of LM.
31
4.5.2 Repetition of the Lean message
Based on the results, on the one hand, it is acknowledged that the repetition of the Lean message is very
important. However, no unambiguous conclusion can be drawn regarding the most effective way to do
this. From the cases, different ways of dissemination emerge, of which the use of e-mail is generally
considered less effective. The use of meetings probably works, especially when it is a fixed item on the
agenda. The fact that all cases are successful in sustaining LM does not exclude the other ways (e.g.,
improvement board or dialogues) in which dissemination is possible. Nevertheless, the power rests in
repeating and continuously bringing the Lean message to the attention when it comes to the
sustainability of LM.
4.5.3 Education
Drawing on the results, all different cases were unequivocal with regard to the importance of education
in the sustainment of LM. For example, it was repeatedly indicated that training serves as a suitable
instrument to raise employees’ awareness of LM. Moreover, training provides employees with the
necessary mindset and structure, enabling them to look at their environment in a different way. However,
there is no consensus on which type of training (yellow, orange, or green belt) is considered most
effective, since the provided trainings varied from case to case. Yet, this did not hinder the sustainability
of LM as all departments were successful in this.
4.5.4 Employee commitment
All the cases were unanimous that taking initiative by employees increases commitment to LM and
hence contributes to its sustainability. Important ways that were suggested from the cases to achieve this
include identifying problems, suggesting ideas, and making improvements themselves. In addition, it
can be concluded that if healthcare organizations want to sustain LM, it is important that employees are
intrinsically motivated and interested in improving their operations. These important components of
employee commitment ensure that LM remains at the centre of attention in the operational parts of the
organization.
4.5.5 LM barriers
From all cases, three aspects stand out as barriers hindering the sustainability of LM: (1) lack of time
and space, (2) resistance from employees, and (3) fear. With regard to the former, employees are often
too busy with their own work, leaving little or no time to improve their processes. With reference to
employee resistance, primarily older employees prefer to maintain the existing routines and are more
reluctant to improve as this often involves rearrangements in their work. With respect to the latter, the
fear of improving or making mistakes causes negative feelings towards LM.
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Table 3: Cross-case analysis
5. DISCUSSION
Within this study, the aim was to investigate how a healthcare provider with a successful LM program
was able to sustain LM over prolonged periods of time. For this purpose, we developed the following
research question: “How are Lean management improvement activities sustained within a healthcare
context?”. Through this study we were able to identify multiple facilitators and barriers towards LM
sustainability and therefore we have managed to answer the research question. In this section, the main
findings of this study are discussed in relation to existing literature. Moreover, theoretical contributions
and managerial implications are described. Finally, the limitations and suggestions for future research
are presented.
5.1 Main findings in relation to existing literature
First, this study highlights the role of leadership as a facilitator when it comes to the sustainability of
LM. This is also well recognized by existing literature (Radnor, 2011; Aij & Teunissen, 2017; Aij et al.,
2015; Flynn et al., 2018). The study by van Dun, Hicks and Wilderom (2017) examined the behaviors
leaders should exhibit to be an effective LM leader. Yet, none of the above studies provides clarity as
to which specific behaviors are appropriate for sustainability purposes. We add to these earlier findings
by showing which behaviors support LM sustainability in the healthcare context. We presented two
overarching tasks in terms of leadership behaviors that lend themselves as beneficial contributors to LM
sustainability: (1) stimulating and motivating, and (2) coaching and facilitating. Stimulating and
motivating is manifested in several ways as this study reveals. However, two concrete behaviors are
considered most important in this study, which are delegating LM tasks, and demonstrating results by
making gains visible. These identified behaviors related to LM sustainability are an addition to the
abovementioned studies. With respect to coaching and facilitating, providing support and acting as a
role model are helpful to sustain LM. Acting as a role model is in line with the findings of Aij, Simons,
Widdershoven and Visse (2013) who state that exemplifying behavior and thus acting as a role model
is an important facilitator. Furthermore, this study indicates that leaders need to assist employees by
giving them time and space to work with LM, which supports earlier findings by Dombrowski and
Mielke (2014).
Second, repetition of the Lean message is identified as a facilitator contributing to LM
sustainability. The power rests in repeating the message continuously. This contradicts the findings of
Radnor (2011), Hallam and Contreras (2018), and Naik et al. (2012), as they suggest that communication
is an important category that contributes to the sustainability of LM. It is assumed that this difference
has to do with the scope of the studies. This study focuses entirely on the sustainability of LM and takes
a more practical scope, whereas the abovementioned studies do not fully focus on this topic. Instead,
they describe the sustainability in a rather global and abstract way.
Third, education in the domain of LM is revealed as a facilitator to LM sustainability in this
study. Clearly, the findings of Radnor (2011) and Al-Balushi et al. (2014) also consider this as an
34
enabler. Based on this study, training raises awareness of LM, which guides sustainability thinking. The
researchers Souza and Alves (2018) are consistent with this finding. Moreover, this study identified that
training provides employees with a different mindset and structure that enables them to look at their
environment in a different way. This can be linked to the study by Poksinska (2010), which found that
when employees are educated in LM, they gradually understand that there is a large amount of waste in
their work processes and that the basic principles of LM could help them. This study also indicates that
all specific types of training used in this study (i.e., yellow, orange, and green belt), contribute to LM
sustainability, regardless of the differences in complexity. As a result, no unified answer can be given
as to which type of training is most effective when it comes to the sustainability. To our knowledge, no
existing literature has been found confirming or denying this.
Fourth, this study identified employee commitment as a facilitator contributing to LM
sustainability. This is in line with the study by Anand, Chhajed and Deflin (2012). However, based on
this study, we added the distinction between employee behaviors and attitudes to sustain LM. With
reference to the behaviors, taking initiative, communicating with peers about LM, and listening to the
client were identified as components contributing to the sustainability of LM. To our knowledge, no
existing literature has been discovered confirming or denying the relevance of these employee behaviors
regarding LM sustainability. With regard to employee attitudes, employees who are intrinsically
motivated in LM and in improving their processes are beneficial with regard to the sustainability.
Intrinsic motivation was also considered important by Taylor, McSherry, Cook and Giles (2020).
Fifth, three main barriers are identified that hamper the road to sustain LM. These barriers
include: lack of time and space (i.e., workload or other priorities), employee resistance (i.e., generation
gap or maintaining existing routines), and fear (i.e., fear to improve or fear to make mistakes). According
to Aij et al. (2015), employees perceive performing LM tasks as an additional pressure since they need
their time to execute and finish their normal work. This is consistent with the identified barrier of this
study: lack of time and space. In addition, studies by Aij et al. (2015), and Morrow, Robert, Maben and
Griffiths (2012) indicated that existing routines hinder organizations to sustain changes. This is
congruent with the identified barrier: employee resistance. In contrast to the two barriers above, the last
identified barrier in this study (i.e., fear) is not mentioned in the studies by Aij et al. (2015), and Morrow
et al. (2012). To our knowledge, this barrier is also not reported in other existing literature as a barrier
to sustain LM in the healthcare context.
5.2 Theoretical contributions and managerial implications
5.2.1 Theoretical contributions
This study contributes to existing literature (e.g., Radnor, 2011; Aij et al., 2015; Flynn et al., 2018) by
confirming the role of leadership as a facilitator contributing to the sustainability of LM. As indicated
earlier, these findings are inconclusive as to which hands-on behaviors are appropriate for sustainability
purposes. Hence, we complement the role of leadership by adding two overarching leadership tasks
35
containing several concrete behaviors that contribute to the sustainability of LM. Besides the leadership
behaviors, we add to the literature important leadership attitudes that are helpful to sustain LM.
Based on the results, this study adds an additional insight to the studies by Radnor (2011),
Hallam and Contreras (2018), and Naik et al. (2012). These studies suggest that communication is a
facilitator contributing to LM sustainability. However, we believe that communication as a category is
not a proper term to use as a facilitator. It is not a straightforward concept, but it is rather vague. We do
understand this focus, however based on our results, we suggest to take the repetition of the Lean
message as the main category, of which communication is a subset. We think this better captures what
healthcare organizations need to do in a more practical way to sustain LM, which is to keep repeating
the message.
In addition, the fact that education in LM is designated as an important facilitator in its
sustainability is congruent with earlier findings of Radnor (2011) and Al-Balushi et al. (2014). Yet, by
distinguishing between different types of training, this study approaches education from a more practical
perspective. This teaches us that regardless of the different types of training offered in terms of
complexity, they all contribute to the sustainability of LM. More specifically, there is not one which is
seen as most effective when it comes to LM sustainability. That is why this study complements existing
literature as it provides a more detailed understanding of the education component as a facilitator in LM
sustainability.
Moreover, this study identifies employee commitment as a facilitator to LM sustainability,
which corresponds to the findings of Anand, Chhajed and Deflin (2012). However, these researchers
did not elaborate further on the specific behaviors and attitudes that are appropriate for sustainability
purposes. We contribute to their work by breaking down employee commitment into employee
behaviors and attitudes that are useful for LM sustainability. The results regarding employee behaviors
(i.e., taking initiative, communicate with peers, and listen to client) contribute to existing literature,
whereas the results regarding employee attitudes (i.e., intrinsic motivation) confirm the study by Taylor
et al. (2020).
Furthermore, this study shows different barriers hindering the sustainability of LM. One new
barrier has been identified which adds to existing literature (e.g., Aij et al., 2015; Morrow et al., 2012).
Based on the results and contributions, we developed a theoretical framework to further evolve
LM sustainability thinking. The updated theoretical framework is presented in Figure 7. This framework
contributes to the literature on LM, especially on its sustainability, as it guides healthcare organizations
to sustainability thinking. This framework assists healthcare organizations to sustain LM as it provides
more specific information on how LM improvement activities could be sustained. By giving a deeper
understanding on how each of the main categories contributes to the sustainability of LM, we were able
to expand the literature on this topic.
Figure 7: Updated theoretical framework
Based on this study, the following propositions have been formulated:
Proposition 1: Stimulating and motivating, and coaching and facilitating are important leadership tasks,
each with its own behaviors, to sustain LM approaches.
Proposition 2: When the Lean message is repeated continuously through different channels, this
contributes to the sustainability of LM.
Proposition 3: Any kind of training in LM contributes to its sustainability.
Proposition 4: In terms of employee behaviors: taking initiative, communicating with peers about LM,
and listening to the client contribute to the sustainability of LM.
Proposition 5: The lack of time and space, employee resistance, and fear hamper the road to sustain LM
approaches.
5.2.2 Managerial implications
This study provides a number of implications for managers and therefore offers insights into how they
can sustain LM over time.
This study provides managers with fairly self-explanatory, hands-on behaviors that leaders can
act upon in their daily work to successfully sustain LM. In turn, these behaviors, supplemented by the
identified attitudes, provide a guideline for managers to take into account in recruitment and selection
in case a new leader needs to be appointed. A way to assess whether potential leaders possess the desired
behaviors to sustain LM is through role-playing. During a role-play they must, for example, demonstrate
their ability to delegate. This is valuable information to determine the extent to which a candidate is
capable to sustain LM.
In addition, this study shows that repetition of the Lean message is important when it comes to
its sustainability. Interestingly, the way in which the message is spread is less important than repeating
the message itself. This gives flexibility for managers when it comes to the dissemination channel. Based
on the results, the use of meetings seems to be suitable, especially when it is a fixed agenda item.
Therefore, the advice to managers is to schedule a monthly department-wide LM meeting that explicitly
addresses this topic. Moreover, we recommend them to delegate this to weekly team meetings in which
LM becomes a fixed item on their agenda. To bring LM to the attention at different moments, for
example through meetings, is suitable to foster sustainability.
Moreover, in terms of education, all specific types of training (i.e., yellow, orange, and green
belt) offered in this study contribute to the sustainability of LM, regardless of the differences in
complexity. Hence, it does not matter what kind of training you need to offer. This gives flexibility for
managers when it comes to offering training in LM. Based on the results, we would advise managers to
provide all employees with a framework of Lean thinking, including the various wastages, to give
employees the basic knowledge in LM. An efficient way to accomplish this is through a group training
in LM, which ensures that everyone has the same knowledge. As a result, all employees are able to look
at their environment in that specific way, which enables them to improve their work continuously.
38
Furthermore, this study identifies that intrinsic motivation with regard to LM, and thus
improving, is important among employees. In practice, this provides guidelines for managers to consider
in recruitment and selection. In the case of no or little intrinsic motivation among employees, this
provides opportunities for managers to exert extra influence on this. For example, this could be realized
by enforcement through extrinsic motivations (e.g., rewards).
Finally, lack of time and space is identified as a barrier to sustain LM. Managers can
accommodate this by giving employees half a day a week the time to work with LM and to think about
improving their processes. By pausing their normal work activities, employees are given all the time to
focus on LM and on improving their work. However, it is important that this is coordinated within the
teams so that it does not interfere with their daily activities. In this way, LM remains at the centre of
attention.
5.3 Limitations and future research
A number of limitations can be identified in this study. First, the number of people interviewed varied
across the different disciplines. This is a limitation with regard to the quality of this research. However,
we have made sure that we were always as well informed as possible within the disciplines.
Nevertheless, if the study would be replicated, future research could better focus on four cases with the
same number of interviewees and with the same type of functions across the different cases. This in
order to strengthen the quality of the research.
Second, there were three employees who were no longer working in the department for which
they were being interviewed, but they did try to reflect on that situation. However, this was difficult
because it was often some time ago that they worked there. So if this study would be replicated, it would
be better to focus on employees who are working in the specific department for which they are being
interviewed. This will enable them to provide better answers to the questions.
Third, the interviews could not take place face-to-face due to Covid-19. That is why the
interviews were conducted via the video conferencing software StarLeaf. Despite the fact that it was a
good solution to still conduct interviews, this also entailed difficulties. For example, the internet
connection sometimes dropped down during interviews. Because of this, valuable time was lost.
Moreover, the screen sometimes jammed, making it difficult to hear parts of the conversation properly.
As a result, it was a hard time to transcribe the interviews. Finally, the digital way of conducting
interviews made it more difficult to interpret non-verbal communication. To avoid these problems,
future research could therefore better focus on conducting face-to-face interviews, if possible.
Fourth, the fact that this study only considered multiple cases within one specific setting
(healthcare context) to arrive at the established results, makes it difficult to provide any assertions with
respect to its generalizability. Future research that considers a variety of settings (e.g., construction) may
reveal whether the conclusions replicate in other fields.
39
6. CONCLUSION
This study provides insights into the facilitators and barriers that contribute to the sustainability of LM
in the healthcare context. In this study, we were particularly interested in how and why these facilitators
and barriers play a role. This study revealed four categories of facilitators contributing to the sustainment
of LM: (1) The role of leadership, (2) Repetition of the Lean message, (3) Education, and (4) Employee
commitment. Underlying these categories, a more comprehensive understanding on how each of these
identified categories contributes to the sustainability of LM is given. Besides these facilitators, this study
revealed some barriers hindering the sustainability including lack of time and space, employee
resistance, and fear. This study adds to the literature on LM, especially on its sustainability, through the
development of a framework. This framework is relevant for healthcare organizations as it guides
sustainability thinking. It provides a better understanding on how LM improvement initiatives could be
sustained in healthcare organizations.
40
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Corporation, Revised and Updated (2nd edition). New York, USA: Free Press.
Womack, J. P., Jones, D. T., & Roos, D. (1990). The Machine That Changed the World: The Story of
Lean Production. 1st ed. Philadelphia, PA: HarperCollins.
44
APPENDICES
Appendix I: Interview protocol
Allereerst zou ik u graag willen bedanken voor uw deelname aan dit onderzoek. Ik zal mijzelf even kort
voorstellen. Mijn naam is Jessica van Toorn. Momenteel zit ik in de laatste fase van de master opleiding
Change Management aan de Rijksuniversiteit Groningen. Dat is de reden dat ik een onderzoek naar de
succesfactoren voor het behoud van continu verbeteren uitvoer. Om de zorg steeds op het hoogste niveau
te houden, is het noodzakelijk om continu te verbeteren. De Lean-methode wordt gebruikt om de zorg
sneller, prettiger of slimmer te organiseren voor de patiënt. Inmiddels zijn er een flink aantal
medewerkers opgeleid en Lean projecten afgerond. Door beter te begrijpen hoe deze projecten tot een
succes leiden, kunnen we het ondersteuningsaanbod verbeteren. Daarnaast krijgt de afdeling zelf zicht
op de invloed factoren voor het behoud van het continu verbeteren.
In dit interview zal ik vragen stellen over de Lean projecten waar u onderdeel van bent geweest en wat
deze projecten volgens u tot een succes hebben gemaakt. Daarnaast ben ik vooral geïnteresseerd in het
vasthouden van continu verbeteren door middel van Lean. Ik ben benieuwd naar uw ervaringen en
inzichten, dit betekent dat er geen foute antwoorden zijn. Het interview zal ongeveer 30 tot 45 minuten
duren. Daarnaast zal het interview geheel vertrouwelijk en anoniem verwerkt worden. Om de uitkomsten
van het interview zo volledig en nauwkeurig mogelijk uit te kunnen werken, wil ik u vragen of ik het
interview mag opnemen? (Formulier laten ondertekenen)
Heeft u misschien vooraf al vragen?
Dan start ik nu de opname en dan kunnen we beginnen.
45
A. Interview protocol leidinggevende
Algemeen + introductie Lean Management
1. Kunt u zichzelf kort voorstellen? (wat is uw achtergrond?)
o Kunt u een uitleg geven over uw functie binnen de gehele organisatie?
o Wat is de rol van uw afdeling binnen de gehele organisatie?
o Wat is uw rol binnen uw afdeling/team?
o Hoe lang bent u werkzaam in deze functie?
o Wat heeft u hiervoor gedaan?
2. Wat is uw ervaring met Lean?
o Heeft u ook een Lean opleiding gehad? Zo ja, welke was dat dan?
3. Wat verstaat u onder het Lean werken?
4. Welke werkzaamheden voert u als unithoofd uit om uw afdeling te ondersteunen in het
werken met Lean?
Lean management verbeterprojecten
5. Kunt u wat meer vertellen over de meest recente verbeterprojecten op uw afdeling?
o Wat was het doel van de verbeterprojecten?
o Wat was het resultaat van de verbeterprojecten?
o Wat was het tijdsbestek waarin deze projecten werden uitgevoerd?
6. Wat was volgens u het belangrijkste resultaat van de verbeterprojecten?
o Hoe succesvol was het resultaat?
o Kunt u een voorbeeld van een verbeterproject benoemen die waarde heeft toegevoegd
voor de patiënt?
o Monitoren jullie de resultaten van de verbeterprojecten?
7. Het gaat bij het continu verbeteren niet alleen om het doen van een project. Een belangrijk
onderdeel van veel van de projecten is het volgen van een p-d-c-a cyclus. In hoeverre is uw
afdeling succesvol met het inbedden van de p-d-c-a cyclus in uw afdeling?
o Hoe komt het dat jullie wel/niet in staat zijn geweest om de p-d-c-a cyclus in te
bedden?
o Waar blijkt dat uit?
Leiderschap
8. Op welke manier draagt u als leidinggevende bij aan het vasthouden van de Lean uitkomsten?
o Wat doet u dan op uw afdeling om een Lean aanpak vast te houden?
o Hoe gaat dat dan?
9. Wat zijn volgens u als leidinggevende de kenmerken van een team die erin slaagt om het
continu verbeteren vast te houden?
o Waarom zijn deze kenmerken succesvol in het vasthouden van continu verbeteren?
10. Wat zijn volgens u de karaktereigenschappen die mensen volgens u moeten hebben om het
continu verbeteren te behouden?
o Hoe kan je ervoor zorgen dat het continu verbeteren in het DNA van de mensen komt?
11. In hoeverre is training op het gebied van Lean een meerwaarde voor het behoud ervan? o Hoe komt dat denkt u?
o Waarom is dat dan zo?
12. Heeft u ook het idee dat de medewerkers die een green of orange belt opleiding hebben
gevolgd een bijdrage leveren aan het behoud van een Lean aanpak?
o Hoe komt dat denkt u?
o Waarom is dat dan zo?
o Op wat voor manier draagt de opleiding bij aan het behoud?
o Waarom denkt u dat juist die elementen bijdragen aan het behoud van een Lean
aanpak?
13. In welke mate speelt leiderschap een rol bij het vasthouden van een Lean aanpak over tijd?
46
o Waarom is dat dan zo?
o Kunt u een voorbeeld noemen waarom leiderschap wel/geen rol speelt bij het
vasthouden van Lean over tijd?
o Wat moet een leider volgens u dan doen om het vasthouden van een Lean aanpak te
laten slagen?
Het vasthouden van een Lean aanpak (sustainability)
14. Wat verstaat u onder een leer- en verbetercultuur?
o In hoeverre vindt u dat dit een onderdeel is van Lean?
15. In hoeverre is er volgens u sprake van een leer- en verbetercultuur binnen uw afdeling?
o Waar blijkt dat uit?
o Hoe komt dat denkt u?
o Waarom denkt u dat?
o Kunt u een voorbeeld geven waaruit blijkt dat er wel/niet sprake is van een leer- en
verbetercultuur binnen uw afdeling?
16. In hoeverre is uw afdeling in staat geweest om het continu verbeteren door middel van Lean
vast te houden over tijd?
o Hoe kan het dat jullie wel/niet in staat zijn om de Lean aanpak vast te houden? (indien
ze niet succesvol zijn: wat zou er dan moeten veranderen om het continueren van de
projecten en daarmee de Lean aanpak mogelijk te maken?)
o Waarom is dat dan zo?
o Op welke manier hebben jullie Lean weten vast te houden op de afdeling?
o Wat doen de mensen op uw afdeling om het continu verbeteren vast te houden?
o Waren er misschien mensen in uw team die een rol hebben gespeeld bij het
vasthouden van een Lean aanpak en daarmee het continu verbeteren?
o Zijn er bepaalde werkzaamheden op uw afdeling die maken dat jullie heel goed met
Lean kunnen werken en daarmee ook kunnen vasthouden?
o Zijn er team of afdeling gerelateerde aspecten die een rol spelen bij het behoud van
het continu verbeteren?
o Kunt u een voorbeeld noemen waaruit blijkt dat uw afdeling nog steeds actief is met
continu verbeteren?
17. Wat voor stimulerende factoren spelen een rol bij het vasthouden van continu verbeteren door
middel van Lean? (bijvoorbeeld.: heeft dit te maken met leiderschap, training, ervaring, etc.?)
o Waarom denkt u dat deze factoren tot een succes leiden bij het vasthouden van het
continu verbeteren door middel van Lean over tijd?
o Wat is het mechanismen daarachter dat leidt tot het vasthouden van het continu
verbeteren?
18. Welke belemmeringen heeft u ervaren in uw afdeling met het vasthouden van een Lean
aanpak?
o Indien er belemmeringen waren: waarom denkt u dat deze belemmeringen zich
hebben voorgedaan?
o Hoe heeft u de belemmeringen opgelost?
o Indien er geen belemmeringen waren: waarom denkt u dat er geen belemmeringen
waren?
19. Wie ziet u als de Lean leider binnen uw afdeling?
20. Op welke manier draagt de Lean leider, volgens u, bij aan het vasthouden van het Lean
werken binnen de afdeling?
o Wat doet de Lean leider dan om het Lean werken vast te houden?
o Hoe gaat dat dan?
47
Slot
21. Is er iets dat u zou willen toevoegen, iets dat ik had moeten vragen?
22. Kent u daarnaast nog andere collega’s die de green of orange belt opleiding heeft gevolgd
en/of betrokken is geweest bij de implementatie van één van deze projecten die ik zou kunnen
interviewen?
Dan zijn we nu aan het eind gekomen van dit interview. Ik wil u dan ook graag bedanken voor uw
deelname en uw waardevolle informatie aan dit onderzoek! Ik stop vanaf nu de opname.
B. Interview protocol geschoolde Lean medewerker (yellow, orange of green belt)
Algemeen + introductie Lean Management
1. Kunt u zichzelf kort voorstellen? (wat is uw achtergrond?)
o Kunt u een uitleg geven over uw functie binnen de gehele organisatie?
o Wat is de rol van uw afdeling binnen de gehele organisatie?
o Wat is uw rol binnen uw afdeling/team?
o Hoe lang bent u werkzaam in deze functie?
o Wat heeft u hiervoor gedaan?
2. Wat is uw ervaring met Lean?
o Heeft u ook een Lean opleiding gehad? Zo ja, welke was dat dan?
3. Wat verstaat u onder het Lean werken?
4. Welke werkzaamheden voert u uit om uw afdeling te ondersteunen in het werken met Lean?
Lean management verbeterprojecten
5. Kunt u wat meer vertellen over de meest recente verbeterprojecten op uw afdeling?
o Wat was het doel van de verbeterprojecten?
o Wat was het resultaat van de verbeterprojecten?
o Wat was het tijdsbestek waarin deze projecten werden uitgevoerd?
6. Wat was volgens u het belangrijkste resultaat van de verbeterprojecten?
o Hoe succesvol was het resultaat?
o Kunt u een voorbeeld van een verbeterproject benoemen die waarde heeft toegevoegd
voor de patiënt?
o Monitoren jullie de resultaten van de verbeterprojecten?
7. Het gaat bij het continu verbeteren niet alleen om het doen van een project. Een belangrijk
onderdeel van veel van de projecten is het volgen van een p-d-c-a cyclus. In hoeverre is uw
afdeling succesvol met het inbedden van de p-d-c-a cyclus in uw afdeling?
o Hoe komt het dat jullie wel/niet in staat zijn geweest om de p-d-c-a cyclus in te
bedden?
o Waar blijkt dat uit?
Opleiding
8. Welke opleiding heeft u gevolgd met betrekking tot Lean?
9. Hoe zag uw opleidingstraject eruit?
o Hoe zagen de trainingen inhoudelijk eruit?
o Wat heeft u geleerd van de opleiding?
o Zijn er elementen die u heeft gemist en dus graag had willen zien tijdens de opleiding?
Zo ja, wat had u graag behandeld willen hebben tijdens de opleiding?
10. Denkt u dat training of educatie een meerwaarde heeft voor het behoud van continu verbeteren?
o Hoe komt dat denkt u?
o Waarom is dat dan zo?
11. In hoeverre draagt die opleiding, volgens u, bij aan het behoud van een Lean aanpak?
o Op wat voor manier draagt de opleiding bij aan het behoud van een Lean aanpak?
48
o Waarom denkt u dat juist die elementen eraan bijdragen?
12. Op wat voor manier zorgt u ervoor dat er nieuwe projecten worden gestart? Dus dat je blijft
continu verbeteren?
13. Krijgen jullie ook binnen de opleiding uitgelegd hoe je continu verbeteren door middel van
Lean kan vasthouden over tijd?
o Hoe worden jullie daarin gestimuleerd en gemotiveerd?
14. Wat zijn volgens u de karaktereigenschappen die mensen volgens u moeten hebben om het
continu verbeteren te behouden?
o Hoe kan je ervoor zorgen dat het continu verbeteren in het DNA van de mensen komt?
Het vasthouden van een Lean aanpak (sustainability)
15. Wat verstaat u onder een leer- en verbetercultuur?
o In hoeverre vindt u dat dit een onderdeel is van Lean?
16. In hoeverre is er volgens u sprake van een leer- en verbetercultuur binnen uw afdeling?
o Waar blijkt dat uit?
o Hoe komt dat denkt u?
o Waarom denkt u dat?
o Kunt u een voorbeeld geven waaruit blijkt dat er wel/niet sprake is van een leer- en
verbetercultuur binnen uw afdeling?
17. In hoeverre is uw afdeling in staat geweest om het continu verbeteren door middel van Lean
vast te houden over tijd?
o Hoe kan het dat jullie wel/niet in staat zijn om de Lean aanpak vast te houden? (indien
ze niet succesvol zijn: wat zou er dan moeten veranderen om het continueren van de
projecten en daarmee de Lean aanpak mogelijk te maken?)
o Waarom is dat dan zo?
o Op welke manier hebben jullie Lean weten vast te houden op de afdeling?
o Wat doen de mensen op uw afdeling om het continu verbeteren vast te houden?
o Waren er misschien mensen in uw team die een rol hebben gespeeld bij het
vasthouden van een Lean aanpak en daarmee het continu verbeteren?
o Zijn er bepaalde werkzaamheden op uw afdeling die maken dat jullie heel goed met
Lean kunnen werken en daarmee ook kunnen vasthouden?
o Zijn er team of afdeling gerelateerde aspecten die een rol spelen bij het behoud van
het continu verbeteren?
o Kunt u een voorbeeld noemen waaruit blijkt dat uw afdeling nog steeds actief is met
continu verbeteren?
18. Wat voor stimulerende factoren spelen een rol bij het vasthouden van continu verbeteren door
middel van Lean? (bijvoorbeeld.: heeft dit te maken met leiderschap, training, ervaring, etc.?)
o Waarom denkt u dat deze factoren tot een succes leiden bij het vasthouden van het
continu verbeteren door middel van Lean over tijd?
o Wat is het mechanismen daarachter dat leidt tot het vasthouden van het continu
verbeteren?
19. Welke belemmeringen heeft u ervaren in uw afdeling met het vasthouden van een Lean
aanpak?
o Indien er belemmeringen waren: waarom denkt u dat deze belemmeringen zich
hebben voorgedaan?
o Hoe heeft u de belemmeringen opgelost?
o Indien er geen belemmeringen waren: waarom denkt u dat er geen belemmeringen
waren?
20. In welke mate speelt leiderschap een rol bij het vasthouden van een Lean aanpak over tijd?
o Waarom is dat dan zo?
o Kunt u een voorbeeld noemen waarom leiderschap wel/geen rol speelt bij het
vasthouden van Lean over tijd?
49
o Wat moet een leider volgens u dan doen om het vasthouden van een Lean aanpak te
laten slagen?
21. Op welke manier draagt uw leidinggevende bij aan het vasthouden van de Lean uitkomsten?
o Wat doet de leidinggevende dan op uw afdeling om een Lean aanpak vast te houden?
o Hoe gaat dat dan?
22. Wie ziet u als de Lean leider binnen uw afdeling?
23. Op welke manier draagt de Lean leider, volgens u, bij aan het vasthouden van het Lean
werken binnen de afdeling?
o Wat doet de Lean leider dan om het Lean werken vast te houden?
o Hoe gaat dat dan?
Slot
24 Is er iets dat u zou willen toevoegen, iets dat ik had moeten vragen?
25. Kent u daarnaast nog andere collega’s die de green of orange belt opleiding heeft gevolgd
en/of betrokken is geweest bij de implementatie van één van deze projecten die ik zou kunnen
interviewen?
Dan zijn we nu aan het eind gekomen van dit interview. Ik wil u dan ook graag bedanken voor uw
deelname en uw waardevolle informatie aan dit onderzoek! Ik stop vanaf nu de opname.
C. Toestemmingsformulier
Titel onderzoek: Het vasthouden van Lean Management over een langere periode
Verantwoordelijke onderzoeker: Jessica van Toorn
In te vullen door de deelnemer
Ik verklaar op een voor mij duidelijke wijze te zijn ingelicht over de aard, methode, doel en belasting
van het onderzoek. Ik weet dat de gegevens en resultaten van het onderzoek alleen anoniem aan
derden bekend gemaakt zullen worden. Mijn vragen zijn naar tevredenheid beantwoord.
Ik begrijp dat audiomateriaal of bewerking daarvan uitsluitend voor analyse en/of wetenschappelijke
presentaties zal worden gebruikt.
Ik stem geheel vrijwillig in met deelname aan dit onderzoek. Ik behoud me daarbij het recht voor om
op elk moment zonder opgaaf van redenen mijn deelname aan dit onderzoek te beëindigen.
Naam deelnemer: …………………………………………………………………………..
Datum: …XX/XX/20XX… Handtekening deelnemer: …...………………………………….
In te vullen door de uitvoerende onderzoeker
Ik heb een mondelinge en schriftelijke toelichting gegeven op het onderzoek. Ik zal resterende vragen
over het onderzoek naar vermogen beantwoorden. De deelnemer zal van een eventuele voortijdige
beëindiging van deelname aan dit onderzoek geen nadelige gevolgen ondervinden.
Naam onderzoeker: Jessica van Toorn
Datum: XX /XX/XXXX Handtekening onderzoeker:
Appendix II: Codebook
Category Second-order code Definition First-order code Quotation
Role of leadership Leader behaviors A set of actions made by a
leader in interaction with
his/her employees in an
organizational setting that
contribute to the sustainability
of LM (Szabo, Reber, Weibler,
Brodbeck & Wunderer, 2001).
Stimulating and
motivating employees
‘So we are constantly stimulating people to look at it to
see if they cannot get it better? Yes, that is something
you have to do continuously’. (Jaap)
‘We definitely have a leader who stimulates you to take
up projects, to improve’. (Petra)
‘You are the leader [...]. So you have to keep stimulating
people to keep improving’. (Jan)
Delegate ‘I like to put the responsibility with the people
themselves. People are the owners. We are all
professionals, we all work in medical care, so I also
expect something from these people. I am not going to
say: “You have to do this and you have to do that and
then it all has to be done”. I am not going to do that.
The responsibility rests with the people themselves’.
(Jaap)
‘Because if they are responsible themselves and
eventually implement an improvement themselves, then I
think it has a positive effect on their motivation. Then he
thinks: “Oh gosh I have improved that, well that has
now been resolved. I did that myself”. So then he is more
inclined to do that again’. (Eva)
‘I think that you give autonomy to the employee.
Organize yourself. That is really the most important
thing: ownership, autonomy […]. Because then your
intrinsic motivation is triggered. If you have control and
think: “What is best for the department?”, yes then
people become happy and then you get less resistance.
But you also see that it sticks quickly’. (Esther)
51
Show results ‘Try to make them enthusiastic by showing them how
something becomes easier or better for the patient or
clearer or less error-prone. And then they all look in the
same direction, that you just want to work flawlessly for
the patient’. (Melany)
‘People only participate in continuous improvement
when you make them enthusiastic and when they see the
results, so they can work faster and more efficiently.
Next time they will think: “Hey, that is nice, we would
like to do that again, because it might even get better”.
So if you do that and you bring it across
enthusiastically, then people will join’. (Jan)
‘When people see that things are getting better, they also
become more aware that they can contribute. That they
can change something themselves, which leads to an
improvement. That works’. (Maarten)
Celebrate successes ‘The most important thing is to celebrate successes […].
Small things and big things need to be celebrated as
well, attention should be paid to that’. (Robert)
‘Celebrating successes, so that people really become
aware of it: “Oh yes this is what we do it for”. I think
that is very important to be able to sustain it for a long
time’. (Sophie)
Show personal interest ‘You have to show interest, of course’. (Jaap)
‘Yes! And also entering people's offices to ask: “How
are you doing?”’. (Jan)
Interact with
employees
‘But also just the interaction with employees, where I
really hope they will see it as a low threshold’. (Henk)
52
‘But just keep talking and asking questions to the
employees and being curious. And do not fill in the
blanks’. (Pieter)
Compliment
employees
‘I always try to tell the staff what they do well. And
giving compliments [...]. I think that is important too’.
(Pieter)
‘Yes, and giving compliments is always important too.
Like, “Oh, you solved that well. Great job'. Yes, then you
also see that people have the feeling of growing’.
(Sophie)
Inform employees ‘Yes, what I like about our unit head is that she keeps us
well informed. So I think that is an important condition
for getting involved in new things’. (Anna)
‘And keep everyone informed about the projects. Why
are we doing this? And what will it look like later on?
And do you have any ideas for that? Because I do notice
that people like to be informed […]. And we do that very
well’. (Melany)
Visit the work floor ‘What I always did, every day I went over the whole lab
from the beginning to the end. Also on the one hand to
say hello but also to be present. That is one of the Lean
aspects: “Back to the basics”. Go and look at the work
place itself. Talk to people. I think that is also one of the
strengths of leadership, just really go to the work floor.
Go to the place where it all happens’. (Pieter)
‘I walk around the hospital every Friday afternoon, both
hospital-wide and on the departments. On the one hand,
I try to have contact with the staff so they also notice
that you are approachable. But also vice versa, I think it
is important to hear and see them. So in the end, you
also build up your comments. And I think it is just
53
important to see and to observe: “Hey, what is going
on?”’. (Henk)
Monitor LM ‘The unit head pays attention to it to check if it still
works as agreed’. (Jolanda)
‘The head of the department must also ensure that
improvements are made in the departments. That we
continue to work efficiently. That she also monitors
that’. (Jan)
‘Also monitor whether everyone continues to do so, that
it does not fade away. That is important’. (Henk)
Coaching and
facilitating
‘That you are supported and given resources and time.
So of course you need the unit head for that as well. You
need a manager who supports you. My unit head always
does that. So you need time, space and resources to be
able to carry out things’. (Melany)
Give employees time
and space
‘You may really want to improve, but if you do not have
time in your work or if your manager does not give you
time, you will not get anywhere’. (Jolanda)
‘You have to give employees some time for that. The
space and time to actually investigate: “Hey, what am I
doing and how can I improve?”’. (Isabel)
‘Yes, I think you should mainly facilitate and ensure that
there is space and time for this in order for someone to
take it up’. (Eva)
Provide support ‘You need to guide the employees in continuous
improvement, so that they can do it themselves in the
long run […]. So you need to be sharp and hold up a
mirror to people all the time. And not come up with
solutions yourself, but let people think for themselves’.
(Maarten)
54
‘I think we have to coach them above all. Not to come up
with solutions ourselves, but to take them along. So
coaching them in the process to come up with their own
solutions’. (Sophie)
Role model ‘You have to show exemplary behavior yourself’.
(Robert)
‘I think if the leader and the coordinators among them, if
they do not convey that to the team, then I think it is
doomed to fail […]. So if you, as a leader, do not believe
in it and do not act on it, that you do not take an
exemplary role in it, then you just know that the rest will
not either’. (Nienke)
‘Well, anyway, a leader must always set a good example
himself’. (Maarten)
Leader attitudes Certain ways of thinking and
feeling that leaders possess
that contribute to the
sustainability of LM.
Enthusiastic about LM ‘My unit head is always very focused on Lean [...]. So I
think if you have someone who is enthusiastic about it
from the top, then it is more likely to trickle down to the
underlying departments. To the unit heads underneath,
and then back to teams'. (Isabel)
‘I think our leader is also enthusiastic about this and this
is also passed on to the managers and the teams. So it just
depends on who you have above you as a leader'. (Petra)
Acknowledge the
importance and
usefulness of LM
‘So you also need to believe in it as a leader, otherwise
it will get bogged down and then nothing happens […].
So to sustain, you need to show that you believe in it.
That you have a convincing role’. (Miranda)
Repetition of the
Lean message
Communication Exchanging information about
LM among people.
Recurring agenda item ‘It is a fixed item on the agenda and that is why we can
keep it’. (Melany)
‘Continuous improvement must be on the agenda of
team meetings. And in any case, I always have a heading
“quality and safety”, which includes continuous
55
improvement [...]. So because it is continuous, you also
have to have a moment to give it a place and to let it
come back again and again’. (Esther)
Keep talking about
LM
’You just have to keep explaining and naming it. That is
really important! [...]. Otherwise, it only becomes
something for the management which is not the
intention. You have to keep communicating it to the
whole department to get everyone on board’. (Jaap)
‘The power resides in repetition, that you repeat it all
the time. For example, that you have a constant
improvement board or work meetings, or that you
always let it come back in team meetings. As a result,
improving quality, safety, becomes normal in the
department’. (Esther)
Medium ‘We had a newsletter, but we considered it to be
ineffective because it was not read since many people do
not sit behind their PCs. They all work in the lab. So we
did not do that anymore. Now we use work meetings’.
(Melany)
‘And every week we have a work meeting. So every week
we talk a lot about it in our department: “How can we
improve this?”.’ (Jan)
‘We have our weekly meetings and we have monthly
performance board meetings, so then we discuss the
KPIs. And we also have quarterly meetings with the unit
heads’. (Henk)
Education Training in LM Training in LM means that
employees acquire some
knowledge, skills, and
competence in LM.
Raises awareness ‘This is just to make people aware of what waste is, so
the basic principles. I think it is important that everyone
realizes that’. (Maarten)
‘The more people understand this, the more people look
at things from a different point of view. You look at
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problems and alerts in a different way when you have
completed an education [...]. So you get awareness of
working with Lean’. (Melany)
Provides mindset ‘It is more the mindset I got from the training and
therefore I know how to approach certain improvement
processes […]. And also the tools to tackle it. What are
the right steps? What is the right order?’(Eva)
‘So we are all yellow belt educated. All nurses, all
employees had to do the training. So that was facilitated
in a team day, which actually puts you all in a different
mindset: “We work with processes and we have to see
where the waste is”. And I think that is a very good
basis to look further from there: "Okay, but how can we
shape this in the department?"’. (Sophie)
Provides structure ‘Training makes you more familiar with the concept of
Lean and what you can achieve with it. And you learn
how to use it [...]. It also teaches you how to start an
improvement idea. How can I improve my work? [...]. So
I think training in Lean will give you the tools to
implement it in your daily work’. (Isabel)
‘Yes, I think so! Because everyone will work according
to the same system. If you know and understand the
systematics, then it is also quite easy to start a new
process of improvement’. (Peter)
‘Well, like I said, you give them a certain baggage. You
need training to be able to keep working according to
that system [...]. You need to have 60/70 percent of the
employees in your department who can do that and who
understand that. Then the majority knows the theory and
understand what it means and why a certain project is
being tackled according to that system. And yes, then it
works’.(Jaap)
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Employee
commitment
Employee behaviors A set of actions made by an
employee in an organizational
setting that contribute to the
sustainability of LM.
Take initiative ‘Well, like I said, employees themselves come up with:
"Hey, but that can be done differently. Can we not do it
better this way?"’. (Peter)
‘They just make improvements [...]. And bring things up
during work meetings, like: "What problems do I
encounter?" [...]. And at some point, people are
constantly thinking about improving: "How did I work
today? And how can things be different tomorrow?"’.
(Esther)
Communicate with
peers about LM
Everyone is asking each other about: "What is the
current situation? What else do you need?". So we are
constantly communicating with each other. What are we
doing? How do we do that? That is really important’.
(Petra)
‘And that is why we are always improving, because we
are constantly talking to each other about it: “Hey how
can we get it better?”’. (Jan)
Listen to the client ‘Yes, in the end I think you have to listen to the
customer. It is crucial that the customer says: “Hey, how
satisfied are we with the service and where do we see
opportunities for improvement?”. So I think you have to
be very receptive to that. So you also have to discover
that and listen to them’. (Henk)
Employee attitudes Certain ways of thinking and
feeling that employees possess
that contribute to the
sustainability of LM.
Intrinsic motivation ‘Just like I said, I think there must already be a
foundation in your own intrinsic motivation to improve’.
(Eva)
‘If you have the intrinsic value in improving, “I want to
do my job faster, easier and better”, that is very
important. And I always find it interesting to see where
the accelerations are, or improvements in processes
[...]. But what I am saying, it has to be intrinsic’.
(Isabel)
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‘Yes, employees really need to have the intrinsic
motivation to improve. Only then we will continue to do
so’. (Melany)
Acknowledge the
importance and
usefulness of LM
‘So in the end, the employee must have faith in it, in
continuous improvement’. (Henk)
‘I think I have colleagues who are actively engaged in
thinking along and who recognize the importance of
improving. They also pass this on to other colleagues’.
(Anna)
‘So you have to recognize the benefits of improvement
projects. Yes, if you do not see any advantage in that,
then it is not going to work’. (Anna)
Barriers to sustain
LM
Lack of time and space Having little or no time and
space to do improvements.
Workload ‘It is often very busy in care. So you are very glad that
you have finished your work, so to speak. And then I can
also imagine that a lot of people have something like:
“If I have to think about that too, well I do not have time
for that at all”. So that is a barrier, yes’. (Anna)
‘Because you very often hear in practice: “I do not have
time for this, I am so busy” or “I have to fix all the
mistakes” [...]. You have to give them time and space to
do so. Otherwise you will notice that people may
experience extra pressure […], which can make them
feel negatively about implementing Lean or continuous
improvement projects’. (Isabel)
Other priorities ‘Yes time. Just time. I do find that difficult. Just that you
have to do it next to your own work, that makes it
difficult […]. Everybody is busy being busy. And I can
see that. And that also has a bit of an impact on people's
commitment. Because we are so busy, we do not have
much time to think about improving’. (Jolanda)
Employee resistance When an employee exhibits
any form of behavior or
Generation gap ‘Of course, we also have a generation gap in the
department. Well, those people do not see this in the
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reaction when confronted with
changes. This behavior or
reaction slows down the
process of change and has a
negative impact on LM.
(Nakhoda & Tajik, 2017)
same way as the younger people who are very
enthusiastic about it. They all see bears on the road to
something that is becoming more difficult. Like: “In the
past it did not have to be that way, so why should it be
that way now?”. So that is indeed something you run
into’. (Melany)
‘Yes, I also have a couple of colleagues who are a bit
older and say: “Yes, but it is going well, right? It works
well how things are going now” […]. They are not very
enthusiastic and they are not eager’. (Jan)
Existing routines ‘Some people say: “No, I have been doing this for years,
I am going to do what I have always done”. And then
they almost get into a fight. So that is rather difficult’.
(Sophie)
‘And, of course, people who work here for a long time
and who are used to a certain way of working, are more
reluctant to change’. (Henk)
Fear When employees are afraid to
engage with LM and to
improve their processes.
Fear to improve ‘I believe that the greatest barrier is intertwined in
people themselves. So the fear of change is often a
barrier. Fear of making mistakes. So I think it is more
about culture’. (Eva)
Fear to make mistakes ‘People are sometimes afraid of change because they do
not know what the consequences will be. And they are
afraid to make mistakes’. (Maarten)