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Oxidation - Chapter 6 Text Book: Silicon VLSI Technology Fundamentals, Practice and Modeling Authors: J. D. Plummer, M. D. Deal, and P. B. Griffin SILICON VLSI TECHNOLOGY Fundamentals, Practice and Modeling By Plummer, Deal & Griffin © 2000 by Prentice Hall Upper Saddle River NJ

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Page 1: Text Book: Silicon VLSI Technology Fundamentals, Practice ...zyang/Teaching/20182019... · Silicon VLSI Technology Fundamentals, Practice and Modeling Authors: J. D. Plummer, M. D

Oxidation - Chapter 6

Text Book:Silicon VLSI Technology

Fundamentals, Practice and Modelingg

Authors: J. D. Plummer, M. D. Deal, and P. B. Griffina d G

SILICON VLSI TECHNOLOGYFundamentals, Practice and ModelingBy Plummer, Deal & Griffin

© 2000 by Prentice HallUpper Saddle River NJ

Page 2: Text Book: Silicon VLSI Technology Fundamentals, Practice ...zyang/Teaching/20182019... · Silicon VLSI Technology Fundamentals, Practice and Modeling Authors: J. D. Plummer, M. D

Oxidation - Chapter 6

THERMAL OXIDATION • SiO2 and the Si/SiO2 interface are the principal reasons for silicon’s

dominance in the IC industry.

SiO2:

1 µm Field Oxides

Thermally Grown OxidesOxide

Thickness

Deposited Oxides

Backend InsulatorsBetween Metal Layers

2• Easily selectively etched using

lithography.• Masks most common impurities

(B P As Sb)

10 nm

0.1 µm Masking Oxides

Pad Oxides

Masking Oxides

(B, P, As, Sb).• Excellent insulator

( ).• High breakdown field ρ > 1016 Ωcm, Eg > 9 eV

1 nm

Gate OxidesTunneling Oxides

Chemical Oxides from CleaningNative Oxides

( )• Excellent junction passivation.• Stable bulk electrical properties.• Stable and reproducible

107 Vcm -1

• Stable and reproducible interface with Si.

• No other known semiconductor/insulator combination has properties that h th Si/SiO i t f

SILICON VLSI TECHNOLOGYFundamentals, Practice and ModelingBy Plummer, Deal & Griffin

© 2000 by Prentice HallUpper Saddle River NJ

2

approach the Si/SiO2 interface.

Page 3: Text Book: Silicon VLSI Technology Fundamentals, Practice ...zyang/Teaching/20182019... · Silicon VLSI Technology Fundamentals, Practice and Modeling Authors: J. D. Plummer, M. D

Oxidation - Chapter 6

SIA NTRS RoadmapYear of Production 1998 2000 2002 2004 2007 2010 2013 2016 2018

Technology Node (half pitch) 250 nm 180 nm 130 nm 90 nm 65 nm 45 nm 32 nm 22 nm 18 nm

MPU Printed Gate Length 100 nm 70 nm 53 nm 35 nm 25 nm 18 nm 13 nm 10 nm MPU Printed Gate Length 100 nm 70 nm 53 nm 35 nm 25 nm 18 nm 13 nm 10 nm

DRAM Bits/Chip (Sampling) 256M 512M 1G 4G 16G 32G 64G 128G 128G

MPU Transistors/Chip (x106) 550 1100 2200 4400 8800 14,000

Gate Oxide Tox Equivalent (nm)

MPU

1.2 0.9 0.7 0.6 0.5 0.5

Gate Oxide Tox Equivalent (nm)

Low Operating Power

1.5 1.2 0.9 0.8 0.7 0.7

p g

Gate Dielectric Leakage

(nA/µm @ 100˚C) MPU

170 230 330 1000 1670 1670

Thickness Control (% 3σ ) < ±4 < ±4 < ±4 < ±4 < ±4 < ±4

• SiO2 is not the gate dielectric of the future

Min Supply Voltage (volts) 1.8-2.5 1.5-1.8 1.2-1.5 0.9-1.2 0.8-1.1 0.7-1-0 06-0.9 0.5-0.8 0.5-0.7

dAC ⋅⋅

= 0εκ

SILICON VLSI TECHNOLOGYFundamentals, Practice and ModelingBy Plummer, Deal & Griffin

© 2000 by Prentice HallUpper Saddle River NJ

• High-K dielectrics are now being used to reduce leakage

3

d

Page 4: Text Book: Silicon VLSI Technology Fundamentals, Practice ...zyang/Teaching/20182019... · Silicon VLSI Technology Fundamentals, Practice and Modeling Authors: J. D. Plummer, M. D

Oxidation - Chapter 6

Si and SiO2

• Oxidation occurs at the Si/SiO2interfaceA Si l ill idi t• A pure Si layer will oxidize at room temperature

– Rapid growth to 0.5 to 1 nm (5 10 Angstroms)

Deposited Polysilicon

(5-10 Angstroms)– Final growth of 1-2 nm

• Oxidation involves a volume expansion

SiO2

Original Si SurfaceVolume Expansion

Location of Si3N4 Mask

expansion– SiO2 is 30% larger than Si– Volume expansion 1.33 ~ 2.2

• Induces stress where confined

Si Substrate

• Induces stress where confined, especially in 2D and 3D structures, stress effects play a dominant role.

SILICON VLSI TECHNOLOGYFundamentals, Practice and ModelingBy Plummer, Deal & Griffin

© 2000 by Prentice HallUpper Saddle River NJ

dominant role.

4

Page 5: Text Book: Silicon VLSI Technology Fundamentals, Practice ...zyang/Teaching/20182019... · Silicon VLSI Technology Fundamentals, Practice and Modeling Authors: J. D. Plummer, M. D

Oxidation - Chapter 6

Basic Concept

• O2 or H20 diffuse to Si interfaceO2 or H20 diffuse to Si interface

• Oxidation reaction consumes silicon moving the interface down and the SiO2 up as material 2is consumed and the volume increases

SiO2 volume expansion can cause stress on the surface

11

SiO2 volume expansion can cause stress on the surface• 30 % expansion in all directions when unconstrained• Stress induced when volume constrained

1

1

1

1

1.2

1

1

1

1.3

1.3

SILICON VLSI TECHNOLOGYFundamentals, Practice and ModelingBy Plummer, Deal & Griffin

© 2000 by Prentice HallUpper Saddle River NJ

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1.3Si substrate Si substrate

Page 6: Text Book: Silicon VLSI Technology Fundamentals, Practice ...zyang/Teaching/20182019... · Silicon VLSI Technology Fundamentals, Practice and Modeling Authors: J. D. Plummer, M. D

Oxidation - Chapter 6

SEM of LOCOS

Bird’s Beak Topology lateral growth

Volume Expansion

Deposited Polysiliconp y

Location of Si3N4 M

SiO2

Original Si SurfaceVolume Expansion

Si3N4 Mask

Si SubstrateStress at the

Si/Si3N4 interface

SILICON VLSI TECHNOLOGYFundamentals, Practice and ModelingBy Plummer, Deal & Griffin

© 2000 by Prentice HallUpper Saddle River NJ

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Oxidation - Chapter 6

Structure of Silica GlassSh t d A h h dShort range order maintained

Amorphous material Non-bridging oxygen in

fused Silica (not present in crystalline SiO2)

hydrogen

Si can be replaced by deposits. B,P,As or Sb = network formers.

Network modifier ----> Qm

• SiO is amorphous even though it grows on a crystalline substrate (Figure 3 15)• SiO2 is amorphous even though it grows on a crystalline substrate (Figure 3-15)– Based on SiO4 tetrahedra shown above. – Bridging oxygen atoms share to form crystal like quartz– Time to form appropriate rotational forms for full crystallization not

available; therefore forms rarely observed in IC

SILICON VLSI TECHNOLOGYFundamentals, Practice and ModelingBy Plummer, Deal & Griffin

© 2000 by Prentice HallUpper Saddle River NJ7

available; therefore, forms rarely observed in IC– Lattice doesn’t match Si, but there is a short range order

Page 8: Text Book: Silicon VLSI Technology Fundamentals, Practice ...zyang/Teaching/20182019... · Silicon VLSI Technology Fundamentals, Practice and Modeling Authors: J. D. Plummer, M. D

Oxidation - Chapter 6

Si/SiO2 Stresses• Compressive stress due to constrained growth region

– Grow upward– Stress as large as 5 x 109 dyne cm-2

• At high temperature, viscous flow may reduce stress

• There is a large difference in the thermal expansion coefficients– Stress as large as 1-2 x 109 dyne cm-2

• Wafer curvature can be produced from unbalanced stress between the top and bottom of a wafer– Selective etching of one surface will produce curvature

SILICON VLSI TECHNOLOGYFundamentals, Practice and ModelingBy Plummer, Deal & Griffin

© 2000 by Prentice HallUpper Saddle River NJ

Selective etching of one surface will produce curvature

8

Page 9: Text Book: Silicon VLSI Technology Fundamentals, Practice ...zyang/Teaching/20182019... · Silicon VLSI Technology Fundamentals, Practice and Modeling Authors: J. D. Plummer, M. D

Oxidation - Chapter 6

Oxide Layer: Intel 90 nm Process

• SiO2 is amorphous even though it grows on a crystalline substrateon a crystalline substrate

– Lattice doesn’t match Si– There is a short range order

I t l SiO f 3 5 t i l• Intel SiO2 of approx. 3-5 atomic layers• http://leitl.org/docs/intel/90nm_press_briefing-technical.pdf

• Deal and Grove (1965) showed that SiO2 growth follows a linear parabolic law.

Wh d l i d t thi id id i i d bi t– Where model inadequate: thin oxides, oxides grown in mixed ambient, oxides grown on 2D and 3D Si surfaces, oxides grown on heavily doped substrates

SILICON VLSI TECHNOLOGYFundamentals, Practice and ModelingBy Plummer, Deal & Griffin

© 2000 by Prentice HallUpper Saddle River NJ

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Page 10: Text Book: Silicon VLSI Technology Fundamentals, Practice ...zyang/Teaching/20182019... · Silicon VLSI Technology Fundamentals, Practice and Modeling Authors: J. D. Plummer, M. D

Oxidation - Chapter 6

Oxide Growth Charges

+++ -

--

K+

Na+SiO2

Qm

Qot• Four charges are associated with

insulators and insulator/semiconductorinterfaces

++++ + xxxxxxTransition

RegionQf

Qit

interfaces.• Qf - fixed oxide charge• Qit - interface trapped charge• Qm - mobile oxide chargeQit

Silicon • Qot - oxide trapped charge

• Deal defined nomenclature in 1980 for electrical charge defects

• Processing to reduce charges:– High temperature inert anneals in Ar or N2 toward the end of process flow.– Moderate temperature anneal (400 ºC) in H2 or forming gas (N2/H2)

SILICON VLSI TECHNOLOGYFundamentals, Practice and ModelingBy Plummer, Deal & Griffin

© 2000 by Prentice HallUpper Saddle River NJ

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Page 11: Text Book: Silicon VLSI Technology Fundamentals, Practice ...zyang/Teaching/20182019... · Silicon VLSI Technology Fundamentals, Practice and Modeling Authors: J. D. Plummer, M. D

Oxidation - Chapter 6

Wafer Fabrication EquipmentQuartzTube

Wafers

• Oxidation systems are conceptually very simple.– Dry or wet, 600 – 1200 ºC

I ti t d ti l fQuartz Carrier

Resistance Heating

• In practice today, vertical furnaces, RTO systems and fast ramp furnaces all find use.

H2O2 Gate OxidesLOCOSor STI DRAM Dielectrics

• Thermal oxidation canpotentially be used in manyplaces in chip fabrication.In practice, deposited SiO2In practice, deposited SiO2layers are increasingly beingused (lower Dt).

SILICON VLSI TECHNOLOGYFundamentals, Practice and ModelingBy Plummer, Deal & Griffin

© 2000 by Prentice HallUpper Saddle River NJ11

Page 12: Text Book: Silicon VLSI Technology Fundamentals, Practice ...zyang/Teaching/20182019... · Silicon VLSI Technology Fundamentals, Practice and Modeling Authors: J. D. Plummer, M. D

Oxidation - Chapter 6

Conventional Oxidation SystemWafer loading should use cantilever or elavators (perpendicular) to avoid

Vertical furnaces are also used. Better uniformity, easier automation, cleaner -

3 zones

touching the walls.automation, cleaner no contact with the tub

+ 0.5 ° C

Ramping of T from/to 800 °C ( 10 °C/sec)

Add HCl or TCA for gettering purpose (metals, Na +)

Dry or wet oxidation

At 1000 °C, in wet O2 is approx. 0.1 nm per second. It approx. doubles for every 100 °C rise,

SILICON VLSI TECHNOLOGYFundamentals, Practice and ModelingBy Plummer, Deal & Griffin

© 2000 by Prentice HallUpper Saddle River NJ12

At 1000 C, in wet O2 is approx. 0.1 nm per second. It approx. doubles for every 100 C rise,

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Oxidation - Chapter 6

Rapid Thermal Oxidation• http://www.iue.tuwien.ac.at/phd/hollauer/node13.html

• Reduced time for temperature ramp– 100 ºC per second vs. <10 ºC per second

• Reduced size chamber for smaller number of wafersReduced size chamber for smaller number of wafers– Single wafer vs. multiple boats of 10-50 wafers

• Simple temperature feedback– Pyrometer monitors wafer vs. multiple zones with thermocouple

that are preset at installation (need +/- 0.5 ºC control)

SILICON VLSI TECHNOLOGYFundamentals, Practice and ModelingBy Plummer, Deal & Griffin

© 2000 by Prentice HallUpper Saddle River NJ

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Page 14: Text Book: Silicon VLSI Technology Fundamentals, Practice ...zyang/Teaching/20182019... · Silicon VLSI Technology Fundamentals, Practice and Modeling Authors: J. D. Plummer, M. D

Oxidation - Chapter 6

Measurement Methods

• Physical• Optical• Optical• Electrical Devices (MOS Capacitor gate)

SILICON VLSI TECHNOLOGYFundamentals, Practice and ModelingBy Plummer, Deal & Griffin

© 2000 by Prentice HallUpper Saddle River NJ

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Page 15: Text Book: Silicon VLSI Technology Fundamentals, Practice ...zyang/Teaching/20182019... · Silicon VLSI Technology Fundamentals, Practice and Modeling Authors: J. D. Plummer, M. D

Oxidation - Chapter 6

Physical Step Height Measurement• By etching away part of the SiO2, the resulting step

height between the original Si and new SiO2 height can be made.

Atomic Force Microscope• Atomic Force Microscope– Technique to visual Figure 1-3

• Cross section wafer and use an SEM– As in Figure 6-4 or a TEM in Figure 3-15

SiO2

Deposited Polysilicon

Original Si SurfaceVolume Expansion

Location of Si3N4 Mask

SILICON VLSI TECHNOLOGYFundamentals, Practice and ModelingBy Plummer, Deal & Griffin

© 2000 by Prentice HallUpper Saddle River NJ

15

Si Substrate

Page 16: Text Book: Silicon VLSI Technology Fundamentals, Practice ...zyang/Teaching/20182019... · Silicon VLSI Technology Fundamentals, Practice and Modeling Authors: J. D. Plummer, M. D

Oxidation - Chapter 6

Optical Measurement• Optical (usually non destructive): thick oxides (color chart, ellipsometry, reflectance)

but for thin oxides: ellipsometry

R f tiREFLECTANCE

white or monochromatic light

Refraction indexes

Color chart (xox > 50nm) –> not destructive interference will affect the reflected light –> color correlated with thickness of a dielectric layer (10-20 nm accuracy)

For monochromatic light minima and maxima in the reflected beam

( )

L321atmaxima

cos2 01

=

⋅⋅⋅=

mm

xn βλ

allows to determine xox (fringes, spectrometers with sweeping wavelength λ for fixed φ we can find extrema). [Good for a few tens of nm]

Ellipsometry uses polarized light and detect the change in polarization

L

L

,25,

23,

21atminima

,3,2,1atmaxima

=

=

m

m

( )⎞⎛ i φ

SILICON VLSI TECHNOLOGYFundamentals, Practice and ModelingBy Plummer, Deal & Griffin

© 2000 by Prentice HallUpper Saddle River NJ16

Ellipsometry uses polarized light and detect the change in polarization of the reflected light due to a film (thickness, index of refraction)

( )⎟⎟⎠

⎞⎜⎜⎝

⎛ ⋅=

1

0 sinarcsinn

n φβ

Page 17: Text Book: Silicon VLSI Technology Fundamentals, Practice ...zyang/Teaching/20182019... · Silicon VLSI Technology Fundamentals, Practice and Modeling Authors: J. D. Plummer, M. D

Oxidation - Chapter 6

Optical MethodsO ti l l tt• Optical color pattern– http://cleanroom.byu.edu/color_chart.phtml– Color Chart description in Table A.7 on p. 790p p

SILICON VLSI TECHNOLOGYFundamentals, Practice and ModelingBy Plummer, Deal & Griffin

© 2000 by Prentice HallUpper Saddle River NJ

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Page 18: Text Book: Silicon VLSI Technology Fundamentals, Practice ...zyang/Teaching/20182019... · Silicon VLSI Technology Fundamentals, Practice and Modeling Authors: J. D. Plummer, M. D

Oxidation - Chapter 6

Electrical Measurements• Direct electrical measurement of device type

parameters• Oxides are typically used as the dielectric layer in a

capacitorDoped silicon conductor SiO dielectric doped polysilicon or– Doped silicon conductor, SiO2 dielectric, doped polysilicon or metal conductor layers similar to an MOS transistor.

• Typically Capacitance-Voltage or C-V measurements are taken– A DC bias with an AC voltage source to measure changes inA DC bias with an AC voltage source to measure changes in

impedance with frequency– Widely used for MOS devices, gate oxide parameters, and

carrier lifetimes

SILICON VLSI TECHNOLOGYFundamentals, Practice and ModelingBy Plummer, Deal & Griffin

© 2000 by Prentice HallUpper Saddle River NJ

carrier lifetimes

18

Page 19: Text Book: Silicon VLSI Technology Fundamentals, Practice ...zyang/Teaching/20182019... · Silicon VLSI Technology Fundamentals, Practice and Modeling Authors: J. D. Plummer, M. D

Oxidation - Chapter 6

C-V MeasurementsC+ VGDC bi + ll AC Ca)

CO

CO

e-

+ VG

a) Accumulationmajority carrier drawn to surface

• DC bias + small AC high frequency signal applied.

N Silicon Doping = N D

VG+-

ox

oxox x

AC ⋅=

εdVdQC =

C

+ + + +++ +

b)

COCO

CDxD

- VG b) Depletionminority carrier drawn to surfacemajority carriers

Charge Density

xNQQ ==

)

e-

VG+-

majority carriers repelled

DDDG xNQQ ==

D

SiD x

AC ⋅=

ε

C

+ + + ++ +++ +

+++ +

+

c)

COCO

-- VG

QG

QIQD CDMinxDMax

c) Inversionminority carrier

Dx

IDDG QxNQ +=

SILICON VLSI TECHNOLOGYFundamentals, Practice and ModelingBy Plummer, Deal & Griffin

© 2000 by Prentice HallUpper Saddle River NJ

19

+

Holes

e-

VG+- VTH

layer exists

Page 20: Text Book: Silicon VLSI Technology Fundamentals, Practice ...zyang/Teaching/20182019... · Silicon VLSI Technology Fundamentals, Practice and Modeling Authors: J. D. Plummer, M. D

Oxidation - Chapter 6

C-V PlotC

Ideal LF Cox

accumulation

depletionQI follows QG @ Low freq C =COX

Ideal HF

Deep Depletion

CMin

inversionQD follows QG @ High freq C ~ f(COX, CD )

Deep Depletion

DC Gate VoltageVTH

• LF curve - inversion layer carriers can be created and recombine at AC signal frequency so Cinv is just Cox.

• HF curve (100 kHz to 1 MHz) - inversion layer carriers cannot be generated fast enough to follow the AC signal so Cinv is Cox + CD.

• Deep depletion - “DC” voltage is applied fast enough that inversion layer carriers cannot follow it so C must expand to balance the charge on the gatecannot follow it, so CD must expand to balance the charge on the gate.

• C-V measurements can be used to extract quantitative values for:– tox - oxide thickness– N - the substrate doping profile

SILICON VLSI TECHNOLOGYFundamentals, Practice and ModelingBy Plummer, Deal & Griffin

© 2000 by Prentice HallUpper Saddle River NJ

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– NA - the substrate doping profile– Qf, Qit, Qm, Qot - oxide, interface charges

Page 21: Text Book: Silicon VLSI Technology Fundamentals, Practice ...zyang/Teaching/20182019... · Silicon VLSI Technology Fundamentals, Practice and Modeling Authors: J. D. Plummer, M. D

Oxidation - Chapter 6

MOS C-V Band Diagram

XD= XDmax QD fixed

XD> XDmax

*

Holes generated in the depletion layer and attracted by the gate

th DL h |V | isource the DL when |VG| increases

To avoid deep, WqnJnU

G

igen

G

i =−=ττ

High frequency AC signal changes faster than QI can respond (generation is slow)

ΔQ ΔQ

SILICON VLSI TECHNOLOGYFundamentals, Practice and ModelingBy Plummer, Deal & Griffin

© 2000 by Prentice HallUpper Saddle River NJ21

To avoid deep depletion*:

sec/1.0 VCWqn

CJ

CJ

dtdV

OXA

i

OX

gengen

GG

≈=≈≤τ

ΔQG = ΔQD

xD = xD max → CD = CD max

Page 22: Text Book: Silicon VLSI Technology Fundamentals, Practice ...zyang/Teaching/20182019... · Silicon VLSI Technology Fundamentals, Practice and Modeling Authors: J. D. Plummer, M. D

Oxidation - Chapter 6

Charges Derived

Qm, Qot have similar effect as Qf (shift characteristics) Due to traps

Traps cannot charge or discharge - do not respond to HF signal

Qi respond to DC voltage – stretch out change in EF (VG), charges at Eit.

Stress of the oxide (ex. charge injection, di ti ) C V d d ti ( ti t

SILICON VLSI TECHNOLOGYFundamentals, Practice and ModelingBy Plummer, Deal & Griffin

© 2000 by Prentice HallUpper Saddle River NJ11

radiation) C-V degradation ( time to breakdown, charge to breakdown)

Page 23: Text Book: Silicon VLSI Technology Fundamentals, Practice ...zyang/Teaching/20182019... · Silicon VLSI Technology Fundamentals, Practice and Modeling Authors: J. D. Plummer, M. D

Oxidation - Chapter 6

Models and Simulation• Deal-Grove Model Plots

0.7 2

0.5

0.6

1200ÞC 1.5 1100 ÞC

0.3

0.41100ÞC

1000ÞC

1

1000 ÞC

900 ÞC

0

0.1

0.21000ÞC

900ÞC800ÞC

0

0.5

700 ÞC

800 ÞC

00 2 4 6 8 10

Time - hours

00 1 2 3 4 5 6 7 8 9 10

Time - hours

Oxidation rate for (100) silicon in dry O2. Oxidation rate for (100) silicon in wet O2.

SILICON VLSI TECHNOLOGYFundamentals, Practice and ModelingBy Plummer, Deal & Griffin

© 2000 by Prentice HallUpper Saddle River NJ

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Page 24: Text Book: Silicon VLSI Technology Fundamentals, Practice ...zyang/Teaching/20182019... · Silicon VLSI Technology Fundamentals, Practice and Modeling Authors: J. D. Plummer, M. D

Oxidation - Chapter 6

Deal Grove Model

CG

xO0.01 - 1 µm - 500 µm

• The basic model for oxidation was developed in

CO

CS

p1965 by Deal and Grove.

• A linear parabolic model

Si + O2 → SiO 2 (2)

Oxide

CICI

Gas Silicon

F F F

Si + O2 → SiO 2

Si + 2H 2O → SiO 2 + 2H 2

( )

(3)

F1 F2 F3

F1: Transport of Oxygen to oxide surfaceGas phase diffusion through stagnant boundary layerE ilib i t ti i lid (b d ti l )Equilibrium concentration in a solid (based on partial pressures)

F2: Diffusion of oxidant through the oxide F3: Reaction with the Silicon surface

SILICON VLSI TECHNOLOGYFundamentals, Practice and ModelingBy Plummer, Deal & Griffin

© 2000 by Prentice HallUpper Saddle River NJ

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In steady-state, F1 = F2 = F3 where flux is in molecules cm-2 sec-1

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Oxidation - Chapter 6

Deal Grove Model0 01 1 µm 500 µm

CG

CS

xO0.01 - 1 µm - 500 µm

Diffusion of oxidant through the oxide

Oxide

CI

CO

CI

Gas Silicon⎟⎟⎠

⎞⎜⎜⎝

⎛ −=−=

O

IO

xCCD

xCDF

∂∂

2

Fick’s Law - Diffusivity

F1 F2 F3

Transport of Oxygen to oxide surface Ideal Gas Law

The gradient is approx. a constant

( )SGG CChF −=1Reaction with the Silicon surface

Interface reaction rateMass transport coefficient

kTPC

kTPC

SS

GG

=

=

ISCkF =3Surface – Henry’s Law

SO PHC ⋅=

OG

PPCPHC ≈⋅=*

kT

( )OG CCkTH

hF −⋅⋅

=∴ *1

SILICON VLSI TECHNOLOGYFundamentals, Practice and ModelingBy Plummer, Deal & Griffin

© 2000 by Prentice HallUpper Saddle River NJ

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GS PP ≈∴

Page 26: Text Book: Silicon VLSI Technology Fundamentals, Practice ...zyang/Teaching/20182019... · Silicon VLSI Technology Fundamentals, Practice and Modeling Authors: J. D. Plummer, M. D

Oxidation - Chapter 6

Deal-Grove Model (2)U d t d t t diti F F F• Under steady state conditions, F1 = F2 = F3 so

Dxk

C

Dxk

hk

CCOSOSS

I

+≅

++=

11

**

( )OCChF −⋅= *1

⎞⎛ DDh

*

*

1

1Cxkk

DxkC

COSS

OS

O ≅++

⎟⎠⎞

⎜⎝⎛ +

=

⎟⎟⎠

⎞⎜⎜⎝

⎛ −=

O

IO

xCCDF2

ISCkF =3

h very large and can be neglected

1Dh

OSS ++

• Note that the simplifications are made by neglecting 1/h where h large. This results in is a very good approximation. y g pp

• Combining the above, we have

CkFdx *Fdx

⎟⎠⎞

⎜⎝⎛ ++

==

Dxk

hkN

CkNF

dtdx

OSS

S

111

ISCkF =31N

Fdtdx

=

Oxygen molecules incorporated per unit

SILICON VLSI TECHNOLOGYFundamentals, Practice and ModelingBy Plummer, Deal & Griffin

© 2000 by Prentice HallUpper Saddle River NJ

15

volume of oxide grown

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Oxidation - Chapter 6

Deal-Grove Model (3)

⎟⎠⎞

⎜⎝⎛ ++

==

Dxk

hkN

CkNF

dtdx

OSS

S

11

*

1

X

∫∫ ⋅=⋅⎟⎠⎞

⎜⎝⎛ ++⋅

t

S

X

X

OSS dtCkdxDxk

hkN

O

I 0

*1 1

txxxx iOiO =−

+− 22

tABB

=+/

where (parabolic rate constant, F2 dominant)1

*2NDCB =

1

*

1

*

11 NkC

hkN

CAB S

S

⎟⎟⎠

⎞⎜⎜⎝

⎛+

=(linear rate constant , F3 dominant) and

Defining initial conditions of the interface:AB

xBx ii

/

2

+=τ

xx2

SILICON VLSI TECHNOLOGYFundamentals, Practice and ModelingBy Plummer, Deal & Griffin

© 2000 by Prentice HallUpper Saddle River NJ

16

τ+=+ tAB

xBx OO

/

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Oxidation - Chapter 6

Deal-Grove Model (4)

• Solving for oxide thickness as a function of time.

xx2

τ+=+ tAB

xBx OO

/

( ) 02 =+⋅−⋅+ τtBxAx OO

( )⎭⎬⎫

⎩⎨⎧

−+

+= 14/

12 2 BA

tAtxOτ

For thin oxide, x small

xxx2

For thick oxide, x large

τ+=⇒+ tAB

xAB

xBx OOO

//

( )τ+⋅= tBAxO

τ+=⇒+ tBx

ABx

Bx OOO

22

/

( )τ+⋅= tBxO2

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Oxidation - Chapter 6

Deal-Grove Model (5)

⎭⎬⎫

⎩⎨⎧

−+

+= 14/

12 2 BA

tAxOτ

xx ii2

+=τ

1

*2NDCB = F2 dominant

ABB /+=τ

1

*

1

*

11 NkC

hkN

CAB S

S

⎟⎟⎠

⎞⎜⎜⎝

⎛+

= F3 dominant

ks x0/D <<1

CI ≈ C*

ks x0/D >>1

For about 50-200 nm.

CI ≈0

k D(T)

Fast reaction -diffusion limits

Diffusion fast compared to chemical reaction for thin oxides.

ks, D(T) oxidation (thick oxides)

A ( )τ+⋅= tBxO2

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( )τ+⋅= tBAxO

( )O

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Oxidation - Chapter 6

• The rate constants B and B/A have physical meaning (oxidant diffusion and interface reaction rate respectively).

( )Ambient B B/A ( )kTECB /exp 11 −=

( )kTECAB /exp 22 −=

Ambient B B/A

Dry O2 C1 = 7.72 x 102 µ2 hr-1

E1 = 1.23 eVC2 = 6.23 x 106 µ hr-1

E2 = 2.0 eV

Wet O2 C1 = 2.14 x 102 µ2 hr-1

E 0 71 VC2 = 8.95 x 107 µ hr-1

E 2 05 VE1 = 0.71 eV E2 = 2.05 eV

H2O C1 = 3.86 x 102 µ2 hr-1

E1 = 0.78 eVC2 = 1.63 x 108 µ hr-1

E2 = 2.05 eV

800900100011001200T (ÞC)

• Numbers are for (111) silicon,for (100) divide C2 by 1.68.

10

100 800900100011001200

B/A H2O

0 01

0.1

1

B µ

m2

hr- 1

B/A

µm

hr

- 1

B/A Dry O2

B H2O • Plots of B, B/A using the values in the above Table.

0.0001

0.001

0.01B Dry O2

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0.65 0.7 0.75 0.8 0.85 0.9 0.95 11000/T (Kelvin)

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Oxidation - Chapter 6

Deal-Grove Model

0.6

0.7

1 5

2

1100 ÞC

0 3

0.4

0.51200ÞC

1100ÞC1

1.5 1100 ÞC

1000 ÞC

0.1

0.2

0.3

1000ÞC

900ÞC

0.5

900 ÞC

800 ÞC

00 2 4 6 8 10

Time - hours

900ÞC800ÞC

00 1 2 3 4 5 6 7 8 9 10

Time - hours

700 ÞC

800 ÞC

Oxidation rate for (100) silicon in dry O Oxidation rate for (100) silicon in wet O

• Wet O2 rate is significantly higher than dry O2. The oxidant solubility is higher. • Dry O2 used for thin oxides and controlled depths, wet O2 for thicker films.

Oxidation rate for (100) silicon in dry O2. Oxidation rate for (100) silicon in wet O2.

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y 2 p , 2

20

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Oxidation - Chapter 6

Example Problem 6.130.7 2

0.5

0.6

1200ÞC 1.5 1100 ÞC

c)

0.3

0.41100ÞC

1000ÞC

1

1000 ÞC

900 ÞCa)

0

0.1

0.21000ÞC

900ÞC800ÞC

0

0.5

700 ÞC

800 ÞC

b)

00 2 4 6 8 10

Time - hours

00 1 2 3 4 5 6 7 8 9 10

Time - hours

Calculated (100) silicon dry O2oxidation rates using Deal Grove.

Calculated (100) silicon H2O oxidation rates using Deal Grove.

Example: Problem 6.13 in the text: a) 3 hrs in O2 @ 1100 ˚C = 0.21 µm + b) 2 hrs in H2O @ 900 ˚C = 0.4 µm

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) 2 @ µ+ c) 2 hrs in O2 @ 1200 ˚C = 0.5 µm total oxide thickness.

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Oxidation - Chapter 6Volume Mismatch in Si/SiO2 System; Recessed LOCOSRecessed LOCOS

2 2X volume expansion >

H2O@1000°C; Find time to get planar surface?

Example:

2.2X volume expansion -> 45%yox=ySi so yox=ySi/.45 ySi

Total oxide thickness to be grown: yox=ySi/0.45=ySi+0.5µm

ySi=0.41µmyox=0.91µm

yox ySi ySi µ

For H2O

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Time for dry oxidation would be unrealistically long

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Oxidation - Chapter 6

Thin Oxide Growth Models• A major problem with the Deal Grove model was recognized when it was

first proposed - it does not correctly model thin O2 growth kinetics.• Experimentally O2 oxides grow much faster for ≈ 20 nm than Deal Grove

predicts.

• MANY models have been suggested in the literature.

1. Reisman et. al. Model

xO = a t + t i( )b or xO = a t + x i⎛

⎝⎜

⎠⎟

1b

⎛ ⎜ ⎜

⎞ ⎟ ⎟

b

O i( ) o O a⎝

⎜ ⎠ ⎟

⎝ ⎜ ⎜

⎠ ⎟ ⎟

• Power law “fits the data” for all oxide thicknesses.• a and b are experimentally extracted parameters• a and b are experimentally extracted parameters.

• Physically - interface reaction controlled, volume expansion and viscous flow of SiO2 control growth.

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Oxidation - Chapter 6

Thin Oxide Growth Models2. Han and Helms Model

dxO

dt= B1

2xO + A1+ B2

2xO + A2 dt 2xO + A1 2xO + A2

• Second parallel reaction added - “fits the data” ” for all oxide thicknesses.• Three parameters (one of the A values is 0).

• Second process may be outdiffusion of OV and reaction at the gas/SiO2Second process may be outdiffusion of OV and reaction at the gas/SiO2interface.

3. Massoud et. al. Modeldx B x⎛ ⎞

dxO

dt= B

2xO + A+ Cexp −

xO

L⎛

⎝ ⎜

⎠ ⎟

• Second term added to Deal Grove model - higher dx/dt during initial growth.L ≈ 7 nm second term disappears for thicker oxides• L ≈ 7 nm, second term disappears for thicker oxides.

• Easy to implement along with the DG model, ∴ used in process simulators.• Data agrees with the Reisman, Han and Massoud models. (800˚C dry O2

model comparison below.)

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p )

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Oxidation - Chapter 6

Thin Oxide Growth Models

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Oxidation - Chapter 6

Additional Growth Considerations• Dependence on Pressure

– If Henry’s Law holds, the growth coefficients are dependent on the oxidant just inside the oxide at the gas/SiO2 interface.

– This is dependent upon gas pressure

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Oxidation - Chapter 6

Additional Growth Considerations• Dependence on Crystal Orientation

– Oxidation rates are faster on (111) silicon as compared to (100) silicon.

– Many current structures uses trench etching and growth.– The effect may be due to differences in the number of y

available bonds at the surface.

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Oxidation - Chapter 6

2D SiO2 Growth KineticsE h d Si RiEtched Si Ring

Si Substrate

a) • These effects were investigated in detail experimentally by Kao et. al. about 15 years ago.T i l i t l lt b l

Side Views Top Views

b)

• Typical experimental results below.

Polysilicon

c)

SiO2

Si

c)

d)

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Oxidation - Chapter 6

2D SiO2 Growth KineticsDifference in volume -> problems when expansion is restricted (SiO2 confined)restricted (SiO2 confined)

Experiments by Kao et al.:• Retardation at sharp corners (2X for 500 nm SiO2)• Retardation larger @ low T (no effect @ 1200 °C)Retardation larger @ low T (no effect @ 1200 C)• Interior (concave) corners oxidize slower than

exterior (convex) but both slower than flat Si

Reasons

Poly-Si for contrast

Reasons• Crystal orientation• Diffusion of oxidant through amorphous SiO2 is the

same -> no dependence on directionS ( l diff ) SiO d l• Stress (volume difference): SiO2 under large compressive stress -> affect both oxidant transport and reaction at the Si surface

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Oxidation - Chapter 6

Stress Effects• Several physical mechanisms seem to be

1.0

1.1

1200 ÞC

• Several physical mechanisms seem to be important:

• Crystal orientation • 2D oxidant diffusion

S

0 7

0.8

0.9

hick

ness

1100 ÞC

1000 ÞC

• Stress due to volume expansion• To model the stress effects, Kao et. al.

suggested modifying the Deal Grove parameters.

.

0.5

0.6

0.7

mal

ized

Oxi

de T

h

900 ÞC

800 ÞC

1100 ÞC

1000 ÞC900 ÞC

parameters.

⎟⎠⎞

⎜⎝⎛−⎟

⎠⎞

⎜⎝⎛−=

kTV

kTVkstressk TtRn

SSσσ expexp)(

( )( )⎞⎛ VP

0.2

0.3

0.4

Nor

m

Convex Radii

Concave Radii

900 ÞC ( )( )⎟⎠⎞

⎜⎝⎛−=

kTVPDstressD Dexp)(

( )( )⎟⎠⎞

⎜⎝⎛−=

VPCstressC Sexp)( **

0 1 2 3 4 5 6 7 8 1/r µm-1

0.11 µm 0.2 µm 0.125 µm

⎟⎠

⎜⎝ kT

p)(

where and are the normal and tangential stresses at the interface.

σ n σ t

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1/r µmVR, VT and VS are reaction volumes andare fitting parameters.

(Kao et.al)

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Oxidation - Chapter 6

Simulating StressI dditi th fl ti f th SiO d t b d ib d b t• In addition, the flow properties of the SiO2 need to be described by a stress dependent viscosity

η(stress ) = η(T) σ SVC / 2kT

sinh σ SVC / 2kT( )where is the shear stress in the oxide and VC is again a fitting parameter. σ S

Parameter Value SiOSi3N4

-0.2

-0.4

Parameter ValueVR 0.0125 nm3 VD 0.0065 nm3

VS, VT 0 VC 0.3 nm3 @ 850˚C

Silicon

SiO 2

0

0.2

0 4Mic

rons

VC 0.3 nm @ 850 C0.72 nm3 @ 1050˚C

η(T) - SiO2 3.13 x 1010 exp(2.19 eV/kT) poise η(T) - Si3N4 4.77 x 1010 exp(1.12 eV/kT) poise

0.4

0.6

0.8

M

• These models have been implemented in modern process simulators and allow them to predict shapes and stress levels for VLSI structures (above

Microns0 0.4 0.8-0.4-0.8

Microns0 0.4 0.8-0.4-0.8

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right).• ATHENA simulation: Left - no stress dependent parameters, Right –

including stress dependence.

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Oxidation - Chapter 6

Point Defect Based Models• The oxidation models we have considered to this point are macroscopic

models (diffusion coefficients, chemical reactions etc.).

Th i l t i ti i t

*O2

H O

Diffusion

V• There is also an atomistic picture

of oxidation that has emerged in recent years.

• Most of these ideas are driven by

*H2O

II

ythe volume expansion occurring during oxidation and the need for “free volume”.

Oxide Silicon

• In Chapter 3 we described internal oxidation in the following way when discussing SiO2 precipitates as gettering sites (p.141-2):

( ) stressISiOVOSi ISi ++↔+++ γβγ 22221 2

• Surface oxidation can be thought of in the same way.V i d t th f I t titi l t d d i t th

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• Vacancies drawn to the surface, Interstitials created and move into the bulk silicon (causing other effects?! OED and ORD)

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Oxidation - Chapter 6

Oxidation Enhanced/Retarded Diffusion• The connection between oxidation and other processes can then be

modeled as shown below. O2

G R

SurfaceRecombination

I

Inert Diffusion

OED

ons

0

0.5

Si 3N4SiO 2

Buried Dopant Marker Layer

Bulk Recombination *

OEDInert

Diffusion

I

Mic

ro

1.0

1.5

Microns0 1 2-1-2

Example - ATHENA simulation of OED.

• Oxidation injects interstitials to create “free volume” for the oxidation process. Oxidation can also consume vacancies for the same reason.

• These processes increase I concentrations and decrease V concentrations in nearby silicon regions.

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concentrations in nearby silicon regions.• Any process (diffusion etc) which occurs via I and V will be affected.

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Oxidation - Chapter 6

Substrate Doping Effects

NDopant P -> oxide growth by B/A not by B; especially @ low T about

5x fasterdue to dopant 2x faster

Concentration Enhanced Oxidation (CEO)

not by B; especially @ low T about 3-4X due to concentrations

Properties of oxide do not change for P but change for BP but change for B

Oxidation needs V for volume expansion so for dopant concentrations charged V

Low T

High Tconcentrations, charged V (V-, V= - N+-type; V+ - P+ -type) ->

B/A

Dopant segregation N+ > to SiCEO stronger for N+ than P+ (B/A grows, B does not)

Dopant segregation N+ -> to SiP+ -> SiO2

Interface changes during oxidation > growth rate changes

CEO for Boron changes B but not B/A due to incorporation in the oxide

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-> growth rate changes

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Oxidation - Chapter 6

Complete Process Simulation of Oxidation• Many of these models (and others in Chapter 6), have been implemented in

programs like SUPREM• Simulation of an advanced

.

0

0 4cron

s

isolation structure (the SWAMI process originally developed by Hewlett-Packard), using SSUPREM IV0.4

0.8

Mic SSUPREM IV.

• The structure prior to oxidation is on the top left. A 450 min H2O oxidation at 1000 ˚C is then

0

ns

performed which results in the structure on the top right. An experimental structure fabricated with a similar

0.4

0.8

Mic

ron fabricated with a similar

process flow is shown on the bottom right.

• The stress levels in the growing

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Microns1-1 0 SiO2 are shown at the end of

the oxidation on the bottom left.

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Oxidation - Chapter 6

Recessed LOCOS – ATHENA Simulation

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Oxidation - Chapter 6

Summary of Key Ideas• Thermal oxidation has been a key element of silicon technology since its

inception.

• Thermally, chemically, mechanically and electrically stable SiO2 layers on silicon distinguish silicon from other possible semiconductors.

• The basic growth kinetics of SiO2 on silicon are controlled by oxidant diffusion and Si/SiO2 interface chemical reaction.

• This simple Deal-Grove model has been extended to include 2D effects highThis simple Deal Grove model has been extended to include 2D effects, high dopant concentrations, mixed ambients and thin oxides.

• Oxidation can also have long range effects on dopant diffusion (OED or ORD) hi h d l d th h i t d f t i t tiORD) which are modeled through point defect interactions.

• Process simulators today include all these physical effects (and more) and are quite powerful in predicting oxidation geometry and properties.

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are quite powerful in predicting oxidation geometry and properties.