the action logics of environmental olivier boiral ... · leadership: a developmental perspective...
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The Action Logics of Environmental
Leadership: A Developmental Perspective
Olivier BoiralMario Cayer
Charles M. Baron
ABSTRACT. This article examines how the action
logics associated with the stages of consciousness devel-
opment of organizational leaders can influence the
meaning, which these leaders give to corporate greening
and their capacity to consider the specific complexities,
values, and demands of environmental issues. The article
explores how the seven principal action logics identified
by Rooke and Torbert (2005, Harvard Business Review
83(4), 66–76; Opportunist, Diplomat, Expert, Achiever,
Individualist, Strategist and Alchemist) can affect envi-
ronmental leadership. An examination of the strengths
and limitations of these action logics reveals the relevance
of the so-called post-conventional stages of consciousness
to the recognition and effective management of complex
environmental issues. Suggestions are also made for pro-
moting organizational contexts conducive to the devel-
opment of a post-conventional environmental leadership.
KEY WORDS: environmental leadership, consciousness
development, corporate greening, social and environ-
mental responsibilities, post-conventional stages
Introduction
The environmental challenges currently faced by
organizations call for the active involvement of
managers to adapt their strategies, management sys-
tems, and in-house practices to address ecological
concerns. More often than not, the scope and com-
plexity of these challenges require sweeping changes
that are not limited to a specialized environmental
service, but encompass all activities within the orga-
nization and imply widespread employee mobiliza-
tion. The emphasis on environmental leadership in
studies of the promotion of sustainable development
demonstrates the direct responsibility of management
in getting organizations attuned to the values and
ecological expectations of society (Anderson and
Bateman, 2000; Bansal, 2003; Cordano and Frieze,
2000; Flannery and May, 2000).
These studies of environmental leadership have
been focused mainly on the role of management
and the motives underlying their commitment,
including those related to ethical considerations.
Generally speaking, effective environmental leaders
are described as more aware of ecocentric values,
more attentive to stakeholders’ expectations, and
personally committed to organizational change
through various approaches, such as pollution pre-
vention, implementation of management systems like
ISO 14001, and heightened employee awareness
(Bansal and Roth, 2000; Delmas, 2001; Henriques
and Sadorsky, 1999; Sharma, 2000). The importance
of mobilizing individuals and developing a pro-
environmental vision are often emphasized as well.
Thus, environmental leadership, as defined by Egri
and Herman (2000, p. 2), is ‘‘the ability to influence
individuals and mobilize organizations to realize a
vision of long-term ecological sustainability.’’
Although the ecocentric characteristics of this vision
and the paradigm shifts involved have often been
highlighted, the personal capacities that are required
to alter the ways of thinking and acting within
organizations have remained largely unexplored.
These capacities depend not only on the acceptance
of ecocentric values and an ecological vision, but also
on the way managers themselves see, think, and act.
Paradoxically, few studies have attempted to
understand the action logics of managers and how
they can influence environmental leadership within
their organization. In general, environmental lead-
ership has been viewed as monolithic and homo-
geneous, as if all green managers spontaneously
shared the same values, the same worldview, and
Journal of Business Ethics (2009) 85:479–499 � Springer 2008DOI 10.1007/s10551-008-9784-2
the same way of managing environmental issues.
However, addressing these questions requires abili-
ties and a management style that may vary consid-
erably from one individual to the other. The
complexity of environmental issues, their interdis-
ciplinary and global nature, the surrounding societal
pressures, and the internal transformations they
necessitate all create the need for specific skills,
changes, and approaches for which managers may
be prepared to differing degrees (Boiral, 2006;
Fernandez et al., 2006; Sweet et al., 2003). Thus, in
addition to their personal ecological values, manag-
ers may have action logics that favor or, conversely,
limit their capacity to exhibit committed, efficient,
and adapted environmental leadership.
The purpose of this article is to analyze the action
logics underlying managers’ environmental leadership
from the standpoint of the stages of consciousness
development described by Cook-Greuter (1990,
1999, 2004) and Torbert (1987, 2004; Fisher and
Torbert, 1991; Rooke and Torbert, 1998, 2005).
These stages may be defined as ‘‘coherent systems of
meaning making [that shape] the way people know
and experience reality’’ (Cook-Greuter, 1999, p. 15).
Organized as increasingly complex, inclusive, and
differentiated worldviews, the stages of consciousness
development are associated with specific action logics
and management skills (Torbert, 2004). Among other
findings, research on their impacts on management
has revealed that managers who have reached more
advanced stages are more adept at recognizing and
managing complex organizational problems, as well as
mobilizing employees (Bushe and Gibbs, 1990; Fisher
and Torbert, 1991; Rooke and Torbert, 1998). Thus,
this analytical framework affords a broad under-
standing of how managers construe and respond to the
challenges they face, including environmental issues.
This article will attempt to shed new light on the
ways that different action logics influence how
managers give meaning to environmental challenges
and address them within organizations. This analyt-
ical framework makes it possible to examine differ-
ent ways of perceiving and managing environmental
issues, from the standpoint of the abilities and limi-
tations specific to each action logic. This analytical
approach also revisits the monolithic view of green
leaders – as contrasted with other managers – by
demonstrating the existence of diverse ways man-
agers may interpret and manage environmental
issues. Finally, this article raises wider questions
regarding the causes of environmental problems and
the conditions needed for managers to deal with
them effectively and comprehensively.
Toward those ends, we first review the leading
studies of the characteristics and ethical aspects of
environmental leadership. This analysis will serve to
highlight the oft-neglected importance of managers’
capacities, skills, and meaning systems in addressing
environmental issues. Second, the relevance of
developmental approaches to understanding manag-
ers’ capacities, how they construe ecological issues,
and the different forms of environmental leadership
will be examined. A description of these forms of
leadership based on the seven action logics described
by Rooke and Torbert (2005) will serve to demon-
strate how personal development stages of managers
can influence on how environmental concerns are
addressed. Methods of promoting the emergence of
post-conventional environmental leadership will also
be described. Finally, the conclusion will explore
different avenues of research on the complex con-
nections between the action logics of managers and
management of environmental issues.
Corporate greening through leadership
The environmental commitment of organizations has
often been linked to that of its leaders and managers,
considered the prime instigators of green initiatives
and environmental performance (Anderson and
Bateman, 2000; Bansal, 2003; Cordano and Frieze,
2000; Dechant and Alman, 1994). Thus, the envi-
ronmental concerns voiced by leaders and managers
usually seem to be both the driving force and the
indicators of the integration of such considerations
within organizations. Although the characteristics and
capacities of green leaders remain relatively unknown,
the presence of such leaders is viewed in many studies
as a prerequisite for promoting substantial environ-
mental initiatives within organizations (Egri and Frost,
1994; Egri and Herman, 2000; Fernandez et al., 2006;
Kerr, 2006; Shrivastava, 1995). For the most part, this
research has focused on the role of environmental
leadership and its motivations.
The role of environmental leadership in the
promotion of sustainable development mainly stems
from the powers and responsibilities of managers in
480 Olivier Boiral et al.
the process of organizational change. Thus, envi-
ronmental management is usually construed using a
top–down logic, in which a clear commitment from
senior management is the prime mover for change
(Anderson and Bateman, 2000; Branzei et al., 2004;
Crane, 2000; Winter, 1995). This top–down logic is
clearly evident in most environmental management
systems, especially the ISO 14001 standard. The first
measure recommended by this standard involves
senior managerial commitment by means of the
development of an environmental policy that meets
specific requirements (Standards Council of Canada,
2004). The standard also requires that managers
marshal the human, organizational, financial, and
technological resources needed to achieve environ-
mental objectives. Finally, managers must ensure
follow-up of environmental performance, periodic
reviews of the ISO 14001 system, and organizational
commitment to continuous improvement. The
emphasis on the managers’ driving role in the pro-
motion of environmental management practices
often results in the idealization of green leaders, who
are frequently considered as the charismatic leaders
behind the economic and environmental success of
their organizations. Thus, Ray Anderson, Interface
chairman and CEO, Anita Roddick, founder of
Body Shop, and Georg Winter, former CEO of
Ernst Winter & Sohn, are often cited as examples
of successful environmental leaders (Stubbs and
Cocklin, 2006; Fowler and Hope, 2007; Winter,
1995). This said, effective environmental leadership
is not limited solely to senior management. Indeed,
environmental initiatives are also dependant on
champions of environmental causes within organi-
zations who are capable of introducing a new vision,
initiating change, and mobilizing resources for their
cause (Anderson and Bateman, 2000; Branzei et al.,
2004). These champions of the environment play a
crucial role in identifying, structuring, and promot-
ing environmental issues within the organization and
particularly among senior management, who are in a
position to prioritize and act on selected issues.
The central role of managers’ commitment to
address environmental issues has led to many studies of
the nature and origins of their motivations to under-
take changes and promote initiatives. The most
frequently described motivations are the search for
social legitimacy, a response to stakeholder expecta-
tions, the identification of economic and strategic
opportunities, and the managers’ own values. Among
these, the search for social legitimacy appears to be one
of the main motivations for environmental initiatives,
often in response to external coercive or regulatory
pressures (Boiral, 2007; Christmann, 2004; Christ-
mann and Taylor, 2006; Hoffman, 1999; Rugman
and Verbeke, 1998). Similarly, addressing the expec-
tations of stakeholders requires managers to consider
and deal with the views of citizens, governments,
shareholders, environmental groups, and others
(Bansal and Roth, 2000; Delmas, 2001; Henriques
and Sadorsky, 1999). In order to effectively demon-
strate their commitment, organizations must be
proactive and anticipate emerging environmental
pressures, because seemingly passive reactions to
existing pressure may tarnish the corporate image
and give the impression of a lack of environmen-
tal leadership (Aragon-Correa, 1998; Sharma and
Vredenburg, 1998; Gonzalez-Benito and Gonzalez-
Benito, 2006). Environmental leadership may also be
motivated by the hope of gaining economic and
strategic benefits, such as higher productivity, reduced
material and energy costs, or an improved corporate
image (Christmann, 2000; Hart, 1995; Hawken et al.,
1999; Porter and van der Linde, 1995). Finally, the
managers’ own environmental values and ethics may
also play a determining role, especially when they are
in sync with the organizational culture and societal
expectations (Bansal, 2003; Bansal and Roth, 2000;
Sharma, 2000).
These previous studies of the roles of environ-
mental leadership and the determinants of managerial
commitment to environment issues have provided a
better understanding of the causes and consequences
of the attention that organizations devote to these
issues. However, in most cases, these studies reflect
classical managerial approaches to improving social
legitimacy, taking stakeholders into account,
responding to opportunities and external threats,
giving importance to values, and so on. Moreover,
these approaches tend to impart a relatively instru-
mental and impersonal vision of environmental
management. Indeed, less emphasis is placed on
understanding the meaning of environmental action
to managers, than on replicating management models
that support the dominant economic rationale (Crane,
2000). Consequently, managers appear to be sub-
jected to this economic instrumental rationality.
Thus, in most studies, environmental leadership does
The Action Logics of Environmental Leadership 481
not seem to require specific qualities, skills or action
logics. That said, a few studies emphasize the existence
of differences among environmental leaders and green
companies, especially in terms of their values (Shriv-
astava, 1994; Egri and Herman, 2000). These specific
differences are usually associated with the general
adhesion to a new environmental paradigm differing
from the dominant socio-economic paradigm.
The values of environmental leadership
The core values of environmental leaders are often
assumed to be derived from a new ecological para-
digm, one that brings changes to the frame of refer-
ence and practices of managers. This new ecological
paradigm (NEP) is generally at odds with the domi-
nant social paradigm (DSP), characterized by confi-
dence in the virtues of economic growth, free
enterprise, and technological progress (Catton and
Dunlap, 1980; Egri and Herman, 2000; Shafer, 2006).
The characteristics of this dominant paradigm closely
mirror the concept of the cowboy economy proposed
by Boulding (1969) in his criticism of the blind pursuit
of progress and economic growth without consider-
ation for the limits of natural resources. In general, the
theory and practice of management are aligned with
this DSP insofar as they are centered primarily on
improved economic performance, the search for
innovation, and the satisfaction of human needs
regardless of ecological limits (Gladwin et al., 1995;
Shrivastava, 1995). Paradoxically, most approaches to
environmental management and leadership also rep-
licate this DSP, as evidenced by the emphasis placed in
the literature on the economic benefits that may result
from environmental actions taken by organizations
(Hart, 1995; Porter and van der Linde, 1995).
According to Crane (2000), environmental leadership
could even be characterized by a process of amoral-
ization and loss of meaning caused by the predomi-
nance of an economic rationality in the statements
made by management and in the environmental
management systems that are implemented. Conse-
quently, environmental questions are rarely consid-
ered in relation to moral and ecological issues; rather,
attention is given to their economic, strategic, and
technical implications.
In contrast to the DSP, the NEP is based on
values that reflect major environmental concerns and
that challenge confidence in economic progress
(Egri and Herman, 2000; Shafer, 2006). The values
characterizing the NEP have been examined using
various measurement scales, based for the most part
on the scale developed by Dunlap and Van Lierre
(1978). These scales are primarily concerned with
ecosystem equilibrium, limitations to growth, and
the relationship with nature (see Table I).
Several studies using this type of instrument have
illustrated the roles played by these two paradigms in
how organizations take environmental issues into
account. The predominance of the NEP in personal
value systems has been associated with the promotion
of ecological values in organizations, support for mea-
sures that further management accountability, the
emergence of champions of the environment, and
concerns for global warming (Anderson and Bateman,
2000; Dispensa and Brulle, 2003; Ebreo et al., 1999;
Shafer, 2006). More generally, many studies have
stressed the importance of management’s adopting a
more ecocentric vision characterized by openness to
major environmental issues, the promotion of sustain-
able development, and a reconsideration of the domi-
nant anthropocentric perspective (Gladwin et al.,
1995; Purser et al., 1995; Shrivastava, 1995).
Although this ecocentric perspective can shed
some light on the general values that may be asso-
ciated with an environmental ethic and its impor-
tance to management, it remains too nonspecific to
really elucidate the modes of thought and action of
environmental leaders. First, the contrasts made
between the NEP and the DSP, or between eco-
centric and anthropocentric perspectives, are quite
arbitrary and fail to account for all types of envi-
ronmental behavior. As several studies have shown,
the pursuit of profits and the promotion of new
technologies are not necessarily incompatible with
the development of environmental initiatives by
management (Christmann, 2000; Hawken et al.,
1999; Porter and van der Linde, 1995). In order to
coexist, the concern for profits of the first paradigm
(DSP) must be transcended and integrated into the
second (NEP). Thus, adherence to the NEP is nei-
ther essential to organizational environmental
actions, nor does such adherence necessarily lead to
concrete propositions to help management handle
environmental issues better. As suggested in some
studies, statements on environmental values and
sustainable development may even be a politically
482 Olivier Boiral et al.
correct facade or smokescreen behind which the
status quo can be maintained (Boiral, 2007; Crane,
2000; Harris and Crane, 2002; Howard-Grenville,
2006; Springett, 2003). Second, comparisons
between the DSP and the NEP are based on an
analytical framework of environmental values
established some 30 years ago (Dunlap and Van
Lierre, 1978), which is not anchored in the real,
current experiences of managers. Thus, these para-
digms cannot easily account for the complexity of
environmental issues faced by organizations, the
diversity of approaches used to contend with them,
or the concrete concerns of management. Clearly,
for managers to effectively address environmental
issues, certain personal qualities and skills are
required, including the ability to transform their
ways of thinking and acting within the organization.
These qualities cannot be reduced to a single model
or to predefined ecological values.
The capabilities of environmental leadership
Just as research on the values associated with envi-
ronmental leadership has thus far been somewhat
limited and incomplete, the capabilities required
for such leadership remain equally unexplored
(Fernandez et al., 2006; Sweet et al., 2003). Never-
theless, some general characteristics that favor envi-
ronmental leadership can be defined. Aside from
sharing common values or values compatible with the
NEP, managers must be able to: (i) deal with the
complexity of environmental issues; (ii) integrate
seemingly contradictory outlooks; (iii) understand
and address the expectations of a wide range of players;
and (iv) profoundly change organizational practices.
First, the integration of environmental concerns
in daily management calls for a systemic, complex,
and inclusive worldview. Environmental challenges
are interdisciplinary and characterized by the com-
plex interactions among a diverse array of regulatory,
technological, human, social, ethical, and political
factors (Bansal, 2003; Gladwin et al., 1995; Purser
et al., 1995). In fact, responsible environmental
management implies taking these interdependent
issues into account and thus cannot rely on any one
discipline or specialization, but rather requires a
combination of many skill and knowledge sets. The
concept of sustainable development itself is based on
the interdependence of environmental, economic,
and social issues and the consequent search for
balance among them (Henriques and Richardson,
2004; Marrewijk, 2003; Springett, 2003). Promoting
this concept within organizations thus entails specific
TABLE I
Comparison of DSP and NEP (according to Dunlap and Van Lierre, 1978; Shafer, 2006)
Dominant Social Paradigm (DSP) New Ecological Paradigm (NEP)
Humans have the right to modify the natural envi-
ronment to suit their needs
We are approaching the limit of the number of people
the earth can support
Humans were created to rule over the rest of nature The balance of nature is very delicate and easy to upset
Plants and animals exist primarily to be used by
humans
When humans interfere with nature it often produces
disastrous results
Human ingenuity will insure that we do not make
the earth unlivable
To maintain a healthy economy we will have to develop
a ‘‘steady-state’’ economy where industrial growth is
controlled
The earth has plenty of natural resources if we just
learn how to develop them
Humans must live in harmony with nature in order to
survive
The balance of nature is strong enough to cope with
the impacts of modern industrial nations
The earth is like a spaceship with only limited room and
resources
The so-called ‘‘ecological crisis’’ facing humankind has
been greatly exaggerated
There are limits to growth beyond which our industrial
society cannot expand
Humans will eventually learn enough about how
nature works to be able to control it
Plants and animals have as much right as humans to exist
The Action Logics of Environmental Leadership 483
and varied measures that involve not only ecological
questions, but also questions of corporate responsi-
bility, the promotion of ethical investments,
community involvement, and improved working
conditions, among others (Marrewijk, 2004;
Marrewijk and Werre, 2003). The concept of sus-
tainable development may in fact be addressed at
different levels of complexity and from different
perspectives, depending on the extent of organiza-
tional openness (Marrewijk, 2003). The complexity
of environmental issues is further reinforced by the
surrounding uncertainties and ambiguities, especially
those related to scientific and technical aspects, due
to ongoing debates about the toxicity of certain
products, the consequences of global warming, the
questionable efficiency of certain technologies, and
so on (Boiral, 2006). Furthermore, to be effective in
addressing environmental issues, managers must be
able to tolerate the additional uncertainty stemming
from external pressures, such as pending regulations
and public policies, stakeholders’ attitudes, or public
reaction to industrial investments.
The ability or inability of managers to integrate
apparently conflicting or contradictory viewpoints is
in part the result of the complexity of the environ-
mental issues themselves. These issues are often bound
up with economic, social, and political problems and
consequently require negotiation, compromise, and
the ability to manage paradoxes and conflicts. For
example, because environmental and economic goals
may at times seem incompatible – an impression
reinforced by comparisons of the DSP and the NEP –
effective green managers must go beyond this type of
opposition by proposing integrative viewpoints and
solutions. A number of approaches – pollution pre-
vention, industrial ecology, showcasing ecological
actions – can help to reconcile economic and envi-
ronmental concerns (Boiral, 2006; Christmann, 2000;
Hart, 1995; Shrivastava, 1995). These approaches
require that organizational compartmentalization be
set aside in favor of an interdisciplinary approach
involving specialists from various departments
including production, marketing, and purchasing. In
order to take into account different ways of thinking
and acting, managers have to be open, flexible, and
capable of dealing with the conflicts that may result
from defending narrow viewpoints or particular
interests. The same applies to manage relations with
diverse stakeholders, who may have positions, view-
points, and interests that are difficult to reconcile
(Bansal and Roth, 2000; Henriques and Sadorsky,
1999). Thus, managers must understand the expec-
tations of governments, environmental groups, and
citizens, and find the middle ground between those
expectations and organizational activities. Reaching
such compromises implies having the interpersonal
skills needed to: (i) explain the corporate point of
view; (ii) take stakeholders’ views into consideration
in implementing environmental policies; and (iii)
promote a cooperative – rather than a confrontational
– approach. It also implies a great capacity for empathy
and consideration of the emotional aspects that are
often overlooked in environmental leadership (Crane,
2000).
Finally, addressing environmental issues presumes
that managers develop the ability to manage change
and mobilize employees. On the one hand, environ-
mental management is marked by continuous change
related to mounting pressure from ecologists, scien-
tific advances, the emergence of new standards,
environmental incidents, and so on. These changes
require that managers have a well-developed capacity
to anticipate and adapt, in order to be prepared for the
emergence of new trends, constraints, and opportu-
nities (Boiral, 2006; Sharma, 2000; Sharma and
Vredenburg, 1998). On the other hand, the integra-
tion of environmental concerns into daily manage-
ment involves global and cross-departmental change
within the organization through questioning pro-
duction practices, installing less energy-consuming
equipment, introducing more environmentally
friendly products, implementing new work proce-
dures, among other measures. For example, pollution
prevention requires wide-ranging changes in work
habits and operations at the source of contaminant
discharges (Boiral, 2005; Hart, 1995; Ruiz-Quinta-
nilla et al., 1996). These changes are not limited to the
environmental service alone, but involve all of the
organization’s activities and divisions. They also
require the development of specific skills and group
learning of new ways of doing things that are likely to
improve organizational productivity and competi-
tiveness (Hart, 1995). More generally, environmental
leadership implies the mobilization of all employees,
in particular those whose daily work may have a sig-
nificant impact on the natural environment (Bansal,
2003; Boiral, 2005; Ruiz-Quintanilla et al., 1996).
This mobilization is needed to: (i) inventory sources of
484 Olivier Boiral et al.
pollution; (ii) make use of technical and tacit
environmental knowledge; and (iii) change specific
behaviors. It is also needed to gather suggestions to
help in improve practices and prevent the occurrence
of incidents or environmental crises. The contribution
of this participative approach to the improvement of
environmental performance has been demonstrated in
a number of studies (Boiral, 2005; Ruiz-Quintanilla
et al., 1996). Yet, this approach presupposes effective
leadership from managers to promote environmental
values and the transformation of in-house practices.
These various capacities go beyond mere support
for predefined values and environmental manage-
ment practices; above all, they depend on the action
logics of managers, their systemic viewpoints and
their ability to integrate the complexity of envi-
ronmental problems. These observations lead us to
hypothesize a close relationship between the way
managers address environmental issues and their
stages of consciousness development, which we will
explore in the next section. By analyzing this rela-
tionship from the perspective of developmental
studies, we hope to develop a better understanding
of the worldviews, action logics, and personal
capacities that may influence the form and efficacy of
the environmental leadership exhibited by managers.
Developmental approaches to leadership
In contrast to traditional approaches to leadership,
which are largely focused on interpersonal skills and the
ability to mobilize others, developmental approaches
concentrate on the stages of consciousness develop-
ment achieved by managers. As indicated earlier, these
stages determine not only how managers see them-
selves, others, and the world, but also the action logics
and skills they habitually use (Torbert, 2004).
According to McCauley et al. (2006), the so-called
constructive-developmental theories – including the
managers’ action logics analyzed by Torbert – share
certain basic propositions:
– Reality is constructed by individuals.
– It is possible to identify different levels of con-
sciousness, development, and construction of
reality.
– Each level of development includes the preced-
ing levels, but is not necessarily better.
– Generally, individuals progress toward more
advanced levels.
– This progression is characterized by a more
comprehensive and complex understanding of
problems.
– Development from one stage to the next is dri-
ven by the need to surpass one’s personal limita-
tions and understand reality from an increasingly
broad and complex perspective.
– Stages of consciousness development affect what
individuals can become aware of, the way they
construe reality and the way they act.
These basic propositions are also central to
Kohlberg’s (1969) moral development theory, which
is often used in research on business ethics (Forte,
2004; Guerette, 1986; McCauley et al., 2006; Teal
and Carroll, 1999). Although these approaches to
consciousness development are based on relatively
similar typologies, they are not limited to the moral
aspects of development, but extend to different
dimensions such as worldviews, action logics,
meaning-making systems, personal capacities, and so
on. These dimensions offer a broader conceptual and
interpretative framework for analyzing the human,
organizational, and systemic aspects of how manag-
ers address environmental issues. The approach to
stages of consciousness development formulated by
Loevinger (1976; Loevinger and Wessler, 1970) and
subsequently taken up by Cook-Greuter (1990,
1999, 2004) and by Torbert and collaborators (1987,
1991, 2004; Fisher and Torbert, 1991; Rooke and
Torbert, 1998, 2005) appears to be the best docu-
mented empirical and one of the most studied in
management. Working in tandem with Torbert’s
group, Cook-Greuter (1994, 1999, 2000) was able
to improve the instruments used to measure the later
stages of consciousness development identified by
Loevinger, as well as our understanding of them. In
contrast, the theory of value systems made popular
by Beck and Cowan (1996) has not been subject to
large-scale empirical validation or validation specific
to the field of management.
As is the case with Kohlberg’s (1969) theory of
moral development, the work of Cook-Greuter and
that of Torbert subdivides the stages of consciousness
development into three levels categorized as pre-
conventional, conventional, and post-conventional.
The pre-conventional stages are generally associated
The Action Logics of Environmental Leadership 485
with impulsive and opportunist thinking, and with
behavior characterized by a low level of psycho-
logical maturity. The conventional stages are marked
by the integration of the dominant social conven-
tions and the search for efficacy within a framework
of established social norms. Finally, the post-con-
ventional stages are characterized by a reappraisal of
accepted conventions, a better understanding of
the complexity and interdependence of problems,
and an interest in both individual and societal
transformation.
Although relatively few in-depth studies have
been conducted on managerial applications of these
models, the post-conventional stages in managers are
associated with a style of leadership that is more
effective, more respectful of different points of view,
and more likely to promote individual, organiza-
tional, and social transformation through a collabo-
rative learning process (Cayer and Baron, 2006;
Rooke and Torbert, 2005; Young, 2002). Some
studies have also established a connection between
post-conventional stages and transformational lead-
ership characterized by the ability to mobilize indi-
viduals by means of a vision, patterns of behavior,
and ethical values that are viewed as ideals to achieve
(Cayer and Baron, 2006; Young, 2002; McCauley
et al., 2006). Nonetheless, the leading studies of
managerial applications of developmental approaches
have focused on analyzing action logics associated
with stages of consciousness development. These
studies by Torbert and his associates (Fisher and
Torbert, 1991; Rooke and Torbert, 1998, 2005;
Torbert, 1987, 1991, 2004) have documented the
impact of the stages of consciousness attained by
managers on various aspects of management and
leadership, including management styles, managerial
performance, ways of construing problems, and
relationships with subordinates. The framework used
by Torbert links the seven most frequent stages of
consciousness observed in managers – Opportunist,
Diplomat, Expert, Achiever, Individualist, Strategist
and Alchemist – with the dominant action logics that
influence various managerial capacities. As used in
this article, the concept of action logic is thus seen as
the managerial manifestation of the stage of con-
sciousness development.
The Opportunist action logic corresponds to a pre-
conventional stage and accounts for about 5% of the
group of managers studied by Rooke and Torbert
(2005). For the most part, Opportunists seek personal
gain through manipulative conduct and conflictual
relationships resulting from non-compliance with
established norms.
The next three stages correspond to the conven-
tional level of consciousness achieved by about 80%
of managers according to Rooke and Torbert
(2005). Diplomats are characterized by conforming
to the expectations of those around them, conflict-
avoidance, and their search for social approval.
Experts basically exert their influence through their
specific skills, attention paid to formal information,
and a rational way of thinking that is often closed to
other forms of reasoning. Achievers appear con-
cerned primarily with the pursuit of well-defined
objectives, the efficient integration of the demands
of many organizational functions, and reaching a
position in which they feel in control of events.
Finally, the last three stages correspond to a post-
conventional level of consciousness and are attained
by about 15% of managers according to Rooke and
Torbert (2005). Individualists have a more flexible and
systemic way of thinking that recognizes diverse and
relative viewpoints and that finds expression in crea-
tive initiatives that go beyond established frameworks.
Strategists evince more concern for long-term col-
lective development and apply themselves to support
individual and organizational transformation toward
this end. Finally, Alchemists can be distinguished by
their acute awareness of the limitations and paradoxes
inherent in procedures and conventions, by their
alignment with higher values, and by their involve-
ment in organizational, social, and humanitarian
development (Cook-Greuter, 2000).
Progression through these action logics is mani-
fested as a broadening of the range of concerns and
the development of new capacities to manage
complex issues that go beyond the immediate
interests of the organization or the individual
through personal transformation and changes to
established norms. These capacities, exhibited espe-
cially by post-conventional managers, seem partic-
ularly suited to the demands of environmental
leadership, including the complexity of environ-
mental issues, the need to integrate different view-
points and approaches, and the importance of
individual environmental mobilization. However,
the relationship between the stages of consciousness
development and how environmental issues are
486 Olivier Boiral et al.
addressed remains largely unexplored. Although the
developmental approach described here is centered
on personal transformation and increasing openness
to broader issues that transcend one’s own imme-
diate interests, thus far it has adopted an anthropo-
centric perspective, neglecting the relationship
between humans and the natural environment. The
absence of environmental concerns in the evaluation
and interpretation of developmental stages is due in
part to the use or adaptation of measurement
instruments developed during an era when ecolog-
ical issues were less salient. However, because
environmental concerns define humans in relation to
a much broader context, entail individual and col-
lective change, and are subject to multiple inter-
pretations, it is reasonable to surmise that the ways
managers construe environmental concerns should
be linked to their personal stages of development.
Although, to the best of our knowledge, these
connections remain unexplored, a few studies have
described the relationship between the development
of an individual’s value system and their concern for
the environment. Kohlberg’s (1969) model has been
used to analyze environmental perceptions and reac-
tions to pressure from ecologists. In general, post-
conventional ethics levels appear to be associated with
a much broader concept of environmental concerns
and the implementation of proactive policies within
organizations (Guerette, 1986). Marrewijk and Werre
(2003) have also shown the connection between
Graves’ values scale and different types of corporate
policies on sustainable development. This analytical
framework makes it possible to reconsider the domi-
nant vision of sustainable development as homoge-
neous and unchanging (Marrewijk, 2003, 2004) and
to differentiate various levels of integration of envi-
ronmental issues, varying from reactions to external
pressures to more holistic approaches. It also serves to
highlight the existence of different levels of environ-
mental concerns and to analyze them using a frame-
work of values that can be applied to individuals,
organizations, and societies. However, this frame-
work and its application within organizations have not
been explored by in-depth empirical studies. Most
research using this type of approach has been restricted
to the analysis of general values, which does not allow
any existing links between environmental leadership
and the capacities associated with different action
logics to be examined.
The implications of action logics for
environmental management
Given their application to organizations and valida-
tion by many empirical studies, the action logics
identified by Rooke and Torbert (2005) offer a par-
ticularly relevant analytical framework for the exam-
ination of the approaches to environmental leadership
that may correspond to the main stages of con-
sciousness development. Table II summarizes each
action logic in terms of its prevalence among managers
according to the observations of Rooke and Torbert
(2005), possible implications for environmental lead-
ership, and their strengths and limitations. The analysis
of these implications is based on the characteristics, the
capacities, and the limits associated with each action
logic according to empirical observation. These
implications are neither systemic nor predefined;
rather, they reflect a system of meanings and capacities
that enable, to a greater or lesser extent, understanding
and management of the complexity of environmental
issues.
The Opportunist action logic is clearly the least
favorable for the emergence of environmental lead-
ership. Indeed, the predominance of egocentric
and confrontational tendencies seems diametrically
opposed to openness toward environmental issues,
which are by their very nature wide-ranging,
demanding the ability to listen to stakeholders and a
collaborative rather than confrontational logic. The
search for individual gain and opportunities to exploit
also favors the pursuit of immediate economic inter-
ests and the view that environmental issues are con-
straints to avoid or fight against. Opposition to and
lobbying against certain environmental issues and the
accompanying social pressures may also be encour-
aged by Opportunist logic, which is apparently,
a priori, more in line with DSP rather than NEP
values. However, Opportunist logic is not necessarily
incompatible with taking environmental issues into
account within organizations. Since the beginning of
the 1990s, environmental issues have generally been
viewed as economic opportunities, and many studies
have shown that environmental commitment is often
linked to strong general performance by organizations
– and thus by their managers (Hart, 1995; Hawken
et al., 1999; Porter and van der Linde, 1995). Then
again, environmental action can contribute to
improve the image of management, bolster their
The Action Logics of Environmental Leadership 487
TA
BLE
II
The
seven
action
logic
sof
envir
onm
enta
lle
ader
ship
Act
ion
logic
,fr
equen
cy,
and
worl
dvie
wac
cord
ing
to
Rooke
and
Torb
ert
(2005)
Poss
ible
implica
tions
for
envir
onm
enta
l
lead
ersh
ip
Str
ength
sLim
itat
ions
Opport
unist
(5%
of
man
ager
s)
Little
sensitivity
toen
vir
onm
enta
lissu
es
exce
pt
when
they
repre
sent
ath
reat
or
fore
-
seea
ble
gai
nfo
rth
em
anag
er;
resist
ance
to
pre
ssure
from
stak
ehold
ers,
who
are
vie
wed
asdet
rim
enta
lto
econom
icin
tere
sts;
visio
nof
the
envir
onm
ent
asa
collec
tion
of
reso
urc
es
toex
plo
it(D
SP);
spora
dic
and
short
-ter
m
mea
sure
s
May
seiz
ece
rtai
nen
vir
onm
enta
lopport
uni-
ties
or
reac
tquic
kly
ina
crisis;
super
fici
al
actions
may
be
show
case
din
opport
unistica
lly
Purs
uit
of
indiv
idual
inte
rest
s
without
regar
dfo
ren
vir
on-
men
tal
impac
ts;
com
pre
hen
-
sion
of
envir
onm
enta
lissu
es
lim
ited
toim
med
iate
ben
efits
or
const
rain
ts
Dip
lom
at
(12%
of
man
ager
s)
Support
sen
vir
onm
enta
lques
tions
due
to
conce
rnfo
rap
pea
rance
sor
tofo
llow
atr
end
ines
tablish
edso
cial
conven
tions;
conce
rned
with
sooth
ing
tensions
rela
ted
toen
vir
on-
men
tal
issu
esw
ithin
the
org
aniz
atio
nan
din
rela
tions
with
stak
ehold
ers
Rea
ctiv
eat
titu
de
with
resp
ect
toen
vir
on-
men
tal
pre
ssure
s;co
nsider
atio
nof
regula
tory
const
rain
tsan
dth
eim
pac
ton
the
org
aniz
a-
tional
imag
e
Super
fici
alco
nfo
rmit
yto
exte
rnal
pre
ssure
s;ab
sence
of
real
reap
pra
isal
of
how
thin
gs
are
done,
stat
emen
tsoften
contr
adic
tac
tions
Exper
t
(38%
of
man
ager
s)
Consider
sen
vir
onm
enta
lissu
esfr
om
ate
ch-
nic
al,
spec
ialize
dper
spec
tive;
rein
forc
emen
t
of
exper
tise
of
envir
onm
enta
lse
rvic
es;
seek
s
scie
ntific
cert
itude
bef
ore
acting;
pre
fere
nce
for
pro
ven
tech
nic
alap
pro
aches
Dev
elopm
ent
of
envir
onm
enta
lknow
ledge
within
the
org
aniz
atio
n;
imple
men
tation
of
envir
onm
enta
lte
chnolo
gie
s
Lim
ited
visio
nan
dla
ckof
inte
gra
tion
of
envir
onm
enta
l
issu
es;
den
ial
of
cert
ain
pro
b-
lem
s;has
difficu
lty
with
collab
ora
tion
Ach
iever
(30%
of
man
ager
s)
Inte
gra
tion
of
envir
onm
enta
lissu
esin
to
org
aniz
atio
nal
obje
ctiv
esan
dpro
cedure
s;
dev
elopm
ent
of
envir
onm
enta
lco
mm
itte
es
inte
gra
ting
diffe
rent
serv
ices
;re
sponse
to
mar
ket
conce
rns
with
resp
ect
toec
olo
gic
al
issu
es;
conce
rnfo
rim
pro
vin
gper
form
ance
Effi
cien
tim
ple
men
tation
of
ISO
14001
type
man
agem
ent
syst
ems;
follow
-up
of
envir
on-
men
tal
per
form
ance
;m
ore
wid
espre
adem
-
plo
yee
involv
emen
t;pra
gm
atism
Difficu
ltques
tionin
gm
an-
agem
ent
syst
ems
inpla
ce;
conven
tional
envir
onm
enta
l
goal
san
dm
easu
rem
ents
;la
ck
of
critic
aldet
achm
ent
with
resp
ect
toco
nven
tions
Indiv
idual
ist
(10%
of
man
ager
s)
Incl
ined
todev
elop
ori
gin
alan
dcr
eative
envir
onm
enta
lso
lutions,
toques
tion
pre
-
conce
ived
notions;
dev
elopm
ent
of
apar
tic-
ipat
ive
appro
ach
requir
ing
gre
ater
emplo
yee
involv
emen
t;m
ore
syst
emic
and
bro
ader
vi-
sion
of
issu
es(N
EP)
Act
ive
consider
atio
nof
the
idea
san
dsu
g-
ges
tions
of
div
erse
stak
ehold
ers;
per
sonal
com
mitm
ent
ofth
em
anag
er;
more
com
ple
x,
syst
emic
and
inte
gra
ted
appro
ach
Discu
ssio
ns
that
may
som
e-
tim
esse
emlo
ng
and
unpro
-
duct
ive;
idea
lism
that
may
lack
pra
gm
atism
,use
less
ques
tionin
gof
issu
es;
poss
ible
conflic
tw
ith
Exper
tsan
d
Ach
iever
s
488 Olivier Boiral et al.
TA
BLE
II
continued
Act
ion
logic
,fr
equen
cy,
and
worl
dvie
wac
cord
ing
to
Rooke
and
Torb
ert
(2005)
Poss
ible
implica
tions
for
envir
onm
enta
l
lead
ersh
ip
Str
ength
sLim
itat
ions
Str
ateg
ist
(4%
of
man
ager
s)In
clin
edto
pro
pose
apro
-envir
onm
enta
l
visio
nan
dcu
lture
for
the
org
aniz
atio
n,
more
in-d
epth
tran
sform
atio
nof
in-h
ouse
hab
its
and
val
ues
;dev
elopm
ent
of
am
ore
pro
active
appro
ach
conduci
ve
toan
tici
pat
ing
long-
term
tren
ds;
mar
ked
inte
rest
for
glo
bal
envi-
ronm
enta
lissu
es;
inte
gra
tion
of
econom
ic,
soci
alan
den
vir
onm
enta
las
pec
ts
Chan
ges
inval
ues
and
pra
ctic
es;
har
moniz
a-
tion
of
the
org
aniz
atio
nw
ith
soci
alex
pec
ta-
tions;
real
inte
gra
tion
of
the
pri
nci
ple
sof
sust
ainab
ledev
elopm
ent;
long-t
erm
per
spec
tive
Appro
ach
that
may
seem
dif-
ficu
ltto
gra
span
dim
pra
ctic
al;
risk
of
disco
nnec
tw
ith
pre
s-
sure
sto
pro
duce
short
-ter
m
pro
fits
;sc
arci
tyof
Str
ateg
ists
Alc
hem
ist
(1%
of
man
ager
s)R
e-ce
nte
ring
of
the
org
aniz
atio
n’s
mission
and
voca
tion
with
regar
dto
soci
alan
den
vi-
ronm
enta
lre
sponsibilitie
s;ac
tivist
man
ager
ial
com
mitm
ent;
involv
emen
tin
var
ious
org
a-
niz
atio
ns
and
even
tspro
moting
har
monio
us
soci
etal
dev
elopm
ent;
support
for
glo
bal
hum
anitar
ian
cause
s
Act
ive
involv
emen
tin
the
com
pre
hen
sive
tran
sform
atio
nof
the
org
aniz
atio
nan
dso
ci-
ety;
conce
rnfo
rau
then
tici
ty,
truth
and
tran
spar
ency
;co
mple
xan
din
tegra
ted
visio
n
Risk
of
scat
teri
ng
man
ager
ial
and
org
aniz
atio
nal
effo
rts,
to
the
ben
efit
of
the
com
mon
good;
losing
touch
the
pri
-
mar
yvoca
tion
of
the
org
ani-
zation;
extr
eme
rari
tyof
Alc
hem
ists
The Action Logics of Environmental Leadership 489
prestige and power within and outside the organiza-
tion. In this context, environmental action may be
seen as an opportunity to seize, quite apart from their
ecological benefits.
Managers who exhibit the Diplomat action logic
seem slightly better prepared to address environ-
mental issues. Indeed, conformity with social norms,
a desire for consensus, and conflict avoidance may
lead to greater openness toward the environmental
concerns raised by others. Such concerns have
become the current dominant social norms, which
are thus difficult to oppose openly. Moreover,
avoiding conflict and trying to conform may even-
tually lead to better responses to stakeholder pres-
sures and regulatory restrictions. However, the
Diplomat profile is generally ill-equipped to manage
change effectively and tends to favor maintenance of
the status quo (Cook-Greuter, 2004; Rooke and
Torbert, 2005). In this context, it is very unlikely
that any consideration of environmental issues will
lead to a serious questioning of practices having an
impact on the environment. The response of the
Diplomat to environmental issues might well be
symbolic, ceremonial, and superficial, serving to
keep up appearances and project a semblance of
conformity with social expectations. Indeed, many
managers adopt new practices and concepts in re-
sponse to a need for acceptance and social legitimacy
rather than to improve performance (Bansal, 2003;
Hoffman, 1999; Rugman and Verbeke, 1998).
Several studies have shown that incorporation of the
ISO 14001 environmental management system or
the concept of sustainable development is often done
superficially, in order to improve the organizational
image and create a semblance of compliance with
external social pressures, but failing to lead to any
real change within the organization (Boiral, 2007;
Christmann and Taylor, 2006). This logic of sym-
bolic conformity, superficial consensus, and the sta-
tus quo is very revealing of the Diplomat action logic
and its unintended consequences.
Expert managers show more professionalism and
rigor than Diplomats in dealing with problems and
interpersonal relations. By emphasizing formal
knowledge, details, and the use of reliable informa-
tion, Experts are well-adapted to manage the technical
aspects of environmental management, such as
implementation of pollution control technologies,
conducting impact studies, measuring environmental
performance, and analysis of regulatory restrictions.
For a long time, these types of specific, technical
elements were the principal environmental measures
undertaken by organizations. Until recently, envi-
ronmental management within industrial corpora-
tions consisted of installing pollution control systems
downstream of production processes to respond to
specific regulatory constraints (Boiral, 2005; Hart,
1995). This palliative logic requires the development
of specialized expertise in the design, installation,
proper operation, and measurement of system effi-
cacy. Expert managers, who often work in technical
and engineering positions or businesses, are well
prepared, a priori, for this type of palliative approach.
However, the promotion of preventive policies aimed
at reducing pollution at the source requires a more
comprehensive and complex approach, as well as
greater employee collaboration (Boiral, 2005; Hart,
1995; Ruiz-Quintanilla et al., 1996). As they tend to
impose their viewpoint, ignore other opinions, and
avoid collaborative processes, Experts may well have
difficulties implementing preventive approaches that
require interdisciplinary teamwork and greater
employee involvement. The same applies to manage
relations with stakeholders who expect different
points of view to be listened to and considered
(Henriques and Sadorsky, 1999; Sharma, 2000;
Sharma and Vredenburg, 1998). Moreover, in their
search for certitude and technical expertise, Expert
managers may ignore the precautionary principle
when addressing environmental issues. According to
this principle, which has been adopted in numerous
countries, especially in Europe, a lack of scientific
certitude should not be used as a reason to postpone
measures likely to prevent serious and irreversible
damage to the environment (Immordino, 2003).
Generally speaking, the Expert action logic is not well
suited for managing the uncertainty of environmental
questions and their systemic, interdisciplinary, com-
plex, and multi-player character.
Achievers seem better prepared to face these
multidimensional challenges. These managers are
more adept at teamwork and encouraging collabo-
ration between different departments to improve
organizational efficacy (Rooke and Torbert, 2005).
In addition, Achiever action logic is centered on goal
attainment and continuous performance improve-
ment. This action logic is a good reflection of basic
management principles as taught in management
490 Olivier Boiral et al.
schools, such as improving organizational efficiency;
integrating the demands of different services; estab-
lishing goals and meeting them; and implementing
effective plans, structures and management systems.
These principles are also the basis for environmental
management systems such as ISO 14001, the goal of
which is to define and implement policies, objec-
tives, plans, and structures to improve environmental
practices and performance (Boiral, 2007; Standards
Council of Canada, 2004). Achievers appear well
prepared to use this kind of standard as an effective
management tool that promotes pollution preven-
tion and integration of these concerns into all
services within an organization. However, this sys-
tematic management style focusing on formal per-
formance often proves to have limited ability to
address the complexity and diversity of environ-
mental issues; these issues often require implemen-
tation of tailored solutions, as well as in-depth
changes to work methods. In fact, although
Achievers tend to apply conventional management
practices efficiently, they generally have a hard time
going beyond established structures and proposing
solutions that could conciliate organizational objec-
tives with environmental needs.
In principle, Individualist managers should have
greater aptitude than Achievers for questioning
established practices, proposing creative solutions,
taking other action logics into account and dealing
with uncertainty. This flexibility and non-con-
formism are useful when introducing more innova-
tive and better-adapted solutions to address the
specific environmental needs and problems faced by
organizations. For example, ISO 14001 certification
does not encompass potentially relevant discretion-
ary measures such as the diversification of environ-
mental performance indicators; better integration of
environmental, quality, and workplace safety pro-
grams; analysis of the ecological lifecycles of prod-
ucts; supplier selection based on ecological criteria;
and setting up collaborative programs with citizens
and ecological groups. This type of discretionary
measure requires non-conventional approaches that
are not limited to the smooth running of existing
management systems. The Individualist’s increased
awareness of the relativity and diversity of opinions is
also conducive to a more participative and creative
approach, one that makes better use of employee
suggestions, which are often prove quite pertinent to
improving environmental performance (Bansal,
2003; Boiral, 2005; Ruiz-Quintanilla et al., 1996).
The Individualist’s more systemic and broader view
of issues may also lead to taking the values of the
new environmental paradigm (NEP) into account.
However, any questioning of established conven-
tions and work habits may lead to tension with more
conventionally-minded employees, particularly
Experts who have difficulty accepting different
points of view. Such tension can be manifested as
debate and criticism that may seem unproductive.
Moreover, the development of unconventional
environmental practices may be the expression of an
idealism that does not necessarily lead to coherent,
integrated, and consistent policies.
Compared to Individualist managers who subscribe
to the preceding action logics, Strategists are generally
better prepared to deal with resistance to change and
conflicts arising from differences in opinion. The
Strategist’s sensitivity to different points of view and
their ability to revise their own opinions contributes
to more flexible interpersonal relations. In addition,
Strategists generally succeed in promoting a common
vision and mobilizing employees around new strate-
gies integrating more complex elements (Fisher and
Torbert, 1991; Rooke and Torbert, 1998). In light of
this, Strategists are expected to be more effective than
Individualists at developing coherent environmental
policies and building bridges between theory
and practice on complex issues such as sustainable
development. Indeed, statements about sustainable
development are often disconnected from practice
and may thus appear to be nothing more than a means
of legitimizing organizational activities (Harris and
Crane, 2002; Springett, 2003). In reality, the inte-
gration of the economic, environmental, and social
aspects associated with sustainable development is
particularly challenging. Among other capacities, it
requires a systemic way of thinking and acting, a
transcendence of organizational divisions and com-
partmentalization, an interdisciplinary approach, and
a new vision that gives equal priority to environmental
and economic issues (Gladwin et al., 1995; Henriques
and Richardson, 2004; Marrewijk, 2003; Shrivastava,
1995). Given their ability to coherently integrate
complex issues and transform organizations based on a
vision of organizational mobilization, Strategists seem
capable of implementing credible sustainable devel-
opment policies. Such implementation may follow
The Action Logics of Environmental Leadership 491
different courses, depending on the specific needs and
activities of the organization such as incorporation of
industrial ecology practices; listening to and consid-
ering stakeholder expectations by setting up citizens’
committees; and promoting employee involvement
in social and environmental community activities.
Strategists seem well equipped with the leadership
capacities needed to structure such unconventional
initiatives around a systemic and mobilizing vision.
However, this leadership profile is relatively rare, as it
is exhibited by only 4% of managers. In addition, the
approaches proposed by Strategists may appear diffi-
cult to follow and too far-removed from the short-
term practices and concerns of organizations.
Managers who exhibit the Alchemist action logic
are the most accomplished among all those presented
by Rooke and Torbert (2005). They stand apart due
to their holistic vision of problems, their keen
awareness of the limitations and paradoxes inherent
in procedures and conventions, and a greater talent
for managing complex situations (Cook-Greuter,
2000, 2004). Although few cases of this action logic
have been observed, it would appear that Alchemists
have a greater capacity than Strategists to: (i) deal
with a wide variety of situations at once; (ii) inte-
grate different levels of reality; and (iii) face both
long- and short-term challenges. Thus, it seems
reasonable to assume that Alchemists would be
better equipped than managers exhibiting other
action logics to integrate the diversity, complexity,
and multidimensional character of environmental
issues. Alchemists also seem particularly concerned
with seeking integrity, transparency, and truth
behind appearances. This search for authenticity
undoubtedly encourages the transmission of more
reliable and truthful information about the envi-
ronmental situation of organizations, including
statements about progress made and what remains to
be done; environmental violations and non-confor-
mity; and the objectives the organization plans to
achieve. Transparency regarding an organization’s
environmental situation and performance also con-
tributes to a rationale of management accountability.
Finally, the Alchemist’s commitment to social causes
and various external organizations favors closer col-
laboration with stakeholders. This kind of commit-
ment and collaboration may make the organization
an agent of social changes that require taking global
environmental issues into account by such activities
as participation in group action to reduce green-
house gases; public advocacy of ecological causes;
support for community projects aimed at improving
people’s quality of life; and encouraging employees
to participate in community activities as volunteers.
However, this type of broad commitment by man-
agers and the internal changes involved has the
potential to distract the organization from its normal
activities, even from its basic vocation. In addition,
the Alchemist profile is exceedingly rare.
Promoting a post-conventional approach
to environmental issues
The preceding analysis of the various action logics of
environmental leadership demonstrates that manag-
ers at every developmental stage can contribute to
addressing ecological issues. However, this contri-
bution will tend to be limited by the level of com-
plexity, the personal capacities, and the way reality is
viewed at each stage. As a rule, the pre-conventional
level of consciousness (Opportunist action logic) is
conducive to environmental actions imposed by
external constraints or in response to interests evi-
dent to the manager. Actions in this area tend to be
relatively limited and thus do not allow for real
integration of the environmental norms promoted
by society. The conventional level (Diplomat,
Expert, and Achiever action logics) favors such
integration through ways of thinking and acting that
conform to dominant social conventions and rec-
ognized approaches such as openness to stakeholder
expectations; the search for social legitimacy; the
exploitation of technical solutions and rational
measures; implementation of management standards;
and improvement of the corporate image. However,
conventional leadership is ill suited to questioning
the habits and the DSP that have contributed to the
current environmental crisis (Catton and Dunlap,
1980; Egri and Herman, 2000; Shafer, 2006).
Finally, the post-conventional level (Individualist,
Strategist, and Alchemist action logics) encourages
more comprehensive organizational transformation
and consideration of greater complexity in envi-
ronmental management.
Although each stage presents specific characteristics,
advantages, and limitations, post-conventional action
logics appear best adapted to the promotion of
492 Olivier Boiral et al.
substantial and proactive environmental leadership. As
has been emphasized in developmental studies, each
stage of development includes the preceding stages but
allows the previous limits to be transcended. Conse-
quently, the characteristics andbenefits of conventional
action logics are included in the post-conventional
stage, which comprises wider potentialities. Further-
more, certain capacities vital to the effective consider-
ation of environmental issues by managers emerge
mainly at post-conventional stages, including more
well-developed abilities to manage complexity, inte-
grate contradictory points of view, consider the
expectations of a broader range of stakeholders, and
promote in-depth transformation of organizational
practices. Finally, the concept of environmental lead-
ership itself assumes an ability to mobilize employees
around a long-term ecological perspective (Egri and
Herman, 2000). However, the ability to promote a
mobilizing vision appears mainly during the post-
conventional stages, in particular among Strategists. In
light of this, it is reasonable to assume that the ability to
promote effective environmental leadership is associ-
ated with managers who have reached post-conven-
tional stages of consciousness.
Still, this developmental approach to environ-
mental leadership raises major challenges for organi-
zations and managers alike. To start, the post-
conventional profile is found in only a small per-
centage of managers. It would thus be unrealistic to
hope for the spontaneous emergence and widespread
use of a post-conventional approach to environmental
issues. In addition, at first sight it seems that a profound
change in managers’ action logics would be difficult
due to their deep roots in the history, values, and
background unique to each individual. As highlighted
by Rooke (1997), the passage from conventional to
post-conventional stages can represent a sort of
quantum leap. Several studies have nonetheless shown
that, to a certain extent, it is possible to support
managers in their progress toward post-conventional
stages. This support may involve participation in
dialogue or action inquiry groups (Torbert, 2004),
working with mentors who have reached post-con-
ventional stages (Rooke, 1997), or a commitment to a
process of self-examination such as keeping a journal
(Torbert and Fisher, 1992). Some training programs
have also demonstrated potential for supporting pro-
gression toward post-conventional stages (Cayer and
Baron, 2006; Manners et al., 2004). Nonetheless,
such change usually occurs over a long period of time
and cannot easily be planned.
Promoting a post-conventional approach to
addressing environmental issues may also be
accomplished through the development of an orga-
nizational context more conducive to the emergence
of this kind of approach. It is not a question of
transforming certain individuals, but of creating a
context that encourages actions, conduct, and values
in line with post-conventional action logics. Spe-
cifically, the selection of managers, their training,
reinforcement of their environmental accountability,
and the promotion of organizational citizenship
behaviors may contribute to such a context.
First, the selection and advancement of managers
should favor post-conventional action logics and take
into account their intrinsic qualities, including the
capacity to deal with complex problems, to integrate
contradictory viewpoints, to transform in-house
practices, to promote a mobilizing vision, and to
participate in improving society. The importance of
these qualities pertains not only to environmental
management; they are also relevant to the basic
responsibilities of managers who must bridge relations
with stakeholders, take socioeconomic trends into
account when developing strategies, encourage em-
ployee mobilization, and so on. Studies on managerial
action logics have shown that post-conventional
leaders perform better as a rule and are better agents of
change (Bushe and Gibbs, 1990; Fisher and Torbert,
1991; Rooke and Torbert, 1998). These leaders may
be identified by observing their management style,
achievements, and perception of global issues. Using
more specific tests to evaluate individual action logics
is theoretically feasible, but this approach may well run
into legal and ethical problems in the employee
recruiting process (Cook-Greuter, 2004). This kind
of testing may be accomplished by other measure-
ments that allow, among other things, evaluation of
managers’ awareness of environmental issues,
including such aspects as understanding of the concept
of sustainable development; attitudes with respect to
the NEP and the DSP; and views on the role of
business in the fight against global warming. In addi-
tion, organizations can recruit ecologists, researchers,
and other individuals likely to advocate non-
conventional views and action logics in addressing
environmental issues to fill positions on their execu-
tive committees and boards of directors.
The Action Logics of Environmental Leadership 493
Second, organizations can set up training
programs to encourage consideration of environ-
mental issues based on different action logics. The
emphasis in the literature on external constraints and
on the benefits of environmental management
(response to social and regulatory pressures, savings
incurred through pollution reduction, improve-
ments to the corporate image, benefits of ISO 14001
certification, etc.) tends to promote a conventional
carrot-and-stick approach. Although these aspects
should not be overlooked, environmental training
should also raise more complex and less conventional
issues such as the implementation of coherent
sustainable development strategies, the importance
of in-house participation in improving environ-
mental performance, the promotion of inter-
organizational collaboration, the development of
policies to respond to global warming, and corporate
commitment to the community. Management
training programs might also address the question of
developmental stages and their impact on manage-
ment practices, including such elements as confi-
dential feedback on participants’ action logics, ways
of transcending the limitations of these logics, and
the implications of specific action logics for envi-
ronmental leadership. However, participation in
such programs should be voluntary to avoid resem-
bling a method of control that might spark resistance
(Meehan Souvaine, 1999). Finally, organizations
might support and contribute to the development of
non-conventional training programs on environ-
mental issues within schools of management,
including, for instance, interdisciplinary approaches
and integration of courses on ethics, ecology, and
global ecological problems into the MBA program.
This approach would encourage the training and
hiring of managers who are already aware of envi-
ronmental issues within a broader and more systemic
perspective than the current emphasis on Achiever
action logic.
Increasing managerial accountability for sustainable
development through diversified criteria might also
contribute to the emergence of post-conventional
action logics. Standard accountability criteria are
limited to monitoring certain restricted financial
aspects, with the goal of verifying the conformity of
managerial conduct with respect to ethical, legal, and
economic issues (Painter-Morland, 2006; Parker,
2005; Rasche and Esser, 2006). The emphasis on
economic and financial performance tends to restrict
environmental action to profitable or mandatory
measures in response to regulatory and social pres-
sures. Extending the standard accountability criteria to
encompass the social and environmental responsibil-
ities of managers might favor less conventional action
logics. Indeed, the standard criteria for environmental
performance are often quite restrictive, being based on
ISO 14001 certification, compliance with regulations,
measures to control contaminant emissions with re-
spect to established norms, or the number of com-
plaints from the public. The evaluation of managers
and their contribution to sustainable development
should include less conventional criteria, such as the
commitment of managers and organizations to com-
munity projects; their contributions to research pro-
jects and university training; managerial involvement
in social and environmental networks; and initiatives
to instill a sense of responsibility in the business
community with respect to global warming issues.
Although these types of criteria are hard to measure
and do not necessarily reflect a particular action logic,
they can help to promote environmental leadership
that is broader and more in line with social concerns, as
would be associated with post-conventional stages.
One last measure might consist of promoting
organizational citizenship behavior. Post-conven-
tional action logics are characterized by transcendence
of established conventions and the development of
more independent, integrated, and proactive partici-
pation in improving society (Cook-Greuter, 2004).
This type of voluntary conduct is similar, in princi-
ple, to certain organizational citizenship behaviors
(OCBs), which are based on discretionary initiatives
that are not specified in job descriptions and that
contribute to improving organizational operations,
including such actions and behaviors as voluntary
initiatives, assistance, altruism, and an interest in per-
sonal development (Organ et al., 2006). The emer-
gence of OCBs in the environmental area is needed to
move beyond formal management systems and con-
ventional modes of action to incorporate such actions
as voluntary pollution prevention initiatives, taking
tacit knowledge into account, and development
of collaborative relationships to resolve environmen-
tal problems within and outside the workplace.
Encouragement of such discretionary, unplanned
behavior implies the style of leadership that is facili-
tated by post-conventional action logics, particularly
494 Olivier Boiral et al.
those of the Strategist and Alchemist, which involve
transformation of habits and behavior, development
of a pro-environmental vision and corporate culture,
and encouragement of cooperation rather than con-
frontation. Accordingly, emphasis on OCBs that
transcend formal management and reward systems is
likely to favor the emergence and recognition of
managers capable of promoting a post-conventional
form of leadership within the organization.
Conclusion
The main purpose of this article was to analyze the
demands of environmental leadership and the vari-
ous underlying action logics in order to elucidate the
capacities, skills, and personal limitations that may
determine how effectively ecological issues are
addressed by managers. The way these issues are
addressed does not depend solely on adhesion to
generally accepted ecological values or the adoption
of formal policies. It also depends on the personal
qualities of managers, their worldview, and their
ability to deal with complex situations and mobilize
others. Studies concerning developmental theories
and leadership have shown that these diverse quali-
ties are influenced in large part by the action logics
corresponding to different stages of consciousness
development. One of the main contributions of this
article is to show how these action logics can
influence the meaning and efficacy of environmental
leadership within organizations. Thus, each action
logic makes it possible to understand and manage the
complexity of environmental issues in a different
way. Action logics should not be viewed as mutually
exclusive, static or monolithic, but rather as rela-
tively broad, complex, and integrated systems for
understanding environmental issues.
The analysis of the ecological implications of each
action logic goes beyond the usual comparisons of
green leaders and those who are not, or comparisons
of the NEP and DSP, by proposing a broader
interpretive framework for approaches to environ-
mental management. This framework may also help
understand some differences in how environmental
issues are addressed, the efficacy of environmental
policies, and how proactive the attitudes of managers
are. Thus, the resistance of some companies with
respect to complex and broad environmental issues,
such as global warming, could be linked to the
prevalence of limiting conventional or pre-conven-
tional action logics. In contrast, the ability of some
companies to manage these issues more effectively
and proactively might be the result of the predom-
inance of post-conventional stages of development
in their managers. In light of this, promoting sus-
tainable development within organizations and
society as a whole presents more than just economic,
social, and environmental challenges. It also presents
challenges in terms of consciousness development
and the promotion of new action logics within
organizations.
This article offers a new examination of both
developmental approaches and the management of
environmental issues. Analyses of consciousness
development have been centered mainly on the
human being and his capacities and limits. This
anthropocentric perspective would certainly stand to
gain by being broadened to take into account more
comprehensive ecological elements concerning the
complex relationships between the individual, the
organization, the natural environment, and sustain-
able development. Likewise, studies of environ-
mental management would profit by considering the
influence of action logics on the behavior of man-
agers and how they address ecological issues. This
approach would make it possible to examine the core
debates on environmental leadership and its eco-
nomic implications from a different standpoint. For
example, the opposition between management
approaches that view environmental concerns as
sources of constraints and expense and those that view
environmental concerns as sources of improvement
and profit (Boiral, 2006; Hawken et al., 1999; Porter
and van der Linde, 1995) might be connected, to a
certain extent, to the breadth of understanding of the
environmental issues themselves. Thus, one might
presume that pre-conventional and conventional
managers might tend to view environmental issues
reactively, even as costs to avoid, while managers
with a more post-conventional profile might view
environmental concerns more proactively and as
sources of progress for the organization and for
society as well. Likewise, debates on the efficacy of
management systems, such as the ISO 14001 standard
might be enhanced by taking into account the action
logics underlying the implementation of this type of
system. Indeed, improvements attributable to ISO
The Action Logics of Environmental Leadership 495
14001 may depend less on the fact of being certified
and more on the way in which the standard is
implemented (Boiral, 2007; Christmann, 2004;
Christmann and Taylor, 2006). Once again, one may
assume that the action logics of managers play a sig-
nificant role and that to some extent environmental
issues represent challenges in terms of consciousness
development.
This article makes it possible to analyze why post-
conventional worldviews and action logics seem
better adapted to the complex demands of envi-
ronmental leadership and proposes various means of
encouraging their appearance within organizations.
However, this theoretical proposition remains to be
demonstrated empirically. To our knowledge, no
empirical study has analyzed the connection
between environmental leadership and managerial
action logics. Nonetheless, the relationships exam-
ined in this article suggest some interesting directions
and hypotheses for future research on the question.
In order to begin, empirical studies could com-
pare the level of environmental awareness of man-
agers according to their stage of consciousness
development. The hypothesis that post-conven-
tional managers are more open to environmental
issues might also be verified through tests conducted
on dominant action logics and adherence to either
the DSP or NEP. The connections between the
stages reached by managers and their different roles
in environmental leadership might also be examined.
Additional studies might review, for each action
logic, the prevalence of certain environmental
leadership practices and their efficacy. The rela-
tionships between action logics and OCBs, in the
form of discretionary pro-social initiatives, might
also be explored. As the action logics of the post-
conventional stages are determined less by external
pressure and more by consideration for the well-
being of the community, it seems logical to assume
that environmentally oriented OCBs (recycling,
pollution prevention initiatives, encouragement of
ecological actions, acquisition and sharing informa-
tion on ecological issues, etc.) would be more fre-
quently observed at the post-conventional rather
than the conventional or pre-conventional stages.
This hypothesis could be verified through testing to
evaluate action logics and measure different aspects
of OCBs and the underlying motivations (Organ
et al., 2006).
Additional studies might address managers’ envi-
ronmental commitment rather than their stages of
consciousness development. Thus, it would be
interesting to use targeted case studies to analyze the
action logics of managers recognized for their com-
mitment to the environment, support of the Kyoto
Protocol or their performance in this area. The con-
nections between the motivations underlying envi-
ronmental actions and the action logics of managers
might also be elucidated through studies of larger
samples. For example, one might suppose that
Opportunist managers would be more motivated by
external constraints and immediate economic benefits
than by the environmental issues themselves. In
contrast, post-conventional managers should theo-
retically be motivated by more far-reaching concerns,
such as the desire to contribute to the sustainable and
harmonious development of society, the promotion
of good corporate citizenship, the creation of an
ethical organizational environment, and so on.
The influence of the social and organizational
context on the emergence of different action logics
and environmental leadership also warrants exami-
nation. Indeed, the emphasis placed on these action
logics may lead to an idealization of post-conven-
tional managers, considered as intrinsically more
effective and better adapted to the challenges of
environmental leadership. Although stages of devel-
opment are linked to personal characteristics that go
beyond the workplace, it is probable that their
emergence is determined in part by contextual
aspects, including such factors as the local culture,
organizational background, intensity of external
pressures, stakeholder expectations, attitudes of
members of the board of directors, and the economic
soundness of the enterprise. These contextual aspects
may implicitly favor the selection and promotion of
managers with different profiles and partially deter-
mine the leadership style that corresponds to the
specific needs and realities of each organization. Thus,
it is possible that more conventional approaches to
environmental leadership may, in some cases, be
better adapted to the contingencies and the particular
context of an organization. Analyzing the connec-
tions between these contextual factors, the action
logics of the managers, and the characteristics of
environmental leadership could provide the basis for
modeling the causes and consequences of commit-
ment to corporate greening.
496 Olivier Boiral et al.
Finally, it would also be interesting to examine the
extent to which the emergence and promotion of
environmental concerns within organizations and
society as a whole may contribute to the development
of an individual consciousness by stimulating ways of
thinking that are more complex, more systemic, less
egocentric, and more focused on the long-term well-
being of the community. In fact, it is possible that the
current environmental crisis is contributing to a
broadening of both individual and community con-
sciousness through questioning and progressive
transformation of the predominant ways of thinking
and acting. This general broadening of consciousness
may also be one of the main pre-conditions needed for
the implementation of comprehensive environmental
solutions that are adapted to the magnitude of the
current ecological challenges.
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Laval University,
Pavillon Palasis-Prince, 2325 rue de la Terrasse,
Quebec, QC, Canada G1V 0A6
E-mail: [email protected]
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