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The Acute Physiological Response to High-intensity Interval Exercise in Patients with Coronary Artery Disease by Vanessa Dizonno A thesis submitted in conformity with the requirements for the degree of Master of Science Graduate Department of Exercise Sciences University of Toronto © Copyright by Vanessa Dizonno (2017)

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Page 1: The Acute Physiological Response to High-intensity ......The acute physiological response to high-intensity interval exercise in patients with coronary artery disease Vanessa Dizonno

The Acute Physiological Response to High-intensity Interval Exercise in Patients with Coronary Artery Disease

by

Vanessa Dizonno

A thesis submitted in conformity with the requirements for the degree of Master of Science

Graduate Department of Exercise Sciences University of Toronto

© Copyright by Vanessa Dizonno (2017)

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The acute physiological response to high-intensity interval exercise in

patients with coronary artery disease

Vanessa Dizonno

Master of Science

Graduate Department of Exercise Sciences University of Toronto

2017

Abstract

High-intensity interval exercise (HIIE) elicits quicker and more substantial improvements in

aerobic capacity compared to moderate-intensity continuous exercise (MICE), but the protocol

that optimizes the physiological stimulus and patient preference is undetermined. Fifteen patients

with coronary artery disease (CAD) underwent physiological assessment during 3 different HIIE

protocols and MICE. The 4x4 protocol elicited a greater physiological stimulus, as indicated by

heart rate (HR), oxygen uptake (VO2), rating of perceived exertion (RPE), and blood pressure

responses, but was the least preferred HIIE protocol. The 10x1 protocol was most preferred, it

was comparable to MICE, and should be considered a timesaving alternative. TRIP proved to be

a strong physiological stimulus and may be a viable choice opposed to long duration intervals,

for its similar HR response and RPE at a higher VO2 compared to MICE. These results indicate

that HIIE is an efficient and well-tolerated exercise prescription for CAD patients.

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Acknowledgments

First and foremost, I would like to thank my supervisor, Dr. Jack Goodman, for his mentorship

and continued support throughout my undergraduate and graduate experience, and I am

extremely grateful for the academic resources and opportunities made available to me. This

thesis project would not have been possible without his expertise and guidance. A special thank

you to Dr. Katharine Currie who has been another academic mentor, and has taught me many of

the skills required of this thesis. I would also like to acknowledge my other committee members,

Dr. Scott Thomas and Dr. Paul Oh, who have contributed valuable insight over the past two

years.

I would like to pay special mention to my family members and friends who have been my

irreplaceable support network, and have provided continuous encouragement throughout my

entire academic career. Thank you to my lab colleagues for allowing me to practice and refine

my skills and assisting during data collection.

Departmental funding and scholarships I received from the university and generous donors

allowed me to focus my efforts on my research and academic success, and I am thankful for this

financial support.

Finally, I appreciate the time and hard work put forth by my study participants, who were a

pleasure to have a part of the study.

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Table of Contents

ACKNOWLEDGMENTS ........................................................................................................................ III

LIST OF TABLES ...................................................................................................................................VII

LIST OF FIGURES ............................................................................................................................... VIII

LIST OF APPENDICES .......................................................................................................................... IX

LIST OF ABBREVIATIONS .................................................................................................................... X

– INTRODUCTION AND RATIONALE ..........................................................................1

1.1. INTRODUCTION ...............................................................................................................................1

1.2. RATIONALE .....................................................................................................................................3

1.3. AIMS................................................................................................................................................4

1.3.1. Primary aim .............................................................................................................................4

1.3.2. Secondary aim .........................................................................................................................4

1.4. EXPERIMENTAL APPROACH .............................................................................................................4

1.5. STUDY HYPOTHESES .......................................................................................................................6

1.5.1. Primary hypothesis ..................................................................................................................6

1.5.2. Secondary hypothesis ..............................................................................................................6

– REVIEW OF LITERATURE ..........................................................................................7

2.1. INTRODUCTION ...............................................................................................................................7

2.2. CHRONIC RESPONSE TO HIGH-INTENSITY INTERVAL TRAINING ......................................................8

2.2.1. Effect of HIIT on maximal aerobic capacity ...........................................................................9

2.2.2. Effect of HIIT on cardiac structure and function ..................................................................12

2.2.3. Effect of HIIT on QoL, adherence and safety ........................................................................14

2.3. ACUTE RESPONSE TO HIGH-INTENSITY INTERVAL EXERCISE ........................................................16

2.3.1. Effect of HIIE on the acute cardiorespiratory response ........................................................16

2.4. HIIE PROTOCOL OPTIMIZATION ....................................................................................................17

2.4.1. Work interval .........................................................................................................................18

2.4.2. Recovery interval ...................................................................................................................18

2.4.3. HIIE optimization summary ..................................................................................................20

2.5. MECHANISMS ................................................................................................................................20

2.5.1. Chronic exercise ....................................................................................................................20

2.5.2. Acute exercise ........................................................................................................................21

2.6. SUMMARY OF REVIEW OF LITERATURE .........................................................................................22

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– METHODOLOGY AND METHODS ..........................................................................23

3.1. STUDY OVERVIEW .........................................................................................................................23

3.2. PARTICIPANTS ...............................................................................................................................23

3.2.1. Participant inclusion and exclusion criteria .........................................................................23

3.2.2. Standard of care ....................................................................................................................23

3.2.3. Recruitment ...........................................................................................................................24

3.3. STUDY VISITS ................................................................................................................................25

3.3.1. Visit 1 – Consent and familiarization ....................................................................................25

3.3.1. Visits 2-5 – Exercise interventions ........................................................................................25

3.4. STUDY MEASURES .........................................................................................................................29

3.4.1. Resting phenotypic characteristics ........................................................................................29

3.4.2. HR, BP, RPE, VO2 .................................................................................................................29

3.4.3. Participant exercise preference .............................................................................................30

3.5. DATA AND STATISTICAL ANALYSES .............................................................................................30

3.5.1. Sample size calculation .........................................................................................................30

3.5.2. Data analysis .........................................................................................................................30

3.5.3. Statistical analysis .................................................................................................................31

– THE ACUTE PHYSIOLOGICAL RESPONSE TO HIGH-INTENSITY

INTERVAL EXERCISE IN PATIENTS WITH CORONARY ARTERY DISEASE ........................32

ABSTRACT ............................................................................................................................................32

INTRODUCTION ..................................................................................................................................32

MATERIALS AND METHODS ............................................................................................................33

RESULTS ...............................................................................................................................................38

DISCUSSION .........................................................................................................................................41

CONCLUSION .......................................................................................................................................45

ACKNOWLEDGEMENTS ....................................................................................................................45

– CONCLUSION ...............................................................................................................46

5.1. EXTENDED DISCUSSION ................................................................................................................46

5.1.1. Clinical implications .............................................................................................................47

5.1.2. Patient preferences ................................................................................................................48

5.2. STUDY LIMITATIONS .....................................................................................................................49

5.3. FUTURE DIRECTIONS .....................................................................................................................51

5.4. CONCLUSION .................................................................................................................................52

REFERENCES ..........................................................................................................................................54

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APPENDIX A: RECRUITMENT SCRIPT ............................................................................................67

APPENDIX B: SCREENING FORM .....................................................................................................70

APPENDIX C: RECRUITMENT POSTER ...........................................................................................71

APPENDIX D: CONSENT FORM ..........................................................................................................72

APPENDIX E: BORG RATING OF PERCEIVED EXERTION ........................................................80

APPENDIX F: MEDICAL HISTORY QUESTIONNAIRE .................................................................81

APPENDIX G: EXTENDED TECHNICAL PROTOCOLS .................................................................83

APPENDIX H: PRE-VISIT CHECKLIST .............................................................................................92

APPENDIX I: DATA COLLECTION SHEETS ....................................................................................93

APPENDIX J: HIIE QUESTIONNAIRE .............................................................................................101

APPENDIX K: ADDITIONAL RESULTS ...........................................................................................104

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List of Tables

Table 1. Summary of HIIT studies examining aerobic capacity in patients with CAD.

Table 2. Detailed description of HIIE protocols.

Table 3. Participant characteristics.

Table 4. Detailed description of HIIE protocols for manuscript.

Table 5. Study results.

Table 6. Additional results.

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List of Figures

Figure 1. Intermittent versus continuous exercise training variables, format, and associated adaptations.

Figure 2. Variables that can be manipulated in a HIIE session.

Figure 3. Familiarization protocol schematic.

Figure 4. 4x4 protocol schematic.

Figure 5. 10x1 protocol schematic.

Figure 6. TRIP schematic.

Figure 7. MICE schematic.

Figure 8. Exercise protocol schematics for manuscript.

Figure 9. VO2 response to exercise protocols.

Figure 10. HR response to exercise protocols.

Figure 11. Group average SBP and DBP responses to the exercise protocols.

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List of Appendices

Appendix A: Recruitment Script

Appendix B: Screening Form

Appendix C: Recruitment Poster

Appendix D: Consent Form

Appendix E: Borg Rating of Perceived Exertion

Appendix F: Medical History Questionnaire

Appendix G: Extended Technical Protocols

Appendix H: Pre-visit Checklist

Appendix I: Data Collection Sheets

Appendix J: HIIE Questionnaire

Appendix K: Additional Results

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List of Abbreviations

AT Anaerobic Threshold AUC Area Under the Curve BLa Blood Lactate BMI Body Mass Index BNP B-type Natriuretic Peptide BP Blood Pressure CABG Coronary Artery Bypass Graft CAD Coronary Artery Disease CPA Cardiopulmonary Assessment CR Cardiac Rehabilitation CRS Cardiac Rehabilitation Supervisor cTn Cardiac Troponin CV Cardiovascular CVD Cardiovascular Disease DBP Diastolic Blood Pressure ECG Electrocardiogram EDV End-Diastolic Volume EF Ejection Fraction eNOS Endothelial Nitric Oxide Synthase ESV End-Systolic Volume FMD Flow-Mediated Dilation HF Heart Failure HIIE High Intensity Interval Exercise HIIT High Intensity Interval Training HR Heart Rate HRpeak Peak Heart Rate HRR Heart Rate Reserve KT Knowledge Translation LV Left Ventricle MI Myocardial Infarction MICE Moderate Intensity Continuous Exercise MICT Moderate Intensity Continuous Training NO Nitric Oxide PCI Percutaneous Coronary Intervention PCr Phosphocreatine QoL Quality of Life RCT Randomized Controlled Trial RPE Rating of Perceived Exertion RPP Rate Pressure Product RR Risk Ratio SIT Sprint Interval Training TRI Toronto Rehabilitation Institute TRIP Toronto Rehabilitation Institute Protocol TTE Time to Exhaustion TWH Toronto Western Hospital

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UHN University Health Network VAT Ventilatory Anaerobic Threshold VO2 Oxygen Uptake VO2max Maximal Oxygen Uptake VO2peak Peak Oxygen Uptake VO2R Oxygen Uptake Reserve

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– Introduction and Rationale

1.1. Introduction

An aging population is associated with higher chronic disease morbidity prevalence, particularly

cardiovascular (CV) disease. Coronary artery disease (CAD) continues to be one of the leading

causes of death worldwide [1] and is characterized by plaque development (atherosclerosis) in

the coronary arteries, resulting in ischemia from compromised coronary blood flow. CV risk

factors include: hypercholesterolemia, hypertension, obesity, Type II diabetes mellitus, and

physical inactivity. These are associated with a chronic inflammatory state in the vasculature,

leading to impaired vasodilatory capacity and endothelial dysfunction of peripheral vessels [2,

3]. Furthermore, aerobic fitness is a main prognostic indicator for CAD patients [4, 5]; thus,

interventions that aim to improve peak oxygen uptake (VO2peak) and CV health in CAD patients

are of particular relevance.

Exercise training has proven to be an effective and safe therapeutic intervention to improve

health outcomes in patients with CAD, potentially acting to impede atherosclerosis development

and enhance endothelial function [6]. Cardiac rehabilitation (CR) programs involving exercise

training have shown greater reductions in overall and CV disease (CVD) mortality compared to

usual care [7]. Physical activity levels and CV fitness are important correlates of CV endpoints in

both healthy and CVD populations [8], so the standard of care for CR involves 30-60mins of

moderate-intensity continuous exercise (MICE) (40-85% heart rate reserve (HRR)) utilizing

large muscle groups [9-11]. Conventional aerobic exercise training improves endothelial

dysfunction in individuals with CAD, and may attenuate the age-related decline in vascular

function [12]. Despite these clear benefits, one of the main barriers to CR adherence is a

perceived lack of time [13], so the development of shorter but effective exercise prescriptions

that elicit clinically-relevant improvements in physiological outcomes are desired.

In contrast to continuous exercise, intermittent/interval exercise involves alternating bouts of

intense exertion followed by short periods of rest, and has been widely used in athletic training

models for almost a century. It has become widely advocated as a strategy to improve VO2peak

rapidly and more significantly in many controlled studies [14-16]. Various types or sub-

categories of interval exercise exist, including sprint interval training (SIT) and high-intensity

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interval training (HIIT), whereby SIT involves supra-maximal efforts (i.e., a pace equal or

greater than what would elicit maximal VO2 [VO2max]) and HIIT near-maximal (i.e., 85-95%

VO2max). Rest periods typically allow for a partial, but not complete, recovery and can be

passive (complete rest) or active (light-moderate intensity) in nature. SIT, while effective in

some contexts, is both physically and mentally demanding, and thus, is not generalizable to all

individuals. In contrast, working at high, but sub-maximal, intensities during HIIT makes it both

feasible and a potentially safer alternative.

Figure 1. Intermittent versus continuous exercise training variables, format, and associated adaptations. Taken from MacInnis and Gibala [17].

High-intensity interval exercise (HIIE) allows for the greater achievement of total time spent at

high workloads than otherwise possible with continuous exercise, facilitating substantial

improvements in aerobic capacity in both healthy and clinical populations. It allows individuals

to train at workloads above the anaerobic threshold (AT) but below maximal exercise capacity,

producing similar or superior improvements in VO2peak [16, 18-21], AT [18-20], cardiac

function [18], endothelial function [18, 22, 23], exercise adherence and quality of life [20, 21,

24] compared to moderate-intensity continuous training (MICT). In addition, HIIT is an

attractive training model as the time period required for each exercise session can be markedly

reduced (i.e., low-volume HIIT). A recent meta-analysis [25] found that HIIT was superior to

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MICT as it increased VO2peak by 1.78 ml·kg-1·min-1 greater in those with CAD. Additionally,

HIIT induces a larger improvement in endothelial-dependent function compared to MICT [22].

HIIE has been used in various clinical populations including heart failure (HF) [26, 27] and CAD

[18, 20] without adverse outcomes in both supervised and home-based rehabilitation settings

[28-30]. Therefore, it is now accepted to be a safe, efficacious alternative to high-volume aerobic

exercise training in the general community and within CR programs. A recent retrospective study

demonstrated that there was a low risk of CV events with both HIIT and conventional MICT in

4,846 patients with CAD in a CR setting (1 fatal cardiac arrest during 129,456 hours of MICE

and 2 nonfatal cardiac arrests during 46,364 hours of HIIE) [31]. Leaders in the field of CR, such

as the Mayo Clinic and the Toronto Rehabilitation Institute (TRI), are in the process or have

already adopted HIIT as standard of care treatment for all patients [32]. Originally described by

Wisloff et al. in HF patients, the HIIT protocol adopting four, 4-min intervals of high-intensity

with 3-mins of moderate-intensity recovery has been extensively studied in the literature, and has

proven to elicit superior gains in aerobic fitness compared to MICT matched for total work [27].

However, patients have to be highly compliant and motivated to complete this particular

regimen. Gibala et al. described a practical, low-volume HIIE protocol that is time-efficient and

more widely applicable to patient populations [33, 34]. This protocol, consisting of ten, 1-min

high-intensity intervals with 1-min of low-intensity recovery, has proven to be effective in

patients with CAD [23]. In response to the overwhelming amount of favourable research for

HIIT in clinical cohorts, the TRI has developed a unique interval-continuous exercise hybrid

protocol that is prescribed to eligible and willing patients in the CR program.

1.2. Rationale

HIIT has the potential to improve VO2peak and its limiting factors [35], which are observably

impaired in clinical populations compared to healthy and athletic individuals. Despite the

growing acceptance of HIIT for select patient groups, a protocol that optimizes patient outcomes

(i.e., VO2peak, CV end-points) has not yet been determined. Numerous HIIE protocols have

been developed, using various combinations of interval and recovery durations/intensities, but

largely based on data from athletic populations [36-38]. Little is known about the degree to

which varying protocols perturb the CV system or challenge energy production systems for

patient populations, and this response will be influenced by CAD pathophysiology and arguably

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unlike that observed in healthy and athletic cohorts. The magnitude of CV stimulus, and

consequently, the potential for adaptation from long-term exercise training can be determined

from an acute study investigating different exercise protocols on physiological parameters.

Different combinations of intensity and duration of both interval and recovery phases elicit

unique, acute physiological responses [33], so careful consideration of these variables is needed

to optimize tolerability and pleasure, if patients are to truly adhere to and benefit from HIIT [39].

1.3. Aims

1.3.1. Primary aim

Therefore, the primary aim of this investigation was to examine the acute physiological effects of

3 HIIE protocols compared to MICE in patients with CAD. Exercise intensities that correspond

to a high oxygen uptake (VO2) maximally stress oxygen transport and utilization systems;

therefore, the accumulated time spent at this high VO2 may determine associated physiological

benefits [36, 37, 40-42]. Interval exercise has been shown to result in a longer time spent at a

high %VO2max compared to MICE [43], so the optimal protocol may be one that allows long

periods of time to be spent near or at VO2peak. Accordingly, the primary outcome was chosen to

be time spent at a high VO2, and more specifically, above 90%VO2 reserve (VO2R). Clinically

meaningful improvements in CV adaptations should be observed if exercising above this

threshold.

1.3.2. Secondary aim

A secondary objective was to quantitatively assess participant exercise preference for each

exercise protocol.

Overall, results from this study will help to determine a HIIE protocol that is both effective and

preferred by CAD patients.

1.4. Experimental approach

This investigation provides novel insight into the acute physiological response to 4 exercise

protocols that are currently adopted in CR patients. The study used a crossover design to allow

the comparison of 3 HIIE protocols to 30 mins of MICE. The 4x4 protocol (four, 4-min high-

intensity intervals with 3-min moderate-intensity recovery) was chosen as it has consistently

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proven to elicit superior and rapid improvements in aerobic capacity in a variety of healthy and

clinical populations. Selected for its low-volume design, the 10x1 protocol (ten, 1-min high-

intensity intervals with 1-min low-intensity recovery) can be a timesaving alternative to higher-

volume continuous exercise, while achieving physiological responses of equal magnitude. The

TRI protocol (TRIP), a hybrid of interval and continuous exercise employing short-duration

intervals (30-sec) and moderate-intensity bouts (3-min), is an example of a site-specific exercise

prescription that has yet to be formally investigated. Lastly, 30 mins of MICE was included as

the control condition to represent conventional exercise prescription and current standard of care

in CR [11]. With the exception of TRIP, these protocols have been studied as part of chronic

exercise training studies, but their acute physiological effects are less well-known. Few acute

HIIE studies in clinical populations exist, and a comprehensive examination of the physiological

response to the aforementioned exercise protocols is lacking. This thesis project adds valuable

and duly warranted insight to expand the current knowledge base that exists for HIIE in CR.

Exercise intensity was prescribed using heart rate (HR), specifically %HRR, because it is

considered the gold-standard for indirect intensity assessment by the ACSM [9] and for its

widespread use in CR settings. In addition, rating of perceived exertion (RPE) was used in

conjunction with HR monitoring for its general ease of use and practicability during interval

exercise [44]. Participants performed exercise sessions on the treadmill so that study results

could be translatable to modes frequently used in CR and outside of the laboratory. Data was

analyzed in reference to the achievement of certain intensities, specifically above thresholds

corresponding to the MICE average and 90% VO2R. Values attained during the MICE session

can be considered the characteristic stimulus during a CR exercise session, so working above this

threshold should theoretically induce greater adaptations than typically observed, whereas time

spent near VO2peak (i.e., >90%VO2R) has been suggested to elicit improvements in maximal

aerobic capacity [43, 45]. A greater improvement in VO2max with training was observed with

HIIE eliciting a longer time spent ≥VO2max [46], but empirical evidence to support this in

clinical cohorts is lacking. Though the exact exercise intensity threshold to elicit improvements

in VO2peak for cardiac patients is currently undetermined [47], 90-100% of VO2max has been

found to increase VO2max to the greatest extent [15, 48, 49], providing a logical threshold for

investigation.

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1.5. Study hypotheses

1.5.1. Primary hypothesis

It was hypothesized that the 4x4 protocol would result in a greater time spent at a high VO2 (i.e.,

>90%VO2R) relative to MICE because of its long duration intervals and moderate-intensity

recovery periods. In addition, 10x1 and TRIP were hypothesized to be comparable to

conventional MICE, owing to its short-duration intervals and low-intensity recovery periods.

These hypotheses are supported by a study that examined the acute CV response to long (4-min)

intervals, short (20-sec) intervals, and 28 mins MICE in CR patients. Peak VO2 values were

higher during the long-duration interval protocol compared to both short-duration intervals and

MICE [50]. Although time spent at high %VO2peak was not measured, it is plausible that it

would be greatest with intervals of long duration. This is also supported findings by Meyer et al.

in HF patients [51].

1.5.2. Secondary hypothesis

A secondary hypothesis was that patients would prefer the 10x1 protocol, for its short interval

duration, low-intensity recovery, and total time.

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– Review of Literature

2.1. Introduction

The benefits of exercise have long been supported in the literature, with higher levels of fitness

reducing the risk of acute myocardial infarction (MI) or sudden cardiac death [52], outweighing

any potential risk associated with exercise participation [53]. Exercise-based CR is standard of

care, eliciting reductions in CV and overall mortality (13 and 26%, respectively) [7] through

improvements in VO2peak, quality of life (QoL), and reductions in hospital admissions and

associated costs [54-56]. Mechanisms that these improvements can be attributed to include:

increased myocardial perfusion [6], reduced CV risk factors (i.e., body fat percentage, lipid

profile, blood biomarkers, blood pressure [BP] regulation), improved endothelial function,

inflammation, and sympathovagal balance, and favourable cardiac remodeling and enhanced

function [57-59]. Conventional aerobic exercise training has been shown to improve vascular

health in individuals with CAD [6], and may attenuate the age-related decline in vascular

function in men [12]. It is considered a safe and effective therapeutic intervention for patients

participating in a CR program.

Typically, 30-60 minutes of MICE (40-85%HRR) on most days of the week [9] is prescribed to

CR patients, in line with current Canadian exercise recommendations [10]. Improvements in

aerobic capacity and vascular structure and function in the CAD population have been seen with

12 weeks of MICE [60, 61], but regressed with a period of detraining [62]. Those with lower

baseline fitness and poorer CV health likely experience the greatest benefits [63], making it

crucial to advocate for daily exercise participation in CAD patients. Since VO2peak has

prognostic value for patients with CVD [5], and each 1 ml·kg-1·min-1 increase equals a 15%

decline in all-cause mortality [4], the exercise training program that elicits the greatest increase

in VO2peak should be adopted. It is pertinent to find an effective exercise intervention, especially

considering results from HF-ACTION, a multi-centre randomized controlled trial (RCT), show

that MICT in HF patients increased VO2peak <1 ml·kg-1·min-1 with suboptimal adherence rates

[64].

Exercise volume is a key parameter that affects the magnitude of improvement in aerobic

capacity with chronic training, dependent on the intensity, duration, and frequency of each

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exercise session. Specifically, aerobic exercise intensity, rather than duration or frequency, is the

main factor to influence the training response and cardioprotective effects [10, 65-71]. A review

of epidemiological studies and clinical trials found that vigorous, compared to moderate-

intensity, exercise had greater cardioprotective effects by reducing CVD risk and improving

aerobic capacity, diastolic BP (DBP), and glucose regulation to a greater extent [65]. Data

suggests that intensity effectively improves VO2max [72], with a greater magnitude of

improvement with increasing exercise intensity between 50-100% VO2max [48]. Moreover,

high-intensity exercise (>90%VO2max) produces a potent metabolic signal promoting

mitochondrial biogenesis [17], and high-level muscle fibre recruitment that subsequently

improves the aerobic potential of type II fibres [73]. Exercise intensity may not only dictate the

magnitude of improvement in a dose-response manner, but the achievement of certain intensity

thresholds may be a requirement for particular physiological adaptations [68].

2.2. Chronic response to high-intensity interval training

Coaches have been using interval training for almost a century because it is an effective way to

optimize an athlete’s training program and maximize improvements in physical performance. In

order to compete at a high level in competitive events, endurance athletes aim to have a high

VO2max and the ability to maintain a high %VO2max for extended periods. Training regimes

must elicit sustained intensities representative of competition in order to improve lactate kinetics,

muscle fibre recruitment, fatigue resistance, and thus, athletic performance [74].

Interval exercise allows for a longer time to be spent in high-intensity zones compared with

continuous exercise, eliciting more substantial improvements in VO2max [14, 75]. HIIT consists

of short bursts or intense intervals separated by periods of lower intensity active or passive

recovery. It allows individuals to train at workloads above the AT, but below VO2max, and has

been shown to improve both submaximal and maximal exercise capacities [36]. HIIT is a potent

stimulus to perturb both central and peripheral systems, surpassing the beneficial adaptations

observed with MICT [76]. A variety of modes can be practiced, including: incline walking,

running, swimming, cycling, and rowing. In fact, only one HIIE session per week may be all that

is needed to reduce CV mortality risk in men (risk ratio [RR]=0.61) and women (RR=0.49), with

no added benefit of increasing the duration or number of sessions [66]. Since one of the main

barriers to exercise adherence is a perceived lack of time [13], it is desirable to integrate HIIT

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into exercise programs to induce beneficial adaptions and maximize adherence. This preliminary,

yet promising, research has sparked interest for further investigation in patient populations. Since

the seminal work by Wisloff et al. in HF patients [27], many others have sought to investigate

the physiological effects of HIIT in other clinical cohorts, such as those with CAD.

2.2.1. Effect of HIIT on maximal aerobic capacity

HIIT elicits superior increases in maximal exercise capacity compared to MICT, with a 46%

increase in VO2peak (vs. 14%) reported in HF patients who participated in a 12-week training

program [27]. This impressive improvement was likely due to low baseline fitness (VO2peak=13

ml·kg-1·min-1) and the specific HIIT protocol employed (4x4: four, 4-min intervals at 90-95% of

peak HR [HRpeak] interspersed with 3-min active recovery periods at 50-70% HRpeak). Studies

utilizing this protocol in CAD patients have still shown HIIT to be superior to MICT, but not to

the same extent as in the HF population. Rognmo et al. recruited 21 patients with stable CAD

and found that 10 weeks of HIIT, specifically treadmill walking, elicited an increase in VO2peak

of 17.9% (vs. 7.9% with MICT) [77], findings consistent with other investigations using the

same HIIT protocol [78-81]. In a longer-term training study with coronary artery bypass graft

(CABG) patients, both HIIT and MICT had comparable increases in VO2peak after 4 weeks

(HIIT: 27 vs. 30, MICT: 26 vs. 29 ml·kg-1·min-1), but the HIIT group continued to improve while

the MICT group had similar VO2peak values at the 6-month time point (32 vs. 30 ml·kg-1·min-1,

p<0.05, respectively) [82]. This is particularly meaningful because 6 months consisted of home-

based exercise, whereby participants were asked to exercise 3-4 times per week at home,

confirmed with exercise diaries.

The limitation of most previous work is that studies have been small, single-centre trials. The

SAINTEX-CAD study aimed to investigate the efficacy and safety of HIIT in 200 CAD patients

[83]. Participants randomized to 12 weeks of either HIIT or MICT experienced comparable

increases in VO2peak at both the 6- (+15% vs. +13%, respectively) and 12-week (+23% vs.

+20%, respectively) time points. The similar, rather than superior, improvements in VO2peak

contrast previous results, likely because 4-min intervals at 90-95% HRpeak were not feasible for

study participants. Training intensity was often reduced to avoid hyperventilation or volitional

fatigue; thus, the average intensity of the HIIT group was lower than the prescribed intensity

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(88% HRpeak). Additionally, participants in the MICT group were able to exercise at intensities

averaging 80% HRpeak, which is at the upper-end of moderate-intensity prescription.

A different HIIT protocol (2-min intervals at 85-95% HRR/VO2R with 2-min recovery periods at

35-45% HRR/VO2R) increased VO2peak to a similar extent compared to MICT in high-

functioning men with CAD [28]. Both exercise protocols were designed to maintain an average

training intensity of 65% VO2R to reflect the training intensity used by the athletic population,

whereas comparatively, the average training intensity of the 4x4 protocol is significantly higher.

However, a variation of the aforementioned HIIT protocol (2 mins at 90% HRmax, followed by

2 mins at 60% HRmax) induced superior increases in VO2peak, compared to maintenance in

MICT and deterioration in control [84]. Another study found similar increases in VO2peak with

HIIT (3-min intervals at the respiratory compensation point with 3-min recovery at the

ventilatory anaerobic threshold [VAT]) and MICT (50 mins at VAT) [85]. It could be that

exercising at intensities greater than the VAT provides no additional benefit; however, not all

data is in agreement with this [86]. A recently published study, which used 20-sec intervals at

50% of maximum workload with 40-sec recovery at 10%, found 8 weeks of training to increase

VO2peak more so than MICT (+4.5 vs. +2.5 ml·kg-1·min-1, respectively) in ischemic heart

disease patients [30].

Thus far, the popular 4x4 protocol has been compared to isocalorically-matched MICT, but low-

volume HIIT has surfaced to address the difficulties associated with intervals of long duration.

The development of a practical, low-volume HIIE protocol that is time-efficient and more widely

applicable to patient populations was sought after [33, 34]. This 10x1 protocol, consisting of ten,

1-min high-intensity intervals with 1-min of low-intensity recovery, has elicited comparable

increases in VO2peak compared to MICT participants who performed twice as much work

(HIIT: 20 vs. 25, MICT: 19 vs. 23 ml·kg-1·min-1) [23]. Patients with lower baseline fitness and/or

motivation may find the 10x1 protocol to be more manageable. Fortunately, a randomized RCT

in UK CR centres is currently underway, with participants in the HIIT group performing low-

volume HIIT [87]. This will provide valuable insight into the efficacy of low-volume HIIT in the

CR setting, through the pragmatic examination of its physiological, psychological, and economic

impact.

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Due to the variety of interval protocols in the literature, recent meta-analyses and systematic

reviews have aimed to compare the effectiveness of HIIT to MICT in aerobic capacity. Cornish

et al. [18] conducted a systematic review and found HIIT to increase VO2peak to a greater extent

compared to MICT in CAD patients, despite the methodological limitations in all of the

reviewed studies. A 2015 meta-analysis, consisting of six RCTs, found HIIT to be superior to

MICT as it increased VO2peak by 1.5 ml·kg-1·min-1greater in those with CAD [19], similar to

results found in another meta-analysis [25]. Twenty-one studies, totaling 736 cardiac patients,

were considered in a recently published systematic review and meta-analysis, which aimed to

compare the effects of HIIT and MICT on the main outcome of aerobic fitness [88]. Again, HIIT

improved VO2peak to a greater extent compared to MICT (+1.76 ml·kg-1·min-1, p<0.001), but

improvements in essentially all other physiological outcomes (i.e., BP, weight, lipids, endothelial

and cardiac function) were comparable between interventions. The authors suggested peripheral

mechanisms to contribute to the greater improvement in aerobic capacity, including: increased

activation of PGC-1α (influences substrate utilization and mitochondrial biogenesis), improved

Ca2+ handling, enhanced peripheral blood flow, and gains in skeletal muscle capacity. Although

these findings coincide with earlier reports, the studies included were significantly heterogeneous

(i.e., population studied, duration of intervention, exercise protocol utilized). Refer to Table 1 for

a summary of HIIT studies in CAD patients.

It appears that HIIT elicits comparable, if not superior, improvements in VO2peak while

reducing the time commitment required of patients. Specifically, it is likely that superior training

adaptations are observed with the 4x4 protocol compared to isocalorically-matched MICE, and

comparable if prescribing the 10x1, low-volume HIIT protocol [17].

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Table 1. Summary of high-intensity interval training (HIIT) studies examining peak oxygen uptake (VO2peak) in patients with coronary artery disease (CAD). VO2peak results are presented as the percent increase from baseline (HIIT vs. moderate-intensity continuous training [MICT]), and the superior, inferior, or equal effect of HIIT compared to CONT (i.e., MICT/control).

2.2.2. Effect of HIIT on cardiac structure and function

Increased arterial stiffness from atherosclerotic development in the coronary vasculature can lead

to myocardial ischemia, owing to a decrease in coronary perfusion and concomitant increase in

myocardial oxygen demand. Accordingly, the effect of HIIT on cardiac structure and function is

of interest in the cardiac patient population. Wisloff et al. found that 12 weeks of HIIT, and not

MICT, resulted in smaller left ventricle (LV) systolic and diastolic diameters (-15% and -12%,

Author (year)

Participants

Duration

(weeks)

Intervention HIIT

CONT

VO2peak results

Superior Inferior

Equal

Rognmo et al.

(2004)

21 CAD 10 4x4 85/55%VO2peak

41min 50-60%VO2peak

+18% vs +8% Superior

Warburton et

al. (2005)

14 CAD 16 2x2 90/40%HRR

30min 65%HRR

Not available Superior

Amundsen et

al. (2008)

17 CAD 10 4x4 85/55%VO2peak

41min 50-60%VO2peak

+17% vs +8% Superior

Moholdt et al. (2009)

59 CABG 4 + 26 4x4 90/70%HRmax 46min 70%HRmax

4w: +12% vs +9% 26w: +6% vs +4%

Equal Superior

Munk et al.

(2009)

40 PCI 26 4x4 85/65%HRmax

usual care

+17% vs +8% Superior

Moholdt et al.

(2012)

89 MI 12 4x4 90/70%HRpeak

usual care

+14% vs +8% Superior

Rocco et al.

(2012)

37 CAD 13 7x3 RCP/VAT

50min VAT

+25% vs +23% Equal

Currie et al.

(2013)

22 CAD 12 10x1 89/10%PPO

30-50min 58%PPO

+24% vs +19%

Equal

Keteyian et al.

(2014)

39 CR

patients

10 4x4 85/65%HRR

40min 60-80%HRR

+16% vs +8%

Superior

Conraads et al. (2015)

200 CAD 12 4x4 90/60%HRpeak 47min 70-75%HRpeak

+23% vs +20%

Equal

Kim et al. (2015)

28 MI/PCI 6 4x4 90/60%HRR 45min 70-85%HRR

+22% vs +8%

Superior

Cardozo et al.

(2015)

71 CAD 16 2x2 90/60%HRmax

30min 70-75%HRmax control

+18% vs 0% vs

-14%

Superior

Jaureguizar et

al. (2016)

72 CAD 8 20s/40s 50/10%Wmax

30min VT

+23% vs +12% Superior

CABG, coronary artery bypass graft, CAD, coronary artery disease, CR, cardiac rehab, HRmax, maximum heart rate, HRpeak, peak heart rate, HRR, heart rate reserve, VAT, ventilatory anaerobic

threshold, VT, ventilatory threshold, Wmax, maximal workload

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respectively) and LV end-systolic and end-diastolic volumes (ESV/EDV) (-24% and -18%,

respectively), indicative of reverse LV remodeling in HF patients [27]. Measures of systolic (i.e.,

LV ejection fraction [EF], stroke volume, contractility) and diastolic (i.e., Ea) function improved

in the HIIT group, with no significant changes observed in MICT and control groups. In

addition, HIIT elicited a 40% reduction in proB-type natriuretic peptide (BNP), a biomarker of

cardiac hypertrophy (i.e., released in response to elevated filling pressures and indicative of

cardiac stress). Using a post-MI rat model, HIIT led to greater increases in exercise capacity and

cardiac function (i.e., LVEF, fractional shortening) and similarly attenuated apoptosis compared

to MICT [89]. However, superior cardiac adaptations with HIIT have not been consistently

observed. The SMARTEX study, a randomized multicenter trial including 261 HF with reduced

EF patients, found the change in LV end-diastolic diameter to be similar between HIIT and

MICT groups [90]. It follows that the improvement in VO2peak was also similar between groups,

but could be owing to the suboptimal exercise intensity in the HIIT group while MICT exercised

above target. In fact, deleterious cardiac remodeling may occur with HIIT, as evidenced by an

increase in LV mass, no fibrosis regression, and increased BNP in rodents with hypertension-

induced HF [91].

A study that used a CAD cohort found LV filling speed and diastolic relaxation to be improved

with HIIT, using tissue Doppler to compare 10 weeks of either HIIT or MICT on indices of LV

function [78]. However, systolic function (i.e., resting EF) did not seem to change post-training

in either group. Moreover, HIIT has been seen to improve LV compliance, contributing to the

observed increase in systolic ejection volume, stroke volume, and cardiac output [84]. HIIT may

even help with the age-associated decline in cardiac function in older adults. Not only was an 8-

week HIIT program safe and feasible, but also effective at improving aerobic fitness and resting

LVEF (+4%, p=0.001), compared to unchanged values in MICT and control groups [92]. While

LV morphology and diastolic function remained unchanged in this group of healthy sedentary

older adults, another study found diastolic function at rest and both systolic and diastolic reserve

during exercise to improve [93]. It is likely that the opportunity for positive remodeling in

pathological hearts is greater.

It is important to consider the length of the exercise intervention, especially in the context of

cardiac remodeling. Improvements in peak aerobic capacity observed after short-term HIIT or

MICT are not likely from central adaptations. Measures of systolic and diastolic function (i.e.,

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resting EF, EDV, ESV) were essentially unchanged after a 4-week intervention [82], suggesting

that the similar increase in VO2peak between groups was due to peripheral mechanisms;

however, this was not measured. There also seems to be an intensity-dependent effect on

cardiomyocytes, whereby higher intensity exercise resulted in better cardiomyocyte hypertrophic

responses/contractile parameters (i.e., fractional shortening, Ca2+ handling, myofilament

responsiveness to Ca2+) compared to low- or moderate-intensity exercise [72].

Therefore, considering the paucity of data available in the CAD population, it is difficult to draw

a definitive conclusion. Evidence in HF patients suggests HIIT elicits positive central

adaptations, but its superiority in other populations is not well-substantiated. Long-duration

interventions are needed to more clearly illustrate exercise-induced cardiac remodeling in the

CAD population.

2.2.3. Effect of HIIT on QoL, adherence and safety

Although a higher risk of CV events has been suggested with higher intensity exercise [52], HIIT

has been used in various clinical populations including HF [26, 27, 90] and CAD [18, 20]

without adverse outcomes in both supervised and home-based rehabilitation settings [28-30].

Therefore, it may be regarded as a safe, efficacious alternative to high-volume aerobic exercise

in the general community and within CR programs [94]. A retrospective study demonstrated that

there was a low risk of CV events after both HIIT and conventional MICT in 4,846 patients with

CAD in a CR setting (1 fatal cardiac arrest during 129,456 hours of MICE and 2 nonfatal cardiac

arrests during 46,364 hours of HIIE) [31]. However, in a 2015 systematic review that evaluated

the safety of HIIE in individuals with cardiometabolic disease, the rate of adverse events (~8% of

patients) was higher than previously documented for MICE, despite all of which being non-fatal

[95]. Furthermore, a dose-response relationship may exist for high-intensity exercise and

increased risk of percutaneous coronary intervention (PCI, RR=1.05, p=0.047), as found in a

systematic review and meta-regression [96]. It should be noted that only 3 of the 8 included trials

prescribed exercise in the form of intervals and the intensity was lower than what is typically

found in the HIIT literature. As such, caution should be exercised when performing HIIE in

clinical populations, but overall, the risk of complication is low in patients absent of

contraindications. Confirmation of eligibility and initial supervision are encouraged upon

incorporating HIIE into a patient’s exercise program.

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Home-based interval training studies have aimed to determine if patients can adhere to and

perform vigorous exercise without the occurrence of adverse events, and further, its effect on

health-related QoL. Moholdt et al. randomized 30 CABG patients to either home-based HIIT or

residential CR and found similar increases in VO2peak (+4 vs. +5 ml·kg-1·min-1, respectively)

and QoL at 6-months follow-up [97]. Despite being an underpowered study, adherence rates

were acceptable for the interventions, with 7 out of 12 participants reporting ≥2 interval sessions

per week for the whole 6-month period. There was one fatal adverse event whereby a patient in

the residential group died during the warm-up of a low-intensity skiing session. Another study

implemented a 12-week HIIT program, either hospital- (treadmill or group) or home-based in

patients with CAD [29]. There were no reports of adverse events (i.e., cardiac arrest, acute MI),

aside from an ankle sprain and Achilles tendonitis during group exercise. Treadmill exercise

elicited a significantly greater increase in VO2peak compared to home-based exercise (+1.6

ml·kg-1·min-1, p=0.02); however, there were no other differences between groups. Exercise

adherence was lower in the home-based HIIT group, as 4 participants in this group did not reach

≥70% of the recommended exercise sessions, and thus, could possibly explain its ineffectiveness

to increase VO2peak to the same extent. Participants were then followed up 1 year later to

evaluate long-term adherence. VO2peak and health-related QoL were significantly above

baseline values, with no significant differences between the three groups [98]. The home-based

exercise group trended towards having higher levels of physical activity, but 94.5% of

participants were meeting exercise guidelines, performing at least 30 mins of daily physical

activity. It may be that the number of HIIE sessions performed is important for maintenance, as 1

monthly supervised plus 3 at-home interval sessions for 12 months was not enough to improve

exercise adherence or VO2peak. Despite the lack of apparent improvement when discharged

from the CR program, aerobic fitness did not deteriorate in these CAD patients [99]. QoL

followed the same trend, where it increased significantly after the intervention and was

maintained at follow-up. Most studies have found an equal [30, 83, 100] or superior [27] effect

of HIIT compared to MICT on QoL. However, results published from the SMARTEX study are

not in line with previous findings. QoL was unchanged after both HIIT and MICT interventions,

probably owing to the study’s suboptimal outcomes [90].

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Home-based HIIT appears to be an effective and safe alternative to supervised cardiac

rehabilitation, and provides the added benefit of being a low-burden intervention that may

promote better long-term exercise adherence [101].

2.3. Acute response to high-intensity interval exercise

The high rate of ATP utilization with interval exercise is met with activation of the body’s

energy production systems and muscle recruitment patterns. The specific CV and muscular

stimuli during acute exercise induce advantageous physiological adaptations with chronic

exposure (i.e., repeated perturbations in homeostasis). It is crucial to consider the acute response

to exercise because the transient metabolic challenge is indicative of the adaptive process to

occur with repeated stimulus exposure. Despite the logical relationship between the acute

response to exercise and consequential adaptations, little is known about the degree to which

HIIE perturbs the CV system or challenges energy production systems.

2.3.1. Effect of HIIE on the acute cardiorespiratory response

The limited research available on acute cardiac and respiratory responses to HIIE has been done

mostly in HF patients. Data suggests an improvement in LV systolic and diastolic function from

decreased systemic vascular resistance and/or enhanced myocardial contractility [102]. Meyer et

al. found LV function to be maintained in both HF and CAD patients during and after HIIE and

MICE sessions, indicative of a greater peripheral stimulus (i.e., increasing blood lactate [BLa]

levels) with interval exercise and no detriment to cardiac function [103]. The acute

cardiorespiratory response (i.e., time spent >90%VO2peak, HR, RPE) seemed to be similar

between HIIE (30-sec intervals) and MICE sessions in HF patients, but the higher efficiency and

adherence rates observed during HIIE made it the protocol of choice [104]. Following moderate-

and high-intensity exercise in HF patients, there was a greater reduction in HR and arrhythmias

and increased HR variability with HIIE, likely due to improved sympathovagal balance. The

lower rate pressure product (RPP) observed with HIIE implies a smaller myocardial oxygen

demand despite higher achieved workloads [105], sufficiently perturbing the peripheral

musculature as seen by higher BLa levels. RPE and dyspnea for HIIE (15-sec intervals) were

found to be lower while time to exhaustion (TTE) greater compared to isocaloric MICE in a

CAD cohort [67]. Also, mean ventilation and VO2 were lower with HIIE and did not induce

exercise-related myocardial injury [67]. Other studies have explored cardiac stress and injury

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(i.e., cardiac troponin (cTn) and BNP) in HF and control participants before and after low-

volume HIIE and MICE [106]. As expected, cTn and BNP at baseline were higher than controls.

The exercise-induced increase in cTn and BNP were comparable after HIIE and MICE, but

greater increases in BNP were observed in HF participants. Not all studies have found increased

cTn after exercise, as others have found unchanged cTn levels immediately and 24 hours after

HIIE and MICE sessions [67, 104, 107].

It can be argued that HIIE does not negatively affect cardiac function or induce cardiac injury in

the heart disease population; however, the particular exercise protocol investigated may be of

relevance.

2.4. HIIE protocol optimization

The athletic population has purposefully manipulated key exercise variables to create training

programs to achieve performance goals. The acute physiological response during exercise and

the recovery period is determined by the exercise load and can be changed through the

manipulation of nine variables: intensity and duration of work and recovery intervals, number of

intervals, the number of series and between-series recovery durations and intensities (see Figure

3) [37]. In addition, Tschakert and Hofmann have suggested mean workload as a relevant

variable to take into account [108]. Interval exercise has been shown to result in a longer time

spent at a high VO2 compared to MICE [43], so the optimal HIIE protocol for athletes is one that

allows longer periods of time to be spent near or at VO2max. It is likely that the accumulated

time spent at these high intensities will determine associated physiological benefits [36, 37, 40-

42].

Particular interval protocols determine the acute physiological response, and consequently,

specific long-term adaptations from chronic exposure [108], so determining an optimal protocol

that is effective yet safe is of great value [50]. Despite the growing acceptance of HIIE for select

patient groups, the protocol that optimizes patient outcomes has not yet been determined. Careful

consideration of interval duration and intensity is needed to optimize tolerability and pleasure, if

patients are to truly adhere to and benefit from HIIT [39]. Improving VO2peak is of paramount

importance, as aerobic fitness is the strongest predictor of mortality in clinical populations [8,

109]. Ten minutes near or at VO2max has been suggested as a target in order to achieve

improvements in aerobic capacity [37], and shown to be achievable in a HIIE session [37, 110].

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Figure 2. Variables that can be manipulated in a HIIE session. Taken from Buchheit and Laursen [37].

2.4.1. Work interval

Astrand et al. were one of the first groups to publish work investigating the acute physiological

response to intermittent exercise, specifically, short (30-sec) and long (3-min) intervals in a well-

trained male subject [41]. Short intervals elicited low BLa levels and were perceived to require

less effort. The authors suggested that short work intervals allowed for the achievement of heavy

workloads with large muscle groups but minimal strain on the cardiorespiratory system, whereas

longer intervals stressed the aerobic system to a greater extent. Other early studies are in

agreement with these findings; long work intervals substantially increase BLa and produce large

VO2 oscillations, while shorter intervals minimally increase BLa and show small oscillations of

VO2 [42]. Longer intervals (i.e., 4-10 mins) may allow for more time to be spent at a high

%VO2max, because a high VO2 can be reached by the end of each interval rather than the steady

increase over time with shorter intervals [37]. In agreement with data from athletes, higher acute

metabolism and peak cardioventilatory measures (i.e., workload, HR, VO2, BLa) were observed

with long duration intervals (4-min) compared to short (20-sec) intervals or MICE in CR patients

[50].

2.4.2. Recovery interval

The type of recovery undoubtedly influences the acute metabolic load placed on the body.

Passive, rather than active, recovery seems to be preferred as it allows a longer TTE in CAD

patients [110], potentially because of the opportunity for phosphocreatine (PCr) restoration

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[111]. It follows that longer recovery periods allow for greater intramuscular PCr restoration,

improving endurance performance [112]. Active recovery facilitates a quicker achievement of

VO2max during a work interval, but as a result, can lead to suboptimal work capacity or

premature fatigue during subsequent intervals due to an impingement on muscle metabolic

recovery [108, 113, 114]. 15-sec intervals and passive recovery was superior in those with CAD

compared to combinations using 60-sec intervals and active recovery when considering RPE,

time spent >80% VO2max, and TTE [110]. The optimal protocol in HF patients appears to

follow a similar design – 30-sec intervals with passive recovery compared to combinations using

90-sec intervals and active recovery, with no adverse outcomes reported [115]. PCr kinetics may

be dependent on the interaction between the work-to-rest ratio and recovery type, as TTE was

negatively influenced by active recovery but only in intervals of short duration [116]. PCr

reconstitution was lower in short intervals with active recovery, with the observed impairment in

endurance performance possibly a result of PCr’s main role as an energy source during initial

exercise (<30 secs) [112]. However, longer TTE may not necessarily translate to greater time

spent at a high VO2, as both active and passive recoveries resulted in similar time spent >90%

VO2max, despite passive allowing longer TTE [117]. It should be noted that only HIIT with

active recovery increased VO2max after 7 weeks. A similar study found total time spent >90%

VO2max to be comparable using either type of recovery, but when TTE was taken into account,

active recovery allowed a greater percentage of the session to be spent at a high %VO2max

[118].

Reviews have been published in attempt to synthesize the vast array of data available. Midgley et

al. [40] recommend work and recovery durations between 15-30s and active recovery (below

lactate threshold) to maximize time spent near or at VO2max. However, it is not clear if this

protocol design translates into long-term health benefits if implemented into CR. In a 2016

review article by Hussain et al. [119], the authors surmise that the 4x4 HIIE protocol may be

most effective, as it has consistently elicited superior physiological benefits. This parallels

Hofmann and Tschakert’s argument, that mean intensity and total duration of an exercise session

are the main determinants of exercise load (which are maximized in 4x4 HIIE protocol compared

to 10x1) [120].

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2.4.3. HIIE optimization summary

Evidence supports long-duration, high-intensity intervals to be a strong physiological stimulus,

with shorter intervals eliciting comparable responses to continuous exercise [121]. However, the

preferred protocol in patients is one with short duration intervals and passive recovery periods

[110], and may not come at the expense of a lower VO2 response [122]. The prescription of

longer intervals can be considered for the improvement and maintenance of physical capacity in

individuals of a higher fitness level [123]. Notwithstanding this evidence, it would be imprudent

to conclude one protocol’s effectiveness over another, as the optimal HIIE protocol may be

different for each clinical population. A systematic approach to HIIE prescription is warranted,

to maximize health benefits and minimize risk.

2.5. Mechanisms

2.5.1. Chronic exercise

Numerous mechanisms have been proposed to account for the HIIE-induced adaptations in

exercise capacity, including associated changes in endothelial function. Decreases in oxidative

stress, inflammation, and sympathetic tone, with concomitant increases in nitric oxide (NO)

bioavailability and vagal influence may all act to improve vascular tone and stiffness [89, 124].

MiR-126, a specific microRNA linked to an atheroprotective state, was found to be higher after 4

weeks of MICT and progressive HIIT (adding 1 interval per week), and may explain HIIT’s

effectiveness as a secondary prevention intervention. Increased NO release with regular aerobic

exercise has been shown to improve endothelial-dependent vasorelaxation in hypertensive

patients [125], with greater endothelial NO synthase (eNOS) and NO metabolite levels seen after

HIIT in healthy and infarcted rats [126, 127] In further support of this suggested mechanism,

endothelial dysfunction with reduced eNOS expression and increased vascular stiffness

biomarkers was improved with HIIT in a HF rat model [128].

Peripheral adaptations also play a role in the beneficial physiological changes observed with

chronic exercise training. Skeletal muscle membrane excitability and contractile function in type

II fibres was improved after a 12-week HIIT intervention in older adults, coincident with

improved performance outcomes [129]. Additionally, an upregulation of PGC-1α may play an

important role in aerobic fitness improvements following HIIT [27, 33, 94]. In support of this,

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skeletal muscle oxidative capacity was found to increase after 8 weeks of HIIT, but MICT

increased capillary density to a greater extent [76]. Moreover, the VO2 efficiency slope increased

alongside improvements in aerobic fitness with both HIIT and MICT, representing a lower

ventilatory demand for a given submaximal workload [130]. This indirect measure of

cardiopulmonary function provides insight into skeletal muscle adaptations, as increases in

mitochondrial and capillary density and peripheral blood flow will attenuate the exercise-induced

increase in metabolic acidosis, which is linked to the ventilatory response. Observed central

adaptations are probably related to hematological factors during submaximal work, while

maximal improvements require a training period of substantial length [17].

2.5.2. Acute exercise

Acute exercise is associated with increased oxidative stress, which may temporarily reduce NO

production and bioavailability and impair endothelial function (i.e., flow-mediated dilation

[FMD]). This would explain the ‘biphasic FMD response’ to acute exercise, whereby arteries are

in an imbalanced pro-oxidant state immediately after exercise, until antioxidant levels increase

during the recovery period [131]. Results have shown that higher intensity exercise is associated

with greater oxidative stress [132], however, there are studies which are not in support of this

[133]. An increase in blood flow during exercise elicits a comparative increase in antegrade

shear, thus, promoting NO-mediated vasodilation [134]. In contrast, the decrease in FMD

immediately post-exercise may not represent impaired endothelial vasodilation, but rather the

dilated artery’s diminished dilator capacity; however, most data does not support impaired FMD

from a smaller shear stimulus during reactive hyperemia [132, 135, 136]. Furthermore, the

increase in sympathetic vasoconstrictor activity and norepinephrine with strenuous exercise is

associated with a decrease in FMD [137]. Moreover, CAD patients may even experience a

paradoxical vasoconstriction effect with increased blood flow [3]. Inflammation has also been

suggested to influence endothelial function after exercise [50, 138, 139]. HIIE (15-60-sec

intervals) was shown to increase biomarkers of inflammation and muscle damage immediately

after exercise, albeit in healthy males [140]. In contrast, another study favoured HIIE over MICE

to elicit an anti-atherogenic profile, as measured by brain-derived neurotrophic factor,

adiponection, and plasminogen inhibitor-1 [141]. Guiraud et al. [107] found biological markers

associated with endothelial function to be unchanged after HIIE in physically active men with

CAD, however, this could be due to the short intervals employed (15-sec) with passive recovery.

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The physiological demand during HIIE is high, so motor unit recruitment increases and ATP use

exceeds production to create an environment with excessive levels of metabolic byproducts,

acting to impair skeletal muscle contraction. These metabolites (i.e., Pi, AMP, ADP) accumulate

during long intervals and active recovery that eventually increase the concentration of hydrogen

ions and lactate production. If consistently repeated, the ensuing fatigue will lead to chronic

training adaptations. The brief periods of recovery during interval exercise allow for PCr

resynthesis and fatigue-related metabolite clearance, to delay the attainment of exhaustion

compared to MICE. In addition, the role of myoglobin has been hypothesized as a potential

oxygen store during initial exertion (<30 secs), which is why shorter intervals may not place a

substantial demand on circulatory and respiratory systems [41, 142].

2.6. Summary of review of literature

Empirical evidence supports HIIT’s potential to improve aerobic fitness with chronic training,

often to a greater and more rapid extent than MICT. Various HIIE protocols have been

investigated in the literature, but one that optimizes both the physiological response and

preference has yet to be recommended. Furthermore, the acute physiological stimulus of these

protocols in patient populations is unclear. This information would inform the evidence-based

prescription of an effective HIIE protocol, and thus, warrants future attention.

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– Methodology and Methods

3.1. Study overview

This investigation employed a within-subject, repeated measures design, and involved five study

visits in total. The first study visit took place at the TRI or Toronto Western Hospital (TWH),

and Visits 2-5 at the Dr. Terry Kavanagh Heart Health Laboratory in the University of Toronto’s

Goldring Centre for High Performance Sport. Visit 1 involved consent and familiarization, and

Visits 2-5 involved one of 4 randomized exercise protocols with assessment of physiological

parameters. Within each participant, all study visits were scheduled at the same time of day (i.e.,

morning or afternoon) to standardize the effect of beta-blockers and minimize the influence of

diurnal rhythms on BP [143]. Participants were instructed to abstain from vigorous exercise for

24 hours, caffeine and alcohol consumption for 12 hours, tobacco use for 6 hours, and to eat a

similar meal no less than 3 hours prior to each visit [144, 145]. Participants were encouraged to

maintain their daily routine, including participation in CR classes, medications, diet, and sleep

until all study visits were completed.

3.2. Participants

3.2.1. Participant inclusion and exclusion criteria

Men and post-menopausal women (≥12 consecutive months since last menses) with documented

CAD (i.e., history of MI, CABG, PCI, or stable angina) in sinus rhythm were recruited. Patients

were either current participants or graduates of the University Health Network (UHN)’s CR

program. Exclusion criteria included: a major musculoskeletal, pulmonary, or severe cognitive

impairment precluding exercise participation, history of HF, unstable angina, significant

arrhythmia, diabetes, high risk for falls, and/or evidence of ischemia or significant arrhythmia

during cardiopulmonary assessment (CPA).

3.2.2. Standard of care

Patients were enrolled in (or completed) UHN’s 6-month CR program, including aerobic and

resistance exercise training, education, and one-on-one counseling. Upon referral, patients

completed an initial assessment that included: a medical and family history questionnaire, resting

electrocardiogram (ECG), body composition, and CPA. Patients attended weekly sessions at the

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TRI or TWH and were also asked to complete 4 aerobic and 2 resistance exercise sessions per

week at home. Resistance training was introduced during the first half of the program. All

subjects completed weekly paper diaries of their exercise activities, HR and symptoms. Each

group class began with an interactive education session, followed by warm-up and stretching

routine, and then personalized exercise session. At TRI, exercise was performed either inside

(track, treadmill, or cycle) or on the outdoor track, weather-permitting. Patients at TWH

exercised in the gym, where there was treadmill, bike, and arm ergometer access. Exercise

prescription was based on patient medical history and fitness level (from CPA results), and

intensity prescribed from a combination of 3 criteria: 1) 60-80% VO2peak, 2) 70-80% HRR, 3) at

or below AT, 4) below any signs or symptoms of ischemia, and 5) RPE 11-14. Patients were

prescribed an initial prescription of 0.5 to 1 mile at the lower end of the intensity range. Distance

was progressed by 0.5 to 1 mile every 2 weeks as indicated. Exercise was continually progressed,

with the goal of exercising for 30-60 mins, 5 days per week, at the top end of the intensity range.

Patient tolerability and willingness were considered before intervals of higher intensity (>80%

HRR) were prescribed for brief periods, usually a faster walking pace.

3.2.3. Recruitment

Participants were recruited from UHN’s CR program, at various stages throughout the program.

The study coordinator gave a brief talk outlining the main study details and inclusion criteria

before the beginning of the CR class (Appendix A). Interested participants were encouraged to

inquire further and ask questions during or after class, and a copy of the consent form was

provided for each prospective participant to keep. For patients who gave consent to be screened

for research studies, the study coordinator used the patient’s file and a preliminary screening

form (Appendix B) to screen for patients with contraindications to HIIE. The CR supervisor

(CRS) and/or study physician verified patient eligibility. The CRS asked eligible patients if they

would be interested in speaking to the study coordinator regarding potential participation in a

research study, and introduced the study coordinator with the patient’s verbal agreement. The

first study visit was scheduled for those who were interested and met the inclusion/exclusion

criteria (as confirmed by their patient file). Posters (Appendix C) were posted around the TRI to

assist with recruitment. Participants were recruited on a rolling basis.

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This study was discussed at the Cardiac Department’s team meetings at the TRI and TWH.

Members in attendance included both clinical and research staff. Potential patient burden and

recruitment strategy was discussed.

3.3. Study visits

3.3.1. Visit 1 – Consent and familiarization

Eligible patients completed the consent and familiarization process during one of their weekly

CR classes (but still attended the education component of class). Written informed consent was

obtained in person by the study coordinator after the study was explained in detail and all

questions were answered (Appendix D). The main objectives of the visit were to: 1) obtain

consent, 2) accustom participants to treadmill exercise (i.e., start/stop, speed up/slow down,

straddle), and 3) determine treadmill speeds corresponding to the target intensities through

%HRR and RPE (Appendix E). Treadmill speed was increased every 5 seconds until a maximal

safe walking speed was attained. If the target HR was not met, the incline was increased until the

desired intensity was achieved. Results from the patient’s most recent CPA served to inform this

process. Refer to Figure 3 for the familiarization schematic. The speed/incline combinations

were used during Visits 2-5. Participants were also asked to fill out a medical history

questionnaire (Appendix F). The medical history questionnaire inquired about CV health,

alcohol intake, prescription and non-prescription drugs, smoking status, and family history of

disease or sudden death.

3.3.1. Visits 2-5 – Exercise interventions

This study employed 4 different exercise protocols on a motorized treadmill, randomized for

order. Participants underwent anthropometric and resting hemodynamic measures (baseline)

before completion of the exercise protocol with physiological assessment.

A single-lead ECG was applied on bare, cleaned and abraded skin. BP was measured at specific

time points using a motion-tolerant monitor (Tango M2, SunTech Medical, Morrisville, NC,

USA). Participants used a mouthpiece and nose clip to allow the measurement of breath-by-

breath samples of expired air, which was analyzed by an automated system (Vmax 2900,

BD&Co., US) to determine the volume of air expired and its gas content. From this information,

the oxygen cost of each exercise protocol was calculated (Appendix G).

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Figure 3. Familiarization protocol. Dark grey: high-intensity (85-95% HRR/RPE 17-19), grey: moderate-intensity (60-70% HRR, RPE 14-15), light grey: low-intensity (20% HRR, RPE≤11). A 5-min warm-up (w/u) from 0-5mins (30-40% HRR/RPE 11-12), a 5-min passive rest period from 14-19mins, and 3-min cool-down (c/d) from 35-38mins (20% HRR, RPE≤11).

Treadmill exercise was chosen so that study results could be translatable to exercise modes

typically performed in the CR setting. Exercise intensity was prescribed as %HRR (desired HR =

desired intensity × (HRpeak - HRrest) + HRrest) and RPE. Intervals were prescribed using a

combination of %HRR and RPE because it is a feasible method that can be used by staff and

patients in the CR setting, and is recommended by the Canadian Association for Cardiac

Prevention and Rehabilitation. Each exercise protocol began with a 5-min warm-up at 30-40%

HRR/RPE 11-12 and concluded with a 3-min cool-down at 20% HRR/RPE ≤11. Treadmill speed

and incline was continually adjusted to ensure that target HRs were achieved and maintained

during the exercise session. The details of each exercise protocol can be found in Table 2 and

Figures 3-6.

The following were criteria to terminate exercise, as recommended by the American College of

Sports Medicine [9]:

• Exercise SBP >250mmHg and/or DBP >115mmHg

• Drop in SBP of >10mmHg, accompanied by other evidence of ischemia

• Signs/symptoms of exercise intolerance: moderate-severe angina, dyspnea,

dizziness/syncope, cyanosis/pallor

• Sustained ventricular tachycardia

• Participant’s request to stop

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Table 2. Exercise protocol details.

Figure 4. 4x4 exercise protocol. Dark grey: high-intensity interval (85-95% HRR, RPE 17-19), grey: moderate-intensity recovery (60-70% HRR, RPE 14-15). A 5-min warm-up (w/u) from 0-5mins (30-40% HRR/RPE 11-12) and 3-min cool-down (c/d) from

33-36mins (20% HRR, RPE ≤11). BP, HR, and RPE values at 9, 12, 16, 26, and 30 minutes (represented by ♥).

Protocol name

WORK INTERVAL RECOVERY INTERVAL Protocol

duration (min)

Series repetitions

Duration (min)

Intensity (% HRR)

Intensity (RPE)

Duration (min)

Intensity (% HRR)

Intensity (RPE)

4x4

10x1 TRIP

1

2

1+2

MICE

4

10 4

1

4

1

4

1 0.5

3

7

30

85-95

85-95 85-95

60-70

-

60-70

17-19

17-19 17-19

14-15

14-15

3

1 0.5

-

-

-

60-70

≤20 ≤20

-

-

-

14-15

≤11 ≤11

-

-

-

28

20 -

-

28

30

10x1, low-volume interval protocol, MICE, moderate intensity continuous exercise, 4x4, Norwegian interval protocol, % HRR, percentage of heart rate reserve, RPE, rating of perceived exertion, TRIP, Toronto

Rehabilitation Institute protocol

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Figure 5. 10x1 exercise protocol. Dark grey: high-intensity interval (85-95% HRR, RPE 17-19), light grey: low-intensity recovery (20% HRR, RPE ≤11). A 5-min warm-up (w/u) from 0-5mins (30-40% HRR, RPE 11-12) and 3-min cool-down (c/d)

from 25-28mins (20% HRR, RPE ≤11). BP, HR, and RPE values at 8, 11, 14, 21, and 24 minutes (represented by ♥).

Figure 6. TRIP. Dark grey: high-intensity interval (85-95% HRR, RPE 17-19), grey: moderate-intensity interval (60-70% HRR, RPE 14-15), light grey: low-intensity recovery (20% HRR, RPE ≤11). A 5-min warm-up (w/u) from 0-5mins (30-40% HRR, RPE 11-12) and 3-min cool-down (c/d) from 33-36mins (20% HRR, RPE ≤11). BP, HR, and RPE values at 9, 12, 16, 26, and 30

minutes (represented by ♥).

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Figure 7. MICE protocol. Grey: moderate-intensity (60-70% HRR/RPE 14-15). A 5-min warm-up (w/u) from 0-5mins (30-40% HRR, RPE 11-12) and 3-min cool-down (c/d) from 35-38mins (20% HRR, RPE≤11). BP, HR, and RPE values at 12, 20, and 35

minutes (represented by ♥).

3.4. Study measures

3.4.1. Resting phenotypic characteristics

Height and mass were measured at the start of each session, with light exercise clothing but

without shoes. Body mass index (BMI, kg·m-2) was subsequently calculated. Participants quietly

lay supine for 10 minutes in a dimly lit room. Four BP measurements were taken from the right

arm positioned at heart level, at 1-min intervals using an automated device (BpTRU model

BPM-100, BpTRU Medical Devices, Coquitlam, BC, Canada), and the average of the last 3

measures were used as resting BP and HR values (Appendix H).

3.4.2. HR, BP, RPE, VO2

HR was recorded continuously by monitoring R-R intervals (Polar V800, Polar Electro Oy,

Kempele, Finland) during exercise. BP and RPE were taken during the early, mid, and late

portion of the exercise session. BP was also taken immediately after exercise (<2 mins post)

(Appendix I).

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3.4.3. Participant exercise preference

At the end of Visit 5, participants were asked to complete a questionnaire based on their

experience of all exercise protocols (Appendix J). This questionnaire was specifically developed

for assessing participant HIIE preference, modified from one previously used [146]. Participants

were asked to rank the exercise protocols (4x4, 10x1, TRIP, MICE) in order of preference, from

most to least preferred.

3.5. Data and statistical analyses

3.5.1. Sample size calculation

An a priori sample size calculation using the primary outcome of time spent above 90% VO2R

resulted in a sample requirement of 8 participants to detect differences with a chosen α of 0.05

and β of 0.8. While the duration at a high %VO2max an individual should exercise in order to

achieve optimal aerobic improvements remains unknown, a minimum of 10 minutes near or at

VO2max is suggested to lead to cardiopulmonary adaptations [37]. Acute HIIE studies that have

measured VO2 would suggest this amount of time is achievable with an interval exercise session

[110, 147]. It was hypothesized that the 4x4 protocol would elicit 10 minutes above 90% VO2R

compared to 0 minutes during 30 mins of MICE. The standard deviation from a previous study

was used [110]. As the thesis project was a part of a larger research study, 17 participants were

successfully recruited in order to satisfy the sample size calculation for FMD.

3.5.2. Data analysis

The physiological response to each exercise protocol was quantified after the exclusion of warm-

up and cool-down periods. Three-breath and five-beat rolling averages were computed from

breath-by-breath VO2 and R-R interval data, respectively, with erroneous data points (i.e.,

arrhythmias, erratic breaths) eliminated before the calculation of average and peak values from

each protocol. RPP was calculated as the product of peak HR and BP values during exercise.

Area under the curve (AUC) was determined (GraphPad Software Inc., La Jolla, CA, USA)

above standing VO2 and HR values (Appendix K), and change (Δ) in HR and VO2 values were

calculated as the percent change from early to late portions of the exercise session. Early was

identified as 15% (or 25% for MICE) protocol completion while late as 90-100% completion.

The proportion of the exercise session spent above specific thresholds was determined using time

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and AUC, and also represented as a percentage of the total session to control for differences in

protocol duration. The thresholds examined were the average VO2 of a participant’s MICE

session and 90% VO2R (VO2R = intensity × (VO2peak - VO2rest) + VO2rest). Time spent above

the MICE average VO2 and 90% VO2R were calculated by summing the time blocks

corresponding to values above each threshold. Exercise protocol preference was determined by

assigning numerical values (1-4) to the exercise protocols based on its ranking. The most

preferred protocol was given a value of 1 and 4 for least preferred. Rankings were summed, with

the most preferred protocol having the lowest total value.

3.5.3. Statistical analysis

Analyses were performed using IBM SPSS Statistics (Version 25, IBM Corp, Armonk, NY). The

Shapiro-Wilk test was used to test normality of data, and a one-way repeated measures ANOVA

or Friedman test was performed as appropriate, to test the null hypothesis that HIIE was not

different than MICE. Greenhouse-Geisser correction was used when data violated the

assumption of sphericity with Mauchly’s W test. If significant main effects were observed, post-

hoc analyses were conducted by pair wise comparisons or Wilcoxon signed-rank test with

Bonferroni correction. Results are expressed as mean ± standard deviation and statistical

significance was accepted at a p<0.05.

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– The acute physiological response to high-intensity interval exercise in patients with coronary artery disease

This chapter is a modified version of a manuscript to be submitted for review and publication.

ABSTRACT

High-intensity interval exercise (HIIE) elicits quicker and more substantial improvements in

aerobic capacity compared to moderate-intensity continuous exercise (MICE), but the protocol

that optimizes the physiological stimulus and patient preference is undetermined. Fifteen patients

with coronary artery disease (CAD) (9 males, 67 ± 6 years) underwent physiological assessment

during 3 different HIIE protocols and MICE. The 4x4 protocol (four, 4-min intervals) elicited a

greater physiological stimulus, as indicated by heart rate (HR), oxygen uptake (VO2), rating of

perceived exertion (RPE), and blood pressure responses (p<0.05), but was the least preferred

HIIE protocol. The 10x1 protocol (ten, 1-min intervals) was most preferred, it was comparable to

MICE, and should be considered a timesaving alternative. TRIP (30-sec intervals) proved to be a

strong physiological stimulus and may be a viable choice opposed to long duration intervals, for

its similar HR response and RPE at a higher VO2. These results indicate that HIIE is an efficient

and well-tolerated exercise prescription for CAD patients.

INTRODUCTION

Coronary artery disease (CAD) continues to be one of the leading causes of death worldwide [1],

and since aerobic capacity is a main prognostic indicator for CAD patients [4, 5], therapeutic

interventions that aim to improve aerobic fitness are of particular value. It is not surprising that

exercise-based cardiac rehabilitation (CR) is current standard of care, eliciting reductions in

cardiovascular (CV) and overall mortality [7] through improvements in exercise capacity, quality

of life, and reductions in hospital admissions and associated costs [54-56]. Typically, 30-60

minutes of moderate-intensity continuous exercise (MICE) on most days of the week is

prescribed to CR patients [9, 10], in line with current Canadian exercise recommendations [11].

Despite the irrefutable benefits of exercise-based CR, one of the main barriers to CR adherence

is a perceived lack of time [13], so the development of shorter but effective exercise

prescriptions that elicit clinically-relevant improvements in physiological outcomes are desired.

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High-intensity interval exercise (HIIE) allows for the greater achievement of total time spent at

high workloads than commonly performed with continuous exercise, facilitating substantial

improvements in aerobic capacity in both healthy and clinical populations. Compared to

moderate-intensity continuous training (MICT), high-intensity interval training (HIIT) has been

shown to produce similar, if not superior, improvements in peak oxygen uptake (VO2peak) [77-

80, 82, 83], anaerobic threshold [20], cardiac function [78, 84], endothelial function [83, 100],

exercise adherence and quality of life [30, 83, 97, 100]. HIIE has also been used in various

clinical populations without adverse outcomes in both supervised and home-based rehabilitation

settings [29, 30]. Therefore, it may be regarded as a safe, efficacious alternative to high-volume

aerobic exercise in the general community and within CR programs.

Despite the growing acceptance of HIIT for select patient groups, there is no consensus on which

protocol is optimal. Numerous HIIE protocols have been developed, using various combinations

of interval and recovery durations and intensities, but little is known about the degree to which

various protocols perturb CV and energy production systems. Different combinations of intensity

and duration of both interval and recovery phases elicit unique, acute physiological responses

[33], so careful consideration of these variables is needed to optimize tolerability of exercise, and

has implications for training adherence [39]. While few studies have examined HIIE in CAD

patients [50, 67, 110], its acute physiological effects are not as well understood as conventional

MICE. Protocols previously investigated are limited in number and the cardiopulmonary and

hemodynamic responses are not comprehensively examined. Therefore, the purpose of the study

was to examine the acute physiological effects of 3 HIIE protocols frequently used in CR

compared to the standard of care (i.e., MICE) in patients with CAD. It was hypothesized that the

protocol employing long-duration intervals (4-min) would provide the greatest physiological

stimulus, as determined by time spent at a high VO2, and the protocols employing shorter

duration intervals would be comparable to MICE.

MATERIALS AND METHODS

Participants. Seventeen patients (11 males) with documented, stable CAD were recruited from

the University Health Network (UHN)’s CV Prevention and Rehabilitation Program (Toronto,

Canada). All patients were diagnosed with CAD, defined as having at least one of the following:

history of myocardial infarction (MI), percutaneous coronary intervention, coronary artery

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34

bypass graft procedure, or stable angina. Patients with a history of heart failure, diabetes

mellitus, significant arrhythmia, unstable angina, or other contraindication to HIIE were

excluded. In addition, only post-menopausal women (≥12 months since last menses) were invited

to participate. Eligibility was determined with patient health records and verbal confirmation.

VO2peak and heart rate (HR) peak were obtained from routine cardiopulmonary assessments, as

part of a patient’s care in the CR program. The study protocol was reviewed and approved by

UHN’s Research Ethics Board before informed consent was obtained in writing by patients prior

to participation. Participant characteristics can be found in Table 3.

Study design. A randomized, crossover design was chosen as the experimental approach,

involving 5 visits in total. The first visit included consent, medical history, and a familiarization

protocol to determine the treadmill speeds and inclines needed to achieve the target HR zones

based on results from patients’ routine cardiopulmonary assessments. The other 4 visits involved

an exercise protocol and assessment of physiological parameters. Participants completed 3 HIIE

and 30-min MICE protocols, randomized for order. Within each participant, all study visits were

scheduled at the same time of day to standardize the effect of beta-blockers and to minimize the

influence of diurnal rhythms on blood pressure (BP) [143], and visits were scheduled at least 48

hours apart. Participants were instructed to abstain from vigorous exercise for 24 hours, caffeine

and alcohol consumption for 12 hours, tobacco use for 6 hours, and to eat a similar meal no less

than 3 hours prior to each session. Participants were encouraged to maintain their daily routine,

including participation in CR classes, medications, diet, and sleep until all study visits were

completed. Anthropometric and resting supine BP and HR measurements (BpTRU model BPM-

100, BpTRU Medical Devices, Coquitlam, BC, Canada) were taken at the start of each

laboratory visit. Study participation was concluded with a questionnaire to assess exercise

protocol preference, whereby participants were asked to rank the protocols from most to least

preferred.

Exercise protocols. Exercise was performed on a motorized treadmill and prescribed as a

percentage of HR reserve (% HRR) (desired HR = desired intensity × (HRpeak - HRrest) +

HRrest) and rating of perceived exertion (RPE) using the Borg (6-20) scale [148]. Treadmill

speed and incline was continually adjusted to ensure that target heart rates were achieved and

maintained during the exercise session. A standardized 5-min warm up at 30-40% HRR and 3-

min cool down at ≤20% HRR were included in each exercise session. HR was calculated from

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35

continuously recorded R-R intervals (Polar V800, Polar Electro Oy, Kempele, Finland) and a

motion-tolerant BP monitor (Tango M2, SunTech Medical, US) was used for BP measurements

during the early, mid, and late portion of each exercise protocol, as well as immediately after

exercise cessation. Participants used a mouthpiece and nose clip to allow the measurement of

breath-by-breath samples of expired air, which was analyzed by an automated system (Vmax

2900, BD&Co., US) to determine VO2. The exercise protocol was terminated if any of the

following criteria were observed: abnormal BP response, signs of exercise intolerance, or patient

request to stop.

Table 3. Participant characteristics.

Variable N=14

Sex (%)

Male Female

Age (years) Height (m)

Weight (kg) BMI (kg·m

-2)

Supine systolic blood pressure (mmHg) Supine diastolic blood pressure (mmHg) Supine heart rate (bpm)

VO2peak (ml·kg-1

·min-1

) Peak heart rate (bpm) CV event (%)

Angina

CABG

MI

PCI Time since most recent CV event (years)

Pacemaker (%) Smoking status (%) Current

Previous Non-smoker

Medications (%) ACE inhibitor/ARB

Acetylsalicylic acid

Alpha-blocker Anti-arrhythmic

Beta-blocker

Blood thinner

Ca2+

channel blocker

Statin

8 (47) 6 (43) 67 ± 6

1.7 ± 0.09

74.7 ± 13.1 25.5 ± 2.8 112 ± 13 70 ± 5 60 ± 8

31.3 ± 9.7 140 ± 20

1 (7) 2 (14)

8 (57) 11 (79)

2.0 ± 1.8

1 (7)

0 (0) 8 (57) 6 (53)

8 (57)

14 (100)

1 (7) 2 (14) 9 (64) 8 (57) 1 (7)

13 (93) Data presented as mean ± standard deviation. ACE, angiotensin converting enzyme, ARB, angiotensin II receptor blocker, bpm, beats per minute, BMI, body mass index, CABG, coronary artery bypass graft, CV, cardiovascular, MI, myocardial

infarction, PCI, percutaneous coronary intervention

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Schematics of each exercise protocol can be found in Figure 8 and their descriptions in Table 4.

The 4x4 [77-83, 100] and 10x1 [23, 87] protocols were selected for examination because of their

previous use in CAD patients and positive outcomes observed in the literature. TRIP (Toronto

Rehabilitation Institute protocol), a site-specific protocol, is currently prescribed to select

patients at the site of recruitment but has yet to be formally investigated. Lastly, MICE was used

as a control condition to represent standard exercise prescription in CR [11]. It is recognized that

the aforementioned protocols are neither isovolumic nor isocaloric, but the study’s rationale was

based upon the comparison of habitually used exercise protocols that are not necessarily matched

for total work performed.

Data analysis. The physiological response to each exercise protocol was quantified after the

exclusion of warm-up and cool-down periods. Three-breath and five-beat rolling averages were

computed from breath-by-breath VO2 and R-R interval data, respectively, with erroneous data

points (i.e., arrhythmias, erratic breaths) eliminated before the calculation of average and peak

values from each protocol. Rate pressure product (RPP) was calculated as the product of peak

HR and BP during exercise. Area under the curve (AUC) was determined (GraphPad Software

Inc., La Jolla, CA, USA) above standing VO2 and HR values, and change (Δ) in HR and VO2

values was calculated as the percent change from early to late portions of the exercise session.

Early was identified as 15% (or 25% for MICE) protocol completion while late as 90-100%

completion. The proportion of the exercise session spent above specific thresholds was

determined using time and AUC, and also represented as a percentage of the total session to

control for differences in protocol duration. The thresholds examined were the average VO2 of a

participant’s MICE session and 90% VO2R (VO2R = intensity × (VO2peak - VO2rest) + VO2rest)

The first threshold was selected on the premise that MICE represents the current standard of care

in CR [11], so time spent exercising above this threshold may provide a more potent stimulus,

and further, an intensity near or at VO2max (i.e., 90% VO2R) is suggested to be required for

improvements in aerobic fitness [43, 149]. Time spent above the MICE average VO2 and 90%

VO2R were calculated by summing the time blocks corresponding to values above these

threshold.

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Figure 8. Exercise protocol schematics. See Table 4 for protocol details.

Table 4. Exercise protocol details.

Statistical analysis. Statistical analyses were performed using IBM SPSS Statistics (Version 25,

IBM Corp, Armonk, NY). The Shapiro-Wilk test was used to test normality of data. One-way

repeated measures analyses of variance or Friedman tests were performed on normally and non-

normally distributed data, respectively, and significant main effects were examined post-hoc

(compared to MICE) by pairwise comparisons or Wilcoxon signed-rank tests using Bonferroni

correction. Results are expressed as mean ± standard deviation and statistical significance was

accepted at a p<0.05.

4x4

time

10x1

TRIP MICE

inte

nsit

y

time

time

time

inte

ns

ity

inte

nsit

y

inte

ns

ity

Protocol name

WORK INTERVAL RECOVERY INTERVAL Protocol

duration (min)

Series

repetitions

Duration

(min)

Intensity

(% HRR)

Intensity

(RPE)

Duration

(min)

Intensity

(% HRR)

Intensity

(RPE)

4x4

10x1 TRIP

1

2

1+2

MICE

4

10 4

1 4

1

4

1 0.5

3 7

30

85-95

85-95 85-95

60-70 -

60-70

17-19

17-19 17-19

14-15

14-15

3

1 0.5

- -

-

60-70

≤20 ≤20

- -

-

14-15

≤11 ≤11

- -

-

28

20 -

- 28

30

10x1, low-volume interval protocol, MICE, moderate intensity continuous exercise, 4x4, Norwegian interval protocol, % HRR, percentage of heart rate reserve, RPE, rating of perceived exertion, TRIP, Toronto

Rehabilitation Institute protocol

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38

RESULTS

Two male participants dropped out of the study due to time constraints, leaving 15 participants

who completed all study visits. Out of the 15 participants, one requested to prematurely end the

4x4 and TRIP protocols due to volitional fatigue, so his data for all analyses were excluded. In

addition, two female participants did not complete the ergospirometry assessments due to

extreme discomfort, so VO2 data is presented on 12 men and women. It should be noted that

there were no serious adverse events during the study, however, one participant experienced mild

angina (≤ 3/10) during the 10x1 protocol. There were no significant differences in

anthropometrics or resting BP and HR between study visits, thus, values were averaged and are

presented in Table 3. Standing VO2 and HR prior to the start of exercise were also similar

between visits (data not shown). Study results are presented in Table 5.

VO2 responses. Sample VO2 responses for one participant during each of the four protocols and

the group average are presented in Figure 9. Both 4x4 and TRIP protocols were greater than

MICE for average %VO2R achieved, with 10x1 trending significance (p=0.081). The peak

%VO2R achieved during 4x4, 10x1, and TRIP were all greater than MICE. The same trends

emerged when analyzed as relative VO2 values. The ΔVO2 for the 3 HIIE protocols were not

different than MICE, and total AUC was smaller for 10x1 compared to MICE. The AUC >MICE

values were greater in 4x4 and TRIP compared to MICE, but when analyzed >90% VO2R, no

protocol was significantly different to MICE. However, 4x4 approached significance (p=0.084).

The time spent >MICE was greater in the 4x4 and TRIP protocols; however, when expressed as

a percentage of the total exercise session, TRIP approached significance (p=0.057). Similar

observations were observed for time and percentage of session spent >90% VO2R, except TRIP

failed to reach statistical significance (p=0.084).

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39

Table 5. Exercise protocol results.

HR responses. Sample HR responses for one participant during each of the four protocols and the

group average are presented in Figure 10. There was a main effect for average %HRR, whereby

MICE had a lower average than 4x4 and was trending to be lower than TRIP (p=0.057). Peak

%HRR also had a main effect, with all HIIE protocols having greater peak values than MICE.

When average and peak HR values were expressed as beats per minute, all results remained,

except TRIP’s average HR became significantly greater than MICE. The ΔHR was similar

between groups, and total AUC for the 10x1 protocol was smaller compared to MICE.

Variable PROTOCOL

P value 4x4 10x1 TRIP MICE

Oxygen uptake

Average (% VO2R) Average (ml·kg

-1·min

-1)

Peak (% VO2R)

Peak (ml·kg-1

·min-1

)

Δ (%)

AUC

Total >MICE

>90% VO2R

Time (min)

>MICE

>90% VO2R Time (% of session)

>MICE

>90% VO2R

Heart rate

Average (% HRR) Average (bpm)

Peak (% HRR)

Peak (bpm)

Δ (%)

AUC Total

Blood pressure (mmHg)

Peak SBP

Peak DBP

Post 1 min SBP Post 1 min DBP

Peak RPP

RPE

72 ± 19‡

24.1 ± 6.0†

102 ± 25‡

32.9 ± 9.1†

10 ± 7

532 ± 146

106 ± 68*

13 ± 29

22.7 ± 4.6*

6.0 ± 8.0*

81 ± 17*

21 ± 29*

77 ± 12†

122 ± 17‡

104 ± 17‡

142 ± 18‡

12 ± 7

1601 ± 429

186 ± 31‡

88 ± 15

136 ± 30

68 ± 12 26436 ± 5543‡

16 ± 2*

65 ± 18 21.9 ± 4.6

96 ± 27†

30.8 ± 6.9†

22 ± 24

350 ± 102‡

43 ± 31

6 ± 18

12.4 ± 3.9

2.1 ± 4.4

64 ± 21

10 ± 22

68 ± 1 114 ± 16

94 ± 10‡

136 ± 21‡

12 ± 10

1018 ± 300*

175 ± 40

79 ± 9

139 ± 43

74 ± 14 23950 ± 6378†

15 ± 1

67 ± 23*

22.4 ± 5.3†

93 ± 31*

28.5 ± 6.6†

20 ± 19

493 ± 160

61 ± 39*

14 ± 30

20.8 ± 5.7*

4.9 ± 9.1

74 ± 20

18 ± 33

69 ± 7

116 ± 15†

95 ± 9‡

136 ± 20‡

16 ± 6

1351 ± 441

176 ± 28

80 ± 16

139 ± 47

66 ± 17 24011 ± 5305†

14 ± 1

58 ± 16 20.2 ± 4.8

82 ± 24

26.6 ± 5.1

5 ± 16

479 ± 165

23 ± 14

2 ± 4

14.9 ± 2.1 1.5 ± 3.4

52 ± 4

5 ± 11

60 ± 9

110 ± 16

80 ± 11 125 ± 19

11 ± 7

1417 ± 589

153 ± 24

76 ± 14 126 ± 25

67 ± 13

19119 ± 4214 14 ± 1

p≤0.001 p≤0.001 p≤0.001

p≤0.001

p=0.158

p≤0.001 p=0.004

p=0.028

p≤0.001

p≤0.001

p=0.004

p≤0.001

p≤0.001 p≤0.001

p≤0.001

p≤0.001

p=0.158

p≤0.001

p=0.003

p=0.034

p=0.531 p=0.035

p≤0.001

p=0.003

Data presented as mean ± standard deviation and P values for main effects.

AUC, area under the curve, bpm, beats per minute, Δ, delta, DBP, diastolic blood pressure, 10x1, low volume

interval protocol, MICE, moderate-intensity continuous exercise, 4x4, Norwegian interval protocol, % HRR,

percentage of heart rate reserve, % VO2R, percentage of oxygen uptake reserve, RPE, rating of perceived exertion, RPP, rate pressure product, SBP, systolic blood pressure, TRIP, Toronto Rehabilitation Institute protocol

Different from MICE at *p<0.05, †p<0.01, ‡ p<0.001

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40

BP, RPP, RPE, and protocol preference. Peak systolic BP (SBP) was higher during 4x4

compared to MICE and diastolic BP (DBP) trended significance (p=0.066). Both SBP and DBP

values taken immediately after the HIIE protocols were not found to be statistically different

from MICE. Peak RPP values during HIIE were greater than MICE. A main effect of protocol on

RPE was observed, whereby 4x4 was perceived to be harder than MICE, and 10x1 trended

significance (p=0.078). When participants ranked the protocols in order from most to least

preferred, 10x1 ranked first, followed by TRIP, 4x4, and then MICE.

Figure 9. Typical oxygen uptake (VO2) response from one participant (left side) and for the group average with standard deviation bars (right side). The lower dotted line represents MICE VO2 average and the upper dashed line 90% VO2 reserve (VO2R). 4x4, Norwegian interval protocol, 10x1, low-volume interval protocol, TRIP, Toronto Rehabilitation Institute protocol, MICE, moderate intensity continuous exercise.

Figure 10. Typical heart rate (HR) response from one participant (left side) and for the group average with standard deviation bars (right side). Dashed lines represent 40% and 80% HR reserve (HRR). 4x4, Norwegian interval protocol, 10x1, low-volume interval protocol, TRIP, Toronto Rehabilitation Institute protocol, MICE, moderate intensity continuous exercise.

0 10 20 300

10

20

30

time (min)

VO

2 (m

L/k

g/m

in)

4x4

0 10 20 300

10

20

30

time (min)

VO

2 (m

L/k

g/m

in)

TRIP

0 5 10 15 200

10

20

30

time (min)

VO

2 (m

L/k

g/m

in)

10x1

0 10 20 300

10

20

30

time (min)

VO

2 (m

L/k

g/m

in)

MICE

0 50 1000

1040

60

80

100

% of session

%V

O2R

4x4

10x1

TRIP

0 10 20 3050

75

100

125

150

175

time (min)

Hea

rt r

ate

(b

pm

)

4x4

0 10 20 3050

75

100

125

150

175

time (min)

He

art

ra

te (b

pm

)

TRIP

0 5 10 15 2050

75

100

125

150

175

time (min)

Hea

rt r

ate

(b

pm

)

10x1

0 10 20 3050

75

100

125

150

175

time (min)

He

art

ra

te (b

pm

)

MICE

0 50 1000

1040

60

80

100

% of session

%H

RR

4x4

10x1

TRIP

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41

DISCUSSION

This investigation aimed to elucidate differences in the acute physiological response to HIIE

protocols compared to MICE in patients with CAD. The study’s hypotheses that 4x4 and 10x1

protocols would elicit greater and comparable physiological stimuli, respectively, compared to

MICE were confirmed. However, TRIP, a unique site-specific protocol employing short-duration

intervals, unexpectedly proved to be a more potent stimulus relative to conventional MICE and

may provide another option for HIIE prescription. HIIE was effective, well-tolerated, and

preferred so its prescription should be considered in eligible and willing CR patients.

Although this investigation is not the first to examine the acute physiological response to HIIE in

CR patients, it furthers our understanding by way of a comprehensive cardiorespiratory

examination of protocols employed in CR. Our study has demonstrated that the 4x4 protocol

provided the greatest CV stimulus based on the HR, VO2 and BP responses. This is in agreement

with previous findings, but time spent at a high VO2 during the HIIE protocols was not examined

[50]. Though the present observations would suggest 4x4 to be the optimal protocol, it had the

highest RPE and was ranked the lowest HIIE protocol for preference by study participants. The

10x1 protocol was most preferred, but it was the least effective HIIE protocol when considering

average VO2 and time spent at a high VO2. An advantage of the 10x1 protocol is that it is a low-

volume alternative to standard of care that elicits a comparable physiological response. TRIP, a

novel site-specific protocol, proved to be a strong physiological stimulus and may be a viable

alternative to long duration intervals, for its similar HR response and RPE but greater time spent

above MICE VO2 compared to standard of care. Similar to the present study, Guiraud et al. [110]

concluded short duration intervals (15-sec) with passive recovery to be the optimized HIIE

prescription for those with CAD, as it allowed for a greater number of intervals to be completed

and a similar time spent at a high VO2 with lower RPE compared to other combinations of longer

durations (60-sec) and active recovery. These and previous results highlight the effectiveness of

HIIE in eliciting a potent physiological stimulus relative to MICE.

It is noteworthy that TRIP, a protocol utilizing short-duration intervals and low-intensity

recovery, resulted in a greater average VO2 and time spent above MICE VO2 compared to the

MICE protocol, findings also observed when exercising with longer duration intervals and

moderate-intensity recovery (i.e., 4x4). Earlier studies have found short work intervals to

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42

facilitate the achievement of heavy workloads with large muscle groups but minimally strain the

cardiorespiratory system, whereas longer intervals stress the aerobic system to a greater extent

[41, 42]. This is supported by our observation of a high-intermediate level of cardiac stress with

the 4x4 protocol compared to intermediate during 10x1 and TRIP, indicated by peak RPP values.

For example, long work intervals have been shown to elicit higher acute metabolic and peak

cardiorespiratory changes (i.e., blood lactate, HR, VO2) compared to short intervals (20-sec) or

MICE in CR patients [50], potentially due to a more substantial anaerobic glycolytic system

contribution. Results from the present study and others [50, 121] show minor HR and VO2

oscillations with intervals of short duration, which explains the maintenance of a high VO2

during TRIP despite frequent recovery periods. Furthermore, the work-to-rest ratio and recovery

intensity may be important parameters to consider. Data from athletes suggests a ratio >1 should

result in more time spent at a high VO2 [150], and would explain why the 10x1 protocol was

comparable to MICE for average VO2 and time spent above the thresholds, while 4x4 and TRIP

were superior. A study investigating a 10x1 protocol observed higher average HR and VO2

responses when an active recovery was used compared to a passive recovery [151]. While the

physiological response of the 10x1 protocol was inferior to the other HIIE protocols in the

present study, it should not be discounted as a possible HIIE prescription based on the

observation that it was comparable to MICE.

Time spent near or at maximal VO2 (VO2max) is a potent stimulus for cardiorespiratory fitness

adaptations, with a suggested target of 10 accumulated minutes at this intensity in order to infer

improvements in VO2max [37]. Accumulated time spent at high intensities maximally stresses

the oxygen transport and utilization systems, and therefore, may determine associated

physiological benefits [36, 37, 40-42]. Interval exercise has been shown to result in a longer time

spent at a higher %VO2max compared to MICE [43], so the optimal HIIE protocol may be one

that allows for greater periods of time to be spent near or at VO2max. In the present study,

approximately 6 and 5 minutes were spent above 90% VO2R during 4x4 and TRIP, respectively.

This is in line with previous findings in CAD patients [110], but below the 10-minute target.

However, these times were significantly greater and approximately double the amount of time

spent above 90% VO2R during 10x1 and MICE. Even when expressed as absolute time and

percentage of the total exercise session, the 10x1 protocol was comparable to MICE, yet 10

minutes less to complete. It could be speculated that the addition of work/rest series to match the

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43

total exercise duration of the other protocols would increase its physiological stimulus to become

superior to MICE. In addition, the physiological response to a typical CR session was quantified

and used as a threshold, whereby exercising above this would arguably lead to superior CV

improvements. Results for time spent above MICE VO2 suggest both 4x4 and TRIP to be

superior to MICE, demonstrating that these protocols elicit larger aerobic stimuli compared to

traditionally prescribed continuous exercise. Peak VO2 was greater in all HIIE protocols

compared to MICE, which was expected given that each HIIE protocol prescribed 85%-95%

HRR for the high-intensity intervals. Finally, average VO2 values complement the time spent

above MICE VO2 observations, with 4x4 and TRIP having higher values than MICE. Hence,

average VO2 and time spent above MICE indicate 4x4 and TRIP are more potent stimuli

compared to MICE, while 10x1 is comparable. However, in order to spend a greater amount of

time at intensities near or at VO2peak, it is necessary to perform the 4x4 protocol.

The changes in VO2 and HR from early to late exercise suggest a gradual increase in VO2 and

HR occurred for all protocols, as evident by positive ΔVO2 and ΔHR values. While this finding

was expected, the magnitude of increase that occurred during the HIIE sessions seemed to be

comparable to MICE. AUC analysis revealed that the 10x1 protocol produced lower cumulative

HR and VO2 stimuli compared to MICE, likely owing to its shorter exercise time. Observations

for VO2 AUC above MICE parallel findings for time spent above this threshold, but since time

spent above 90%VO2R was minimal, it was not sufficient to elucidate differences. AUC is a

useful comparative method to quantify the cumulative exercise stimulus for protocols employing

differing work-to-rest ratios, recovery intensities, and exercise durations. Our investigation

builds upon existing literature by using AUC to elucidate differences in the cumulative exercise

stimulus, which validates trends observed for time spent above MICE and possibly for time spent

above 90% VO2R. It is unclear what this information translates to exactly, but may provide

further support to trends observed for time spent above certain intensities.

The recommended exercise intensity for aerobic exercise in CR patients is 40-85% HRR or an

RPE of 12-16 [10]. In the present study, mean %HRR and RPE were higher during the 4x4

protocol compared to MICE, however, all exercise protocols elicited values within

recommendations. As expected, higher peak HR values were observed during the HIIE protocols

compared to MICE. While the 4x4 protocol elicited a higher BP response, regardless of protocol,

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44

BP remained within an acceptable range during exercise (i.e., SBP <250 mmHg and/or DBP

<115 mmHg) [9]. However, exaggerated blood pressure (EBP) responses (SBP >210 mmHg)

[152] were documented during certain HIIE sessions (4x4: n=2, 10x1: n=4, TRIP: n=1). EBP

during exercise is associated with an increased risk of future hypertension and/or CV

events [153, 154]; thus, these observations may be clinically relevant, but could also be product

of higher exercise intensities during HIIE and their associated VO2 costs. It follows that

myocardial oxygen demand (i.e., RPP) was greater during HIIE compared to MICE, which may

be an important consideration before its prescription in patients with compromised coronary

blood flow. Moreover, BP immediately after exercise may be of additional clinical relevance, as

post-2 min SBP predicted risk of acute MI [155]. In the present study, no differences in post-

exercise BP were apparent, yet, 3 cases of elevated SBP (≥195mmHg) immediately after

exercise were observed (1 case per HIIE protocol). Finally, no significant adverse events

occurred during the exercise sessions, supporting HIIE and its low risk of associated CV events

[31].

Limitations. It is recognized that the present study has limitations. We did not measure local

metabolites or metabolic by-products (i.e., phosphocreatine, blood lactate), which would have

helped to elucidate the contribution of the aerobic and anaerobic energy production systems to

meet ATP demand during the various exercise protocols. The inclusion of stable CAD patients,

free of other comorbidities (i.e., diabetes mellitus, heart failure), limits the applicability of study

findings to the representative CR population. Our participants were already engaging in CR

(n=8) or were graduates of the program (n=6) and had higher fitness levels than patients with

additional comorbidities and/or naïve to CR [156]. Although 6 women were successfully

recruited for participation and provides a larger female representation than previous studies [50,

67, 110], this did not provide enough statistical power to evaluate potential sex-based

differences. An exploratory analysis did not reveal an effect of sex on time spent >90%VO2R

(p=0.683), so one may surmise that there are no differences in the acute physiological response

to HIIE between males and females; however, these results should be interpreted with caution.

Finally, while numerous combinations of work-to-rest ratios and exercise intensities for HIIE

prescription could be examined, the intent of the study was to examine 2 HIIE protocols

previously employed in longitudinal training studies and a novel site-specific HIIE protocol.

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45

CONCLUSION

This study demonstrated that 3 HIIE protocols, using different work-to-rest ratios and recovery

intensities, had distinct physiological responses appropriate for training in CR. The 4x4 protocol

was the most potent CV stimulus, but its higher perceived difficulty and lack of preference

should be considered before its prescription. While the 10x1 protocol was comparable MICE, it

was the most preferred amongst our participants, and would be a pragmatic choice to achieve a

similar stimulus to the current standard of care in a shorter period of time. Moreover, TRIP, a

novel protocol, elicited a comparable HR and RPE response for a higher VO2 relative to MICE,

indicating it is both effective and tolerable and should be examined in a longitudinal training

study. The present investigation has confirmed that HIIE prescription is well tolerated, effective,

and is preferred over a traditional MICE protocol.

ACKNOWLEDGEMENTS

The authors would like to thank the participants for their time and effort, and acknowledge the

CR clinical and research staff at UHN for their assistance with study recruitment.

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46

– Conclusion

5.1. Extended discussion

The purpose of this study was to examine the acute physiological response to HIIE protocols in

patients with stable CAD, and identify a protocol that was both effective and preferred by CR

patients. The current investigation provides novel insight into the acute physiological stimulus of

3 habitually prescribed HIIE protocols, by way of a comprehensive CV assessment and the

comparison to a MICE session representative of standard of care. Study hypotheses were

confirmed, whereby the 4x4 protocol resulted in a potent CV stimulus, as evident by greater HR,

VO2, and BP responses relative to traditional MICE, but despite this, was the least preferred

HIIE protocol. Comparatively, the 10x1 protocol ranked highest for preference and provided a

comparable physiological stimulus to standard of care with the advantage of a markedly lower

exercise time. In contrast to what was hypothesized, TRIP elicited a greater average and peak

VO2 for comparable HR and RPE response compared to MICE, and may provide an effective

alternative for HIIE prescription. Overall, the investigated HIIE protocols were comparable or

superior, well tolerated, and favoured over conventional MICE. On the whole, findings from the

present investigation confirm longitudinal training study observations and expand our current

understanding of HIIE in the CAD population.

The time at which peak values occurred provides additional information on cardiorespiratory

parameters over the course of the exercise sessions. Peak HR occurred during the latter portion

of the exercise session for all protocols while peak VO2 seemed to generally occur earlier. This

suggests that HR continues to rise throughout the course of the exercise session, while VO2

reaches a plateau sometime after the session’s midpoint, a trend that can be confirmed upon

graphical examination of Figures 9 and 10. It is also interesting to consider the BP trend during

the investigated protocols. It appears that SBP increased noticeably from rest at exercise onset,

declined during the first half of exercise, and then reached a plateau during the latter half, while a

clear trend for the DBP response was not apparent (Appendix K).

An increase in coronary blood flow accompanies exercise in order to meet myocardial metabolic

demand, but this capacity is reduced in those with obstructive CAD and/or poor coronary

vascular function. The RPP is representative of myocardial oxygen demand, which was observed

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47

to be greater with HIIE compared to MICE. However, with repeated exposure over time, the RPP

at a given work rate is typically reduced after HIIT [157]. The greatest improvements may be

associated with a low initial fitness level, as previous work has revealed higher fitness CAD

patients did not decrease resting or peak RPP after HIIT [20], likely because of a higher achieved

work rate. The differences observed in RPP with a given exercise protocol may be of clinical

importance for ischemic patients, supporting short duration intervals to generate a lower

myocardial oxygen cost.

5.1.1. Clinical implications

This study has important clinical implications for both staff and patients involved in CR. CR

staff, who recognize HIIT’s effectiveness and desire its incorporation into the care of eligible

patients, have little empirical evidence to inform HIIE prescription that yields the most

efficacious adaptive stimulus in addition to patient compliance and preference. Findings support

HIIE’s low-risk of associated serious adverse events in the CAD population [158], but an

episode of mild angina during the 10x1 protocol (1/42 HIIE sessions or 2%) during this

investigation is higher than the <1% target for CR-related adverse events. This would be of

concern for CR staff considering HIIE prescription. Moreover, the assessment of physiological

parameters during exercise has provided detailed information on the cardiorespiratory demands

of various exercise regimens. We observed that mean HR and RPE values were within exercise

intensity recommendations [9], in compliance with CR guidelines [10]. All exercise BP values

were below the criteria for exercise termination, with a few EBP responses observed during

HIIE. The higher peak RPP observed during HIIE compared to MICE is indicative of greater

cardiac stress, whereby values fell in the intermediate (10x1 & TRIP) to high-intermediate (4x4)

range. This supports the 4x4 protocol as a strong CV stimulus requiring a substantial myocardial

oxygen cost, and warrants consideration before its prescription in those with compromised

coronary blood flow. While this demonstrates HIIE to be a more potent physiological stimulus

than MICE, the CV response is not necessarily adverse. These results further reinforce the

importance of conducting a maximal exercise test on patients before initiating HIIT, to

accurately determine target intensities, and confirm the absence of exercise intolerance at high

intensities (i.e., ischemia). Clinical staff can then be assured that patients are exercising at safe

levels because high-intensity intervals are prescribed at submaximal intensities and do not

require supramaximal efforts.

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While HIIT’s superiority in eliciting greater VO2peak improvements compared to MICE is

considered clinically significant (+1.78 ml·kg-1·min-1) [25], the difference in magnitude of

improvement between various HIIE protocols employed with chronic training may not be. In

other words, although one HIIE protocol provides a greater acute physiological stimulus

compared to the others, its superiority with long-term adaptations may be marginal. Further,

differences in morbidity and morality rates are likely negligible. However, it is fathomable that

differences would arise with a protocol that elicits higher adherence rates, which may be

influenced by perceptions of enjoyment and preference. It has also been argued that the savings

in time accumulated with HIIT are actually rather small [159], thus, it is important to

qualitatively assess perceived barriers to exercise participation.

Finally, it is imperative to consider HIIT within the context of broader public health initiatives

[160]. Effective public health strategies aim to make small changes to elicit clinically meaningful

results across a large population. HIIT is not only valuable to athletes wishing to improve

performance, but relevant to the general population, as interval exercise is representative of

many activities of daily living (i.e., walking up stairs, catching the bus), and warrants its

advocacy within public health strategies. At present, HIIT produces substantial health

improvements in a select subset of CR patients but has yet to have wide-reaching impact. Its

successful implementation in the CR setting requires additional time and personnel, which may

not be a judicious use of resources. One should also be critical of HIIT interventions intended to

increase exercise participation. HIIT’s unsuccessful adoption may not be due to HIIT itself, but

the failure to adequately address and target barriers to physical activity in general. Consideration

of HIIT is justified when the focus is to optimize exercise prescription in compliant individuals;

however, attention should be placed on examining its effectiveness in a sedentary population

with the intent of increasing physical activity levels.

5.1.2. Patient preferences

Theoretical frameworks such as Social Cognitive Theory [161] and Theory of Planned

Behaviour [162] offer psychological determinants that influence exercise behaviour, and how

perceived barriers and exercise enjoyment act to influence these factors. HIIE may increase

exercise self-efficacy through the accomplishment of multiple high-intensity bouts [146], and

further, exercise enjoyment may predict attitudes and future intentions to engage in HIIE [163].

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While studies have shown in-task affect during HIIE to be similar or more negative than

continuous exercise, the post-exercise response was similar [164]. In line with the present

study’s results, previous work has shown an equal or greater preference for HIIE compared to

continuous exercise [146]. Future intentions and behaviour (i.e., exercise adherence) for HIIE

may not be as straightforward compared to continuous exercise due to the intermittent nature of

HIIE and its purposeful recovery periods. HIIE may elicit a negative in-task affect but positive

rebound; however, the predictive power for future exercise behaviour is unclear. This

investigation found the 10x1 protocol to be most preferred, followed by TRIP, 4x4, and MICE

(Appendix K). Anecdotally, majority of participants disliked the 4x4 protocol because of its long

interval duration, and those who selected it as their most preferred protocol did on the basis that

they perceived to have worked the hardest. In line with previous suggestions [123], the 4x4

protocol can be prescribed to willing and/or highly functional patients who wish to incur further

improvements in aerobic fitness. However, participants who most preferred the 4x4 protocol

were not necessarily of the highest fitness level or with the most CR participation/HIIE

experience, which challenges the notion that longer duration intervals should only be prescribed

to the ‘ideal’ patient. Intervals of shorter duration, as in 10x1 and TRIP, were found to be

preferred over 4x4 and MICE protocols, and may be suitable for patients in the early stages of

CR and/or of limited aerobic capacity. Participants commented that short duration intervals (≤60-

sec) allowed the achievement of high workloads that contributed to feelings of accomplishment,

and was manageable with the anticipation of an approaching recovery period. Furthermore, there

were no apparent trends in protocol preference between sexes. Individualized exercise

prescription should be encouraged in CR settings because it is clear that protocol preference is

patient-dependent.

5.2. Study limitations

Our sample was limited to recruiting patients currently participating in the CR or graduate

programs, which yielded few female participants. Few were deemed to be suitable for study

participation, as diabetes mellitus and musculoskeletal impairments were the most prevalent

comorbidities, especially in this post-menopausal cohort. Though recruiting solely female CAD

patients proved to be unfruitful, this highlights unique challenges that accompany studies that

aim to elucidate sex-based differences. Although 6 women were successfully recruited for

participation and provides a larger female representation than previous studies [50, 67, 110], this

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did not provide enough statistical power to evaluate potential sex-based differences. An

exploratory analysis did not reveal an effect of sex on reported physiological measures, including

the main outcome of time spent >90%VO2R (p=0.683). This may suggest that there are no

differences in the acute physiological response to HIIE between males and females; however,

these results should be interpreted with caution.

Another limitation was the use of treadmill exercise, which limits the study’s generalizability to

those using cycle ergometry. Treadmill exercise was chosen since it is the most common

modality in North American CR programs, and can be used without the need for costly cycle

ergometers. Patients who could not comfortably perform exercise on a treadmill were excluded,

yet many patients uncomfortable on the treadmill may indeed be less challenged while walking

on a track. Following the notion of applicability to CR programs, exercise was prescribed as

%HRR rather than workload or %VO2peak, as both patients and CR staff can readily prescribe

and monitor exercise intensity using HR zones. However, HR for exercise prescription has been

subject to criticism in the HIIE literature because of its nonlinear relationship to work rate at high

intensities, and further, the HR ‘lag’ may result in inaccurate estimations of exercise intensity

especially during short-duration intervals [37]. Moreover, workload adjustments due to HR drift

during HIIE are required in order to stay within target HR zones and may result in suboptimal

training adaptations. Exercise intensity prescription becomes further complicated for patients

with reduced inotropic and chronotropic reserve (i.e., beta-blocker use) [143, 165], which

compromised over half of study participants. While exercising at workloads corresponding to AT

have been favoured [166, 167], HR may still be an appropriate method of exercise intensity

prescription [167, 168]. In the current study, it was ensured that patients were consistent with

their medication routine and that all study visits were conducted at the same time of day to

ensure intra-individual reliability.

The CPA from which VO2peak and HRpeak were obtained may have inherent errors. Since

patients were recruited at all points of participation or graduation from the CR program (due to

difficulties in the initial recruitment strategy), only 5 had CPAs conducted within 3 months of

study participation. Additionally, patients from TWH did not undergo expired gas assessment

during maximal exercise testing, so their VO2peak was estimated using the Bruce protocol

equation (n=4). It appears that their VO2peaks may be over-estimated because essentially no time

was spent above 90%VO2R for any of these participants. Ideally, patients would have performed

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a maximal treadmill exercise test with ergospirometry assessment prior to study participation,

except this would have required additional time, personnel, and patient burden. However, owing

to the study’s crossover design, within-subject comparisons are not subject to this limitation.

Lastly, it should be mentioned that the intensities achieved during the HIIE protocols were in the

moderate to vigorous range and may not be considered high-intensity. Peak values demonstrate

that participants were able to achieve high intensities, so this limitation is likely due to study

design. Despite partaking in a familiarization session, participants performed these protocols in

their entirety for the first time. Additional sessions would improve familiarity and comfort,

which would potentially allow for the achievement of higher exercise intensities for a longer

period of time. However, the beneficial effect of HIIT may not be solely attributed to its high-

intensity prescription, but the intermittent nature may provide an independent and additive effect.

Preliminary work investigating moderate-intensity interval training is intriguing and may be an

appropriate pre-HIIT step or as an alternative for those deterred from or ineligible for HIIE

[169].

5.3. Future directions

First and foremost, longitudinal training studies are required to compare the efficacy of the

protocols used in this study and verify if acute physiological responses predict long-term gains in

aerobic fitness. Since an acute study has shown promising results for 15-sec intervals [110], a

longitudinal study should consider investigating a HIIE protocol with short duration intervals

(i.e., ≤30-sec) and determine related training adaptations. Long-term interventions (>6 months)

should be employed, as it could be possible that both HIIT and MICT induce the same

magnitude of improvement, but MICT requires a longer time course for adaptations [73]. Results

from training studies should be applied to the examination of safety and long-term adherence,

and ultimately, on CV end-points (i.e., morbidity and mortality). Future analyses should also

consider the most appropriate way to represent and quantify the physiological stimulus, as this

may be different than the method in which exercise is prescribed. The present investigation

selected time spent >90%VO2R as the main outcome to compare protocols, but its relationship to

VO2peak improvement needs to be confirmed. While the current investigation used treadmill

exercise, exploring multiple exercise modalities for patient preference may be of merit (i.e., track

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walking, cycling, outdoor activities). It is with this systematic approach that the optimal exercise

protocol can be determined.

Though sex-specific data on CV disease is growing [170, 171], an inadequate representation of

females undermines the our ability to ascribe evidence-based sex-specific recommendations in

CR. Research on the effects of HIIE in patients with CAD have been based on mostly male

participants [20, 23, 77, 78, 83, 85]; thus, these studies were not adequately powered to report

sex-specific results. Future work should focus on purposefully recruiting a greater proportion of

female patients so that the optimal exercise prescription for both men and women in CR may be

formally investigated.

Lastly, knowledge translation (KT) involving CR staff and patients is paramount if HIIT is to

become regularly prescribed in the CR setting. Health care professionals within a patient’s circle

of care may be hesitant to advocate for and incorporate HIIE into a patient’s exercise program,

on account of unfamiliarity with its prescription, lack of knowledge, and worry of patient safety.

Well-informed KT experts should share research that clearly illustrates its effectiveness,

highlighting its low risk of serious adverse events, and address both staff and patient concerns. A

succinct message that can be offered to CR staff and patients based on the present investigation’s

findings would recommend the initial prescription of shorter duration intervals (i.e., ≤60-sec)

with low-intensity recovery and then progressively increase work duration and/or recovery

intensity. It may be worthwhile to consider advocating for higher intensity interval exercise for

patients who are hesitant or find HIIE intolerable. In addition, prescribing HIIE to naïve CR

patients is resource-intensive (i.e., additional time and supervision), so thoughtful consideration

of addressing these challenges is needed before HIIT is to become standard of care.

5.4. Conclusion

The present results are congruent with the overwhelming body of literature in favour of HIIE

over conventional MICE. While the 4x4 protocol proved to elicit a potent physiological stimulus,

its preference was limited to few participants. In contrast, the well-received 10x1 protocol was

only as good as conventionally prescribed MICE. TRIP had a greater average and peak VO2

response for a similar average HR to MICE, so may be a viable option opposed to long duration

interval protocols. However, the 10x1 protocol may be used as a low-volume, pragmatic

alternative that is more enjoyable than conventional MICE. These results lend support to a

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paradigm shift in CR standards of care, calling for both high-volume continuous exercise and

HIIE as effective and patient-preferred modes of exercise.

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Appendix A: Recruitment Script

Recruitment script

Study investigator to examine patient file (in those who have not opted out of “Consent to

Screen”) prior to recruitment to determine eligibility, and will be reviewed by Cardiac Rehab

Supervisor (CRS).

CRS or other rehab staff member will introduce patient to study investigator once patient gives

verbal consent to be approached.

My name is ___________ and I am one of the researchers working at the Toronto Rehab. Your CRS and I have reviewed your file, and you are eligible to volunteer for a study we are currently recruiting for. Would now be a good time to discuss some details of the study? If yes, proceed. If not, ask when an appropriate time would be.

We are trying to find the most effective type of exercise for improving fitness by examining how different bouts of fast and slow walking affect the health of blood vessels in patients with coronary artery disease. Therefore, we are investigating the effects of different ways to do aerobic exercise. As an example, 1 would involve walking as quickly as you can for 1 minute, alternating with 1 minute of slow walking. This would be repeated 10 times for a total of 20 minutes. There are 3 other different combinations outlined in this form that I will go over with you. We would be performing measurements before, during, and shortly after each of these 4 different exercise bouts. Participation in this study is completely voluntarily and will in no way affect the care you receive here. If you choose to participate, the extra time commitment (approximately 11 hours) will include 5 visits in total, scheduled weekly, starting after you complete your 3-month assessment. The first visit will be done at TR, and the last 4 will be done at the University of Toronto’s Goldring Centre for High Performance Sport near St. George Station. Visits 2-5 will replace 4 of your recommended at-home exercise sessions, and each visit will last approximately 2.5h each. You would not miss any of your rehab classes. You will be compensated for transportation costs. Visit 1 – Will occur during one of your CR classes. I will review the consent form with you, obtain your written consent if you agree to participate, and complete the familiarization session. On a treadmill, we will determine treadmill speed and incline (like walking up a slight hill) combinations to achieve target heart rates determined from your exercise test. Visits 2-5 – These visits will consist of 1 of 4 exercise sessions (randomized for order), with measurements done before, during, and after treadmill exercise. Three of the protocols will be high-intensity interval exercise. The protocols will have various combinations of interval duration and intensity. The fourth protocol will be 30 mins of moderate intensity continuous exercise that is similar to what you have been doing on the track as a part of your CR. [At this point, will show participant figures of exercise protocols and explain in detail].

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Risks of exercise: Performing exercise carries risk, albeit minimal, even with high-intensity interval exercise. We have reviewed your file to check for anything that might increase your cardiovascular event risk while participating in high-intensity interval exercise. You will be monitored carefully and can stop at any point during testing. Visits will be scheduled during clinic hours so there will be a physician on-site. With treadmill exercise, there is a risk that you may fall. This risk will be minimized during the first visit, where you will become familiar with starting/stopping, and slowing down/speeding up on the treadmill. You can press the emergency stop button on the treadmill to bring the treadmill to a stop. A clip will be attached to you and will halt the treadmill in the event that you get too far down the treadmill belt. Measurements:

1) bFMD – this is a noninvasive measurement to determine how big your artery gets with an increase in blood flow, and is a good indicator of vascular health. A blood pressure cuff is used to inhibit blood flow to the forearm for 5 mins. You may temporarily experience a tingly feeling. Blood flow increases when the blood pressure cuff is released, and an ultrasound wand is used on your upper arm to measure the changes in the artery.

2) cfPWV – this is a noninvasive measurement to determine stiffness of arteries, and is a

good indicator of vascular health. A pen-like probe (like a wand) is placed over the area where the artery in your neck and leg are located, and measures how long it takes for your pulse to travel from the neck area to the leg area. Stiffer arteries will cause the pulse to travel faster in your arteries, while a more compliant, healthier artery will cause the pulse to travel slower.

3) Heart rate, blood pressure, and oxygen consumption will be measured before, during, and

after exercise. For oxygen consumption, you will be wearing a mask over the nose and mouth just as you did during your exercise test here at the rehab centre. You will be breathing normally during this test.

4) Preference and enjoyability questionnaires will be given during exercise, and at the end

of the study to assess which protocol is preferred. Benefits: Four of the study visits will replace four of your recommended at-home exercise sessions. Most of the research done in this area has been in men, with few female volunteers. This study will help us determine the most effective and enjoyable exercise protocol for women with coronary artery disease. The results from this study will help change cardiac rehab, with specific consideration of the benefits for women. You will not be asked to do any aspect of the study you are not completely comfortable with. I or a colleague will always meet you at the front doors and escort you to the appropriate testing site.

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The results of these tests will remain completely confidential and you may withdraw from the study at any time. If you decide NOT to participate, you will continue with your current exercise program. If you are interested in participating, I will give you a consent form to look over, and if you wish, discuss with family, friends, or your physician. You can choose to take the form home with you and we will call you in a couple of days to confirm your involvement in this study. If you need any other information you can contact us at the number provided [circle on consent form]. Your decision to participate will not affect the care provided to you in the program.

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Appendix B: Screening form

Eligibility checklist After preliminary screening, to confirm eligibility for recruitment

Inclusion criteria:

☐ man or post-menopausal woman (≥12 consecutive months since last menses) ☐ documented CAD (history of MI, CABG, PCI, or stable angina) in sinus rhythm ☐ currently participating in or have completed CR program

Absolute Exclusion criteria: ☐ major MSK, pulmonary, or cognitive impairment ☐ recent CV event (<6weeks) ☐ history of heart failure ☐ hypertrophic cardiomyopathy ☐ symptomatic aortic stenosis ☐ CCSC Class II-IV (unstable) angina ☐ significant arrhythmia ☐ evidence of ischemia during 3-month CPA (>1mm horizontal or down-sloping ST-segment depression) ☐ TIDM or TIIDM ☐ symptomatic cerebrovascular disease (<6months) ☐ uncontrolled HT (>180/100mmHg) ☐ high-risk for falls ☐ submaximal 3-month CPA (<anaerobic threshold) ☐ <30mins MICE ☐ cannot understand or follow instructions given in English

Relative Exclusion criteria:

☐ vascular aneurysm/spontaneous coronary artery dissection ☐ implantable cardioverter-defibrillator Notes:

Next: Meet with patient to recruit/consent

Patient eligible? YES NO

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Appendix C: Recruitment Poster

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Appendix D: Consent form

CONSENT FORM TO PARTICIPATE IN A RESEARCH STUDY

Study Title: Acute physiological response to high-intensity interval exercise in patients

with coronary artery disease

Principal Investigator:

Paul Oh, MD, Medical Director Cardiovascular Prevention and Rehabilitation Program, Toronto Rehabilitation Institute P: 416-597-3422 x5263, E: [email protected]

Co-investigators:

Jack Goodman, PhD, Supervisor Faculty of Kinesiology and Physical Education, University of Toronto P: 416-978-6095, E: [email protected] Vanessa Dizonno, B.Kin., Graduate student and study coordinator Faculty of Kinesiology and Physical Education, University of Toronto P: 416-946-5487, E: [email protected]

Introduction:

You are being asked to take part in a research study; however, participation in any research study is voluntary. Please read the information about the study presented in this form, as it includes the purpose, procedures, possible benefits, discomforts, risks and precautions, so that you can make an informed decision. You should take as much time as you need to make your decision and should not sign this form until you are sure you understand the information. You have the right to refuse to participate or withdraw from the study at any time. If you have any questions, you should ask the study coordinator to explain anything that requires further clarification. Before you make your decision, you may wish to discuss the study with your family doctor, a family member, or close friend. Background and Purpose of the Research: Coronary artery disease (CAD) is related to changes in the blood vessels, specifically, increased stiffness and a reduced ability to accommodate increases in blood flow. This may contribute to poor heart and blood vessel health. Aerobic exercise programs have shown to improve blood vessel health in both healthy and diseased populations. Moderate intensity continuous exercise (MICE) training is standard of care for many cardiac rehab programs, but data suggest that high-intensity interval training may provide larger and quicker improvements in aerobic fitness and blood vessel health. MICE involves exercising an intensity that can be sustained for a long duration (i.e., 30 mins), whereas high-intensity interval exercise (HIIE) involves exercising at intensities near your maximum for a short period of time (i.e., 1 min), separated by periods of

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recovery at a lower intensity. However, limited information is available on blood vessel function and the effects of exercise. No study has determined the optimal HIIE protocol in females with CAD. You are invited to participate in a research study, a part of a Master’s thesis, being conducted at the Toronto Rehabilitation Institute (TRI), the Toronto Western Hospital (TWH), and the University of Toronto. This study compares the effects of different aerobic exercise protocols, particularly ones that include HIIE. You are being asked to participate because you have CAD and are currently taking part in or have completed a cardiac rehab program. Assessments before and after HIIE or MICE will be compared to determine the effects of each exercise protocol and find out which one is most effective.

Study Eligibility:

The following are the main eligibility criteria for the study:

• Documented CAD (i.e. myocardial infarction, coronary artery surgery, percutaneous coronary intervention)

• No history of heart failure, unstable angina, or significant arrhythmia

• Currently participating in or have completed a cardiac rehab program

If you have given your consent to be screened for possible participation in research studies, your patient file will be reviewed to confirm that you are eligible to participate. If you have not given your consent to be screened, review of your patient file will not be done until your consent to participate in this study has been received. Your date of birth, contact information, and health history will be retrieved from your patient file. The study coordinator, along with the study doctor and your cardiac rehab supervisor, will determine if you have any condition that would increase your risk of injury or cardiovascular event during HIIE.

Study Design:

If you choose to participate in this study, you will be asked to complete five study visits. The first visit is a familiarization session at the TR Rumsey Centre or TWH, and the other four will take place at the University of Toronto’s Goldring Centre for High Performance Sport (100 Devonshire Place, Toronto ON, M5S 2C9). Each session will occur at the same time of day, scheduled approximately one week between visits.

Study Visits and Procedures:

Table 1. Summary of study visits

STUDY

VISIT

TIME

COMMITMENT

LOCATION OF

VISIT ASSESSMENTS

1 1 hour

TR – Rumsey

or TWH

1. Consent 2. Medical history

questionnaire 3. Heart rate 4. Rating of perceived exertion

2-5 2.5 hours

UofT - Goldring 1. Height and weight (Visit 2) Each of the following done during Visits 2-5:

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2. Blood pressure 3. Heart rate 4. Rating of perceived exertion 5. Blood vessel stiffness 6. Blood vessel function 7. In-task preference and

enjoyment

Preference and enjoyment of each exercise will be assessed at the end of Visit 5

It is important to remember the following things during this study:

• Each study visit should be completed at the same time of day (i.e., morning or afternoon)

• Avoid planned exercise 24h before your study visit

• Avoid caffeine or alcohol consumption 12h before your study visit

• Avoid tobacco use 6h before your study visit

• Eat no less than 3h before your study visit. These meals should be similar.

• Tell a member of the study team about any change in your health

• Tell a member of the study team if you no longer wish to be in the study

Visit 1

This visit will involve the following:

a) Consent b) Medical history questionnaire will ask about your heart health history and lifestyle

behaviours (i.e., smoking, alcohol, etc). c) Heart rate will be measured throughout the visit using a heart rate monitor. d) Treadmill familiarization: You will complete an exercise session on a treadmill. Throughout

the session, heart rate and rating of perceived exertion will be monitored. Treadmill speed and incline combinations will be determined in order to achieve target heart rates determined from your exercise test. You will be exercising at light, moderate, and high intensities for various interval durations (i.e., 30s, 1 mins, 4 mins).

Visits 2-5

During Visits 2-5, you will be asked to complete an exercise session lasting 25-35 mins. This will consist of a warm-up period, followed by HIIE or MICE. Measurements will be taken before, during, and for 60 mins after exercise. The effects of 4 different treadmill exercise protocols will be examined, and the order you complete them will be randomized: Protocol #1 – Four 4-min intervals at high-intensity (close to your max) with 3-min moderate-intensity recovery (what you would typically do during your cardiac rehab class) between intervals. Protocol #2 – Ten 1-min intervals at high-intensity with 1-min low-intensity recovery (very slow walking pace) between intervals. Protocol #3– 30s of high-intensity with 30s low-intensity recovery for 4 minutes, followed by 3 mins of moderate-intensity exercise. This bout will be repeated 4 times.

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Protocol #4 – 30 mins of moderate-intensity continuous exercise (what you would typically do during your cardiac rehab class). Visits 2-5 will involve the following assessments: a) Height and weight will be measured once at Visit 2. b) Blood pressure will be measured at 8 time points throughout

the visit using an inflatable cuff on your arm. c) Heart rate will be measured throughout the visit using a Polar

heart rate monitor chest strap and wrist watch, as well as with electrodes on your chest (i.e., electrocardiogram (ECG)). An ECG measures the electrical activity of the heart. Patches (electrodes) attached by wires to a machine will be put on your chest so that the machine can record the pattern of your heart beats. We will prepare your skin for the electrodes by cleaning it with alcohol and lighly abrading it with sandpaper-like material.

d) Blood vessel (Arterial) Stiffness: During this test, you will be lying on a testing table. Your blood vessel (i.e., artery) stiffness will be measured using a pen-like device called a tonometer. The tonometer will be applied using light pressure on your right neck and right groin (see Figure 1). At each of these sites, we will be able to measure your pulse, and from this information can determine how stiff your blood vessels are. We will also measure the distance between each of these sites using a measuring tape. This will be measured before and after exercise.

e) Blood vessel (Endothelial) Function: The endothelium is a thin layer of cells that lines the inside of your blood vessels. To assess its function, we will use an ultrasound to take pictures of the blood vessel in your right arm (i.e., brachial artery) at rest. A blood pressure cuff on your right forearm will then be inflated for five minutes. When we release the cuff, we will take more pictures of your brachial artery for three minutes. We are interested in seeing how big the brachial artery gets after the cuff is released. This will be assessed before and twice after exercise.

f) Participant exercise preference and enjoyment will be assessed during each exercise, and at the end of Visit 5. You will be asked how you feel and your enjoyment for each exercise protocol.

Potential Risks (Injury, Discomfort, Inconvenience):

Risk of HIIE: Performing exercise carries risk, although minimal, even with HIIE (1 heart attack leading to death during 130,000 hours of MICE and 2 nonfatal heart attacks during 46,000 hours of HIIE). Your cardiac rehab supervisor and the study coordinator have reviewed your file to check for anything that might increase your risk for a cardiovascular event while performing HIIE. Your vitals will be monitored carefully and you can stop at any point during testing. There will be a physician on-site during all study visits. You may develop muscle soreness 24-48 hours after completion of the exercise session, but this should go away in 2-3 days. With treadmill exercise, there is a risk that you may fall. This risk will be minimized during Visit 1, where you will become familiar with starting/stopping, and slowing down/speeding up on the treadmill. You can press the emergency stop button on the treadmill to bring the treadmill to a

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stop. A clip will be attached to you and will halt the treadmill in the event that you close to the end of the treadmill belt. Risk of heart rate and blood pressure assessment: There are no known risks associated with using a heart rate monitor or blood pressure cuff. The electrocardiogram (ECG) to also assess heart rate is painless and you should not feel anything while the ECG is done. The electrodes (the stickers placed on your chest) may cause a small amount of redness, or in rare cases a rash which should disappear within a few days. Risk of blood vessel stiffness assessment: There are no known risks associated with the use of a tonometer to measure your pulse. During blood vessel stiffness assessment, a small area of your leg/groin will be exposed in order to access to your femoral artery. Measures will be taken to ensure privacy during this assessment. Risk of blood vessel function assessment: There are no known risks associated with the use of ultrasound to look at the blood vessel in your arm. Inflation of the blood pressure cuff on your arm during the blood vessel function assessment may cause some discomfort and/or a “pins and needles” sensation. However, these feelings should resolve when the cuff is deflated or shortly after (i.e. within 15 mins). If you have any questions or concerns about the risks mentioned above, please discuss them with the study coordinator or study doctor.

Potential Benefits:

While you may not receive direct benefits from participation in the study, you will receive information on the health of your arteries. This study will help to determine the most effective and time-efficient exercise protocol for patients with CAD. The results from this study will help inform exercise prescription in cardiac rehab, and will potentially result in changes to improve current practices.

Confidentiality and Privacy:

If you agree to participate in this study, the study coordinator will look at your patient file and collect only the information needed for the study. Personal health information is any information that could identify you and includes:

• name

• contact information (phone number, email)

• date of birth (month, year)

• new or existing medical records (types, dates, and results of medical tests or procedures) Other than members of the study team, representatives of the University Health Network (UHN) including the UHN Research Ethics Board (REB) may look at the study records and your personal health information to check that the information collected for the study is correct and to make sure that the proper laws and guidelines are being followed. If you participate in this study, information about you from this study may be stored in your patient file and in the UHN computer system. The UHN shares the patient information stored on its computers with other hospitals and health care providers in Ontario so they can access the information if it is needed for your clinical care. The study team can tell you what information

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about you will be stored electronically and may be shared outside of the UHN. If you have any concerns about this, or have any questions, please contact the UHN Privacy Office at 416-340-4800, x6937 (or by email at [email protected]). Any personal health information or personal information collected about you will be ‘de-identified’ by replacing your personal identifying information with a ‘study ID’. The principal and study investigators are in control of the study ID key, which is needed to connect your personal health information to you. All electronic files will be protected and stored on UHN’s

secure network, accessible only by the study investigators. The link between the study ID and your personal identity will be stored separately from all other study data. No information that identifies you will be sent elsewhere without your explicit consent for this (i.e., to notify your cardiac rehab supervisor, study doctor, or family physician of adverse events). The study investigators will keep your study records securely stored for up to 10 years after the study has been completed, and then the study records will be securely destroyed. It is important to understand that despite these protections being in place, there continues to be the risk of unintentional release of information. The principal and study investigators will protect your records and keep all the information in your study file confidential to the greatest extent possible. The chance that this information will accidentally be given to someone else is small.

New Findings or Information:

We may learn new things during the study that you may need to know. We can also learn about things that might make you want to stop participating in the study. If so, you will be notified about any new information in a timely manner.

Study Results:

The results of this study may be presented at conferences, published in scientific journals, and shared with health care professionals. Your identity will remain confidential (i.e., you will not be personally identified in any presentation or publication of the study results). If you are interested in getting a copy of the published study results, you should contact the study coordinator. A copy of your personal results will be made available to you upon request.

Costs and Reimbursement:

You will be reimbursed $25 for Visits 2-5, for a total of $100, to compensate you for any study-related expenses you may incur (i.e., travel, meals).

Rights as a Participant:

If you are harmed as a direct result of taking part in this study, all necessary medical treatment will be made available to you at no cost. By signing this form, you do not give up any of your legal rights against the investigators or involved institutions for compensation, nor does this form relieve the investigators, sponsor or involved institutions of their legal and professional responsibilities.

Voluntary Participation and Withdrawal:

Your participation in this study is completely voluntary. You may decide to not take part in this study, and this will not affect your health care at any UHN centre or any future interactions/relationships with the investigators of the study. By signing this form, you are

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agreeing to participate in the study. If you choose to participate, you can withdraw at any time, even after you have given consent. You will not be asked to do any aspect of the study that you are not comfortable with. The study personnel may discontinue your participation in the study for various reasons, including:

• It is not in your best interest to continue in the study.

• You become injured or your health status deteriorates, making you ineligible for study participation.

• You fail to follow study instructions.

• The study is cancelled.

If you withdraw or are withdrawn from the study, data collected by the study investigators up until your withdrawal may be included in the research results. However, at the time of

withdrawal, you may also request retraction/withdrawal of any of your data collected up to

that point.

Alternatives to being in the study:

If you choose not to participate in this study, you will continue your participation in your cardiac rehab program. This includes the standard aerobic and resistance training program, education, counseling, and exercise testing. If you are a graduate of the cardiac rehab program, you will continue your current participation. Your decision to participate in the study will not affect your medical care.

Conflict of Interest:

There are no conflicts of interest to report.

Questions about the Study:

If you have any questions, concerns, or would like to speak to the study team for any reason, please call: Paul Oh (principal investigator) at 416-597-3422 x5263 or Vanessa Dizonno (study coordinator) at 416-946-5487 during business hours or email at [email protected]. Contact by email is preferred. However, please note that communication via e-mail is not absolutely secure. Thus, please do not communicate personal health or sensitive information via e-mail.

If you have any questions about your rights as a research participant or have concerns about this study, call the Chair of the University Health Network Research Ethics Board (UHN REB) or the Research Ethics office number at 416-581-7849. The REB is a group of people who oversee the ethical conduct of research studies. The UHN REB is not part of the study team. Everything that you discuss will be kept confidential.

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Consent:

This study has been explained to me and any questions I had have been answered. I know that I may leave the study at any time. I agree to the use of my information as described in this form. I agree to take part in this study. By providing my email address and/or phone number, I agree to be contacted through the below method(s) of communication. Email address: ______________________________________ Phone Number: _____________________________________ I consent to participate in this study. I will be given a signed copy of this consent form. Print Study Participant’s Name Signature Date In the event of an adverse event, I agree for my cardiac rehab supervisor, medical director, and family physician to be notified. Print Study Participant’s Name Signature Date My signature means that I have explained the study to the participant named above. I have answered all questions. Print Name of Person Signature Date Obtaining Consent

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Appendix E: Borg Rating of Perceived Exertion

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Appendix F: Medical History Questionnaire

Have you, or a family member, been

diagnosed with and/or are you currently

receiving treatment for any of the following:

If yes, please specify:

Personal Family

Arrhythmia

Atrial Fibrillation or Flutter

Coronary Artery Disease or Cardiomyopathy

Significant Valvular Disease

Heart Disease (<65 years old in family)

Hypertension

Syncope (fainting, passing out)

Palpitations

Heart Failure

Diabetes

Asthma

History of Thyroid Disorder

Sleep Apnea or any Sleep-Disordered Breathing

Current/Recent Viral or Chronic Illness

Chronic Inflammatory Disease

Use of Cardioactive Drugs including SSRI's

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Family History of:

-Sudden Cardiac Death

Lifestyle

Current alcohol consumption (drinks per week)

Recreational Drug Use

Current prescription drugs (List all)

Current non-prescription drugs

(Including supplements; List all)

Current or Previous smoking status (Yes or No)

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Appendix G: Extended Technical Protocols

Visit 1 Description: Consent and treadmill familiarization session taking place at TR-Rumsey in patients with coronary artery disease.

Intervention: Intervals of various intensities and durations performed on a treadmill, with continuous HR and RPE assessment.

Purpose: To 1) obtain consent, and 2) accustom participants to treadmill exercise (ie. start/stop, speed up/slow down, straddle), and 3) determine treadmill speeds corresponding to the target intensities through %HRR and RPE.

Preparation:

- Review patient file to determine eligibility and target HR - Print: Consent form (x2), Visit checklist form, Visit 1 data collection form

Equipment:

- Treadmill - Polar HR chest strap and wristwatch - Clipboard

- Borg RPE

Procedure:

1. Participant arrives to TR-Rumsey and meets with V.D. before or after education session 2. V.D. goes over consent form and participant gives informed consent 3. Put Polar HR chest strap on participant and wear wristwatch 4. Notify CRS that participant is beginning exercise 5. Give an overview of the exercise session 6. Attach safety clip when participant is on treadmill

7. Begin familiarization protocol 8. Conclude familiarization protocol 9. Remove Polar HR chest strap 10. Schedule Visit 2 11. Discharge participant

Responsibilities:

VD

• Consent process

• Manage treadmill speed/inclines

• Record HR, RPE, speed, incline CRS

• Assist in the event of an adverse event

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Detailed Research Protocol – Familiarization:

TIME (min:sec) ACTION

0:00 Begin warm-up

2:00 Adjust speed and incline if necessary

4:45 VD

1. Record HR and RPE 2. Record speed and incline

5:00 Begin 3-min moderate-intensity

7:00 Adjust speed and incline if necessary

7:45 VD

1. Record HR and RPE 2. Record speed and incline

8:00 Begin 3-min low-intensity

10:00 Adjust speed and incline if necessary

10:45 VD

1. Record HR and RPE 2. Record speed and incline

11:00 Begin 3-min high-intensity

13:00 Adjust speed and incline if necessary

13:45 VD

1. Record HR and RPE 2. Record speed and incline

14:00 Begin passive rest

19:00 Begin warm-up

21:00 Adjust speed and incline if necessary

21:45 VD

1. Record HR and RPE 2. Record speed and incline

22:00 Begin 1-min high-intensity interval

22:45 VD

1. Record HR and RPE 2. Record speed and incline

23:00 Begin 1-min low-intensity recovery

23:45 VD

1. Record HR and RPE 2. Record speed and incline

24:00 Begin 1-min high-intensity interval

24:45 VD

1. Record HR and RPE 2. Record speed and incline

25:00 Begin 1-min low-intensity recovery

25:45 VD

1. Record HR and RPE

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2. Record speed and incline

26:00 Begin 4-min high-intensity interval

29:45 VD

1. Record HR and RPE 2. Record speed and incline

30:00 Begin 3-min moderate-intensity recovery

32:45 VD

1. Record HR and RPE 2. Record speed and incline

33:00 Begin 30-sec low-intensity recovery

33:15 VD

1. Record HR and RPE 2. Record speed and incline

33:30 Begin 30-sec high-intensity interval

33:45 VD

1. Record HR and RPE 2. Record speed and incline

34:00 Begin 30-sec low-intensity recovery

34:15 VD

1. Record HR and RPE 2. Record speed and incline

34:30 Begin 30-sec high-intensity interval

34:45 VD

1. Record HR and RPE 2. Record speed and incline

35:00 Begin 3-min cool-down

38:00 END EXERCISE

EXAMPLE of Visits 2-5 – 4x4 protocol Description: Interval exercise session with physiological assessment at UofT’s Heart Health Laboratory in patients with coronary artery disease.

Intervention: Four 4-min high-intensity intervals, interspersed with 3-min of moderate-intensity recovery performed on a treadmill, with assessment of hemodynamic and vascular health measures.

Purpose: To determine the physiologic response to interval exercise with hemodynamic and gas analysis during exercise, and pre- and post-exercise assessment of vascular health.

Preparation:

- Use HRs and speed/incline combinations from familiarization session - Print: 4x4 data collection form, Visit checklist form, Post-exercise data collection form,

Preference and enjoyment questionnaires - Remind participant to abstain from: alcohol, caffeine, exercise, tobacco, and to eat a

similar meal before visit

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- Ask participant to bring their exercise diary

Equipment:

- Motorized treadmill - Automated BP monitor (BPTru) - Motion-tolerant BP monitor (Tango) - Vivid E90 cardiovascular ultrasound system

- Manual blood pressure cuff - Sphygmomanometer - Vmax metabolic cart - Polar HR chest strap and wristwatch - 3x 3M ECG electrodes

- 5cm abrasive tape

- 1x alcohol pad

- electrical simulation box

- Clipboard

- Towel - 1x Cavi wipe

- 1x facemask or mouthpiece

- 1x noseclip

- 1x gauze pad

- cleaning solution

- stadiometer and weight scale

- measuring tape

- waterproof eyeliner

Procedure:

1. Participant arrives to Goldring Centre for High Performance and Sport and is escorted to Heart Health Lab

2. Complete visit checklist

3. Begin baseline assessments protocol

4. Conclude baseline assessments protocol

5. Give overview of the exercise session

6. Begin exercise protocol

7. Conclude exercise protocol

8. Begin post-exercise assessments protocol

9. Conclude post-exercise assessments protocol

10. Allow participant to change/shower 11. Schedule Visit 3

12. Discharge participant 13. Clean equipment/lab space

Responsibilities:

VD

• Complete pre-visit checklist and anthropometric measurements

• Perform pre- and post-exercise assessments

• Monitor exercise intensity (HR, RPE) and gait stability during exercise

• Manage treadmill speed/inclines during exercise

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• Record HR, RPE, BP, speed, incline during exercise

• First responder for adverse events RA

• Assist in exercise BP measurements

• Obtain RPE Sport medicine physician

• Assist in the case of an adverse event

Detailed Research Protocol – Baseline assessments:

TIME (min:sec) ACTION

0:00 Height and weight measurements

1:00 VD

1. Record height 2. Record weight

2:00 Participant brought to back room to lay supine

3:00 VD

1. Palpate brachial artery and mark 2. Put on BPTru cuff

3:30 Rest

13:30 Resting HR and BP measurements

17:30 VD

1. Record last 3 HR and BP values

18:00 Electrode placement

18:00 VD

1. Landmark

2. Abrade and clean areas for electrode application 3. Apply electrodes

BEGIN cfPWV assessment

19:00 VD

1. Palpate carotid artery and mark 2. Palpate femoral artery and mark 3. Measure from carotid to sternal notch 4. Measure from sternal notch to femoral 5. Input data in program 6. Attach electrode wires

Begin first PWV assessment

21:00 VD

1. Record PW at carotid site 2. Record PW at femoral site 3. Record cf-PWV (m/s)

Conclude first PWV assessment

Begin second PWV assessment

31:00 VD

1. Record PW at carotid site

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2. Record PWV at femoral site 3. Record cf-PWV (m/s)

Conclude second PWV assessment *If measurements differ by >0.5m/s, complete a third PWV assessment

CONCLUDE cfPWV assessment

Begin bFMD assessment

36:00 VD

1. Attach electrode wires 2. Place blood pressure cuff on right forearm 3. Acquire longitudinal image of brachial artery

42:00 Record 30 seconds baseline

42:30 VD

1. Inflate cuff 20-30mmHg above systolic BP 2. Occlude artery for 5 minutes

46:30 Record 30 seconds at low-flow occlusion

47:30 VD

1. Deflate cuff

47:30 Record 3 minutes post-occlusion

50:30 VD

1. Mark probe application with waterproof eyeliner 2. Remove BP cuff

Conclude bFMD assessment

50:30 VD

1. Polar HR monitor fitting 2. Mouthpiece for gas analysis 3. Tango BP cuff 4. Review exercise protocol

60:00 BEGIN EXERCISE

Detailed Research Protocol – 4x4 exercise protocol:

TIME (min:sec) ACTION

0:00 Begin warm-up

2:00 Adjust speed and incline if necessary

4:30 RA

1. Obtain RPE VD

1. Record HR and RPE 2. Record speed and incline

5:00 Begin 4-min high-intensity interval

7:00 Adjust speed and incline if necessary

8:30 RA

1. Hold arm for BP 2. Obtain RPE

VD

1. Record BP, HR and RPE 2. Record speed and incline

9:00 Begin 3-min moderate-intensity recovery

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11:00 Adjust speed and incline if necessary

11:30 RA

1. Hold arm for BP 2. Obtain RPE

VD

3. Record BP, HR and RPE

4. Record speed and incline

12:00 Begin 4-min high-intensity interval

14:00 Adjust speed and incline if necessary

15:30 RA

1. Hold arm for BP 2. Obtain RPE

VD

3. Record BP, HR and RPE

4. Record speed and incline

16:00 Begin 3-min moderate-intensity recovery

18:00 Adjust speed and incline if necessary

18:30 RA

3. Obtain RPE VD

1. Record HR and RPE 2. Record speed and incline

19:00 Begin 4-min high-intensity interval

21:00 Adjust speed and incline if necessary

22:30 RA

1. Obtain RPE VD

3. Record HR and RPE 4. Record speed and incline

23:00 Begin 3-min moderate-intensity recovery

25:00 Adjust speed and incline if necessary

25:30 RA

1. Hold arm for BP 2. Obtain RPE

VD

3. Record BP, HR and RPE 4. Record speed and incline

26:00 Begin 4-min high-intensity interval

28:00 Adjust speed and incline if necessary

29:30 RA

1. Hold arm for BP 2. Obtain RPE

VD

3. Record BP, HR and RPE 4. Record speed and incline

30:00 Begin 3-min moderate-intensity recovery

32:00 Adjust speed and incline if necessary

32:30 RA

1. Obtain RPE VD

1. Record HR and RPE 2. Record speed and incline

33:00 Begin 3-min cool-down

35:00 Adjust speed and incline if necessary

35:30 RA

1. Obtain RPE VD

1. Record HR and RPE 2. Record speed and incline

36:00 END EXERCISE

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Detailed Research Protocol – Post-exercise assessments:

TIME (min:sec) ACTION

0:00 Post 1-min BP

1:00 VD

1. Record BP using Tango (on treadmill)

1:00 Participant brought to back room to lay supine

Begin bFMD assessment

2:00 VD

1. Place blood pressure cuff on right forearm 2. Acquire longitudinal image of brachial artery

7:00 Record 30 seconds baseline

10:00

HARD 10

VD

1. Inflate cuff 20-30mmHg above systolic BP 2. Occlude artery for 5 minutes

14:00 Record 30 seconds at low-flow occlusion

15:00 VD

1. Deflate cuff

15:00 Record 3 minutes post-occlusion

18:00 Conclude bFMD assessment

Post 20-min BP assessment

18:00 VD

1. Place BPTru on right arm

2. Record 2 BP measures

Post 30-min PWV assessment

20:00 VD

1. Palpate carotid artery and mark 2. Palpate femoral artery and mark 3. Measure from carotid to sternal notch 4. Measure from sternal notch to femoral 5. Attach electrode wires 6. Measure BP 7. Remove BPTru BP cuff 8. Input data in program

Begin first PWV asessment

22:00 VD

1. Record PWV at carotid site 2. Record PWV at femoral site 3. Record cf-PWV (m/s)

Begin second PWV assessment

30:00 VD

1. Record PW at carotid site 2. Record PWV at femoral site 3. Record cf-PWV (m/s)

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35:00 Conclude second PWV assessment *If measurements differ by >0.5m/s, complete a third PWV assessment

Post 40-min BP assessment

35:00 VD

1. Place BPTru on right arm

2. Record 2 BP measures

Begin post 60-min FMD

37:00 VD

1. Place blood pressure cuff on right forearm 2. Acquire longitudinal image of brachial artery

54:30 Record 30 seconds baseline

55:00

HARD 55

VD

1. Inflate cuff 20-30mmHg above systolic BP 2. Occlude artery for 5 minutes

59:00 Record 30 seconds at low-flow occlusion

60:00 VD

1. Deflate cuff

60:00 Record 3 minutes post-occlusion

63:00 Conclude bFMD assessment

CONCLUDE POST-EXERCISE ASSESSMENTS

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Appendix H: Pre-visit checklist

Pre-visit Checklist

Planned exercise <24h prior?

Caffeine <12h prior?

Alcohol <12h prior?

Tobacco <6h prior?

Meal <3h prior? Similar to last meal?

Change in health?

Change in medications (ie. beta-blockers)? - time taken

Hydration status (≥8oz)?

Baseline Assessment

__:__ 1 2 3 4

Height (cm)

Weight (kg)

Blood Pressure

Heart Rate

cfPWV *third if 1&2 differ >0.5m/s

bFMD

Notes

cfPWV bFMD

Carotid position –

Femoral position –

Pressure applied –

Brachial position –

Probe angle –

Pressure applied –

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Appendix I: Data collection sheets

Visit 1 – Consent and Familiarization

☐ Consent form complete

☐ Medical history questionnaire complete

☐ Pre-visit checklist complete

3-month CPA:

Description HR range RPE Speed Incline

Resting HR

Peak HR

20%HRR L.I. recovery/cool-down

≤11

30-40%HRR Warm-up 11-12

60-70%HRR M.I. recovery/MICE 14-15

85-95%HRR H.I. interval 17-19

Time Description Duration

(min)

Achieved speed Achieved incline Achieved HR Achieved RPE

00:00 Warm-up 5

05:00 M.I. 3

08:00 L.I. 3

11:00 H.I. 3

14:00 Passive rest 5

19:00 Warm-up 3

22:00 H.I. 1

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23:00 L.I. 1

24:00 H.I. 1

25:00 L.I. 1

26:00 H.I. 4

30:00 M.I. 3

33:00 L.I. 0.5

33:30 H.I. 0.5

34:00 L.I. 0.5

34:30 H.I 0.5

35:00 Cool down 3

38:00 END

Notes

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Visit 2-5 – 4x4 HIIE protocol

Cool-down Warm-up M.I. recovery H.I. interval

%HRR 20 30-40 60-70 85-95

RPE ≤11 11-12 14-15 17-19

Target HR

Target Speed

Target Incline

Time Description Duration

(min)

Achieved

Speed

(mph)

Achieved

Incline

(%)

Achieved

HR

Achieved

RPE

Blood

Pressure

Enjoyment Feeling

00:00 Standing ‘Pretest’

2

00:00 Warm-up ‘Exercise

5

05:00 (1) H.I. 4 8:15 5:45

09:00 M.I. 3 10:15 9:45

12:00 (2) H.I. 4 15:15 14:45

16:00 M.I. 3 16:45

19:00 (3) H.I. 4

23:00 M.I. 3 25:15

26:00 (4) H.I. 4 29:15 28:45

30:00 M.I. 3 32:45

33:00 Cool-down 3

36:00 END

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Visit 2-5 – 10x1 HIIE protocol

Cool-down/L.I. recovery Warm-up H.I. interval

%HRR 20 30-40 85-95

RPE ≤11 11-12 17-19

Target HR

Target Speed

Target Incline

Time Descriptio

n

Duration

(min)

Achieved Speed

(mph)

Achieved

Incline (%)

Achieved

HR

Achieved

RPE

Blood

Pressure

Enjoyment Feeling

00:00 ‘Pretest’

Standing 2

00:00 ‘Exercise’

Warm-up 5

05:00 (1) H.I. 1 5:45

06:00 L.I. 1

07:00 (2) H.I. 1 7:15

08:00 L.I. 1 8:45

09:00 (3) H.I. 1

10:00 L.I. recovery

1 10:15

11:00 (4) H.I. 1 11:45

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12:00 L.I. 1 12:45

13:00 (5) H.I. 1 13:15

14:00 L.I. 1

15:00 (6) H.I. 1

16:00 L.I. 1

17:00 (7) H.I. 1

18:00 L.I. 1

19:00 (8) H.I. 1

20:00 L.I. 1 20:15

21:00 (9) H.I. 1 21:45

22:00 L.I. 1

23:00 (10) H.I. 1 23:15

24:00 L.I. 1 24:45

25:00 Cool-down

3

28:00 END

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Visit 2-5 – TRI.P.

L.I. recovery/Cool-down Warm-up M.I. interval H.I. interval

%HRR 20 30-40 60-70 85-95

RPE ≤11 11-12 14-15 17-19

Target HR

Target Speed

Target Incline

Time Description Duration

(min)

Achieved Speed

(mph)

Achieved

Incline

Achieved

HR

Achieved

RPE

Blood

Pressure

Enjoyment Feeling

00:00 Standing ‘Pretest’

2

00:00 Warm-up ‘Exercise’

5

05:00 (1) H.I. 0.5 5:15

05:30 L.I. 0.5

06:00 (2) H.I. 0.5

06:30 L.I. 0.5

07:00 (3) H.I. 0.5

07:30 L.I. 0.5

08:00 (4) H.I. 0.5 8:00

08:30 L.I. 0.5 8:45

09:00 M.I. 3 11:15 11:45

12:00 (1) H.I. 0.5

12:30 L.I. 0.5

13:00 (2) H.I. 0.5

13:30 L.I. 0.5

14:00 (3) H.I. 0.5

14:30 L.I 0.5

15:00 (4) H.I. 0.5 15:00 15:15

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15:30 L.I. 0.5 15:45

16:00 M.I. 3 16:00

19:00 (1) H.I. 0.5

19:30 L.I. 0.5

20:00 (2) H.I. 0.5

20:30 L.I. 0.5

21:00 (3) H.I. 0.5

21:30 L.I. 0.5

22:00 (4) H.I. 0.5

22:30 L.I. 0.5

23:00 M.I. 3 25:15

26:00 (1) H.I. 0.5

26:30 L.I. 0.5

27:00 (2) H.I. 0.5

27:30 L.I. 0.5

28:00 (3) H.I. 0.5

28:30 L.I. 0.5

29:00 (4) H.I. 0.5 29:00 29:15

29:30 L.I. 0.5

30:00 M.I. 3 32:45

33:00 Cool-down 3

36:00 END

Notes

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Visit 2-5 – MICE protocol

Cool-down Warm-up M.I.

%HRR 20 30-40 60-70

RPE ≤11 11-12 14-15

Target HR

Target Speed

Target Incline

Time Description Duration

(min)

Achieved Speed

(mph)

Achieved

Incline (%)

Achieved

HR

Achieved

RPE

Blood

Pressure

Enjoyment Feeling

00:00 Standing ‘Pretest’

2

00:00 Warm-up ‘Exercise

5

05:00

M.I.

30

5:45

10:45

12:00 11:15 15:00

16:45

20:00 19:15 31:00

33:45

35:00 34:15

35:00 Cool-down 3

38:00 END

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Appendix J: HIIE Questionnaire

Date: _______________ RA: _______________ Participant ID: ____________________

Intentions

1. How likely is it that you will engage in high-intensity interval exercise at least once in the next four (4) weeks?

1 2 3 4 5 6 7 8 9

Not likely at

all

Not likely

Neutral Somewhat likely

Very likely

Preference

Please answer the following questions based on your experience from this study. Select only one answer for each question.

1. Please indicate how much you liked or disliked each exercise protocol you performed in this study:

4x4 1 2 3 4 5 6 7

Very much

disliked

Somewhat disliked

Neutral Liked somewhat

Extremely liked

10x1 1 2 3 4 5 6 7

Very much

disliked

Somewhat disliked

Neutral Liked somewhat

Extremely liked

TRI.P. 1 2 3 4 5 6 7

Very much

disliked

Somewhat disliked

Neutral Liked somewhat

Extremely liked

4x4 – 4-min intervals of high-intensity, 3-min recovery of moderate-intensity,

repeated 4 times. Total time = 28 mins

10x1 – 1-min intervals of high-intensity, 1-min recovery of low-intensity, repeated 10

times. Total time = 20 mins

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30 1 2 3 4 5 6 7

Very much

disliked

Somewhat disliked

Neutral Liked somewhat

Extremely liked

2. Please rank the exercise protocols (4x4, 10x1, TRI.P., 30) in order of preference. Most preferred 1) ___________________ 2) ___________________ 3) ___________________ Least preferred 4) ___________________ 3. For the exercise protocol you preferred the most (as indicated in question 2), how likely are you to perform it at least once in the next four (4) weeks?

1 2 3 4 5 6 7 8 9

Not likely at

all

Not likely

Neutral Somewhat likely

Very likely

4. For the exercise protocol you preferred the most (as indicated in question 2), how likely are you to perform it at least once per week in the next four (4) weeks?

1 2 3 4 5 6 7 8 9

Not likely at

all

Not likely

Neutral Somewhat likely

Very likely

5. For the exercise protocol you preferred the most (as indicated in question 2), how likely are you to perform it more than once per week in the next four (4) weeks?

1 2 3 4 5 6 7 8 9

Not likely at

all

Not likely

Neutral Somewhat likely

Very likely

6. For the exercise protocol you preferred the most (as indicated in question 2), indicate how much you would like or dislike if it were to be incorporated into your cardiac rehabilitation exercise program.

1 2 3 4 5 6 7

Very much

disliked

Somewhat disliked

Neutral Liked somewhat

Extremely liked

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7. Assume each exercise protocol provided you with the exact same health benefits, which one would you choose to do regularly over the next four (4) weeks?

a) 4x4 b) 10x1 c) TRI.P. d) 30

Thank you for completing this survey and for your participation in the study!

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Appendix K: Additional Results

Table 6. Additional results.

Figure 11. Group average SBP and DBP response to the exercise protocols.

0 50 100100

150

200

% of session

SB

P (

mm

Hg

)

4x4

10x1

TRIP

MICE

0 50 10050

60

70

80

90

100

% of session

DB

P (

mm

Hg

)

4x4

10x1

TRIP

MICE

Variable PROTOCOL

P value 4x4 10x1 TRIP MICE

Time of peak (% of session)

HR VO2

Standing

HR (bpm) VO2 (ml·kg-1·min-1) Exercise protocol preference

72 ± 29% 62 ± 20%

63 ± 9

4.0 ± 0.9 39

89 ± 12% 81 ± 14%

65 ± 10

3.6 ± 0.9 24

81 ± 15% 66 ± 23%

66 ± 11

3.8 ± 1.1 36

86 ± 18% 60 ± 35%

67 ± 10

3.7 ± 1.0 41

p=0.028 p=0.152

p=0.262 p=0.769

Data presented as mean ± standard deviation. bpm, beats per minute, HR, heart rate, VO2, oxygen uptake