the importance of cytogenetic studies in adult acute lymphocytic leukemia

9
The Importance of Cytogenetic Studies in Adult Acute Lymphocytic Leukemia RONALD WALTERS, M.D., HAGOP M. KANTARJIAN, M.D., MICHAEL J. KEATING, M.B., B.S., ELIHUH. ESTEY, M.D., JOSE TRUJILLO,M.D., ANN CORK,M.A., KENNETH B. McCREDIE, M.B., Ch.B., EMIL J FREIREICH,M.D., Houston, Texas PURPOSE: The prognostic importance of pre- treatment bone rnerrow cytogenetic studies in adults with acute lymphocytic leukerni~ treated at a single institution, with an identical treat- ment program, is described. PATIENTSAND METHODS:A total of 105 patients with a documented morphologic diagnosis of acute lymphocytic leukemia were reviewed for the purpose of this analysis. All patients had an extensive workup at presentation, and cytoge- netic nnalysis was performed in 103 patients, us- ing the Giemsa banding technique with trypsin pretreatment on 24-hour cultured cells. RESULTS:The specific cytogenetic classifica- tion in the 103 patients who had the karyotypic analysis was as follows: diploid 27%; Philadel- phia chromosome-positive 13%; hyperdiploid 12%; B-cell karyotype 6%; 6q- and 14q+ abnor- malities 4 %; pseudediploid 8 %; hypodiploid 2 %; and insufficient metaphases 28 %. B-cell, 6q- or 14q+, and Philndelphia chromosome-positive karyotypes tended to correlate with other known negative prognostic factors. Patients with diploid, hyperdiploid, pseudodiploid, and hypodiploid karyotypes or with insufficient metaphases could be combined into one group with a favorable prognosis. In this group, the re- mission rate with induction chemotherapy was 89%, the median complete remi~ion duration was 26 months, and the median survival was 25 months, with a 3-year survival rate of 45 %. Pa- tients with Phil~delphie chromosome-positive, B-cell, and 6q- or 14q+ abnormRiities collective- ly had an unfavorable prognosis. Their response rate to induction chemotherapy was 65 %, the median response duration was 7 months, and the medien survival was 8 months, with a 3-year survival rate of less than 10%. From the Departments of Hematology (RW,HGK,MJK,EHE,KB McC,EJF) and Laboratory Medicine (JT,AC), M.D. Anderson Cancer Cen- ter, Houston, Texas. Dr. Kantarjian is a Scholar of the Leukemia Society of America. Requests for reprints should be addressed to Hagop M. Kantarjian, M.D., M.D. Anderson Cancer Center, Department of Hematology, Box 61, 1515 HoIcombe Boulevard, Houston, Texas 77030. Manuscript submitted April 16, 1990, and accepted in revised form July 23, 1990. CONCLUSION:We conclude that the pretreat- ment bone marrow karyotype is an important part of the evaluation of adults with acute lym- phocytic leukemia and provides significant prog- nostic information. C Ytogenetic studies have been instrumental in understanding disease heterogeneity and de- termining prognosis in various cancers. The associ- ation of karyotypic analysis with complete remis- sion, remission duration, and survival has been documented in many entities, including chronic myelogenous [1,2] and lymphocytic leukemia [3,4], lymphoma [5,6], multiple myeloma [7], acute my- elogenous leukemia [8-10], and childhood acute lymphocytic leukemia (ALL) [11-15]. Recently, Bloomfield et al [16,17] reported on the collective experience of the International Work- shop on Chromosomes in Leukemia pertinent to cytogenetic studies in ALL. In adult ALL, specific karyotypic abnormalities showed strong correla- tions with complete remission rates and overall prognosis. This analysis included patient popula- tions from different institutions who received vari- able antileukemic treatment regimens. In the cur- rent report, we describe the prognostic importance of cytogenetic studies in a large population of adults with ALL treated with a uniform approach at a single institution. PATIENTS AND METHODS A total of 105 adult patients with a documented morphologic diagnosis of ALL, referred to the Leu- kemia Service between December 1983 and Febru- ary 1987 without prior therapy, were reviewed for the purpose of this analysis. All patients had an extensive workup at presenta- tion including history and physical examination; documentation of measurable disease; complete blood cell, differential, and platelet counts; SMA- 12 with liver and renal function studies; bone mar- row aspiration and biopsy; morphology; and histo- chemical and enzymatic stains including myeloperoxidase, chloroacetate, nonspecific ester- ase, periodic-acid Schiff (PAS), and terminal nu- November 1990 The American Journal of Medicine Volume 89 579

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The Importance of Cytogenetic Studies in Adult Acute Lymphocytic Leukemia RONALD WALTERS, M.D., HAGOP M. KANTARJIAN, M.D., MICHAEL J. KEATING, M.B., B.S., ELIHU H. ESTEY, M.D., JOSE TRUJILLO, M.D., ANN CORK, M.A., KENNETH B. McCREDIE, M.B., Ch.B., EMIL J FREIREICH, M.D., Houston, Texas

PURPOSE: The prognostic importance of pre- treatment bone rnerrow cytogenetic studies in adults with acute lymphocytic leukerni~ treated at a single institution, with an identical treat- ment program, is described.

PATIENTS AND METHODS: A total of 105 patients with a documented morphologic diagnosis of acute lymphocytic leukemia were reviewed for the purpose of this analysis. All patients had an extensive workup at presentation, and cytoge- netic n nalysis was performed in 103 patients, us- ing the Giemsa banding technique with trypsin pretreatment on 24-hour cultured cells.

RESULTS: The specific cytogenetic classifica- tion in the 103 patients who had the karyotypic analysis was as follows: diploid 27%; Philadel- phia chromosome-positive 13%; hyperdiploid 12%; B-cell karyotype 6%; 6q- and 14q+ abnor- malities 4 %; pseudediploid 8 %; hypodiploid 2 %; and insufficient metaphases 28 %. B-cell, 6q- or 14q+, and Philndelphia chromosome-positive karyotypes tended to correlate with other known negative prognostic factors. Patients with diploid, hyperdiploid, pseudodiploid, and hypodiploid karyotypes or with insufficient metaphases could be combined into one group with a favorable prognosis. In this group, the re- mission rate with induction chemotherapy was 89%, the median complete remi~ion duration was 26 months, and the median survival was 25 months, with a 3-year survival rate of 45 %. Pa- tients with Phil~delphie chromosome-positive, B-cell, and 6q- or 14q+ abnormRiities collective- ly had an unfavorable prognosis. Their response rate to induction chemotherapy was 65 %, the median response duration was 7 months, and the medien survival was 8 months, with a 3-year survival rate of less than 10%.

From the Departments of Hematology (RW,HGK,MJK,EHE,KB McC,EJF) and Laboratory Medicine (JT,AC), M.D. Anderson Cancer Cen- ter, Houston, Texas. Dr. Kantarjian is a Scholar of the Leukemia Society of America.

Requests for reprints should be addressed to Hagop M. Kantarjian, M.D., M.D. Anderson Cancer Center, Department of Hematology, Box 61, 1515 HoIcombe Boulevard, Houston, Texas 77030.

Manuscript submitted April 16, 1990, and accepted in revised form July 23, 1990.

CONCLUSION: We conclude that the pretreat- ment bone marrow karyotype is an important part of the evaluation of adults with acute lym- phocytic leukemia and provides significant prog- nostic information.

C Ytogenetic studies have been instrumental in understanding disease heterogeneity and de-

termining prognosis in various cancers. The associ- ation of karyotypic analysis with complete remis- sion, remission duration, and survival has been documented in many entities, including chronic myelogenous [1,2] and lymphocytic leukemia [3,4], lymphoma [5,6], multiple myeloma [7], acute my- elogenous leukemia [8-10], and childhood acute lymphocytic leukemia (ALL) [11-15].

Recently, Bloomfield et al [16,17] reported on the collective experience of the International Work- shop on Chromosomes in Leukemia pertinent to cytogenetic studies in ALL. In adult ALL, specific karyotypic abnormalities showed strong correla- tions with complete remission rates and overall prognosis. This analysis included patient popula- tions from different institutions who received vari- able antileukemic treatment regimens. In the cur- rent report, we describe the prognostic importance of cytogenetic studies in a large population of adults with ALL treated with a uniform approach at a single institution.

PATIENTS AND METHODS A total of 105 adult patients with a documented

morphologic diagnosis of ALL, referred to the Leu- kemia Service between December 1983 and Febru- ary 1987 without prior therapy, were reviewed for the purpose of this analysis.

All patients had an extensive workup at presenta- tion including history and physical examination; documentation of measurable disease; complete blood cell, differential, and platelet counts; SMA- 12 with liver and renal function studies; bone mar- row aspiration and biopsy; morphology; and histo- c h e m i c a l and e n z y m a t i c s t a ins i n c l u d i n g myeloperoxidase, chloroacetate, nonspecific ester- ase, periodic-acid Schiff (PAS), and terminal nu-

November 1990 The American Journal of Medicine Volume 89 579

CYTOGENETIC STUDIES IN ADULT ACUTE LYMPHOCYTIC LEUKEMIA / WALTERS ET AL

TABLE I Patient Characteristics (105 Patients)

Number of Characteristic Patients (%)

FAB classification L1 16(15) L2 74 (70) L3 8 (8) Not classified 7 (7)

WBC (X 103/,uL) <5,000 43 (41)

5,000-20,000 28 (27) >20,000 34 (32)

CNS leukemia at diagnosis 4 (4) "Bulky disease"* 23 (22) Immunophenotype classification

T cell 18 (17) B cell 3 (3) CALLA-positive 49 (47) Null cell or pre-B cell 19 (18) Not done or inevaluable 16 (15)

LDH (U/L) <225 7 (7)

225-450 33 (31) >450 64 (61)

FAB = French-American-British; WBC = white blood cell count; CNS = central nervous system; CALLA = common acute lymphocytic leukemia antigen; LDH = lactate dehydro- genase. * Defined as hepatomegaly or splenomegaly >-5 cm below costal margin or major ad- enopathy.

cleotidyl transferase (Tdt); immunophenotype, and electron microscopic analysis. Cytogenetic analysis was performed in 103 patients, using the Giemsa banding technique with trypsin pretreatment on 24-hour cultured cells as previously described [18]. Twenty-five metaphases from the bone marrow were analyzed when possible. Karyotypes were identified according to the International System for Human Cytogenetic Nomenclature. A hyperdiploid or structural clonal abnormality required its pres- ence in at least two metaphases, while a hypodip- loid clonal abnormality required its presence in at least three metaphases as previously recommended [19]. For a diploid karyotype to be called, more than five metaphases had to be analyzed. If five meta- phases or less were analyzed and were diploid, this was considered to be insufficient metaphases for analysis.

A diagnosis of ALL required (1) confirmation by morphology, cytochemical, and enzymatic stain analysis (negative myeloid and monocytic stains, Tdt, and PAS block positivity), and (2) the pres- ence of 30% or more blasts in the bone marrow. Immunophenotyping and electron microscopic studies were confirmatory, and utilized in the diag- nostic evaluation of difficult cases. The induction and maintenance program (VAD) protocol consist- ed of the following:

(1) Induction: vincristine 0.4 mg by continuous infusion daily for 4 days; Adriamycin 12 mg/m 2 by continuous infusion daily for 4 days; and decadron

40 mg daily for 4 days on Days 1 to 4, 9 to 12, and 17 to 20. A second cycle of the same chemotherapy plus cyclophosphamide 1 g/m 2 intravenously on Day 1 (C-VAD) was started on Day 24 of Cycle 1.

(2) Consolidation: methotrexate 60 mg/m 2 intra- venously on Day 1 weekly for 4 weeks, the dose being escalated to 90, 120, and 150 mg/m 2 each week if no toxicity developed; and L-asparaginase 20,000 units intravenously on Day 2 weekly for 4 weeks.

(3) Early intensification: Adriamycin 60 mg/m 2 intravenously on Day 1; cytosine arabinoside 3 g/m 2 intravenously over 2 hours every 12 hours for six doses; vincristine 2 mg intravenously on Day 1; and prednisone 100 mg daily for 5 days.

(4) Maintenance with M-DOMP: three cycles at 4- to 6-week intervals given as follows: methotrex- ate 200 mg/m 2 intravenously on Day 1; daunorubi- cin 60 mg/m 2 intravenously on Day 15; 6-mercapto- purine 75 mg/m 2 orally daily for 5 days starting on Day 15; and prednisone 200 mg daily for 5 days starting on Day 15. The dose of methotrexate was escalated to 400, 600, and 800 mg/m 2 in subsequent courses according to tolerance, toxicity, and metho- trexate levels at 24 and 48 hours. Hydration and alkalinization with sodium bicarbonate were given with methotrexate. Citrovorum rescue was not giv- en unless the methotrexate levels at 24 and 48 hours were higher than 10 -5 and 10 -6 molar, respectively. An autologous bone marrow pull was performed un- der general anesthesia after recovery from one of the 3 M-DOMP cycles to be reinfused during late intensification.

(5) Late intensification with CBV: cyclophospha- mide 1.5 g/m 2 intravenously daily for 4 days; car- mustine (1,3-bis-(2-chloroethyl)-l-nitrosourea) 300 mg/m 2 intravenously on Day 1; and etoposide (VP- 16) 250 mg/m 2 intravenously daily for 3 days. The autologous bone marrow was reinfused on Day 6 or 7.

(6) Second maintenance: 3 cycles of M-DOMP: The total cycle of chemotherapy was repeated one more time, but late intensification was replaced by a maintenance cycle of M-DOMP. The total dura- tion of therapy was 24 to 30 months.

Remission and Survival A complete remission required the presence of a

normocellular marrow with less than 5% blasts in addition to a hemoglobin greater than 11 g/dL, a granulocyte count greater than 1.5 × 103/#L, and a platelet count greater than 100 × 103/#L. Remission duration was calculated from the time of achieve- ment of a complete remission until documented leukemia relapse. Survival was calculated from the time of start of therapy.

580 November 1990 The American Journal of Medicine Volume 89

CYTOGENETIC STUDIES IN ADULT ACUTE LYMPHOCYTIC LEUKEMIA / WALTERS ET AL

Cytogenetic Categories Patients were grouped based on chromosomal

findings. Patients were first classified according to the presence or absence of a clonal chromosome abnormality. Patients with chromosomal abnor- malities were categorized as having the following: (1) Philadelphia chromosome (Ph) abnormality, usually resulting from a 9;22 translocation; (2) B- cell karyotypes involving translocations between chromosomes 8 and 14, 2, or 22 [t(8;14), t(8;2), or t(8;22)]; (3) abnormal karyotypes involving addi- tions to the long arm of chromosome 14 (14q+); or deletion in the long arm of chromosome 6 (6q-). The remaining chromosomal abnormalities were coded according to the chromosome modal number as: (4) hypodiploid (less than 46 chromosomes); (5) pseudodiploid (46 chromosomes); or (6) hyperdi- ploid (more than 46 chromosomes).

Statistical Considerations Comparison of differences in patient populations

were made using the chi-square or Wilcoxon test. Survival and remission duration curves were esti- mated by the method of Kaplan and Meier [20]. Differences between curves were based on a gener- alized Wilcoxon for censored observations [21].

RESULTS The characteristics of the population study are

detailed in Table I. The patients' median age was 30 years (range: 15 to 75 years), and 64 (61%) were males.

The distribution of the cytogenetic karyotypes is detailed in Table II. A high incidence of patients with diploid karyotype (27%) or insufficient meta- phases (28%) was observed. Thirteen patients (13%) had Ph-positive ALL, and six patients (6%) exhib- ited karyotypic abnormalities associated with B- cell disease. Unlike the situation in childhood ALL

TABLE II Cytogenetic Profiles (103 Patients)

Number of Cytogenetic Category Patients (%)

Diploid (46,XX, or 46,XY) 28 (27) Philadelphia chromosome-positive 13 (13) B-cell karyotype 6 (6) Abnormalities involving 6q- or 14q+ 4 (4) Hyperdiploid karyotype 12 (12)

47 to 50 chromosomes 8 (8) More than 50 chromosomes 4 (4)

Pseudodiploid karyotype 8 (8) Hypodiploid karyotype 2 (2) Insufficient metaphases 30 (28)

where the incidence of hyperdiploid karyotypes with more than 50 chromosomes is frequent, only four of the 103 patients (4%) had such abnormali- ties. Similarly, the incidence of other common childhood ALL karyotypes was rare among adults. Dele t ion of the shor t a rm of ch romosome 9 [del(9q-)] was noted in one patient with hyperdi- ploid karyotype and, in this study, no abnormalities involving t(1;19) or t(4;ll) were observed. The spe- cific cytogenetic profiles of 45 patients with chro- mosomal abnormalities are indicated in Table III.

The association of specific cytogenetic abnormal- ities with the patients' characteristics are shown in Table IV. Because of the small numbers, patients with hyperdiploid karyotypes with chromosome numbers 47 to 50 or greater than 50 are included in one group, as well as those with B-cell, 6q- , or 14q+. Features known to be related to poor progno- sis tended to occur more frequently in patients with Ph-positive, B-cell, and 6 q - or 14q+ abnormalities; while they were less common in those with insuffi- cient metaphases, diploid, or hyperdiploid karyo- types. These factors included older age, L3 mor- p h o l o g y by t h e F r e n c h - A m e r i c a n - B r i t i s h classification, elevated lactic dehydrogenase, low-

TABLE III

Cytogenetic Profiles of the 45 Patients with Aneuploid Karyotypes

Patient Number Category

Number of Abnormal

Metaphases/ Number of Percent Metaphases Abnormal Analyzed Metaphases

Philadelphia chromosome (n = 13) 1 13 ceils: 46,XY,t(9;22)(q34,q11)

12 cells: 46,XY 2 17 cells: 46,XY,t(9;22)(q34,q11)

8 cells: 46,XY 3 21 cells: 46,XX,t(9;22)(q34;q11)

4 cells: 46,XX

13/25 52

17/25 68

21/25 84 Continued on next page

November 1990 The American Journal of Medicine Volume 89 581

CYTOGENETIC STUDIES IN ADULT ACUTE LYMPHOCYTIC LEUKEMIA / WALTERS ET AL

TABLE ill (Cont'd)

Cytogenetic Profiles of the 45 Patients with Aneuploid Karyotypes

Patient Number Category

Number of Abnormal

Metaphases/ Number of Metaphases

Analyzed

Percent Abnormal

Metaphases

4 Insufficient yield (5 cells: Ph+) 5 9 cells: 46,XX

3 cells: 46,XX,t(9;22)(q34;q11) 6 14 celts: 49,XY,+6,- 19,-t-22,t(9;22)(q34;q 11),

t(9;22)(q34;q11),del(12)(p13),+del (22)(q11),+mar

8 cells: 47,XX,-10,-19,+22,t(9,22)(q34;q11) t(9;22)(q34;q 11),del(11)(p13),+del (22)(ql 1),+mar

3 cells: 48,XY,-19,+22,t(9;22)(q34;q11),t (9;22)(q34;q11),del(12)(p13),+del (22)(q11),+mar

7 7 cells: 46,XX 6 cells: Metaphases with 47-49 chromosomes

[similar changes: +5,+6,t(9[delp22];22) (q34;q11)]

8 17 cells: 46,XY,t(9;22)(q34;q11) 6 cells: 45,XY,-13,3q+,t(9[delp22];22)

(q34;q11),17q+ 2 cells: 45,XY,-13,t(9[delp22];22)(q34;ql 1)

9 25 cells: 46,XY,t(9;22)(q34;q11)

5/5

3/12

25/25

6/13

25/25 25/25

100

25

100

46

IO0 IO0

10

11

12

13

"Philadelphia-like" 9 cells: 46,XY 3 cells: 47 chromosomes [similar changes: +X,

t(9;22)(q34:q11)] 6 ceils: 45-46 chromosomes [similar changes:

- 11,-13,+ 19,del(1)(q32),del(22)(q11),+mar] 4 cells: 46,XX

12 cells: 46,XY 5 cells: 45-47 chromosomes [similar changes: -7,

7q+,9q+,del(20)(q 13),del(22)(q 11)] 8 cells: 46,XY 1 cell; 46,XY,+X,-22,9q+,del(11)(q23),del(15)(q15)

3/12

6/10

5/17

1/9

25

60

29

52

14

15

16 17

18

19

2O

21

22

23

24

25

Hyperdiplotd (n = 12) 24 cells: 46,XX

1 cell: 62,XX,+X,+4,+5,+6,+7,+8,+9,+II,+15 • 1.1.17,,1.1.19,,1.21 ,+21 ,,1.2 mar, dir dup(1)(q32--,-ter)

22 cells: 55,XY,+X,+4,-l-8,+9,+14,+17?,+21,-l-22,+mar 3 cells: 46,XY

16 cells: 48,XY,+21,+22,del(9)(p13),del(13)(q14) 24 cells: 46,XY i cell: 48,XY,-l-X,-21,+6q-l-,+mar

15 cells: 54,XY,+X,+4,+8,-I-14,-I-17,+18,+21,-I-21 10 cells: 46,XY 18 ceils: 46,XX 7 cells: 47,XX,21p+,+mar

15 cells: 46,XY 10 cells: 49,XY,+8,-1+I0,+14 17 cells: 48,XX,+19,+21 7 cells: 46,XX i cell: 47,XX,+mar

24 cells: 47,t(X;9)(q24),Y,+12 2 cells: Metaphases with 49 and 56

chromosomes and similar changes 13 cells: Metaphases with 45-47 chromosomes

[similar changes: 12p+;18p+;+mar] 6 cells: 46,XY

25 cells: Metaphases with 50-59 chromosomes [similar changes: - I -X,+6,+18,+21,+mar]

22 cells: 46,XX 3 cells: 48 chromosomes (similar changes: +X,

-9,3q+,+mar

Continued on next page

1/25

22•25 16/16

1/25

15/25

7/25

10/25

18/25

26•26

13/19

25/25

3/25

88 100

4

60

28

40

72

100

68

I00

12

582 November 1990 The American Journal of Medicine Volume 89

CYTOGENETIC STUDIES IN ADULT ACUTE LYMPHOCYTIC LEUKEMIA / WALTERS ET AL

TABLE III (Cont'd)

Cytogenetic Profiles of the 45 Patients with Aneuploid Karyotypes

Number of Abnormal

Metaphases/ Number of Percent

Patient Metaphases Abnormal Number Category Analyzed Metaphases

B cell or lymphoma (n = 10) 26 22 cells: 47,XX,-6,3q+,4q+,t(8;14)(q24;q32),

9p+,del(9)(p13),del(11)(q13),del(13) (q22), 16q+,+del(18)(q21),+mar

1 cells; 46,XX 23/23 96 27 7 cells: 46,XX,det(6)(q23),t(8;22)(q24;q11),del

(13)(q22) 4 cells; 46,dir dup(1)(q31-,-ter),del(6)(q23),

6q+,t(8;22)(q24;q11) 3 cells: 46,XX,dir dup(1)(q31-*ter),del(6)(q23),

t(8;22)(q24;q11),del(13)(q22) 3 cells: 46,XX, dir dup(1)(q31--*ter),del(6)(q23),

t(8;22)(q24;11) 2 cells: 46,XX,dir dup(1)(q31-*ter),t(8;22)

(q24;q11) 2 cells: 46,XX,t(8;22)(q24;q11) 1 cell: 47,XX+12,dir dup(1)(q31--~ter),del(6)

(q23),t(8;22)(q24;q11) 1 cell: 46,XX 22/23 96

28 24 cells: 46,XY,ins dup(1)(q21;q42),t(8;14)(q24;q32) 1 cell: 46,XY 24/25 96

29 20 cells: 46,XY,t(8; 14)(q24;q32),del(13)(q 14) 5 cells: 46,XY,t(8;14)(q24;q32) 25/25 100

30 16 cells: 46,XY 3 cells: 46,XY,dir dup(1)(cen-~125),t(8;14)(q24;q32) 3/19 16

31 24 cells; 46,XX 1 cell: 46,XX,t(8;22)(q24;q11) 1/25 4

32 22 cells; 48,XY,+16,del(6)(q15)+del(6)(q15) 8p+,t(14:18)(q32;q21)

2 cells: 47,XY,+16,del(6)(q15),gp+,t(14;18)(q32;q21) 1 cell: 49,XY,+Y,+16,del(6)(q15),+del(6)(q15),

8p+,t(14;18)(q32;q21) 25/25 100 33 14 cells: 46,XY,del(6)(q21),del(10)(q24)

9 cells: 46,XY 2 cells: 46,XY,del(6)(q21) 23/25 92

34 8 cells: 46,XX 1 cell: 46,XX,?del(6)(q25) 1/9 11

35 8 cells; 46,XX 7 cells; Pseudodiploid cells

[del(6)(q23) with other nonspecific changes] 7/15 47

Pseudodlploid (n = 8) 36 5 cells: 46,XY

4 celts: 46,XY,del(11)(q32) 4/9 44 37 27 cells: 46,XY,del(20)(p11)

13 cells: 46,XY 2 cells: 46,XY,20q+ 29/42 69

38 16 celrs: 46,XY,19q-'F 6 cerls: 46,XY 16/22 73

39 19 cells: 47,XXY,-20,del(7)(q22),19p+,+mar 3 cells; 46 or 47 chromosomes with changes similar

to above 2 cells; 47,XXY [Klinefelter syndrome] 22/24 92

40 22 ceils; 46,XY,t(9;18)(q24;q12) 3 cells: 46,XY 22/25 88

41 25 cells: 46,XY,det(20)(q11) 25/25 100 42 11 cells: 46,XX,t(10;11)(q15;q21)

6 cells: 46,XX 6 cells: 45,XX,-5,-g,+9,-19,4p+,t(10;11)

(p15;q21),del(17)(p11),+mar 6 cells; 43-45 chromosomes with changes

similar to above 5 cells: Abnormal polyploid metaphases 34/34 100

43 22 cells; 46,XX,dir dup(1)(cen~ter) 3 cells: 46,XX 22/25 88

Continued on next page

November 1990 The American Journal of Medicine Volume 89 583

CYTOGENETIC STUDIES IN ADULT ACUTE LYMPHOCYTIC LEUKEMIA / WALTERS ET AL

TABLE III (Cont'd)

Cytogenetic Profiles of the 45 Patients with Aneuploid Karyotypes

Patient Number Category

Number of Abnormal

Metaphases/ Number of Metaphases

Analyzed

Percent Abnormal

Metaphases

44

45

Hypodiploid (n = 2) 4 cells: Metaphases with 44-46 chromosomes

[similar changes: -5,+mar] 14 cells: 46,XX 9 cells: 45,XX,-17,del(2)(q31),t(6;17)(q21;q11),

del(10)(q22) 3 cells: Metaphases with 45-47 chromosomes

and similar changes

4/4

12/26

100

48

TABLE IV

Association of Cytogenetic Karyotypes with Other Pretreatment Characteristics

Number of Patients in Cyto~enetic Group (%) Philadelphia

Insufficient Chromosome BCell;6q- Total Diploid Hyperdiploid Metaphases Positive 14q+

(n = 103) (n = 28) (n = 12) (n = 30) (n = 13) (n = 10)

Pseudodiploid or Hypodiploid

(n = 10) p Value

Age _>50 years 24(23) 3(11) 2(17) 10(33) 4(31) 4(40) 1(10) NS FAB classification

L2 73 (71) 21 (75) 10 (83) 19 (63) ~ ~ 7 (70) <0.01 L3 8 (8) 1 (4) 0 (0) 0 (0) ~ ~ / ~ 0 (0) <0.01

WBC > 10 X 103/#L 46 (45) 14 (50) 5 (42) 10 (33) 6 (46) ~ 6 (60) NS LDH >__450 U/L 63 (61) 19 (68) 6 (50) 13 (43) 10 (77) ~ 6 (60) 0.07 Albumin <3.5 g/dL 22 (21) 5 (18) 1 (8) 5 (17) 4 (31) 1 (10) 0.03 Creatinine >_ 1,3 mg/dL 15(15) 2(7) 2(17) 4(13) 3(23) 2(20) ~ NS "Bulky disease" 23 (22) 8 (29) 2 (17) 4 (13) 0 (0) ~ [ ~ 0.01 CNS leukemia 5 (5) 0 (0) 0 (0) 0 (0) 0 (0) { ~ <0.01 Immunophenotype

Tcell 17(17) ~ 0(0) 2(7) 0(0) 1(10) ~ <0.01 Null or pre-B cell 18 (17) 6 ( 2 1 ) 2(17) 6 (20) 0(0~ 1 (10) ~ NS CALLA-positive 50 (49) 11 (39) 9 (L9_(Z~ 14 (47) 112(92) 1 2 (20) 2 (20) <0.01

NS = not significant; significantly different values are in boxes. Other abbreviations as in Table I.

TABLE V

Association of Karyotypos with Responses, Remission Duration, and Survival

Number of Median Three- Complete Remission Median Year

Cytogenetic Number of Remissions Duration Survival Survival Category Patients (%) (months) (months) Rate (%)

Diploid 28 27 (96) 14 17 40 Insufficient metaphases 30 26 (81) 51 27 38 Hyperdiploid 12 11 (92) 27+ 34 39 Hypodiploid; pseudodiploid 10 7 (70) 24+ 34 50 Total "favorable" 80 71 (89) 26 25 45

Philadelphia 13 9 (69) 7 12 0 B cell;6q-; 14q+ 10 6 (60) 6 4 10 Total "unfavorable" 23 15 (65) 7 8 6

584 November 1990 The American Journal of Medicine Volume 89

CYTOGENETIC STUDIES IN ADULT ACUTE LYMPHOCYTIC LEUKEMIA / WALTERS ET AL

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Figure 1. Survival by cytogenetic group.

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Figure 2. Duration by cytogenetic group.

ered serum albumin, and central nervous system disease at presentation.

Association of Cytogenetic Studies with Complete Re- mission, Remission Duration, and Survival

Overall, 88 of the 105 patients (84%) achieved complete remission and 14 (13%) were resistant to induction therapy. The induction-related mortality was low (three patients; 3%). The median follow-up of these patients is 36 months. At the time of analy- sis, 40 of 105 patients (40%) are alive. The 3-year survival rate is 34%. The median complete remis- sion duration was 22 months, with a 3-year rate of 40%.

A strong correlation was observed between com- plete remission rate and karyotype. Despite the small numbers in each cytogenetic category, com- plete remission rates ranged from 60% to 70% in patients with "unfavorable" karyotypes such as Ph- positive, B-cell, and 6q- or 14q+ abnormalities, and from 80% to 96% for those with insufficient metaphases, diploid, or hyperdiploid karyotypes (p <0.01). Similar patterns were observed for remis- sion duration and survival (Table V, Figures I and 2). The 3-year survival rates ranged from less than 10% for patients with Ph-positive, B-cell, and 6q- or 14q+ karyotypes, to more than 35% for those with diploid or hyperdiploid karyotypes, or those who had insufficient metaphases (Table V, Figure 3).

By separating the 23 patients with Ph-positive, B-cell, or 6q- and 14q+ abnormalities, patients could be classified as having "favorable" karyo- types with a complete response rate of 89%, a medi-

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Figure 3. Survival and complete remission duration among favorable and unfavorable risk groups, as defined by karyo- type.

an remission duration of 26 months, a median sur- vival of 25 months, and a 3-year survival rate of 45%; and those having "unfavorable" karyotypes with a complete response rate of 65%, a median remission duration of only 7 months, a median sur- vival of 8 months, and a 3-year survival rate of less than 10% (Table V).

Cytogenetic Studies at Relapse Seventeen relapses have occurred among the 33

patients with karyotypic abnormalities who achieved a complete remission. Nine of these 17

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CYTOGENETIC STUDIES IN ADULT ACUTE LYMPHOCYTIC LEUKEMIA / WALTERS ET AL

patients have had subsequent cytogenetic analysis done at relapse. Three of the 9 patients experienced relapse with a different cytogenetic clone than that present at diagnosis. The first patient (Patient 24) analyzed at relapse had 27 metaphases that were normal and one metaphase that showed 53, XX, +X, +6, +11, +18, +21, +21, +21, del(1)(q31), del(1)(q31), t(3;15)(q21;q26), +mar. The second patient (Patient 33) showed at relapse eight normal metaphases and one metaphase with 46, XY, del(6)(q21), 16 p+, 18p+. The third patient (Pa- tient 34) showed at relapse 24 normal metaphases and one metaphase with 46, XX, t(13;17). Thus, one of the three patients had a cytogenetic clonal abnor- mality different from the one present at diagnosis. The other two had the same clonal abnormalities present at diagnosis with additional chromosomal changes. The phenotype of the three patients at relapse remained lymphoid. The four patients with Ph-positive ALL who were studied at relapse all experienced recurrence with the Ph abnormality.

COMMENTS Karyotypic studies have emerged as major prog-

nostic determinants in several tumors including leukemias, lymphomas, multiple myeloma, and sol- id tumors [1-15]. This is not surprising, since chro- mosomal abnormalities reflect grossly observed ge- netic changes associated with abnormal molecular events. This is exemplified by the molecular studies in Ph-positive ALL, acute myelogenous leukemia associated with abnormalities in chromosomes 5 or 16, Burkitt's lymphoma, and others [22-26].

ALL is recognized as a very heterogeneous dis- ease [27]. While treatment remains the major prog- nostic determinant in ALL, extreme outcome het- erogeneity is observed even with uniform intensive chemotherapy [28-30]. Patients with childhood and adult ALL can be categorized into low- or high-risk categories with long-term survival rates of 60% to 70% and 20% to 30%, respectively. Prognostication is based on age, white blood cell count, performance status, organ dysfunction, parameters of tumor burden such as lactic dehydrogenase levels, and leu- kemic cell characteristics such as morphology and immunophenotype [28-31].

The leukemia karyotype has emerged as one of the most important factors in both childhood and adult ALL. Cytogenetic studies in childhood ALL have associated a better prognosis with hyperdi- ploid karyotypes and a worse prognosis with bal- anced chromosomal translocations [12-15].

More recently, Bloomfield et al [17] improved significantly our understanding of the value of cyto- genetic studies in ALL by correlating specific cyto- genetic abnormalities with patient outcome in both

childhood and adult ALL. Among 172 adults ana- lyzed, the most common cytogenetic patterns in- cluded diploid karyotype (31%), hyperdiploid karyotype (13%), the presence of the Ph chromo- some (17%), and B-cell-associated abnormalities (13%). Complete remission rates varied from 44% to 87%, and median survivals from 5 to 24 months depending on the specific cytogenetic abnormality. Poorer complete remission rates, complete remis- sion durations, and survivals were seen in patients with B-cell karyotypes, Ph-positive disease, abnor- malities involving t(4;ll), 14q+, and hypodiploid karyotypes. The best prognoses were demonstrated in patients with diploid and hyperdiploid karyo- types (chromosome number more than 50) where the complete remission rates were 87% and 78%, respectively, and the median survivals 24 and 21 months, respectively. Despite the large number of patients analyzed, certain cytogenetic categories (hyperdiploid more than 50 chromosomes, hypo- diploid, t(4;ll), B-cell karyotype, and 6q-) includ- ed 10 patients or less, thus precluding any definite conclusions regarding the prognostic associations with the cytogenetic subset.

Our analysis of 105 adults with ALL receiving a uniform protocol, the VAD regimen, treated in one institution, confirms the observation of Bloomfield et al [17]. Patients with "unfavorable" karyotypes included those with Ph-positive, B-cell, and 6q- or 14q+ abnormalities. Such patients had the poorest prognosis, with complete remission rates of 60% to 70% and 3-year survival rates of less than 10%. On the other hand, those with "favorable" karyotypes or with insufficient metaphases had a favorable prognosis, with complete remission rates of 80% to 95%, and 3-year survival rates of 35% to 50%. As with the study of Bloomfield et al [17], several cyto- genetic subcategories [hypodiploid; chromosome 6 abnormalities; t(4;ll); t(ll;14); t(1;19)] had too few patients to draw meaningful conclusions. These studies need to be expanded in order to accumulate enough knowledge concerning each of these enti- ties. Sizable populations will also allow the objec- tive definition of cytogenetic subsets in adult ALL in terms of their biologic, clinical, and laboratory features, as well as prognosis.

The high incidence of insufficient metaphases in our study may be related to different methodolo- gies, sample handling, or population referral. The issue is important since this defined category is as- sociated with a favorable prognosis. Insufficient metaphases may reflect the "fragility" of the leuke- mia cells to survive the procedure, or their exquisite and correlated sensitivity to spindle poisons in vitro (colchicine used in the preparation of metaphases) or in vivo (vincristine used in ALL therapy). The

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CYTOGENETIC STUDIES IN ADULT ACUTE LYMPHOCYTIC LEUKEMIA / WALTERS ET AI

incidence of insufficient metaphases is higher than that of some published reports, but similar to more recently published data in adult ALL. Gaynor et al [29] reported that, in the Memorial Sloan Kettering experience, 24 of 111 (22%) patients had no analyz- able metaphases. Similar to our experience, this subgroup had a very high complete remission rate of 92%. A similarly high incidence of insufficient metaphases of 20% was reported by Fenaux et al [32] in their analysis of 73 adults with ALL. There- fore, it appears that, unlike childhood ALL, cytoge- netic studies in adult ALL demonstrated (1) a high incidence of insufficient metaphases, Ph-positive, and B-cell karyotypes; and (2) a low incidence of hyperdiploid karyotypes with more than 50 chro- mosomes, t(1;19), and t(4;ll).

In summary, the cytogenetic studies have shown major prognostic correlations in adults with ALL and should be part of the initial work-up of every patient. Larger-scale studies will help refine our understanding of the less common categories, and conduct multivariate analysis to define the relative prognostic value of karyotypic results.

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