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The Role of Background Knowledge in Sentence Processing Raluca Budiu July 9, 2001 Thesis Committee: John Anderson, Chair Jaime Carbonell David Plaut Lynne Reder, Department of Psychology

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Page 1: The Role of Background Knowledge in Sentence Processing Raluca Budiu July 9, 2001 Thesis Committee: John Anderson, Chair Jaime Carbonell David Plaut Lynne

The Role of Background Knowledge in Sentence Processing

Raluca Budiu

July 9, 2001

Thesis Committee:

John Anderson, Chair

Jaime Carbonell

David Plaut

Lynne Reder, Department of Psychology

Page 2: The Role of Background Knowledge in Sentence Processing Raluca Budiu July 9, 2001 Thesis Committee: John Anderson, Chair Jaime Carbonell David Plaut Lynne

Thesis Defense, July 9, 2001 2

Ambiguity of Language

My mouse behaves erratically lately.-- From an e-mail to CS facilities

Could you pass me the salt?

That's the sun of the egg. -- Child speaking about the yolk of a fried egg

Page 3: The Role of Background Knowledge in Sentence Processing Raluca Budiu July 9, 2001 Thesis Committee: John Anderson, Chair Jaime Carbonell David Plaut Lynne

Thesis Defense, July 9, 2001 3

Language and Noise

• Communication channels are noisy

• People make mistakesWe understand how unfair the death penalty is.

-- George W. Bush, speaking of death tax

• Listeners ignore semantic inconsistenciesWhen an aircraft crashes, where should the

survivors be buried?

Page 4: The Role of Background Knowledge in Sentence Processing Raluca Budiu July 9, 2001 Thesis Committee: John Anderson, Chair Jaime Carbonell David Plaut Lynne

Thesis Defense, July 9, 2001 4

Insight from this Research

Flexibility: stretching words’

meanings

Reliability: ignoring noise &

semantic inconsistencies

Page 5: The Role of Background Knowledge in Sentence Processing Raluca Budiu July 9, 2001 Thesis Committee: John Anderson, Chair Jaime Carbonell David Plaut Lynne

Thesis Defense, July 9, 2001 5

The Sentence-Processing Model

Model

Priorknowledge

Sentence

Noah took two animals of each kind on the ark

Napoleon was defeated at Waterloo in 1815

Plato was Socrate’s student

Sentenceinterpretation

Page 6: The Role of Background Knowledge in Sentence Processing Raluca Budiu July 9, 2001 Thesis Committee: John Anderson, Chair Jaime Carbonell David Plaut Lynne

Thesis Defense, July 9, 2001 6

Main Contribution

A model of language comprehension that:• Offers a unified explanation of several complex

linguistic phenomena

• Is incremental (on line)

• Is as fast as humans

• Uses prior knowledge and sentence context to understand vague words

• Is based on the ACT-R theory (Anderson & Lebiere, 1998)

Page 7: The Role of Background Knowledge in Sentence Processing Raluca Budiu July 9, 2001 Thesis Committee: John Anderson, Chair Jaime Carbonell David Plaut Lynne

Thesis Defense, July 9, 2001 7

ACT-R

• A cognitive architecture based on production systems

• A rigorous framework for building, running and testing computational models

• Based on verified assumptions about human cognition (e.g., memory properties, attention)

• Produces quantitative predictions about human behavior (e.g., accuracy and latency in a task)

Page 8: The Role of Background Knowledge in Sentence Processing Raluca Budiu July 9, 2001 Thesis Committee: John Anderson, Chair Jaime Carbonell David Plaut Lynne

Thesis Defense, July 9, 2001 8

Research Methodology

Human subjects

Experiment

Match?

Quantitative measures Quantitative measures

ComputationalACT-R model

predictions

no

Page 9: The Role of Background Knowledge in Sentence Processing Raluca Budiu July 9, 2001 Thesis Committee: John Anderson, Chair Jaime Carbonell David Plaut Lynne

Thesis Defense, July 9, 2001 9

Evaluation of the Model

The model• Can comprehend

– Literal or metaphoric, distorted or undistorted sentences

– Isolated or in-discourse sentences

• Can explain patterns of text recall• Compares well with people on psycholinguistic

experiments• Is fast, accurate, and scalable

Page 10: The Role of Background Knowledge in Sentence Processing Raluca Budiu July 9, 2001 Thesis Committee: John Anderson, Chair Jaime Carbonell David Plaut Lynne

Thesis Defense, July 9, 2001 10

Outline

• IntroductionThe sentence-processing model

– Evaluation

• Comprehension of sentences in discourse– Evaluation

• Scalability

• Future work and conclusions

Page 11: The Role of Background Knowledge in Sentence Processing Raluca Budiu July 9, 2001 Thesis Committee: John Anderson, Chair Jaime Carbonell David Plaut Lynne

Thesis Defense, July 9, 2001 11

The Sentence-Processing Model

Model

Background

knowledge

(words + thematic roles)

Noah took two animals of each kind on the arkNapoleon was defeated at Waterloo

in 1815

Plato was Socrate’s student

SentenceinterpretationInput sentence

Page 12: The Role of Background Knowledge in Sentence Processing Raluca Budiu July 9, 2001 Thesis Committee: John Anderson, Chair Jaime Carbonell David Plaut Lynne

Thesis Defense, July 9, 2001 12

Propositional Representation

take

arkanimals

Noah

Ark Prop

agent verb

place-obliquepatie

nt

Parent Ark PropChild animalsType patient

Noah took the animals on the ark

Page 13: The Role of Background Knowledge in Sentence Processing Raluca Budiu July 9, 2001 Thesis Committee: John Anderson, Chair Jaime Carbonell David Plaut Lynne

Thesis Defense, July 9, 2001 13

Associations

Noah took the animals on the ark

Napoleon was defeated at WaterlooNoah is Lamech’s son

PatriarchNoah

Moses

Napoleon

take

Noah

& Activation

Page 14: The Role of Background Knowledge in Sentence Processing Raluca Budiu July 9, 2001 Thesis Committee: John Anderson, Chair Jaime Carbonell David Plaut Lynne

Thesis Defense, July 9, 2001 14

Noah is Lamech’s son

Noah took the animals on the ark

Noah is Lamech’s son

Noah took the animals on the ark

Noah

Searchtook the animals on the arkNoahNoah

Noah

Napoleon was defeated at Waterloo

Patriarch

Moses

Napoleon

take

Page 15: The Role of Background Knowledge in Sentence Processing Raluca Budiu July 9, 2001 Thesis Committee: John Anderson, Chair Jaime Carbonell David Plaut Lynne

Thesis Defense, July 9, 2001 15

Noah

Matchtook the animals on the arkNoahNoah

NoahNoah took the animals on the ark

Napoleon was defeated at Waterloo

Noah is Lamech’s son

Patriarch

Moses

Napoleon

take

Noah is Lamech’s sonNoah

Page 16: The Role of Background Knowledge in Sentence Processing Raluca Budiu July 9, 2001 Thesis Committee: John Anderson, Chair Jaime Carbonell David Plaut Lynne

Thesis Defense, July 9, 2001 16

Noah

Matchtook the animals on the arkNoahNoah

NoahNoah took the animals on the ark

Napoleon was defeated at Waterloo

Noah is Lamech’s son

Patriarch

Moses

Napoleon

take

Noah is Lamech’s son is

took

take

Page 17: The Role of Background Knowledge in Sentence Processing Raluca Budiu July 9, 2001 Thesis Committee: John Anderson, Chair Jaime Carbonell David Plaut Lynne

Thesis Defense, July 9, 2001 17

Noah

Searchtook the animals on the arkNoahNoah

NoahNoah took the animals on the ark

Napoleon was defeated at Waterloo

Noah is Lamech’s son

Patriarch

Moses

Napoleon

take

took

take

Noah took the animals on the arkNoah took the animals on the ark

Page 18: The Role of Background Knowledge in Sentence Processing Raluca Budiu July 9, 2001 Thesis Committee: John Anderson, Chair Jaime Carbonell David Plaut Lynne

Thesis Defense, July 9, 2001 18

Final Interpretation

Noah took the animals on the ark

Noah took the animals on the ark

Napoleon was defeated at WaterlooNoah is Lamech’s son

PatriarchNoah

Moses

Napoleon

take

Page 19: The Role of Background Knowledge in Sentence Processing Raluca Budiu July 9, 2001 Thesis Committee: John Anderson, Chair Jaime Carbonell David Plaut Lynne

Thesis Defense, July 9, 2001 19

Failures of Comprehension

burnt offerings on the altar

Lamech Prop

Noah offered

Lamech Prop

No interpretation

word offeredrole verbinterpretation Lamech Prop

Bug

Page 20: The Role of Background Knowledge in Sentence Processing Raluca Budiu July 9, 2001 Thesis Committee: John Anderson, Chair Jaime Carbonell David Plaut Lynne

Thesis Defense, July 9, 2001 20

Summary of the Model

Read word

Bug

no

Integration

en

d o

f se

nte

nce

Interpretation?

yes

Search

no

Match?

yes

Page 21: The Role of Background Knowledge in Sentence Processing Raluca Budiu July 9, 2001 Thesis Committee: John Anderson, Chair Jaime Carbonell David Plaut Lynne

Thesis Defense, July 9, 2001 21

Answering True/False Queries

• False = a bug OR no final interpretation found

• True = no bug AND final interpretation found

Page 22: The Role of Background Knowledge in Sentence Processing Raluca Budiu July 9, 2001 Thesis Committee: John Anderson, Chair Jaime Carbonell David Plaut Lynne

Thesis Defense, July 9, 2001 22

Outline

• Introduction The sentence-processing model

– Empirical evaluation• Moses illusion

• Metaphor-position effects

• Comprehension of sentences in discourse– Evaluation

• Scalability• Future work and conclusions

Page 23: The Role of Background Knowledge in Sentence Processing Raluca Budiu July 9, 2001 Thesis Committee: John Anderson, Chair Jaime Carbonell David Plaut Lynne

Thesis Defense, July 9, 2001 23

Moses Illusion

• How many animals of each kind did Moses take on the ark?

• Good vs. bad distortions

How many animals of each kind did Adam take on the ark?

Page 24: The Role of Background Knowledge in Sentence Processing Raluca Budiu July 9, 2001 Thesis Committee: John Anderson, Chair Jaime Carbonell David Plaut Lynne

Thesis Defense, July 9, 2001 24

Moses-Illusion Data

Illusion rates for good and bad distortions (Ayers, Reder & Anderson, 1996)

• Percent correct distortions in the gist task (Ayers et al., 1996)

• Reading times in the literal and gist task (Reder & Kusbit, 1991)

Page 25: The Role of Background Knowledge in Sentence Processing Raluca Budiu July 9, 2001 Thesis Committee: John Anderson, Chair Jaime Carbonell David Plaut Lynne

Thesis Defense, July 9, 2001 25

Illusion rates (Ayers et al., 1996) and results of simulation

0

10

20

30

40

50

60

Undistorted Good distortions Bad distortions

Illu

sio

n R

ate

(%

)

Humans Model

Page 26: The Role of Background Knowledge in Sentence Processing Raluca Budiu July 9, 2001 Thesis Committee: John Anderson, Chair Jaime Carbonell David Plaut Lynne

Thesis Defense, July 9, 2001 28

Simulation of Moses Illusion

take

ark

animalsNoah

Ark Prop

agent

verb

place-oblique

patient

Moses

Adam

How many animals did Moses take on the ark

Zoo Prop Zoo Prop

Ark Prop

Adam

Zoo PropNo interpretation

Bug

Page 27: The Role of Background Knowledge in Sentence Processing Raluca Budiu July 9, 2001 Thesis Committee: John Anderson, Chair Jaime Carbonell David Plaut Lynne

Thesis Defense, July 9, 2001 29

Metaphor Comprehension

Effects of position on metaphor understanding (Gerrig & Healy, 1983)

• Metaphor-familiarity effects (Budiu & Anderson, 1999)

• Understanding metaphoric/literal sentences in context (Budiu & Anderson, 2000)

Page 28: The Role of Background Knowledge in Sentence Processing Raluca Budiu July 9, 2001 Thesis Committee: John Anderson, Chair Jaime Carbonell David Plaut Lynne

Thesis Defense, July 9, 2001 30

Metaphor Position

Stars Prop

Stars Prop

Container Prop Container Prop

Stars Prop

Drops of molten silver filled the night sky.

The night sky was filled with drops of molten silver.

4.30 s4.30 s

3.68 s3.68 s

ModelModel

3.53 s3.53 s

4.21 s4.21 s

HumansHumans

Page 29: The Role of Background Knowledge in Sentence Processing Raluca Budiu July 9, 2001 Thesis Committee: John Anderson, Chair Jaime Carbonell David Plaut Lynne

Thesis Defense, July 9, 2001 31

Outline

• IntroductionThe sentence-processing model

– Evaluation

Comprehension of sentences in discourse– Evaluation

• Scalability

• Future work and conclusions

Page 30: The Role of Background Knowledge in Sentence Processing Raluca Budiu July 9, 2001 Thesis Committee: John Anderson, Chair Jaime Carbonell David Plaut Lynne

Thesis Defense, July 9, 2001 32

Sentences in DiscourseCreate background knowledge from discourse propositions

King Lear had three daughtersGoneril and Regan declare their grand love

King Lear decided to divide his kingdom

Cordelia is disinherited

…Cordelia refuses to make an insincere speech

Cordelia marries the king of France

King Lear’sstory

Page 31: The Role of Background Knowledge in Sentence Processing Raluca Budiu July 9, 2001 Thesis Committee: John Anderson, Chair Jaime Carbonell David Plaut Lynne

Thesis Defense, July 9, 2001 33

Novel Sentences Use a partially matching interpretation to relate

to discourse

Cordelia marries the king of France

Prop 5Cordelia is disinherited

No interpretationProp 5No interpretation

word marriedInterpretation Prop 5 ……

Bug

Integration

<end>

Prop 5

Page 32: The Role of Background Knowledge in Sentence Processing Raluca Budiu July 9, 2001 Thesis Committee: John Anderson, Chair Jaime Carbonell David Plaut Lynne

Thesis Defense, July 9, 2001 34

Outline

• Introduction

• The sentence-processing model– Evaluation

• Comprehension of sentences in discourseEvaluation

• Scalability

• Future work and conclusions

Page 33: The Role of Background Knowledge in Sentence Processing Raluca Budiu July 9, 2001 Thesis Committee: John Anderson, Chair Jaime Carbonell David Plaut Lynne

Thesis Defense, July 9, 2001 35

Metaphor in Discourse

Experiments Metaphor vs. LiteralReading Time

Ortony et al., 1978Inhoff et al., 1984Shinjo & Myers, 1987Keysar, 1990

Gibbs, 1990Onishi & Murphy, 1993 slower

same

Comprehension

shallow

deepAnswer true/false

Comprehension(of novel sentences)

OurExperiments

Page 34: The Role of Background Knowledge in Sentence Processing Raluca Budiu July 9, 2001 Thesis Committee: John Anderson, Chair Jaime Carbonell David Plaut Lynne

Thesis Defense, July 9, 2001 36

Metaphoric Sentences in Context

During history seminars, a massive young man always yawned and never paid any attention to the discussions. He was a very good linebacker who had been all-state in football. The seminar always came after his training sessions, so he was very tired.

The bear slept quietlyThe bear yawned in class

Read new:

The athlete slept quietlyThe athlete yawned in class

True or false:

Page 35: The Role of Background Knowledge in Sentence Processing Raluca Budiu July 9, 2001 Thesis Committee: John Anderson, Chair Jaime Carbonell David Plaut Lynne

Thesis Defense, July 9, 2001 37

Metaphoric Sentences in Context

The bear yawned in class

True or false:

Find interpretationBug

Reevaluate bug

The athlete yawned in class

Find interpretation

The athlete slept quietly <end>

Interpretation No interpretation

Bug-basedintegration

The bear slept quietly

Read new:

No interpretation

bear

Bug

Page 36: The Role of Background Knowledge in Sentence Processing Raluca Budiu July 9, 2001 Thesis Committee: John Anderson, Chair Jaime Carbonell David Plaut Lynne

Thesis Defense, July 9, 2001 38

Outline

• Introduction

• The sentence-processing model• Evaluation

• Comprehension of sentences in discourse• Evaluation

Scalability

• Future work and conclusions

Page 37: The Role of Background Knowledge in Sentence Processing Raluca Budiu July 9, 2001 Thesis Committee: John Anderson, Chair Jaime Carbonell David Plaut Lynne

Thesis Defense, July 9, 2001 39

Computational Constraints

• Speed

• AccuracyScalability

- Word databaseSentence database

Page 38: The Role of Background Knowledge in Sentence Processing Raluca Budiu July 9, 2001 Thesis Committee: John Anderson, Chair Jaime Carbonell David Plaut Lynne

Thesis Defense, July 9, 2001 40

Scalability Test

• 436 noun-verb-noun sentences (Brown corpus via PennTreebank project)

• 999 distinct words

• One word repeated in at most 9 propositions• Associations based on LSA similarity measures

(Landauer & Dumais, 1997)

• Test for comprehension of a known sentence

Page 39: The Role of Background Knowledge in Sentence Processing Raluca Budiu July 9, 2001 Thesis Committee: John Anderson, Chair Jaime Carbonell David Plaut Lynne

Thesis Defense, July 9, 2001 41

Model PerformanceExperiment Accuracy Switches/word

Metaphor position

Moses illusion — literal

— gist > 94% < 0.72

Metaphor verification

Metaphor comprehension

Text Memory

Page 40: The Role of Background Knowledge in Sentence Processing Raluca Budiu July 9, 2001 Thesis Committee: John Anderson, Chair Jaime Carbonell David Plaut Lynne

Thesis Defense, July 9, 2001 42

Summary

• A model of sentence comprehension with a strong associative mechanism to speed up the search of an interpretation

• It offers a unified explanation for a variety of empirical psycholinguistic data

• It is scalable

• It is implemented in ACT-R

Page 41: The Role of Background Knowledge in Sentence Processing Raluca Budiu July 9, 2001 Thesis Committee: John Anderson, Chair Jaime Carbonell David Plaut Lynne

Thesis Defense, July 9, 2001 43

Future Work

• Extend the model to other empirical phenomena (e.g., priming, text inference, lexical ambiguity)

• Identify the ACT-R assumptions that are fundamental

• Eliminate some of the limitations

Page 42: The Role of Background Knowledge in Sentence Processing Raluca Budiu July 9, 2001 Thesis Committee: John Anderson, Chair Jaime Carbonell David Plaut Lynne

Thesis Defense, July 9, 2001 44

Conclusions

• Context can help the comprehension of metaphoric or semantically-flawed sentences

• Semantic associations between words are a powerful mechanism that allows fast and flexible comprehension

• “Peripheral” language phenomena can shedlight on deep cognitive processes

Page 43: The Role of Background Knowledge in Sentence Processing Raluca Budiu July 9, 2001 Thesis Committee: John Anderson, Chair Jaime Carbonell David Plaut Lynne

Thesis Defense, July 9, 2001 45

Limitations of the Model• No syntactic processing• Atomic word-phrases (e.g., drops of molten silver)

• Rudimentary discourse processing• Cannot account for sentences containing similar words

(e.g., George W.Bush is the son of George Bush)

• Relationship between discourse and background knowledge

• Similarities not from ratings• No thematic-role cues

Page 44: The Role of Background Knowledge in Sentence Processing Raluca Budiu July 9, 2001 Thesis Committee: John Anderson, Chair Jaime Carbonell David Plaut Lynne

Thesis Defense, July 9, 2001 47

Metaphor in Discourse

Experiments Metaphor vs. LiteralReading Time

Ortony et al., 1978Inhoff et al., 1984Shinjo & Myers, 1987Keysar, 1990

Gibbs, 1990Onishi & Murphy, 1993 slower

same

Comprehension

shallow

deep