the transformative mind: expanding vygotsky’s approach to development and education
TRANSCRIPT
i
The Transformative Mind Th e book suggests a transition from relational worldview premised on the sociopolitical ethos of adaptation toward transformative worldview premised on the ethos of solidarity and equality Expansively developing Vygotskyrsquos rev-olutionary project the transformative activist stance integrates insights from a vast array of critical and sociocultural theories and pedagogies and moves beyond their impasses to address the crisis of inequality Th is captures the dynamics of social transformation and agency in moving beyond theoretical and sociopolitical canons of the status quo Th e focus is on the nexus of people co- creating history and society while being interactively co- created by their own transformative agency Positing development and mind as agentive con-tributions to the ldquoworld- in- the- makingrdquo from an activist stance guided by a sought- aft er future this approach culminates in implications for research with transformative agendas and a pedagogy of daring Along the way many key conceptions of mind development and education are challenged and radically reworked
Anna Stetsenko is recognized for contributions to sociocultural and activity theories around the world Rooted in Vygotskyrsquos project she has worked to advance it across several decades and international contexts bringing in experi-ences of teaching and researching in leading universities and research centers in the United States Germany Switzerland Austria and Russia She is widely published in several languages With her interdisciplinary expertise in psychol-ogy philosophy and education in an international background her writing cuts across many fi elds and connects cutting- edge developments and insights from a variety of frameworks
of use available at httpwwwcambridgeorgcoreterms httpdxdoiorg1010179780511843044Downloaded from httpwwwcambridgeorgcore New York University Libraries on 14 Dec 2016 at 230110 subject to the Cambridge Core terms
ii
of use available at httpwwwcambridgeorgcoreterms httpdxdoiorg1010179780511843044Downloaded from httpwwwcambridgeorgcore New York University Libraries on 14 Dec 2016 at 230110 subject to the Cambridge Core terms
iii
Th e Transformative Mind Expanding Vygotskyrsquos Approach to
Development and Education
Anna Stetsenko Th e Graduate Center of Th e City University of New York
of use available at httpwwwcambridgeorgcoreterms httpdxdoiorg1010179780511843044Downloaded from httpwwwcambridgeorgcore New York University Libraries on 14 Dec 2016 at 230110 subject to the Cambridge Core terms
iv
One Liberty Plaza New York NY 10006 USA
Cambridge University Press is part of the University of Cambridge
It furthers the Universityrsquos mission by disseminating knowledge in the pursuit of education learning and research at the highest international levels of excellence
wwwcambridgeorg Information on this title wwwcambridgeorg 9780521865586
copy Anna Stetsenko 2017
Th is publication is in copyright Subject to statutory exception and to the provisions of relevant collective licensing agreements no reproduction of any part may take place without the written
permission of Cambridge University Press
First published 2017
A catalogue record for this publication is available from the British Library
Library of Congress Cataloging- in- Publication Data Name Stetsenko Anna author
Title Th e transformative mind expanding Vygotskyrsquos approach to development and education Anna Stetsenko
Description New York NY Cambridge University Press 2017 | Includes bibliographical references and index
Identifi ers LCCN 2016024243 | ISBN 9780521865586 (hardback alk paper) Subjects LCSH Vygotskiĭ L S (Lev Semenovich) 1896ndash1934 |
Developmental psychology | Critical theory | EducationndashPhilosophy
Classifi cation LCC BF109V95 S74 2016 | DDC 15092ndashdc23 LC record available at httpslccnlocgov2016024243
ISBN 978-0-521-86558-6 Hardback
Cambridge University Press has no responsibility for the persistence or accuracy of URL s for external or third- party Internet Web sites referred to in this publication and does not guarantee that any content on such Web sites is or will remain accurate or appropriate
of use available at httpwwwcambridgeorgcoreterms httpdxdoiorg1010179780511843044Downloaded from httpwwwcambridgeorgcore New York University Libraries on 14 Dec 2016 at 230110 subject to the Cambridge Core terms
v
No society has yet lived up to the principle that everybody matters hellip Our defections are particularly scandalous I think because we began with the proposition that wersquore all created equal
Kwame Anthony Appiah 2015
Our deepest fear is not that we are inadequate Our deepest fear is that we are powerful beyond measure hellip Actually who are you not to be hellip Your playing small doesnrsquot serve the world
Nelson Mandela 1994 (quoting Marianne Williamson)
of use available at httpwwwcambridgeorgcoreterms httpdxdoiorg1010179780511843044Downloaded from httpwwwcambridgeorgcore New York University Libraries on 14 Dec 2016 at 230306 subject to the Cambridge Core terms
vi
of use available at httpwwwcambridgeorgcoreterms httpdxdoiorg1010179780511843044Downloaded from httpwwwcambridgeorgcore New York University Libraries on 14 Dec 2016 at 230306 subject to the Cambridge Core terms
vii
vii
Contents
Acknowledgments page ix
Introduction Setting the Stage Th e Paradox of Continuity versus Change 1
Part I
1 Charting the Agenda From Adaptation to Transformation 23
2 Situating Th eory Th e Charges and Challenges of Th eorizing Activism 41
Part II
3 Vygotskyrsquos Project Methodology as the Philosophy of Method 95
4 Vygotskyrsquos Project Relational Ontology 115
5 Vygotskyrsquos Project From Relational Ontology to Transformative Worldview 156
Part III
6 Transformative Activist Stance Ontology and Epistemology 171
7 Transformative Activist Stance Agency 206
8 Transformative Activist Stance Encountering the Future through Commitment to Change 230
of use available at httpwwwcambridgeorgcoreterms httpdxdoiorg1010179780511843044Downloaded from httpwwwcambridgeorgcore New York University Libraries on 14 Dec 2016 at 230934 subject to the Cambridge Core terms
Contents
viii
viii
Part IV
9 Th e Mind Th at Matters 265
10 Illustration Memory and Anticipation of the Future 303
Part V
11 Implications for Education Teaching- Learning and Development as Activist Projects 325
Concluding Remarks Toward Democracy and a Pedagogy of Daring 367
Bibliography 373
Name Index 411
Subject Index 415
of use available at httpwwwcambridgeorgcoreterms httpdxdoiorg1010179780511843044Downloaded from httpwwwcambridgeorgcore New York University Libraries on 14 Dec 2016 at 230934 subject to the Cambridge Core terms
ix
ix
Acknowledgments
Given the emphasis on transformative agency and mind as facets of collab-orative projects that are individual and collective at once it is more than fi t-ting to begin with acknowledgments of contributions by many colleagues mentors friends and family members Th e list is too long to mention each and every person who has played a role in the work presented here because it extended across several decades and encompassed several countries and many institutions around the globe First of all my gratitude is to my teachers from Vygotskyrsquos project who have provided invaluable lessons of passion commitment and collaboration ndash especially Alexey A Leontiev Piotr Y Galperin Bluma V Zeigarnik and Vassily V Davydov Th e teachers from this generation of scholars unmatched in their commitment to both rigorous science and deep humanity provided those who knew them with invaluable tools of being knowing and doing Second but no less impor-tantly my gratitude goes to my colleague friend interlocutor addressee and critic Igor Arievitch We had started this book as a joint project which was a natural inclination because we share so much in terms of our back-ground trajectory and thinking We later opted for splitting this project into two parts in view of how large each of our respective contributions has grown to be even though they remain compatible and complementary at many levels Yet Igorrsquos input is ever present in this book albeit that the ulti-mate responsibility for it is mine Th is came about through many amicable and joyful dialogues even as these were coupled with unwavering confron-tations and encounters because we disagree on almost as many points as we share My infi nite gratitude is to my parents Ekaterina and Pavel Stetsenko who have lived through turmoils and struggles that very few people can fathom and yet came to be an amazing inspiration each in their own unique way not just to me but to so many people that listing their names
of use available at httpwwwcambridgeorgcoreterms httpdxdoiorg1010179780511843044Downloaded from httpwwwcambridgeorgcore New York University Libraries on 14 Dec 2016 at 230616 subject to the Cambridge Core terms
Acknowledgments
x
x
would take more than the whole volume of this book A surgeon- oncologist and a physics professor who grew up in abject poverty (and by western standards remained poor through their lives) they literally saved the lives of and educated thousands of people across several generations and from many parts of the world and I can only hope to do justice in at least a very modest way to their legacy knowledge courage and wisdom Including the lesson they taught me that there is no such thing as ldquomyrdquo child or ldquomyrdquo book or ldquomyrdquo anything that belongs to one person only Th e sisterly support from Oksana and Elena who share the gift s of our parents and take them to their own new heights and from their ever- growing beautiful families has been felt from across the borders and the oceans My dear personal friends also from all over the world many of whom are friends- colleagues you know who you are your inspiration and friendship are forever with me
My special thanks to those who saw the promise in what I was gradually attempting to develop and provided much- needed support and encourage-ment including in many cases even early in the process (here in no par-ticular order) Alexey A Leontiev Vassily V Davydov Joachim Lompscher Urie Bronfenbrenner Vera John- Steiner Jerome Bruner Alfred Lang Katherine Nelson Ethel Tobach Mariane Hedegaard Eduardo Vianna Chik Collins Peter Jones Robert Rieber James Lantolf Arne Raiethel Bruce Dorval William Cross Jr Yehuda Elkana Peter Sawchuk Susan Kirch Marilyn Fleer Mariolina Bartolini- Bussi Ines Langemeyer Gordon Wells Bonnie Nardi Pedro Pedraza Michalis Kontopodis Bernd Fichtner Maria Benites Alan Amory Kenneth Tobin Azwihangwisi Muthivhi Jack Martin Jeff Sugarman Cathrene Connery Jennifer Vadeboncoeur Lisa Yamagata- Lynch Jean Anyon Ofelia Garcia Michelle Fine Geoff rey Lautenbach Victor Kaptelinin Irina Verenikina Ritva Engestroumlm Jytte Bang Sharada Gade Kristiina Kumpulainen Olga Bazhenova Dmitry Leontiev Maisha Winn Cathrine Hasse Cristiano Mattos and Katerina Plakitsi Many of you created zones of proximal development and spaces for teaching- learning in truly collaborative and productive ways
My thanks also to those who have left their marks if even (in some cases) we had only fl eeting interactions and my wish is for more dialogue and col-laboration ndash Barbara Rogoff James Wetsch Michael Cole Yrjouml Engestroumlm Lois Holzman Vladislav Lektorsky Harry Daniels Jay Lemke Lois Mol Kris Gutieacuterrez Kai Hakkarainen Dimitris Papadopoulos Peter McLaren Anne- Nelly Perret- Clermont Morten Nissen Sunil Bhatia Anne Edwards Karen Barad Jean Lave Dorothy Holland Kenneth Gergen Th omas Bidell Th omas Teo Mikael Leiman Wolff - Michael Roth Annalisa Sannino Sarah
of use available at httpwwwcambridgeorgcoreterms httpdxdoiorg1010179780511843044Downloaded from httpwwwcambridgeorgcore New York University Libraries on 14 Dec 2016 at 230616 subject to the Cambridge Core terms
Acknowledgments xi
xi
Amsler Alan Costall Bernard Schneuwly Manolis Dafermos and Alex Levant
In addition my many colleagues at the State Lomonosov University and the Institute of Psychology and Pedagogy in Moscow the Max Planck Institute for Human Development and Education in Berlin the University of Bern and now the City University of New York who I worked with together in the past and continue to work with now oft en in such a close proximity that it is hard to pause and connect at deeper levels certainly count in many ways
And those in the younger generation of scholars and students who I had the privilege to teach and learn from ndash in Moscow University University of Bern New York University and the City University of New York ndash you have been and continue to be an incredible infl uence in my journeys and a joyful challenge that motivates and inspires Last but certainly not least this book is for my daughter Marusia who grew up in parallel with the writing of it (and one could safely say also under the pressures of this process) to be an unwavering activist with a deep sense of solidarity and equality You are teaching me about passion for social justice and commitment to the future in ways that only someone from your young generation just entering the world stage in joining its struggles and defi nitely not prepared to settle with the status quo ever could You are making and will make an important con-tribution and will realize the future you are seeking together with others 1
1 Note that many quotations from Vygotskyrsquos works have been compared with the origi-nal texts (in Russian) and changes made in cases in which it was necessary to better convey the meaning and correct mistranslations
of use available at httpwwwcambridgeorgcoreterms httpdxdoiorg1010179780511843044Downloaded from httpwwwcambridgeorgcore New York University Libraries on 14 Dec 2016 at 230616 subject to the Cambridge Core terms
xii
of use available at httpwwwcambridgeorgcoreterms httpdxdoiorg1010179780511843044Downloaded from httpwwwcambridgeorgcore New York University Libraries on 14 Dec 2016 at 230616 subject to the Cambridge Core terms
1
1
Introduction Setting the Stage Th e Paradox of Continuity versus Change
Th is book has been written with an acute sense of a radical change in the many facets expressions and forms that it takes today ndash in the social dynam-ics and political landscapes in patterns of human development and educa-tion in social sciences and critical theories that endeavor to address and sometimes shape these processes For various reasons discussed through-out this book social change became the key theme in theorizing human development and mind Th is conceptual shift toward social change ndash as the central category and the leading premise of the evolving approach to human development and mind ndash was a gradual process that necessitated many changes transformations reconsiderations revisions and signifi cant expansions in concepts and ideas along the way As a result writing has turned into a process of exploration inquiry and discovery ndash rather than a recording or a re- presentation of an already established and fi nalized posi-tion Th is was indeed a journey (to use a clicheacute) and a long one at that of exploring how social change is implicated in human development and what picture results if change and transformation and human agency in instigat-ing and implementing them ndash rather than stability and fi nished orderliness of the world in its status quo to which people passively adapt ndash are taken as the guiding principles and foundational premises
Th e process of writing therefore included many unexpected twists and turns in ideas and argumentation arising every step of the way in the changing dynamics of this project Th ere are still many riddles that remain unsolved and many aspects that demand more consideration ndash and so the most diffi cult task is to fi nd a moment to pause and let the journeyrsquos incomplete products congeal and become reifi ed in this book Yet perhaps no timing will ever be perfect because no journey of this kind is likely to ever be completed instead remaining forever in the making ndash unless it is ldquodone withrdquo and left behind as something that needs neither revision nor
available at httpwwwcambridgeorgcoreterms httpdxdoiorg1010179780511843044001Downloaded from httpwwwcambridgeorgcore University of Florida on 14 Dec 2016 at 230607 subject to the Cambridge Core terms of use
Th e Transformative Mind2
2
continuation Taking to heart Bakhtinrsquos words that ldquonothing conclusive has yet taken place in the world hellip everything is still in the future and will always be in the futurerdquo ( 1984 p 166) the resulting approach is off ered as one of the steps however incomplete in a continuing endeavor of discov-ering what can be as an open- ended quest rather than a fi nal answer set in stone
Why the Mind
Given the emphasis on change and transformation the title of the book Th e Transformative Mind came about quite naturally Th is title admit-tedly is somewhat narrow because the book is not exclusively about the mind instead its focus is on the broader dynamics of human development and social practices of which the mind is an integral part and an inherent dimension Yet the title is chosen to intentionally challenge those increas-ingly powerful approaches that understand the mind in starkly internalist individualist and reductionist terms ndash as a strictly individual possession situated inside the brain of an isolated individual fl oating in a vacuum or as a computer- like device activated by cognitive or brain modules presumed to be shaped in the course of evolution Whereas many critical and socio-cultural approaches have abandoned the topic of mind in a shift away from anything that seems to appeal to isolated individuals the belief here is that it is important to stake a claim to this topic from a position that is explicitly sociocultural historical relational- materialist dynamic situated and dia-lectical Such a position is focused on social dynamics and cultural matri-ces of collaborative practices in their historical ceaseless unfolding through time yet without neglecting what is traditionally understood as the mind agency and human subjectivity more broadly ndash the processes of thinking knowing feeling remembering forming identity making commitments and so on Th at is the strategy is to reclaim the mind ndash in conjunction with agency and other expressions of human subjectivity ndash and expand a ter-ritory for critical and sociocultural approaches to engage this notion and related problematics in opening up the possibility to take up the dialectics between the social and the individual the external and the internal the person and the world the mind and the shared communal practices
Th ough there have been many books published with titles that employ the same descriptive schema of ldquoTh e X Mindrdquo (cf Zlatev Racine Sinha and Itkonen 2008 ) the leading motivation in most of them especially in recent years has been to look ever more deeply into what is presum-ably the mindrsquos internal workings ndash the ldquodepthsrdquo assumed to be contained
available at httpwwwcambridgeorgcoreterms httpdxdoiorg1010179780511843044001Downloaded from httpwwwcambridgeorgcore University of Florida on 14 Dec 2016 at 230607 subject to the Cambridge Core terms of use
Setting the Stage 3
3
in the cortical neuronal structures and other processes within the brain Th ese recent books with the titles such as Inside the Brain or others close in meaning are typically in the mode of thinking that can be summarized (as one journalist did) by the expression ldquothe amygdala made me do itrdquo On the best- seller lists today are works that rely on the new tools (especially brain scans and genetic testing) and aim to prove that the mind and pro-cesses such as self- determination intentionality agency and consciousness play a much less signifi cant role in our lives than we ever realized Th is is the type of approach that the present book is in stark and unequivocal opposition to Instead the book falls within a very diff erent tradition of writings on human development and mind Among works in this tradition for example are Mind in Society by Lev Vygotsky (though not an original title it did become associated with the Vygotskian scholarship across the globe) Voices of the Mind Sociocultural Approach to Mediated Action by James Wertsch Language in Cognitive Development Th e Emergence of the Mediated Mind by Katherine Nelson and Naming the Mind How Psychology Found Its Language by Kurt Danziger among others Th is is a line of work that challenges the biological reductionism dichotomous thinking and other traditional premises that decontextualize and individualize the mind Instead these works strive to focus on the social dynamics of context cul-ture history activity and discourse Th is is not to say that the present book replicates these approaches or is in a perfect alignment with them (which is not the case) but rather to indicate a line of work with similar broad inten-tions and goals
The Challenge of Change versus Tradition
As will be discussed in the last section of this introduction change was not an abstract notion for the present author but rather a very tangible aspect in the fi rsthand experiences of moving through the drastically diff erent rapidly changing and not infrequently confl icting and clash-ing contexts ndash politically geographically academically and personally Th is process made salient the challenge of preserving some degree of stability and continuity amidst changes movements and relocations in time and space and across ideological and political ruptures and fault lines Associated with and directly expressing the paradox of continu-ity and change is that while being tailored to the notion of transforma-tion the book is written in continuation of Vygotskyrsquos tradition yet it also critically reassesses and moves beyond this tradition ndash in thus striv-ing to straddle the paradox of change and continuity Th is relates to a
available at httpwwwcambridgeorgcoreterms httpdxdoiorg1010179780511843044001Downloaded from httpwwwcambridgeorgcore University of Florida on 14 Dec 2016 at 230607 subject to the Cambridge Core terms of use
Th e Transformative Mind4
4
motivation to continue this project while preserving its legacy and yet at the same time to critically interrogate and expand it with the new tools of the radically diff erent cultural political and academic contexts and practices
How can tradition be continued without succumbing to indoctrination and traditionalism that require compliance and inevitably limit innovation and imagination Th e grappling with this paradox is intimately connected to the question central to this book If human power and agency to trans-form reality in enacting social change are to be made central in theorizing human development and mind how is this position to be reconciled with the notion that humans are embedded within and shaped by sociocultural contexts and their histories How can people be understood fundamentally as agentive persons choosing and making ldquotheir wayrdquo and at the same time as constituted at the very core of their being and existence by the social forces and structures seemingly beyond themselves
Th e approach in this book which I chose to term the transformative activist stance (TAS) builds off from the dialectical premises of Vygotskyrsquos project and their broader foundations in Marxist philosophy and does so for many reasons Th e main one among them is that this project had pioneered (albeit not in a fully- fl edged form) an explicitly dialectical and more implicitly ideologically non- neutral perspective on the core ques-tions about human development mind and learning No less importantly in a clear contrast with the reigning theories of its time ndash and of today too ndash this project at least initially was not only not detached from historical con-fl icts such as war imperialism discrimination and displacement Instead it was directly produced by precisely such a dramatic historical texture in its most vivid and drastic expressions Even more critically this project was guided by the eff ort to overcome injustices wrought by these forces and contradictions Th is project was intricately and intimately entangled with the revolutionary struggle that was an epic attempt (its no less epic failures especially through the later periods notwithstanding) to overcome con-fl icts and social ills of its time
It is this projectrsquos active participation in and contribution to the gigan-tic historical sociopolitical and ideological transformation of the time that has shaped its major tenets and ideas In this regard Vygotskyrsquos project stands out in the history of psychology in it contrasting with the domi-nant models described by Edward Said ( 2000 ) ndash as produced by minds ldquountroubled by and free of the immediate experience of the turbulence of war ethnic cleansing forced migration and unhappy dislocationrdquo (pp
available at httpwwwcambridgeorgcoreterms httpdxdoiorg1010179780511843044001Downloaded from httpwwwcambridgeorgcore University of Florida on 14 Dec 2016 at 230607 subject to the Cambridge Core terms of use
Setting the Stage 5
5
xxindash xxii) Given the present crisis and turbulences in our societies and the need for new social practices especially in education turning to the legacy of Vygotskyrsquos project albeit in a critical engagement appears to be justifi ed
While fully crediting Vygotsky as a pioneering scholar who charted a truly new chapter in psychology and education the following commentary is warranted Focusing as is the goal herein on the bidirectional nexus of social practices simultaneously realizing human development social life and reality ndash while at the same time placing emphasis on these practices being realized by people contributing to social change at the intersection of individual and collective agency across the time dimensions (and with a particular emphasis on the sought- aft er future) ndash is a shift away from a number of tacit interlocked impasses present in Vygotskyrsquos project and the broader system of canonical Marxism Th ese impasses are in urgent need of being interrogated and addressed Vygotskyrsquos project just as Marxism at large cannot be mechanically employed to develop novel approaches without expansive critique and creative elaboration ndash which of course is very much in the spirit of this project itself with its celebration of critique as a major indispensable premise and a methodological condition with-out which it ceases to exist Th e expansive elaboration of the worldview- level premises that can be used to ground developments in the spirit of this tradition therefore seeks to overcome a number of polarities especially with regards to the status of reality and change in conceptualizing human development the role of human agency in enacting them and the notions of contribution and commitment to the sought- aft er future as central to human ways of being knowing and doing
Th is approach is also congruent with many recent theories that capital-ize on the role of culture mediation and social interaction in development yet it diff ers in its emphasis on human subjectivity (mind agency etc) as a necessary vehicle of collaborative meaningful practices activities of people aimed at purposefully transforming the world in view of the sought- aft er future Th e mind in this approach is understood as a facet (or an emergent property) of a simultaneously social and individual process of contributing to the future- oriented dynamics of transformative shared social practices of communal life in their world- changing and history- making status Many critical and sociocultural approaches employ the notion of social practice activity and transformation ndash for example this is the case in the works by Foucault Bourdieu the feminist and standpoint theories some currents of pragmatism and quite centrally critical pedagogy of Paulo Freire
available at httpwwwcambridgeorgcoreterms httpdxdoiorg1010179780511843044001Downloaded from httpwwwcambridgeorgcore University of Florida on 14 Dec 2016 at 230607 subject to the Cambridge Core terms of use
Th e Transformative Mind6
6
among others Within the scholarship inspired by Vygotsky and his school these ideas can be found for example in Engestroumlm ( 1999 ) Jones ( 2009 ) Lantolf and Th orne ( 2006 ) Newman and Holzman ( 1993 ) Rogoff ( 2003 ) Sawchuk ( 2003 ) Wartofsky ( 1983 ) among others and I will make an eff ort to engage these works Many Russian scholars in Vygotskyrsquos school had also made similar points in earlier works especially in the late 1970s through the 1980s ndash most prominently Alexei N Leontiev Evald V Ilyenkov Vassily V Davydov Alexey A Leontiev and Valdimir P Zinchenko (in his early works) and their followers such as Aleksandr G Asmolov Fedor E Vasilyuk Elena E Sokolova and Dmitry A Leontiev to name a few As I will discuss the ways to fashion and then proceed from such broad premises however can still diff er in many respects Th e major eff ort herein is to undertake an expansive and critical commentary on the basic tenets of Vygotskyrsquos philosophy ontology and epistemology of human development in order to create a context in which they can be critically advanced to more centrally integrate human transformative agency and mind
Understandably this eff ort does not and cannot do full justice to the decades of creative writings by several generations of Marxist and Vygotskian scholars around the globe ndash such as in addition to the ones already mentioned by the feminist ecological and activist scholars the German- Scandinavian critical tradition (especially Klaus Holzkamp and his colleagues on this school see eg Langemeyer 2006 Nissen 2000 Teo 2013 ) earlier works such as by Ernst Bloch Antonio Gramsci and the Frankfurt school and contemporary works by the French- speaking Marxist writers A continuous critical engagement with this tradition is justifi ed because narrow interpretations continue to persist equating the notion of materiality with ldquoeconomic structures and exchangesrdquo understood ldquoto stand for the materialist perspective per serdquo (Bennett 2010 p xvi) Th e same author is absolutely correct in asking ldquowhy is there not a more robust debate between contending accounts of how materiality matters to politicsrdquo (ibid) and this relates to some of the discussion in the following chapters
In a sense the book is perhaps especially (though not exclusively) ori-ented to an audience such as the one described by Sarah Leonard ( 2014 ) ndash those who have come of age aft er the end of the Cold War and are ldquoless wary of Marxism more willing to be creative in learning from the history of socialist thought and care less about old labels and memories of sec-tarian disputesrdquo (p 31) For this generation in Leonardrsquos words it is clear that ldquoin troubled times utopian impulses fl ourish because the impossible seems more reasonable than the realisticrdquo (ibid p 30) To which I would
available at httpwwwcambridgeorgcoreterms httpdxdoiorg1010179780511843044001Downloaded from httpwwwcambridgeorgcore University of Florida on 14 Dec 2016 at 230607 subject to the Cambridge Core terms of use
Setting the Stage 7
7
add that the seemingly impossible ndash the imagined future if we commit to creating it ndash is indeed more reasonable and even more realistic than what only appears to be the seemingly frozen and stable structures of a presum-ably unalterable and immutable status quo
Whatever else TAS is or can be its starting premise is that every person matters because the world is evoked real - ized invented and created by each and every one of us in each and every event of our being- knowing- doing ndash by us as social actors and agents of communal practices and collective his-tory who only come about within the matrices of these practices through realizing and co- authoring them in joint struggles and strivings Th is posi-tion is a departure from the canonical interpretations of Marxism that tra-ditionally eschew the level of individual processes such as agency mind and consciousness It is also an expanded and critical take on Vygotskyrsquos tradition in which agency was under- theorized for various reasons includ-ing the political ones (for details see Stetsenko 2005 ) Whether the result-ing product presented in this book is ldquoVygotskianrdquo or Marxist for that matter (and I believe it can be cast as such) is a question that has to remain moot ndash in view of the transformative methodology and epistemology that prizes attempts to move (however imperfectly) beyond the given including the canons of previous theories while also anticipating that it too will be hopefully critiqued and transcended in the next rounds of eff orts and works (by others and myself)
One additional note in the spirit of self- refl ection might be needed to conclude this section Th e act of naming the TAS as an original approach might be read as immodest too ambitious or less preferable than a humble following in the footsteps of those who are typically described as ldquogiantsrdquo such as Vygotsky in the all too familiar ldquoGreat Menrdquo tradition (for a cri-tique of this tradition see Stetsenko 2003 2004 Stetsenko and Arievitch 2004a ) Also the act of naming always carries the risk of essentializing and setting ideas and approaches in place rather than leaving ldquono- place where everything is possiblerdquo (see Sandoval 2000 p 141 quoting Roland Barthes) Given the transformative gist paramount in this approach how-ever such connotations I believe can be avoided on both counts With the emphasis on change and transformation this approach is open- ended and thus has been and should continue to be subjected to constant amend-ments revisions transformations and stringent critique ndash because it stands for a kind of thinking that never fi nds itself at the end even though it posits an end point of where it strives to arrive and commits to its real-ization Th e TAS does not and is not meant to provide fi nal answers and
available at httpwwwcambridgeorgcoreterms httpdxdoiorg1010179780511843044001Downloaded from httpwwwcambridgeorgcore University of Florida on 14 Dec 2016 at 230607 subject to the Cambridge Core terms of use
Th e Transformative Mind8
8
hopefully would not be read as an attempt at creating a totalizing narra-tive Quite to the contrary the intention is for this approach to be one of the many ways and steps that might be useful in creating theoretical accounts in support of social changes specifi cally at the intersection of development and education which are urgently needed in light of the unfolding crises we all are presently witnessing Th ese steps need to be made by collective eff orts and the approach developed herein critically depends and relies on these In addition even though naming this approach does carry some risks it is a conscious act that echoes the central premise of this book that we all each and every one of us matter and have the right to co- authoring the world shared with others through our agentive authentic and unique contributions
Interpreting Vygotsky through the Non- Neutral Lens of Activist Methodology
In the foregoing discussion it transpires that the goal undertaken in this book is to continue and at the same time to critique and critically expand Vygotskyrsquos uniquely revolutionary and activist (in multiple meanings of this term as discussed later in the book) project Th is is consonant with what has been captured by Osip Mandelstam a poet whose background and predicament shared much in common with those of Vygotsky in an approach that strives to ldquonot merely repeat the past to deliver it intact and unaltered into the presentrdquo (see Cavanagh 1995 pp 7ndash 8) In the words of Mandelstam cited by Clare Cavanagh in her book with an eloquent title Osip Mandelstam and the Modernist Creation of Tradition (note the play of contradictory meanings in this title) ldquoInvention and remembrance go hand in hand hellip To remember means to invent and the one who remembers is also an inventor rdquo (ibid p 8 emphasis added) As Cavanagh further relates to Mandelstam yet in strongly resonating with Vygotsky too he ldquoweaves the upheavals that mark his and his agersquos histories into the fabric of a resilient tradition that draws from the very sources it is intended to combatrdquo (ibid p 11) She further relates Boris Eikhenbaumrsquos comment that Mandelstamrsquos works are fueled by the ongoing ldquobattle with the craft rdquo of other poets In his words those who would wish to learn from this great poet must likewise be prepared to do battle ndash ldquoyou must conquer Mandelstam Not study himrdquo (quoted in Cavanagh ibid p 11)
And so is the goal here too not to uncover what Vygotskyrsquos theory was ldquoreallyrdquo about Rather than pursuing such an antiquarian goal the intent is to reinvigorate the gist of this project by expansively critiquing and
available at httpwwwcambridgeorgcoreterms httpdxdoiorg1010179780511843044001Downloaded from httpwwwcambridgeorgcore University of Florida on 14 Dec 2016 at 230607 subject to the Cambridge Core terms of use
Setting the Stage 9
9
developing its foundational premises while interrogating its relevance and sorting out its conundrums in the context of challenges stemming from the present historical location and under the angle of our own sociopo-litical goals agendas and commitments In this aspect I solidarize with Hannah Arendtrsquos bold assessment which is as relevant today if not more as it was decades ago when she wrote that ldquo[n] one of the systems none of the doctrines transmitted to us by the great thinkers may be convincing or even plausiblerdquo ( 1971 1977 p 12) To be truthful to the legacy of Vygotskyrsquos project it is imperative to move forward and beyond it in a spirit of cri-tique and expansion albeit on the foundation it has provided including through restoring its revolutionary gist and while contesting accounts that have sidestepped its transformative activism and its liberating sociopolitical ethos of empowerment
Th is expansive interpretation of Vygotskyrsquos project is not claimed to be the most accurate or ldquotruerdquo to its ldquooriginalrdquo intentions and ideas Moreover on theoretical and methodological grounds (implicated in the notion of TAS as discussed throughout the book) an assessment of past theories and their ldquotruthfulnessrdquo along these lines is not feasible at all In my view it is not desirable either
Given the fl uidity of Vygotskyrsquos thought as shaped and colored by the brisk pace of his life and career embedded within a tumultuous indeed dramatic historical and political context and events ndash coupled with the many permutations that his works went through in appropriations by his immediate followers and later within the international scholarship (the latter facing many problems of accessibility and translation) and in light of taking any act of understanding to be an activist endeavor ndash the interpreta-tion here is not an attempt to discuss what Vygotsky ldquotruly and really had in mindrdquo
Any interpretation or understanding of a theory is much more than an ldquoextractionrdquo of its meaning putatively contained in or implied by the original instead it is an endeavor loaded with personal political and ethical dimensions just as any act of knowing and understanding Unless the intention is to literally re- present a theory (a highly dubious endeavor because in this case one would be better off reading the original) any interpretation is carried out from a historically politically and sociocul-turally unique place position and most critically commitment Any inter-pretation represents an act of authoring and thus an original viewpoint whether this is acknowledged or not Claiming and debating faithfulness to the original in ways that religious dogmas are claimed and debated are impossible and fruitless from the position that accepts that knowledge is
available at httpwwwcambridgeorgcoreterms httpdxdoiorg1010179780511843044001Downloaded from httpwwwcambridgeorgcore University of Florida on 14 Dec 2016 at 230607 subject to the Cambridge Core terms of use
Th e Transformative Mind10
10
not produced ldquofrom nowhererdquo and instead takes positionality and activ-ism as central to it Several authors in surveying modern interpretations of Vygotskyrsquos works have argued that most of these are selective and serve to fortify an authorrsquos perspective rather than to delineate Vygotskyrsquos own ideas based on a careful and extensive reading of his work (eg Gredler 2012 Miller 2011 )
It is certainly true that a careful and extensive reading of Vygotsky is useful and necessary (and I have engaged in such a reading through several decades in various languages including in the original) Th e strategy here however is self- consciously of an activist type At stake in it is what can be done on the grounds of Vygotskyrsquos deep insights (in ways we can make sense of them) for solving problems and addressing issues in our world today including contemporary views and debates and in our present projects and endeavors Th e naiumlve position that the truth of the past ldquoas it really wasrdquo can somehow be discovered (if only one reads Vygotsky a little bit more carefully and cites him a little bit more extensively) needs to be transcended in view of the situated contextual-ized and activist nature of knowing and understanding Th e problem is not with carrying interpretation from onersquos own location and in exten-sion of onersquos position but in leaving such a grounding unexplicated and obscured in thus obscuring and tainting the resulting products Th is is not just a pronouncement of an academic disagreement but an expres-sion of a theoretical position that is central to the whole project under-taken in this book
Th is position goes along the lines of Bakhtinrsquos notion of addressivity as a constitutive dimension of every utterance implying that to make sense of any utterance any word ndash and any theory ndash requires much more than simply extricating their ldquooriginalrdquo meaning and ideas Instead this process involves the full situation in which an act of understanding takes place and in which it is made available to others It also requires an actively respon-sive understanding implying an exchange between the original work the present interpretation and its location and most critically also the future reader to whom interpretation is addressed In my take on these ideas the work of interpretation is unavoidably embedded in meaning making as an activist striving from a position ndash by authors and readers ndash in a chain of historically culturally and ideologically- politically situated understand-ings and struggles that represent an amalgamation of meanings positions contexts and most importantly activist pursuits and commitments Th is position is broadly compatible with the general shift away from the trans-mission model of language and meaning toward active interpretation and
available at httpwwwcambridgeorgcoreterms httpdxdoiorg1010179780511843044001Downloaded from httpwwwcambridgeorgcore University of Florida on 14 Dec 2016 at 230607 subject to the Cambridge Core terms of use
Setting the Stage 11
11
moreover participation in the practices of inquiry dialogue and commu-nication As Th omas and Brown ( 2009 ) recently commented using exam-ples from the changing practices of journalism
What we are witnessing now hellip is a second transformation marked by a shift from interpretation to participation [aft er the fi rst transforma-tion from passive reception to interpretation] In just the past ten years we have seen that change happens throughout the world of journalism with news itself fi rst being seen as factual later being seen as interpre-tive and with the emergence of the blogosphere fi nally being seen as participatory
Th omas and Brown (ibid) draw attention to the structural transformations in the ways that communication is carried out in todayrsquos Internet- facilitated contexts such as blogging Th is new communication is as dependent on the text the writer produces as it is on the participants and audiences As these authors state ldquoIn blogging authorship is transformed in a way that recog-nizes the participation of others as fundamentally constitutive of the text It is not an author writing to an audience but instead a blogger facilitating the construction of an interpretive communityrdquo (ibid emphasis added)
Th e theory and methodology in the present book take one step aft er (and beyond) this realization of a participatory nature of communication It builds on the premise that not only communication but all human endeavors including acts of being knowing and doing are participatory In addition and most critically what is suggested by the transformative approach is yet another shift ndash a transition from participation (as derived from the notion of dwelling in the present and adapting to it) to contribution ndash a more active and activist stance implying that all acts of being knowing and doing take place at the sites of ideological struggles and are part and parcel of such struggles
To understand any theory of the past we have to attempt to grasp it from a position we take vis- agrave- vis the present confl icts and challenges that we face Th is requires that we understand these confl icts and challenges but even more importantly that we envision how they can be resolved and commit to changing them engaging in struggles to achieve our goals in pursuit of a sought- aft er future Th is is impossible until we take an active and indeed activist position ndash a stand ndash of concern and care as engaged and activist actors who can never remain passive or neutral Th is is perhaps the deeply seated meaning of the word ldquounderstandrdquo implying that indeed we under- stand while and by means of taking an activist stand
Paradoxically such an approach indicates that any interpretation neces-sarily moves beyond the initial theory and precisely through this movement
available at httpwwwcambridgeorgcoreterms httpdxdoiorg1010179780511843044001Downloaded from httpwwwcambridgeorgcore University of Florida on 14 Dec 2016 at 230607 subject to the Cambridge Core terms of use
Th e Transformative Mind12
12
beyond becomes meaningful Such ldquomovement beyondrdquo entails entering in dialogue with a given theory through our own active work and struggle that inevitably change the initial meanings under the contextual realities and imperatives of our own currently existing challenges and in accord with the beliefs aspirations and concerns we have in a complex merging of these dimensions Th is also implies a broader view on where meaning can be ldquofoundrdquo ndash namely that meaning inheres not in something already given (such as a theory of the past) but in making the next step on the grounds of what is given including through critiquing expanding and transcending the theory one attempts to understand
Interpretations of the past including theories of the past are always also about the present and the future with the value of understanding laying in making the next step while openly explicating our commitments and embracing the risk of shift ing a given theoryrsquos emphasis and changing its ldquoinitial intentrdquo Th e view that there is one universally fi xed way good once and for all to show what a particular author really meant to say (her or his real intent) or what particular words mean is untenable because words are undetermined and open- ended (as is made abundantly clear at least since the hermeneutical works by Gadamer and Ricoeur and the dialogical writings by Bakhtin) Th e belief that we can understand theories in terms of how they ldquoreally arerdquo is tantamount to an expectation that we can think like computers that extract and juggle quotations to analyze them in search for some formulaic consistencies and crude logistics of word combinations outside of human pursuits (cf Ludlow 2012)
Th is is what is implied in saying that theories are alive ndash in multiple senses including because they are brought alive and real - ized each time anew by each new act of understanding (as I attempted to formulate in my earlier works see Stetsenko 1988 2004 ) Bringing words and theories of others to life through our own pursuits is the work of understanding worth doing in that it goes beyond merely antiquarian purposes and instead weaves this work into the larger projects through which we address our present context construct our future and carry out our struggles in view of our own unique challenges and commitments
Working at the Intersection of Theory and Practice
Although the focus in this book is on theoretical and apparently abstract topics such as the worldview- level assumptions about human development and the mind the ultimate goals are concrete and quite practical Th ese
available at httpwwwcambridgeorgcoreterms httpdxdoiorg1010179780511843044001Downloaded from httpwwwcambridgeorgcore University of Florida on 14 Dec 2016 at 230607 subject to the Cambridge Core terms of use
Setting the Stage 13
13
goals have to do with elaborating conceptual tools for research policies and practices especially in education that challenge the currently preva-lent ethos of adaptation to the status quo and its attendant ideals focused on competition for resources and putatively ldquonaturalrdquo hierarchies stratifi ed according to some presumably inherited and unalterable human nature An alternative ethical- political ethos foregrounds theory with an orienta-tion toward social justice and equality and attendant ideals of collaboration solidarity and communality
Th is strategy at the intersection of theory and practice follows a long tradition of simultaneously studying critiquing and striving to provide con-ditions for transforming social institutions Examples of such an approach can be found in the philosophy of praxis developed by Antonio Gramsci Paulo Freire and other scholars in the Marxist tradition It centrally relies on the model off ered by Vygotskyrsquos project that can be expansively inter-preted to belong to the same tradition (as will be discussed throughout the book and especially in Part 2 ) Th is project embraced critical praxis and encompassed a deeply seated ideological orientation refl ective of its authorsrsquo engagement with the revolutionary changes that shaped and infused their work through all of its seemingly ldquopurelyrdquo theoretical levels and concepts
In a more contemporary exposition this strategy aligns with Toulminrsquos suggestion for a recovery of ldquopractical philosophyrdquo ( 1988 p 349) Toulmin shows how the primary locus of discussions regarding the most abstract issues such as causality rationality and mind body interface have to move (and I would add de facto have already moved) out of the ldquopurelyrdquo aca-demic discussions into applied realms such as psychiatric practice crimi-nal courts and end- of- life care In expanding this list it can be argued that the locus of problems pertaining to human development and mind subjectivity and agency belongs in classrooms because every theory of these matters is implicitly a theory of education of teaching and learn-ing in their linkage to development It is especially the schoolroom today that is the scene of a large- scale experiment in social Darwinism with its principles of a natural hierarchy of inborn capacities presumably fi xed by biological inheritance that necessitates constant control and testing Th e schoolroom is also a site of experiments in psychopharmacology with an ever- increasing number of students in the United States now receiv-ing medication for problems supposedly caused by naturally produced chemical imbalances in their brains Th e school reforms are supposed to mitigate the worsening situation including growing inequality by focus-ing on testing and assessing student performance ndash rather than on how to better prepare teachers how to provide equal access to cultural resources
available at httpwwwcambridgeorgcoreterms httpdxdoiorg1010179780511843044001Downloaded from httpwwwcambridgeorgcore University of Florida on 14 Dec 2016 at 230607 subject to the Cambridge Core terms of use
Th e Transformative Mind14
14
for teaching- learning and how to identify develop improve invent and distribute these resources
It is at practical sites such as schools that the failures of the dominant philosophies and theories to capture human development and learning in terms commensurate with their open- ended dialectics and historically situated dynamics and with the challenges that education currently faces are most vividly exposed and have the most pernicious eff ects Developing alternative conceptualizations and methodology are steps needed in the struggle to stave off the assaults of marketization on science and education in order to advance alternative visions and theories that could grasp and support the possibilities of human development and education beyond the status quo Such an approach entails exposing the blindfolds of the neo- Darwinian ethos of adaptation and passivity to instead elevate and capi-talize on human subjectivity and agency for social transformation Th is approach takes an activist stance to be central to doing research and to theorizing both aligned with and premised on agentive and transformative ways of being knowing and doing
Th e crisis of inequality most certainly cannot be resolved at the level of theory only ndash it has wide systemic and structural economic and political causes and it would require radical changes at these levels for progress to be made However neither can this crisis be resolved without challenging the starkly outdated theories including their underpinning philosophies worldviews and ideologies that in eff ect support and perpetuate this cri-sis Developed in and for a world of fi xed hierarchies rigid dichotomies exclusionary practices and impenetrable barriers the presently dominant theories of human development and mind are increasingly out of sync with the current demands of social transformation and with the imperatives of equality and solidarity brought about by the rapidly changing and dynamic world in transition and crisis Unless theoretical gaps and problems in the reigning theories are radically challenged and reworked at all levels includ-ing worldview- level ontological epistemological and ideological assump-tions that underpin them the changes in practices and policies will remain hard to achieve
It is in light of these introductory remarks that the theoretical construc-tions and ideas pursued in this book can be understood as part of a situated struggle for knowledge- and practice- building predicated on a striving for liberation from a dogmatic and stifl ing worldview that embeds conceptions of human development and mind on one hand and from closely associated practices of inequality and injustice especially in education on the other Th is position undoubtedly represents a minefi eld of conceptual practical
available at httpwwwcambridgeorgcoreterms httpdxdoiorg1010179780511843044001Downloaded from httpwwwcambridgeorgcore University of Florida on 14 Dec 2016 at 230607 subject to the Cambridge Core terms of use
Setting the Stage 15
15
and ethical conundrums ndash at every step of the way Th ese conundrums need to be explicated and tackled in order to avoid undesirable connotations of individualism instrumentalism and eurocentrism that might be in some interpretations associated with this position Yet I believe that this eff ort is worth the potential costs of failure
A Personal Reflection An Autobiographical Sketch
Th e way to grapple with the paradox of continuity versus change in prefac-ing this book inevitably takes on an autobiographical fl avor A brief per-sonalized account might help illustrate the methodology and the overall approach through presenting a set of broad orientations that had come to guide this work even before I realized they did At one level this book is an attempt to summarize my fi rsthand experiences within Vygotskyrsquos project that have spanned several decades Th ese experiences include fi rst study-ing and then working and teaching as a researcher and instructor at the psychology department of the Moscow State University at the time when it was the hotbed of Vygotskyrsquos approach (from the mid- 1970s through the late 1980s) Th is included interactions and in some cases collabora-tion with several key representatives of this approach including Alexander R Luria Alexey N Leontiev Alexey A Leontiev Piotr Y Galperin Daniil B Elkonin Bluma V Zeigarnik Vassily V Davydov and others
No less importantly these experiences span various geographic loca-tions (across four countries on two continents) relocation (not just once) and with it an entry into new cultures customs and languages (again not just once) Th ese relocations inevitably brought with them experiences of being a newcomer and outsider who must straddle boundaries of oft en col-liding practices traditions and norms while constantly moving between the poles of sameness and diff erence in negotiating new identities and positions resulting from cultural transitions and disruptions Th e starkly ethical- ideological and simultaneously personal navigation and negotiation of what it means to be an outsider and how to continue onersquos own tradi-tion and cultural heritage while integrating new experiences and positions have been a constant personal and professional challenge throughout these experiences
An entry into new cultures as an outsider and immigrant (albeit in a highly privileged position within the academy) spurring the need and desire to carry on with interrupted relationships to space and culture has been challenging in many ways Th e most important one was the challenge
available at httpwwwcambridgeorgcoreterms httpdxdoiorg1010179780511843044001Downloaded from httpwwwcambridgeorgcore University of Florida on 14 Dec 2016 at 230607 subject to the Cambridge Core terms of use
Th e Transformative Mind16
16
of seeing the world through a new lens while learning not only to under-stand new culture(s) but to also see onersquos own culture and oneself from a newly acquired distance Th ese experiences highlighted with striking clar-ity the prescience of Bakhtinrsquos words that ldquoour real exterior can be seen and understood only by other people because they are located outside us in space and because they are othersrdquo whereby ldquo[a] meaning only reveals its depths once it has encountered and come into contact with another foreign meaningrdquo ( 1986 p 7) Th rough the years of relocation and coming in touch with foreign meanings there have been many truly eye- opening encounters leading to profound changes in understandings self- understandings and identity that always remained in a state of fl ux and disequilibrium Th is process of identity change included due to an impossibility of belonging to a single place a heightened need of integrating a dimension of the ldquootherrdquo (and an alternative viewpoint) who provides new oft en foreign meanings that ldquointerruptrdquo the self- evidence of onersquos life and understandings for these meanings to be juxtaposed and clashed with the older ones in the process of creating new connections and ever- unstable synthesis
Th e experiences I am describing have spanned not only the changing geographic locations but also the dramatic historical events that imbued these locations with starkly disparate sociopolitical connotations in condi-tions that spanned distinct historical eras Th is span included entering uni-versity and then making fi rst steps in academia during what is known as the period of political and economic stagnation gradually giving way to a grow-ing openness of the Soviet society and a soft ening of the Cold War climate in what is known as the international movement of deacutetente (the mid- 1970s through the early 1980s) Later on the developments of the fi rst outlines of professional identity coincided with invigorating changes during the short but incredibly intense period of ldquoperestroikardquo at the end of the Cold War in the mid- to- late 1980s and then living through the dramatic disintegration of the Soviet Union in 1991 Th e experiences aft er that with the move fi rst to western Europe and then the United States motivated by a desire to expand onersquos horizons (literally and metaphorically) both professionally and per-sonally were situated at the temporal and geographic epicenter of what can be considered a unique page (if not a unique era) in history
Th is era (not yet named as such by historians but clearly distinct in my view) is the postndash Cold War period marked by a highly celebratory atmo-sphere in the western world conveyed by the infamous ldquoend of historyrdquo metaphor that set in place aft er 1991 and extended for almost two decades (approximately until the world economic crisis of 2008) During this time
available at httpwwwcambridgeorgcoreterms httpdxdoiorg1010179780511843044001Downloaded from httpwwwcambridgeorgcore University of Florida on 14 Dec 2016 at 230607 subject to the Cambridge Core terms of use
Setting the Stage 17
17
history and with it the need for large social projects and political imagi-nation premised on radical possibilities of change and transformation had supposedly come to an end History has been proclaimed to have reached its ostensibly glorious end embodied in ldquothe fi nal triumphrdquo and an unabashed victory of economic and political liberalism (as Fukuyama has notoriously claimed) Th e ldquoend of historyrdquo metaphor conveyed the sense that there was nothing left to imagination and social action by ruling out the possibility to envision a world that is essentially diff erent from the status quo along with the need of committing to changing it Th ese years were rewarding professionally yet infused with feelings of a profound disconnect from this stifl ing ldquoend of historyrdquo mentality along with its discourses normativity and sociopolitical ethos In a remarkable twist of events and contrary to predictions this peculiar historical period has abruptly ended as it ensued in an unprecedented turmoil and crisis in the world economy and politics that is still unfolding today
In this apparently sudden ending of the period of euphoria (perceived as such especially by the elites) it is hard not to see some uncanny parallels to another equally sudden event that too had not been anticipated ndash the collapse and disintegration of the Soviet Union Th is resemblance especially concerns the rising self- awareness and critique the awakening of political consciousness and the emergence of new political imagination and nascent social movements Th e disintegration of the Soviet Union and the tectonic shift s it has spawned (with its eff ects still reverberating today) including shift s toward democracy yet also stark changes in the world balance of pow-ers and the rising global and local strife of national confl icts and inequalities (contrary to predictions of the historyrsquos peaceful ending) played a particu-larly instructive role in my life and scholarship Th at practically no one was able to predict the dramatic indeed earth- shattering events of this mag-nitude that had been brewing and gathering momentum while apparently remaining undetected is a striking lesson I take from these experiences
Yet another lesson of living through a turmoil and then a collapse in 1991 of a giant sociopolitical system that had been deemed stable and immutable by those inside and outside of it on its periphery and at its very center is that this tumultuous change despite appearances was in fact neither sudden nor unprepared Instead in hindsight it becomes clear that this change did not just ldquohappenrdquo as a sudden disruption in an otherwise stable and steady course of events Neither was it imposed by the powerful outside forces as many have assumed In fact this change had been inconspicuously prepared and gradually brought to life by the
available at httpwwwcambridgeorgcoreterms httpdxdoiorg1010179780511843044001Downloaded from httpwwwcambridgeorgcore University of Florida on 14 Dec 2016 at 230607 subject to the Cambridge Core terms of use
Th e Transformative Mind18
18
very unsuspecting people who nonetheless through their seemingly mundane deeds and eff orts however ordinary and minute together made this titanic change and this tectonic shift possible and de facto real-ized it ndash even while not being fully aware of how their lives and deeds including their acts of ldquomerelyrdquo witnessing (which were never ldquomererdquo) and of struggling to live through the diffi cult times had powerfully con-tributed to in no small way and in essence created the dramatic shift s of such a historic magnitude
Perhaps more important is that this lesson is striking not so much in application to the past but rather in what to me is its striking relevance for the present and the future ndash for understanding the presently unfolding highly volatile events and cataclysms that are shaping up with unprece-dented force the rapidly changing and globalizing political and socioeco-nomic landscapes today Th e lesson I was able (and lucky) to learn is that the future is actually always already in the making now in the present and that big changes and shift s might be around the corner even as the present status quo still appears to be immutable and stable Stability might be just an illusion that many are trying to cling to while history is rushing ahead with numbing speed like a moving train without breaks
Th e implications I tend to draw from these experiences are at once conceptual political and personal It is that we all are not just passen-gers on this moving train of history ndash as if we were just gazing outside at the rapidly changing landscape while merely observing coping with and adapting to it Instead the train itself is made to move and to move in a concrete though fl uid and ever- changing direction by the collective eff orts of people who act together yet with each person mattering in individually unique ways at every step of the way at every move of history We are all actors who contribute to social practices bring about their historical realization and contribute to the future that is to come and moreover a future that is always already in the making by us now In this sense a neutral and detached position is truly not within anyonersquos aff ordance because it is impossible to avoid being implicated in the ongoing shift s and transformations and therefore we need and have to take a stance on and stake a claim in the ongoing events and their unfolding key contradictions and struggles
Th is suggests that we all are participating in and contributing to the making of history and of our common future bearing responsibility for the events unfolding today and therefore for what is to come tomorrow Th e social structures and practices exist before we enter them carrying
available at httpwwwcambridgeorgcoreterms httpdxdoiorg1010179780511843044001Downloaded from httpwwwcambridgeorgcore University of Florida on 14 Dec 2016 at 230607 subject to the Cambridge Core terms of use
Setting the Stage 19
19
the weight of tradition and the inertia of the past yet it is our action (or inaction) including our work of understanding and knowing that helps to maintain them in their status quo or alternatively to transform and transcend them Th is making of history in the ldquohere and nowrdquo occurs in immediate and powerful albeit oft en inconspicuous and modest ways as is certainly true for most of us and our utterly modest and common indi-vidual biographies and ordinary lives (though no person is really ldquocom-monrdquo and no life merely ldquoordinaryrdquo) through our action or inaction that matter (if only on a small scale) for realties far beyond ourselves Th is is the central theme of this book ndash that human development is a collaborative project of people together changing and co- creating the world Th e world is fully enmeshed with our collective strivings and collaborative projects in a spiral of mutual historical becoming wherein each individual act of being knowing and doing ndash unique authorial and irreplaceable as it is ndash matters Human development is about people together creating our common future in the course of today while enacting history through active and activist projects of co- authoring the history- in- the- making thoroughly contingent on commitments we make to creating the future we seek and deem to be worth struggling for
Th is interpretation I believe is not inconsequential for providing conceptual support for some timely changes in perspective on human development and education For example there has been an upsurge of interest in issues of agency following social upheavals and ensuing polit-ical movements in eastern Europe in the mid- 1980s (cf Ahern 2001 ) that vividly exemplifi ed the power of activism as a human capacity for history- and world- making It is indeed important to discern and learn the lessons from what has been and still is going on in various distant parts of the world But it is the presently unfolding circumstances con-tradictions and confl icts of our own place and time our own present historical- political and geographic location that deserve much scrutiny with regards to how we understand the impact of these changes and what kind of agency and imagination ndash what kind of activist contributions ndash they necessitate and call for
In applying these lessons of an outsider who had lived through a dra-matic historical change I wrote a piece long before the economic crisis of 2008 calling on psychology to make an eff ort to capture not only patterns of social change aft er they had played out their course but also those that are emerging and taking shape right in front of our eyes in oft en tacit yet powerful forms Such eff orts are defi nitely worth making especially if we
available at httpwwwcambridgeorgcoreterms httpdxdoiorg1010179780511843044001Downloaded from httpwwwcambridgeorgcore University of Florida on 14 Dec 2016 at 230607 subject to the Cambridge Core terms of use
Th e Transformative Mind
20
20
do not want to miss out on an opportunity ldquoto discern the impending social changes hellip in our ever- dynamic world that perhaps only appears to be sta-ble and fi xedrdquo (Stetsenko 2002 p 153) A later elaboration on this point is perhaps worth quoting too
By paying attention to continuing inequality and other problems fester-ing in our own societies we can become more attuned to social change not only in its sudden and dramatic expressions such as the fall of the Berlin Wall or the dismantling of the Soviet Union but also to incremen-tal tacit gradual processes building up behind the facades of the seem-ingly stable and immutable contexts and structures It is hellip through such a critical lens that we are best equipped to recognize social change in its various guises and to fi nd ways to deal with it not only aft er the fact but while we are right in the middle of change with its contours and direc-tions just now being shaped and formed Th is may be quite some task at this point in time at the beginning of this new century much social change is to be expected as it unfolds judging by its fi rst years which have already shaken up many of our received notions of society history and democracy (Stetsenko 2007a p 112 emphasis added)
Th e conclusion that can be drawn from this attempt at a personal refl ection is that it makes no sense to try to grasp or understand the world and our-selves ndash including through theories that situate these processes within the status quo ndash as if we could just pause and see them for what they are now at this moment in preparing for the future that we take to somehow just con-tinue in line with the present almost intact and steady Th is is because even as we pause the world and we have already been changed by this very act of pausing by our refl ections questions and above all by how we attempt to grasp and change the world in moving forward as it too grasps and changes us Th is is about a mutual entanglement that relentlessly propels into the future and that we encounter confront and bring into realization if only in small ways and on local scales Th ese themes and how they can be conceptually worked into an account of human development and mind including their educational implications for a pedagogy of daring will be discussed in what follows
available at httpwwwcambridgeorgcoreterms httpdxdoiorg1010179780511843044001Downloaded from httpwwwcambridgeorgcore University of Florida on 14 Dec 2016 at 230607 subject to the Cambridge Core terms of use
2121
Part I
of use available at httpwwwcambridgeorgcoreterms httpdxdoiorg1010179780511843044Downloaded from httpwwwcambridgeorgcore New York University Libraries on 14 Dec 2016 at 231313 subject to the Cambridge Core terms
22
of use available at httpwwwcambridgeorgcoreterms httpdxdoiorg1010179780511843044Downloaded from httpwwwcambridgeorgcore New York University Libraries on 14 Dec 2016 at 231313 subject to the Cambridge Core terms
23
23
1
Charting the Agenda From Adaptation to Transformation
I am what time circumstance history have made of me certainly but I am also much more than that So are we all
James Baldwin Notes of a Native Son
With the notion of change at the forefront (as discussed in the Introduction) and therefore with an unavoidable sense of incompleteness and unfi nalizability of any project the approach in this book aims to spur dialogues and exchanges on how critical and sociocultural scholarship (in the broad connotation of this term cf Leonardo 2004 ) including Vygotsky- inspired approaches can be expanded and recontextualized for a new and very diff erent world ndash even more volatile unstable and unpredictable ndash than the one in which the pio-neers of these approaches have worked In particular the contemporary acute crisis of inequality including growing disparities in education requires criti-cal engagement with concepts and theories of human development and learn-ing that underpin discriminatory policies and provide them with a seeming legitimacy based in appeals to a presumably fi xed and unalterable ldquohuman naturerdquo and inborn ldquomental architecturerdquo taken as explanations for unequal achievement and social stratifi cation An engagement with broad theories and concepts of human development and mind is necessary because inequality is causing disintegration of social structures and processes that bond individuals and communities and make their development possible To paraphrase Urie Bronfenbrennerrsquos (one of the public intellectuals among psychologists who fought for social justice) stern warning ldquosocial changes taking place in mod-ern industrialized societies may have altered conditions conducive to human development to such a degree that the process of [human beings] making [themselves] human is being placed in jeopardyrdquo ( 2004 p xxvii)
Th e presently reigning theories portray human development as a solo process occurring in an isolated organism understood to be a separate
of use available at httpwwwcambridgeorgcoreterms httpdxdoiorg1010179780511843044002Downloaded from httpwwwcambridgeorgcore New York University Libraries on 14 Dec 2016 at 230105 subject to the Cambridge Core terms
Th e Transformative Mind24
24
entity equipped with putatively inborn capacities that unfold independently of social cultural and economic supports opportunities and mediations Th ey are increasingly tailored to social (neo- ) Darwinist and mechanistic understandings that assume a static society composed of individuals who are reduced to engaging in survival through competition for resources by having to adapt to a status quo that is presumed to remain stable over time Th e resulting dominant research orientation today can be characterized as ldquothe resurgence of extremist biological determinism laden with mythic gender [and other types of] assumptionsrdquo (Morawski 2005a p 411) Most of all this research is conspicuously in sync with ideology associated with the unquestioned reign of unregulated market economies and their social Darwinist values of competition ldquosurvival of the fi ttestrdquo and struggle for advantage in an unrestricted pursuit of individual self- interest Appealing to innate unalterable and rigid biological mechanisms and determinants of human development while in fact there is no evidence to support such claims serves to supply conditions for rationalizing and justifying inequi-ties of the social order because they are viewed as biological inevitabili-ties In eff ect we are facing a new resurgence of eugenics as a means of social control ndash much in similarity with the 1920s and against the same background of deep economic crisis bitter anti-immigration sentiment and social upheaval (cf Allen 2001 )
Th e reign of views on human nature as predetermined and fi xed on the one hand and the failure of social theories to provide an alternative broad vision that could unhinge ideas of development from the ethos of adapta-tion and control on the other is a serious obstacle that needs to be dealt with to achieve changes in present policies and practices Sociocultural theories of development in particular off er many useful tools for concep-tualizing development and mind as situated in context mediated by cul-tural tools and distributed across ecosystems in which development takes place Yet they have not suffi ciently focused on broad ontological and epis-temological underpinnings in terms of the worldview- level premises about development and mind especially on how these premises are coupled with the sociopolitical ethos including as they relate to inequality and regimes of power One symptom of this for example is a lack of discussion about race and power in sociocultural theories including those in Vygotskyrsquos lineage (cf Nasir and Hand 2006 )
A number of steps for such an alternative approach off ered in this book aim to address the challenges arising especially in the context of the rapidly growing inequality particularly in education Th is approach attempts to continue and expand on the radical theories of Vygotsky and
of use available at httpwwwcambridgeorgcoreterms httpdxdoiorg1010179780511843044002Downloaded from httpwwwcambridgeorgcore New York University Libraries on 14 Dec 2016 at 230105 subject to the Cambridge Core terms
Charting the Agenda 25
25
also Bakhtin Freire and other critical and sociocultural scholars while critically engaging and interrogating their ideas expanding on them and grappling with their contradictions Th e key premise in setting up this approach is that human agency in carrying out and realizing changes in the shared communal practices of the social world is a natural part of the material reality and the key dimension of ontology and epistemology of human development and mind At a deeper level the key premise of a political- ideological nature is that all individuals are endowed with equal potential for social achievement intelligence creativity and other capac-ities and faculties Th at is all individuals are truly considered equal not just in their legal and moral rights nor only in opportunity but in their fundamental capacities and abilities ndash albeit only as these can and have to be brought to realization within shared collaborative practices of com-munities through individually unique and authorial contributions and with the support of collectively invented and continuously reinvented cultural mediations and tools
From this perspective no inborn predispositions can be posited to pro-duce let alone legitimize the putatively ldquonaturalrdquo status hierarchies and inequalities including in education Human developmental paths are not predefi ned nor preprogrammed in advance of development situated in context and shaped by the powerful socioeconomic political and cultural forces that position individuals within the material- semiotic practices of their time and place Instead human capabilities and capacities are consti-tuted in and through the process of development ndash as they are brought into realization in the course of people actively engaging in contributing to and transforming collaborative social practices that are culturally mediated socially contextualized and contingent on material resources including critical- theoretical tools (cf Vianna and Stetsenko 2011 ) of agency Th ere are no imposed or rigidly predetermined ldquonaturalrdquo limitations on the pro-cess of development ndash neither genetic nor any other types of ldquohard- wiredrdquo inborn dispositions or modules in the form of evolutionary inheritances that unidirectionally shape development Th is implies that all human beings have unlimited potential ndash and are thus profoundly equal precisely in this infi nity of their potential regardless of any putatively ldquonaturalrdquo endowments and ostensibly ldquointractablerdquo defi cits Th is potential however needs to be actualized by individuals themselves as an ldquoachievementrdquo (with no con-notations of either fi nality or predetermined norms) of togetherness while being supported with access to authoring requisite cultural tools and spaces for their own agency within the collaborative dynamics of shared commu-nity practices
of use available at httpwwwcambridgeorgcoreterms httpdxdoiorg1010179780511843044002Downloaded from httpwwwcambridgeorgcore New York University Libraries on 14 Dec 2016 at 230105 subject to the Cambridge Core terms
Th e Transformative Mind26
26
Th e argument about humans all having infi nite and therefore equal potential at the start of life ndash not the same as in exactly a replica of each other but equal precisely in its infi nity ndash is supported by scientifi c discov-eries and advances of recent years in various research areas from biology and epigenetics to neuroscience and developmental psychology Th ese dis-coveries and advances testify to the malleability of genetics the practically infi nite plasticity of the brain the vast potential of cultural mediation to propel development forward and the ldquoenormous potencyrdquo (Nisbett et al 2012 p 149) previously unacknowledged of experience environment cul-ture and social interactions in development Even Charles Darwin ndash under the limits of his era and his elitist social status ndash was prescient enough to make a conjecture that ldquoif the misery of the poor be caused not by the laws of nature but by our institutions great is our sinrdquo (cited in Gould 1996 p 19) Today more than 150 years later and aft er decades of research into human development it is well past time to unequivocally acknowledge in the face of the obvious that poverty is not the result of nature and even more importantly that our sins as society are truly great Th at appeals to ldquoinnaterdquo diff erences to justify the social status quo and entrenched power hierarchies continue unabated across broad swaths of society from mass media and everyday beliefs to policy making and social discourses is bor-dering on distorting knowledge and misleading the public to a huge detri-ment of all involved
Th e premise of fundamental equality does not negate that each person is at the same time individually unique How these notions of individual uniqueness and fundamental equality can be reconciled and how educa-tional practices can be based on the principle that all human beings have infi nite potential ndash unidentifi able in terms of any preconceived inborn limi-tations and immeasurable in terms of possible future outcomes ndash will be discussed as one of the major implications of the transformative activist stance (TAS) in continuation of Vygotskyrsquos legacy Th is social justice work can only be done in combination with a recognition and respect for diff er-ence and plurality and an acknowledgment of systemic inequalities power diff erentials and persistent discrimination in society (discussed in more details in Stetsenko in press )
Th is radical notion of equality is used in a dual way serving as both a presupposition for and a product of theory building and research On the one hand this notion is derived from an ethical- political com-mitment to social equality taken as an ideal that is underwriting and guiding theory and explorations into human development On the other hand this notion is arrived at in the course of a systematic study into
of use available at httpwwwcambridgeorgcoreterms httpdxdoiorg1010179780511843044002Downloaded from httpwwwcambridgeorgcore New York University Libraries on 14 Dec 2016 at 230105 subject to the Cambridge Core terms
Charting the Agenda 27
27
human development and the concepts that describe it Th is approach does not take the ideal of equality as an abstract notion nor test it in some detached and neutral way Instead it takes a stand on and commits to matters of equality as the fi rst analytical step that leads all other meth-odological strategies conceptual turns and theoretical choices and thus attempts to realize equality in the process of theory- and knowledge- building Th is is about undertaking eff orts to provide conditions for making the assumption of equality true including at the level of sup-portive theoretical constructions as one of the steps in the overall proj-ect of creating equality in society and education (for a related though not identical approach see Ranciegravere 1991 )
Such an approach counterintuitive from the standpoint of traditional objectivist and value- neutral models of science employs methodology premised on TAS and is consistent with some trends in critical and socio-cultural scholarship It centrally builds on Vygotskyrsquos notion that the meth-ods and the objects of investigation are always ldquointimately linked with one anotherrdquo (Vygotsky 1997b p 58) whereby methodology and knowledge products are not ontologically separate but instead indivisibly merged in one process In my interpretation this position implies that methodologi-cal tools strategies and techniques have to be tailored not to and result not in the uncovering of facts ldquoas they arerdquo at the present moment Rather they are about intervening with and co- constructing phenomena and processes that we investigate and grapple with together with others in non- neutral historically situated ways in line with the ontological epistemological and ideological commitments and goals (for a related yet not identical interpre-tation see Newman and Holzman 1993 )
What lies beneath these claims is a deeper- seated layer of commit-ment to and a vision for a better future that is ineluctably social moral and political at once Th at is Vygotskyrsquos method of theory and theory of method ndash and the tool and result of his approach ndash are based in an irrevoca-ble commitment to social equality and justice to the task of building a new psychology for a society in which people have equal rights especially with regards to equal access to education and to social supports and cultural mediations that they need in order to realize their development Th is broad political ethos at the core of Vygotskyrsquos project and its methodology coun-ters principles of adaptation and competition for resources as the central grounding for human development that takes the ldquogivennessrdquo of the world for granted and assumes that individuals have to fi t in with its status quo
Th e approach charted in this book is congruent with several per-spectives that break away from the constraints of maturation- based
of use available at httpwwwcambridgeorgcoreterms httpdxdoiorg1010179780511843044002Downloaded from httpwwwcambridgeorgcore New York University Libraries on 14 Dec 2016 at 230105 subject to the Cambridge Core terms
Th e Transformative Mind28
28
physiology- driven essentialist individualist and ultimately reduction-ist accounts of human mind and development In particular it draws on a variety of cutting- edge ideas advanced in areas such as critical pedagogy feminist and science studies collaborative situated and distributed cogni-tion theories dynamic systems and actor- network theories participatory learning approaches and theories of embodiment enactment and cultural mediation As such this position is aligned with what is gradually emerging as the key direction sometimes termed the conceptual revolution in social sciences across a number of disciplines Th ese approaches bring across an extraordinarily important message about human development being situ-ated in context while putting emphasis on the relational co- constitution of human beings and the world Several of them in addition focus on the continuously unfolding historically situated and culturally mediated developmental dynamics of human embodied acting in environments
Th e recent developments in critical and sociocultural theories however oft en avoid theorizing agency mind and other processes of human subjec-tivity because these are traditionally associated with the individualist and mentalist tenets of mainstream approaches especially in psychology It is quite understandable especially given the overwhelming power and the disastrous ramifi cations of individualistic assumptions (and not just in sci-ence and education but also in economy and politics as exemplifi ed by the present global crisis) that many critical and sociocultural scholars move as far away as possible from anything to do with the level of individuals and human subjectivity Indeed because human development is generated by people collaborating within historically evolving social practices as the core condition of their existence theories limiting development to universal processes within individuals are shortsighted impoverished and politically hegemonic However excluding processes traditionally associated with the individual levels of functioning ndash such as identity mind agency thinking making decisions and choices forming concepts committing to goals and so on ndash as if they were defi nable only in terms of autonomous solipsistic and self- suffi cient processes ldquoinsiderdquo the person might be a remnant of the dualistic worldview
While building upon and integrating many important insights stem-ming from these perspectives the approach in this book suggests steps to move beyond the notions of human subjectivity including the mind as situated relational contextualized embodied enacted and dynamic Th is is achieved by more directly focusing on human agency and the power of commitment and imagination in highlighting human capacity to transform and transcend the status quo and its artifacts of reifi cation An additional
of use available at httpwwwcambridgeorgcoreterms httpdxdoiorg1010179780511843044002Downloaded from httpwwwcambridgeorgcore New York University Libraries on 14 Dec 2016 at 230105 subject to the Cambridge Core terms
Charting the Agenda 29
29
and no less critical specifi cation is that this capacity for agency along with other expressions of human subjectivity are understood to be fully social that is developed and realized in acting collaboratively and cooperatively with the cultural tools and within the communal spaces of the world in its ongoing historicity shared with others
Th is approach requires a number of broad and radical changes in the worldview- level assumptions about human development and mind and about reality itself along the lines of transformative propositions Th is ana-lytical shift can be achieved if instead of privileging one of the poles on the continuum of social versus individual realms of social practices the dichot-omy between these poles is deconstructed with an emphasis on agency at the intersection of individual and collective dimensions of human practices and across the scales of the past present and future Th is in turn is pos-sible if a strong emphasis on the sociocultural embedding and a situated contextualized nature of development is complemented with an eff ort to devise a thoroughly reworked model of mind agency and personhood (ie individuality of persons qua agentive actors of social practices) along with a scrutiny of attendant sociopolitical assumptions
Th is approach strives to avoid the extremes of mentalist views that limit the mind to individual mental constructs neuronal processes in the brain and computation or information processing ndash even if these are acknowledged to be embodied and situated in context and augmented with (or expanded by) external tools However it also attempts to over-come some limitations within the relational approaches ndash including eco-logical dynamic distributed situated and embodied cognition theories and theories of participatory and situated learning ndash that fuse the mind with the context and relatively disregard agency and other forms of human subjectivity Th e intention is to open the way (or at least make some steps in this direction) to advancing a fully non- mentalist situated and dynamic approach to mind and agency while also capitalizing on their transfor-mative role and relevancy in realizing communal forms of social life and human development
Th is interpretation rejects the possibility of quaint epistemology in which the mind is a copy or a refl ection of the world because it rejects fi niteness permanence and stability of social practices and of correspond-ing forms of social life and human development Within the worldview that posits reality as human praxis ndash in the connotation of ldquoworld- historical activityrdquo (Marx and Engels 1845ndash 1846 1978 p 163) or ldquohistory- making actionrdquo that always transcends the status quo through struggles and con-testation ndash the door can be opened for an idea of mind and other forms of
of use available at httpwwwcambridgeorgcoreterms httpdxdoiorg1010179780511843044002Downloaded from httpwwwcambridgeorgcore New York University Libraries on 14 Dec 2016 at 230105 subject to the Cambridge Core terms
Th e Transformative Mind30
30
human subjectivity as active interventions and transformative forces within the world rather than its somehow accurate picturing Th at is the mind can be understood to be part of the larger practices aimed at making and remaking the world in line with envisioned alternatives and the sought- aft er future Th is is a highly ambitious and diffi cult task that involves many risks (such as of anthropocentrism individualism and mentalism) and it is important to admit at the outset that the book is likely to fall short of at least some of its stated goals
Outline of the Transformative Activist Stance
At its base this book is about critically examining the idea that runs through many works in critical and sociocultural scholarship ndash namely that circumstances change people inasmuch as people change circumstances or in another presentation of the same idea that ldquohistory does not command us history is made by us History makes us while we make it rdquo (Freire 1985 p 199 emphasis added) Tracing its roots to Marx this idea fi nds many expressions and forms For example Holland and Lave ( 2009 p 2) wrote recently
Like activity theorists and students of Vygotsky we share strong com-mitments to the historical material character of social life Th at in turn requires that we begin our inquiries about persons in practice with the ongoing historically constituted everyday world as people both help to make it what it is by their participation in it while they are being shaped by the world of which they are a part
In sharing similar strong commitments I see the need to further explore and probe this idea interrogate and problematize it ndash in the belief that its meaning is far from self- evident and that its depth and implications have not been fully plumbed yet What does it take for human beings and com-munities to make history and be made by it and what kind of theory can account for such a process More importantly in what kind of a world do people have the agency to change it and thus make history while being made by it In addition what does it mean to say that history makes us while we make it ndash what kind of a process actually stands behind this seem-ingly straightforward expression and this deceptively simple conjunction ldquowhilerdquo
Clearly an analytical focus on social structures and processes shaping human development is insuffi cient for adequately framing and addressing
of use available at httpwwwcambridgeorgcoreterms httpdxdoiorg1010179780511843044002Downloaded from httpwwwcambridgeorgcore New York University Libraries on 14 Dec 2016 at 230105 subject to the Cambridge Core terms
Charting the Agenda 31
31
issues that arise when considering human subjectivity mind agency and especially human ability to resist and to act in the face of uncertainties and challenges It is also not enough to say that there are active individu-als and an active world or that they are somehow interlinked ndash because this position does not specify the processes behind the ldquolinkrdquo that con-nects the two and oft en still presupposes a dichotomy between them In many approaches people are viewed as if they were removed from the world as outsiders who only construct meanings about and interpret reality or alternatively as fully and seamlessly immersed in the world to such an extent that they lack ability to resist the all- powerful forces of culture history and society Th e ways of working out issues surrounding these conundrums as will be suggested herein is to conceptualize and centrally focus on the nexus of people changing the world and of them being changed in the process of themselves bringing about changes in the world including how the world is changing them In this dialectically recursive and dynamically co- constitutive approach as will be discussed throughout the book people can be said to realize their development in the agentive enactment of changes that bring the world and simultane-ously their own lives including their selves and minds into reality
Th ese transformative processes are situated in shared contexts of communal history enacted by collective practices while relying on their resources tools spaces and collaborative interactivities Yet the active and activist role of people in realizing these processes while acting on commit-ments to a sought- aft er future to what they themselves deem important and worth struggling for cannot be ignored Acting on a commitment to how the world should be ndash instead of merely expecting changes and prepar-ing for them or of imagining them as already in existence ndash amounts to affi rming and creating the future- to- come already in the present Th is is because the present the seemingly indomitable status quo always already is changing and morphing into the future as we attempt to grasp and grapple with it in the acts of our becoming which are always transformative of the present
Moreover affi rming the future in realizing it in the present is coextensive with persons affi rming themselves ndash and not as isolated individuals but as actors and agents of social practices in their ongoing communal historicity ndash along with affi rming others as such actors and agents too in their hetero-geneity and plurality through commitment to solidarity (note some over-laps of this position with Derridarsquos writings on the future see eg Owen 2004 ) Envisioning a diff erent world making a commitment to bringing it about and struggling to realize it by altering and transcending it now is the
of use available at httpwwwcambridgeorgcoreterms httpdxdoiorg1010179780511843044002Downloaded from httpwwwcambridgeorgcore New York University Libraries on 14 Dec 2016 at 230105 subject to the Cambridge Core terms
Th e Transformative Mind32
32
process of creating the future in the present as a reality in its own right Th is reality is not confi ned to the status quo and instead is always in the pro-cess of being realized in the ldquohere and nowrdquo beyond what it just appears to be ndash because the present encompasses the past (in inevitably continuing it) and always already inaugurates the future in its ongoing historicity Th us this stance is about inventing the future through struggle and contestation an activist striving for a better world ndash and thus about co- creating reality rather than merely expecting or hoping for the futurersquos somehow predes-tined arrival
Importantly the social change and transformation enacted in the move-ment beyond the given is taken to be no less and in fact more real than what is oft en believed is the abstract and neutral ldquobruterdquo reality of the world as it exists now in its status quo and its seemingly unalterable ldquogivensrdquo rei-fi ed in the taken- for- granted states structures circumstances and ldquofactsrdquo Th erefore it is the process of co- creating co- authoring and inventing the future all embodied in the struggle to change the world and the ways in which it is shaping us ndash in the acts of taking a stand staking a claim making a commitment and claiming a position and thus coming to know and to exist while working and laboring to realize them ndash that is rendered founda-tional to human development and subjectivity
In this interpretation an activist stance is understood as part of carry-ing out social communal practices and therefore as part of reality ndash rather than merely a sociocognitive product of abstract calculations by an isolated individual A stance of committing to realizing the future is not a domain of ldquosheerrdquo subjectivity (traditionally understood) but a grasp of reality ndash and in eff ect part of reality Th is is about understanding the event of grasping and taking a stand as something that happens not only in the world but to the world (cf Stengers 2002a in elaborating on Whitehead 1920 cf Latour 2005a ) and importantly also to us From TAS taking up a position and making a commitment are acts that realize the- world- in- the- making ndash and therefore are instances of mattering through making a diff erence in the world ndash acts that are real and productive and even ldquomore than realrdquo (as will be discussed in more detail throughout the book and especially in Part 3 through Part 5) Th e core point is that we come to be and to know in the always non- neutral ndash that is passionate and activist ndash acts of making and working out commitments to a sought- aft er future that are formative of the bidirectional and mutual becoming of ourselves and our world
Th e stances and commitments to a sought- aft er future are not posited as a universal and abstract mental telos that is as some kind of an ideal meta-physical fi xed destination that history presumably aims to reach because
of use available at httpwwwcambridgeorgcoreterms httpdxdoiorg1010179780511843044002Downloaded from httpwwwcambridgeorgcore New York University Libraries on 14 Dec 2016 at 230105 subject to the Cambridge Core terms
Charting the Agenda 33
33
of its own inherent logic Instead they are understood in their relevance within concrete and situated activities in the present as a mode of grap-pling with contradictions of the status quo in a quest to overcome them in the furtherance of onersquos path that always contributes to ongoing com-munity practices and thus is never merely individual Th is position aims to undo the boundary not only between the individual and the social (or agency and structure) but also in a related move between the real and the possible (cf Crapanzano 2004 ) specifi cally through a focus on articulating and committing to the sought- aft er future that brings the future into the present within the struggles for alternatives including in creating possibility against probability (cf Stengers 2002b ) In this emphasis there is an affi nity (though not a complete alignment) between commitment and notions such as ldquohope against hoperdquo (cf West 1993 p xi) and ldquohope against probabilityrdquo (Stengers 2002b p 269) Th e commonality across these notions is about persistence in the face of apparently insurmountable obstacles and seem-ingly invincible social ills Th is position strives to avoid extremes of utopian thinking on one hand and gloomy pessimism on the other Importantly it does so while acknowledging the harsh reality that no individual act might be fully suffi cient to enact broad social changes yet highlighting the value of such acts
Th is approach is underpinned by a transformative worldview that encompasses ontology (what reality is taken to be) and epistemology (what the process of knowing about reality is taken to be) that are coupled most critically with a socioethical commitment to radical equality and solidarity Importantly this ethos is not merely added to considerations at the level of foundational assumptions about human development Instead the princi-ples of equality and solidarity are understood to be integral parts of theory whereby theory is devised in ways that can embody and carry out (and hopefully also advance) an ethical social practice ontological vision and epistemological principle in one encompassing logic
Th e transformative ontology and epistemology are both premised on the notion that agency embodied in activist stance is inherent in human development in its interrelated dimensions of being knowing and doing Agency thus understood is associated with and emblematic of people col-laboratively moving beyond the status quo (ie the presently ldquogivenrdquo real-ity) through individual agentive contributions to this process while relying on cultural tools of creating social change predicated on a sought- aft er future Activism conveys the sense that all individuals and communities are immersed within and are always contributing to not just the neutral con-texts or environments that somehow peacefully ldquosurroundrdquo them Instead
of use available at httpwwwcambridgeorgcoreterms httpdxdoiorg1010179780511843044002Downloaded from httpwwwcambridgeorgcore New York University Libraries on 14 Dec 2016 at 230105 subject to the Cambridge Core terms
Th e Transformative Mind34
34
human development is part and parcel of the unfolding drama and struggle that constitute the world infused with confl icts and contradictions dilem-mas and challenges ndash which even in their daily expressions and everyday contexts are always about the struggle for transformation of the world (cf Freire 1994 )
What is highlighted by the term activism (in contrast to the more neu-tral notions such as experience engagement dwelling or participation) is that development is about participating yet is also and even more critically about contributing to transformative communal practices from one or the other side or position and stance on their dilemmas and contradictions Th is entails persons taking an agentive position within the social processes that are powerfully shaping them ndash taking a stance and staking a claim on what is going on in their context and its community practices ndash in order to change these contexts and practices in line with their own vision and com-mitment to a sought- aft er future Th e related premise is that social change and agency are ubiquitous endemic and immanent in the world under-stood as a realm that not only embeds grounds and gives rise to human development but is co- created by social collaborative practices embodied in individual and communal ways of being knowing and doing Th us human development and the world are viewed as coterminous and coextensive with the ongoing social collaborative practices extending through history and across generations and therefore as also commensurate coterminous and coextensive with each other
Th e emphasis is on the world (reality) and human development being brought into existence ndash that is realized and actualized ndash precisely in and through the process of collaborative transformation that people instigate and carry out as actors of collective practices and agents of communal history Th e dynamic and recursive unending transitions within these continuous bidirectional open- ended and co- evolving circuits of social practices ceaselessly unfolding through time ndash as the nexus of human beings and their world at the interface of collective and individual agency and across the time dimensions ndash are taken to be the constitutive ldquofab-ricrdquo from which the world and human ways of being knowing and doing evolve and which in the same process they bring into realization From this position not only are agency and human subjectivity this- worldly parts of the natural world (as has been claimed already by William James 1907 ) but the world and reality are not some neutral unitary unchanging realms separate from us Instead they are imbued with the human dimen-sions including struggle rupture disputability contestation commitment and imagination
of use available at httpwwwcambridgeorgcoreterms httpdxdoiorg1010179780511843044002Downloaded from httpwwwcambridgeorgcore New York University Libraries on 14 Dec 2016 at 230105 subject to the Cambridge Core terms
Charting the Agenda 35
35
Th is orientation is expressed in the notion advanced throughout this book that human development is a collaborative and creative work- in- progress by people acting together in pursuit of their goals while in the pro-cess always moving beyond the status quo and its existing conditions and limitations Th e emphasis is not on people acting under given conditions as in many relational and contextualist accounts and also in the canonical interpretations of Marxism Instead the primary emphasis is on struggle and striving ndash on people encountering confronting and overcoming the circumstances and conditions that are not so much given as taken up by people within the processes of actively grappling with them and thus real-izing and bringing them forth in striving to change and transcend them It is this process of struggle and striving that is ascribed with an ontologi-cally epistemologically and methodologically central signifi cance
While being profoundly social and reliant on cultural supports and mediations and thus comprehensible only against the background of his-torically specifi c collective semiotic- material practices in their communal histories and collaborative dynamics development is understood at the same time to be fully contingent on individually unique contributions to communal social practices in ways that propel them forward Development is therefore enacted and realized by individuals yet by individuals act-ing as social subjects and actors of collective history who are brought into existence by collaborative practices that is as community members and co- creators of their own communal world and collective history In this approach individuals come to be to know and to act only within social practices and while critically relying on access to these practicesrsquo cultural resources and tools indispensable for development and learning Yet these practices are co- created by individuals who in contributing to changes in communal forms of life collaboratively enact and carry out both their own development and the social fabric of their world
Th e notion that people contribute to and thus change the world enacted through social practices (rather than merely participate in them) while struggling for a sought- aft er future that they commit to ndash posited as onto-logically and epistemologically central to development and mind ndash in fact expands and moves beyond Vygotskyrsquos tenets Th ese tenets were centrally focused on the present communal practices and perhaps especially their past history A critical expansion off ered herein concerns the relevance of the forward- looking activist positioning vis- agrave- vis the future and of a com-mitment to social change in order to bring this future into reality Th e criti-cal constituent of human development mind and learning therefore is posited to consist in taking stands and staking claims on ongoing events
of use available at httpwwwcambridgeorgcoreterms httpdxdoiorg1010179780511843044002Downloaded from httpwwwcambridgeorgcore New York University Libraries on 14 Dec 2016 at 230105 subject to the Cambridge Core terms
Th e Transformative Mind36
36
confl icts and contradictions in view of the goals commitments and aspi-rations for the future ndash the process of making up onersquos mind as literally a process through which the mind comes about and develops
In this view in continuation of Vygotskyrsquos legacy and its underpinnings in Marxist philosophy yet with a number of revisions made to their canonical postulates development does not just somehow happen to people Instead it is creatively and collaboratively carried out organized and performed that is worked out as an ongoing eff ort and a continuous open- ended striv-ing at being knowing and doing in ways that transcend the present Th e goal is to show how activism premises human development understood as a continuous and uninterrupted striving for contribution to communal forms of life that is simultaneously the condition for self- realization and realiza-tion of fellow human beings Th is is about positing the normative ideal of solidarity as the condition for self- determination of each community mem-ber and vice versa positing the ideal of self- determination as the condition for solidarity and interdependence of all
Th ese ideas are advanced as an alternative to the principle of adapta-tion in the role of a broad underpinning for human development and social life Adaptation assumes that human development is shaped by impera-tives of survival and competition for what is typically taken to be limited resources available in the present by individuals acting in solitude each on onersquos own in maximizing individual gains while adjusting to the sta-tus quo Furthermore adaptation is tied up with the sociopolitical ethos of controlling disciplining and regulating public life and individual conduct within established social structures in their existing order and normativ-ity What is highlighted instead by the TAS is that human development is co- constructed by people as agentive actors of communal social practices their own lives and common history In their acts of being knowing and doing people can and always do challenge the taken- for- granted reali-ties and rules ndash while transcending them in collectively moving forward and jointly co- authoring these practices and simultaneously themselves Underlying these notions is a shift away from the ethos of competition and survival to that of collaboration and solidarity
Th is conceptual move opens up ways for a dynamic and dialectical the-ory of human subjectivity mind and agency In particular these phenom-ena can be understood to be possible only within collective practices and solidaristic communities yet at the same time they are posited as legitimate and indispensable dimensions and even constituents and ldquodriversrdquo of these very practices What is acknowledged and strongly emphasized in this con-ception most critically is that solidaristic communities are only possible
of use available at httpwwwcambridgeorgcoreterms httpdxdoiorg1010179780511843044002Downloaded from httpwwwcambridgeorgcore New York University Libraries on 14 Dec 2016 at 230105 subject to the Cambridge Core terms
Charting the Agenda 37
37
if activism of each and every person ndash as an ability to form onersquos unique stance position and voice that make contributing to communal practices possible ndash is socially and culturally co- constituted nurtured supported and sustained through collective practices Th is can be achieved by a com-munally organized provision of sociocultural structures mediators shared spaces and cultural tools that individuals can agentively and creatively take up and carry out in novel and authentic ways from their unique positions and stances that are formed in this very process of ldquotaking uprdquo their world
Such a conceptual shift as mentioned previously involves many risks of falling into the traps of individualism instrumentalism mentalism and universalism of dominant ldquomaster narrativesrdquo However by explicitly integrating social change activism and transformation into the very basic descriptions of human development and the world the risks associated with the traditional anthropocentric appeals to humansrsquo role in fashioning their world and development can be avoided Th e framework premised on trans-formative stance by its very defi nitional anchoring in the notions of change instability struggle and contestation is opposed to ideas of a static fi xed ahistorical and universal world and human nature Th e transformative onto- epistemology challenges the key canons of universality and immutability of sameness and fi xed orderliness of the status quo to instead embrace the fl uid dynamic contingent historical and ever- changing nature of human devel-opment and of the world as ldquoawash in the sea of changerdquo
Methodology
Another central thread elaborated in and running through this book is that the notions of activism and transformation are applied not only to concep-tualizing human development and mind Th e same notions are applied to the practices of doing theorizing and research and to associated processes of knowledge production and its practical applications Th ese practices and processes too are highlighted as activist endeavors launched from a posi-tion situated in the present and steeped in the past and thus inevitably continuing and contributing to history ndash rather than as a neutral and value- free processes carried out ldquofrom nowhererdquo (as is widely acknowledged in many strands of critical scholarship) Along with this emphasis on the pres-ent and the past however the added focus is on how knowledge necessarily builds also upon a commitment vis- agrave- vis the sought- aft er future that seeks to transcend the status quo
In solidarity with other critical traditions of activist research still largely marginalized this orientation seeks to establish closer links between
of use available at httpwwwcambridgeorgcoreterms httpdxdoiorg1010179780511843044002Downloaded from httpwwwcambridgeorgcore New York University Libraries on 14 Dec 2016 at 230105 subject to the Cambridge Core terms
Th e Transformative Mind38
38
research and theory as scientifi c endeavors on one hand and a commit-ment to instigating and supporting social changes at the intersection of theory and practice on the other Th is eff ort is underpinned by a com-mitment to reconceptualizing human mind and development as one step within the larger project that is simultaneously theoretical- conceptual and practical- ideological Th is larger project is a quest to transform current prac-tices especially in education so that they embody and enact ideas and ideals (and ideologies) of radical equality solidarity and freedom Moreover an ethical- normative dimension of this approach is that equality and freedom are achievable with equal access to the requisite tools of agency and self- determination practiced in concert with and for solidarity with others as the major goal of education Th at is though the issues discussed in this book belong to the level of theoretical discussions and arguments (and one could say quite ldquoheavilyrdquo so) the major eff ort is of a practical- ideological nature and (hopefully) import
Th ere have been many important achievements within postmodern-ist sociocultural and critical scholarship of the past decades especially in that it has consistently and successfully demonstrated that knowledge cannot be usefully conceptualized to simply mirror reality in disconnec-tion from social practices and power structures contrary to traditional mainstream ldquocorrespondence to realityrdquo approaches Th is scholarship has revealed with striking clarity that traditional accounts ignore social contingencies and power dynamics inherent in knowledge pro-duction inevitably ending up in an untenable position that there is one true answer to any inquiry and problem ndash typically produced by those in power In place of this ldquoknowledge- as- mirror- refl ectionrdquo canon con-temporary works in critical and sociocultural scholarship have advanced many useful notions and approaches such as situativity and plurality of knowing Especially in its critical gist that resists normativity of estab-lished canons these lines of social theory represent an important anti-dote to reductionist views on human development and knowledge that naturalize them as independent from social practices Whereas theoreti-cal lineages and specifi c positions vary widely across this scholarship the abiding sense of resistance and critique of value- neutrality empiricism and normativity indicates similarities potentially uniting them as allies in one powerful current of thought
However there remain ambiguities and tensions especially pertain-ing to how knowledge claims can be evaluated in terms of accuracy reli-ability and validity Th e continuing conundrum is that on one hand it is clear (aft er decades of work in critical scholarship) that a one- to- one
of use available at httpwwwcambridgeorgcoreterms httpdxdoiorg1010179780511843044002Downloaded from httpwwwcambridgeorgcore New York University Libraries on 14 Dec 2016 at 230105 subject to the Cambridge Core terms
Charting the Agenda 39
39
correspondence between reality and knowledge posited by objectivist sci-ence leads to intractable problems On the other hand the position that knowledge is situated within practices organized by discursive resources and therefore contingent contextually relative plural and historically specifi c has come to be associated especially in postmodernism with the view that it is impossible to discern among competing knowledge claims to ground social actions Although groundbreaking and progressive in many respects some strands within postmodernist critical and socio-cultural scholarship lead (or at least are interpreted to lead) to relativ-ism and radical indeterminacy that are ontologically mute and politically indecisive
Th ere also exists a tradition of research with radical activist agen-das of social equality and justice (discussed in more detail in Chapter 2 ) Th is scholarship is oft en accused of partisanship and lack of objectivity Moreover oft en it still grapples with these charges and struggles to come to terms with them not infrequently equivocating on the key premises that can ground activist approaches Th is kind of scholarship can benefi t from more work at the level of broad theories and worldview assumptions that could help to theorize activism and research with transformative agendas in ways that clearly and fi rmly legitimate them One of the tasks is to show how knowledge is always not value- and politics- free and partisan ndash yet there are ways to claim that it can be also at once accurate veridical and even in a sense realist (under the condition that reality is understood in non- traditional ways) Th is is especially important if critical scholarship is to pursue the goals of social change and action beyond those of interpreta-tion and deconstruction
Lewis Feuer observed that Dewey ldquowas the fi rst philosopher who tried to read democracy into the ultimate nature of things and social reform into the meaning of knowledgerdquo (quoted in Garrison 1994 p 13) Th is is a deep insight Yet it is possible to argue that it was Vygotsky working in the con-text of an unprecedented giant social experiment within the crucible of the revolution ndash with its great impulse for and a powerful unleashing of individual and collective agency in the struggle for new social practices and structures (all its tragic failures notwithstanding) ndash who off ered an outline for an even more radical approach Th is approach can be used to read into the ultimate nature of reality and of human development not only the exist-ing models of democracy as Dewey arguably did but the passionate activ-ism ndash a quest for and a commitment to a just and truly democratic society that still needs to be created rather than taken for granted or assumed as being already in existence
of use available at httpwwwcambridgeorgcoreterms httpdxdoiorg1010179780511843044002Downloaded from httpwwwcambridgeorgcore New York University Libraries on 14 Dec 2016 at 230105 subject to the Cambridge Core terms
Th e Transformative Mind40
40
In addition Deweyrsquos insight that ldquosociety not only continues to exist by transmission by communication but it may fairly be said to exist in transmission in communicationrdquo ( 1916 1922 p 5) can be dialecti-cally expanded based in the legacy of Vygotskyrsquos project From such an expanded viewpoint society exists indeed not by transmission and com-munication ndash and this is in agreement with Dewey However society does not exist in transmission and communication either ndash contrary to what Dewey surmised In moving beyond his insight it is possible to argue that society may fairly be said to exist in transformation ndash in the process of activist change undertaken by individuals and communities based in a solidaristic commitment to creating novel social arrangements and forms of democracy that truly support equality and equal access to resources including the tools of agency for all
of use available at httpwwwcambridgeorgcoreterms httpdxdoiorg1010179780511843044002Downloaded from httpwwwcambridgeorgcore New York University Libraries on 14 Dec 2016 at 230105 subject to the Cambridge Core terms
41
41
2
Situating Th eory Th e Charges and Challenges of Th eorizing Activism
Are new broad theories of human development mind and learning needed today Th e answer to this question ndash just as to any question about theory and knowledge ndash is not purely theoretical but also historical practical and political It is important to contextualize and situate this question in the unfolding dynamics of the present steeped in history while also project-ing into the future in considering the possibilities of what could and most critically what we think ought to be Such work of contextualizing situat-ing and historizing theoretical questions and inquiries has to stretch across the time scales of the past present and future in order to develop a lens through which knowledge production including theory building and the realities that embed it can be examined
Th rough this lens the present moment can be seen as a peculiar time of an acute crisis that is unfolding since at least the economic collapse of 2008 apparently unexpectedly following what many had seen as the end of history aft er the fall of sociopolitical systems in eastern Europe and on the global scale Indeed preceding the present crisis was a period of time when the general perception of having achieved the desired social ends of liberal democracy had settled in accompanied by what later turned out to be a false sense of certainty fi nality and predictability Not only history had supposedly come to an end With it also the need for broad social projects and related theoretical work that could support such projects had been cast as either unnecessary or impossible ndash and oft en as both Th e time for theory too presumably ended with motivation for radical ideas wan-ing as radical transformation appeared increasingly unwanted and implau-sible even utopian and dangerous Capturing this spirit Fredric Jameson wrote already in the mid- 1980s that the ldquopremonitions of the future cata-strophic or redemptive have been replaced by senses of the end of this or thatrdquo ( 1991 p 1)
available at httpwwwcambridgeorgcoreterms httpdxdoiorg1010179780511843044003Downloaded from httpwwwcambridgeorgcore University of Florida on 14 Dec 2016 at 231453 subject to the Cambridge Core terms of use
Th e Transformative Mind42
42
Th e crisis across all levels and strata of social life ndash from economy and international politics to education and public policy ndash is presently unfold-ing in place of what could have been an era of reconciliation and social transformation aft er the end of the Cold War which had opened pros-pects for a shift away from polarized and hegemonic politics and policies Instead the world has witnessed increasing inequalities growing economic turmoil and an unprecedented global ecological disaster ndash that all had been brewing almost undetected through the euphoria and triumphalism of the 1990s and early in the new millennium With the onset of the crisis how-ever the euphoria and triumphalism not so much slipped away as crashed to the fl oor Now it is the senses of the end of history and of certainty and fi nality that have ended rather abruptly and violently ndash replaced by high anxiety confusion and a realization that everything that appears solid in fact melts in the air Th is is a time of rapid transitions when conceptual and theoretical realizations might be lagging behind the sweeping changes in the world and when new ways of thinking and theorizing might be needed to capture these changes and to support approaches that could steer them in desired directions
Th e ongoing crisis in social economic and political landscapes is accompanied not coincidentally by a no less drastic crisis in approaches to science especially at the intersection with education Th is latter crisis has many reasons dimensions and its own complicated dynamics One of its hallmarks is an enforcement of a crude narrow model of evidence- based disinterested value- neutral science that is devoid of theory and tailored to reductionist views of nature human development education and mind Th ese models prize biological explanations that put human development in service to natural selection and adaptation focus on isolated individu-als as prime units of analysis equate mind with the brain and promote the mantras of neutral evidence all taken as standards of what is claimed to be the only way to do objective science
In place of building off from the many breakthroughs in understanding nature and human development what knowledge is and how science works that have been accumulated throughout the twentieth century ndash in fact amounting to no less than a conceptual revolution ndash there is now a resur-gence of naturalist superstitions that parallel if not outdo the prior forms of supernaturalist orthodoxy While limitations and faults of this latter (and older) orthodoxy are striking the current excesses of pseudo- naturalism and pseudo- objectivity are no less alarming and harmful (cf Howe 2009 ) According to the charge central to this new orthodoxy research is supposed to be based on presumably ldquonakedrdquo evidence composed of ldquorawrdquo facts about
available at httpwwwcambridgeorgcoreterms httpdxdoiorg1010179780511843044003Downloaded from httpwwwcambridgeorgcore University of Florida on 14 Dec 2016 at 231453 subject to the Cambridge Core terms of use
Situating Th eory 43
43
ldquoindomitablerdquo nature and ldquopristinerdquo reality (all supposedly residing in bio-logical processes and phenomena) ndash as we fi nd them ldquohere and nowrdquo some-how purged of human dimensions and independent from not only society history and context but even from the more immediately situated processes and practices of knowledge production and research Emblematic of how widely these views are disseminated is that even science textbooks act as egregious purveyors of outdated myths and inaccuracies (Gould 1988 )
Psychology and many approaches in education that oft en follow its suit have been especially susceptible to the pressures to comply with the strin-gent criteria of objectivist and reductionist models supposedly free of nor-mativity and ideals Having emerged during the time of striking advances in natural sciences at the turn of the twentieth century psychologyrsquos pursuit to establish itself as a credible science meant that it emulated methods epis-temologies and models of inquiry predominantly developed in physics and biology taken as the paradigmatic sciences Yet lacking requisite theoretical tools and without much of a philosophical engagement with the cutting- edge advances in these sciences psychologists were taking over outmoded models and methods of scientifi c inquiry
Not surprisingly psychology ended up being shaped by a model of sci-ence and inquiry that had been consolidated at the dawn of the Industrial Revolution and abandoned by the twentieth century largely unbeknownst to psychologists in the fl agship disciplines and approaches within natu-ral sciences such as physics and biology Psychologists de facto lagging behind natural sciences just as (and probably because) they aspired to emulate their models moved away from the early psychological concepts and redefi ned their discipline in the name of natural science as being con-cerned with phenomena in their dependence on a physical organism As Jill Morawski ( 2005a ) states objectivity became the banner of the early- twentieth- century experimental psychology when researchers paradoxi-cally discarded with all methodologies but experimentation because of what they saw as their moralism and subjectivism Instead psychologists ordained objective experimentation with its moral order and ethics of disinterestedness and distance (see Danziger 1990 1993 Hacking 2002 Hatfi eld 1995 ) In pursuing ideals of objectivity as ldquoself- commanding triumphing over temptations and frailties of fl esh and spiritrdquo (Daston and Galison 1992 p 83 quoted in Morawski 2005b p 85) by the mid- twentieth century psychology started relying heavily on what it took to be the exclusive staples of scientifi c rigor ndash experimental design signifi -cance testing and classical test theory Th is in turn has directly aff ected education research (which has oft en relied on psychology for its theory
available at httpwwwcambridgeorgcoreterms httpdxdoiorg1010179780511843044003Downloaded from httpwwwcambridgeorgcore University of Florida on 14 Dec 2016 at 231453 subject to the Cambridge Core terms of use
Th e Transformative Mind44
44
and methods) shaping it in similar directions of objectivist normativity purged of human and political dimensions
Today when the neutral ldquoobjectivistrdquo views and models of what is science are imposed through various policies that govern research and even when they are critiqued by scholars who strive to develop alterna-tive positions it is oft en ignored that they actually go against the signal breakthrough developments in the fl agship natural sciences of the twen-tieth century especially in physics and biology and particularly as these developments became refl ected in the philosophy of science and science studies including in feminist epistemology In these works the premise of a uniform pristine empirical foundation for knowledge has been rejected In its place the central insight garnered from various disciplines has been that knowledge is inextricably connected to the situated practices of its produc-tion and therefore is neither theory- neutral nor independent from history and context
Strong critiques of value- neutral models have been developed expos-ing their contradictions mythologies and dead ends to show how the supposedly neutral conduct of science is rooted in history and entangled with cultural and political dimensions (eg Eisenhart and Howe 1992 ) Historians have revealed the contextual and situated ldquoconnectivity of sci-encerdquo as a human endeavor of practical import (eg Danziger 1990 1997 ) including the reciprocal relationships co- constitutions and bindings among evidence methodology normative assumptions political interests instrumentalities variables and models of reality (cf Burman 1994 1997 Rutherford Vaughn- Blount and Ball 2010 ) Th ese works illustrate how sci-ence is about descriptive and normative ldquoacts in the making and sustain-ing of the modern social worldrdquo (Morawski 2012 p 20) In constructing ldquoan artifactual empirical order whose relationship to the natural order is problematicrdquo (Danziger 1993 p 20) research products such as classifi ca-tions and categorizations of individual conduct and mentality are de facto manufactured historical entities that ldquoresult from highly conventionalized constructive activities of psychologistsrdquo (ibid p 21) including nomencla-tures used in aptitude testing (see eg Hacking 1995 2002 Rose 1996 )
Th e critical point for the present discussion is that none of these claims invalidates science and knowledge as is oft en stated by proponents of the positivist value- neutral orthodoxy and sometimes even by critical scholars (albeit less frequently and from a diametrically opposite stance) Instead science and knowledge can and need to be depicted in a diff erent light which entails changes in the notions of objectivity validity reliability and truth rather than obliteration of these notions It is quite telling that this was
available at httpwwwcambridgeorgcoreterms httpdxdoiorg1010179780511843044003Downloaded from httpwwwcambridgeorgcore University of Florida on 14 Dec 2016 at 231453 subject to the Cambridge Core terms of use
Situating Th eory 45
45
apparently clear to many scholars already in the early twentieth century who pioneered some of the most signifi cant breakthroughs across humani-ties and sciences For example when William James stated in 1907 quite poetically and prophetically that ldquo[p] urely objective truth hellip is nowhere to be foundrdquo because ldquothe trail of the human serpent is hellip over everythingrdquo (p 60) this position did not imply a rejection of knowledge pursuits and of truth Or when Lev Vygotsky wrote that ldquoeverything described as a fact is already a theoryrdquo ( 1997a p 249) and that ldquopure objectivity in the educator is utter nonsenserdquo ( 1997c p 349) he was not dismissing science and objec-tivity Similarly when Niels Bohr accepted the radical premise that ldquo[i]t is wrong to think that the task of physics is to fi nd out how nature isrdquo (quoted in Newton 2009 p 40) independently of our questions instruments and methodologies this did not imply the impossibility of physics but instead laid grounds for its most signifi cant advances
Th e later developments in sciences have built off from these insights with scholars such as the chemist and system theorist Ilya Prigogine stating for example that ldquothe more we know about our universe the more diffi cult it becomes to believe in determinismrdquo ( 1997 p 155 see also Prigogine and Stengers 1984 ) Remarkable expressions of and deep insights into the con-tingent nature of objectivity came from the Afrocentric perspectives that represented alternatives to traditional scientistic positivism developed by dissenters involved in political struggles of their time As Kenneth B Clark wrote in the Dark Ghetto Dilemmas of Social Power ( 1989 p 78 emphasis added)
Objectivity without question essential to the scientifi c perspective when it warns of the dangers of bias and prejudgment in interfering with the search for truth and in contaminating the understanding of truth too oft en becomes a kind of a fetish which serves to block the view of truth itself particularly when painful and diffi cult moral insights are involved
When James Vygotsky Bohr Prigogine Stengers Clark and many other scholars refused to chase the impossible ideal of a purely objectivist science they were working out alternative models of science rather than abandoning the pursuit of knowledge and objectivity as such What they were arguing against was the notion of objectivity devoid of human dimen-sions the one captured so well by Gloria Anzalduacutea who wrote that ldquo[i] n trying to become lsquoobjectiversquo Western culture made lsquoobjectsrsquo of things and people when it distanced itself from them thereby losing lsquotouchrsquo with themrdquo ( 2006 p 260) Th e point that knowledge is produced (or constructed) within the processes of inquiry that represent human endeavors situated in
available at httpwwwcambridgeorgcoreterms httpdxdoiorg1010179780511843044003Downloaded from httpwwwcambridgeorgcore University of Florida on 14 Dec 2016 at 231453 subject to the Cambridge Core terms of use
Th e Transformative Mind46
46
worldly contexts ndash with their historically culturally and politically shaped discourses intellectual traditions ideologies interests and instruments ndash does not render knowledge impossible or unreliable On the contrary it is an imposition on social sciences and education of models that insist on neutrality ldquorawrdquo objectivity and evidence ldquouncontaminatedrdquo by contin-gencies of practices and contexts in which knowledge is produced that is doing a huge disservice to these fi elds rather than providing any warrants for improvement and progress
Such considerations against the new unbridled pressures of pseudo- objectivism are oft en dismissed as if they were claims against science and warranted knowledge by some obscurantist positions But again note how a leading geneticist of the twentieth century Th eodosius Dobzhansky ( 1962 p 138) whose ideas were far from any Marxist inclinations wrote on these matters
Scientists oft en have a naiumlve faith that if only they could discover enough facts about a problem these facts would somehow arrange themselves in a compelling and true solution Th e relation between scientifi c dis-covery and popular belief is not however a one- way street Marxists are more right than wrong when they argue that the problems scientists take up the way they go about solving them and even the solutions they are inclined to accept are conditioned by the intellectual social and eco-nomic environments in which they live and work
In a similar vein the economist Uwe E Reinhardt ( 2010 ) reveals a far from neutral ldquounderbellyrdquo of a seemingly objective research as it transpires even in the most mundane and supposedly impartial value- free research activi-ties even when they rely on quantifi cation and measurement
a researcherrsquos political ideology or vested interest in a particular theory can hellip enter even ostensibly descriptive analysis by the data set chosen for the research the mathematical transformations of raw data and the exclusion of so- called outlier data the specifi c form of the mathemati-cal equations posited for estimation the estimation method used the number of retrials in estimation to get what strikes the researcher as ldquoplausiblerdquo results and the manner in which fi nal research fi ndings are presented
To emphasize again arguments against objectivist models of science are not a plea from a position that rejects knowledge and science as such Rather these arguments build upon insights into how knowledge production is entangled with its contexts ideologies and practices and therefore how it needs to be redefined away from the orthodoxy
available at httpwwwcambridgeorgcoreterms httpdxdoiorg1010179780511843044003Downloaded from httpwwwcambridgeorgcore University of Florida on 14 Dec 2016 at 231453 subject to the Cambridge Core terms of use
Situating Th eory 47
47
of impartiality and neutrality Highlighting the coupling of context history power and knowledge does not entail automatically reducing knowledge to power or rejecting claims to validity and discussions of evidence
When research is supposed to be based on presumably ldquonakedrdquo evidence composed of ldquorawrdquo facts about ldquoindomitablerdquo nature and neutral reality understood under the banner of objectivity as somehow purged of human dimensions we are actually dealing with what is a highly subjective inven-tion of a mythological neverland ndash a virtual reality that is situated nowhere has no history and aims at nothing Th is objectivist doctrine obscures that science is a human historically situated culturally mediated and ultimately practical enterprise carried out by people who have interests and agendas sit-uated in history context and time Most signifi cantly the dominant trends pushing for a narrowly understood objectivity that portrays science as a practice- context- and history- free process of collecting facts conveniently disregards its own practice context and history Such narrowly objectivist ideals are not only outdated Th ey are highly ideologically charged in that they have roots in and are entangled with the practices and ideologies that promote inequality control and asymmetry of power and privilege among social groups In this entanglement with the hegemonic social structures and policies the objectivist model of science is in eff ect starkly ideological and strikingly partisan ndash just as it denies the role of interests and obscures the complicated political and ideological work behind knowledge produc-tion and research practices While claiming value neutrality and normativ-ity of objective standards such as evidence- based research the dominant perspectives in social sciences and education especially those related to intelligence and achievement testing carry with them an old legendry of ldquothe magic science and religion all mixed togetherrdquo (White 2000a p 39) Th is legendry is recently epitomized in the eff orts with boldness not seen in over a century to account for human diff erences in evolutionary and biological terms based in the logic of adaptation by natural selection or in abstractly quantifi able measurements disconnected from theory context and history
The Neo- Darwinian Ethos of Adaptation
Addressing the faults of objectivist models is not a matter of airing idle aca-demic frustrations Much more is at stake Th e enforcement of these models has to be understood within the broader context of current marketization and privatization of science and knowledge along with practically all other
available at httpwwwcambridgeorgcoreterms httpdxdoiorg1010179780511843044003Downloaded from httpwwwcambridgeorgcore University of Florida on 14 Dec 2016 at 231453 subject to the Cambridge Core terms of use
Th e Transformative Mind48
48
spheres of life Th ese trends are especially pronounced in education where recent reforms subordinate it to economic interests and drain it of its aspi-rational goals Th e pressures to conform to the logic of market reforms require education to fulfi ll expectations of a narrowly understood objec-tivity and accountability at the expense of its core obligation to promote engaged and active citizenship while increasing opportunities for social equity and democratic participation for all As part of this highly ideologi-cal agenda under the banner of objectivity a radical expansion of testing in schools reduces education to rote memorization of raw facts disconnected from their human dimensions Th e implementation of this kind of reforms stands in the way of education promoting engaged participation in learning through a passionate quest for and a creative exploration of knowledge and the social world ndash as it is and as it could be
It is not that concerns for objectivity warranted conclusions rigor and accountability are inherently inimical to ideals of democracy and social justice However when educational reforms are centered on developing standardized tests as the sole arbiter of performance and in place of eff orts at improving teachersrsquo preparation while also alleviating systemic poverty and inequality as the background conditions for underachievement these strategies work against their own proclaimed goals of improving education No less importantly such approaches consistently stifl e diversity in disad-vantaging poor and minority students (eg Darling- Hammond 2007 ) for example through disparities in funding compounded by categorically fallacious diagnostic and testing systems (Artiles 2012 ) Th ese systems long since revealed as legitimizing purported ldquodefi ciencyrdquo of minority and poor students under the guise of rationalism (eg Ladson- Billings 2006 ) categorize students based in arbitrary procedures and medical- sounding nomenclature of questionable validity (Apple 1996 Artiles 2012 Kohn 2000 cf Hruby 2012 ) With education funding starkly segregated along racial and social class lines ldquoTh e children who most depend on the public schools for any chance in life are concentrated in schools struggling with all the dimensions of family and neighborhood poverty and isolationrdquo (see Kucsera and Orfi eld 2014 )
Th ese trends in education are parts of the larger shift s in the overall social economic and political- ideological landscape that are associated with the market- driven deregulation competition and stratifi cation ndash as has been discussed in many works by critical and sociocultural scholars What needs to be further emphasized is that this is a highly entangled web in which the ldquoneverlandrdquo version of the supposedly neutral objectivity the biologically reductionist views of human nature and development and the
available at httpwwwcambridgeorgcoreterms httpdxdoiorg1010179780511843044003Downloaded from httpwwwcambridgeorgcore University of Florida on 14 Dec 2016 at 231453 subject to the Cambridge Core terms of use
Situating Th eory 49
49
ldquotesting maniardquo spawned by the metric- based reforms in schools are closely related In fact they are directly mirroring and supporting the trends of marketization as well as each other It is as part of this web that research and scholarship are channeled into oft en theoretically impoverished approaches that reduce knowledge building to collecting facts about how the world is It is also part of the same web that the mind is reduced to the brain and indi-viduals to pawns who react to stimuli under control of brain chemistry or who passively process information by means of inborn cognitive modules guided by hard- wired genetic programming
Th e attendant models of education follow suit and play into the same dynamics when teaching is reduced to a passive transmission of facts while learning is watered down to processes of mechanically receiving and mem-orizing ldquoneutralrdquo information It is as if the expectation is that learners can be turned into computers ndash controlled and extraneously guided machines that somehow process transmitted neutral information and facts in ways that are disconnected from and devoid of their own interests goals aspira-tions and strivings Implementing these dehumanizing strategies in hopes of improving education to increase market productivity and effi ciency of the labor force is utterly futile even in terms of these narrowly conceived technological instrumentalist and market- driven goals
All of these trends and policies are intertwined and interlocked and they need be tackled as such at once or at least in view of each other ndash while foregrounding one or the other dimension of this entangled web without losing sight of the others Critical to this task as will be elaborated in this book is discerning the neo- Darwinian (aka sociobiological) ethos of competition and survival of the fi ttest under the leading notion of passive adaptation to the status quo that lies at the core of these trends According to this ethos people have intrinsic inborn and largely unalterable abili-ties and traits that become manifested in performances and achievements independently of the social economic and cultural contexts and supports that individuals are provided with or deprived of Th e immediate ldquoobjec-tiverdquo implication is that this proclaimed inborn diff erentiation among peo-ple in their abilities and traits inevitably produces natural social hierarchy supposedly an expression of immutable human nature that rigidly dictates outcomes of development and shapes its paths
Th is sociopolitical ethos of adaptation became dominant especially dur-ing the last approximately three decades along with the waning of orga-nized political movements since the 1980s and especially aft er the end of the Cold War (for various political and historical reasons) It is during this time that social sciences adopted ever more stringently the reductionist
available at httpwwwcambridgeorgcoreterms httpdxdoiorg1010179780511843044003Downloaded from httpwwwcambridgeorgcore University of Florida on 14 Dec 2016 at 231453 subject to the Cambridge Core terms of use
Th e Transformative Mind50
50
and declaratively value- free (though de facto starkly ideological) models of studying human development mind and learning Th e presently reigning ideology is about how it is the powerful outside forces such as genetics and brain chemistry rather than people themselves who are fully in charge Th e reduction of human development to machine- like biologically deter-mined automatic processes is actually clashing even with the proclaimed ideals of individualism central to western democracies let alone with alter-native communitarian ideologies Notions such as nondeliberate conduct and emotions unconscious habits inherited instincts and automaticity of choice ndash all devaluating agency responsibility and even consciousness ndash are reaching crescendo in the broadly disseminated ideas such as that ldquowe are all puppetsrdquo or ldquosurvival machinesrdquo under the control of genetic blueprints brain chemistry or cultural memes
Th e consolidation of these views recently amounts to a powerful global metanarrative and policy that are imposed across the wide spectrum of social practices and discourses perhaps especially relentlessly in education According to Allen ( 2001 ) we are presently facing no less than a new resur-gence of eugenics as a means of social control ndash much in similarity with what was happening in the 1920s and against the same background of deep economic crisis bitter antiimmigration sentiment and social upheaval Other authors echo this assessment in exposing the rise of eugenics across history again in sharp evidence today refl ecting the power of persistent genetic essentialist biases in sciences and societies (Dar- Nimrod and Heine 2011 ) For example as Smedley and Smedley state ( 2005 ) ldquoRecent advances in the sequencing of the human genome and in an understanding of biolog-ical correlates of behavior have fueled racialized science despite evidence that racial groups are not genetically discrete reliably measured or scien-tifi cally meaningfulrdquo (p 16 emphasis added)
Th e dominant and interlocked sociobiological value- neutral and reductionist understandings are underwritten by the core assumption of a static society composed of solitary individuals who are reduced to engaging in survival through competition for limited resources by having to adapt to the status quo in community practices and society at large Along with this the status quo is perceived as invincible and indomitable and thus naively projected to remain stable in continuing unchanged into the future ndash as if mechanically stretching across time in an objective continuum that is fun-damentally linear stable and predictable In this view the future would be like a carbon copy of the present
Th e resulting positions support conservative views of society that empha-size the rule of a presumably inert nature inherent constraints ldquowiredrdquo
available at httpwwwcambridgeorgcoreterms httpdxdoiorg1010179780511843044003Downloaded from httpwwwcambridgeorgcore University of Florida on 14 Dec 2016 at 231453 subject to the Cambridge Core terms of use
Situating Th eory 51
51
capacities and rigid limitations somehow imposed on human development and agency of both individuals and communities Remarkably though evi-dence for any ldquowiringrdquo of any capacity is lacking it is widely accepted as an established fact Importantly the neo- Darwinian ethos also prioritizes the notion of individual that goes all the way back to the liberal society of the eighteenth and nineteenth century (eg Smith 1994 ) According to this view individuals are autonomous and solitary beings who develop inde-pendently of societal and cultural contexts mediations and supports and who are responsible each on onersquos own for achieving individualized goals typically selfi sh and self- centered such as surviving and winning in com-petition with others
Most importantly these approaches assume and even insist that indi-viduals and communities cannot and should not try to intervene or remake themselves and their world against the impositions from ldquothe rules of naturerdquo believed to be refl ected in existing social hierarchies inequalities and stratifi ed power structures Appealing to innate and unalterable bio-logical mechanisms and determinants of human behavior and development (accepted as mantras of faith within the new orthodoxy) serves to supply conditions for rationalizing and justifying inequities of the existing social order because they are viewed as biological inevitabilities In Marilyn Fryersquos words it is for the goal of effi cient subordination that the social and natural processes and structures ldquonot only not appear to be cultural artifacts kept in place by human decision or custom but that they appear naturalrdquo (quoted in Plumwood 1993 p 41)
Th is kind of thinking is associated with the almost religious belief in ldquothe imagined essence an underlying nontrivial fundamental naturerdquo (Dar- Nimrod and Heine 2011 p 801) of what are perceived to be natural entities including living organisms and human beings Th is imagined essence typically presumed to be contained in some material substrate is believed to make natural things what they are As Dar- Nimrod and Heine (ibid) convincingly demonstrate with the advances in genetic sciences genes have been taken to be the placeholders for the imagined essence of human individuals and their development Th is essentialist thinking which is widely disseminated in scientifi c and popular discourses oft en evokes neural processes and substrates to explain human development while linking these explanations to genetic forms of essentialism (see also Robert 2004 ) Th e appeals to unalterable genetic underpinnings of human attributes have grave social consequences and negative implica-tions for how people are treated and how social resources are distrib-uted As aptly summarized by Haslam ( 2011 ) the common thread of both
available at httpwwwcambridgeorgcoreterms httpdxdoiorg1010179780511843044003Downloaded from httpwwwcambridgeorgcore University of Florida on 14 Dec 2016 at 231453 subject to the Cambridge Core terms of use
Th e Transformative Mind52
52
neurological and genetic essentialisms is the tendency to deepen social divisions and promote forms of social segregation ldquomaking diff erences appear large unbridgeable inevitable unchangeable and ordained by naturerdquo (p 819) Essentialist thinking attaches he argues to the same social distinctions that are the focus of some of the most troubling forms of prejudice and discrimination along the dimensions of race gender sexuality and mental disorder Th e most pernicious applications include the rationalization of unequal treatment of diff erent groups and segrega-tion of minorities (cf Robert 2004 )
Th e ldquoneverlandrdquo version of reality comprised of the objectivist ortho-doxy reductionist views of human development and test- and- control approaches in schools all frame inquiries in terms of diagnosing and testing what ldquoisrdquo as a fi xed and static given that is not subject to interven-tion and change In this overall approach there is no place for an explo-ration into what could or ldquooughtrdquo to be as per imagination and striving for what is not yet Moreover attempts to change things are perceived as utopian ineff ective and even dangerous Th e core tacit assumption of neo- Darwinian ethos is that how things are at present must be taken as unproblematic (cf Howe 2009 ) and should be accommodated by adapt-ing to the status quo Th is includes teaching students to fi t in with the status quo in preparing for the future ndash which is assumed to continue unchanged in line with what exists today Along the way students are being constantly tested for their presumably wired capacities thought to be realized by brain functions (with fMRI machines in schools to monitor studentsrsquo brains perhaps not far behind in some policy mak-ersrsquo imagination save for the prohibitive costs of such an undertaking) Th e overall import of these models is that individuals are utterly passive and merely adapting to their world as it is thereby lacking in agency and self- determination and in need of being controlled by outside forces Th e overriding implicit message appears to be that individual persons ndash let alone communities because these are typically completely left outside of the purview ndash do not matter that they cannot make or even hope to make a diff erence in the course of events in their communities and the wider world and even in their own lives and development
The End of Theory
Th e leading directions in critical and sociocultural scholarship of recent years including postmodernist pragmatist hermeneutical phenomeno-logical ecological participatory critical pedagogy and psychology and
available at httpwwwcambridgeorgcoreterms httpdxdoiorg1010179780511843044003Downloaded from httpwwwcambridgeorgcore University of Florida on 14 Dec 2016 at 231453 subject to the Cambridge Core terms of use
Situating Th eory 53
53
feminist approaches among others have not been fully equipped to counter this entangled web of objectivist models of science biologically reduction-ist views and market- driven reforms Despite its many important break-throughs inspiring discoveries and stellar achievements this scholarship is scattered across diverse fi elds employs disconnected methodologies and disparate assumptions and is typically focused on contingency plurality and indeterminacy of knowledge and development Th e prevalent post-modernist directions and those associated with the interpretive discursive and cultural ldquoturnsrdquo oft en oppose the task of developing broad answers to questions about human mind development and nature including their practical implications such as in terms of reforms in education
Th is lack of engagement with broad issues especially the worldview- level assumptions and the associated gaps in integrating sociocultural critical feminist and other approaches alternative to the mainstream orthodoxy can be attributed in large part to the recently cultivated general suspicion of what is perceived to be old- fashioned ldquograndrdquo theories Th ese theories are viewed as totalizing discourses that dangerously fl atten diff er-ences in points of view impose rigid standards of truth and undermine the politics of diversity ndash as they oft en do especially in the context of the western enlightenment tradition Th is attitude is encapsulated for example in Lyotardrsquos ( 1984 ) postmodernist skepticism toward all metanarratives pragmatismrsquos position that philosophyrsquos chief task is ldquoto keep conversa-tion goingrdquo (Rorty 1979 p 378) rather than to deliver answers Foucaultrsquos notion that no discourse is closer to reality than any of the others the social constructionist view that no theory can be privileged because all theories are ldquolanguage gamesrdquo and the like
Th e skepticism and incredulity about broad (or ldquograndrdquo) theories is by no means new and goes back to early positivism that was striving to purge philosophy from social theory (Connelly and Costall 2000 Costall 2006 Danziger 1997 ) American pragmatism has inherited and strength-ened this skeptical view about philosophical foundations for psychology and education developing an outlook that is many have argued both antiintellectual and politically disempowering (eg Diggins 1994 Malik 2001 ) What pragmatism suggested was a vision of science as a continuous open- ended and de facto endless inquiry in which answers and solutions are always deferred till the next step ndash next round of inquiry next experi-ence next phase of negotiation etc ndash and no foundations can or need to be worked out ahead of inquiry which is infi nite and always contingent on specifi c contexts and circumstances As a result pragmatism oft en portrays inquiries as ldquoan extraordinary form of bootstrappingrdquo (cf Margolis 2010 )
available at httpwwwcambridgeorgcoreterms httpdxdoiorg1010179780511843044003Downloaded from httpwwwcambridgeorgcore University of Florida on 14 Dec 2016 at 231453 subject to the Cambridge Core terms of use
Th e Transformative Mind54
54
whereby all that humans can do is to ldquomuddle throughrdquo leaving nothing else but as one scholar puts in a startling revelation ldquothe pleasure of think-ing about thinking freed from the burdensome expectation that we will fi nally get somewhererdquo (Fish 2010 )
Many sociocultural and critical scholars today are interested in diff er-ence for example addressing complexity and fl uidity of identity and sub-jectivity by focusing on their permeable boundaries infi nite diff erentiation and fl eeting expressions in dispersed networks and multilayered sites Th ey typically focus on diverse phenomenologies of experiencing the world and prioritize situated meaning making and contextualized interpretations ndash while oft en avoiding questions about human condition mind and devel-opment what kind of knowledge matters and what are the possibilities of objectivity and warrants for knowledge claims Th ey are less interested in explicitly addressing broad worldview- level questions about human devel-opment and learning and how these are entangled with certain types of political- ideological ethos Th ese latter questions are typically bypassed or the old traditional answers are sometimes implicitly and unwittingly assim-ilated into the sociocultural and critical frameworks Moreover general skepticism about the value of knowing science and education in general is not uncommon
Given the overriding emphasis on critique many of these approaches document and incisively expose the fl aws of existing realities including in education and in traditional models of science ndash a much- needed work that helps to debunk the many myths of objectivist and positivist science and education Importantly these approaches help to give voice to previ-ously marginalized perspectives scrutinize hidden repressive agendas and hegemonic assumptions and generally democratize inquiries against pres-sures that have traditionally constrained them (eg Th omas 1993 ) Th ese works reveal how traditional models ldquoposture a unifi ed science an axiom that justifi es all axioms and off er a metaphysical nonrational and possibly even a mythical notion of sciencerdquo in a ldquonostalgia for a simple and ordered universe of science that never wasrdquo (Popkewitz 2004 p 62) Th ese develop-ments are hard to overestimate especially in their insights and demonstra-tions about how knowledge is never disinterested and instead is always ideological political and permeated with values and interests
Yet to emphasize again these approaches rarely engage in developing radical alternatives in terms of broad theories about human nature and development learning and mind ndash especially at the level of worldview premises ontologies and epistemologies What oft en dominates in critical and sociocultural perspectives is a focus on deconstructive critique endless
available at httpwwwcambridgeorgcoreterms httpdxdoiorg1010179780511843044003Downloaded from httpwwwcambridgeorgcore University of Florida on 14 Dec 2016 at 231453 subject to the Cambridge Core terms of use
Situating Th eory 55
55
variation and plurality of locations and viewpoints Th is is typically cou-pled with pessimism and indecision of an ironic ldquodetachmentrdquo (especially in many versions of postmodernist approaches) Th is tendency follows with the widely shared ldquoend of theoryrdquo sentiment ndash the desire to deprivilege the ldquogrand narrativesrdquo of the past and instead to focus on positionality and provisionality of knowledge Such approaches do not concern themselves with developing premises and foundations for making judgments about truth validity and objectivity Many of them de facto leave concepts and phenomena of human agency identity and mind under- theorized (if not dismissed) along with the broader notions of development nature and progress Furthermore the critical and sociocultural approaches have not suffi ciently challenged the ethos of adaptation and associated premises at the worldview- level about human development mind and learning ndash that is the level of the core ontological and epistemological premises ndash espe-cially in applications to education
Th is lack of interest in broad questions of ontology and epistemology can be connected to the present epoch of global delocalized capitalism in which as many scholars claim the radical impossibility of social totalities and generalizations has to be addressed by focusing on diff erences and non- overlapping contexts practices and situated positions of various subjects and groups As described by many scholars this turn has been spurred by a new stage of technocapitalism ndash ldquoa new regime of capital and social order hellip characterizing a transnational and global capital that valorizes diff erence multiplicity eclecticism populism and intensifi ed consumerism in a new information entertainment societyrdquo (Kellner 2004 see also Harvey 1989 Jameson 1991 )
Th e end of ldquograndrdquo theories coincided with a move away from what many considered to be equally ldquograndrdquo and totalizing politics characterized by what was perceived to be hegemonic ldquomaster plansrdquo such as equality and emancipation In rejecting such plans the shift was toward a micropolitics claimed to be more appropriate to the emerging new social and economic realities of late capitalism
However the expectation that we do not have to deal with the ldquobigrdquo questions of this sort might be naiumlve and politically disempowering because such questions do not and will not go away When they remain unaddressed and under- theorized the door is left open for reductionist and essential-ist premises to sneak right back into critical and sociocultural conceptions and above all into social practices including those in education Because the grounding assumptions are not worked out and oft en even claimed to be undesirable there is a risk to fi nd ourselves on a thin ice of only partially
available at httpwwwcambridgeorgcoreterms httpdxdoiorg1010179780511843044003Downloaded from httpwwwcambridgeorgcore University of Florida on 14 Dec 2016 at 231453 subject to the Cambridge Core terms of use
Th e Transformative Mind56
56
developed conceptualizations and thus in danger of slipping right back into the conventional views As Smith ( 1994 p 408) alerted two decades ago ldquothe fl ow of discourse leaves us bereft of anchors to stabilize a view of self and worldrdquo in approaches that are imbued with radical skepticism
Because no void remains unfi lled this is exactly what happens again and again when for example arguments are made that constructs such as iden-tity mind and gender are the products of cultural constructions negotia-tions and dialogues yet the notion of the biological ldquorealrdquo as a universal given and the motif of nature as prior to social practices are left intact (cf Alaimo and Hekman 2008 ) Even critically mindful works in education still sometimes operate with the notion that students need to be lift ed to their ldquonatural abilitiesrdquo as if these were somehow pregiven and predefi ned from birth Others oft en refer to children being somehow born wired to learn at varying degrees of success with an understandable intention to acknowl-edge the material base of human development and learning in terms of bodies and conditions in which these processes take place However such views disregard the danger that if children are believed to have naturally ldquowired abilitiesrdquo the door is open to speculate that they are also wired for diff erential achievement potential and outcomes and place in society which inevitably even if unintentionally sets the stage for justifying pro-found social and educational inequalities and disparities Or in research on mind and cognition the novel conceptualizations focus on their distributed and situated nature yet a number of traditional assumptions such as that cognition is about information processing realized by brain mechanisms or mental computation oft en remain part of these novel developments (to be discussed in more detail in the following chapters)
Rather than disappearing the same ldquobigrdquo questions continuously reoc-cur under diff erent guises in what seems to be a cyclical pattern that contin-ues to plague social sciences and education For example Winston ( 2004 ) demonstrates how claims of a genetic basis for diff erences in achievement emerged receded and emerged anew across the years with few disputes settled till the present day leaving psychology and other social sciences in a dual relationship with problems of inheritance still involving both racist and antiracist dimensions As Winston (ibid p 3) writes ldquoeven aft er a cen-tury of severe criticism discussions of the size of Black versus White brains still appear in psychology journals race is still treated as a set of distinct biological categories and racial comparisons of intelligence test scores are still presented as meaningful scientifi c questionsrdquo
Th e broad position that humans are products of both nature and nurture and that genes and environment interact and are interdependent which is
available at httpwwwcambridgeorgcoreterms httpdxdoiorg1010179780511843044003Downloaded from httpwwwcambridgeorgcore University of Florida on 14 Dec 2016 at 231453 subject to the Cambridge Core terms of use
Situating Th eory 57
57
recently disseminated as the resolution on this topic is certainly progressive and laudable if compared to the one- sided biologically determinist views However this position still oft en hides many important distinctions and conceptual specifi cations that are far from resolved In particular despite the proff ered ldquointeractionist consensusrdquo stating that genes and environ-ments interact in the generation of individual traits it is not uncommon that alongside these statements one fi nds views associated with what has been termed ldquogenomaniardquo (Robert 2004 p xiii see also Oyama 2000 ) further accompanied by beliefs in nature and nurture serving as indepen-dent sources of variation
Yet another eff ect is the disagreement among scholars within the same traditions (such as the one launched by Vygotsky) regarding even the most basic premises of their frameworks including unresolved ten-sions as to whether concepts such as human mind and individual agency have a place in sociocultural approaches at all It is not totally surprising that scholars even those who have worked in Vygotskyrsquos and activity theory tradition for decades and have gained certain authority through this work now confess that they are uncertain and confused One recent statement deserves a direct quote (including for its emotional cri de coeur tone)
I must now be brutally honest and confess that I am much less confi dent that I know what the concept of activity really amounts to I am uncer-tain that there is anything that warrants the name ldquoactivity theoryrdquo or even that there is any stable view of what the ldquoactivity approachrdquo is or might be I wonder if we really know what it means to say of activity that it is a fundamental ldquounit of analysisrdquo or that as Leontiev writes activity is ldquothe substance of consciousness helliprdquo (Bakhurst 2009 p 198)
Bakhurst further suggests that much confusion is evidenced in recent symposia on activity theory where no settled view emerges about the nature and signifi cance of the concept of activity He concludes that ldquothe activity approachrdquo is in crisis ndash the sentiment I share though from a diff erent set of premises and with an important qualifi cation that this is by no means unique to activity theory only and instead is typical across many socio-cultural critical non- reductionist and non- deterministic approaches For example Danforth ( 2006 p 377) in summarizing three decades of special education research and his own important work on the topic observes that ldquothe search for a stable rational epistemological foundation though infor-mative and interesting has yielded more disagreement than consensusrdquo He goes on to propose that this long- standing search is neither practical
available at httpwwwcambridgeorgcoreterms httpdxdoiorg1010179780511843044003Downloaded from httpwwwcambridgeorgcore University of Florida on 14 Dec 2016 at 231453 subject to the Cambridge Core terms of use
Th e Transformative Mind58
58
nor necessary to the ongoing development of knowledge and practice and should be given up for the benefi t of research on more concrete topics
As a result the sociocultural and critical approaches have not been a strong antidote against the pressures of objectivist and especially biologi-cally reductionist trends in sciences and aligned educational strategies steeped in ideology of adaptation control and testing Indeed so far resis-tance to these dogmas on the part of sociocultural and critical scholars has been sporadic and poorly coordinated with the strongest rebuttals off ered mostly from within the biological sciences (eg in works by Stephen Gould Richard Lewontin Ethel Tobach among others for a rare exception in Vygotskyrsquos lineage see Jones 2003 ) It is hard not to share Ingoldrsquos ( 2007 p 17) emotional and forthright statement about being
depressed by the timidity and ambivalence with which [social scholars] have reacted to the challenge if they have reacted at all and by their willingness to reach an accommodation with a pseudo- biological funda-mentalism that compromises everything for which [social scholarship] rightfully stands
Most regrettably in the situation in which the critical and sociocultural approaches lack a coherent theoretical framework to unify or at least coor-dinate their views and positions it might appear as though it is the bio-logical reductionist paradigm that has all the answers grounded in its ldquonew grand synthesisrdquo and its proclaimed universally ldquoobjectiverdquo approach In a sense it is not surprising though highly unfortunate that those working in education and other applied fi elds including policy makers oft en turn to this paradigm for guidance and solutions Th e answers they fi nd are bold and speak in a unifi ed voice ndash including claims to a vision of human nature that purportedly resolves all its complexities with the help of notions such as genetic endowment natural ranking based in putatively inborn abilities innate cognitive modules procreation and mind- as- brain metaphor Th at this vision is closely tied to and continues theories that had been developed to justify racial inequalities and other social injustices and thus inevita-bly sustains essentially the same sociopolitical order is oft en conveniently ignored Th e ldquoresurgence of extremist biological determinism laden with mythic gender [and other types of] assumptionsrdquo (Morawski 2005a p 411) that we are observing today remains in need of stronger rebuttals critique and resistance
Th ere are no doubt exceptions to this trend such as the intellectual movement known as ldquonew materialismrdquo Th is movement includes eco-feminism agentive materialism and feminist materialism which have all
available at httpwwwcambridgeorgcoreterms httpdxdoiorg1010179780511843044003Downloaded from httpwwwcambridgeorgcore University of Florida on 14 Dec 2016 at 231453 subject to the Cambridge Core terms of use
Situating Th eory 59
59
off ered critiques of deconstruction and postmodernism and revived inter-est in broad theorizing in an eff ort to bridge the traditional divides such as between body versus mind at the levels of both ontology and epistemol-ogy (eg Barad 2007 Bennett 2010 Coole and Frost 2010 some of these works will be engaged with in this book) Other exceptions (also discussed later on) include works on metatheories and worldviews (eg Altman and Rogoff 1987 Overton 1984 ) competing paradigms for research (eg Guba and Lincoln 1994 Heron and Reason 1997 ) and dynamic systems theory (eg Th elen and Bates 2003 ) among others Yet the prevailing tendency can be characterized in the words of David Harvey ( 1996a ) as corrosive skepticism and cynical fatalism Th e antidote to this according to Harvey is in working out some guiding principles however provisional that are necessary as an adequate basis for the ldquofoundational beliefs that make inter-pretation and political action meaningful creative and possiblerdquo (ibid p 2) Th e task in this approach is no less than to ldquodefi ne a set of workable foundational concepts for understanding space- time place and environ-ment (nature)rdquo (ibid)
Psychology has been remarkably ldquoaheadrdquo of other fi elds in staunchly adhering to and promoting atheoretical ahistorical and decontextualized approaches Th is is strongly conveyed by Esther Th elen ( 2005 ) a develop-mental scholar credited with advancing precisely the ldquogrand theoryrdquo that is now gaining a much- deserved acclaim across developmental sciences Th elen counters common sentiments that the search for a grand devel-opmental theory is futile In the latter view the traditional big issues of developmental theory ndash nature and nurture continuity and discontinuity modularity and distributed processes ndash should be cast aside in favor of the specifi cs of content In responding to this attitude Th elen states
I beg to disagree We surely need the details of content but we also need the big picture We need to grapple with the hard issues at the core of human change hellip We must use as models hellip bold visions to probe deeply into the mystery and complexities of human development and to articu-late general principles that give meaning to so many details (ibid p 256 emphasis added)
Rejection of modernist foundational meta- discourses and ahistorical uni-versalistic claims about mind nature and human development constitutes a genuine advance in sociocultural and critical sciences of recent decades Th is includes rejecting notions that there can be an absolute ldquoobjectiverdquo foundation for knowledge that is neutral and universal as if somehow fi xed once and for all in favor of a position that inquiry and knowledge are never
available at httpwwwcambridgeorgcoreterms httpdxdoiorg1010179780511843044003Downloaded from httpwwwcambridgeorgcore University of Florida on 14 Dec 2016 at 231453 subject to the Cambridge Core terms of use
Th e Transformative Mind60
60
outside of contexts and practices of their production including power dynamics and contested sites of struggle Th e proliferation of new ideas concepts methodologies and insights developed from previously margin-alized locations has opened the doors for much- needed cultural diversity in voices positions and experiences Th e general contrarian and democratiz-ing thrust of these critical directions and their eff ects on social sciences and discourses is hard to overestimate Yet more work is needed at the level of broad theories to counter the all- powerful biological reductionism and the value neutrality models of science that presently are winning in terms of political infl uence and clout
It is important to directly and unambiguously acknowledge (in reiterat-ing the point made in the introduction) that traditionally throughout the history of social sciences and beyond broad theories based on assumptions about human nature and development have been used for purposes far removed from ideals of equality justice and solidarity Moreover they con-tinue to bring about undesirable and even dangerous consequences asso-ciated with dogmatism hegemony and universality claims that disregard diff erences in human experiences As Linda Tuhiwai Smith ( 1999 p 26) wrote ldquoTh e principle of lsquohumanityrsquo was one way in which the implicit or hidden rules could be shaped To consider indigenous peoples as not fully human or not human at all enabled distance to be maintained and justifi ed various policies of either extermination or domesticationrdquo However rather than making the issues of human nature obsolete this painful history demands that they be reconstrued on radically new foundations under-pinned by alternative sociopolitical ethos that overcomes the obstinacy of the colonial legacy Again as explained by Linda Tuhiwai Smith ldquoColonized peoples have been compelled to defi ne what it means to be human because there is a deep understanding of what it has meant to be considered not fully human to be savagerdquo (ibid emphasis added)
Precisely because broad notions at this level such as about human nature and mind have been used for discriminatory purposes they can and should be reclaimed within progressive dialectical approaches rather than left under the purview of ideologies that support discriminatory practices of social hierarchy rigid social stratifi cation and stark inequality Because every social practice operates with and presupposes particular views of human nature that it claims are true (cf Fowers and Richardson 1996 ) any social change in these practices would need to be based upon novel approaches and models at this broad conceptual level too ndash not as a suf-fi cient but a necessary ingredient for moving forward with social change It should be possible to treat questions about human nature and development
available at httpwwwcambridgeorgcoreterms httpdxdoiorg1010179780511843044003Downloaded from httpwwwcambridgeorgcore University of Florida on 14 Dec 2016 at 231453 subject to the Cambridge Core terms of use
Situating Th eory 61
61
as a radically open and politically contested turf and within this broad quest to theorize human development and subjectivity ndash including mind self- determination self- regulation and agency ndash on the new grounds Th is position is in agreement with for example Fraser and Nicholson ( 1990 ) who have argued that a ldquocritique needs forswear neither large historical nar-ratives nor analyses of societal macrostructures hellip [as long as theory is] explicitly historical attuned to the cultural specifi city of diff erent societ-ies and periods and that of diff erent groups within societies and periodsrdquo (p 34)
Claims that broad theories and epistemologies were of interest in the colonial epoch but are of no relevance in the present context when what matters is diff erence fl uidity and fl exibility are countered by the postcolo-nial scholarship that resists the stance of political indecision typical of many postmodernist works In Edward Saidrsquos ( 2003 ) words
hellip whereas post- modernism in one of its most famous programmatic statements (Jean- Franccedilois Lyotard) stresses the disappearance of the grand narratives of emancipation and enlightenment the emphasis behind much of the work done by the fi rst generation of post- colonial artists and scholars is exactly the opposite the grand narratives remain even though their implementation and realization are at present in abey-ance deferred or circumvented (p 349 emphasis added)
Also there is the risk of unfortunate parallels between objectivist sci-ence and postmodernism in that both reject generalizations and metatheo-ries even though with an important distinction that the former is focused on neutral (ldquorawrdquo) facts while the latter gives priority to local discourses and points of view Th e eff ects of avoiding broad worldview- level theo-rizing and general principles in sociocultural and critical scholarship can be politically paralyzing because the contrarian biologically reductionist approaches rely on a unifi ed and seemingly powerful albeit deeply fl awed discourse of evidence- based justifi cations and access to ldquoobjectiverdquo data and facts while critical approaches abstain from claims to knowledge beyond plurality of voices and perspectives Because of this lingering rel-ativism and indecision these important and innovative perspectives are oft en perceived as weak (eg by policy makers and practitioners) com-pared to the reductionist explicitly value- neutral approaches that claim that they ldquoknow the factsrdquo ldquohave the evidencerdquo and can deliver answers ndash creating an aura of being ldquomore scientifi crdquo and more reliable (and oft en deemed as such) Furthermore in arguing that there is no basis for knowledge beyond the swirl of discursive constructions within particular
available at httpwwwcambridgeorgcoreterms httpdxdoiorg1010179780511843044003Downloaded from httpwwwcambridgeorgcore University of Florida on 14 Dec 2016 at 231453 subject to the Cambridge Core terms of use
Th e Transformative Mind62
62
communities postmodernism and related currents of sociocultural and critical theory increasingly risk ldquoa wholesale collapse into discourse ideal-ismrdquo (Parker 1998 p 2)
The Charges of Research with Activist Agendas
Central to the predominantly critique- and diff erence- oriented sociocul-tural and critical approaches is that they typically refrain from articulating a stand on how to transform existing practices such as in education in order to change the existing order of things One could say that there has been more explicit work on challenging the status quo in terms of exposing and documenting its contradictions and fl aws and less on developing sug-gestions for changing it in any particular direction taken as a guide for the work of critique Indeed even scholars who have done important work in critiquing the limits of objectivist science oft en express strong reservations about taking a position on one or the other side of political debates and practical reforms as part of their theorizing and research
Th is includes not taking sides in debates about the goals of education reforms which is seen by many as the faulty project of ldquore- engineeringrdquo schools along the lines of instrumentalist concerns that are believed to not qualify as science Such projects for example are strongly dismissed as ldquoterrains where the expectations relate to seers and prophets ndash dispensers of sacraments and revelations that merge the vocation of science with the vocation of politicsrdquo (Popkewitz 2004 p 74) In another telling example as described by Young ( 2008 ) research in the sociology of the curriculum has predominantly delved into how knowledge is entangled with power while critiquing the ldquoknowledge of the powerfulrdquo Th ese works have resulted in many important insights about schools serving the goals of social repro-duction through disciplining students to fi t into an unjust social order Yet in this line of work as Young (ibid) describes relatively little attention has been paid to developing alternatives based in exploring what powerful knowledge actually is and how it can be developed for and with the mar-ginalized groups for their benefi t and for the goals of generally improving education for all
Th ese broad trends grew out and further supported the overall sociopo-litical and cultural developments of the last decades expressed in a skeptical stance vis- agrave- vis the possibilities of broad political changes ndash as epitomized in the infamous ldquoend of historyrdquo and ldquoend of ideologyrdquo metaphors that came along with the ldquoend of theoryrdquo sentiments all coalescing in what some have
available at httpwwwcambridgeorgcoreterms httpdxdoiorg1010179780511843044003Downloaded from httpwwwcambridgeorgcore University of Florida on 14 Dec 2016 at 231453 subject to the Cambridge Core terms of use
Situating Th eory 63
63
called ldquothe diet of unrelieved gloomrdquo (Crook 2003 p 13) Th e prolifera-tion of epistemological relativism came about together with a retreat from the ethico- political praxis due to a loss of faith in the capacity of collec-tive action and agency to foment progressive social change (cf Aronowitz and Bratsis 2005 ) Th e belief that there is not much left to imagination and social transformation has settled in ruling out the need to envision a world that is essentially diff erent from the status quo along with the imperative of committing to creating such a world ndash while importantly viewing such commitments as inherent parts of doing science theorizing and conducting research Emblematic of this tendency is that although it is acknowledged that the origins and workings of science are infused with political and moral commitments that impress the entire project of science these commitments are oft en perceived to lie outside scientifi c work (cf Morawski 2011 )
Many critical and sociocultural approaches are reluctant to affi liate themselves with what is perceived to be an old- fashioned and presumably wrong- headed ldquoteleologyrdquo of development ndash that is with explicitly ideolog-ical and sociopolitical goals and end points that express a specifi c orienta-tion and a destination for moving forward with reforms and social changes Such concerns are understandable and justifi ed given the history of science and research in the western world Indeed when constructs of end points and visions are posited as ahistorical timeless universals and transcenden-tal absolutes or as fi xed ontological teloi that are true ldquoonce and for allrdquo (as is the case in positivist science) and that are imposed top- down by ldquomaster narrativesrdquo then this inevitably leads into hegemonic discourses and prac-tices However with the purging of all types of end points and articulations of political vision ndash rather than the ones that are imposed through top- down indoctrination and without regard to historically situated ongoing struggles ndash any grounds on which claims to knowledge can be appraised are abandoned too As Appadurai has observed ldquoTh e importance of value- free research in the modern research ethic assumes its full force with the subtraction of the idea of moral voice or visionrdquo ( 2000 p 11) Th is weak-ens the options for critical researchers to position themselves in claiming authority vis- agrave- vis the contrarian objectivist and biologically reductionist frameworks that do claim that they have ldquoall the answersrdquo typically derived from the studies of brain functioning and genetic programming As Harrist and Richardson ( 2012 p 40) note
Liberal individualism seems to be harmfully embroiled in the paradox of advocating relative neutrality toward all values as a way of promoting
available at httpwwwcambridgeorgcoreterms httpdxdoiorg1010179780511843044003Downloaded from httpwwwcambridgeorgcore University of Florida on 14 Dec 2016 at 231453 subject to the Cambridge Core terms of use
Th e Transformative Mind64
64
certain basic values of liberty tolerance and human rights Individuals hope to protect their rights and prerogatives while ensuring that no one can defi ne the good life for anyone else
As a result in their lack of resolve to take an ideological position and stance beyond deconstructive critique and description many of the postmodern-ist and some of the critical and sociocultural approaches too risk siding with the positivist and biologically reductionist approaches Th at is some of these progressive approaches risk converging ndash in their bordering on neutrality stance that does not explicitly take up value orientation as to what should be done to redress inequalities and other injustices as part of conceptual work and research ndash with the traditional positivist science that is based in fact- value dichotomy and neutrality canons Indeed it so hap-pens that postmodernist approaches sometimes even fl ip sides with their positivist opponents in abstaining from formulating sociopolitical goals and agendas
For example it is highly paradoxical that in the debate between Foucault and Chomsky it is Foucault ndash the critical theorist ndash who insists that no program for the future can or needs to be considered valid for the present theorizing and critique (because no grounds exist for adjudicating among values and positions) while Chomsky ndash the hard- core nativist ndash suggests that we cannot move forward without such a program Chomskyrsquos elegant statement which is hard not to share (though this by no means indicates accepting his nativist theory) is that ldquo[i] t is of critical importance that we know what impossible goals wersquore trying to achieve if we hope to achieve some of the possible goalsrdquo (Chomsky and Foucault 2006 p45) For Foucault engaging such a vision inevitably involves normative ideals and therefore must be seen as inherently oppressive In Foucaultrsquo words ldquoWhen you know in advance where yoursquore going to end up therersquos a whole dimen-sion of experience lackingrdquo ( 1990 p 48)
Th e theme of not knowing onersquos destination and hence the focus on ldquowandering aboutrdquo as the core metaphor continues in later works that insist on relentless empiricism and research as ldquoempirical wanderingrdquo open to surprises (see Watson 2014 ) For example Latour ( 2005b ) elaborates the metaphor of the fi eldworker as an ant poking around refusing to indulge explanations generalizations or critical frameworks In this approach the researcher can do no more than diligently trace the network with the aspiration to produce a good description good account and good map to reterritorialize on the topos of the real (cf Watson 2014 ) As another illus-tration I share the conclusion regarding Deleuze (which I think could be
available at httpwwwcambridgeorgcoreterms httpdxdoiorg1010179780511843044003Downloaded from httpwwwcambridgeorgcore University of Florida on 14 Dec 2016 at 231453 subject to the Cambridge Core terms of use
Situating Th eory 65
65
extended also to Foucault and others) that ldquo[f] ew philosophers have been as inspiring as Deleuze But those of us who still seek to change our world and to empower its inhabitants will need to look for our inspirations elsewhererdquo (Hallward 2006 p 164)
Th e working out of broad foundations to legitimate research with rad-ical agendas of social change premised on a clear directionality of such change has been complicated even in critical pedagogy ndash a line of research that inherited its radical inspirations from Marxism In response to cri-tique by alternative postmodernist currents of thought critical pedagogy sometimes can be seen to equivocate in terms of its most radical prem-ises such as about human nature reality and knowledge In an illumi-nating overview of critical theory and pedagogy Leonardo ( 2004 ) states that under recent criticism especially by postmodernist scholars critical pedagogy has been moving in the direction of ldquocomplexifying the search for quality educationrdquo so that now this education ldquois less the search for a particular social arrangement but rather is coterminous with the very process of criticism itself Th at is the forward motion of criticism is part of the good liferdquo (p 15)
Along with this shift and in place of directionality of education and human striving central to Freirersquos works the focus has been shift ing to the values of living with diff erence limitless sense of hope politics of represen-tation production of meaning and the narrative structure of educational processes (cf ibid) In a similar vein it has been suggested (see Glass 2001 ) that the Freirian notion of authenticity entailed in his ideas about ontologi-cal vocation and calling is incompatible with the thoroughly historicized existence that is also central to his works Th e historicized existence in the next step of this interpretation is taken to imply the ldquonaturalrdquo ontological opaqueness of identity associated with epistemic limits and uncertainties Th at is according to Glass because ldquohuman existence cannot transcend its rootedness in particular situations hellip the loss of certainty extends to the emancipatory guarantees Freire hoped for from actions aimed at overcom-ing situational limitsrdquo (ibid pp 20ndash 21 emphasis added) grounded in ideals of humanization
Th e shift of this kind is a reaction to what many perceive to be an elit-ist ldquovanguardismrdquo of Freire (oft en traced back to Marx) ndash the positing of desirable goals and ends for social struggle that envelops education and human development and provides them with rationale and direction as well as grounds identity However such positing of goals for social strug-gle ndash achieving humanization premised on ideals of social justice and equality ndash is arguably at the very heart and the very core of both Freirian
available at httpwwwcambridgeorgcoreterms httpdxdoiorg1010179780511843044003Downloaded from httpwwwcambridgeorgcore University of Florida on 14 Dec 2016 at 231453 subject to the Cambridge Core terms of use
Th e Transformative Mind66
66
and Marxist approaches To eschew this position as a ldquoregime of truthrdquo is to eff ectively dismiss the project of critical pedagogy and theory all together Instead of such a de facto dismissal what might be needed is an elabora-tion of Marxist and Freireian approaches that would not cancel their core premise of a desired directionality of knowing and development yet guard against these notions morphing into a regime of truth that leads into indoc-trination and passive transmission of ideology as is the risk given some of their stated positions Such a work is inevitably highly contentious because it needs to navigate the extremes of relativist epistemic uncertainties that paralyze action on the one hand and of an unquestioned imposed moral certitude based in foundationalist and universal principles that rigidly pre-scribe direction and thus lead into indoctrination on the other
Th e answers provided by postmodernist approaches as to how choices among competing knowledge claims can be justifi ed prioritized and most importantly taken as the guides for social change and action invariably entail relativism or its slightly updated versions represented for example by ldquoplural realismrdquo and perspectivism sometimes modeled on the ques-tionable legacy of the Heideggerian philosophy According to this position reality can be revealed in many ways and none of these ways can be pri-oritized over others that is human beings ldquowork out many perspectives ndash many lexicons ndash and reveal things as they are from many perspectives And just because we can get things right from many perspectives no single per-spective is the right onerdquo (Dreyfus 1991 p 280) However in repudiating the idea that beliefs are true or false and political principles good or bad relativist approaches weaken resolve for social change and undermine the possibility of understanding that is not only about registering how things are but also about how to change them (Menand 2001 cf Malik 2001 )
Th e Vygotskian scholarship of the past two to three decades can be seen as oft en too affi liating with the stance of political neutrality and ideologi-cal uncertainty In cases of explicating political views as part of their con-ceptual work some scholars have sided with Fukuyamarsquos infamous ldquoend of historyrdquo position (Packer 2006 ) Yrjo Engestroumlmrsquos (eg 1987 2001 2005 ) version of activity theory is progressive in many ways and premised on the notion of transformation yet it does not directly address ethical- political commitments and ideological antagonisms as part of this theoryrsquos ldquointer-nalrdquo make up (cf Avis 2007 and for further critique see Jones 2009 )
Furthermore approaches that are structured around notions of ldquocommu-nities of practicerdquo and ldquolearning as participationrdquo do not necessarily explic-itly identify with an equity stance and issues of race and discrimination
available at httpwwwcambridgeorgcoreterms httpdxdoiorg1010179780511843044003Downloaded from httpwwwcambridgeorgcore University of Florida on 14 Dec 2016 at 231453 subject to the Cambridge Core terms of use
Situating Th eory 67
67
(cf Nasir and Hand 2006 ) nor do they explicitly take side on social trans-formation as inherent parts of their conceptualizations Similar critique has been raised vis- agrave- vis other approaches such as by Pierre Bourdieu and Anthony Giddens that are dynamic and focused on active role of humans and their social relations in society yet are not critical in the full sense of the term (cf Fuchs and Hofk irchner 2009 )
Th is is not to dismiss that many critical and sociocultural approaches share moral and political orientation focused on freedom empowerment emancipation social justice and egalitarianism Indeed a number of frameworks such as especially critical ethnography and critical pedagogy action research ecological performative feminist queer indigenous and participatory approaches have explicitly associated themselves with the goals of advancing social justice and progressive politics In many fi elds such as critical cultural studies political geography critical anthropol-ogy and psychology and critical multiculturalism there is a shift toward developing approaches in line with oppositional politics that strives to reverse the conservative hegemony of the past years Th ere is a growing consensus among those who work in these approaches that moral and political matters enter into and circulate through research programs (cf Morawski 2011 ) Moreover a number of scholars take a radical position that ldquoexploring what should be valued ndash is valu able ndash in human endeavors is at the heart of much scholarship in the humanities An education sci-ence that jettisons this freight also jettisons its compassrdquo (Howe 2009 p 439)
To emphasize again there are many examples of scholars in critical and sociocultural framework openly embracing a political agenda of empower-ment for example speaking for distributive justice in what has been termed affi rmative postmodernism (for a detailed analysis see Prilleltensky 1997 Teo 2015 ) Th ese approaches build on traditions of political consciousness and activism that had been diminished though never completely elimi-nated under the weight of empiricist and objectivist science models In education this research has drawn inspiration from a broadly conceptual-ized ldquopolitics of resistancerdquo and ldquopedagogy of hoperdquo articulated by Paulo Freire (eg Apple 1990 Giroux 1983a McLaren and Jaramillo 2007 ) among others In a more recent strand of works researchers also draw on the philosophy of hope by Ernst Bloch the Frankfurt school and works by political activists (for a recent exposeacute see Amsler 2008 ) Drawing on vari-ous sources such as scholarship of Martin- Baro and Kurt Lewin the partici-patory action research (eg Cammarota and Fine 2008 ) and transformative
available at httpwwwcambridgeorgcoreterms httpdxdoiorg1010179780511843044003Downloaded from httpwwwcambridgeorgcore University of Florida on 14 Dec 2016 at 231453 subject to the Cambridge Core terms of use
Th e Transformative Mind68
68
research (eg Mertens 2003 ) also make important advances in developing ideologically non- neutral approaches
Praxis- related research (Mattson and Kemmis 2007 ) and closely asso-ciated directions of ldquophronetic researchrdquo (Flyvbjerg 2001 ) ldquoeducational research as practical sciencerdquo (Carr 2007 ) and ldquoresearch as practical phi-losophyrdquo (for overview see Kemmis 2010 ) also strive to develop forms of research that might contribute to changes in social praxis rather than contributing to knowledge and theory alone as is the case in conventional research Th is orientation places emphasis on the role of values power and politics in conducting research especially in conjunction with the goals of increasing youth participation and facilitating trajectories toward more equitable futures (eg Gutieacuterrez and Larson 2007 Jaramillo 2011 Penuel and OrsquoConnor 2010 ) In employing these methodologies research-ers shift away from the ldquoobjectivistrdquo experimentation model that dictates that researchers act as disinterested impartial and neutral observers and interpreters of reality
Recent research in Vygotskyrsquos and activity theory tradition has also made eff orts to more centrally integrate issues of power and social inequal-ities (eg Collins 2011 Gutieacuterrez 2002 Gutieacuterrez Baquedano- Lopez and Tejeda 1999 Kontopodis 2012 Sawchuk 2003 among others) It has been strong in research in education in uniting with critical approaches to pedagogy identity agency and power (cf Th orne 2005 ) However that much more work needs to be done is apparent in that researchers inter-ested in social justice and antiracism issues in specialized fi elds such as mathematics education have moved ldquobeyond the sociocultural view to instead espouse sociopolitical concepts and theories highlighting iden-tity and power at playrdquo in turning to conceptual tools from critical race theory and poststructuralism (see Gutieacuterrez 2010 p 1) Th at this task so far has not been fully resolved is further evidenced by equivocations that oft en accompany discussions of these matters A recent important and illu-minating article by Gergen Josselson and Freeman ( 2015 ) for example draws attention to the possibility of doing research with a political agenda yet formulates this point in a tellingly interrogative rather than assertive manner (literally leaving question marks prominently at the center of expressing this position)
Rather than embracing the traditional dictum that science is devoted to understanding ldquowhat is the case rather than what ought to berdquo hellip what might be accomplished if we place ought in the forefront of our endeav-ors How can we as psychological researchers actively build the kind of
available at httpwwwcambridgeorgcoreterms httpdxdoiorg1010179780511843044003Downloaded from httpwwwcambridgeorgcore University of Florida on 14 Dec 2016 at 231453 subject to the Cambridge Core terms of use
Situating Th eory 69
69
society in which we wish to live And donrsquot we gain valuable knowledge in our eff orts to bring about change (p 5)
Th ese works represent an important site of struggle against entrenched biases injustices and power diff erentials yet much work still remains to be done in this direction It is highly paradoxical that psychology ndash a science by defi nition about human subjectivities including interests values aspi-rations commitments motives and goals ndash became the mainstay for the ideal of knowledge purged from precisely these human dimensions Th is creates a clash between psychologyrsquos engagement in human welfare versus its accepted models of disengaged and objectivist research conducted in a detachment from the sociocultural historical and political contexts As a result psychology lacks theoretical resources necessary to support not only its status as the social science primarily concerned with an understanding of human experience and action but also its claims with respect to applica-tion and relevance (cf Martin and Sugarman 1999 ) In refl ecting on this contradictory situation Bradley ( 2008 ) writes that psychology
in its passionate desire to mime the natural sciences hellip has taken to exalting a scientistic imagery of objectivity as capturing its primary aim an aim which subordinates its longstanding aim to ldquopromote human welfarerdquo Th is positioning embroils the discipline in a series of hobbling contradictions most notably the contradiction between being at one and the same time value- free scientists with no responsibility for the solution of ldquosocial problemsrdquo hellip and welfare- promoters whose raison drsquoecirctre is pre-cisely the solution of social problems (pp 42ndash 43)
The Challenges of the Sought- After Future
Th e political vision and the sense of possibilities that inspired critical work in earlier decades still capture the imagination of many researchers (cf Young 2008 ) However the question of how the moral and political matters enter into and circulate through research activities and programs remains under- theorized if not unacknowledged Th is is especially so in terms of explaining the inextricable linkages between the moral and political mat-ters on one hand and the methodological and epistemological matters including theory building and conceptual work on the other To establish such links a common broad foundation has to be developed on which matters of politics and ideology could be rendered ontologically compatible
available at httpwwwcambridgeorgcoreterms httpdxdoiorg1010179780511843044003Downloaded from httpwwwcambridgeorgcore University of Florida on 14 Dec 2016 at 231453 subject to the Cambridge Core terms of use
Th e Transformative Mind70
70
with matters of theory methodology epistemology and other dimensions of research practices and knowledge building Without such foundation researchers who accept that values interests and power dynamics perme-ate knowledge are still facing ndash and themselves inevitably grapple with ndash the charges of ideological partiality that is considered to be incompatible with the traditionally understood objective science and moreover with what are believed to be acceptable standards of research
Th e dominant view even by leading critical scholars still typically priori-tizes multiple perspectives that are elevated over what is seen as a ldquobiasrdquo of doing research from a commitment to particular goals and end points To take one example from a recent work whose overall gist I share and salute it is stated that ldquo[t] o the extent that we can remove our biases and learn from multiple perspectives we will understand our world betterrdquo (Medin Lee and Bang 2014 ) As mentioned previously such a position is important and much needed in that it opens doors for the marginalized perspectives and scholars to express voice and make contribution to research that for too long has remained exclusionary and discriminatory Yet to call for the multiplicity of perspectives might not be enough to push through with the social justice and other activist agendas Th is still leaves many scholars who are drawn to a social justice viewpoint feeling that these values are personal or private matters (see Harrist and Richardson 2012 )
To be able to provide strong answers to these charges and for non- neutrality positions and research with activist agendas to hold in general a radically revised ontology and epistemology and a general worldview that embeds and supports them are required and urgently needed Especially challenging is the task of developing a foundation on which the explicitly ideological dimensions and political orientations expressed in end points and ethical- normative goals could be integrated directly into research process and theory building as their inherent components If critical and sociocultural scholarship is to pursue the goals of social change and action beyond those of interpretation critique and deconstruction (which inevi-tably limit the scope of political commitment and action) such scholarship requires a worldview that takes knowledge to be always perspectival situ-ated and even partisan (ie not value- and politics- free) yet the grounds are provided for adjudicating among knowledge claims and for legitimizing how it is possible to form accurate and veridical albeit neither disinterested nor incontestable understandings about and knowledge of the world
Th is is precisely the kind of orientation that has been largely missing With most directions of critical research oriented predominantly toward critique through documenting injustices from positions of pluralism and
available at httpwwwcambridgeorgcoreterms httpdxdoiorg1010179780511843044003Downloaded from httpwwwcambridgeorgcore University of Florida on 14 Dec 2016 at 231453 subject to the Cambridge Core terms of use
Situating Th eory 71
71
diversity only very few call for a profound reworking of our understand-ings of ontology and epistemology (cf Morawski 2011 ) and especially of such a reworking in light of an ideological- political ethos that is alternative to neo- Darwinism sociobiology and the attendant free market ideology
Without such a broadly based theoretical work however there remains an unfortunate rift between what some see as a purely ideological and polit-ical legitimation of knowledge and research on one hand and an equally purely epistemological justifi cation of knowledge on the other ndash as if these two types of inquiries were fundamentally disjointed and even incompat-ible In such a dichotomy the former is viewed as de facto outside of the purview of science whereas the latter is cast to be somehow necessarily non- ideological or at least not directly and non- essentially ideological In this dichotomous view the work of critique and claims about knowledge being entangled with political- ideological agendas substitutes for devel-oping epistemological warrants for adjudicating among various positions and knowledge claims Such an approach precludes possibilities to advance critical science that is shot through with values interests and agendas yet does not eschew either ontological or epistemological considerations along with ethical justifi cations for valuing some positions above others and using them as guides for action
An alternative non- dichotomizing and activist critical position would see ontologies of knowledge and epistemological considerations as inher-ently imbued with human interests politics and values without making them unreliable or illegitimate One of the critical steps necessary in such a reworking is to reveal action and knowledge doing and thinking ndash and concomitantly also practice and theory ndash as ontologically compatible and unifi ed (non- disjunctive) dimensions of one and the same process of the semiotically mediated and historically contingent material praxis of science including production of evidence and knowledge Th is is a precondition for revealing how political values and commitments enter research and belong into its ldquoinner workingsrdquo In this case it should be possible to address how any and all dimensions in the process of knowledge production are imbued with values and moreover also embody and enact these values in a com-plex refl exive circuitry whereby moral and political matters enter into and circulate through research programs and activities Moreover it should be possible to demonstrate that such value- based ndash and even partisan ndash approaches are supremely realist in the sense that breaks with the ortho-doxy of what realism means
Again it is not a coincidence that African American scholars and Black activists in particular engaged in struggles against the status quo have been
available at httpwwwcambridgeorgcoreterms httpdxdoiorg1010179780511843044003Downloaded from httpwwwcambridgeorgcore University of Florida on 14 Dec 2016 at 231453 subject to the Cambridge Core terms of use
Th e Transformative Mind72
72
most explicit in establishing the role of values commitments and even moral certitude and guidance against value neutrality of a narrowly objec-tivist science on one hand and of accepting multiplicity of positions as all equally valid typical of postmodernism on the other Th e link between scholarship and political activism was the hallmark of this tradition espe-cially during the Civil Rights movement that spanned the middle decades of the twentieth century (see Phillips 2004 Sandoval 2000 ) Indeed William Cross ( 1991 ) argues that antiracist activism was the key feature of the Black social movement centered on ldquoa relatively coherent and organized agenda for antiracist social changerdquo (quoted in Phillips 2004 p 233) As Layli Phillips further states (ibid)
Th e emblem of this desegregation eff ort was the legal desegregation of public schools and universities but the entire US desegregation move-ment it should be noted was part of a larger international decoloniza-tion movement whose aim was the liberation and humanization of the worldrsquos people of color
According to Chela Sandoval ( 2000 as conveyed in Phillips 2004 p 254) ldquoBlack and other lsquoUS Th ird Worldrsquo women in particular actually pio-neered the prototypical methods of postmodern activismrdquo In this research tradition people of color and others on the margins of the dominant power structures collectively developed progressive methods linked to political activism Much of this scholarship as conveyed by Phillips ( 2002 ) in build-ing on works by Hill Collins ( 2000 ) and Myers (1991) among others has developed ldquoculturally situated alternative to traditional scientifi c positiv-ismrdquo (p 579) In particular
Hill Collins hellip rejected the dichotomy between scholarship and activism thinking and doing for Afrocentric researchers In addition she has included empowerment as a step in the scientifi c process that is she claimed that an Afrocentric scientist cannot rest on her or his scientifi c production but rather must somehow apply it toward the betterment of humankind before the scientifi c process can be considered complete or onersquos role as a scientist can be considered fulfi lled (Phillips 2002 pp 577ndash 578 emphasis added)
Indeed Hill Collins is putting emphasis on the ldquoorganic links between Black feminism as a social justice project and Black feminist thought as its intellectual centerrdquo (Hill Collins 2000 p xi) Th is position directly chal-lenges the binaries of activism of emancipatory struggles on one hand and scholarship and theory as its intellectual center on the other (ibid p 10)
available at httpwwwcambridgeorgcoreterms httpdxdoiorg1010179780511843044003Downloaded from httpwwwcambridgeorgcore University of Florida on 14 Dec 2016 at 231453 subject to the Cambridge Core terms of use
Situating Th eory 73
73
Notably such an approach does not shy away from elaborating ldquoauthorita-tive metanarrative claimsrdquo (Nayak 2014 p xiii) ndash in the face of a patriarchy and racism that denies the legitimacy of black women and other marginal-ized voices ndash while accepting that there are no absolute universal grounds for such claims outside of historically situated struggles for equality (eg works by Audre Lorde eg 1984 cf Nayak 2014 ) In place of adhering to existing metanarratives this work is grounded by the dialogical and dialec-tical relationship between practice and scholarship while highlighting the necessity of activist positioning (Hill Collins 2000 p 30 cf Phillips 2002 ) A number of works in education directly speak up for such a position (see eg Ladson- Billings and Donnor 2005 )
Th is approach does not bind theory to practice in a one- way manner and does not reduce knowing to a multiplicity of viewpoints but instead puts emphasis on how activist positioning emerges out of and confronts the oppressions of racism and sexism To quote again Kenneth B Clark ( 1989 )
In the social sciences the cult of objectivity seems oft en to be associated with ldquo not taking sides rdquo When carried to its extreme this type of objectiv-ity could be equated with ignorance hellip It may be that where essential human psychological and moral issues are at stake noninvolvement and noncommitment and the exclusion of feeling are neither sophisticated nor objective but naive and violative of the scientifi c spirit at its best (p 79 emphasis added)
Th is line of work however is still marginalized even in critical directions of scholarship Th e reason for this has at least partly to do with seeing research as an interpretive endeavor rather than an ethical practice that necessitates commitment and activist agendas If research is about interpretation rather than transformative action then indeed taking a stand and committing to one or the other direction of social reforms and movements are neither the essential precondition nor the inherent constituent of doing science and producing knowledge
To reiterate the leading relativist and skeptical uncommitted trends that avoid articulating a worldview in which values and commitments could fi nd their due place as legitimate and inherent dimensions within the basic ontology and epistemology of human development and social prac-tice ndash and therefore within science and research too ndash have dominated even approaches with progressive and emancipatory orientations and inten-tions with few notable exceptions especially exemplifi ed in the Black femi-nist theory Th e result of this is that critical and sociocultural scholarship
available at httpwwwcambridgeorgcoreterms httpdxdoiorg1010179780511843044003Downloaded from httpwwwcambridgeorgcore University of Florida on 14 Dec 2016 at 231453 subject to the Cambridge Core terms of use
Th e Transformative Mind74
74
especially in the postmodernist tradition ldquodoes not provide support for the type of political project that educational transformation must be in addi-tion to the conceptual and empirical problems and paradoxes it containsrdquo (Beyer and Liston 1992 p 393)
Th e line of research that most directly integrates issues of values inter-ests and ideologies with knowledge production traces its philosophical roots to Marxism and sometimes is also associated with the pragmatist tradition of James Peirce and especially Dewey (though the two tradi-tions are strikingly diff erent even though they also share some points in common) Marxist philosophy can be interpreted to be premised on the centrality of human productive activity or praxis for all forms of individual and social life including its highly interrelated economic political ethical intersubjective and psychological (subjective) dimensions Although well established and through the years submitted to varying and sometimes confl icting interpretations this central Marxist premise requires further elaboration (as will be discussed in Part 3 and here only a brief mention is warranted) Th e most commonly accepted position (one could say the canonical one) suggests not only a close correspondence but also a full fusion between action and mind the practical and the subjective ndash all based in the experiential reality of how things are To illustrate from the recent scholarship Paula Allman ( 1999 ) in her thoughtful and perceptive inter-pretation of Marxism representative of the presently ongoing debates (as one of their most powerful expressions) writes that
[i] deas and concepts arise from the relations between people and from relations between people and their material world (the world created by human beings as well as the natural world) hellip [where] we actively and sensuously experience these relations therefore our consciousness is actively produced within our experience of our social material and natural existence (p 37 emphasis added)
In this and similar positions dominant in Marxist philosophy however the ways of knowing (epistemology) on one hand and the ways of being (ontol-ogy) on the other though posited as dialectically connected nonetheless are oft en understood to closely correspond to and even mirror each other If in addition material production and social practice are equated with ldquothe sheer actualityrdquo of what is going on in ldquothe here and nowrdquo then this position closely binds knowing with acting in the present as it exists in its status quo If what we know is conditioned by what we immediately experi-ence or participate in and if thought directly and immediately depends on material reality in its status quo then this approach has profound limiting
available at httpwwwcambridgeorgcoreterms httpdxdoiorg1010179780511843044003Downloaded from httpwwwcambridgeorgcore University of Florida on 14 Dec 2016 at 231453 subject to the Cambridge Core terms of use
Situating Th eory 75
75
implications for the problems of social change and agency In leashing the mind to the present the premise in many works in the Marxist and other critical traditions does not leave much space to theorize activism ndash how individuals and communities struggle to transcend the present and instead invent the future However if the full force of Marxist philosophy is linked to the centrality of material productive practices in their immediate existence and status quo of which thought and mind are presumed to be derivative and faithful refl ections then the possibility of social activism and of challenging domination and oppression is curtailed
Theorizing Subjectivity and Mind Progress and Challenges
Th e changes spurred by recent critical and sociocultural approaches have been especially pronounced in shift ing the focus away from isolated indi-viduals to the novel analytics that describe human subjectivity including the mind as socially situated interactively constituted culturally mediated dynamically enacted materially embodied and distributed through the matrices of material- semiotic practices and discourses Signifi cant devel-opments include growing interest in the dynamic intertwining of the psy-chological and the sociocultural realms so that individuals are understood to be constituted through relationships within particular contexts and their interactive dynamics across micro- and macrosocial levels
Th ese developments aim at overcoming a detachment of psychologi-cal accounts from the social historical cultural and political contexts Notable examples in this direction within what has been termed the ldquosec-ond psychologyrdquo (Cahan and White 1992 ) or constitutive sociocultural approach (Kirschner and Martin 2010 ) are the now classical works by Jerome Bruner Michael Cole Sylvia Scribner Barbara Rogoff Vera John- Steiner Jean Lave Dorothy Holland and James Wertsch among others A vast fi eld of research in cultural- historical and activity theory has become prominent around the world (Engestroumlm 1987 Kaptelinin and Nardi 2006 among many others) including and especially in their applications to edu-cation (eg Daniels 2001 Daniels Edwards Engestroumlm Gallagher and Ludvigsen 2009 Hedegaard and Fleer 2013 Jones 2011 Kontopodis 2012 Lee and Smagorinsky 2000 Lemke 1997 Lompscher 2004 Milne Tobin and Degenero 2014 Moll 1990 Roth and Lee 2007 Sannino Daniels and Gutieacuterrez 2009 Vadeboncoeur 2006 van Oers Wardekker Elbers and van der Veer 2008 Wells and Claxton 2002 ) in addition to other works engaged with throughout this book
available at httpwwwcambridgeorgcoreterms httpdxdoiorg1010179780511843044003Downloaded from httpwwwcambridgeorgcore University of Florida on 14 Dec 2016 at 231453 subject to the Cambridge Core terms of use
Th e Transformative Mind76
76
Furthermore overlapping positions can be found in dialogical (eg Hermans 2002 Markovaacute 2003 ) discursive and social- constructionist (eg Gergen 1985 Harreacute and Moghaddam 2003 Shotter 1993 ) phenomenological- hermeneutical (eg Guignon 2002 Martin and Sugarman 2001 Martin Sugarman and Th ompson 2003 Richardson Fowers and Guignon 1999 ) and ecological (eg Bateson 1972 Costall 2006 Ingold 2011 ) frameworks Many of these works trace their roots to Lev Vygotsky while others rely on Mikhail M Bakhtin George H Mead Heinz Werner and John Dewey as well as the philosophical traditions of Hegel Marx Dilthey Wittgenstein Levinas Gadamer Whitehead and others (for a recent review of a broad range of works on this spectrum see Kirschner and Martin 2010 ) Works by Urie Bronfenbrenner can also be seen as belonging to this tradition although his links to the sociocul-tural school have not been well explored (on his roots in and kinship with Vygotsky see Stetsenko 2008 Wertsch 2005 )
In strongly opposing the canons of ldquoobjectivistrdquo science the key import from many of these theories is the notion that social and psychological phe-nomena exist in the realm of relations and interactions ndash that is as pro-cesses that are embedded situated distributed and co- constructed within contexts rather than as isolated private possessions of individuals develop-ing in a vacuum Perhaps the most evident common achievement of recent years across these works is in advancing this relational mode of thinking Its core has to do with overcoming the Cartesian split between the object and the subject the person and the world the knower and the known ndash to off er instead a radically diff erent relational ontology in which processes occur in the realm between individuals and their world Th us the reductionist meta-phor of separation (typical of the mechanistic worldview) is replaced with the metaphor of mutual co- construction co- evolution continuous dia-logue belonging participation and the like all underscoring relatedness and interconnectedness blending and meshing ndash the ldquocoming togetherrdquo of individuals and their world that transcends their separation (cf Bidell 1999 ) With its broad message at the metalevel this perspective has pro-found implications for practically all steps in conceptualizing and studying phenomena in the social world including the self identity mind agency and knowledge as well as human development at large
Yet in spite of signifi cant shift s and advances these novel ideas and insights need to address more fully the traditional worldview- level prem-ises to suffi ciently challenge them along with their ideological connota-tions and underpinnings In particular there remains the task to more resolutely break with the ethos of adaptation that typically comes along
available at httpwwwcambridgeorgcoreterms httpdxdoiorg1010179780511843044003Downloaded from httpwwwcambridgeorgcore University of Florida on 14 Dec 2016 at 231453 subject to the Cambridge Core terms of use
Situating Th eory 77
77
with these assumptions Th is is partly because many of these works too oft en share ldquoan aversion to foundational metadiscoursesrdquo (cf Kirschner and Martin 2010 p 16) and reject the need to develop ldquofoundational prop-ositionsrdquo (ibid) In rejecting the search for general laws and principles and opting instead for a focus on particular practices and local contexts how-ever there is a risk of ceding too much conceptual territory to the power-ful movement shaped by biological reductionism objectivist canons and neo- Darwinian ethos
Indeed amid much progress a number of gaps persist with some of the old dualisms remaining unchallenged and the new ones erected along the way such as especially between the distributed social processes and prac-tices on one hand and the phenomena of human subjectivity agency and mind on the other One of the voids is that suffi ciently dialectical notions pertaining to human subjectivity and mind especially in their agentive expressions that are not separate from materiality of social practices remain elusive and contradictory Many critical and sociocultural approaches in overcoming traditional emphasis on solipsistic individuals and instead focusing on collective dynamics of social processes either avoid theorizing mind agency and identity or are satisfi ed with rather generalized descrip-tions focused on their relational distributed and situated character Th e dominant belief appears to be that these notions are remnants of the old dualistic thinking and therefore they must be rejected Th e success in overcoming traditional portrayals of human beings as solipsistic creatures preprogrammed by their evolutionary ancestry and other natural forces outside of society oft en comes at a price of retreating from the issues of subjectivity ethics agency and personhood (albeit with notable exceptions discussed in the next chapters)
For example many developments in sociocultural research includ-ing in Vygotskyrsquos tradition took the route of advancing the notions about distributed processes ndash those beyond the individual level ndash as the major and oft en the exclusive realm of human development in opposition to the notion of development as an individual process understood to be con-fi ned to an internal ldquomentalrdquo realm In many works cognition and mind (including processes such as thinking attention emotion self- regulation and memory) are attributed exclusively to groups rather than individuals Other sociocultural scholars have noticed and commented upon the focus on distributed cognition in place and at the expense of the individual mind For example Wertsch ( 2000 p 20) pointedly though briefl y and with-out taking an evaluative stance has commented that ldquosome recent studies go beyond Vygotskyrsquos claim somewhat in their emphasis on intermental
available at httpwwwcambridgeorgcoreterms httpdxdoiorg1010179780511843044003Downloaded from httpwwwcambridgeorgcore University of Florida on 14 Dec 2016 at 231453 subject to the Cambridge Core terms of use
Th e Transformative Mind78
78
functioning as a stable end point rather than a way station to the intra-mental planerdquo In addition many works acknowledge and demonstrate how the mind is situated ldquoin the midst of actionrdquo or activity and within the context but are less concerned with describing how the mind emerges from action and develops thereaft er In light of these trends I share assessment by Katherine Nelson ( 2007 p 13) that
the mainstream view on cognitive development seems to be that culture is an important conveyor of social knowledge but that it is not a signifi -cant factor in the development of mind hellip On the other end those who write from a cultural perspective oft en emphasize the importance of the cultural contribution to knowledge but are less interested in the work-ings of the individual mind
Furthermore while striving to overcome the old dualisms endemic in positivist science sociocultural theories sometimes tacitly introduce new unwarranted dualisms such as acquisition versus participation continu-ity versus change transmission versus transformation and communal-ity with nature versus agentive change and agency For example even in an important and infl uential scholarship by Jean Lave one can fi nd traces of a residual dichotomizing (cf Greiff enhagen and Sharrock 2008 and note that the focus on Laversquos work is because it represents one of the most signifi cant and strong advances so that its diffi culties are refl ective of the fi eld at large) Th is is transparent in Laversquos juxtaposition between social structures based in ldquoprinciples of production and political organizationrdquo on one hand and how these structures ldquopresent themselves to the experi-ence of individuals in the arenas of everyday action in the worldrdquo as dis-tinct processes on the other ( 1988 p 193 emphasis added) In this take on the social and individual processes the structural and social aspects of the world are seen as diff erent and ontologically independent from individual experiences
Th is is further evident for example in the contrasting of the two root metaphors in educational research ndash learning as acquisition versus learn-ing as participation (for an overview and succinct exposition see Sfard 1998 ) Th at studying acquisition of knowledge and cognitive development more broadly became viewed as contrasting and even incompatible with studying participation dynamics reveals an unfortunate lingering chasm of a dualistic type In this approach the focus on the dynamics of participa-tion whereby learning and learnersrsquo identities are functions of becoming part of a community is taken to somehow automatically exclude the level
available at httpwwwcambridgeorgcoreterms httpdxdoiorg1010179780511843044003Downloaded from httpwwwcambridgeorgcore University of Florida on 14 Dec 2016 at 231453 subject to the Cambridge Core terms of use
Situating Th eory 79
79
of cognitive change and development (for later discussions either uphold-ing or questioning this position see eg Hodkinson Biesta and James 2007 Saumlljouml 2003 Stetsenko 2008 ) Th ese and other forms of a residual dichotomizing can be traced back to unresolved tensions and ambiguities at the level of broad ontology and epistemology still lurking in sociocultural activity theory and social practice theories
Other trends that oppose mainstream orthodoxies of traditional cogni-tivism for example in research that has been dubbed ldquoa new science of the mindrdquo (eg Clark 2008 ) do operate with the notions of mind as embodied dynamic situated and distributed yet they rarely engage with the broader underpinnings and philosophies at the level of worldview assumptions about human development Even less oft en are this and other lines of schol-arship including current research in the Vygotskian tradition interested in discussing sociopolitical ethos and ideologies that underpin accounts of human mind and development thus leaving many assumptions of this magnitude intact
Th e important developments in critical and sociocultural scholarship to be viable and strong enough to combat alternative reductionist and posi-tivist approaches need to be placed within a suffi ciently broad historical and methodological framing including political ethical epistemic and ontological stakes that abide in such considerations Otherwise the ramifi -cations associated with the reign of the adaptationist ethos remain insuffi -ciently challenged One of such ramifi cations is that the currently dominant thinking across the spectrum of views ndash from the biologically reduction-ist ones to those that focus on the relational socioculturally situated and contextualized character of human development ndash still largely implies that it is extra- personal forces that guide and shape human development and learning Th ese extra- personal forces are understood either as neurological processes shaped by genetics or alternatively as collective processes such as culture discourse dialogue and power In both cases the emphasis is de facto on the forces beyond agency imagination and human subjectiv-ity in thus eschewing the status of human beings as agentive actors in their own lives and communities and communal history at large What is oft en either neglected or under- theorized by the frameworks on both sides of the spectrum (with some notable exceptions) is the transformative agency of people qua social agents of communities and their histories to shape and essentially create their world their future and their own development while relying on the social and cultural resources that they bring into exis-tence and co- create in each and every act of their lives
available at httpwwwcambridgeorgcoreterms httpdxdoiorg1010179780511843044003Downloaded from httpwwwcambridgeorgcore University of Florida on 14 Dec 2016 at 231453 subject to the Cambridge Core terms of use
Th e Transformative Mind80
80
It is perhaps especially the overall postmodernist zeitgeist typical of the ldquoaft er the subjectrdquo context (to use Kristevarsquos expression) that many socio-cultural and critical theorists understand concepts of identity mind and subjectivity as fl uid indeterminate and even epistemically untenable (cf Moya and Hames- Garcia 2000 ) Th e recognition that human development is profoundly situated and contextualized and that individuals are fun-damentally immersed in the world that shapes their development makes issues of mind identity individuality and subjectivity seem outdated With the understandable thrust to dispel the long- standing myths of solipsistic hyperindividualism hardwired into neoliberal canons in both sciences and broader politics however there comes the risk of losing the individual the subjectivity and the processes at the personal levels altogether As Williams and Gantt ( 1998 ) aptly summarize the spirit of postmodernism consists in ldquo a rejection of individual subjectivity as the fundamental undergird-ing of our humanityrdquo and as the locus and source of both knowledge and identity (p 253 emphasis added) In the next step however the conclu-sion is not infrequently that to consider identity mind agency and other expressions of human subjectivity as being critical to social functioning is to unduly essentialize and naturalize them (cf Mohanty 2001 Moya and Hames- Garcia 2000 )
Th e rejection of individual subjectivity is expressed by postmodern-ism for example in the emphasis on process and fl ux suggesting that the subject is ldquothe contingent accidental eff ect of the play of surfacesrdquo (Morss 2004 p 87) such as power dynamics discourses and community practices Marxism has been interpreted as a ldquotheoretical anti- humanismrdquo (the view fi rst suggested by Althusser and passed on to Derrida and Foucault see Hartsock 1998 ) ndash an account of how individuals are subjected by the pow-erful economic and structural forces beyond their control In this interpre-tation the subjects who matter are not individual persons but exclusively the collective ones such as especially social classes An important contri-bution of this scholarship in highlighting how group locations and collec-tive experiences associated with structural inequalities shape identities and voices however leaves the issue of individual voice and agency unattended to As recently admitted by one of the leading authors in critical and cul-tural theory ldquoTh e concept of agency actually functions as a place marker It refers to a space that one does not yet quite understandrdquo (Apple 2010 p 161)
Even more critically positions advanced in the spirit of ldquothe death of man [ sic ]rdquo have been exposed by feminist scholars to undermine the
available at httpwwwcambridgeorgcoreterms httpdxdoiorg1010179780511843044003Downloaded from httpwwwcambridgeorgcore University of Florida on 14 Dec 2016 at 231453 subject to the Cambridge Core terms of use
Situating Th eory 81
81
autonomy and self- refl ective subjectivity as the basis on which commu-nal and progressive politics such as feminist and Civil Rights movements depend For example Fraser ( 1995 ) makes a strong statement that ldquoit is arguable that the current proliferation of identity- dereifying fungible commodifi ed images and signifi cations constitutes as great a threat to womenrsquos liberation as do fi xed fundamental identitiesrdquo (p 71) Other feminist scholars such as Gloria Anzalduacutea Linda Martin Alcoff Seyla Benhabib Patricia Hill Collins Dorothy Smith Linda Nicholson Martha Nussbaum Chandra Talpade Mohanty and Val Plumwood among oth-ers have also critiqued approaches that exclusively focus on diff erence discourse and play of symbolic resignifi cation as the central processes grounding identity subjectivity and gender politics Th e point made in many of these works is that approaches based exclusively in diff er-ence might dull the cutting edge of critical work and make it impossible to develop a common vision of radical transformation In abandoning points of convergence and anchoring groundings especially in theoriz-ing agency and human subjectivity researchers risk to resort to catalogu-ing pluralities without off ering alternatives (cf Giroux 1983a b Gitlin 2005 McLaren 1994 )
To reiterate the success of sociocultural and critical frameworks in overcoming traditional portrayals of human beings as solipsistic individu-als developing outside of the sociocultural world oft en comes at a price of retreating from issues of mind agency subjectivity and personhood Yet the challenge of individuality remains important and even pressing for both theory and practice and especially for educators and others working in practical fi elds who are otherwise left to their own devices and oft en are pressed to turn to reductionist paradigms Th e work of deconstructing the modernist views of human development and subjectivity ndash based as these views are in the hegemony of the solipsistic private self disconnected from society and cultural practices and ontologically privileged as the center of the universe ndash does not need to end up in eschewing the notions of self mind and identity altogether
When human beings are understood ldquoto be fundamentally social always and already living within moral orders in social cultural historical conver-sation among things but with othersrdquo (see William and Gant 1998 p 254) this important insight needs to be complemented by an account of agency self- determination and other phenomena and processes of human subjec-tivity within such non- individualist frameworks It is not enough to say that persons are defi ned by the social cultural systemic and relational contexts
available at httpwwwcambridgeorgcoreterms httpdxdoiorg1010179780511843044003Downloaded from httpwwwcambridgeorgcore University of Florida on 14 Dec 2016 at 231453 subject to the Cambridge Core terms of use
Th e Transformative Mind82
82
in which they interact and live Adding that language and discourse are at the heart of identity does not fully solve the problem either ndash because this view does not suffi ciently specify the processes at the core of human subjectivity in their agentive role and in their relation to the social world of human practices and struggles
Th e alternative solutions need to discriminate between the rejection of liberal individualism and its mythology of solipsistic self- suffi cient indi-viduals versus the loss of models of persons as agentive actors in social community practices Th is is tantamount to making a distinction between hyperseparation that posits atomistic individuals as completely isolated from sociocultural dynamics versus concepts that preserve individual sub-jectivity within a profoundly social communal and shared worldview ndash as ldquoidentity within communityrdquo (to build off from Merleau- Pontyrsquos expression ldquoidentity within diff erencerdquo cf Plumwood 1993 ) Th is theory would need to negotiate in Plumwoodrsquos ( 1993 ) poetic expression
the path between the Desert of Diff erence and the Ocean of Continuity rejecting both merged ideals and the individualist- egoist accounts of self characteristic of liberalism Th e distinction between separation and hyperseparation allows for a concept of community which negotiates a balance between diff erence and community hellip It allows for social but non- fused selves it does not aspire to oppressive unity or to the elimi-nation of otherness in the form of confl ict or of cultural diff erence or attempt to absorb or reduce individuals into social wholes (p 159 emphasis added)
A positive (not positivist) and fundamental (not fundamentalist) under-standing of these processes of human subjectivity is crucial to developing counterhegemonic practices and policies Such broad theories would need to be able to embrace specifi city plurality heterogeneity and particular-ity of everyday experiences and of local knowledges yet also chart con-ceptual spaces where agency mind and other forms of human subjectivity can be understood as inherent dimensions of solidaristic communities (to use Seyla Benhabibrsquos expression) and their shared practices Th e alterna-tives that need to be sought along the lines of this critique are for historized approaches that can show the fl uidity of positions and discourses without the extremes of either reifying phenomena and processes of social life such as identity agency and mind into atomized and static forms on the one hand or of doing away with them as if they were fl eeting and inconsequen-tial epiphenomena on the other
available at httpwwwcambridgeorgcoreterms httpdxdoiorg1010179780511843044003Downloaded from httpwwwcambridgeorgcore University of Florida on 14 Dec 2016 at 231453 subject to the Cambridge Core terms of use
Situating Th eory 83
83
Developing Alternatives for Research with Transformative Agendas
What remains under- theorized in many contemporary critical and socio-cultural approaches is the focus on active human persons and communities who can engage in the world as its co- creators imagine a better future and commit to its realization thus bringing it into reality while in the process creating themselves in the mutual process of becoming and co- authoring It is the need to rectify this situation described in the previous section ndash the context of the multiple crises socioeconomically and politically driven at the intersection of theory and practice both in sciences and in education ndash that motivates this book
Arguably what is required today to combat the parallel eff ects of mar-ketization on science and education is an eff ort to advance far- reaching encompassing theories and explanations of human development including processes of human subjectivity agency and mind Such theorizing needs to be attuned to and compatible with the notions of human agency and activism within a framework that does not follow with the dictates of a value neutral normativity and reductionism Imperative at the same time in order to avoid connotations of solipsistic individuals creating themselves in a vacuum is a revision of the notions of objectivity and reality away from ideas of a human- less world Instead to thoroughly reconstrue the notion of agency the world has to be thought of as a human realm composed of meaningful social practices that encompass as their inherent aspects the situated dimensions of culture politics and power along with the ever- shift ing interactivities and subjectivities
Th e key challenge is to capture the power of human transformative agency understood as an individually unique achievement of togetherness ndash while in the process retaining the full scope of critiquing traditional indi-vidualism and rogue instrumentalism that come together with what Ethel Tobach ( 1972 ) called ldquothe four horsemen of racism sexism militarism and social Darwinismrdquo especially in the context of eurocentrism and positiv-ism Above all given the relevance and even the preeminence of sociopolit-ical dimensions in knowledge production especially in social sciences and education this framework needs to be premised on an alternative ethos of collaboration and solidarity while avoiding connotations of master narra-tives focused on pursuits of external power that manipulates and controls
Th e core eff ort is to expand the premises of materialism to capitalize on human agency and activism in ways that do not exclude them from the
available at httpwwwcambridgeorgcoreterms httpdxdoiorg1010179780511843044003Downloaded from httpwwwcambridgeorgcore University of Florida on 14 Dec 2016 at 231453 subject to the Cambridge Core terms of use
Th e Transformative Mind84
84
ldquonaturalrdquo dimensions of the world in its full materiality and historicity Th is diffi cult conceptual move is only possible if the material world is under-stood to be composed of collaborative practices extending through history and transcending the status quo ndash as the ldquoworld- historical activityrdquo (Marx and Engels 1845ndash 1846 1978 p 163) One of the important implications of such an expanded materialism is that it might open ways to bridge the gulf between the principles of essential sociality of human beings with those of freedom and self- determination while reclaiming the latter principles within a materialist and non- dualist approach Th e principles of freedom and self- determination are seen traditionally as the province of the neolib-eral discourse that has appropriated them for far too long as its own and exclusively so supreme territory Th e move to cast the principles of equality and social justice to be not in opposition to those of liberty and freedom is an important task to pursue if only in terms of making preliminary steps in this direction
Th is set of challenges can be addressed as one of the steps by advanc-ing theories that are premised on interrogating the core assumptions at both ontological and epistemological levels implicated in the traditional mechanistic worldview and even in the more advanced relational one Especially critical at the present time is an attempt to move in the direction of what Gramsci termed ldquoopen Marxismrdquo that is founded on the primacy of human agency in the shaping of history while not extricating agency from the situated dynamics of historical practices as these are co- constituted by and co- implicated in the production and transformation of a constantly changing world Th is in turn is only possible if a broader worldview is developed that could also at the same time posit agency not as an auto-matic natural ldquogivenrdquo somehow inherent in the nature of self- contained individuals Instead agency needs to be conceptualized as a situated and collectively formed ability of human beings qua agents of social practices and history to project into the future challenge the existing status quo and commit to alternatives in thus realizing the world and human development Importantly this ability has to be revealed in its contingency on the mastery of cultural tools for transformative action and activism through participat-ing in and contributing to the inherently social processes and practices of human communities
Th e movement in the direction of such an open account premised on the centrality of agency and activism necessitates many changes in the received philosophies and theories of human development and of real-ity that embeds it Th e biggest challenge is to overcome the dichotomies
available at httpwwwcambridgeorgcoreterms httpdxdoiorg1010179780511843044003Downloaded from httpwwwcambridgeorgcore University of Florida on 14 Dec 2016 at 231453 subject to the Cambridge Core terms of use
Situating Th eory 85
85
between objectivity (matter) and subjectivity (intentionality) body and mind nature and culture social practice and human agency and commu-nity and individuality Th e alternative approach cannot consist in merely stating that these are non- dichotomous dimensions or that they are inter-related intertwined and interconnected ndash if this is done without suffi cient specifi cations as to how this is possible and what processes ground such interrelations and interconnections
What is needed is a position that determines processes at the level of basic ontological groundings of both reality and human development (at the intersection of development with teaching- learning) in ways that allow for complex and non- dichotomous relationships between these pro-cesses and also among various dimensions within their dynamics What is required is a position that charts a unifi ed (albeit not uniform) ontology of human development and of the world that grounds development and co- evolves with it with no ontological gaps posited between them Th is includes inquiry into the principles and assumptions about no less than what is reality and what is the place of humans in the world ndash a set of highly contested and complex issues that all their complexity and dark legacy not-withstanding cannot be set aside or left unaddressed in developing concep-tions that could support activist projects of social transformation Th e role of such a unifi ed grounding as will be elaborated in this book based on Vygotskyrsquos approach and the broader tradition of Marxist philosophy can be assigned to the social- material collaborative transformative practices that unfold in history while engendering multiple dimensions including subjectivity and intersubjectivity in their productive that is world- forming and history- making and especially world- and history- changing agen-tively transformative roles
Traditionally materialism including in Marxist and by implication in Vygotskyrsquos theory is predicated on the ontological centrality of mate-rial practices Yet this position is coupled in the works by both Marx and Vygotsky with the political commitment to social change based in the notion that human activity is a positive and productive force in the constitution of human nature and reality Th is broad political commitment although not directly explicated by these scholars in terms of its ontological epistemo-logical and methodological status can and needs to be closely examined along these lines
Th e key challenge is to concretely specify the relationship between materiality on one hand and agentive social practices imbued with human subjectivity on the other ndash while viewing both realms as ontologically
available at httpwwwcambridgeorgcoreterms httpdxdoiorg1010179780511843044003Downloaded from httpwwwcambridgeorgcore University of Florida on 14 Dec 2016 at 231453 subject to the Cambridge Core terms of use
Th e Transformative Mind86
86
commensurate co- evolving and coterminous For this position to hold the reality has to be understood in its unfolding and open- ended dynamic historicity where the present is a continuously emergent process tied not only to previous historical and material conditions (the point highlighted by most scholars in the Marxist tradition) but also most critically to future conditions as these are envisioned committed to and acted upon by human beings qua social actors of human collaborative practices and their collec-tive history Th is issue remains a key conundrum for critical and sociocul-tural scholarship Th e challenge to address is how to stay on the grounds of materiality and accept its primacy in engendering and shaping processes of human subjectivity and interactivity yet at the same time to view these lat-ter processes not as separate from materiality but instead as co- implicated and instrumental in social practice in their status of agentive interventions in the course of history and the materiality of the world
It is within such an approach that the challenge can be addressed to simultaneously denaturalize the narrowly reductionist (biologizing) view of nature that renders it immutable and devoid of human dimen-sions while also renaturalizing culture in line with the concept of the natural beyond the narrow focus on extraneous forces that impact and even somehow wire human beings in establishing preprogrammed paths for development A related challenge is to rematerialize human mind and subjectivity in employing an expanded notion of materiality beyond an impoverished mechanistic view that reduces it to tangible things out in the world This in turn can be achieved if yet another concomitant challenge perhaps least addressed so far is also tackled ndash the need to resubjectivize (reenchant) materiality including human bod-ies and material practices on the premise that subjectivity and agency are inherent parts of the natural world if the latter is understood in non- reductionist ways The many attempts undertaken along these lines in the past have typically pursued one of these aspects rather than tackled them in their systemic totality and most critically did so often without addressing the broad worldview- level premises underwritten by an ethos alternative to the one that had spawned these dead- ended dichotomies in the first place
Vygotskyrsquos approach can be regarded as one of the earliest attempts in psychology and social sciences at large and an exceptionally bold one at that (albeit unfi nished and not without remaining substantial contradic-tions and gaps) to address these issues in moving from a relational to a transformative worldview Th is perspective allows for no essentialist or universal foundations for knowledge mind human nature and identity
available at httpwwwcambridgeorgcoreterms httpdxdoiorg1010179780511843044003Downloaded from httpwwwcambridgeorgcore University of Florida on 14 Dec 2016 at 231453 subject to the Cambridge Core terms of use
Situating Th eory 87
87
Instead these notions are evoked based in a very diff erent set of premises the guiding ones of which have to do with positing a communal shared historical and situated character of human development Th at is human development is understood as an ldquoachievementrdquo of togetherness ndash resulting from its entanglement with the historically evolving and culturally medi-ated process of self- and world- creation based in collective and collabora-tive dynamics of social material practices in their ongoing historicity
Foregrounding the Ethical
Importantly what is required in working along these lines is a provision of ethical- normative grounds for agency and social change Th is is a highly contested territory where the notions of what is desirable and what ought to be such as in moving forward with education reforms and broader changes in existing social practices need to be worked out at least in broad strokes and contours Th is is in line with the feminist works that suggest alternatives to ideological neutrality in terms of normative ideals and end points of development and ldquoconcede that ethical evaluation is unavoidablerdquo (Fraser 2002 p 23) even though with a full realization that such evaluation is problematic
While deferring normative evaluation Fraser in the end does take a stand in terms of a normative position specifi cally in assessing equality according to the normative ideal of equal access to democratic participa-tion In a move that builds on the centrality of agency and commitment to change as the formative co- constituents of human development and soci-ety in the approach developed herein normative evaluation is regarded as unavoidable in doing research and theorizing In particular the grounds for such evaluation are devised on premises of a profound equality and solidarity that replace those of passive adaptation self- interest and accom-modation to the status quo In this the emphasis is not only on the norma-tive ideal of democratic participation and associated need for recognition both tracing their roots back to Hegel and the politics of consensus building and communication (eg as exemplifi ed in the works by Habermas 1994 ) While not rejecting this position the normative ideal at stake in the discus-sion herein has to do with providing opportunities for authentic contribu-tion by all to a society that needs to be improved changed and co- created rather than taken for granted and adapted to
In approaches premised on the ideals of participation and recognition ldquothe success of achieving equality is to be measured according to the aim of putting all members of society in a position to partake in social participation
available at httpwwwcambridgeorgcoreterms httpdxdoiorg1010179780511843044003Downloaded from httpwwwcambridgeorgcore University of Florida on 14 Dec 2016 at 231453 subject to the Cambridge Core terms of use
Th e Transformative Mind88
88
without disadvantagerdquo (Honneth 2004 p 357) A more radical alternative as suggested herein in line with the Vygotskian- Marxist legacy is that suc-cess of achieving equality is to be judged (rather than measured to avoid undesirable connotations of what is recently an ideology of control) accord-ing to the aim of providing access to all members of society (rather putting them in one or another position to avoid connotations of passive subjuga-tion) to be in a position to contribute to social innovation and transforma-tion (rather than to merely participate) without disadvantage
Th e approach in this book is devised and implemented based on a vision of and a commitment to the sought- aft er future as it can be imagined today while explicating the alternative ethos (and its end point) that are driving each and every step of theorizing and knowledge building In this pursuit the ethical dimension is rendered central to the ontological epistemologi-cal and methodological considerations with an activist commitment bring-ing all these dimensions together as elements of a single approach and logic Th e strategy is to bridge the gap between the narrowly understood natu-ral science and the ideologicalndash critical orientation in the process of theory building In particular the intention is to construct theory closely aligned with ideology ethics and politics of social justice and equality and thus provide conceptual handles for possible practical interventions through radically altering theories employed to shape education as one step on the way to broad social changes in respective social practices Th is entails the need to explicate the ethical- political matters and positions in their relation to the conceptual and methodological ones
Bringing the ethical and the political to the forefront is clearly a con-tested proposition Th erefore it might be useful to remind of the long tradi-tion behind such ethically and politically non- neutral models of research such as expressed already by Dewey who realized long ago that
any inquiry into what is deeply and inclusively human enters perforce into the specifi c area of morals It does so whether it intends to and whether it is even aware of it or not When ldquosociologicalrdquo theory withdraws from consideration of the basic interests concerns the actively moving aims of a human culture on the ground that ldquovaluesrdquo are involved and that inquiry as ldquoscientifi crdquo has nothing to do with values the inevitable con-sequence is that inquiry in the human area is confi ned to what is super-fi cial and comparatively trivial no matter what its parade of technical skills (Dewey 1920 1948 p xxvi emphasis added)
Th e explicit goal is to build a robust theory that makes claims about human nature and development with implications for the notions of
available at httpwwwcambridgeorgcoreterms httpdxdoiorg1010179780511843044003Downloaded from httpwwwcambridgeorgcore University of Florida on 14 Dec 2016 at 231453 subject to the Cambridge Core terms of use
Situating Th eory 89
89
truth and progress in order to provide warrants for knowledge claims as foundations for social action Yet this can be done not by embracing postulates of logical empiricism objectivism and positivism according to which events and phenomena are determined by outside forces and mechanical laws in a strong metaphysical sense It is hard to improve on the eminent evolutionary biologist Stephen Jay Gouldrsquos characterization that ldquoprogress is a noxious culturally embedded untestable nonopera-tional intractable idea that must be replaced if we wish to understand the patterns of historyrdquo ( 1988 p 319) Indeed if fashioned within the doctrine of adaptation along the lines of a mechanical worldview the idea of prog-ress inevitably gives false and conservative ldquocomfort of seeing ourselves hellip as quintessentially lsquorightrsquo at least for our local environments of natural selectionrdquo (Gould 1993 p 369) Instead a viable position is that ldquohumans are not the end result of predictable evolutionary progress but rather a fortuitous cosmic aft erthought a tiny little twist on the enormously arbo-rescent bush of life helliprdquo ( 1995 p 327) While sharing this position it is also important as also expressed by Gould that ldquo[p] rogress is not intrinsically and logically noxious Itrsquos noxious in the context of Western cultural tradi-tionsrdquo (quoted in Grant and Woods 2003 p 105) Th e idea of progress if fashioned outside of the biases and blinkers of this cultural and sociopo-litical tradition ndash that is not as an impervious dogmatic version of what is right or wrong ndash is needed for a position on the nature of knowing that includes a possibility of adjudicating among competing positions and claims Th e alternative is in developing such a theory while embracing the idea that human beings are fully enmeshed with the dynamics of the world yet also are active agents of their lives communities and society at large ndash and that each individual person matters and makes a diff erence in these processes
Vygotskyrsquos well- known theoretical notions about cultural- historical and social embedding of human development and about cultural mediation as the main pathway for development were combined with and embedded within his social activism and a passionate quest for equality and justice (the point that has been all but ignored in western interpretations of his scholarship) Th is orientation was realized and made possible by Vygotskyrsquos participation in the radical revolutionary project of his time Th e project of immediate relevance to Vygotsky and his colleagues consisted of eff orts at creating a new system of education for society that was in the process of being created and forged practically from scratch rather than taken for granted presupposed and adapted to Taking on from Vygotskyrsquos approach and theorizing his stance of equality and justice as a central component
available at httpwwwcambridgeorgcoreterms httpdxdoiorg1010179780511843044003Downloaded from httpwwwcambridgeorgcore University of Florida on 14 Dec 2016 at 231453 subject to the Cambridge Core terms of use
Th e Transformative Mind90
90
of both theory and methodology (even though it remained implicit in his works) is the core eff ort in the present book
Th e resulting broad framework is developed precisely with an intention for it to be part and parcel of the practices policies and research grounded in ideals alternative to sociobiology with its malignant beliefs in inborn inequalities coupled with a ldquotesting maniardquo in educational strategies steeped in assess- and- control ideology of social Darwinism Th is approach there-fore does not take the ideal of equality as an abstract notion Instead it takes a stand on and commits to matters of equality as the fi rst analytical step that leads all other methodological strategies and theoretical choices and thus attempts to realize equality (cf Ranciegravere 1991 ) in the process of theory- and knowledge- building (with theory and knowledge understood as not opposed to nor separated from the larger social practices and politi-cal projects)
Th e approach that privileges the act of taking a stand on matters of sociopolitical and cultural- historical signifi cance is consistent with the transformative onto- epistemology In this framework the questions about ldquowho is talkingrdquo and the location from which one is talking high-lighted in recent critical scholarship (eg standpoint epistemology and other feminist frameworks) is augmented by the ldquowhat forrdquo question Th is latter and the most crucial question is focused on the purposes and goals the destination and address that scholarship (including theories and all knowledge building processes) aims at achieving in contributing to the future through the changes instigated in the present Th ese ques-tions are embraced in elevating the demand to explicate and refl ect upon the end points and goals of theorizing (which do not have to be fi nal and set in stone yet require explication as provisional horizons of where the research and theory are heading) ndash as a facet of transformative practice a form of doing that contributes to the transformation of the existing status quo
Th e strategy is not to test the assumption of equality in some abstractly neutral detached and ldquoobjectiverdquo sense but instead to undertake eff orts at providing conditions for making this assumption true in particular at the level of theoretical constructions that could support it as one of the steps in the overall project of creating equality in education Th is approach shift s away from the traditional standards of objectivity as a study of ldquonakedrdquo brute facts disconnected from the histories contexts and practices that spawn and give them meaning It also shift s away from understandings of equality as a self- executing ldquogivenrdquo attending instead to the need to bring
available at httpwwwcambridgeorgcoreterms httpdxdoiorg1010179780511843044003Downloaded from httpwwwcambridgeorgcore University of Florida on 14 Dec 2016 at 231453 subject to the Cambridge Core terms of use
Situating Th eory 91
91
about equality through continuous eff orts of supporting sustaining and achieving it including eff orts at the level of theories and concepts
Th at is the approach is not so much to prove that all human beings are equal as rather to work out a theory of human development and learn-ing within an explicit quest of achieving equality and creating conditions in which this can be done under the assumption that equality ought and can be achieved Th is strategy epitomizes transformative activist stance in its claim that the taking up a stance (or a stand) on matters of social and political sig-nifi cance is the key onto- epistemological step and an inherent dimension in any investigation ndash and the broader foundational principle for human act-ing knowing and being Th e role of knowledge in this approach is radi-cally recast ndash knowledge and theory- building are deliberately turned into instruments of social practice marked by activism in a pursuit of transfor-mative change In this light research is carried out not with the neutral goal of uncovering what is ldquoout thererdquo in the world that is posited to somehow exist independently from human practices but instead with the goal of moving beyond the status quo in creating and inventing new forms of social practices and human development
Th is method is in line with what can be considered to be the very gist of Vygotskyrsquos project that is the ideological- political ethos (derived from Marxist ideology and philosophy) embedded in this project and shaping all of its layers ndash the passionate egalitarianism premised on the need to create psychology for a society that itself needs to be created rather than merely reproduced or adapted to Th is future society cannot be charted nor pre-dicted in full detail in advance that is it cannot be construed as a utopia in the sense of an abstract idea ndash imagined as something one can simply await in hopes that someday it might arrive Instead this society is imagined through actively carrying out practical steps toward its realization already in the present if even only in nascent and modest forms Th is is only pos-sible based in a commitment to struggling for what ought to be along the lines of a sought- aft er future one takes up as a guiding principle
Th e commitment pursued in this book however incomplete and imperfect its realization might be has to do with the orientation toward the ethical- practical goal of establishing social practices especially in education in which people are not ranked according to some preex-isting natural endowments and putatively inborn capacities and traits Instead such practices need to be based on the principle that all human beings have infi nite potential ndash unidentifi able in terms of any precon-ceived inborn limitations Moreover this potential is only realized in the
available at httpwwwcambridgeorgcoreterms httpdxdoiorg1010179780511843044003Downloaded from httpwwwcambridgeorgcore University of Florida on 14 Dec 2016 at 231453 subject to the Cambridge Core terms of use
Th e Transformative Mind92
92
course of development that does not happen in a vacuum but instead is critically reliant upon sociocultural supports and mediations under-stood as integral parts of development Th is implies that the requisite cultural mediations and supports (broadly understood to include incen-tives artifacts spaces and tools for being knowing and doing) need to be made accessible and available to each individual with an understand-ing that she will agentively and creatively develop and transform them from onersquos own unique stand and position Reconceptualizing human mind and development on these grounds is envisioned as a step on the way to promoting education that is based in egalitarian principles Th e core of these principles is that all children with no exception can learn and develop without any assumptions of preimposed ldquonaturalrdquo limits or ceilings provided that they are given requisite (and individually tailored) access to cultural tools supports spaces and incentives ndash especially for their own agency as actors who contribute to social community prac-tice and co- author their world and development in bringing them into realization Th is means building developmental theory that is based in activism and agency and also dispels the mythology of supposed innate and immutable dispositions associated with rigid social stratifi cation and control dictating predetermined social hierarchies and structures to support them
available at httpwwwcambridgeorgcoreterms httpdxdoiorg1010179780511843044003Downloaded from httpwwwcambridgeorgcore University of Florida on 14 Dec 2016 at 231453 subject to the Cambridge Core terms of use
9393
Part II
of use available at httpwwwcambridgeorgcoreterms httpdxdoiorg1010179780511843044Downloaded from httpwwwcambridgeorgcore New York University Libraries on 14 Dec 2016 at 231822 subject to the Cambridge Core terms
94
of use available at httpwwwcambridgeorgcoreterms httpdxdoiorg1010179780511843044Downloaded from httpwwwcambridgeorgcore New York University Libraries on 14 Dec 2016 at 231822 subject to the Cambridge Core terms
95
95
3
Vygotskyrsquos Project Methodology as the Philosophy of Method
In many ways Vygotskyrsquos project ndash conceived and implemented in the cru-cible of a radical revolutionary project that unfolded in Russia in the early twentieth century ndash predated many of the later developments in critical cultural sociocultural and postmodernist frameworks In fact this project remains unique in the history of psychology for its clear grounding in dia-lectical materialist philosophy and its commitment to ideals of social jus-tice and equality directly embodied in its theoretical tenets methodology and practical applications Th e profound saturation of Vygotskyrsquos project by these ideals and the sociopolitical ethos of equality and social justice at its core (oft en ignored in contemporary interpretations) make it relevant and applicable within current struggles of great urgency given the current sociopolitical and economic crisis to improve social practices especially in education Th e unique vision on human development mind and teaching-learning developed within the cultural- historical school has radical and quite contemporary implications for theory and methodology that reso-nate with critical scholarship today
In particular this project evolved as a value- laden collaborative endeavor immersed in the revolutionary practices of its time came to embody these practices and ultimately contributed to them through its participantsrsquo civic- scholarly activism Indeed rather than being confi ned to an ldquoivory towerrdquo of purely academic pursuits Vygotsky and his followers were directly engaged in practical endeavors fi rst and foremost in policies of reorganizing the national system of education and devising special programs for the home-less poor and children with special needs (and oft en all of these together) Th is engagement situated Vygotsky and his colleagues directly at the epicenter of highly charged sociopolitical practices of the time as imme-diate participants and actors (Vygodskaya and Lifanova 1996 ) turning their pursuits into a unique blend of theory practice ideology and politics
terms of use available at httpwwwcambridgeorgcoreterms httpdxdoiorg1010179780511843044004Downloaded from httpwwwcambridgeorgcore Access paid by the UCSB Libraries on 14 Dec 2016 at 231853 subject to the Cambridge Core
Th e Transformative Mind96
96
(Stetsenko and Arievitch 2004a ) Participants of this project worked not on abstract ideas but rather on developing theory in the midst of advanc-ing new approaches for a society that itself was in the process of being cre-ated ndash under the aegis of an emancipatory agenda rooted in ideals of social justice and equality (the subsequent retreat from and drastic failures of this agenda notwithstanding) One of the immediate goals was to provide equal access to education for all especially those with special needs and millions from underprivileged backgrounds including homeless children and those impoverished by war and turmoil Th is goal was directly coupled with the stance of solidarity and egalitarianism ndash an unwavering belief in funda-mental human equality that knows no boundaries imposed by nature yet requires cultural supports and mediations interactively provided by others for it to be realized
It is likely the embedding of this project within the highly turbulent con-text of an unprecedented sociopolitical turmoil and transformation ndash span-ning two revolutions World War I and a civil war ndash that opened up the opportunity for its participants to take a uniquely activist stance attuned to immediate realities of human struggles and dramatic expressions of human agency at the nexus with historical change In actively and agentively con-tributing to ongoing social transformation in a direct link to creating new radical alternatives in the conditions of social existence especially educa-tion this project de facto challenged traditional models of science steeped in the ethos of adaptation and solipsism Participants of this project did not explicitly address ideological- political issues and the embedding of their project within transformative social practices of their time nor how their own commitments values and ideology were parts of their theory and methodology
Yet Vygotsky elaborated a number of critical elements for a new model of psychology at the intersection with education and pedagogy pre-mised on activism and the ethos of solidarity and equality Th ese elements included (by way of a brief account) (1) insistence on cultural- historical origins of mind in shared and collaborative culturally mediated activity and on psychological processes being co- constructed by interacting indi-viduals relying on historically evolved cultural resources within the ever- shift ing and dynamic zones of proximal development (2) the notion of dis ability as socially constructed and contingent on access to requisite cultural tools for development and (3) the positing of practice to be the linchpin of knowledge and science
In this conception the mind and its products such as knowledge (and other forms of human subjectivity traditionally understood as an inward
terms of use available at httpwwwcambridgeorgcoreterms httpdxdoiorg1010179780511843044004Downloaded from httpwwwcambridgeorgcore Access paid by the UCSB Libraries on 14 Dec 2016 at 231853 subject to the Cambridge Core
Methodology as the Philosophy of Method 97
97
ldquomentationrdquo of solo individuals) were conceived of as forms of social activ-ity ndash initially always intersubjective that is carried out as inter actions that only gradually are turned into intrasubjective actions that have their ante-cedents constituents and consequences in material social practice Also remarkable was Vygotskyrsquos non- traditional model of experimentation that eschewed a moral order of disinterestedness and distance central to so- called objective experimentation (cf Morawski 2005b ) Instead of copying reality and striving to disclose it ldquoas it isrdquo this model actively and intention-ally created ldquoartifi cialrdquo conditions to co- construct the very processes under investigation in order to study them in the acts of their co- construction through cultural mediation Th e radical crux of this approach was cap-tured by Leontiev whose words were conveyed by Bronfenbrenner ( 1977 ) a scholar directly and profoundly infl uenced by Vygotskyrsquos project in con-cluding remarks of his infl uential work
It seems to me that American researchers are constantly seeking to explain how the child came to be what she is we [however] hellip are striv-ing to discover not how the child came to be what she is but how she can become what she not yet is (p 528 emphasis added)
Th is approach thus posited a number of principles and above all directly embodied and enacted in its own realization a model of science that does not fi t with the exclusively positivist goal to provide a naturalistic account of human development based on a ldquoview from nowhererdquo Instead its paramount goal can be interpreted to be about overcoming the sepa-ration between scientifi c exploration on one hand and an ideological- critical orientation and emancipatory action on the other In this work theory and methodology were developed in close (though implicit) alli-ance with an ideology and an ethics of social justice and equality in order to make possible a practical intervention into the course of human devel-opment as the pathway to social change Th is project laid the grounds for a novel type of psychology with a new mission Th is was a psychology devoted not to pursuit of knowledge per se but to creating knowledge as part and parcel of larger- scale projects that self- consciously commit to and participate in creating new forms of social life and communal practices
Th e type of methodology theory and worldview at the core of Vygotskyrsquos project are not easy to describe by traditional labels that can be derived from todayrsquos literature Given their novelty (even vis- agrave- vis todayrsquos research) they seem to defy defi nitions in such categories For example Vygotsky is an evolutionary scholar who pays much attention to the Darwinian insights
terms of use available at httpwwwcambridgeorgcoreterms httpdxdoiorg1010179780511843044004Downloaded from httpwwwcambridgeorgcore Access paid by the UCSB Libraries on 14 Dec 2016 at 231853 subject to the Cambridge Core
Th e Transformative Mind98
98
yet his thinking has nothing to do with the recently popular renditions of the theory of evolution in sociobiology and evolutionary psychology that reduce human life to the struggle for survival and essentially reify human nature as fi xed and immutable He is a materialist but his views are world apart from todayrsquos eliminative materialism that reduces the mind to the internal workings of the brain Vygotsky is also clearly focused on discourse and the role of signs and symbols in human development yet he is not a postmodernist or poststructuralist type of a thinker who takes discourse to be the ultimate realm in which human development takes place Vygotsky takes a self- avowedly non- dualist position striving to defy Cartesian splits between the body and the mind the social and the individual the subject and the object yet his thinking is not directly nor fully equivalent (although parallels exist and will be discussed in Chapter 5 and in Part 4 ) with the presently popular situated contextualist embodied and distributed per-spectives Vygotsky is consumed with exploring the biological foundations of development yet he seems to suggest that culture is of a paramount importance in human development Finally he is a critical theorist engaged in a sharp and unyielding critique of practically all extant traditions and approaches to human development and learning of his time ndash calling for a new psychology of a radical sort ndash yet he seems to favor tradition and historicity of knowing including through systematic classroom teaching- learning and scientifi c concepts above all else Th ere is a riddle about Vygtosky perhaps even one that is wrapped in mystery inside an enigma (to paraphrase a famous expression) Th e way to address this riddle is to consider his approach in its entirety based in the core elements of its meth-odology and its worldview
In what follows I discuss in more detail Vygotskyrsquos methodology to pre-cede discussion of his theory ndash as situated in the transition between the relational ontology and the transformative worldview ndash in Chapters 4 and 5 It should be noted at the outset that Vygotsky can be seen as sometimes equivocating between the old and the new approaches views and posi-tions (for details see Stetsenko 2004 2009 ) Th is is by no means unusual or unexpected Like any revolutionary scholar who is creating ideas that are changing the very foundations of a given discipline or fi eld of study (or creating a new discipline all together) he too can be seen as situated on the cusp between the old and the new Th is observation is aligned with interpretations of scientifi c revolutions that reveal how the players in such profound changes from Copernicus to Newton while making break-through advances at the same time had one foot in the old traditions and heavily relied on their predecessors (see Nickles 2014 ) For example as
terms of use available at httpwwwcambridgeorgcoreterms httpdxdoiorg1010179780511843044004Downloaded from httpwwwcambridgeorgcore Access paid by the UCSB Libraries on 14 Dec 2016 at 231853 subject to the Cambridge Core
Methodology as the Philosophy of Method 99
99
J M Keynes remarked Newton ndash the founder of modern science ndash was the last of the magicians not the fi rst of the moderns (ibid) Th e same meta-phor applies to Vygotskyrsquos works as well in that he too had one foot in the old traditions yet made a radical breakthrough in theorizing human devel-opment mind and teaching- learning
Methodology as the Philosophy of Method
In a powerful statement Fredric Jameson ( 2006 ) has stated that he pre-fers ldquoto grasp Marxism as something rather diff erent than a philosophical system hellip an as yet unnamed conceptual species one can only call a lsquounity of theory and practicersquo which by its very nature and structure stubbornly resists assimilation to the older philosophical lsquosystemrsquo as suchrdquo (p xiii emphasis added) I share this view in a belief that much more needs to be explored and addressed in grasping Marxism as a unique conceptual species Moreover it would be fairly accurate to say that Vygotskyrsquos proj-ect too needs to be grasped as a yet unnamed type of an approach that in inheriting the revolutionary spirit of Marxism moved beyond the old divide between theory and practice and instead embodied their unity in a peculiar blend with distinct philosophical and theoretical underpinnings Th e resulting approach was radically diff erent from traditional canons of positivist objectivist and empiricist models of science
Given this novelty and originality very much is at stake in how we understand and implement Vygotskyrsquos theory and method It takes much conceptual and theoretical eff ort and analysis to articulate explicate and justify this approach (while also critically reassessing some of its gaps and contradictions) so that it can be advanced gain wider recognition and fi nd more implementation across various fi elds and subject domains than has been achieved so far While attempting this kind of analysis the account in this chapter joins ongoing debates on Vygotskyrsquos methodol-ogy (eg Newman and Holzman 1993 Sannino 2011 ) Th e main argu-ment developed herein is that the core of Vygotskyrsquos method is the novel transformative ontology and epistemology coupled with the sociopolitical ethos of equality and justice that challenge ideology of adaptation and con-trol I also draw attention to some of the precursors to the current debates with notable parallels that unfolded within Vygotskyrsquos project as it was advanced in the previous decades especially between the 1960s and 1990s I address what appears to be the most contested issue in this approach ndash how to theorize and account for researchersrsquo agency and commitments
terms of use available at httpwwwcambridgeorgcoreterms httpdxdoiorg1010179780511843044004Downloaded from httpwwwcambridgeorgcore Access paid by the UCSB Libraries on 14 Dec 2016 at 231853 subject to the Cambridge Core
Th e Transformative Mind100
100
in conducting research in line with the transformative worldview and methodology
It is well known as can be found in many comments on Vygotskyrsquos works that he spoke about his desire to fi nd the method for psychology including through learning the whole of Marxist approach and method-ology Th ere is less of a consensus on the type of method that Vygotsky discovered and implemented In my view he found the answers at the inter-section of his theory with practice rather than in theory only In one of his most philosophically grounded works Th e Historical Meaning of the Crisis in Psychology A Methodological Investigation ( 1997a ) Vygotsky stated that
hellip [previously] practice was the colony of theory hellip in no way depen-dent on practice Practice was the conclusion the application the depar-ture beyond the boundaries of science all together an operation that is extra- scientifi c and aft er- scientifi c hellip Now hellip practice enters the deepest foundations in the workings of science and reforms it from the begin-ning to the end practice sets the tasks and serves as the supreme judge of theory as its truth criterion it dictates how to construct the concepts and how to formulate the laws (pp 305ndash 306)
In further highlighting the central role of methodology Vygotsky wrote that ldquoanyone who attempts to skip this problem to jump over methodology in order to build some special psychological science right away will inevi-tably jump over his horse while trying to sit on itrdquo (p 329) One might be tempted to think of these words as a call to develop methods of empirical investigation However Vygotsky is talking about something much broader in scope ndash the notion of methodology as in his expression the philosophy of practice In discussing this notion Vygotsky echoes the epigraph that he chose to open this work with ldquothe principle and philosophy of practice is ndash once again ndash the stone which the builders rejected and which became the head stone of the cornerrdquo (ibid p 306) He clarifi es that ldquo lsquomethodrsquo means lsquowayrsquo [and] we view it as a means of knowledge acquisition But in all its points the way is determined by the goal to which it leadsrdquo (ibid)
Th is broad usage of the term methodology is consistent with how it has been traditionally employed in Russian philosophy and social sciences To take an example from contemporary sources that continue this tradition methodology is defi ned as ldquoa system of principles and ways of organizing and constructing theoretical and practical activities as well as a theory of this systemrdquo (Iljichev 1983 p 365) Th e intricacies of the notion of meth-odology as compared to that of method has been discussed in Stetsenko ( 1990 ) and later included in textbooks on methodology of psychology
terms of use available at httpwwwcambridgeorgcoreterms httpdxdoiorg1010179780511843044004Downloaded from httpwwwcambridgeorgcore Access paid by the UCSB Libraries on 14 Dec 2016 at 231853 subject to the Cambridge Core
Methodology as the Philosophy of Method 101
101
(eg Lubovskij 2007 ) Th is usage is akin to that in philosophy of science and science studies in the western academic tradition Vygotskyrsquos point in drawing attention to methodology is to critique empiricist- positivist mod-els that understand science as a straightforward process of accumulating and gathering facts and data His critique is aimed at Piaget whose works are ldquoa virtual ocean of factsrdquo that are gushing from the pages as Vygotsky puts it Indeed Piaget made an explicit attempt to deal with direct ldquorawrdquo facts in developing his theory as expressed in his own statement that ldquoall I have attempted has been to follow step by step the facts as given in the experimentsrdquo (quoted in Vygotsky 1987 p 55) While crediting Piaget with seminal discoveries Vygotsky nonetheless faults him for thinking that facts exist on their own and can be described or accepted somehow ldquoas they arerdquo
Piaget attempted to hide behind a protective high wall of facts But the facts betrayed him hellip He who considers facts inevitably considers them in the light of one theory or another Facts and philosophy are inextrica-bly intertwined hellip If one wants to fi nd the key to this rich collection of new facts one must fi rst of all uncover the philosophy of the fact how it is obtained and made sense of Without this the facts will remain mute and dead (ibid)
What Vygotsky asserts in place of empiricist models of science is fi rst the principle of underdetermination of scientifi c data ndash the position later dis-cussed in philosophy of science by Karl Popper and in postpositivist educa-tional research (Phillips and Burbules 2000 ) according to which facts are theory- laden contingent on theoretical assertions and shot- through with values Second Vygotsky speaks not just of methodology of science but of methodology or philosophy of practice Th is expression is non- traditional counterintuitive and even questionable from the point of view of not only empiricist and positivist models but also of postpositivist ones that might agree with Vygotsky on the previous point yet here part ways with his position
In positing philosophy of practice as the pathway and the model for ldquodoingrdquo science Vygotsky is suggesting to overcome in truly radical ways the tradi-tional separation between theory and practice that has permeated sciences from their inception What is a philosophy of practice In my view in using this term Vygotsky is introducing his activist transformative methodology as a metalevel principle at the pinnacle of his whole project and its system of ideas inclusive of both theoretical premises and investigative methods (the latter standing for empirical ldquomethodrdquo of data collection in the traditional
terms of use available at httpwwwcambridgeorgcoreterms httpdxdoiorg1010179780511843044004Downloaded from httpwwwcambridgeorgcore Access paid by the UCSB Libraries on 14 Dec 2016 at 231853 subject to the Cambridge Core
Th e Transformative Mind102
102
usage of this term) Th is stance is not about adding practice to theory as is common in many appeals to fi nd application for theoretical ideas Neither is it only about verifying theoretical ideas in practice as is commonly asserted within the Marxist tradition and in many forms of pragmatism Rather in Vygotskyrsquos approach which is radical even by todayrsquos standards at stake is a novel project as an as yet ldquounnamed conceptual speciesrdquo
What is at stake in my view is an uninterrupted continuum of practice- theory- practice cycles in which ideas concepts and actions forms of knowing and doing and words and deeds belong together in an inseparable blend This blend is constituted by one and the same reality of human praxis albeit in its varied facets and dimensions Importantly praxis is understood in its human relevance ndash as a pro-cess of people producing their life through material expenditure of efforts and creation of recourses that is constitutive of human devel-opment and the reality in which it unfolds (discussed in more detail in Part 3 and see Stetsenko 2010a Stetsenko and Vianna 2009 ) The cycles of praxis include multidirectional movements through and among the layers of ideology broad metatheory (worldview) theo-retical concepts methods and practice One of the most crucial (and often misunderstood) points is that the layers and dimensions in the cycle of praxis dialectically interpenetrate so that each layer is present in all others while all others are present in each one ndash in a dialectical mutual embedding and expansion in a spiral of knowing- being- and- doing that constitutes one composite and unified continuous flow of praxis Thus for example the famous dictum by Kurt Lewin that there is nothing more practical than a good theory has to be expanded by and appreciated simultaneously with the notion that there is nothing more theoretical than a good practice ndash with both dimensions interpenetrat-ing presupposing mutually supporting and bidirectionally infusing each other essentially blending into one composite yet non- additive reality (though in shifting balances of varied dimensions) This simul-taneous appreciation of the theoretical value of practice and practical value of theory highlights the real (not just proclaimed) interpenetra-tion of theory and practice
Implications from this position including the ineluctable saturation of knowledge with ideology ethics politics and practical concerns ndash and the reciprocal saturation of practice with ideology and knowledge including of the most abstract sort (such as the worldview- level assumptions) ndash are discussed in the next section
terms of use available at httpwwwcambridgeorgcoreterms httpdxdoiorg1010179780511843044004Downloaded from httpwwwcambridgeorgcore Access paid by the UCSB Libraries on 14 Dec 2016 at 231853 subject to the Cambridge Core
Methodology as the Philosophy of Method 103
103
Transformative Methodology
In implementing this approach to the philosophy of practice many tra-ditional ideals and norms of a presumably ldquoobjectiverdquo science understood as a neutral and disinterested pursuit of knowledge came to be challenged by Vygotsky and his colleagues Importantly this included challenging tra-ditional notions about language as a separate mental faculty that mirrors reality and exists in and for individual speakers and about thinking and speech as two independent processes In place of these views and as one component in revising the philosophy of practice Vygotsky proposed to understand language and speech as processes grounded in collaborative practices by people interacting and communicating with each other In his words the chief problem with previous theories was exactly that the ldquoorigin and development of speech and any other symbolic activity was considered as something that had no connection with the practical activity of the child just as if the child were purely a rational subjectrdquo ( 1999 p 13) Vygotsky in contrast regarded the role of speech as ldquofl owing in the process of practical activityrdquo (ibid p 25) insisting on practical relevance of speech in unity with other forms of socially and culturally situated activities as realizing the relations of individuals to themselves to other people and to the world (on language in Vygotskyrsquos works see Jones 2008 )
Th at is Vygotskyrsquos seminal contributions epitomized a shift away from viewing language as an abstract system of signs and speech as an individual and isolated mental process toward understanding them as powerful tools that originate and participate in social collaborative practices undergoing dynamic developments in cultural history and in ontogeny Th e path to explaining language and speech was charted through explorations into their genesis and the role of language and speech in organizing these complex specifi cally human collaborative activities No less importantly speech and thinking were elucidated to be interrelated in dynamic and changing ways Th is point is expressed in Vygotskyrsquos oft en- quoted excerpt from Th inking and Speech ( 1987 note that unfortunately it has been mistranslated from Russian) Th e closest translation appears to be as follows
Th e relationship of thought to word is above all not a thing but a process this relationship is a movement from thought to word and back ndash from word to thought hellip Th e movement of the very process of thinking from thought to word is development Th ought is not expressed but brought into realization [or accomplished sovershaetsja ndash Rus rather than completed] in the word It should be possible therefore to speak of the
terms of use available at httpwwwcambridgeorgcoreterms httpdxdoiorg1010179780511843044004Downloaded from httpwwwcambridgeorgcore Access paid by the UCSB Libraries on 14 Dec 2016 at 231853 subject to the Cambridge Core
Th e Transformative Mind104
104
becoming (unity of being and non- being) of thought in the word (1987 p 250 emphasis added)
Th us in Vygotskyrsquos interpretation that rejected representational theory of mind and language the speech acts and other psychological processes are not fl eeting ephemeral phenomena that merely refl ect the world in the shadow of action but instead are powerful players in carrying out activi-ties that are always social and situated in context (cf Sawyer and Stetsenko 2014 ) His analysis of the evolving ability to speak as representing a natural continuation of the childrsquos practical contacts with the world is very tell-ing in this regard (Vygotsky 1999 ) Th is is what transpires in his powerful statements that ldquolanguage is consciousness that exists in practice for other people and therefore for myself rdquo and that ldquo the word is the end that crowns the deed rdquo ( 1987 p 285 emphasis added) ndash with the latter statement standing out in its force and crowning the whole of Vygotskyrsquos psychology
In addition and no less critically Vygotsky introduced methodology premised on principles of actively co- constructing phenomena and pro-cesses in place of merely observing or registering them as they are Th at is instead of appealing to the objectivist maxim that methods should mir-ror reality as faithfully as possible (as per traditional canons of observa-tion) he argued that ldquothe strength of the experiment is in its artifi ciality rdquo ( 1997a p 320 emphasis added) According to Vygotsky instead of striving to copy reality the researcher should actively and consciously co- create conditions (by necessity artifi cial) together with participants that per-mit to construct and generate objects of investigation in the processes of studying them Th is method moved beyond the limits not only of the classical experimental paradigm but also of descriptivist methods at large Th e staple of Vygotskyrsquos method is an active co- construction of investiga-tive situation including the very objects of investigation with pedagogical practice representing its paradigmatic form ndash such as in teaching- learning experiments where the learner is provided with tools necessary to solve problems
Vygotsky set to explore the course of human development not ldquoas it isrdquo in its status quo as a presumably natural process but instead through aid-ing amplifying and de facto creating it using cultural tools and other forms of mediation Th ese considerations ensued from and formed the basis for Vygotskyrsquos concept of the zone of proximal development and the method of ldquodouble stimulationrdquo that combined experiment observation and peda-gogy in one unifi ed procedure (note that its designation as ldquodouble stimula-tionrdquo is outdated due to behaviorist connotations of the term stimulation )
terms of use available at httpwwwcambridgeorgcoreterms httpdxdoiorg1010179780511843044004Downloaded from httpwwwcambridgeorgcore Access paid by the UCSB Libraries on 14 Dec 2016 at 231853 subject to the Cambridge Core
Methodology as the Philosophy of Method 105
105
Th erefore he called his approach ldquogeneticrdquo (and sometimes instrumental) ndash to emphasize its contrast with the traditional experiment which taps into behavioral outcomes (completed results) instead of addressing the very process in which psychological phenomena are co- constructed and copro-duced together with participants
Vygotskyrsquos followers most notably Galperin (eg 1985 ) and Davydov (eg 1983 1990 ) focused their eff orts on specifying and further expanding ideas about the relationship between theory and practice while addressing bidirectional links between teaching- learning and development Th e psy-chological research of this type represented a form of practical engagement with educational practice in which disciplinary theoretical and conceptual tools were deployed in a morally grounded search for better practices of education premised on ideals of equality Th e scholars of this direction thus stepped beyond the boundaries of psychology understood in a tradi-tional way as a value- neutral endeavor that can be developed and advanced somehow over and above and prior to educational practice Instead their research and inquiries were coupled with and carried out through active pedagogy steeped in a political commitment to seeing all children as equally (though not uniformly) ldquoendowedrdquo to be successful learners Th at is the far from neutral goal of education as a praxis that endeavors to sup-port development of all children on one hand and the goal of understand-ing and theorizing development on the other were essentially blended into one pursuit
Remarkable were also works by Meshcheryakov ( 1979 for further dis-cussion see Bakhurst and Padden 1991 Sannino 2011 ) organized for the ldquoawakeningrdquo of the mute and blind- deaf children through engag-ing them in culturally mediated and initially material (sensori- motor) shared activity with other people (such as getting dressed and fed in relying on culturally developed tools of such activities) Th e underly-ing approach contrasted with traditional methodologies premised on the ldquodefi cit modelrdquo of dis ability with its core empiricist belief that the solitary processing of information is the primary motor of psychologi-cal development and its associated claim that inborn ldquodefectsrdquo cannot be remedied through social engagement and mediation Based in the premises about cultural- historical origins of the mind in shared cultur-ally mediated activity this research was infused with the optimistic and deeply egalitarian belief that all children any dis abilities notwithstand-ing can be initiated ndash if provided with the requisite cultural tools for act-ing ndash into social participation not constrained by any preset limitations of a biological nature
terms of use available at httpwwwcambridgeorgcoreterms httpdxdoiorg1010179780511843044004Downloaded from httpwwwcambridgeorgcore Access paid by the UCSB Libraries on 14 Dec 2016 at 231853 subject to the Cambridge Core
Th e Transformative Mind106
106
Many works by Russian scholars within Vygotskyrsquos tradition expanded on his insights about the method in psychological research being an active endeavor of co- constructing psychological reality and essentially creating its ldquoobjectsrdquo of investigation For example Puzyrei ( 2007 ) has elaborated on the notion that human development is an artifi cial process that can be cap-tured only under conditions of active engagement in the co- construction of this very process and while deploying special mediating devices ( lovushki ) Th e works by the present author (eg Stetsenko 1990 ) highlighted in the same vein the need to radically reorient psychology away from a contem-plative stance while devising a new conceptual apparatus for it along the lines of an active and even activist enterprise In this shift psychology can be conceived as a discipline with a unique status that aff ords bridging the gap between theory and practice while giving up the notion that knowledge can be achieved in an abstract contemplation and outside of active engage-ment with what it strives to study and understand Th is proposal focused on viewing objects of investigation and knowledge claims as produced by and enmeshed with the valuational and goal- directed investigative practices of an ultimately practical import suggesting that
[p] ositing psychology as a science of a constructive [ie non- contemplative] type means that in explorations of psychological processes mere observation conducted outside of concrete goals of transforming and guiding these processes turns out to have no scientifi c value (ibid p 48)
In this approach ldquothe very formulation of the traditional question of what the psychological processes such as self personality and cognition are like has been changed into the question of how these processes are pos-sible what are the conditions sine qua non that create (construct) them that make them both possible and necessaryrdquo (Stetsenko and Arievitch 1997 p 165) In this work ldquothe method of active co- construction has been granted priority and a special epistemological statusrdquo (ibid) It is ldquothrough actively changing constructing the psychological phenomena that their essence can be grasped and their development understood lsquoUnderstanding through constructing through changingrsquo ndash this has become an epistemo-logical motto beyond the concrete empirical research conducted in the post- Vygotskian frameworkrdquo (ibid)
Th e other direction developed by researchers within Vygotskyrsquos school focused on switching from a position of a neutral observer toward the ldquopar-ticipatory positioningrdquo so that the researcher is willing to take the risk of including oneself ldquoinsiderdquo the realm that is being investigated (Vasilyuk
terms of use available at httpwwwcambridgeorgcoreterms httpdxdoiorg1010179780511843044004Downloaded from httpwwwcambridgeorgcore Access paid by the UCSB Libraries on 14 Dec 2016 at 231853 subject to the Cambridge Core
Methodology as the Philosophy of Method 107
107
1988 ) Bratus ( 1988 ) insisted that psychology needs to address psychologi-cal mechanisms that mediate processes through which human subjectiv-ity develops and comes into being rather than concern itself with static ready- made outcomes of these processes Th ese scholars along with many others working on methodology (understood as a philosophy of method) took heed of Bakhtinrsquos caution against thinking of identities as stable and bounded and explored methodological implications of this premise Th ey thus followed with Bakhtinrsquos claim that
the genuine life of a person is accessible only through a dialogical pen-etration into it which it responds to while freely disclosing itself Truth about a person that is spoken by someone alien and that is not addressed to her or him dialectically hellip turns out to be a degrading and deadly lie hellip (Bakhtin 1984 p 10)
Th e pioneering work in Vygotskyrsquos project (especially by its so- called fi rst generation see Engestroumlm 2001 ) predated many later developments such as in critical pedagogy and other directions that took Marxism as their guiding principle (eg by Paulo Freire) It has also predated devel-opments in action research including Kurt Lewinrsquos idea of conducting research in the fi eld rather than in the laboratory and his insistence that action research experiment must not only express theory but do so in such a way that the results of the experiment can be fed directly back to the theory (cf Gustavsen 2001 ) Many similarities can be discerned between this approach and those contemporary strands of critical theory that are attuned to social injustices such as critical race theory (eg Delgado and Stefancic 2001 Ladson- Billings and Donnor 2005 ) and those that analyze the role of research in relation to social change such as equality studies (eg Lynch 1999 ) In both of these lines of work it is acknowledged that with-out democratic engagement premised on solidarity there is a danger that research can be used for manipulation and control rather than challenging the injustices and inequalities
Methodologically in contrast with many approaches that till today remain stalled between the two extremes of naiumlve positivism on one hand and an uncommitted laissez- faire relativism on the other Vygotskyrsquos project presented a viable alternative linked to the critical- humanistic liberatory and activist tradition Th is position entailed that science and knowledge that it produces depend on cultural contexts social discourses and their histories and politics ideologies Importantly however instead of focusing on these contingencies and seeking to deconstruct knowledge claims as the ultimate goal of scholarship (though such a goal was by no
terms of use available at httpwwwcambridgeorgcoreterms httpdxdoiorg1010179780511843044004Downloaded from httpwwwcambridgeorgcore Access paid by the UCSB Libraries on 14 Dec 2016 at 231853 subject to the Cambridge Core
Th e Transformative Mind108
108
means ignored let alone rejected) Vygotskyrsquos project charted an alternative path that consisted in devising foundations for a new type of research car-ried out in the form of social praxis grounded in a vision ndash a deeply ideo-logical one ndash of a possible better world based in ideals of social justice and equity Th e set of ideas developed in Vygotskyrsquos project is best viewed as an outline for the renewal of society especially education (cf Ivic 1994 ) rather than an abstract corpus of theoretical principles and ideas
To emphasize again what lies beneath these claims and this methodol-ogy is a deeper- seated layer ndash the layer of commitment and vision for a better future that is ineluctably social moral and political at once Th at is Vygotskyrsquos method of theory and theory of method ndash and the tool and result of his approach ndash are based in an irrevocable commitment to social equality and justice to the task of building a new psychology for a society in which people have equal rights especially with regards to equal access to educa-tion and to social supports and cultural mediations that they need more generally Th is broad political ethos at the core of Vygotskyrsquos project coun-tered principles of adaptation and competition for resources as the core grounding for human development that takes the ldquogivennessrdquo of the world for granted and assumes that individuals have to fi t in with its status quo
Th is approach followed the tradition in social sciences and philosophy to link understandings of human development to value- laden concep-tions about self and society (as was later the case in Freirersquos works) All major ideas and principles developed in this project including its concept of human nature and mind were value- laden tools infused with Vygotskyrsquos (and many of his followers) desire to empower subordinate groups ndash espe-cially through education ndash across divisions of social class ethnicity gender and dis ability Th eir approach and the knowledge they produced were part and parcel of the practical and simultaneously deeply ideological and polit-ical project that came out of drama of life not of ideas only and that also returned to life to transform it Th is knowledge was a product and simul-taneously a vehicle of their collaborative practical engagements with a unique sociohistorical context that presented them with an unprecedented challenge ndash and opportunity ndash to devise a new system of psychology in par-allel with creating a new society
In shift ing away from the ldquoobjective experimentationrdquo with its moral order and ethics of disinterestedness and distance (cf Morawski 2005b ) Vygotskyrsquos project was launched not with the exclusively positivist goal to provide a naturalistic account of human development construed based on a ldquoview from nowhererdquo Instead its paramount (though not directly
terms of use available at httpwwwcambridgeorgcoreterms httpdxdoiorg1010179780511843044004Downloaded from httpwwwcambridgeorgcore Access paid by the UCSB Libraries on 14 Dec 2016 at 231853 subject to the Cambridge Core
Methodology as the Philosophy of Method 109
109
explicated) goal can be seen as that of overcoming the separation between the narrowly understood natural science on one hand and the ideological- critical orientation and emancipatory action on the other In this work theory and methodology were developed in close (though implicit) alli-ance with ideology ethics and politics of social justice and equality in order to make possible a ldquopractical interventionrdquo into the course of history and human development as the pathway to social change
Th is project can be interpreted as taking up the challenge to formulate a position alternative to both positivist type of modernist realism with its notion of knowledge as a mirror- refl ection of reality and its naiumlve belief in ldquoobjectiverdquo facts disconnected from human practices on one hand and to postmodernist relativism with its uncommitted stance regarding broad ontological questions and values its self- defeating skepticism and its gen-eral avoidance of ldquogrand theoriesrdquo on the other Such a challenge was an enormously diffi cult undertaking and not surprisingly it has not been fi nalized within this project Yet the groundwork that has been laid out in this approach is of great value and can be creatively (and critically) explored and expanded today especially in line with an orientation of further devel-oping psychology with emancipatory potential
Similarly to pragmatism (though only at one level) the Vygotskian approach can be expanded to understand knowledge claims to be sub-ject to valuational judgments not in terms of their abstract metaphysical objectivity and validity nor as based in ldquoagreementrdquo with and correspon-dence to presumably independent objects and realities out in the world Neither can stable consensus among stakeholders (as eg per pragmatists the works by Habermas and even many postmodernist and critical schol-ars) be taken as the yardstick to evaluate knowledge and its claims Instead knowledge claims are subject to scrutiny in terms of their role in resolving problems and injustices that are created and upheld within material- semi-otic practices and therefore are contingent on our own actions and subject to change Within such a radically materialist and historical conception of knowledge the criteria for adjudicating between competing claims are nei-ther purely epistemological nor philosophical but are instead concretely practical yet not in the narrow sense of practical utility or instrumentality Th at is truth is taken to be an essentially practical rather than a purely philosophical matter just as is the case in pragmatism (cf Wood 2000)
However an additional contrast is also crucial For pragmatists too ldquotruthrdquo does not have to do with copying but rather with coping with the world (cf West 1991 ) Within an expanded Marxist- Vygotskian view this
terms of use available at httpwwwcambridgeorgcoreterms httpdxdoiorg1010179780511843044004Downloaded from httpwwwcambridgeorgcore Access paid by the UCSB Libraries on 14 Dec 2016 at 231853 subject to the Cambridge Core
Th e Transformative Mind110
110
position can be accepted but only on a condition that coping with the world is recast away from connotations of adaptation to the status quo (as in cop-ing with what is ldquogivenrdquo) Instead coping is replaced with the notion of social transformative practice as the process through which people actively and deliberately transform circumstances and conditions of their life in simultaneously co- creating their world and themselves It is within this radically revised notion of transformative social practice as the foundation of human existence ndash the very fabric of life development and human sub-jectivity ndash that the problem concerning warrants for knowledge and truth can be addressed Namely these notions can be recast so that truth (which never becomes fi nalized) is not established nor found but instead created in the course of ethical- political endeavors ndash including conceptual endeavors of theory building ndash of concretely realizing socially just conditions of life
Th ere is no place for relativity of truth in this approach ndash truth is not rel-ative even though it is not obtained through a direct correspondence with some putatively independent dehumanized and strictly objective reality Actually truth is not obtained at all because it does not exist ldquoout thererdquo somehow outside of us and our collective practices for it to be somehow simply registered observed or discovered Instead truth is created in and as the process of people together struggling and actively striving in the face of uncertainty yet as guided by the end points to which people are com-mitting (even though these end points might never be achieved) Knowing therefore is about neither copying the world nor coping with it but instead about creating the world and knowing it in the very act of bringing about transformative and creative change ndash in the act of making a diff erence in communal forms of life and collaborative practices and thus mattering in them and through this of us coming to be and to know
Building off from Vygotskyrsquos works there might be a way out of conun-drums spawned by the rigid dichotomy of relativism versus objectivist fun-damentalism and absolutism Instead of this dichotomy the methodology charted on the basis of Vygotskian and other activist scholarship such as Freirersquos suggests how to relativize relativism ndash a fair move given that relativ-ism insists on relativity as the supreme lens and thus should be subjected to its own major prescription In this approach people are ldquofl agrantly par-tisanrdquo (to use Deweyan expression) and so is truth fl agrantly partisan But this does not make truth relative in any traditional sense that is not in the sense of various viewpoints and positions all being equal because they are all ldquoequally relativerdquo that is all partial situated and subjective Instead truth is historically and politically relative if viewed on the scale of infi nite dynamics of human history yet robust and concrete within a historically
terms of use available at httpwwwcambridgeorgcoreterms httpdxdoiorg1010179780511843044004Downloaded from httpwwwcambridgeorgcore Access paid by the UCSB Libraries on 14 Dec 2016 at 231853 subject to the Cambridge Core
Methodology as the Philosophy of Method 111
111
particular epoch as each defi ned by its specifi c predicaments that are determined in no uncertain terms by concrete sociocultural and political- economic conditions of the status quo and the struggles to overcome their contradictions Th ese conditions are immediately accessible to anyone liv-ing in their midst because these are processes that are carried out by people in their own ongoing struggles and strivings with these activities constitut-ing no less than the fabric of human development and of the world
Th e truth about these contradictions and confl icts is therefore positively (not positivistically) and in historical terms concretely (not universally) determinate Truth is relative vis- agrave- vis practical projects and agendas of resolving existing confl icts and contradictions such as struggles by dis-advantaged groups for equal access to resources Yet within these histori-cally concrete conditions truth is far from relative instead it is strongly determinate and robustly concrete For anybody experiencing fi rsthand or merely sharing and witnessing the struggle of disadvantaged groups and individuals ndash and it is hard not to witness these struggle and plight given their powerful presence for anyone willing to see and feel ndash there is nothing relative about its urgency and truth and not much relative about the need to take a stand and a commitment on one or the other side in the struggle to overcome injustices
Claims to knowledge and its validity are as determinate and robust as it gets though only within the practical- political projects ndash defi ned by goals and visions for a better future ndash that spawn this knowledge to serve their purposes Th is does not make claims to truth and warrants for knowledge any less valid ndash in the sense that this position constitutes not a relativity of truth but on the contrary the truth of the relative (cf Deleuze and Guattari 1994 ) such as the truth of struggling against inequality Th at is while any struggle is always historically and politically specifi c and contingent it is also determinate and concrete within a given historical epoch that each ldquoknowsrdquo its own truth (to use Sartrersquos 1968 expression) Th ere are paral-lels here to considerations such as the one expressed by Giroux ( 1983b ) namely that
[t] he link between ideology and the notion of truth is not to be found in the peddling of prescriptions or in a deluge of endless recipes instead it is located in what Benjamin (1969) has called the distance between the inter-preter and the material on the one hand and the gap between the present and the possibility of a radically diff erent future on the other (p 27)
Th erefore to interrogate knowledge claims in terms of their validity it is imperative to interrogate and validate sociopolitical projects and movements
terms of use available at httpwwwcambridgeorgcoreterms httpdxdoiorg1010179780511843044004Downloaded from httpwwwcambridgeorgcore Access paid by the UCSB Libraries on 14 Dec 2016 at 231853 subject to the Cambridge Core
Th e Transformative Mind112
112
that spawn and necessitate knowledge in the fi rst place Moreover critical in validating knowledge claims is to interrogate it in terms of what kind of a future they contribute to and whether they contribute to creating a society in which individuals are free to create themselves in ways that at the same time open up ways for others to do so too all in pursuit of solidarity equality and possibility for all individuals to be free At the core here is the profound ndash essential and existential ndash solidarity with others as the condition of human development and social life that is not in confl ict with human freedom and the right to self- determination As expressed by Kwame A Appiah
[I] trsquos precisely our recognition that each other person is engaged in the ethical project of making a life that reveals to us our obligations to them hellip If my humanity matters so does yours if yours doesnrsquot neither does mine We stand or fall together ( 2008 p 203)
Truth is still provisional and incomplete in the sense that it has to be proven in practice (Marx 1945 1978 p 144) that is in the unfolding struggles so that only the outcomes of such struggles and their success in bringing about a more just society will ultimately legitimize claims to knowledge and truth Yet this does not absolve one from taking a position and creating truth however provisional and fallible it might be in the present that real-izes the future ndash because taking a position is understood to be an inalien-able part and parcel and the most critical ingredient or the very pivot of doing research and producing knowledge Strong objectivity therefore has to do above all with making onersquos own ideological underpinnings agendas and goals of research transparent so that others can object to them
Central to Vygotsky (as can be imputed from his works) was the ethos of struggling for a society in which individuals would attain their own freedom and autonomy in and through contributing to freedom and autonomy of others thus blending onersquos self- realization with that of others making self- realization and solidarity coordinated and even indistinguishable ndash as both embedded within and making possible the life- forming and life- changing (and therefore also life- sustaining) col-laborative endeavors of carrying out our communal forms of life and our very existence Freedom in the spirit of Vygotskyrsquos approach and in a continuation of the Marxist legacy can be understood to be aligned with the full self- realization of individuals as social actors and agents of history ndash interdependent and acting in solidarity with their fellow human beings within collaborative practices yet each from onersquos unique stance and position Th is is expressed in the ability of people to take own stands and stake own claims on the confl icts and contradictions that they
terms of use available at httpwwwcambridgeorgcoreterms httpdxdoiorg1010179780511843044004Downloaded from httpwwwcambridgeorgcore Access paid by the UCSB Libraries on 14 Dec 2016 at 231853 subject to the Cambridge Core
Methodology as the Philosophy of Method 113
113
encounter and have to discern and interpret (make sense of) in making a commitment to resolving them while necessarily aiding in the self- realization of fellow human beings Self- realization and freedom there-fore are centrally premised on solidarity ndash people recognizing each other as equal not only in a formal and instrumental way but as ends in them-selves and moreover as inextricably entangled with and reliant upon each other within their unifi ed (albeit not uniform) quests of becoming It is because collaborative practices of carrying out communal forms of life are taken to be at the core of human nature of what ldquomakes humans humanrdquo ndash and not as an abstractly posited eternal realm but instead as a collective endeavor and joint struggle ndash that solidarity and equality can be seen as evaluative criteria for progress and development (to be discussed in more detail in Chapter 11 )
In view of the suggested expansions and amendments the whole force of Vygotskyrsquos project can be seen as depending on it being simultaneously (1) an analysis of how psychological phenomena are co- constructed within social conditions and contexts through the prism of their major contradic-tions and the struggles that derive from these contradictions (2) a histori-cal analysis of how these conditions contexts and contradictions came to be that is how they have been formed through continuous changes strug-gles and transformations in the past and (3) a commitment to a vision of how these present contradictions should be resolved that is an ideological- normative view of how society could and is desired (or ldquooughtrdquo) to be Th e latter is inevitably based in a set of values and political commitments to certain ideologies and concepts of social justice equality and human rights
In addition in the spirit of an expanded Vygotskyrsquos project there is no need to contrast a rigorous causal account of social events with the goals of social transformation Instead constructing an ethically- politically and normatively grounded approach and thus making possible a practical inter-vention in the status quo can be seen as inextricably related to a rigorous causal account of phenomena and processes of development in their histo-ricity and their sociocultural or contextual embedding Th at is all three types of endeavors ndash a theory of human development as a duly historicized account of psychological processes an ethical- political stance achieved within a critical inquiry into socially constructed forms of life knowledge and their history and a practical intervention in the course of social life predicated on a commitment to a sought- aft er future ndash can be seen as all interrelated and presupposing each other
In this sense the proposal is for a method that is neither positivist nor relativist but instead transformativist ndash in line with the calls made
terms of use available at httpwwwcambridgeorgcoreterms httpdxdoiorg1010179780511843044004Downloaded from httpwwwcambridgeorgcore Access paid by the UCSB Libraries on 14 Dec 2016 at 231853 subject to the Cambridge Core
Th e Transformative Mind114
114
by many critical researchers through the years for a new ldquotransforma-tive psychology not of what is but of what may yet berdquo (Sampson 1981 p 730) designed to increase social justice human welfare solidarity and freedom Th is is a strategy in line with the broad orientation of Vygotskyrsquos project More recently similar ideas have been proposed within develop-mental psychology with Sheldon White ( 2000b p 288) insisting on psy-chologistsrsquo responsibilities to ldquopenetrate below the settlements that form the political intelligence governing the cooperative arrangements of our timerdquo and into the ldquopolitical intelligence of the futurerdquo Most of all this methodology is consistent with the Marxist method in which the central task was that
of overcoming the separation between the ldquoisrdquo and ldquooughtrdquo which Kant had established and positivism had reasserted in order to construct a theory of ethics and politics and thus make possible a practical interven-tion in the course of social life based upon something more than subjec-tive caprice hellip (Bottomore 1975 pp 10ndash 11)
To summarize the model of science built on transformative ontology and epistemology developed on the foundation of Vygotskyrsquos project and its exemplary commitments steers a course between detached objectivism with its myopic rejection of human subjectivity and agency and blind faith in ldquonakedrdquo facts on one hand and relativism in which all is interpretation and no claims to validity of knowledge exist on the other Th e transforma-tive activist stance is intentionally and consciously devised ndash hence the term stance ndash in ways that start from a set of values and goals (end points) and proceed to exploration and theory building under commitments to realiz-ing these values and goals as an intervention into the status quo Vygotsky ( 1997a p 342) expressed an important insight when he stated that ldquoOur sci-ence could not and cannot develop in the old society hellip so long as human-kind has not mastered the truth about society and society itselfrdquo In further developing this view from the transformative activist position it can be argued that mastering truth about society and ourselves requires that we fi gure out our stake in the world and its communal practices and commit to changing them
terms of use available at httpwwwcambridgeorgcoreterms httpdxdoiorg1010179780511843044004Downloaded from httpwwwcambridgeorgcore Access paid by the UCSB Libraries on 14 Dec 2016 at 231853 subject to the Cambridge Core
115
115
4
Vygotskyrsquos Project Relational Ontology
At one level Vygotskyrsquos project can be described as premised on a fully relational ontology or a relational worldview In this regard it is akin to conceptual systems developed by Dewey Piaget and many other think-ers of the early to mid- twentieth century At the heart of this ontology is the idea that development is a relational process that connects individuals and their world eliminating the dualism of subject and object the knower and the known Vygotskyrsquos project can be seen as making important steps to refute the core of the mechanistic worldview that had given rise to the two extremes represented by mentalistic psychology on the one hand and brain reductionism on the other ndash with these two polar opposites bearing much similarity (as many extremes do) in that they both eschew human agency from their respective accounts Th is type of relational ontology was worked out by members of Vygotskyrsquos project as a result of them absorbing the key infl uential strands of research and thinking at the start of the twen-tieth century (see Stetsenko 2009 Stetsenko and Arievitch 2010 )
Th ese strands included fi rst the philosophical system developed by Marx (itself assimilating and critically expanding on earlier achievements of the German classical philosophies of Kant and Hegel) with its dialec-tical premise about reality as a unitary (total and indivisible rather than composite) process that is constantly and dynamically in motion transi-tion change and development Th is view replaced commonsense notions of things and entities as the building blocks of reality with notions of dyna-mism process interaction and relation Second Vygotskyrsquos project inte-grated understandings of development worked out in and on the foundation of Darwinrsquos theory that centered on dynamic relations between organisms and their world as the driving force of evolutionary change According to this understanding fully absorbed by Vygotsky all living forms evolve and develop within processes of continuous relations with their surrounds and
available at httpwwwcambridgeorgcoreterms httpdxdoiorg1010179780511843044005Downloaded from httpwwwcambridgeorgcore University of Florida on 14 Dec 2016 at 231924 subject to the Cambridge Core terms of use
Th e Transformative Mind116
116
other living forms rather than as preordained and fi xed ldquoinner essencesrdquo unfolding from some primordial universal source Th ird Vygotskyrsquos proj-ect included many insights from literary theory linguistics and semiot-ics that provided foundations to incorporate processes of sign mediation and symbolization into an account of human development and mind Fourth it assimilated and further advanced insights from critical thinking in education of his time (such as the liberal tradition tracing roots back to Konstantin D Ushinsky see Alexander 2011 ) as a basis to link the processes of teaching learning and development
Conceptualizing human development to be a process based in relation-ships to the world was one of the great achievements of Vygotskyrsquos psychol-ogy likening it to systems of thought developed by Dewey Piaget and many thinkers of his time Th ough far from being widely accepted early in the twentieth century and even today it is this premise that connects Vygotskyrsquos project with many contemporary perspectives based in the notions of rela-tionality (or relationism) of development Th is notion does come across as particularly salient (though with various degrees of explicitness) and potentially unifying across a wide range of approaches It challenges the central essentialist premise about ldquothing- likerdquo entities that exist separately from each other and the rest of the world and are infl uenced in merely extraneous ways by other independently existing entities Delineating and ascertaining this common theme present in many sociocultural and critical theories amounts to establishing relational ontology at the core of human development In fact this idea can be regarded as the chief accomplishment across a range of social sciences in the twentieth century that has become especially evident in the past decades For example Lerner and Overton ( 2008 ) claim that
[o] ver the past 35 years developmental psychology has been transformed into developmental science hellip Today the cutting edge of the study of the human life span is framed by a developmental systems theoretical model one that is informed by a postpositivist relational metatheory that moves beyond classical Cartesian dichotomies ldquoavoids all splitsrdquo and transforms fundamental antinomies into co- equal and indissociable complementarities (p 245 emphasis added)
Th is broad theme of relationality however has many expressions and diverging formulations each stemming from a disparate set of prem-ises and each associated with a unique philosophical tradition and line of historic predecessors Th e diff erences among them are important
available at httpwwwcambridgeorgcoreterms httpdxdoiorg1010179780511843044005Downloaded from httpwwwcambridgeorgcore University of Florida on 14 Dec 2016 at 231924 subject to the Cambridge Core terms of use
Relational Ontology 117
117
to discern in order to highlight the original worldview at the heart of Vygotskyrsquos works
The Varying Faces of Relational Approaches
According to one interpretation prominent in recent theorizing the theme of relationality is linked to the ldquogeneral systemsrdquo approach and associated ideas of part- whole relations holism emergence and self- organization (cf Lewis 2000 ) Th is approach is oft en attributed to Ludwig von Bertalanff y although many other scholars such as Rashevsky (who coined the term relational biology see Rosen 1991 ) Prigogine and Wiener have also contributed to its consolidation by the mid- twentieth century From its inception this approach refl ected much of the dynamism that had emerged already in the early twentieth century as captured by the leading linguist of the time Roman Jakobson When reminiscing about that time as a wit-ness and participant Jakobson wrote ldquoEverywhere there appeared a new orientation towards organizing unities structures forms whereby not the multitude or sum of successive elements but the relationship between them determined the meaning of the wholerdquo (quoted in Knox 1993 p 2)
Historically it appears that a series of meetings on interaction and cyber-netics by the ldquoPsychobiology of the Childrdquo study group at the World Health Organization between 1953 and 1956 attended by Bertalanff y together with Eric Erikson Baerbel Inhelder Julian Huxley Konrad Lorenz and Margaret Mead (see Bretherton 1992 ) has played a role in consolidation and dissemi-nation of these ideas One additional source of infl uence might have been Kurt Lewinrsquos ideas that brought the legacy of Gestalt psychology (which pioneered this approach in Europe) to the United States
Th e core premise of the general systems theory and of the structural relationism based in it is that many phenomena can be understood as self- organizing systems each representing a set of elements ndash unifi ed and orga-nized in a particular manner ndash that stand in relations with each other and with the whole to which they belong while deriving their characteristics from these relations In this sense the whole is understood as being non- additive ndash possessing qualities that are not reducible to a mechanical sum of its elements Th us the principle of holism asserts that identities of objects and events derive from the relational context in which they are embed-ded rather than from some outside forces or from acting of isolated enti-ties Th e whole is not an aggregate of discrete elements but an organized
available at httpwwwcambridgeorgcoreterms httpdxdoiorg1010179780511843044005Downloaded from httpwwwcambridgeorgcore University of Florida on 14 Dec 2016 at 231924 subject to the Cambridge Core terms of use
Th e Transformative Mind118
118
and self- organizing system of interrelated and interacting parts each being defi ned by its relations to other parts and to the whole (Overton 1998) Interactions among components that comprise the system sustain the system and lead to new patterns and forms emerging as a result of these interactions in a nonlinear and unpredictable fashion Th e emergence of new patterns does not follow any preprogrammed blueprint or instruction and no design can be defi ned before actual interactions among elements take their course Th e principle of self- organization thus puts emphasis on development in terms of emergent novel forms whereby the system is self- organizing in the sense that through its actions it transforms its organiza-tion in a nonlinear dialectic fashion (Lewis 2000 ) In some interpretations of structural relationism relational means dialectical in character a dia-lectical system is any system that moves toward integration through cycles of paradox (ie contradiction and self- reference) and diff erentiation (see Overton 1998)
Importantly the notions of general systems theory have been largely derived from physics biology and other natural sciences and hence they apply to phenomena existing across a wide spectrum of levels from bio-logical to chemical to social ones It is therefore no accident that the oft en- cited examples of self- organizing systems include hurricanes and chemical reactions in which dramatic varied patterns result from the mixing of basic elements demonstrating how an increasingly complex pattern can emerge from interactions among components in a system in which no instruc-tions or plans for the patterns exist beforehand Th is type of relationality informs a number of approaches that belong to the Developmental Systems Perspective (DSP) having been variously described as the developmental systems frame dynamic systems and developmental systems (Lerner 1991 2006 Oyama 2000 cf Witherington 2007 ) Witherington ( 2007 ) has recently provided a helpful overview of various currents within the DSP showing that this metatheoretical framework currently relies on varied and potentially confl icting ontological premises about the specifi c nature of self- organization even within this line of research with disagreements present among the DSPrsquos proponents over key conceptual issues
In particular (integrating analysis from Witherington ibid) originating in natural sciences one line of works within the DSP relies on mathematical formalisms and modeling of dynamic processes without much specifi ca-tion as to the ontological premises of what constitutes self- organizing sys-tems unique to human development (eg van Geert and Steenbeck 2005 ) As Witherington (ibid) notes other existing versions of DSP are more explicit in terms of their ontological premises in that they are explicitly
available at httpwwwcambridgeorgcoreterms httpdxdoiorg1010179780511843044005Downloaded from httpwwwcambridgeorgcore University of Florida on 14 Dec 2016 at 231924 subject to the Cambridge Core terms of use
Relational Ontology 119
119
associated with either organismic or contextualist worldviews Both organ-ismic and contextualist worldviews replace mechanicismrsquos atomistic stance that posits discrete entities exerting infl uences on each other in extraneous ways (like billiard balls) In place of this atomistic stance an organismic worldview posits organisms as irreducible integrated wholes with their development marked by irreversible progressive and qualitative changes in the formal properties of the whole (Meacham 1997 Overton 1984 ) Th e holism criterial to the organismic worldview mandates a contextualization of parts in terms of the whole the meaning of a systemrsquos part is primarily a function of its embedding within the system as a whole (Overton 1984 Sameroff 1983 ) Under a contextualist worldview the particularities of time and context assume paramount importance for understanding develop-ment Rather than appealing to abstract generalizable forms contextual-ism grounds itself in the real- time activities of organisms in specifi c settings and contexts (Overton 1991 Reese 1991 )
A number of works in DSP such as Lernerrsquos ( 2006 ) developmental con-textualism Gottliebrsquos ( 2006 Gottlieb Wahlsten and Lickliter 2006 ) devel-opmental psychobiological systems view and Overtonrsquos ( 2006 Overton and Ennis 2006 ) relational metatheoretical framework have focused on extending organismic worldview to integrate contextualist concerns with intra- and interindividual variability (cf Witherington 2007 ) As Overton ( 1984 p 219) has suggested ldquowhen contextualism combines with organi-cism the integrative plan takes precedence and the category lsquocontextrsquo as well as other contextualist categories serve to specify and articulate the nature of the organic wholerdquo
Both organicism and contextualism (as well as synthetic approaches that integrate the two) focus on relations that exist among components of a sys-tem rather than the components per se as in the mechanistic worldview Both assert the centrality of holism but the holism of organicism is about the parts- whole relations of self- organizing systems while the holism of contextualism is about parts- whole relations of the adaptive act (Overton 1984 ) Because relations among elements within any given system are central to dynamic systems and how they organize and emerge these approaches are oft en referred to as relational To reiterate the idea is that entities exist within certain systems where the relations between the whole and its com-posing parts (inclusive of relations among the parts) co- determine each other and cannot be understood in isolation from each other
Th e idea of holism and part- whole relations as central to development is also prominent in what became termed the transactional worldview associated with the works by John Dewey (see Dewey and Bentley 1949 )
available at httpwwwcambridgeorgcoreterms httpdxdoiorg1010179780511843044005Downloaded from httpwwwcambridgeorgcore University of Florida on 14 Dec 2016 at 231924 subject to the Cambridge Core terms of use
Th e Transformative Mind120
120
Dewey introduced the notion of transaction according to which ldquosystems of description and naming are employed to deal with aspects and phases of action without fi nal attribution to elements or other presumptively detach-able or independent entities essences or lsquorealitiesrsquo and without isolation of presumptively detachable relations from such detachable lsquoelementsrsquo rdquo (ibid p 108) As Altman and Rogoff ( 1987 p 26) state in a similar vein within the transactional worldview ldquoone attempts to discern the nature of the whole without emphasis on antecedent and consequent relationships among variables without analysis of the whole into its elementsrdquo Instead the emphasis is placed on organization in the fl ow of events where multiple levels coalesce Th at is transactional approaches begin with the phenom-enon understood as a confl uence of psychological processes environmen-tal qualities and temporal dimensions Th e transactional view explores the ldquochanging relations among psychological and environmental aspects of holistic unitiesrdquo (ibid p 24) Th is perspective recognizes that individu-als and their psychological processes are situated within their social and physical environments and does not isolate components of the social and physical environments in order to understand phenomena Th e phenom-ena are understood as involving the synthesis of diff erent circumstances that include the changing relationships and elements of the whole system
As further elaborated by Werner Brown and Altman ( 2002 ) the core to this approach is that phenomena should be studied as holistic unities composed simultaneously of people psychological processes physical environments and temporal qualities (with temporal dimensions being integral to phenomena and events not separate from them) Th e notion of relations is accordingly subordinate to the notion of events as holistic unities in that the actions of one person are understood in relations to the actions of other people as well as the spatial situational and temporal circumstances in which the actors are embed-ded Understanding the whole the relationships among its aspects and how they work in combination is the key purpose of a transactional analysis While referring to psychological phenomena these authors provide an example of cel-ebrations and rituals as being composed simultaneously of participants and social context physical environment temporal qualities and psychological processes Additional features of transactional worldview include emphasis on the utility of understanding phenomena from diff erent perspectives
Another approach similar to those just described termed the transac-tional model (Sameroff 2010 p 16) is centrally predicated on the idea that
transactions are omnipresent Everything in the universe is aff ecting something else or is being aff ected by something else In the transac-tional model the development of the child is a product of the continuous
available at httpwwwcambridgeorgcoreterms httpdxdoiorg1010179780511843044005Downloaded from httpwwwcambridgeorgcore University of Florida on 14 Dec 2016 at 231924 subject to the Cambridge Core terms of use
Relational Ontology 121
121
dynamic interactions of the child and the experience provided by his or her social settings What is core to the transactional model is the analytic emphasis placed on the interdependent eff ects of the child and environment
Although stated in diff erent terms and tracing its lineage to diff erent sources than the transactional worldview the transactional model too places emphasis on understanding that parts cannot be separated from the whole and that various eff ects on human development are coordinated and combined Th e core type of relationship is not that between the child and the world but rather between the child and the experience provided by the social settings ndash ldquo the interdependent eff ects of the child and environmentrdquo (Sameroff 2010 p 16 emphasis added) In addition in this perspective networks of relationships are posited as constraining or encouraging dif-ferent aspects of individual behavior (which therefore it is said can be interpreted to preexist relationships) rather than viewed as constituting human development thus playing the role of developmental constraints and assets rather than that of formative elements and constituents of development
Lerner (eg 1991 ) has proposed a similar model ndash a variant termed devel-opmental contextualism Th is model stresses that there is no single cause of the individual development Within- person variables (eg the biological and the psychological ones) interpersonal variables (such as peer group or personal relations) and extra- personal variables (such as institutional or environmental ones) are not suffi cient in and of themselves Rather the structure or pattern of relations among these levels of analysis produces behaviors and changes in the form (the confi guration) of these relations produce developmental change (Dixon and Lerner 1999 ) Th e type of the relation at the center of analysis is the relation between the structural and functional characteristics of the organism on the one hand and the fea-tures (eg the demands or presses) of the organismrsquos context on the other (eg Lerner 2002 )
Another meaning of relationality is expressed by Slife ( 2004 ) in his discussion of the radical character of practice understood as engaged and contextually situated activity According to Slife ldquopractices do not exist in an important ontological sense except in relation to the con-crete and particular situations and cultures that give rise to them imply-ing what we might call a relational ontologyrdquo (p 158) In this account the emphasis is placed on relations among practices with practices hav-ing a shared being because they start out and forever remain in rela-tionship with other practices Th e qualities and properties of practices
available at httpwwwcambridgeorgcoreterms httpdxdoiorg1010179780511843044005Downloaded from httpwwwcambridgeorgcore University of Florida on 14 Dec 2016 at 231924 subject to the Cambridge Core terms of use
Th e Transformative Mind122
122
are understood to stem not from what is inherent or ldquoinsiderdquo them but are seen as dependent on how they are related to each other Th e same emphasis on interrelating components of a system can be discerned in this approach as in the ones previously described
The developmental systems and transactional perspectives make many useful and timely arguments critical to understanding human development Significantly they go beyond the simple dichotomy of nature versus nurture or biology versus culture in explaining human development Given their focus on emergence and change in devel-opment they successfully challenge the outdated nativist ideas about preexistent designs and genetic blueprints as purportedly explain-ing developmental change (see also Oyama 2000 Thelen 1995 2005 Thelen and Smith 1994 ) They also reveal faults in preformationist models that explain novel patterns in development by appeal to a single source or mechanism such as genetics
However I agree with Witheringtonrsquos ( 2007 ) claim that such perspec-tives need to more fully articulate their ontological framework in a way that provides a principled and coherent integration rather than focusing on amalgamation that brings with it ldquothe potential for conceptual obfusca-tionrdquo (p 147) Th e core idea for the DSPrsquos metatheoretical framework and many other works employing the notion of relationality in connotations reviewed in this section appears to be the dual emphasis on (1) emergence rather than design as the basis for system development and (2) the rela-tions among components of a system rather than isolated components as the source of development (ibid) Th is leaves relations between organisms and environment to play the role of a subordinate principle In addition the works conducted in DSP and transactional approaches do not suffi -ciently specify their ontological position vis- agrave- vis uniquely psychological phenomena Th is is evident primarily in that there is little specifi cation provided in these frameworks as to how psychological processes such as the mind and the self can be conceptualized while relying on the notion of relations Oft en ldquointernalrdquo mental processes are conceptualized merely in terms of their relations to (or interactions with) the biological processes external activities and sociohistorical processes with no further specifi ca-tion Alternatively the mind is defi ned as emerging from a relational bio-sociocultural activity matrix (Overton 1998) rather than specifi cally from the organism- environment interactions as an ontological realm in which and from which the mind and other psychological phenomena emerge Th e general idea is that ldquomeaning is as much a refl ection of the internal mental states of the subject as it is a refl ection of the external social and physical
available at httpwwwcambridgeorgcoreterms httpdxdoiorg1010179780511843044005Downloaded from httpwwwcambridgeorgcore University of Florida on 14 Dec 2016 at 231924 subject to the Cambridge Core terms of use
Relational Ontology 123
123
worldrdquo (ibid p 144) rather than a property of a relational process that con-nects the organism with the world
To summarize there are many diff ering meanings attributed to the notions of relations and relationality in contemporary literature Th ese meanings vary from relations referring to the links of various parts of the organisms among themselves (within one ldquowhole organismrdquo) to those between genes and environment to those between childrsquos characteristics and environmental forces to fi nally those between various factors impact-ing development Th e relations between organisms and their environment let alone specifi c relations between human beings and the communal world of cultural practices shared with others mediated by cultural tools and extending through history are typically not prioritized over other types of relations However the latter has been precisely the core emphasis in Vygotskyrsquos project as discussed in the next section
Relational Worldview The Interface with the World
An alternative take on the topic of relationality to those described in the preceding section ndash albeit not without some signifi cant overlaps ndash origi-nates in the Darwinian ideas of mutualism between organisms and their environments It places the main emphasis on the notion that relations between the organisms and the world constitute the primary and original mode of existence for all forms of life and the source of development for all organisms including development of their morphology behavior the mind and the full range of psychological processes (see Stetsenko 2008 2011 Stetsenko and Arievitch 2010 ) What this amounts to is positing the worldview that is diff erent from both organismic and contextualist world-views and from their synthesis
In the relational worldview of this type the dynamic relations consti-tuted by the processes of reciprocal and bidirectional give- and- take back- and- forth exchanges between the organism and the world (the subject and the object) are taken as an ontologically unique and genetically primary realm that takes precedence over any structural connections such as parts- whole relations or relations among variables and factors acting upon organ-isms Rather than (or perhaps in addition to) an epistemic principle of strategically merging various theoretical and metatheoretical standpoints and positions this approach does posit one foundational (but not founda-tionalist) ontological reality ndash understood precisely as constituted by the organism- world relationality that represents the mode of existence for all
available at httpwwwcambridgeorgcoreterms httpdxdoiorg1010179780511843044005Downloaded from httpwwwcambridgeorgcore University of Florida on 14 Dec 2016 at 231924 subject to the Cambridge Core terms of use
Th e Transformative Mind124
124
living organisms and forms of life Th at is relations between organisms and the world rather than organisms taken in isolation from the world or the world taken in isolation from the organisms are posited as ontologically primary whereby organisms in all of their features forms behaviors and traits are seen as derivative from these relations
Th is core premise has to do with overcoming the Cartesian split between the object and the subject the person and the world the knower and the known ndash to off er instead a radically diff erent relational ontology in which processes occur and phenomena exist in the realm between individuals and their world In this broad metalevel approach organisms and their environment are not seen as separate and self- contained (neither in their origination nor in their functioning) but are posited to have fundamentally shared existence as aspects or facets of one and the same unifi ed reality of relations and relationships Th e object and subject are seen as ontologically (ie in their existential status) coexistent and co- determined through and as composed of relations between them and the world and among them-selves Th e subject and the world appear as mutually constituting whereby the former is fi rmly inseparably immersed in the world (eg Dewey and Bentley 1949 ) Any and all capacities of organisms including psychological processes emerge within and out of relationships between organisms and their world with organisms being assembled in the course of their func-tioning (eg Th elen and Smith 1994 )
To emphasize again the core to relational ontology in this connotation is not that the parts and the whole of a given system or phenomenon relate to each other and need to be understood in their relationship but rather that all phenomena including human subjectivity (mind self motivation experiences emotions etc) are forms of relations between human beings and their world Th at is the key idea is that the phenomena of human life and development (including practices) are posited not as merely standing in relation to some other processes but are relations connecting the organ-ism and the world Th ese phenomena are understood to originate and exist in the realm that stretches beyond the boundaries of isolated entities (or fi xed ldquothingsrdquo) such as organisms and ldquostimulirdquo in the environment and instead comprise the complex network of relations with the world in which organisms are involved and through which they are formed It is the rela-tions between the organisms and the world ndash as a dialogic continuum and a ceaseless process connecting and constituting them ndash that are the primary foundational realm within and out of which human development emerges and ensues All organisms therefore exist in the fl ux of relating to their world as driven by relational processes and their unfolding logic and even
available at httpwwwcambridgeorgcoreterms httpdxdoiorg1010179780511843044005Downloaded from httpwwwcambridgeorgcore University of Florida on 14 Dec 2016 at 231924 subject to the Cambridge Core terms of use
Relational Ontology 125
125
more critically as made up of these relational processes and therefore as not being constrained by any rigidly imposed preprogrammed scripts or rules
Th us the reductionist notion of atomism (ie of reality as com-prised of separate entities that exist independently from and only exert extraneous infl uences on each other) whereby organisms are likened to machines upon which extraneous forces act and the metaphor of sepa-ration ndash both typical of the mechanistic worldview ndash are replaced with the notion of all- embracing and dynamic (process- like fl uid continuous and ever- ending) fl ow of relations understood to comprise the primary ontological realm of existence of all living forms Associated with this shift is the metaphor of mutuality and ldquoin- between- uityrdquo that is mutual co- construction co- evolution continuous dialogue belonging participa-tion and interpenetration of forms of life with the world all underscoring relatedness and interconnectedness blending and meshing ndash the ldquocoming togetherrdquo of individuals and their world that transcends their separation Th is is a position at a worldview level ndash a relational one ndash where develop-ment is seen as taking place at the intersection of the organism and the world and where both organism and the world are not only fully perme-able and integrated through their relationships and exchanges but also and most importantly co- constituted and brought into existence within and through these processes Dimensions of reality such as the social and the personal are not separate and self- contained but have a shared exis-tence as diff ering tendencies united within real developing systems Th e thrust of this worldview is that the reductionist metaphor of separation is replaced with the ldquodialectical metaphor of participation rdquo (cf Bidell 1999 p 307)
Analyses of organism- in- environment ndash conceived as a unity that is a complex overarching whole composed of relational processes that enfold both organism and the world ndash substitutes for analyses into separate and independent characteristics of organisms and environments Attempts to understand functioning and development of human beings outside of their profound connection to interrelation with and embedding into the world therefore are seen as futile Human beings as all other organisms are pro-foundly dependent upon enmeshed with situated in and connected to their environment
Th ese various articulations of what constitutes the hallmark of relational ontology are meant to clarify how this ontology contrasts with the similar ideas about relationality of human development that in eff ect are formu-lated based in a substantially diff erent set of premises Statements about gene- environment interactions humans as bio- socio- cultural hybrids the
available at httpwwwcambridgeorgcoreterms httpdxdoiorg1010179780511843044005Downloaded from httpwwwcambridgeorgcore University of Florida on 14 Dec 2016 at 231924 subject to the Cambridge Core terms of use
Th e Transformative Mind126
126
relationship between environmental infl uences and human beings nature and nurture as both playing a role in human development (even to the eff ect that they interpenetrate and cannot be understood without each other) a complementarity of active organism and active environment ndash these and similar statements do not posit relations through which organisms connect to their world as constitutive of development (and instead posit them as merely a source of infl uence that is as merely an amalgam of constraints on and resources for development)
Th is seemingly simple conceptual shift is of a radical sort with a number of important implications At stake is a shift beyond the false ldquointeractionist consensusrdquo about nature and nurture somehow interact-ing with each other to produce development Th at the sources of devel-opment could be assigned to both nature and nurture rather than to one or the other exclusively that developmental resides not in one compo-nent of an interaction such as a genetic makeup but in the interaction of this component with other infl uences such as environmental conditions and factors that endogenous and exogenous infl uences on development interact in numerous ways ndash these statements do not do enough to move beyond traditional ways of thinking and into the relational ontological worldview
In this spirit more than half a century ago Daniel S Lehrman ( 1953 ) wrote that it has become customary to state that the ldquohereditaryrdquo and ldquoenvi-ronmentalrdquo contributions are both essential to the development of the organism the organism could not develop in the absence of either and the dichotomy is more or less artifi cial Lehrman goes on to say that this formulation frequently serves as an introduction to models that fall right back into the pitfalls of dichotomously splitting organisms from the envi-ronment His critique of Lorenzrsquos theory of instinct was an appeal to focus instead on the idea that
[t] he interaction out of which the organism develops in not one as is so oft en said between heredity and environment It is between organism and environment And the organism is diff erent at each diff erent stage (Lehrman 1970 p 20 emphasis added)
Lehrmanrsquos insight is as relevant in todayrsquos context if not more as it was four decades ago As Susan Oyama ( 2000 p 22) has convincingly demonstrated
Even though the distinction between the innate and acquired has been under attack for decades hellip and even though it is routinely dismissed and ridiculed in the scientifi c literature hellip it continues to appear in
available at httpwwwcambridgeorgcoreterms httpdxdoiorg1010179780511843044005Downloaded from httpwwwcambridgeorgcore University of Florida on 14 Dec 2016 at 231924 subject to the Cambridge Core terms of use
Relational Ontology 127
127
new guises Th e very people who pronounce it obsolete manage in the next breath to distinguish between a character that is a ldquogenetic prop-ertyrdquo and one that is only ldquoan environmentally produced analoguerdquo hellip Vocabulary and styles of description shift but the conviction remains that some developmental courses are more controlled by the genes than others
The Complementary Roots of the Relational Worldview Dewey Piaget
and Vygotsky
Th is section will briefl y sketch the relational transactional stance of Piaget and Dewey and other conceptual frameworks rooted in Darwinian ideas of mutualism between organisms and their environments I then address in the following section and in more detail the Darwinian roots of rela-tional ontology as represented in Vygotskyrsquos project Th is account has an advantage of reintroducing (rather that splitting off ) Vygotsky ndash and with and through him an important part of the Marxist philosophical lineage of thought and its applications in psychology ndash to the discussions of DSP that typically do not engage this theory and this lineage (although Vygotsky is tacitly present in these discussion in that Nikolaj N Bernstein whose works were in many ways related to Vygotskyrsquos project are at the root of Th elenrsquos works see Th elen 1995 ) Although the primary goal is to address how Vygotskyrsquos worldview builds upon and also departs from the relational worldview in laying grounds for an activist transformative worldview the advantage of drawing comparisons across frameworks is that this might aid the long- term goal of unifying non- reductionist approaches and thus mutually strengthen them
One of the diffi culties of accepting relational ontology in all fullness of its implications is that it is based in ldquoprocess philosophyrdquo rather than in gen-eral systems theory with its emphasis on parts- whole relation Th e process philosophy although it has a long tradition is still hardly accepted in psy-chology because it goes against many habitual ways of thinking dominated by substance and structure ontologies (eg Bickhard 2012 ) As Christopher and Bickhard ( 2007 p 261) have argued
Psychology has yet to develop a generally accepted process ontology One implication of this is that much of psychology is left trying to establish relationships between ldquothingsrdquo that have been reifi ed such as mind and body culture and self inner representations and external realities facts
available at httpwwwcambridgeorgcoreterms httpdxdoiorg1010179780511843044005Downloaded from httpwwwcambridgeorgcore University of Florida on 14 Dec 2016 at 231924 subject to the Cambridge Core terms of use
Th e Transformative Mind128
128
and values hellip Once split by these reifi cations into substantial domains entities or realms of entities however it has proven to be impossible to reintegrate them
One way to capitalize on and strengthen the impact of relational ontology as well as to overcome disconnections that still separate theories grounded in it is to realize that the three key frameworks on human development of the twentieth century ndash those by Dewey Piaget and Vygotsky ndash all embod-ied strong relational thinking and all advanced relational ontology (even though not using the latter term) In their works the goal was to overcome constraints of the mechanical worldview and the subjectndash object dualism by off ering a novel understanding of development as a process in constant dialogue and relation with the world Th eir theories can be viewed as the most articulate attempts to develop psychology based in relational ontol-ogy that replaced the traditional view of independent objects aff ecting each other with the concept of dynamic transaction encompassing objects and the ldquooutside worldrdquo and turning them into mutually interdependent aspects of one unifi ed fl ow of processes and events
Th e distinctive common theme underlying these approaches drew its principal inspiration from evolutionary theory rather than from the systemic approaches developed in physical sciences (cf Bredo 1994 ) as is the case with many contemporary approaches in developmental sys-tems theory (DST) Indeed Darwin can be credited to be one of the most important sources of ideas that paved the way for all of these three scholars Darwinrsquos seminal contribution in the philosophical sense was in placing the notions of change and dynamism at the heart of nature and the evolution of life Th ese notions eff ectively undermined the dual-ism of external and internal as separate forces acting on organisms from afar and of separate essences and entities existing independently of each other Although Darwin never discussed broad philosophical matters such as Cartesianism and dualism of objects and the world his innova-tions de facto off ered novel ways of thinking that undermined the key pillars of Cartesian mechanistic science and mentalistic psychology (cf Costall 2004 ) As Dewey put it in his work Th e Infl uence of Darwinism on Philosophy ( 1910 )
In laying hands upon the sacred ark of absolute permanency in treat-ing the forms that had been regarded as types of fi xity and perfection as originating and passing away the ldquoOrigin of Speciesrdquo introduced a mode of thinking that in the end was bound to transform the logic of knowl-edge and hence the treatment of morals politics and religion (pp 1ndash 2)
available at httpwwwcambridgeorgcoreterms httpdxdoiorg1010179780511843044005Downloaded from httpwwwcambridgeorgcore University of Florida on 14 Dec 2016 at 231924 subject to the Cambridge Core terms of use
Relational Ontology 129
129
It is this shift that can be discerned in the works of Dewey Piaget and Vygotsky In this light these works have more in common than meets the eye although there are also profound diff erences among these scholarsrsquo theoretical assumptions Explicating these diff ering assumptions that typ-ify each of the three frameworks however is possible by fi rst taking into account their underlying commonality rooted in their shared view about the process (or the core reality) constituting human development Th is core reality was that of a unifi ed process of organisms- acting- in- environments Indeed all three scholars off ered accounts of human development that were to a large extent motivated by a critique of mechanistic worldview In its place these scholars off ered an approach based on evolutionary assump-tions giving priority to process ontology and the assumption about the primacy of relations rather than isolated entities as a constitutive realm of human development and subjectivity Mind was for them an intrinsic aspect of organisms engaging with their world rather than an illusory side eff ect mirroring spectator or expression of a larger universal mind (cf Bredo 1994 )
In particular Piaget based his theory on the notion of reciprocal inter-dependence between the subject and the object and consistently argued against splitting the two As the key alternative to such splitting he sug-gested that ldquothe substantialist language of whole and part ought to be replaced by a language based on relations between individuals or individu-als in groupsrdquo (Piaget 1995 p 188) Th us Piaget clearly favored a relational point of view according to which ldquothere are neither individuals as such nor society as such Th ere are just interindividual relationsrdquo (ibid p 210) Th e relations between individuals are primary and ldquoconstantly modify indi-vidual consciousnesses themselvesrdquo (ibid p 136) As noted by Kitchener ( 1996 p 245 cf Mueller and Carpendale 2000 p 141) ldquoPiaget hellip can be called a kind of transactionalist Ultimately real are the basic transac-tions between individuals or between individual and environmentrdquo Th e implications of this viewpoint for the study of cognition are enormous According to Piaget ldquothe establishment of cognitive or more generally epistemological relations hellip involve [ sic ] a set of structures progressively constructed by continuous interaction between the subject and the exter-nal worldrdquo ( 1983 p 103)
Perhaps most critically Piagetrsquos insistence that cognition stems from sensorimotor bases that is from the organismsrsquo material actions in the world can be seen as a profoundly relational premise Piagetrsquos theory has a profoundly dynamic feel due to its emphasis on continuous process and emergence ndash including understanding development to entail a balancing
available at httpwwwcambridgeorgcoreterms httpdxdoiorg1010179780511843044005Downloaded from httpwwwcambridgeorgcore University of Florida on 14 Dec 2016 at 231924 subject to the Cambridge Core terms of use
Th e Transformative Mind130
130
between the processes of accommodation and assimilation that leads to continuous and ever- shift ing adaptations and readapations of the subject to its environment As Piaget noted
[A] ll structures are constructed and hellip the fundamental feature is the course of this construction Nothing is given at the start except some lim-iting points on which all the rest is based Th e structures are neither given in advance in the human mind nor in the external world as we perceive or organize it (quoted in von Glasersfeld 1997 p 296 emphasis added)
Dewey Piaget and Vygotsky were not alone to propose relational ontology in accounting for human development For example proponents of what has been termed the ldquosecond psychologyrdquo including William James Kurt Lewin George Herbert Mead and Maurice Merleau- Ponty among others also called for psychology of people in relation to circumstances to comple-ment the fi rst experimental psychology (see Cahan and White 1992 ) Klaus Riegel (eg 1979 ) reviewing dialectical interpretations of developmental processes ndash what he termed ldquopsychology in interaction termsrdquo ndash listed von Uexkullrsquos ecological paradigm of studying organisms in their natural envi-ronments Kurt Lewinrsquos analysis and Kantorrsquos interaction model among such interpretations
Riegel also drew attention to the prominent Russian philosopher and psychologist Sergej Rubinstein (a contemporary of Lev Vygotsky) whose works gave renewed expression to interactive ideas in his notion of constitu-tive relationism according to which every phenomenon is determined and constituted by its relations to all other phenomena Riegelrsquos own works too helped forge psychology that focused on relations between organisms and their environments (cf Lerner 2002 ) Similar themes come across in Meadrsquos understanding of selfh ood as constituted within and through conduct in relation to others (cf Martin 2005 ) ldquoSince organism and environment determine one another and are mutually dependent for their existence it follows that the life- process to be adequately understood must be consid-ered in terms of their interrelationsrdquo (Mead 1934 p 130)
Th e same theme is prominent already in William Jamesrsquos ldquoradical empir-icismrdquondash the idea that knowing is a functional relation in experience between a knower and what is known including relations and objects (cf Heft 2001 ) Indeed James replaced subject- object dualism with the notion that the mind is a process in constant dialogue with the world as captured by his metaphor of ldquothe stream of consciousnessrdquo In describing consciousness James wrote that it ldquolike a birdrsquos life hellip seems to be made of an alternation of fl ights and perchingsrdquo ( 1890 1950 p 243) He went on to lament that ldquoit
available at httpwwwcambridgeorgcoreterms httpdxdoiorg1010179780511843044005Downloaded from httpwwwcambridgeorgcore University of Florida on 14 Dec 2016 at 231924 subject to the Cambridge Core terms of use
Relational Ontology 131
131
is very diffi cult hellip to see the transitive parts for what they arerdquo (ibid) and that philosophers had paid attention to the perchings and not the fl ights Moreover James eschewed dualisms of matter and mind physical and mental by postulating the centrality of experience Th e ldquodouble- barreled conceptrdquo of experience depicts something that is both at once objective and subjective thought and thing (cf Overton 1998 p 152) Experience is clearly the function of context (the known) but is also the function of the knowing mind and thus is deeply and profoundly relational In addition people experience the world as being in fl ux as a continuous constantly changing reality that produces equally fl uid and constantly changing con-tinuous fl ow of experiences and consciousness Experience is a realm in which the organism and environment come together in producing conjoint eff ects it is neither a private possession of an individual nor a passive regis-tration of external stimuli
Likewise for Peirce ( 1955 ) the repudiation of the Cartesian starting point in the duality of humans and their world means the recovery of fl esh- and- blood actors who are continuously defi ning themselves through their give- and- take relationships with both the natural world and each other (cf Colapietro 1989 ) Many similar formulations can be also found in the works by Merleau- Ponty according to whom ldquothe self is distinguishable but not separable from others indeed the identity of the self is constituted by its relations to othersrdquo ( 1962 p 456)
In shift ing to an evolutionary view and rejecting a mechanical one Dewey Piaget and Vygotsky all gave priority to activities rather than enti-ties Th eir approach depicted organisms as acting to alter their own envi-ronment rather than being prodded from behind to respond A number of contemporary approaches are fundamentally built on the notion of recipro-cal relations between organisms and the world For example the Gibsonian model that treats perception as a phase of activity of the whole organism through practical bodily engagements in response to environmental con-tingencies (cf Ingold 2000 ) is highly compatible with and falls under the umbrella of action- based relational ontology Th e same applies to theories that focus on enactment (eg Varela Th ompson and Rosch 1991 ) dialogi-cal communication (eg Hicks 2000 Markovaacute 2012 and many continu-ing Bakhtinian approach) some versions of social constructionism (eg Gergen 2009 Harreacute 2002 ) self- in- practice (Holland Lachicotte Skinner and Cain 1998 ) and embodied cognition and dynamic systems approaches (eg Clark 1997 Th elen 1995 ) Th e concepts of self- organization and emergence proposed in connectionism and in dynamic systems theory bear a strong historical relationship to these approaches Situative theories
available at httpwwwcambridgeorgcoreterms httpdxdoiorg1010179780511843044005Downloaded from httpwwwcambridgeorgcore University of Florida on 14 Dec 2016 at 231924 subject to the Cambridge Core terms of use
Th e Transformative Mind132
132
(Lave 1988 1993 ) and theories of apprenticeship (Rogoff 2003 ) emphasize the reciprocal character of the interaction in which human development and learning are socially and culturally constructed In a number of theo-ries interactions with the world are viewed as not only producing meanings about the social world but also as producing identities that is individuals are fundamentally constituted through their relations with the world (see Lemke 1997 Wenger 1999)
Further an action- based or enactivist orientation is grounded in the assertion that people form complex fabrics of fundamentally and inextri-cably intertwined relationships with everything else physically biologically and experientially phenomenologically (eg Davis and Sumara 1997 ) From this viewpoint epistemological beliefs are not primarily or solely cognitive features but are temporarily crystallized enactments in ever- changing webs of mutually defi ning elements Gibsonrsquos approach brought together the functionalist emphasis upon the coordination of animal and environment with the Gestaltist reaction against atomistic analysis (cf Costall 2004 ) In his theory of ldquodirect perceptionrdquo and his overall ecological- relational approach Gibson placed emphasis upon activity of humans and other animals As he put it the visual system has legs (Costall 2004 p 75) and information is actively obtained not imposed
Vygotskyrsquos Relational Ontology
It is important to situate Vygotskyrsquos works as belonging to and play-ing an important role in this vast movement of thought ndash the relational worldview and ontology ndash developed in the twentieth century and now powerfully present in this century Vygotskyrsquos theoretical perspective was grounded in precisely this worldview and as such (in similarity with scholars like James Dewey Piaget and others just reviewed) was pro-foundly indebted to Darwinrsquos ideas of evolution Namely Vygotsky was able to appreciate the revolutionary breakthrough made by Darwin in terms of the very mode of thinking about nature and human develop-ment Vygotskyrsquos theory at its most fundamental subterranean level endorsed the worldview permeated by the Darwinian insight about principled insuffi ciency of the mechanistic worldview in one of its core components ndash the methodology of elementarism According to the lat-ter the universe is composed of separate entities that exist and can be studied in isolation from each other just as a clock or any other machine can be studied by looking at its parts Vygotsky substituted for this the worldview of nature as a process in fl ux and constant change with fl uid
available at httpwwwcambridgeorgcoreterms httpdxdoiorg1010179780511843044005Downloaded from httpwwwcambridgeorgcore University of Florida on 14 Dec 2016 at 231924 subject to the Cambridge Core terms of use
Relational Ontology 133
133
and ever- changing open- ended and nonlinear indeterminate (ie nei-ther preordained nor fi xed) dynamic processes linking organisms and their environments at the center As I intend to show in this section Vygotskyrsquos position on human development is deeply relational ndash fully within the relational ontology premises ndash rendering it more complicated and nuanced (though sometimes only in subtle ways and not without some contradictions and gaps) than is typically acknowledged
Vygotsky quoted Darwin throughout his works was extremely attentive to the biological foundations of development (even preoccupied by them at some stages in his work) and highly receptive of the ongoing develop-ments in physiology biology anthropology and other natural sciences of the time At the same time he was striving for and anticipating psychologyrsquos liberation from the thrall of biology typical of a reductionist understanding that all psychological phenomena can be explained by reference to biologi-cal processes (and thus explained away) In this Vygotsky was not alone but shared his orientation with many scholars and thinkers of his time who were striving to wed natural sciences with philosophy As Clark and Holquist ( 1984 ) noted in their book on Mikhail Bakhtin (and this insight fully applies to Vygotsky too) many Russian scholars and intellectuals were infl uenced by biology that had been assigned a privileged status since the 1860s and turned to it to fi nd answers to the traditional philosophical ques-tions as well as to practical problems that plagued Russian society in seek-ing a balance between science and metaphysics
Crucial to Vygotsky and his followers adopting and further elaborat-ing the relational worldview was their acquaintance with and enthusias-tic reception of Darwinrsquos ideas of animate nature as a process imbued with collective relational and historicized dynamics Yet their understanding of evolutionary theory was unique accepting a number of its premises while rejecting others In this Vygotskyrsquos project again followed with the criti-cal ldquodomesticrdquo tradition in which his works were steeped Indeed in the interpretation of many Russian critical thinkers such as Kropotkin Herzen and Chernyshevsky (and writers such as Leo Tolstoy) evolution did not have to be understood through the lens of the ldquostruggle for survivalrdquo and the search for competitive advantage (see detailed analysis in Todes 1989 ) In a critique of what they saw as ldquoa purely English doctrinerdquo these think-ers believed that Darwinrsquos emphasis on overpopulation and ensuing need for intraspecies competition borrowed from Malthus refl ected a false and socially insidious image of nature (cf ibid)
As Vladimir M Bekhterev the leading physiologist of the time put it ldquoIt should be obvious to anyone that what is universal is not the struggle for
available at httpwwwcambridgeorgcoreterms httpdxdoiorg1010179780511843044005Downloaded from httpwwwcambridgeorgcore University of Florida on 14 Dec 2016 at 231924 subject to the Cambridge Core terms of use
Th e Transformative Mind134
134
existence among individuals of the same species or of diff erent species but rather the struggle for the right of life generally for the acquisition of the necessary conditions of existence from surrounding naturerdquo (quoted in Todes 1989 p 118) Th is perception served as a foundation for mutual aid theorists especially Kropotkin who in contrast to Malthus and Huxley (whose views Kropotkin considered to be ldquoatrociousrdquo in terms of their social and political implications see ibid) called attention to cooperation in nature and to its role in evolution According to this theory the role of cooperation in the production of diversity and origination of new species trumps that of struggle among individual organisms of the same species As a result the development of the entire animal kingdom and especially of humankind was posited to be driven not by struggle and competition so much as by mutual aid cooperation and collaboration (cf Todes ibid)
In addition the Darwinian insights have been merged in Vygotskyrsquos project with the growing knowledge about the physiology of the nervous system and the brain (eg Helmholtz Sherrington Sechenov and later Pavlov Ukhtomskij Bekhterev and Bernstein) Following on from these two important strands Vygotsky and his followers viewed processes in the animate world as being in constant fl ux subject to change variation and chance and as having no predestined constraints nor following pre-programmed paths algorithms or putatively ordered stages Most impor-tantly Vygotsky and his followers inherited emphasis on the collaborative communal nature of processes at the core of development (in evolution and ontogeny) from the mutual aid theory by Kropotkin and other Russian scholars (for details see Stetsenko 2011 )
Th is account can help fi ll in the gaps in interpretations of Vygotskyrsquos works such as for example in developmental systems theory (eg Lerner 2002 p 32) where these works are seen as primarily stressing the social and cultural origins of individual development and their role in enabling instrumental activity Added in this interpretation ndash as a separate idea ndash is the concept of the zone of proximal development that is taken to illustrate an emphasis on person- context relations However no further specifi ca-tion is provided for how the relational worldview might have played a role in Vygotskyrsquos theoretical system of ideas Many other accounts within the same overall interpretative frame also give short shrift to the notion of relationality and other ideas in line with the DST in Vygotskyrsquos theory Th erefore it is important to bring Vygotskyrsquos relational ontology to the fore
First Vygotsky clearly was explicitly committed in strong similarity with the DST and DSP to a systemic view of development ndash the notion that any and all parts of a given system can only be understood in their systemic
available at httpwwwcambridgeorgcoreterms httpdxdoiorg1010179780511843044005Downloaded from httpwwwcambridgeorgcore University of Florida on 14 Dec 2016 at 231924 subject to the Cambridge Core terms of use
Relational Ontology 135
135
interrelations and their embedding within the system as a whole Th is is evident for example in Vygotsky taking over from Gestalt psychology and stressing ldquothe holistic point of viewrdquo according to which ldquothe signifi cance of the whole which has its own specifi c properties and determines the proper-ties and functions of the parts that constitute it is foremostrdquo ( 1997b p 83) Further examples of this position can be found throughout Vygotskyrsquos works expressed in terms such as ldquothe interconnected dynamic unifi ed wholerdquo ( 1993 p 278) and ldquointegral whole which has its own lawsrdquo (ibid p 151) to describe development Th is position is also evident in Vygotskyrsquos critique of atomistic approach according to which processes such as think-ing and speech or intellect and aff ect are decomposed into elements that do not ldquocontain the characteristics inherent to the wholerdquo ( 1987 p 244) In contrast the unity of perception speech and action (in line with the dia-lectical approach) was the leading theme in Vygotskyrsquos writings and those of his followers (perhaps especially Zaporozhets and Elkonin see details in Chapter 10 )
Th e same idea is stated in the following passage ldquoIn a new environment hellip children display completely diff erent characteristics Such results occur when childrenrsquos characteristics and activities are examined not in isolation but in their relation to the whole in the dynamics of their developmentrdquo (1993 p 38) Vygotsky adds the Latin saying to highlight his meaning ldquo si duo faciunt idem non est idem rdquo (ibid translated as ldquowhen two do the same thing it isnrsquot the samerdquo )
Second Vygotsky clearly and unequivocally rendered the mind a part of nature stressing the unity of psychological and physiological processes exactly in line with Piaget and Dewey as is evident in the following passage
Dialectical psychology has as its point of departure fi rst of all the unity of mental and physiological processes For dialectical psychology mind is not in the words of Spinoza something that is situated outside nature like a kingdom within a kingdom it is a part of nature itself immediately linked to the functions of the highest organized matter of human brain Like the rest of nature it [this part] was not created but evolved in the process of development ( 1997a p 112)
Th e same idea is conveyed in the following passage by Vygotsky
It is absurd to fi rst isolate a certain quality from the integral process and then raise the question of the function of this quality as if it existed in itself fully independently of that integral process of which it forms a qual-ity hellip But until now psychology proceeded in exactly this way It revealed the mental side of phenomena and then attempted to demonstrate
available at httpwwwcambridgeorgcoreterms httpdxdoiorg1010179780511843044005Downloaded from httpwwwcambridgeorgcore University of Florida on 14 Dec 2016 at 231924 subject to the Cambridge Core terms of use
Th e Transformative Mind136
136
that hellip it is entirely unnecessary hellip Already in the very statement of this question resides the false presupposition that mental phenomena may act upon brain phenomena It is absurd to ask whether a given quality can act upon the object of which it forms the qualityrdquo ( 1997a p 114)
Th e notion of systemic organization of psychological function became central to works by many of Vygotskyrsquos co- workers and followers For example Leontiev ( 1978 ) also pursued the notion of systemic organiza-tion of psychological functions and consciousness Alexander Luria (eg 1973 ) made it a cornerstone of his approach to neuropsychology ndash what he termed the principle of ldquothe dynamic- systemic localization of brain func-tionsrdquo (an approach that has a strikingly contemporary relevance) His approach to this day constitutes the cutting edge in neurosciences in that it posits that the brain serves as an instrument for carrying out meaning-ful goal- directed activities and that the brain functions are not prepro-grammed or inborn but instead are formed in development in response to specifi c life demands in the course of activities As such this approach was a precursor to what has been recently widely disseminated as the greatest discovery of the twentieth century namely that brain functioning can be sustained even in very old age and that new brain cells can grow in response to individualrsquos active engagement in activities thus likening the brain to a sort of a ldquomusclerdquo the strength and vitality of which depend on how much it is made use of
In addition to this emphasis on the interrelations among parts and between a given whole structure and the parts that belong to it Vygotsky is also very explicit ndash again in a strong consonance with DST and DSP ndash in his focus on dynamics of development as a nonlinear and ever- changing process characterized by novelty and emergence of new structures (cf Moran and John- Steiner 2003 ) His attention to the dynamics of devel-opment as a nonstatic and ever- evolving process that is shot through with change and novelty is exemplary for his time as is evidenced in the claim that
[t] o study something historically means to study it in motion hellip To encompass in research the process of development hellip in all its phases and changes ndash from the moment of its appearance to its death ndash means to reveal its nature to know its essence (Vygotsky 1997b p 43)
Th ird Vygotskyrsquos principles extend to include the key relational notion that development is a process that overcomes the traditional separation
available at httpwwwcambridgeorgcoreterms httpdxdoiorg1010179780511843044005Downloaded from httpwwwcambridgeorgcore University of Florida on 14 Dec 2016 at 231924 subject to the Cambridge Core terms of use
Relational Ontology 137
137
of organism and environment From his early works on (see especially Vygotsky 1997a pp 158 ff ) he insists that organisms and the environ-ment cannot be understood as independently existing ldquothingsrdquo outside their intricate bond and relationship While positing that environment especially the social one is a systematic and powerful infl uence on devel-opment that is omnipresent and ubiquitous Vygotsky qualifi es this idea by saying that the role of the organism cannot be overlooked adding that the organism is part of the environment in so far as it acts in the environ-ment so that the biological organismic structures are always determined by preceding environmental infl uences He concludes that ldquoall this gives us the right to speak of the organism only in interaction with the envi-ronmentrdquo ( 1997a p 159 note that in the English translation the word only is omitted and the meaning is thus distorted) Th e word only plays a critical role here in conveying the core idea that there is no organism as such and no environment as such ndash if these are viewed as somehow independently existing entities ndash because both need to be viewed in their dynamic interplay Furthermore Vygotsky is very clear in his rejection to take outside conditions and internal infl uences ndash as if existing indepen-dently of each other ndash as the prime determinants of development
One of the major impediments to the theoretical and practical study of child development is the incorrect solution of the problem of the envi-ronment and its role in the dynamics of age in which the environment is considered as something external with respect to the child [that is] as a surround (okruzhenie ndash Rus) of development as an aggregate of objec-tive conditions that exist irrespectively of the child and aff ect the child by the mere fact of their existence ( 1998 p 198)
Vygotskyrsquos affi rmation of relational ontology is also evident in his statement that ldquointeraction with the environment stands at the beginning and at the endrdquo of development ( 1993 p 158) Moreover he was explicitly mindful of the diffi culty of affi rming relational premises given that general statements do not always convey the novel way of thinking associated with the rela-tional worldview Vygotsky writes
We admit in words that it is necessary to study the personality and the environment of the child in unity But we should not conceive of this matter in such a way that on one side there is the infl uence of person-ality while on the other side ndash the infl uence of the environment that the one and the other act in a manner of external forces In actuality however it is precisely how this is done frequently wishing to study the
available at httpwwwcambridgeorgcoreterms httpdxdoiorg1010179780511843044005Downloaded from httpwwwcambridgeorgcore University of Florida on 14 Dec 2016 at 231924 subject to the Cambridge Core terms of use
Th e Transformative Mind138
138
unity we fi rst tear it apart and then attempt to link one part with the other ( 1998 p 292)
It is also quite telling that one of the latest works by Vygotsky ndash on early childhood (see 1998 ) begins with a resolute statement about relations rep-resenting the formative level of development
We shall fi rst of all consider the childrsquos relationship to the external reality to the external environment hellip [I] t can be considered a well established fact that the child stands in a unique relation to a given situation in the sense of his behavior and his acting in this environment (p 261)
Vygotsky goes on to give credit to Kurt Lewin for revealing how this rela-tion is unique ndash referring to Lewinrsquos term Feldmassigkeit as a fi eld of human activity considered in relation to the structure of the situation and his notion of Auff orderungscharacter ndash certain imperative character of objects that in eff ect calls actions to life (eg compelling the child to touch or pick up an object within the visual fi eld) Th us much of Vygotskyrsquos eff orts can be read as an attempt to reconceptualize human development based on rela-tional premises that is in terms of an organismndash environment nexus that is ever evolving and constantly changing and in which the two ldquopartsrdquo con-tinuously co- determine each other so that neither one can be conceived or studied independently of the other
Fourth it is important that Vygotsky goes on to spell out implications from these relational premises about organism- environment nexus in line with the ideas of emergence change and novelty as the key characteristics of devel-opment In particular he staunchly argued against fi xed preformist views on development and instead advanced the notion that development exists in fl ux and constant change as a fl uid and ever- changing open- ended dynamic process linking organisms and their environments For example Vygotsky ( 1997b p 100) challenged the dominant and widely accepted at the time view that development could be understood as a set of static predetermined steps that unfold from a preexisting ldquointernal potentialrdquo Such an understanding according to Vygotsky describes not so much a process of development as that of mere growth and maturation In an alternative account that Vygotsky charts development consists in the new stages arising not from the unfolding of potentials enclosed in the preceding stages As he wrote
Child development least of all resembles a stereotypic process shielded from external infl uences here [in child development] in a living adap-tation to the outside milieu is the development and change of the child accomplished In this process ever new forms arise rather than the ele-ments in the preordained chain being simply stereotypically reproduced
available at httpwwwcambridgeorgcoreterms httpdxdoiorg1010179780511843044005Downloaded from httpwwwcambridgeorgcore University of Florida on 14 Dec 2016 at 231924 subject to the Cambridge Core terms of use
Relational Ontology 139
139
hellip [I] n the history of cultural development a much greater place is taken by another form another type [of development] which consists in that the new stage arises not out of unfolding of potentials enclosed in the preceding stage but out of an actual confrontation between the organism and the environment and an alive adaptation to the environment (ibid p 100 emphasis added)
In this sense Vygotsky is ndash just as DST and DSP are ndash strongly opposed to the nativist views as is the whole Vygotskian project that from its inception in the early 1920s (including works by Leontiev Zaporozhets and Elkonin among others) championed a resolute critique of nativism and preformism Moreover Vygtosky can be seen to make a seminal attempt to reconcep-tualize the very notion of development especially with regards to human development He clearly expressed his awareness that this notion is in need of a radical reconceptualization as a complex dialectical process Th ese ideas are summarized in what can be regarded as Vygotskyrsquos conclusion on this topic that represents in his own words a ldquoradical changerdquo in studying development Namely development is
a complex dialectical process that is characterized by complex periodic-ity disproportion in the development of given functions metamorpho-ses or qualitative transformation of certain forms into others a complex merging of the process of evolution and involution a complex crossing of external and internal factors a complex process of overcoming dif-fi culties and of adaptation ( 1997b p 99)
As ldquothe most proximate conclusionrdquo from this position Vygotsky states that a change in the accepted view on development is needed
Usually all processes of child development are presented as stereotypi-cally occurring processes Th e prototype of development hellip to which all other forms are compared is taken to be the development of an embryo Th is type of development depends the least on external milieu and it is to this type that the word ldquodevelopmentrdquo [ldquoraz- vitierdquo ndash Russian meaning unwinding] in its literal sense can be applied with the stron-gest justifi cation that is as an unfolding of possibilities enclosed in the embryo in a furled from However embryological development cannot be regarded as a model of each and every process of development in a strict sense of the world hellip [because] it is an already steadied completed process that occurs more or less stereotypically ( 1997b p 99)
Th is position is extraordinarily contemporary in both its overall gist and even its literal expression For example Lewontin ( 1995 ) one of the lead-ing contemporary evolutionary biologists comments on exactly the same
available at httpwwwcambridgeorgcoreterms httpdxdoiorg1010179780511843044005Downloaded from httpwwwcambridgeorgcore University of Florida on 14 Dec 2016 at 231924 subject to the Cambridge Core terms of use
Th e Transformative Mind140
140
connotation of the term development suggesting that it implicitly hinges on a static non- dynamic metaphor He writes
Th e technical word for the process of continual change during the life-time of an organism is development whose very etymology reveals the theory that underlies its study Literally ldquodevelopmentrdquo is an unfolding or unrolling a metaphor that is more transparent in its Spanish equiva-lent desarollo and in the German Entwicklung an unwinding In this view the history of an organism is the unfolding and revelation of an already immanent structure (p 121)
Fift h and quite remarkably Vygotsky moved in the direction of concep-tualizing development as a self- organizing system Th is is the point that is least understood in contemporary discussions of Vygotskyrsquos works in its shift beyond the traditional and widely accepted (till today) two- factorial models of development For example Vygotsky ( 1987 p 99) made explicit attempts to move beyond the ldquoprinciple of convergencerdquo according to which external and internal infl uences somehow are added or summed up (through their convergence) to jointly determine the course of develop-ment Th is is evident in that he critiqued William Sternrsquos position according to which development proceeds through a constant interaction of internal dispositions and external conditions Such a position for Vygotsky exem-plifi es a two- factorial (bifurcated in contemporary terms) model of devel-opment Th is is a faulty position because it de facto postulates some type of an ldquoinherent essencerdquo at the root of development that is then putatively somehow shaped by various factors acting on it as alien outside forces (be it from within or from outside the development per se) rather than positing self- organization and emergence as central to development
Relating to William Sternrsquos views that advocated summative (addi-tive) approach Vygotsky states that ldquo[c] onceptualized in this way devel-opment is not a self- movement but a logic of arbitrary circumstancerdquo ( 1987 p 89) He adds that ldquowhere there is no self- movement there is no place for development in the true sense of the wordrdquo (ibid) and the pro-cesses instead are limited to one phenomenon replacing the other rather than emerging from the preceding one Vygotsky explicitly critiques the principle of convergence that insists on the constant interaction of internal dispositions and external conditions including those created by adults as driving development (ibid p 99) Th is principle according to Vygotsky is but a ldquoshibbolethrdquo of a non- dialectical approach that errone-ously substitutes for the real work of understanding the complexity of human development Anticipating todayrsquos critique of the two- factorial
available at httpwwwcambridgeorgcoreterms httpdxdoiorg1010179780511843044005Downloaded from httpwwwcambridgeorgcore University of Florida on 14 Dec 2016 at 231924 subject to the Cambridge Core terms of use
Relational Ontology 141
141
models of development he suggests that what needs to be studied is not a convergence of various factors in human development but development as a process conditioned by the interaction of organisms and environ-ment (ibid)
Indeed Vygotsky insisted that it is not the presence or absence of some specifi c external conditions but the ldquo internal logic of the process of devel-opment itself rdquo ( 1998 p 192 emphasis added) that determines and drives development It might sound paradoxical that Vygotsky is talking about the ldquointernal logicrdquo of the development as if referring to something inside the organism (ldquounder the skinrdquo) to describe development Th is is not the case however A closer look at Vygotskyrsquos logic (especially in the context of the whole corpus of his writings) suggests an alternative ndash and more dialecti-cal ndash interpretation In particular given Vygotskyrsquos staunch insistence on the importance of culture and environment in development throughout his works (including in his famous ldquogeneral genetic lawrdquo according to which psychological processes emerge from social interactions) his reference to ldquointernal logic of the process of developmentrdquo should be viewed as having to do not with the processes internal to the organism per se but as hinging on a radically diff erent notion of development altogether
In fact Vygotsky is struggling to formulate a radically novel understand-ing of human development as a process sui generis ndash a unitary that is non- additive rather than hybrid process with its own logic that inheres in its own dynamics and contradictions Unlike the alternative hybrid- view of development according to which various infl uences are added and brought together or interlaced and interwoven rather than merged into one sin-gular process as a realm on its own Vygotsky is moving in the direction of overcoming this dual view of development Granted Vygotsky oft en de facto equivocates between this radically new position and the more tradi-tional hybrid- type approach sometimes falling back into asserting that it is the two processes (the natural and the cultural ones) that constitute devel-opment However his main thesis is expressed in no uncertain ndash and quite dramatic ndash terms when he states that
All originality all diffi culty of the problem of the development of higher mental functions of the child consists in that both these lines [biologi-cal and cultural] are merged in ontogenesis and actually form a single although complex process hellip ( 1997b p 15 emphasis added)
[T] he system of activity of the child is determined at each given moment by both the degree of his organic development and the degree of his mastery of tools Th e two diff erent systems develop jointly forming
available at httpwwwcambridgeorgcoreterms httpdxdoiorg1010179780511843044005Downloaded from httpwwwcambridgeorgcore University of Florida on 14 Dec 2016 at 231924 subject to the Cambridge Core terms of use
Th e Transformative Mind142
142
in essence a third system a new system of a unique type (ibid p 21 emphasis added)
Michael Cole has also commented on this particular quote where Vygotsky rejects seeing environment as something external with respect to the child ndash noting Vygotskyrsquos interest in understanding context as not just a mere out-side infl uence on development However Colersquos interpretation again goes in line with a ldquodualrdquo (or hybrid additive) understanding In particular Cole ( 2003 ) states that
For Vygotsky the social situation of development is a relational con-struct in which characteristics of the child combine with the structure of social interactions to create the starting point for a new cycle of developmental changes which will result in a new and higher level of development (and a new relevant social situation of development) (emphasis added)
In the preceding quote the characteristics of the child understood to com-bine with the structure of social interactions are thus portrayed as de facto having a mode of existence independent from social interactions rather than stemming from these interactions as one of their inherent facets or dimensions that belong to the realm of social interaction from the start and therefore do not need to nor can be combined with social interactions An alternative understanding more in line with the gist of Vygotskyrsquos core message is that environment is not something outside of the child that can be added to (or combined with) the childrsquos own ldquointernalrdquo characteristics or to her interactions with the environment Th is alternative position is that the child is seen as included right from the start in the ongoing process of relationships with onersquos environment and it is these relationships (the give- and- take between the child and the world) that constitute the form of life the very mode of existence for the child Th is mode of life ndash an ever- evolving set of relations and activities the child participates in ndash one could argue is an irreducible reality of development in its own right It is this irreducible reality of a developing interactive activity system that represents the ldquothirdrdquo realm of a unique and complex process superseding any juxta-position and any duality of outside and inside infl uences (if understood as somehow existing separately from each other and from the child acting in the environment) In Vygotskyrsquos words
Th e biological and the cultural ndash both in pathology and norm ndash have turned out to be heterogenous distinctive specifi c forms of develop-ment that do not co- exist next to each other or one above another and
available at httpwwwcambridgeorgcoreterms httpdxdoiorg1010179780511843044005Downloaded from httpwwwcambridgeorgcore University of Florida on 14 Dec 2016 at 231924 subject to the Cambridge Core terms of use
Relational Ontology 143
143
are not mechanically linked to each other but instead are fused together into a higher synthesis complex though still unifi ed (1997b p 26 emphasis added)
It is from this notion of development as a process sui generis or a realm in its own right that rises above the additive yet separate eff ects of the cultural and the natural infl uences to instead fully absorb them that the following position becomes understandable Namely Vygotsky states that this approach eventually resolves the argument between nativism and empiricism by showing that ldquo everything in personalities is built on a species- generic innate basis and at the same time everything in them is supra- organic contingent [uslovno ndash Rus] that is social rdquo (Vygotsky 1993 pp 154ndash 155) In formulating these apparently contradictory (counterin-tuitive) views Vygotsky directly and even quite literally intuits the DSTrsquos stance according to which development is ldquofully a product of biology and culturerdquo (Lickliter and Honeycutt 2003 p 469) and what counts as ldquobio-logicalrdquo falls entirely within the domain of what counts as ldquoculturalrdquo and vice versa (cf Ingold 2000 )
Sixth and most importantly Vygotsky provides a specifi cation for the ontology of psychological processes from the viewpoint of development as a dynamic relational and self- organizing system of activity Th is system of activity (or behavior as Vygotsky sometimes calls it) is understood as a generic form of organisms relating to their world as a form of their rela-tionship Th is is an important qualifi cation of the notion of activity because it links Vygotskyrsquos project with a much broader set of ideas across research fi elds spanning theory of evolution and biology physiology philosophy and approaches such as DST Just like Dewey and Piaget Vygotsky asserts that the mind is part of the larger process of organisms relating to their world through an integral process of activity
Th is general relational approach sets the stage to attend to questions about the place and role of mind within the broader context of life ndash that is in regulating activities of organisms in their environment ndash rather than in the workings of physiological processes or narrowly defi ned behavior (cf Arievitch and van der Veer 2004 ) In this perspective the prime task has to do with conceptualizing the mind as being a part of this organismndash environ-ment nexus instantiated in activity rather than existing in organisms taken in isolation and merely aff ected by contexts Th us Vygotskyrsquos works can be interpreted as elaborating the dynamic notion of development consistent with the relational worldview and the centrality of activity (bearing much resemblance to Deweyan transactionalism and Piagetian interactionism)
available at httpwwwcambridgeorgcoreterms httpdxdoiorg1010179780511843044005Downloaded from httpwwwcambridgeorgcore University of Florida on 14 Dec 2016 at 231924 subject to the Cambridge Core terms of use
Th e Transformative Mind144
144
In Vygotskyrsquos words the mind plays ldquoan enormous fi rst- order of impor-tance rolerdquo in the system of behavior ( 1997a p 73) Th e terminology here is quite old- fashioned and the new language is not yet worked out leading to much confusion and many misinterpretations by commentators including propensity to see behaviorist inclinations in Vygotsky Th is is understand-able given that Vygotsky oft en speaks of behavior as the prime process to be analyzed
All the uniqueness of dialectical psychology precisely resides in that it attempts to defi ne the subject matter of its study in a completely novel way Th is subject matter is the integral process of behavior [ibid p 114] hellip In reality the mental process exists within a complex whole within the unitary process of behavior hellip [Th is] monistic integral viewpoint is to consider the integral phenomenon as a whole and its parts as the organic parts of this whole hellip [T] his is dialectical psychologyrsquos basic task In the same sense Severtsov (1922) talks about mind as the highest form of ani-mal adaptation (ibid p 115 emphasis added)
Vygotsky comes back again and again to this principle writing for example that ldquothe subject matter of psychology is the integral psychophysi-ological process of behaviourrdquo (ibid p 116) However these language and line of thought rather than falling within a behaviorist perspective need to be interpreted within the larger trends to wed the natural sciences with philosophy that were very powerful in Russia in the late nineteenth and into the early twentieth centuries Biologists such as Sechenov (eg 1947 ) who worked on the physiology of higher nervous system and refl exes were perceived as the prime authority on a broad spectrum of problems at the intersection of science and philosophy- metaphysics (cf Clark and Holquist 1984 ) Th ey laid foundations for seeing the relation of mind and world as a dialogic continuum rather than as an unbridgeable gap In particular
Th e bodyrsquos relation to its physical environment provided a powerful conceptual metaphor for modeling the relation of individual persons to their social environment In both cases the emphasis is on cease-less activity Th e body is seen as a system by which the individual answers the physical world hellip Th e body answers the world by author-ing it hellip Analogously the mind is seen as a system by which the indi-vidual answers the social world (Clark and Holquist 1984 p 175 emphasis added)
What transpires at the core of these views is not a behaviorist stimulus- response schema where human beings are prodded by external infl uences to react in a mechanical way but rather the notion that human beings are
available at httpwwwcambridgeorgcoreterms httpdxdoiorg1010179780511843044005Downloaded from httpwwwcambridgeorgcore University of Florida on 14 Dec 2016 at 231924 subject to the Cambridge Core terms of use
Relational Ontology 145
145
actors ( aktivinij dejatel ndash Russian) of their own development and lives In this approach the key subject matter for psychology concerns actors in their ceaseless relationships with the environment as they ldquoactively participate in relations with the environmentrdquo (Vygotsky 1997b p 59) In its emphasis on human active relations to the world as the grounding for development and learning and on knowledge formation as a constructive and active process Vygotskyrsquos project is consistent with several other core theories of develop-ment especially those by Piaget and Dewey as well as with the more recent perspectives advancing constructivist ecological participatory and social- interactive notions of learning Indeed for example the ldquofunctionalrdquo school of psychology begun by James and developed by Dewey focused precisely on human beings as actors and on the uses of mind in acting in the world (cf Bredo 1998 ) In Deweyrsquos words
To see the organism in nature hellip is the answer to the problems which haunt philosophy And when thus seen they will be seen to be in not as marbles are in a box but as events are in history in a moving growing never fi nished process (Dewey 1925 1958 p 295)
Moreover having understood human development as inherently relational all three scholars also moved to the next level of analysis and struggled to answer the question as to how can the mind self identity knowledge and learning be reconceptualized anew within this profoundly relational world-view In making this move their goal was not so much to debunk the ldquosov-ereignty of the individualrdquo ndash indeed a faulty and untenable assumption ndash as to reconceptualize (rather than eschew) the psychological processes while unhinging them from the premises of mechanistic and elementarist world-view It is at this level that these scholars again exhibit remarkable similarity while also ndash at yet another level of analysis ndash revealing profound diff erence in their positions Dewey Piaget and Vygotsky can be said to have begun their analyses with the descriptive metaphysics of the conduct of life start-ing from subjects who need to act in order to be Defi ning subject of activity not as merely situated or embedded in environment but as acting in envi-ronment and thus through this acting coming to be and to know the world was the radical shift in perspective comparable to the Copernican revolu-tion (cf Bredo 1994 on Dewey)
Th ese developmental frameworks are therefore action- centered in that they implicate development including cognitive growth as occurring through an increasing elaboration of actions that is foundational to devel-opment Here Vygotsky Dewey and Piaget converge in that they imply that individuals know and learn by doing ndash through acting in and on their
available at httpwwwcambridgeorgcoreterms httpdxdoiorg1010179780511843044005Downloaded from httpwwwcambridgeorgcore University of Florida on 14 Dec 2016 at 231924 subject to the Cambridge Core terms of use
Th e Transformative Mind146
146
world Importantly activities are neither ancillary nor complementary to development and learning instead they are the very realm that these pro-cesses belong to and are carried out in Moreover activities are the very ldquomatterrdquo that both development and learning are made of with no onto-logical gaps posited between people actively engaging their world on the one hand and their knowing and learning on the other Th is view places these three scholars in opposition to traditional views on mind as a passive container where knowledge is stored and on learning as a mere acquisition of information
It has been argued in the recent Vygotskian scholarship in the West that Vygotsky does not have a concept of activity and hence has no relation with activity theory approach associated with A N Leontievrsquos works (eg Kozulin 1986 ) In this light it is quite remarkable that Vygotsky does refer to the concept of the ldquosystem of activityrdquo and ldquomediated activityrdquo ( 1997b eg pp 20 22 34 108) In Vygotskyrsquos view this concept helps to conceptu-alize the merging of organic and cultural development into a single process a ldquo third system a new system of a unique type rdquo ndash the system of human activ-ity (ibid p 21) It is in light of taking activity as a process that is founda-tional to development that a bold implication about superseding the very distinction between nature and culture makes sense In Vygotskyrsquos words (ibid p 22) ldquoputting lsquonaturersquo and lsquoculturersquo in opposition within psychology of humans is correct only in a very conditional sense [ uslovno Rus]rdquo
Furthermore like Dewey and Piaget Vygotsky too stresses the sensori- motor unity that is ldquothe unity between sensory and motor functionsrdquo ( 1998 p 263) of aff ective and receptive components of activity Th is unity is critical for consciousness and especially evident in early childhood includ-ing the unity of perception and action that at the same time are merged with aff ect (or emotion ibid) Vygotsky goes on to analyze the key types of activity specifi c to the early childhood and singles out Elkoninrsquos interpreta-tion as the most promising one that treated play as a unique activity of the child giving rise to a whole set of psychological processes such as imagina-tion and conceptual development (ibid p 267)
Th at Vygotsky placed activity at the center of development is evident in his ldquogeneral lawrdquo of development which stated that psychological func-tions emerge out of social collective activity ( 1987 p 259) and never com-pletely break away from this activity Th us development is not the result of a broadly (and rather vaguely) understood transfer of mental processes from a social plane to an individual plane of consciousness (as is oft en implied in recent interpretations) but a result of activity transformations Th is theme cuts across many of Vygotskyrsquos works although he struggled to articulate
available at httpwwwcambridgeorgcoreterms httpdxdoiorg1010179780511843044005Downloaded from httpwwwcambridgeorgcore University of Florida on 14 Dec 2016 at 231924 subject to the Cambridge Core terms of use
Relational Ontology 147
147
it clearly and sometimes even appeared to waver between a radical new framework and a more traditional mentalist view (cf Stetsenko 2004 ) Th is theme comes out particularly clearly if one considers a unifi ed Vygotsky- Leontiev- Luria school of thought that merged cultural- historical theory with ideas of activity into one composite framework cultural- historical activity theory (or CHAT for details see Stetsenko 2005 and on the history of this term see Cole 1996 )
Th at Vygotsky used the concept of activity should not be surprising given that he was well aware of works by Ivan Sechenov (eg 1947 ) Th is promi-nent physiologist already in the 1860s (eg in his book Th e Physiology of the Nervous System ) developed the theory of self- regulation and feedback which was later advanced by Nikolai Bernstein and subsequently provided the foundation for the dynamic systems theory (Th elen 1995 ) Sechenovrsquos groundbreaking theory established ideas about the role of feedback loops and refl ex circuit ndash in contradistinction to refl ex arc ndash in shaping and regu-lating behavior Th ese ideas were akin to Deweyrsquos ( 1896 ) work on the same topic in that they too rejected the notion that stimulus and response repre-sent separate unrelated entities suggesting instead that they are function-ally related to each other within purposeful activity
Th e centrality of activity for human development became articu-lated in Leontievrsquos works that continued the gist of Vygotskyrsquos approach Fundamental to Leontiev was a reconceptualization of the subject- object relationship as activity along the lines suggested by Marx in his theses on Feuerbach (1846 1978 ) Leontiev lamented that traditionally ldquoactivity is interpreted either within the framework of idealistic conceptions or within directions that are natural- science materialist in their general tendency ndash as a response of a passive subject to external infl uences the response which is conditioned by the subjectrsquos innate organization and learningrdquo ( 1978 p 45) Th is is the infamous ldquotwo- part schemerdquo that ldquofound direct expression in the well- known formula stimulus- reactionrdquo (ibid) that Leontiev found com-pletely unsatisfactory According to Leontiev
Th e inadequacy of this scheme consists of the fact that it excludes hellip the rich [or substantive ndash soderzhatelnij Rus] process in which are realized the real connections of the subject with the objective world [that is] the objective activityrdquo (ibid p 46)
Leontiev staunchly resisted solving this problem by inventing a third ldquomiddle groundrdquo factor such as some type of an intervening variable as suggested in neobehaviorism For him this creates the illusion of having overcome the problem ldquoA simple substitution takes place the world of real
available at httpwwwcambridgeorgcoreterms httpdxdoiorg1010179780511843044005Downloaded from httpwwwcambridgeorgcore University of Florida on 14 Dec 2016 at 231924 subject to the Cambridge Core terms of use
Th e Transformative Mind148
148
objects is replaced by a world of socially elaborated signs and meanings Th us we once again have a two- part scheme S- gtR but now the stimuli are interpreted as lsquocultural stimulirsquo rdquo (ibid p 48) Leontiev concluded that in order to fi nd a real solution to this problem we must replace the two- part scheme of analysis with a fundamentally diff erent one Th is requires a rejection of the old ldquounitsrdquo of stimulus and response in favor of a new unit of analysis namely a unit that captures the dynamics of life and actual exis-tence in the world Th is new unit was represented by the notion of activ-ity that eschewed considerations of separate organisms reacting to outside stimuli on one hand and of extraneously existing stimuli aff ecting subjects on the other In Leontievrsquos defi nition
activity is a molar [substantial and non- divisible] non- additive unit of life of the corporeal material subject hellip It is the unit of life that is medi-ated by mental refl ection Th e real function of this unit is to orient the subject in the objective world In other words activity is not a reaction or aggregate of reactions but a system with its own structure its own internal transitions and its own development (ibid p 50)
In this perspective the mind originates out of transformations in activ-ity leading to ever more sophisticated levels that entail without ontologi-cal breaks what is traditionally and erroneously understood as separately existing mental processes Th is theme cuts across many of Vygotskyrsquos works even though (as mentioned previously) he struggled to articulate it clearly and sometimes even appeared to waver between the radical new framework and the more traditional mentalist view It is no accident that many of the diff erent units of analysis that have been chosen by scholars working in the Vygotskian tradition relate to acting and activity ndash medi-ated action (Wertsch 1991 1998 ) activity or event (Rogoff 1990 2003 ) activity system (Cole and Engestroumlm 1993 ) and activity setting (Th arp and Gallimore 1988 ) Although these researchers defi ne units diff erently there is consistency in that they all refer to activity as the entry point for inquiry and the fundamental unit of analysis (cf Blanton Moormana and Trathen 1998 )
For Dewey too the organism interacts with the world through self- guided activity that coordinates and integrates sensory and motor responses Th e implication for the theory of knowledge was radical ndash the world is not passively perceived and thereby known instead active manipulation of the environment is involved integrally in the process of knowing (and by implication of learning) from the start (cf Bredo 1998 ) Dewey ( 1896 ) sug-gested that the truly ldquoorganicrdquo (ie integrative) process to be studied was
available at httpwwwcambridgeorgcoreterms httpdxdoiorg1010179780511843044005Downloaded from httpwwwcambridgeorgcore University of Florida on 14 Dec 2016 at 231924 subject to the Cambridge Core terms of use
Relational Ontology 149
149
that of coordinated action In this view the mind was not to be understood as having to do with passively observing the world but rather as a pro-cess that initiates with a check or obstacle to successful action proceeds to active manipulation of the environment to test hypotheses and issues in a readaptation of organism to environment that serves as the grounds for human action to proceed further in continuous circles of interactions (eg 1896 1916 1922)
Dewey placed complex interrelationships between organisms and envi-ronments at the very foundation of his explanatory schema already in his early works (eg Dewey 1896 1910 ) In Th e Refl ex Arc Concept in Psychology ( 1896 ) Dewey criticized the ldquodisjointed characterrdquo of the prevalent theories of the time (as they focused on the refl ex arc) for their mindndash body dual-ism and rigid distinctions among sensations thoughts and acts Instead Dewey sought explanations of perception and conduct not in separate infl uences of the environment impinging upon sensorial organs and thus unidirectionally ldquocausingrdquo sensations that in turn ldquocauserdquo movement and not in causal effi cacy of the mental taken separately from the whole activity of the organism but in continuous transitions ndash serial steps in coordination of acts in circuits of sensory and motor components Most importantly these acts and components were seen as being parts of adaptive behavior by whole organisms in the environment Th us the self- guided activity of organisms pursuing adaptation and growth was regarded as the founda-tional process from which the mind originates and in which it functions Rather that starting with separate atomic stimulus and response elements as in the refl ex arc theory Dewey started with a ldquocomprehensive or organic unityrdquo ndash the coordinated action in the environment (cf Bredo 1994 )
Positing action and acting as central to human development including development of the mind is characteristic of Piagetrsquos approach too Piaget affi rms repeatedly throughout his works that ldquohuman knowledge is essen-tially active To know is to assimilate reality into systems of transformations hellip knowing an object does not mean copying it ndash it means acting upon itrdquo (Piaget 1971 p 15) An elaborate expression of this position comes in the following form
Actually in order to know objects the subject must act upon them he must displace connect combine take apart and reassemble them From the most elementary sensorimotor action (such as pushing and pulling) to the most sophisticated intellectual operations which are interiorized actions carried out mentally (eg joining together put-ting in order putting into one- to- one correspondence) knowledge is
available at httpwwwcambridgeorgcoreterms httpdxdoiorg1010179780511843044005Downloaded from httpwwwcambridgeorgcore University of Florida on 14 Dec 2016 at 231924 subject to the Cambridge Core terms of use
Th e Transformative Mind150
150
constantly linked with actions or operations that is with transforma-tions (Piaget 1983 p 104)
In this perspective mind and cognition emerge from the same dynamic processes as those governing early cycles of perception and action In con-temporary works such as by Th elen and Smith ( 1994 ) this theme is taken up higher order mental activities including categorization concept forma-tion and language must arise in a self- organized manner from the recur-rent real- time activities of the child just as reaching develops from cycles of matching hand to target And just as hand trajectories are not computed but actively discovered and assembled within the act of reaching so too does thinking arise within the contextual and time- dependent activity (see also Th elen 1995 )
Th ere are diff erences in how explicitly these ideas were expressed by the three scholars with Dewey tackling it perhaps most directly and con-sistently throughout his career In his latest works however Dewey treats all of behavior including most advanced knowing as activities not of the human being alone but as processes of the full situation of organism- environment (cf Garrison 1994 ) In addition Dewey does not draw a line suffi ciently clearly between experience and action and does not describe details of how psychological processes emerge from ongoing actions and experiences (resulting in his overall emphasis on ldquoa world without a withinrdquo see Garrison 2001 p 275) As to Piaget he advocated this idea with partic-ular clarity when he described early stages of development and the origins of practical intelligence in gradual elaboration of individual action struc-tures In describing the later stages of ontogeny he focused on how cogni-tive schemas evolve and transform as ldquoan organizing activity of knowingrdquo rather than an activity of human beings solving practical problems out in the world and how knowing evolves out of such practical activity (in keep-ing up with the Kantian tradition that had a strong infl uence on his views)
Drawing Parallels and Contrasts
Piagetian Deweyan and Vygotskian approaches represent the relational dynamic and contextualized modes of thinking about human development and learning In this they overlap signifi cantly with what is today termed developmental systems theory However these three frameworks diff er in important ways from approaches that take the whole situation of develop-ment ndash ldquothe biosociocultural matrixrdquo ndash encompassing organism and the environment in a combination of variables of diff erent order as formative
available at httpwwwcambridgeorgcoreterms httpdxdoiorg1010179780511843044005Downloaded from httpwwwcambridgeorgcore University of Florida on 14 Dec 2016 at 231924 subject to the Cambridge Core terms of use
Relational Ontology 151
151
of development In contradistinction to this holistic approach that typifi es many works in DST the three theorists discussed here understood human action as constitutive of the relations between persons and the world and therefore of development Th e dynamics and developments of embodied human action in its increasingly complex transformations as taking place in the world and not just in the head is considered in all three frameworks to be the origin of psychological phenomena Th e latter appear to be instan-tiations or part and parcel of ongoing actions through which people relate to their world
What this specifi cation entails is a radical break not only with elementa-rism and essentialism of the mechanical worldview but also with the spec-tator stance on development that although challenged is not eliminated by the relational ontology per se According to the spectator stance that characterizes many contemporary works the development ndash though being profoundly relational ndash is not agentive that is it does not have agency of its own Instead phenomena and processes are seen as co- occurring as in the metaphor of ldquobeing togetherrdquo with no agency posited at the fundamental level of existence Relation implicates the ontological centrality of co- being as something that comes about through ldquocopresencerdquo whereby phenomena and processes are situated along each other but their mode of existence is fundamentally inert and passive
In contrast all three frameworks discussed herein have managed to overcome the ldquospectator stancerdquo in the realization that the only access peo-ple have to reality is through active engagement with and participation in it rather than through simply ldquobeingrdquo in the world Th is account resists depicting the mind as a mere eff ect of external or internal causes or a passive spectator gazing at the world Th eirs was a philosophy that focused on con-tinuous activity by agentive actors carried out to solve problems constantly emerging in the course of their life with the mind understood to be fully realizing itself in action thus abolishing the epistemological gap between thought and reality and between the actor and the world (cf Diggins 1994 ) Th e dependence of development upon activity has far- reaching conse-quences for understanding how human beings develop and learn including avoidance of problems inherent in empiricism and nativism
From this position it is in principle insuffi cient to consider infl u-ences (in any combination or hierarchy) on development in order to understand how development comes about and moves forward Infi nite number of factors in an infi nite number of combinations infl uence development at any particular time from the most general and distant ones such as the forces of gravity and solar energy (including fl uctuations
available at httpwwwcambridgeorgcoreterms httpdxdoiorg1010179780511843044005Downloaded from httpwwwcambridgeorgcore University of Florida on 14 Dec 2016 at 231924 subject to the Cambridge Core terms of use
Th e Transformative Mind152
152
in climate changes) to factors such as societal structures access to cul-tural resources infl uences of proximate others biological characteristics of the organism and so forth However no research into these factors and infl uences per se however meticulous and broad in scope would be suffi cient to illuminate development unless attention is paid to the reality of development as a process in its own right While certainly not shielded from external and internal infl uences development can be seen as a pro-cess that arises on its own grounds and proceeds according to its own logic Th e outside sources of infl uence and other factors are not ignored in this case rather they are understood to remain indeterminate as to their eff ects until they are absorbed and re- worked by the evolving activi-ties by the child within the dynamics and regularities of these activities It is only through the process of outside infl uences being absorbed into the fabric of activities and subsequently transformed into their dimen-sions or aspects (eg through the process of individuals acting in the world and making sense of these infl uences such as through including them into onersquos life story and life project) that these infl uences are turned into the forces of activities and therefore of development proper
Th is is a move that is much more radical than the popular versions of the bio- socio- cultural co- determinism and views that posit humans are hybrids with biology and culture (nature and nurture) being somehow intertwined in their eff ects on human development Th is latter approach insists on blending biology and culture into a composite (oft en referred to as a hybrid- type) process ndash a progressive step if compared to the narrowly one- sided perspectives that pit biology against culture as two independent forces and then attempt to calculate their relative impact on humans (eg by suggesting that variations in such processes as intelligence are due to both the genetic inheritance and environmental infl uences) However even these progressive co- constructivist approaches do not undertake a suffi -cient revision of the notion of development
Th e ldquocollectiverdquo move by Dewey Piaget and Vygotsky echoes the argu-ments made by Susan Oyama (eg 1985 2000 ) about interactive emergence and gradual construction over time as the pivotal process of development ndash a heterogeneous and causally complex mix of interacting entities and infl u-ences that produces the life cycle of an organism Th e system includes the changing organism because an organism contributes to its own future but it encompasses much else as well
To conclude the mind for Piaget Dewey and Vygotsky is not a container that stores knowledge nor a mirror refl ection of reality rather the mind is a dynamic system formed and carried out in and as actions by individuals
available at httpwwwcambridgeorgcoreterms httpdxdoiorg1010179780511843044005Downloaded from httpwwwcambridgeorgcore University of Florida on 14 Dec 2016 at 231924 subject to the Cambridge Core terms of use
Relational Ontology 153
153
who through these actions realize their relations to the world and in this process come to be and to know Active engagement with the world there-fore represents the foundation and the core reality of development and learning mind and knowledge ndash where relationality as co- being and co- existence is dialectically superseded by the more agentive stance of acting in and engaging the world Note that the emphasis on acting does not and is not meant to eliminate the relationality of development and life in fact action is always and irrevocably relational for it entails and encompasses the subject and the object the knower and the known always crossing and essentially eliminating the boundaries between them Th erefore relational-ity entails activity that brings human beings into relations with the world and with each other and that becomes the supreme ontological principle In this more active approach the act is the basic unit of analysis rather than the mechanical part biological organ or abstract idea Th is position was steering a new course diff ering from both the notion that development is a matter of inevitable unfolding of latent powers from within on one hand and the notion that development is externally imposed from without on the other Dewey was prescient in saying that this position ldquois not just a middle course or compromise between the two procedures It is something radically diff erent from eitherrdquo (quoted in Cahan 1992 p 210)
It should be also noted that given all the commonalities among the posi-tions of Dewey Piaget and Vygotsky it is remarkable ndash and highly ironic ndash that the common grounds of their theories have been all but ignored in the extant literature in developmental psychology education and the neigh-boring disciplines For example much has been made of the premise that Vygotsky emphasized the social dimensions of human development and mind whereas Piagetrsquos theory did not attend to these dimensions (although see Cole and Wertsch 1996 Vianna and Stetsenko 2006 ) Yet because of the emphasis on human action as it develops in the world within chang-ing contexts and as a constitutive source of development Piaget Vygotsky and Dewey and with them many versions of contemporary constructivist approaches are de facto contextualist situated and social None of them completely ignores the social dimensions of human development For example social interaction involving cooperation collaborative problem- solving confl ict and communication is important in theories by Dewey Piaget and Vygotsky alike
Viewed from the vantage point of their shared relational worldview and ontology coupled with their emphasis on acting (action activity and engagement in various terminologies) as the source of development including psychological processes Dewey Piaget and Vygotsky are true
available at httpwwwcambridgeorgcoreterms httpdxdoiorg1010179780511843044005Downloaded from httpwwwcambridgeorgcore University of Florida on 14 Dec 2016 at 231924 subject to the Cambridge Core terms of use
Th e Transformative Mind154
154
allies In fact they are united and stand together in a strong opposition to reductionistically innatist (ie Chomsky) biologically determinist or mechanistically mentalist (ie many in the mainstream cognitivism) frameworks Development understood as a contextually embedded process of fully embodied organisms acting in their world ndash actions that come to be constitutive of individuals ndash is not rigidly preprogrammed by anything either ldquoinsiderdquo or ldquooutsiderdquo of the individual before the individual actively engages the world Th erefore innate blueprinted mechanisms are by def-inition inappropriate for tackling the tasks imposed by an emergent and dynamic constantly changing reality of humans acting in contexts
All three scholars can be seen as united in opposing the fallacy of attrib-uting to separately considered components (such as the brains or inborn traits) what can only be ascribed to the whole person ndash as an agent acting in the world Organisms and environment are seen as aspects of a unitary continual process that evolves through time Although a distinction can be made between organism and environment it is a distinction that has to pre-suppose their relation ldquojust as riverbeds and rivers and beaten- paths and walkers imply one anotherrsquos existencerdquo (cf Costall 2004 p 191) Moreover reality in their perspectives appears as a ldquodynamic and self- evolvingrdquo pro-cess that is still in the making rendering human beings ldquoparticipants in an unfi nished universe rather than spectators of a fi nished universerdquo (Garrison 1994 p 8) Th e metaphor that ldquothe mind and the world jointly make up the mind and the worldrdquo (Overton 2006 p 63) especially with an emphasis on the process of ldquomaking uprdquo fully applies to all three scholars
Although these theorists oft en have been presented along the lines of conceptual contrasts among them the more recent analysis has moved in the direction of acknowledging broad similarities across their ideas Th is pertains especially to commonalities between Piaget and Vygotsky (eg Cobb and Yackel 1998 Cole and Wertsch 1996 DeVries 2000 Stetsenko 2001 2008 Vianna and Stetsenko 2006 ) but also though to a lesser degree to commonalities between Dewey and Vygotsky (eg Glassman 2001 Miettinen 2001 Popkewitz 1998 cf Stetsenko 2008 ) Th is new wave of comparative analysis places Dewey Piaget and Vygotsky in opposition to traditional views of mind as a passive container of knowledge and of learn-ing as a process of acquiring fi xed knowledge (facts and information) that are thought to exist independently of human activity Delineating these similarities is important for a number of reasons one of them being that this sets the stage for an analysis that is very diff erent from the one con-ducted when the common grounding of Dewey Piaget and Vygotsky in
available at httpwwwcambridgeorgcoreterms httpdxdoiorg1010179780511843044005Downloaded from httpwwwcambridgeorgcore University of Florida on 14 Dec 2016 at 231924 subject to the Cambridge Core terms of use
Relational Ontology 155
155
the notion of organism- acting- in- context as the origin of development and mind is disregarded
No less importantly taking into account this common grounding also allows for a more targeted juxtaposition and ultimately for drawing critical contrasts among these theoretical frameworks Namely this makes it pos-sible to see that all the profound commonalities among Dewey Piaget and Vygotsky notwithstanding the meaning ascribed to the notions of action and environment as well as the explanations of how actions evolve radi-cally diff er across their frameworks Th is results in (and simultaneously stems from) their diverging conceptions of culture history social practice and tools and ultimately of what (or who) develops in human develop-ment Th is is the topic discussed in Chapter 5
available at httpwwwcambridgeorgcoreterms httpdxdoiorg1010179780511843044005Downloaded from httpwwwcambridgeorgcore University of Florida on 14 Dec 2016 at 231924 subject to the Cambridge Core terms of use
156
156
5
Vygotskyrsquos Project From Relational Ontology to Transformative Worldview
All the similarity among frameworks developed by Dewey Piaget and Vygotsky notwithstanding Vygotsky can be seen as making the next and quite radical step aft er establishing and ascertaining the relational ontology at the core of human development and thus moving beyond both Dewey and Piaget in his theoretical insights Th is radical step consists in charting a new path for understanding how the human mind emerges within and out of collaborative practices while seeing these as carried out not by sole individuals but as uniquely human collective material- semiotic activities embedded within and defi ned by the sociocultural world that is as collab-orative historical practices of humanity continuously evolving through time from generation to generation Th ese practices are instantiated in socially interactive joint activities starting from their simple forms such as adult- child social interactions Th ese interactions though seemingly mundane and philosophically unsophisticated are not just a series of simple acts but meaningful and highly organized endeavors that are based in cultural rules and norms mediated by social artifacts and arranged based in complex principles that follow specifi c patterns As such adult- child social interac-tions are instantiations (or enactments) of broad sociocultural practices of parenting on one pole of the process and of growing up as a child on the other In drawing on this notion of collaborative social practice ndash extend-ing through history and saturated with communal and cumulative achieve-ments of people ndash as the driving source of development Vygotsky is unique in the history of psychology It is not that Piagetrsquos or Deweyrsquos approaches do not attend to social infl uences and factors or to the idea that cultural media-tion has an important role in development It is that the notions of the social the historical and the cultural are radically diff erent in Vygotskyrsquos approach compared to the other two seminal developmental theories and with them to much of traditional developmental theorizing that is alive and well today
terms of use available at httpwwwcambridgeorgcoreterms httpdxdoiorg1010179780511843044006Downloaded from httpwwwcambridgeorgcore Access paid by the UCSB Libraries on 14 Dec 2016 at 232002 subject to the Cambridge Core
From Relational Ontology to Transformative Worldview 157
157
First Vygotsky is taking the social to be the key to human condition that is the essential feature of human nature rather than just one type of infl uence on human development and mind among the others In particu-lar he writes
in what kind of a necessity does the driving forces of development hellip reside To this question there is only one answer in that which repre-sented the fundamental and determining necessity of all human life ndash the necessity to live in a historical social milieu and to transform all organic functions in accordance with the demands posed by this social milieu Only in the capacity of a defi nitive social entity can the human organism exist and function ( 1993 p 155 emphasis added)
Vygotsky is very clear in that he does not agree with Piaget on the meaning of what is social about development and gives a rather prescient critique of Piagetrsquos position in which
there would seem to be hellip an extremely clear recognition of the social factor as a determining force in the development of the childrsquos think-ing Nonetheless hellip [for Piaget] there is a gap between the biologi-cal and the social Piaget thinks of the biological as primal initial and self- contained within the child forming the childrsquos psychological substance In contrast the social acts through compulsion or con-straint as an external force which is foreign to the child as such hellip ( 1987 p 82)
Vygotsky was getting to this understanding gradually expressing it especially clearly on the last pages of his last work ( Th inking and Speech 1987) while again critiquing Piaget
what is missing then in Piagetrsquos perspective is the reality [understood socially] and also the childrsquos relationship to that reality What is missing is the childrsquos practical activity Th is is fundamental Even the socializa-tion of the childrsquos thinking is analyzed by Piaget outside the context of practice (ibid p 87 emphasis added)
In this sense Vygotsky concludes Piaget takes a position that the child is actually and quite ironically ldquoimpervious to experiencerdquo (ibid p 89) ndash if the latter is understood as a collective cumulative experience of humanity enacted in social practices Th is can be understood from Piagetrsquos conjec-ture about ldquoprimitive culturerdquo that Vygotsky also comments on
According to Piaget primitive man [ sic ] learns from experience only in isolated and specialized technical contexts As examples of such rare
terms of use available at httpwwwcambridgeorgcoreterms httpdxdoiorg1010179780511843044006Downloaded from httpwwwcambridgeorgcore Access paid by the UCSB Libraries on 14 Dec 2016 at 232002 subject to the Cambridge Core
Th e Transformative Mind158
158
situations Piaget names agriculture hunting and production Of these he writes ldquoBut this fl eeting and partial contact with reality does not have any impact whatsoever on the overall direction of his thinking Th is applies even more strongly to the childrdquo [quoting Piaget] Production hunting and agriculture however constitute not a passing contact with reality but rather the very basis of existence for primitive man [ sic ] (ibid p 89ndash 90)
In stressing that social practices and clusters of activities such as agriculture form the very basis of human existence Vygotsky concludes with a concise formulation refl ective of a truly novel perspective that is emerging in his very last works
Activity and practice ndash these are the new concepts that have allowed us to consider the function of egocentric speech from a new perspective to consider it in its completeness hellip But we have seen that where the childrsquos egocentric speech is linked to his practical activity where it is linked to his thinking things really do operate on his mind and infl uence it By the word ldquothingsrdquo we mean reality However what we have in mind is not reality as it is passively refl ected in perception or abstractly cog-nized We mean reality as it is encountered in practice (ibid pp 78ndash 79 emphasis added)
Th is is the position that is closely related to a Marxist understanding of practice and reality reminiscent of the famous formulation in the Th eses on Feuerbach (1845 1978) Vygotsky ( 1987 ) further suggests a reversal of argu-ment so that the material practical activity that is the human collabora-tive practice is placed at the forefront thus seeing logic as a refl ection of regularities emerging within practical activities In this he draws on Leninrsquos critique of Hegel ldquoTh e human practice repeated a billion times anchors the fi gures of logic in human consciousnessrdquo (ibid p 88) In its most dra-matic formulation this idea is expressed by Vygotsky in his insistence that in Piagetrsquos approach
Th e child is not seen as a part of the social whole as a subject of social relationships [who] hellip from the very fi rst days participates in the social life of the whole to which he belongs Th e social is viewed as something standing outside [apart from] the child as a force that is alien and distant from the child and that exerts pressure on him and supplants his own characteristic modes of thinking (ibid p 83 emphasis added)
In these quotations what transpires is Vygotskyrsquos insistence on understand-ing that each child develops as a social actor participating in sociocultural
terms of use available at httpwwwcambridgeorgcoreterms httpdxdoiorg1010179780511843044006Downloaded from httpwwwcambridgeorgcore Access paid by the UCSB Libraries on 14 Dec 2016 at 232002 subject to the Cambridge Core
From Relational Ontology to Transformative Worldview 159
159
practices that is as an active participant in the social situation Th e core premise of Vygotskyrsquos project therefore is that human development is grounded in the social ndash shared or collaborative ndash activities that constitute the primary relations connecting individuals to their world and that give rise to psychological processes (eg cognition self self- regulation and emo-tion) with individuals acting as agents involved in collaborative practices that issue in psychological processes and knowledge construction In this perspective activities are understood to be always embedded in particular social contexts carried out in interaction with other community members according to social rules and norms mediated by cultural tools continu-ously unfolding in history and fully material and embodied Th e mind ndash and all individual subjectivities that is processes such as contemplation goal setting planning understanding feeling thinking and so on ndash are viewed in this perspective as instantiations of collaborative practices
Vygotskyrsquos critique of Piaget accords well with the comments by socio-cultural scholars that Piaget ldquoemphasizes the mentalistic even as he speaks otherwiserdquo (Sampson 1981 p 734) Indeed Piagetrsquos core message appears to be that the world awaits for it to be accommodated to and assimilated by the transforming schemata of the active subject rather than being transformed through collaborative praxis In Sampsonrsquos words ldquoPiagetrsquos interactionism encourages subjectivism even while its terminology speaks of interactions between subject and objectrdquo (ibid) Vygotskyrsquos critique agrees also with the analyses by von Glasersfeld ( 1997 ) Piagetrsquos highly sympathetic follower who wrote
Piaget hellip presented a list of the types of knowledge whose acquisition seems to require social interaction as opposed to those that do not In his view the organization of immediate experience the sensorimotor intelligence that manifests itself in simple action schemes and the basic ability to consider one thing as the symbolic substitute for another are cognitive functions of the child before it has any conception of other people let alone their common social practices Conscious refl ection on the other hand arises for Piaget ndash very much as it does for Humberto Maturana another pioneer of the biology of cognition ndash in the context of interaction or collaboration with others (p 304)
A nuanced critique of the Piagetian assumptions (acknowledging their overall progressive import yet discerning points on which they fall short) is extremely important in order to bring to the fore in a comparative light what is unique in Vygotskyrsquos approach It is notable that the unique and original understanding of the social in Vygotskyrsquos approach has not gone
terms of use available at httpwwwcambridgeorgcoreterms httpdxdoiorg1010179780511843044006Downloaded from httpwwwcambridgeorgcore Access paid by the UCSB Libraries on 14 Dec 2016 at 232002 subject to the Cambridge Core
Th e Transformative Mind160
160
unnoticed in recent scholarship even beyond the sociocultural tradition For example Th elen and Bates ( 2003 ) unequivocally state that ldquoVygotskyrsquos theory is the only one that has taken social interaction seriously as a source of structure in cognitive developmentrdquo (p 387) in direct contrast to Piagetrsquos theory dynamic systems theory and other major developmental frame-works In what I believe is a very perceptive and fair assessment Th elen and Bates (ibid) further write
Chomsky denies that social factors play any important structural role in language development and Gibson does not assign any privileged status to social factors Piaget oft en paid lip- service to the importance of social factors in the construction of mind hellip But it is fair to say that Piagetrsquos emphasis always fell on the child as a lonely architect of mind a small sci-entist working away on physical data Both connectionism and dynamic systems have also neglected social factors as a source of structure in mental behavioral development (p 387 emphasis added)
In contrast what is unique about Vygotsky is not some vague (or indis-criminately broad) idea that human development including that of the mind is a social process Instead his signal contribution is the idea that development including its cognitive aspects is an integral aspect and outcome of the ever- evolving through history material shared collab-orative practice Th e episodes of social interactions (such as between a parent and a child) as well as individual actions comprising these inter-actions are the constitutive parts of these shared collaborative practices whereby none of these parts can be understood in isolation from the whole to which they belong
Th e critical point is that even while Dewey and Piaget fully take recipro-cal interactions into account and so do the more recent interactionist and pragmatist approaches too and even while they emphasize the role that the subject plays in constituting environments and objects they lack the notion of social practice of transforming the world as a socially constituted and his-torically evolving unifi ed realm of which human development is a part and parcel Th is is not an accidental oversight this is a diff erence of a primary signifi cance and import and it has to do with the overall vision of human beings and society ndash as either disconnected and (primarily) in antagonism with each other or as indissolubly enmeshed together through the bonds of belonging communion and solidarity Th ere is likely an ideological under-current at play here ndash as Sampson wrote in expressing a similar position ldquo[a] certain ideological blindness thereby resultsrdquo ( 1981 p 734) It can be added that the same blindness applies to the collectivist and transformative
terms of use available at httpwwwcambridgeorgcoreterms httpdxdoiorg1010179780511843044006Downloaded from httpwwwcambridgeorgcore Access paid by the UCSB Libraries on 14 Dec 2016 at 232002 subject to the Cambridge Core
From Relational Ontology to Transformative Worldview 161
161
nature of human basic relations to the world embodied and expressed in social material practices
It is in this sense that Vygotsky makes the next step aft er Dewey and Piaget and thus moves beyond the relational worldview in considering human development specifi cally in the context of social and historically evolving reality and in a related move considering history specifi cally in the context of the human social practices Th is especially pertains to the starkly diff ering interpretations of history in these three frameworks Indeed Piaget and Dewey though only implicitly portray history as unavailable in the present (cf Diggins 1994 as this pertains to Dewey) that is as a passeacute that is completed and fi xed ldquodone withrdquo and practically irrelevant for the present and the future For example this transpires in Dewey focusing on consequent phenomena rather than their antecedents One could say that history is understood by Dewey and Piaget as a unidi-rectional process of discrete episodes in which the past and the present are disconnected (cf Perret- Clermont 1996 Vianna and Stetsenko 2006 ) Th is is clear in that the mind for both Piaget and Dewey is a contextual necessity that operates in response to contingencies in the immediate environment in the ldquohere and nowrdquo of problematic situations as they are ldquogivenrdquo to the subject whereby the processes of inquiry assimilation and accommoda-tion and ultimately adaptation are all launched In this conceptualization humans are viewed as responsive rather than deliberative and proactive with the mind understood as a biological organ of adaptation to the ldquogiven circumstancesrdquo rather than an instrument of change especially at the social level of community practices in their historical unfolding
Vygotsky in contrast can be read as positing the past as a ceaseless and continuous collective history of human communities and humanity as a whole ndash ldquo the total process of the historical development of humanityrdquo ( 1997b p 39 emphasis added) ndash while placing it at the center stage of his whole approach Moreover Vygotsky lays foundations for a dialectical view of his-tory as an ongoing fl uid and dynamic process of human collaborative prac-tices that exists in the unending and ever- expanding dynamic layering of social communal practices in which the past and the present interpenetrate each other (cf Vianna and Stetsenko 2006 )
Th ese assumptions of a philosophical level though not directly expli-cated by Vygotsky fi nd their way into his psychological conceptions of mind and knowledge and of learning and development For many progres-sive psychologists and educators capitalizing on the notions of history cul-tural heritage and their role in development is associated with conservative
terms of use available at httpwwwcambridgeorgcoreterms httpdxdoiorg1010179780511843044006Downloaded from httpwwwcambridgeorgcore Access paid by the UCSB Libraries on 14 Dec 2016 at 232002 subject to the Cambridge Core
Th e Transformative Mind162
162
ideas of passive transmission and inculcation of knowledge Indeed if cul-ture is conceived of as a fi xed and inert body of knowledge (a repository of facts and skills) and history as a unidirectional process of discrete episodes in which the past and the present are disconnected then any talk about culture and its tools leads into authoritarian and hegemonic discourses and practices
With this emphasis on culture and history is Vygotsky (and his follow-ers such as Leontiev and Davydov) expounding the authoritarian unidi-rectional approach by putting emphasis again and again on cultural tools and scientifi c concepts as instruments of mind on teachingndash learning as the process that leads development and on internalization as the driving force of development and learning How can these views be reconciled with Vygotskyrsquos freedom- seeking and revolutionary spirit
Th e solution to this apparent paradox can be found if history and cul-ture are conceptualized not as a collection of inert (dead) artifacts and not as a ldquopasseacuterdquo that is left behind and done with but instead as a living continuous fl ow of collective practices that stretch throughout history and are enacted anew by each generation of people and each individual Th is Marxist conceptualization was obviously present in Vygotskyrsquos own writ-ings but pursued with particular rigor by Ilyenkov (eg 1977 ) in his theory of ideal forms and taken up by A N Leontiev and A R Luria (although not without some contradictions in particular due to a lack of focus on individual agency see Stetsenko 1995a 2004 2005 ) and later also by A A Leontiev ( 2001 ) and V P Zinchenko ( 1985 ) Th is perspective can be inter-preted to suggest that the present generations always join in and continue the practices of past generations including transforming (necessarily) and even breaking away from these past practices ndash yet in a continuous and ceaseless process that entails dialectics of transformation and continu-ity Th e present thus is an enactment of the past that always transforms yet also inevitably carries it on while superseding and negating it One related implication has to do with viewing local communities as being not separate entities with clear borders but instead as belonging together and interpenetrating each other on a global scale interacting and infl uencing each other in numerous ways
In this non- traditionalist approach to history and culture and thus to tradition and its transmission across generations Vygotsky is a kindred spirit with other contemporaries who participated in the turbulent move-ment of the early twentieth century unfolding in the world that was on the edge of being ldquoshattered by a train of cataclysmsrdquo and possessing as described by Roman Jacobson
terms of use available at httpwwwcambridgeorgcoreterms httpdxdoiorg1010179780511843044006Downloaded from httpwwwcambridgeorgcore Access paid by the UCSB Libraries on 14 Dec 2016 at 232002 subject to the Cambridge Core
From Relational Ontology to Transformative Worldview 163
163
[t] he extraordinary capacity hellip to overcome again and again the faded habits of their own yesterdays together with an unprecedented gift for seizing and shaping anew every older tradition or foreign model without sacrifi cing the stamp of their own permanent individuality in the amaz-ing polyphony of ever new creations (quoted in Cavanagh 1995 p 3)
Vygotsky shared with these contemporaries including Osip Mandelstam (as mentioned in the Introduction) not only the historical place and time (and the tragic fate of an early demise) but a unique cultural location fraught with earth- shattering contradictions confl icts and crossovers of many tra-ditions It applies to both of them that ldquoonly a cultural orphan growing up in [Russiarsquos] revolutionary years could possess such an insatiable need for a continuous construction of a gigantic visions of culture meant to compen-sate for the impossibility of belonging to a single placerdquo (Freidin quoted in Cavanagh ibid pp 6ndash 7) As Cavanagh (ibid p 7) observes Mandelstam along with other great artists and scholars of the time to which in my view Vygotsky undoubtedly belonged have been ldquoexcommunicated from his-toryrdquo (Mandelstamrsquos phrase) because of the turmoil and cataclysms of his-tory they witnessed However
[g] ift ed with the capacity to generalize from his own dilemma to convert isolation to connection to turn disruption to his advantage and to use all these skills in the service of an encompassing cultural vision Mandelstam [like Vygotsky] was singularly well equipped to address his own and his epochrsquos paradoxical legacy of disinheritance and he responded with one of the hellip most complex ambitious and challenging visions of tradition (ibid emphasis added)
Th e striking vision of history that Mandelstam and Vygotsky off ered has to do with their ability to blur the boundary between traditions along with the boundary between the past and the present ndash expressed in the deeply dialectical idea (in the words of Mandelstam) that ldquoinvention and remem-brance go hand in handrdquo and that ldquo[t] o remember also means to invent and the one who remembers is also an inventorrdquo (cited in Cavanagh 1995 p 146) Th ese two thinkers weave the upheavals that mark their agersquos histo-ries into the fabric of a broad ever- renewing cultural tradition understood as a process that bridges the gaps between generations while in a supremely dialectical move drawing from the very sources it is struggling to combat (cf ibid)
Th e relational worldview is integral to Vygotskyrsquos approach Yet at the same time Vygotsky moves beyond its principles and notions and thus simultaneously absorbs and overcomes ndash or dialectically supersedes ndash this
terms of use available at httpwwwcambridgeorgcoreterms httpdxdoiorg1010179780511843044006Downloaded from httpwwwcambridgeorgcore Access paid by the UCSB Libraries on 14 Dec 2016 at 232002 subject to the Cambridge Core
Th e Transformative Mind164
164
worldview In its stead he outlines if only implicitly and in very broad strokes a novel worldview as a foundation for a new psychology with a progressive ndash activist and transformative ndash mission Th is psychology can be seen to be predicated on a transformative worldview in which human beings are not merely adapting to the world but instead are creating and inventing it while its novel mission is to help advance a society in which all citizens have equal access to resources and tools critical for their development
Th is diff erence at the worldview level can be attributed to Deweyrsquos and Piagetrsquos roots in the biological mode of thinking that developed on the grounds of the theory of evolution Th is orientation is a whole world apart from Vygotskyrsquos reliance on Darwinism interpreted in light of the Marxist tradition ndash understood as the next important step aft er Darwin (integrating his approach and superseding it with both an important continuity and a stark diff erence between them) in the broad modes of thinking about nature society and human development
Th at Piaget and Dewey are fi rmly grounded in a biological mode of thinking and naturalism postulating the essence of human development in the adaptation to environment is starkly clear on many levels Using the language of Darwinism both Piaget and Dewey insisted that the mind and other psychological functions arise when human beings as biological organisms encounter problematic situations containing obstacles to action (eg contingent and unstable elements) in the environment As Piaget states unequivocally his ldquotwo dominant preoccupations [were] the search for the mechanisms of biological adaptation and the analysis of that higher form of adaptation which is scientifi c thoughtrdquo ( 1977 p xii) Indeed the key commitment that Piaget very explicitly made early in his studies was ldquoto see in biology the explanation of all things and of the mind itself rdquo (Piaget 1952 p 240) Mind and knowledge evolving out of actions through which people adapt to the world are therefore also saturated by the goals mecha-nisms and processes of adaptation
For Dewey too social experience was a continuation of natural expe-rience and existence Dewey ( 1925 1958) insisted that ldquothe interaction of human beings namely association is not diff erent in origin from other modes of interactionrdquo (p 174) As Dewey made clear the processes of inquiry and other types of transactions are carried out in order for individ-ual organisms and the entire species to survive and exalt their existence (cf Garrison 1994 ) Th e specifi c character of social problems and how they may profoundly diff er from natural problematic situations was not in the focus of Deweyrsquos attention Both Piaget and Dewey insisted that it is the state of imbalance in organic organism- environment interactions that explains
terms of use available at httpwwwcambridgeorgcoreterms httpdxdoiorg1010179780511843044006Downloaded from httpwwwcambridgeorgcore Access paid by the UCSB Libraries on 14 Dec 2016 at 232002 subject to the Cambridge Core
From Relational Ontology to Transformative Worldview 165
165
the genesis of development For both of them people develop learn and achieve knowledge ndash all in the spirit of adapting to existing conditions in order to better ldquofi t inrdquo with these conditions and the world in its status quo
Th is emphasis on biological adaptation in explaining human develop-ment has an ideological component as well As Ernst Gellner suggested Deweyrsquos philosophy refl ected an environment that knew nothing of crisis and radical discontinuity (see Diggins 1994 ) Th is is further supported by comments made by Cornell West ( 1989 ) among others that Dewey had no sense of the tragic (or of the social ldquoevilrdquo ie of the root causes of social injustice and misery for an extended discussion and diverging opinions see eg Saito 2002 Springs 2007 ) due to pragmatismrsquos ameliorative stance and what some see as an ldquoinadequate grasp of the complex operations of powerrdquo (West 1993 p 140) Deweyrsquos faith in the creative potentialities of already existing democracies and in social progress through the ldquosocially planned use of sciencerdquo and the ldquomost eff ective operation of intelligencerdquo (Dewey 1931 1985 p 60) as epitomized in an open- ended inquiry and experimentation coupled with his pragmatist commitment to fallibilism and consequentialism risked his approach being implicated in the very dynamics of power he set out to criticize Although he advocated democ-racy and was more radical than generally assumed (cf Westbrook 1991 ) his emphasis on open- ended boundless and de facto endless quests for new problems and experiences without either predetermined end points or normative criteria of progress came at the expense of insisting on fi nding radical solutions for social ills Th is is exemplifi ed in his views on the goals of education In rejecting his earlier Hegelianism and ldquosetting forth a natu-ralism that excludes any transcendental element in the explanation of manrsquos experiencerdquo (Rucker 1969 p 60) Dewey sees education as fostering growth for the sake of more growth as promoting inquiries in order to open ways for more inquiries and as expanding experiences so that ldquoone experience is made available in giving direction and meaning to anotherrdquo (Dewey 1916 1922 p 401)
Th e overarching purpose thus appears to be about continuous dynam-ics that know no ends and strive in no particular direction epitomized in the naturalistic concept of growth as the capacity for more growth and education ndash as ldquoa constant reorganizing or reconstructing of experiencerdquo (Dewey 1916 1922 p 89) As Dewey writes ldquoIt thus becomes the offi ce of the educator to select those things within the range of existing experience that have the promise and potentiality of presenting new problems which by stimulating new ways of observation and judgment will expand the area of further experiencerdquo ( 1938 p 50) Deweyrsquos theory therefore though
terms of use available at httpwwwcambridgeorgcoreterms httpdxdoiorg1010179780511843044006Downloaded from httpwwwcambridgeorgcore Access paid by the UCSB Libraries on 14 Dec 2016 at 232002 subject to the Cambridge Core
Th e Transformative Mind166
166
linked to and instrumental for broadly defi ned participatory democracy is not grounded in a program of actions with a clear ideological and political direction ndash unlike visions of radical democracy such as by Cornell West that entail grappling with the systemic power that perpetuates forms of marginalization predicated on race class gender and ethnicity
Th e biological vision in works by both Piaget and Dewey seems to be aligned with the stability and continuous social growth at the end of the nineteenth century and into the early twentieth century perceived as such at least by the members of the highly privileged and fi nancially secure social class to which both scholars belonged However this approach left gaps between epistemological and ontological issues on one hand and ideologi-cal- critical orientation as a possible underpinning for research on the other
It is understandable that both Piaget and Dewey were pursuing the goal just as Darwin before them to explain human development in natural (ie non- transcendental and not supernatural) terms Th is was one of the criti-cal tasks of the time given the ideological and political pressures of the day ensuing from the need to overcome the dictate of narrowly understood religious dogmas and old- fashioned ways of thinking ndash both in offi cial and academic discourse and perhaps even more so in everyday beliefs biases and attitudes Yet this approach left many conundrums pertaining to under-standing specifi cally human development and agency that require solutions at the levels beyond those associated with the notion of biological adaptation
In particular understanding the mind to be directly molded by its immediate context and confi ned to acting in the present implies that it cannot break away from the constrains and aff ordances of this context in its status quo in being able to respond specifi cally and primarily to that context as it exists in the here and now Such an understanding does not fully address human agency in its forward- looking and goal- directed dimensions by excluding human capacities to either envision a future or to act on onersquos commitments to specifi c goals As Diggins ( 1994 p 226) states
To the extent that the thought processes of mind derive from experience thought itself cannot escape the contingences of experience in order to provide regulative principles of knowledge not to mention immutable ideas and universal truths hellip Th is pragmatic resolution raises the ques-tion whether a philosophy that conceives hellip knowledge as control can provide answers to questions that are not so much biological as moral and political
In contrast Vygotsky in following in the footsteps of Marx and Engels capitalizes on the centrality of transformative collaborative practices by
terms of use available at httpwwwcambridgeorgcoreterms httpdxdoiorg1010179780511843044006Downloaded from httpwwwcambridgeorgcore Access paid by the UCSB Libraries on 14 Dec 2016 at 232002 subject to the Cambridge Core
From Relational Ontology to Transformative Worldview 167
167
people who do not adapt to their world but collectively transform it and through this transformation also change themselves and thus develop with development therefore rendered ineluctably social historical and cultural (ie collaborative and collective) Th is point of view both in Marxism and in Vygotskyrsquos approach was not merely proclaimed but elaborated in great detail and supported by evidence from diverse sources ranging from the study of phylogeny and anthropogenesis to the historical developments of human civilization One of the key mean-ings of what is Marxist in the Vygotskian theory arguably is its empha-sis on the centrality of transformative collaborative practices in human development herein too lies the contribution of Vygotsky and his col-laborators (such as Leontiev 1978 ) to Marxism ndash in the sense of them bringing these ideas to the fore in research on human development and on teaching-learning
Th e dramatic shift at the worldview- level assumptions that Vygotsky likely had in mind (and that had been captured in Marxist theory before him though not in applications to psychology and human development) resides in a novel understanding of what constitutes the very foundation of human life ndash a shift toward what Vygotsky termed ldquoactive adaptationrdquo (eg 1993 pp 103 125 1997a pp 68 154) and what could be more precisely termed active collaborative transformation of the world In this logic the beginning of a uniquely human life in phylogeny (and the advent of the human species as such) is associated with and marked by a shift from adap-tation to a given environment that governs in the animal world to an active and even proactive ndash that is goal- directed and purposeful ndash collaborative transformation of the environment with the help of collectively invented and gradually elaborated from generation to generation cultural tools and modes of social interaction
Much of Vygotskyrsquos Th e History of Development of Higher Mental Functions ( 1997b ) is devoted to charting the foundation for studying human development in new ways He specifi cally calls it ldquoour main ideardquo (ibid p 39) that human development is not about a purely quantitative increase of processes and regularities in the animal world but a new quality Indeed ldquoat its center is a dialectical leap that leads to a qualitative transformationrdquo (ibid) Th erefore
the connection between natural development ndash the behavior of the child based in the maturing of his [ sic ] organic apparatus ndash and those [new] types of development that we are considering is a connection not of evo-lutionary but of revolutionary character hellip Here [in the latter case] in the very beginning we witness development of a revolutionary type or to put
terms of use available at httpwwwcambridgeorgcoreterms httpdxdoiorg1010179780511843044006Downloaded from httpwwwcambridgeorgcore Access paid by the UCSB Libraries on 14 Dec 2016 at 232002 subject to the Cambridge Core
Th e Transformative Mind168
168
it diff erently abrupt and profound changes in the very type of develop-ment in the very driving forces of the process hellip the presence of revolu-tionary changes along with evolutionary ones is not a characteristic that would exclude applying the concept of development to this process (ibid p 110 note that the published translation implies the opposite meaning)
Vygotskyrsquos project lays grounds for a radically diff erent ndash cultural- historical and transformative ndash ontology and epistemology of human development Th at is both Dewey and Piaget (and many of their todayrsquos followers) remained fi rmly within the Darwinian mode of thinking and treated human beings as not much diff erent from other biological organisms ndash thus keeping up with the notion that ldquonature makes no leapsrdquo (a phrase oft en used in biol-ogy since Linnaeus and Darwin ldquonatura non facit saltumrdquo) Vygotsky and his followers however postulated precisely such a leap and turned to explor-ing its implications In doing so these scholars primarily based themselves on the Marxist dialectical materialist view according to which ldquo[the] base for human thinking is precisely man changing nature and not nature alone as such and the mind developed according to how man learned to change naturerdquo (Engels quoted in Vygotsky 1997b p 56 emphasis in the original)
As Vygotsky ( 1997b p 18) stated ldquoIn the process of historical devel-opment the social human being changes the means and modes of own behavior transforms the natural pre- givens and functions works out and creates new forms of behavior ndash the specifi cally cultural onesrdquo It is important that in making this step aft er establishing the relational char-acter of human development Vygotsky nonetheless did not relinquish the anchoring of human development in relationships between people and their world and among people He thus joined in with the great achieve-ments of the relational view and ontology made by Dewey Piaget and many other thinkers of the twentieth century In fact all the insights about the relational ontology are dialectically preserved in the next step made by Vygotsky while they are also creatively transformed whereby they can be seen as included into a novel transformative ontology and epistemology It is this next step wherein the novelty and revolutionary import of Vygotskyrsquos project lies However Vygotsky did not fully articulate this position as an explicit and coherent worldview bound to replace the relational one with drastic implications for notions such as personhood agency and identity and in areas such as education and teaching- learning Th erefore his pro-posal needs to be reconstructed fully explicated and expansively devel-oped especially in view of the challenges that sociocultural perspectives face today and the tasks they need to fulfi ll
terms of use available at httpwwwcambridgeorgcoreterms httpdxdoiorg1010179780511843044006Downloaded from httpwwwcambridgeorgcore Access paid by the UCSB Libraries on 14 Dec 2016 at 232002 subject to the Cambridge Core
169169
Part III
available at httpwwwcambridgeorgcoreterms httpdxdoiorg1010179780511843044Downloaded from httpwwwcambridgeorgcore University of Florida on 14 Dec 2016 at 232105 subject to the Cambridge Core terms of use
170
available at httpwwwcambridgeorgcoreterms httpdxdoiorg1010179780511843044Downloaded from httpwwwcambridgeorgcore University of Florida on 14 Dec 2016 at 232105 subject to the Cambridge Core terms of use
171
171
6
Transformative Activist Stance Ontology and Epistemology
Th ere are ways to further develop Vygotskyrsquos project its concepts and ideas and especially its worldview- level premises while building on the notion of contribution to collaborative transformative practice instead of adaptation or participation as the principal grounding for human development mind and learning One of the ways to move forward in this direction while capi-talizing on human agency and social change in their ontologically and epis-temologically primary status can be carried out from the transformative activist stance (TAS) In elaborating specifi cally on the transformative nature of social practices and fully integrating the notions of social change and activist contributions to these practices as the basic onto- epistemological underpinnings of human development at both social and individual levels this perspective off ers broad worldview- level explications for the notions such as subjectivity identity knowledge and mind Taking collaborative transformative practice in the role of the primary onto- epistemological grounding for both the human development and the social dynamics shift s the emphasis away from the rules and constraints of the neo- Darwinian ethos and its notions about humans biologically and socially adapting to their immediate contexts through competition and struggle for survival
Instead in highlighting transformative practice the key premise is that reality is constantly realized changed and recreated through the dialectics and movements of social communal practices embodied in human acts of being knowing and doing ndash all understood as aspects of activist transformative activities that realize and contribute to the ongo-ing social practices Th at is these practices are carried by individuals qua social actors of collaborative practices who in contributing to these practices from their unique positions stances and commitments and therefore inevitably changing them bring these practices ndash and thus their world and themselves ndash into realization Furthermore and most
available at httpwwwcambridgeorgcoreterms httpdxdoiorg1010179780511843044007Downloaded from httpwwwcambridgeorgcore University of Florida on 14 Dec 2016 at 232218 subject to the Cambridge Core terms of use
Th e Transformative Mind172
172
critically these forms of being knowing and doing are understood to be predicated on goal striving and commitments to social change at the intersection of individual and collective agency and across the timescales of the past present and future In this emphasis the TAS suggests that human beings are not antecedent to communal transformative practices that shape them (a premise that is shared with many sociocultural and critical approaches) however in a move that breaks with some of the orthodox notions of canonical Marxism (and many sociocultural and critical approaches) the world is posited as not antecedent to these prac-tices either as if reality was simply ldquothererdquo predefi ned and defi nitively organized before people enact and carry it out in their activist pursuits and strivings and thus bring it and simultaneously themselves into realization
In this approach human agentive purposeful and interconnected processes of being knowing and doing ndash constituted by and constitutive of culturally mediated historically evolving dynamic and collaborative social practices ndash are taken to be a world- forming process that produces the core ontological and epistemological relations in simultaneously cre-ating the world and human beings Th is perspective places human agency understood as a relational and transformative process ndash enacted in trans-actional and collaborative dynamics of social practices in the process of individuals contributing to their realization ndash at the core of human development
Moreover this historically unfolding and constantly changing real-ity of collaborative practices is neither value- neutral nor dispassionate instead it represents a constant struggle and striving in the face of cease-less changes and associated uncertainty indeterminacy and challenges that are created in the meeting of human beings and the world Th ese acts of meeting the world can be understood as encounters and confrontations immersed within social productive relations ndash as a confl ictual mix of relations of domination and solidarity ndash and concerned with the always contested issues of how to be and what to do in order to sustain or chal-lenge these relations of domination It is a terrain of confl ict and contes-tation and of human striving and struggle in the face of uncertainty and unpredictability Because human ways of being knowing and doing are seen from a TAS as all rooted in derivative of and instrumental within a collaborative historical becoming this stance cuts across and bridges the gaps (1) among these three dimensions as well as (2) between individual and social levels of human activities and life and (3) among ontological epistemological and moral- ethical (ideological) facets of activity
available at httpwwwcambridgeorgcoreterms httpdxdoiorg1010179780511843044007Downloaded from httpwwwcambridgeorgcore University of Florida on 14 Dec 2016 at 232218 subject to the Cambridge Core terms of use
Transformative Activist Stance Ontology and Epistemology 173
173
Ontological Foundations of a Transformative Worldview
Th e critical step in furthering Vygotskyrsquos project consists in highlighting the onto- epistemological specifi cation for the unique type of relations that ground distinctly human processes of development while capitalizing on the notion of collaborative transformative practices in their historicity and materiality Th ese transformative practices are understood to be carried out by collaborating individuals qua agentive actors of society and history that is as co- creators of the world ndash rather than merely products and passive ldquoundergoesrdquo of extraneous infl uences who as subjects are literally subjected by powerful outside forces Instead these processes take place in the form of activist contributions by individuals qua social actors that enact social change at the intersection of collective and individual agency and across the time scales of the past present and future Th is premise entails an emphasis on commitment to and imagination of individuals and communities how the present community practices need can and ought to be changed for the better ndash while building upon and continuing with the historical dynamics of the past
Th is step makes sense if it is understood as fi rmly grounded in and continuing yet also dialectically superseding the notion of relationality (along the lines of interpretation presented in Chapter 5 ) Indeed the prem-ise that human development is grounded in collaborative transformative practices has its roots in the notion of development as a relational self- organizing and dynamic process where relationships among human beings and between human beings and their environments drive all developmental phenomena and processes including the evolution of species through the shift ing dynamics of individual- environment interactions and transactions At the same time the rendition suggested herein in continuation and expli-cation of Vygotskian and activity theoryrsquos legacy maintains that human development cannot be explained by the centrality of relations per se taken as any type of connections that obtain between organisms and their world
Th at is human development is seen as thoroughly relational yet at the same time it is not confi ned to the ontology of relations as such Instead people collaboratively and purposefully transforming their world is under-stood as a special type of a relation that obtains for human development and therefore that can be taken as the central feature and the core grounding for this process Th at is the notion that human development is predicated on and contingent upon people changing their world through collaborative transformative practice rather than merely adapting to it can be construed
available at httpwwwcambridgeorgcoreterms httpdxdoiorg1010179780511843044007Downloaded from httpwwwcambridgeorgcore University of Florida on 14 Dec 2016 at 232218 subject to the Cambridge Core terms of use
Th e Transformative Mind174
174
as the specifi cation of the foundational ontological realm or the core grounding for human existence development and teaching- learning and for associated processes of human subjectivity and interactivity
To emphasize again an important analytical strategy used in laying out this position consists in acknowledging that people are inextricably bonded with and embedded in their world being constituted by relations with it including relations with other people and the whole of humanity Th is allows for a meaningful comparison of the TAS with the recent rela-tional approaches that posit social interactions and relations sometimes understood as dialogical relations at the core of development For example according to Markovaacutersquos ( 2012 ) recent explication of dialogical ontology
interdependence among minds rather than their isolation is deeply rooted in the human nature and it permeates all fundamental faculties like cognizing acquiring knowledge and believing imagining feeling and acting Sociality is so basic that it defi nes the human existence we can call it dialogical ontology (p 211 emphasis added)
It is important to acknowledge that this and other dialogical and relational approaches are compatible with the TAS at one conceptual level though not all in theorizing human development mind and social practices Because human beings come to be and develop in and through the dynamics of their relations with the world including other people the primary ontol-ogy of development is fully relational interactive and dialogical What the TAS highlights at another level however in continuation of the Vygotskian projectrsquos legacy is that the dialogical and other relational ontologies such as those that prioritize discourses experiences and participation are not suffi cient to account for all the diversity of phenomena and processes of specifi cally human development
A stronger conceptual move I suggest is to shift from relational ontol-ogy to a unifi ed (ie indivisible though not homogenous) transformative ontology of collaborative praxis It is an explicit materiality collectivity and historicity of human collaborative practices manifested in their produc-tive and enduring eff ects on the world that make them more suited for the status of originary onto- epistemology than is the relational ontology Th e embodied enactment of social life in and through uninterrupted col-laborative practical activities of humanity unfolding in history is onto-logically and epistemologically primary and supreme vis- agrave- vis dialogical relations discourses and experiences ndash essentially superseding them Th e term superseding used in a dialectical sense denotes a conceptual move that does not eliminate a given phenomenon (or process) and its properties
available at httpwwwcambridgeorgcoreterms httpdxdoiorg1010179780511843044007Downloaded from httpwwwcambridgeorgcore University of Florida on 14 Dec 2016 at 232218 subject to the Cambridge Core terms of use
Transformative Activist Stance Ontology and Epistemology 175
175
but instead ldquolift srdquo them up and includes them albeit in a subordinate role into a new (typically larger- scale) systemic whole comprised in this case by human collaborative practices Th at is these practices are fully dialogi-cal and relational implying participation and discursive relations as well yet what makes them what they are ndash that is their formative feature and character ndash cannot be reduced to these relations only Instead their forma-tive feature has to do with people collectively and materially changing their world in producing conditions of their existence while along the way nec-essarily interacting dialoguing relating and discoursing with and to each other and the world
What is placed at the center stage in an eff ort to eliminate the Cartesian polarity between human beings and the world is a unifi ed process of people collaboratively transforming circumstances of their life and simultaneously in this very process of people being themselves transformed and brought into realization by their own transformative practices Th is position high-lights a complex relational and dynamic network of continuous processes of material sociohistorical practices as the nexus of people purposefully changing their world while simultaneously being changed by and in this very process of transformational acting Th is dynamic and shift ing nexus of such circular transformative eff ects is posited as an onto- epistemologically primary specifi cally human relation to the world (which is more than just a relation)
Th at people transform their environment while acting together and relying on cultural tools has been a common theme in many Marxist and social practice frameworks and especially in Vygotsky- inspired research (and de facto mandatory during its Soviet- era existence) However what needs to be stressed explicated and ascertained more directly forcefully and consistently is the positing of this process as ontologically and epis-temologically foundational to human development and simultaneously to the world that embeds these processes and co- develops with them (in both its dimensions of agency and structure) Two points need to be highlighted here First the emphasis is not merely on people transforming conditions of their existence (as is in the most common reading of the Marxist philoso-phy) and not on them being transformed as a result ndash as important as these two notions are both focusing on transformative eff ects and processes In a tacit yet critical distinction the emphasis is on people being transformed by their own transformative engagements activities and social practices Th at is the important nuance of this position is that people are changed neither by the world per se nor even by the world as it has been changed by them and their agency but instead on people being transformed in and
available at httpwwwcambridgeorgcoreterms httpdxdoiorg1010179780511843044007Downloaded from httpwwwcambridgeorgcore University of Florida on 14 Dec 2016 at 232218 subject to the Cambridge Core terms of use
Th e Transformative Mind176
176
as the process of transformatively changing the world as it is changing them ndash through the acts of agentive (and even activist as discussed later in this chapter) engagements with the world Second the critical specifi cation consists in positing the ontologically co- constitutive role of transformative practice in fashioning not only human development but also the world in which human development takes place
Th at is the core point is that the two realms of human development and the world come into existence in tandem with each other and through a dialecti-cally mutual coextensive transformative positing of each other ndash as facets of one and the same process that simultaneously brings them both into existence and makes them real It is not suffi cient to simply state that people transform their world and are transformed by it ndash what is needed is a critical interroga-tion of the many meanings and nuances that go together with this premise as well as of the many received notions that this position contests Most critically this entails reclaiming the value and the full scope of activist agency of human beings and communities as social agentive actors who are implicated in social change and co- creation of the world and of their own development
Th e ontological and epistemological status and signifi cance of transfor-mative social practices as well as profound implications of this position for practically all aspects in theorizing human development and social life need to be more fully explored and absorbed Th is is important in order to avoid the coupling of this radical premise as is oft en the case when similar ideas are discussed with the old- fashioned ideas and views such as the notion of adaptation stemming from the traditional mechanical worldview and its ethos Perhaps it is helpful to be reminded of an observation on a similar methodological point (though related to the notion of change) made long ago by Engels who wrote
Th e great fundamental thought that the world is not to be comprehended as a complex of ready made things but as a complex of processes in which the things apparently stable hellip go through an uninterrupted change of coming into being and passing away hellip ndash this great fundamen-tal thought has especially since the time of Hegel so thoroughly perme-ated ordinary consciousness that in this generality it is now scarcely ever contradicted But to acknowledge this fundamental thought in words and to apply it in reality in detail to each domain of investigation are two dif-ferent things (1886 emphasis added)
It is especially identifying human existence with the principles of adapta-tion to the world in its presently existing form and status quo in its ldquogiven-nessrdquo and stability in the present ndash which eff ectively brackets off human
available at httpwwwcambridgeorgcoreterms httpdxdoiorg1010179780511843044007Downloaded from httpwwwcambridgeorgcore University of Florida on 14 Dec 2016 at 232218 subject to the Cambridge Core terms of use
Transformative Activist Stance Ontology and Epistemology 177
177
agency striving for and active engagement with the collaborative projects of changing the world ndash that represents an obstacle to radical reconstruc-tions of worldview and methodology for social sciences and education Even in cultural- historical activity theory the theme of people adapting to the world continues to permeate much theoretical work and needs to be consistently challenged
Critical to this interrogation as the fi rst step is acknowledging that social practice is a relational and transformative process that is neither objective nor subjective in the traditional connotation of these terms Th is is possible if social practice is understood to transcend the separation of human beings from their world in enfolding or blending and meshing them together (in line with the theme common to many works in sociocul-tural and other critical frameworks) Th e core process is understood to be that of a seamless oneness as duo in uno ndash the dynamic matrix and fl ow of continuing never- ending mutual and ceaseless back- and- forth transac-tions transitions exchanges and transformations between human beings and their world Th e emphasis therefore is neither on the external ldquoobjec-tiverdquo world that is somehow neutral and purged of human dimensions and presence nor on the features and characteristics of individuals taken as separate autonomous and self- suffi cient units Instead the emphasis is on the dialectical nexus in which these two poles are brought into one unifi ed and dynamically changing realm with its own history It is this dynamic ongoing and uninterrupted nexus or circuit of continuous relational tran-sitions between human beings and their world as one dynamic and unifi ed (but not homogenous) realm that is posited at the core of human reality and human development in its various forms of being knowing and doing Th at is the ldquoexternalrdquo world on one hand and human development in its incarnations in human ways of being knowing and doing on the other appear as co- evolving through fl uid bidirectional conjoint continuous reenactments in and by transformative practices
Th rough and in this process of social collaborative practices people not only constantly transform and create their environment but they also cre-ate and constantly transform and create their own mode of life consequently changing themselves in fundamental ways while in the process coming into existence becoming individually unique and gaining self- knowledge and knowledge about the world It is the simultaneity or in even stronger terms the unity of human transformative practice on one hand and the processes of becoming (and being) human and of knowing ourselves and the world on the other that is conveyed in this approach Human beings come to be themselves and come to know their world and themselves in the
available at httpwwwcambridgeorgcoreterms httpdxdoiorg1010179780511843044007Downloaded from httpwwwcambridgeorgcore University of Florida on 14 Dec 2016 at 232218 subject to the Cambridge Core terms of use
Th e Transformative Mind178
178
process and as the process of changing and therefore creating their world ndash while changing and being co- created together with it ndash in the midst of this process and as one of its facets rather than outside of or merely in some sort of a connection with it
Th e ontological role that the process of transformative practice plays in human development and social dynamics is premised on Marxrsquos under-standing that human existence is created through human purposive labor ndash a coordinated activity by people who are altering and creating conditions of their life while merging their eff orts together and relying on collectively invented increasingly sophisticated tools and know- how as these are accu-mulated by human communities and passed through generations Th us human beings are self- creating species indirectly producing their actual life and society when they produce their means of subsistence and their conditions of life through activities and practices of labor Th is notion of transformative practice was advanced against the naturalistic understand-ing that only nature aff ects human beings and that only natural conditions determine their historical development Th e naturalistic understanding in both philosophy and natural sciences ldquoneglected studying the infl uence of human activity on manrsquos [ sic ] thinking [forgetting that] the most crucial and proximate basis of human thinking consists exactly in man changing nature rather than nature as such and human mind developed in accor-dance with how humans learned to change naturerdquo (Engels 1873 ndash 1883 1961 p 545)
What human beings are according to Marx coincides with the process of their material production of their own life Th erefore the historically developing means and forms of activities and relations of individuals to the world and to each other that serve to alter existing conditions ndash the sum of productive forces and relations ndash is the driving force of history society and human development Importantly this process can be understood as ldquoa defi nite form of activity a defi nite mode of liferdquo ( Lebensweise [German] obraz zhizni [Russian] see Marx and Engels 1845 ndash 1846 1978 p 150) Th us the notion of material production of life has a broad meaning beyond the commonsense emphasis on acting with instrumental goals to achieve cer-tain results or on producing goods for consumption to support individual existence
Indeed in capitalist society as Marx stated ldquolabour life activity pro-ductive life itself appears to man [ sic ] only as a means for the satisfaction of a need the need to maintain the physical existencerdquo (Marx 1844 1978a pp 75ndash 76) Yet this narrow instrumentalist meaning ignores the broader
available at httpwwwcambridgeorgcoreterms httpdxdoiorg1010179780511843044007Downloaded from httpwwwcambridgeorgcore University of Florida on 14 Dec 2016 at 232218 subject to the Cambridge Core terms of use
Transformative Activist Stance Ontology and Epistemology 179
179
ontological point that ldquothe productive life is species- life It is life- produc-ing liferdquo (ibid p 76) Th is suggests that labor is a life- producing process and ldquothe practical creation of an objective worldrdquo forming the ontological grounding for development as a life activity ndash because ldquothe whole character of a species its species- character resides in the nature of its life activity and free conscious activity constitutes the species- character of manrdquo (ibid) For Marx in addition ldquothe relations of production in their totality consti-tute what is called the social relations society and moreover a society at a defi nite stage of historic developmentrdquo ( 1891 1978 p 207) and it is their dynamics that determine history and its confl icts Furthermore all forms of consciousness such as ideas beliefs and ideology are understood to be socially and historically determined (but not mechanically so) by the exist-ing material conditions and constituent social relations within a given soci-ety at a given stage of its development
Th e transformative ontology of human practice that can be derived from this position suggests that it is directly through and in the process of (rather than in addition to) constantly transforming and creating their social world and thus moving beyond its status quo that people simultaneously create and constantly transform their very life therefore also changing themselves in fundamental ways while in the process becoming individually unique and gaining knowledge about themselves and the world Taking this premise in its onto- epistemologically foundational role means that human activity ndash material practical and always by necessity social collaborative processes mediated by cultural tools and aimed at transforming the world ndash can be seen as the basic form of human life a mode of existence that is formative of the world and of everything that is human in humans including psy-chological subjective processes such as the mind the self and knowledge produced by people
Th is ontologically primary unifi ed realm can be understood as the ldquolived worldrdquo but not in the sense of people merely being situated or dwelling in it as it exists in its status quo Instead this realm is better designated as the ldquolived strugglerdquo ndash an arena of human historical quests and pursuits enacted as collective eff orts at becoming fraught with contradictions and confl icts ndash infused with dimensions of values interests struggles power diff erentials and intentionality including goals visions and commitments to the future
Because of its grounding in collaborative social practices that is in peo-ple acting and doing things together while producing their life the designa-tion term for this realm I would suggest can be act uality (in its etymology deriving from the term act in many languages ndash Wirk lichkeit [German]
available at httpwwwcambridgeorgcoreterms httpdxdoiorg1010179780511843044007Downloaded from httpwwwcambridgeorgcore University of Florida on 14 Dec 2016 at 232218 subject to the Cambridge Core terms of use
Th e Transformative Mind180
180
d eijstv itelnost [Russian]) Th is is a realm where human activities actions and deeds form the ultimate grounding of their world that is not discov-ered nor merely experienced but instead enacted fabricated and realized (or co- created) by people Th erefore the world is ldquoin needrdquo of people for its very coming into existence just as people are in need of the world and its social structures and supports for their coming into being ndash and not as a static relation but as a dynamic and transformative process Th is point can be seen as relating to in the formulation off ered by Stengers ( 2007 ) a demanding rather than eliminativist nature of such materialism ndash where the connotation of the ldquodemanding naturerdquo has to do with the struggle against social injustices and oppression
Th e human transformative relation to the world precisely as a new form or way of life ndash the dynamic process of sociocultural collaborative transfor-mative practices that unfold and gradually expand through time and across generations ndash is produced by human beings while reciprocally these very practices bring human beings into existence and thus constitute the foun-dation for and the ldquomatterrdquo of which their development in all its expres-sions and facets is composed and comprised
Th is position can be seen as an expansion of the point expressed by Marx in his Th eses on Feuerbach according to which ldquo[t] he chief defect of all hitherto existing materialism hellip is that the thing reality sensuousness is conceived only in the form of the object or of contemplation but not as human sensuous activity practice not subjectivelyrdquo ( 1845 1978 p 143) While this point has been typically interpreted to emphasize sensuous human activity or practice as the core ldquofabricrdquo of reality and the leading level of analysis which is indeed a crucial implication here the other aspect deserves much attention and explication as well Th is refers to how reality itself is cast in this approach in terms of superseding the narrow notion of objectivity which has been glossed over or even ignored in the canoni-cal Marxism In fact in this approach reality is unequivocally conceived of as a subjective sensuous human activity or practice ndash which impor-tantly doesnrsquot make reality somehow non- objective Th is understanding is counterintuitive from the point of view of the canonical Marxism because the latter typically conceives of the world as an objective reality that exists independently of human beings and social praxis Understanding real-ity as subjective can be made sense of if reality is taken to be an arena of human acting ndash realized in enactments by people transforming conditions and circumstances of their lives Th is arena is where human development and learning not only take place but that is co- constituted within and as human historical praxis
available at httpwwwcambridgeorgcoreterms httpdxdoiorg1010179780511843044007Downloaded from httpwwwcambridgeorgcore University of Florida on 14 Dec 2016 at 232218 subject to the Cambridge Core terms of use
Transformative Activist Stance Ontology and Epistemology 181
181
Th is approach is about seeing reality as a mutual communal world collaboratively created and transformed through shared social practices extending across generations and enacted in activist contributions to social practices by individuals qua social actors ndash contributions that change ongo-ing practices and in these transformative acts of change bring the world and people into reality Reality thus understood is a unique realm that we not so much dwell or fi nd ourselves situated in but rather that we agen-tively enact as co- creators who come into being through our own ldquoengaged agencyrdquo (cf Taylor 1993 ) understood as the material and historical force that creates the world Th is collective forum of human actions takes the world ldquointo its orbitrdquo and thus absorbs and transforms the world on its own unique grounds while itself being absorbed in and transformed by the world ndash as the two facets of one and the same process
Because human labor ndash as the process through which the life of human species is enacted and produced ndash inevitably entails collective eff orts of peo-ple acting together its development gives rise to increasingly complex social exchanges among people and to individual processes of human subjectivity allowing for these exchanges to be carried out Both forms emerge precisely because they are needed to help regulate the collective material produc-tion of the very lives of individuals and communities Th us human praxis on the one hand produces and engenders intertwined processes of social interactions and attendant forms of intersubjectivity along with agency and psychological processes (or human subjectivity) ndash the latter being a uniquely individual yet also profoundly social dimension of collaborative practice On the other hand ndash at mature stages of development in history and in ontogeny ndash praxis is reciprocally produced by these very interactions and subjectivities that it had spawned and continues to produce
Although these points will be discussed in more detail later on it is important for now to highlight that no ontological gaps are posited to sepa-rate phenomena within this realm of world- forming and history- making collaborative practices whereby human mind and personhood agency and self- regulation mind and cognition are all seen as instantiations (or moments) of human collaborative praxis evolving and expanding through time In this sense human praxis is the foundational reality within which out of which and for which human subjectivity and intersubjectivity ndash knowing and being mind and self ndash emerge and develop with no ontologi-cal gaps among them Once emergent however these dimensions become instrumental and especially at mature stages of development (of both society and individuals) begin to play an indispensable role in organiz-ing shaping and otherwise regulating social life and practices Th at is in
available at httpwwwcambridgeorgcoreterms httpdxdoiorg1010179780511843044007Downloaded from httpwwwcambridgeorgcore University of Florida on 14 Dec 2016 at 232218 subject to the Cambridge Core terms of use
Th e Transformative Mind182
182
the course of history these processes become increasingly and enormously complex and even assume ndash as emergent properties ndash their own levels of quasiontological existence and associated qualities of durability and stabil-ity For example social relations among people become institutionalized in relatively stable forms ranging from the rules of conduct such as rituals and morale to collective forms of life institutionalized in social structures such as state religion schooling family and so on (Stetsenko 2005 )
Th at all phenomena and expressions of human life including subjectiv-ity and agency are grounded in the transformative collaborative practices means that they emerge from social practices constitute their dimensions serve their goals and never completely break away from them in an onto-logical sense No matter how specialized and sophisticated the processes of human subjectivity and intersubjectivity become in the course of devel-opment (historically and ontogenetically) they always bear the mark of participate in contribute to and ultimately return to collaborative practices that represent their ultimate mode of existence
Th ese social practices connect individuals and generations of people as every human being and each new generation enter their continuous fl ow by making a contribution and thus incurring changes in them if even only in modest ways and merely on local scales as is the case especially during the early stages of ontogenetic development Th e core point is that these social transformative practices (or praxis) represent an ontologically non- dualist and unifi ed (though not uniform and not without fractures and confl icts that actually drive this process) indivisible continuum or a dynamic fl ow extending through time and across generations of people Th at is collab-orative social practices can be seen as forming one continuously unfold-ing and seamless stream of historically unfolding communal social life not reducible to a chain of single discrete episodes disconnected elements or isolated dimensions ndash where instead all of these various facets dimensions and moments mutually interpenetrate co- constitute and reciprocally defi ne each other Th is is because of these processes all belonging to par-ticipating in and contributing to the co- constitution of one unifi ed larger- scale process of social praxis in its world- and history- forming status At the same time given the emphasis on transformation this position implies that each generation and each individual not only joins in with what has been achieved in the past but also always transforms these practices on a larger or smaller scale and sometimes quite radically under the challenges of the present historical conditions and in view of the future goals and visions for a better world
available at httpwwwcambridgeorgcoreterms httpdxdoiorg1010179780511843044007Downloaded from httpwwwcambridgeorgcore University of Florida on 14 Dec 2016 at 232218 subject to the Cambridge Core terms of use
Transformative Activist Stance Ontology and Epistemology 183
183
Th is interpretation to reiterate goes against some of the key tenets of the canonical Marxism In particular the common view is that Marx con-ceived of reality as objectively existing outside of social practice history and human agency and of knowledge as refl ecting independent objective reality However Marx did not hold the view that the world has to be under-stood in such an objectivist (or disenchanted) way Th is is clear already in the quotation about reality conceived subjectively as a sensuous human activity practice He also explicitly questioned the very notion of objective reality ldquoout thererdquo and of pristine nature in a sharp critique of mechanical materialism that treats nature in isolation from society and history Th is comes across for example in Marx writing that ldquothe nature that preceded human history hellip is nature which today no longer exists anywhere (except perhaps on a few Australian coral islands of recent origin)rdquo ( 1845 ndash 1846 1978 p 171) Th e whole sensuous world as it now exists writes Marx ldquois an unceasing sensuous labor and creationrdquo (ibid) In this emphasis nature is understood as a human- made realm in its dynamic historically evolving entanglements with human material practices rather than as an ahistorical and timeless ldquogivenrdquo
However Marx did leave some grounds for ambiguities in understand-ing the world as ldquoobjectiverdquo in the sense of it being stripped of human dimensions and agency Many Marxist scholars advocate the notion that to be a materialist means to acknowledge that consciousness and knowl-edge are refl ections of the independent material world Th is tradition began very early on with Plekhanov (eg 1940 ) ndash who infl uenced generations of Marxist scholars especially in Russia from the very dawn of Marxism ndash arguing for a strictly naturalist and objective understandings of what real-ity is Many strands within critical scholarship have been aff ected by this canonical understanding of Marxism about reality existing independently of human beings and social practices and known through some kind of ldquorefl ectionrdquo in consciousness
Th ese understandings have not been suffi ciently and explicitly chal-lenged by Vygotskyrsquos followers such as Leontiev and Davydov at least in part due to them working under the pressures of a unidirectional top- down ideology (see Stetsenko 2005 2013b ) Among more recent works Paulo Freire seemed to insist that there is a world that exists as ldquoan objec-tive reality independent of oneself capable of being knownrdquo ( 1982a p 3) even though he also suggested that the ldquoobjectivity and the subjectivity are incarnating dialecticallyrdquo (Davis and Freire 1981 p 62) and that conscious-ness is not a pure refl ection of the world Th e resulting views within critical
available at httpwwwcambridgeorgcoreterms httpdxdoiorg1010179780511843044007Downloaded from httpwwwcambridgeorgcore University of Florida on 14 Dec 2016 at 232218 subject to the Cambridge Core terms of use
Th e Transformative Mind184
184
pedagogy today remain confl icted on this score with some scholars inter-preting Freire as rejecting that reality can be directly understood ldquoin itselfrdquo while others associating this interpretation with a Kantian tradition and therefore treating it as unacceptable (see Au 2007 )
Th e recent works by Marxist- feminist scholars and educators make eff orts to chart a reimagined notion of the social as a historically subjec-tive human practice thus more directly connecting human experience social practice and social relations (eg Allman 2007 Bannerji 2005 Carpenter 2012 Smith 1990 ) In particular these works trace the notion of experience to a complicated social reality as constituted by ldquohuman sensuous activityrdquo (Marx 1845 1978 p 143) and suggest that the ways for people to organize their collective life are always bound up in complex forms of human relations Th ese authors stress that the Marxist emphasis on material relations is not an argument for the economic determinism stripped of subjective dimensions because these relations are histori-cal and thus include mutual determination of subjectivity experience and the material production of life Th is approach is closely related to a position explicated within the culturalndash historical activity theory (eg Sawchuk and Stetsenko 2008 Stetsenko 2005 Stetsenko and Arievitch 2004b ) endeavoring to reformulate its premises away from the canonical Marxism and toward a more dialectical interpretation that brings together social practice social relations (and the attendant forms of intersubjectiv-ity) and phenomena and processes of human subjectivity and agency ndash as all co- implicated in the processes that produce and are produced by human forms of life
Th e interpretation off ered herein is consonant with Gramscirsquos ( 1971 p 446) notion that praxis signifi es a ldquounifi ed process of realityrdquo ndash a ldquodialec-tical mediation between human beings and naturerdquo In this position nature is exactly not ldquoa beyondrdquo of the practical- historical reality of human beings not something external and alien to human beings (cf Haug 2001 relevant also are works by Carol C Gould 1978 Ollman 1993 among others) As further explicated by Gramsci
the idea of ldquoobjectiverdquo in metaphysical materialism would appear to mean an objectivity that exists even apart from man but when one affi rms that a reality would exist even if man did not one is either speak-ing metaphorically or one is falling into a form of mysticism We know reality only in relation to human being and since human being is his-torical becoming knowledge and reality are also a becoming and so is objectivity (1971 p 446)
available at httpwwwcambridgeorgcoreterms httpdxdoiorg1010179780511843044007Downloaded from httpwwwcambridgeorgcore University of Florida on 14 Dec 2016 at 232218 subject to the Cambridge Core terms of use
Transformative Activist Stance Ontology and Epistemology 185
185
Th e critical conjecture within the approach developed herein is that transformative collaborative practice (or creative labor) is taken to be a process of actualizing reality whereby no less than the world is transformed and thus real - ized (to borrow this hyphenated expression from Castantildeeda 2002 ) that is made real and brought into existence As a result of the com-plex dynamics of these processes each aspect of the world including objects and individuals as social agents and actors come into existence precisely through being constitutively imbricated into a web of activities practices that not only connect individuals to their world but also act to bring them both into a mutually co- defi ned and ontologically coterminous existence Th is view places practical sensuous activity understood as humanityrsquos ongoing eff ort to transform conditions of our own existence and thus to come into being by bringing forth the world at the center of ontology and epistemology
In insisting that reality is constantly transformed through the dialectics and movements of social practices embodied in human acting (encompass-ing ways of being knowing and doing) predicated on goal striving and commitments to social change it can be suggested that human beings are not antecedent to communal transformative practices that shape them Th is point is acknowledged by many critical sociocultural and social practice theories and by the broader interactionist approaches alike among others However ndash and no less importantly ndash in the interpretation off ered herein the world is not antecedent to human transformative practices either as if it was simply ldquothererdquo predefi ned and defi nitively organized before people collectively take up and transform in agentive in purposeful ways the very social practices that create them in thus de facto creating the world too
Some analogues of this position albeit at the level of addressing living forms at large beyond the topics of human development and agency can be found in biological sciences where living organisms and their trajectories through time and space are understood as lying at the center of life In Steven Rosersquos expression ldquothese trajectories or lifelines far from being determined continually construct their- our- own futures albeit in circumstances not of our own choosingrdquo ( 1998 see also Rose Lewontin and Kamin 1984 ) Or as Ingold ( 2008 ) puts it a world that is merely occupied ldquois furnished with already- existing thingsrdquo whereas one that is inhabited within which we exist as living beings ldquois woven from the strands of [our] continual coming- into- beingrdquo (p 1797) In his other expression of the same idea ldquothe world of our experience is a world suspended in movement that is continually coming into being as we ndash through our own movement ndash contribute to its
available at httpwwwcambridgeorgcoreterms httpdxdoiorg1010179780511843044007Downloaded from httpwwwcambridgeorgcore University of Florida on 14 Dec 2016 at 232218 subject to the Cambridge Core terms of use
Th e Transformative Mind186
186
formationrdquo (Ingold 2000 p 242) Similar themes can be found in the actor- network theory with its notion that ldquo[a] cquiring a body is hellip a progressive enterprise that produces at once a sensory medium and a sensitive worldrdquo (Latour 2004 p 207) Th ese are important insights that can and need to be further expanded to include human agency and transformative activism at the level of analysis that addresses the social dynamics of human life
The Notion of Reality in Activity Theory
Th e notion of social practice or activity in its ontological status of the basic grounding of human life and development was articulated within Vygotskyrsquos project by Alexei N Leontiev (eg 1978 1981a ) though not dis-cussed in suffi cient detail by him (this being one of the causes for many subsequent misunderstandings and misinterpretations even within his own school of thought) Th is articulation can be found in his following (oft en- cited) defi nition
Activity is a molar non- additive unit of life of the corporeal material subject hellip In the more narrow sense that is on the psychological plane it is a unit of life mediated by mental refl ection Th e real function of this unit is to in orientate the subject in the objective world In other words activity is not a reaction or aggregate of reactions but a system with its own structure its own internal transitions and its own development (Leontiev 1978 p 50)
In contemporary works on activity theory this quotation is typically not suffi ciently dwelled upon being instead quickly followed by a discussion of Leontievrsquos three- level scheme of activity- action- operation and its corre-sponding levels of motive- goal- task A lack of discussion of this defi nition of activity which was apparently central to Leontievrsquos theory is puzzling and speaks to the complexity of what this defi nition conveys and more to the point what it fails to convey (due to its brevity and complexity and because its underpinnings in philosophical arguments remained implicit) Indeed the notion that activity is the unit of life has been misinterpreted as a statement about activity being a unit of analysis (a diff erent notion all together namely an epistemological rather than an ontological one the latter implied by Leontiev) that moreover presumably can be somehow complemented by other units of analysis such as action and operation at other levels of analysis Moreover the conclusion has also been some-times drawn that these three levels of analysis must be kept separate from one another Th ese interpretations apparently contradict the very gist of
available at httpwwwcambridgeorgcoreterms httpdxdoiorg1010179780511843044007Downloaded from httpwwwcambridgeorgcore University of Florida on 14 Dec 2016 at 232218 subject to the Cambridge Core terms of use
Transformative Activist Stance Ontology and Epistemology 187
187
Leontievrsquos appeal to understanding activity as a non- additive unit of life that is as a constituent that forms the core of life and cannot be comple-mented by nor augmented with some ldquoextrardquo constituents components or elements of diff erent ontological order and status
Leontievrsquos defi nition is apparently much broader than just the idea that the notion of activity can be used as a unit of analysis Th is is clear from the context in which this defi nition comes up namely as it is shaped by a question (in the immediately preceding paragraph) about no less than ldquowhat is human liferdquo (ibid) It is in answering this question that Leontiev suggests that ldquolife is the sum- total or more exactly a system of alternating activitiesrdquo (ibid) Th is is further specifi ed in the sense that ldquo[i] n activity a transition of the object into the subjective form into an image takes place while at the same time the transition of activity into its objective results its products also takes place From this perspective activity appears as a process in which mutual transitions between the poles lsquosubject- objectrsquo take placerdquo (ibid)
It is in elaborating this undoubtedly broad ontological idea about the status of processes and phenomena of life (unfortunately expressed very briefl y and cryptically especially to readers not familiar with the Russian philosophical parlance) that Leontiev goes on to suggest that activity is the unit of life Th is implies that activity is primarily and most importantly the core and ultimately constitutive process of which the life of corporeal human beings is composed Th is is what is captured in the notion that activity is the unit of life ndash note not the unit of analysis but the unit of life that is its constituent or its constitutive process Th is defi nition has to do with what is nothing less and nothing more than human life described as a system of consecutive activities revealing the character of life as an activity and a process
Th is interpretation connects activity theory with the works in critical pedagogy Indeed Freire conceived of praxis as a conscious transforma-tive action on the world (Davis and Freire 1981 Freire 1970 1982a 1982b ) which is the core of his epistemology He further explained that ldquo[h] uman beings hellip are being of lsquopraxisrsquo of action and of refl ection Humans fi nd themselves marked by the results of their own actions in their relations with the world and through the action on it By acting they transform by transforming they create a reality which conditions their manner of act-ingrdquo ( 1982b p 102) Freirersquos notion of humanityrsquos eternal striving toward completeness in the context of an ever- changing social and physical world which he used as the basis for his conceptualization of education ( 1970 ) can be applied to characterize praxis too
available at httpwwwcambridgeorgcoreterms httpdxdoiorg1010179780511843044007Downloaded from httpwwwcambridgeorgcore University of Florida on 14 Dec 2016 at 232218 subject to the Cambridge Core terms of use
Th e Transformative Mind188
188
Another line of work that is also consistent with this approach is Mikhail Bakhtinrsquos writings on becoming ( postuplenine see Chapters 7 and 9 ) and chronotope Indeed what transpires in this account is the similarity between the notion of collaborative social practices ndash as the primary onto- epistemological realm that grounds human development as can be derived from Vygotskyrsquos ideas ndash and Bakhtinrsquos ( 1981 ) concept of chronotope (liter-ally time- space) Th e notion of chronotope refers to the space- time matrix (Bakhtin 1981 1986 ) where time and space are deeply interconnected (cf Brown and Renshaw 2006 Kumpulainen and Renshaw 2007 ) In some interpretations the chronotopes are the means by which time is material-ized in space that function as organizing centers for signifi cant narrative events (cf Hirst 2004 ) In a broader sense ldquochronotopes are not so much visibly present in activity as they are the ground for activityrdquo (Morson and Emerson 1990 p 369) ndash they are descriptors of what human reality is ndash the ldquoliving events that are inextricable from existencerdquo Chronotope there-fore can be understood as certain stabilizations of acting that perhaps like energy fi elds are intangible yet powerful in that they organize and regulate aff ord and constrain how we act and therefore how we come to be and to know Th ese time- space arrangements place people in distinct positions regarding access to social resources and agency (or a lack of access) within ongoing dynamics and fl ows of social practices ndash although these positions are not set in stone and instead need to be real ized and negotiated includ-ing through resisting and challenging them
Furthermore the concept of chronotope suggests inseparability of acts of individual agency (taking stances making choices enacting responsi-bility and answerability) and the social- historical context in which these acts take place Chronotopes according to Bakhtin are about intrinsic con-nectedness of temporal and spatial relationships in which ldquotime as it were thickens takes on fl esh becomes artistically visible likewise space becomes charged and responsive to the movements of time plot and historyrdquo ( 1981 p 84) Th erefore chronotope can be interpreted to describe the unique realm of human existence composed of human deeds co- constituting and composing social practices as fl exible and dynamic fi elds of acting in which human agency rather than ldquoobjectiverdquo reality independent from human dimensions is implicated Th is is in unison with ideas developed by Alexey A Ukhtomsky ([1875ndash 1942] a physiologist whose works both Bakhtin and Vygotsky greatly admired and relied on) who wrote that
from the point of view of chronotope what exists is not some abstracted points [in time] but alive and indelible irrevocable from existence
available at httpwwwcambridgeorgcoreterms httpdxdoiorg1010179780511843044007Downloaded from httpwwwcambridgeorgcore University of Florida on 14 Dec 2016 at 232218 subject to the Cambridge Core terms of use
Transformative Activist Stance Ontology and Epistemology 189
189
events [со- бытия in Russian literally co- beings or co- existences] hellip not abstract lines in space but ldquothis- worldlyrdquo lines by which the events of the distant past are connected to the events of the given moment and through them to the events of the disappearing in the distance future (1924 2002 p 342)
In this perspective life (or being) as chronotope is coterminous and coex-tensive with human agentive actions deeds at the intersection of collective and individual agency entailing an integration of past and ongoing actions with yet- to- be- accomplished ones
Similarly complexive and holistic understandings come from political ecology and geography especially in the tradition of Henri Lefebvre ( 1991 ) Th ese approaches take reality (or ldquothingsrdquo) to be hybrids or quasi- objects ndash simultaneously subjects and objects phenomena that are material and discursive natural and social at the same time Moreover political ecol-ogy captures the continuous process of the production of the world as a historical- geographical process of perpetual ldquometabolismrdquo in which social and natural processes combine in a ldquoproduction process of socio- naturerdquo (Kaika 2005 p 22) Th eir outcomes embody chemical physical social economic political and cultural processes in a highly inseparable way (see Harvey 1996b Smith 2002 Swyngedouw and Kaika 2000 ) For example the city is a striking manifestation of human social practices of urbaniza-tion ndash yet there is nothing unnatural about it (Harvey 1996b ) because cit-ies are the natural or socionatural habitat (see Smith 2002 ) Urban life is simultaneously human material natural discursive cultural and organic (Swyngedouw and Kaika 2000 ) ldquoa process of perpetual metabolic socio-ecological change that produces distinct (urban) environmentsrdquo (p 567) Th e myriad of transformations and metabolisms that support and maintain urban life such as dwelling structures water and food supplies transporta-tion and schooling systems entertainment institutions and so on always combine environmental and social processes Th is complex amalgamation of various processes all united within the productive ldquoperpetual metabo-lismsrdquo of social practices echoes the notion of realty as grounded in social- material transformative practices as suggested here
Historicity
Th e foregoing discussion highlights the centrality of history in Vygotskyrsquos project ndash and not as a separate dimension that complements other dimen-sions but rather as an inextricable inherent characteristic of social practices
available at httpwwwcambridgeorgcoreterms httpdxdoiorg1010179780511843044007Downloaded from httpwwwcambridgeorgcore University of Florida on 14 Dec 2016 at 232218 subject to the Cambridge Core terms of use
Th e Transformative Mind190
190
understood as the processes that are realizing history and are history Th is is because through collaborative practices in which individual eff orts are blended together people continuously build on and continue processes and achievements of previous generations and also inevitably expand on these through their own cumulatively evolving eff orts as each new generation and each human being joins in with the ongoing practices and thus con-tinues carries them on yet all the while also resisting challenging and ultimately always changing them too Th is collaborative process involves passing on and gradually elaborating upon across generations the col-lective experiences discoveries and inventions in meeting the challenges posed within the collective life (in what has been termed the ldquoratchet eff ectrdquo see Tomasello 1999 )
In this dialectical process there is always an enduring nexus of rela-tions with the past and future generations because practices in the present inevitably build on and continue previous practices and their complex power dynamics and circulations of interactivity and relationality Th erefore history is understood to be an inalienable dimension of human practices as they continuously unfold through time as one unending ceaseless process Th is intricate link between social practices and history is vividly conveyed by Wade Nobles who wrote that ldquo[t] he experiences of one generation becomes the history of the next generation and the his-tory of several generations becomes the traditions of a peoplerdquo (quoted in Boutte 2016 ) Or as Whitehead ( 1929 ) put it life is an enduring entity that ldquobinds any one of its occasions to the line of its ancestryrdquo (p 104) ndash and it could be added from the transformative approach to the line of future generations too
Th is idea of historicity permeates all of Vygotskyrsquos writings with its central emphasis on continuity and cumulativeness of human develop-ment It can be interpreted in the sense that human activities and social practices never end and can never be completely left behind instead these practices constantly evolve moving forward without breaks so that the past activities and associated experiences are not completely elimi-nated Instead they are carried over into the new forms and structures that emerge on their foundation becoming absorbed into and trans-formed within these new processes and forms In this sense the past is powerfully present in what happens in the ldquohere and nowrdquo and moreover not as some compendium of dead and static remnants but rather in the form of constantly and continuously renewed and transformed condi-tions and resources for acting within the presently unfolding practices
available at httpwwwcambridgeorgcoreterms httpdxdoiorg1010179780511843044007Downloaded from httpwwwcambridgeorgcore University of Florida on 14 Dec 2016 at 232218 subject to the Cambridge Core terms of use
Transformative Activist Stance Ontology and Epistemology 191
191
and activities New actions continue on the foundation of past actions ensuing from and inevitably building on them (including achievements and practices of previous generations) However these past practices are never exactly copied instead undergoing continuous transformations as they are included into new actions and practices and transformed in accord with their ever- changing dynamics in response to the constantly emerging new challenges and tasks
Th is approach suggests that individuals never start completely from scratch and never completely vanish Instead they enter and join in with social practices as participants who build upon previous accomplishments and also inevitably and forever change (if only in modest ways) the whole social matrix of these practices leaving their own indelible traces in his-tory In this sense social practices are similar with an ongoing unending conversation (Burke 1973 ) except that they extend far beyond the level of conversations and discourses only ndash into the concrete and palpable ldquoworkrdquo of people laboring in co- creating their world Paralleling Burkersquos notion and also expanding it to include actions and deeds it can be said that every human being enters into the stream of what has been going on before ndash a historical arena of social practices composed of actions and deeds of oth-ers as encompassing but not reducible to interactions discourses and communications
Viewed from this perspective any human practice like any discussion and any individual act ndash because it is embedded within the history of social practices ndash is interminable multidetermined and in an important sense without clear limits of a beginning middle or end Again paraphrasing Burke the shared social practices begin long before we enter them and con-tinue aft er we have departed yet not without us leaving traces in them It is this historical fl ow of collaborative practices expanding through time and forming one uninterrupted fl ow of sociocultural history of human civiliza-tion that eff ectively constitutes the very foundational reality in which the development of each individual qua social being that is as an actor and agent of history and society is embedded and that is enacted by each and every human being Th e metaphor of ldquouninterrupted fl owrdquo does not fully convey the agentive nature of social practices in their ontologically primary status as will be discussed in the following sections But this metaphor does help to capture the continuity and historicity of social collaborative practices and therefore of the human realm in which development takes place and with which it co- evolves highlighting it as a unifi ed endeavor of humanity expanding through time and extending across generations
available at httpwwwcambridgeorgcoreterms httpdxdoiorg1010179780511843044007Downloaded from httpwwwcambridgeorgcore University of Florida on 14 Dec 2016 at 232218 subject to the Cambridge Core terms of use
Th e Transformative Mind192
192
The Status of Change
What is central to TAS to return to one of the main points made in the opening part of this chapter is theorizing social practices while capitalizing on their transformative nature as a characteristic that renders these prac-tices material historical and ontologically primary Th is implies highlight-ing the phenomena of change and transformation as the primary mode of existence of these practices and therefore of human development and of social dynamics (agency and structure) as well Th is position entails a radi-cal shift away from the notion of adaptation to that of transformation ndash a shift with profound implications for understanding human development and learning as fi rst formulated by Marx and later developed by Vygotsky
Expanding upon this approach it is important to delineate the status of change as ontologically real Th is shift necessitates that the continuous historical and ever- shift ing transformative dynamics of social practices is understood to be no less and de facto more durable tangible and real than what is traditionally taken to be the ldquotruerdquo (or ldquobruterdquo) reality of things and objects ldquoout in the worldrdquo
Th at is phenomena and processes of social transformation and change are understood to be more material than anything else ndash including literally any thing taken in isolation from human practice Th is is because in the concept of reality as a dynamic fi eld or arena of collective practice reality cannot be seen in any other way but as an ever- shift ing and moving process that is always on the cusp and at the threshold of turning into new forms and shapes transcending the givenness of the present and thus always in the process of becoming ndash rather than frozen and identical to itself across time and even at any given moment In this sense social transformation is more enduring and non- perishing than the seemingly ldquosturdyrdquo and solid things understood as isolated items existing ldquoout in the worldrdquo on their own as static and frozen
In this understanding of social change human ways of being know-ing and doing are ontologically constituted by acts of transformation that contribute to social communal praxis in the connotation of creating change and novelty in moving beyond the given and transcending its status quo Th is position contrasts with the ldquosituationistrdquo and ldquocontextualistrdquo expla-nations focused on development as a process associated with and result-ing from people being situated in their context or environment (the latter understood as that which simply environs or surrounds people as if some extraneous force) that is as merely dwelling in or experiencing the world
available at httpwwwcambridgeorgcoreterms httpdxdoiorg1010179780511843044007Downloaded from httpwwwcambridgeorgcore University of Florida on 14 Dec 2016 at 232218 subject to the Cambridge Core terms of use
Transformative Activist Stance Ontology and Epistemology 193
193
as in the metaphor of ldquobeing thererdquo (see Clark 1997 ) and in many works in distributed sociocultural and situated cognition theories
Th e analytical import of taking transformative social change to be the core characteristic of human social practices as fi rst suggested (though not fully explicated) by Marx implies a conceptual shift in theorizing human development and society that is arguably no less radical than the import of Darwinrsquos revolution in biological sciences (see Stetsenko 2010a 2011 ) Whereas Darwin introduced the notion of change into what had been static thinking about nature as fi xed and inert the Marxist philosophical- conceptual innovation consisted in overturning the traditional and similarly static modes of thinking about not only nature but human devel-opment and society as well Th e centrality of collaborative transformative practice for human development can be seen on a par with the centrality of evolution in the development of biological systems Just as the noted geneti-cist Th eodosius Dobzhansky ( 1962 ) argued that nothing in biology makes sense without considering evolution an argument can be made from the Marxist and Vygotskian legacy point of view that nothing in human devel-opment makes sense outside considerations of collaborative transformative practices and the changes they bring about
What the traditional modes of thinking about society and human development were tacitly based on during the time of Darwin and Marx and what they continue to be based on today in traditional and even sociocultural accounts is the assumption about the superiority and sov-ereignty of the existent that is of the sociopolitical and cultural status quo Th is status quo is presumed to be somehow static and fi xed immu-table and unchanging existing as a ldquogivenrdquo that can be taken for granted in way of an essentialist reifi cation Similarly to the Darwinian insight yet also moving beyond it the conceptual and analytical shift implied by the transformative onto- epistemology presupposes another profound change in the habitual mode of thinking In this shift the processes such as social practices and their products are not reifi ed at any analytical step in their descriptions Instead the very mode of existence of both individuals and societies (and their products) is characterized as the dynamics of ever- shift ing and moving continuously restructuring and reorganizing movement and fl ow of ceaseless changes transformations transmutations and reassemblages In this perspective the changes and transformations in social communal praxis is what exists and what sub-stitutes for the world in its fi xity status quo permanence and immutable ldquogivennessrdquo
available at httpwwwcambridgeorgcoreterms httpdxdoiorg1010179780511843044007Downloaded from httpwwwcambridgeorgcore University of Florida on 14 Dec 2016 at 232218 subject to the Cambridge Core terms of use
Th e Transformative Mind194
194
Th e change is ontologically primary whereas stability of static forms and structures is derivative of what is the primary reality comprised of ceaseless and ever- shift ing changes and transformations in the unfolding realm of dynamic communal praxis Th is is a radical shift away from the current ide-als of science that are still based in essentialist substance ontologies hold-ing variation and change as anomalies to be eliminated in grasping some presumably static essences and their ahistorical ldquouniversal lawsrdquo Similar views focused on internal relations (eg Ollman 1993 ) rather than enti-ties maintain the ontological primacy of the process of change including its embodiments in products patterns and structures
Moreover the change implied in the Marxist and by extension Vygotskyrsquos approach is of a particular kind It is not a type of change that supposedly just occurs or happens ndash indeed happens to happen ndash out in the world due to some presumably autonomous and universal immanent logic of processes that unfold all on their own to subsequently aff ect peo-ple as extraneous factors and forces that act from the outside (as inputs stimuli and other external infl uences) Instead the notion captured in the Marxist tradition can be interpreted as pertaining to change that is brought about and created by people in their active and activist strivings and struggles in pursuit of their goals Th is type of change takes place because people commit to achieving desired outcomes and also strug-gle to bring them about in transcending the status quo through their own actions and deeds in carrying out collaborative projects of social transformations
Th e diff erence between these types of change is tacit yet critically sig-nifi cant To highlight this diff erence it is useful to turn to alternative for-mulations exemplifi ed in Deweyrsquos works ndash because they capture what many contemporary pragmatist and also postmodernist and social constructivist perspectives stand for Th is position comes very close to the Vygotskian understanding yet stops short at a critical juncture of fully acknowledging human agency and activism
Dewey ( 1910 ) strongly objected to the ldquoassumption of the superiority of the fi xed and fi nalrdquo (p 1) and instead claimed that ldquochange rather than fi xity is now a measure of lsquorealityrsquo or energy of being change is omnipres-entrdquo ( 1920 1948 p 61) He concluded that ldquonatural science is forced by its own development to abandon the assumption of fi xity and to recognize that what for it is actually lsquouniversalrsquo is process rdquo (ibid p xiii) Th at change is a powerful presence in all of organic life has been acknowledged across many fi elds at least since Darwinrsquos works and Dewey was among the fi rst schol-ars to stress its profound signifi cance Evidently the world was undergoing
available at httpwwwcambridgeorgcoreterms httpdxdoiorg1010179780511843044007Downloaded from httpwwwcambridgeorgcore University of Florida on 14 Dec 2016 at 232218 subject to the Cambridge Core terms of use
Transformative Activist Stance Ontology and Epistemology 195
195
tectonic shift s great turbulence and remarkable changes that did not go unnoticed by Dewey and other scholars of the time Yet the specifi c type of change Dewey was fathoming had to do more with biological and organic dynamics than with changes incurred by collective agency and social move-ments in pursuit of goals such as equality and social justice
One of Deweyrsquos ( 1908 p 81) defi nitions for pragmatism was that it is ldquothe doctrine that reality possesses practical characterrdquo which directly aligns with the Marxist notion that ldquoall social life is essentially practicalrdquo (Marx 1845 1978 p 145) Dewey saw the organism as co- evolving with the environment rather than passively conforming to environmental demands His key insight was that inquiry was a powerful ldquotoolrdquo for transforming the environment Moreover for him inquiry had ontological signifi cance and action was considered to be a means of ontological change (cf Garrison 1994 ) Th e resulting conception presents a much more active view of human development than the one that was and still is common in psychology edu-cation and other social sciences (cf Bredo 1998 ) In this emphasis there is much overlap between Deweyrsquos position and the Marxian- Vygotskian approach yet the diff erence is no less signifi cant It is notable how Dewey formulates his core thesis
Th e words ldquoenvironmentrdquo ldquomediumrdquo denote something more than the surroundings which encompass an individual Th ey denote the specifi c continuity of the surroundings with his [ sic ] own active tendencies hellip the environment consists of those conditions that promote or hinder stimulate or inhibit the characteristic activities of a living being (1916 1922 p 13)
Th e signifi cant import of this quotation is that the environment is taken to be continuous with rather than separate from a living being Yet the environment is understood to be merely continuous with active tenden-cies of organisms rather than directly contingent on actions of human beings qua social actors let alone on productive social communal prac-tices in their world- forming status (the notion that is not salient in Deweyrsquos works) Furthermore environment is taken by Dewey to be active mostly in terms of its correspondence or relational relevance to individual acting Th is understanding though progressive vis- agrave- vis traditional static ontolo-gies (or ontologies of statism) is evidently further limited to considering only ldquowhatever is currently aiding or inhibiting onersquos actionsrdquo (Bredo 1998 p 458) that is limited to considerations of what exists in the immedi-ate present In contrast taking purposive transformation of environment as ontologically primary means that change refers to people ldquodoingrdquo and
available at httpwwwcambridgeorgcoreterms httpdxdoiorg1010179780511843044007Downloaded from httpwwwcambridgeorgcore University of Florida on 14 Dec 2016 at 232218 subject to the Cambridge Core terms of use
Th e Transformative Mind196
196
bringing about change rather than them undergoing change that is to people changing the environment and being changed in this very process of onersquos own transformative acts To put it more directly people actively changing their environment and moreover being brought into existence by and through their own transformative acting is quite diff erent from act-ing in a changing environment Deweyrsquos focus is more on the latter that is on acting in a changing environment even though he does view adaptation as ldquoa dynamic aff air of continually working with the changing tendencies and possibilities in a situation which onersquos own actions alter rather than a matter of achieving a static fi t between one structure and anotherrdquo (Bredo 1998 p 458)
Progressive as it is especially for its time and place Deweyrsquos position is still affi liated with the ethos of adaptation as expressed for example in his core metaphor of organic growth Perhaps the most telling point is that he also insists as Bourdieu will later do too on non- teleological nature of action ndash how action is ldquodirected towards certain ends without being con-sciously directed to these ends or determined by themrdquo (Bourdieu 1990a p 10 cf Emirbayer and Schneiderhan 2013 ) Th at is although Dewey gives full credit to development and mind being active and like ldquoa dance with a partner that acts backrdquo (Bredo 1998 p 458) there is no accounting for how imagination of and commitment to the future plays into the dynamics of development especially in terms of sociopolitical projects of overcoming injustices and power hierarchies
Perspectives that are mindful of the phenomena of change further include Derridarsquos elegant distinction between the types of future in refer-encing two French nouns that each stands for the ldquofuturerdquo ndash ldquole futurrdquo and ldquolrsquoavenirrdquo (the latter literally meaning ldquoto comerdquo ldquoagrave venirrdquo cf Cheah 2008 ) and more recently Shotterrsquos ( 2006 ) eloquent discussion on the topic of change As Shotter writes
Rather than changes taking place within an already fully realized reality instead of changes of a quantitative and repeatable kind ie ordinary changes they are unique irreversible one- off changes novel changes of a qualitative kind ie living changes changes in and of reality itself And as living changes such changes are creative developmental changes changes making something possible that before was impossible Such changes ndash against a Cartesian background ndash strike us as changes that hap-pen unpredictably unexpectedly not according to any laws or principles but capriciously dependent on circumstances (p 599 emphasis added)
While sharing the general thrust of this description it is important to note that it does not fully accord human agency with an ontologically central role
available at httpwwwcambridgeorgcoreterms httpdxdoiorg1010179780511843044007Downloaded from httpwwwcambridgeorgcore University of Florida on 14 Dec 2016 at 232218 subject to the Cambridge Core terms of use
Transformative Activist Stance Ontology and Epistemology 197
197
ldquoIn order to know the world we have to change itrdquo has been a power-ful and admittedly dangerous idea since Francis Bacon stretching through Marxism and extending to contemporary works in critical approaches Yet its role in casting the grounding ontology of human development has been under- theorized and also substantially limited because it was linked to the narrowly instrumentalist ideas associated with the goals of control over nature and the drive for material gains Th e full force of this premise cannot be fully appreciated outside of a relational- transformative ontology where collaborative human agency and its moral dimensions and entailments is addressed as formative of human development and of the world
Marx formulated this idea in his famous statement that ldquo[t] he philoso-phers have only interpreted the world in various ways the point however is to change itrdquo ( 1845 1978 p 145 emphasis in the original) Importantly this statement draws attention to and has been interpreted only (or mostly) in its epistemic dimension as a maxim that people know the world through changing it or sometimes and erroneously as a premise that rejects the value of knowing and thus heralds the demise of philosophy Th e expan-sion suggested by the TAS however goes beyond the epistemological level (while not relinquishing it either) in stating that while there is no gap between changing onersquos world and knowing it there is also no gap between changing onersquos world and being (becoming) a human being ndash qua unique person who is a social actor and agent of communal practices ndash with both dimensions simultaneously created within the dynamics of collaborative practices
Th ere is no knowledge and no person that exist prior to and can be separated from onersquos transformative engagement with the world includ-ing importantly with other people and oneself Human collective prac-tice is therefore not excluded from the facts phenomena and events in the world but instead included as their constitutive foundation Th rough this conceptual move social change is inserted into the very basis of the onto- epistemology of human development Th e famous epistemic principle ldquowe- know- the- world- as- we- change- itrdquo therefore is supplemented with an ontological emphasis on ldquowe- come- to- be- as- we- change- the- worldrdquo ndash a process that enfolds being knowing and doing
Th e stress on change as a modus vivendi of society and human develop-ment and of reality aligns with the deconstructivist notion of matter as designating radical alterity which is taken to be more real than any other seemingly more ldquosturdyrdquo phenomena or processes According to Derrida ldquonothing is more realist hellip than a deconstructionrdquo (quoted in Cheah 2008 p 147) In suggesting that people indirectly produce their actual material life when they produce means of subsistence through labor as a force of
available at httpwwwcambridgeorgcoreterms httpdxdoiorg1010179780511843044007Downloaded from httpwwwcambridgeorgcore University of Florida on 14 Dec 2016 at 232218 subject to the Cambridge Core terms of use
Th e Transformative Mind198
198
transformation material reality can be understood to be produced by nega-tivity Th is is consistent with how Marx defi ned creative labor as a process of actualization whereby given reality or matter is negated through the imposition of a purposive form (cf Cheah 2008 ) Th is argument is also in line with the notions about the power of negative thinking of the critical questioning of all existing social arrangements and norms by Marcuse (cf Anderson 1993 )
Th is position makes visible that human activity in its capacity to produce change and thus to negate the givenness of the world in its status quo is a force in the constitution of the real that is constantly emerging and moving beyond that which exists in the present Th e transformative ontology dis-places naturalist explanations that exclude human dimensions to instead open ways to theorize and account for human emancipatory agency Again this position is not fully incompatible with some postmodernist interpreta-tions of materialism and reality (cf Cheah 2008 ) For example to return to Derrida it is noteworthy that he makes a remark about his ldquoobstinate inter-est in a materialism without substancerdquo ( 1994 p 212) and further suggests that ldquoif and in the extent to which matter in this general economy desig-nates hellip radical alterity then what I write can be considered lsquomaterialistrsquo rdquo (Derrida 1981 p 64)
Highlighting the process of change and transformation as ontologically and epistemologically basic and primary suggests that the sheer ldquogivennessrdquo of reality is superseded through the ever- changing dynamics of purposive human activity made up of transformative eff orts and struggles carried out by people in pursuit of their goals and commitments It is the material-ity understood as a struggle and active striving that is as a movement of freeing from the givenness of the present and thus of transcending the sta-tus quo ndash through people contributing to collaborative social practices and thus transforming them ndash that counts in and accounts for human reality and development
Th e struggle of becoming against the odds of what is stifl ing together-ness free development and solidarity then can be seen as ontologically and epistemologically primary and foundational that is more- than- real or ldquorealer than realrdquo (to borrow this expression from Massumi 1987 who builds off from Deleuze and Guattari 1977 ) compared to what is tradition-ally taken as ldquoobjectiverdquo or ldquobruterdquo reality Th e hallmark of these activities is that they do not narrowly conform to reality as it exists in the present and do not aim to fi t in with its status quo Instead their goal is to agentively change the world and by implication the persons whereby both of these poles on the continuum of social practices are instantaneously co- created
available at httpwwwcambridgeorgcoreterms httpdxdoiorg1010179780511843044007Downloaded from httpwwwcambridgeorgcore University of Florida on 14 Dec 2016 at 232218 subject to the Cambridge Core terms of use
Transformative Activist Stance Ontology and Epistemology 199
199
or co- constituted in bidirectional exchanges and interpenetrations (entan-glements) Th erefore importantly the transformative collaborative practice supersedes adaptation and natural selection ndash dialectically negates (without fully eliminating) them Th e notion of ldquosupersedingrdquo conveys the sense of something being taken over by a new process and integrated into its struc-ture so that the former process continues to exist within the new formation yet now in a subordinate role without directly and unilaterally defi ning this overall process or structure now in existence (for details see Stetsenko 2010a )
Reclaiming S Objective Reality
Because reality is understood to be composed of (or constituted by) the historically unfolding and constantly shift ing social practices carried out through individuals acting together in pursuit of their goals and thus enact-ing changes in the world the reality is rendered profoundly material and deeply humanized (or meaningful) at the same time Being purposeful and goal directed that is guided by visions and aspirations for the future the process of transformatively engaging the world posited at the core of human development and learning is an endeavor of a profoundly activist nature Th e goals for the future (how one believes onersquos world and onersquos life should be) and commitments to their realization penetrate reality and infuse it with subjectivity Th us reality is understood as an arena of human struggle and activist striving that is therefore immanently and inherently infused at its core with emotions passions feeling values and interests ndash while not ceasing to be material and practical at the same time
Th is is a radical position even by standards of Marxist philosophy because the world is taken to be fully material yet at the same time ndash because it is understood to be created in the acts of transformation ndash also profoundly humanized and inherently at its core imbued with human values positions interests commitments and goals Most critically these dimensions are not considered to be added as a separate add- on realm onto human conduct nor onto the world in which this conduct takes place Instead communal and individual subjectivity and agency embodied in activist struggles and striving inclusive of values ideologies and ethics are posited right at the center of reality ndash the world in which we exist and which we come to know as we create it while being ourselves created in this very process Th is approach operates with the notions of human goals and pur-poses as fully legitimate and central aspects (or dimensions) of material reality rather than as a separate and ontologically distinct ideational realm
available at httpwwwcambridgeorgcoreterms httpdxdoiorg1010179780511843044007Downloaded from httpwwwcambridgeorgcore University of Florida on 14 Dec 2016 at 232218 subject to the Cambridge Core terms of use
Th e Transformative Mind200
200
of inward ldquomentationrdquo or as information processing and brain functioning Th is implies that the world exists through being continuously recreated in certain ways because people envision the future to be a certain way make commitment to this way and thus bring it into realization (and not just because they are on a path that leads to certain outcomes predetermined in advance as assumed in traditional teleology)
Th is does not imply that later events cause earlier ones but instead and perhaps more radically that later events are created in the present Th e point is that our practices and therefore our reality (taken to be contermi-nous with our lived world) is already shaped by or tailored to a future that is sought aft er and posited as desirable and necessary ndash as an ldquooughtrdquo that one commits to and works to create in the present Th is is consonant with Derridarsquos ( 1994 ) ldquoordeal of undecidabilityrdquo ndash the notion focused on that which ldquois yet to come in excess of our codes but still always already forces already active in the presentrdquo (cf Lather 2009 p 345) Th is position places human agency ndash intentional actions at the intersection of collective and individual levels that change the world according to plans and goals embed-ded in social commitments underpinned by social imagination vision and activist striving ndash at the center of both human development and reality that co- evolve together
According to most common formulations of realism any metaphysi-cal dependence on human subjectivity in accounting for phenomena and processes in the world vitiates claims to reality and objectivity From the TAS position however the values and interests commitments and stances fi rmly belong to reality and form its inextricable constituents yet do so not as an ontologically separate realm that is ephemeral and fl eeting (nor ideal as opposed to real) but instead as an inherent and inalienable dimension of practical material process of social transformation that brings the world into existence
Ontologically the assumption is that the world is not just ldquogivenrdquo in its status quo as a fi xed and static structure ldquoout thererdquo that exists indepen-dently of us and unfolds on its own grounds no matter what we do Instead the world is seen as historically evolving that is continuously changing and constantly moving because of what people do in their collaborative practices and enactments of social life their struggles and strivings Th us the world is understood as being ldquoin the makingrdquo and moreover not on its own but in the making by people that is as composed of collaborative practices to which all individuals qua social actors contribute in their own unique ways Reality therefore is seen as an arena of social practices enacted through individually unique acts and deeds that at the same time are profoundly
available at httpwwwcambridgeorgcoreterms httpdxdoiorg1010179780511843044007Downloaded from httpwwwcambridgeorgcore University of Florida on 14 Dec 2016 at 232218 subject to the Cambridge Core terms of use
Transformative Activist Stance Ontology and Epistemology 201
201
social A related assumption is that human beings do not preexist social transformative practices to then join in with and adapt to them Instead human beings are ldquoalways alreadyrdquo constituted by social practices that are formative of their lives and development yet by those practices as they are carried out and constantly transformed by people in their own pursuits and eff orts at becoming
Epistemologically the process of knowing is understood to be contingent on activist involvements in and contributions to collaborative transforma-tive practices Th is is in line with the well- known Marxist maxim that in order to know the world we have to change it Th is maxim is extended by highlighting that because change is impossible without an orientation to the future a commitment to a destination of onersquos projects and pursuits indelibly colors the process of knowing in all of its dimensions and expres-sions Th us knowing is fully reliant on how we position ourselves vis- agrave- vis ongoing social practices and their historically evolved structures and con-fl icts (reliant on our knowledge of these practices and their histories) Yet such positioning is only possible in light of how we imagine the future and what we take ldquoought to berdquo
Th is point can be expressed by saying that the world is rendered s objec-tive that is subjective and objective at the same time or rather that the dis-tinction along these lines becomes inapplicable Reality is objective but not in the sense of it being a human- less neutral disenchanted realm purged of human presence and social practices in the fullness of their human dimen-sions At the same time reality is subjective but not in the sense of it being created by the ldquopowerrdquo of the mind wherein the latter is understood to be a possession of solitary individuals creating realities ldquoat willrdquo whichever way they please Neither is it subjective in the Hegelian sense of a self- creating transcendental universal reason existing in disconnection from the dura-bility facticity and materiality of human social practices including impor-tantly their transformative eff ects and products Instead the notion of reality as co- constituted by human collaborative practices in their historical unfolding provides a foundation for transcending the very division between subjective and objective Reality is s objective because it is collaboratively built by people in their everyday lives and strivings ndash composed of a col-lective and fundamentally shared (not individual) practical- material (not ephemerally mental) realm of people acting together in pursuit of chang-ing and thus de facto co- creating the very world that creates them and that they come to know in the process of changing it
Th ese processes are constituted by mundane material actions under-taken within the everyday contexts of our ordinary lives ndash yet this
available at httpwwwcambridgeorgcoreterms httpdxdoiorg1010179780511843044007Downloaded from httpwwwcambridgeorgcore University of Florida on 14 Dec 2016 at 232218 subject to the Cambridge Core terms of use
Th e Transformative Mind202
202
ldquoordinarinessrdquo is belied by the fact that these processes contribute to and essentially constitute no less than the reality of the world and its communal history Th at is the world is invented reinvented and sustained by people collectively and practically in collaborative pursuits and active strivings within the political cultural and moral terrain that frames ndash informs con-strains and supports ndash but does not defi ne their lives and development Th is position suggests amalgamation of subjective and objective dimen-sions whereby knowledge is guided by our subjective attachments and points of view yet these attachments and points of view are in a certain sense ldquoobjectiverdquo because they are situated within and co- constituted by the particulars of ongoing social practices and their conditions ndash in the process of people overcoming and transcending them
Th e fundamental reality and materiality of human practices and deeds imbued with subjectivity ethics and axiology can be established in light of the ceaseless and imperishable (though never permanently fi xed) changes they incur as they always do in the unfolding collaborative practices ndash changes that matter to someone and for something Th at is it is the dura-bility of social practices in their world- changing and thus world- creating role that comes about through the ceaseless and permanent changes they instigate in a world shared with other people In this process people and their world are understood to be coextensive co- evolving interanimated and interdefi nable through the nexus of social practices Th is premise con-trasts with an impoverished notion of materiality that follows a common brand of everyday sense according to which what is real is mostly ldquothingsrdquo that we can touch weigh smell or taste that is what people can come in direct and palpable contact with Also the social practice is not exclusively subjective insofar as it unfolds in collective dynamics and within given con-texts that is under given circumstances albeit in transcending them so that their very status as something that is ldquogivenrdquo is contested
However these contexts and circumstances are understood to be brought into realization by people in the acts of their transformative collec-tive and individual agency extending through generations as an answer to the historically changing challenges these contexts pose and the aff ordances they off er in interaction with other people (both immediately present and distant the latter represented in mediated forms of activity products action potentials patterns and arrangements of social practices) and with the help of collectively invented tools that are recruited from collaborative practices Yet again though carried out within and in response to given conditions and circumstances activity is not ldquoobjectiverdquo in the traditional connotation
available at httpwwwcambridgeorgcoreterms httpdxdoiorg1010179780511843044007Downloaded from httpwwwcambridgeorgcore University of Florida on 14 Dec 2016 at 232218 subject to the Cambridge Core terms of use
Transformative Activist Stance Ontology and Epistemology 203
203
of this term because it is shaped not solely by the outside contexts and their circumstances per se Instead it is human activity that transforms condi-tions and circumstances and through this process enacts the lived world in the acting by human agents for whom they are circumstances and who co- create them
Taking transformations of the ongoing social practices as ontologically primary moreover suggests that activities are not fully subjective because their mode of existence is contained in the diff erence or change which they produce ldquooutrdquo in the world ndash eff ecting material changes including by creat-ing new objects and patterns of actions as well as by shift ing the overall dynamic landscape composed of changing action potentials (cf Holzkamp 2013 ) or fi elds of possibilities (cf Bourdieu 1998 ) in which novel ways of being knowing and doing can be realized for all the participants Th at is each and every act of being knowing and doing by each and every indi-vidual changes conditions and aff ordances for subsequent activities by the actor and by other people as well Th ese acts are defi ned and legitimized in the fi rst place as enduring and mattering insofar as they are productive that is to the degree that they incur changes in the world of shared prac-tices while leaving traces and making a diff erence in the them Th is process is about contributing to how the stage is set for future activities ndash at once for oneself and for the others because this is about a collective drama of life in which all of us participate Actions and practices transcend subjectiv-ity of an isolated individual (which in any case does not exist) not only in the sense that they always build on actions of others and employ the tools that are oft en not of ldquoour own makingrdquo but also because they ldquoescape our controlrdquo (see Habermas 2003 ) as they become part of a material historical reality of the shared social praxis insofar ldquoas they are spiraling lsquooutrsquo in space and lsquodownrsquo through timerdquo (Kemmis 2010 p 12) while also having unin-tended consequences diff erent from what had been intended expected or hoped for
To reiterate the materiality of social transformation and change thus understood is actually more material than anything else ndash because social dynamics and transformations are more enduring and non- perishing than the seemingly ldquosturdyrdquo and putatively solid things understood as isolated entities existing on their own ldquoout in the worldrdquo A personrsquos actions and even ldquomererdquo presence in the world (which is never mere) through contrib-uting to social collaborative practices as they always do inevitably create new situations by changing the totality of existing circumstances in which this person as well as all others have to and can from now on act in new
available at httpwwwcambridgeorgcoreterms httpdxdoiorg1010179780511843044007Downloaded from httpwwwcambridgeorgcore University of Florida on 14 Dec 2016 at 232218 subject to the Cambridge Core terms of use
Th e Transformative Mind204
204
ways ndash to thus again change these circumstances and conditions in a con-tinuous circuit of ceaseless transformations that constitute the texture of the process at the intersection of the world and human beings Th at is human actions have more direct and more enduring presence than any putatively sturdier more material more tangible things that in fact inevitably always completely vanish and ldquomelt in the airrdquo It is the practices and activities composed of human deeds that transform the world that are really real (to use Harrersquos expression) because they are the most consequential phe-nomena of all ndash comprising no less that ldquothe fabricrdquo of human reality and development
Th is account overlaps in part yet is not identical with the works in femi-nist materialism that understand matter not as a fi xed essence but as ldquoa moving fl ow of substance in its intra- active becoming ndash not a thing but a doing a congealing of agencyrdquo (Barad 2007 p 151) According to what Barad terms ldquoperformative metaphysicsrdquo
the world is an ongoing open process of mattering through which ldquomatteringrdquo itself acquires meaning and form in the realization of dif-ferent agential possibilities Temporality and spatiality emerge in the course of processual historicity Relations of exteriority connectiv-ity and exclusion are reconfi gured Th e changing topologies of the world entail an ongoing reworking of the very nature of dynamics hellip In summary the universe is agential intra- activity in its becoming (ibid p 135)
In Baradrsquos account ontologically central is the ongoing fl ow of a general-ized agency of the worldrsquos matter through which one ldquopartrdquo of the world makes itself diff erentially intelligible to another ldquopartrdquo of the world ndash a process that takes place not in space and time but ldquoin the making of space- time itself rdquo (ibid p 140) Th is is a kind of realism that is not about representation of something substantialized that is already pres-ent but rather about real eff ects of intra- activity as these eff ects become elements in further ongoing and fl uid intra- activities (cf Hoslashjgaard and Soslashndergaard 2011 ) Human beings and their agency however in this account are not privileged vis- agrave- vis the fl uid totality of processes of mat-terrsquos intra- activity that encompasses discourse nature culture technol-ogy and so on Th erefore people are parts of the intra- activities that make up the world but they are not the point of departure because the diff erences (ldquocutsrdquo) in the world ldquoare agentially enacted not by willful individuals but by the larger material arrangement of which lsquowersquo are a lsquopartrsquo rdquo (Barad 2007 p 179) Similarly in the actor- network theory social
available at httpwwwcambridgeorgcoreterms httpdxdoiorg1010179780511843044007Downloaded from httpwwwcambridgeorgcore University of Florida on 14 Dec 2016 at 232218 subject to the Cambridge Core terms of use
Transformative Activist Stance Ontology and Epistemology 205
205
reality and its components are dynamic and contingent ldquoassemblagesrdquo of wide networks composed by both humans and nonhuman actors and agencies (Latour 2005b Law 2004 Mol 1999 2002 ) Th ese accounts ele-gantly capture the complex fl uidity of processes that make up the world yet they do not conceptualize social practices human agency and histo-ricity of human communities in their eff ects on the world
available at httpwwwcambridgeorgcoreterms httpdxdoiorg1010179780511843044007Downloaded from httpwwwcambridgeorgcore University of Florida on 14 Dec 2016 at 232218 subject to the Cambridge Core terms of use
206
206
7
Transformative Activist Stance Agency
From the discussion in the previous chapter it follows that what fi gures under the designation of the ldquoreal worldrdquo in the transformative worldview is not the world that is merely ldquoidealizedrdquo in already existing forms and processes (as was oft en stated in the Vygotskian tradition such as by Ilyenkov eg 2009 for varying interpretations see Bakhurst 1991 Jones 2001 ) but the world constantly created and recreated invented and reinvented changed and transformed and thus ndash realized by and through human agency which is a this- worldly process of contributing to social changes that bring forth the world Contrary to this tradition that risks reifi cation of the world the metaphor of entering the stream of social collaborative practices through agentive contributions does not imply that individuals fi nd these practices as a preformed and static realm ldquoout thererdquo that is as some kind of a back-ground condition that is always already given to unidirectionally shape and determine human development from the outside Rather these practices are not only dynamic and fl uid contingent and continuous as they are they are of this kind because they are continuously enacted embodied realized ldquofabricatedrdquo and assembled by people in their everyday lives and interactions exchanges relations and above all struggles and strivings In this sense there is similarity to Baradrsquos and Latourrsquos accounts of reality as a fl uid contingent and ever- shift ing process with an emphasis on performa-tivity and production of the world Indeed ldquothere exists no society to begin with no reservoir of ties no big reassuring pot of glue to keep all those ties togetherrdquo (Latour 2005b p 37) Yet in distinction with the performative metaphysics and actor- network theory the transformative activist stance (TAS) suggests that it is human beings who enact perform and carry out these processes
To emphasize again social structures cultural traditions and communal processes exist before each individual person joins them yet not as fi xed
available at httpwwwcambridgeorgcoreterms httpdxdoiorg1010179780511843044008Downloaded from httpwwwcambridgeorgcore University of Florida on 14 Dec 2016 at 232222 subject to the Cambridge Core terms of use
Transformative Activist Stance Agency 207
207
inert systems or structures that can be somehow imposed on human beings from outside Th e dynamic fl ow of social practices understood as a continu-ous process of communal becoming and striving cannot be handed down ready- made Instead these practices are perpetually and dynamically circu-lated enacted and reenacted by fully embodied social actors who are acting together in their daily situated interactions ndash yet also always in view of their own commitments and purposes that extend into the future Th erefore not only are individuals not doomed to repetition of the social and power struc-tures into which they are born as is oft en stipulated by scholars who cri-tique Vygotskyrsquos and similar sociocultural views for placing too strong of an emphasis on the role that society and culture play in human development It is exactly the opposite we are doomed (and perhaps blessed) with the impossibility of repeating or reproducing existing social structures (though their powerful eff ects are not thereby denied) instead leaving our mark on these structures every time we act ndash if even only in very modest ways and oft en by ldquomerelyrdquo witnessing and suff ering injustices Th is view is conso-nant with for example Paula Allmanrsquos suggestion that
Marxrsquos ontological vision was for human beings to become the criti-cally conscious creators the ldquomakersrdquo of human history hellip Rather than human nature for better or worse being antecedent to social being pre- existing our existence within historically specifi c socioeconomic relations it develops as does humanityrsquos nature within human praxis (2007 p 61)
Th is position is impossible without appreciating the role of human agency in its ontological role and status that is without acknowledging people as agents not only of their own lives but also of the very world they live in and come into realization together with Th e notion of ontological centrality of social practices requires that human beings are portrayed as social actors or agentive co- creators (the Russian word sozidatel literally co- creator conveys this sense in a very direct and unambiguous way) not only of their development but of the world composed of collective prac-tices in their ongoing communal historicity In this sense people and their development including phenomena and processes of human subjectivity are neither products of culture and social practices nor their subjects as is oft en assumed in critical and sociocultural approaches but co- creators of culture and social practices
Th roughout the history of philosophy and social sciences including psy-chology this position has been resisted because it explicitly contradicts both the still- reigning positivist notion of objective reality ldquouncontaminatedrdquo by
available at httpwwwcambridgeorgcoreterms httpdxdoiorg1010179780511843044008Downloaded from httpwwwcambridgeorgcore University of Florida on 14 Dec 2016 at 232222 subject to the Cambridge Core terms of use
Th e Transformative Mind208
208
human presence and the canonical dogmatic version of Marxism that too posits the world independently from human beings and social practices Th e weight of a stringent interpretation of Marxism (sometimes termed ldquoeconomistrdquo or ldquovulgarrdquo) oft en imposed as a dogma according to which the outward independently existing reality dictates consciousness has likely hindered developments of a consistently transformative ontology in the works of Vygotsky and his followers including Ilyenkov Leontiev and other representatives of cultural- historical activity theory (for details see Stetsenko 2013a 2013b )
Many scholars in the pragmatist phenomenological and constructivist perspectives have highlighted the role and the eff ects of human involve-ment in what they oft en describe as a ldquoperceiver- dependentrdquo world (eg Varela Th ompson and Rosch 1991 ) However this position has been oft en framed so as to imply that it is ultimately the human mind ndash variously con-ceptualized as spirit reason or representational thought ndash that is the cre-ative force in the world For example in psychology William James was one of its fi rst and most vocal advocates In his words ldquoTh e world contains con-sciousness as well as atoms ndash and the one must be written down as just as essential as the other hellip Atoms alone or consciousness alone are precisely equal mutilations of the truthrdquo ( 1890 p 336) James insisted that reality philosophically understood must include the human mind and therefore ldquowhat matters in human and subjective terms matters in factrdquo (Robinson 2010 ) In Jamesrsquos eloquent approach the mind has a vote (ibid)
Th ese interpretations formulated as they typically are within the rela-tional worldview that does not acknowledge social practice as ontologi-cally central do not go far enough in accounting for the constitutive role of human goal- directed and purposive collective practice Th e focus on mate-rial collaborative practice in line with Vygotskyrsquos legacy goes beyond these constraints by focusing on actual corporeal incarnated embodied work by people acting and striving together as the grounding of their lives and development Th is work is endowed with this- worldliness and concrete-ness of doing material practices while people are acting and coming into being together Th is is the process in which people are not merely perceiv-ing imagining understanding interpreting or talking about the world (although these processes are by no means excluded) but rather to use the words of McDermott and Varenne ( 1995 ) it is the process of ldquopeople hammering each other [and the world itself] into shape with the well struc-tured tools hellip availablerdquo (p 326 insert added) Th is ldquohammering intordquo (no allusion to Heidegger) or the embodied incarnate fl esh- and- muscle work of creating the world and ourselves including through the down- to- earth
available at httpwwwcambridgeorgcoreterms httpdxdoiorg1010179780511843044008Downloaded from httpwwwcambridgeorgcore University of Florida on 14 Dec 2016 at 232222 subject to the Cambridge Core terms of use
Transformative Activist Stance Agency 209
209
mundane and practical processes has been downgraded and ignored by traditional philosophy and by many among contemporary constructivists phenomenologists and postmodernists
It is perhaps associating labor exclusively with manual work for profi t which especially in capitalist society is alienating and dehumanizing that makes it diffi cult to see the extent to which human nature and develop-ment are entangled precisely with work and labor ndash understood as the abil-ity to collaboratively produce the means and the very fabric of existence including through the gradual build- up of know- how skills tools and technology Th us it still appears unfathomable that the roots of human development and mind of the supposedly mysterious human spark might actually have something (and likely everything) to do with the phenom-ena that are typically disregarded and even frowned upon ndash the seemingly mundane processes of human social practices of doing and making things out in the world Th e critique spelled out by Engels more than a century ago still applies
All credit for the fast development of civilization was [traditionally] ascribed to the head to the development and activity of the brain hellip Even the most materialistically minded natural science scholars of the Darwinian school are still unable to formulate a clear idea of the origin of man because under hellip ideological infl uence they cannot recognize the role that labor has played therein (1973ndash 1883 1978 p 493ndash 494)
If the traditional philosophical prejudice against labor is given up in favor of understanding it as a broadly based ontological process of people collec-tively producing their life while co- creating their world and themselves one could see many similarities of this position with works in a diverse set of approaches including social practice theory For example there is a concep-tual overlap with Bourdieursquos core ontological stance In his words ldquoWhat exists is a social space a space of diff erences in which classes exist in some sense in a state of virtuality not as something given but as something to be donerdquo (Bourdieu 1995 p 22)
Th e view of human development and reality as ontologically grounded in individuals purposefully and collaboratively acting in and thus realiz-ing their world and themselves rather than experiencing or contemplating reality in its status quo is supported by Bakhtinrsquos (eg 1993 ) theorizing of human deeds and active becoming ( postuplenie ndash [Russian]) It is the con-crete deed always relational and cognizant of the others and their voices according to Bakhtin that is the axiological center around which no less than our existence revolves and of which it is composed Th e ldquoanswerably
available at httpwwwcambridgeorgcoreterms httpdxdoiorg1010179780511843044008Downloaded from httpwwwcambridgeorgcore University of Florida on 14 Dec 2016 at 232222 subject to the Cambridge Core terms of use
Th e Transformative Mind210
210
performed actsrdquo constitute an architectonic reality of existence that brings together the ldquosense and the fact the universal and the individual the real and the idealrdquo ( 1993 p 29) In bridging the gap between the individual ldquosmall scrap of space and timerdquo and the ldquolarge spatial and temporal wholerdquo the answerable deed allows for bringing the sphere of intimate personal life and the public realm of culture and society into alignment yet without negat-ing the specifi city of each (ibid p 51 cf Gardiner 2004) No less critically this position challenges contemplative phenomenology of the immediate experiencing of the world What it captures instead is a radically diff er-ent reality composed of ldquopractical doingsrdquo in the sense of bringing about eff ects in communal life as the realm that revolves around and is composed of incarnated activities and deeds Th e life- world does not exist before or outside of these deeds (or actual ldquodoingsrdquo) by individuals and communities and instead is entwined with them in an ldquoactual communionrdquo (ibid p 9)
What is at stake here is the unique phenomenological and ontological richness of each and every human deed of each and every act of being knowing and doing When coordinated and pulled together across time scales and contexts as they are in the course of life the deeds form a seam-less stream of life as an active project of what can be described as ldquobecom-ing- through- doingrdquo ( postuplenie ) In Towards a Philosophy of the Act (1993) Bakhtin states that
[e] very thought of mine along with its content is an act or deed that I perform ndash my own individually answerable act or deed [ postupok ndash Rus] It is one of all those acts which make up my whole once- occurrent life as an uninterrupted performing of acts [ postuplenie ] For my entire life as a whole can be considered as a single complex act or deed that I perform I act hellip with my whole life hellip (p 3)
Th is grounding of human life in the activity of becoming- through- doing bears similarity to Vygotskyrsquos position in signifi cant ways His understand-ing of how human subjectivity emerges within and out of shared activi-ties with others to never completely break away from these activities is indicative of the same broad understanding of human development as an active project of becoming that stems from and is constituted by participa-tion in communal shared forms of social practices encompassing all forms of being and knowing
An important conceptual step consists in specifying the process of individual contributions to social practices inevitably transforming these practices rather than merely reproducing them as the concrete process that realizes connections between the individual and the collective levels
available at httpwwwcambridgeorgcoreterms httpdxdoiorg1010179780511843044008Downloaded from httpwwwcambridgeorgcore University of Florida on 14 Dec 2016 at 232222 subject to the Cambridge Core terms of use
Transformative Activist Stance Agency 211
211
of shared social practices Th e notion of contribution makes it possible to conceptually take full account of how it is that individuals and collectives are not only and not so much products of society but its producers Human agency is directly implicated in the workings of social structures because these structures are dynamic processes realized by human beings in agen-tive acts (or activist agency) at the same time human agency is impossible outside of or in disconnection from social structures because this agency is realized only within the dynamics of social processes and as one expres-sion or moment of these processes Th e status of individuals specifi cally producing or enacting changes within social practices and thus of them-selves coming into reality in the process of producing these changes ndash that is in the process and as the process of making a diff erence and mattering in these practices ndash provides ontological justifi cation for the material histori-cal and social character of human agency On the other side of the same process it also provides ontological grounding for the humanized ethical and moral- political character of social practices
The Dialectics of Individual- Collective Layers of Social Practices The Centrality
of Contribution
If the world is understood as a collective forum of human practices consti-tuted by interrelated contributions by individuals qua social actors then it follows that each personrsquos actions or better each action of each person and even her or his ldquomererdquo presence in the world (which is never mere) do cre-ate new situations through changing existing circumstances and potentials for acting Th is change comes about as a change in the dynamic fi elds of acting (or chronotopes see Bakhtin 1981 ) within which a person as well as all others can ldquofrom now onrdquo act diff erently within these changed cir-cumstances to thus again change them for the future acting by oneself and others ndash all in a continuous circuit of ceaseless transformations that constitute the texture and dynamics of human development at the nexus with the world
In this view each person simultaneously defi nes oneself and the world and moreover through the process of changing social practices and con-tributing to them in meaningful ways ultimately comes to be oneself ndash a unique individual who has an irreplaceable role to play and a unique mis-sion to fulfi ll within humanityrsquos collaborative ongoing pursuits and common history Th is process therefore is the exact opposite of what is sometimes termed ldquothe loss of individualityrdquo (or ldquothe death of man [ sic ]rdquo) Instead
available at httpwwwcambridgeorgcoreterms httpdxdoiorg1010179780511843044008Downloaded from httpwwwcambridgeorgcore University of Florida on 14 Dec 2016 at 232222 subject to the Cambridge Core terms of use
Th e Transformative Mind212
212
individual uniqueness as the core attribute of personhood is revealed to be forged precisely and singularly in the social arena vis- agrave- vis social matters and within the social events that constitute human historical practices
Th e conceptual advantage of the notion of individual contribution to collaborative practices as ontologically central is that it transcends the dichotomy of social and individual levels of social practices in an unambig-uous and concrete way Clearly contribution is something that individuals do but do only as members and agents of their communities who matter in the workings and realizations of these communities and their practices and who come into being precisely through such mattering Th is notion also highlights that for agency to develop and be eff ectual not only do individu-als need to engage with their society but society also needs to develop the necessary means and spaces to allow for individuals to act as truly agentive participants who are empowered and welcome to make a contribution to society through enacting transformative changes in it (Stetsenko 2007a ) Th e notion of contribution places emphasis on the interface (or nexus) between collective and individual agency and thus avoids reducing human development to either individual processes or alternatively to only the ldquoimpersonalrdquo collective dynamics of social practices understood to some-how automatically eff ace individual levels
Indeed although human transformative practice is carried out by individuals in and through their unique and irreducibly personal (but not a social) contributions from their unique positioning in history and society the collective dimension is taken to be primary ndash because each contribution is inextricably relational representing a nexus of interac-tions with other people and thus with society and its history Th erefore instead of connotations associated with the concept of individual as an ontologically primary sui generis entity what is captured here is the blending of each and every human being with all of humanity and its history ndash due to their profound existential interdependence and to them being mutually co- constituted by social practices that they themselves bring into existence
Th at is while restoring the ineluctable role and importance of each individually unique human actor this shift does not signify a return to the notion of individual as an isolated unit a self- suffi cient autono-mous and independent ldquoentityrdquo that exists prior to and outside of col-laborative practices and the social bonds and interconnections that bind people and these practices together In contrast to the notion of iso-lated individuals (as in the ldquoprototype of the bourgeois individualrdquo see Horkheimer and Adorno 2002 p 35) individually unique human beings
available at httpwwwcambridgeorgcoreterms httpdxdoiorg1010179780511843044008Downloaded from httpwwwcambridgeorgcore University of Florida on 14 Dec 2016 at 232222 subject to the Cambridge Core terms of use
Transformative Activist Stance Agency 213
213
are simultaneously ineluctably social ndash because they create their human-ness precisely through participating in contributing to and otherwise co - authoring historical social practices being shaped by these practices through and in the process of shaping these practices in the course of their mutual becoming
Social practices are always collaborative and collective yet they are agent- dependent for their coming into existence and their eff ects Th is position is oft en stated in various approaches yet typically without a specifi cation of how this process is ontologically grounded and concretely realized Such a specifi cation is possible exactly in light of the focus on the processes at the nexus of people transforming their world and being transformed in this very process Th e point about this ontologically central mutually co- constitutive process of social practices inclusive of individual and collec-tive agency can be expressed in saying that social practices form the agent who acts to form these practices ndash as a simultaneous process of their mutual becoming Th is resonates with Maxine Sheets- Johnstonersquos ( 2011 ) eloquent point that ldquo movement forms the I that moves before the I that moves forms movementrdquo (p 119 emphasis in the original) Note that whereas this latter expression theorizes the nexus of bodily movements with the world the TAS is focused on human beings acting as agents of social practices who cannot be reduced to their bodily movements alone (though this important level is not thereby excluded)
Th at is the individual and the social dimensions of collaborative trans-formative practices are seen not as two separate realms but rather as exist-ing in unity ndash as complementary and interrelated aspects or dimensions of one and the same reality composed of social collaborative practices carried out by interacting individuals who bring each other and their word into existence In particular these transformative practices continuously and cumulatively evolve through time constituting the realm of social history and culture while being enacted and carried out by human collectivities through unique contributions by individual actors who come into being and always act as participants in social endeavors (rather than solipsistic and isolated self- suffi cient individuals) Th erefore all individual processes are seen as embedded within shaped by and also instrumental in carrying out transformative collaborative activities Given their grounding in col-laborative social transformations of the world the human ways of being knowing and doing that are carried out in the present always build on and continue past collaborative practices while through this and simultane-ously in so doing they are also setting the stage for future practices and transformations Th is formulation therefore highlights complementarity
available at httpwwwcambridgeorgcoreterms httpdxdoiorg1010179780511843044008Downloaded from httpwwwcambridgeorgcore University of Florida on 14 Dec 2016 at 232222 subject to the Cambridge Core terms of use
Th e Transformative Mind214
214
of individual and social dimensions of collaborative practices while sug-gesting contingency of human social practices on both the past and the present and also most critically on the future
Th is is the point where the duality of and the opposition between the social and the individual planes of activity need to be addressed and con-tested with full force In predicating itself on the ontological primacy of social practices of collaboratively changing the world enacted through indi-vidually unique contributions the TAS suggests that these planes do not exist other than through bidirectional co- constitution and enactment by particular individuals who always act collaboratively as social and agentive actors even when performing seemingly solitary activities such as acts of theoretical refl ection Even in this latter form (as was understood by both Marx and Vygotsky) activity is inevitably and profoundly social commu-nal and collaborative through and through Th is is so for multiple reasons including that even putatively individual forms of being knowing and doing are always carried out with the help of collaboratively created cultural tools and artifacts (eg language literacy writing know- how and technol-ogy) according to social rules and norms (be it either in alliance or contra these norms) motivated by social contexts and circumstances including relations with other people directed at social goals and most critically coming into existence through making a diff erence by contributing to the overall dynamics of shared social practices
Yet again each individual undertakes these activities from onersquos own standpoint with unique goals and commitments to individually authentic agendas that pave the way for each personrsquos irreplaceable contribution to collaborative transformative practices Th ese tools standpoints motives goals and other important constituents of activity while being uniquely individual are not a social either representing instead an amalgamation of the social and the individual in each particular instantiation of social prac-tices refracted through the prism of each human beingsrsquo inimitable role and positioning in history and context as well as his or her irreducible agency and responsibility
In this sense the transformative ontology of collaborative practice ndash with individual contributions understood to be its immediate carriers and constituents ndash supersedes the very distinction between collective and individual levels of human practices What is off ered instead is the notion of one unitary realm or process ndash perhaps in need of a new term to con-vey the amalgamation of the social and the individual such as the ldquo collec-tividual rdquo In this process individuals always act together in pursuits of their
available at httpwwwcambridgeorgcoreterms httpdxdoiorg1010179780511843044008Downloaded from httpwwwcambridgeorgcore University of Florida on 14 Dec 2016 at 232222 subject to the Cambridge Core terms of use
Transformative Activist Stance Agency 215
215
common goals and are inescapably bound by communal supports obliga-tions bonds and fi laments In this dialectical approach there is no need to get rid of the concept of individual because there is no such ldquothingrdquo as an isolated individual ndash if the latter is understood as a solitary human being existing in disconnection from other people and outside of collaborative practices their history and paramount social bonds Instead an individual human being is an ensemble of social relations (as Marx famously stated) fi rst formed within and out of these relations (the point underscored espe-cially by Vygotsky) and then (as needs to be emphasized more in distinction from canonical Marxism) coming to embody carry out and expand these relations through onersquos own unique contributions
Individuals are participants in communal practices who are unfi nished without these practicesrsquo formative social relations supports and cultural mediations as is now widely acknowledged in sociocultural and critical scholarship Yet this point needs to be accompanied by the recognition that each individual is a unique irreplaceable actor with an important role to play in communal life and social practices through making unique contri-butions to them that enact and realize these practices Th at is these con-tributions serve as major ontological constituents or building blocks of no less than community practices and reality itself People cannot be fi tted into some larger social systems seen to somehow exist prior to and inde-pendently of participating in and contributing to them Th is view suggests concrete ways to see the interplay between individuals and society human mind and communal practices and agency and structure without collaps-ing one onto the other Th e critical premise grounding these steps away from the dichotomous splits is that all of society ndash and reality itself ndash is understood to be contingent on each and every individual human being and changed as a whole each time individuals act or do not act
Th is approach gives full credit to collaboration and collectivity and moreover to solidarity and communion emphasized in emancipatory approaches such as Freirersquos (eg 1970 ) critical pedagogy without eff acing the role of the individual actor in thus reinstating the initial message con-tained in Vygotskyrsquos overall orientation (though less pronounced in later works of his research project due to the pressures of the top- down regime that did not assign individuals with any signifi cant role in creating their world) Th e dynamics that aff ords and constitutes human development is indelibly collaborative and communal that is profoundly social through and through ndash because human beings always act together and rely on each other including through the use of cultural tools that embody discoveries
available at httpwwwcambridgeorgcoreterms httpdxdoiorg1010179780511843044008Downloaded from httpwwwcambridgeorgcore University of Florida on 14 Dec 2016 at 232222 subject to the Cambridge Core terms of use
Th e Transformative Mind216
216
and inventions of previous generations and shape how we act in and know the world Yet these dynamics are composed of individually unique contri-butions to collaborative practices by community members who each matter in her or his unique way that is who each has an irreplaceable role to play and an indelible mark to leave in carrying out and realizing these practices Th is implies that agency exists at the interface of individual and collective levels or dimensions within the unfolding social practices and therefore opens up ways to move beyond their either unduly strict dichotomy or for-mal alignment
Th is is a deceptively simple point that oft en gets stated without full appreciation of its implications and deep meaning To truly appreciate it and thus to resolutely break away from the dualism of the individual and the social it is important to conceive of each and every individual human being as both individually unique and deeply social ndash that is as represent-ing the totality of history and humanity (in all their complex vicissitudes) carrying them on in contributing to and thus altering their dynamics and ultimately also bearing responsibility for their future in onersquos own original and unique way To see history and society embodied and expressed in and even created through the deeds by communities and generations yet also by each single person ndash regardless of how powerless and oppressed seem-ingly insignifi cant and fragile this one person may appear to others or even to oneself ndash is a truly formidable task that the sociocultural and critical scholars are only beginning to grapple with And because the opposition of society and the individual is intricately connected to power hierarchy and relations of oppression that still dominate our world with all dualisms rep-resenting forms of domination (cf Plumwood 1993 ) this task is not merely theoretical but also practical and ideological
Novelty versus Reproduction
Th e position charted in the previous section is consistent with the works that contest the strict dichotomy of agency and structure individuals and the world as supposedly irrevocably polarized and ontologically indepen-dent Th ere is no lack in this kind of theorizing against the dualist views in social theory Indeed the common theme in many critical cultural and sociological works across the past (at least) one hundred years (eg by James G H Mead Bourdieu Foucault Garfi nkel and Goff man) has been the need to replace what is sometimes termed agency structure dual-ism with a more fl exible account in which there is a commensurability and complementarity between them A prominent theme in these works as
available at httpwwwcambridgeorgcoreterms httpdxdoiorg1010179780511843044008Downloaded from httpwwwcambridgeorgcore University of Florida on 14 Dec 2016 at 232222 subject to the Cambridge Core terms of use
Transformative Activist Stance Agency 217
217
expressed for example by Giddens ( 1984 ) is about the bidirectional rela-tions between people and the world so that there are no agents without structured practices and no structured practices without agents
Th is and many similar solutions off ered so far however leave room for improvement especially in terms of accounting for the agentive role of peo-ple together and one at a time in ldquofabricatingrdquo realities of their lives and resisting the impositions of power Th is is evident for example in recent critiques that have exposed an overemphasis in many social theories on how people are constituted as subjects who are formed by forces beyond their control In this critique the attention has been drawn to a sociological reductionism that might be as dangerous as the biological one In this kind of determinism as Delpit ( 1995 ) puts it
Instead of being locked into ldquoyour placerdquo by your genes you are now locked hopelessly into a lower- class status by your Discourse [or social practice] Clearly such a stance can leave a teacher feeling powerless to eff ect change and a student feeling hopeless that change can occur (p 154)
Indeed such determinism leaves little room for conceptualizing human agency and the potential power of individuals for resistance (cf McNay 1999 2000 ) agency and change To take one example a mutual relation-ship between society and social actors rather than unidirectional eff ects of one category onto the other has been central in the works by Pierre Bourdieu Bourdieursquos dynamic and relational position contains much dia-lectics in portraying the bidirectional processes of interchanges between human beings and their social world Indeed Bourdieu insisted that there is
dialectical relationship between the objective structures and the cogni-tive and motivating structures which they produce and which tend to reproduce them hellip [T] hese objective structures are themselves products of historical practices and are constantly reproduced and transformed by historical practices whose productive principle is itself the product of the structures which it consequently tends to reproduce (Bourdieu 1977 p 83 emphasis added)
Yet it is striking that Bourdieu even in his insistence on these relations being bidirectional still displays ambiguity in acknowledging human agency to transform society Th is transpires in his asymmetrical usage of terms when he indicates that objective structures produce cognitive and motivation structures whereas the latter ndash which are termed ldquoincorporated structures of the habitusrdquo ndash merely reproduce society rather than creatively
available at httpwwwcambridgeorgcoreterms httpdxdoiorg1010179780511843044008Downloaded from httpwwwcambridgeorgcore University of Florida on 14 Dec 2016 at 232222 subject to the Cambridge Core terms of use
Th e Transformative Mind218
218
and agentively change and produce it Th e same ambivalence transpires when Bourdieu states that ldquo[t] he social space is indeed the fi rst and last real-ity since it commands the representation that the social agent can have of itrdquo ( 1995 p 22 emphasis added) His ultimate ontological stance is clear in his own words his paramount focus is on the mechanisms that ldquoguarantee the reproduction of social space and symbolic space without ignoring the contradictions and confl icts that can be at the basis of their transformationrdquo ( 1998 p 13 emphasis added)
It is also in this vein that Foucault has been critiqued as a ldquoprophet of entrapmentrdquo (Simons 1995 ) who does not account for agency and resis-tance of individuals and communities In later works Foucault admit-ted that in his earlier studies he ldquoinsisted hellip too much on the question of dominationrdquo (Foucault 1993 p 204) paying only limited attention to agency within historical relations between individuals and what he termed the ldquogames of truthrdquo Th is latter position acknowledged that subjects within social institutions and power relations are ldquofaced with a fi eld of possibili-ties in which several ways of behaving several reactions hellip may be real-izedrdquo (Dreyfus and Rabinow 1982 p 221) However even in exploring the issues of the subjectrsquos self- constitution through the technologies of the self Foucault ( 1988 ) makes it clear that these practices are ldquopatterns that he [the subject] fi nds in his culture and which are proposed suggested imposed upon him by his culture his society and his social grouprdquo (p 11 emphasis added) Th e subjects fi nd patterns that are imposed on them rather than co- create these patterns Th us the charge of the ldquohyperdeterminationrdquo of the subject has not been fully resolved in these works
In countering this kind of determinism many scholars studying race class and gender as the major axes of stratifi cation and power suggest that systems of oppression operate simultaneously at the social structural (ie macro) and social psychological (ie micro) levels (eg Weber and Dillaway 2001 ) While emphasizing ldquothe macro- institutional political economic and ideological power arrangements that shape every interac-tion among individuals and our societyrdquo (ibid p xiv) these scholars also pay attention to people experiencing and interpreting these arrangements in diff erent social locations Along similar lines Calhoun LiPuma and Postone ( 1993 ) argue that ldquosocial life hellip must be understood in terms that do justice both to objective material social and cultural structures and to the constituting practices and experiences of individuals and groupsrdquo (p 3 cf Th orne 2005 ) Another approach suggests ldquoswitching between multi-ple viewsrdquo (Engestroumlm 1990 p 171) in order to transcend the dichotomy
available at httpwwwcambridgeorgcoreterms httpdxdoiorg1010179780511843044008Downloaded from httpwwwcambridgeorgcore University of Florida on 14 Dec 2016 at 232222 subject to the Cambridge Core terms of use
Transformative Activist Stance Agency 219
219
between the subject and the system such as that the actor takes the system view and the researcher takes the personal view (see also Engestroumlm and Sannino 2010 )
Yet in many cases the specifi c ways in which the processes at the micro- and macrolevels are connected remain undertheorized As a result these and similar positions remain in danger of vacillating between the poles of subjective and objective and of individual and collective dimensions of social practices or falling into the traditional superimposition of one dimension (or pole) over the other Th is happens again and again in spe-cifi c applications of these views and might continue in this vein unless this position is followed with reassessments and concrete formulations that rec-oncile the individual and the social as ontologically commensurate includ-ing through indicating specifi c processes making such commensurability possible and necessary In addition not infrequently the macrolevel pro-cesses come to be associated with social structuresrsquo oppressive character only rather than with their diff erential potential to oppress yet also under certain circumstances promote agency and freedom Th ese negative con-ceptualizations of social processes bear the risk of neglecting the role of cultural mediation in human development and thus result ironically in views that essentialize individuals and human nature with the power of resistance and agency portrayed to be somehow inherently natural
Th e legacy of Vygotskyrsquos project however can be expansively read to suggest a focus not on reproduction of society and its social and symbolic spaces but on their agentive transformation as the core dimension of human being knowing and doing Th e transformative and revolutionary indeed rebellious gist of the historical time and place in which Vygotskyrsquos project emerged and developed cannot be subtracted from its theoreti-cal system even though this gist was not directly articulated but rather implied by it (and gradually squashed with the advancing totalitarianism of his society) Th e resistance to the ethos of reproduction and adaptation and the deep grasp of the realities of social change were inescapable dur-ing the fi rst years of the revolution when all the old structures were swept away along with all the familiar spaces taken- for- granted assumptions constructs notions rules and even ways of everyday life ndash which all truly melted in the air In this situation all persons let alone activist intellectu-als were denied ldquothe luxury of a spectatorrsquos rolerdquo which made it impossible to ldquoopt out of the energies revolution unleashesrdquo (Holquist 1982 p 6)
Many unsurpassed breakthroughs in art architecture literature cinema and poetry all came to embody this energy and rebellious agency Perhaps
available at httpwwwcambridgeorgcoreterms httpdxdoiorg1010179780511843044008Downloaded from httpwwwcambridgeorgcore University of Florida on 14 Dec 2016 at 232222 subject to the Cambridge Core terms of use
Th e Transformative Mind220
220
Bakhtinrsquos scholarship is especially telling in this regard Bakhtinrsquos writings on the genres of novel carnival and satire for example convey the sense of profound and unavoidable confl icts and collisions of discourses All of these genres parody and contest each other while invading subverting framing and dismantling those before and around them Bakhtin there-fore (especially in some of his works such as on Rablais) captures the sense of social practices and discourses that are almost entirely without rules ndash a non- canonical and deconstructive yet also creative force that challenges all the canons without becoming one (cf Eagleton 2007 )
It is in seeing social practices as complex and contested matrices or fi elds of forces comprised of human deeds and action potentials understood to be enacted each time anew by individuals ndash where all the extant rules are changed and challenged rather than faithfully reproduced or imposed ndash that the role of individuals as social actors capable of exercising agency in challenging and contesting the status quo can be ascertained Th is is con-sonant with Bakhtinrsquos understanding of culture not as a fi rmly delineated domain but rather as a constant negotiation over its own boundaries ndash where every cultural act derives its signifi cance from always taking place on the boundaries (cf Tihanov 2000 )
Th at people contribute to bringing social practices into realization while necessarily changing them in the process as well as being themselves changed and realized in the same process does not entail symmetry in these relations It is quite obvious that a person might be powerless to perma-nently and drastically change the circumstances of onersquos life and especially the overall landscape of social practices Yet there is much value in empha-sizing that even seemingly mundane events and acts of life such as when people relocate into racially and economically segregated neighborhoods because of a lack of resources and without an explicit intention to change society are not minor events Instead these are de facto starkly agentive and transformative acts of huge sociohistorical import with tremendous systemic consequences ndash demographically economically ethically and politically (cf Bennett 2010 ) Moreover in many cases there might not be much an oppressed person can do to resist oppression other than through suff ering and recognizing that something is deeply wrong with the situa-tion As Carol Hay ( 2011 ) remarks however such recognition by a person is
in a profound sense better than nothing It means she hasnrsquot acquiesced to the innumerable forces that are conspiring to convince her that shersquos the sort of person who has no right to expect better It means she rec-ognizes that her lot in life is neither justifi ed nor inevitable (p 32)
available at httpwwwcambridgeorgcoreterms httpdxdoiorg1010179780511843044008Downloaded from httpwwwcambridgeorgcore University of Florida on 14 Dec 2016 at 232222 subject to the Cambridge Core terms of use
Transformative Activist Stance Agency 221
221
It is possible and necessary to add from a transformative perspective that wit-nessing and recognizing injustice is not only better than nothing but it is not nothing at all Th e act of bearing witness and suff ering injustice is an active and valuational stance that is also a strikingly political act that does make a diff er-ence Th is is resolutely not to justify or acquiesce to oppressive circumstances that cause injustices and suff ering and not to suggest that they represent suf-fi cient forms of resistance Rather this is to acknowledge agency of all people including in the acts of suff ering resisting and bearing witness to injustices
Th is transformative approach opens ways to simultaneously overcome both outdated biases ndash that of seeing the world as composed of static things or structures separate from individuals and that of seeing individuals as separate from the material world of human practices Prioritizing trans-formative practice opens ways to grasp that the apparently outward (and seemingly ldquofi xedrdquo) social phenomena and institutions on the one hand and the apparently ldquolocalrdquo mundane and seemingly insignifi cant every-day processes on the other are not separately existing static phenomena Rather these seemingly ldquosturdyrdquo social institutions and these purportedly mundane and fl eeting activities by individuals and communities (appear-ing to be separate and opposing poles in the traditional mode of thinking) are closely connected ndash representing interrelated moments (more or less fl eeting or durable) of one and the same realm of social human practices enacted by people in their collective pursuits
Th e materiality of the world is revealed as endowed with meaning and relevance though always only for someone that is for an agent who is engaged in and realizes the world And vice versa human subjectivity at the same time stands infused with the materiality of the always tangible human practice (and its artifacts and products) out of which it emerges and through which it exists Th at is the most critical point is that unlike in moral philosophy and in some neo- Marxist interpretations the realms of facts and of human experience are bridged through ascertaining the human relevance of material practice alongside and simultaneously with ascertaining the material practical relevance of human agency including its dimensions of subjectivity and intersubjectivity
Acting to Matter Agency versus Self- Control
Th e emphasis on goals and stances within the transformative world-view that begins with assumptions about social practices forming the
available at httpwwwcambridgeorgcoreterms httpdxdoiorg1010179780511843044008Downloaded from httpwwwcambridgeorgcore University of Florida on 14 Dec 2016 at 232222 subject to the Cambridge Core terms of use
Th e Transformative Mind222
222
ontological core of human development and mind does not assume that goal setting has to do with isolated individuals engaged in ldquomental algebrardquo of cognitively calculating and predicting the future In the latter case the core assumption is that of an omniscient mind computing intricate prob-abilities and utilities (cf Todd and Gigerenzer 2000 ) Such an approach is characteristic of some directions in mainstream psychology that take goals to be the building blocks of personality yet construe personality within what is at its base a cognitivist individualist and adaptationist account of human development In this line of work personal goals are typically defi ned as ldquoconsciously accessible cognitive representations of states an individual wants to attain or avoid in the futurerdquo (Freund and Riediger 2006 p 353) It is further assumed that goals link the person to their contexts while individuals actively shape their development in inter-action with a physical cultural social and historical context However because the ontological groundings of human development and mind are not addressed the explanations focus on individual mental states such as attributions and beliefs ldquoas a causal force and are typically advanced with-out benefi t of thinking about the pattern of relations in which player [ sic ] is involvedrdquo (Burt 1992 p 190 cf Dannefer 1999 ) Other research direc-tions such as social capital theory (eg Burt 1992 Dannefer 1999 Lin 2001 ) are more attuned to the specifi c role of social context in providing individuals with the resources to initiate and maintain their goal pursuits Th e latter theory takes into account how the resources are unequally dis-tributed and not under the individualrsquos control
Emirbayer and Mische ( 1998 ) in their infl uential work on agency place a particular emphasis on temporality that has to do with an ability to ori-ent oneself to the past present and future Th is approach builds upon and captures the pragmatist notion about actorsrsquo capacity to envision alternative possible futures and to pursue them in search of ldquoa fuller and richer issue of eventsrdquo (Dewey 1929 1960 p 215) Practical evaluation involves ldquothe capac-ity of actors to make practical and normative judgments among alternative possible trajectories of action in response to the emerging demands dilem-mas and ambiguities of presently evolving situationsrdquo (Emirbayer and Mische 1998 p 971) In their words ldquoEnds and means develop continu-ously within contexts that are themselves changing and thus always subject to reevaluation and reconstruction on the part of the refl ective intelligence rdquo (ibid pp 967ndash 968 emphasis added) Similar articulations of agency can be found in Somers ( 1994 see recent overview by Erickson 2013 ) who writes that ldquo[p] eople are guided to act in certain ways and not others on the basis of projections expectations and memories derived from a multiplicity but
available at httpwwwcambridgeorgcoreterms httpdxdoiorg1010179780511843044008Downloaded from httpwwwcambridgeorgcore University of Florida on 14 Dec 2016 at 232222 subject to the Cambridge Core terms of use
Transformative Activist Stance Agency 223
223
ultimately limited repertoire of available social public and cultural narra-tivesrdquo (p 614)
Th e perspective on agency developed by Emirbayer and Mische ( 1998 ) can be described as an ecological approach that does not treat agency as an individual ldquopowerrdquo but rather as a quality of the engagement of actors with their world within a particular ecology (cf Biesta and Tedder 2007 ) Notable further is that agency is understood to be future oriented in high-lighting ldquothe imaginative generation by actors of possible future trajectories of action in which received structures of thought and action may be cre-atively reconfi gured in relation to actorsrsquo hopes fears and desires for the futurerdquo (Emirbayer and Mische 1998 p 971) In taking up this approach Biesta and Tedder ( 2007 ) further connect agency to learning and empha-size that development of agency depends on the availability of economic cultural and social resources within a particular ecology In their words
this concept of agency highlights that actors always act by means of their environment rather than simply in their environment hellip the achieve-ment of agency will always result in the interplay of individual eff orts available resources and contextual and structural factors as they come together in particular and in a sense always unique situations (Biesta and Tedder 2007 p 137)
Th ese are important developments yet more eff ort needs to be invested in advancing ecological and sociocultural perspectives on agency understood as more than a strictly individual process confi ned to cognition and other processes in the mental realm even though aided by ldquoavailable resources and contextual and structural factorsrdquo (ibid) Such eff orts might include a more resolute demarcation from traditional views such as Bandurarsquos infl u-ential social cognitive perspective (eg 2001 ) that highlights human agency as ldquocharacterized by a number of core features that operate through phe-nomenal and functional consciousnessrdquo (p 1) Although Bandura makes the point that people are producers as well as products of social systems these social systems are understood as a ldquobroad network of sociostructural infl uences rdquo (ibid emphasis added) and as such are posited as ontologically separate from the exercise of agency and from cognition in thus upholding a dichotomous position on human development Most critically the world in this approach is taken for granted and understood as somehow already given and static For Emirbayer and Mische ( 1998 ) too agentic orientation is taken as ldquothe capacity of actors to critically shape their own responsive-ness to problematic situationsrdquo (p 971) and as onersquos ldquo own structuring rela-tionship to the contexts of action rdquo (p 1009 emphasis in original) Th at is
available at httpwwwcambridgeorgcoreterms httpdxdoiorg1010179780511843044008Downloaded from httpwwwcambridgeorgcore University of Florida on 14 Dec 2016 at 232222 subject to the Cambridge Core terms of use
Th e Transformative Mind224
224
although ability to make a diff erence in the world is acknowledged agency is centrally tied to making a change in onersquos own orientations responsive-ness and thinking that apparently are somehow ontologically separate from the world- making agency and activity
Biesta and Tredder ( 2007 ) make a perceptively critical comment that Emirbayer and Mische ( 1998 ) seem to assume that it is the insight by actors about their responsiveness to contexts that will lead to change In contrast Biesta and Tredder ( 2007 ) suggest that we should remain open to the pos-sibility that it is change in peoplersquos lives that will actually lead to insight and understanding Yet even they retain the focus on agency in conjunction with the ways in which people are ldquoin controlrdquo of their responses rather than the ways in which people co- create their world and the very situations that not simply ldquoaff ectrdquo people but co- emerge and co- evolve with them in agentive processes of historical communal praxis
Indeed in most extant approaches including the ones just mentioned individuals are understood to respond to their circumstances and to express their agency by interpreting these circumstances in various ways which in turn aff ects the course of actions individuals take Much less is the empha-sis on acting upon and changing these circumstances ndash so that individuals appear to be free to think howsoever they please and do anything except transform the world Th eories that conceive of agency as a mental process or as responsiveness to ldquogivenrdquo contexts risk impoverishing agency because they sever it from historically situated social- collaborative and material- productive practices out in the world as these are realized by collectividual contributions to these practices Such theories in the last instance risk blam-ing marginalized people for their problems because they begin and end with the individual though oft en nodding at ldquothe socialrdquo or ldquothe environmentrdquo in between (to paraphrase Jean Laversquos ( 1996 ) words on a closely related topic of learning) Th ey are primarily concerned with individual success or failure personal well- being and adaptation to life circumstances ndash and less about how to make sure social structures support and provide space for agency both collective and individual (cf Stetsenko 2007a ) In these accounts ldquowe are all free to dine at the Ritz provided no- one bars the door black South Africans are as free as whites overnight when they acquire formal voting power and the alienated and ignorant are as free as holders of substantial cultural capitalrdquo (Jonathan 1997 p 131 cf Martin 2004 )
To more resolutely shift away from the mentalist conception of agency ndash centered on self- contained subjects primarily concerned with the construction of knowledge as epitomized in the ldquoI thinkrdquo Cartesian motto ndash requires conceptualizing agency at the intersection of social- collective and
available at httpwwwcambridgeorgcoreterms httpdxdoiorg1010179780511843044008Downloaded from httpwwwcambridgeorgcore University of Florida on 14 Dec 2016 at 232222 subject to the Cambridge Core terms of use
Transformative Activist Stance Agency 225
225
individual- psychological planes of collaborative practices (rather than focusing on just one of these planes) as well as across time dimensions and also while deconstructing the dichotomies of knowing versus doing and thinking versus acting Moreover it also requires that agency is grasped not only as a quality of acting or of engagement of actors with their world within a particular ldquoecologyrdquo of given contexts but rather as an engagement that takes part in co- creating this ecology and these contexts in the fi rst place Viewed through this lens agency is about activity of agents interven-ing in the conditions of existence and co- creating their world while defi ning what is problematic about it One could say paraphrasing Isabelle Stengers ( 2002a in elaborating on Whitehead 1920 cf Latour 2005a ) that agency is something that happens not only in the world but also to the world Th is is about paying attention to how agency gains its existence and status (its modus vivendi ) through its transformative eff ects out in the world of social practices shared with others
From the TAS position agency is a quality of activity by actors that is contingent on how this activity contributes to and makes a diff erence in the world of social practices It is undertaking projects of changing onersquos own life in conjunction with those of others through contributing to collab-orative projects of social transformation that is formative of agency (with insight and understanding being inseparable from life- changing and world- creating activities) Th is position takes to heart Freirersquos words that ldquohumans fi nd themselves marked by the results of their own actions in their relations with the world and through the action on it By acting they transform by transforming they create a reality which conditions their manner of actingrdquo ( 1982b p 102)
Th e suggestion herein for a conceptual push needed to advance a more ecological sociocultural and activist conception of agency can be illus-trated by applying Foucaultrsquos enigmatic words that ldquopeople know what they do frequently they know why they do what they do but what they donrsquot know is what they do doesrdquo (quoted in Dreyfus and Rabinow 1982 p 187) My suggestion is to understand agency as being precisely about what our actions do in always enacting changes of one sort or another in the social drama of collectividual life (even if only in the negative sense of stifl ing changes) Agency is about changing how the world is changing us ndash in high-lighting the transformative ontology in which we change the world through gaining the resources (always collaborative) of aff ecting changes in how the world is changing us (and thus the world itself) In this light agency is a collaborative and relational (yet not somehow de- individualized) achieve-ment and its development is contingent on gaining the tools of acting at the
available at httpwwwcambridgeorgcoreterms httpdxdoiorg1010179780511843044008Downloaded from httpwwwcambridgeorgcore University of Florida on 14 Dec 2016 at 232222 subject to the Cambridge Core terms of use
Th e Transformative Mind226
226
nexus of shaping the world while being shaped by it and at the intersection of individual and collective agency
Th is means among other things that for agency to develop and be eff ectual not only do individuals need to engage with their society but society also needs to develop the means to engage individuals in ways that allow for them to be truly agentive participants who have opportuni-ties to make a contribution to social life and its practices Th is also means paying more attention to how subjects in their ongoing strivings and struggles are not only situated within but also enact various social- level projects within the broader ongoing confl icts and struggles in societies ndash that is how each person matters not only in and to onersquos own life (though this too) but also in and to the shared world of social collaborative prac-tices Such a transformative view of agency echoes yet also expands upon Lantolf and Pavlenkorsquos ( 2001 ) take on Vygotskyrsquos ideas In particular they write that human agency ldquois about more than performance or doing it is intimately linked to signifi cance Th at is things and events matter to people ndash their actions have meanings and interpretations It is agency that links motivation hellip to action and defi nes a myriad of paths taken by learnersrdquo (pp 145ndash 146)
From the TAS agency is not a strictly individual possession played out in the head of each person isolated from the worldly concerns and socio-political cultural- historical practices ndash as if each person was abstractly cal-culating onersquos options and probabilities for the future within personalized quests for happiness survival and other types of adaptation Instead the primacy is given to social practices and sociohistorical projects that indi-viduals fi nd in place when they come into the world Yet individuals are not automatically worked (or interpellated) into these practices and projects Although subjectsrsquo positions are established within particular social forma-tions including in terms of their class- ethnicity- and gender- related struc-tures of power each person still has to do the work of establishing oneself vis- agrave- vis these structures and positioning while inevitably changing and co- creating them
Th at is each person has to do the work of grappling and struggling with and oft en resisting and withstanding these forces all while drawing on the tools and supports they off er in an active striving for onersquos authenticity and onersquos place in the shared world of communal practices Th is is in line with understanding society not just as a context in which we develop but also as ldquoa critical site of social action and intervention where power relations are both established and potentially unsettledrdquo (Procter 2004 p 2) As
available at httpwwwcambridgeorgcoreterms httpdxdoiorg1010179780511843044008Downloaded from httpwwwcambridgeorgcore University of Florida on 14 Dec 2016 at 232222 subject to the Cambridge Core terms of use
Transformative Activist Stance Agency 227
227
Stuart Hall has stated with much precision and passion (in a documentary devoted to his life see Akomfrah 2013 ) ldquoWe always supposed really some-thing would give us a defi nition of who we really were our class position or our national position our geographic origins or where our grandparents came from I donrsquot think any one thing any longer will tell us who we arerdquo
In taking up this approach there is no need to reduce agency to inter-nal cognitive calculation yet there is also no need to eschew the processes that individuals do engage in when evaluating planning imagining and anticipating the future as part of their own becoming It is just that in the transformative worldview these latter processes are not abstract cal-culations disconnected from the world Instead they are practices of self- constitution recognition and refl ection that are also simultaneously constitutive parts of shared social practices at the core of human develop-ment and reality Agency is constituted by activities we perform including the ones in which we anticipate and imagine the future ndash as parts of the larger process of positioning ourselves within these practices that is tak-ing a stand on how one is positioned within social practices and most critically on these practices Agency is about having the tools to change these positionings and therefore and simultaneously the world itself ndash and thus to always transcend both how the world positions us and its status quo Importantly a critical refl ection is only possible from within a chang-ing trajectory of engaging the world as a social actor ndash not as a separate ldquomentationrdquo As suggested herein critical refl ection and critical knowledge are forms of transformative activity out in the world that enact new activ-ity paths as they are already being created here and now if only in nascent forms Th is position attempts to expand on the Marxist logic as expressed in the deeply dialectical statement that ldquo[w] hen people speak of ideas that revolutionize society [and themselves] they do but express the fact that within the old society the elements of a new one have been createdrdquo (Marx and Engels 1848 1978 p 489)
Even more critically agency is about having the tools for breaking with the immediacy of the processes through which society is shaping us to instead move beyond its present status quo ndash to thus being shaped not by society and its power structures ldquoas they arerdquo but instead by our own acts in which we challenge and transform these structures from a commitment to a sought- aft er future Th is is not a breakage with society ndash because in these struggles and eff orts at becoming new society and new culture are created if only on a small scale (and especially because the magnitude of such a scale cannot be judged right away) Th is is powerfully captured by
available at httpwwwcambridgeorgcoreterms httpdxdoiorg1010179780511843044008Downloaded from httpwwwcambridgeorgcore University of Florida on 14 Dec 2016 at 232222 subject to the Cambridge Core terms of use
Th e Transformative Mind228
228
Gloria Anzalduacutea ( 2007 ) in her writing about practices through which she challenges oppression
I am cultureless because as a feminist I challenge the collective cultural religious male- derived beliefs of Indo- Hispanics and Anglos yet I am cultured because I am participating in the creation of yet another cul-ture a new story to explain the world and our participation in it a new value system with images and symbols that connect us to each other and to the planet (pp 102ndash 103)
Th is account of agency builds upon and attempts to expand on the old dia-lectical adage that ldquothe process is made by those who are made by the pro-cessrdquo (ldquoprocessus cum fi gures fi gurae in processurdquo cf Ernst Bloch 1954 ) Th e critical albeit tacit expansion is that while human beings make the pro-cess (of their lives their communities and society) and are made by the process ndash it is far more critical that they are made of the process of them-selves making the process out of what the process makes of them Th at is people are shaped by their acts of shaping the world out of ways in which the world is shaping them ndash and thus by making a diff erence in and co- authoring and also de facto co- creating the world Th is position puts the notions of resistance and struggle rather than adaptation and even partici-pation at the forefront of analyzing human development and agency
Agency and identity gain their status and have to be revealed in their practical relevance within material and productive social practices (see Stetsenko 2005 Stetsenko and Arievitch 2004b and for further elabora-tion of this position see Burkitt 2008 ) Th at is our agency and how we make sense of ourselves is contingent on how we contribute to the world and make a diff erence no matter how small or big in the social life of our communities Identity is then about the search for this kind of a broadly organizing meaningful activity that can make a diff erence that matters to others and to ourselves and that therefore constitutes the uniqueness of our own selves (see Leontiev 1978 on leading activity for application to iden-tity see Stetsenko 2004 ) Th is means making commitments and working on realizing them to something near and dear to us yet always in light of how this ldquosomethingrdquo matters and makes a diff erence in the larger world of shared social practices and communal lives
One important caveat is that individuals might not always be aware of how exactly their activities contribute to the world or they might be in a constant search for such activities struggling to make sense of their lives through internal dialogues and personal narratives However the lack of awareness and the oft en continuous struggles to fi nd a meaningful leading
available at httpwwwcambridgeorgcoreterms httpdxdoiorg1010179780511843044008Downloaded from httpwwwcambridgeorgcore University of Florida on 14 Dec 2016 at 232222 subject to the Cambridge Core terms of use
Transformative Activist Stance Agency 229
229
activity notwithstanding people always do contribute to something that goes on in the world even if only on a small scale and even if by doing nothing (because the latter type of a ldquocontributionrdquo oft en helps to per-petuate the existing status quo and to stifl e changes in society) Th erefore ultimately how the person is positioned by his or her activities to change the world and oneself as part of the world ndash what kind of sociohistorical ethical- political project in the world she or he contributes to ndash is the pivotal question the answer to which reveals the uniqueness and integrity of each individual that is the ldquoselfrdquo Th is is a highly complex matter to be addressed through explorations into what it is that people are actually doing by their acts of being knowing and doing ndash in the sense of contributing something unique to communal social practices and thus to co- authoring and chang-ing the world
It is this message that can be discerned to reiterate in Foucault saying that the important question is about what onersquos ldquodoing doesrdquo More recently Appiah ( 2006 ) refers to ldquoan ethics of identityrdquo and how it plays out in the realm of power dynamics in society Such accounts suggest that identity depends on ldquohow from what by whom and for whatrdquo it is constructed whereby power and identity are inextricably linked (Castells 1997 ) Th ese diff erentiations highlight the need to explore the processes of what it is that our actions discourses and narratives actually ldquodordquo out in the world that is what kind of a diff erence they make in shared actual lives and communal social practices that embed and intersect these lives ndash as the critical way to understand identity and agency
available at httpwwwcambridgeorgcoreterms httpdxdoiorg1010179780511843044008Downloaded from httpwwwcambridgeorgcore University of Florida on 14 Dec 2016 at 232222 subject to the Cambridge Core terms of use
230
230
8
Transformative Activist Stance Encountering the Future through
Commitment to Change
From the position of the transformative activist stance (TAS) persons are agents not only for whom ldquothings matterrdquo but also who themselves matter in history culture and society and moreover who come into being as unique individuals through their activist deeds that is through and to the extent that they take a stand on matters of social signifi cance and commit to mak-ing a diff erence by contributing to changes in the ongoing social practices Th is means that there is no way that we can extract ourselves out of this activist engagement ndash we can never take a neutral stance of disinterested observers uninvolved in what is going on A human being who in order to be needs to act in the social world that is constantly changing and more-over that is changing through our own deeds cannot be neutral or uncertain because such acting (unlike reacting or passively dwelling) presupposes knowing what is right or wrong and which direction one wants and needs to go next for oneself and community practices too
Th at knowledge is always achieved in context and from a position or a location is perhaps the singular most important achievement by critical and sociocultural scholarship of the recent decades ndash in critical pedagogy cultural theory science studies feminist standpoint epistemology and his-torical ontology among others (eg Harding 1992 2004 ) Several amplifi ca-tions and extensions can be added to this position from the TAS Given that transformative engagements with the world are taken as ontologically and epistemically supreme and because transformation can only be achieved from a certain location position ndash culturally socially spatially temporally ndash and simultaneously also vis- agrave- vis the goals and purposes of transformation the dimension of the future is elevated ontologically and epistemologically Transformation cannot be direction- less or future- less Th at is because all human activities ndash including interrelated processes of being knowing and doing ndash represent contributions to collaborative transformative practice
terms of use available at httpwwwcambridgeorgcoreterms httpdxdoiorg1010179780511843044009Downloaded from httpwwwcambridgeorgcore Access paid by the UCSB Libraries on 14 Dec 2016 at 234811 subject to the Cambridge Core
Encountering the Future through Commitment to Change 231
231
they inevitably imply a vision for the future in terms of how persons and communities believe the world ought to be and commit themselves to real-izing this vision
In prioritizing transformative activity as an enactment of change the orientation to the future and the value- laden directionality of social prac-tices become critically important Without such visions and commitment meaningful transformative acting is impossible On the one hand a person cannot act without knowing right from wrong that is cannot be an actor without some goal and envisioned orientation embodied in a commitment to a destination of onersquos ldquopostuplenierdquo (Bakhtinrsquos term see Chapter 7 ) and movement forward As Marilyn Frye ( 1990 ) states
Just as walking requires something fairly sturdy and fi rm underfoot so being an actor in the world requires a foundation of ordinary moral and intellectual confi dence Without that we donrsquot know how to be or how to act we become strangely stupid hellip If you want to be good and you donrsquot know good from bad you canrsquot move (p 133)
On the other hand any and all acts deeds entail and carry ldquothe rightrdquo and ldquothe wrongrdquo directly in them because they inevitably change the world for better or for worse for oneself and for others even if a change is some-times not immediately transparent even to the actor herself Th e ethical is therefore a distinctive and inherent characteristic of activity of becoming- through- doing at the intersection of individual and social levels rather than some sort of an extraneous add- on to this process Th e ethical and ideological dimensions are central in and integral to human becoming including subjectivity and intersubjectivity (because they too are acts deeds within shared social practices on the inherent link between subjec-tivity and intersubjectivity in Vygotskyrsquos project see Stetsenko eg 2005 2013a 2013b ) rather than additions that come about in some ldquospecialrdquo cir-cumstances of addressing and solving moral dilemmas Ethical and pur-poseful dimensions are aspects inherent in how we do things in the world in the fi rst place ndash that is they are integral to acting and realizing the world in collaborative transformative practices and therefore to knowing and being as well
What is highlighted in the transformative approach is the activist stance vis- agrave- vis the world embodied in goals and commitments to social transfor-mation as the key constituent of being knowing and doing Th e realiza-tion of this activist stance through onersquos answerable deeds ndash possible only within ongoing collaborative practices ndash forms the path to personhood and knowledge In this perspective the ethical future- oriented goals and end
terms of use available at httpwwwcambridgeorgcoreterms httpdxdoiorg1010179780511843044009Downloaded from httpwwwcambridgeorgcore Access paid by the UCSB Libraries on 14 Dec 2016 at 234811 subject to the Cambridge Core
Th e Transformative Mind232
232
points appear as foundational because they are integral to acting through which we become who we are and also get to know our world ndash all while contributing to collaborative pursuits of social transformation Th is notion expands and moves beyond Vygotskyrsquos and other sociocultural theoriesrsquo tenet that is centrally focused on the present communal practices and their histories In this aspect the transformative ontology of human praxis just like Freirersquos pedagogy of hope builds on the premise that human existence ontologically depends on and even begins with the right and ability as well as the duty and responsibility ldquoto opt to decide to struggle to be politicalrdquo (Freire 1998 p 53) ndash in a move that is similar to critical democracyrsquos model of dialogic action (Jaramillo 2011 ) As Freire ( 1994 ) expressed this notion
I cannot understand human beings as simply living I can understand them only as beings who are makers of their ldquowayrdquo in the making of which they lay themselves open to or commit themselves to the ldquowayrdquo that they make and that therefore remakes them as well (p 83)
Committing oneself to ldquoonersquos wayrdquo moreover is only possible within col-laborative social practices Forming onersquos way and committing oneself to it means fi nding how to be responsible to others within the shared struggles and pursuits of humanness Th is aspect ndash as captured by Bakhtin ( 1990 1993 ) in his notion of dialogue if it is understood broadly as endemic to all acts ndash entails a form of answerability that is morally and ethically respon-sible to unique others Considered outside of such goals orientations and ends the processes of human subjectivity lose their crucial grounding and concreteness that stem from them being bidirectionally realized within col-laborative social practices at the nexus of individual and collective levels of these practices Th at is acting and understanding are bound up in the fi rst place with a sense of direction ndash the posited end points that persons and communities aspire to reach ndash that grounds the notions of value and truth
To reiterate because all human activities (including processes of being knowing and doing) represent contributions to collaborative transforma-tive practice the vision for the future in terms of how persons and com-munities believe the world ought to be (hence the notion of ldquoend pointrdquo) and the commitment to realizing this vision are posited to be the for-mative dimensions of human development In prioritizing transforma-tive activity ndash with its orientation to the future and its ethically concrete value- laden directionality toward the future ndash the emphasis is placed on activist stance vis- agrave- vis the world embodied in goals and commitments to social transformation as the key constituent of being knowing and doing From this perspective development and learning is a collaborative
terms of use available at httpwwwcambridgeorgcoreterms httpdxdoiorg1010179780511843044009Downloaded from httpwwwcambridgeorgcore Access paid by the UCSB Libraries on 14 Dec 2016 at 234811 subject to the Cambridge Core
Encountering the Future through Commitment to Change 233
233
work- in- progress of activist nature not confi ned to people adapting to what is ldquogivenrdquo in the world instead these processes are reliant upon and realized through people forming future- oriented agendas and carrying out social changes in line with these agendas within collaborative projects of social transformation
Th ese commitments to and identifi cations of possible futures provide the frames of horizon within which a person can act Acting is impossi-ble without fi rst envisioning a future determining its shape and commit-ting oneself to bringing it into reality Th e key point is that our practices and therefore our reality (coterminous with our lived world) are already shaped or tailored to a future that is sought aft er and posited as desirable and necessary ndash and not as an abstract notion but rather as something one commits to and struggles to bring into reality Th is horizon of where people strive to get this ldquoyet to comerdquo reality therefore is taken to be no less real than anything going on in the present At the center of human practices and the social reality are human practical material- semiotic activist pursuits ndash intentional actions at both collective and individual levels that change the world according to plans and goals embedded in social commitments underpinned by social imagination vision and activist striving Th erefore our knowledge too being embedded in and derivative of social practices (as is broadly acknowledged in critical scholarship) is at the same time and most critically premised on and constituted by activities not merely in the world ldquohere and nowrdquo in its status quo but at the intersection of the past present and future
Th is requires that we develop a ldquocompassrdquo about our location in the ongoing fl ow of transformative collaborative practices ndash where we are com-ing from where we are now and where we are going and want to be going next What is highlighted is the activist forward- looking stance and there-fore the horizon and the destination of onersquos pursuits as defi ning no less than the foundation for our being knowing and doing in the present To emphasize again this brings activism and with it the ethical- valuational and political power dimensions to the very center of all human endeavors including activities of theorizing and research
Imagining a diff erent world making a commitment to bringing it about and struggling for it amounts to creating the future in the pres-ent ndash affi rming the future- to- come and thus real izing it in the here and now Th is is the process of inventing the future rather than merely expecting or anticipating its ldquoautomaticrdquo arrival And because any move-ment beyond the given is taken to be no less and in fact more real than what is traditionally taken to be the ldquorealityrdquo of the world as it exists in
terms of use available at httpwwwcambridgeorgcoreterms httpdxdoiorg1010179780511843044009Downloaded from httpwwwcambridgeorgcore Access paid by the UCSB Libraries on 14 Dec 2016 at 234811 subject to the Cambridge Core
Th e Transformative Mind234
234
the present in its status quo and its seemingly unalterable forms reifi ed in the taken- for- granted structures and ldquofactsrdquo the process of inventing the future is brought to the fore
Th is is in line with insights sometimes characterized as utopian (cf Leonardo 2004 ) by many critical scholars for example with Freire insisting that
[i] magination and conjecture about a different world than the one of oppression are as necessary to the praxis of historical ldquosubjectsrdquo (agents) in the process of transforming reality as it necessarily belongs to human toil that the worker or artisan first have in his or her head a design a ldquoconjecturerdquo of what he or she is about to make ( 1994 p 30)
A continuation of Freirersquos pedagogy of hope (Freire 1994 see also Giroux 1983a 1994 ) can be found in works that speak of the ldquodialectic of freedomrdquo (Greene 1988 ) and ldquocurriculum for utopiardquo (Stanley 1992 ) and suggest that ldquohope is not a future projection of a utopic society but a constitutive part of everyday liferdquo (Leonardo 2004 p 16) In these various emphases ldquothe idea of utopia is integral to human and educational progress because it guides thought and action toward a condition that is better than current reality which is always a projectionrdquo (ibid)
Th e emphasis on social change and people transcending the status quo through their agentive contributions to social practices implies novelty and creativity as the core characteristics of being knowing and doing Importantly these characteristics can be seen not as some superadded power of consciousness Instead novelty and creativity along with imagi-nation and anticipation can be applied to describe the entirety of human acting ndash inclusive of being knowing and doing ndash as it necessarily projects into the future and through this realizes its freedom As Sartre described this point imagination ldquois the whole of consciousness as it realizes its free-domrdquo ( 1966 p 270) He further suggested a connection of imagination not only with freedom but also with the ability to overcome the status quo In his words ldquothat which is denied must be imaginedrdquo (ibid p 273) and the imaginary serves as a horizon toward which acting strives in its perpetual negation of the given Th is is consonant with Maxine Greenersquos ( 1995 ) insight that captures the nature of imagination
A space of freedom opens before the person moved to choose in the light of possibility she or he feels what it signifi es to be an initiator and an agent existing among others with the power to choose for herself or himself (p 22)
terms of use available at httpwwwcambridgeorgcoreterms httpdxdoiorg1010179780511843044009Downloaded from httpwwwcambridgeorgcore Access paid by the UCSB Libraries on 14 Dec 2016 at 234811 subject to the Cambridge Core
Encountering the Future through Commitment to Change 235
235
Greene ( 1997 ) further conveys the thoughts about the capacity of imagina-tion by Hannah Arendt and Adrienne Rich as
the capacity of human beings to reach beyond themselves to what they believe should be might be in some space they bring into being among and between themselves Th e two remind us (by speaking of an uncer-tain light and of something diff erent) of what it signifi es to imagine not what is necessarily probable or predictable but what may be conceived as possible Imagination aft er all allows people to think of things as if they could be otherwise it is the capacity that allows a looking through the windows of the actual towards alternative realities (pp 1ndash 2)
Th e most critical distinction off ered by the TAS in expanding on these views is that the future is understood not as something we can just prepare ourselves for in awaiting its somehow ldquoautomaticrdquo predestined arrival ndash as if what will happen in the future does not depend on what is being aspired and struggled for in the present Instead the future is understood to be cre-ated in social practices carried out in the present while being profoundly contingent on what is to come which is always already in the course of being formed albeit in incipient forms Th is future- to- come is based in the political imagination and vision of how the world should be including through social transformation that community members espouse and bring into reality through their collective and individual agency within the ever- shift ing zone of proximal development co- created together Th is position recognizes that not only ldquothe past is like a stream in which all of us in our distinctiveness and diversity participate every time we try to understandrdquo (Greene 1997 p 9) but also that the future is changed and created every time we envision it and act on this vision thus powering it into existence
Th e resulting conception is that human acts of being knowing and doing are never about getting ldquoneutralrdquo facts about how things are and never about just getting along with them ndash because things are constantly changing already by the mere act of our presence (especially because our presence is never ldquomererdquo) and even more so by our investigations our pos-ing questions about how things are and envisioning them being otherwise Th us the reality carried out through and in the form of active engagement with the world is infused with human subjectivity tailored to a future ndash with the goals hopes expectations beliefs and commitments Th at is because people always act in pursuit of their goals rather than mechanically react to the world as it ldquoimpingesrdquo on them as if they were passive recipients of external stimuli the production of knowledge is profoundly contingent on what individuals and communities consider should be while actively
terms of use available at httpwwwcambridgeorgcoreterms httpdxdoiorg1010179780511843044009Downloaded from httpwwwcambridgeorgcore Access paid by the UCSB Libraries on 14 Dec 2016 at 234811 subject to the Cambridge Core