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This paper is a post-print of a paper submitted to and accepted for publication in journal and is subject to Institution of Engineering and Technology Copyright. The copy of record is available at IET Digital Library New Emerging Voltage Source Converter for High-Voltage Application: Hybrid Multilevel Converter with dc Side H-Bridge Chain Links G.P. Adam and B.W. Williams Abstract—Hybrid multilevel converters are more attractive than the traditional multilevel converters, such as modular converters, because they offer all the features needed in a modern voltage source converter based dc transmission system with reduced size and weight, at a competitive level of semiconductor losses. Therefore, this paper investigates the viability of a hybrid multilevel converter that uses dc side H-bridge chain links, for high-voltage dc and flexible ac transmission systems. Additionally, its operating principle, modulation and capacitor voltage balancing, and control are investigated. This paper focuses on response of this hybrid multilevel converter to ac and dc network faults, with special attention paid to device issues that may arise under extreme network faults. Therefore the hybrid multilevel converter with dc side chain links is simulated as one station of point-to-point dc transmission system that operates in an inversion mode, with all the necessary control systems incorporated. The major results and findings of subjecting this version of the hybrid converter to ac and dc networks faults are presented and discussed. I. INTRODUCTION Recently, a number of mixed topologies voltage source converters, known as hybrid multilevel converters, have been proposed [1-6]. These hybrid converters aim to optimize converter key performance indices during operation in power systems. The main indices for HVDC converters are [7-12]: output current and voltage quality, resiliency to ac and dc network faults, conversion losses, and modularity and footprint. Hybrid converters discussed in the literature during the last decade include the hybrid multilevel converter (HMC) with ac side cascaded H-bridge cells, H-bridge alternative arm modular multilevel converter, HMC with half or full bridge cascaded cells connected across the dc link, and HMC with dc side cascaded H-bridge chain links [3, 6, 12-18]. Among the hybrid topologies mentioned, the HMC with ac side cascaded H-bridge cells investigated in [2, 5, 19, 20] has achieved dc fault reverse blocking capability with fewer H-bridge cascaded cells, hence it is anticipated to have smaller footprint than other topologies, including the well established half and full bridge modular multilevel converters. In addition, it has higher dc link voltage utilization because it uses the H-bridge cell floating capacitors as a virtual dc link to increase the maximum fundamental voltage. However, its major drawbacks are high conversion losses, and requires a number of tuned

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Page 1: This paper is a post-print of a paper submitted to and ... · The H-bridge alternative arm modular multilevel converter proposed in [3, 21] is attractive for HVDC applications as

This paper is a post-print of a paper submitted to and accepted for publication in journal and is subject to Institution of Engineering and Technology Copyright. The copy of record is available at IET Digital Library

New Emerging Voltage Source Converter

for High-Voltage Application: Hybrid Multilevel Converter with dc Side H-Bridge Chain Links

G.P. Adam and B.W. Williams

Abstract—Hybrid multilevel converters are more attractive than the traditional multilevel converters, such as modular

converters, because they offer all the features needed in a modern voltage source converter based dc transmission system with

reduced size and weight, at a competitive level of semiconductor losses. Therefore, this paper investigates the viability of a

hybrid multilevel converter that uses dc side H-bridge chain links, for high-voltage dc and flexible ac transmission systems.

Additionally, its operating principle, modulation and capacitor voltage balancing, and control are investigated. This paper

focuses on response of this hybrid multilevel converter to ac and dc network faults, with special attention paid to device issues

that may arise under extreme network faults. Therefore the hybrid multilevel converter with dc side chain links is simulated as

one station of point-to-point dc transmission system that operates in an inversion mode, with all the necessary control systems

incorporated. The major results and findings of subjecting this version of the hybrid converter to ac and dc networks faults are

presented and discussed.

I. INTRODUCTION

Recently, a number of mixed topologies voltage source converters, known as hybrid multilevel converters, have been proposed

[1-6]. These hybrid converters aim to optimize converter key performance indices during operation in power systems. The

main indices for HVDC converters are [7-12]: output current and voltage quality, resiliency to ac and dc network faults,

conversion losses, and modularity and footprint. Hybrid converters discussed in the literature during the last decade include the

hybrid multilevel converter (HMC) with ac side cascaded H-bridge cells, H-bridge alternative arm modular multilevel

converter, HMC with half or full bridge cascaded cells connected across the dc link, and HMC with dc side cascaded H-bridge

chain links [3, 6, 12-18].

Among the hybrid topologies mentioned, the HMC with ac side cascaded H-bridge cells investigated in [2, 5, 19, 20] has

achieved dc fault reverse blocking capability with fewer H-bridge cascaded cells, hence it is anticipated to have smaller

footprint than other topologies, including the well established half and full bridge modular multilevel converters. In addition, it

has higher dc link voltage utilization because it uses the H-bridge cell floating capacitors as a virtual dc link to increase the

maximum fundamental voltage. However, its major drawbacks are high conversion losses, and requires a number of tuned

Page 2: This paper is a post-print of a paper submitted to and ... · The H-bridge alternative arm modular multilevel converter proposed in [3, 21] is attractive for HVDC applications as

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filters to attenuate the 5th

and 7th

harmonics that may arise from mis-synchronization of the two-level converter (main high

power stage) and H-bridge cascaded cells (series active filter stage). Without such filters, the converter transformer may be

exposed to excessive dv/dt from the low energy spikes shown in [19].

The H-bridge alternative arm modular multilevel converter proposed in [3, 21] is attractive for HVDC applications as it has

the dc fault reverse blocking capability feature, with lower conversion losses than HMC with ac side cascaded cells, and with

half the number of cells of the modular multilevel converter. Reduced converter losses are achieved by operating the converter

upper and lower arms in a complementary manner, with each arm operating for half fundamental cycles plus a small overlap

period (the period where both arms operate together). The overlap period is introduced to ensure soft current commutation

between the upper and lower arms. However, the converter arms experience a large inrush current during overlap when the

phase currents are lagging or leading their corresponding fundamental phase output voltages. Also, restoration of the cell

capacitor voltages to a pre-disturbance state following dc side faults is slower than with the hybrid converter with ac side

cascaded H-bridge cells and the modular multilevel converter. This is because cell capacitor voltage balancing is achieved over

several fundamental cycles rather sub-cycle as with other converter topologies.

A HMC with half or full bridge cells connected across dc link presented in [6, 21] is promising for high-voltage applications

as it has the same number of cells per phase and footprint as the hybrid converter with ac side cascaded H-bridge cells for the

same dc link voltage and ac side voltage. However, its main drawback is that the voltage stress on the converter switches

cannot be maintained tightly around a specific set-point when the converter adjusts its terminal voltage relative to grid voltage

when manipulating reactive power exchange with the grid. This compromises converter voltage control and black start

capability, which is necessary in applications such as connection of offshore wind farms and power restoration to ac networks

following blackout. However, the authors in [6] attempted to address this shortcoming, exploding unconventional 3rd

harmonic

injection.

The HMC with dc side cascaded chain links presented in [21] is suited for high-voltage dc and flexible ac transmission

systems (HVDC and FACTS), see Fig. 1. However, reference [21] does not provide detailed discussion of the converter

operation and control, and its response to different network faults. In addition, some of the potential attributes and limitations

of this type of hybrid converter in high-voltage applications are not highlighted. Therefore, this paper aims to discuss the

operating principle and control of the HMC with dc side cascaded H-bridge cells, followed by detailed exploration of its

responses to ac and dc network faults. Additionally, the impact of the ac and dc network faults on the converter switching

devices voltage and current stresses will be assessed. To achieve these objectives, the hybrid converter with dc side cascaded

H-bridge cells is simulated as HVDC transmission stations, with basic control systems detailed in the test system in Fig. 2.

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II. HYBRID MULTILEVEL CONVERTER WITH DC SIDE CASCADED H-BRIDGE CHAIN LINKS

(A)Operating principle and capacitor voltage balancing

Fig. 1 shows the three-phase hybrid converter with Nc dc side cascaded H-bridge chain links. Total voltage across the

cascaded H-bridge cells must equal the full dc link voltage (Vdc), thus the voltage across each H-bridge cell capacitor must be

maintained at Vdc/Nc. Each H-bridge cell generates three voltage levels ±Vdc/Nc, and 0. The cascaded H-bridge cells in each

phase are controlled using ( ) 1 sin( ) sign sin( )HB dc xv t V m t t to generate the multilevel voltage waveform shown

in top left of Fig. 1 (phase a), where m is modulation index, x stands for phases a, b and c, and ϕa=0, ϕb=-⅔π and ϕc=⅔π. In

this manner, the voltage across the H-bridge cells is subtracted from the main dc link voltage to produce a rectified voltage

vm(t) across the main H-bridge cell as shown in Fig. 1. The polarity of vm(t) is reversed during the negative half of each

fundamental cycle of the target modulating signal ‘vx(t)=msin(t+x)’ by controlling the appropriate switching devices of the

main bridge to synthesize the converter phase output voltage waveform shown in the top right of Fig. 1. In this paper, the

staircase modulation is realized without calculation of the switching angles as in the fundamental frequency switching; instead

it is realized by direct tracking of the reference voltage. The voltage step which is equal to the voltage across one cell capacitor

is defined as b= Vdc/Nc, therefore the number of H-bridge cell capacitors selected to realize each voltage level in the H-bridge

voltage waveform vHB(t) is defined by a=round(vHB(t)/b). Based on the polarity of the current flowing in the H-bridge cells, the

bi-polar capability of each H-bridge cell is exploited to maintain converter cell capacitor voltage balancing by flipping

polarities of the inserted cell capacitors in the power path in a manner that allows them to charge and discharge in order to

ensure zero active power exchange with the ac side. By incorporating this capacitor voltage balancing into the modulation

process, the number of cell capacitors must be subtracted from and added to the main dc link voltage are determined by

X=a+floor(½(Nc-a)) and Y= floor(½(Nc-a)) respectively. Using this approach, at least one cell capacitor needs to be bypassed

during every sampling period. Implementation of such modulation and capacitor voltage balancing requires sorting of the cell

capacitors in ascending and descending order. The sampling period is selected so as to permit insertion of the capacitors

needed to synthesize the peak fundamental voltage corresponding to the maximum modulation index during a quarter of the

fundamental period. On this basis, the minimum sampling frequency fs required can be expressed in terms of the number of

cells and the fundamental frequency, f, by fs≥4Ncf. In general, the modulation and capacitor voltage balancing of the H-bridge

cells of the hybrid converter used in this paper are summarised as follow:

a) Sort the cell capacitors in ascending and descending order using [A, IX]=sort(Vc, ′ascend′) and [B, IY]=sort(Vc, ′descend′)

respectively. Vc represents vector matrix of the cell capacitor voltages; A and B are sorted vector matrices of the cell

capacitors in ascending and descending order; and IX and IY are index matrices that contain the order of the elements of A

and B in the original matrix Vc during each sampling period.

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b) Considering the voltage level ‘a’ needed to be synthesized in each phase, the number of cells to be subtracted ‘X’ and added

‘Y’ to the main dc link voltage ‘Vdc’ are identified as previously defined.

c) Taking into account the current polarity through the H-bridge cells, the generic code is summarized in Table I. Sx(k,i)

represents the state of switch ith

in the kth

cell, where i=1,2,3 and 4, k=1,2,...Nc. Sx(k,1) and Sx(k,3) represents the states of the

two top switches in the H-bridge number kth

, and Sx(k,2)=1- Sx(k,1) and Sx(k,4)=1- Sx(k,3).

Table I: Generic code for selection of the appropriate H-bridge cell capacitor voltage magnitudes, accounting for the current polarity in each arm

Id0 Id<0

x

x

x

for j=1:Nc

if(j<=X)

S (IX(j),1)=0;

S (IX(j),3)=1;

elseif(j>X&j<=X+Y)

S (IX(j),1)=1;

Sx(IX(j),3)

x

x

=0;

else

S (IX(j),1)=1;

S (IX(j),3)=1;

end

end

x

x

x

x

for j=1:Nc

if(j<=X)

S (IY(j),1)=0;

S (IY(j),3)=1;

elseif(j>X&j<=X+Y)

S (IY(j),1)=1;

S (IY(j),3)=0;

else

x

x

S (IY(j),1)=1;

S (IY(j),3)=1;

end

end

The total voltage waveform across the H-bridge chain links of each phase can be expressed as:

( )a

HB dc cj

j

v t V V (1)

For a large number of H-bridge cells, the summation term in (1) can be replaced by sin( )dc xmV t , therefore, (1) may be

written as:

( ) sin( )HB dc dc xv t V mV t (2)

Where δ is the load angle (angle of the fundamental voltage of the converter terminal voltage measured relative to grid voltage

or voltage at the bus where the input to phase locked loop is taken).

From Fig. 1, the rectified voltage waveform Vm(t) across the high-voltage main bridge can be expressed by:

( ) sin( )m dc HB dc xv t V v mV t (3)

The ac voltage across at the terminal of the high-voltage main bridge of each phase is defined by:

1( ) sin( ) sign sin( )

sin( )

a dc x x

dc x

v t mV t t

=mV t

(4)

Equation (4) shows that the hybrid converter with dc side cascaded H-bridges can generate twice the fundamental voltage of

other voltage source converter topologies that modulate their dc link voltage between -½Vdc and ½Vdc (such as the modular

converter). This means that the hybrid converter with dc side cascaded cells can output twice the power of other converter

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topologies using the same dc link voltage and current stress on the switching devices. This is one of the innocuous features of

this type of hybrid converter that can be used to increase converter power rating, without footprint expansion.

The voltage across each H-bridge cell capacitor is:

1

( )c yv t i dtC

(5)

where iy represents the average current flow of each cell capacitor over one sampling period, and can be defined by assuming

all the cell capacitors are evenly utilized over 0 to π using:

( ) (1 sin )sinmy x x

c

Ii t m t t

N

(6)

Assume the phase output current is sin( )x m xi I t ; where represents the power factor angle and Im is the phase

current amplitude. Substituting (6) into (5) the following expression for cell capacitor voltage is obtained:

1

2

1

2

sin cos( )( )

cos 2 2

xmc

c x

t mIv t dt

N C m t

(7)

1

2

1

4

cos cos( )( )

sin 2 2

xmc

c x

t m tIv t K

N C m t

(8)

Assuming that the cell capacitors are fully charge at t=0, (0) dcc

c

Vv

N , therefore the integral constant K is obtained as

1

4cos sin 2dc m

x x

c c

V IK m

N N C

. Therefore, the approximate expression of cell capacitor voltage is rearranged

as:

1

4

1

2

1

4

cos sin 2

( ) cos cos( ) mod( )2

sin 2 2

x x

dc mc x

c c

x

m

V I tv t t m

N N C

m t

(9)

Equation (9) shows that the cell capacitor voltage ripple and the drift of the final settling point from Vdc/Nc depends on phase

current magnitude, load power factor , load angle , modulation index m, and cell capacitance. In addition, equation (9) states

that for a large number of cells per phase and properly sized cell capacitance, the cell capacitor voltage ripple and drift from

the desired set-point Vdc/Nc tends to be sufficiently small and mainly determined by Im/CNc (note that the terms inside the

parenthesises are in per units and small). For example, for a converter with a 320kV dc link, 100 cells per phase (Nc=100),

C=1mF, cell capacitor rated to block 3.2kV in steady-state at rated current 1200 2mI A and =100π, 54m

c

IV

CN , which is

approximately 1.7% the rated capacitor voltage.

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12N

12N

12N

n

a2

b2

c2

a1

b1

c1

c0

b0

a0Vdcva1

vb1

vc1 vcn

vbn

van

ia

ib

ic

Vdc

vHB(t) Vdc

-Vdc

Va1(t)

vHB(t)

tVdc

vm(t)

Vm(t)

axaydc

c

c

VV

N

Sj1

Sj2

Sj3

Sj4

Idc Id

Fig. 1: Three-phase hybrid multilevel converter with dc side cascaded H-bridge cells

The total energy the dc side H-bridge cell capacitors exchange with the ac side can be estimated as follows:

1

2

1

1

4

( ) ( )

sin 1 sin( )

cos( ) cos( ) mod( ) 2

sin(2 2 )

HB x

m dc x x

xdc m

x

W v t i t dt

I V t m t dt

tt mV I

K

m t

(10)

Assuming the same initial operating condition used to obtain 1K from (8),

22

1 1

2 2(0) dc dc

c

c c

V CVW N C

N N

, 1K is

2

1 11 2 4

cos( ) sin(2 )dc dc mx x

c

CV V IK m

N

. Therefore the total energy of the H-bridge cell capacitors, including the

fluctuating component is:

1

4

2

1 1

2 2

1

4

cos( ) sin(2 )

cos( ) cos( ) mod( )2

sin(2 2 )

x x

dc dc mx

c

x

m

CV V I tW t m

N

m t

(11)

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The energy per capacitor W1 can be expressed by:

14

2

1 11 2 2

14

cos( ) sin(2 )

cos( ) cos( ) mod( )2

sin(2 2 )

x x

dc dc mx

c c c

x

m

V V IW tW C t m

N N N

m t

(12)

The constant terms enclosed in parentheses in (9) and (12) represent the drift in the cell capacitor voltage, and the accumulated

energy in the cell capacitors needed to be eliminated by the capacitor voltage balancing strategy. 2

12

dc

c

VC

N

represents the energy

each cell capacitor must store in order to be able to maintain its voltage at dc cV N . The time dependent terms represent the

fluctuating components that cause the cell capacitor voltage to oscillate around dc cV N .

(B)Control system

The control system adopted in this paper to assist with the illustration of the steady-state and transient performance of the

HMC, is comprised of active and reactive power loops and an ac voltage loop that adjusts the converter reactive power

exchange with the grid at B1 in order to maintain the voltage at bus B1 (see Fig. 2). The active and reactive powers are

designed with the assumption that the voltage vector at B1 is aligned with the d-axis of the d-q synchronous reference frame

that is rotating with speed ɷ. Assuming (id, iq), (vd, vq) and (Ed, Eq) are d-q components of the current and voltages iabc, vabc and

Eabc respectively. Therefore, the converter ac side dynamics at fundamental frequency, which are associated with power

generation, can be expressed as:

( )d d d t qtd

t t

di E v L iRi

L Ldt

(13)

( )q q q t dtq

t t

di E v L iRi

L Ldt

(14)

Assuming the voltage magnitude at B1 is maintained constant, thus the currents id and iq in (13) and (14) can be replaced by

P/vd and –Q/vd, (where vq=0, and P and Q are converter active and reactive power output); then (13) and (14) can be written

with P and Q representing the state variables as follow:

( )d d d tt

t t

dP E v v L QRP

L Ldt

(15)

q d tt

t t

E v L PdQ RQ

L Ldt

(16)

Let ( )d d d d tu E v v LQ and q q d tu E v L P be estimated using a simple proportional integral (PI) controller as

* *( ) ( )d p iu P P P P dt and * *( ) ( )q p iu Q Q Q Q dt , where p and i are the proportional and integral gains.

After replacing the integral parts of ud and uq with λd and λq, and substituting ud and uq in (15) and (16), the following equations

described the decoupled control of active and reactive powers:

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*

( ) 1

0

t p p

t t t

dd

i i

dP RPdt

PL L Ld

dt

(17)

*

( ) 1

0

t p p

t t t

qq

i i

dQR

QdtQL L L

d

dt

(18)

Note the feed-forward terms in Fig. 2 are obtained from the output of the power controller ud and uq as 2

d d d t dE u v LQ v

and q q t dE u L P v .

The gains for the active and reactive power controller are selected using 8

p t

s

LT

and 2 2

16 ti

s

L

T

, where and n are

damping and the natural frequency, and 4

s

n

T

represents settling time. Reactive power reference *Q is obtained from the ac

voltage controller as * * *( ) ( )p abc abc i abc abcQ v v v v dt , where p and i are the proportional and integral gains of the ac

voltage controller. The overall control system used in this paper is summarised in Fig. 2. Note an unconventional version of

third harmonic injection is exploited in Fig. 2, which enhances cell capacitor voltage balancing by extending the region around

the zero voltage level, ensuring the dc link voltage is modulated between 0 and Vdc regardless of modulation index. It has been

established that the amount of 3rd

harmonic needed for cell capacitor voltage balancing is 3 ( 1)sin3( )rdE m , where m is

modulation index and is the load angle (the angle of the converter terminal voltage E relative to that at the point of common

coupling at B1).

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123Nc

iabc

PI

PI

Eabc Vabc

700MVA

330kV/400kV

Zt=(0.007+j0.32)

400kV

8000MVA

SCR=3

Z1

½Z1 ½Z1

Vdc=600kV

vc1vc2vcNc

PI+

Modulator and

capacitor voltage

balancing

Id

vc1 vc2 vc3 vcNc

vdc

Id

Eabc

Gating signals for the

main bridge

Gating signals for the H-bridge cells

* 1abvv

abcv

maxQ

minQ

*Q

Q

dE

qE

*P

P

L

L

du

qu

dv

u2

+ ++

+

+

+

F1

F2

PLL

abcdq

abcdq

vabc

iabc

vdqidq

zd zd

zd zd

687MVA

GB1 B2

×

u-1

×

dq

abc

1tanq

d

E

E

2 2

d qm E E

qE

dE

++

1

m+

3

×

sin

3rdE

+

3rd

harmonic subtraction

P&Q controller

AC voltage controller

Cd

150km150km

150km150km pu

Fig. 2: Test system and control system used throughout this paper

(main dc link capacitance=30F; H-bridge cell capacitance=400F; dc cable parameters: resistance=0.01/km, inductance=0.5mH/km, and

capacitance=0.2nF/km; ac cable lines parameters: resistance=0.0127/km, inductance=0.9337mH/km and capacitance=12.74nF)

III. PERFORMANCE EVALUATION

This section assesses the transient response of the HMC with dc side cascaded H-bridge cells to ac and dc network faults.

The assessment is conducted when a hybrid converter with 11 H-bridge cells per phase is simulated as a HVDC transmission

system station, with the control system summarised in Fig. 2. The power circuit of hybrid converter in Fig. 2 is represented in

detail, with each H-bridge cell and main bridge modelled using the universal bridge from the power electronic library of the

SimPower system in Matlab-Simulink. In the universal bridge, the switching device (IGBT and its freewheeling diode) mimics

conduction of the physical device. Modulation and capacitor voltage balancing is written in the S-function format and

incorporated within the Simulink environment to run with the time basis of the power circuit. The control system is built using

discrete blocks available in the Simpower system library. All the results presented are obtained when the hybrid inverter in Fig.

2 injects 0.7pu (420MW) active power to grid, regulating the ac voltage at B1 at 1.0pu, assuming the converter has static

reactive power limits of ±0.9pu (±450MVAr).

A) AC fault

Fig. 3 displays simulation results when the test system in Fig. 2 is subjected to a temporary three-phase fault at F1, with a

200ms fault duration. Figs. 3a and 3b show inverter active and reactive power exchange with the grid at B1, and voltage

magnitude at B1. Despite the large voltage depression at B1 as a result of fault at F1, the hybrid converter with dc side cascaded

H-bridge cells is able recover to the pre-fault condition, with the proposed power controller successfully restraining current

injection into fault, as expected and shown in Fig. 3c. The zoomed version of the inverter current around the fault period

displayed in Fig. 3d shows that hybrid converter injects a high quality current waveform into grid, without the need of ac side

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filters (except transformer leakage inductance). Fig. 3e shows that the voltage stresses on the converter switches remains

controlled as the voltages across the dc side cascaded H-bridge cell capacitors are tightly maintained, with a maximum voltage

excursion of less than 5%. Also, the hybrid converter presents a high quality voltage waveform to converter transformer with

low harmonic content and dv/dt (Fig. 3f). Fig. 3g presents a sample voltage waveform across the dc side cascaded H-bridge

cells of a phase during steady-state. Observe that operating the hybrid converter in this manner minimizes the number of

switching transitions per phase, hence switching losses. Based on the results presented in Fig. 3 it can be concluded that the

presented hybrid converter is promising and competitive to the modular multilevel converter in high-voltage applications, as it

offers all the features needed in modern VSC-HVDC transmission systems.

a) Active and reactive power at B1

b) Voltage magnitude at B1

c) Current waveforms inverter injects into B1

d) Inverter current zoomed around fault period

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e) Voltage across the 33 H-bridge cell capacitors of the three phases

f) Phase voltage inverter presents to converter transformer (THD=4.8%)

g) Sample of the voltage across the phase H-bridge cells

Fig. 3: Response of hybrid multilevel converter with dc side cascaded H-bridge cell to three-phase ac network fault

B) DC fault

To illustrate hybrid converter response to dc side faults, the test system in Fig. 2 is subjected to pole-to-ground and pole-to-

pole dc network faults at F2, of 200ms fault duration. In an attempt to prevent uncontrolled current flow in the converter

switches and minimize transients following fault clearance and during the restoration period, the gating signals to converter

switches are inhibited and the active power command is reduced to zero. The gating signals are restored immediately the fault

is cleared, while the active power command is ramped up gradually to pre-fault value of 0.7pu with a slope of 4pu/s.

Fig. 4 presents results for a pole-to-ground dc fault at F2. Figs. 4a, 4b and 4c show that the HMC with dc side cascaded H-

bridge cells is able to ride through the pole-to-ground dc fault, without exposing the ac system and converter switches to over-

current and over-voltages. Additionally, Figs. 4a and 4b show that the hybrid converter successfully blocks the power path

between the ac and dc sides, thus it exchanges zero active and reactive powers with the grid at B1, and no current flows in the

converter switches. Fig. 4c shows the H-bridge cell capacitors experience limited disturbance during the pole-to-ground dc side

fault.

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a) Active and reactive power converter exchanges with B1

b) Current waveforms hybrid converter injects into B1

c) Voltage across the 33 H-bridge cell capacitors of the three phases

Fig. 4: Response of hybrid converter with dc side cascaded H-bridge cells to pole-to-ground dc side fault

Furthermore, to examine the resiliency of the hybrid converter to a worse case dc side fault, the test system in Fig. 2 is

subjected to pole-to-pole dc fault at point F2, with a 200ms fault duration. Fig. 5 displays simulation results when the hybrid

converter with dc side cascaded H-bridge cells is subjected to a pole-to-pole dc side fault. Results presented in Figs. 5a and 5b

show that the hybrid converter recovers from the worse case fault scenario, and eliminates any uncontrolled current in-feed

from the ac side to the dc side. However, the converter switches experience a significant inrush current during restoration, as

the converter main dc link capacitor and cable distributed capacitors recharge rapidly from the ac side in an attempt to establish

the pre-fault dc voltage level. Fig. 5c shows the pole-to-pole dc fault exposes the nearby ac networks to significant voltage

depression during the restoration period. Fig. 5d shows the voltages across the H-bridge capacitors of the hybrid converter are

maintained during the fault period (when converter is blocking), but suddenly drop close to zero during the restoration period.

Energy transfers rapidly from the H-bridge cell capacitors in an attempt to support the dc link voltage build up. This recharge

of the dc side capacitors during the system restoration period causes a significant reduction in cell capacitor voltages. Such an

extreme and abrupt drop in cell capacitor voltage is not acceptable, as it will create a large inrush current in the dc side that

may damage the converter switches. Proper sizing of the H-bridge cell capacitor may minimize the cell capacitor voltage drop.

Also small current limiting inductance in series with the H-bridge cells is needed to keep the inrush current within tolerable

limits.

Fig. 6 shows the voltage across the H-bridge cells of the three phases for different cell capacitances Cm. For smaller cell

capacitance the voltage across the cell capacitors experience a larger reduction and recover faster; while the reduction in

capacitor voltages is significantly reduced, but much slower to recover with larger cell capacitance. This means the overall

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energy stored in cell capacitors must be several times greater than that in the dc link main capacitor plus dc line distributed

stray capacitors. Such a condition can be satisfied for shorter HVDC links, but is difficult for longer links.

Based on the results presented in Figs. 4, 5 and 6 it can be concluded that the hybrid converter is a promising candidate for

HVDC links that employ underground and submarine cables where the likelihood of pole-to-pole dc faults are extremely rare.

a) Active and reactive power at B1res

b) Current waveforms inverter injects into B1

c) Voltage magnitude at B1

d) Voltage across the 33 H-bridge cell capacitors of the three phases

Fig. 5: Response of the hybrid converter with dc side cascaded H-bridge cell to solid pole-to-pole dc network fault.

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Fig. 6: Voltage across the cell capacitors of the three phases for the same operating condition and different cell capacitances

IV. CONCLUSIONS

This paper presented the operating principle of the HMC with dc side cascaded H-bridge cell, including the basis of

modulation and capacitor voltage balancing, and control when operated as a HVDC station. It has been demonstrated that the

HMC with dc side H-bridge chain links offers all the features needed in modern voltage source converter based HVDC and

flexible ac transmission systems, including dc fault reverse blocking capability. Based on the results and discussion presented

in this paper, the attributes and limitations of the hybrid converter with dc side cascaded H-bridge cells can be summarised as

follow:

Offers decoupled control of active and reactive powers, independent of the energy balance of the cell capacitors,

hence is suitable for variable voltage applications and connection of offshore oil platforms and wind farms (unlike the

version of the hybrid converter presented in [6]).

Requires half the number of cell capacitors as the modular multilevel converter, but twice as many as the HMC with

ac side cascaded H-bridge cells investigated in [2].

Produces more voltage levels per phase than a modular converter for the same number of cells per arm, hence

produces better quality output voltage. This is likely to be achieved at slightly higher on-state losses compared to the

modular converter.

High-voltage main bridge operates at the fundamental frequency, with no synchronization issues with the H-bridge

cascaded cells as in [19].

Resilient to ac and dc network faults. However, its survivability from worse case dc network faults in long HVDC

link is challenging due to the large inrush current that may flow in the converter switches during system restoration.

V. REFERENCES

[1] G. P. Adam, S. J. Finney, B. W. Williams, D. R. Trainer, C. D. M. Oates, and a. D. R. Critchley, "Network Fault Tolerant Voltage-Source-

Converters for High-Voltage Applications," in IET, the 9th International conference on AC and DC Power Transmission, London, UK, 2010.

[2] G. P. Adam, K. H. Ahmed, S. J. Finney, K. Bell, and B. W. Williams, "New Breed of Network Fault-Tolerant Voltage-Source-Converter HVDC

Transmission System," Power Systems, IEEE Transactions on, vol. PP, pp. 1-1, 2012.

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[3] M. M. C. Merlin, T. C. Green, P. D. Mitcheson, D. R. Trainer†, D. R. Critchley†, and R. W. Crookes†, "A New Hybrid Multi-Level Voltage-

Source Converter with DC Fault Blocking Capability," in IET ACDC2010, London,UK, 2010.

[4] L. Hui, W. Kaiyu, Z. Da, and R. Wei, "Improved Performance and Control of Hybrid Cascaded H-bridge Inverter for Utility Interactive Renewable

Energy Applications," in Power Electronics Specialists Conference, 2007. PESC 2007. IEEE, 2007, pp. 2465-2471.

[5] J. Zaragoza, J. Pou, S. Ceballos, E. Robles, P. Ibaez, and J. L. Villate, "A Comprehensive Study of a Hybrid Modulation Technique for the Neutral-

Point-Clamped Converter," Industrial Electronics, IEEE Transactions on, vol. 56, pp. 294-304, 2009.

[6] R. Feldman, M. Tomasini, J. C. Clare, P. Wheeler, D. R. Trainer, and R. S. Whitehouse, "A hybrid voltage source converter arrangement for

HVDC power transmission and reactive power compensation," in Power Electronics, Machines and Drives (PEMD 2010), 5th IET International

Conference on, 2010, pp. 1-6.

[7] G. O. Kalcon, G. P. Adam, O. Anaya-Lara, S. Lo, and K. Uhlen, "Small-Signal Stability Analysis of Multi-Terminal VSC-Based DC Transmission

Systems," Power Systems, IEEE Transactions on, vol. 27, pp. 1818-1830, 2012.

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Industrial Electronics, IEEE Transactions on, vol. 58, pp. 1205-1217, 2011.

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Fundamental Frequency Switching," Industrial Electronics, IEEE Transactions on, vol. 58, pp. 5102-5111, 2011.

[10] M. A. Perez, J. Rodriguez, E. J. Fuentes, and F. Kammerer, "Predictive Control of AC&#x2013;AC Modular Multilevel Converters," Industrial

Electronics, IEEE Transactions on, vol. 59, pp. 2832-2839, 2012.

[11] Z. Qing-Chang and G. Weiss, "Synchronverters: Inverters That Mimic Synchronous Generators," Industrial Electronics, IEEE Transactions on,

vol. 58, pp. 1259-1267, 2011.

[12] F. Carnielutti, H. Pinheiro, and C. Rech, "Generalized Carrier-Based Modulation Strategy for Cascaded Multilevel Converters Operating Under

Fault Conditions," Industrial Electronics, IEEE Transactions on, vol. 59, pp. 679-689, 2012.

[13] H. Abu-Rub, J. Holtz, J. Rodriguez, and G. Baoming, "Medium-Voltage Multilevel Converters&#x2014;State of the Art, Challenges, and

Requirements in Industrial Applications," Industrial Electronics, IEEE Transactions on, vol. 57, pp. 2581-2596, 2010.

[14] N. Flourentzou, V. G. Agelidis, and G. D. Demetriades, "VSC-Based HVDC Power Transmission Systems: An Overview," Power Electronics,

IEEE Transactions on, vol. 24, pp. 592-602, 2009.

[15] J. Pereda and J. Dixon, "Cascaded multilevel converters: Optimal asymmetries and floating capacitor control," Industrial Electronics, IEEE

Transactions on, vol. PP, pp. 1-1, 2012.

[16] W. Song and A. Q. Huang, "Fault-Tolerant Design and Control Strategy for Cascaded H-Bridge Multilevel Converter-Based STATCOM,"

Industrial Electronics, IEEE Transactions on, vol. 57, pp. 2700-2708, 2010.

[17] L. Yun-Feng, Z. Zheng-Ming, Q. Chang, and Z. Xigen, "A novel three-phase multilevel voltage source converter," in Power Electronics and

Motion Control Conference, 2000. Proceedings. IPEMC 2000. The Third International, 2000, pp. 1172-1175 vol.3.

[18] L. Zixin, W. Ping, Z. Haibin, C. Zunfang, and L. Yaohua, "An Improved Pulse Width Modulation Method for Chopper-Cell-Based Modular

Multilevel Converters," Power Electronics, IEEE Transactions on, vol. 27, pp. 3472-3481, 2012.

[19] G. P. Adam;, S. J. Fionney;, and a. B. Williams, "Network Fault Tolerent Voltage Source Converters for High-Voltage applications," presented at

the IET 9th International Conference on AC and DC Power Transmission systems, London, UK, 2010.

[20] S. Fukuda, T. Yoshida, and S. Ueda, "Control Strategies of a Hybrid Multilevel Converter for Expanding Adjustable Output Voltage Range,"

Industry Applications, IEEE Transactions on, vol. 45, pp. 827-835, 2009.

[21] D. R. Trainer, C. C. Davidson, C. D. Oates, N. M. Macleod, D. R. Critchley, and R. W. Crookes, "A New Hybrid Voltage-Sourced Converter for

HVDC Power Transmission," presented at the Cigre2010, 2010.

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VI. VII. BIOGRAPHY

G.P. Adam is working as a research fellow with Institute of Energy and Environment, University of Strathclyde in Glasgow, UK.

Dr Adam has a PhD in Power Electronics from University of Strathclyde in 2007. His research interests are fault tolerant voltage

source multilevel converters for HVDC systems; control of HVDC transmission systems and multi-terminal HVDC networks;

voltage source converter based FACTS devices; and grid integration issues of renewable energies. Dr Adam has authored and co-

authored several technical reports, and journal and conference papers in the area of multilevel converters and HVDC systems, and

grid integration of renewable power. Also, he has contributed in reviewing process for several IEEE and IET Transactions and Journals, and conferences.

B.W. Williams received the M.Eng.Sc. degree from the University of Adelaide, Australia, in 1978, and the Ph.D. degree from

Cambridge University, Cambridge, U.K., in 1980. After seven years as a Lecturer at Imperial College, University of London, U.K., he

was appointed to a Chair of Electrical Engineering at Heriot-Watt University, Edinburgh, U.K, in 1986. He is currently a Professor at

Strathclyde University, UK. His teaching covers power electronics (in which he has a free internet text) and drive systems. His

research activities include power semiconductor modelling and protection, converter topologies, soft switching techniques, and

application of ASICs and microprocessors to industrial electronics.