timothy b dyk financial disclosure report for 2009

8/3/2019 Timothy B Dyk Financial Disclosure Report for 2009

http://slidepdf.com/reader/full/timothy-b-dyk-financial-disclosure-report-for-2009 1/14

~ o 1 o FINAN CIAL DISCLOSURE REPORT R e p o t , R e q u i , ’ e d h y t h e E t h i ¢ . ~

’Re~,. 1/2010 ~ FOR C~E~

inGovernmentAct q[1978

~ ~ 2009 m u . s c . a p p . ,{ d ! o i - 1 1 1 )

1. Person RepoSing 0~ name. fi~t. middle initial)2. Court er O rgan~atlon

3. Date ol Report

DYK. TIMO~Y B.

FEDE~L CIRCUIT05/13/2010

~. Title (Amcle Ill judges ~di~tc ~tivc o r senior ’s~tus: 5a. Report Type (ch~k a~priam ~c)6~Re~ng Perl~

magism judg~ indicam ~11- or pa~-fime) ~ Nom~ti~, Date 01/0)~009

O.S, CIRCU~ J~GE - ACTIVE ~ ~idal ~ Ann=l~ Fill

to

1 ~31 ~009

7. Chamber~ or O~ce Addr~8. On ~e basis of ~e info~ation ~nmin~ in this Report and an y

modlfi~tlons pe~ainlng thereto, It is, in my opinion, in compliancewl~ appli~ble ~ws and r~lafionL

717 M~ISON P~CE, N.W,WASH~GTON, D.C.

Reviewing ~cer ,. Date _

I M P O R T A N T N O T E S : T ~ e ~ u c ~ accompa~vlng ~hls form must be followed Comple~ all

chewing the NONE b~ for ~ch pam where you ho~e no repo~le informat~ Si~ on I~t pag~

~ NO~ ~o reponable position.)

POSITION NAME OF ORGA~ZATION~N~

JUDICIAL CO~SE~R GILES RI~

3.

4.

5.

I I . A G R E E M E N T S . t s~p o . i~ ~ ,a i .~ .nt . .t~v ,~ , ~ 1 4 -1 6 o f f ! l ta g Instructions.)

NONE (No r ep o r t a b l e a g r ee m e n t s . )

y,~RTIES AND TERM S

1.



I N a m e o f P e r s o n R e p o r t i n g]

D a z e o f R e p o r t

F I N A N C I A L p a g e 2 o f !4 D I S C L O S U R E R E P O R T , ’ l ] D Y I L T I M O T H Y B.

/

0 5 / 1 3 / 2 0 1 0

I ll . N O N - I N V E S T M E N T I N C O M E . t R ~ p o . i . g i . d i v z a . ~ t ~ d s p o ~ : ~ o r P . ~ - ~ ~ f f d ~ g i ~ a i o n ~ )

A. Filer’s Non-lnv~tment Income

~ ~ONE ~o repo~able non-i~estment income.)

~oum, not s~use’s)

I. 2009 ~IVE~’ OF

B . S p o u s e ’ s N o n - I n v e s t m e n t I n c o m e - I f you were married during any pordon of Ihe re~oorffng year , complete th is sexton .

( D o l l a r a m o u n t n o t r e q u i r e d e = x c e p t f o r h o n o r a r i a . )

~-~ NONE ( ’No repor table non - inves tment income. )

DATE ~OURCE AND TYPE

I. 2009 UNIVERSITY OF M ICHIGAN

2. 2009 SOCIETY FOR RISK ANALYSIS

3. 2009 WASH INGTON UNIVERSITY

4. 2009 THE B ROOKINGS INSTITUTION

5. 2009 GEORGE W ASHINGTON UNIVERSITY

6. 2009 PODESTA GROUP INC "

IV. REIMBURSEMENTS -( l n c I u d e . r t h o s e t o s p o u s e a t u t d e p e n d e n t c h i l d r e n : s e e p p . 2 5 . 2 7 o f f i li n g i n s t r u c t i o n s . )

~ NONE (No r e po r t a b le r e imbu r s e me n t s . )

~ ~ L O L _ Q _ C . a ~ . L Q ~ ~ ITEMS PAID OR PROVIDED

1. W ILLIAM C. CON’NOR INN 01/15/2009 - NEW YORK, NY INAUGURATION TRANSPORTATION, LODGING,

01/16/2009 DINNER MEALS

2. BLOOMINGTON IN’DIANA 03/06/2009 - BLOOM INGTON, IN MOOT COURT TRANSPORTATION, LODGING,

UNIVERSITY MAUER 03/07/2009 COMPETITION MEALS

SCHOOL OF LAW

3 . NEW YORK 03/27/2099 - NEW YORK, NY 87TH ANNUAL DINNER TRANSPORTATION, LODGING,

INTELLECTUAL 03/28/2009 MEALS



N a m e o f P e r s o n R e p o r t in g D a t e o f R e p o r t

PageFINANCIAL3 of 1 4 D I S C L O S U R E R E P O R T DYK.TIM OTHYB. 0 5 1 1 3 ~ 0 1 0

PROPERTY LAWASSOCIATION (NYIPLA)

4. FEDERAL CIRCUIT BAR 0 3 / 1 8 1 2 0 0 9 WASH INGTON. DC FCBA SYMPOSIUM MEAL

ASSOCIATION (FCB A)

5, INTELLECTUAL 04II9/2009 - WASH INGTON. DC 5TH INTERNATIONAL MEALS

PROPERTY O’~ERS 0 , 4 / 2 0 / 2 0 0 9 JUDGES CONFERENCE

EDUCATIONFOUNDATION

6. CI-IICAGO RICHARD LINN 05/14/2009 - CHICAGO IL INN OF COURT TRANSPORTATION, LODGING,

INN OF COURT 05/I 5/2009 MEETING / PROGRAM MEALS

7. INTELLECTUAL 05/28/2009 W ASH ING TON, DC ]PO AW ARDS DINNER MEAL

PROPERTY OWNERSEDUCATIONFOUNDATION

8 . GEORGE MASON 02/07/2009 WASH INGTON. DC 7TH ANNUAL MOOT MEAL

UNIVERSITY COURT COM PETITIONFOR LAW &ECONOMICS & AW ARDCEREMONY

9 . FEDERAL CIRCUIT BAR 0 6 1 1 8 / 2 0 0 9 - W. SULPHUR SPRINGS. 1 ITH ANNUAL TRANSPORTATION, LODGING,

ASSOCIATION 0 6 1 2 0 / 2 0 0 9 W.VA CONFERENCE MEALS

1 0. CHICAGO 0 9 1 1 4 1 2 0 0 9 - CHICAGO, IL CHICAGO IPO ANNUAL TRANSPORTATION, LODGING,

INTELLECTUAL 09/15/2009 MEETING MEALS

PROPERTY L AWASSOCIATION

I1. AMERlCAN 10/I 6/2009 W ASttINGTON. DC AIPLA LUNCHEON MEAL

INTELLECTUALPROPERTY LAWASSOCIATION

1 2 . GEORGETOWN 10/23/2009 W ASH ING TON, DC GEORGETOW N & MEAL

UNIVERSITY AND STANFORD LAW

STANFORD UNIVERSITY CONFERENCE

LAW CENTER

1 3 . AMERICAN LrNIVERSITY 1 0 1 2 4 1 2 0 0 9 WAS HINGTON, DC 16TH .ANNUAL BURTON MEAL

COLLEGE OF LAW D. WECHLER ISTAMENDMENT MOOTCOURT COM PETITION

1 4 . LEGAL ,-’ INTELLECTUAL 1 0 1 2 7 / 2 0 0 9 W ASH ING TON, DC B IO IPCC CONFERENCE MEAL

PROPERTYB1OTECHNOLOGICAL

I.N’DUSTRYORGANIZATION

1 5 . HOUSTON 11/03/2009 HOUSTON, TX ANNq.JAL D1NNER MEAL

INTELLECTUALPROPERTY LAWASSOCIATION

1 6 . FEDERAL CIRCUIT BAR 11/20/2009 WASH INGTON. DC 25TH A NNU A L DINNER MEAL

ASSOCIATION



FINANCIAL DISCLOSURE R EPORT,

of 14 D Y r : , T t M O T m ’ B .



FINANCIALpage 5 of 14 DISCLOSURE R EPORT~ I B . o s / ~ 3 : 2 o l o

~ NONE ~o reportable income, assets, or transactions.)

A. B. C. [ D.

D~cfipti~ of Assc~ In~m~ d~ng Gr~s value at end [ T~n~io~ during ~ning ~ri~

(include ~st ~s) ~o~ng period of r~aning ~iod

Place,~)~~hagset IAmount~ T~e(c.g., V a l u e V a lu e T~(e.g, ! Da~ : Valuz ’l Gum Id:ati~of

ex~pt ~om pfi~ ~isctosu~I C~e I div, ~L C~c 2 M~d b~, ~IL , ] m m ~ d d i ~ ~ : C ~ e 2 I C ~ g I

buy~iscl[~

~ ( A - H ) o r i n t . ) ( J - P ~ C~ 3 redempfi~) ~ ] ( J - P }( A - H ) ( i f ~ f i v a t e

1. LOT - TRURO, MA (PARCEL I) None N S

($331,800)

2. C O N D O M I N I U M - N, MIAMI BEACH FL None M S

( S ~ 2 5 , 0 6 0 ) (X )

3. CA~YLE FUND None M T

i4 . CA~YLE ~D None B u y 0~15~

5. CA~Y~ ~D None B u y 03~5/09 K

6. CA~YLE F~D None Buy 08/05/~ K(add’l)

7. ~TIBANE BK DPT A In~~ J

8. HIGH POINT NC G/O A Interest K T

9. . UTAlt HSG CORP SINGLE FAM B Interest K T

1 0 . ORLANDO FLA CAP A Inmrest Redeemed : 1 0 / 0 1 / 0 9 K

1 1 . PItOENIX AZ G/O A Interest Redeemed 07/01/09 K

1 2 . VANGUARD ~4M A I n t e r e s ~ K T

1 3 . U.S. TREASURY" BILL 1/15/09 A Interegt Redeemed 01/15/09 O

1 4 . BANK OF AM ERICA (COMMON A Dividend K TSTOCK)

1 5 . NUVEEN MUNICPAL VALUE FUND D lnt./Div. M T

1 6 ’ . " VANGUARD MONEY MARKET FUND DDividend M T

T/E

1 7 . VANGUARD SH ORT TERM T/E FUND D Dividend P I T B u y 07/13/09 O

l, Income Gain Coder A -$1,000 or I~s~ B -$1,001 -.$2.500 C ~.501 - $5.~ D =$5.~1 -

2. Va~C~ J "$15.~0 ~ I~ K "$15.001 - $50,~ L =$50.~1 - 5100,~ M "5100.~1 - $250,0~

(~ ~l~m C; ,~ 03) N -5250,~1 - $5~,~ O -$5~.~ I - $1.~,000

P3 ~2L~0,001 - $~0.~0.~ P4



Iame ef P~r~n Reporfin~ Date of Repor~

t~CI~ DISCLOSU~ ~PORT ¯ DY~TIMOTnVB.

of 14

VII. INVEST~NTS and TRUSTS - ~ . . . . . . . ~ . , . . . . . . . , io ~ a ~z~ a ,o ~

NONE ~o repo~able income, assets, or n’ansactions.)

A. ~ B. ~ C. [D.

~scfi~on of As~ l~mc d~ng ] G~ss valu~ at ~d ~r~ctions during rcpo~ng period

(~cludlng~ ~se~) ~o~g~fiad~

ofr~o~ng ~

, (I) ~ (2 ) (t) (2)

PI~ "~" afar ~h ~ Amount Ty~ (e.g.. Value Value T~

~cmpt ~om pfi~ di~losu~ I Code I div.. ~nt, C~c 2 Mc~od buy. sell,

(A-H) or int.) (J-P) C~c3 ~ption) ~ ~ (J-P) (A-H) (if Wivm¢

(Q-W) ; . i wan~tlon)

1 8 . VANG UA~ SHORT TE~ T/E FUND None B u y 10/~9/09 PI

1 9 . A~AS AIR W O~DWIDE (COMM ON None J TSTOCK)

2 0 . BRIGHTPT1NC (COMM ON STOCK) N~e J T

21. H~S IN~IVE INC (COMMON None J TSTOCK)

22. OSl SYSTEMS 1NC(COMMON STOCK) None ~ T

23. POWERWAVETECH INC(COMM ON None J T

STOCK)

24 . SIRONA DENTAL SYSTEMS INC None J T

(COMMON STOCK)

25 . TETRATECH INC(COMMON STOCK) None J T

26. UNITED NATURAL FOODS (COMMON None .1 T

STOCK)

27 . VALEROENERGY CORP (COMMON None S old 08 /31/09 K

STOCK)

28 . CAPMARK BANK CD DUE 07/16/12 B Dividend M T Buy 07/13/09 M

29. WATTS WATER TECH (COMMON A Dividend J T

STOCK)

30 . NUVEEN SELECT MATURITY A Interest J T

(MUNICIPAL FUND)

31. VANGUARD IRA #4 D Dividend O T

32. - JAPAN FUND

33. - KAISER ALUMINUM CORP

(COMMON STOCK)

34, - WILLIAMS COM G R INC. NOTES



FINANCIAL DISCLOSURE REPORTN ....fp ..... a q , o ~ io g

of 14 DV~’nMO~VB.I

0 ~ m ~ 0 ~ O .

~0 ~ ~o r e po r t a b le in c o m e , a s s e t s , o r t r a n s a c t io n s . )

A. ~ B. C. D.

Description of Assc~ ~ ln~c during ] G~ss ~[uc ~ ~d T~n~ions during ~o~ng ~riod~ : of ~p~ing peri~(inclu~ng ~st as~) ~po~g p~io~

Plac~ "~}" af~ ~ch a s s ~ ~ount Ty pe (c,g.. V aluc V alue T~c (e.g., ~ Da~ Va~uc G~in Idcnd~ of

~ C~ I~

div.. rcn~ Code 2 M~ buy. scll. ~mm/dd/~ I C~c 2 C~e I buycrtscllcr

exempt ~m pd~ disclo~c ~ (A-HI. or int) O-P) Code 3 r~ptian) :~ (J-P) (A-H) (if~ivatc

35 . - RYD~ INVERSE $&P ~ND B uy 1112~/09 L

36 . - VANGUA~ I~R-TERM BOND B uy ~/14/09 M

~ND

37 . ’- VANGUA~ ~R- T~ BOND Sold 09 /23/0~

~D

38 . - 1 SHA~S MSCI JAPAN

39. ~ 1 SHAR~S MS CI S. KOREA

40. - FIDELITY JAPAN SMALL CO. FUND

41. -VANGUARD MM

42. - DOW CHEMICAL (COMMON STOCK) B uy 01/05/09 K

(add’l)

43. - DOW CHEMICAL (COMMON STOCK) Sold 05/29/09] L

44. -GANNETTCO (COMMON STOCK) Sold 10/19/09 L

45 . - GENERAL ELECTRIC CO (COMMON

STOCK)

46. - INTEL CORP (COMMON STOCK)

47 . - NY TIMES CO {COM MON STOCK)

4g. - PACKAGING CORP OF AMERICA Sold 07/24/09 L

{COMMON STOCK)

49. - WOR.THINGT(~N INDUSTR.IES Sold 04/21/09 K

(COMMON STOCK)

50 .- CAPITAL TP.UST INC (COMMON

STOCK)

51. - SEQUOIA FUND Sold 09101/09 L

Income G=in Codcl: A "$ l.~(S or less B =$I.001 ¯ $2300 C = $ 2 . 5 0 1 - $ 5 . 0 0 0 D ~5.001 - S15.0~ £ ~1S.OOI - $50.0~

(S~ ~l~n ~ ) U ~k Value V



Name of Penon Repor(ing

t

l)a~e of Reporl

F X S I A N C 1 A L p e g c ~ o f ]4 D X S C L O S U R E R E PO R T ! D ~ ~ O ~ m ’ e "

I

0 ~ / 1 3 ~ - 0 ~ 0

N O ~ (No reportable income, assets, or transactions.)

D~~fion of As~ In.me d~n~

(including ~

Place’S)" a~ch a~ct ~Ama~t Ty~(c.g.. ~ Value Value T~ (e.g.. ~ ~ Value ~ Gain Id~li~of

exempt ~om ~i~discio~rci C~c !

di~..wnL Code2 Meted buy. zdL ~m~’~’D" ~ Code2 ~ C~c I buys/seller

5 2 . - EATON V ANCE FLOATING RATE S o l d 12/03/09 KINCOME TRUST

5 3 . - DOW CHEMICAL BOND DUE05/15/14 B u y 06/05/09 L

5 4 . - W E L L S F A R G O ( C O M M O N S T O C K ) B u y 01/21/09 K

5 5 . - ~¢ELLS FARGO(COMMON STOCK) Sold 03/23/09 L D

5 6 . VANGUARD IRA - #1 C Dividend O T

5 7 . -ARTIO INTL EQUITY FUND II Sold 1 1 1 1 8 / 0 9 K

5 8 . - DODGE & COX INT FUND Sold I 1/lg/09 L D

5 9 . - FIDELITY J A P A N S M COF U N D

6 0 . ~ CHESAPEAKE ENERGY (COMMON S o l d I 0 ~ 2 / 0 9 K D

STOCK)

6 1 . - CHEVERON (COMMON STOCK) B u y 0 3 / 0 2 / 0 9 L

62. - ~HEVERON (COMMON STOCK) S o l d 0 6 / I 0 / 0 9 L D

6 3 , - I S H A R E S J A P A N I N D E X F U N D

6 4 . - JAPAN FUND

6 5 . -AMERICAN IIOME MORTGAGE S o l d 09,’2-I/09

(COMMON STOCK)

6 6 . - TIIIRD AVE FOCUSED CREI~IT FUND B uy 08/31/09 L

6 7 . - N ’Y TIMES (COMMON STOCK)

6 8 . - EM ERSON ELECTRIC (COM MON B uy 03/10/09 L

STOCK)



FINANCIAL DISCLOSURE REPOR T

of 14 D ~ K , T ~ M O ~ n V ~ .

[

0 5 / 1 3 ~ o ~ 0

~NO~ (No repomable income, asse~, or transaction.)

A. B. C. D.

Des~pfon of As~ts I n c o m e d u f i n ~ Gross value at ~d T~fions during r~g ~od

(inclu~ng ~st as~) r~ng ~od of r~ng

O)Pl~c’~)’a~ch~s~ I~o~t Ty~(c.g.. Value ~ Value Ty~(c.g.. [ D~ Val~ ~ Ga~ Id~fi~of

cx~t~om~ordisc~su~ C~ d i v . , r c n t , C~2 ~ Mc~od ~y.~]l, [~d~C~c2 ,~dcl buyer/seller

(A-~ o r

6 9 . J’E~ON ELE~C (COMMON gold 06/0g/~ L E

ST~K)

7 0 . - RYDEX IN~ S&P 500 F~D B uy 11 ~0/09 L

7 1 . - RYD~ INV~E S&P 500 F~D B uy 1 2 1 0 1 / 0 9 L

7 2 . - RYDF..X INVERSE S&P 500 FUND Sold t2/31/09 M

7 3 . - VANGUARD ADMIRAL TREAS MM

7 4 . oLUMINENT (COMM ON STOCK)

7 5 . VANGUARD IRA #2 D Dividend N T

i 7 6 , . -VANGUARD MO~EY MARKET -

7 7 . - FIDELITY INV TRUST JAPAN SMALLCO FUND

7 8 . - DODGE &. COX INT FUND B uy 09/21/09 J

7 9 . -VALERO ENERGY (’COMM ON STOCK) [ Sold 0 8 , r 3 1 1 0 9 K

8 0 . - AMERICAN HOME M ORTGAGE Sold 09/21/09 J

(COMMON STOCK)

8 1 . -WHOLE FOODS (COMMON STOCK) Sold 0 3 1 1 3 / 0 9 K

8 2 . - CITIGROUP (COMMON STOCK)

8 3 . -LUMINE~T (COMMoN’sTOCK) ....

84 . - INTEL (COMM ON S~OCK) B uy 05/13/09 K

85. - N Y TIMES (COMM ON STOCK)



Name of Person Reporting D a t e o f R e p a r t

FINANCIALpage 10 of 14 DISCLOSURE REPORT D Y K . T IM O T I tY B . 0 5 1 1 3 F 2 0 1 0

Vll. INVESTM ENTS and TRUSTS - i ...... ,,a~,e. t r a n s a c t io n s t l n c l u d e s t h o s ~ 9 ! s P o u ~ a n d d c p e n d e m d d l d . . .. s e e p p . . 7 4 - 6 0 n f f i li n g i n x , r u c t i , , n s . )

I--~ NONE (No reportable income, assets, or transactions.)

A. i B. : C. D .

D e s c r i p t i o n o f A s s c k ~ |ncome during i G r o s ~ v a l u e a ~ c a d T r a ~ a c t i o n ~ d u r i n g r e p o r t in g p c r i o d

( i n c l u d i n g t rust a s s e t s ) ! r e p o r t i n g p e r i o dI

o r ’ r e p o r t i n g p e r i o d

* O) (2 ) (~l ’ ! (2) (I) i (2) ’ (3) I (4) (5 )

P l a c e " ( X i " a f t e r e a c h a s s e ’ ~ ’ , A m o u n t T y p e ( e . g , . Value V a h a e T y p e ( e . g . . Date : V~due i Gain I d e n m y o f

C o d e I d i v . . r c n t , Code2 M e th o d buy, ~IL imm/dd/yy ’ Code2 i Code 1 b u y e r l s c l l e re x e m p t f r o m p r i o r d i s c lo s u r e

~ ( A - H ) o r i n l . ) ( . l . p ) C o d e 3 ; r e d e m p t i o n ) ’ (J’P) i (A-H) ( i f p r i v a t e

! ( Q - W ) .= ; , t r a r t s a c t i 0 n ’ }

8 6 . -ARKANSAS BEST(COMMON STOCK) Sold 06/08/09 K D

87.- D~GE & C0X ~TOCK FUND Sold ’ 08/31/09 K

8 8 . - SEQUOIA FUND Sold 09/01/09 L

8 9 . - FA|RHOLME FUND Sold 11/13/09 L

9 0 . - EATON VANCE FLOATING RATE INC Sold 12/~3/09 K

TRUST FUND

9 1 , - EMEt~SON ELECTRIC (COMM ON Sold 0 & 0 8 / 0 9 KSTOCK)

9 2 . - GOOGLE (COMMON STOCK) Sold 0 9 1 2 3 / 0 9 M

9 3 . - THIRD AVENUE INTERNATIONAL Sold 2/07/09 KVALUE FUND

9 4 . - AFLAC INC (COMM ON STOCK)" B uy 02/06/09 K

9 5 . - AF~C INC (COMM ON STOCK) Sold 0 4 1 1 7 1 0 9 L D

9 6 . - ~ l~ c (C O M M O N S T O C K ) ~ u y I 0 2 / 1 9 / 0 ~ ~

9 7 . - BP INC(COMM ON STOCK)" Buy 0 2 / 2 7 1 0 9 K(addq)

9 8 , - BP INC (COMM rN STOCK) Sold 06/10/09 M E

9 9 . VANGUARD IRA # 3 C Dividend N T

1 0 0 . - VANGUARD MM FUND

1 0 1 . -YRC WORLDW IDE (COMM ON STOCKSold 0 5 / 0 7 1 0 9 .I

1 0 2 . - RYDEX INVERSE S& P 500 FUN; B uy 1 2 / 0 1 1 0 9 L

J f gec C o l tu rm s B I tad IM , ) F -150.001 - $100,000 G =$ 10 0.0 01 - i l,0 00 .0 00 H I = $1 ,0 00 .0 01 *.~ .0 00 ,0 00 H2 =More than 15.000.000

i(See Colummt C I ~md D3) N -$250.001 ¯ $500,t)~O O =$500.001 - $1,0130.000 F I =$ 1 .0 00 ,0 01 - $ 5 .0 00 .0 00 P 2 =$ $ ,0 00 ,0 01 - $ 2 5. 00 0, 00 0

i P3 -~2LO00,OOI - 550,000.000 P4=Mo r n t~m

, 3. V atue M ethod Cmle= Q =Appnti~al R =C.~l (Real Ema~ Only) S =/~sessment T =Cash M arket



FINANCIAL DISCLOSUR E REPORT [ NameofPerion Reporting [

D a t e o f R e p o ! !

Page 1 1 of 14

] D Y K ~ T I M O T I t Y B . ]

0 5 1 1 3 / 2 0 1 0

VII. INVESTMENTS and TRUSTS - i .......... lag tr .... tions (lnclud~’c thnse of sp .... . d a~ndent children: se e pp. 344 O off!~ng in,r~tio,,s.)

~ NONE i nc om e . ~ s e t s. transactions.)o reportable

A. B. C. [ D.

Dcscfption ofAssc~ ~[ In~c during Gross value at ~d ], T~nsa~ions during ~o~ng p~

i mci~lng ~st ~sels~ ’~ ~on~g p~od of r~omng pe~od I ..~ ;

~ (~ ) (2 ) (1) (2 ) O) ~ (2)~ (3) ~ (4) ( 5 1

Place "~)" after each ~sct l A m o u n t T ) ’ p c t e . g . , V~uc Value T~ (c.g., ~ Date Value ~ Ga~ Id~i~ 0f :

e x e m p t ~ o m p r i o r d i s c lo s u ~ ~ C o d e I d i v . . r e n t , C~c 2 Mc~od bu~’. sdk ~ m~’d~’~ ~ C~c 2 I ~ I ~yw~sell~, (A-H) o r i n t . ) ( J - P ~ C o ~ e 3 r e d e m p t i o n ) ’ (J-P) ; ( A - H } ( i f p n v a t e

103. - RYDEX INV ERSE S&P 5~ FUND Sold 12/311~ L

1~. ~EATON ~ANCE FLOATIN~ ~TE FD Sold 1 2 1 0 3 1 0 9 K

1 0 5 . - A~NSAS BEST ~RP (COMMON Sold 06108/~ K D

STOCK)

106. - ~I~ AVE FO~S c~DiT F~D Say 091~1~ L

107. - McCLATCHY CO (COMM ON STOCK) ~ld 10/191~ K

108. - SPIDER ~GIoNAL BANK F~D Sold 05107 /~ K

1 0 9 . - FAIR ~OINT COMM ~ICATIONS(COMMON STOCK)

110. - CB S , INC (COM M ON STOCK). Sold 10119/~ K D

l 1 I . - INTEL CORP (COMM ON STOCK)

1 1 2 . TD WATEP,.HOUSE IRA #1 A Dividend N T

1 1 3 . - SPEC SIT EQUITY FUND Sold 1~31/09 N E

1 1 4 . TD WATERHOUSE IRA #2 A Dividend N T

’ 1 ’ 1 5 . -SPEC SI~ LIFE SCIENCES FUND

1 1 6 , CH ARLES SCH W AB IRA B Dividend Closed 0 3 1 2 3 1 0 9 N

1 1 7 . -~IRST EAG LE OV ERSEAS FUND Sold 0 2 / 0 9 1 0 9 .I

1 1 8 . -FIRST EAGLE US VAL UE FUND Bu y 01/08/09 K

1 1 9 . - FIRST EAGLE US V ALUE FUND Sold 02/09/09 L



FINANCIAL DISCLOSURE REPOR T r ~ , . ~ o f P e n l o n R e p o r t i n g

of 14 D V ~ : . T t M O T n V a . 0 ~ / ~ 3 m 0 ~ 0

VII. INVESTMENTS a n d T R U S T S - i . .. . .. . . 0 ~ . . . .. . . ,i , ~ { ~ n c l u d ~ r s t h o s e of ~po ..... d de.dent child~ng

NO~ ~o r~ortable income, asse~, or transactions.)

A. B . C. D .

Dcs~p6on of A~c~s ln~mc durin~ ~o~s value at ~d Tran~ctions during re~in~ ~.(includin~ ~st assc~) rcp~ng ~fiod of ~pomng ~iod [

(l) (2) 1 ~ ) ( 2 ) O) l (2) ’

Place ~)" aft~ each asset :~ount T y p o ( g ., Value Value T~e (e.g., ; Da~ ~ Value¢ x c m p t ~ o m p r i o r d i s c l o s u ~ ] ~de I d l v . , r c ~ k C~ 2 M e t h od buy. ~ll, [m~d~ ] C~¢ 2

i ( A - H ) ~ ~t] ( J - P ) C~ 3 rcd~ption) I~ O-P) (A-H) (if~vat~

~(~ [ ~ ~sacti0n)

1 2 0 , - MA~EWS ASIAN GRO~H & Sold [02/09/09INCOME F~D

121. -~OWE PglCE CAPIT~ APP F~DSold 0~09/~ K

122. - RYDEX M ANAGED FUTURES FUND B uy 01/09/09 K

123. - RYDEX M ANAGED FUTURES FUND Sold 02/09/09 K

124. ’"- SCt-IWAB GOVT M ONEY FUNI~ Sold 03/23/09 N

1 2 5 . - JP MORGAN HIGHB RIDGE Sold 02/09/09 KSTATISTICAL MK T NEUTRAL SELE

1 2 6 , - SPDR TRUST UNIT SRI EXPIRING ON Sold 0 1 . t 2 0 / 0 9 K01122/2118

127. MASS M UTUAL LIFE INS A Dividend K W

128. ING LIFE INS C Dividend M T

129. PNC BANK WASH DC A I n t e r e , ~ t K T

I30. US BOND S C lnteresl M T

1 3 1 . J.J. GUMBERG LIMITED PARTNERSHIP B Distribution(X )

1 3 2 .



Name of Person Rep4~rting [ D a l e o f R e p o r lFINANCIAL DISCLOSURE REPORT

] D~ K. TIMOTII¥ B .age 13 of 1 4 0 5 / 1 3 / 2 o 1 0

VIH . ADDITIONAL INFORMATION OR EX PLANATIONS. anaicaZe,art ol’Z¢~r~

I ) TOTAL INCOME FOR IRA ACCOUNTS IS TOTAL INCOME AS REPORTED BY CUSTODIAN OF ACCOUNT.

2) TRANSFERS FROM IRA ACCOUNTS TO THRIFT SAVINGS PLAN ACCOUNTS NOT SHOWN.

3) LINE 2 & 131 A R E A S S E T S THAT WERE I N H E R I T E D F R O M : ~i,

4) LINE 57 - ARTIO INTL EQUITY FUND II WAS FORMALLY JULIUS BAER 1NTL EQUITY FUND I1.



FINANCIAL DISCLOSURE REPORTI I

age 1 4 of 1 4 t ~ v ~. T I M O T H \ ’ B . 0 5 1 1 3 1 2 0 1 0

IX . CERTIFICATION.

I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) isaccurate, true, and complete to the b~st of my knowledge and belief, and that any information not reported was withheld because It met applicable statutoryprovisions permitting non-disclosure.

I further certt .fy that earned income from outside employ ment and honoraria and the acceptance of gifts which have been reported ore incompliance with the provisions of 5 U.S.C. app. § 501 et. seq.. 5 U.S.C. § 7353, and Judicial Conference regnlationt.

Slgnatu]

NOTE: ANY INDIVIDUAL W HO KNOW INGLY AND W ILFULLY FALS IFIES OR FAILS TO FILE THIS REPORT MAY BE SUB JECT TO CIVILAND CRIM INAL SANCTIONS (5 U.S.C. app. § 104)

FILING INSTRUCTIONS

M ail signed original and 3 additional copies to:

Committee on Financial DisclosureAdministrative Office of the United States CourtsSuite 2-301One Columbus Circle, N.E.W ashington, D.C. 20544

timothy b dyk financial disclosure report for 2009

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