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STRATEGIES FOR SUSTAINABLE TOURISM DEVELOPMENT: THE ROLE OF THE CONCEPT OFCARRYING CAPACITYAuthor(s): Anthony ClaytonSource: Social and Economic Studies, Vol. 51, No. 1, Tourism in the Caribbean (MARCH 2002),pp. 61-98Published by: Sir Arthur Lewis Institute of Social and Economic Studies, University of the WestIndiesStable URL: http://www.jstor.org/stable/27865262 .
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Social and Economic Studies 51:1 (2002) ISSN: 0037-7651
STRATEGIES FDR SUSTAINABLE
TOURISM DEVELOPMENT: THE ROLE
OF THE CONCEPT OF CARRYING
CAPACITY1
Anthony Clayton
ABSTRACT
The concept of carrying capacity, originally developed in the biologi cal sciences, is now widely understood to be fundamental to an under
standing of the relationship between humans and the natural environ
ment ( Clayton and Radcliffe, 1996). The concept is of considerable theo
retical importance, and can clarify the nature of some of the complex
changes and trade-offs involved in any extensive anthropogenic impact on the natural environment.
Tourism has become a critically importan t source of foreign revenue for a
number of developing countries. In some of these countries, however, the
industry is facing environmental and social problems that could constrict
future growth. As a result, there is now a great deal of discussion about
sustainable tourism, but there are many unresolved questions as to how
this goal can be translated into actual management policies (France,
1997). There is an important question, therefore, as to whether the con
cept of carrying capacity can provide theframework for the policies needed
to address the new challenges. This paper concludes that an overall policy framework for the manage ment of the tourism industry cannot be based entirely on the concept of
carrying capacity, although the concept can illuminate and inform the
relevant decisions. The social, economic and political dimensions of any
complex management or planning decision also have to be recognized
1 This paper is partly based on a conceptual framework paper that I wrote as a
contribution to a larger study of aspects of Jamaica's tourist industry. The report of the main study formed one of the submissions in the formulation of Jamaica's Tourism Master Plan. I am indebted, in particular, to Dillon Alleyne, Ian Boxili,
Carolyn Hayle and Pauline McHardy for their comments and other contribu
tions to the earlier report, which helped to shape my original framework paper. The final form and content of this paper, and any errors, are the sole responsi
bility of the author.
61-98
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6 2 SOCIAL AND ECONOMIC STUDIES
and addressed, although the concept of carrying capacity can illuminate and inform these too.
Introduction
Most international travellers today are tourists, travelling for
recreational, cultural or educational purposes. Mass tourism, a
relatively modern concept, has grown over the last three decades into one of the world's largest industries, and tourists now out
number those travelling for business or personal reasons on most routes by a substantial margin. World Tourism Organisation esti
mates indicate that international tourist arrivals grew from 69 million in 1960 to 594 million in 1996, an 861% increase in less than four decades. Between 1980 and 1996, world international tourist arrivals increased by an average of 4.7% annually, while receipts grew from US$103 billion to $423 billion, an average annual in crease of 9.2%, indicating a rapid increase in the number of people travelling and an even more rapid increase in the amount that these
people were spending. Travel and tourism today generate between them a signifi
cant percentage ?
possibly as much as 10% ? of global GDP, and
probably account for roughly similar proportions of global capital investment and employment.2 These industries are ? obviously
?
international; they are also extremely pervasive in that they affect not just all parts of the world but also many other sectors (ranging from construction and engineering to a wide range of services) and
thereby involve or have implications for almost all levels of society. The livelihood of many millions of people today, in all parts of the
world, depends ?
directly or indirectly ? on the long-term future
of the travel and tourism industries.
The involvement of developing countries
Some developing countries have relatively limited options for eco
nomic development, at least until they have advanced to the point
2 The estimates given in the literature vary widely, in part because of the difficul ties involved in estimating the percentage of activity in other economic areas that is directly tourism-related.
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Strategies for Sustainable Tourism Development: 63
where they have managed to secure one or more positions of com
parative advantage. The sophisticated technology and significant
capital investment now required to develop or maintain a competi tive position in many secondary or tertiary economic activities
present an effective barrier to many potential new entrants. Lack of
capacity, in terms of both the administrative and technical skill
base, is a serious problem in many developing nations, the lack of
expanding economic opportunities means that the graduates from
developing nations frequently have to move abroad to seek em
ployment, and the consequent lack of a strong professional cadre
and ethos is one of the factors that can foster corruption. It has been
hard, therefore, for many developing nations to move beyond their
traditional economic activity of exporting their natural resources.
Many of these natural resources ? minerals, for example
? are
non-renewable, others ? such as timber or fish ? are renewable but are generally being exploited to exhaustion without any allow ance for the time needed for the stock to replenish (Clayton and
Radcliffe, 1996). The viability of some commodity exports is also
threatened by the long-term decline in many commodity prices
(Clayton, 2001). Thus many developing nations may not be able to
pursue these traditional economic activities indefinitely. Tourism, however, especially tourism based on the attraction
of particular natural or social features (such as sunshine, beaches,
mountains, forests, or a colourful, interesting culture), offers a way to use these resources without necessarily degrading or depleting them. Countries that have been generously endowed by nature or
history with a good range of such features therefore have a genuine
comparative advantage, which has allowed their tourism and travel sector to grow to the point where ? in some cases ? it has become
the cornerstone of the economy. Nearly 15 million people visited
the Caribbean in 1996, for example, of which 71% were tourists and
9% were travelling for business reasons (the remaining 19% were
mostly travelling for family reasons). This resulted in a total expen diture of US$13.3 billion, and supported 578,000 jobs in the region.3 For the Caribbean as a whole, tourism now brings in at least l/3rd
3 Caribbean Tourism Statistical Report 1996. Caribbean Tourism Organization, Barbados.
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64 SOCIAL AND ECONOMIC STUDIES
of all foreign revenue, while there are some countries within the
region where the proportion is substantially higher. In Jamaica, for
example, tourism now supports about 25% of all jobs, generates some 52% of all foreign revenue,4 accounts for nearly 8% of GDP
directly but also the bulk of income from distributive trading, which
accounts for about 22% of GDP.
However, the growth of the tourism industry in most devel
oping nations has generally been associated with increased de
mands for land, water, food and construction materials, increased
environmental loading on coastal waters, reefs and watersheds, additional loading on the physical infrastructure of towns, roads, water supply and sewage treatment systems, and a range of social
and cultural impacts on otherwise relatively poor host communi
ties. In some cases, these issues threaten to restrict the future growth of the industry. Overloaded sewage treatment systems can lead to
discharge of inadequately treated sewage into coastal waters, with
implications for the health of the bathers, crumbling roads make it
difficult for tourists to reach some of the potential attractions, and
unresolved social issues and tensions can lead to increased crime
and harassment. Thus the initial, successful growth of the industry may lead directly to the problems that eventually threaten the in
dustry itself. This is a generic problem; Butler (1980) has noted that
tourism products tend to go through an S-curve life cycle, with
early exploration leading to development, followed by a mature or
institutionalized phase. At that point the product must be rejuve nated (reinvented or repositioned), or else it will start to decline as
other, less over-developed, less crowded, less polluted and despoiled sites, with fewer attendant social problems, take over their market
share.
4 The estimate given is from Statistical Institute data from 1998. However, esti mates vary slightly. For example, the National Industrial Policy: A Strategic Plan for Growth and Development. Government of Jamaica, 1996 estimates that tourism generates 45% of all foreign revenue inflows from the productive sectors of the economy (this calculation excludes remittances). There is no
disagreement, however, that tourism is by far the main source of foreign revenue.
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Strategies for Sustainable Tourism Development 65
Growing awareness of the need to control impacts and man
age the industry on a more long-term basis has led to increased
interest in the concept of sustainable tourism. The problem, how
ever, has been in how to operationalize this challenging and elusive
concept. Budowski (1976) has argued that some forms of tourism -
specifically, nature tourism ? depend on good environmental con
servation, and that the two can be mutually supportive and benefi
cial, while Cesario and Clayton (1997) have suggested that levels of
environmental conservation may also be linked to community health. However, Cater and Goodall (in France 1997) have pointed out apparently inescapable contradictions and trade-offs between
the concept of sustainable tourism and the increased demand for
energy-intensive travel implied, concluding that the most environ
mentally-sound holiday involves staying at home. Similarly, Wheeller (1990, 1991) has strongly critiqued the various models
that have emerged, such as ecotourism or 'responsible tourism';
arguing that these are primarily new marketing ploys which will
themselves serve only to further segment the market and thereby increase total tourism traffic. Butler 1991 has pointed out another
potential contradiction; that it may not be economically worth
while to offer a true wilderness ecotourism experience, as there are
far fewer opportunities for tourists to spend money in a wilder
ness, while Cartwright 1989 has suggested that ecotourism implies a social disparity, as the primary beneficiaries of national parks in
developing nations will be rich consumers from developed nations
with the leisure and wealth to be tourists.
In spite of these unresolved issues, the ecotourism market has
already become economically significant. It is not possible to be
certain about the precise market share, because definitions are not
consistent, estimates vary widely, and there is a possibility that
some existing tourism products have simply been repackaged and
relabeled as ecotourism (see e.g. Mowforth 1993, Burns and Holden
1995, and Poon 1993). However, one Economist Intelligence Unit
(EIU 1992) study suggests that the ecotourism market component constituted some $10 - 12 billion (18
- 22%) of the $55 billion gener
ated for developing countries by tourism in 1988, and this compo nent is likely to have grown in the intervening years. This indicates
that there is strong demand for the product, but it does not, of
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66 SOCIAL AND ECONOMIC STUDIES
course, mean that the potential conflicts have been resolved or that
the management strategies are in place.
Carrying capacity, as a means of modeling the interaction
between human usage patterns and environmental impacts, may have a useful role to play in clarifying the issues and in providing a
context for framing ? and thereby potentially resolving
? some of
these apparent contradictions and trade-offs. The concept may
thereby be able to provide a basis for optimizing economic gain and environmental conservation (or gain) simultaneously, thus
establishing a more sustainable model of travel and tourism.
Definition
Carrying capacity refers to the population that a given ecology can
support. The main factors in determining carrying capacity are
levels of population, patterns of resource demand, environmental
yield potential and resource flows, and environmental absorption
capacity and impacts. The interaction of these factors determines
the long-term viability of development options. It is important to note that it is the aggregate demand of a
population that will ultimately be limited by carrying capacity.
Aggregate demand may be computed as the average per capita demand (in terms of consumption and emissions) multiplied by the
number of people (Ehrlich et al, 1993). As the number of people increases, therefore, the average demand must be reduced unless
there remains a margin of yield (which means that the current
demand is within the carrying capacity limit), or unless the yield
potential can be increased at the same time.
Demand is usually taken to mean demand for resources, but
pollution absorption capacity can be equally considered to be a resource. Limits to Growth, the seminal text published by the Club of Rome in 1972, argued that key resources (oil, strategic metals and so on) would be exhausted within a few decades. This scenario
currently seems unlikely to happen in the foreseeable future. This is
partly due to the increased extraction enabled by technological de
velopment (estimated and proven reserves of oil, for example, have
expanded more rapidly than demand, and now equate to more than a century's usage at current consumption levels), and partly due to
substitution (fibre-optic cable for copper wire, gas for coal and -
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Strategies for Sustainable Tourism Development: 6 7
eventually ?
hydrogen for petroleum, for example). As some of the
key indicators on the upstream side have improved, however, some
of the indicators on the downstream side appear to have deterio
rated. For example, there is now a relatively strong consensus in the scientific community that global warming will lead to a ther
mal expansion of the oceans and a consequent rise in mean sea level.
This process is likely to impact on a number of vulnerable nations
during the course of the next century as a result of the inundation
and salination of coastal lands, increased occurrence of extreme
weather conditions and so on. Thus one of the key parameters in
calculating carrying capacity is increasingly taken to be pollution
absorption capacity or other environmental loading factor, rather
than the traditional supply parameters. Consider a simple case, however, where the limits are im
posed by a supply parameter. Suppose that the task is to feed a
certain number of people from a finite area of land. This land can be
farmed, and will return a certain nutrient yield. The numbers are
obtained, then the available nutrient flow is divided by the average
per capita nutrient requirement to give the carrying capacity of
that area of land in terms of the number of people it will support. The yield, however, is not fixed, because yields can be boosted
with inputs of fertilizer, pesticides, fungicides, growth promoters and mechanical cultivation techniques. One possible strategy, there
fore, is to relax the carrying capacity limit by applying inputs to
increase the yield from the land. The increased nutrient flow, di
vided by the average per capita nutrient requirement, will give the
new carrying capacity of that area of land. This strategy would
result in the conclusion that a higher level of population could be
supported. However, the additional inputs depend on chemicals and en
ergy derived from fossilised hydrocarbons, a non-renewable re
source. It is possible, therefore, that the increases in yield could not
be indefinitely achieved. It is also possible that the strategy to in
crease yields might not be indefinitely economically viable. A sus
tained increase in the price of oil, for example, would force up the
costs of the additional inputs. This might make it impossible to
sustain the strategy.
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68 SOCIAL AND ECONOMIC STUDIES
There is an associated problem with the different rate at which
key variables can change. The price of agrochemicals, for example, can fluctuate rapidly, while population level varies slowly. Popu lation growth rates also tend to manifest a high degree of inertia
and long time lags before changes in policy take effect. Thus a policy error in a case such as this (allowing a higher population level on
the basis of an assumption of indefinitely affordable increases in
yields) could be extremely difficult to reverse.
An alternative strategy, in the same situation, might be to
promote long-term increases in the overall efficiency of production and to reduce the dependence on the use of non-renewable resources.
This might involve, for example, encouraging people to eat grain rather than meat, thus moving the main source of nutrition further towards the primary conversion end and eliminating the various
conversion inefficiencies involved in meat production. This alter
native strategy would also allow the carrying capacity limit to be
amended, thereby permitting the population to increase.
This example illustrates three points:
Carrying capacity is not a fixed, unvarying constraint.
Carrying capacity is determined by the interaction of a
number of factors. Any estimate of the carrying capacity of a given area depends on the assumptions, defining terms,
parameters and general reliability and tolerance to error
of the model used. The assumptions might include, for
example, dietary preferences, continued availability of
inputs and so on.
Carrying capacity can be calculated for a given area, but
such divisions are partly arbitrary. Most areas (and coun
tries) experience significant flows of energy and resources
over their borders. The carrying capacity of a tourist resort area, for example, is an artificial and unrealistic
concept, as such areas are clearly not capable of self-suffi
ciency under most conceivable circumstances. What mat
ters, therefore, is whether the hinterland can sustain the
flows of resources required to enable any given area to
sustain a given level of population. This transfer of re sources (which is, in effect, a transfer of carrying capac
ity) is normally effected through the market system. If
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Strategies for Sustainable Tourism Development: 69
hotel proprietors in a resort area need to feed their guests,
they can buy food in the market, the last stage in the
transfer of food from the domestic hinterland and from overseas into the area. Similarly, food production in an
agricultural area can be increased, given supplies of agro chemicals, fuel, farm machinery and so on from outside. An important point that arises from the above is that
carrying capacity can be increased, in effect, given inputs from outside. The question, therefore, is whether the in
puts from outside are sustainable. At this point, it is nec
essary to use a wider life cycle assessment and take into
account issues such as the source of the flows, environ
mental impacts associated with the supply of these re
sources, and the energy and environmental costs of the
transport involved.
This in turn illustrates that carrying capacity is generally determined by a range of factors, some of which are internal and
some of which are external. Some of these factors change indepen
dently, others are linked. Some of the linked factors will change in
phase (an increase in oil prices, for example, will lead directly to an
increase in the cost of downstream refinery products, and therefore an increase in the cost of agrochemicals), others will change at
different times (clearing more land for farming may lead to soil
erosion, but it might depend on the timing of the land work with
regard to the following rainy season). Overall, therefore, the situa
tion is likely to be both complex and dynamic, which means that
the associated management task can be extremely challenging. An additional management complication stems from issues
of jurisdiction and control. It may be possible to control some of the
relevant factors with appropriate policy and management mea
sures, but there are often factors that cannot be controlled. This
means that it is sometimes necessary to use factors that can be
controlled as proxies for factors that cannot. Farmers have little
control over the price of oil and agrochemicals, for example, and
might therefore be forced to reduce their use of other inputs (such as labour) in order to maintain financial viability in a recession
more severely than would otherwise have been optimal.
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70 SOCIAL AND ECONOMIC STUDIES
Similarly, a coral reef might be overwhelmed by a number of
factors in conjunction, such as rising sea temperature, overfishing,
sewage discharge, turbidity resulting from dredging, and damage from boat hulls and anchors. Only the latter factor might be related
to the number of visitors, but it might be the only one over which
the tourism manager has any control. The tourism manager might therefore try to restrict visitor numbers, but controlling visitor
numbers alone might not be a sufficient strategy to protect the
reefs.
There are also issues as to how such issues are addressed, as
policy and management decisions can be imposed ? or otherwise
made effective - in various different ways. This raises another set of
questions as to the political feasibility, economic viability and cost
effectiveness of particular options, which are addressed later in
this paper. It is important to base any management strategy for tourism
on a proper understanding of the nature of environmental change. Three points are particularly important:
Any major development that involves any significant
building, mining, dredging, land clearing or other land or
marine engineering work will entail some degree of
environmental impact and change. Some impact is ines
capable. The nature, scale and pace of the change can be a more
important consideration than the change per se. Environ
mental change, as such, is not necessarily bad. Even habi
tat loss is not necessarily negative. In nature, destruction
is often a crucial creative force, creating opportunities for
growth, development and change, evolution and specia tion. This applies to human intervention as well. The ex
tensive deforestation of England, for example, has been
described as "the greatest achievement of our ancestors"
(Rackham, 1986). This was partly because the removal of
much of the climax vegetation and the associated restruc
turing of the landscape created a more diverse patchwork of eco-types, which resulted, over time, in a higher level of
biodiversity than would otherwise have been the case.
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Strategies for Sustainable Tourism Development: 71
This does not mean that all environmental damage and
change is equally acceptable. Some types of change are
more critical or sensitive than others.
The use of the concept of carrying capacity in studies of tourism
As noted earlier, the concepts of threshold and carrying capacity have been adopted from the environmental sciences. They are con
ceptually appealing, but have so far proved limited in their appli cability to the management of industries such as tourism. Furley, Hughes and Thomas (1996) have indicated several reasons why this is the case:
It is easy to see where tourism has created environmental
problems, but very difficult to use concepts of carrying
capacity to forecast where and when problems will occur.
Existing models of the tourism industry use measures such
as arrivals, bed nights, expenditure and margins. Environmental impacts, however, require completely different measures and data structures, and it is both con
ceptually and technically difficult to integrate the two.
Furley et al focused on the potential role of bio-indicators in moni
toring the environmental carrying capacities and threshold limits
of tourist impacts in Belize, and used this study to draw attention
to the particular difficulties posed in achieving this at the level of
interacting ecosystems. Their study highlighted the conceptual di
vision between two carrying capacity perspectives: The traditional biological/ecological carrying capacity. A more malleable cultural variant.
Furley et al note that tourism research acquired a technical orienta
tion in the 1960s and 1970s, in which concepts such as participa tion rates, frequency and duration of visit became characteristic of
the discourse on the demand side, while carrying capacity and
thresholds were employed in the analysis of supply. The defini
tions of carrying capacity deployed typically invoked criteria such as number of visitors, the unit area they occupied and some notion
of an equilibrium condition. Terms such as vulnerability ranking (Rees & Tivy, 1978), limits of acceptable change (Colgan, 1978), de
fence capacity (UNESCO, 1972) and design capacity (Godwin &
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7 2 SOCIAL AND ECONOMIC STUDIES
Leonard, 1977) were introduced in an effort to devise detailed meth
odology to calculate demand and supply levels for recreational uses.
Furley et al point out that in retrospect much of this work has
proved unfruitful, experiencing difficulties on several fronts:
Capacity thresholds proved much easier to conceptualize
theoretically than to identify empirically. Research was criticized for using single species indica tors rather than studying the complexity of an interact
ing system, and for using flora rather than fauna. These
indices are easier to measure, but do not always reveal
important changes.
Similarly, the research of the 1960s and 70s focused largely on direct impacts, whereas indirect impacts (of, for ex
ample, overfishing and sediment load resulting from de
velopment on the margins of the marine features that at
tract the tourist trade) are now often thought to be more
significant. The 'objective' analysis of the research of the 1960s and
70s foundered on the presumption that there was a purely technical solution to recreational pressure. The goal was
to calculate an objective or 'hard' limit, which could then be used as the basis of a management plan for the indus
try. Furley el al highlight, in particular, the presumption that tourism dynamics should have the necessary inher ent checks and balances to provide self-regulation. It be came apparent, however, that the interests of one set of users could conflict with the demands of another and the
perception of crowding and ecological damage varied be tween different user groups. As a result, Furley et al point to the fact that by the end of the decade Stankey (1980)
was arguing that the subjectivity involved in carrying
capacity made it a prescriptive rather than a determinis
tic concept.
Partly as a result, there are now important differences between the current debates of carrying capacity and those of earlier decades.
These fall largely under two headings:
Firstly, that what would previously have been seen as
exclusively local matters are now commonly
seen as a
microcosm of national and global concerns.
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Strategies for Sustainable Tourism Development: 7 3
Second, there are a number of challenging social and philo sophical questions that follow from the further growth of
mass tourism and the consequent global compression of time and space, including the possible erosion of social
values, the 'commoditization' of culture, the social im
pact of the large disparities in wealth and opportunity between the consumers and providers of tourism in the
developing nations, and the different values involved in tourism development and planning decisions.
Furley et al conclude that the global extension in the reach and randomness of environmental impacts, including that of interna tional tourism, means that thresholds and carrying capacities are not immutable features of the ecological system. Rather, they are
culturally imposed benchmarks that reflect the prevailing stan dards of social acceptability. This in turn means that the problems cannot be entirely defined in purely technical, neutral terms. The need to integrate and resolve a wider range of social, cultural and
political factors into the same decision matrix as economic and en vironmental factors makes it clear that a new, more sophisticated and multidimensional analysis is required. Clayton and Radcliffe
(1996) offer one partial solution to this problem, using a tiered
Sustainability Assessment Map to represent differential change on several different dimensions (social, economic and environmental) on three spatial scales. Furley et al recommend adopting a similar
approach, based on an ecosystems perspective. This entails a con
figuration of the interaction of tourism and the environment at three spatial scales, as follows:
Direct.
Indirect.
System-transforming. Direct impacts received most attention in the 1960's and 70%
indirect impacts receive more attention today, but Furley et al ar
gue that it is the system-transforming impacts that are probably most critical in the interaction of tourism and the environment. Direct and indirect tourist impacts are clearly important but, even in a well-managed setting, the marine ecosystem may still be over
whelmed as a consequence of the accumulation of events whose
origins are more remote. The survival of the coral ecosystem, for
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7 4 SOCIAL AND ECONOMIC STUDIES
example, is ultimately dependent on the capacity of the terrestrial
margins to continue to furnish the biological resources essential for
its survival, yet these same terrestrial margins are also under threat
by tourist developments ranged along the coast. Similarly, coral that requires a nutrient-poor environment can be threatened by the discharge of nutrients (in the form of fertilizer, sewage or indus
try run-off) from developments further inland in the watershed. At an even more distant but fundamental level, rising sea tempera tures (increasingly associated with global warming) are now one
of the main causes of coral bleaching today. Impacts such as global
warming are genuinely system-transforming elements, and not
directly amenable to minor changes in local management strate
gies. This highlights some of the potential practical limitations in the use of the concept of carrying capacity as a site management tool, a point dealt with in more detail below.
Current applications of the concept of carrying capacity
Furley et al have categorized the current approaches to defining
carrying capacity into four distinct groups, based respectively on
the use of ecological, social/psychological, physical and economic criteria.
1) Ecological
Any ecology will change under pressure. Species especially sensi tive to the particular kind of pressure applied will tend to decrease or even disappear as the pressure erodes their ability to survive
and/or reproduce. Resilient species, however, may actually increase in number, partly because competitor species might be eliminated, and partly because some species respond to moderate pressure by increasing productivity. This direct change in the balance of species present may alter the general pr?dation pressure and available food supply, thus triggering further changes in the levels of other
predator or prey species. Thus the process is typically highly dy namic, and depends on a complex interaction of internal and exter nal factors. Factors such as the nature and severity of the pressure are obviously important, but the way in which these interact with factors such as the pre-disturbance balance of species tends to be at least equally important.
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Strategies for Sustainable Tourism Development: 7 5
In principle, it is possible to estimate the vulnerability of par ticular species, then to identify the threshold value at which some
irreversible change is likely to occur. When ecologies change under
pressure, however, they generally reach new points of balance, pro vided that the key factors then remain reasonably constant. The
original pressure is by that stage itself one of the key factors main
taining the new point of balance, so one important consideration is
whether the pressure itself remains constant once it has triggered the change. A change in the nature or severity of the pressure may be required to initiate further change.
Thus a site does not have a single, fixed carrying capacity. Each point of ecological balance has an associated carrying capac
ity. The carrying capacity of a given site undergoing change is there
fore a series of quantities that change over time as the site moves
through a series of states. This in turn means that any given assess
ment of carrying capacity really refers to the size and extent of
change involved in the ongoing or anticipated change of state. In
practice, as Furley et al have pointed out, this tends to mean the size
and extent of change deemed to be acceptable on a given site at a
particular time.
In some cases, the complexity of ecological change is such that
it is effectively impossible to assess carrying capacity. This is for a
number of reasons:
Primary impacts may have secondary and tertiary im
pacts, some of which could be outside the site being moni
tored, and it is often impossible or impractical to trace the
entire chain of repercussions. For example, the construc
tion of groynes to protect one beach may alter patterns of
erosion and accretion and thus impact on other beaches
further down the coast. Similarly, land disposal of liquid wastes can allow percolate to reach the water table (espe
cially in highly permeable terrain) and thus eventually reach surface waters, thus impacting on freshwater and
marine ecologies far from the original disposal site. More
subtly, changes that impact primarily on one species may,
by altering predator-prey balances, have secondary
impacts on a range of other species.
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SOCIAL AND ECONOMIC STUDIES
Carrying capacities may fluctuate naturally over time.
Multiple predator-prey relationships, for example, often
exhibit complex dynamics, so there may be quite large differences in species numbers at different points of a range of interlocking cycles. It might be very difficult to know how much of a given
impact should be attributed to tourism, as opposed to
other causes. As indicated earlier, the damage to a given coral reef, for example, might be partly due to tempera ture change, partly due to a surge of anoxic water, partly due to overfishing, partly due to fertilizer run-off and sew
age discharge, and partly due to visitor trampling and
souvenir-hunting. Controlling visitor numbers alone
might therefore not be a sufficient strategy to protect the
reefs. Similarly, over-fishing of - for example - conch might
be partly related to the increased demand due to visitors, but it may equally be related to demand from overseas
markets. A strategy for the management of a given ecol
ogy has to take all of the main sources of demand and/or
pressure into account.
A given ecological intrusion will typically have multiple
impacts, and these will tend to manifest at different times.
Disturbance to one species might have an immediate and
obvious effect, while disturbance to another might have no visible immediate effect but then cause serious prob lems later. Some species (of birds, bears and deer, for ex
ample) put on weight at certain times in the year, and this
gives them an energy reserve that they can use during the
following breeding season or migration. A disruption dur
ing the early phase may not have an obvious immediate
effect, but may prevent the animal from accumulating as
much fat as it needs, with potentially disastrous conse
quences later on (such as reduced reproductive success). Some intrusions have different impacts at different times. A number of ecosystems respond to stress by increasing
productivity. For example, many species of grasses re
spond to grazing by tillering (developing multiple shoots), thus increasing the yield. Intermediate levels of stress also
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Strategies for Sustainable Tourism Development: 7 7
help to prevent a dominant species from excluding com
petitors. One plausible explanation for the high species
diversity in coral reefs, for example, is that occasional
natural disturbances (such as hurricanes) maintain the
reefs in a non-equilibrium state, thus allowing non-domi
nant species to increase in number from time to time. It is
only when the stress exceeds the threshold of ecosystem tolerance, or goes on for too long or at the wrong time, that overall productivity starts to decline.
Some contaminants - such as, for example, metamorphic inducers affecting reef species
- can affect metamorphosis at concentration levels which are too low to be detected
by currently available assay methods. This means that it
is virtually impossible in some cases to predict environ
mental impacts - it is only possible to monitor actual eco
logical impacts as they happen. This in turn means that
the site management system has to flexible enough to be
able to respond rapidly to changing circumstances.
An additional common problem when calculating carrying capac
ity is that some of the information required may be unreliable or
unavailable. It can be extremely difficult to assess the number of
members of a given species, for example, particularly when they move freely in difficult terrain such as a marine environment. Stan
dard procedure is to sample and extrapolate, but there are frequently
grounds for disagreement about the choice of sample method and
frame. Another complication is that key variables -such as species levels- also fluctuate, sometimes by quite large amounts, in the
normal course of events. It may also be necessary to deal with sev
eral of these problems simultaneously. The well-publicized diffi
culties (and associated controversies) that the International Whal
ing Commission has had in assessing the maximum sustainable
catch rates for particular species of whale, even after many years of
detailed study and analysis of catch data, illustrates this problem. For example, suppose that there is a suspected problem with
overfishing. The first step might be to calculate the maximum sus
tainable harvestable yield of the species concerned. When a species is expanding to 'fill' an econiche, the growth curve will typically form an elongated 'S' shape. The steepest gradient on the curve is
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7 8 SOCIAL AND ECONOMIC STUDIES
where the population is growing fastest. This is sometimes referred
to as the maximum sustainable yield point, where the greatest harvest can be taken.
In a situation where there has been extensive overfishing for
decades, however, the earlier intrusions may have fundamentally altered the base ecology. Thus the ecosystem itself is likely to have
different characteristics at the time that the measurements are taken.
In Jamaica's case, for example, the large predatory fishes have vir
tually disappeared, due to earlier overfishing (Hughes, 1994). The
current fish stock therefore consists largely of the remaining her
bivorous species. Thus the calculation of the maximum catch of a
given species in the remaining stock can only be carried out against the background of a situation that has already been significantly altered. This means in turn that the current ecosystem is not at a
climax situation, which means that the maximum sustainable
harvestable yield of the species being measured cannot be regarded as stable.
Thus an ecological management strategy will generally have
to be devised on a basis of imperfect and/or partial information.
Given that, however, it is still sensible to manage sites within cer
tain broad parameters, minimizing the risk of obviously avoidable
damage. Good site management can, for example; Ensure that the visitor load is spread thinly enough across
an entire site to keep the pressure on any one point low, or
Restrict access during certain critical times (such as a
breeding season, for example), or
Provide attractions to draw the bulk of the visitors away from the sensitive areas into areas that can withstand
greater pressure, or
Environmentally harden an area of the site to withstand
greater pressure. Land areas zoned to take heavy
trampling, for example, can be irrigated and fertilized in
order to increase plant productivity and thus increase
tolerance to wear, or
Physically harden an area of the site to withstand greater
pressure. Many tourists will be drawn to a zoned area
with a concentration of attractions and facilities, thus
reducing the numbers trampling more sensitive areas
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Strategies for Sustainable Tourism Development 7 9
elsewhere. The ease of access to sensitive sites can also be
physically reduced by, for example, removing pathways. Other elements of good site management might include measures
to:
Eliminate obvious sources of contamination at source
where possible, or build in appropriate facilities to treat or divert contaminants where these are unavoidable.
Improve the efficiency with which energy, water, nutri ents and other resources are used on the site, building in
closed recovery loops where possible in order to (a) mini
mize and contain flows and (b) avoid displacing prob lems to other sites.
2) Social/psychological
As indicated earlier, a number of attempts have been made to ex
tend the concept of biological/ecological carrying capacity into the
social, psychological, physical and economic domains. These at
tempts are both illuminating and methodologically important.
Many advances in science are made when attempts are made to
bridge into the domain of other disciplines. As the section above
suggests, however, it is hard enough to use the concept as an active
management tool in the biological/ecological domain. It is even more
conceptually difficult to use the concept as an active management tool in these other domains.
Social measures of capacity generally refer to the perception of crowding. Visitors to certain sites report that they find a high level of crowding psychologically uncomfortable. There is a cul
tural dimension to this, in that different cultures regard different
inter-personal distances as appropriate for particular relationships, and some tend to be less tolerant of close proximity to strangers than others. Thus the social carrying capacity of an area generally refers to the level of crowding that the majority of both residents
and visitors find acceptable. There is a particularly complex relationship between ecologi
cal measures and social measures, as the relationship can be both
positive and negative. The perceived quality of a site often does
relate to its ecological state, but this relationship tends to be quite
context-specific. For example, there are some areas (such as high
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8 O SOCIAL AND ECONOMIC STUDIES
mountain peaks) where reported visitor satisfaction appears to be
strongly related to high environmental quality and low use levels.
Many people like to feel that they are getting away from the crowds
when they climb a high mountain, so that they can enjoy a
personal sense of achievement when they reach the top. In other
visitor areas, however (such as nightclubs), visitor satisfaction ap
pears to be strongly related to relatively high use levels. Few people appear to enjoy going to an empty nightclub.
Similarly, visitor enjoyment on some beaches stems from a
sense of exclusivity, which may be associated with relatively sparse
(but high quality) infrastructure and low use levels, while on other
beaches visitor enjoyment stems from a sense of social occasion, which tends to be associated with extensive infrastructure (bars,
jet skis, entertainment and so on) and high use levels. Thus the
perception of crowding is not determined solely by crowd density per se, but relates to user expectations that are in turn context
specific. Social and environmental concerns do not necessarily over
lap. For the average tourist (as opposed to environmental scientist), concerns about environmental quality tend to relate to visible
problems (such as litter or fouling on beaches) than to less obvious
problems (such as the health of the coral reef offshore), even though the latter may actually be much more important from an ecological point of view. Similarly, not every tourist finds mangroves attrac
tive, although they are ecologically important and so valued by environmental scientists.
3) Physical criteria
The capacity of the existing infrastructure (number of hotel rooms, size of piers, width of roads and so on) is one measure of the limit to
the number of tourists that can be accommodated. In theory, how
ever, such limits can be overcome (by building more or bigger hotels, piers and roads), so they represent resolvable impediments or bottlenecks rather than real limits.
It is, of course, also possible to use infrastructural capacity aa a means of controlling numbers. A moratorium on hotel construc
tion, for example, is one way to prevent a further increase in arrivals in a given area. In Ocho Rios (one of the three main resorts
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Strategies for Sustainable Tourism Development 81
in Jamaica), for example, the limit to the number of visitors is cur
rently set by the number and size of available piers, which limits the number and size of the cruise ships that can be accommodated.
Extending the piers would allow more and/or bigger cruise ships to
dock at the same time. If the piers were extended, of course, without
consideration for other possible limiting factors elsewhere, then
the additional tourists would simply be decanted into the existing facilities and attractions. The result might reveal that the current
limit was actually serving a useful function in controlling over
crowding in the town and surrounding attractions.
4) Economic criteria
Economic carrying capacity is usually defined in terms of the maxi
mum aggregate value of non-exclusive uses of a given site. This
value is normally expressed in monetary terms. A single high value
exclusive use (such as the preservation of a marine area of critical
importance to fisheries) might outweigh the sum of a number of
relatively low value non-exclusive uses (such as sand mining and
waste disposal). Alternatively, the value of a small number of rela
tively high value uses (such as a private beach serving an upmar ket hotel) might prove to be outweighed by a larger number of
apparently low value uses (such as general recreation) when the
latter are aggregated. An alternative approach here is to assess the costs and
benefits of site management, so that the cost of restoration and
repair is assessed and deducted from the benefits generated by the
use of the site. Carrying capacity, in this context, would be defined
in terms of the usage pattern that generated the maximum flow of net benefits (i.e. once costs had been attributed and deducted).
Interacting definitions
The definitions above are themselves inter-related. The limiting factor, in some particular case, might be the lack of physical infra
structure. However, the further accumulation of infrastructure may at some point start to trade off against the criteria of ecological
quality (by causing a significant environmental deterioration) or
perception of crowding (by encouraging a rapid increase in the
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8 2 SOCIAL AND ECONOMIC STUDIES
number of arrivals). In other words, it might be possible to escape from one limit but thereby incur another. In a situation where a
number of stakeholders are involved, with diverse interests and
concerns, these interactions and associated trade-offs are likely to
be the focus of any controversy.
Implications for the decision process
This indicates that it may not always be appropriate, in such cases, to use a standard cost-benefit analysis (CBA). The costs and ben
efits of the various options for development and/or conservation
will typically be diverse, and differently distributed over time. With a standard CBA, the different dimensions of the planning decision are translated into a single numeraire -
usually temporally-dis counted monetised value ? thus allowing the costs and benefits to
be unified, aggregated, expressed in terms of net present value
(NPV), and then set directly against each other. Ideally, a CBA will ensure that wider, more long-term or diffuse costs or benefits (that
might otherwise be overlooked) are recognized, and given appro
priate weight in the final decision.
There is a potential for controversy, however, in the weight ing given to non-market variables, which is in part a technical prob lem, and in part a political issue. The use of a single numeraire (such as NPV) gives the maximum possible simplicity in the ensuing de
cision, but, by exactly the same token, entails the greatest loss of
information. Information loss per se is not necessarily a problem, of
course, as the greater part of the information available in any plan ning decision has to be discarded in order to reduce the situation to
its manageable essentials, but this process may become problem atic when diverse criteria from different domains (such as the
ecological, social/psychological, physical and economic factors typi cally involved in a tourism development decision) are to be as
sessed, as there is then a greater risk that potentially important information may be discarded or inappropriate values assigned. There is a further ancillary risk that the choice of the valuation
procedure itself may then prove critical in determining the level of
value to be assigned to particular factors (and that non-monetary factors may be assigned a relatively low weight) so that the deci sion is effectively made at that stage. This, in practice, would not be
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Strategies for Sustainable Tourism Development: 83
visible by the time the various options came forward for the final
decision, so that the process would not be particularly transpar ent. This is unlikely to be universally acceptable in a situation where
there are a number of stakeholders with divergent interests. Clayton and Radcliffe 1996 have indicated that an alternative strategy,
appropriate in such instances, is to use a more disaggregated, multi
dimensional decision-making model, with several numeraires, as
this allows the different dimensions of a complex planning decision
to be kept in view and so subject to separate critical scrutiny and
enquiry, thus making the process more transparent. Ultimately, these numeraires must be collapsed in the final decision, but this
occurs during rather than before the decision-point. As indicated above, in most -
perhaps all - of the dimensions
of carrying capacity, the significance of any given change has to be
ultimately defined in terms of user perceptions. The most impor tant threshold of change is probably that which is the first to be
unacceptable to an important user group. This highlights the true
significance (from the management point of view) of the fact that
the four key dimensions described above are all interrelated. This
means that there is likely to be more than one significant user group involved in any given planning decision, and also that their per
ceptions are likely to vary. A change that is acceptable to one group
may not be acceptable to another. A change that is acceptable to
visitors may be unacceptable to environmental scientists, while a
change that is acceptable to a developer may be unacceptable to
local residents. For example, a developer might place a high value
on the potential economic benefits of a proposal, while an environ
mentalist might place a higher value on the potential ecological cost of the same proposal. Both parties could argue their case in
terms of the carrying capacity of the site, use essentially the same
model, and work to the same standard of rigour, and yet arrive at
quite different conclusions. It all ultimately depends on whether a
given change is regarded as important and the direction of change is regarded as acceptable by a given stakeholder.
It is therefore important to acknowledge that there will al
ways be a potential conflict between the perceptions and values of
the different stakeholder groups with an interest in a given site.
There will be both a subjective and an objective element in the way
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84 SOCIAL AND ECONOMIC STUDIES
in which each stakeholder group defines the importance and ac
ceptability of particular changes. This means, in turn, that there
will always be a subjective element in any related planning decision.
This is not an argument for avoiding the use of the concept of
carrying capacity, for two reasons:
Below the subjective level, individual components can be
assessed in a much more objective way. Environmental
impacts, economic benefits and so on can be quantified,
using well-established methods.
Any technique that can help to improve the decision-mak
ing process (by, for example, making it more transparent and robust) is - potentially
- extremely valuable. The con
cept of carrying capacity can undoubtedly play a very useful role in helping to explicate the complex mix of
knowledge, beliefs, motives and assumptions on which
all human decisions ultimately depend. However, it does raise the question of the social implications of
planning decisions. A decision to enforce a given carrying capacity and protect a site by controlling access and use is a decision as to
how a resource should be allocated. Any such decision implies that some users - or categories of users - will be disadvantaged, and
this in turn raises issues of equity and fairness. If, for example, beach access was to be controlled by levying a charge, this might make
the resource effectively unavailable to people on low incomes.
It is very important to note, though, that a decision not to take
any action is still a decision, and one that will also have conse
quences. If it is decided, for example, to continue to allow unre
stricted access to a site, that decision will favour those users who
prefer higher usage, but penalize those who prefer low usage. If it was decided, for example, to that a beach should remain open and
free to all, that might favour vendors (who would prefer a high
usage) but deter high-spending tourists (who might prefer a less
crowded beach). One potentially contentious aspect of this problem is that sev
eral studies have found that people with higher levels of education
and income tend to be less tolerant of crowding, while people with lower levels of education and income sometimes prefer a certain
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Strategies for Sustainable Tourism Development: 8 5
level of crowding. This means that any restrictions on access -
whether based on carrying capacity or any other criteria - may
well be open to accusations of elitism, as the user group that will
choose to access that resource will tend to be wealthier and better
educated than average.
Applying the concept of multidimensional carrying capacity to the tourism industry
Tourism clearly does impose a range of burdens and impacts: on
the environment, on the infrastructure (especially at peak periods), on the cultural heritage, and on social relationships. Some of the common burdens include:
Increased generation of solid and liquid wastes and air-borne pollution (the latter primarily from increased
vehicular traffic). Overburdened infrastructural systems (water supply systems, roads and so on).
More fundamentally, negative impacts resulting from inadequately
planned and uncontrolled tourism development can damage the
very environment on which the success of a project depends. For
example, an excessive increase in the number of hotels sited to serve
tourists around the major attraction of a coral reef could imperil the attraction itself, as off-shore discharge of effluents from the ho
tels could damage the coral. Thus, without careful attention to the
balance between the volume and type of tourist activity and the
sensitivities and carrying capacities of the resources being devel
oped, tourism projects can not only be environmentally harmful
but also economically self-defeating. The majority of tourist attractions are seen as irreproducible
public assets. As public goods, they cannot be priced on the same
basis as other goods and services. They also manifest a particular trade-off; an inverse relationship between intensity of use and visi
tor satisfaction - as a general rule, beyond a certain threshold; the
more crowded the attraction, the less the quality of the experience. For these reasons, it is generally accepted that market mechanisms
cannot, unaided, serve their normal allocative functions, and that some degree of superordinate management and planning is required,
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8 6 SOCIAL AND ECONOMIC STUDIES
although prices may then be used as one means of controlling levels
of use.
As the UNEP/Mediterranean Action Plan (1997) Priority Actions Programme (PAP) points out, therefore, various forms of
multiple carrying capacity planning are now commonly used in
planning and managing tourism development. The aim of carrying
capacity planning is to determine the upper desirable limits of de
velopment, that is, the point at which the resources are being used
optimally. With good management, the interests of developers and
of the public can be aligned, so that all can derive some benefit.
Without such management, the interests of developers and of the
public will tend to diverge sharply, leading to such undesirable outcomes as inappropriate development, environmental damage, overcrowding, social tension and consequent reduction in the at
tractiveness of the site. Thus good management is actually in the
long-term best interests of developers, even though - in the short
term - specific projects might be frustrated.
Multiple carrying capacity planning can also assist nations to meet ^certain international obligations and treaties. The United
Nations Convention on the Law of the Sea (1994), for example, sets out rights and imposes obligations on states with regard to the
protection and development of the marine and coastal environ ment. The convention contains measures to encourage the inte
grated management and sustainable development of coastal areas, marine environmental protection, the use of marine resources, and the sustainable development of small island states. The use of car
rying capacity planning provides a good basis for achieving these
multiple objectives, so that carrying capacity planning can enable countries to comply with their legal obligations, as well as improv ing the management of their coastal resources.
Applying the concept: a working methodology
As argued earlier, carrying capacity parameters must be drawn from a number of different domains. The majority of tourism-re
lated plans will have to include physical, ecological, social, eco
nomic and political considerations:
Physical/ecological. When calculating the physical or eco
logical carrying capacity, it is necessary to distinguish
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Strategies for Sustainable Tourism Development 8 7
between fixed factors and variable factors. Factors such as the climatic cycle, the length of the coastline and so on
are obviously fixed, at least within most planning hori zons. Ecological capacity is also commonly taken to be
fixed, although this is more debatable. Infrastructure,
however, is variable, because it can be extended at will.
More roads can be built, pipelines laid and so on.
Social. Social factors divide into those that are relatively
quantifiable, such as demographic and population migra tion statistics, and those which are more subjective, such as cultural impacts. Economic. Economic factors include the assessment of the
potential costs and benefits of particular proposals. Political. Political factors are often inextricably inter
twined with economic factors, as the decisions as to the
actual (as opposed to theoretical) allocation of costs and
benefits between the various stakeholders ? developers,
managers, visitors and residents - usually have a strong
political dimension.
In assessing and quantifying these factors, research and docu
mentation will typically involve both:
Primary research (original surveys, site visits, interviews, measurements and observations).
Secondary research (accessing existing data resources;
databases, maps, published and grey literature).
The primary research will normally cover such areas as:
Inspection of the sites and attractions. This will involve a
first assessment of usage loads and patterns, and a pre
liminary identification of pressure points and problems. This stage will also involve a first identification of the nature of the site or attraction, with an assessment of its
quality, appeal, state of repair, and options for mainte
nance/repair, improvement or upgrade.
Legislative and political audit. This will involve a review of existing and pending legislation, and an assessment of
the underlying political priorities. Institutional assessment. This involves identifying the
various organizations, institutional structures and
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8 8 SOCIAL AND ECONOMIC STUDIES
mechanisms involved in the exploitation, management or regulation of the tourism resource.
Stakeholder audit and analysis. This will involve a pre
liminary identification of the various interest groups, pos sible synergies, and actual and potential conflicts.
The secondary research will normally cover such areas as:
Published planning frameworks and guidelines. This
would involve mapping the boundaries of the areas that are the subjects of the study, and overlaying the relevant
mix of local, national and (where relevant) international
planning and legislative regulations, frameworks and
other obligations.5 Social and economic data for the sector and the region. This would normally include demographic statistics on
residence patterns, health, education, welfare and crime, economic statistics on sectoral activity and growth, turn
over and margins, the rate of capital formation and so on.
Industry statistics. This would normally include statis
tics on arrivals, length of stay, bednights, average total
spend per visit, numbers of visits to particular attrac
tions, average duration of site visits, average spend per attraction and so on.
There are other categories of data that would normally in
volve both primary and secondary research, including: Environmental assessment. This would usually involve an assessment of the natural characteristics of the site.
This would generally include such factors as the size of
the area, the geology and physical geography, the length
5 Planning frameworks and guidelines are critically important determinants of
development options. These frameworks and guidelines normally follow ad ministrative boundaries. As noted earlier, however, any given area will nor
mally experience significant flows of energy and resources over its bound aries. When assessing carrying capacity, therefore, it is important to recog nize the larger national and even international context, so that the wider pattern of associated demand and displaced impacts driven by development in the
given area can be taken at least partially into account. It is often necessary, as
a minimum measure, to use the concept of the tourism microregion; an area
that includes both the particular area under study and the associated wider area
which contains the immediate water supply, waste disposal, economic spin off, resettlement and travel-to-work issues.
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Strategies for Sustainable Tourism Development 89
of coastline or riverbank, hydrology, climate, the main
econiches and species present. Usage patterns (such as
agriculture, fisheries or mariculture) would generally be
addressed too.
Environmental impact audit. This would involve an as
sessment of the main environmental impacts to date, not
ing their causes (as far as possible), estimates of signifi cance, trends and rates of change.
Physical assessment. This would include an assessment
of the built environment and physical infrastructure,
including such factors as nature and pattern of settlement,
physical capacity (e.g. number of rooms), building types,
transportation, water and sewage works and facilities.
Following research and documentation, individual areas, sites
and attractions can be broadly categorized. Categorization criteria
would normally include:
The type of attraction. This would include a note of the
physical characteristics (e.g. hotel, marina, mountain trail). The seasonality. Load factors tend to vary by the type of
attraction. Peak use of a tropical beach, for example, might
peak in the winter months, while use of a mountain trail
might peak in the summer months.
The nature of the use(s). A mountain trail, for example,
might have multiple uses, such as picnicking facilities on
lower ground, chalets for more long-stay visitors, nature
trails for children, rock climbs and scrambles for the more
adventurous and so on. Each would have different char
acteristics in terms of the duration of stay, average spend and so on. Some activities might be suitable for high-in
tensity use (such as the picnicking), others might only be
suitable for low-intensity use (such as the climbing). Some
of these uses may have their own seasonality. Social and economic importance. This would include a
note of the percentage of local employment resulting from
the tourism activity, the total income associated with the
activity, the distribution of that income, and any other
associated social benefits (such as enhanced educational
opportunities) or costs (such as increased social disloca
tion and rising rates of crime).
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90 SOCIAL AND ECONOMIC STUDIES
Vulnerability. This would include a note of any evidence
of significant social or environmental stress associated
with the use of the site, stakeholder conflicts, or any other
factor that might threaten or prejudice the continued use
or development of the site.
The use of broad categories is important. As indicated earlier, it is invariably necessary to sacrifice some information (by aggre
gating information across different assessment criteria, for example) in order to derive a clear recommendation that can go forward into
the final decision-making process. It is important to remember,
however, that each of the broad categories will be derived from a
much larger set of assessment criteria. An overall assessment of
environmental vulnerability, for example, would normally take
into account factors such as air, marine, freshwater and land-based
pollution, toxicity and load factors, the sensitivity of the recipient environment, the possibility of bio-accumulation and concentra
tion, the rate and seasonality of pollution loads and surges, and
induced sensitivity to further environmental change. Similarly, the
assessment of social and economic importance would normally take
into account factors such as the number of seasonal and permanent workers, average per capita income in both groups in relation to
average per capita income in the general population, the rate of
new job creation and so on. In the interests of clarity and transpar
ency, the analysis of each factor - physical, social/psychological, economic and environmental - should list and justify the choice of
relevant indicators.
The following set of indicators of physical change (from Gunn
1994) is given here as an example:
Indicators of Tourism Condition
Indicator Types Measures Possible Indicators
Physical Infrastructure Crowding
Superstructure Danger
Land/space Supply
Transportation
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Strategies for Sustainable Tourism Development: 91
These then disaggregate further. For example:
Crowding Beaches
Visual access
Access problems
Transportation
Danger Beach mining Clearance of shoreline vegetation Clearance of upland vegetation Near and offshore uses
Access problems
Supply Beach access
Sewage treatment
Water supply Electricity Solid waste disposal Aerodromes
Ports
Land use & availability
Following the division into broad categories, it is then possible to
derive recommendations based on the agreed typology within each
category. If a site is proximate to existing intense tourism activity, has low environmental vulnerability, and could generate signifi cant economic benefits, then it would be judged suitable for inten
sive use. A site that was remote from existing tourism activity or
transport links, with high environmental vulnerability and with
modest economic benefits would be recommended for highly restricted use.
It is important to note, in this context, that 'intensive' does not
imply that the development should be deregulated or unplanned. The dysfunctional effects associated with inadequately regulated or unplanned tourist development are well known. Intensive, in
this context, refers to large-scale physical intervention and heavy
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9 2 SOCIAL AND ECONOMIC STUDIES
investment in infrastructure, designed for mass tourism, with the
goal being to maximize profit by maximizing visitor turnover.
Most intensive development, to date, has not been particu
larly sensitive to social or cultural impacts. The focus on turnover
generally implies according a low weight to social and cultural
factors. However, with good planning, many of the same benefits can be derived while significantly reducing some of the social and
cultural costs. The PAP guidelines, for example, note the case of
Porec, on the western coast of the Istria peninsula in Croatia. This is
by far the main tourist area in Croatia, but the impact has been so
well absorbed that the tourism industry actually has a less domi
nant profile there than in other areas along the coast. This has been
achieved by dispersing tourist establishments through the area,
avoiding heavy concentrations of attractions, re-routing traffic
away from the coast roads, building a network of cul-de-sac access
paths to tourist establishments, and organizing local supply and
entertainment facilities. Thus with good planning, intensive tour
ism development is in no way incompatible with tolerable levels of
social and cultural impact and change. Restricted use, by contrast, would be appropriate in areas of
high environmental vulnerability or social sensitivity, where it
would only be possible to accommodate much lower numbers. This
is in no way incompatible with the same ultimate goal of the inten
sive strategy outlined above; to maximize profits. It may be quite
appropriate, for example, to charge a higher fee for a more exclusive
experience. In cases where the market will not bear a higher fee, it
may still be possible to derive additional revenues by providing an
alternative set of attractions. Even if these ancillary attractions can
not, by virtue of their vulnerability, sustain heavy levels of use, such income as they provide may be genuinely additional to the income generated by the areas zoned for intensive development. It
all depends on the degree of market segmentation, but many of the
people who are attracted to more remote or less easily accessible
sites are not drawn from the same group as those that prefer the
facilities associated with mass tourism, so reducing the risk of in
ternal competition for the same income.
There is also an important issue as to social impact and ab
sorption. A relatively isolated local community with a particularly
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Strategies for Sustainable Tourism Development: 93
distinctive local identity may be far more sensitive to the intrusion
of foreign tourists or even just a non-local workforce than a rela
tively cosmopolitan urban community, or a community in an area
in close proximity to one with a long history of tourist develop ment. In a relatively cosmopolitan area, therefore, the physical and
ecological factors can be accorded greater weight than the socio
cultural factors. In a relatively isolated rural area, by contrast, socio
cultural factors may well have greater significance. Another key factor identified in the PAP report, for example, relates specifically to the disparity in levels of wealth and disposable income between
the tourists and the residents. France, for example, is one of the
world's premier tourist destinations, but also has the fifth largest national GDP. The residents are generally of equivalent economic
standing to the visitors, which means that there is no large dispar
ity to be a source of envy or friction. In many developing nations,
by contrast, the visitors will generally be significantly wealthier
than the average local resident in resort areas. This is a potential source of envy, friction, cultural tension and the progressive erosion of social values.
Presenting carrying capacity study findings A carrying capacity study (as with any planning process) should,
ideally, generate clear guidelines for development. These guidelines must be accessible to the various stakeholder groups, which in turn
means that it may be necessary to prepare multiple versions of the
associated project document for the various stakeholder groups,
reflecting their different perspectives and competences. The PAP
report, for example, notes the paramount importance of acceptance
by the local community but also notes that the language cannot be the same as that in a document prepared for the professional inves tor. All such versions, however, should be drawn from the same
source document, so that all stakeholders are equally apprised of
the core underlying issues and trade-offs.
Linking carrying capacity to sustainable development
Most current planning for tourism development is still largely driven by a marketing perspective. It is usually based on analysis
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94 SOCIAL AND ECONOMIC STUDIES
of trends in preference, followed by the promotion of a strong pro duct image for a region or resort. This approach is generally
supported by appropriately-tailored facility design and site man
agement, designed to ensure that the customer's expectations are
met, which helps to encourage repeat visits and build up customer
loyalty. Market intelligence, marketing and appropriate design remain
as important as ever, but a carrying capacity perspective assumes
that this approach can only be one element in a more comprehen sive and strategic approach to tourism development. Saddler 1987, for example, points out that the creation of a viable, long term, sustainable tourist industry requires supply-side analysis plan
ning, as well as market intelligence, that it is necessary to recognize that tourism is environment-dependent, that the viability of tour
ism development is linked to the quality of resource and environ
mental management, and that the process of development both
changes the resource base and re-shapes the lives of the host
community.
Variants of this more comprehensive approach are now
being increasingly widely used, which indicates that there is a grow
ing acceptance of the need to consider the level and mix of develop ment that will be environmentally sustainable and culturally tolerable on a more long-term basis. These general requirements have to be defined and codified in the form of specific objectives in
actual management plans, however, which is where concepts of
carrying capacity can play a useful role in bridging between
general aspirations and precise management targets. The PAP defi nition of sustainable development, for example, places it between maximum and minimum carrying capacity levels, i.e. at a point somewhere between intensive development (maximum carrying level) and highly regulated and restricted use (minimum carrying level), the associated goal being to achieve the optimal flow of income commensurate with the maintenance of important envi ronmental features and socio-cultural values, using factors such as
demographic capacity and the capacity of the physical infrastruc ture as constraints.
As indicated earlier, however, measures have been developed to measure environmentally and social carrying capacity, but op
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Strategies for Sustainable Tourism Development: 95
erational definitions of thresholds or tolerance levels have not
yielded satisfactory results. Saddler therefore suggests that the
premise of carrying capacity may be more readily incorporated into goals and guidelines for sustainable development by relating demand projections and economic benefits to what the environ
ment can support and what communities want. In this approach, the emphasis is on appropriate development, recognizing that mass
tourism is ? inescapably ? an agent of landscape and cultural
change, and must therefore be balanced with other objectives and
priorities. Gunn (1994) supports this theory by pointing out that at
tempts to devise a single, structured way of objectively quantify
ing the optimum number of visitors for given sites in terms of their
sociological, physical and ecological carrying capacities have not
been particularly useful, largely because it is difficult to generalize such standards from site to site. Communities around particular sites proposed for development, for example, tend, understandably, to be concerned primarily about issues that may be quite specific to
that site. The relative importance of purely local factors generates a
large number of diverse variables, which it is difficult to organize into a single national planning and management framework. In
stead, Gunn recommends a systems approach to the goal of plan
ning and developing tourism, within a larger concept of sustain
able development. This approach involves:
Developing tourism goals and objectives, which are linked
to the broader comprehensive plan for a region and/or local community.
Formulating a set of performance indicators reflecting the
objectives of tourism development.
Implementing management strategies designed to direct
tourism toward the achievement of the stated objectives.
Monitoring the performance of tourism with respect to
these indicators.
Evaluating the effectiveness of selected management strat
egies in influencing the performance of tourism with
respect to these indicators.
Developing strategic policies for tourism management based upon the monitored effectiveness of these techniques.
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9 6 SOCIAL AND ECONOMIC STUDIES
Conclusion
The concept of carrying capacity clearly can provide a useful frame
work for the policies needed to manage a tourism industry. It does
not, however, permit developers, government ministers or com
munities to abdicate their responsibilities. The concept can undoubt
edly illuminate and inform the relevant decisions, but the social, economic and political dimensions of any Complex management or
planning decision have also to be recognized and addressed. This can be done by using a multi-dimensional carrying capacity model
to clarify the nature of the choices and trade-offs entailed, as part of a comprehensive approach to the goal of planning and developing tourism, then integrating the results into a wider systems model of
sustainable development for the country concerned.
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