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TRANSITION TO SCHOOL OF DIVERSE LEARNERS
Elizabeth Anne Petriwskyj M.Ed., B.Sp.Ed., Dip KTC, CTTSNC.
Submitted in fulfilment of the requirements for the degree of
Doctor of Philosophy
Faculty of Health
Queensland University of Technology
2010
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ABSTRACT
This thesis examines the approaches taken by early years teachers in
supporting the inclusive school transition of diverse learners. A Thesis by
Publication format has been employed, where instead of traditional thesis chapters,
scholarly journal articles are presented in an ordered sequence in two sections. The
first set of journal articles establishes a synthesis of approaches to diversity and
inclusion and to transition to school, in order to set a clear theoretical position arising
from the literature. The second set of journal articles reports empirical evidence from
three school sites on diversity, inclusion and transition to school, discussed in
relation to both the first set of papers and to additional literature. The relationship
between these articles, and the methodology used for the theoretical papers, is
outlined in linking summaries of the challenges the papers seek to address.
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LIST OF PAPERS
Petriwskyj, A. Who has rights to what? Inclusion in Australian early childhood programs. Contemporary Issues in Early Childhood (accepted with revisions)
Petriwskyj, A., Thorpe, K., & Tayler, C. (2005). Trends in construction of transition to school in three Western regions 1990-2004. International Journal of Early Years Education, 15(1), 55-69
Petriwskyj, A. (2009). Diversity and inclusion in the early years. International Journal of Inclusive Education (30 September e-journal).
Petriwskyj, A. Pedagogies of inclusive transition to school. Journal of Early Intervention (accepted with revisions).
Petriwskyj, A., Thorpe, K., & Tayler, C. Towards inclusive transition to school. Exceptional Children (submitted).
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TABLE OF CONTENTS
Keywords ...................................................................................................................... i
Abstract ........................................................................................................................ ii
List of Papers ............................................................................................................... iii
Table of Contents ........................................................................................................ iv
List of Figures .............................................................................................................. x
List of Tables .............................................................................................................. xii
List of Abbreviations ................................................................................................. xiii
Statement of Original Authorship ............................................................................. xiv
Acknowledgments ...................................................................................................... xv
SECTION 1: CONTEXT OF DIVERSITY, INCLUSION AND TRANSITION 1
Chapter 1: Context and Research Problem ....................................................... 2 Contexts of the Study ................................................................................................... 2
Changing context of inclusion and transition ................................................................................ 2
Philosophical and theoretical context ............................................................................................ 5
Research Problem, Study Questions and Methodology ............................................. 10 Research problem ........................................................................................................................ 10
Study questions ............................................................................................................................ 13
Study methodology ...................................................................................................................... 14
Thesis Structure .......................................................................................................... 18
Chapter 2: Literature Review: Diversity and Inclusion in the Early Years . 21 Risk, Disadvantage and Diversity .............................................................................. 22
Diverse Learners and Inclusion .................................................................................. 23
Diverse Abilities ......................................................................................................... 27 Identification, early intervention and service access: salience .................................................... 27
Differentiation of curriculum and pedagogy ............................................................................... 28
Social skill and emotional self-regulation ................................................................................... 29
Communication and cognitive progress ...................................................................................... 30
Sensory and motor development and health ................................................................................ 31
Cultural Diversity ....................................................................................................... 32 Language and literacy .................................................................................................................. 33
Family and community expectation ............................................................................................ 35
Poverty, wellbeing and educational access .................................................................................. 37
Continuity and discontinuity ....................................................................................................... 38
Cultural diversity and the affective climate ................................................................................. 39
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Cultural and individual relevance of curriculum and pedagogy ................................................. 40
Effective Early Education for Diverse Learners ........................................................ 41 Supportive learning environment ............................................................................................... 41
Family and community partnership ............................................................................................ 42
School and classroom organisation............................................................................................. 43
Teacher focus, expectations and disposition ............................................................................... 44
Effective school transition programs .......................................................................................... 45
Chapter 3: Literature Review: Pedagogies of Transition to School .............. 47 Readiness, Preparedness and Educational Success Factors ....................................... 47
Preschool success factors: Purpose, program quality, family engagement ................................. 48
School success factors: Continuity, responsiveness and differentiation ..................................... 50
Multiple Constructions of Transition ......................................................................... 52 Transition as a set of teacher and school practices ..................................................................... 53
Transition as a time-limited change event .................................................................................. 54
Transition as continuity of experience ........................................................................................ 56
Transition as multi-layer multi-year process .............................................................................. 59
Relationship and transition capital .............................................................................................. 61
Successful Transition to School for Diverse Learners ............................................... 63 Defining successful transition ..................................................................................................... 63
Enhancing the success of transitions for diverse learners ........................................................... 64
Implications for Research .......................................................................................... 66
SECTION 2: THEORETICAL POSITIONS ON DIVERSITY, INCLUSION AND TRANSITION ................................................................................................. 69
Chapter 4: Diversity and Inclusion in the Early Years .................................. 71
Challenges in Defining Diversity and Inclusion ........................................................ 71 Meanings of inclusion ................................................................................................................ 72
Separate literature on diversity sub-groups ................................................................................ 72
ECEC prior to school and the early years of school ................................................................... 73
Development of Paper 1 ............................................................................................. 74
Chapter 5: Who has rights to what? Inclusion in Australian early childhood programs (Paper 1) .................................................................................................. 77 Abstract ...................................................................................................................... 77
Introduction ................................................................................................................ 78
Deficit assumptions: Specialised services and discrimination ................................... 79
Normative assumptions: Mainstreaming and cultural assimilation ........................... 81
Neediness assumptions: Integration and cultural tokenism ....................................... 83
Participation rights assumptions: Inclusion and cultural competence ....................... 85
Critical revaluation: Overarching reform in systems and pedagogies ....................... 87
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Conclusion .................................................................................................................. 88
Chapter 6: Transition to School ........................................................................ 91 Challenges in Defining Transition ............................................................................. 91
Multiple meanings ....................................................................................................................... 91
Readiness and transition .............................................................................................................. 92
School entry ................................................................................................................................. 93
Philosophical gaps in early childhood ......................................................................................... 93
Development of Paper 2 ............................................................................................. 94 Strategy for literature analysis ..................................................................................................... 94
Impact of the paper ...................................................................................................................... 96
Chapter 7: Trends in Construction of Transition to School in Three Western Regions 1990-2004 (Paper 2) ................................................................................... 99 Abstract ...................................................................................................................... 99
Introduction .............................................................................................................. 100
Transition as Set of Teacher or School Practices ..................................................... 101
Transition as a Time Limited Change Event ............................................................ 102
Transition as Continuity of Experience .................................................................... 104
Transition as a Multi-Layer Multi-Year Process ...................................................... 106
Horizontal and Vertical Transitions ......................................................................... 107
Defining Successful Transition ................................................................................ 110
Enhancing Success of Transitions ............................................................................ 111
Conclusion ................................................................................................................ 113
SECTION 3: EMPIRICAL EVIDENCE ON DIVERSITY, INCLUSION AND TRANSITION ......................................................................................................... 115
Chapter 8: Inclusion in the Early Years of School ........................................ 117
Challenges Addressed by Paper 3 ............................................................................ 117 Enactments of inclusion ............................................................................................................ 117
Lack of evidence in the early years of school ............................................................................ 118
Evidence linking across early childhood settings ...................................................................... 118
Quality and feasibility in inclusive early years environments ................................................... 119
Development and Impact of Paper 3 ........................................................................ 120
Chapter 9: Diversity and inclusion in the early years (Paper 3) .................. 121 Abstract .................................................................................................................... 121
Introduction .............................................................................................................. 122
Method ..................................................................................................................... 125 Participants ................................................................................................................................ 125
Measures .................................................................................................................................... 126
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Analysis .................................................................................................................................... 128
Results ...................................................................................................................... 129 Diversity in classrooms ............................................................................................................ 129
Question 1: Teacher Responses to Diversity ........................................................... 130 Structural responses .................................................................................................................. 130
Pedagogic responses ................................................................................................................. 132
Collaborative relationships ....................................................................................................... 135
Question 2: Impact of Diversity in Classes on Teaching ......................................... 136 Numbers of Diverse Learners ................................................................................................... 136
Limitations ............................................................................................................... 139
Conclusion ............................................................................................................... 140
Chapter 10: Inclusion, Transition and Pedagogy ........................................... 141 Challenges Addressed by Paper 4 ............................................................................ 141
Transitions, diversity and inclusion in early childhood ............................................................ 142
Emerging attention to pedagogies in the early years ................................................................ 142
Changes in pedagogies across transition to school ................................................................... 143
Pedagogies of inclusion and transition ..................................................................................... 144
Development of Paper 4 ........................................................................................... 145
Development of an Initial Conceptualisation of Inclusive Transition ..................... 146
Chapter 11: Pedagogies of Inclusive Transition to School (Paper 4) ............ 149
Abstract .................................................................................................................... 149
Introduction .............................................................................................................. 150 Variation to teaching practices ................................................................................................. 151
Continuity of pedagogy ............................................................................................................ 151
Relationship-based pedagogies ................................................................................................. 152
Pedagogic reform ...................................................................................................................... 152
The Study ................................................................................................................. 153
Method ..................................................................................................................... 154 Study sites ................................................................................................................................. 154
Classroom learner diversity ...................................................................................................... 154
Pedagogic practices K-2 ........................................................................................................... 154
Teacher explanations of pedagogies ......................................................................................... 155
Results ...................................................................................................................... 156 Site 1 regional school ............................................................................................................... 156
Site 2 suburban school .............................................................................................................. 160
Site 3 multicultural school ........................................................................................................ 163
Discussion ................................................................................................................ 167 Learner diversity and classroom context factors ...................................................................... 167
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Inclusion K-2 and whole-of-school contextual factors .............................................................. 168
Transition to school and teachers’ professional transition ......................................................... 168
Balancing competing demands .................................................................................................. 169
Conclusion ................................................................................................................ 170
Chapter 12: Transition for Diverse Learners .................................................. 171 Challenges Addressed by Paper 5 ............................................................................ 171
Readiness, preparedness and inclusive transition ...................................................................... 171
School, family and community rights and concerns .................................................................. 171
Prior to school ECEC and early years of school ........................................................................ 172
Teacher capacity-building and limits of responsibility .............................................................. 172
Structural supports and pedagogic responsiveness .................................................................... 173
Development of Paper 5 ........................................................................................... 173
Chapter 13: Towards Inclusive Transition to School (Paper 5) .................... 177
Abstract .................................................................................................................... 177
Introduction .............................................................................................................. 178
Study 1: Population study of the progress of exceptional children across the K-2 transition ................................................................................................................... 181
Sample ....................................................................................................................................... 181
Measures .................................................................................................................................... 182
Analysis ..................................................................................................................................... 183
Results ....................................................................................................................................... 184
Discussion of study 1................................................................................................................. 194
Study 2: Focused studies of school and teacher practices that aim to facilitate inclusion across the K-2 transition ........................................................................... 195
Sample ....................................................................................................................................... 195
Measures .................................................................................................................................... 196
Analysis ..................................................................................................................................... 197
Results ....................................................................................................................................... 198
What is the relationship between recognised proportions of exceptional children in a class and school and classroom practice? ................................................................................................. 199
School-level provision for exceptional children K-2 ................................................................. 203
Discussion of study 2................................................................................................................. 206
General Discussion ................................................................................................... 207 Effective practice commences with recognition of exceptional need. ....................................... 207
Observed quality of pedagogic practices ................................................................................... 208
Gradual transition to school ....................................................................................................... 209
Classroom teachers’ professional knowledge ............................................................................ 209
Limitations ............................................................................................................... 210
Conclusion ................................................................................................................ 210
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Chapter 14: Summary and Implications ......................................................... 213 Multifaceted Approaches ......................................................................................... 214
Support and Learning Prior To School .................................................................... 216
Contextual Issues Influencing Feasibility ................................................................ 218 Structural supports .................................................................................................................... 218
Wider support relationships ...................................................................................................... 219
Policy context ........................................................................................................................... 219
Teacher capacity building ......................................................................................................... 221
Pedagogies and Relationships Impacting Children’s Progress ................................ 222 Pedagogies of continuity and graduated change ....................................................................... 222
Relationship and affective support ........................................................................................... 224
Differentiation in transition processes ...................................................................................... 225
Educational reform, transition capital, child and family agency .............................................. 226
Inclusive transition ................................................................................................................... 226
Limitations of the Research ..................................................................................... 227
Implications for Practice and Research .................................................................... 228
Bibliography ........................................................................................................... 233
APPENDICES ........................................................................................................ 267
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LIST OF FIGURES
Figure 1.1. Paradigms of early education for diverse learners. ................................. 4
Figure 1.2. Paradigms of school transition ................................................................ 5
Figure 1.3. Structure of study method ..................................................................... 15
Figure 6.1. Example of transition tables by region and year ................................... 96
Figure 7.1. Number of papers defining transition as time-limited 1991-2004 ...... 104
Figure 7.2. Number of papers defining transition as continuity 1991-2004 .......... 106
Figure 7.3. Number of papers defining transition as multi-layered 1991-2004 ................................................................................................... 109
Figure 7.4. Number of papers published by country and focus of transition 1991-2004 .......................................................................................... 110
Figure 9.1. Subscale means by class type .............................................................. 133
Figure 10.1. Intersection of inclusion and transition of key ideas ......................... 142
Figure 10.2. Pedagogies of inclusion and transition .............................................. 146
Figure 10.3. Conceptualisation of relationship of inclusion and transition approaches ......................................................................................... 147
Figure 11.1. APEEC and ECERS Environments K-2 at Regional School ............ 158
Figure 11.2. Diversity environment item means K-2 at Regional School ............. 158
Figure 11.3. Transition approaches K-1 at Regional School ................................. 159
Figure 11.4. APEEC and ECERS environments K-2 at Suburban School ............ 161
Figure 11.5. Diversity environment item means K-2 at Suburban School ............ 161
Figure 11.6. Transition approaches K-1 at Suburban School ................................ 162
Figure 11.7. APEEC and ECERS environments K-2 at Multicultural School ...... 164
Figure 11.8. Diversity environment item means K-2 at Multicultural School ...... 165
Figure 11.9. Transition approaches K-1 at Multicultural School .......................... 166
Figure 13.1. Structure of linked studies ................................................................. 181
Figure 13.2. Group change scores for language outcomes by family income ....... 187
Figure 13.3. Groups change scores for number outcomes by family income ....... 188
Figure 13.4. Group change scores for adjustment outcomes by family income ............................................................................................... 188
Figure 13.5. Mean Scores at Term 1 and Term 4 for Early Number total teacher assessed measure by program and performance at baseline .............................................................................................. 192
Figure 13.6. Mean scores at Term 1 and Term 4 for Language Development total parent report measure by program and performance at baseline .............................................................................................. 192
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Figure 13.7. Mean score for K-1 classes on four domains of the COSM.............. 200
Figure 13.8. APEEC and ECERS-E environment item means K-2 related to exceptional children .......................................................................... 200
Figure 13.9. APEEC and ECERS-E environment item means K-2 related to relationships ...................................................................................... 201
Figure 13.10. Comparison of transition approaches K-1 (coded from interview) .......................................................................................... 202
Figure 13.11. Proportion of each class identified as exceptional children and reported complexity/sophistication of approaches to inclusion and transition (coded interview scores) ............................................. 203
Figure 14.1. Conceptualisation of relationship of approaches to salience of diversity ............................................................................................. 214
Figure 14.2. Inclusive transition to school journey ............................................... 216
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LIST OF TABLES
Table 9.1. Class diversity by official category and year level (n=22 classes) ....... 129
Table 9.2. Correlation of outcomes and learning environment scores .................. 134
Table 9.3. Diversity item mean scores by class type .............................................. 135
Table 9.4. Correlation of numbers in sub-groups and academic outcomes .......... 137
Table 11.1. Year level learner diversity at Regional School (R), Suburban School (S), and Multicultural School (M) ......................................... 157
Table 13.1. Significant predictors of attainment in the first school term ............... 185
Table 13.2. Significant predictors of adjustment in the first school term .............. 186
Table 13.3. F values and significance for factorial ANOVA: Program enrolment and family income on change in scores across the school year ......................................................................................... 187
Table 13.4. Mann-Whitney U tests for CALD group outcomes Term 4 ................. 189
Table 13.5. F values and significance for factorial ANOVA: Program enrolment and cultural background on change in scores across the school year ................................................................................... 190
Table 13.6. Mann-Whitney tests of difference for parent reported difficulties ...... 191
Table 13.7. F values and significance for factorial ANOVA: Program enrolment and parent reported difficulty on change scores from Term1 to Term 4 ................................................................................ 191
Table 13.8. F values and significance for factorial ANOVA: Program enrolment and poor outcomes at baseline on change scores from Term 1 to Term 4 ....................................................................... 193
Table 13.9. Predictors of scores at baseline and of poor progress following logistic regression ............................................................................. 194
Table 13.10. Class composition by official and teacher-identified categories ...... 199
Table 13.11. Correlation of child outcomes and learning environment quality ................................................................................................ 205
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LIST OF ABBREVIATIONS
ADHD Attention deficit hyperactivity disorder
ASD Autistic spectrum disorder
CALD Cultural and linguistic diversity
ECEC Early childhood education and care
ESL English as a second language
NESB Non-English speaking background
OECD Organisation for Economic Cooperation and Development
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STATEMENT OF ORIGINAL AUTHORSHIP
The work contained in this thesis has not been previously submitted to meet
requirements for an award at this or any other higher education institution. To the
best of my knowledge and belief, the thesis contains no material previously
published or written by another person except where due reference is made.
Signature:_________________________
Date:_________________________
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SECTION 1: CONTEXT OF DIVERSITY, INCLUSION AND TRANSITION xv
ACKNOWLEDGMENTS
My particular thanks goes to my supervisors, Professor Karen Thorpe and
Professor Collette Tayler, for their continued support in the face of extraordinarily
busy professional schedules and geographic separation.
I would like to express my appreciation to the Queensland University of
Technology Office of Research and the Faculties of Education and Health,
Queensland University of Technology for access to a range of valuable professional
learning opportunities relevant to data analysis and thesis presentation.
Conference funding and supportive administrative arrangements in the School
of Early Childhood, Faculty of Education, Queensland University of Technology and
Professional Development Leave granted by the Faculty of Education, facilitated
completion of the thesis and presentation of the work at national and international
conferences. I would like to thank the Heads of School, Professor Collette Tayler and
Professor Ann Farrell, and the Dean, Professor Wendy Patton, for this support.
Thank you to the journal reviewers who critiqued the individual papers who
offered valuable critical feedback, and to Professor Sue Grieshaber for her
contribution to theoretical debate.
Finally, special thanks to the teachers whose generosity in sharing information
during the busiest periods of the school year made the collection of data an exciting
process.
SECTION 1: CONTEXT OF DIVERSITY, INCLUSION AND TRANSITION 1
SECTION 1: CONTEXT OF DIVERSITY, INCLUSION AND TRANSITION
Chapter 1: Context and Research Problem
Chapter 2: Literature Review: Diversity and Inclusion n the Early Years
Chapter 3: Literature Review: Pedagogies of Transition to School
Context and Research Problem 2
CHAPTER 1: CONTEXT AND RESEARCH PROBLEM
Contexts of the Study
Children entering school come from a range of social, economic, cultural and
ability groups, and experience considerable variation in their adaptation to school
and their ongoing academic success. Past management of school entry incorporated
assimilation of children who were deemed ready for school and segregation or grade
retention for others (Elkins, 1990; Mellor, 1990). Recent constructions of inclusion
and school transition offer new opportunities to enhance children’s progress and
sense of confidence, regardless of their individual circumstances or progress.
Since the background to the current context in schools sets a frame for the
ways teachers and families understand their roles and responsibilities, and construct
the options available for responding to diversity during school transition, the
changing context is introduced in chapter 1, then explored in more depth in Section
2. The philosophical and theoretical frameworks for teachers’ thinking about
inclusion and transition are also outlined to contextualise the variations amongst
teachers as they support diverse learners during transition to school.
Changing context of inclusion and transition
The background of inclusive education and transition to school has been
marked by shifts in discourse, policy and structural provisions for groups outside the
mainstream to support more successful school entry. Attention to diversity groups at
school entry has tended to focus on service access for children with disabilities,
provision of support programs (e.g., Best Start) or school readiness of children
deemed to be at educational risk (Department of Education and Early Childhood
Development, 2007; Hanson, Beckman, Horn, Marquart et al., 2000; Neuman, 2001;
Smart, Sanson, Baxter, Edwards & Hayes, 2008). However, broader awareness of
diversity categories and the socially excluding effects of separate provision are re-
focusing attention on the effectiveness of schools and early childhood centres
(Graue, 2006). The earlier emphasis on risk and deficit located the problem with the
individual child (Terzi, 2005) but critical evaluation has prompted
reconceptualisation that takes account of the contexts of learning, a broader
understanding of diversity, and the strengths of children and families (Ashman &
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Context and Research Problem 3
Elkins, 2005; Howard, Williams & Lepper, 2005; Talay-Ongan, 2004). The key
features of this paradigm shift are outlined in Figure 1.1
An initial emphasis on disabilities is giving way to a broader awareness of
differences that could impact on learning and development, such as gender
(Boardman, 2006; Nyland 2003), geographic mobility (Henderson 2004), cultural
and linguistic diversity (Vuckovic 2008), Indigeneity (Frigo & Adams, 2002; Sarra,
2007), giftedness (Braggett & Bailey, 2005; Porter 2005), economic and social
background (Raban, 2002; Smart et al., 2008) and non-traditional family type
(Ashman, 2009; Gunn, Child, Madden, Purdue, Surtees, Thurlow & Todd, 2004).
Overarching constructs such as diverse abilities (Ashman & Elkins, 2005) and
diverse learners (Coyne, Kame’enui, & Carnine 2007; Price, 2007) indicate
acceptance of difference while constructs such as learners in diverse classrooms
(Dempsey & Arthur-Kelly, 2007) reflect newer social models that recognise the role
of social institutions such as schools in creating enabling or disabling circumstances
(Gillies & Carrington, 2004). Ng (2003) and Hyun (2006) argued that broader
diversity constructs reflect the complex and multi-dimensional nature of difference
and more effectively addressed the power relations underlying inequality.
This apparent trend away from normative ideas that underpin categorisation of
children (Graham, 2007) is by no means uncontested. Debate continues over whether
social constructions of diversity ignore real impairment (Abberley, 1992) and
whether there is adequate evidence that the shift towards broader diversity responses
adequately supports children with disabilities (Forlin, Douglas & Hattie, 1996). The
extension of diversity constructs to gifted children is particularly contentious.
Giftedness is omitted from some literature on inclusion on the grounds that children
with gifts have not been excluded from school access (Foreman, 2007) while
Australian early childhood research evidence indicates that some teachers maintain
that gifted children have the capacity to be successful without intervention (Porter,
2005; Whitton, 2005). References to diversity apply more narrowly to cultural and
linguistic diversity in some early childhood literature (Vuckovic, 2006) leading to
confusion over the focus of empirical evidence.
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Early childhood special education Inclusion in early childhood Behaviourist & developmental theory Critical, social & ecological theory Impact of child impairment as focus Impact of context as focus Disability & risk Diverse learner & resilience Deficit and concerns emphasis Strength & priorities emphasis Child as key concern Child, family and community concern Diagnosis, remediation and therapy Differentiated curriculum/pedagogy Figure 1.1. Paradigms of early education for diverse learners.
Inclusive policies have challenged the normative expectations of children
implied by school readiness notions (Corbett & Slee, 2000; Graue, 2006) so school
entry has been reframed as a process of transition involving a range of young
children and families (Patterson & Fleet, 1999). International scholarly attention has
shifted away from an emphasis on children’s readiness for school and reliance on
structural changes, such as later school entry or provision of targeted readiness
programs, because of the lack of empirical evidence supporting single structural
solutions or strategies that stigmatise diversity groups (Carlton & Winsler, 1999).
Emphasis has shifted to transition to school, based on more coordinated approaches
focussing on continuity of children’s experience, school-family-community linkages
and system-level integration of child and family services (Kagan, 2009; Kagan &
Neuman, 1999). Successful transition has also been defined by increasingly longer
time frames based on evidence of the difference between initial adjustment and
longer-term achievement (Peisner-Feinberg, Burchinal, Clifford, et al., 1999;
Sammons, Sylva, Melhuish, et al., 2004, 2008). Key features of this paradigm shift
are outlined in Figure 1.2. While transition initially focused on the move from homes
or early childhood education and care centres (ECEC) to preparatory, kindergarten or
reception classes in primary school, recent attention has been given to transition into
first grade and its associated change in expectations (Sink, Edwards, & Weir, 2007;
Thorpe, et al., 2004; La Paro, Pianta & Cox, 2000).
However, despite changes in theoretical understandings, empirical evidence
suggests that the enactment of transition ideals in ECEC and the early years of school
in Australia is characterised by a persistence of readiness constructs and reliance on
structural provisions (Dockett & Perry, 2007; Petriwskyj, Thorpe & Tayler, 2005;
Smart, et al., 2008). It is unclear how teachers in the early years understand diversity,
inclusion and transition or act on emerging ideas, as the literature separates
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Context and Research Problem 5
discussion on ECEC prior to school (North & Carruthers, 2005) and in schools
(Ashman & Elkins, 2009; Foreman, 2008). Empirical evidence linking inclusion and
transition in the early years of school is limited, and sometimes continues to focus on
disability (Jones, 2004; Nutbrown & Clough, 2006; Reitveld, 2008).
Readiness for school Transition to school child maturity & pre-academic skill process of border crossing family & preschool responsibility shared role of family, school, community retention offering gift of time continuity of experience introduction & orientation multiple facets of change short time frame, single event long time frame, multiple events focus on the child characteristics focus on teaching & schools assimilation and remediation resilience and diversity Figure 1.2. Paradigms of school transition
Philosophical and theoretical context
One of the challenges of inclusion in early childhood has been the
philosophical gap between early education and special education. Although they
share a focus on individual learning, early education has historically been framed by
developmental and social theory while special education, with its focus on clinical
diagnosis and remediation, has been strongly influenced by behaviourist theory
(Allen & Cowdery, 2005; Connell & Harrod, 2003). Individualised play-based
pedagogies have been advocated for young children with disabilities in Australia
(Jobling & Gavidia-Payne, 2002; North & Carruthers, 2008) on the grounds that
behaviourist practices are incompatible with inclusion in ECEC programs and with
the social-constructivist pedagogies of early education. The use of play-based
pedagogies, incidental naturalistic teaching and consideration for the ecological
system, support the goals of social inclusion (Allen & Cowdery, 2005; Foreman,
2008). Such approaches differ markedly from the highly structured teaching practices
and task achievement goals of traditional early special education (Hooper &
Umansky, 2009). There is concern that play-based pedagogies may not be
sufficiently goal-oriented, and that inadequate explicit teaching may occur,
disadvantaging children whose slow progress warrants more structured approaches
(Talay-Ongan, 2004) or whose cultural background emphasises didactic modes of
instruction (Brooker, 2002). While naturalistic approaches may enhance social
inclusion in regular early education, the quality of inclusive programs has continued
to depend on teacher capacity and access to support services (Copland, 1995;
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6 Context and Research Problem
Boardman, 2008). Reconsideration of effective ways to blend approaches is
emerging, for example in Inclusion Support programs for ECEC services in Australia
(Department of Education, Employment and Workplace Relations DEEWR, 2007)
and exploration of the British Index of Inclusion for early years and childcare
settings (Booth, Ainscow, & Kingston, 2006).
While the philosophical gap between regular early years and special education
approaches may not have been as stark in schools initially, because traditional school
transmission pedagogies were based in behaviourist theory, there were differences in
individualisation (Allen & Cowdery, 2005). The introduction into schools of
constructivist pedagogies emphasising child-directed learning may have widened the
philosophical gap but offered a shared focus on individual learners and learner
diversity (Briggs & Potter, 1999; Dempsey & Arthur-Kelly, 2007). School
curriculum documents in Australia incorporate information to assist teachers in
accommodating disability (Queensland Studies Authority, 2003). However, such
adjustments have failed to adequately address cultural variations, differing learning
styles or the extension requirements of gifted children (Braggett & Bailey, 2005;
Brooker, 2002; Cronin, 2001; Freebody, Watters & Lummis, 2003; Merry, 2008;
Stewart, 2002). Therefore, attention has shifted to school reform using reflective
tools such as the British Index of Inclusion for schools (Booth, Ainscow, Black-
Hawkin, Vaughan & Shaw, 2004) and Productive Pedagogies (Luke, Ladwig,
Lingard, Hayes & Mills, 1999) to support effective learning for all children. The shift
in emphasis from learner access to teacher accountability for learning outcomes of an
increasingly diverse group of students, has prompted increased interest in teacher
capacity-building (Andrews & Crowther, 2002; Brady & Kennedy, 2003; Gartner &
Lipsky, 2005).
A similar philosophical gap between early childhood education and care ECEC
prior to school and school education has created tension around appropriate
curriculum and pedagogy in both the early years of school and the years immediately
prior to school commencement (Gipps & MacGilchrist, 1999; Graue, 2008). The
traditional emphasis on children‘s readiness for school was framed by developmental
theories and those emphasising individual child maturation, which Graue, Kroger
and Brown (2002) have criticised on the grounds that time alone does not address the
learning challenges some children face. The traditional school focus on behaviourist
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Context and Research Problem 7
approaches and content delivery (Brady & Kennedy, 2003; Briggs & Poter, 1999;
Freiberg, 1999) and the traditional early childhood focus on developmental play have
both been challenged by child-responsive but educationally focused pedagogies
located in socio-cultural understandings about learners and learning (Brady &
Kennedy, 2003; Gipps & MacGilchrist, 1999). Socio-cultural perspectives take into
account both the influence of the cultural context on children and the impact of
children’s participation in events as a means of negotiating events such as transitions
(Corsaro & Molinari, 2000; Gregory, Long, & Volk, 2004; Rogoff, 2003). Rogoff
(2003) indicated the value of considering children’s experience from different
perspectives or through different lenses – personal, interpersonal and cultural -- in
order to understand participation in cultural and social practices such as transitions.
Reduction in the philosophical contrasts between settings could enable a smoother
transition to school for diverse learners (Pianta, 2007).
Recent models of transition to school and of inclusion in early education have
adopted ecological perspectives (Dunlop & Fabian, 2002; Rimm-Kaufmann &
Pianta, 2004). Ecological systems theory considers the child within the context of
their family and community, and takes into account the multiple interactions between
stakeholders in the child’s development and learning (Bronfenbrenner, 1979). It
frames children’s progress within nested systems of influence (e.g., school, early
childhood centre, home, extended family, local community) and the formation of
relationships between systems (e.g.. home-school- community). Bronfenbrenner
(1979) took the position that human development does not occur in isolation but as a
process of mutual accommodation between a child and their immediate settings (e.g.,
classroom), which is affected in turn by relations between those settings (e.g., home-
school) and by the larger context within which settings exist (e.g. local community).
This theory asserts that attention to the contexts in which children learn, and to
relationships between those contexts, is necessary for understanding and explaining
children’s social and academic progress.
However, transition models based on ecological theory offer limited
consideration of children’s progress over time, which is highlighted in transition
literature that considers trajectories over extended periods (Burchinal, Peisner-
Feinburg, Pianta & Howes, 2002; Keinig, 2002; La Paro, Pianta & Cox, 2000;
Ramey & Ramey, 1999; Entwisle & Alexander, 1998). Ecological models have not
8
8 Context and Research Problem
incorporated the chronosystem: the impact of children’s histories and of change over
time. Further, reliance on ecological theory has also been criticised on the grounds
that it can over-simplify systems, glossing over the complexities in the lives of
children and families to mask real differences in individual experience (Vogler,
Crivello & Woodhead, 2008). The assumption that the central place of the child in
ecological theory is universally appropriate is also questionable, as it overlooks the
multiple priorities in families and communities, and diverts attention from the key
role of culture in mediating children’s experiences (Vogler, et al., 2008).
Attention to culture as well as ability is a feature of recent inclusion literature
framed by critical theory. Critical theory identifies inequalities in power relationships
as a central social problem (Kincheloe, 2004; Bartholome, 2003) and defines
difference as socially constructed (Hehir, 2005; Terzi, 2005; Benjamin, Nind, Hall,
Collins & Sheehy, 2003). These reconceptualisations of diversity move away from
the normative ideas that underpin categorisation of children to recognise the right to
participation of all children (Woodhead, 2006) and the role of social institutions such
as schools in creating circumstances that enable or disable children (Gillies &
Carrington, 2004). Critical theories, from which critical pedagogy (Giroux, 2006;
Kilderry, 2004; McLaren, 2003) has developed, understand social behaviour as being
organised around the group, rather than the individual, and as an ongoing conflict for
power and resources (Sleeter & Grant, 2007). Attention in these theories is given to
an unequal distribution of power according to social class, gender, race, disability,
culture and language, and to the ways structural factors (e.g., low funding) and low
expectations can impede the achievement of minority groups.
Acknowledgement of pluralism in school education, however, goes beyond
surface responses such as generic curriculum packages and tokenistic cultural events
(Hyun, 2007; Edwards, 2006) to incorporate multiple responses to diversity framed
by deeper reflection on power dynamics (Giroux, 2003a). Giroux advocated moving
beyond consideration of teaching as a technical practice of knowledge transmission
to a deeper role involving critical reflection on the role of education in social
domination or of social reconstruction. He argued that critical pedagogy broke away
from the past domination of minority groups and blaming of students for educational
failure. It re-focused on teachers’ self-conscious critique of normative assumptions,
unequal relationships, and the hidden messages of curriculum and pedagogy (Giroux,
9
Context and Research Problem 9
2006). Further, Giroux (1988) asserted that an understanding of educational histories
in relation to their economic, social and political events provided a basis for critical
thought and envisioning of a different approach to education.
Critical pedagogy has drawn attention to the agency of children, through which
children feel empowered to value themselves and others (MacNaughton, Hughes &
Smith, 2007) while raising awareness that traditional European child-centred play
pedagogies in early education may not necessarily advantage all children (Brooker,
2005; Kilderry, 2004). Using critical theory and critical pedagogy as a frame, Ng
(2003) and Hyun (2007) contend that separate labelling of children and sub-groups in
schools for service access or accountability purposes serves to reinforce traditional
group stereotypes and power differences to the detriment of diverse learners. Thus,
educational reforms need to incorporate reconsideration of the array of power
differences underpinning human grouping, so that pedagogies reflect equitable and
respectful relationships (Giroux, 2003b).
Consideration of inclusion through a critical lens has, therefore, extended its
scope from disability and risk to an expanded array of diversity categories such as
giftedness (Braggett, 2002; Porter, 2005), multiple learning styles or intelligences
(Gardner, 1999), gender (Nyland, 2000) and varied cultural, linguistic, social and
economic backgrounds of children and families (Espinosa, 2005). It has also framed
the construction of diversity as a resource, rather than a risk or a deficit (Hyun, 2007;
Skinner, Bryant, Coffman, & Campbell, 1998). This represents a fundamental shift in
philosophy. The introduction of overarching terms such as diverse learners (Coyne,
Kame’enui, & Carnine, 2007; Price, 2007) or learners in diverse classrooms
(Dempsey & Arthur-Kelly, 2006), represents efforts to consider diversity issues as a
whole or to shift the gaze from characteristics of children to equity in schools
(Ministerial Council on Employment, Education, Training and Youth Affairs, 2005).
The change in discourse surrounding inclusion reflects this shift in thinking about
risk or difference in children and about the power relationships associated with
traditional discursive practices (Graham, 2007).
Giroux (1992) has identified borderlands or invisible zones of culture where
the dominant culture ignores differences of others. This concept of borderlands has
also been applied to the interface between the pedagogical culture of early childhood
education and care and that in primary schools (Sawyer, 2000). Undervaluing of
10
10 Context and Research Problem
early childhood pedagogies and insufficient critical examination of the dominant
pedagogies of formal schooling may occur, impacting on teacher disposition and
pedagogic richness in the early years of school (Sawyer, 2000; Yeom, 1998). While
there is less overt attention to critical perspectives in transition literature, the
emerging exploration of transition capital, children’s resilience and empowerment of
family stakeholders indicates some incorporation of critical perspectives (Corsaro &
Molinari, 2000; Dunlop, 2007). Thus, factors that are taken into consideration
include the readiness of schools for heterogeneous children, the engagement of
teachers’ in critical reflection, the agency of children and the empowerment of
families and communities (MacNaughton, et al., 2007). This recent refocusing of
transition literature may indicate a change in the theoretical base and direction of
transition research, and a greater focus on the rights of children and on child agency.
Research Problem, Study Questions and Methodology
Research problem
In 2007, following a research trial (Thorpe, et al., 2004) and two waves of
implementation trials, the Australian state of Queensland, introduced a universally
available early education program prior to the first year of formal schooling, which it
termed preparatory. This is equivalent to kindergarten programs in the USA and
reception programs in the UK. The preparatory year included a specialised early
years curriculum delivered by qualified teachers and was full time. One of the stated
aims of this preparatory program was to address shortcomings in school adjustment
and educational achievement for children considered at risk (Queensland Studies
Authority, 2003). However, concern remains about reliance on the effectiveness for
diverse populations of structural solutions, such as targeted programs, standardised
curricula or changes to the school entry age (Cummins, 2000; Feinstein, 2004;
Powell, 1995). Structural solutions can raise expectations of achieving greater
homogeneity among school entrants rather than catering for the realities of diverse
children, families and communities. Attention has shifted toward more complex
solutions incorporating the provision of schools and teachers for the heterogeneity of
school entrants. Australian evidence in this area is limited, as studies in this region
have concentrated on transition as a set of preparatory practices around a single
change event (Petriwskyj, et al., 2005). These prior studies have tended to
11
Context and Research Problem 11
concentrate on specific sub-groups yet diverse learners transitioning to school face a
range of shared issues such as educational access, social acceptance and individually
appropriate pedagogy. Their inclusion also highlights tensions between the
expectations of schooling and the need to cater for the individual ways in which
children develop and learn (Dempsey & Arthur-Kelly, 2007).
Structural factors such as children’s age of school entry or the location of
preparatory or kindergarten facilities in schools have, in the past, formed the core of
transition programs for children considered at risk of school failure (Pianta & Cox,
1999). For children with gifts, delays or disabilities, transition may also involve a
process of diagnosis to access structural supports such as accelerated school entry
(Braggett & Bailey, 2005), delayed school entry, teaching assistant time allocation or
ongoing early intervention services (Foreman, 2008). However, reliance on structural
provisions for the diversity in school entrants has been criticised for lack of
effectiveness. Carlton and Winsler (1999) criticised grade retention as potentially
harmful to children with delays, while Braggett and Bailey (2005) argued for
enrichment opportunities for gifted children instead of grade acceleration. These
structural strategies attend to characteristics of the child or to physical links between
settings but do not adequately address two issues. Firstly, they do not adequately
address the children’s need for social inclusion. Fabian (2002) identified pedagogic
approaches as central to achievement of deep level inclusion (Corbett & Slee, 2000),
which implies that children have a sense of belonging. Secondly, they do not
recognise the need to optimise learning, and thereby afford children access to
inclusion in the culture of education (Siraj-Blatchford, 2006)
Recent emphasis on the role of inclusive early years education in improving
outcomes for a wide range of children has focused attention on both the transition
process and broader questions of educational quality (OECD, 2006). For example,
teacher responses to diverse learners and the connection of programs to family
cultural backgrounds have been identified as significant in children’s achievements
(Jones, 2004; Siraj-Blatchford, 2006; Thorpe, Tayler, Bridgstock, Grieshaber,
Skoien, Danby, & Petriwskyj, 2004). High quality goal oriented ECEC programs
make a significant impact on children’s subsequent school progress (Peisner-
Feinberg, Burchinal, Clifford, Yazejian, Culkin, Zelazo, Howes, Byler, Kagan, &
Rustici, 1999; Sammons, Sylva, Melhuish, Siraj-Blatchford, Taggart, Elliot, &
12
12 Context and Research Problem
Marsh, 2004), but recent research also underlined the value of high program quality
in primary schools (Sammons et al, 2008). This indicates that what happens within
ECEC and school programs, as well as in the transition process, requires deeper
consideration. Shifting the gaze from children to school pedagogies may highlight
key issues impacting on diverse learners in the early years. This recent construction
of diversity encompassing a wide range of abilities and cultural experience is not yet
supported by Australian evidence of its impact on inclusion in the early years of
schools and the implications for transition to school.
This study in Queensland (Australia) was prompted by gaps in transition
processes identified during the introduction of a kindergarten or preparatory year into
schools. An evaluation of the trial program indicated a short time-focus around
transition, persistence of notions of readiness and retention, concern about the
progress of children with diverse abilities, and a limited awareness of school entrant
heterogeneity (Thorpe et al., 2004). The educational responses to diverse school
entrants and the longer-term impact of these responses on children’s progress require
further investigation to identify effective approaches and clarify areas of tension.
While the initial study by Thorpe and colleagues (2004) identified pedagogical
practices as one key candidate in explaining differential effects of programs on
children’s adjustment to school and their early learning in the school context, the
detail of pedagogic effectiveness was not explored. The need for further exploration
of pedagogic practice was identified, particularly in explaining how successfully
children with diverse abilities and backgrounds transition into school and through the
early years. Some key findings that required further exploration were:
• Children with parent-identified difficulties made less progress than other
children yet those with poor baseline scores made more academic
progress than other children. The ways in which teachers worked with a
diversity of children in their class to promote children’s progress was not
identified clearly.
• Principals reported a range of mechanisms for supporting children and
families, including subsidised costs, specialist teaching, teaching
assistant allocation, cultural events and maintenance of contact with prior
schools of itinerant or geographically mobile children. The ways in
13
Context and Research Problem 13
which teachers utilised supports to facilitate inclusion and transition were
not identified.
• Local school variation in the conceptualisation of ‘preparatory class’ was
identified. The preparatory class was construed as a retention program,
an acceleration program or as a means of meeting individual needs, but
the understandings of diversity, inclusion and transition underpinning this
variation were unclear.
• Parents from culturally diverse backgrounds reported emotional and peer
difficulties in their children after a year in school. Investigation of
pedagogies indicated that teachers demonstrated low cultural knowledge.
Year 1 teachers scored more highly than preparatory teachers on
inclusivity, while preparatory teachers scored more highly on
connectedness to the world. These gaps and differences could be
expected to impact on inclusion and transition, but reasons for the scores
were not identified.
Study questions
This study, therefore, focused on two questions:
1. What pedagogic factors impact on the outcomes of diverse learners
during transition to school?
2. How do teachers respond to classroom diversity?
a. What are preparatory and early primary teachers’ explanations of
successful transition to school of diverse learners?
b. What educational environment is created for diverse learners during
transition to school?
c. What are teachers’ explanations of their responses to diverse learners
during transition to school?
The following definitions have been used for key constructs in this study:
• Diverse learners are children from culturally and linguistically diverse or
socially and economically marginalised backgrounds, children with
diagnosed disabilities and/or gifts, and children identified as having
behavioural or developmental concerns.
14
14 Context and Research Problem
• Inclusion incorporates both social inclusion (belonging and being valued
as a person) and academic inclusion (being supported to succeed in
learning).
• Transition to school is an ongoing process of mutual adaptations by
children, families and schools to facilitate children moving successfully
from home and early childhood education and care (ECEC) settings into
the early years of school. The transition period of study extends from
preparatory class entry into Year 2 of primary school (3 years).
The original intention of this study was follow up research at three focused
study sites within the Queensland Preparing for School evaluation (Thorpe, et al,
2004) to establish the developmental trajectories of children entering school and
compare the trajectories with teacher responses in the early primary programs. This
study, therefore, repeated a number of the measures from the earlier large-scale
evaluation, particularly those related to children’s development, adjustment and
achievement. However, permission to link the data sets was withdrawn, for reasons
unrelated to this study, during the data analysis phase, removing the capacity for
trajectory comparison. Thus direct linking data sets cannot be included in the thesis
although Paper 5 identifies links in the outcomes of the two studies.
Study methodology
This study investigated both children’s social and attainment outcomes and the
circumstances surrounding their inclusion and achievements. The tensions between
the requirements to both measure outcomes and understand the influences on
outcomes indicated that mixed method was required. The study adopted a concurrent
mixed method design that has been recommended as the optimal approach suggested
for investigating pragmatic questions such as those addressed by this thesis
(Creswell, 2003). The purpose of this study is to better understand the problem of
effective school transitions for heterogeneous populations by converging both
quantitative and qualitative data. Figure 1.3 illustrates the structure of the study.
Standard measure assessment by the usual classroom teachers was used to investigate
children’s achievement and adjustment outcomes across school transition. The
responsiveness of schools to the transition requirements of diverse school entrants
was explored using standardised observation schedules to examine school practices,
15
Context and Research Problem 15
and semi-structured interview to investigate teachers’ understandings of inclusion
and transition and their rationale for classroom practices towards these ends.
Analysis of the data focused on the relationship between children’s progress and
factors influencing their progress in the transition from preparatory to Year 2.
Further, it considered the interaction between teachers’ understandings and
pedagogies as children move from preparatory to Years 1 and 2 (see Figure 1.3).
Figure 1.3. Structure of study method
Standard measures. The original intention of this study was trajectory charting
to link two child assessment data points with three data points from the Preparing for
School study (Thorpe et al, 2004). Longitudinal designs are useful for charting
children’s development over time and separating real trends from chance occurrences
(Cohen, Manion & Morrison, 2000). Although the original raw data set links were
eventually not permitted for reasons outside this study, discussion of the shared child
assessment outcomes has been incorporated in Paper 5.
Because longitudinal designs call for repeated data collections, standard
measures have been chosen for assessment of children’s academic achievement and
social adjustment (McMillan, 2004). The need for repeated measurement of standard
measures requires that the construct and a proportion of the items remain relevant
across time (e.g., an assessment which is appropriate for a child in preparatory class
will contain equivalent items which are relevant for a child in Year 1). This poses a
challenge in areas such as assessment of emergent mathematics and literacy, since
Children’s outcomes
Inclusion rights
Classroom pedagogy
Standard measures
Interview and observation
Study of inclusive transition
16
16 Context and Research Problem
measures intended for children in school settings focus to a greater degree on use of
print and numerals. The standard measures selected for assessment of children’s
academic achievement and social adjustment also needed to be relatively simple and
time-effective for a teacher to administer because they work within a limited time
frame without additional training in data collection. This restricts the standard
measures to those that are brief, inexpensive and easy to administer, with clear,
unambiguous directions for administration and prepared assessment forms. The
teachers were familiar with the measures as they had already been used in the earlier
Preparing for School study. The results from the original Preparing for School study
had indicated that child outcome measures were reliable and had good face and
predictive validity. School program and aspects of teacher behaviour were
significantly associated with the outcome measures, but mechanisms underlying this
association were not well explored. This was the focus of the current study.
Observation of classrooms. Illumination of transition issues through
comparison of sequential educational environments has been used for students
moving from primary to secondary school (Ferguson & Fraser, 2004). Environmental
evaluation in the literature has largely focused on middle and secondary school
contexts (Towns & Sorpell., 2004; Allodi, 2001; Johnson & Stevens, 2001; Waxman
& Huang, 1998), although some primary school classes have been considered
(Hemmeter, Maxwell, Jones, Ault & Schuster, 2001; Kuklinski & Weinstein, 2000;
Fish & Dane, 2000; Overton, 2004) and a few instruments focus on early childhood
contexts (Abbott-Shim, Sibley & Neel, 1992; Harms, Clifford & Cryer, 1998;
McLean, Wolery & Bailey, 2004; Pianta, 2003; Sylva, Siraj-Blatchford & Taggart,
2003). At the commencement of this study there was a lack of measures appropriate
to evaluation of both early childhood prior-to-school classes and primary classes.
This was an important consideration for this study, as the Queensland preparatory
class curriculum (Early Years Curriculum Guidelines) indicates a less formal
learning environment than many equivalent overseas or interstate kindergarten
classes (Queensland Studies Authority, 2003).
The degree of inference required in observational measures distinguishes easily
scored and more complex measures, but there is a tension between the quality of
psychosocial environment information and lower inference measures (McMillan,
2004). This may explain the emphasis in widely used measures such as the Early
17
Context and Research Problem 17
Childhood Environment Rating Scale-Revised ECERS-R (Harms, Clifford & Cryer,
1998), the Early Childhood Environment Rating Scale-Extended ECERS-E (Sylva, et
al., 2003), and the Assessment of Practices in Early Elementary Classrooms APEEC
(Hemmeter, et al., 2001) on lower inference data and on detailed descriptors of
scoring criteria. La Paro, Pianta and Stuhlman (2004) suggested that observer bias
can be reduced through low inference observations, structured observation tools such
as rating scales, and separation of the observer from the context through non-
participant observation. However, McMillan noted the richness of data in
observations recorded as descriptive field notes. The need to replicate the data
gathering in three school sites indicated the use of two approaches: standardised
observation schedules along with semi-structured field notes. In this way, the degree
of inference was reduced but opportunities to record descriptive data were also taken
(Cohen, et al, 2000).
Interview. Teacher perspectives on children, learning and teaching underpin
their individual pedagogy (Timperley, et al, 2003) so exploration of teacher
explanations of their pedagogy is crucial. Interview offers opportunities for
construction of deeper understanding of an issue from the participants’ perspectives
and for verification of the results of data analysis from the observational facets of the
study. Semi-structured interviews that use the same set of questions for each
participant, but frame the questions in an open-ended way, provide flexibility in
answers within a structure that can be used with multiple participants (McMillan,
2004). Interview questions required field trialling for use across multiple respondents
to enhance the comparability of data (Burns, 2000).
Audiotape recording of the interviews offers the opportunity to transcribe
verbatim for analysis, but the taping process could be a negative influence on teacher
openness and may inhibit individuals who are concerned about their responses
(McMillan, 2004). Analysis of verbal transcripts alone may also fail to include non-
verbal and context clues which may have formed an important part of the
communication process, but audio-taping and analysis of transcripts reduces the
potential effects of interviewer bias and simplifies analysis through ease of data
reduction (Cohen, et al., 2000). Maintenance of written records in the form of field
notes during an interview is an effective recording process which also runs some risk
of participant inhibition, but recording field notes after an interview increases the
18
18 Context and Research Problem
risks of recording error (Krathwohl, 1998). A combination of recording approaches
(audiotape and field notes) in this study offered an appropriate and ethically
responsive balance.
Thesis Structure
A Thesis by Publication has a different structure from a traditional thesis as it
is based around a series of scholarly journal articles that are connected by short
linking summaries. The thesis, therefore, draws together two emerging paradigms of
inclusion and transition to school, and applies this information to the empirical
evidence collected to address the identified research problem. Since the information
in the literature on diversity and inclusion, is extensive but un-coordinated, synthesis
of the key ideas was required prior to analysing the empirical evidence.
The structure of the Thesis by Publication links the research problem, the
current literature, the set of journal papers and the conclusion in a coherent sequence.
This document is organised in three sections, each addressing a separate aspect of the
topic development. Five refereed journal papers (1 published, 1 in press, I accepted
with major changes and 2 under review) are grouped in sections 2 and 3 on the basis
of their contribution to either clarifying theoretical positions or presenting empirical
evidence.
SECTION 1 Context of diversity, inclusion and transition
Following the introductory chapter, this section explores the literature on
inclusion of diverse learners and transition to school in separate chapters. The review
of diversity literature (Chapter 2) incorporates ability and culture, and
conceptualisations of inclusion. The methodology chapter of a traditional thesis is
replaced by brief discussion of reasons for the choice of method. In addition,
methods for literature synthesis and collection of empirical evidence are presented in
later sections.
SECTION 2 Theoretical positions on diversity, inclusion and transition
The two chapters in Section 2 synthesise the key ideas on inclusion and
transition to establish the origins and current approaches to these issues in early
education. Paper 1 -- Who has rights to what? Inclusion in Australian early
childhood programs, considers the genealogy of various responses to diversity in
19
Context and Research Problem 19
Australian early childhood settings. The paper identifies characteristic features,
influences and contexts for such responses. It synthesises historical literature on
inclusion in early childhood, places it in a wider international context and reflects
critically on underlying assumptions. Paper 2 -- Trends in construction of transition
to school in three Western regions 1990-2004, draws on material in Chapter 3 to
report a systematic review of the conceptualisations of transition in peer-reviewed
literature in Australia/New Zealand, Europe and North America during the key
period of emergence of this construct.
SECTION 3 Empirical evidence on diversity, inclusion and transition
Section 3 comprises empirical evidence from a mixed method study at three
school sites. This evidence is reported in two journal articles and in a final summary
of outcomes. In Chapter 9, the third paper, Diversity and inclusion in the early years,
reports on teachers’ approaches to inclusion of diverse learners, and the ways in
which structural and relationships issues impinge on their responses. In Chapter 11,
the fourth paper, Pedagogies of inclusive transition to school, links evidence on
inclusion pedagogies with evidence on transition pedagogies to highlight the ways
experienced teachers engage with these linked challenges. It considers the question
of balancing competing demands on teachers as children enter school. Chapter 13,
and the final paper -- Towards inclusive transition to school, summarise the key
findings and make links to the Preparing for School evaluation research (Thorpe, et
al., 2004) from which this study arose. Chapter 14 draws implications for policy,
professional education, pedagogy and structural supports. A conceptualisation of
inclusive transition is proposed.
A summary of the papers, and their purpose, is presented in Figure 1.4.
20
20 Context and Research Problem
Figure 1.4. Summary of papers
Section 2: Theoretical positions on diversity, inclusion and transition Aims: Synthesis of early childhood literature on diversity and school transition Identifies approaches, their origins and their diversity target groups
Paper 1 Examines descent and emergence of current approaches to diversity in early childhood in Australia Identifies emerging approaches that consider participation rights
Paper 2 Reviews recent international constructions of transition to school Locates Australian approaches to school transition in a wider context
Paper 3 Investigates teachers’ approaches to the inclusion of diverse learners Examines the impact of learner diversity and structural support
Paper 4 Links inclusion and transition pedagogies in the early years Explores the ways teachers balance competing demands during transition
Section 3: Empirical evidence on diversity, inclusion and transition Aim: Examine approaches to diversity and school transition within schools Identify current practices and challenges of early years class teachers
Paper 5 Links the findings of this study and the Preparing for School study Identifies key influences on child outcomes during transition to school Examines pressures that impact on practice for early years teachers
Literature Review: Diversity and Inclusion in the Early Years 21
CHAPTER 2: LITERATURE REVIEW: DIVERSITY AND INCLUSION IN THE EARLY YEARS
This chapter will review literature from five key areas that are commonly
treated as separate foci of study:
1. Risk, disadvantage and diversity
2. Diverse learners and inclusion
3. Diverse abilities
4. Cultural diversity
5. Responsive early education.
The integration and synthesis of these diverse literatures form the background
conceptualisation of the current thesis. The focus of the thesis is on effective
classroom practice for the inclusion of the range of children as they transition into
and through the early years of school. The historic emphasis on disabilities and risk,
and a persistence of teaching directed towards an average student has, Ashman
(2005) argued, limited teachers’ responses to the realities of diversity in
contemporary classrooms. Although diversity is sometimes defined narrowly as
disability or cultural and linguistic diversity (Vuckovic, 2008), it encompasses a
range of dissimilarities in characteristics, backgrounds, abilities and behaviours
(Allen & Cowdery, 2005; Ashman, 2009; Gunn, Child, Madden, Purdue, Surtees,
Thurlow & Todd, 2004; Sheets, 2005; Sleeter & Grant, 2007). Policies of inclusion
have prompted schools to provide for a range of differences, including biological
factors such as disability, and environmentally determined factors such as socio-
economic status or language (Sheets, 2005). However, the research literature in early
education has continued to focus on separate categories of diversity, such as
disability or cultural and linguistic background (Flewitt & Nind, 2007; Frigo &
Adams, 2002; Reitveld, 2008; Schroeder, 2007), placing emphasis on separate child
characteristics rather than the diversity of characteristics encountered by a teacher in
a contemporary classroom. The reality in early childhood classrooms is that many
variations in the class group are present simultaneously, and multiple forms of
diversity may be evident in any particular child. Evidence of the enactment of
inclusive educational provision for these broader notions of diversity is required in
early education to provide a realistic perspective of the teacher’s task as well as to
guide effective practice. This thesis addresses this gap in the context of transition.
22
22 Literature Review: Diversity and Inclusion in the Early Years
Risk, Disadvantage and Diversity
The terms culturally deprived, socially disadvantaged and at risk, that were
applied in the past to minority group or low achieving children, embodied a
normative view and created a binary categorisation of children that Skinner, Bryant,
Coffman and Campbell (1998) referred to as prototypical versus non-prototypical.
According to Skinner and colleagues (1998) these discourses of disadvantage and
risk located non-prototypical children and families as separate from the general
educational community. They argued that not only were these pejorative terms that
stigmatised children, but also that development of separate compensatory programs
stemming from this construction added to social and educational marginalisation.
This deficit view of children, often connected with ethnic origins or family socio-
economic status, has been criticised for its negative effect on children’s self esteem
(Brooker, 2002), the tendency to lower teacher expectations of children’s
achievement (Natriello, et al., 1990; Rosenshine, 1995) and its potential to become a
self-fulfilling prophecy (Carlton & Winsler, 1999; Wortham, 1997). Swadener and
Lubeck (1995) and Skinner et al., (1998) argued that focussing attention on promise
or human resources that children bring to the educational setting rather than
presumed limitations offered a more respectful, positive basis for effective early
education.
Early constructions of risk and disadvantage located limited educational
achievement with the individual child or their family circumstances (Smart, et al.,
2008; Terzi, 2005). Recognition of the limitations and inequity of such approaches
has prompted the reconceptualisation of educational progress to take account of the
contexts of learning such as the school, encompass a broader understanding of
diversity, and place emphasis on inclusion (Ashman & Elkins, 2005). A focus on
diversity is seen to locate children within a continuum of abilities and experience,
recognise multiple layers of diversity that may exist within a particular child (culture,
experience, giftedness, disability) and position children with various forms of
diversity within the heterogeneous social mainstream (Norlund, 2003). Approaches
to educating non-prototypical children have refocused from segregation and
mainstreaming, to integration and inclusion (Ashman, 2009). Mainstreaming, or
general class placement in which children with diverse abilities and culture were
placed in the same classroom with the majority group, implied that children should
23
Literature Review: Diversity and Inclusion in the Early Years 23
be ready to assimilate, whereas integration and inclusion are seen to accommodate or
adapt facilities and support services (Allen & Cowdery, 2005). Corbett and Slee
(2000) however, have distinguished between surface inclusion led by policy, second-
level inclusion focused on changes to environments and curricula, and deep-level
inclusion, which focuses on revision of values and enhanced acceptance. Recent
definitions of inclusion go beyond general classroom access, accommodations and
support services, to incorporate curricular and pedagogic differentiation in order to
support children’s sense of belonging within a community of learners (Carrington
2007). Inclusion incorporates not only social inclusion, involving peer acceptance,
friendships, group participation and teacher-child interactions (Conway, 2008), but
also academic inclusion, or the non-stigmatising provision of individually relevant
learning opportunities (Reitveld, 2005).
Diverse Learners and Inclusion
The evolution of inclusive education has produced changes in the terminology
considered appropriate for referring to children who do not fit easily within the
majority school culture. However, there is debate over whether new terminology
referring to differences genuinely advantages those who are non-prototypical or
whether inclusive education should simply refer to the inclusion of all children in
general education programs (Booth, 2003; Ng, 2000). Recent terms that focus on the
inclusion of the individual but cater for an overarching group of non-prototypical
children include exceptional children (Allen & Cowdery, 2005), inclusion groups
(UK Office for Standards in Education OFSTED, 2000), and diverse learners
(Coyne, Kame’enui, & Carnine, 2007; Price, 2007; Benjamin, Nind, Hall & Sheehy,
2003). Alternate overarching terms such as learner diversity (Corbett & Norwich,
2005), diverse learning rights (OECD, 2006) and learners in diverse classrooms
(Dempsey & Arthur-Kelly, 2007) focus on the reality of variation amongst children,
the educational rights of children, and the role of schools in teaching all children
(Gillies & Carrington, 2004). These recent terms reflect an understanding of diversity
that incorporates giftedness, socio-cultural diversity, behavioural concerns and
learning difficulties, as well as cultural and linguistic difference and disability
(Ashman & Elkins, 2005). Booth (2003), Henderson (2004), Ashman (2009) and
Nyland (2002) also drew attention to gender, religious background, geographic
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24 Literature Review: Diversity and Inclusion in the Early Years
mobility and non-traditional family constellation as influences shaping children’s
disposition and achievement.
Such a broad construction of diversity is supported by several arguments
considering the perspectives of children, families and teachers. These arguments are
grounded in critical re-evaluation of approaches that are deemed inequitable.
1. Children’s rights. The International Convention on the Rights of the
Child, article 29 (UNICEF, 1989), states that the education of children
should be directed to the development of their abilities to their fullest
potential. This supports attention to all children as a matter of social
justice, having regard to the rights of children with disabilities, and other
non-prototypical children: gifted children and culturally diverse children
(Merry, 2008; Woodhead, 2006). Contemporary inclusion texts (Allen &
Cowdery, 2009; Ashman & Elkins, 2009; Cook, Klein & Tessier, 2008;
Deiner, 2005; Mastropieri & Scruggs, 2007) incorporate a wide range of
differences amongst children, including giftedness.
2. Multiple exceptionalities. Children are multi-dimensional, and multiple
exceptionalities or categories of diversity may be represented within an
individual (Ashman & Elkins, 2009; Porter, 2005). Ng (2003) and Hyun
(2007) have argued that broader diversity constructs, and accompanying
broader terminology, reflect the multi-dimensional nature of difference,
and more effectively address the power relations underlying inequality.
3. Identification dilemmas. Difficulties in identification of disabilities in
early childhood, and potential mislabelling of children also need to be
taken into account (Prendergast, Chadbourne & Danby, 2009). Some
children do not fit typical diagnostic classifications because of their mild
delays or a complex array of behaviours and learning variations (Nind &
Cochrane, 2002). Valid assessment for identification of specific
conditions is difficult in instances where children are very young, speak a
language other than English, have a social-emotional challenge that
impacts on their cooperation with staff, or misunderstand the assessment
situation or tasks (Meisels, 1994). The value of diagnostic labels in early
education has been questioned, and broader terms such as developmental
delay advocated (Gargulio & Kilgo, 2000; Wilson, 1998)
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Literature Review: Diversity and Inclusion in the Early Years 25
4. Complexity of teaching. As teachers attempt to expand their repertoire to
address ever-increasing categories of difference (e.g., learning difficulty,
attention deficit hyperactivity disorder ADHD, autistic spectrum disorder
ASD, English as a second language ESL), they become overwhelmed, so
a more overarching pedagogy of difference is required (Bartolome, 2003;
Kincheloe, 2004; Trifonas, 2003).
5. Avoidance of stigmatisation. Targeting of specific risk or disability
groups for services while continuing to teach all other children within
traditional paradigms has been criticised as stigmatising difference,
without addressing the need for fundamental educational change
(Cummins, 2003; Hehir, 2005; Hyun, 2004; Kincheloe, 2004). Critical
reflection on power dynamics and unexamined assumptions about
neediness are indicated to frame more equitable approaches (Kincheloe,
2004; Nind, 2005).
However, an overarching construction of diversity, the use of broader terms for
non-prototypical development and learning, and the extension of inclusion efforts to
groups beyond children with disability are not universally accepted in scholarly
literature, and evidence of their enactment in practice is limited. The arguments for
retaining a narrower focus for inclusion policy and practice (e.g, to disabilities or
educational risks) include the possibility of teacher stress and resource competition.
They are framed by concern for classroom pragmatics (Guralnick, 2001).
6. Excessive classroom demands. Teachers face challenges in meeting the
needs of an increasingly diverse student population in the context of two
competing demands: international social trends that focus on equity and
inclusion, and national policy trends that demand standardised testing
and accountability (Dempsey & Arthur-Kelly, 2007). Thus, teachers face
competing requirements that might become overwhelming (Ashman,
2009; Ferguson, 2008).
7. Lack of teacher preparation and support. Negative teacher attitudes
towards inclusion, insofar as it broadens the range of any class group is
linked to lack of professional education (Kilgallon & Maloney, 2003;
Mohay & Reid, 2006) and lack of adequate classroom support services
(Forlin, Douglas & Hattie, 1996). Thus teachers may struggle with
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26 Literature Review: Diversity and Inclusion in the Early Years
expectations to attend to an increasing array of differences in children
without the knowledge or support to address such differences effectively.
8. Resource competition. In reality, the demands on teachers to manage
inclusion processes such as collaboration with specialist staff, classroom
adaptations and equitable sharing of educational resources are substantial
(Kavale & Forness, 2000). Thus the incorporation of categories beyond
disability, such as giftedness, into consideration of diversity and
inclusion is challenging. Foreman (2008) omitted children with gifts
from discussions on inclusion, on the grounds that they have never been
excluded from education, while Sapon-Shevin (1995) expressed concern
that diversion of scarce resources to children with gifts may disadvantage
more needy children. While Foreman (2008) asserts that the principles of
inclusion, such as individualisation of instruction are relevant for gifted
children, quite different teaching strategies from those intended for
children with disabilities are recommended to challenge gifted children’s
thinking (Braggett & Bailey, 2005; Porter, 2005). Therefore, allocation of
teacher time and school resources might be stretched too thinly.
The rhetoric about inclusion and catering for diversity, therefore, is often not
matched by the reality (Ferguson, 2008). Further evidence is required on effective
ways to advance inclusion, while attending to the pragmatic feasibility problems
teachers encounter (Guralnick, 2001). Feasibility, including maintaining the integrity
of the general classroom programme, having appropriate equipment and personnel,
accessing specialist services, and minimising the stigma associated with difference,
has been identified as a major concern in early childhood settings (Guralnick, 2001).
The overarching term, diverse learners, is adopted for this thesis to refer
broadly to non-prototypical children in line with recent constructions. However, two
major sub-categories are identified in the research literature and commonly treated in
isolation. Evidence related to diverse abilities and cultural diversity will be reviewed
separately in the first instance. The empirical evidence in each is preceded by key
recommendations in the scholarly literature. Some shared evidence on effective
inclusive provisions for children with diverse abilities and culture is also addressed.
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Literature Review: Diversity and Inclusion in the Early Years 27
Diverse Abilities
The evidence on inclusive strategies supporting the educational progress of
children with diverse abilities separates specific sub-groups (e.g., cognitive
impairment, ADHD, ASD, learning difficulty). Hence, a synthesis of the evidence
assists the identification of successful shared pedagogies. The role of identification
for support access and for differentiation of curriculum and pedagogy is a key area of
shared educational focus in early education. Children’s social behaviour, self-
regulation, motivation, problem-solving skills, and communication are further areas
of shared educational focus that have a significant impact on children’s social and
academic outcomes (Brandes, Ormsbee, & Haring, 2007; McIntyre, 2003; North &
Carruthers, 2008; Sheets, 2005).
Identification, early intervention and service access: salience
The identification of children’s educational challenges and the necessary
support for each is an educator’s responsibility in both ECEC prior-to-school
services and the early years of school (North & Carruthers, 2008; Pendergast,
Chadbourne & Danby, 2009). Early childhood teachers’ observation of children
enables them to screen for difficulties, identify support or access requirements,
modify the program and report to families and the school (Briggs & Potter, 1999).
The research evidence on identification, however, focuses on diagnosis and labelling
for targeted intervention programs or to address inequities (Bracken & Brown, 2008;
Fuchs, Fuchs, Compton, Bouton, Caffrey, & Hill, 2007; Johnson, Mellard & Byrd,
2005; Zambo, 2008). In these studies, the development of structured processes of
identification included formal testing protocols and curriculum-linked assessment
procedures. Yet for teachers, the salience of children’s characteristics or capabilities
influences their responses. For example, in an Australian interview-based study of
early childhood teachers, the “noticeability” of giftedness (p. 388) was reduced if
children were female, compliant and adapted to the classroom culture (Lee, 2002)
supporting Freebody, Watters and Lummis (2003) contention that the visibility of
giftedness was low. Cronin and Diezmann (2002) found that gender and racial
stereotypes reduced the likelihood that female Indigenous children would be
identified as gifted, and that this placed them at risk of under-achievement. Because
identification is a necessary precursor to appropriate pedagogic response, these
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28 Literature Review: Diversity and Inclusion in the Early Years
studies suggest the need to examine further teachers’ awareness of the variations
amongst children and contextual variables that have an influence on identification.
Differentiation of curriculum and pedagogy
Although the historical positioning of schools as providers of instruction for
average students and for ranking student performance persists, the contemporary
emphasis on inclusion demands that schools change to cater effectively for all
children through changes to school and classroom organisation, curriculum and
pedagogy (Ashman & Elkins, 2005). Criticism of a lock-step curriculum, targeted at
a pre-determined level and pace of instruction for each grade, has been based on its
lack of responsiveness to the context and to children’s actual learning (Anning,
1997). Critical evaluation of practices such as Individual Educational Plans for
children with disabilities (Mahoney & Wheatley 1994) and a new understanding of
children as active negotiators of learning (Benjamin et al 2003) have drawn attention
to alternate conceptualisations of curriculum and pedagogy. Although individualised
teaching is recommended in ECEC and early primary school (Briggs & Potter, 1999;
Dockett & Fleer, 1999), flexible small group work and peer tutoring (Carrington,
2007), and a combination of universal program design with differentiation for
individuals may be appropriate in school settings (Van Kraayenoord & Elkins, 2009).
Differentiation of curriculum and pedagogy has been advocated as an effective
approach to address ability variation within classes without a second, parallel
curriculum such as Individual Educational Plans (Gregory & Chapman, 2002;
Heacox, 2002; Norlund, 2003; Smutny & Von Fremd, 2004; Tomlinson, 2005). The
emphasis is typically on low achievers, yet differentiation also caters for children
with gifts (Braggett & Bailey, 2005; Porter 2005). Personalised pedagogies have
been advocated, based on flexible grouping, an emotionally supportive classroom
atmosphere, varied learning styles, cooperative learning and challenging learning
tasks designed to stimulate higher order thinking (Gregory & Chapman, 2002;
Heacox, 2002). Evidence from a study of children with pervasive developmental
disorder (Pierce-Jordan & Lifter, 2005) supported Wolery’s (1999) advocacy for
differentiating instruction based on both the child’s current ability and the demands
of the particular classroom. However, a study of special school placement for
children with mild delays found that special educators experienced discomfort in
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Literature Review: Diversity and Inclusion in the Early Years 29
differentiating their teaching for these children, as they constructed the problem as a
need to add-on curriculum rather than modify their pedagogy (Nind & Cochrane,
2002). Nind and Cochrane suggest that such approaches imply categorisation of
children, with the attendant danger of a two-tiered curriculum. What is required is
revised pedagogical approaches that allow the inclusion of non-prototypical learners
in a curriculum unified by common goals.
Social skill and emotional self-regulation
Children’s capacity to establish peer relationships, to use socially acceptable
behaviours, to use appropriate self-care skills and to self-regulate behaviour
facilitates inclusion in early childhood settings (Allen & Cowdery, 2005; Cook,
Klein, & Tessier, 2008; Winter, 2005). Young children from challenging
backgrounds often require support to learn acceptable behaviours for group settings,
such as following directions, attending to routines, taking turns, sharing and self-
monitoring of behaviours (Burford & Stegelin, 2003). An Australian case study of
refugee children with war-related trauma found that adult-facilitated playgroup
interactions improved children’s social skills, reduced their anxiety and improved
transition to school (Jackson, 2006). In interview and questionnaire-base studies in
Australia, teachers and parents identified personal independence, positive attitudes
towards learning and social communication as important for children commencing
kindergarten (Dockett & Perry, 2003; King & Boardman, 2006). Expectations of
such independence, however, represent a challenge for children from cultures that
value interdependence (Whitington, 2004).
The focus in programs for children with behavioural and emotional concerns
has been on discipline policies, support services and models for behaviour
management (Conway, 1998) but recent attention to Attention Deficit Hyperactivity
Disorder ADHD and Autistic Spectrum Disorder ASD has prompted the
development of strategies such as social stories and behavioural therapies (Attwood,
2006; Graham, 2006). Structured behaviour management processes, based on applied
behaviour analysis and functional behaviour assessment, have been found to be
effective for children with ASD (Conway, 2006). Reviews of studies of young
children with ADHD found that, alongside psychotropic interventions, family-based
behavioural programs combined with a calm atmosphere and contingent
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30 Literature Review: Diversity and Inclusion in the Early Years
reinforcement assist children to self-regulate (Fewell & Deutscher, 2002; Hudson,
1997). In an early elementary school study in the USA of children with diverse
abilities, guidance in goal setting and self-evaluation supported children’s
engagement in directing their own learning (Palmer & Wehmeyer, 2003).
Communication and cognitive progress
Effective communication is vital for children’s social relationships and literacy
progress (Allen & Cowdery, 2005). While naturalistic language teaching strategies
are usually advocated, some specialised strategies are required for children with
hearing impairment, autistic spectrum disorder and cognitive impairment (Cook,
Klein & Tessier, 2004; Hooper & Umansky, 2009). Programs for children with
hearing loss have centred on communication choices (e.g., oral, manual, total
communication, cued), strategies for utilising residual hearing (e.g., amplification,
cochlear implants) and children’s behavioural responses to hearing loss (Paatsch,
2000; Talay-Ongan, 2004). Children with cognitive impairment may require teachers
to use repetitive language (Cook, Klein & Tessier, 2008) and they may need
additional support to develop functional and alternative communication (Balandin,
Sweep & Hand, 2008). Literacy difficulties have been linked to language delays,
difficulties in decoding print, a mismatch between children’s interests or learning
needs and school provision, an over-emphasis on verbal-linguistic intelligence, or a
lack of recognition of cultural and linguistic diversity (Luke & Freebody, 1999;
McDermott, Goldman & Varenne, 2006; Reid & Knight, 2006; Van Kraayenord,
2002; Wilson, 1998).
Educational interventions framed by behaviourist philosophies, focusing on
explicit sequential instruction, motivation, contingent reinforcement and repetitive
language (Cook, Klein & Tessier, 2008; Hooper & Umansky, 2009) are particularly
relevant to cognitive disability but are applied more widely. In early childhood
settings, naturalistic teaching embedded in a play program is promoted (Allen &
Cowdery, 2005; Cook, Klein, & Tessier, 2008), although more explicit instruction
may be required during some portion of a day (North & Carruthers, 2008). For
children in the early years of school, open-ended programs have been criticised as
being insufficiently structured to cater for children with disabilities, so a blend of
embedded active learning and more explicit teaching has been advocated (Winter,
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Literature Review: Diversity and Inclusion in the Early Years 31
2007). Cognitive development through the enhancement of thinking skills and
problem-solving, has been advocated as an alternative to traditional teaching (Briggs
& Potter, 1999; Brady & Kennedy, 2003). For children with gifts, higher-order
thinking and creativity in learning have been recommended (Braggett 2002; Porter,
2005). Using tools such as Bloom’s taxonomy and Gardner’s Multiple Intelligences
as frames for differentiating curriculum have been found to assist primary school
teachers to cater effectively for cognitive development in mixed ability classrooms
(Noble, 2004). In an action research study in early primary school classrooms,
children were more engaged in learning through the project approach, yet the
teachers felt challenged in differentiating for varied abilities (Hetzog, 2007).
Sensory and motor development and health
The motor and sensory development of children with vision impairment,
hearing loss, physical impairment, or chronic health conditions focuses on
therapeutic interventions (Hinchcliffe, 2007), social inclusion (French & Cain, 2006)
or management of specific conditions such as epilepsy (Johnson & Parkinson, 2002).
Programs for children with vision impairment have emphasised amelioration of
sensory loss through low vision strategies (e.g., orientation and mobility support),
multi-sensory learning and assistive technologies (Davis, 2003).
The number of children with chronic health conditions is increasing as
advances in medical technology improve survival rates of children with
compromised health, yet early intervention funding and policies do not seem to cater
for many of these children (Ashton & Bailey, 2004). Shiu (2004) estimated that 15%
of children under 14 years of age in Australia had a long term health problem and
drew attention to the need for schools to make more thoughtful provisions for
children with chronic conditions such as severe asthma, childhood diabetes, cystic
fibrosis, epilepsy, kidney or heart disease, cancer or paediatric AIDS. In a survey of
children with chronic health conditions who have regular hospitalisation, physical
access to facilities, catching up on missed work, peer relationship problems, and lack
of teacher knowledge have been identified as additional barriers to classroom
participation and sustained achievement (Ashton & Bailey, 2004).
Otitis media and resultant hearing loss is common in Australian Indigenous
children but tends to be misinterpreted by teachers as behaviour or learning problems
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32 Literature Review: Diversity and Inclusion in the Early Years
(Stewart, 2002). Poor nutritional status, parasite infestation, chronic respiratory
infections and middle ear infections have been identified as significant health
concerns with implications for Indigenous children’s ability to sustain academic
engagement (Dockett, Mason & Perry, 2006; Stewart, 2002) and to work within the
behavioural expectations of the school (MCEETYA, 2001).
Cultural Diversity
There are shared concerns regarding English language learning, family stress,
and maintenance of cultural heritage amongst minority ethnic groups, yet sub-
cultures within a society may also experience disadvantage in the education system
(Gun et al., 2004; Sleeter & Grant, 2007). Diversity in lifestyle, prior experience in
the home and community, language use and behaviour expectations arising out of
geographic location (Crothers, 2004), family transience (Frigo & Adams, 2002),
gender (Nyland, 2002), non-traditional family constellation (Ashman, 2009) and
socio-economic status (Espinosa, 2005) impact on children’s school adjustment and
achievement. Family capacity to ameliorate the potential disadvantage of social-
cultural circumstances is varied, thus the role of the school can be significant,
particularly at crucial transition points such as school entry (Pianta & Walsh, 1996).
The extant literature on cultural groups considers specific sub-groups and their
educational needs separately (e.g., Indigenous, low income, rural, geographically
mobile), rather than considering overall issues impacting on children and families
from non-mainstream cultural backgrounds.
The focus on specific child and family deficits (e.g., lack of English
knowledge) diverts attention from the complex issues involved in cultural and
linguistic diversity (Cummins, 2000; Hill, Comber, Louden, Rivalland & Reid,
1998). Hill and colleagues (1998) found that the huge diversity of children entering
school combined with the gap between preschool and school pedagogies created
literacy difficulties for some children. They argued that professional development of
preschool teachers was crucial to the re-focusing of the curriculum and enhancement
of young children’s literacy progress. Cummins (2000) argued that where
underachievement is framed as a deficit in children or teachers, the solution has been
increased pressure to teacher-proof the curriculum (e.g., standard phonics kits for
remediation of English deficits) rather than to implement more inclusive educational
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Literature Review: Diversity and Inclusion in the Early Years 33
approaches. He criticised both the implied distrust of teachers and the narrow
interpretation of the teaching-learning process. Cummins supported educational
approaches that celebrate diversity and acknowledge the resources children bring to
school. Evidence of respectful ways to enhance the progress of culturally diverse
children, drawing on their personal resources, would enable teachers to plan more
effective strategies.
Language and literacy
The choice of instructional language and teaching approach for children who
are non-English speaking is a key educational decision (Sleeter & Grant, 2007).
Young children may be immersed in English, instructed in English as a Second
Language ESL within in an English-based program, educated wholly in their first
language or educated in dual languages with a goal of transitioning to English
(Espinosa, 2005; Lindholm, 1990; McLaughlin, 1990; Sheets, 2005). Bilingual
immersion approaches need to be sustained over a period of at least 4 to 6 years to
continue progress in English proficiency at the same time as maintaining the home
language (Lindholm, 1990). Teaching entirely in the child’s home or first language
supports emerging literacies, prevents first language loss and maintains self-esteem
particularly if bilingualism is viewed as a cultural asset (Gregory. 1997; Sheets,
2005). However, in the USA the lack of native or proficient speakers of languages
other than English amongst staff in many early childhood services and schools has
been identified as a serious challenge to this approach (Espinosa, 2005). Young
children learning in two or more languages simultaneously have sometimes been
found to develop an unintelligible mixing of vocabulary and language constructions,
yet this became a problem only when the children’s backgrounds were characterised
by parental illiteracy or extreme deprivation (McLaughlin, 1990). Pacific Island
families were found by Podmore (2003) to be fearful of the impact of school on first
language and culture. However, Sauvao (2002) found that first languages and
cultures for Pacific Island children were supported through assistance from cultural
peers or from bilingual non-teaching staff and parents, as well as through bilingual
early years programs.
Children who speak non-standard English, such as Australian Indigenous
children, also require consideration because of the impact on their social
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34 Literature Review: Diversity and Inclusion in the Early Years
relationships and academic achievement (Cronin, 2001). Limited English proficiency
and dependence on a language other than English are concerns in that they are
related to reduced achievement not only in literacy but also in mathematics (Elkins,
2002). Young children in New Zealand who attended culture-based early childhood
services have been found to experience severe discontinuity in primary schools
where the language of instruction was English (Podmore, Sauvao & Mapa, 2003).
However, English language instruction with culturally diverse groups has been found
to be successful if teachers concentrate on co-construction of understandings about
language and literacy with individual children, rather than focusing on technical print
decoding aspects of literacy (Gerstein, Baker, Haager, & Graves, 2005; Hamston &
Scull, 2007; Phillips, McNaughton & MacDonald, 2004). In a study in New Zealand
by Podmore et al (2003), the dependence of Pacific Island children on individual
interactions with teachers to support literacy learning in an unfamiliar language
highlighted the limited cultural awareness of teaching staff and the lack of Pacific
Islander teachers or aides within schools.
Links between gender and literacy achievement have been related to interaction
effects. Concern about the literacy achievements of boys has focused on ways of
ameliorating their apparent disadvantage through targeted literacy repertoires
(Alloway, Freebody, Gilbert & Muspratt, 2002). Nyland (2002) found that boys
were four times as likely to be identified by teachers as having reading problems as
girls, but that this identification was sometimes related to behavioural criteria rather
than literacy ability. Thus, more nuanced reading of performance data was advocated
to identify sub-group concerns and target strategies more effectively (Ailwood, 2003;
Lingard, 2003). Supporting evidence for this alternate position is offered by the
findings that late-birthdate preparatory class boys attained significantly lower literacy
results than girls and older peers, indicating the need for attention to the interactions
of age and gender rather than gender alone (Boardman, 2006). Concern over patterns
of disadvantage revolving around interactions between boys’ academic achievement
and social-emotional circumstances have been supported by Potter and Briggs’
(2003) finding that boys’ disliked school, and that their dislike was related both to
schoolwork and to punitive discipline by teachers.
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Literature Review: Diversity and Inclusion in the Early Years 35
Family and community expectation
The successful educational progress of children from culturally and
linguistically diverse backgrounds is influenced by family expectations (Brooker,
2002). Some children may require explicit instruction, as family assumptions about
learning events and classroom requirements may not match those of the teacher
(Sheets, 2005). Teachers also need to take into account the impact on children’s
behaviour of differences: in power-distance, role differentiation, views about
uncertainty and orientation to collectivism over individualism in many traditional
cultures (Pirola-Merlo, 2003). In studies of Pacific Island communities, parents saw
the maintenance of heritage languages as not only retaining culture but also engaging
children in a culturally grounded way of thinking (Singh, 2000). Singh’s
investigation of the role of Pacific Islander para-education personnel (e.g., school-
community officers, teacher aides) highlighted the value of cultural and language
linking, and the importance of understanding the social structures, role of religion,
and power relations within cultural groups. An Australian study of school transition
for Bangladeshi children identified challenges arising not only from second language
difficulties but also from differences in child rearing styles such as cultural
encouragement of children’s dependence on adults, and parental concern about loss
of religious and cultural values (Sangavarapu & Perry, 2005). In New Zealand, Singh
(2000) and Podmore et al., (2003) indicated that management of children’s conduct
required attention, as the strict religious and behavioural expectations of traditional
Pacific Islander families contrasted with the conduct of children encountered within
schools (e.g., swearing, disrespect for authority).
The gap between the educational and socialisation practices of some homes
and communities and that of the school that Singh (2000) identified in Australia was
also revealed in a study of Southern Asian families from Bangladesh in the UK
(Brooker, 2002). This study established that the differences between the visible and
invisible curriculum and pedagogy of the home and early years of school created
significant discontinuity for children. In essence, the transmission modes of home
instruction contrasted with the play pedagogies of preparatory classes in the UK. The
observed pedagogy of the home focused on explicit modelling, copying and
memorising, in contrast with the observed pedagogy of the reception or preparatory
class. The pedagogy of the home that emphasised apprenticeship in adult home
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36 Literature Review: Diversity and Inclusion in the Early Years
responsibilities and open spatial and temporal boundaries was also at odds with the
school’s protection of children from dangerous tasks (e.g., cutting with knives) and
the more rigid routines of the classroom (Brooker, 2000).
Cultural sensitivity in regard to pedagogy and curricula has also been identified
as a key factor in the academic achievement and school adjustment of Australian
Indigenous children (Frigo & Adams, 2002). Cronin (2002) advocated connection
between children’s prior experience and ways of knowing, and those of the school
through providing points of reference from which they may gain shared meanings,
for example in the modification of resources for mathematics (Fleer, 1994). Fleer and
Williams-Kennedy (2001) argued for building on Indigenous children’s culturally
approved behaviour patterns such as: sharing, rather than competing; focussing on
here-and-now interests rather than past or future events; and avoiding inauthentic
questioning (e.g., asking children questions to which adults know the answer) which
may appear discourteous. However, Raban (2002) and Stewart (2002) warn that
reliance on over-simplified notions of Indigenous learning styles may lower
expectations, limit teacher engagement with individual or local ways of knowing and
reduce Indigenous children’s opportunities for expansion of their cultural repertoire.
In case studies of early childhood teaching approaches, Fasoli and Ford (2001) found
that Indigenous staff focused on relationships rather than learning activities or
resources, and that inter-subjectivity and non-verbal interactions formed a significant
part of the communication process. Butterworth and Candy (1998) found that multi-
age group learning was more culturally relevant than more individual approaches.
Adler’s (2001) investigation of Asian-American families from a variety of
cultures (e.g., Koran, Japanese, Chinese, Filipino, Hmong, Tamil) identified extreme
parental concern regarding children’s academic achievement. The concern resulted in
family pressure and extra tutoring for some children even if they were progressing at
school. Child unhappiness in some cases was related to mishandling of issues of peer
prejudice in school. Many parents expected their children to be stoic in the face of
bias. Families in Adler’s study identified themselves by their specific ethnicity (e.g.,
Korean) rather than as Asian and expressed negative views about being confused
with people from other Asian ethnic groups. There were also within-group variations
that needed recognition, particularly in mixed-heritage households, affirming
arguments that over-generalisation could be detrimental.
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Literature Review: Diversity and Inclusion in the Early Years 37
The contrast between the obedience to authority expected in the home and the
active, independent assertiveness expected in schools, raised by both Brooker (2000)
and Adler (2001), appears to underpin teachers’ construction of some children as
passive or less effective learners. Such cultural misunderstanding about learning
approaches and behavioural expectations appears relevant to various non-Western
cultures, as found also by Singh (2000) in relation to Pacific Islander children and
Stewart (2002) regarding Australian Indigenous children.
Poverty, wellbeing and educational access
The well-being and educational participation of children in poverty and
Australian Indigenous children has been the subject of attention, relating principally
to poverty, family violence and breakdown, or to health conditions discussed
previously (Stewart, 2002). Low rates of participation in preschool education and
irregular school attendance have also been identified as contributors to the limited
school success of Australian Indigenous children and other children in poverty
(Cronin, 2001; MCEETYA, 2001; Powell, 1995). The proportion of five year old
Indigenous children enrolled in early childhood education prior to school has been
found to be less than half that of other Australian children, although this may be
partly related to limited program access in some isolated areas of Australia (McCrea,
Ainsworth, Cummings, Hughes, Mackay, & Price, 2000). While the importance of
home experience is not de-valued, low participation in preschool education limits
Indigenous children’s access to the types of learning opportunities that could support
transition to school (Raban, Griffiths, Coates & Fleer, 2002). McCrea and colleagues
(2000) found that low Indigenous preschool participation was linked to parental
concerns about de-culturation, limited awareness of early childhood services, high
cost and incompatibility of preschool session times with parental employment.
Once children are in school, Conway (2005) argued that aspects of personal
and family experience that can contribute to high rates of non-attendance include
transience or geographic mobility, lack of parental support, low socio-economic
status, cultural expectations, family dysfunction, learning difficulties and boredom.
Fleer and Williams-Kennedy (2001) found that on average, Indigenous students miss
one day of schooling each week, reducing their total primary school participation by
more than a year. Unexplained school absences by Indigenous children are linked
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38 Literature Review: Diversity and Inclusion in the Early Years
with poor health, family cultural obligation and parents’ negative attitudes towards
school (Cronin, 2001; MCEETYA, 2001). Sarra (2007) found that the development
of a new school culture in an Indigenous community including awareness of local
Indigenous role models, professional education of Indigenous staff, and a whole-
school local Aboriginal studies program, improved participation rates.
Children who live in geographically isolated locations and travel long distances
to small regional schools or undertake distance education under parental supervision
also experience educational access challenges (Crothers, 2004; McNicholl, 2002).
Whilst poverty appeared to be a significant concern for children moving from
isolated rural contexts to urban areas in USA, Pianta and Walsh (1996) found that
sub-cultural differences (e.g., language or accent, interests, social style) created
barriers in the classroom and playground. Case studies in Australia indicate that rural
location is not necessarily associated with educational disadvantage, yet interactions
between regional location and factors such as poverty, social class and ethnicity
produced disadvantage (Hatton, 1994).
Continuity and discontinuity
Transience, itineracy or geographic mobility has been identified as an
important influence on children’s educational success because of its impact on
continuity of learning (Frigo & Adams, 2002). Initiatives in Australia to address such
continuity include a travelling school for children who travel with shows and
circuses (Danaher, 2000). In a study in Western Australia of isolated itinerant
children from mining, railway and Indigenous families, Fleer (1990) found a
cumulative effect of educational disruption and discontinuity in the early years of
school, and the potential value of computer technology for improving literacy and
numeracy outcomes in these children. In a study of the children of itinerant seasonal
farm workers in Australia, Henderson (2004) found that that serious academic
difficulties could go unnoticed if teachers focused on children fitting in or adjusting
to institutional practices in each new school.
Geographically mobile families may have internal resources to ameliorate the
educational discontinuity or sense of disconnectedness which impacts negatively on
their children. Yet one of the key problems in family transience is lack of social
support networks for parents and children (Pianta & Walsh, 1996). Not only are
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Literature Review: Diversity and Inclusion in the Early Years 39
parents facing pressures such as change of employment and income without extended
family or other social supports, children are establishing new peer relationships,
learning new school cultures and curricular approaches and re-defining personal
identities within the school during a period of heightened family tension (Pianta &
Walsh, 1996). Some family transience in Australia was found to exist for Indigenous
cultural reasons and through Defence Force relocation. Transience may also be
attributed to unemployment, housing needs and fleeing domestic violence (Frigo &
Adams, 2002; Henderson, 2004). Henderson identified the limitation imposed by
teachers’ adoption of a permanent resident/itinerant binary rather than probing more
deeply into the complex difficulties facing these children and families.
Cultural diversity and the affective climate
Affective issues both inside and outside the school influence educational
adjustment and achievement. The complex problem of school refusal arises from
anxiety about school performance, fear of bullying, separation anxiety or generalised
anxiety about change compounded by breaks in attendance (Cahill & Freeman, 2007;
King, Tonge, Hayne & Tinney, 1994; Thamirajah, Grandison & De-Hayes, 2008),
Cognitive behavioural therapies and parent and teacher sensitivity and firmness have
been found to assist children with school refusal in adapting to school (King et al.,
1994).
The influence of teacher expectations on affective climate has been identified
as a factor in the education of Indigenous children. Effective teachers of Indigenous
children have been identified as those who combine personal warmth with high
demands or expectations (Cronin, 2002). While the impact of excessively high
expectations on children’s self esteem was identified, Raban and colleagues(2002)
also found that teacher under-expectation of Indigenous children reduced the
intellectual quality of educational programs. Low expectations also arose in the early
years of school from an over-emphasis on the literacy delays and language
differences of Indigenous children, and from their adjustment difficulties, rather than
their resources (Dockett, Mason & Perry, 2006).
Negative disposition arising from background factors also mitigates against full
involvement of children in classroom learning and reduces motivation to succeed
(Pianta & Walsh, 1996). Young children with experience in war zones or as refugees
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40 Literature Review: Diversity and Inclusion in the Early Years
may also be too traumatised to participate effectively in educational experiences
(Sims, Hayden, Palmer & Hutchins, 2000). Pianta and Walsh (1996) suggested that
the concerns of some children from socially marginalised backgrounds may be
similar because their neighbourhoods resemble a war zone (e.g., prevalence of
gunshot death or physical violence). Modification of educational physical and
psychosocial environments to provide a sense of safety and security for these
children while facilitating development of resilience requires further investigation
(e.g., for children from refugee families) (Sims, et al., 2000). Families in which
adults have depressive illness, relational strife, inadequate support or other stressors
that may impact negatively on parenting, need to be considered because of their
potential impact on children’s well-being (Talay-Ongan, 2004). In the USA, Powell
(1995) found that, while less than 10% of children beginning kindergarten in the
USA have difficulty in adjusting, those schools serving large numbers of children
who live in challenging circumstances report up to 19% of incoming students have
adjustment difficulty. In an Australian longitudinal study of the life chances of
children from low-income families, Taylor (2006) found that multiple stressors,
including family separations, geographic mobility, parental unemployment and long-
term income restriction, impacted on the children’s attitudes and resilience. Further,
parents from minority cultures have been found to unwittingly support development
of learning dispositions that are not appropriate to the culture of the school, or to
impart fear of schools to children (Brooker, 2002; Cronin & Diezmann, 2002).
Cultural and individual relevance of curriculum and pedagogy
Curricular and pedagogic differentiation is recommended as a means of making
teaching and learning more culturally and individually relevant and accessible
(Norlund, 2003), although it may occasionally be constructed as a form of cultural
discrimination (Kuklinski & Weinstein, 2000). Research with low income students
supported the argument that traditional didactic modes of teaching aimed at the
middle of the student group disadvantaged substantial portions of a class, encouraged
passivity, and were thus ineffective in producing successful learners for a post-
industrial world (Huffman & Speer, 2000). In case studies of children from
economically and socially diverse families, connection of learning to children’s life
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Literature Review: Diversity and Inclusion in the Early Years 41
experiences and individual interests, based on home-school information sharing, was
found to be effective in promoting learning (Comber & Kamler, 2004
Diversity of experiential backgrounds should prompt teachers to incorporate
individual understandings and experiences into their pedagogy (Raban, 2001).
Personalised pedagogies should take into account the within-group differences in
culture, as an investigation of Asian-American families from a variety of cultures
revealed that families identified themselves by their specific ethnicity (e.g., Korean)
rather than as Asian and expressed strongly negative views about being confused
with other ethnic groups (Adler, 2001). There were also within-group variations that
needed recognition in mixed-heritage families reinforcing the point that over-
generalisation could be detrimental. This evidence supported research showing
greater within-group differences than between-group differences (Hill, et al., 1998)
Effective Early Education for Diverse Learners
Some elements of effective early education are relevant to both diverse ability
and cultural diversity. School reform and engagement, with change aimed at being
more effective when catering for a range of children, has gone beyond curriculum
models and specialised service provision to consider wider questions of pedagogic
quality (Peisner-Feinburg, et al., 1999; Sammons, et al., 2004, 2008), partnerships
(Hughes & McNaughton, 2001), educational climate and organisation (Freiberg,
1999; Pollard-Durodola, 2003) and effective transitions (Emig, 2001; Fabian, 2002).
Supportive learning environment
Two aspects of the learning environment have been found to be influential in
children’s outcomes: specific classroom environment, and school and classroom
psychosocial climate. For children facing challenges, the quality of the learning
environment has been shown to be crucial to effective progress regardless of
program type (Freiberg, 1999; Pollard-Durodola, 2003; Timperley et al., 2003).
Pollard-Durodola (2003) and Manning and Baruth (1995) identified characteristics
of a high quality educational environment as orderly processes, high teacher
expectations, regular evaluation, flexible time organisation and time on task. Aspects
of the physical environment such as teaching resource availability and standard of
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42 Literature Review: Diversity and Inclusion in the Early Years
maintenance, and the adequacy of classroom and playground space and facilities
affect both the motivation of teachers and children’s adjustment (Freiberg (1999).
Regardless of the facilities provided, school and classroom psychosocial
climate has been identified as a key component of an effective school response to
diverse learners (Creemers & Reegizt, 1999; Williams, de Kruif & Zulli, 2002). The
establishment of a positive school climate was found to result in major social and
academic achievement gains in children from low-income and cultural minority
backgrounds, but sustaining a positive climate required substantial effort (Stringfield,
1999). Grade failure and retention practices influence psychosocial climate. They
have been found to be counter productive in early education as they are demoralising
rather than motivating, indicating that more effective teaching may be required to
ensure children retain self-esteem and motivation (Holloway, 2003; Swanson, 1991).
Reciprocal interactions between proximal (e.g., classroom) and distal (e.g., school
organisation, partnerships) levels further affect the quality of child experience and
the success of inclusion (Williams, de Kruif & Zulli, 2002).
Family and community partnership
The role of school partnership with families recurs, highlighting sensitivity as
central to successful partnerships with culturally diverse or socially marginalised
families, families where parents have disabilities or mental health pressures or
substance abuse difficulties, and families who have a strong fear of teachers
(Manning & Baruth, 1995). Careful negotiation is prompted through substantial
differences in parents’ expectations about the purpose of early years programs. For
example, Page, Neinhuys, Kapsalakis and Morda (2001) found that parents valued
the social-emotional gains that could be derived from early education programs, but
that there was a discrepancy between those who saw the purpose of such programs as
school readiness and those who felt strongly about the provision for play and
freedom for young children.
School expectations of parental involvement have been found to be associated
with improvements in children’s educational outcomes, yet parent involvement
readily became parent obligation, resulting in criticism of families for under- or over-
involvement and a demand for parental contributions to prop up schools (Nakagawa,
2000; Pacini-Ketchabaw & Schrecter, 2002). These studies found that teacher-
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Literature Review: Diversity and Inclusion in the Early Years 43
defined parent-assistant tasks were disrespectful and lacking in recognition of the
rich contributions which culturally diverse families could make. Hughes and
McNaughton (2001) have argued that genuinely collaborative partnerships between
families and teachers rely on listening to a range of stakeholders and building a
democratic relationship with families. To date, there is limited literature of this type.
There is a need for further investigation into the expectations of families from a
variety of cultural and social backgrounds.
School and classroom organisation
Re-structuring of schools through un-grading or multi-age classes and the use
of flexible in-class grouping has been advocated to reduce the stigmatisation of
ability grouping or streaming for less advanced children while retaining the
advantages of some level of homogeneous group learning (Anning, 1997;
Carrington, 2007; Powell, 1995). Withdrawal resource rooms offered highly
individualised programs yet risked stigmatisation of children, confusion of learning
as children encountered two different curricula, loss of learning time as children
transition between classes, and a reduced sense of responsibility by the general class
teacher (Swanson, 1991). Natriello and colleagues (1990) found that withdrawal or
pull-out classes were of limited effectiveness in improving outcomes and that gains
faded rapidly if the costly specialised support was discontinued in subsequent grades
Universal provision of kindergarten classes in schools has been a major
structural provision for children from backgrounds deemed to be disadvantaged
(Natriello et al., 1990; OECD, 2006). Full-time rather than part-time kindergarten
classes have been found to offer improved continuity of learning (Boardman, 2002;
Thorpe, et al., 2004) although Jones’ (2003) meta-analysis of studies on full-time
versus part-time provision found the gains to be moderate. The gains from extra-year
classes (e.g., an extra kindergarten/first transition grade) were also found to be short-
lived, and progress was less than for children promoted to the subsequent grade
(Powell, 1995) unless early interventions were sustained (Feinstein, 2004).
Classroom organisation goes beyond child grouping and location of support
services, and considers allocation of time and of human and material resource. The
use of learning centres through which children could alternate flexible time blocks,
avoid the problem of children waiting for others to complete tasks (Carrington, 2007;
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44 Literature Review: Diversity and Inclusion in the Early Years
Spodek & Saracho, 1994). In the large-scale longitudinal EPPE study in the UK,
classroom disorganisation was associated with lower academic achievement and
increased hyperactivity (Sammons, et al., 2008). The quality of teacher-child
interactions has been identified as a key influence on children’s progress, yet
qualitative shifts in teacher-child interactions have been found to arise from
increased class sizes and poor child-staff ratios (Oliveira-Formosinto, 2001; Rimm-
Kaufmann & Pianta, 2000; Sammons et al., 2008).
Teacher focus, expectations and disposition
Schools with a whole-school purposeful curriculum focus have been found to
raise the achievement levels of children from diverse backgrounds, even if quite a
traditional pedagogic approach is used (Pollard-Durodola, 2003). Maintenance of
academic rigour and challenge has also been identified as a key element of effective
education for low-achieving children (Manning & Baruth, 1995; Pollard-Durodola,
2003; Swanson, 1991). These features of quality provision are dependent on teacher
focus, expectations, knowledge and disposition towards diversity (Cronin, 2001;
Hattie, 2003; Mohay & Reid, 2006; Raban & Ure, 2000). The positive effect of high
but realistic teacher expectations combined with personal warmth has been found to
be effective in promoting progress in children from economically diverse families,
Indigenous children and children with delays (Cronin, 2001; Manning & Baruth,
1995; Rabin & Ure, 2000). While this research evidence focused on separate
categories of diversity, a synthesis of studies in New Zealand on the effectiveness of
schools in improving the trajectories of a range of lower achieving students found
that teacher input is crucial (Hattie, 2003). This evidence focused on middle school
teachers, yet its finding that most of the variation in student achievement related to
teachers’ ability to offer appropriate challenge, their deep understanding of content,
and use of monitoring and feedback, has implications for the early years of school.
Jordan, Kircaali-Iftar and Diamond (1993) argued that teachers would be more
accepting of diversity in the classroom if they held preventative understandings that
assumed that different environments could affect achievement, rather than restorative
understandings of diversity that assumed that problems were located within the child.
Teachers’ attitudes towards inclusion of children with disabilities have been found to
depend on not only the severity of the child’s disability but also teachers’
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Literature Review: Diversity and Inclusion in the Early Years 45
professional education and their underlying beliefs (Forlin, Douglas & Hattie, 1996).
Surveys in child care, early education and schools have found that lack of
appropriate professional education impacted negatively on experienced teachers and
increased their reliance on support agencies and the work of teaching assistants
(Forlin et al., 1996; Kilgallon &Maloney, 2003; Mohay & Reid, 2006; Odom, 2000).
Effective school transition programs
Young children’s transition into school has been identified as a key experience
that sets the tone for their schooling, and its successful negotiation has been noted as
a crucial issue for children facing life challenges (Dockett & Perry, 2007; Margetts,
2003). Contemporary concepts of transition to school incorporate notions of
preparation of the school for children or modification of school practices to cater for
diverse learners, processes to smooth school entry and pedagogic continuity between
early childhood programs prior to school and in the early years of school (Briggs &
Potter, 1999; Emig, 2001; Fabian, 2002). This is particularly relevant to this thesis, in
which the lens shifts from the characteristics of the child, to the role of the school
and classroom in providing for the realities of diversity. Transition approaches are
discussed in Chapter 3.
Literature Review: Pedagogies of Transition to School 47
CHAPTER 3: LITERATURE REVIEW: PEDAGOGIES OF TRANSITION TO SCHOOL
This chapter will review three key areas of literature pertaining to transition to
school:
1. Readiness, preparedness and educational success factors.
2. Multiple constructions of transition.
3. Successful transition to school for diverse learners.
The chapter then synthesises these literatures in a forth section
4. Implications for research.
The scholarly literature reports on the re-evaluation of the construct of
children’s readiness for school and subsequent incorporation of the readiness of
schools (Graue, 2006) or the shared preparedness of schools, families and children
(Dockett & Perry, 2007). Yet there is evidence that, among teachers and parents,
notions of children’s readiness that place emphasis on children’s attainment of
minimum normative attainments prevail (Dockett & Perry, 2003). The normative
assumptions underpinning readiness, however, are inconsistent with current
educational policies of inclusion (Corbett & Slee, 2000). The focus has shifted in
European literature to a process of transition to school, conceptualised as a change
process, a set of introductory practices, continuity, relationship, or transition capital
(Dunlop, 2007; Petriwskyj, Thorpe & Tayler, 2005). Identifying school entry success
factors and explicitly engaging in questioning the meanings of ‘readiness’,
‘preparedness’ and ‘transition’ in practice may enable schools and families to offer
more effective early education of children with diverse abilities and cultures.
Readiness, Preparedness and Educational Success Factors
Readiness for school is a construct that embodies a focus on maturational
development in young children, and particularly social-emotional development, and
the learning of pre-academic skills such as print awareness (Dockett & Perry, 2002;
2007). Personal factors such as children’s gender, the age of school entry and family
economic and social background have been found to influence school adjustment and
achievement (Boardman, 2006; Burchinal, Peisner-Feinburg, Pianta, & Howes, 2002;
Burford & Stegelin, 2003; Pianta & Walsh, 1996; Smart et al., 2008; Zill, 1999). The
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48 Literature Review: Pedagogies of Transition to School
limited academic progress and poor school adjustment of children from culturally
and linguistically diverse backgrounds and children from families who live in
poverty prompted policy attention to readiness, particularly in the USA. (Rimm-
Kaufmann, Pianta & Cox, 2000; Wesley & Buysse, 2003). The development of
compensatory programs such as Head Start in the USA (Allen & Cowdery, 2005),
Indigenous programs and Best Start in Australia (Department of Education and Early
Childhood Development, 2007; Glover, 1994) and Sure Start in the UK (Weiberger,
Pickstone & Hannon, 2005) represented efforts to ameliorate perceived educational
disadvantage in minority groups by providing school readiness programs.
However, readiness programs have been criticised for stigmatisation of
children in poverty and children from non-European ethnic backgrounds (Pianta &
Walsh 1996), for blaming children for non-normative progress or conduct (Gill,
Winters & Friedman, 2006; Wesley & Buysse, 2003) and for lack of impact on
sustained child achievement in the early years of school (Peisner-Feinburg, et al,
1999). If grade retention based on children’s lack of readiness involves a reliance on
additional maturation across time rather than more effective educational programs,
there is limited evidence on impact (Graue, Kroger & Brown, 2002) and it can be
harmful to children’s self-esteem (Carlton & Winsler, 1999). On the basis of
evidence from large-scale longitudinal research, follow-through school programs
have been developed in addition to the universal provision of kindergarten or
reception programs in some countries (Peisner-Feinburg, Burchinal, Clifford,
Yazejian, Culkin, Zelazo, Howes, Byler, Kagan, & Rustici, 1999; OECD, 2006). In a
large-scale Australian study adopting focus group interviews and questionnaires,
Dockett and Perry (2003), found that while teachers and parents continued to attend
to children’s readiness, children’s transition was also influenced by the preparedness
of schools and families. The reframing of readiness as shared preparedness shifts the
gaze from children to the quality of educational provision in both preschools and
schools, and to the responsiveness of educational programs to diverse abilities and
culture. This represents a key shift in focus.
Preschool success factors: Purpose, program quality, family engagement
The identified preschool success factors include a high quality ECEC program
(Burchinal, Peisner-Feinburg, Pianta, & Howes, 2002; Sammons, Sylva, Melhuish,
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Literature Review: Pedagogies of Transition to School 49
Siraj-Blatchford, Taggart, Elliott & Marsh, 2004), an effective school transition
program (Pianta & Kraft-Sayre, 2003) and family involvement (Neisel & Griebel,
2007). The definition of quality in a preschool program is, however, contested, as
traditional preschool play pedagogy has many forms including discovery play–based
learning, which has been found to be less well accepted as a teaching approach in
some cultural settings (Brooker, 2002; Sangavarapu, & Perry, 2005). In a
longitudinal study in the USA Schweinhart and Weikart (1998) found that the long
term outcomes for children from direct instruction preschool models were
considerably less favourable than those from discovery play-based models such as
traditional nursery school programs, while constructivist High Scope preschools in
which the locus of responsibility for learning was shared between children and
teachers were most favourable. In a set of case studies in kindergarten and Year 1 in
New Zealand, Peters (2000) found that teachers and parents saw higher levels of
structure in preschool pedagogy as supporting transition and subsequent school
success. However, in a survey of teachers and parents in an ECEC centre in
Australia, Lockwood and Fleet (1999) found that parents and teachers continued to
value ECEC programs that were less formal and academically oriented and more
holistic. Thus context is an important factor in defining quality.
In a large-scale study of kindergarten classrooms in the USA using time-
sampled observations of teacher-child interaction and observations of global
pedagogic dimensions, quality was found to involve positive affective climate, child-
centred learning, teacher-child instructional conversations and an emphasis of
language and literacy (Pianta, La Paro, Payne, Cox & Bradley, 2002). This study
found that, even controlling for family background, higher quality ratings and
improved child outcomes were associated with high staff numbers relative to child
enrolments, as this permitted more effective interactions. Similar findings were
reported by the large-scale Effective Pre-school and Primary Education EPPE study
in the UK that identified key quality elements as positive interactions, a balance of
adult-led and child-led activities, and sustained shared thinking (Sammons, et al.,
2004). This study of preschool provision, using standardised rating scales, showed
significant associations between higher quality programs and improved child
intellectual and behavioural outcomes. It identified a program impact in ameliorating
disadvantage in young children arising from gender, family background, and
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50 Literature Review: Pedagogies of Transition to School
linguistic background (Sammons, Smees, Taggart, Sylva, Melhuish, Siraj-Blatchford,
& Elliot, 2002). Teachers in an Australian survey-based study also reported that the
continuity offered by a full-day rather than a half-day kindergarten were
advantageous to children’s smooth school transition (Boardman, 2002). This finding
is supported by the outcome of a large-scale longitudinal study in the USA, in which
full-time kindergarten programs were associated with a reduction in the academic
achievement gap between children from families in poverty and other children
(Schroeder, 2007).
Family involvement has been identified as particularly important for children
experiencing difficulties during transition to school (Dockett & Perry, 2002).
Transition approaches that centre on a school entry as a single change event
emphasise orientation practices to introduce children and families to the new setting
(Pianta & Kraft-Sayre, 2003), particularly for children with disabilities or those from
culturally and linguistically diverse backgrounds (Bruder & Chandler, 1995;
Podmore, Sauvao, & Mapa, 2003). Priming events such as classroom visits and
introductions to teachers have been found to support children’s sense of competence
(Corsaro & Molinari, 2000) and parent awareness of school expectations. Transition
for gifted children or children with limited English or disabilities may also involve a
process of diagnosis and categorisation to allow access to programs or provision of
additional resource (Braggett & Bailey, 2005; Foreman, 2008). These assessment
processes may exacerbate child and family stress during transition (Hanson,
Beckman, Horn, Marquart et al., 2000).
School success factors: Continuity, responsiveness and differentiation
The readiness of schools for school entrant heterogeneity takes into account
extended transition programs, ongoing program quality and differentiation of
programs to provide for diversity (Graue, 2006). Effective transition programs go
beyond introductory practices in preschools to incorporate changes in the early years
of school that assist children to adjust (Brostrom, 2002; La Paro, Pianta & Cox,
2000; Peters, 2002; Ramey & Ramey, 1999). In an observational study in a single
European classroom, Brostrom (2005) found that extending the use of play-based
pedagogies such as guided drama play in the early school program was an effective
transitory activity bridging the two systems of preschool and school. However,
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Literature Review: Pedagogies of Transition to School 51
alternate evidence from studies of children with diverse abilities and culture in early
primary school education includes explicit teaching of social skills, thinking skills,
literacy and numeracy (Baumfield & Devlin, 2005; Elkins, 2005; Gerstein, Baker,
Haager & Graves, 2003; Palmer & Wehmeyer, 2003).
Although Brostrom (2002) identified teachers’ attitudes towards school
transition activities as positive, he found that teachers did not necessarily see
curricular and pedagogic coordination between preschool and school as practical.
Some of the challenges posed for children during transition arise from differences
between settings, such as physical environments, academic tasks, and mixing with a
more diverse group of people (Richardson, 1997). Tayler (1999) argued that some of
the factors making children’s transition from preschool to school more difficult were
differences in affective environments, varying teacher expectation and discontinuities
in teaching style. Sawyer (2000) attributed these discontinuities in practice to
differences between academic transmission-based traditional school pedagogies and
transaction-based pedagogies central to early childhood approaches. This
pedagogical gap between early childhood and school education has its roots in the
divergence between infant school method and kindergarten approaches a century ago
(Mellor, 1990). The gap reflects a difference in understandings about the purpose of
early education, the image of the learner, locus of control or agency, and the role of
the teacher (Hopps, 2004). Differences in approach to transition also reflect
variations in the meaning attributed to school transition by stakeholders, including
the teachers in prior-to-school and school settings (Timperley, McNaughton, Howie,
& Robinson, 2003).
The on-going quality of educational provision in the early years of school
contributes to children’s sustained progress (Sammons, Sylva, Melhuish, Siraj-
Blatchford, Taggart, Barreau, & Grabbe, 2008). In the EPPE 3-11 longitudinal study
in the UK involving structured classroom observation, effective primary school
experience, involving both quality classroom practice and school-level factors such
as leadership, made a significant difference to children’s academic and behavioural
progress after controlling for family background factors. In addition, attendance at an
academically effective primary school was found to be particularly important for
children who had attended either no, or a lower quality preschool. This study found
that better child outcomes were associated with primary school teaching quality
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52 Literature Review: Pedagogies of Transition to School
involving greater teacher sensitivity and involvement, rich teaching strategies, a
positive and orderly classroom climate, student agency and clear evaluative
feedback.
Differentiation of programs to accommodate diversity in school classes has
also been found to enhance the learning of children with disabilities or delays and
gifted children (Braggett & Bailey, 2005; Carrington, 2007). In case studies of
children with cognitive disability conducted in New Zealand, the inclusive responses
of teachers following entry to school were found to have a significant impact on
adjustment and continued learning (Reitveld, 2008; 2005). Further, the connection of
classroom learning to children’s background of experiences has been found to
address discontinuities hampering the learning of children from economically,
socially and culturally diverse backgrounds (Brooker, 2002; Comber & Kamler,
2005).
Multiple Constructions of Transition
The construct of children’s readiness for school has been increasingly
challenged as a viable approach to the successful educational transition of young
children, particularly those with diverse abilities and culture (Ramey & Ramey,
1999). Clarification of the various constructions of transition to school becomes
essential. Kagan and Neuman (1998) pointed out that after decades of research into
school transition, there has been limited progress made in children’s achievement.
This failure to see improvement in transition processes challenges teachers to
consider the multiple perspectives involved and to consider the process as more
complex than that indicated by a focus on school readiness. Analysis of the
conceptualisations of transition by Petriwskyj, Thorpe and Tayler (2005) indicated an
emphasis on either expectations of homogeneity in school entrants (e.g., children’s
readiness for school, structural factors such as children’s age of entry) or recognition
of heterogeneity (e.g., readiness of the school for children, match between family and
school). It also indicated a focus on child, family and community responsibility for
children’s successful transition to school (e.g., child development and multi-
dimensional ecological approaches), on school responsibility (structural factors and
teaching approaches) or shared responsibility.
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Literature Review: Pedagogies of Transition to School 53
Ramey and Ramey (1999) defined transition to school as an on-going process
of mutual adaptation by children, families and schools to facilitate children moving
successfully from home and early childhood education and care settings into the
early years of school. There are varied constructions of what this means in practice
and, consequently, a range of investigation strategies have been employed in research
examining transition. The key differences in construction appear to be in the time-
frame for transition, the level of shared responsibility and the focus on vertical (i.e.,
year to year) or both vertical and horizontal (i.e., within a day or week) transitions.
However, over time there is an evident trend over time towards more complex
understandings of the transition process (Petriwskyj, et al., 2005). Across
international studies, regional differences in conceptualisation of transition have been
identified, with some inter-connection between the separate constructs readiness for
school and transition to school in literature from Australia and the USA, as indicated
in the following sections. The investigation strategies range from large–scale
longitudinal studies to small-scale case studies, depending on the question, the scope
of the investigation, and the researcher theory frame.
Transition as a set of teacher and school practices
Initial interest in school readiness and initial adjustment supported a focus on
practices teachers undertook within a limited time frame at the end of a preschool
year or around the beginning of a school year. These identified strategies that
assisted children and families in developing familiarity with the new school context
(Clyde, 1991; Margetts, 2000; O’Brien, 1991). While those involved were special
education teachers, early childhood education and care ECEC staff in prior-to-school
settings and junior primary or early elementary teachers, the major responsibility
appeared to be taken by the “sending” setting (e.g., preschool) and less by the
“receiving” setting (e.g., school) (Hanson, et al., 2000). The emphasis was on
introducing families to the school, transferring information about children and
orienting children to the physical facilities (Brewer, 1995; Bruder & Chandler, 1995;
Patterson & Fleet, 1999)
Adaptations of a survey in the USA by Pianta, Cox, Taylor and Early (1999)
have been used in other countries to examine teachers’ use of transition practices
introducing children to school (Brostrom, 2002; Einarsdottir, 2003; Perry, 2000). The
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54 Literature Review: Pedagogies of Transition to School
key components of school introductory practices identified across jurisdictions were
family-school interviews to share information, family induction meetings, and
orientation visits to school by preschool children. Yet there was considerable
variability in the application of these practices (Brostrom, 2002; Einaisdottir, 2003;
Kagan & Neuman, 1998; Perry, 2000). La Paro and colleagues (2000) found in the
USA that sharing of information between ECEC and kindergarten teachers through
meetings, transfer of children’s assessment records and other forms of
communication about individuals and curriculum, was used less frequently than
parent-child orientation programs, perhaps because the teachers work in different
systems. They also found that connectedness and communication were still limited
between kindergarten and first grade teachers within a system, but that such links
were more frequent than transition practices involving parents at entry to first grade.
In a Scottish study that used interview methodology, primary teachers were found to
make limited use of written information from the preschool teachers about children,
and reported that they felt pressured to move children into the pre-set curriculum
rapidly (Cassidy, 2005). Timperley, et al., (2003) found that differences in the beliefs
of preschool and primary teachers in Australia regarding school transition practices
impacted on consistency of expectations of children. They called for improved
negotiation of effective transition arrangements to create continuity.
The use of transition practices for children continues to be advocated because
they have been found to be valuable for adjustment between home-school or ECEC
and school (Dockett & Perry, 2003; Fabian, 2002; Pianta & Kraft-Sayre, 2003).
However, more recent considerations of teacher practices have incorporated wider
communication linkages between families, schools and ECEC services to share
information on children’s characteristics and learning experiences. However, unequal
family-school power relationships may require re-consideration if such
communication is to be effective in supporting children (Talay-Ongan, 2004).
Transition as a time-limited change event
The construction of transition to school as a single time-change event is most
evident in literature that focuses on initial adjustment to the school context, and on
practices that could improve preparedness or adjustment (Sims & Hutchins, 1999).
The transition literature in this category focuses on entry to preparatory classes with
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Literature Review: Pedagogies of Transition to School 55
less emphasis on entry into the first primary class, based on an assumption that the
most significant changes occurred between home/preschool/child care and school
entry (Love, 1992; Richardson, 1997; Van den Oord & Rossem, 2002; Westcott,
Perry, Jones & Dockett, 2003).
The concept of preparedness for school transition has arisen out of earlier ideas
regarding readiness of children, where school-like preparatory programs are
implemented as a response to concern about equality of opportunity for immigrants
and the socially disadvantaged (Bowman, 1999; Neuman, 2001; Zill, 1999). Dockett
and Perry (2003) provide an alternate definition of preparedness as an interactional
construct in nature that is specific to context. They indicate that preparedness refers
to the preparation of schools for the families and children in their communities as
well as of families and children for school. However, it is not clear whether
preparedness is, in fact, a new construct or merely a more palatable form of
traditional school readiness with its implied expectations of homogeneity among
school entrants. This is worthy of investigation. Dockett and Perry (2003) and
Hopps (2004) found evidence of such constructions in the minds of teachers and
parents. Cuskelly and Detering (2003) found that preschool teachers and pre-service
student teachers continued to support readiness constructs and delayed school entry,
but it is unclear whether the apparent persistence of readiness was connected to
perceptions of school systems as inflexible or to deeply held beliefs about child
development and the nature of schooling.
Studies on adjustment to school in Australia, New Zealand and Europe have
focused on social and emotional aspects of children’s development (Keinig, 2002;
Margetts, 2000; Patterson & Fleet, 1999; Peters, 2000). Skinner et al., (1998)
indicated that teachers tended to construct the behaviour of non-prototypical children
(e.g., lower socio-economic status, minority cultures, delayed development) as
challenging and respond with frequent and firm discipline strategies. As a
consequence, these children were found to experience unhappiness and lowered self-
esteem. This is supported by evidence from an Australian strudy that parent-reported
unhappiness in children from culturally and linguistically diverse backgrounds
increased during the first year of school (Thorpe, et al., 2004). The contribution of
social relations in the classroom and the playground, including teacher-child
relationships, peer relations and the development of friendships, appears to be vital
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56 Literature Review: Pedagogies of Transition to School
not only to social-emotional adjustment but also to academic achievement (Belsky &
McKinnon, 1994; Birch & Ladd, 1997; Cronin & Diezmann, 2002; Smith, 2002; Van
den Oord, 2002). Corsaro and Molinari (2003) identified priming events or school
orientation practices and children’s friendships as important to adjustment, yet
Ledger, Smith and Rich (2000) found that friendships did not necessarily make
school transition easier.
To assess the period of time constructed as a transition adjustment period, the
literature was analysed using the duration of transition studied as the measure.
Transition for children entering school across the 75 papers from 1990 to 2004 was
found to range from just the first days of school attendance (Clyde, 1991; Ramey &
Ramey, 1998) to a period of two to three years (Keinig, 2002; Peisner-Feinburg,
Burchinal, Clifford, Yazejian, Culkin, Zelazo, Howes, Byler, Kagan, & Rustici,
1999; Raban & Ure, 2000). A short time frame of days or months was common in
Australian literature and suggests a heavy investment in definitions of transition as a
single change event with a focus on preparatory practices and child adjustment
indicators (Margetts, 2000; Perry & Dockett, 1999; Richardson, 1997; Sims &
Hutchins, 1999). In literature where a longer adjustment period appears, the change
of frame from transition as a single change event to transition as a longer process of
continuity was signified (Fabian, 2002; Peters, 2002; Peisner-Feinburg, et al., 1999;
Pianta & Cox, 1999; Raban & Ure, 2000). Broader constructions of transition to
school involving extended time frames, social as well as academic indicators of
success, and interactions between children, families and schools have shifted the
focus from children’s maturation and skills at school entry to more complex
interweaving of facets of transition and to the role of the school. However, the role of
schools in offering continuity across school transition is not well explored.
Transition as continuity of experience
Transition to school as a continuity issue has been framed in three different
ways – communication linkages, coherence of experience and system coherence -
and the effect of each of these on child progress considered (Tayler, 1999; Newman,
1996). Some level of discontinuity between prior-to-school and primary school
contexts offers children excitement and challenge, particularly if children are gifted
(Brostrom, 2002; Porter, 2005). However, extremes of discontinuity in children’s
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Literature Review: Pedagogies of Transition to School 57
learning experience may reduce their self-esteem and motivation (Tayler, 1999). The
negative impact of excessive discontinuity on young children in the early years of
school has been the subject of attention for children from non-mainstream socio-
economic and cultural groups (Brooker, 2002; Glover, 1994; Raban & Ure, 2000)
and children with disabilities (Newman, 1996), but has wider relevance.
Communication links between the home and school and between the child’s
previous ECEC service and the school offer opportunities to share professional
information between teachers, share understandings between all adults close to the
individual child, develop increasing trust and cooperation, and negotiate differences
of perspective (Kakvoulis, 1994; Lombardi, 1992). Mangione and Speth (1998)
suggested that children require support through both vertical and horizontal
continuity: that is, service linkages across time such as preschool into school, and
connections between homes, school and community services at any given time.
Tayler (1999) and Hopps (2004) proposed development of these links, particularly
between home and school, in order to provide a more supportive environment for
children, and improved coherence of children’s experience in curriculum, pedagogy
and culture.
Pedagogical and curricular discontinuity for children moving from ECEC
services to school, and/or significant discontinuity between home and school
experience has been foregrounded in recent Australasian and European studies
(Chun, 2003; Fabian, 2002; Margetts, 2002; Neuman, 2001). Initially this interest
concentrated on alignment of curriculum between services (Allingham, 2002;
Barbour & Seefeldt, 1993), and resulted in some top-down changes in the preschool
sector that have been the subject of criticism on the grounds of developmental
inappropriateness and limited evidence of success (Neuman, 2001). An emerging
focus on pedagogy has resulted in more concern for coherence between school
approaches and family interaction patterns, and between the play pedagogies of
ECEC and more didactic, outcomes-based pedagogies of the school (Skinner et al,
1998; Tayler, 1999; Yeom, 1998). Incorporation of play pedagogies and negotiated
curriculum in the early years of school has been found to support children’s
engagement in learning (Brostrom, 2005). However, in a study in USA public
schools, evidence of early years teacher resistance to pressure for more didactic
pedagogies was offset by lack of wider support for play pedagogies within the
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58 Literature Review: Pedagogies of Transition to School
schools (Erwin & Delair, 2004). This indicates the need to clarify effective
enactment of play pedagogies in a kindergarten and school context, since early years
curricula such as the Queensland Early Years Curriculum Guidelines (Queensland
Studies Authority, 2006), the British Foundation Stage curriculum (OECD, 2006)
the Norwegian Framework Plan (OECD, 2006) and the New Zealand Te Whariki
curriculum (Ritchie, 1996) incorporate play pedagogies.
Continuity includes both vertical continuity (e.g., from preschool to school)
and horizontal continuity or links between home and community and the school
(Doucet & Trudge, 2007). Cultural coherence and continuity of experience for
families and children are features of recent studies on early childhood transitions for
cultural minorities, with a particular focus on partnership with families and language
continuity (McCrae et al., 2000; Podmore, et al., 2002; Sauvao et al., 2000; Sy,
2003). Fasoli (2001) found that continuity for Indigenous children involved
movement between communities of practice, and that effective transition required
both the valuing of what children bring with them and the efforts by teachers to
induct children into the community of practice of the school. Continuity of
experience for children and families who have been utilising early special education
services has also gained increasing attention as inclusive policies have been
implemented (Brewer, 1995; Newman, 1996). The change in culture and
expectations between specialist and mainstream services, and between services and
the home have been aspects of discontinuity which have increased the challenge of
children with disabilities entering general education services (Bruder & Chandler,
1995). Fowler and Ostrosky (1994) criticised the fragmentation of services for these
children and families on the basis of their finding that it exacerbates discontinuity for
children and families facing a confusing variety of processes and uncoordinated
services and approaches.
The need for increased structural or system coherence for all children and
families, not just those with cultural or developmental concerns, has been raised in
response to the lack of continuity of processes, policies, expectations and quality
between the varieties of systems (Kagan & Neuman, 1998). Early childhood
programs focussing on transition and continuity have emerged in USA from diverse
agencies under varying jurisdictions and with different mandates. The situation in
some OECD countries, however, is more coordinated and systematically planned to
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Literature Review: Pedagogies of Transition to School 59
ensure higher levels of system coherence for families and children (Neuman, 2001).
School re-structuring was suggested by Bauch (1993) as an avenue for improving
continuity or coherence of experience for children and families, and he
recommended consideration of the concept of a school with a central community
role.
Some approaches to developing system integration within a limited geographic
area as a means of smoothing transition appear to contain an underlying assumption
about family stability which may not be warranted in times of increasing family
geographic mobility (Henderson, 2004; Peters, 2002). This concern has been
mirrored in political comments in relation to Australia-wide education system and
national curriculum and assessment procedures, rather than the current state level
processes. Whether or not national system coordination becomes a reality,
enhancement of continuity within schools or within local communities warrants
further investigation as a factor affecting the transition of children into school.
Transition as multi-layer multi-year process
Recent literature from Europe frames transition into school as a period
extending beyond a single change event from six months to two years (Brooker,
2002; Fabian, 2002; Griebel & Niesel, 2002; Keinig, 2002) while some USA
literature has considered the first two to three years of school and the preceding
preschool years (Kagan & Neuman, 1998; Mangione & Speth, 1998; Pianta & Cox,
1999; Peisner-Feinburg et al., 1999; Ramey & Ramey, 1999).This longer frame of
reference may have its foundation in the American experience of differences between
short term effects on school adjustment and achievement and longer term life
outcomes in programs such as Headstart : that is, the difference between initial
adjustment and developmental trajectory (Entwisle & Alexander, 1998; Kagan &
Neuman, 1998; La Paro et al, 2000).
The reframing of school transition as a multi year experience appears to have
emerged alongside conceptualisation of transition as a more complex and multi-
faceted process engaging a range of stakeholders (Burchinal et al, 2002; Pianta &
Kraft-Sayre, 2003; Neuman, 2001; Rimm-Kaufmann, 2000; Yeboah, 2002). Recent
models of transition share an ecological frame of reference that considers the
relationships of factors in the child and family, the community, the school and ECEC
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60 Literature Review: Pedagogies of Transition to School
services (Fabian, 2002; Ladd, 1996; Pianta & Kraft-Sayre, 2003; Ramey & Ramey,
1999; Rimm-Kaufmann & Pianta, 2000). This reconceptualisation of transition as
both multi-year and multi-faceted is evident in broader investigations of the
developmental trajectories of groups defined as high-risk in the USA. The
investigations have focused well beyond the earlier readiness issue into a variety of
ameliorating effects on potential educational disadvantage including quality ECEC
programs for young children prior to school entry (Burchinal et al., 2002).
A typical construction of transition in the literature relates to vertical
transitions: that is, transitions across time and between education levels (e.g.,
preschool, preparatory and the first grade of school). The core focus, particularly for
children with perceived environmental or developmental disadvantage, has been on
moving into preparatory classes from home or ECEC services such as preschools
(Dockett & Perry, 2001; Pianta & Cox, 1999). Although the majority of countries in
the review of 75 papers (Petriwskyj et al., 2005), appear to have some form of
preparatory class, the ages at which this major change in context occurs is extremely
varied, ranging from four years of age in the UK to six or seven years of age in parts
of Scandinavia, making comparisons difficult (Fabian, 2002). The transition into first
grade of school from the preparatory class has been given relatively little attention,
despite the major shift in expectations that also accompanies this change in context
(Entwisle & Alexander,1998; La Paro, et al. 2000). Fabian (2002) identified the
increasing prominence of another form of transition: transfers between schools for
children of transient or geographically mobile families (e.g., refugees, immigrants,
families in breakdown, employment transferees) that sometimes involves a major
change in school system and curriculum. Children from transient or geographically
mobile families have been found to face extra transitions across a school year as they
adjust to changed family accommodation, peer relationships, classrooms and often
different curricula (Henderson 2004; Pianta & Walsh, 1996).
In addition to vertical transitions, young children undertake horizontal
transitions: that is, across one point in time such as within one day or week
(Johansson, 2007; Kagan & Neuman, 1998). Horizontal transitions within the school
pose significant challenges for many children as they are superimposed on other
transitions in children’s family lives and on vertical transitions (e.g., preparatory into
first grade, or school to outside-school-hours care) occurring simultaneously
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Literature Review: Pedagogies of Transition to School 61
(Johansson, 2007; Neuman, 2001). Abrupt changes of task within the classroom,
without consideration for individual task completion times or interests, pose a
challenge for children’s self-regulation and sense of empowerment (Briggs & Potter,
1999). Additional transition challenges for children with disabilities or learning
difficulties – between mainstream and specialist services, and in-class transitions
between therapy and classroom activity, have been found to compound stress, yet
parents valued access to specialist services (Bruder & Chandler, 1995; Flewitt &
Nind, 2007; Wolery, 1999).
High levels of horizontal transition or excessive division of learning areas or of
time blocks in the school day created particular challenges for children with non-
prototypical development, social disadvantage or non-mainstream cultural
experience (Skinner, et al., 1998). Service over-differentiation and lack of
coordination of services have been found to exacerbate difficulties for these children
and their families because of uncertainty about processes and the effort required for
accessing appropriate supports (Fowler & Ostrosky, 1994). Bauch (1993)
recommended consideration of more integrated services centred around schools,
which may be particularly relevant for geographically mobile families or families
with limited social support networks, but more integrated services within schools
also appear to warrant consideration. There is limited evidence of how horizontal
transitions are used within schools or the impact of horizontal and vertical transitions
on children in the early years of school. This thesis specifically examines this form of
pedagogical practice across the transition from preparatory to Year 2.
Relationship and transition capital
Recent changes in the construction of transition have occurred in Europe,
focused on relationships (Neisel & Griebel, 2007) and on transition capital and
resilience (Dunlop, 2007). The increasing heterogeneity of school entrants and
changing family expectations requires a different approach to transition to school that
involves co-construction of transition through respectful negotiation amongst
stakeholders (Neisel & Griebel, 2007). Partnership approaches that incorporate
awareness of diversity and mutual clarification of understandings maintain children’s
sense of security and enhance continuity of learning (McNaughton, 2001). The
relationships theme is reflected in a large-scale Australian study in which teacher
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62 Literature Review: Pedagogies of Transition to School
interactions with children, with families and with communities, and between settings
are highlighted (Dockett & Perry, 2007). Transition to school may be smoothed
through support for children who confront unfamiliar teacher demands or
authoritarian interaction styles, and through consideration of their friendships
(Dockett & Perry, 2007). Bi-directional family-teacher communication has been
found to sustain continuity and act as a buffer as children commence school (Pianta
& Kraft-Sayre, 2003). However, across the school transition there is evident decline
in home-school contact, particularly for children from low socio-economic
circumstances (Fantuzzo, Tighe & Childs, 2000; Rimm-Kaufmann & Pianta, 1999).
Although continuity has sometimes been linked to the frequency of contact between
teachers in preschool and school settings (Peters, 2002), Timperley and colleagues
(2003) found that it was the nature of the interactions, rather than the frequency of
contact, that was the crucial element. This is important, given the logistical
difficulties involved in bringing staff from various settings together (Peters, 2002).
Attention also needs to be given to the broad relationships context, including
community involvement in transition processes, parents’ social networking (e.g., at
the school gate) and interactions with other stakeholders such as the staff in outside-
school-hours-care programs, preschools, childcare or community agencies (Dockett
& Perry, 2007; Pianta, Kraft-Sayre, Rimm-Kaufmann, Gercke & Higgins, 2001).
The recent argument for enhancement of transition capital (Dunlop, 2007)
builds on contemporary notions of respect for the resources children and families
bring to school, and the need for children to develop resilience in facing life
challenges. In Scottish case studies of children moving between nursery and Primary
1, some children were found to “dip” (p. 10) or have lower achievement scores in the
first six months of primary school education if there was marked discontinuity
between the pedagogies and teacher expectations in nursery and primary (Dunlop.
2004). There were, however, individual differences with the more resilient children
making more sustained progress. This approach to transition is not yet well
developed in the literature, and research on its enactment in education settings is
needed. The focus on relationships and transition capital is particularly relevant to
the school transition of Indigenous children, whose wider family relationships and
life skills need to be celebrated and valued by the school (Dockett, Mason & Perry,
2006). Dockett and colleagues (2006) found that establishment of respectful,
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Literature Review: Pedagogies of Transition to School 63
reciprocal community-family-school connections should be given priority, and noted
that grandparents and other extended family members may be involved, rather than
just parents of Indigenous children. They noted that standard readiness assessments
and a focus on language and literacy differences as deficits reinforced low
expectations, instead of recognising the strengths and capacities of Indigenous
children and families.
Successful Transition to School for Diverse Learners
Defining successful transition
The redefinition of school transition has given rise to changes in the way
successful transition is determined, particularly in relation to children with diverse
abilities and cultural experience. Success at school entry was initially deemed to be
dependent on school readiness, which was a maturational characteristic of the
individual child (Dockett & Perry, 2002). As the construct of transition to school
evolved, success centred on social and emotional adjustment and acquisition of skills
directed at normative academic achievement. This approach retained notions of
school readiness and assumptions about the homogeneity of school classes. Adaptive
transition has been defined as positive relationships with teachers and peers, teacher
reports of social skills at school, and few reported problem behaviours (McIntyre,
2003). Fields (1997) and Margetts (2000) found that success might simply have
meant abiding by classroom rules or behaving in ways that were valued by teachers.
Although Skinner and colleagues (1998) criticised this viewpoint, adjustment to rules
and the classroom culture remains an enduring theme in Australia and USA (Burford
& Stegelin, 2003; Perry et al., 2000; Weihen, 2002). However, in the context of
inclusion, Reitveld (2008) defined successful inclusion as “being treated as an equal,
valued and contributing member of the centre, class and school, and participation in
the full range of culturally-valued roles in that setting” (p. 2). Hence, academic and
developmental, as well as social and emotional, outcomes are identified as important
aspects of successful transition (Reitveld, 2005).
Increased recognition of the complexity of transition may be an underlying
factor in the consideration of combined child, family and school attributes and
interactions, and more varied child qualities such as disposition towards learning and
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64 Literature Review: Pedagogies of Transition to School
resilience in the face of challenge (Fabian, 2002; Perry et al., 2000). Such change
may have occurred through recognition of the differences between initial adjustment
success at school entry, medium-term fading of advantage and longer term
improvement in broader life outcomes such as increased employment and avoidance
of incarceration (Kagan & Neuman, 1998). Recognition of the impact of early
childhood experiences in later life is reflected also in pursuits to define positive
developmental trajectories for non-prototypical children (Burchinal et al., 2002;
Entwisle & Alexander, 1998; La Paro et al., 2000; Peisner-Feinburg at al., 1999;
Skinner et al., 1998).
Enhancing the success of transitions for diverse learners
Pressure for readiness, or homogeneity in school entry behaviours and skills, is
linked with two transition conceptualisations – transition as prior-to-school practices
and as a single time change event with a short transition time-frame. Readiness
embodies a definition of success that emphasises rapid adjustment and normative
achievement, and the introduction of measures such as raising the school entry age or
establishing preparatory grades (O.E.C.D., 2006), improving home-school or ECEC-
school linkages (Tayler, 1999) or establishing sets of transition procedures (Pianta &
Kraft-Sayre, 2003). Where transition has been constructed as child readiness there
has been an increase in pressure for preschools and other prior-to-school ECEC
services to adopt more structured academically-focused approaches that prepare
children for the classroom (Richardson, 1997). Yet Patterson and Fleet (1999) found
parent resistance to narrowing of the curriculum. The academic effectiveness and
impact on child self-esteem of structural changes such as grade retention or the
provision of additional transition grades have been questioned (Carlton &Winsler,
1999; O’Brien, 1991). The lack of empirical support for these practices is noted
(Carlton & Winsler, 1999). The school entry assessment used in the UK may be a
screening process related to readiness constructs or a broader effort to cater
effectively for diverse social and cultural groups.
In several countries in Europe, Neuman (2001) argues that transition is
constructed as an avenue for equality of opportunity through universal access to
ECEC programs that can familiarise children of new immigrants with local language,
culture and school structures. However, in Scandinavian countries and parts of Italy
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Literature Review: Pedagogies of Transition to School 65
where early childhood is a life phase with its own value and purpose, rather than a
period of school preparation, ECEC programs have a high level of resource and
access and a broad social orientation. Formal schooling begins later, mutually
respectful collaboration between sectors is emphasised and continuity is a central
concept (Neuman, 2001). Whether this simply reflects differing images of childhood,
or is one of differential responses to equity for economically or culturally
marginalised groups, is unclear. Effective support during transition is grounded in
longer-term constructions of the transition period: a multi-year process impacting on
developmental trajectory and acceptance of the school’s role in accommodating
entrant heterogeneity and working in partnership with the community (Entwisle &
Alexander, 1998; Fabian, 2002; Peisner-Feinburg et al., 1999; Pianta & Cox, 1999;
Raban & Ure, 2000).
The complexities of achieving continuity where there are significant cultural
differences are noted for New Zealand and Pacific Island families (Podmore, et al.,
2003; Sauvao et al., 2000) but these may relate to broader issues of home-school and
ECEC-school power relations. While there is potential for increased system
coherence to assist partnership and continuity between educational sectors, mutual
respect and a focus on equity may be key factors. Neuman (2001) asserts that in
areas where curricular integration and joint ECEC-school staff professional
preparation exist (e.g., UK, Netherlands) specific aspects of early childhood
educational philosophy and approach have been lost. However, efforts towards
curricular integration continue to be made in some areas of Europe and Australia
(Neuman, 2001) as a means of bridging ECEC and school.
In addition to the transition experiences shared by all children, some children
and families have additional circumstances that need to be considered by teachers.
Families of gifted children (Braggett & Bailey, 2005) and of children with
disabilities (Bruder & Chandler, 1995) may require support through the stressful
process of diagnosis and negotiation regarding responsive programs (Porter, 2005) or
on-going access to therapeutic services or family support programs (North &
Carruthers, 2008). Children who have not attended programs prior to school, or
whose attendance has been interrupted (e.g., Indigenous children) may experience
separation anxiety and other signs of stress unless there is ongoing close contact
between staff and families (Allen & Cowdery, 2009; Dockett, Mason & Perry, 2006).
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66 Literature Review: Pedagogies of Transition to School
Itinerant or geographically mobile children, and children whose early childhood
program differs in style from that of the school may experience significant
discontinuity unless the receiving school attends to their prior program experience
and progress (Brooker, 2002; Henderson, 2004).
In this study, which is set in Queensland (Australia), extant policies on
transition relate to acceleration of school entry for gifted children or delayed entry
for children with disabilities (Education Queensland, 2007b; 2008). School transition
is defined only within the guidelines for children with high support needs:
Transition from one program to another is a process, not a single event. The
speed and ease of adjustment for all concerned is facilitated through careful
planning and preparation. The establishment of a coordinated, systematic
and timely process to guide transition to school is a key priority. Successful
transitions are the key to supporting continuity of learning. As with children
entering the early years of school, explicit links are made to the teaching and
learning practices employed in settings prior to Prep to ensure smooth
transitions. Successful transition processes are flexible and responsive to the
changing needs and interests of participants. It is important for parents and
caregivers to know that their ideas, views and needs are valued, respected
and taken into account when planning transition processes. (Education
Queensland, 2007b, pp. 7-8)
The location and wording indicate a continuing focus on risk and deficit,
combined with a multi-faceted view of transition. Evidence of how this policy is
enacted in the practice is required and is the focus of this thesis.
Implications for Research
As expectations of homogeneity among school entrants have begun to give
way to the reality of heterogeneity in young children commencing formal education,
the focus of school transition has shifted. The literature evidences a movement from
a focus on single issues such as child readiness or transition practices at single-time
change events, towards more complex, multifaceted constructions of transition. The
time frames for school transition have extended from commencing weeks to several
years including preschool or childcare, preparatory (kindergarten, reception) classes
and junior primary grades. Definitions of successful transitions currently favour
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Literature Review: Pedagogies of Transition to School 67
study of longer-term trajectories over initial orientation and school adjustment. The
current emphasis on continuity of experience for children and families raises broader
questions related to the coherence of curriculum, pedagogy and service systems, and
of authentic partnerships between families and educational institutions, and within
systems. However, evidence of successful approaches in an Australian context is
limited. International evidence cannot be applied without questioning context. Recent
approaches to school transition that have highlighted relationships, including family
and community relationships and transition capital, have the potential for achieving
effective transitions for children with diverse abilities and culture. Yet evidence of
their application is required.
Entwisle and Alexander (1998) called for further descriptive research on
transitions, into preparatory classes but also first grade, on the grounds that small
differences in children’s adjustment and achievement make a difference: that is, they
impact significantly on trajectory. Hattie’s (2003) research with expert teachers
suggests that the quality of teacher interactions and understanding is worthy of
further investigation. The finding by Timperley and colleagues (2003) of
discontinuities between early childhood and primary teacher perceptions and
approaches, based on differing beliefs, raises questions about what quality teaching
across transition to school means in an Australian context. Beliefs linked to
categories of diversity may be particularly relevant, yet research in this area appears
to be confined to inclusion of children with specific disabilities, rather than a broader
diversity of learners that is represented in current definitions of diverse learners
(Nind & Cochrane, 2002).
The impact of school contexts (Entwisle & Alexander, 1998), particularly
school and classroom environment, climate and organisation on effective transition is
unclear because learning environment research has concentrated on older children.
The place of learning environments and psychosocial climate in successful
transitions appear to merit further investigation (Freiberg & Stein, 1999; Holloway,
2003; Pollard-Durodola, 2003). The impact of changes in program environment as
children move through the early years requires clarification, particularly in relation to
children’s resilience. Policies on inclusion challenge teachers who may have negative
attitudes towards inclusion, limited professional preparation on diversity and
restricted access to support services (Forlin, Douglas & Hattie, 1996; Kilgallon &
68
68 Literature Review: Pedagogies of Transition to School
Maloney, 2003; Mohay & Reid, 2006). The ways in which historical emphases such
as using categorical divisions as a basis for the provision of support services, and
withdrawal or pull-out services, affect the enactment of contemporary inclusive
policies is unclear, and merits further study. This study aims to address some of the
identified gaps in the literature through a focus on school and pedagogical practice
across the transition from preparatory to Year 2.
SECTION 2: THEORETICAL POSITIONS ON DIVERSITY, INCLUSION AND TRANSITION 69
SECTION 2: THEORETICAL POSITIONS ON DIVERSITY, INCLUSION AND TRANSITION
Chapter 4: Diversity and Inclusion in the Early Years
Chapter 5: Who has rights to what? Inclusion in Australian early childhood programs
(Paper 1)
Contemporary Issues in Early Childhood (accepted with revision)
Chapter 6: Transition to School
Chapter 7: Trends in construction of transition to school in three Western regions
1990-2004 (Paper 2)
International Journal of Early Years Education, 15 (1), 55-69. (2005).
Diversity and Inclusion in the Early Years 71
CHAPTER 4: DIVERSITY AND INCLUSION IN THE EARLY YEARS
The multiple meanings that exist for inclusion create a challenging context for
the investigation of teachers’ understandings and for the effective communication of
evidence. One apparent challenge is the absence of a body of literature specific to the
early childhood period that takes into account both early childhood education and
care (ECEC) prior-to-school and early childhood education in the first years of
school. A second challenge lies in the separation of literature on inclusion such that it
considers only diversity sub-sets such as disability, giftedness, cultural and linguistic
diversity and Indigeneity, and not the range of diversity encountered together in a
classroom. The third challenge lies in the absence of Australian early childhood
literature that addresses the construct of diversity of learners. Although literature on
inclusion in school education incorporates discussion of diverse learners, it is not
specific to the contexts of early years education in Australia.
Paper 1 – Who has rights to what? Inclusion in Australian early childhood
programs, addresses these issues by drawing together the literature, taking an
expanded focus on diverse learners to include disability, giftedness, cultural and
linguistic diversity and Indigeneity, in the context of early childhood in Australia.
The paper addresses, both prior-to-school settings and the early years of school. It
sets a frame within which shared meanings of diversity and inclusion can be
negotiated, and their implications across Australian early childhood contexts can be
discussed.
Challenges in Defining Diversity and Inclusion
This paper synthesises and organises disparate bodies of literature to establish
some shared language and concepts about diversity and inclusion across the early
childhood sector. It reports on the Australian historical literature on diversity and
inclusion in early childhood for children birth to eight years, across diversity groups
in order to provide a frame for the empirical study of inclusive transition between
ECEC and school settings (Section 3).
72
72 Diversity and Inclusion in the Early Years
Meanings of inclusion
The three levels of inclusion identified by Corbett and Slee (2001) share some
features with the historical phases of progression from segregation or assimilation of
children with disabilities and cultural minority groups towards contemporary
understandings and practices of inclusion. Surface-level inclusion led by policy
appears similar to mainstreaming, based in notions of assimilation and requirements
for children to be ready to fit into general early years classrooms (Allen & Cowdery,
2005). Second level inclusion focused on changes to environments and curricula
refers to integration practices, with the associated accommodations for disability
(Allen & Cowdery, 2005) and tokenistic cultural modifications (Robles de Melendes
& Beck, 2007).
Deep level inclusion emphasises acceptance and valuing of diversity, a recent
position that incorporates curricular and pedagogic differentiation to support all
children’s sense of belonging within a community of learners (Carrington, 2007).
This type of inclusion goes well beyond the earlier emphasis on disability to consider
a range of diverse learners. It has been argued that a narrower focus on single
diversity categories, such as disability, represented a barrier to deep level inclusion
(Ng, 2005). This position is not universally accepted. It has been the subject of
dispute from disability advocates on the grounds of its potential to reduce attention
and funding to specialised services (Kavale & Forness, 2000). A recent text on
inclusion in the early years addresses segregated special education as well as general
education indicating a composite view of inclusion that seeks to retain emphasis on
disability (Jones, 2005).
Separate literature on diversity sub-groups
Australian inclusion literature considers a range of diversity categories such as
cultural and linguistic diversity (Vuckovic 2008), gender, (Nyland, 2003),
Indigeneity (Frigo & Adams, 2002), giftedness (Porter, 1999), economic and social
diversity (Raban 2002), disability and learning difficulty (Carrington, 2007), rural
isolation (Hatton, 1994), geographic mobility (Henderson, 2004), chronic illness
(Ashton & Bailey, 2004), child abuse and neglect (Briggs & Potter, 1999) and
refugee status (Sims, Hayden, Palmer & Hutchins 2000). However, the early
73
Diversity and Inclusion in the Early Years 73
childhood literature does not attend to the provisions for the diversity of the
population that these groups comprise. Further, all categories are not necessarily
incorporated in definitions of diversity and inclusion. Indeed, in their discussions of
diversity, Brooker (2002) focuses on cultural diversity alone, while Foreman (2008)
specifically excludes giftedness on the grounds that children with gifts have not been
denied school access.
Although inclusion literature has until recently focused almost entirely on
disability, contemporary notions of inclusion necessitate a broader discussion taking
into account a wider range of diversity sub-groups. Evidence of this broader
consideration is demonstrated in recent inclusion literature for schools in Australia
(e.g. Dempsey & Arthur-Kelly, 2007; Ashman & Elkins, 2008) and international
literature in early childhood (OECD, 2006). Generally, this literature purports
democratic values that affirm the worth of all individuals and focuses on the
individual experience of diversity by using terms such as exceptional children (Allen
& Cowdery, 2005), diverse ability (Ashman & Elkins, 2005) or diverse learners
(Price, 2007). Literature emphasising the educational responsibility of schools to
cater to diversity uses alternate terms such as learners in diverse classrooms
(Dempsey & Arthur-Kelly, 2007) or diverse learning rights (OECD, 2006).
However, early childhood literature in Australia primarily focuses on specific sub-
groups (Ashton & Bailey, 2004; Porter, 2005; Sims et al., 2000; Vuckovic, 2008) and
has not yet adopted the broader constructs of diversity in the classroom and diverse
learners.
ECEC prior to school and the early years of school
Literature on inclusion typically separates the discussion of ECEC prior to
school and school education, with little explicit reference to the early years of school
and little evidence of a shared coverage of an early childhood phase spanning
conception to age eight years. A small number of texts and journal articles on
inclusion have referred specifically to inclusion in the early years of school (Briggs
& Potter, 1999; Jones, 2004; Nutbrown & Clough, 2006). Further, the application of
international literature in varied Australian contexts is made more complex by
structural differences in the education system that include differences in age groups
and classroom settings.
74
74 Diversity and Inclusion in the Early Years
In Australia, early childhood refers to the age range birth to eight years, and
incorporates child care, early education prior to school, early schooling, and outside
school hours care (Press & Hayes, 1999). The absence of Australian inclusion
literature that links ECEC prior to school settings and the early school years presents
a challenge in clarifying shared concerns about inclusive practices and preparing
teachers to work across settings, particularly in the context of school transition
research. This problem is clearly manifest in the commissioning by the Australian
Government of a coherent framework for learning in Early Childhood Education
programs, which has been restricted to the ‘prior-to-school’ settings alone (DEEWR
2008).
Paper 1 -- Inclusion of young children: Diversity responses across early
childhood, seeks to address the shortcomings in the existing literature by
documenting the genealogy of early childhood inclusion in Australia, incorporating
historical literature on both ECEC prior-to-school settings and the early years school
settings. Further, this work is designed to identify international influences on ECEC
inclusion practices in Australia. It draws together the body of literature relevant to
inclusion of diversity sub-sectors, addressing both the separate treatment of diversity
groups and the over-emphasis on disability. A brief version of this paper was
published earlier as a chapter for undergraduate early childhood students in Australia
(Petriwskyj, 2007) to meet a gap in the literature accessed by student teachers. It
emphasised Australian historical sources and attended to disability more than to
cultural and social issues. There was limited discussion of critical perspectives that
have since been considered in greater depth. Paper 1 addresses the content
shortcomings of the earlier chapter.
Development of Paper 1
The value of a genealogical study lies in its capacity to highlight the emergence
of events, even though causation and precedence of cause may be difficult to prove
(Krathwohl, 1998). Genealogies are not intended to be a linear sequence, but to
highlight historical contributions to facilitate consideration of new possibilities. It is
defined as a history of the present to indicate its value in opening up to questioning
and change the various historically-constituted approaches, discourses and beliefs
about a topic or problem (Meadmore, Hatcher & McWilliam, 2000). It considers the
75
Diversity and Inclusion in the Early Years 75
processes through which beliefs and practices are produced, to permit a deeper
understanding of how an event was possible at a particular point in time, and how
this informs the present (MacFarlane & Lewis, 2004). Primary sources were used
where these were available, but secondary sources (e.g., Mellor, 1990) have been
used for some information because of the very limited availability of older data
sources. While University libraries were a key source of literature, many of the
primary historical documents are from the personal collection of the candidate. The
selected documents, included official government reports (e.g., MCEETYA, 1996),
peer reviewed academic papers or texts (e.g., Luke et al., 1999) or authoritative
teaching literature (e.g., NSW. Department of Education, 1989).
Although review of recent inclusion approaches may have provided sufficient
background information for an empirical study in a contemporary educational setting
(papers 3 and 4), a pilot study clearly indicated the co-existence of responses to
diversity that reflected all phases of the unfolding story of inclusion in early
childhood. Discussion of historically early phases such as segregation or
mainstreaming could not be omitted or reduced in scope since they were apparent in
current teachers’ practices. The discussion is not intended to be linear, but is
overlapping, interweaving modified forms of historically early responses to diversity.
While the approaches are discussed in order of emergence, recent versions of early
approaches (e.g., partial segregation) are discussed in conjunction with their
antecedent.
The major influences on events and approaches in Australia were identified
where the information was available. However, the likelihood of multiple influences
is acknowledged. Some trends arose in concurrence with changes in the USA or the
UK (e.g., prescriptive teaching [Ashman & Elkins, 2005]). Some were driven more
by local political or educational pressures or events. Where a shift was attributed by
one source to an international trend (e.g., the civil rights movement [Cook, Klein &
Tessier, 2004]), and alternative explanations including local pressure were plausible,
both have been identified as underlying reasons.
The journal selected for publication of this paper is an international peer-
reviewed journal on education (ERA category A+) with a specific remit for papers in
Early Childhood. It provides a forum to debate current problems and to share
approaches to the re-conceptualisation of early childhood education. The papers
76
76 Diversity and Inclusion in the Early Years
published in this journal incorporate innovative methodologies such as genealogies,
and have strong Australian professional readership. Since the purpose of Paper 1 was
to raise questions about current practice and perspectives in early childhood in
Australia, this journal provides an appropriate forum for this discussion. This paper
has been accepted with major revisions. The revised version is included in this thesis
document.
Who has rights to what? Inclusion in Australian early childhood programs (Paper 1) 77
CHAPTER 5: WHO HAS RIGHTS TO WHAT? INCLUSION IN AUSTRALIAN EARLY CHILDHOOD PROGRAMS (PAPER 1)
Petriwskyj, A.
Contemporary Issues in Early Childhood (accepted with revision)
Abstract
In early childhood settings prior to school and in the early years of primary
school, debate continues over the meaning of inclusion and its scope in terms of the
groups under consideration. The genealogies of early childhood education and care,
early primary school, special education and cultural education, were examined to
identify recurring and emerging approaches to inclusion within Australian programs
for children aged birth to eight years.
Approaches to inclusion encompassing multiple forms of diversity co-exist in
the Australian educational literature with targeted responses focused on disabilities
or risk. These differing approaches reflect underlying ideological divisions and
varying assumptions about diversity. Multiple approaches, including the expansion
of early childhood services, reflect tensions over children’s rights, conceptualisations
of inclusion, expectations of teachers, system coordination, economic constraints and
political pressure to cater for a complex range of young children in varied settings.
The paper incorporates discussion on underlying philosophical tensions within the
early childhood field.
Keywords: Diversity, early childhood, genealogy, inclusion, mainstreaming.
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78 Who has rights to what? Inclusion in Australian early childhood programs (Paper 1)
Introduction
Early education for diverse groups in Australia focused historically on two
distinct types of provisions: special education services for children with disabilities
and early childhood programs for children deemed to be at risk (Mellor, 1990). More
recently definitions of diversity have broadened to encompass inclusion of children
with multiple differences in culture and ability, that impact on learning and
development. Further, policies of inclusion have challenged the normative
assumptions that underpin earlier models of provision in which socioeconomic risk
and disability were seen as deficits to be dealt with by specific interventions (Corbett
& Slee, 2000; Ng, 2003). Currently, several approaches to inclusion in early
education exist in Australia, each framed by differing assumptions about diversity.
Debate continues over the relative merits of these approaches, the rights of specific
diversity groups, the capacity of early childhood teachers to enact inclusion, and the
possibility that attention to broader diversity categories increases labelling at the
expense of educational reform (Cole, 1999; Forlin, Hattie & Douglas, 1996; Graham,
2006; Kilgallon & Maloney, 2003; Mohay & Reid, 2006).
Hehir (2005) has argued that resolution of dispute concerning inclusion
requires reflection on unexamined assumptions about ability. Genealogies of early
childhood and of inclusion offer further opportunities to understand conflicts in
response to diversity in early education settings (Canella, 1997; Gabel, 2005). A
genealogy is not intended to be a linear historical sequence, but to interpret the
descent of historically-constituted ideas and the emergence of new ideas in order to
facilitate consideration of new possibilities. It is defined as a history of the present to
indicate its value in questioning the various approaches, power-relationships,
discourses and beliefs about a current problem (Meadmore, Hatcher & McWilliam,
2000). It considers processes through which beliefs and practices are produced, to
permit a deeper understanding of how these emerged in a specific context and how
this informs the present (Tamboukou & Ball, 2003). The literature selected for
genealogical interpretation for this paper included government reports, journal
articles, texts and teaching literature that may have influenced or reflected
understandings and practice. While approaches to diversity in early childhood are
discussed in order of their emergence, recent versions (e.g., partial segregation) are
79
Who has rights to what? Inclusion in Australian early childhood programs (Paper 1) 79
discussed with their historical antecedent to illustrate the continuing co-existence of
philosophically opposed approaches in early education.
Development of a genealogy of inclusion in early childhood in Australia is
hampered by fragmentation of the literature. Although early childhood programs in
Australia have encompassed the age range birth to eight years for an extended period
(Press & Hayes, 2000), there is a lack of Australian inclusion literature spanning this
age range. Existing literature reports on either early childhood programs prior to
school or on schooling generally, with little attention to the early years of school
(Briggs & Potter, 1999). This presents challenges in the preparation of early
childhood teachers to work across both early childhood education and care and early
school education. Further, Australian early childhood literature reports separately on
categories of diverse ability and culture. This presents a challenge for teachers in
enacting inclusion effectively, since conditions requiring support may be
undiagnosed, unclear or represent multiple categories (Porter, 2005; Ng, 2003).
This paper seeks to identify both recurring and emerging approaches to
inclusion in Australian programs for children from birth to eight years, by examining
policy and teaching literature on early childhood education and care, early primary
schooling, compensatory and special education through the lens of assumptions
about diversity. This paper identifies four approaches framed by varied underlying
assumptions - child deficit, normative development, neediness and participation
rights – and considers the role that critical evaluation of current approaches plays in
challenging accepted practice in early childhood programs.
Deficit assumptions: Specialised services and discrimination
The social attitudes that supported special education and early childhood
programs in nineteenth and early twentieth century Australia were framed by
economic restrictions on public provision and by deficit assumptions (Ashman,
2005). Since it was initially thought that some children were incapable of learning,
children with disabilities were hidden, and schooling was not available to children in
poverty and Indigenous children (Ashman & Elkins, 1998; Mellor, 1990). In the
early twentieth century, international trends in specialised program development
prompted the establishment of institutions in Australian capital cities addressing
sensory, intellectual and mental health impairments (Andrews, Elkins, Berry &
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80 Who has rights to what? Inclusion in Australian early childhood programs (Paper 1)
Burge, 1979). Public pressure to ameliorate the anti-social behaviours of children in
poverty influenced philanthropic groups to establish city kindergartens, nurseries and
infant classes in primary schools as a social service (Briggs & Potter, 1999; Mellor,
1990).
Discrimination on the basis of ability and ethnicity framed some specialised
provision. Indigenous children did not have the right to public education, yet dual
heritage children were deemed European and placed in non-Indigenous foster care to
attend school (Mellor, 1990). The introduction of compulsory universal primary
school education for children from six years of age following the federation of
Australian states in the early 20th century drew attention to those whose abilities were
outside narrow academic achievement expectations. However, government schools
remained restricted to those considered able to benefit from academic instruction
until opportunity schools were established from the 1920s for children who were
considered backward (Ashman, 2005). Wider public awareness of impairments
arising out of disease epidemics in the 1920s and 1940s encouraged further
development of programs for children with disabilities, yet most remained reliant on
voluntary agencies because of lack of entitlement to public funding (Spearitt, 1979).
Fluctuating government funding (Mellor, 1990) indicated that the expansion of
services to preschool children and isolated school children arose from their
construction as philanthropy rather than as universal entitlement. Emerging
recognition of people with disabilities following the return from World War II of
service personnel with war-related impairments, led to the expansion of government
funded disability services and special schools for children over the age of six
(Ashman, 2005). Limited services for preschool children with disabilities emerged as
extensions of school services or as university-based early intervention programs until
parental pressure attracted public funding for therapeutic programs in the 1970s and
1980s (Pieterse, Bochner & Bettison, 1988). Educational access was expanded
through targeted provision of mobile preschools, itinerant teacher programs, and
Distance Education Centres for some isolated rural children, children in caravan
parks or low-income housing estates and children with health or development
concerns (Mellor, 1990). However, the uncoordinated and unsustained nature of such
provision indicated not only that economic pressure limited public funding but also
that education was not considered a right of all young children
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Who has rights to what? Inclusion in Australian early childhood programs (Paper 1) 81
Although the continuation of specialised programs in contemporary Australia
may reflect practical challenges, an alternate interpretation is that deficit assumptions
remain. The continued provision of specialised programs for children with disability
and for cultural and linguistic diversity groups has been attributed to their pragmatic
value (Elkins, 1990; Sarra, 2007). Some specialised provision is based on lack of
general educational access: for example, hospital preschools, School of Distance
Education, or circus schools (Ashton & Bailey, 2004; Danaher, 2000). However
educational support for children with disabilities, English as a second language or
learning difficulties in general schools is still addressed through partial segregation in
the form of dual program enrolment, class withdrawal, or ability grouping (Foreman,
2008). Underlying these pragmatic solutions may remain assumptions of equity
provisions as philanthropy, understandings of difference as deficit or narrow
constructions of the role of class teachers in providing for diversity.
Normative assumptions: Mainstreaming and cultural assimilation
Provision for a range of children within mainstream early education arose as a
functional necessity in a country with vast space and sparse population and a lack of
specialised services outside major cities (Ashman & Elkins, 1998). It also addressed
increased demand for preschool education to enhance school readiness for children
deemed to be socially disadvantaged (Fry, 1971; Watts, Elkins, Conrad, Andrews,
Apelt, Hayes, et al., 1981). Further, Ashman and Elkins (1998) contended that the
movement from special schools to general schools was based on the assumption that
educating children with disabilities in general schools would reduce costs. Although
mainstreaming indicated awareness of the educational needs of children with
disabilities and children deemed at risk, it was influenced by normative assumptions,
economic barriers and an understanding of placement as adequate provision.
Mainstreaming was further framed by international pressure to moderate racial
and disability discrimination together with normative expectations of children. The
move to accept enrolment of a broader diversity of children into general classrooms
was influenced by developments outside Australia, particularly negative reaction in
the United States during the 1960s to the use of special education for children with
difficulties and the 1971 United Nations statements on disability (Ashman & Elkins,
1998; Foreman, 2008). Young children with delays or undiagnosed disabilities were
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82 Who has rights to what? Inclusion in Australian early childhood programs (Paper 1)
able to attend mainstream Australian early childhood centres without additional
support services because these centres offered individualised programs and had
favourable staff-child ratios relative to schools (North & Carruthers, 2008).
Alternatively, early years teachers in primary schools worked with classes of up to
40 children without assistance (Ashman & Elkins, 1998). In recognition of the
limitations on schoolteachers’ capacity to cater for diversity in this situation, children
were streamed by ability to form homogeneous school classes (Ashman & Elkins,
1998). Debate focused on the appropriateness of general classes for children with
disabilities in light of a lack of justification for keeping students in more restrictive
settings (Foreman, 2008). The gradual extension of general school access to children
with disabilities (McCall, 1954) did not mean that such children received appropriate
education. Over a period of two decades (1970s and 1980s) a lack of support
resources was identified as a barrier to the implementation of mainstreaming
policies, with claims that children with difficulties were experiencing maindumping
rather than mainstreaming (Gow, 1990).
While mainstreaming offered opportunities for children from culturally diverse
backgrounds to enter the broader Australian community, notions of risk and
assimilation framed approaches to cultural and linguistic diversity (Elkins, 1990).
Improved provision for cultural and linguistic diversity was prompted by the post-
war migration of non-English speaking European families to Australia and the
referendum on Indigenous citizenship (Elkins, 1990; Mellor, 1990). Since
mainstreaming implied that children should be ready to meet classroom expectations,
culturally and linguistically diverse groups were offered compensatory education
(Moffit, Nurcombe, Passmore, & McNeilly 1973). Australian Indigenous preschool
programs modelled on the Head Start programs in the US emphasized highly
structured English language instruction to accelerate more normative academic
achievement (Edmonds, 1979; McConnachie & Russell, 1982). The public
expectation that children would assimilate into mainstream Australian society meant
that they were immersed in English and little adjustment was made for cultural
differences (Elkins, 1990).
Although mainstreaming is identified as an historical approach, the normative
assumptions that it implies remain, perhaps related to the accountability pressures on
teachers such as statutory assessment (Conway, 2008). Criticism of some
83
Who has rights to what? Inclusion in Australian early childhood programs (Paper 1) 83
contemporary programs is based in argument that low funding and support
restrictions identify them as maindumping rather than inclusion (Elkins, 2005). In
such circumstances, it has been asserted that full inclusion is not feasible (Cole,
1999), that specialised services for children with disabilities may be lost or other
students disadvantaged (Forlin, et al., 1996), and that provision for cultural and
linguistic diversity is inadequate (Talay-Ongan, 2004).
Neediness assumptions: Integration and cultural tokenism
The Civil Rights movement and enactment of Public Laws on Handicapped
Children in the United States (Cook, Klein, Tessier & Daley, 2004), and the
demands of the increasing proportion of the population born overseas influenced
social attitudes in Australia during the 1970s to 1990s, promoting greater acceptance
of diversity. Integration of programs arose from a growing concern about human
rights and poor outcomes for children from minority backgrounds, evidence on the
impact of early intervention programs, and changed awareness of disability arising in
part from the involvement of public figures in the US (Ashman, 1998; Osgood,
2005). It was acknowledged that simply placing children with differences into
general education did not adequately support their achievement and that more
specific interventions were required (Cook,et al, 2004). Therefore, integration went
beyond placement in the least restrictive environment to incorporate adaptations of
facilities and provision of support services such as speech therapy and instruction in
English as a second language (Ashman & Elkins, 1998; Mellor, 1990). Prompted by
the landmark Karmel and Collins reports on the learning potential of all children and
the need for improved educational equity, government departments increasingly took
responsibility for special education programs previously offered to school-aged
children by voluntary agencies (Collins, 1984; Karmel, 1973).
Improvement in educational access was framed by assumptions about need
(Fry, 1971; Watts, et al., 1981). Australian educational discourse in the 1980s and
1990s revealed continued emphasis on disability and neediness framed as special
needs or additional needs (Ashman & Elkins, 1998; Briggs & Potter, 1999; Forlin, et
al., 1996; Palmer, 1998; Petriwskyj, 1992; Sims, 1995). Even teaching literature on
giftedness was framed as meeting children’s needs (Porter, 1997). Serious gaps in
early childhood provision were identified through Australian research, resulting in
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84 Who has rights to what? Inclusion in Australian early childhood programs (Paper 1)
the prioritisation of educational access for all school-aged children and transfer of
early intervention from health to education departments (Pieterse, Bochner &
Bettison 1988; Watts, et al., 1981). Preschool integration programs were supported
by visiting advisory services and by publication of teaching literature on disability,
minimal brain dysfunction and hyperactivity (Center & Bochner, 1990; Department
of Education NT, 1973; Grounds, 1992; New South Wales Department of Education,
1989; Petriwskyj, 1992; Pieterse & Bochner, 1990; Plummer, 1986). The impact of
early intervention identified in the 1978 Warnock Report in the United Kingdom
(Jones, 2004), and the 1986 Education of the Handicapped Amendments in the
United States (Osgood, 2005) encouraged the development of Australian programs
for children under three years of age (Pieterse & Bochner, 1990). An underlying
notion shared across these early childhood programs was that early intervention
addressed neediness.
While the initial focus of integration programs was on disability, international
attention to children’s rights during the 1980s and 1990s promoted the development
of anti-discrimination legislation and programs for cultural minorities (Mellor, 1990;
UNICEF, 1989). Following the influx of Vietnamese refugees, bilingual programs
were established to address concerns about the English language skills of migrant
groups, although incorporation of home cultures was tokenistic (Dempster, 1984;
Schurch & Waterford, 1979). In response to family dissatisfaction with such
tokenism, multicultural resource centres were established in cities to assist early
childhood teachers in incorporating aspects of varied languages and cultures (Mellor,
1990). Concern for the poor educational progress of Indigenous children supported
federal government funding of urban and rural initiatives such as pre-preschool
programs, out-station mobile services, and flexible school groups catering for
Indigenous lifestyles (Butterworth & Candy, 1998; MCEETYA, 1996). However, the
expansion of preschool and childcare during the 1970s and 1980s as a social welfare
initiative for children deemed to be in need generated debate about whether
compensatory constructions of early education were appropriate (Ashby, 1972).
Public expectations, raised by attention to equity, children’s rights and broader
diversity groups, were not fully met by limited structural provisions. Gaps in public
provision were met by voluntary agencies offering disability programs and programs
for gifted children (Larsson, 1990; Porter, 1997; Waters & Cooper, 1978). Further,
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Who has rights to what? Inclusion in Australian early childhood programs (Paper 1) 85
the assumption that policy and structural change would ensure improved outcomes
failed to take account of the pragmatics of enactment in early childhood classrooms.
Teacher resistance to grade acceleration or curricular enrichment for gifted children,
as well as to education of children with disabilities within early childhood programs
was identified as a barrier to successful policy implementation (Braggett & Bailey,
2005; Forlin, et al., 1996; Porter, 2005). Such resistance may have arisen from
anxiety about teachers’ professional capacity to address extremes of ability, or from
assumptions that children with gifts will achieve without additional support, or from
teachers feeling overwhelmed by increased expectations to cater for diversity (Forlin
et al., 1996; Porter, 2005). Alternatively, Hehir (2005) asserted that teacher
resistance to catering for a wider range of children was based in ideologies of
ableism and historical acceptance of segregation.
Pragmatic barriers associated with funding restrictions have played a role in
sustaining negative reactions to change in contemporary Australia, since a focus on
prioritisation of access and structural provisions such as support services is evident.
Teacher responses may also have been framed by ideological stances that emphasise
equality rather than equity, and children’s needs rather than rights. Attention to
equity and children’s rights marked significant policy shifts (Karmel, 1973; Press &
Hayes, 2000; UNICEF, 1989) that have increased service access, without addressing
concerns about teachers’ attitudes, sense of professional competence or support
provision.
Participation rights assumptions: Inclusion and cultural competence
The policy emphasis has shifted in the twenty-first century to the role that
general teachers’ inclusive programs play in attending to children’s educational
participation rights (Allen & Cowdery, 2005; OECD, 2006). Recent definitions of
inclusion go beyond access and support, to incorporate curricular and pedagogic
differentiation supporting children’s sense of belonging and being valued
(Carrington, 2007). The circumstances of this shift include an emerging
understanding that learning is culturally grounded, an awareness of the competence
of young children and an increased emphasis on the responsibility of educational
programs in enhancing learning for all children (Stables, 2003). A broader and more
positive view of difference and its re-framing as a school or centre responsibility,
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86 Who has rights to what? Inclusion in Australian early childhood programs (Paper 1)
rather than a child and family problem has been reflected in a shift in discourse to
diverse learners, or diverse learning rights (Frigo & Adams, 2002; OECD, 2006).
The negative connotations of the term ‘at risk’ have led to suggestions that the term
educational inclusion is more appropriate to use in relation to broad social justice
issues (Singh & Taylor, 2007).
Assumptions about the equity role of general early childhood programs have
framed more universal provision of prior-to-school services and the public funding of
childcare support provision for children with disabilities and for children from
culturally and linguistically diverse backgrounds (Mohay & Reid, 2006; OECD,
2006). Based on the UNESCO Salamanca Statement (Nutbrown & Clough, 2006)
and evidence of effective intervention approaches (Miesels & Shonkoff, 2000),
school programs have been re-framed as inclusive programs supported by specialised
services (Foreman, 2008; OECD, 2006). However, access to support services has
remained dependent upon formal diagnosis and specific provisions within state
jurisdictions. Such restriction and fragmentation of support provision appears to
assume a level of teacher competence and confidence in addressing diversity that
may not reflect the reality in early childhood programs (Kilgallon & Maloney, 2003;
Luke, Ladwig, Lingard, Hayes & Mills, 1999; Singh & Taylor, 2007).
Inclusion literature for teachers also continues to address single categories of
diversity, indicating limited awareness of overarching equity and participation
questions (Dempsey, 2005; Ng, 2003).There is separate consideration of ability
categories such as disability, chronic ill-health, giftedness and learning difficulty
(Foreman, 2008; Ashton & Bailey, 2004; Hay & Fielding-Barnsley, 2006; Porter,
2005) and of cultural experience such as Indigeneity, refugee status, geographic
mobility, rural isolation, gender, non-traditional family, religion and social and
economic diversity (Ashman, 2005; Comber & Kamler, 2005; Frigo & Adams, 2002;
Henderson, 2004; Nyland, 2002; Raban, 2002;Rhedding-Jones, 2005; Sims, et al.,
2000; Vuckovic, 2008).Such separation of categories fails to take into account the
argument in the international literature that narrow views of inclusion focusing on
single issues such as disability rather than multiple forms of inequality were a barrier
to understanding inclusion and to effective education supporting all children (Ng,
2005; Nutbrown & Clough, 2006; Siraj-Blatchford, 2006). It supports assertions that
labelling may be taking place at the expense of education reform directed towards
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Who has rights to what? Inclusion in Australian early childhood programs (Paper 1) 87
more inclusive approaches (Dempsey, 2005; Graham, 2006). Further, omission of
giftedness from some discussion of inclusion, and a retained focus on disability and
disadvantage indicates that assumptions of need and risk continue to frame
educational thinking (Foreman, 2008).
Critical revaluation: Overarching reform in systems and pedagogies
International critical evaluation of accepted approaches to inclusion and early
education coupled with an understanding of children as active negotiators of their
own learning, has drawn attention to social constructions of difference and increased
demands on teachers to address the participation rights of all children (Benjamin, et
al., 2003; Greishaber & Canella, 2001). Recent federal government initiatives to
reform early childhood education and care across Australia have been framed by
philosophies of children’s rights, cultural recognition, social inclusion, child agency
and family and community partnership (Department of Education, Employment and
Workplace Relations, 2007). This shift from children to families, communities and
education systems has been accompanied by rhetoric about empowering families and
communities, respecting cultural capital, and reframing early education to support all
children’s progress more effectively (Pendergast, Chadbourne & Danby, 2009; Singh
& Taylor, 2007; Talay-Ongan, 2004). This raises questions about whether the
rhetoric is matched by the reality in early childhood programs prior to school and in
the early years of school, or whether power imbalances between teachers and
families remain.
Enhanced participation of all children has challenged assumptions at both a
whole school and classroom level. Curricular differentiation and personalisation,
which incorporates pedagogic individualisation, parent empowerment, community
involvement, and cultural competence of teachers, have been advocated to address
learner diversity (Carrington, 2007; Howard, Williams & Lepper, 2005). School
reforms to extend participation of a wider range of children have drawn on equity
research and initiatives in the UK such the Index of Inclusion (Booth, Ainscow &
Kingston, 2006; Gillies & Carrington, 2004). Concern that schools were ineffective
in catering for differences has provided impetus for overarching reform approaches
such as Productive Pedagogies incorporating recognition of difference, relevance to
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88 Who has rights to what? Inclusion in Australian early childhood programs (Paper 1)
children’s lives, and a supportive classroom (Luke, et al, 1999). However, the impact
of such reforms on early childhood practice is unclear.
Opposition to the critical view that difference is a social construct
incorporating wider equity groups is framed by concern for the realities of disability,
the potential loss of specialised provisions developed over time, and the challenge of
working with diverse families (Forlin, et al., 1996; Talay-Ongan, 2004). Early
childhood teacher preparation now incorporates cultural diversity and disability, yet
limited staff knowledge, negative attitudes and inadequate support provisions have
continued to hamper inclusion (Kilgallon & Maloney 2003; Mohay & Reid, 2006).
Criticism of inclusion support provision in non-compulsory early childhood services
relates to fluctuating funding, limited access, low program quality, over-reliance on
teaching assistants, and lack of service coordination (Gavidia-Payne & Jobling,
2005; Llewellyn, Thompson & Fante, 2002; Pelusi, 1994; Sims, 1995). Such
challenges imply a recurring emphasis on addressing needs rather than rights.
While these debates appear to be based in teacher sensitivity to the feasibility
of inclusion, deeper ideological tensions within the early childhood field are evident.
Re-conceptualisation of early education has challenged normative assumptions and
traditional power relationships, drawing attention to children and families who have
been marginalised (Grieshaber & Canella, 2001). It reflects the critical evaluation of
child and family empowerment, celebration of diversity and varied pedagogies
apparent in approaches framed by recognition of difference or personalisation. Such
ideological shifts are not necessarily attended by changes in the underlying beliefs of
practitioners about the role of early education. This suggests that turning the vision
of inclusion into a reality may require deeper professional debate.
Conclusion
While trends in the US and the UK have prompted the development of
inclusive early childhood programs in Australia, the structure and focus of such
programs have been determined by the translation of national social, political and
economic trends into policies for either schools or early childhood education and
care services. Wide variations in contextual circumstances, family expectations,
children’s needs and access to support highlight the value of a national commitment
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Who has rights to what? Inclusion in Australian early childhood programs (Paper 1) 89
to ensure basic universal entitlements together with support programs to cater for
diversity in specific local contexts.
Structural divisions between education and care, preschool and early school
education, government and community services and various state and federal
jurisdictions present a challenge to effective continuity of inclusive approaches for
children from birth to eight years. This is exacerbated by different legislative and
administrative arrangements, varying outcome expectations, limited funding and
inadequate professional education (Dempsey, 2005; Mellor & Chan 2002).
Both general early childhood programs and specialised programs have played a
role in equity provisions in Australia. However, there are on-going tensions between
conceptualisations of inclusion, children’s rights, economic circumstances, support
provisions and political pressure to cater for an increasingly wide range of children
(Mellor & Chan, 2002). The identified concerns about teacher capacities, school or
centre support, locus of responsibility and the balance between universal provision
and individual learning must be addressed if early childhood inclusion is to be
effective. However, a sustained emphasis in the extant early education literature on
specific needs and service access, rather than the rights of all children to equitable
provision, is a challenge to educators to engage in deeper ideological reflection and
debate.
Transition to School 91
CHAPTER 6: TRANSITION TO SCHOOL
Although school readiness is a term that is still common in educational policy
discourses and evidence of the construct is still strong, there have been theoretical
challenges within the academic literature advocating this focus be replaced with a
more complex understanding framed around transition. Defining meanings
surrounding ‘transition’ and clarifying definitions are the central purpose of Paper 2.
A key challenge in achieving more effective transitions to school for diverse
Australian children and families is the persistence of a focus on children’s ‘school
readiness’ despite a clear trend internationally, particularly in Europe, towards more
complex transition approaches. There is also considerable variation in the typical age
for school entry across Australia, the type of class in which children commence and
the approaches to curriculum that create confusion about what is involved in
transition to school. A further challenge lies in the philosophical differences between
the early childhood education and care (ECEC) prior-to-school sector and the early
years of school, and the impact on efforts to establish continuity of experience for
children and families during the border crossing between these sub-sectors of early
childhood.
Paper 2 -- Trends in construction of transition to school in three Western
regions 1990-2004, seeks to both clarify the meanings of the term, and analyse the
focus and purposes of particular approaches in early childhood across Australia and
associated countries. It sets the frame within which empirical evidence on transition
in the early years in Australia can be considered.
Challenges in Defining Transition
The varied understandings of transition have arisen from several sources
including the historical development of ideas, regional variation in school entry
processes and issues, and philosophical differences in perspective on school entry.
Multiple meanings
Transition to school is framed in a variety of ways that represent both an
historical progression and a response to specific regional contexts. Some transition
publications construe transition as a single change event constrained to days or
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92 Transition to School
weeks, or focused on the time prior to school entry or immediately afterwards, and
centred on practices to enhance children’s orientation to the new context (Pianta &
Cox, 1999). Another group of transition publications are framed by longer time
periods of several years, involving multiple change events and linkage strategies to
enhance coherence and continuity for children (Neuman, 2001). Since the
publication of paper 2 in 2005, additional definitions of transition have emerged,
focused on relationships (Niesel & Griebel, 2007) and on transition capital and
resilience (Dunlop, 2007). The range of meanings for transition confirms that
terminology is socially constructed and closely linked to context, culture, situation
and setting. Terms such as transition are used internationally and, therefore, have the
potential to create confusion and misunderstanding if contexts are not clear. Critical
analysis of literature is required to clarify definitions of transition
Readiness and transition
Despite international attention to more complex and multi-faceted approaches
to transition (Brostrom, 2002; Fabian, 2002; Johansson, 2002; Neuman, 2001; Pianta
& Kraft-Sayre, 2003; Rimm-Kaufmann & Pianta, 2000; Yeboah, 2002) the evidence
on school entry in Australia continues to focus on children’s readiness or
preparedness for school (Dockett & Perry, 2001; Margetts, 2000; Smart et al., 2008;
Weihen, 2001). The images of children inherent in readiness notions differ
substantially from those underpinning transition approaches. Readiness images
contain assumptions of normative development, and children who do not fit the norm
may be framed as in deficit (Bowman, 1999). Solutions to lack of readiness have
been identified as family programs to improve life circumstances (Smart et al.,
2008), improved ECEC programs to increase academic preparation and grade
retention to offer the gift of time through additional maturational opportunities
(Graue, Kroger & Brown, 2002).
Although some earlier transition images of the child focused on deficit (e.g.,
children and families at risk, children in poverty, children with disabilities), more
recently images of competent children and families have framed thinking (Dunlop,
2007). In essence, the focus in readiness encapsulates characteristics and attributes of
the individual child whereas in transition, the lens shifts to the role of the school and
to the sharing of responsibility between families, schools and communities (Fabian,
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Transition to School 93
2002). Solutions to transition concerns are seen to be multi-faceted, engaging
multiple stakeholders rather than relying solely on developing the child or providing
further maturational opportunities.
School entry
The organisation of education systems within Australian states and in other
parts of the world has given rise to variability in the timing and framing of school
entry. International data indicated that children may enter schools between three and
seven years of age (OECD, 2006), although in Australia the age range is four to six
years of age (Thorpe, Tayler, Bridgstock, Grieshaber, Skoin, Danby & Petriwskyj,
2004). The first school class across the world may be a nursery, reception,
preparatory or kindergarten class or the initial class of formal, compulsory primary or
elementary education. The curriculum might be separate in the kindergarten and in
the first primary/elementary year, or there might be a shared early years curriculum.
The curriculum in kindergarten varies from play-based to structured variations on
primary education (OECD, 2006).
Thus, literature on transition to school may be addressing entry to preparatory
(usually termed kindergarten) or entry to the first year of formal or compulsory
primary education, and the issues that are addressed depend on the structures in local
settings or year levels. Authors such as Margetts (2002) in Australia, Peters (2000) in
New Zealand and Pianta and Cox (1999) in the USA have highlighted problems
related to the shift from home or childcare into school settings on the grounds of
major differences in individualised attention, social complexity and level of
expectations. However, evidence from Europe (Brostrom, 2002; Corsaro &
Molinari, 2003; Einsdottir, 2003; Kakvoulis, 1994) indicates that the major transition
point occurs with a shift in curriculum type from play-based to outcomes-focused
curriculum.
Philosophical gaps in early childhood
Although early childhood in Australia and many other Western countries
covers the age range birth to eight years (Press & Hayes, 1999), the ECEC prior-to-
school sector and the early years of school are often separated under different
jurisdictions, governed by different regulatory requirements, framed by different
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94 Transition to School
curriculum guidelines and taught by staff with different philosophical orientations
(OECD, 2006). Note the development in Australia, in 2008, of an National Early
Years Learning Framework that addresses programs for children from birth to age
five years, not including the early years of school (P-3) (DEEWR, 2009). The
literature in Australia discusses transitions mainly in relation to ECEC prior to
school, in specific subject areas and in specific state jurisdictions (Dockett & Perry,
2007; Hill, et al., 1998; Margetts, 2002; Stamopoulos, 2001), so that it is difficult to
generalise to implications for early childhood transitions more broadly. The
philosophical gaps between prior-to-school ECEC provision and early years school
education arising from their separate development indicates that this could be a
crucial issue to investigate. Separate literature collections related to ECEC and
primary school complicate any analysis.
Development of Paper 2
Paper 2 -- Trends in construction of transition to school in three Western
regions 1990-2004, addresses these issues through a structured review of approaches
to transition. A traditional literature summary did not enable synthesis of the multiple
views in disparate contexts that had emerged in the literature. It was vital to map
current conceptualisations of transition to school in order to understand approaches
that were being enacted in preparatory and school classes during the collection of
research data. The structured review also assisted in determining lines of inquiry that
would be fruitful in obtaining evidence in school contexts, particularly that focused
on the work of teachers and schools, rather than on other stakeholders.
Strategy for literature analysis
For analysis of the literature on transitions, the strategy of systematic review,
which is used in medical literature analysis, has been adopted. It has also been
utilised in a recent review of the efficacy of early intervention programs (Wise, Da
Silva, Webster & Sanson, 2005). In the development of paper 2, systematic review
was used to synthesise outcomes from various, recent qualitative and quantitative
studies, reviews of key studies (e.g., Kagan & Neville, 1998) as well as perspectives
papers on contemporary positioning on issues in regard to transition (e.g., Fabian &
Dunlop, 2002). Systematic review has the advantage of unifying a fragmented field
95
Transition to School 95
of research outcomes, highlighting critical relationships and indicating potential lines
of future inquiry (Krathwohl, 1998). Since the results of systematic review are
dependent on the criteria for comparison of studies and other papers, particular
attention was given to establishing systematic approaches to selection (see below).
The three regions in which substantial attention was given to transition to
school were identified as Europe, the USA and Australia/New Zealand. Hence,
seventy-five recent papers from these regions were analysed. Extensive database and
text sources were investigated to source a range of papers from across the world,
followed by selection of papers limited to the three regions and giving major
attention to the topic. The papers were selected on the basis of their publication in
peer-reviewed sources, and the emphasis on transition to school rather than a narrow
emphasis on readiness for school The time-period from 1990 onwards was
established, because this was the point in time in which the construct of transition
emerged, whereas earlier articles were framed more around constructs of children’s
readiness for school. The 2004 end date marked submission of this paper for
publication.
The initial selection criteria for this analysis were regional location and period
in time, since there was evidence that there were shared approaches in broad
geographic locations and that shifts in approach occurred over time. Papers were
organised regionally by author name in a year sequence, to show these two patterns.
A grid was then developed illustrating the specific year of school-entry under
discussion, the length of time considered as the transition period, the specific state or
country within a region (e.g., state of Australia), the focus of the transition process,
and the major strategies indicated in a paper (see Table 6.1). These grid sections
were refined as review of the papers indicated additional factors that were also areas
of concern. It documented the stakeholders who were the focus in each paper (e.g.,
children, teachers or families), special interest groups if they were the subject of the
paper (e.g., children with disabilities, Indigenous children) and the type of continuity
aspects discussed (e.g., curriculum, links to families). Once finalised, the grid
categories were cross-checked against the selected papers to ensure accuracy of the
initial classification of papers. It was particularly difficult to ensure accuracy against
the criterion “ specific year of school under discussion” because of the range of ages
of children concerned, the differences in schooling systems, the lack of consistent
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96 Transition to School
meanings for shared terms such as kindergarten and the focus of some papers on a
context (e.g., special education) rather than a year level.
Author Stake holder
date place
age/context transition period
transition focus
continuity focus
Peters child 2000 NZ
ages 4-8 yrs entry – 3 years
continuity adjustment
culture
Margetts teacher 2000 Aust
reception first 9 weeks
readiness, adjustment
Figure 6.1. Example of transition tables by region and year
Impact of the paper
This paper was published in the International Journal of Early Years Education
in 2005. This is a recognised European peer-reviewed journal covering comparative
education in early childhood. It has an international readership, making it an
appropriate outlet for this paper that addressed perspectives from varied regions.
Shared concepts and foci that were highlighted in the systematic review
established patterns and relationships in the ways transition to school were defined.
This provided a more useful survey of the literature than a traditional literature
summary or review. It has been cited in two textbooks (Fabian & Dunlop, 2007;
Pendagast, Chadbourne, & Danby, 2009), a Van Leer Foundation monograph
(Vogler, Crivello & Woodhead, 2008), the OECD report Starting Strong 11 (2006)
and a journal article (Gill, Winters & Freedman, 2006), indicating the value to the
field of synthesising published understandings about the topic. The work has helped
clarify that two approaches emerging subsequent to the publication of this analysis in
2005 – relationships (Nielsel & Griebel, 2007) and transition capital (Dunlop 2007),
represented real shifts in thinking about transition to school.
This is a joint paper. The candidate drafted the content, and was responsible for
the majority of the preparation of the paper for publication. The co-authors, both
doctoral supervisors of this thesis, provided support in conceptualisation and framed
developments in style and presentation.
97
Transition to School 97
Statement of Contribution of Co-Authors for Thesis by Published Paper (Paper 2)
The authors listed below have certified that: 1. they meet the criteria for authorship in that they have participated in the
conception, execution, or interpretation, of at least that part of the publication in their field of expertise;
2. they take public responsibility for their part of the publication, except for the responsible author who accepts overall responsibility for the publication;
3. there are no other authors of the publication according to these criteria; 4. potential conflicts of interest have been disclosed to (a) granting bodies, (b) the
editor or publisher of journals or other publications, and (c) the head of the responsible academic unit, and
5. they agree to the use of the publication in the student’s thesis and its publication
on the Australasian Digital Thesis database consistent with any limitations set by publisher requirements.
Publication title and date of publication or status:
Contributor Statement of contribution Elizabeth Anne
Petriwskyj Lead author of the paper, preparing and revising all drafts. Developed literature research process and analysed all material. Signature
Date Professor Karen
Thorpe
Support in conceptualisation and framed developments in style and presentation, including graphs. Recommended trend analysis strategy for systematic review, and advised on its refinement.
Professor Collette Tayler
Support in conceptualisation and framed developments in style and presentation around pedagogy.
Principal Supervisor Confirmation I have sighted email or other correspondence from all Co-authors confirming their certifying authorship. Name: Signature Date
Trends in Construction of Transition to School in Three Western Regions 1990-2004 (Paper 2) 99
CHAPTER 7: TRENDS IN CONSTRUCTION OF TRANSITION TO SCHOOL IN THREE WESTERN REGIONS 1990-2004 (PAPER 2)
Petriwskyj, A., Thorpe, K., & Tayler, C.
International Journal of Early Years Education, 15 (1), 55-69. (2005).
Abstract
The construct of school readiness that focuses on children's maturation and
homogeneity of their attainment at school entry has been challenged by recent
research. This research indicates that there are difficulties in assessing young
children's abilities, and there are limitations to the concomitant practice of retention.
These challenges have prompted attempts to re-conceptualise entry to school as a
process of transition. However, transition has variously been conceptualised as: a set
of teacher practices in a time-limited period around school entry; a process of
establishing continuity from home to school; and a multi-layered, multi-year
experience. An analysis of academic literature from 1990-2004 in the USA,
Australia/New Zealand and Europe was undertaken to identify trends in the
conceptualisation of transition to school. The analysis suggests a trend towards more
complex understandings of transition emphasising continuity of children’s
experience, partnership with stakeholders, and system coherence across extended
time periods. However, more limited constructions persist in the academic literature,
particularly in the USA and Australian/New Zealand.
100
100 Trends in Construction of Transition to School in Three Western Regions 1990-2004 (Paper 2)
Introduction
While for some time the focus around school entry has been couched in terms
of children’s readiness for school, re-conceptualisations of school entry as a longer-
term and more complex process began to emerge in the 1980s. This was in response
to professional concerns about the incompatibility of readiness constructs with
inclusive educational policies (Wolery, 1999), uncertainty about the validity and
reliability of assessments of young children’s abilities (Meisels, 2001) and concern
that educational practices of grade retention were potentially harmful (Holloway,
2003). While support continued for compensatory preschool and care programs
(Kagan & Neuman, 1998), the evidence-based practice of later school entry was
challenged on the grounds that delayed school commencement might further
disadvantage children whose home circumstances increased exposure to life hazards
(Zill, 1999).
Since the 1990s there is increasing evidence in Australia/New Zealand, Europe
and the USA, of attempts to reconceptualise the issue as transition to school. Ramey
and Ramey (1999) define transition as an ongoing process of mutual adaptations by
children, families and schools to facilitate children moving successfully from home
and early childhood education and care (ECEC) settings into the early years of
school. This paper outlines several conceptualisations located in English-language
academic literature from 1990 - 2004 in these three Western regions suggesting
several key meanings for transition to school: a set of teacher practices around a
time-limited change event, a multi-layered and multi-factorial process and increasing
intertwining of the constructs of transition and continuity.
A review of 75 peer-reviewed academic publications was followed by analysis
of the time frames, regions, frequency and key foci of various constructions. This
paper focuses not on readiness, but on the trends in how the notion of transition is
constructed. It uses the term reception for the initial school year preceding the first
primary grade, as the term kindergarten has been attached to a range of service types
in various school systems and may be confusing.
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Trends in Construction of Transition to School in Three Western Regions 1990-2004 (Paper 2) 101
Transition as Set of Teacher or School Practices
Continuing interest in school readiness and initial adjustment, particularly in
the early 1990s supported a focus on school practices such as raising the age of
school entry, implementation of transition classes, retention of some children in
preschool and compensatory preschool programs to enhance school entrant
homogeneity (O’Brien, 1991), some of which have been criticised for their negative
effect on children (Carlton & Winsler, 1999). It also supported a focus on practices
teachers undertook within a limited time frame at the end of preschool or at the
beginning of a school year to assist children and families in developing familiarity
with the new context. Those involved included special education teachers, ECEC
staff in prior-to-school settings and junior primary school teachers, although the
major responsibility appeared to be taken by the sending setting (e.g., preschool) and
less by the receiving setting (e.g., school). The emphasis appeared to be on
introducing families to the school, transferring information about children and
orienting children to the physical facilities (Bruder & Chandler, 1995; Patterson &
Fleet, 1999).
Family-school interviews, family induction meetings and orientation visits to
school by groups of preschool children and families were key components of these
introductory practices, but there was considerable variability in their use (Brostrom,
2002; Einarsdottir, 2003; Kagan & Neuman, 1998). Sharing of information between
ECEC and reception teachers through meetings, transfer of children’s assessment
records and other communications about individuals and curriculum were less
frequent than parent-child orientation programs, perhaps because teachers worked in
different systems (La Paro et al., 2000). La Paro and colleagues (2000) found that
connectedness and communication were limited between reception and first grade
teachers within a system, but that they were more frequent than transition practices
involving parents at entry to first grade.
Fabian (2002), Pianta and Kraft-Sayre (2003) and Dockett and Perry (2003)
continue to recommend use of transition practices as part of a multi-layered process
because their data indicates that these practices facilitate adjustment between home-
school contexts or ECEC-school contexts. However, these more recent
considerations of teacher and school practices have incorporated wider
communication linkages between families, schools and ECEC services together with
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102 Trends in Construction of Transition to School in Three Western Regions 1990-2004 (Paper 2)
processes for supporting children through the changes accompanying school entry.
Limited attention to the unequal family-school power relationships, implicit in
literature on teacher practices, indicates that this aspect warrants further
consideration if family requirements are to be met effectively.
Transition as a Time Limited Change Event
The construction of transition to school as a single-time change event for
children and families conforms to a focus on initial adjustment to the school context,
and to practices that could improve either preparedness or adjustment. The majority
of the literature in this category focused on entry to reception classes with less
emphasis on entry into the first primary class, on an assumption that the most
significant changes occurred between home/preschool/child care and school entry
(Love, 1992; Richardson, 1997; Van den Oord & Rossem, 2002; Westcott et al.,
2003).
The concept of preparedness for transition to school has arisen out of
underlying theories of social maturation or academic content knowledge readiness of
children, which remains prevalent in some areas of Australia, USA and a number of
the OECD countries where school-like reception programs are implemented to
respond to the concern about equality of opportunity for immigrants and the socially
disadvantaged (Bowman, 1999; Neuman, 2001; Zill, 1999). However, Dockett and
Perry (2003) define preparedness as being interactionist in nature, more context
specific and containing assumptions of preparation of schools and families as well as
of children. Whether this is, in fact, a new construct or merely a more palatable form
of traditional school readiness with its implied expectations of homogeneity of
school entrants, warrants further investigation, but Dockett and Perry (2003) and
Hopps (2004) point out its persistence in the minds of teachers and parents. This
retention of readiness constructs may be connected to perceptions of specific school
systems as being inflexible or to deeply held beliefs about child development and the
nature of schooling.
Studies on adjustment to school in Australia/New Zealand and Europe have
emphasised social and emotional aspects, either because of the research program
emphasis on children from minority backgrounds with limited awareness of the rules
and culture of schools or because of a perceived need to balance academic readiness
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Trends in Construction of Transition to School in Three Western Regions 1990-2004 (Paper 2) 103
pressures from schools (Keinig, 2002; Margetts, 2000; Patterson & Fleet, 1999;
Peters, 2000). Skinner and colleagues (1998) indicated that teachers constructed as
challenging the behaviour of children with delayed development or children from
socially disadvantaged backgrounds used frequent, firm discipline, which resulted in
unhappiness and lowered self-esteem amongst these children. The contribution of
social relations in the classroom and the playground, including teacher-child
relationships, peer relations and friendships, appeared to be vital not only to social-
emotional adjustment but also to academic achievement (Belsky & McKinnon, 1994;
Birch & Ladd, 1997; Corsaro et al., 2003; Cronin & Diezmann, 2002; Smith, 2002;
Van den Oord, 2002). However, Ledger and colleagues (2000) found that friendships
did not necessarily make school transition easier.
The period of time constructed as transition was analysed using the stated
adjustment phase within the remit of the research as an indicator. The transition
phase for children entering school appears to range from just the first days of school
attendance (Podmore et al, 2003; Ramey & Ramey, 1998; Weihen, 2001) through to
a few months, as was the case in the majority of the Australian literature (Dockett &
Perry, 2003; Margetts, 2000; Richardson, 1997; Sims & Hutchins, 1999). Short time
frames (days or weeks) appeared in those studies or publications investing heavily in
consideration of transition practices, change events and adjustment indicators. In
literature where a longer adjustment period (months or years) appears, the change of
frame from transition as a single change event to transition as a longer process of
continuity became evident (Brooker, 2002; Fabian, 2002; Peisner-Feinburg et al.,
1999; Pianta & Cox, 1999). Broader constructions of transition to school involving
extended time frames, social as well as academic indicators of success and
interactions between children, families and schools, shift the focus from children’s
maturation and skills at school entry to a more complex interweaving of facets of
transition and to the role of the school.
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104 Trends in Construction of Transition to School in Three Western Regions 1990-2004 (Paper 2)
Number of papers defining transition as time limited 1991-2004
0123456789
1991
1992
1993
1994
1995
1996
1997
1998
1999
2000
2001
2002
2003
2004
num
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of p
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Figure 7.1. Number of papers defining transition as time-limited 1991-2004
Transition as Continuity of Experience
Transition to school as a continuity issue has been framed in three different
ways – 1) communication linkages, 2) coherence of experience and 3) system
coherence. The value of each to child progress is supported in the literature. While
some level of dissonance can stimulate or positively challenge young children, the
negative impact of extreme discontinuity on children in the early years of school has
been the subject of particular attention, especially in Europe, and in relation to
children from non-mainstream socio-economic and cultural groups (Brooker, 2002;
Glover, 1994; Raban & Ure, 2000;).
Communication linkages between the home and school and between the child’s
previous ECEC service and the school offer opportunities for the sharing of
professional information between teachers, for exchanging understandings between
all adults close to the individual child, for developing increasing trust and
cooperation, and for negotiating differences of perspective amongst stakeholders
(Kakvoulis, 1994; Lombardi, 1992). Tayler (1999) and Hopps (2004) proposed the
development of these linkages, particularly between home and school, in order to
provide a more supportive environment for children, and considered issues of
coherence of children’s experience in curriculum, pedagogy and culture.
Pedagogical and curricular discontinuity for children moving from ECEC
services to school, and/or significant discontinuity between home and school
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Trends in Construction of Transition to School in Three Western Regions 1990-2004 (Paper 2) 105
experience has been foregrounded as an issue of concern in recent Australasian and
European literature (Fabian, 2002; Margetts, 2002; Neuman, 2001). Initially this
interest concentrated on the alignment of curriculum between services (Barbour &
Seefeldt, 1993; DECS, 1996). The gap between preschool and traditional school
curricula can be significant, particularly regarding the use of formal approaches to
pedagogy in schools. Some of the top-down changes in the preschool sector, where
practices have become more formal as a result, have been the subject of criticism
(Neuman, 2001). However, an emerging focus on pedagogy has resulted in more
concern for coherence between school approaches and family interaction patterns, as
well as between the play pedagogies of ECEC and more didactic pedagogies of the
school (Skinner et al., 1998; Yeom, 1998).
Cultural coherence and continuity of experience for parents and children are
features of current literature on early childhood transitions for cultural minorities,
with a particular focus on partnership with families and language continuity (McCrae
et al., 2000; Podmore, et al., 2002; Sauvao et al., 2000; Sy, 2003). Continuity of
experience for children and families who have been utilising specialist early special
education services has also gained increasing attention as inclusive policies have
been implemented (Brewer, 1995; Newman, 2000). Discontinuities created by the
change in culture and expectations between specialist and mainstream services, and
between schools and homes have increased the challenge of children with
developmental delays or disabilities entering mainstream services (Bruder &
Chandler, 1995; Fowler & Ostrosky, 1994).
The need for increased structural or system coherence for all children and
families, not just those with cultural or developmental concerns, has been raised in
response to the lack of continuity of processes, policies, expectations and quality
between systems (Kagan & Neuman, 1999). Early childhood programs focusing on
transition and continuity have tended, in the USA, to emerge from a range of
agencies under different jurisdictions and with significantly different mandates.
Bauch (1993) recommended the full-service school or a school with a central
community role as a potential solution to this fragmentation. The situation in some
OECD countries, however, is more coordinated and systematically planned to ensure
higher levels of system coherence for families and children (Neuman, 2001).
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106 Trends in Construction of Transition to School in Three Western Regions 1990-2004 (Paper 2)
Some approaches to developing system integration within a limited geographic
area as a means of smoothing transition appear to contain an underlying assumption
about family stability; an assumption which may not be warranted in times of
increasing family mobility (Peters, 2002). This concern has been mirrored in political
comments in relation to an Australia-wide system coordination and pressure for
national curricula and assessment. Whether or not national or state system
coordination is possible, enhancement of continuity within schools or within local
educational communities through communication linkages and connections in
curriculum and pedagogy may be negotiated to support children and families through
the transition into school.
Number of papers defining transition as continuity 1991-2004
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Figure 7.2. Number of papers defining transition as continuity 1991-2004
Transition as a Multi-Layer Multi-Year Process
Recent literature from Europe and Australia appeared to frame transition into
school as an extended process, ranging from 6 months to 2 years (Brooker, 2002;
Fabian, 2002; Griebel & Niesel, 2002; Keinig, 2002; Raban & Ure, 2000) while
some USA literature has considered the first 2 to 3 years of school and sometimes the
preceding preschool years (Kagan & Neuman, 1998; Mangione & Speth, 1998;
Peisner-Feinburg et al., 1999; Pianta & Cox, 1999; Ramey & Ramey, 1999). This
longer frame of reference may have its foundation in the USA experience of
differences between short-term effects on school adjustment and performance and
longer-term life outcomes in programs such as Headstart: that is, the difference
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Trends in Construction of Transition to School in Three Western Regions 1990-2004 (Paper 2) 107
between initial school adjustment and developmental trajectory (Entwisle &
Alexander, 1998; Kagan & Neuman, 1998; La Paro et al., 2000; Peisner-Feinburg et
al., 1999).
The reframing of school transition as a multi-year experience appears to have
emerged alongside conceptualisation of transition as a multi-faceted process
engaging a range of stakeholders (Burchinal et al., 2002; Neuman, 2001; Pianta &
Kraft-Sayre, 2003; Rimm-Kaufmann & Pianta, 2000; Yeboah, 2002). The models of
transition developed by Ladd (1996), Ramey and Ramey (1999), Rimm-Kaufmann
and Pianta (2000), Fabian (2002) and Pianta and Kraft-Sayre (2003) share an
ecological frame of reference that considers the relationships of factors in the child
and family, the community, the school and ECEC services. This reconceptualisation
of transition as both multi-year and multi-faceted is evident in broader investigations
of the developmental trajectories of high-risk groups in USA, which have focused
well beyond the earlier readiness issue into a variety of ameliorating effects on
potential educational disadvantage, including quality ECEC programs for young
children prior to school entry (Burchinal et al., 2002).
Horizontal and Vertical Transitions
A typical construction of transitions in the literature relates to vertical
transitions: that is, transitions across time between education levels, for example
preschool, reception and the first grade of school. The core focus, particularly for
children with perceived environmental or developmental disadvantage, has been on
the transfer into reception class from home or ECEC services such as preschools
(Dockett & Perry, 2001; Pianta & Cox, 1999). However, the ages at which this major
change in context occurs are extremely varied, ranging from 4 to 6 or 7 years of age,
making comparisons difficult (Fabian, 2002). The transition into the first grade of
school from reception class has been noted by Entwisle and Alexander (1998) and La
Paro, Pianta and Cox (2000) to have been given little attention, despite the major
shift in expectations that accompanies this change in context. Fabian (2002) drew
attention to the increasing prominence of another form of vertical transition: that is,
transfers between schools for children of geographically mobile families (e.g.
refugees, immigrants, families in breakdown, employment transferees) which, in
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108 Trends in Construction of Transition to School in Three Western Regions 1990-2004 (Paper 2)
countries such as Australia, can involve a major change in school system and
curriculum.
Kagan and Neuman (1998) noted that young children can experience not only
vertical transitions but also horizontal transitions: that is, across one point in time
such as within one day. Neuman (2001) suggested that horizontal transitions within
the school pose significant challenges for many children as they are superimposed on
other transitions in children’s family lives and on vertical transitions (e.g. reception
into first grade) occurring simultaneously. Wolery (1999) pointed to additional
contextual transitions for children with disabilities between mainstream and
specialist services and in-class transitions between areas or activities that Bruder and
Chandler (1995) indicated compounded stress by adding to the complexity of the
lives of children and families.
Skinner and colleagues (1998) suggested that horizontal over-differentiation,
that is, excessive division of learning areas or of time blocks in the school day,
created particular challenges for children with atypical development, social
disadvantage or minority cultural experience. Service over-differentiation and lack of
service coordination also created difficulties for these children and their families
because of uncertainty about processes and the effort required for accessing
appropriate supports (Fowler & Ostrosky, 1994).
Attention to the impact of interactions between multiple transitions is required
in research, policy development and educational practices. The implications for
teachers in the early years are that children’s responses to multiple, over-lapping
transitions need to be considered in curriculum planning and that the minimisation of
horizontal transitions is supported.
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Trends in Construction of Transition to School in Three Western Regions 1990-2004 (Paper 2) 109
Papers defining transitions as multi-layered 1991-2004
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Figure 7.3. Number of papers defining transition as multi-layered 1991-2004
Differences in emphasis on transition constructs by region are evident and may
relate to teacher and parent beliefs or perceived realities in specific school systems.
Papers from Australia and New Zealand maintain an emphasis on time-limited
change, while European papers strongly favour continuity constructs, although the
focus on English language publications may be a factor in Europe. In both Australia
and the USA, papers relating to children’s school readiness continue to be published,
indicating that this construct maintains currency in some regions (e.g. Cuskelly &
Detering, 2003; Holloway, 2003; Clift, Stagnitti & DeMello, 2000). There may,
however, be a policy-level influence, as government reports in the USA and state
education authority web sites in Australia refer to school readiness (e.g. Moore,
Brown, Halle, Pitzer, & Calkins, 2002; Xiang & Schweinhart, 2002).
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110 Trends in Construction of Transition to School in Three Western Regions 1990-2004 (Paper 2)
Number of papers published by country and focus of transition 1991-2004
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Figure 7.4. Number of papers published by country and focus of transition 1991-2004
Defining Successful Transition
This redefinition of school transition has given rise to changes in the way
successful transition is determined. Success at school entry was initially deemed to
be dependent on school readiness, which was a maturational characteristic of the
individual child (Dockett & Perry 2002). As the construct of transition to school
evolved, success seemed to centre on social and emotional adjustment and normative
academic achievement, perhaps because of the link to underlying notions of school
readiness and assumptions of homogeneity of school classes. Fields (1997),
Richardson (1997) and Margetts (2000) argue from the position that success may
simply have meant abiding by classroom rules or behaving in ways that were valued
by teachers. While Skinner and colleagues (1998) criticise this viewpoint, adjustment
to rules and the classroom culture remains an enduring theme in both Australia and
the USA (Burford & Stegelin, 2003; Perry et al., 2000; Weihen, 2002).
A trend towards the recognition of the complexity of transition may be an
underlying factor in considering combined child, family and school attributes, and
more varied child qualities such as disposition and resilience (Fabian, 2002; Perry et
al., 2000). Another factor promoting change may have been the recognition of the
differences between initial adjustment success at school entry, medium-term fading
of advantage and longer-term improvement in broader life outcomes such as
increased adult employment and avoidance of incarceration (Kagan & Neuman,
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Trends in Construction of Transition to School in Three Western Regions 1990-2004 (Paper 2) 111
1998). This recognition of impact in later life appears connected to an interest in
USA and Europe in defining more positive developmental trajectories for atypical
children (Burchinal et al., 2002; Entwisle & Alexander, 1998; La Paro et al., 2000;
Peisner-Feinburg et al., 1999; Skinner et al., 1998).
Enhancing Success of Transitions
Education programs aimed at enhancing the success of transitions could be
grouped according to an emphasis on improving homogeneity of school entrants or
accommodating heterogeneity and according to the time frame for transition.
Pressure for readiness or homogeneity of school entry behaviours and skills
appears to be associated with two transition conceptualisations – transition as prior-
to-school practices and transition as a single time change event, both with short time
frames. Definitions of success emphasising rapid adjustment and normative
achievement, and the introduction of measures such as raising the school entry age,
establishing reception grades, improving home-school or ECEC-school linkages or
establishing sets of transition procedures are enacted in a climate of homogeneity and
readiness for a type of school that is formal in construction. This kind of transition
places emphasis on the child being ready for a particular style of schooling and type
of program. Such emphasis increases the pressure for preschools and other prior-to-
school ECEC services to adopt more structured, academically-focused approaches in
an effort to prepare children for the classroom (Richardson, 1997). However,
Patterson and Fleet (1999) found resistance, amongst parents, to narrowing of the
curriculum. The academic effectiveness and impact on child self-esteem of earlier
structural changes such as grade retention or the provision of additional transition
grades have been questioned by O’Brien (1991) and Carlton and Winsler (1999) who
have pointed to the lack of empirical support for these practices. Depending on its
use by teachers, school entry assessment such as that used in the UK may be viewed
either as a screening process related to readiness constructs or as a broader effort to
cater effectively for diverse social and cultural groups.
Neuman (2001) pointed out that transition has also been constructed as an
equality of opportunity issue in several countries in Europe that offer universal
access to ECEC services. Universal access to ECEC services for 2 to 5 year olds can
be a means of familiarising children of new immigrants with local language, culture
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112 Trends in Construction of Transition to School in Three Western Regions 1990-2004 (Paper 2)
and school structures. However, in Scandinavian countries and parts of Italy, for
example, where early childhood is seen as a life phase with its own value and
purpose rather than a period of school preparation, ECEC programs are of high
quality and have a broad focus. In these countries, formal schooling begins later,
mutually respectful collaboration between sectors is emphasised and continuity is a
central concept (Neuman, 2001). Whether these programs reflect differing images of
childhood, or differential responses to equality demands for economically or
culturally marginalised groups, or alternate notions of educational purpose is unclear.
The availability of universal, high quality, coherent ECEC services for very young
children in areas such as Scandinavia may make specific sector intervention
programs unnecessary. These programs may portray an alternative view of support
for effective transition, a view that is more complex and multi-layered. Whatever the
case, evidence of the outcomes of ECEC programs is increasingly sought and the
climate in which this outcomes-pressure takes place is one where ECEC programs
are heralded as a preventative measure for ameliorating problems for children, as
they move through the education system.
This alternate view of effective support during transition appears grounded in a
longer-term view of the transition period as a multi-year process, one that impacts on
developmental trajectory. Perhaps, too, there is a realisation of the school’s place in
accommodating entrant heterogeneity and working in partnership with the
community to develop linkages and continuity. The juxtaposition of longer transition
periods and multi-layered concepts focusing on continuity is evident in literature
from the late 1990s in the USA (Entwisle & Alexander, 1998; Kagan & Neuman,
1998; Mangione & Speth, 1998; Peisner-Feinburg et al., 1999; Pianta & Cox, 1999;
Ramey & Ramey, 1998), from 2000 in Australian/New Zealand (Peters, 2000: Raban
& Ure, 2000) and from 2002 in Europe (Brooker, 2002; Fabian, 2002);
The value of partnership and continuity in curriculum and pedagogy, including
the pedagogy of the home as well as of educational organisations such as preschools
and schools, has been highlighted in recent European work (Brooker, 2002;
Johanssen, 2002). In addition, the complexities of achieving such continuity where
significant cultural differences exist within a society, are noted by New Zealand and
Pacific Island researchers (Podmore et al 2003; Sauvao et al., 2000) but these may
relate to broader issues of home-school and ECEC-school power relations. While
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Trends in Construction of Transition to School in Three Western Regions 1990-2004 (Paper 2) 113
there is potential for increased system coherence to contribute to improved
partnership and continuity between educational sectors, ensuring mutual respect and
partnerships of equality may be an essential factor.
Neuman (2001) pointed out that in some areas where curricular integration and
joint ECEC-school staff professional preparation have been a feature (e.g., the UK,
the Netherlands) aspects of early childhood educational philosophy and approach
have been lost. However, efforts towards curricular integration continue to be made
in some areas of Europe and Australia (Neuman, 2001) as a means of bridging ECEC
and school. The ways in which ECEC services come to terms with outcomes based
education and schools come to terms with school entrant heterogeneity appear to be
key issues.
Transition solutions that extend coordination by emphasising system level
coherence and integration of services reflect a political view of transition being a
community responsibility rather than an individual family concern (Brostrom, 2002;
Johanssen, 2002). They may also be a more practical reality in government systems
that emphasise, at a national level, more integrated services such as in Scandinavian
countries. In federated countries, such as Australia and the USA, where ECEC policy
and provision is segmented into separate federal, state and local departmental
jurisdictions (e.g., social welfare, education, and health) the challenge may be
greater. However, there is an ongoing discussion in the USA literature of the
potential for system coherence in the education of atypical children (Galper, 1999;
Kagan & Neville, 1996; Wolery, 1999) that has relevance for other countries.
Conclusion
Expectations of homogeneity in school entrants may be yielding to recognition
of the reality of diversity in young children, families and communities, as well as
presenting the potential for diversity to be positive in teaching and learning contexts.
A consequence of realising diversity, linked to the unlikely reality of having a group
of homogeneous learners ready for entry to school, brings broader constructions of
transition to school into focus. Flexibility in services and curriculum, and coherence
between learner characteristics, cultural contexts and educational provisions offer
opportunities to enrich the educational experience of all children while enhancing
outcomes for children with developmental, social or cultural differences.
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114 Trends in Construction of Transition to School in Three Western Regions 1990-2004 (Paper 2)
A focus on single issues such as teacher practices or time-limited change
events has given way to more complex, multifaceted views of this phenomenon. The
time frames for school transition have also extended from commencing weeks to
several years with recent constructions of programs in Australia and other countries
grouped as early years. Definitions of successful transition now consider long-term
trajectories rather than focusing solely on initial adjustments. The current emphasis
on continuity of experience combined with extension of opportunity for children and
families, is bringing into focus broader questions of coherence of curriculum,
pedagogy and service systems, and of authentic partnerships between the families
and schools and within educational systems.
The persistence of notions of readiness at a policy and school level indicates
that challenges to more limited constructs have not impacted uniformly, and that
influences such as teacher beliefs, public perceptions and policy formation require
reconsideration.
SECTION 3: EMPIRICAL EVIDENCE ON DIVERSITY, INCLUSION AND TRANSITION 115
SECTION 3: EMPIRICAL EVIDENCE ON DIVERSITY, INCLUSION AND TRANSITION
Chapter 8: Inclusion in the Early Years of School
Chapter 9: Diversity and Inclusion in the Early Years (Paper 3)
International Journal of Inclusive Education (30 September e-journal, 2009)
Chapter 10: Inclusive Transition and Pedagogy
Chapter 11: Pedagogies of Inclusive Transition to School (Paper 4)
Journal of Early Intervention
Chapter 12: Transition for Diverse Learners
Chapter 13: Towards Inclusive Transition to School (Paper 5)
Exceptional Children
Chapter 14: Summary and Implications
Inclusion in the Early Years of School 117
CHAPTER 8: INCLUSION IN THE EARLY YEARS OF SCHOOL
Policies of inclusion have been in place in Western countries for a lengthy
period, but empirical evidence on effective ways to enact inclusive policies in early
childhood has been limited mainly to ECEC settings prior to school, such as
preschools and child care services rather than the early years of school. Further,
conflicting views on what inclusion means and on how teachers have responded to
policy changes are also evident in the literature, but evidence on enactment of
inclusion across early childhood settings is scant. As the construct of school
readiness has been challenged by inclusive policies, attention has turned to the role
of schools in enhancing learning and development but it is unclear what the nature of
a high quality inclusive environment is in the early years and what is feasible. Paper
3 -- Diversity and inclusion in the early years, seeks to address this gap in research
evidence by investigating the approaches taken in a sample of early years classrooms
from three schools.
Challenges Addressed by Paper 3
The empirical evidence sought from the study sites aimed to address gaps in
the current literature on high quality, feasible approaches to inclusion in Australian
early years classes across both play-based and subject outcomes-based programs.
Enactments of inclusion
Policies on inclusion frame the work of teachers across a variety of settings,
but the form that inclusion takes is contested territory (Nind, Simmons, Sheehy &
Rix, 2003). Inclusion is contextually framed, so teachers could be expected to create
inclusive environments in varied ways, depending on their setting, attitude and
expertise (Nind, et al., 2003). The groups to which the notion of inclusion applies
also vary. A wide range of diversity groups are listed by the UK Office for Standards
in Education as “inclusion groups” (Nind, et al., 2003, p.3) and are considered in two
recent Australian texts on diversity and inclusion (Ashman & Elkins, 2005; Keeffe &
Carrington, 2007). However, another recent Australian text (Foreman, 2008) focuses
on children with disabilities or risks and omits children with gifts on the grounds that
they have not experienced school exclusion. Paper 3 reports on evidence of varied
118
118 Inclusion in the Early Years of School
enactments of inclusion in three different Australian early years school contexts,
taking account of the range of diversity to which schools and teachers attended.
Lack of evidence in the early years of school
Empirical evidence on inclusion in early childhood concentrates on prior-to-
school settings, and may address preschool, kindergarten (preparatory, reception) or
childcare (Cook, Klein, & Tessier, 2008; North & Carruthers, 2008; Allen &
Cowdery, 2005; Gavidia-Payne & Jobling 2005; Howard, Williams & Lepper, 2005).
Empirical evidence in school settings considers schools as a whole, and sometimes
discusses both primary and secondary schools without specific reference to younger
children (Keeffe & Carrington, 2007). A small body of work in the UK (Nutbrown &
Clough, 2006; Jones, 2004), the USA (Winter, 2005) and Australia (Pendegast,
Chadbourne & Danby, 2009; Petriwskyj, 2005a, 2005b) offers examples in the early
years of school. The limited attention to inclusion across the early years of school is
problematic as the assumption that prior-to-school content or middle school content
will be relevant across the early years is questionable. Paper 3 reports evidence
regarding inclusive environments in twenty-two Australian early years classrooms.
Evidence linking across early childhood settings
Literature on the inclusive responses of teachers in Australia has reported on
negative issues such as the limited professional capacity of teachers in ECEC settings
(Kilgallon & Maloney, 2003) and the negative attitudes of teachers in school settings
(Forlin, Douglas, & Hattie, 1996). A limited number of case studies in the UK
(Herbert, 1998; Clough & Nutbrown, 2003; Jones, 2004) have indicated that teachers
in nursery, reception and other early years classes as well as school leaders felt
unprepared. They also noted that sustained early years inclusion was facilitated by
open communication, family involvement, positive attitudes, flexible teaching and
shared high expectations. Herbert (1998) indicated that inclusion was easier in the
individualised ECEC setting, that the process of assessment to access services was
stressful for families and that the transition from the UK infants school to the junior
school could be difficult.
In an Australian large-scale mixed method study (Thorpe, et al., 2004),
teachers across preschool, preparatory and Year 1 classrooms were found to share an
119
Inclusion in the Early Years of School 119
emphasis on supportive classroom environments and connectedness, but teachers
across these contexts had low scores for recognition of cultural difference. Data
about the reasoning teachers used and the pressures they experienced in enacting
inclusive policies and ideals would offer insights into sustained inclusion. Paper 4
offers more detailed evidence at the same study sites as those studies by Thorpe et
al., (2004) and provides evidence on approaches to inclusion that are relevant across
early years settings, indicating shared directions for inclusion as teachers negotiate
children’s transition between settings.
Quality and feasibility in inclusive early years environments
Definitions of quality in early childhood programs and evidence about the
effects of variation in quality in both ECEC and the early years of school has been
developed through large-scale studies (Sammons, Sylva, Melhuish et al., 2004, 2008;
(OECD, 2006; Peisner-Feinburg, Burchinal, Clifford, et al., 1999). However, specific
evidence about quality variations in inclusive early childhood settings is scant and
evaluation instruments for measuring quality in early childhood contain only a few
items relevant to inclusion (Sylva, Siraj-Blatchford, & Taggart, 2003; Hemmeter,
Ault & Schuster, 2001).
One of the challenges in providing high-quality inclusive early childhood
programs is the issue of feasibility, which Guralnick (2001) defined as “the ability of
a program to retain its core philosophical and programmatic approach while
successfully meeting the individual needs of all children within the program” (p. 14).
Feasibility reflects key elements of program integrity, minimisation of stigma
attached to difference, and adequate provision of specialist resources and services.
Guralnick (2001) identifies equitable access to services and appropriate
developmental and social outcomes for all children in the program as key domains of
inclusion. Thus, evidence about inclusive early education across the ECEC-early
years of school boundary should attend to both quality and feasibility. Paper 3
reports on quality, including feasibility, using both standard observation protocol
learning environment measures, and interviews with teachers responsible for
enactment of inclusion in early years classes.
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120 Inclusion in the Early Years of School
Development and Impact of Paper 3
If teachers’ responses to diverse learners are to move beyond structural
solutions to children’s lack of readiness or limited progress, evidence is required of
effective approaches demonstrating more sophisticated strategies, linking high
quality inclusive environments across settings and addressing feasibility concerns.
Paper 3 draws on evidence from qualified, experienced teachers across the
preparatory to Year 2 early years section of schools, to highlight both their
approaches and the ongoing feasibility issues they identified.
The journal selected for this paper is an A publication on the ERA journal list.
It is a relatively new journal with a focus on critical theory and inclusion that takes a
different theoretical position from the traditional special education journals. This
journal perspective was essential for this empirical paper, which uses critical and
socio-cultural frames of reference, rather than a traditional behaviourist frame.
Diversity and inclusion in the early years (Paper 3) 121
CHAPTER 9: DIVERSITY AND INCLUSION IN THE EARLY YEARS (PAPER 3)
Petriwskyj, A.
International Journal of Inclusive Education (30 September e-journal, 2009)
Abstract
The emphasis on inclusion of diverse learners presents challenges to early
years teachers, particularly those whose understandings have been framed by notions
of school readiness and of special education for children with disabilities. This mixed
method study of children and teachers in early years classes across three school sites
in Australia explored factors associated with children’s development, achievement
and adjustment. The focus went beyond organisational or structural issues to
consider pedagogic responses to diverse learners from the kindergarten class through
Year 1 and Year 2. The study identified factors influencing teachers’ responses to
diversity, and highlighted areas of tension between inclusive policies, resourcing and
normative understandings that have implications for teachers’ professional learning.
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122 Diversity and inclusion in the early years (Paper 3)
Introduction
Despite the current emphasis on inclusive education in school education and in
early education and care (Corbett & Slee, 2000; Mastropieri & Scruggs, 2005), there
remains confusion about the meaning of inclusion and its implications for teachers
(Ainscow 2007). Definitions of inclusion have shifted in recent times from those
focusing on readiness for assimilation into a general class (mainstreaming) and those
focusing on integration or general class placement with English language instruction
and accommodations for disability (Cook, Klein, & Tessier, 2008), to those
incorporating curricular and pedagogic differentiation to support children’s sense of
belonging (Gillies & Carrington, 2004). Some discussions of inclusion still imply
mainstreaming or integration, or incorporate segregation in special classes (Jones,
2005) or partial withdrawal (Guralnick, 2001). The emerging paradigm of inclusion
involves all children having the right to actively participate in a general education
setting and to be valued as members of that education community (Carrington,
2007). Corbett and Slee (2000) distinguished between surface inclusion led by
policy, second level inclusion focused on changes to environments and curricula, and
deep level inclusion which restructures elements of the hidden curriculum of values
and acceptance. This suggests a shift in philosophies of inclusion that encompasses
more positive images of diverse children and goes beyond surface adjustments.
Conceptualisations of inclusion in Australia now imply both social inclusion
(belonging and being valued as a person) and academic inclusion (being supported to
succeed in learning) and consider both the child and their family within their
ecological context (Ashman & Elkins, 2005).
The varying meanings of inclusion reflect the shift in thinking about diversity
in children (Graham, 2007). The focus on risk and deficit located the problem with
the individual child (Terzi, 2005). Critical evaluation of this focus has prompted a
reconceptualisation that takes account of the contexts of learning, and as a
consequence, a broader understanding of diversity that incorporates giftedness,
gender, social background, learning variations and behavioural concerns as well as
cultural and linguistic difference and disability, has emerged (Ashman & Elkins,
2005). Recent overarching constructs such as diverse abilities (Ashman & Elkins,
2005) and diverse learners (Coyne, Kame’enui, & Carnine 2007) indicate acceptance
123
Diversity and inclusion in the early years (Paper 3) 123
of difference while constructs such as diverse learning rights (OECD, 2006) and
learners in diverse classrooms (Dempsey & Arthur-Kelly, 2007) reflect newer social
models that recognise the role of social institutions in creating disabling
circumstances (Gillies & Carrington, 2004). Ng (2003) argued that broader diversity
constructs reflect the complex and multi-dimensional nature of difference and more
effectively addressed the power relations underlying inequality. These changes imply
a move away from normative ideas that underpin categorisation of children and are
connected with more differentiated pedagogies supporting learners with varied
characteristics (Graham, 2007). Debate continues over whether social constructions
of diversity ignore real impairment (Abberley, 1992) and whether there is adequate
evidence that this shift supports children with significant difficulties (Forlin, Hattie
& Douglas, 1996). It is unclear how teachers understand diversity and inclusion or
act on emerging ideas.
The challenges teachers face in implementing inclusive policies have drawn
attention to practical, attitudinal and policy issues that require resolution if deep level
inclusion is to be a reality. Feasibility, including the maintenance of the integrity of
the general classroom programme, appropriate equipment and personnel resourcing,
access to specialist services, and minimisation of the stigma associated with
difference, has been identified as a critical element in early childhood settings
(Guralnick, 2001). The keys to successful inclusion were identified by Horne and
Timmons (2007) as teacher professional preparation, family and school support, and
the provision of consultation time, but there are contextual differences. In early
childhood centres, Mohay and Reid (2006) found that inclusion was limited by staff
confidence about having the skills to offer a quality programme. However, in
schools, Forlin, Hattie and Douglas (1996) found that negative attitudes influenced
inclusion and Ainscow (2007) advocated a review of school cultures underpinning
change in practices. Wedell (2005) and Graham (2006) have noted that both
normative understandings and assumptions about homogeneity mitigate against deep
level inclusion and indicated the need for increased organisational and pedagogic
flexibility. The literature focuses separately on early education in schools and prior to
school, although links and overarching issues are beginning to be examined
(Nutbrown & Clough, 2006).
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124 Diversity and inclusion in the early years (Paper 3)
Recent emphasis on the role of inclusive early years education in improving
outcomes for diverse learners has focused on the quality of that education (OECD,
2006), the learning environment (Freiberg, 1999), the success of school transition
(Pianta & Cox, 1999), teacher responsiveness to diverse children (Jones, 2005) and
the connectedness of programmes to family backgrounds (Siraj-Blatchford, 2006;
Thorpe, et al., 2004). However, the definition of quality in early years programmes
has been contested. The traditional schooling focus on effective content delivery and
the traditional early childhood focus on developmental play have both been
challenged by child-responsive but educationally focused pedagogies located in
socio-cultural understandings about learners and learning (Gipps & MacGilchrist,
1999). The focus on children’s readiness for school associated with assumptions of
homogeneity within the class is still prevalent (Petriwskyj, Thorpe & Tayler, 2004),
yet readiness constructs have been criticised as being inconsistent with inclusion
(Corbett & Slee, 2000). The emerging paradigm of transition, framed by ecological,
critical and socio-cultural perspectives, considers the readiness of the school for the
reality of variation in children, and identifies relationships with family and
community as factors in quality early education (Dockett & Perry, 2007). The agency
of children as an influence on teacher practices is also increasingly taken into
consideration (Dockett & Perry, 2007; MacNaughton, Hughes & Smith, 2007).
In Australia, systemic reforms have been introduced in some states to support
more effective early years school education, as part of a wider reform movement
aimed at improving educational outcomes (Queensland Government, 2002). This
process included the introduction in Queensland of play-based non-compulsory
preparatory (kindergarten or reception) school classes as a structural or
organisational means of enhancing outcomes through smoother transition into school
as well as later entry to formal outcomes-based education (Queensland Studies
Authority QSA, 2003). Evaluation of the trial phase of this introduction indicated
unhappiness in children from culturally diverse backgrounds and a limited teacher
response to diversity (Thorpe, et al., 2004). The school version of the British Index
of Inclusion has also been introduced in Queensland to focus reform on catering
more effectively for diverse learners in a climate of teacher resistance to inclusive
policies, based in a history of specialised disability service provision (Gillies &
Carrington, 2004). The impact of these reforms on inclusive practices and children’s
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Diversity and inclusion in the early years (Paper 3) 125
outcomes in early years settings in Australia is unknown. More in-depth
investigation of the work of teachers in early years classrooms may illuminate issues
that require resolution for inclusion ideals to be realised.
This study focused on the question:
How do early years teachers respond to issues of concern for diverse learners?
1. What structural and pedagogic responses do teachers use?
2. How does child diversity influence teacher responses?
For this study, an inclusive definition of diverse learners is adopted to
encompass children from culturally and linguistically diverse or socially
marginalised backgrounds, children with diagnosed disabilities and/or gifts and
children identified by teachers as having behavioural or learning concerns. The term
kindergarten is used for the non-compulsory class before Year 1, as this is a widely-
used term.
Method
Tensions remain not only in defining diversity and inclusion, but also about
appropriate research methodologies for investigating teaching questions in early
years contexts (Ryan, Oschner & Genishi, 2001). Ryan and colleagues (2001) have
advocated methods of inquiry involving teachers themselves, to clarify the
complexities of teaching, rather than relying on traditional process-product research.
This mixed-method study incorporated teacher explanations of their responses to
offer insights into the issues influencing inclusive responses to diversity.
Participants
The study at three Australian government school sites involved 22 early years
teachers and 431 children in kindergarten, Year 1 and Year 2 classes at the end of
2004 and the commencement of 2005. The sites represented three different contexts
– suburban, regional, and city multi-cultural. All children in the target classes were
included, with the exception of two individuals for whom permission was denied.
Child ages were from four to seven years. Permission was provided by all school
principals and all early years teachers at the three sites agreed to participate. Four of
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126 Diversity and inclusion in the early years (Paper 3)
the teachers were working in kindergarten classes, ten in Year 1 classes, and eight in
Year 2 classes, and all were qualified teachers with extensive early years experience.
Measures
Key variables measured were:
1. Teacher understandings of diversity and inclusion. Semi-structured
interviews were conducted with eleven teachers in kindergarten and Year 1
to elicit their understandings of diversity and the ways in which they tried
to respond to diversity in their classrooms. Interviews were audio-taped for
transcription, although one teacher who declined interview agreed to
submit written answers to the questions. Following specific questions about
child diversity in their classroom, teachers were asked
a. What do you see as your responsibility in terms of varying the
learning environment for diverse groups of children?
b. What changes do you make to your teaching approach to cater for a
wide range of children?
c. How do you change your teaching across the day, the week, or the
year based on your experience of children or your monitoring of their
responses?
d. What support systems in your school or community assist you in
working effectively with diverse children? Are they available in the
classroom, or on a pull-out basis?
2. Child learning and adjustment: Standard child assessments measured
literacy, numeracy, physical and oral language development in
kindergarten and Year 1(n=209) and classroom engagement in
kindergarten, Year 1 and Year 2 (n=413) repeating measures from the
Preparing for School evaluation (Thorpe, et al., 2004). These child
assessments were administered by the usual classroom teachers, to avoid
the negative influence of external testing on young children. Teachers
were working within a limited time frame without additional training in
data collection, which restricted the measures to those that were brief and
easy to administer, with unambiguous directions and prepared assessment
forms.
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Diversity and inclusion in the early years (Paper 3) 127
a. Early and Emergent Literacy – A measure of concepts about print,
reading and writing developed by O’Gorman, Broughton, Lennox and
Thorpe (2003). This measure has a standard storybook in the style of
an early reader, in which the text is used as a focus for the
identification of concepts about print and reading. It also provides the
stimulus material for the writing task in which children are asked to
write about themselves. Reading is scored according to number of
words correctly read, concepts of print according to identification and
naming of letters and words, and writing according to conveying of
meaning, number of ideas expressed, complexity of usage and
concepts of print at four levels of emergent literacy behaviours.
b. General Mathematics Understanding – A 14 item measure adapted
from the Griffin and Case (1997) Number Knowledge Test measures
both number and broader mathematical understandings. The early
number individual assessment measures counting, number sense,
cardinal number, conservation and addition of small numbers. It was
supplemented with items from other strands of mathematical
knowledge (space, volume, size and shape). Children whose scores
were high were offered three supplementary items covering areas
(two-digit numbers, concrete addition and subtraction) identified as
difficult during the evaluation study (Thorpe et al., 2004).
c. Classroom Engagement - A 23 item checklist adapted from Settling
into School, which was derived from the Teacher Rating Scale of
School Adjustment (Birch & Ladd, 1997) with additional items from
the Strengths and Difficulties Questionnaire (Goodman, 1997). The
classroom engagement measure is a rating scale of children’s social
adjustment and behaviour in the school setting, which is scored by
classroom teachers on a three point scale. It is constructed around four
sub-scales – cooperative participation, independence, social
participation and hyperactivity.
d. Communication and Physical Development – An 18 item measure of
vocabulary and language complexity was developed from an upward
extension of the MacArthur Communicative Development Inventory
(Fenson,Dale, Reznick, Thal, Bates, Hartung, Pethick & Reilly,
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128 Diversity and inclusion in the early years (Paper 3)
1991). In addition, six physical development items used teacher rating
of fine and gross motor development and fitness.
3. Pedagogical practice: Non-participant observations were made in twenty-
two classrooms using the standard protocol US Assessment of Practices
in Early Elementary Classrooms APEEC (Hemmeter, Ault & Schuster,
2001), which has three subscales - physical environment, instructional
context and social context. Because there were gaps in this measure for
Australian kindergarten conditions, gross motor and diversity subscales
from the associated US Early Childhood Environment Rating Scale
ECERS Revised (Harms, Clifford & Cryer, 1998) and UK ECERS
Extension (Sylva, Siraj-Blatchford, & Taggart, 2003) were added. These
scales provide observational descriptors scaled from 1 (poor) to 7
(excellent), with a score of 3 representing minimal quality. There were
two APEEC diversity items and three ECERS diversity subscale items
related to participation of children with disabilities, socio-cultural
diversity, individualised planning, gender equity and racial equity. These
scales were selected because of their clarity of scoring, the range of items
covered, their inclusion of diversity items and their combined ability to
provide evidence in both outcomes-based and play-based classes.
Although their basis in developmentally appropriate practice was
problematic in a diversity study, there are few alternate tools relevant
across early years settings.
Classroom observation and teachers interviews were conducted by a single
researcher, with observations occurring at more than one time across the school day.
Teachers were asked to identify children in diversity groups, using both school data
and their own information about their class, and data were coded to assure privacy.
Analysis
Content analysis of teacher interviews derived themes from the patterns of
response to offer insights into teachers’ understandings of diversity and their
strategies for catering to the range of children in their classrooms. Learning
environment observational notes were used to supplement interview data.
Quantitative analyses were undertaken using scores derived from standard
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Diversity and inclusion in the early years (Paper 3) 129
observation protocols and standard child assessments in early numeracy, literacy,
classroom engagement, physical ability and language ability. The analyses
addressed two key questions: (1) What are the effects of different levels of pedagogic
practice on children’s attainment? (2) How do children in diverse groups respond to
different levels of pedagogic practice? To this end, tests of associations among
variables were explored using Pearson correlations and tests of difference between
diverse groups and others, were employed. Non-parametric tests of difference,
Kruskal-Wallis and Mann-Whitney, were used because distributions did not
approximate normality. Diversity was defined in two ways. First, difference of
ability was defined by using quartile groups to permit comparison between the
majority of the class (quartile 2 and 3) and the upper and lower outcomes groups.
This approach is consistent with interview data that suggested teachers referenced
difference normatively (for example, against an average child). Second, teacher-
defined categories of cultural and social difference, learning and behavioural
concerns and diagnosed disability were used
Results
Diversity in classrooms
Proportions of children identified by teachers as diverse learners varied from
12% to 100% per class, offering distinctly different environments for teaching. Table
9.1 shows the pattern of diversity across the sites when official school data were
used. The difference between the Non-English speaking background (NESB) and
English as Second Language (ESL) categories relates to use of ESL for support
service eligibility.
Table 9.1. Class diversity by official category and year level (n=22 classes)
Diversity Kinder (n=4) Year 1(n=10) Year 2 (n=8)
Non-English speaking background 1.75 (SD 3.5) 8.5% 4.70 (SD 5.58) 21% 2.17 (SD 3.49)
8.7%
Diagnosed disability 0.75 (SD 0.5) 3.7%
1.00 (SD 2.23) 4.6%
1.66 (SD 2.16) 6.6%
English as second language 1.50 (SD 3.38) 7.3%
3.10 (SD 3.98) 14.2%
0.33 (SD 0.51) 1.3%
Indigenous 1.25 (SD 0.96) 6.1% 1.70 (SD 2.0) 7.8% 1.33 (SD 1.30)
5.3% Other concerns (literacy & behaviour)
2.50 (SD .58) 12.2%
2.80 (SD 3.08) 12.8% 4.00 (SD 2.0) 16%
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130 Diversity and inclusion in the early years (Paper 3)
The key diversity areas nominated by teachers were disability, learning
difficulty and linguistic difference. No children with gifts were identified, 6.5% of
children were identified as having a diagnosed disability and three major cultural and
linguistic sub-groups (Maori/Pasifika 3.3%, Vietnamese 2.6% and Indigenous 5.9%)
were identified. Some teacher identification figures were much lower than
anticipated, given the official school data and state statistics. For example, teachers
identified 2.0% as having English as a second language (compared with official
figures of up to 14% in Year 2) and only 0.7% as being of low socio-economic status
background.
Question 1: Teacher Responses to Diversity
Teachers reported both structural and pedagogic adjustments to cater for
diversity, but more commonly reported and were observed to use structural
responses.
Structural responses
Grouping and Retention
Structural or organisational changes were made, particularly for diagnosed
disability and literacy concerns. Class streaming was evident at a site characterised
by high levels of diversity, with children with English as a second language grouped
in one class, and children with disabilities in another. The most common strategy in
Years 1 and 2 across all schools was ability grouping, but neither streaming nor
ability grouping was used in kindergarten. A third of the teachers nominated grade
retention as an appropriate response to children’s developmental immaturity and
2.4% of children were actually retained in grade. Multi-age classes were identified
by two teachers as being a practical response to diversity.
I’ve got 3 different levels of the reading groups, and try to give them work
where they’re at so they feel they’re achieving.
We have had a couple of children in the last couple of years who we have
actually got to repeat (kindergarten). They’ve come to Grade 1 and we’ve
asked them to repeat (kindergarten) because we’ve said to the parents they’re
socially and emotionally not ready. We can’t really do anything much with
them and they’ll end up repeating Grade 1.
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Diversity and inclusion in the early years (Paper 3) 131
Access to Support Services
All teachers commented positively on the impact in-class teaching assistance
made on outcomes but some identified limitations on consultation time and access to
specialist support as a concern. Special education teachers and aides, Reading
Recovery teachers, Indigenous and Vietnamese aides, occupational and language
therapists, guidance officers (psychologists) and teachers of English as a Second
Language were accessed, but their availability was limited to children with
diagnosed disabilities, children with little or no English or Indigenous children
(literacy only). While kindergartens did not have formal specialist staff access during
the study period, they had more general teacher aide access than Years 1 or 2 classes.
Volunteers were used to offer individual learning support, and one teaching team
offered volunteer training.
I campaign really hard for them. I get down to that special needs committee
and I start lobbying. I get whatever I can for that child
We have access to a speech pathologist but we only have a small access in
that she has very little time – only a day for the whole school.
We’ve made sure we have quite a bank of volunteers that come in. My
teaching partner, runs a volunteer programme the school has set up and
that’s done at the beginning of the year and shows them how to deal with
different children, different learning needs.
Utilisation of Support Services
The strategies for utilising support services varied, depending not only on
teacher preferences and child issues, but also on the leadership of school principals
and heads of special education within the schools. Both part-time segregation in
special education classes or English language classes and in-class segregation with a
specialist aide were used by four of the teachers, but over half the teachers used in-
class support with small groups of children or the whole class.
The guidance officer assisted in locating the student 2 days in the SEDU
(special education development unit) near our school.
The OT (occupational therapist), she also will do home programmes for
parents, and there is an aide who will work with the OT children before
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132 Diversity and inclusion in the early years (Paper 3)
school for a time, 15 minutes or whatever. She will come up and do their
exercises with the whole class.
Also I have the special ed teacher first session every day except Friday. She
is going to withdraw the ascertained (diagnosed) children. I like them to
work with all the children not just the ascertained children.
Pedagogic responses
Changes to curriculum and strategy
Interview and observational data indicated that teachers in kindergarten and
Year 1 made a number of adjustments to curriculum and strategy to cater more
effectively for the range of children, but there was less evidence of such adjustments
in Year 2. Teachers in kindergarten and Year 1 reported changes in task, variations in
teaching resources or levels of difficulty, alterations to instructional pacing and
assessment modifications. Most teachers indicated that they made provision for
varying learning styles. In three highly diverse kindergarten and Year 1 classes, the
teachers reported incorporating culturally appropriate resources and learning
experiences, additional language experiences and health care to cater more
effectively for children.
Varied learning styles … We’ve done a lot of Seven Ways and incorporated
that into the lessons – multiple intelligences.
We have a variety of learning experiences going on. We make sure that
children are not all sitting in rows in their desks all doing exactly that same
thing, because if you do you are probably not meeting the needs of
approximately 80% of your class.
First ... change your expectation… then depending on the child, you change
the pace at which you teach. The type of activity… you change the type of
activity. You can’t expect them all to come out of the sausage machine
exactly the same.
Classroom Environment Quality (APEEC and ECERS)
The quality of the classroom learning environments were sound (scores of 4 or
above on the APEEC and ECERS) but scores reduced markedly from kindergarten to
Year 2 (see Figure 9.1) Teachers reported that differences in human and material
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Diversity and inclusion in the early years (Paper 3) 133
resource provision influenced their capacity to offer optimal environments for
diverse learners.
Figure 1: Sub-scale means by class type
0.00
1.00
2.00
3.00
4.00
5.00
6.00
7.00
PE IC SC GM Div
APEEC, ECERS-R and ECERS-E Sub-Scales
Kinder
Year 1
Year 2
Figure 9.1. Subscale means by class type
Links between kindergarten and subsequent classes were found in room
accessibility (physical environment PE), monitoring of child progress, warm teacher-
child language and subject integration (instructional context IC), teaching of social
skills and participation of children with disabilities (social context SC). Contrasts
were found in resources including gross motor space and equipment (GM), and in
items emphasising individual differentiation rather than class conformity (flexibility
in transition between activities, display of individualised child products, child
decision-making, individualised planning). Teachers in Year 1 and 2 were critical of
the level of resource provision and they reported personally supplementing limited
materials or borrowing materials from kindergarten to cater for the range of children.
This may have inflated their instructional context (range of materials) scores.
Kindergarten teachers noted that they had less support service access than Year 1 and
2 teachers, but that the flexible environment facilitated responsiveness to diversity.
A (kindergarten) environment is just lovely to have these children in because
you’re teaching to their individual needs. It’s very different to a year 1
classroom, where you have a very structured curriculum.
Statistically significant associations were found between learning environment
scores and outcomes of children in kindergarten and Year 1, although most were
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134 Diversity and inclusion in the early years (Paper 3)
modest (see Table 9.2). When Year 2 classes were included, a modest negative
relationship between hyperactivity and learning environment was also found but
Year 2 classroom engagement scores should be interpreted with caution as two (out
of eight) teachers reported delaying adjustment assessment until children had settled
into Year 2.
Table 9.2. Correlation of outcomes and learning environment scores
Learning environment Physical Instruction Social G. motor Diversity
Chi
ld o
utco
mes
Reading +.051** (K) Supplementary mathematics
+.496* (K)
+.405* (K)
+.496* (K) +.187** (Yr 1) +.504* (K) +.275**(K)
+.181**(Yr 1) Hyperactivity -.172** (K-1) Manipulative skills +.253** (K)
-.210* (Yr 1)
Gross motor skills +.304* (K)
+.326* (Yr 1)
Diversity Environment (APEEC and ECERS)
Differences in catering for diversity were identified in the ECERS-E diversity
subscale and APEEC diversity items (see Table 9.3). In kindergarten classes, mean
scores for individualised planning and participation of children with disabilities were
uniformly high while in Year 1 and Year 2 mean scores for participation of children
with disabilities were sound, but means for gender and racial equity in Year 2 were
near minimal levels, indicating that teachers’ practices were less adaptive to gender
and racial diversity. Teachers in Years 1 and 2 explained that outcomes pressures
including statutory national assessment impacted on their capacity for differentiation.
When individual planning (diversity environment) quartiles were compared,
significant differences were found in children’s classroom engagement H=17.124
(df3, n=431) p<.025, literacy H=53.162 (df3, n=208), p<.005, general mathematics
H=37.239 and supplementary mathematics H= 20.095(df3, n=223), p<.005.
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Diversity and inclusion in the early years (Paper 3) 135
Table 9.3. Diversity item mean scores by class type
Diversity item Kindergarten Year 1 Year 2 ECERS individual planning 6.25 (SD 0.50) 4.80 (SD 1.14) 4.00 (SD 1.31) ECERS gender equity 4.50 (SD 1.00) 4.10 (SD 1.10) 2.88 (SD 0.64) ECERS racial equity 5.00 (SD 0.82) 4.90 (SD 1.20) 3.38 (SD 0.52) APEEC disability participation 6.50 (SD 0.58) 5.60 (SD 0.57) 5.50 (SD 0.93) APEEC diversity (social cultural) 4.75 (SD 1.50) 4.10 (SD 0.57) 4.00 (SD 0.00)
Many teachers commented that the limited access they had to appropriate
professional in-service learning about diversity impacted on their confidence in
addressing complex diversity issues. Professional development was provided only
when they made a special request or experienced a crisis situation. Only two teachers
reported pre-service professional learning directed at diversity issues and practices,
although a third teacher had undertaken further formal study in the area. All teachers
reported positively on the value of on-site advice from special education teachers,
English as Second Language teachers, therapists or cultural assistants.
All of the in-service just happens. It’s all reactive. So you find yourself in a
heap before you get the in-service.
We have a Vietnamese aide and an Aboriginal aide. It’s lovely because
culturally you can come on staff and not be aware of things that are
offensive and aren’t appropriate. It’s been really good and I’ve learnt a lot.
Collaborative relationships
Whilst teachers indicated that support relationships with specialist staff within
the school were particularly helpful, they also nominated school leadership,
consistent behaviour policies and cooperative teamwork as factors in their ability to
respond effectively. One teacher discussed contact with external community
agencies. While respect for families was observed, the APEEC family involvement
item showed marked variation (minimal score of 3 through to excellent score of 6)
and reduction in mean scores from year to year. Two teachers explained that
classroom involvement of families was restricted because some groups (for example,
Maori/Pasifika) valued community sharing of responsibility for children and this
resulted in loss of confidentiality of classroom information. Parent-teacher contact
was reported to be in the form of volunteer assistance to teachers (e.g., work in
classrooms), receipt of teacher advice (e.g. information meetings) and brief informal
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136 Diversity and inclusion in the early years (Paper 3)
contact. More extensive parent-teacher conversations about children were observed
in kindergartens.
Question 2: Impact of Diversity in Classes on Teaching
In addition to the impact of teacher provisions on children, a reciprocal
influence of classroom diversity on teachers was identified. Diversity environment
scores were highest and more diversity – appropriate changes were reported in
classrooms with very high levels of diversity.
Numbers of Diverse Learners
When diverse learners were considered as a broad group, significant positive
associations were found between total numbers of diverse learners per class and class
gross motor environment, r = +.295, physical environment r = +.236, diversity
environment r = +.209, p<.05 and social context r = +141, p<.01. Across all sites,
there was a positive association between the numbers of south-east Asian children
and the diversity environment provided r = +.139, p<.05, between the numbers of
Maori/Pasifika children and the gross motor environment r = +.142, p<.05, between
numbers of children from low socio-economic status backgrounds and both diversity
environment r = +.154, p<.05 and social context r = +.168, p<.05, and a negative
correlation between numbers of children with behavioural concerns and gross motor
environment r = -.148, p<.05. Unexpectedly, associations with instructional context
were not significant suggesting instruction approach remained more stable.
Negative associations were found between total numbers of diverse learners
per class and outcomes related to self-expression (oral communication r = -.328,
social skills r = -.262, writing r = -.204, p<.05). Expected relationships were found
between the numbers of children in diversity sub-groups and academic outcomes
(Table 9.4). However, there was no significant association between academic
outcomes and the presence of high classroom numbers of Indigenous children or
children with ‘other concerns’ (behaviour and literacy). This was an unexpected
result, but children in both these groups received literacy support services.
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Diversity and inclusion in the early years (Paper 3) 137
Table 9.4. Correlation of numbers in sub-groups and academic outcomes
Total Literacy Supp Maths Total Maths SE Asian +.248 * +.155 ** Maori/Pasifika -.177* ESL -.274* Low SES -.170** -.170 ** Disability -.176 **
Across the early years classes, teacher appeared to construct diversity as
disability, learning difficulty or lack of English, rather than the broader notions of
diverse learners (Coyne, Kame’enui, & Carnine, 2007) or learners in diverse
classrooms (Dempsey & Arthur-Kelly, 2005). There was limited evidence of
diversity conceptualisation encompassing issues such as social and cultural
background or giftedness, for which pedagogic responses rather than service
provision are indicated. Observations and teacher reports suggested a persistence of
normative referencing of children by teachers (e.g., focus on readiness and retention)
and an emphasis on deficit categorisation. Teachers’ discursive positioning was
consistent with their responses to diversity that focused on issues that attract funding
and additional human resource provision (e.g., learning support), although these
responses could also be interpreted as a pragmatic effort to address feasibility
concerns raised by Guralnick (2001). Such positioning is likely to be perpetuated by
the restriction of support services to formally-diagnosed groups (Graham 2006). This
suggests not only that teacher professional learning needs to focus on both disability
and broader issues such as giftedness and cultural diversity, but also that systemic
change is needed.
Teacher interviews offered insights into both their understandings of issues and
the pragmatic classroom concerns that impact on their inclusion practices. The focus
on internal support service access and the use of partial segregation in Years 1 and 2
suggest that teachers may still be developing strategies to utilise specialised services
in more inclusive ways in the context of limited professional learning, supporting
Mohay and Reid’s (2006) finding that teachers lacked confidence in their skills.
Utilisation strategies appeared to be framed by personal pedagogies, specialist staff
advice and school policy, but the level of teacher empowerment in these decisions
was unclear. The introduction of the school-level Index of Inclusion was intended to
reduce the focus on individual child deficits (Gillies & Carrington, 2004), so aspects
of the early years version (Booth, Ainscow, & Kingston 2006) might be effective in
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138 Diversity and inclusion in the early years (Paper 3)
assisting kindergarten and other early years teachers to reconsider their responses and
understandings. However, teachers highlighted systemic issues that need to be
addressed in the context of very complex class groups. These include the inadequacy
of support resources, limited availability of professional learning and external
outcomes pressures including statutory assessment.
Although there was an emphasis on structural responses similar to those
identified by Horne and Timmons (2007) in Canada (e.g., consultation time and
school supports), all teachers incorporated some curricular and pedagogic changes.
These changes considered content, process and output, as Tomlinson (2005)
recommended, but the systemic issues teachers in Years 1 and 2 identified above
were nominated as barriers to more differentiated classroom practices. The Early
Years Curriculum for kindergartens was intended to influence practices across the
early years (QSA, 2003) and has the potential to increase pedagogic flexibility
(Graham, 2006), but its impact appeared modest. Models of in-service professional
learning based on critical reflection, such as the action learning circles model
proposed by MacNaughton and colleagues (2007) may be relevant since they would
assist in re-framing practices in response to issues teachers identify in their own
context. Pre-service education initiatives designed to prepare teachers more
adequately for the realities of diversity in classrooms (Horn & Timmons, 2007) may
need to consider both strategies for differentiation and critical thinking about
effective contexts for early education.
Both interviews and learning environment scores indicated an overall
commitment to educational quality including diversity provisions and some
supportive links between kindergarten and subsequent classes, but declining scores
associated with increasing year levels could suggest reductions in quality of response
to diversity as children moved through the early years. The low diversity
environment scores and low scores on other individual differentiation items in Year 2
support this argument. This could affect successful transition into school, impacting
on the ongoing progress of some children (Dockett & Perry, 2007). Another
interpretation could be that the APEEC and ECERS measures were framed around
developmentally appropriate practice constructs that may not necessarily be seen as
relevant by the time children are in Year 2. Lower scores in Year 2, therefore, might
not imply poor quality, as changes may be appropriate as children move towards the
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Diversity and inclusion in the early years (Paper 3) 139
transition from early years into the middle school. The impact of learning
environment quality on outcomes offered some support to Freiberg’s (1999)
argument that schools need to establish supportive environments as protective factors
in the lives of children facing varied challenges. Use of the academic sub-scales of
the ECERS-E and R would have indicated curricular quality as another important
influencing factor in kindergartens, but the content would require modification for
Australian contexts and a similar measure for later early years classes was not
identified. The study highlighted the need for a single early years learning
environment measure applicable to both play-based and outcomes-based contexts
that accounts for varied diversity issues.
Some changes teachers made to the learning environment were associated with
pressures from high numbers of diverse learners. This may demonstrate teachers’ self
- evaluation of their teaching or may indicate an influence of child agency in framing
teacher responses as indicated by MacNaughton, and colleagues (2007). The low
saliency of cultural concerns in less diverse classrooms suggests that teachers
prioritise issues, or that inclusion focuses more on disability in those schools. This is
important in the light of Australian evidence linking academic learning and
children’s lifeworlds in Indigenous children (Frigo & Adams, 2002) and children
from socially diverse backgrounds (Comber & Kamler, 2004). More extensive
family and community involvement might have supported deeper understandings of
children and development of more effective and culturally relevant teaching
interactions as argued by Siraj-Blatchford (2006) and Dockett and Perry (2007). The
recent emphasis in inclusive early education on family empowerment (Guralnick,
2001) represents a different construction of family-school relationships from those
that teachers considered appropriate in their settings. Negotiation of power
relationships and collaborative resolution of differences in cultural understanding of
confidentiality required further consideration. Teachers identified the positive role of
cultural teaching assistants in guiding their understandings, which suggests they
might be a valuable link between schools, families and communities.
Limitations
While the small number of investigation sites influenced the broader
application of the study, it offered opportunities to collect in-depth data that
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140 Diversity and inclusion in the early years (Paper 3)
facilitated analysis of the complexities of diversity issues. Data skewing suggested
the likelihood of a ceiling effect in the mathematics, physical development and oral
communication measures. Had parents been included in the study and asked to
nominate their child’s diversity characteristics, contrasting evidence may have
pointed to additional matters to be addressed if inclusive policies are to be fully
realised. Indeed, obtaining evidence about diverse learning from parents, children
and other staff would enable deeper consideration of inclusion in practice.
Conclusion
Evidence in this study revealed understandings of diversity that appeared to be
framed by support service categories and the history of specialised service provision
for children with diagnosed disabilities. These understandings illustrate the
challenges that exist when diversity models are re-conceptualised and policy is
changed to reflect contemporary research. Application to classroom practice takes
time. Teachers need access to professional learning relevant to common concerns
and contemporary approaches in complex early years classrooms. The limited access
to pre-service and in-service professional learning programmes reported by early
years teachers indicates a potential avenue for future development in responses to
diversity.
Access to support services, availability of teaching resources and outcomes
pressures, as well as limited professional learning about diversity, influenced efforts
by early years teachers to modify the learning environment and respond more
effectively to the learning rights of diverse learners. Addressing structural issues,
systemic pressures and policy frameworks that inhibit responsive practice cannot be
underestimated. However, evidence of the impact of differentiation of pedagogical
practice for diverse learners highlights pedagogic change as a key priority for
effective responses to diversity. The challenge of different cultural perspectives was
highlighted with respect to family involvement, and further investigation of effective
relationships with families of young children is needed.
Inclusion, Transition and Pedagogy 141
CHAPTER 10: INCLUSION, TRANSITION AND PEDAGOGY
Contemporary conceptualisations of transition are not yet well supported by
research evidence that can guide effective practice. Further, the recent emergence of
the constructs of diverse learners and deep inclusion has exposed a gap in the early
childhood research literature. While there are plentiful data on specific sub-groups
such as children with disabilities, there is an absence of material that attends to the
teacher’s task of planning for, and responding to the range of diverse learners in their
classrooms. The intersection of the emerging constructs of transition and inclusion
are not yet well attended by evidence from a shared literature identifying areas of
commonality or interaction. There has been some shared focus on structural changes
such as new curricula (QSA, 2003), but very limited attention has been given to
enactment of inclusive pedagogies in early years classrooms, and their application to
transition processes.
If teachers’ conceptualisations of school entry are to move beyond children’s
readiness and structural provisions, evidence is required of effective transition
pedagogies linking high quality learning environments across settings while
attending to inclusion and addressing feasibility concerns (Guralnick, 2001). The
lack of a body of literature that links pedagogies of inclusion to pedagogies of
transition offers a challenge in defining conceptual links. Links between the separate
bodies of literature need to be clarified if pedagogies of transition supportive of a
broader diversity of school entrants are to be investigated.
Paper 4 -- Pedagogies of inclusive transition, seeks to both integrate the two
bodies of literature on inclusion and transition, and to investigate the pedagogic
practices of experienced, qualified early years teachers engaged in working with a
range of children during transition to school.
Challenges Addressed by Paper 4
Paper 4 reports empirical evidence on transition and inclusion, with a specific
focus on pedagogies in early years classrooms from Preparatory to Year 2. Its initial
role of drawing together disparate bodies of literature to establish shared conceptual
ground proved to be the most complex challenge of the thesis.
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142 Inclusion, Transition and Pedagogy
Transitions, diversity and inclusion in early childhood
The multiple meanings for transition, inclusion and the broader construct of
diverse learners defined in papers 1 and 2 indicate the potential for confusion or
dispute amongst teachers as to the most effective responses to a range of children
entering school. The varied notions of transition to school and the web of ages,
contexts, curricula and issues involved even within a limited geographic region such
as Australia, make analysis of transition issues complex. Early childhood literature
continues to focus on sub-groups of diverse learners, either because of the
complexity of researching broader groupings, or lack of awareness of recent
constructs, or because of professional specialisations in specific sub-groups.
However, the recent broader construct of diversity (Carrington, 2007), or learners in
diverse classrooms (Dempsey & Arthur-Kelly, 2007), is being investigated in
Australian school education.
The intersection of the emerging construct of transition with contemporary
views on diversity and inclusion presented an initial challenge in development of
paper 4. Conceptual links can be established between the two in terms of the key
ideas (Figure 10.1). However, empirical evidence in early years contexts, is scant,
offering teachers limited guidance regarding effective approaches. Evidence across
the early years, such as that reported in paper 4, is needed to link approaches and
provide examples of effective transition processes for the broader grouping of
diverse learners.
Inclusion Transition Surface inclusion, mainstreaming and assimilation
Readiness for school
Second level inclusion, integration and cultural tokenism
Preparedness and teacher practices supporting a single change event
Deep inclusion, belonging and cultural competence
Continuity, multi-layer, and relationships
Personalisation and system reform Resilience and transition capital Figure 10.1. Intersection of inclusion and transition of key ideas
Emerging attention to pedagogies in the early years
Attention in early education has focused on class structures, curricular models
and standardised evaluation frameworks as a mechanism for enhancing quality (Ryan
& Goffin, 2008). For example, in the Queensland preparatory classes, Early Years
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Inclusion, Transition and Pedagogy 143
Curriculum Guidelines and an early learning assessment framework linked to the key
learning areas of the school syllabus have been developed to guide teachers
(Queensland Studies Authority, 2006). However, the central role of teachers in
enacting specified ideals has been overlooked (Ryan & Goffin, 2008). Inattention to
pedagogical interactions that form the basis of everyday enactment of curricula in
classrooms has been criticised by Pollard (2001) in school settings and Grieshaber
(2008) in ECEC settings. They argue that pedagogy is pivotal in complex
contemporary educational environments, particularly those centred on socio-cultural
approaches. Grieshaber (2008) asserts that teachers need a repertoire of pedagogical
approaches on which they can draw in making skilful professional decisions to suit
specific learning situations.
The quality of pedagogy in both preschool education (Sammons, et al., 2004),
and in the primary school (Sammons, et al., 2008) has been identified recently as a
key influence on children’s progress. Such quality has been characterised by focused
interactive teaching (Thorpe, et al., 2004), sustained shared thinking (Sammons, et
al., 2004), a positive classroom climate and supportive feedback (Sammons, et al,
2008). Exploration of these concepts in school education reforms such as Productive
Pedagogies (Luke, Ladwig, Lingard, Hayes & Mills, 1999) and in social-
constructivist reforms in ECEC (Fleer, Jane & Hardy, 2007) offers opportunities to
link pedagogies before and in schools, but evidence of their application is required.
In paper 4, evidence of pedagogies and links from experienced teachers in both play-
based and subject-based early years settings in an Australian context is discussed.
Changes in pedagogies across transition to school
Enactment of understandings of quality practice by early childhood teachers is
guided by varied theoretical perspectives, from traditional behaviourist or
maturationist theories through to more recent perspectives based on social-
constructivist, ecological and critical theories (Raban, Nolan, Waniganayake, Ure,
Deans & Brown, 2005). The multiple meanings contained, therefore, by common
terms such as play-based learning and constructivist teaching, and the varied teacher
enactments in ECEC prior-to-school settings and in primary schools add to the
challenges of examining and linking pedagogies across preparatory and early years
classes. Play has been identified as a key pedagogical tool across early childhood
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144 Inclusion, Transition and Pedagogy
settings in which constructivist or social-constructivist approaches are used (Dockett
& Fleer, 1999). However, play varies in its level of spontaneity, its contexts and
themes, the purposes it serves, the locus of control (child, adult or both) and the
degree and style of teacher mediation. Play as a pedagogical tool may draw together
elements of both child-controlled and teacher-controlled learning, although the
balance between the two shifts, dependent upon the pedagogical approach teachers
adopt (Dockett & Fleer, 1999)
The shift between pedagogies based on play or on subject outcomes represents
a potential source of discontinuity for children during transition into school
(Petriwskyj, 2005a). However, the assumption that transition to school will mean an
abrupt change from individualised play-based pedagogies to whole class didactic
pedagogies may be unfounded. Although spontaneous play in primary school appears
confined largely to the playground or kindergarten/preparatory classes, Dockett and
Fleer (1999) found that teachers in early years classes incorporated developmental or
instructional play to support active learning whilst meeting curriculum outcomes. In
the Preparing for School evaluation in Queensland (Thorpe, et al., 2004), preparatory
teachers reported significantly less teacher-directed and more child-initiated
individual activity than teachers in Year 1, but Year 1 pedagogies incorporated small
group learning rather than being dominated by whole class teacher directed work.
Closer investigation of links between pedagogies presented in Paper 4 aimed to
provide more detailed evidence of effective ways to reduce the challenge of sharp
discontinuity.
Pedagogies of inclusion and transition
Strategies for improving inclusion was initially centred on structural
adjustments such as placement or access, curriculum revision and school re-
organisation, but recently attention has turned to critical evaluation of attitudes and
responses (Nind, et al., 2003). Recent attention to the impact of the role of teachers in
facilitating successful transition and inclusion has been based on the recognition of
potential gaps between policy or curricula and their enactment in classrooms.
Pedagogies of inclusion have been framed by an emphasis on differentiation,
transformation, connection (Corbett & Norwich, 2005), on dynamic responses (Nind,
2005), or on more extensive educational reform (Kincheloe, 2004). Simple responses
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Inclusion, Transition and Pedagogy 145
to diversity such as differentiation for ability groups or individuals and more
dynamic responses such as process-based teaching cater for differences in current
child performance, but leave assumptions about typical teaching practices and
normative abilities unchallenged. Alternate approaches, such as child-organised
learning, interactive teaching (Nind, et al., 2003), connective teaching (Corbett,
2001), transformative and critical pedagogies (Nind, 2003: Giroux, 2003) attend to
the co-agency of teachers and children, but vary in their focus on children,
connection of experiences, relationships or educational reform.
Differences between transition pedagogies can also be identified in their
emphasis on changes to typical teaching practices (Pianta & Kraft-Sayre, 2003),
continuity of children’s experience (Brostrom, 2002), relationships (Niesel &
Griebel, 2007) or more extensive change involving multiple layers and stakeholders
(Dunlop, 2007). They also vary in their emphasis on the characteristics of children,
the role of schools and teachers or on the shared responsibilities of stakeholders. The
ways in which transition and inclusion pedagogies link in practice is explored in
Australian early years classes from Preparatory to Year 2 in paper 4.
Development of Paper 4
Paper 4 -- Pedagogies of inclusive transition, required initial analysis of the
literature on pedagogies of inclusion and pedagogies of transition, to define common
theoretical frames of reference or common conceptual themes. The analysis of
pedagogic positions and themes used three frames – image of the child, theory frame
underpinning pedagogy, and emphasis in educational strategies. The themes derived
from the initial analysis of these positions were refined further once empirical data
were considered in relation to the themes. This resulted in one category (interaction)
being sub-divided into two themes or categories (continuity and relationship). Paper
4 linked these categories, derived predominantly from literature on pedagogies of
inclusion, to pedagogies of transition to school (Figure 10.2). The shared constructs
were then used for deriving meaning from the empirical evidence from teachers.
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146 Inclusion, Transition and Pedagogy
Pedagogies of inclusion and transition Optimisation and compensation – remediation, readiness Variation of typical practices – differentiation, orientation practices Connectedness and continuity – lifeworld connection, program continuity Relationships and communication - support, interactions Educational reform – transformative social action, enhancing transition capital Figure 10.2. Pedagogies of inclusion and transition
This evidence was considered from three perspectives, or using three lenses –
response to diverse learners, stakeholder interactions, and interaction with internal
and external school contexts - to reflect the different issues arising from these aspects
of transition (Niesel & Griebel, 2007) and inclusion (McWilliam, de Kruif & Zulli,
2002). Critical reflection on the outcomes of analysis highlighted issues of school
power-dynamics (Kincheloe, 2004) that may unintentionally be silencing some
voices such as those of minority group families (Giroux, 2003).
The journal selected for this paper is directed towards a readership including
practitioners as well as academics, administrators and policy-makers, who might
value detailed evidence about pedagogies in a range of early years school settings. Its
focus is early intervention, incorporating varied aspects of diversity and focusing on
children in the age range birth to eight years. The content of this paper contributes to
a book chapter on critical perspectives on transition with Professor Sue Grieshaber in
a text edited by Jalongo, to be published in 2010.
Development of an Initial Conceptualisation of Inclusive Transition
The ecological and dynamic ecological models of transition to school do not
incorporate consideration of inclusion, nor do they capture trajectory. The initial
conceptualisation or image generated for this study illustrates a framing of inclusive
transition that also represents trajectory. It organises approaches to inclusion and
transition in the order of their emergence, and of their apparent complexity and
sophistication. The conceptualisation is presented in Figure 10.3. This initial
conceptualisation is evaluated against the empirical evidence presented in Papers 4
and 5. A re-conceptualisation that takes empirical evidence into account is then
presented in Chapter 14.
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Inclusion, Transition and Pedagogy 147
Figure 10.3. Conceptualisation of relationship of inclusion and transition approaches
DIVERSITY APPROACH
Relationship
Multi-layer
Continuity
Transition practices
Readiness
Preparation for change event
Segregation
Mainstreaming
Integration
Inclusion
System reform
TRANSITION APPROACH
Pedagogies of Inclusive Transition to School (Paper 4) 149
CHAPTER 11: PEDAGOGIES OF INCLUSIVE TRANSITION TO SCHOOL (PAPER 4)
Petriwskyj, A.
Journal of Early Intervention (submitted)
Abstract
Teachers in inclusive early education classrooms face competing pressures that
are highlighted as children transition from play-based settings into formal school.
Their challenge is to engage in pedagogical practice that caters for the complex range
of school entrants. Yet, the existing literature reports on transition challenges for
separate groups of children, rather than on shared needs or processes within diverse
class populations. This study addressed this gap by investigating practices that
supported transition in three Australian schools in which the populations represented
different types of pedagogic challenge. Four categories of approach to inclusive
transition were identified from a synthesis of the literature. Results from the study
indicated that teachers adopted a range of approaches framed by the visibility of
learner diversity, by classroom and whole-school context, and by the teachers’
professional transition in enacting changing policies. The results suggest that
competing demands are balanced in dynamic and contextually-framed ways.
Keywords: Context, diversity, inclusion, pedagogies, transition
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150 Pedagogies of Inclusive Transition to School (Paper 4)
Introduction
Teachers in inclusive early education settings confront competing demands of
meeting educational outcome standards and catering for individual learning patterns
in children. They face the dilemma of balancing demands for socially appropriate
behaviours in a school setting with the need to engender a sense of belonging. This
requires sensitivity to individuals and their family backgrounds. This tension is
particularly evident as children transition from child-focused early education and
care (ECEC) settings into school settings facing formal accountability pressures. The
development of inclusion policies has shifted attention from a focus on normative
constructions of children’s readiness for school to one which is focused on schools’
provision for diversity and practices to facilitate transition for a broad range of
children (Graue, 2006). This paper identifies shared approaches to inclusion and
transition in recent professional literature, and reports on an investigation of such
approaches in three schools in Queensland, Australia.
Current conceptualisations of transition to school in the extant literature vary
with regard to the time period defined as transitional, the degree of focus they place
on structural or pedagogic factors, and the level of emphasis on specific diversity
categories compared with the broad range of abilities and cultures (Dockett & Perry,
2007; Dunlop, 2007; Neuman, 2001). Such a fragmented approach presents a
challenge to teachers who must consider both normative outcome demands and the
needs of individual children. In the USA and Australia, research about transition
reports mainly on kindergarten entry, on structural solutions such as raised age of
entry, and on the challenges of specific groups such as children with disabilities,
gifted children and children from culturally diverse backgrounds (Porter, 2005;
Petriwskyj, Thorpe & Tayler, 2005; Raban & Ure, 2000). However, kindergarten has
been utilised in Australia both as a means of acceleration or retention of children
with non-normative progress, and as a pedagogic opportunity to address individual
patterns of development (Thorpe, et al., 2004). International attention has also been
given to the pedagogic changes associated with the transition from kindergarten into
first grade, including the role of schools in meeting children’s varied needs (La Paro,
Pianta & Cox, 2000; Sink, Edwards, & Weir, 2007). Further evidence is required of
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Pedagogies of Inclusive Transition to School (Paper 4) 151
transition pedagogies that attend broadly to diversity rather than to separate groups,
and that extend beyond initial entry to kindergarten. This paper addresses this gap.
Extant literature reports separately on pedagogies of inclusion and of transition,
and on early childhood education and care (ECEC) and school contexts. Yet, if
transition practices are to be inclusive, they must cater effectively for the complexity
and diversity of school entrants. This paper examines the pedagogic links between
transition and inclusion, in order to identify more effective ways of addressing school
transition for a range of diverse learners. Analysis of the literature on pedagogies of
inclusion and of transition indicates four shared approaches that frame practice - (1)
variation to teaching practices, (2) continuity (3) relationships and (4) pedagogic
reform. These are framed by differing assumptions and attention to diversity groups.
In the current paper these themes guide analysis of teacher and school pedagogical
practice, and are now discussed.
Variation to teaching practices
Variations to typical classroom practice indicate recognition of diverse ability,
constructed as deficit or divergence from the norm. Both differentiated programs and
preparatory transition practices support school orientation and subsequent
achievement for children with disabilities, gifted children and children deemed to be
at risk (Braggett & Bailey, 2005; Carrington, 2007; Pianta & Kraft-Sayre, 2003;
Podmore, Sauvao, & Mapa, 2003). Transition for gifted children and children with
limited English or disabilities may also involve a process of categorisation to access
modifications to standard provisions, despite criticism of such categorisation as
stigmatising difference (Braggett & Bailey, 2005; Foreman, 2008).
Continuity of pedagogy
Continuity approaches attend to culture and ability and are framed by
constructions of children and families as resourceful contributors. These approaches
consider both home-school consistency and graduated change as children move
between ECEC and school programs. Continuity between home and school reduces
the alienation that children from culturally diverse backgrounds may feel in school,
as it values their cultural resources and family contribution (Comber & Kamler,
2004; Corbett, 2001; Espinosa, 2005). Graduated change between programs has been
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152 Pedagogies of Inclusive Transition to School (Paper 4)
addressed through increased formality in ECEC, incorporation of play pedagogies in
school or interactive experiential pedagogies across the early years (Brostrom, 2005;
Neuman, 2001; Thorpe, et al., 2004). While some dissonance can positively
challenge children as they move between settings, extreme discontinuity has been
found to have a negative impact on children from social and cultural minorities,
gifted children and children with disabilities (Braggett & Bailey, 2005; Gregory,
1997; Raban & Ure, 2000; Reitveld, 2008).
Relationship-based pedagogies
Pedagogies based on relationships have been identified as both inclusive and
effective for transition (Niesel & Griebel, 2007; Nind, 2005). These relationships
may include peer friendships, teacher-child relationships, family-school and
community-school partnerships (Brady & Kennedy, 2003; Dockett & Perry, 2007;
Ledger, Smith, & Rich, 2000). Children experiencing stress may be supported
through relationship based pedagogies that include familiarisation with teachers, peer
support, social learning programs and protection from bullying (Briggs & Potter,
1999; Cahill & Freeman, 2007). While earlier relationship-based approaches reflect
assumptions of risk resulting in a focus on addressing vulnerability, more recent
approaches indicate recognition of competence in children and families and a focus
on partnership (Briggs & Potter, 1999; Cahill & Freeman, 2007). Regardless of the
risk or competence frame, children who have effective relational support are more
likely to transition well (Thorpe, et al., 2004).
Pedagogic reform
Critical re-evaluation of deficit or vulnerability assumptions, and an awareness
of disability, risk and cultural diversity as social constructions have exposed
inadequacies in accepted approaches and prompted pedagogic reform (Nind, 2005).
A narrow focus on specific groups has been criticised for encouraging isolated
multiple additions to practice (Bartolome, 2003). Pedagogic reform, in contrast,
involves a more pro-active and wholistic approach. Inclusion reform approaches
include multi-modal, universal design and productive pedagogies. These attend to
power inequalities, support positive recognition of difference and promote broader
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Pedagogies of Inclusive Transition to School (Paper 4) 153
reform considering all children (Allan, 2003; Brady & Kennedy, 2003; Nind, 2005;
Sheets, 2005; Van Kraayenoord, 2007).
Reform of transition processes to incorporate attention to child agency and
transition capital, based on assumptions of the participation rights and competence of
children and families, has been suggested as a positive way of attending to diversity
across school entry (Dunlop, 2007). However, evidence is required of
implementation of transition reforms that attend to diversity and represent deeper
attitudinal changes. This study investigating pedagogies through listening to
teachers’ explanations, may illuminate effective pedagogies, contextual influences or
areas for critical reflection (Ryan, Oschner & Genishi, 2001).
The Study
The study aimed to identify the approaches that teachers considered effective
for diverse learners during transition across school entry and the first years of school,
and to examine the influences on their practice. Pedagogy was investigated in
Kindergarten, Year 1 and Year 2 at three Australian schools in which the populations
presented different types of challenge for inclusive practice across the school
transition. The study questioned teachers about diversity and transition, and
examined within-site associations between diversity and pedagogy. Pedagogy was
examined at 3 levels: learning environments, inclusion and transition. Results were
considered in relation to the 4 inclusive transition approaches identified in the
literature - varied practices, continuity, relationship, and reform - as well as
traditional readiness.
The questions framing this study were:
• How does learner diversity influence pedagogy for inclusive transition?
• How do teachers enact inclusion from Kindergarten through to Year 2?
• How do teachers support transition to school for the diversity of learners?
• How do teachers balance competing demands of adjusting for individuals
and meeting external expectations?
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154 Pedagogies of Inclusive Transition to School (Paper 4)
Method
Study sites
Three government school sites in Queensland, Australia were the focus of this
study. These schools contained co-located, non-compulsory, full-time Kindergarten
classes which were all on government school sites. The schools were sampled on the
basis of location and socio-cultural characteristics of the population, to represent
typical school sites in urban and regional areas. The sites represented varied
challenges in terms of complexity and diversity in their populations and the school
environment. However, all teachers were degree-qualified and experienced, and had
access to a range of specialist support services. The Kindergartens followed a
focused play-based curriculum, while the Years 1 and 2 curriculum was based on
subject outcomes.
Classroom learner diversity
Because school data on categories of learner diversity were limited to those
supported by government funding, broader categories including cultural and social
diversity, Indigenous background, giftedness, learning and behavioural issues were
presented to all teachers, who identified children in their class who fit criteria for
these categories. Children could be identified in more than one category. The
cultural and linguistic categories were those most commonly present in Queensland
schools – Indigenous, Maori-Pasifika and South-East Asian, predominantly
Vietnamese (Australian Bureau of Statistics, 2006). These diversity data were coded
to assure privacy and aggregated by year level and site.
Pedagogic practices K-2
Non-participant observations were made in twenty-two classrooms to identify
patterns of pedagogic provision across Kindergarten, Year 1 and Year 2.
Observations were based on the standard protocol US Assessment of Practices in
Early Elementary Classrooms APEEC (Hemmeter, Ault & Schuster, 2001) that has
physical environment, social context and instructional environment sub-scales.
Because there were gaps in this measure for purposes of this study, gross motor and
diversity subscales from the associated US Early Childhood Environment Rating
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Pedagogies of Inclusive Transition to School (Paper 4) 155
Scale ECERS Revised (Harms, Clifford & Cryer, 1998) and UK ECERS Extension
(Sylva, Siraj-Blatchford, & Taggart, 2003) were added. These measures, while not
developed on Australian classrooms, have been used internationally and shown to
have strong predictive value in terms of later child outcomes and have been
previously used in Australian settings (Bowes, Wise, Harrison, Sanson, Ungerer,
Watson & Simpson, 2004). These scales had uniform scaling and were selected for
their clarity of scoring, incorporation of diversity items and relevance to both
subject-based and play-based classes. A single researcher made observations at more
than one time period (4 hours per classroom) against descriptors scaled from 1 (poor)
to 7 (excellent), with a score of 5 representing sound practice.
Teacher explanations of pedagogies
Semi-structured individual interviews were conducted with teachers (n=11)
from each class in Kindergarten and Year 1 to elicit their understandings of diversity
and transition, and explanations of their pedagogies. Interviews were audio-taped and
transcribed. Teachers were asked the following:-
1. What changes do you make to your teaching approach or learning
environment to cater for a wide range of children?
2. What support systems in your school or community assist you in working
with diverse children? How are they provided?
3. How do you assist varied children to transition to school?
4. What do you hope other people will contribute to transition processes and
what communication do you use with these people?
Content analysis of teacher interviews derived themes that were organised into
patterns of pedagogic practice at each site. Learning environment observational notes
were used to supplement analysis of interview data. This analysis offered insights
into teachers’ understandings of diversity and transition and influences on classroom
pedagogies. Transition approaches reported by teachers in interviews were
categorised using the approaches identified in the literature (readiness, changed
practices, continuity, relationship or pedagogic reform) and were numerically coded
according to the emphasis teachers placed on their value. Where teacher interviews
made brief reference (i.e., mentioned once) to an approach a score of 1 was allocated,
where a strategy was afforded extensive discussion (i.e., explained in detail) a score
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156 Pedagogies of Inclusive Transition to School (Paper 4)
of 2 was allocated, and where a particular approach was criticised negative codes of
1 or 2 were assigned using the same strategy as for those positively allocated. Both
coded data and learning environment observational scores were analysed using
descriptive statistics to identify means at year levels within each site. Data from the
three sites are presented separately as case studies to highlight the place of contextual
factors such as school policy, class composition, and shared pedagogical approaches
on practices. The schools represented different environments, had different types and
levels of learner diversity, and encouraged different pedagogical approaches.
Results
Site 1 regional school
School context. This school, serving a regional town and rural community, had
a stable group of local-resident teachers and large class groups (over 25) that
included children of an itinerant rural labour force. The principal had instigated
reforms, including multi-age and multi-modal teaching and a whole-school social
learning program. The Kindergarten teachers were qualified in early childhood
education and one also held special education qualifications. The regional location of
the school imposed some limitations on access to in-service professional education.
The teachers reported having had no training in cultural diversity although they had
attended short in-service seminars on multi-modal learning and disability.
Diversity context. Across K-2 at this school, mean teacher-identified class
diversity was low (24%). However, there were differences in categories identified at
each year level, as shown in Table 11.1. Kindergarten teachers reported the presence
of additional cultural and linguistic groups and high numbers of children from low
socio-economic status backgrounds, although this was not reported in other grades,
indicating differing awareness of family circumstances as children moved into and
through school. Year 1 teachers reported low diversity levels and their nominations
comprised mainly official categories recognised for allocation of additional support.
Year 2 teachers identified more children with learning or behavioural difficulties as
support services were increasingly directed towards meeting statutory assessment
pressures.
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Pedagogies of Inclusive Transition to School (Paper 4) 157
Table 11.1. Year level learner diversity at Regional School (R), Suburban School (S), and Multicultural School (M)
Kindergarten Year 1 Year 2 School
R School S
School M
School R
School S
School M
School R
School S
School M
School support data Indigenous literacy n.a. n.a. n.a. 6% 5% 11% 6% 4% 4%
Disability 2% 5% 5% 3% 4% 12% 4% 4% 4% Learning support n.a. n.a. n.a. 4% 12% 21% 10% 24% 20%
English as 2nd lang. n.a. n.a. 25% n.a. n.a. 32% n.a. n.a. 4%
Teacher-identified diversity data Indigenous 7% 0 5% 6% 3% 12% 6% 6% 8% Asian 2% 5% 30% 0 3% 35% 0 6% 32% Maori/Pasifika 2% 0 15% 0 8% 15% 2% 10% 20% Limited English 0 5% 25% 2% 2% 33% 0 4% 32%
Low SES 30% 0 35% 0 10% 28% 10% 6% 12% Disability 2% 5% 5% 3% 10% 8% 2% 4% 4% Gifted 0 0 0 0 0 0 0 0 0 Learning or behaviour 18% 10% 30% 12% 17% 23% 40% 38% 20%
Total 42% 22% 82% 14% 45% 87% 46% 64% 96%
Learning environments. Scores were assessed using standard measures across
the rating 1 (poor) to 7 (excellent). Regional School maintained sound instructional
environment quality (APEEC mean 5.14, SD 0.89) and all teachers reported offering
support for children with learning difficulties. Consistent attention to relationships
was identified in sound teacher-child language scores (APEEC mean 5.17, SD 1.16)
and good scores for support of children’s social skills (APEEC mean 5.83, SD 0.75)
that included weekly multi-age social learning classes and a peer buddy program.
However, Figure 11.1 shows pedagogic discontinuity K-1 across all sub-scales.
Teacher reports indicated a shift from individualised interactive play in Kindergarten
to structured ability-group learning and whole class didactic teaching in Years 1 and
2. Some exploration of continuity was apparent in multi-modal activities in Year 1
and increasing teacher-direction of the Kindergarten program as the year progressed.
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158 Pedagogies of Inclusive Transition to School (Paper 4)
Learning Environment Year Level Mean Scores at Regional School
0.00
1.00
2.00
3.00
4.00
5.00
6.00
7.00
physical instr. social g.motor diversity
APEEC and ECERS Learning Environment Subscales
Mean
Sco
res
KinderYear 1Year 2
Figure 11.1. APEEC and ECERS Environments K-2 at Regional School
Inclusive practices. In Kindergarten, high quality provision for disability
(APEEC mean 6.5, SD 0.43) was evident in ground floor locations, large floor space
and extensive materials rather than in support service access. Practices in
Kindergarten also incorporated family involvement and individualised planning.
Disability provisions in Years 1 and 2 were constrained by more limited room access
(APEEC mean 4.74, SD 0.82) and teaching materials (APEEC mean 4.55, SD 0.58).
No specific provision was identified for itinerant children and limited provision was
noted for gender equity (ECERS mean 3.5, SD1.3), racial equity (ECERS mean 3.6,
SD1.19) and social diversity (ECERS mean 3.7, SD1.06) (Figure 11.2).
Diversity Environment Year Level Item Mean Scores at Regional School
01234567
family
inv.
disa
bilities
socia
l div
individ
ual
gend
er
racia
l eq.
APEEC and ECERS Diversity items
Mean
Year
Level
Sco
res kinder
year 1year 2
Figure 11.2. Diversity environment item means K-2 at Regional School
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Pedagogies of Inclusive Transition to School (Paper 4) 159
In accordance with school policy, speech and occupational therapy was
reportedly offered to whole classes in Year 1 and 2. However, specialist teachers
were observed withdrawing children from class for individual assistance, indicating
tensions between practices and the defined school policy.
Transition approaches. While children’s Kindergarten commencement was
reported to be gradual and involve family support, all teachers’ conceptualisation of
transition to school focused on the changes involved in transitioning from
Kindergarten to Year 1. School practices emphasised children’s preparation for Year
1 and supportive relationships (Figure 11.3). Further, teachers identified grade
retention as a solution to lack of readiness.
Mean Transition Scores K-1 at Regional School (Range 0-4)
0
0.5
1
1.5
2
2.5
read
ines
s
prac
tices
cont
inuity
relatio
nship
refo
rm
Reported Teacher Approaches
Mean
co
ded
in
terv
iew
sco
res
KinderYear 1
Figure 11.3. Transition approaches K-1 at Regional School
Kindergarten teachers reported transferring child records at the end of the year,
although separate class timetables were identified as a barrier to consultation with
Year 1 teachers. Transition processes were based on expectations of stability in both
staffing and child enrolment. To prepare children for Year 1 entry, the school offered
an orientation program towards the end of the year, including having the
Kindergarten children share a playground with older children, take part in specialist
subject classes (e.g., music), and visit the Year 1 classrooms.
In summary, at Regional School
• The lower visibility of diversity and complexity indicated that this was
not as salient a problem as meeting statutory assessment expectations.
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160 Pedagogies of Inclusive Transition to School (Paper 4)
• Transition focused on child readiness, preparatory practices, and support
relationships within the school.
• Tension between reform initiatives and classroom practice meant that
policies were not uniformly enacted.
• Adjustment and attainment were prioritised over provision for diversity,
rather than being seen as shared and linked priorities.
Site 2 suburban school
School context. The Suburban School served an urban population characterised
by a broad range of economic, social and cultural diversity. Classes were small K-1
(up to 20), but larger by Year 2 (up to 25). Most early elementary teachers had been
at the school for several years and held specific qualifications for early childhood or
early elementary education. The deputy principal also had extensive early elementary
teaching experience.
Diversity context. Across K-2, mean teacher-identified diversity was moderate
(38%). This school enrolled children from a range of diversity groups including
children in foster care. Teacher-identified learning or behaviour difficulties increased
markedly from Kindergarten to Year 2 (Table 11.1), as children’s academic progress
was assessed and increasing pressure to improve academic outcomes was placed on
teachers. Statutory assessment was nominated by teachers as a constraint.
Learning environments. Consistency in learning environment sub-scale means
K-2 is shown in Figure 11.4. In addition, continuity within the teaching day was
rated as high (APEEC horizontal transition item mean 6.54, SD 0.71) with consistent
provision for flexible change between learning activities. Teacher report and further
observation indicated that the Kindergarten program included whole class direct
instruction and specialist subject lessons as well as discovery play. In Years 1 and 2,
gradually increasing whole class direct instruction was observed and reported in
addition to small group experiential learning incorporating arts, dramatic play and
perceptual motor activity. Further continuity was reported beyond Year 2.
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Pedagogies of Inclusive Transition to School (Paper 4) 161
Learning Environment Year Level Mean Scores at Suburban School
0.00
1.00
2.00
3.00
4.00
5.00
6.00
7.00
physical instr. social g.motor diversity
APEEC and ECERS Learning Environment Subscales
Mean
Sco
res
KinderYear 1Year 2
Figure 11.4. APEEC and ECERS environments K-2 at Suburban School
Inclusive practices. Attention to diverse abilities was evidenced in uniformly
good scores for participation of children with disabilities (APEEC mean 5.88, SD
0.35) and in observed and reported provision for learning difficulties. While
awareness of socio-cultural variation was evident (Table 11.1), limited observations
of connection to children’s cultural backgrounds were recorded, and scores for
gender equity and racial equity were modest (ECERS means of 4.1 and 4.2) (Figure
11.5).
Diversity Environment Year Level Item Mean Scores at Suburban School
0.01.02.03.04.05.06.07.0
family
inv.
disa
bilities
socia
l div
individ
ual
gend
er
racia
l eq.
APEEC and ECERS Items
Mean
Year
Level
Sco
res
kinderyear 1year 2
Figure 11.5. Diversity environment item means K-2 at Suburban School
Teachers reported that the Kindergarten had access to support services only for
children with diagnosed disabilities. In Years 1 and 2, support provisions for
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162 Pedagogies of Inclusive Transition to School (Paper 4)
disabilities and learning difficulties included in-class assistance, ability group
differentiation, in-class partial segregation and some withdrawal for special
education interventions. Teachers’ explanations presented differences between
classroom and specialist staff in enactment of inclusive policies, with specialist staff
reported to be more likely to withdraw children. Teachers K-2 reported that their
capacity to cater for diverse abilities was constrained by physical facilities (e.g.,
distant toilets) and lack of varied teaching materials.
Transition approaches. Under the leadership of senior teachers and the deputy
principal, there was a shared focus on children’s preparation for school and on
program consistency and continuity. However, transition processes reported by Year
1 teachers were also multi-year and included a focus on relationships (Figure 11.6).
Mean Transition Scores K-1 at Suburban School (Range 0-4)
0
0.5
1
1.5
2
2.5
3
read
ines
s
prac
tices
cont
inuity
relatio
nship
refo
rm
Reported Teacher Approaches
Mean
co
ded
in
terv
iew
sco
res
KinderYear 1
Figure 11.6. Transition approaches K-1 at Suburban School
Teachers reported differentiation in transition processes based on evidence of
individual children’s characteristics. Class composition was planned collaboratively
with respect to children’s friendships and personal responses. Teachers shared child
progress files and participated in transition discussions, as staff communication was
deemed vital. The program at commencement of Year 1 was designed with
reference to both Kindergarten child records and initial observations in Year 1.
Relationships amongst the children in early elementary classes, and between teachers
and other classes were fostered through timetabled involvement of Year 1 teachers in
the Kindergarten program, a buddy system and an early elementary social learning
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Pedagogies of Inclusive Transition to School (Paper 4) 163
program across mixed year levels. Families were engaged in transition through
information sessions, first day social events, or volunteer classroom work.
There was variation in teachers’ construction of transition to school indicating
conflicting positions. Several teachers understood transition as a single change event.
These teachers reported that they valued children’s social-emotional readiness and
occasionally used grade retention. However, most teachers, including two of those
endorsing views of children’s school readiness, discussed transition as on-going or
cyclic change processes requiring school provision.
In summary, at Suburban School
• There was more overt acknowledgement of complexity related to teacher
awareness of individuals and higher levels of diversity.
• Synergy between practice and policy was framed by shared pedagogic
understandings, leadership and complex transition processes.
• Transition pedagogies indicated respect for diversity and a focus on
continuity yet teachers endorsed readiness notions, indicating tensions
within individual teachers. Differences between classroom and specialist
teacher practices indicated tensions in understandings of inclusion.
• Achievement and adjustment were priorities, yet consideration for
individual ability and relationships was evident.
Site 3 multicultural school
School context. This city school served a population with a high level of social
and cultural complexity. Although most teachers had been at the school for some
years, some were more recently appointed. The principal and half the early
elementary teachers held early years qualifications incorporating studies in diverse
abilities. Teachers were selected for small classes (20 children) that were supported
by special education staff, bi-lingual cultural teaching assistants and visiting teachers
of English as a Second Language ESL. Classes were grouped according to diversity
category, with one class comprising children with little English and a multi-age class
containing several children with disabilities. An after-school homework program was
available for Indigenous children, although links with this program were not
identified.
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164 Pedagogies of Inclusive Transition to School (Paper 4)
Diversity context. Across K-2 at this school, mean teacher-identified diversity
was very high (83%). High levels of cultural and linguistic diversity were
recognised, in addition to learning and behavioural difficulties (Table 11.1). Many
children were identified in more than one category, indicating awareness of multiple
variations within learners. Recognition of low socio-economic status declined K-2.
Learning environments. Graduated changes between the Kindergarten class
and the Years 1 and 2 classes (Figure 11.7) included physical environment item
reductions in teaching materials and in room accessibility (APEEC item means of 7
to 5). There was a reported and observed gradual shift from interactive play-based
learning to experiential subject-based learning, although direct instruction in oral
language was observed across K-2. Some Year 1 teachers enhanced program
continuity by incorporating perceptual-motor activities and Kindergarten health
features such as eating in the classroom and resting after lunch.
Learning Environment Year Level Mean Scores at Multicultural School
0
1
2
3
4
5
6
7
8
physical instr. social g.motor diversity
APEEC and ECERS Learning Environment Subscales
Mean
Sco
res
KinderYear 1Year 2
Figure 11.7. APEEC and ECERS environments K-2 at Multicultural School
Inclusive practices. Continuity K-2 in small group learning, English language
instruction, differentiated learning tasks and multi-modal assessment was observed.
Consistency was evident in participation of children with disabilities (Figure 11.8)
yet there was graduated change in other aspects of diversity provision and gender
equity scores were low by Year 2 (ECERS mean 2.3, SD 1.22).
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Pedagogies of Inclusive Transition to School (Paper 4) 165
Diversity Environment Year Level Item Mean Scores at Multicultural School
012345678
family
inv.
disa
bilities
socia
l div
individ
ual
gend
er
racia
l eq.
APEEC and ECERS Items
Mean
Year
Level
Sco
res kinder
year 1year 2
Figure 11.8. Diversity environment item means K-2 at Multicultural School
The Kindergarten program was reported and observed to incorporate explicit
connection to home cultures in resources and displays, an oral language program and
modification of teaching strategies to suit cultural preferences, learning modes and
varied abilities. In Years 1 and 2, cultural events were celebrated, although
connection to children’s backgrounds was less embedded than in Kindergarten. Year
1 and 2 teachers cited the pressure of statutory assessment as a barrier to further
program differentiation. Teachers commented on the value of in-service education on
disability, leadership from a principal with an early elementary background, and
advice from specialised staff (e.g., ESL teacher), yet expressed a need for in-service
education in cultural diversity. Learning support was offered in-class following
school policy, yet special education staff withdrew some children for interventions,
indicating variations in implementation of policy.
Transition approaches. Conceptualisations of transition that teachers expressed
in interview were multi-faceted, and emphasised continuity and relationships as well
as preparatory practices. Child readiness was criticised by Kindergarten staff,
although Year 1 teachers reported valuing school introductory practices such as
visiting Year 1 classrooms and using the school playground with older children
(Figure 11.9).
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166 Pedagogies of Inclusive Transition to School (Paper 4)
Mean Transition Scores K-1 at Multicultural School (Range 0-4)
-1.5
-1
-0.5
0
0.5
1
1.5
2
2.5
read
ines
s
prac
tices
cont
inuity
relatio
nship
refo
rm
Reported Teacher Approaches
Mean
co
ded
in
terv
iew
sco
res
KinderYear 1
Figure 11.9. Transition approaches K-1 at Multicultural School
Transition pedagogies focused more on relationships within the school than
externally with families and the local community. Links between classroom teachers
were established through timetabled inter-class visits and K-3 teacher meetings
framed by a shared philosophy. However, specialist teachers were not involved.
Teachers reported that children offered peer support through a buddy system and
shared use of an early years playground. Cultural teaching assistants linked
communities and schools as well as assisting teachers to develop cultural
competency. However, culturally diverse families with a sense of communal
responsibility for children found the school expectations of classroom confidentiality
challenging. Families, therefore, were not engaged in classroom volunteer work yet
the teachers spoke respectfully with parents and invited them to observe teaching.
In summary, at Multicultural School:
• The high levels and visibility of diversity and complexity prompted
multi-faceted transition processes and inclusive pedagogies.
• There was evidence of synergy between policy and practice suggesting
shared understandings of pedagogy and inclusion.
• Feasibility tensions were managed by both structural and pedagogic
changes. Family-school relationships, classroom-specialist teachers
variations in practice, and K-1 expectations were areas of tension
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Pedagogies of Inclusive Transition to School (Paper 4) 167
• Provision for diverse ability and culture was prioritised, yet a shift in
priorities was evident as statutory assessment pressures increased.
Discussion
Inclusive transition to school incorporates children’s participation and sense of
being valued as well as a positive disposition to learning and long-term positive
developmental trajectories (Fabian, 2002; La Paro et al., 2000; Reitveld, 2008). Such
definitions consider both children’s on-going progress and schools’ provision for
diversity. The approaches at these sites were framed not only by the visibility of
learner diversity, but also by classroom and school contextual factors. Pedagogic
decision-making reflected the varied priorities of competing demands to meet
diversity needs and educational outcome standards in each context.
Learner diversity and classroom context factors
Inclusive transition pedagogies are constructed around varied practices,
continuity, relationships or educational reform (Dunlop, 2007; Raban & Ure, 2000;
Reitveld, 2008). Classroom approaches may reflect teacher capacity or contextual
pressures (Neuman, 2001; Reitveld, 2008). In this study, pedagogies were responsive
to the demands of class complexity and teachers’ awareness of diversity. They were
further influenced by classroom-level factors such as professional knowledge and
understanding, collaborative processes and access to support.
The preparatory practices approach to transition at the site with low levels and
visibility of learner diversity focused on readiness of children for Year I, secure
relationships and support for difficulties. It was framed by restricted access to
professional learning, and discontinuities in facilities, support provision and teacher
preparation. The emphasis on continuity pedagogies at the site characterised by
moderate diversity levels was framed by teacher awareness of individuals, shared
professional knowledge, and staff communication. Multi-faceted approaches at the
most complex site emphasised the school’s preparedness for diversity (Graue, 2006).
Contextual complexity, workforce cultural diversity, and staff collaboration based on
a shared philosophy framed this approach. Reforms at each site were emerging as a
result of whole-school factors and teachers’ changing professional understanding.
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168 Pedagogies of Inclusive Transition to School (Paper 4)
Inclusion K-2 and whole-of-school contextual factors
Inclusive processes supporting transition are framed by whole-school factors
such as leadership, policy, policy and relationships amongst stakeholders (Dempsey
& Arthur-Kelly, 2007; Dockett & Perry, 2007; Niesel & Griebel, 2007). This study
indicated a role for school principals, yet the potential of distributed leadership was
demonstrated (Brady & Kennedy, 2003). Pedagogies attended to internal school
relationships and child difficulties more than family and community partnerships and
child strengths.
While teachers at the least complex site were engaged in pedagogic change
under the leadership of the principal, teacher knowledge and staff resistance
impacted on the consistent enactment of policy (Dempsey & Arthur-Kelly, 2007).
Further, teachers emphasised school preparation practices in the co-located
Kindergarten. This may not adequately address the requirements of itinerant children
or others who have not attended this program (Fabian, 2002). Distributed leadership
at Suburban School promoted consistent enactment of policy and supportive
relationships amongst staff and children. However, the uni-directional nature of
interactions with families suggested respect for their involvement, rather than family
empowerment and home-school continuity. This may impact on economically,
socially and culturally diverse children (Espinosa, 2005; Raban & Ure, 2000).
Pedagogic consistency at the most complex site was supported by leadership from
the principal, and by negotiation of a shared philosophy that showed respect for both
child-centred and subject-centred perspectives (Yeom, 1998). The school addressed
challenges through structural and pedagogic provisions, yet narrow engagement with
families and communities may have influenced the scope of responses to cultural
diversity (Thorpe et al., 2004).
Transition to school and teachers’ professional transition
Effective enactment of policy change in revised pedagogies is an ongoing
process that reflects not only curriculum requirements and school expectations, but
also teachers’ philosophical positions (Dempsey & Arthur-Kelly, 2007). In this
study, professional education, statutory assessment pressures, school policies and
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Pedagogies of Inclusive Transition to School (Paper 4) 169
changes in teachers’ understanding influenced pedagogies and responses to policy
change.
Within-site tensions indicated teachers’ transition towards meeting changing
policy expectations around inclusion and transition. At Regional School, variations
in approach suggested teachers were in transition towards reform ideals, encouraged
by the principal. The consistent professional preparation of Suburban School teachers
was reflected in the shared emphasis on continuity and on individualised transitions
that indicated awareness of child agency. Yet, readiness views were also expressed,
indicating individual teacher transitions between normative assumptions and
emerging recognition of competence in children. It may also reflect tensions between
statutory assessment pressures and ideals of accommodating individual learning.
While a shared emphasis on continuity was evident at Multicultural School,
strategies such as the categorical grouping of children and restriction of family
involvement were inconsistent with the inclusive views of Kindergarten staff. Across
the sites, tensions between child competence assumptions of some teachers and
deficit-focused approaches of special education staff were evident, probably arising
from contrasts in professional preparation. This represents another area of transition
towards development of a coherent approach.
Balancing competing demands
The findings of this study indicate that teachers employed both personal and
site-related strategies to balance competing demands as children transition from play-
based early childhood programs into formal school classes. The need in school
classes for children to achieve minimum academic and social conduct standards was
juxtaposed with the need to cater for diversity in abilities and culture. In assessing
the reasons for these different approaches by teachers, two questions were raised:
1. Do the approaches in the literature represent a hierarchy of complexity?
2. Are the approaches to inclusive transition separate or overlapping?
The discussion of inclusion and transition pedagogies in the literature
suggested a hierarchy of complexity, with pedagogic reform representing the most
complex and sophisticated approach (Dunlop, 2007; Nind, 2005). However, Van
Kraayenoord (2007) argues that both pedagogic reform and varied or differentiated
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170 Pedagogies of Inclusive Transition to School (Paper 4)
practices may be needed to address diverse learning depending on the context and
children’s needs. The variations between and within schools in this study indicated
that the approaches in the literature represent either a proportional response to
varying levels of diversity in the student population, or an array of potential,
overlapping provisions for specific contextual demands and resources. Each site
addressed the competing demands on teachers’ time and attention through strategies
that reflected the complexity of their classrooms and the knowledge base of their
teachers. The facilities, leadership strategies and support relationships of the
particular school influenced the ways in which teachers were supported to enact
changing policies and to cater for diversity in abilities and culture within the
classroom. However, variations in complexity were evident, suggesting that this
question requires further investigation. In addition, further investigation of the
influence on classroom pedagogies of teachers’ beliefs about teaching and learning,
would offer deeper insight into the challenges they face in enacting changing
policies.
Conclusion
Inclusive pedagogies of transition in this study were framed by the visibility of
learner diversity and by school and classroom contextual factors. All of the teachers
were focused on variation in their teaching practices, attending to continuity and
facilitating relationships within the school, but to varying degrees. There was
evidence of exploration of reform pedagogies. The attention to specific categories of
diversity and more limited recognition of broader and more complex understandings
of diversity may be inhibiting more extensive pedagogic reform. The tensions
evident between readiness or deficit notions and inclusive pedagogies reflected the
professional transition process of staff. The varied ways in which teachers and
schools responded to competing pressures suggest that these complex professional
decisions entail a shifting balance between ideals and pragmatic considerations that
are dynamic and contextually grounded.
Transition for Diverse Learners 171
CHAPTER 12: TRANSITION FOR DIVERSE LEARNERS
The multiplicity of issues surrounding successful transition to school for
diverse learners suggests the need for an approach that attends to issues beyond the
provision of preparatory classes and curricula in ECEC. The quality of such
provision and ongoing educational quality in the early years of school, together with
effective transition and inclusion practices are important elements. However, they
operate within a framework of structural provisions and support relationships that
enhance the capacity of teachers to act in effective ways. Tension and balance
emerge as key concerns in inclusive transition.
Challenges Addressed by Paper 5
Readiness, preparedness and inclusive transition
The persistence of the concept of readiness and its re-emergence as
preparedness in which there is shared responsibility of child, family, teachers and
school, indicate the importance to stakeholders of optimising children’s progress
prior to school entry (Dockett & Perry, 2007). Preparedness goes beyond individual
child readiness to consider the shared preparation of children, families, schools and
communities for children’s transition to school (Dockett & Perry, 2007). However,
inclusion implies that preparation of children does not assume normative skills or
maturity and that transition to school involves a process of border crossings rather
than a set of personal capacities (Graue, 2006). Thus, inclusive transition considers
multiple perspectives and pathways showing recognition of, and respect for diversity.
School, family and community rights and concerns
Respectful consideration of these multiple perspectives and pathways could be
complex and challenging, since it involves negotiating a balance between the rights
and concerns of the school as a whole and the concerns of families and communities.
Expectations of normative family attitudes and approaches are unrealistic, given that
families could be Indigenous, multi-racial, adoptive, disrupted, blended, or refugee
families, or families with same-sex parents, serious health issues, abusive
relationships, limited financial means or a range of other differences from middle-
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172 Transition for Diverse Learners
class European stereotypes (Ashman, 2009). Projecting values of inclusion and
accommodating differences in children’s and families approaches represents a
contemporary educational challenge, of which transition to school is a part.
Evidence-based information on ways to negotiate this complex task would assist
schools in adopting a broader support network to guide effective and respectful
practices.
Prior to school ECEC and early years of school
The tension between diversity and inclusion (Ashman, 2009) is reflected in the
dual demands of the individual and the class. Osbourne (2001) argued that resolution
of this tension was not necessary, but that teachers should maintain awareness of it
and seek to maintain balance. The ways this balance is achieved in prior-to-school
and school early years settings is not necessarily identical, since different curricula,
philosophies, adult-child ratios and statutory outcomes demands impact on the
different settings. Transition processes highlight the tension between the
responsibilities and approaches of ECEC prior-to-school settings and early years
school classroom in terms of the ways children are introduced to school cultures and
facilities, and the expectations of children’s prior development and learning at school
entry. They also draw attention to the need for the establishment of balance and
continuity between the pedagogies of those settings, demonstrating respect for both
individually-focused, play-based approaches and subject outcomes-based learning
(Yeom, 1998). Evidence of pedagogic responses and structural supports that
facilitate transition between these settings would indicate successful ways to achieve
balance and enhance appropriate continuity.
Teacher capacity-building and limits of responsibility
Development of more inclusive and responsive pedagogies that attend to these
links between curricula and pedagogies, requires high levels of capacity in early
years teachers. The emphasis on teachers’ pedagogic capacity-building through pre-
service education, in-service formal professional development and informal
professional learning such as action learning circles (MacNaughton, Hughes &
Smith, 2007) needs to be balanced by consideration for the multiple pressures on
teachers and the limits of their professional responsibility towards children and
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Transition for Diverse Learners 173
families (Ferguson, 2008). Attention to the sharing of responsibility amongst a wider
range of stakeholders has potential to reduce stress. This could include involvement
of a range of staff within a school, such as school principals and specialist teachers in
broader inclusion and transition processes, and in professional learning. It might also
involve the wider community, particularly external agencies (e.g., family support,
outside school hours care) that may be working with children and families.
Structural supports and pedagogic responsiveness
Provision of effective structural supports have, in the past, been emphasised as
the key issues in inclusion, although increasingly teacher effectiveness has been
foregrounded (Hattie, 2003). The contribution of structural factors and pedagogic
factors is unclear, but structural factors appear to set the frame within which teachers
feel empowered to enact inclusion and transition ideas. Further evidence of the
interaction between structures and pedagogies are important in effective practice
across the range of children in a school and class setting. Paper 5 seeks to address
these issues by linking them under three broad questions focused on transition to
school, but attending to diversity and inclusion. It considers both distal factors
influencing teachers’ sense that potential responses are feasible, and proximal factors
directly related to teachers’ pedagogies and children’s outcomes.
Development of Paper 5
Since the current study arose from diversity gaps identified in the large-scale
Preparing for School study (Thorpe, et al., 2004), paper 5 links evidence from the
two studies to address overarching challenges in transition to school relevant to
diversity. It considers quantitative and qualitative evidence from 39 schools and three
focused study sites over a period of 2 ½ years from preparatory through to Year 2.
The selected journal, Exceptional Children, is the highest ranked international
journal in the field of education for diverse groups (Impact Factor of 3.2 in 2006). It
publishes research and review articles on diversity issues that have relevance for
research, policy and practice and its readership encompasses teachers, departmental
policy-makers, school administrators and academics. This journal has been selected
because of the importance of debating emerging ideas within the early intervention
field. However, the requirements of this journal mean that the paper is in a different
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174 Transition for Diverse Learners
paradigm from the other papers and adopts different language suited to the particular
audience. Its length is also suited to the expectations of the journal, clarified through
direct communication with the editor.
This is a joint paper, as it reports the shared outcomes of both this study and of
the Preparing for School study from which it arose. The co-authors of Paper 5, who
are the doctoral supervisors, were the lead researchers in the Preparing for School
project, and the lead authors of its report. The candidate was also part of the research
team and an author on the report contributing to collection of qualitative data and
analysis. The contributions of the authors of Paper 5 are indicated by the naming
sequence for authorship. The candidate was lead author and developed manuscript
drafts. The second author contributed significant development of the sections
reporting on the Preparing for School project, and the third author refined the paper.
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Transition for Diverse Learners 175
Statement of Contribution of Co-Authors for Thesis by Published Paper (Paper 5)
The authors listed below have certified that: 1. they meet the criteria for authorship in that they have participated in the
conception, execution, or interpretation, of at least that part of the publication in their field of expertise;
2. they take public responsibility for their part of the publication, except for the responsible author who accepts overall responsibility for the publication;
3. there are no other authors of the publication according to these criteria; 4. potential conflicts of interest have been disclosed to (a) granting bodies, (b) the
editor or publisher of journals or other publications, and (c) the head of the responsible academic unit, and
5. they agree to the use of the publication in the student’s thesis and its publication
on the Australasian Digital Thesis database consistent with any limitations set by publisher requirements.
Publication title and date of publication or status:
Contributor Statement of contribution Elizabeth Anne
Petriwskyj Lead author of paper, developing and refining manuscript drafts. Member of the Study 1 research team, contributing to data collection, analysis and writing. Collected and analysed all data for Study 2, and wrote Study 2.
Signature
Date
Professor Karen Thorpe
One of the lead researchers in Study 1. Experimental design, data collection and analysis and revising student draft of Study 1. Advised on design, data analysis and writing in Study 2 as thesis supervisor.
Professor Colette Tayler
One of the lead researchers in Study 1. Advised on Study 2 as
thesis supervisor, and refined the paper.
Principal Supervisor Confirmation I have sighted email or other correspondence from all Co-authors confirming their certifying authorship. Name Signature Date
Towards Inclusive Transition to School (Paper 5) 177
CHAPTER 13: TOWARDS INCLUSIVE TRANSITION TO SCHOOL (PAPER 5)
Petriwskyj, A., Thorpe, K., & Tayler, C.
Exceptional Children (submitted)
Abstract
Policies of educational inclusion challenge the construct of school readiness
and require schools to prepare for the diversity of exceptional children as they
transition to school. However, there is limited empirical evidence concerning how
this challenge is met. We present two Australian studies that investigate inclusive
practices across the transition to school. Study 1 examined outcomes of three
different teaching programs delivered in 39 schools. The results indicate that
program effects were particularly potent for exceptional children. Study 2 focuses on
pedagogy in three of the schools. Results indicate that school provisions were
reactive rather than systematic, that saliency of need directed response, and that
improved professional knowledge impacted on quality of pedagogy and its relevance
to exceptional children.
Keywords: Diversity, exceptional inclusion, transition
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178 Towards Inclusive Transition to School (Paper 5)
Introduction
The enhancement of educational opportunities for young children with diverse
abilities and cultural backgrounds has focused on their readiness for school and
remediation of difficulties (Rimm-Kaufmann, Pianta & Cox, 2000). Policies of
inclusion and a concomitant refocusing on transition to school have shifted attention
to the educational circumstances influencing successful school commencement
(Pianta & Kraft-Sayre, 2003; Sink, Edwards & Weir, 2007). However, the extant
research literature reports separately on school transition for specific categories of
exceptional children (Brooker, 2002; Raban & Ure, 2000; Reitveld, 2008; Whitton,
2005). In reality, teachers and schools are required to provide for multiple categories
of children simultaneously. Evidence is required of transition approaches that
enhance the progress of all children.
Recent critiques of the constructs of children’s readiness and educational risk
express concern that such constructs focus on children’s non-normative progress,
rather than considering school and community inputs to educational success (Gill,
Winters & Friedman, 2006). Inclusive policies have further challenged normative
readiness constructs. The emerging paradigm of inclusion goes beyond school access
to involve all children having the right to actively participate in a general education
setting and to be valued as members of the school (Carrington, 2007). Although
some emphasis on disability is still apparent, inclusion attends to a wider range of
differences including economic, social, cultural and linguistic diversity, gender and
giftedness (Boardman, 2006; Braggett & Bailey, 2005; Espinosa, 2005). Overarching
terms such as exceptional children (Allen & Cowdery, 2008) and children with
diverse learning rights (OECD, 2006) indicate awareness of broader categories of
exceptionality and of the shared educational rights of exceptional children. These
terms also account for multiple exceptionalities that may exist within an individual
child, and for the overarching inequalities attending diversity (Ng, 2003).
Policies of inclusion have also prompted re-consideration of deficit-focused
constructs, and reframing of educational approaches. Differentiated pedagogies have
been found to address the needs of children with difficulties and gifted children
(Braggett & Bailey, 2005; Westwood, 2001). However, improved achievement
among socially and culturally diverse children has been found to be associated with
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Towards Inclusive Transition to School (Paper 5) 179
the connectedness of learning to children’s background, and the establishment of
partnerships with families and communities (Brooker 2002; Espinosa, 2005). Recent
emphasis on the role of early education in improving outcomes for young children
has considered early educational quality (OECD, 2006), the wider role of schools in
providing for a range of children (Graue, 2006), and the effectiveness of transition
programs (Dockett & Perry, 2007; Dunlop, 2007).
Evidence from both the USA and the UK indicates that sustained high quality
early education has positive impact for all children, but particularly for exceptional
children (Peisner-Feinburg, Burchinal, Clifford, Yazejian, Culkin, Zelazo, Howes,
Byler, Kagan, & Rustici, 1999; Sammons, Sylva, Melhuish, Siraj-Blatchford,
Taggart, Barreau, & Grabbe, 2008). In studies of pedagogic practice in preschool,
better outcomes have been found to be associated with a balance of adult-led and
child-led activities and positive adult-child interactions (Sammons, Sylva, Melhuish,
Siraj-Blatchford, Taggart, Elliott & Marsh, 2004). School pedagogic quality
associated with improved outcomes included teacher sensitivity and involvement,
rich teaching strategies, a positive and orderly classroom climate, and child agency
(Sammons et al, 2008).
Effective transition to school programs focus on the preparedness of the school
for the diversity of children in the school community rather than solely on the
qualities of the children as they enter school. This approach directs attention to the
support provided for the family and community by the school as well as the family
and community’s engagement with school (Dockett & Perry, 2007). However, the
extent of such engagement varies in complexity and duration. If transition is
conceptualised as preparation for a single change event, structural and procedural
components (e.g., age of entry) can take precedence over more complex strategies
directed to family and child well-being (e.g., gradual transition) (Dockett & Perry,
2007). Factors associated with well-being may be significant for children who are
exceptional, particularly if transition involves diagnosis to access support services or
changes to the timing of school entry linked to disability or giftedness (Hanson,
Beckman, Horn, Marquart et al., 2000; Porter, 2005). In addition to effective school
orientation practices, continuity of pedagogies, friendships and other relationships
have been shown to have a positive impact on children’s transitions (Brostrom, 2005;
Corsaro & Molinari, 2000; Reitveld, 2008) Re-conceptualisation of transition as a
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180 Towards Inclusive Transition to School (Paper 5)
shared process over longer time frames involves effective policy (Kagan, 2009)
together with practices linking programs (Hanson et al., 2000), enhancing continuity
(Gill et al., 2006; Petriwskyj, Thorpe & Tayler, 2005) and capitalising on children’s
cultural resources (Dunlop, 2007).
In Australia, systemic changes have been introduced to enhance inclusion and
transition into school, as part of a wider educational reform movement (Luke,
Ladwig, Lingard, Hayes, & Mills, 1999). The challenge to improve provision for
exceptional children in the early years has been addressed through the provision of a
full-time, universally accessible kindergarten program, linked to schools and staffed
by qualified teachers (OECD, 2006) and through the development of transition
processes to smooth school entry (Dockett & Perry, 2007). However, evidence on
the circumstances influencing successful transition of broader groups of exceptional
children is required to frame more effective early elementary policy and practice.
This paper presents two linked studies that examine the effectiveness of school
practices in facilitating transition to school of a diverse range of children. The first
study utilised a representative population cohort (N=39 schools) to examine the
progress across the range of children (N=1831) as they transitioned to school. The
second was a detailed study of three schools sampled from the larger cohort that
examined in detail the pedagogic provision for diversity during transition (Figure
13.1).
The studies addressed two key questions:
1. How do children with diverse abilities and culture adjust and achieve
across the transition to school? (Study 1)
2. What do schools and teachers do to facilitate inclusive transition?
(Study 2)
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Towards Inclusive Transition to School (Paper 5) 181
Figure 13.1. Structure of linked studies
Study 1: Population study of the progress of exceptional children across the K-2 transition
Sample
The population cohort of 1831 children from 39 schools included all those
participating in a government education authority trial of a full-time, non-compulsory
kindergarten program in Queensland Australia. Children in the trial experienced one
of three programs: trial full time kindergarten, existing part-time kindergarten or
formal year 1. The schools represented the diversity of the population and were
selected with reference to size, socio-economic status and cultural diversity of the
school, and geographic locality. Of the 39 schools, nine were non-government, six
Catholic and three other religious denominations, providing representation of the
Australian primary (elementary) school population (Australian Bureau of Statistics,
2006).
Time Measures
2003-2004
2003-2004
2004-2005
Children: Literacy Math Language Adjustment School: Support
Teacher: Support Pedagogy Children Literacy Math Language Adjustment
Study 1: Population study - 39 schools - 1831 children - 1421 parents - 39 principals
Focused Study 2 Kindergarten to Year 1 - 3 schools - 6 teachers
Focused Study 2 Kindergarten to Year 2 - 3 schools - 22 classrooms - 11 teachers - 431 children
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182 Towards Inclusive Transition to School (Paper 5)
Measures
Child and family characteristics:
1. Socio-Economic difference: Details of family income and education were
obtained from parents. Incomes below $AUD 40,000 were indicative of
poverty. Education attainment below Year 10 represented incomplete
parental secondary school education.
2. Cultural and language difference: This was measured using parent
nominated cultural identity. There were 3 groups of sufficient size for
separate statistical analysis (Aboriginal and Torres Strait Island n=76,
Pacific Island n=35, Asian, predominantly Vietnamese n=50).
3. Child difficulties: Children who had any health, behavioural and learning
difficulty for which they had been referred for professional investigation,
were identified by parents at school entry.
4. Poor progress: This was defined as the lowest quartile of progress for
measures of adjustment and attainment at the end of the kindergarten
year.
Child outcomes: Adjustment:
1. Settling into School: This 23 item checklist derived from the Teacher
Rating Scale of School Adjustment (Birch & Ladd, 1997) was completed
by the classroom teacher for each child
2. Strengths and Difficulties Questionnaire (Goodman, 1997): This 25 item
checklist was completed by parents. The measure contains five subscales:
pro-social behaviour, conduct problem, emotional problems, peer
problems and hyperactivity.
Child outcomes: Attainment:
1. Early and Emergent Literacy: Children were individually assessed using
a measure of concepts about print, reading and writing (O’Gorman,
Broughton, Lennox &Thorpe, 2003).
2. General Mathematics Understanding: Children were individually
assessed using a 14 item measure adapted from the Griffin and Case
(1997) Number Knowledge Test measuring both number and broader
math concepts (space, volume, size and shape).
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Towards Inclusive Transition to School (Paper 5) 183
3. Communication: Children were individually rated by teachers using an
18 item measure of language complexity developed from the MacArthur
Communicative Development Inventory (Fenson, Dale, Reznick, Thal,
Bates, Hartung, Pethick & Reilly, 1991).
School provision
1. Program types: Because the data for this study were derived from a trial,
children of the same age within the same schools were distributed across
three programs: (1) Existing kindergarten– a part-time, play-based,
discovery learning curriculum (2) Trial kindergarten - full time, play-
based with developmental goal-orientated curriculum, and (3) Year 1 – a
full-time, formal knowledge-focused curriculum. All programs were
delivered by experienced teachers with University bachelor degree
qualifications in education. There were no statistical differences in the
distribution of exceptional children across programs.
Analysis
To examine whether features of family and child background predicted
children’s adjustment (SDQ) and attainment (literacy, numeracy, communication)
regression models were run entering parent education, family income, age and sex of
the child, past care and educational experiences and current program enrolment. To
examine how exceptional children compared with other children in adjustment and
academic attainment across the school year, tests of difference (ANOVA or non-
parametric as appropriate) were conducted using the rate of progress in each outcome
measure taken from Term 1 (commencement of school) to Term 4 (final term) as the
outcomes. These analyses were conducted to compare progress of 3 groups of
exceptionality: (1) socio-economic (2) culturally diverse groups and (3) children with
parent - identified health or behavioural difficulty. Interaction effects of program and
exceptionality were examined. Progress on all child outcomes across the year were
used to derive an aggregated progress score with children in the lowest quartile
deemed to be a “poor progress” group. Logistic regression was employed to identify
the predictors of poor baseline and progress (bottom quartile vs. others) across the
school year. The model entered age and sex of child, family income, parent
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184 Towards Inclusive Transition to School (Paper 5)
education, cultural identity, parent-identified difficulty, prior care and education, and
current program.
Results
Predictors of children’s outcomes across the cohort
Results of the regression examining predictors of academic attainment across
the school year are presented in Table 13.1. Across the total population of children,
all models were statistically significant and indicated the predictors of higher
scholastic achievement (R2 literacy = 0.51; R2 Math = 0.29; R2 oral language =
0.11) were being older, being female, being from a family with higher income,
attendance at a high quality pre–kinder program and exposure to the trial
kindergarten program. Full-time kindergarten with a focused interactive play
program impacted more than a part-time discovery play program. Results of the
regression examining predictors of school adjustment and behavioural difficulty
across the school year are presented in Table 13.2.
Predictors of better adjustment to school (R2 = 0.13) were being female,
enrolment in the trial kindergarten program, experience of a quality pre-kindergarten
program, and higher family income. Predictors of parent reported behavioural
difficulties (R2 = 0.05) were older age, being male, being in a formal school program
(Year 1), having more time in centre-based care prior to school, lower maternal
education and lower family income. The results indicate that family background,
and both prior and current educational experiences make a difference to learning and
adjustment for all children.
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Towards Inclusive Transition to School (Paper 5) 185
Table 13.1. Significant predictors of attainment in the first school term
Literacy R2=0.51 (F(7,1520)=79.68, p<.001)
Number R2=0.29 (F(7,1405)=28.79, p<.001)
Communication R2=0.11 F(7,1535)=9.517, p<.001)
Variable Beta P< Beta P< Beta P< Comment
Age of child .271 0.0001 .220 0.0001 -0.055 ns Older children achieve better in literacy and numeracy
Child is female .210 0.0001 .064 0.0001 0.140 0.001 Girls scores higher than
boys
Kindergarten enrolment .148 00001 .129 0.0001 ns ns
Trial kindergarten program scores higher than existing program
Year 1 enrolment .570 00001 .414 0.0001 0.279 0.001
Year 1 scores higher than existing kindergarten program
Preschool program .068 0001 .113 0.0001 .0.055 0.04
Children who attended a high quality pre-kinder program score higher
Maternal education -0.74 0.007 Ns ns ns ns
Higher maternal education higher literacy achievement
Family income .087 0.0001 .166 0.0001 0.177 0.001
Children from low income families score lower
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Table 13.2. Significant predictors of adjustment in the first school term
Settling into School R2=0.13;
(F(7,1603)=3.727, p<.001))
SDQ R2=0.05
(F(7,1823)=10.0, p<.001
Variable Beta p< Beta Signif. Comment
Age of child -.011 ns 0.104 0.008
Age not associated with adjustment but more difficulties reported for older children
Child is female .110 0.0001 -.100 0.001
Girls adjust more readily than boys and have less behavioural difficulties
Kindergarten enrolment -.154 0.0001 ns ns
Children in trial kinder program scores adjust better than those in existing kinder program
Year 1 enrolment .120 0.025 0.144 0.006
Year 1 children more adjusted and less behavioural difficulties than children in existing kinder program
Preschool program .056 0.005 ns ns
Attendance at high quality pre-Kinder program, better adjustment
Time in centre-based childcare
ns ns 0.58 0.32 Longer time in childcare moderate increase in behavioural difficulties
Maternal education ns ns 0.126 0.001
Children of lower educated mothers have more behavioural difficulties
Family income .113 0.0001 -0.194 0.001
Children from low income families adjust less well and have more behavioural difficulties
Economic and social disadvantage
Family income, as the most consistent predictor of attainment and adjustment,
was the variable employed to assess socio-economic effects. Factorial ANOVAs
were used to assess the effects of family income, program and interaction of income
with program on children’s school adjustment and attainments across the year.
Results are presented in Table 13.3. These indicate that children’s adjustment to
school across the year was not significantly related to family income but that there
was a significant effect of family income on progress in mathematics and oral
communication. Significant interaction effects between income and program were
evident for language and math attainment. These interactions are presented in
Figures 13.2 – 13.4 which document most evident effects for children above and
below a family income of $AUD40,000 per year, a cut-point which signified
poverty, at the time of assessment. For language and adjustment the positive effects
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Towards Inclusive Transition to School (Paper 5) 187
of a full time kindergarten program are most notable for low - income groups.
Progress in math was notably higher among high-income families. The most clear
program effect for low-income families was that full-time programs (Year 1 and trial
kindergarten) were most effective in attaining steeper rates of progress in math.
Table 13.3. F values and significance for factorial ANOVA: Program enrolment and family income on change in scores across the school year
0
0.5
1
1.5
2
2.5
3
3.5
4
4.5
5
< $20,000 $20-40,000 $40-60,000 $60-80,000 >$80,000Annual family income ($AUD)
p/t kindertrial kinderyear 1
Figure 13.2. Group change scores for language outcomes by family income
Value Add Measure Statistical Significance Family Income
Statistical Significance Program Enrolment
Statistical Significance Interaction: Family Income and Program Enrolment
Parent Report Measures Total Difficulties Scale (SDQ) F(4,1022)=1.89, n.s. F(2,1022)=6.13, p<.003 F(8,1022)=.70, n.s.
Language Development F(4,933)=1.17, n.s. F(2,933)=8.63, p<.0001 F(8,933)=1.89, p<.05
Teacher Assessed Measures Settling Into School F(4,1208)=2.12,
p<.05 F(2,1208)=16.75, p<.001 F(8,1208)=1.17, n.s.
Early Number F(4,1262)=4.21, p<.003 F(2,1262)=24.3, p<.0001 F(8,1262)=2.02, p<.05
Developing Communication
F(4,1212)=2.31, p<.01 F(2,1212)=4.75, p<.05 F(8,1212)=2.61,
p<.009
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0
0.5
1
1.5
2
2.5
3
3.5
4
< $20,000 $20-40,000 $40-60,000 $60-80,000 >$80,000Annual family income ($AUD)
p/t kindertrial kinderyear 1
Figure 13.3. Groups change scores for number outcomes by family income
0
1
2
3
4
5
6
< $20,000 $20-40,000 $40-60,000 $60-80,000 >$80,000Annual Family Income ($AUD))
p/t kindertrial kinderyear 1
Figure 13.4. Group change scores for adjustment outcomes by family income
Cultural and linguistic diversity
To assess the adjustment and attainment of children from culturally diverse
groups the progress of children whose parents identified as Indigenous Australian,
Pacific Island or Asian ethnicity was compared with that of Anglo-Australian
children. Non-parametric Mann - Whitney U tests were used for these analyses
because of the unequal and small sample sizes and non-normality of the distribution
of the outcome scores. Table 13.4 presents results of these tests conducted in Term 4
(end of school year). These indicate that Indigenous Australian children were
attaining significantly lower than comparison children on math and literacy and had
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Towards Inclusive Transition to School (Paper 5) 189
poorer oral communication skills. Asian children were assessed to have poorer
communication and adjustment.
Analyses of behaviour difficulties among the Asian children indicated that,
although there were no differences at school commencement, by the end of the
school year parent-completed SDQ scores were significantly higher with the source
of raised total scores deriving from emotional difficulties (U = 9301.5, p<0.05) and
peer problems (U = 9410.5, p<0.02). Children identified as Pacific Islander had
poorer attainment in math and poorer communication scores compared with Anglo-
Australian children. The three culturally and linguistically diverse groups were
collapsed into a single group to provide sufficient sample size to enable factorial
ANOVA that were used to assess the effect of cultural diversity, program and
cultural diversity effects by program, on progress across the year in attainment and
adjustment outcomes. Results are presented in Table 13.5 and indicate significant
culture effects for oral communication and adjustment and program effects for
progress in behavioural adjustment (SDQ), adjustment to school, oral communication
and math. No interaction effects of culture by program attained statistical
significance.
Table 13.4. Mann-Whitney U tests for CALD group outcomes Term 4
Measure Indigenous n=76 Asian n=50 Pacific Is. n=35 Parent-reported Language U=9950.5, p<.01 U=6782, p<.01 U=5022.5, p<.05 Total difficulties (SDQ) U=22134, p<.001 U=7379.5, p<,05 U=7161.5, ns
Teacher-assessed Early Literacy U=22739.5, p<.01 U=18699.5, ns U=13237, ns Early Number U=22914, p<.001 U=18739.5, ns U=10511.5, p<.001 Developing Communication U=17673.5, p<.001 U=11176, p<.001 U=9221, p<.001
Settling into School U=19056, p<.001 U=18643.5, ns U=12953, ns
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190 Towards Inclusive Transition to School (Paper 5)
Table 13.5. F values and significance for factorial ANOVA: Program enrolment and cultural background on change in scores across the school year
N1 Indigenous, Asian & Pacific Islander, N2 Caucasian, N3 existing kinder, N4 trial kinder, N5 Year 1
Children with parent-identified difficulties
The adjustment and attainment of children with parent-identified health and
behavioural difficulties was compared with that of all other children. Non-
parametric, Mann -- Whitney tests were used for these analyses because of the
unequal and small sample sizes and non-normality of the distribution of the outcome
scores (Table 13.6). Children with health difficulties had significantly poorer
adjustment and attainment with the exception of math. Children with behavioural
difficulties had significantly poorer attainment and adjustment on all measures.
Children with health and behavioural difficulties were collapsed into a single group
to provide sufficient sample size to enable factorial ANOVA which were used to
assess the effect of parent identified difficulty effects by program on progress across
the year (Table 13.7).
Value Add Measure Statistical Significance Cultural Background
Statistical Significance Program Enrolment
Statistical Significance Interaction: Ethnic Background and Program Enrolment
Parent Report MeasuresTotal Difficulties from Strengths and Difficulties
N1=97 N2=1061 F(1,1152)=.02, n.s.
N3=194 N4=549 N5=415 F(2,1151)=6.19, p<.01
N3=194 N4=549 N5=415 F(2,1151)=1.72, n.s.
Teacher-assessed measures
Settling into School N1=142 N2=925 F(1,1061)=5.06, p<.05
N3=186 N4=471 N5=410 F(2,1061)=15.50, p<.001
F(2,1061)=1.15, n.s.
Early Number N1=139 N2=922 F(1,1053)=0.4, n.s.
N3=180 N4=467 N5=394 F(2,1053)=11.61, p<.001
F(2,1053)=0.29, n.s.
Developing Communication
N1=134 N2=879 F(1,1013)=13.99, p<.001
N3=176 N4=454 N5=383 F(2,1013)=7.97, p<.001
F(2,1013)=2.25, n.s.
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Towards Inclusive Transition to School (Paper 5) 191
Table 13.6. Mann-Whitney tests of difference for parent reported difficulties
Measure Health conditions (n=116)
Developmental/ Behavioural difficulties (n=167)
Parent-reported Language U=73602, p<0.01 U=90758, p<0.001 Total difficulties (SDQ) U=62769, p<0.001 U=64641, p<0.001
Teacher-assessed Early Literacy U=64681, p<0.001 U=99920, p<0.05 Early Number U=65254, ns U=89722, p<0.01 Developing Communication U=53657, p<0.001 U=71735, p<0.001
Settling into School U=52852, p<0.001 U=60959, p<0.001 Table 13.7. F values and significance for factorial ANOVA: Program enrolment and parent reported difficulty on change scores from Term1 to Term 4
N1 Has reported difficulty, N2 Does not have reported difficulty, N3 existing kinder, N4 trial kinder, N5 Year 1
Parent-reported difficulties were only associated with poorer progress in math
and were not significant for other attainment measures or adjustment. Significant
program effects were evident for all measures of attainment and adjustment with
program interaction effects for math and behavioural adjustment. Children with
difficulties actually regressed in math in the part-time kindergarten program while
those in the full-time kindergarten program regressed in behavioural adjustment
(Figures 13.5 and 13.6).
Value Add Measure Statistical Significance Developmental or Behavioural Difficulties
Statistical Significance Program Enrolment
Statistical Significance Interaction: Developmental or Behavioural and Program Enrolment
Parent Report Measures Total Difficulties from Strengths and Difficulties
N1=158 N2=998 F(1,1150)=2.42, n.s.
N3=194 N4=547 N5=415 F(2,1150)=6.36, p<.01
F(2,1150)=4.89, p<.01
Language Development
N1=125 N2=837 F(1,956)=.35, n.s.
N3=159 N4=450 N5=353 F(2,956)=3.39, p<.05
F(2,956)=1.03, n.s.
Teacher-assessed measures
Settling Into School N1=90 N2=1082 F(1,1166)=1.88, n.s.
N3=183 N4=551 N5=438 F(2,1166)=15.85, p<.001
F(2,1166)=1.88, n.s.
Early Number N1=152 N2=1296 F(1,1442)=15.05, p<.001
N3=180 N4=467 N5=394 F(2,1442)=27.12, p<.001
F(2,1442)=4.18, p<.001
Developing Communication
N1=140 N2=1232 F(1,366)=3.15, n.s.
N3=231 N4=626 N5=515 F(2,1366)=6.26, p<.001
F(2,1366)=125,n.s.
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192 Towards Inclusive Transition to School (Paper 5)
Figure 13.5. Mean Scores at Term 1 and Term 4 for Early Number total teacher assessed measure by program and performance at baseline
Figure 13.6. Mean scores at Term 1 and Term 4 for Language Development total parent report measure by program and performance at baseline
Children making poor progress in the first year of school
Poor progress across the year was defined as bottom quartile of progress on
each of the outcome measures. These were compared with those who made greater
progress in a series of factorial ANOVAs that entered poor score at baseline and
program. Results are presented in Table 13.8. These indicate that the children who
had poor baseline attainment made more progress throughout the year except in
behavioural adjustment (SDQ). Program effects were significant for school
adjustment, math and language, and a baseline score by program interaction effect
was also significant for school adjustment, math, and language. In school adjustment
and communication children with difficulties made greater progress in the full-time
0 1 2 3 4 5 6 7 8 9
10 11
Term 1 Term 4
P-T kinder bottom quartile baseline
P-T kinder above bottom quartilebaseline
Kindergarten Year bottom quartile baseline
Kindergarten above bottomquartile baseline
Year 1 bottom quartile baseline
Year 1 above bottom quartile baseline
1011121314151617181920
Term 1 Term 4
Mean Overall Language Development Score
P-T kinder bottom quartile baseline
P-T kinder above bottom quartilebaseline
Kindergarten bottom quartilebaseline
Kindergarten above bottomquartile baseline
Year 1 bottom quartile baseline
Year 1 above bottom quartilebaseline
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Towards Inclusive Transition to School (Paper 5) 193
kindergarten program. In math these children regressed if enrolled in the part-time
kindergarten program.
Table 13.8. F values and significance for factorial ANOVA: Program enrolment and poor outcomes at baseline on change scores from Term 1 to Term 4
Value Add Measure Statistical Significance Poor Outcome at Baseline
Statistical Significance Program Enrolment
Statistical Significance Interaction: Poor Outcome at Baseline and Program Enrolment
Parent Report Measures Total Difficulties from Strengths and Difficulties
N1=304 N2=854 F(1,152)=3.79 ns
N3=183 N4=558 N5=417 F(2,1152)= .19, ns
F(2,1152)=.34, ns
Language Development
N1=261 N2=698 F (1,953)=14.20. p<.0001
N3=147 N4=455 N5=357 F(2,953)=4.23, p<.05
F(2953)=.12, ns
Teacher-assessed measures
Settling Into School N1=341 N2=884 F(1,1219)=50.11, p<.0001
N3=192 N4=593 N5=440 F(2,1219)=23.01, p<.001
F(2,1219)=6.34, p<.01
Early Number N1=346 N2=1014 F(1,1354)=42.29, p<.001
N3=224 N4=626 N5=510 F(2,1354)=40.74, p<.001
F(2,1354)=4.36, p<.05
Developing Communication
N1=322 N2=840 F(1,1156)=98.52, p<.001
N3=179 N4=571 N5=412 F(2,1156)=11.84, p<.001
F(2,1156)=9.68, p<.001
N1 Bottom quartile baseline score, N2 Above bottom quartile baseline score, N3 Existing kinder, N4 Trial kinder, N5 Year 1
Results of logistic regression analyses are presented in Table 13.9. These
indicate that predictors of poor baseline performance at entry to school were being
younger, being male, low family income, low maternal education, having a parent-
identified difficulty and being from culturally diverse group. Predictors of poor
progress were not being in the trial kindergarten program and not having attended a
group-based care program in the year prior to school.
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Table 13.9. Predictors of scores at baseline and of poor progress following logistic regression
Variable B Wald Significance Predictors Poor baseline R2=0.28 Age in months .120 43.30 p<.0001 Younger children Child is female -.385 4.61 p<.04 Male children Family income .348 13.64 p<.0001 Lower income
Maternal education .89 9.74 p<.003 Mother educated only to Year 10
Developmental or behavioural difficulty 1.52 29.38 p<.0001 Child has developmental or
behavioural difficulty Indigenous Australian, Asian or Pacific Islander 1.24 23.24 p<.0001 Child is from culturally
diverse group. Poor progress R2=0.08 Attended group-based care 2002 -.39 4.49 p<.04 Did not attend group-based
care 2002 Enrolled in trial kindergarten 2003 -1.04 17.48 p<.0001 Not enrolled in trial
kindergarten 2003
Discussion of study 1
The results of this study indicate that exceptional children, those from
culturally and economically diverse backgrounds, or those with parent identified
health or behavioural difficulty, face far more challenges in the transition to school.
They enter school with lower adjustment and attainment scores and their progress is
more sensitive to the experiences they have in school. A consistent effect (effect
sizes ranging from .15 - .57) of school program on children’s attainments and
adjustment was found. Children in the full-time programs and particularly those in
the kindergarten program with a focused curriculum, made greater rates of progress
than those in the part-time program. The effects were of a higher magnitude for
exceptional children. The results suggest that educational provisions are important
for all children, but for those who are exceptional, particularly potent.
There are two potential explanations for the stronger effectiveness of the full-
time focused curriculum kindergarten program. First, the full-time program provided
greater quantity of educational experience. For children from home backgrounds that
are disadvantaged or less aligned with the culture of the school, more time in an
educational program is likely to increase their rate of progress. Although some
studies report part-time programs as effective in addressing social equity (Sammons
et al., 2004) there is also evidence that the provision of full-time preschool program
experience has relatively greater effects than part-time (Schroeder, 2007). Second,
the full-time program may provide greater quality of experience. There is evidence
that the provision of high quality preschool experience has relatively greater effects
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Towards Inclusive Transition to School (Paper 5) 195
for those from disadvantaged backgrounds (Winter & Kelly, 2008). Our data indicate
that in the year prior to kindergarten some children, and often the more
disadvantaged, had multiple and unregulated care arrangements. When care is part
time children have less continuity of experience and supplementary care
arrangements may not be educationally focused. Further, the curriculum in the trial
kindergarten was focused more clearly by attainment goals than that of the part-time
program. However, there was no direct assessment within classrooms of teacher
practice.
The study indicates the need to further investigate the effectiveness of practice
within the classroom. This requires independent observation of pedagogy. For this
reason Study 2 provides a detailed study of school and teacher practices in three
different schools sampled from the original 39 schools.
Study 2: Focused studies of school and teacher practices that aim to facilitate inclusion across the K-2 transition
Focused studies were undertaken in 3 schools sampled from those investigated
in Study 1. The study investigated classroom pedagogies, teachers’ explanation of
their practices and child outcomes in classrooms, catering for years K- 2 in these
schools. There were three waves of data collection in the focused studies. The first
examined pedagogical practice across 6 classrooms in K-1 while the second and third
collected data in 22 classrooms across K-2 (see Figure 13.1).
Sample
Three schools were sampled from the cohort of 39 on the basis of location and
socio-cultural characteristics of the population, to represent typical school sites in
urban and regional areas. The size of the school was held constant representing
average school size for primary (elementary) schools in Queensland, Australia.
(Thorpe, et al., 2004; ABS, 2007)
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Measures
Identification of exceptional children:
1. Official school data: These provided data on children eligible for funded
school support services.
2. Teacher identification of exceptional children: Teachers were asked to
nominate children in broad categories including social and cultural
background, learning or behavioural difficulties and giftedness.
Child outcomes:
1. Standard assessments of performance: These utilised the same measures
as those employed in Study 1. Teacher assessments of school adjustment
were repeated from kindergarten to Year 2 (N = 431). Academic
attainment measures were repeated in kindergarten and Year 1 (N = 222),
with an extension of the math measure on three items identified as
difficult in the cohort study.
School provision and pedagogical practices:
1. Official school data: These provided data on levels of teacher aide and
volunteer access, and classroom teacher qualifications.
2. Classroom Observation Scoring Manual COSM (Luke, Ladwig, Lingard,
Hayes & Mills, 1999): Observations of pedagogic practice and teacher
interview were undertaken in K-1 (6 classrooms) using four sub-scales of
this measure: supportive classroom, connectedness, intellectual quality
and recognition of difference. These are scaled from 1(low) to 5 (high).
3. Assessment of Practices in Early Elementary Classrooms APEEC
Observation of pedagogic practice in K-2 (22 classrooms) was
undertaken using sub-scales of three identically-scaled classroom
observation schedules: three subscales of APEEC (Hemmeter, Ault &
Schuster, 2001) - physical environment, instructional environment and
social context. These are scaled from 0 (poor) through to 7 (excellent).
4. Early Childhood Environment Rating Scale ECERS Revised (Harms,
Clifford & Cryer, 1998) gross motor subscale, and ECERS Extension
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Towards Inclusive Transition to School (Paper 5) 197
(Sylva, Siraj-Blatchford, & Taggart, 2003) diversity sub-scale. These are
scaled from 0 (poor) through to 7 (excellent).
5. Teacher approaches to exceptionality, transition practices and school
provision: Semi-structured interviews were conducted with K-1 teachers
(11 teachers). Interviews provided data on approaches to inclusion of
exceptional children, transition practices and school provision, and were
numerically coded to allow associations to be explored statistically.
Analysis
The analyses addressed three questions regarding inclusive practices across
transition.
1. What do schools and teachers regard as an exceptional child?
2. What is the relationship between recognised proportions of exceptional
children in a class and school and classroom practice?
3. What practices are associated with better outcomes for exceptional
children?
Teacher identification of exceptional children was descriptively analysed, and
compared with official data and classroom observation to examine comparative
levels of recognition of exceptionality within classes. Year level sub-scale means for
APEEC, ECERS and COSM were calculated to measure the observed quality and
continuity of provision. Year level item means relevant to the classroom provisions
for exceptional children (APEEC family involvement, participation of children with
disability, and social diversity, and ECERS-E individual planning, gender equity and
racial equity) were also calculated. School data were aggregated to offer sample sizes
that would permit numeric analysis. Pearson product moment procedures were used
to evaluate the association between diversity awareness and classroom pedagogy,
and between pedagogic quality and child outcomes. To establish whether there were
differences between the outcomes of groups of teachers and of exceptional children,
non-parametric Kruskal-Wallis and Mann-Whitney tests were employed because of
small sample sizes and non-normality of outcome distribution.
To examine support levels, an Extended Community Support Index ESCI was
derived from measures of family involvement, volunteer classroom assistance,
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community links, and collegial support, then reduced to a dichotomous variable in
line with its bivariate distribution. To evaluate the effect of such support on child
outcomes, non-parametric Mann-Whitney tests were used for small and unequal
sample sizes.
Audio-recorded interview data were transcribed and analysed to develop
themes offering insight into pedagogies and teacher understandings of exceptionality,
inclusion and transition. Interview data on approaches to transition and inclusion
were coded for numeric comparison of reported approaches and observed
pedagogies. Coding categories were derived from a review of key transition (see
Petriwskyj et al., 2005) and inclusion (Nind, 2005) practices identified in the
literature. The coding assigned a value of 1 for simple identification of a category
of practice employed while a value of 2 was assigned to those providing detailed
accounts of their practice. Using the same criteria, those that were specifically
identified as approaches that would not be used were negatively coded. To identify
associations between teacher identification of exceptionality and teacher approaches
to inclusion and transition, Pearson correlations were employed.
Results
What do schools and teachers regard as an exceptional child?
Table 13.10 presents a summary of official figures and teacher identified
categories of exceptional children across K-2 classes. Results present two important
areas of discrepancy. First, there are evident discrepancies between numbers based
on teacher identification and those deriving from official figures within the same
category. Teachers identified more children as reaching their criteria for categories of
exceptional need than the official figures for the same category. These differences
are largely accounted for by narrow, financially-based criteria for official support
service categories, compared with teacher focus on children’s characteristics and
support needs. Second, teachers identified additional categories of exceptional
children. Through their response in identifying exceptional children and in
interviews, teachers indicated their recognition of externalising behaviours, limited
English, disability and low literacy achievement as categories of exceptionality.
Internalising behaviours, social-cultural differences, or mild delays were less likely
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Towards Inclusive Transition to School (Paper 5) 199
to be identified. Although standard child assessments revealed a number of high
achieving children, teachers did not identify any child in the category of giftedness.
The results also reveal change across K-2. Identification of learning or
behaviour difficulties increased across this period. This is likely to reflect increasing
structure and formality of schooling, increasing provision of school learning support
services and introduction of formal outcomes-based statutory assessment. Teacher
identification of limited English peaked in Year 1 with shifts in academic
expectations and introduction of English as Second Language ESL support programs.
Recognition of social disadvantage decreased across the period as distance between
the initial home-school transition increased.
Table 13.10. Class composition by official and teacher-identified categories
Kindergarten (N=4) Year 1 (N=10) Year 2 (N=8) Class size Mean enrolment 20.5 (SD 4.43) 21.9 (SD 3.87) 25.1 (SD 1.26) Official support service categoryDisability 3.7% 4.6% 6.6% Indigenous literacy Na 7.8% 0.3%
Learning support Na 12.8% 16% ESL 0.6% 14.2% 1.3% Teacher identified Disability 5.0% 8.9% 4.1% Indigenous 5.0% 7.8% 6.5% NESB 12.5% 25.2% 18.3% Limited English 7.5% 16.8% 6.6% Low income 20.2% 15.6% 9.1% Literacy or behaviour 13.7% 18.5% 36.8%
What is the relationship between recognised proportions of exceptional children in a class and school and classroom practice?
Classroom- level practices for exceptional children K-1 and K-2
Observed provision for exceptional children. Observation scores for classroom
practice using COSM in K-1 classes are presented in Figure 13.7. These indicate that
scores for practises providing evidence of recognition of difference were lower than
those in the three other domains of pedagogic practice identified by this measure
(supportive classrooms, connectedness, or intellectual quality). Kindergarten scores
were lower than Year 1 except in connectedness to children’s backgrounds.
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200 Towards Inclusive Transition to School (Paper 5)
Figure 13.7. Mean score for K-1 classes on four domains of the COSM
APEEC and ECERS-E learning environment item-level scores related to
exceptional children across K-2 are presented in Figure 13.8. These indicate modest
provision for social diversity (APEEC mean 4.18, SD 0.73), gender equity (ECERS-
E mean 3.73, SD 1.12) and racial equity (ECERS-E mean 4.36, SD 1.18) and a
reduction in scores across K-2. There was evidence of high quality provision for
participation of children with disabilities (APEEC mean 5.73, SD 1.08), a category
for which there was official recognition and provision of funded support services.
APEEC and ECERS-E item means by year level
0
1
2
3
4
5
6
7
disabilities diversity individualplan
genderequity
racial equity
Items related to provision for exceptional children
kinder
Year 1
Year 2
Figure 13.8. APEEC and ECERS-E environment item means K-2 related to exceptional children
To evaluate the association between teacher recognition of exceptional children
and classroom pedagogy, Pearson correlations were calculated between recognition
scores and APEEC and ECERS sub-scale scores. There was a significant positive
0
2
4
6
8
10 12 14
Supportive classroom
Connectedness Intellectualquality
Recognition ofdifference
mea
n sc
ore
KindergartenYear 1
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Towards Inclusive Transition to School (Paper 5) 201
association between teacher identification of exceptional children and gross motor
environment, r = +0.295 p<0.05, physical classroom environment r = +0.236 p<0.05,
diversity environment r = +0.209, p<0.05, and social context r = +0.141, n = 22,
p<0.01). Notably, there was not a significant association of identification of
exceptional children with instructional environment scores.
Observed continuity and graduated change. The APEEC and ECERS
environment item means indicated graduated change over time, rather than abrupt
discontinuity. Continuity or consistency in APEEC and ECERS-R items that
measured relationships is shown in Figure 13.9. Consistent promotion of peer
relationships was evidenced in sustained encouragement of social skills K-2 (APEEC
mean 5.91, SD 0.75). The maintenance of warm teacher-child language K-2 (APEEC
mean 5.64, SD 1.14) indicated continuity in positive interpersonal classroom climate.
However, an overall decline in APEEC and ECERS learning environment means
from kindergarten to Year 2 was evident, particularly in individualised planning
(Figure 13.8). To evaluate year level differences in individualisation, Kruskal-Wallis
tests were used. Significant year level differences were found in individual flexibility
of horizontal daily transitions between activities H = 11.102, (df2, n = 22), p<.025,
displays of individual child work H = 7.588 (df2, n = 22), p<0.025 as well as
individual planning H = 7.728 (df2, n = 22), p<0.025, with higher scores in
kindergarten, indicating increasing class conformity across K-2.
APEEC and ECERS-R item means by year level
0
1
2
3
4
5
6
7
social skills teacherlanguage
familyinvolvement
staffcooperation
Items related to relationships
Kinder
Year 1
Year 2
Figure 13.9. APEEC and ECERS-E environment item means K-2 related to relationships
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202 Towards Inclusive Transition to School (Paper 5)
Reported transition processes. Results of the analysis of coded teacher
interviews are presented in Figure 13.10. These indicate that the teachers’
conceptualisations of transition focused primarily on practices that prepare children
for the change event of the shift from play-based kindergartens to subject-based Year
1 classes. However, other conceptualisations were held, often in conjunction with
those of a single school-entry change event and preparatory practices. Year 1
teachers more frequently focused on normative conceptualisations of transition
framed by school readiness and grade retention. Understandings of transition that
were more complex and multi-faceted processes involving learning continuity and
peer and collegial relationships were less frequently reported.
Continuity of transition approaches K-1
0
0.5
1
1.5
2
2.5
read
ines
s
even
t
prac
tices
cont
inuity
multi
relatio
nship
Reported teacher approaches K-1
Kinder
Year 1
Figure 13.10. Comparison of transition approaches K-1 (coded from interview)
The relationship between identification of exceptional children and reported
inclusion and transition approaches is shown in Figure 13.11. One class was omitted
as an outlier because the class composition was specifically modified by school
administration to accommodate the teacher’s leadership responsibilities.
Examination of the trend in this relationship identified an evident change in response
when more than 50% of the class composition was identified as exceptional in some
respect. Above this level more complex conceptualisations of both transition and
inclusion are evident, involving multi-faceted strategies, continuity and relationships.
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Towards Inclusive Transition to School (Paper 5) 203
inclusion and transition approaches
0123456789
10
12%
15%
22%
45%
46%
61%
77%
82%
95%
100%
Proportion of class identifed as exceptional
inclusion
transition
Figure 13.11. Proportion of each class identified as exceptional children and reported complexity/sophistication of approaches to inclusion and transition (coded interview scores)
School-level provision for exceptional children K-2
Structural provision. Observation and official school data indicated structural
changes (e.g., more teacher aides, clustering children according to category, smaller
classes, more learning support teacher access) in classrooms that had very high levels
of exceptional children. Mean official teacher aide hours per week fell across K-2
from 15.00 (SD 3.56) to 4.00 (SD 2.19). Pearson procedures were used to evaluate
the relationship between teacher aide hours per week and learning environment
quality. There was an association between high levels of paid aide assistance and
instructional environment quality (r = +.728, n = 22, p<.05). However, official mean
volunteer hours per week increased K-2 from 3.50 (SD 3.31) to 5.17 (SD 2.04)
indicating other human resource availability. Comparable official data on the level of
access to University-qualified learning support and subject-specialist teachers were
not available.
Professional knowledge of classroom teachers. Examination of official data
indicated that all kindergarten and half of Year 1 teachers held specialist early
education qualifications incorporating individualised learning. One third of this
specialist group of 10 teachers had undertaken formal pre-service or post-graduate
studies in educating exceptional children, yet the 12 generalist teachers had
experienced only limited in-service training on teaching children with disabilities. To
examine the effect of teacher preparation, non-parametric Mann-Whitney tests were
undertaken. The specialised early education group adopted significantly more
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complex transition approaches (U = 4089.50, p<0.005), more inclusive responses (U
= 1036.00, p<0.005) and higher quality ECERS-E diversity environments (U =
5151.00, p<0.05) than the generalist group of teachers. Comparable data on the
professional preparation of learning support and subject-specialist teachers were not
available.
What practices are associated with better outcomes for exceptional children?
Pedagogic quality. High quality diversity environments were associated with
improved reading scores in kindergarten but not Year 1, and the association with
writing scores did not reach significance. Higher levels of association between
learning environment quality and attainment were found for math. This is shown in
Table 13.11. There was also a modest yet significant association between social
learning environment scores and classroom engagement in kindergarten (r = .202,
p<05) but not in Year 1. There was a negative association between diversity
environment scores and oral communication outcomes. The association between
instructional environment quality and child outcomes did not reach significance
except for kindergarten math.
Family and community engagement. Reduction in APEEC item means for
family involvement from K-2 shown in Figure 8 and variation in volunteer assistance
indicated a shift in wider engagement with the work of schools. Non-parametric tests
were used to evaluate the impact on children’s outcomes of engagement with the
work of schools measured by the Extended Community Support Index ESCI. There
was a significant difference in children’s classroom engagement between schools
with high and low ESCI scores (U = 4563.5, p<0. 05), indicating that the better the
links between staff, family and community, the better children adjusted to school.
Towards Inclusive Transition to School (Paper 5) 205
Table 13.11. Correlation of child outcomes and learning environment quality
APEEC and ECERS learning environment scores K-1 Physical Instructional Social Gross motor Diversity
Chi
ld o
utco
mes
sc
ores
K n=64
Yr1 n=158 K n=64
Yr 1 n=158
K n=64
Yr 1 n=158
K n=64
Yr 1 n= 158 K n=64
Yr 1 n=158
Reading -.107 -.136 .103 -.146 -.107 -.101 -.165 .073 .251** -.102 Writing -.194 .039 -.102 .031 -.194 .068 -.213 -.043 -.016 .093 Math .496* .082 .405* .129 .496* .187* .504* -.005 .275** .181** Communication -.045 -.142 -.231 .015 -.045 .030 .010 -.059 -.345* .040 Physical .176 -.013 .143 .022 .176 .006 .179 -.134 .096 .066
Towards Inclusive Transition to School (Paper 5) 206
Discussion of study 2
Across the findings two clear trends were evident. First, higher levels of
recognition of diversity were associated with higher levels of reported and observed
pedagogic quality. There was one notable outcome that did not fit this trend.
Relationships between recognition of exceptionality and instructional environment
quality did not reach significance. This is possibly because this aspect of quality was
driven more by other pressures such as statutory assessment demands and teachers’
beliefs about instructional quality.
Second, higher scores on measures of pedagogical practices were associated
with improvements in child outcomes. There were two outcomes that did not fit with
this trend. Oral communication was negatively associated with the quality of the
diversity environment. The most likely explanation for this finding is that schools,
because of staffing needs, clustered children with limited English and with specific
disabilities in category-based classrooms. Further, expected relationships between
instructional environment quality and attainment were limited. This may be because
the pedagogies of staff additional to classroom teachers (e.g., learning support staff)
or factors additional to those measured in the APEEC sub-scale (e.g., the academic
quality of the program) were also important influences.
Improved child outcomes arose from supportive engagement of families and
communities with the work of schools and from sustained quality as Sammons et al.,
(2008) also found in the UK. However, high quality pedagogy was framed by the
saliency of exceptional need, the nature of funded provisions for exceptional children
and the professional knowledge of teachers. Service provision and classroom
pedagogies were directed towards highly salient categories attracting funding support
(e.g., disability). There was more limited recognition of broader categories of
exceptionality. Harry (2008) indicates that this may serve as a barrier to teacher
responsiveness to children as they moved into and through early elementary school.
Qualified teachers specialising in early education and education of exceptional
children made more inclusive provision and engaged in more complex transition
processes than generalist teachers, indicating that specific forms of professional
knowledge supported more effective provision for complex class groups of young
children.
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Towards Inclusive Transition to School (Paper 5) 207
General Discussion
We conducted two studies to examine inclusive transition practices across the
entry to school. The first examined the effects of three different teaching programs
on a population cohort of 1,831 children. This study showed that different program
types yielded different outcomes for children. A full-time, play-based curriculum
with developmental goal orientation resulted in steeper rates of progress for all
children but was particularly effective for exceptional children. Study 2 examined the
features of teaching programs that best deliver positive outcomes for exceptional
children and undertook observations of classroom pedagogies. Four key findings
emerged:
1. Effective practice commences with recognition of exceptional need.
2. Observed quality of pedagogical practice was positively associated with
the outcomes for exceptional children.
3. Transition to school for exceptional children is facilitated by attention to
relationships and continuity of learning environment such that change is
gradual rather than abrupt.
4. Classroom teacher professional knowledge, both of the early years and of
exceptionality, affects the complexity/sophistication of practices.
Effective practice commences with recognition of exceptional need.
Pedagogic provision was framed by the complexity of the class groups and by
teachers’ recognition of exceptional need. When the proportion of children in a class
identified as exceptional exceeded 50% notable differences in the sophistication and
complexity of teacher’s reported beliefs about, and approaches to, transition and
inclusion were evident. However, our data suggest that giftedness, culture, gender
and social background were categories of exceptionality that were less frequently
recognised by teachers. Prior studies have reported similarly (Boardman, 2006;
Brooker, 2002; Freebody, Watters & Lummis, 2003).
Recognition of exceptional children and the quality of provision were framed
by external factors such as funding availability and statutory assessment
requirements. Access to additional support resource was associated with increased
teacher rates of identification of English as a second language and learning
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difficulties, indicating that the system is categorical and reactive. Teachers’ attention
to externalising behaviours, limited English, literacy difficulties and disability, rather
than to high achievement and cultural diversity, indicated that their focus was on
categories of risk and was perhaps framed by funding regimes and support services
focused on specific deficits. This focus has been found to be associated with
practices that are not inclusive and potentially stigmatising such as withdrawal or
segregation (Ashman, 2009) and grade retention (Graue, 2006). Existing literature
suggests that inattention to giftedness, social background and culture may lower
teachers’ expectations and limit meaningful learning opportunities (Comber &
Kamler, 2004; Freebody et al., 2003; Luke, et al., 1999; Siraj-Blatchford, 2006;
Whitton, 2005).
Observed quality of pedagogic practices
In these studies higher levels of adjustment and attainment were found to be
associated with supportive school and classroom practices. The quality and
continuity of programs in kindergarten and early elementary school supported
sustained progress. This reflects a similar finding to that of Sammons et al., (2004;
2008) on the importance of quality in both prior-to-school and early school
provision. At a classroom level, improved outcomes for children were moderately
but significantly positively associated with observed quality of pedagogies. The
sensitivity of exceptional children to pedagogic quality in these studies was an
important issue, as lower quality pedagogy was associated with little or no progress,
while high quality pedagogy supported sound progress even for children with low
entry outcomes.
School practices were found to be reactive, deficit-framed and internally-
focused, rather than systematic, pro-active and inclusive of external stakeholders.
This was evident in narrow provision for exceptional children and for family and
community engagement. Systematic school-level provisions may be particularly
important in the most complex classrooms, such as those in which teachers identified
a high proportion of the class as exceptional children. However, the opportunities for
family and community support for the work of schools were not yet being fully
realised, as teachers focused inwardly towards school relationships, rather than
outwardly towards broader stakeholder partnerships. Parents indicated awareness of
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their children’s developmental difficulties, and improved child adjustment was
moderately but significantly associated with engagement of the school with families
and the community. Harry (2008) and Niesel and Griebel (2007) note that more
extensive family and community engagement can alert teachers to children’s
individual and cultural needs, and thereby facilitate their progress.
Gradual transition to school
Transition to school was enhanced by the maintenance of pedagogic quality,
established transition practices, enabling relational environments, continuity of
learning and graduated change, supporting the findings of recent European and
Australian studies (Brostrom, 2005; Dockett & Perry, 2007; Niesel & Griebel, 2007;
Raban & Ure, 2000; Sammons, et al., 2008). However, reduction in the quality of
diversity environments was influenced by academic outcome pressures, professional
knowledge and teachers’ awareness of individual differences and backgrounds. This
reflects similar influences to those identified in the UK (Brooker, 2002). The
findings on these studies prompt the need to develop clearly articulated policies on
school transition that go beyond introductory practices and consider the congruence
and quality of children’s learning experience, as proposed by Kagan (2009)
Classroom teachers’ professional knowledge
These studies highlighted the impact of teacher quality on the provision of
programs that attend to the needs of individuals and to exceptional children. The
finding that the specialised professional knowledge of University-educated early
education teachers was a positive influence on program quality differs somewhat
from Pianta’s (2006) finding in the US. This variation may have arisen from
differences in the level or content of teachers’ education, or from particular features
of the samples.
Although specialist preparation emerged as an advantage, the more limited
knowledge base of some staff was a constraint. This supports Giangreco and Broer’s
(2005) finding regarding variable teacher knowledge of exceptionality and the
allocation of less qualified paraprofessionals to teaching exceptional children. Since
broader education in exceptionality-responsive pedagogies has been reported to
support the implementation of inclusive policies, consideration of professional
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education across the whole school may be required (Harry, 2008). Enhanced
professional education could assist schools to avoid reactive or deficit-focused
approaches, inconsistent practices and multiple yet separate categorical provisions,
thus supporting more coherent educational reforms (Ng, 2003).
Limitations
While the learning environment measures employed in this study were valuable
in highlighting a range of pedagogical practices, these were not specifically designed
to capture provision for exceptional children and may not have captured sufficiently
some factors relevant to the broader range of exceptional children in an Australian
context. More extensive investigation of instructional content quality would offer
more insight into the role of overall instructional quality in children’s progress. More
recent observation measures such as the Classroom Assessment Scoring System
CLASS (Hamre & Pianta, 2007) assess the quality of learning opportunities across
ECEC and early elementary settings. There is a need for observation measures of
pedagogic quality that specifically focus on diversity and inclusion practices.
The need for wider investigation of the effects of teacher qualifications and
methods of maximising use of a range of staff skill to support exceptional children is
also indicated. The contribution of qualified subject specialist and learning support
teachers would provide information on pedagogic practices beyond those adopted by
classroom teachers. Further, the interview data suggested the need for more extensive
investigation of teachers’ belief systems underlying their inclusion and transition
school transition.
Conclusion
The evidence from these studies indicates the importance of recognising
children’s exceptional need and of providing high quality early education programs
both prior to and within early elementary school. It also drew attention to the value
of multi-faceted gradual approaches to transition that attend to the needs of
exceptional children in non-stigmatising ways. While support service access eases
the pressures of catering for extremes of complexity in classrooms or overlapping
demands on teachers’ attention and time, such supports alone were not sufficient.
Professional education and wider family and community relationships emerged as
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Towards Inclusive Transition to School (Paper 5) 211
contributors to high quality pedagogy supporting exceptional children entering
school. The need for overarching systematic approaches to manage classroom
complexity, rather than reactive single-issue responses, is highlighted as a key
consideration supporting exceptional children entering school. The need for
overarching systematic approaches to manage classroom complexity, rather than
reliance on reactive single-issue responses, is highlighted as a key consideration.
Summary and Implications 213
CHAPTER 14: SUMMARY AND IMPLICATIONS
The evidence from this study shows varied inclusive transition trajectories that
relate to both the salience of classroom diversity and individual teacher’s approaches
to transition and inclusion. These relationships are presented in Figure 14.1. The
conceptualisation presented here moves beyond the current ecological models of
transition to consider aspects of inclusive practice. Three empirical papers from this
study emphasise inclusion (Paper 3) transition (Paper 4) then both in synthesis (Paper
5) to draw out aspects of the evidence on inclusive transition practices.
However, empirical analysis indicated that this initial conceptualisation failed
to adequately explain the range of school and classroom level factors impacting on
inclusive transition. The analyses presented in Paper 4 indicated that the original
conceptualisation of transition practices as hierarchically organised from low level
structural to higher level complex practices (incorporating attitudinal change) did not
explain the realities in the field. Rather, the data presented indicated that both simple
and complex practices existed side by side in school and classroom settings. Indeed,
teachers could simultaneously hold conceptualisations of transition that were
simplistic alongside more complex understandings. These findings may relate to the
context of a classroom, school, or community. Thus, an alternate conceptualisation,
accounting for the complexities of inclusive transition presented in these data has
been developed. This is shown in Figure 14.2.
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214 Summary and Implications
Figure 14.1. Conceptualisation of relationship of approaches to salience of diversity
Multifaceted Approaches
The evidence from this study indicates that inclusive transition is a complex
process presenting multiple challenges for teachers and schools, and questioning
underlying belief systems. Such complexity necessitates multi-faceted approaches to
inclusive transition rather than single actions. The evidence presented here suggests
that the focus of the education system on structural provisions was inadequate to
address the challenges faced by teachers whose classes are characterised by variable
levels of complexity and diversity. The question of feasibility also emerged with
increasing numbers of single-focused solutions directed at diversity sub-groups
adding to teacher burden and possibly, despite intent, detracting from optimal
TRANSITION AND INCLUSION APPROACHES
SALIENCE OF DIVERSITY
Low High
Complex
Simple
Multicultural School Suburban School
Regional School
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Summary and Implications 215
practice. Although the evidence from teachers demonstrates the value of structural
support in easing the pressures of catering for extreme diversity or overlapping
demands on their attention and time, this was not sufficient to address the tensions
experienced in diverse classrooms. Factors that were found to impact directly on
children’s outcomes include relationships, shared agency and pedagogies informed
by diversity.
The co-existence of a range of approaches to both inclusion and transition in
pedagogical practice observed in this study suggests that teachers are adding onto
existing repertoires of practice, rather than undertaking more extensive reform
involving deeper critical reflection. Alternatively, it could indicate that multiple
pathways may be required for diverse populations and teachers with varying
capacities, and that this multiplicity of approaches is directed by the limitations of
feasibility in specific contexts. Inclusive transition to school enlists multiple inputs
including policy frameworks, resource provision, broader staff capacity and
relationships among stakeholders. It considers the complex array of contributions
from children’s backgrounds and abilities, and their interactions with school and
community provisions and practices.
The revised conceptualisation of transition to school is shown in Figure 14.2 as
a series of inter-linked elements across both prior to school and school contexts.
These are explained in detail in the sections below. This new conceptualisation links
the sequence of elements of inclusive transition to frame their contribution to a
successful outcome defined, not only by child progress and disposition, but also
family and community confidence or satisfaction. This does not imply that
shortcomings at any one element of context will preclude successful inclusive
transition, since expectations of resilience in children and families underpin this
conceptualisation. It indicates that while children’s support and learning prior to
school entry makes a difference, it does not necessarily mean normative readiness
expectations of children. The concerns about feasibility that policies of inclusion
have prompted are addressed by a range of school-level provisions aimed at
enhancing the capacity of teachers. Such provisions support teachers’ enactment of
pedagogic ideals at a classroom level.
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216 Summary and Implications
Figure 14.2. Inclusive transition to school journey
Support and Learning Prior To School
The understandings expressed by experienced teachers regarding children’s
readiness for school appear to contain normative ideas that are inconsistent with deep
inclusion (Corbett & Slee, 2000). However, the empirical evidence from this study
that documented teachers’ efforts to cater for diversity indicated that they do, in fact,
Family & community confidence in school
Positive disposition to learning; child resilience
Children feel valued; sense of belonging
Academic & developmental progress
Support and learning prior to school Quality ECEC programs Transition program Support identification Family support
School feasibility provisions: Opportunities to teach Structural provision Support processes Policy formation Staff capacity building
Teacher enactment of ideals: Opportunities to learn Pedagogic quality, continuity and differentiation Recognition of diversity Affective & relational frame Child/family agency & capital
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Summary and Implications 217
differentiate curriculum and pedagogy. Though they use terms such as ‘readiness’,
their actions suggest understandings that extend beyond expectations of
homogeneous development at school entry. Perhaps the term ‘readiness’ needs to be
reconsidered, as it does not adequately describe teachers’ emerging understandings.
Their awareness that optimal progress, taking account of child abilities, background
and available support prior to school entry, is highly advantageous, needs to be taken
into account. The evidence from this study indicates that the effectiveness of the
following forms of support require further empirical investigation because of their
potential to contribute to children’s progress and facilitate transition across the early
years.
Programs prior to school
Access to quality ECEC programs. Access to ECEC services prior to
school set the basis for early learning. The data indicated that both quantity
(e.g., full-time Preparatory provision) and quality learning environments as
measured by APEEC and ECERS make a contribution. However, the question
of what instructional quality means in inclusive Australian early years
classrooms remains unresolved. The new Early Years Learning Framework in
Australia (DEEWR, 2009) represents an opportunity for negotiation of the
meaning of quality in early education prior to school.
Transition programs. Transition programs introduce children and families
to the school context, and establish socially supportive relationships or build
upon existing relationships such as child friendships.
Support processes
Family support. Processes of support given to families assist them to
provide optimal conditions for children with pre-existing health and
developmental concerns, or to children from culturally and linguistically
diverse backgrounds.
Support identification. Identification of children’s support requirements,
enable children and families to be linked with relevant community agencies, to
assist families in accessing diagnosis if this is indicated and to obtain advice
from support agencies on program modifications.
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218 Summary and Implications
Expectations that the provision of an ECEC program alone provides for
effective transition and subsequent progress represent an over-simplification of
transition processes. There is a need for attention to the practices within programs,
and those that link to families and communities.
Contextual Issues Influencing Feasibility
The concerns teachers in this study expressed with respect to the feasibility of
enacting policies and professional ideals in highly complex and diverse classrooms
indicates the need to surround them with supportive structures, processes and
relationships. Such contextual supports enhance their opportunities to teach (Hamre
& Pianta, 2007).
Structural supports
Teachers’ reliance on support provisions such as teacher-aide allocations,
specialist teacher access, adequate facilities and limited class sizes, highlighted the
crucial contribution that material and human resource make to the feasibility of
inclusive transition practices.
Staff child ratios Small class sizes and allocation of teacher aides or
specialist teachers in these classrooms supported provision for diversity.
Adequate adult-child ratios permit the scaffolding and transformation of
children’s understandings that are core processes in interactive early childhood
pedagogies as highlighted by Raban and colleagues (2005).
Staff consultation time. Since teacher aides, subject specialist teachers
and special education teachers, as well as classroom teachers, were observed to
work routinely with early years students, school consultation time may need
investigation. Early years practices that respect both play-based and subject
based approaches may require a consultation time allocation to negotiate
understandings and make realistic decisions supporting continuity of learning
as children move between classes or staff members.
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Summary and Implications 219
Wider support relationships
The opportunities for wider support for the work of schools and teachers were
not yet being fully realised, as the evidence presented here suggested that teachers
focused inwardly towards school relationships and leadership, rather than outwardly
towards broader community partnerships.
School leadership. Teachers reported on the importance of school
leadership and the value of assistance from a range of school colleagues,
indicating that a supportive and inclusive school culture was a key factor
assisting teachers. They nominated leadership by principals who were
knowledgeable about early years education as vital, yet parallel leadership by
senior early years teachers was also evident (Andrews & Crowther, 2002).
Community involvement. Little interaction with external groups was
found in this study. More effective relationships with the local community and
external professionals may have enhanced children’s horizontal transitions (e.g.
between external therapists or outside-school-hours-care and the school) and
assisted teachers in developing programs relevant to the local context.
However, teachers’ limited engagement with the external professional and
local community suggested that this may be constructed as the role of a
principal or that teachers felt overwhelmed with other responsibilities.
Policy context
The data presented in this study indicated that teachers and schools were
attending more to funded categories of diversity rather than to adopting a broad
conceptualisation of diversity and complexity in their classrooms. They emphasised
transition practices that prepared children for existing school structures and cultures.
Further, the relationship between stakeholders focused on student and staff relations,
rather than wider family and community relationships. This finding prompts the need
to develop more effective policies and procedures.
Policy and procedure clarification. Clearer inclusion policies and
procedures need to be developed, as teachers were attending more closely to
transition and diversity issues that attracted funded support services rather than
to social and cultural discontinuities and lack of challenge for high achieving
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220 Summary and Implications
children. This is an example of teachers’ work being driven by routines and
procedures related to the funding and resource streams, even where a new
policy (e.g., the Inclusion Statement, Education Queensland, 2005a) contained
a different message.
Broader policy focus. The focus of this study on the entirety of classroom
diversity indicated the need for further development of policy and procedures.
Policy enactment for gifted children required attention, as low teacher
awareness of giftedness may be a key factor in the lack of implementation of
existing policies. Policy inattention to culture as a resource may be limiting
teachers’ expectations and reducing meaningful learning opportunities
connected to children’s lifeworlds. The current policies on cultural diversity
primarily address literacy, English as a second language and Indigeneity
(Education Queensland, 2000b, 2001c, 2005b) rather than broader cultural
constructions taking economic, social, cultural and linguistic diversity into
account. These policies may contribute to cultural diversity being constructed
as sub-group risks, rather than prompts for differentiated pedagogic response
for entire classrooms. Formal recognition of the limited enactment of policies
is indicated by recent changes to school procedures requiring action plans to be
developed on inclusion and giftedness (Education Queensland, 2008).
Transition policies. Policies of transition to and through the early years of
school need to include entry to the Preparatory year, transition from
Preparatory to Year 1 and subsequent transitions in order to sustain children’s
academic progress and motivation. These policies need to consider transitions
of all children rather than just targeted consideration of children considered at
risk, such as children with high support needs (Education Queensland, 2007b)
or Indigenous children (Education Queensland, 2000b). Targeted policies
potentially stigmatise these children and fail to consider other groups such as
culturally diverse or geographically mobile children.
Family and community participation policy. Clear policies on stakeholder
partnership may assist teachers to change their attitude towards families and
communities. The study indicated that families and communities were
excluded or were engaged in teacher-decided classroom assistance tasks. They
could be involved in reciprocal communication and shared decision-making
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Summary and Implications 221
around transition and provision for diversity, in order to support children’s
ongoing learning and adjustment.
Teacher capacity building
The data presented here suggested that teachers’ rely on reactive additions to
repertoires of practice, rather than broader pre-active educational reform, and
indicated the need to change professional education. The limited education of
teachers regarding diversity and transition identified in this study, involved not only
general classroom teachers, but also other staff, such as teacher aides, specialist
subject teachers and special education teachers.
Pre-service education in diversity. Only the early childhood teachers in
this study had pre-service education on diversity and transition, although this
may have been related to the time or location of the pre-service education of
generalist primary staff. Pre-service education on critical reflection, transition
and broader diversity provisions would position a range of teachers within
schools and ECEC services to adopt more consistent and inclusive approaches.
The content of staff pre-service education may be the key area for change, as
the focus of Australian early childhood literature on single categories such as
specific disabilities or risk groups indicated that the broader impact of diversity
and complexity is not yet being addressed effectively.
Professional development. In-service education or professional
development for staff working with early years students should include not
only classroom teachers but also teacher aides, specialist subject teachers,
special education and therapy staff. While principals in these schools
demonstrated understandings of early years education and inclusion, principals
in other schools may benefit from inservice education if their understanding is
narrow (Stamopoulos, 2001). This would offer the opportunity to develop more
consistent transition and inclusion processes across a school, based on recent
evidence of effective pedagogies for young children in the early years.
Critical reflection. The professional transition processes of teachers
required further consideration, as teachers in this study expressed contradictory
and inconsistent understandings. Behavioural change may involve values
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222 Summary and Implications
change through diversity consciousness-raising and challenge to attitudes or
reflection on personal epistemologies (Brownlee & Berthelsen, 2006; Sims,
2002). The Index of Inclusion (Booth et al., 2004) is now being used as a
prompt for reflection in some Australian schools, but the early childhood
version (Booth et al., 2006) may be more relevant for play-based Preparatory
classrooms. Teacher action research based on critical reflection may also be
valuable for addressing specific concerns in context (MacNaughton, et al,
2007).
Pedagogies and Relationships Impacting Children’s Progress
Although the surrounding framework of support and capacity-building
enhances teachers’ opportunities to teach effectively, it is their pedagogic practices at
a classroom level that were shown in this study to impact directly on children’s
opportunities to learn (Hamre & Pianta, 2007).
Pedagogies of continuity and graduated change
The shared attention to continuity between Preparatory and Year 1 and 2
programs was an unexpected strength in the approaches observed in this study. It
took varied forms, depending on the capacities and attitudes of teachers and other
staff, the leadership shown by teacher-leaders or school principals. However,
awareness of children’s abilities and backgrounds framed practice.
Recognition of diversity. Effective provision for diverse learners
commenced with recognition of individual responses, friendships, abilities and
cultural background. Such recognition enabled teachers to differentiate for
individual children, and to identify children’s further support requirements.
Teachers with a heightened awareness of the variations within the school
community engaged in more complex and sophisticated approaches to
inclusion and transition.
Gradual transition. Gradual change across Preparatory and Year 1 in
structure, and from Preparatory to Year 2 in the level of child focus in this
study provided opportunities for children to adjust without confronting the
shock of sudden, sharp discontinuities. However, further investigation of what
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Summary and Implications 223
quality means across early years classes appears warranted, as the learning
environment scores in Year 2 were sometimes at minimal levels. This finding
in Year 2 may simply reflect the developmentally appropriate basis of the
learning environment instruments, and may be an expected trend as children
move towards the middle school, yet it failed to demonstrate consistently
inclusive, learner-centred pedagogies.
Continuity. Teachers in this study were exploring ways to balance
children’s continuity of experience with meeting expectations regarding
outcomes. The extension of explicit teaching into Preparatory play-based
programs attended to diverse family expectations and facilitated children’s
sense of being competent at school entry without excessive push-down of
formal schooling. Further, the extension of selected play experiences, social
skills learning, perceptual-motor experience and health and safety practices
into Year 1, enriched children’s learning opportunities while attending more
broadly to their development and adjustment.
Broad learning focus. Sustained incorporation of broader learning and
development opportunities through the early years of school was apparent in
only a few classrooms. The unexpected stability of oral communication, gross
motor development and mathematics scores between Preparatory and Year 1
classes may have been related to measurement limitation but it may also reflect
some narrowing of the curriculum in practice. The identified links between oral
communication and academic achievement indicate that the maintenance of
broader language programs, rather than a narrow print literacy focus, may
assist a range of children, as recommended by Hamston and Scull (2007).
Family and community connectedness. Exploration of opportunities for
enhanced connectedness and continuity in these data included limited links to
children’s home cultural traditions, some incorporation of first languages, and
teacher-framed classroom involvement by community volunteers. More
extensive involvement of families and communities in schools may offer
further opportunities to enhance continuity and adjustment.
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224 Summary and Implications
Relationship and affective support
The shared focus on relationships across year levels in this study indicated that
this was an important point of connection for teachers who may have different
perspectives on ways of including children and on ways of effecting transition. The
relationships were primarily internal to the schools, and failed to take into account
wider stakeholder groups in more equitable relationships. Since social inclusion
implies a sense of belonging and feeling valued this is a vital element of inclusive
transition. The reduced focus on diverse abilities and culture as children move into
Year 2 indicated the need for more sustained attention to diversity and continuity.
Peer relationships. Peer relationships and friendships were maintained in
these classrooms through social learning programs, buddy programs, and
sometimes class allocation, indicating that teachers were aware of the value of
peer support and friendship in enhancing children’s confidence, security and
sense of belonging to the class and school.
Teacher-child relationships. Teacher-child relationships were found to be
consistently warm and supportive, providing a nurturing affective environment
for less secure children that could be expected to assist children to feel they are
valued. However, it was unclear how this warmth was balanced by high
expectations that challenged children’s thinking and achievement. This element
was missing from the observation instruments, but may be crucial for advanced
children who require extension or for children whose progress is potentially
impeded by low teacher expectation, such as children from low-income
families and Indigenous children.
Staff relationships. Sound staff relationships in this study were reported
to support teachers in implementing ideals and striving for higher quality
pedagogies, yet ran the risk of maintaining traditional approaches without the
critical reflection that could support reform. The role of volunteers and teacher
aides also requires further investigation, as over-reliance on untrained or
minimally-trained paraprofessionals for highly complex learning support is
problematic if quality is to be sustained. The educational participation rights of
all children include the right to a quality education that considers diversity.
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Summary and Implications 225
Family-teacher partnerships. Family-teacher partnerships required further
consideration, as discussed previously, because of their value in facilitating
children’s transition to school. Teacher beliefs about the role of families and
communities may need to be explored further to determine avenues for changes
in power relationships between staff and families.
Differentiation in transition processes
Differentiation was observed in content, outcome and process, but the
realisation of differentiation practices specific to transition was not sufficiently
developed. It offers the potential for enhancing transition strategies by making
processes more individually relevant without stigmatising diversity sub-groups or
individual children and families. There was some limited evidence in this study of
exploration of this concept of transition differentiation through two strategies.
Teacher communication. In-depth sharing of teacher information about
individual children’s progress and responses offered teachers the opportunity to
prepare learning opportunities in advance and to reflect on their pedagogies so
their approach was relevant to all children.
Class allocation. Thoughtful allocation of children to classes based on
individual affective responses and peer relationships reflected efforts to
personalise teaching and to sustain a supportive affective climate.
However, the need to consider school transitions of children who have not
attended the Preparatory program, children who are geographically mobile or who
are experiencing stress. This is another situation in which deeper engagement with
families and communities would offer better opportunities to develop programs that
attend to the varied requirements of children whose life experience and educational
background may be outside the anticipated range or whose right to participate fully
has not been adequately considered. Differentiation of transition processes requires
further investigation, as teachers in other schools may have developed alternate
approaches beyond those observed or reported in this study.
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226 Summary and Implications
Educational reform, transition capital, child and family agency
The exploration of reform ideas such as multi-modal strategies and multi-age
structures could be fruitfully extended to broader educational reform approaches.
Further consideration is needed of the transition capital children and families bring
with them to border crossings such as entry to Preparatory or Year 1, and the ways
teachers can capitalise on these resources to enhance children’s resilience (Dunlop,
2007). Enhancement of the agency of children and families in school decision-
making processes is indicated as a potential avenue for progress.
Inclusive transition
Although teachers in this study used the term ‘readiness’ and demonstrated
some normative understandings, their conceptualisations were more complex than
their use of this term implied. They demonstrated understanding of the need to
support child outcomes by taking individual differences into account, and some
attended to a sequence of transitions over an extended time frame. An inclusive
transition is, therefore, defined as an on-going and non-discriminatory process of
mutual adaptation by diverse children, families, schools and communities to facilitate
all children moving successfully from home and ECEC centres into and through the
early years of school.
Successful or adaptive transition as defined by McIntyre (2003) considers only
children’s adjustment to the school as indicated by positive relationships with
teachers and peers, progress in social skills at school, and low reporting of problem
behaviours. Successful transition to school may be defined more broadly through
varied child qualities such as positive disposition towards learning and resilience in
the face of challenge (Fabian, 2002; Perry et al., 2000) or through longer-term
positive developmental trajectories (Burchinal et al., 2002; La Paro et al., 2000).
Such definitions fail to consider on-going learning or the adjustment of schools to
learner diversity. In the context of inclusion, Reitveld (2008) defined successful
transition as “being treated as an equal, valued and contributing member of the
centre, class and school, and participation in the full range of culturally-valued roles
of that setting” (p.2). This study expands Reitveld’s definition to incorporate more
explicit reference to academic and developmental progress together with affective
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Summary and Implications 227
factors and wider stakeholder satisfaction. Thus, it is proposed that successful
transition be defined more comprehensively as (1) positive academic and
developmental progress; (2) feeling valued and having a sense of belonging to the
class and school; (3) resilience and positive disposition towards learning; and
(4)family and community confidence in the process
It is recommended that future empirical research should evaluate successful
transition against all four of these criteria.
Limitations of the Research
The empirical content of this thesis focused, for the main part, on the study of
three school sites in exploring inclusive transition practices and their effects on
children’s progress. The study of this small sample of three sites enabled in-depth
data collection using multiple methods, to document and analyse the role of
pedagogical practice in the transition to school of the diverse range of learners in
Preparatory to Year 2 classrooms. Though selection of the three schools was
systematic, with school size held constant and sampling directed by location and
population characteristics, the small sample and restriction to “average size” schools
limit the generalisability of findings. It is likely that variation in school size, for
example, affects the availability of both human and material resource.
Data on transition approaches relied heavily on teacher report through
interview and may not be a sufficiently robust method to enable identification of any
association between transition approaches and child outcomes. Currently there are
not any available standard measures of teacher beliefs and practices pertaining to
transition practices. Pilot work for this study tested alternative methods of data
collection to asertain teacher views using personal construct theory and repertory
grid technique (Fetherstone, 1995). However, teachers found the procedure
confusing. In contrast, teacher report was found to both provide rich explanations of
pedagogic choices and to substantiate data collected through observations of
classroom learning environments. Reported practices aligned with standard
observation scores and field notes. The purpose of this study was to reveal details
about the processes surrounding diverse children’s transitions into formal school
settings. Such detail has hitherto been lacking.
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228 Summary and Implications
The measurement tools, as with all instruments serving to reduce real-life
experience to focused analysable data, were also found to have limitations. In
particular, those for classroom environment and mathematics measurement reflected
the current status of measures sensitive to early years pedagogies. The lack of a
learning environment measure that could be used effectively in both play-based and
subject outcomes-based classrooms presented problems of comparability. Further,
the theoretical underpinning of these standard measures reflects traditional notions of
developmentally appropriate practice that reinforce stereotypes and standardised
pedagogies (Grieshaber, 2008). The learning environment measure also combined
structural features of environments provided by the school (e.g., room access,
teaching materials) with pedagogic choices and interactions, so that focusing on
quality of teaching was more difficult. A single measure, covering both setting types,
and focused on teacher choices and interactions would be more relevant. However,
elements addressing inclusive practice need to be incorporated.
Implications for Practice and Research
Transition to school processes that are inclusive of diverse learners need to go
beyond the single event of school, to consider provisions and practices across the
multiple transitions that occur in the early years of school. The empirical data
indicate the contributions of school provisions and early years pedagogies to
children’s transitions, and of links between these and prior to school provisions.
However, there are gaps in existing evidence remaining. There is a need for more
evidence about enactment of inclusion in the early years of school, and
implementation of pro-active approaches that take a critical position and that aim to
reform existing systems that produce reactive and fragmented responses to diversity.
Implications for practice
This study delivers key directions for practice in early years education aimed at
achieving inclusion of the diversity of learners as they undertake the educational
transition from play-based to outcomes-based approaches. These can be grouped into
four key areas for action 1) Philosophical re-positioning framed by participation
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Summary and Implications 229
rights 2) Policy and planning at a system level 3) Preparation of staff, both pre-
service and in-service, and 4) Pro-active reform of practices.
Philosophy A shift in philosophy is required to re-frame teachers’
approaches to inclusion and transition such that they attend to children’s
participation rights. Such a shift would entail both critical reflection on the
values and beliefs that underpin practice, and re-negotiation of philosophies
across early years education. Deep professional discussion of practice and
underlying philosophical positions may be required to clarify the
understandings teachers hold, and to support their re-negotiation of new ways
of thinking. This re-positioning should include the replacement of terms such
as ‘readiness’ and ‘special/additional needs’ with more inclusive and positive
terminology, to reflect a re-conceptualisation of children as competent learners,
and of early education as a rights-based rather than needs-based endeavour.
However, the key shift needs to be in the images teachers hold of diverse
children and the way they understand their multiple and conflicting
responsibilities. Allan (2004) argues that the complexities and tensions inherent
in inclusion need to be acknowledged and negotiated, together with reflection
on the ethics of interactions with the diversity of children in classrooms.
Preparation Professional education of all staff in leadership or teaching
roles is required to build capacity in recognising diversity, enacting reforms
and developing a coherent educational culture and approach. The knowledge of
teaching assistants, subject-specialist teachers, diversity-specialist teachers,
school leaders and early years teachers regarding inclusion, early education and
school transition needs to be deepened. Reforms to professional education
should consider both pre-service education for the emerging generation of
teachers and in-service education for experienced staff across schools and
ECEC. Its content needs to encompass overarching approaches to equitable
provision for the range of diverse abilities and cultural backgrounds in
contemporary classrooms, not just isolated strategies for specific disabilities.
Rather than teacher preparation becoming an overlay of special education
practice onto general education practice, it needs to be a negotiated inquiry into
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230 Summary and Implications
practice and relationships, to facilitate more complex ways of thinking about
teaching and learning in complex classrooms.
Policy and planning School-level policies and procedures are required to
support teachers in utilising limited support services in more inclusive ways, so
they are more effective in enacting inclusion and transition ideals. Further,
school-level policies and strategies are needed to strengthen relationships with
families and the wider community, and to establish a culture of respectful
negotiation of decisions underpinned by more equitable teacher-family power
dynamics. This is particularly important in communities where social,
economic and cultural differences between teachers and families can limit
shared understandings and communication. Transition policies that consider
the range of children’s abilities and backgrounds are also required to address
the participation rights of all children. Such policies should incorporate longer-
term processes across both sending and receiving settings, and involve
families. This would require respectful consideration of family and community
cultural experiences, and negotiation of various structural and pedagogic
differences between ECEC and the early years of school.
Pro-active and systematic reform of practice. Pro-active reform
approaches to inclusion, attending to diverse abilities and cultural background,
are required to address the participation rights of all children. Inclusive
education approaches based on Productive Pedagogies or on Universal Design
for Learning (Van Kraayenoord, 2007) offer overarching, systematic strategies
catering for learner diversity. The incorporation of pedagogic action research
and of evaluative tools such as the Index for Inclusion may assist in reform by
involving teachers in collaborative critical reflection on values, cultures,
policies and practice. Differentiation may still be required to respond to
emergent classroom circumstance, but will not really support inclusion if it
focuses solely on children’s difficulties or deficits. Broader constructions of
diversity offer the opportunity for teachers to attend to the complexity of
classes and to develop more sophisticated processes that consider the range of
children. However, achieving a balance between respect for diversity and
expectations for academic outcomes remains a key challenge that is faced by
systems, schools and individual teachers.
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Summary and Implications 231
Implications for future research
This study has identified three questions yet to be addressed in future research.
1) How can responsibilities for educational outcomes and inclusion be effectively
balanced?
2) What are successful examples of reform strategies in early years education?
3) How do teachers’ professional transition processes impact on early education
practice?
Balancing educational expectations. The problem of achieving a balance
between children’s achievement and respect for diversity requires further
investigation to identify effective strategies in a variety of contextual circumstances.
This might be examined through case studies of comparable children experiencing
variations in pedagogies of inclusion and transition (e.g., withdrawal from class or
in-class support; short-term preparatory processes or long-term transition processes).
It might also be addressed through surveys of a wider range of early years teachers in
varied settings, with questions framed by evidence from this study. Since teacher
preparation and contextual circumstances impact on the outcome, a stratified
purposeful sample could be used, following the model in the Starting School
Research Project SSRP in Australia (Dockett & Perry, 2007). It would include
teachers with early education qualifications, generalist primary qualifications and
specialist qualifications in diversity (e.g., special education, English as a second
language). Further it would target teachers in a range of communities in terms of
geographic location, socio-economic status, cultural background and service access.
Reform exemplars. The ways in which early years inclusion and transition are
enacted in a wider variety of schools needs to be examined, to offer insights into
successful strategies that could be used as examples to other teachers. Effective
strategies for teacher access to these exemplars also needs investigation, as reform of
practice requires both the sharing of practical ideas and negotiation of deeply-held
beliefs about teaching and learning. Extension of this study to schools with non-
traditional grade structures such as multi-age settings and small rural schools would
indicate the role of alternate structural features in supporting more inclusive
transition. Further, the extension of this study to schools that are already using
232
232 Summary and Implications
reform pedagogies would offer evidence of pro-active approaches to transition and
inclusion. This question might be also examined by researching the strategies
adopted in identified centres of excellence, following the intensive case study model
adopted in the Effective Pre-school and Primary Education EPPE study in the United
Kingdom (Sammons, et al., 2008).
Transition of teachers. The impact of teacher beliefs on classroom
pedagogies, and the professional transition of teachers from traditional theory frames
to socio-cultural and critical frames need to be further examined. This would offer
insight into the potential for transition reforms focused on transition capital, child
agency and child resilience, as well as on continuity of learning that respects both
ECEC and school pedagogies. These questions might be examined through
observation and interview of a wider range of teachers, in terms of both their
background of qualifications and experience, and in terms of their location and
school type. Examination of teachers’ underlying assumptions and values might also
be addressed through an epistemological beliefs questionnaire (Brownlee &
Berthelsen, 2006). However, the findings in the current study, of multiple positions
with a single teacher is particularly provoking. Thus deeper examination of teacher
interview data from this study, using discourse analysis, might be of greater value in
highlighting contradictions and hidden meanings regarding this interesting problem.
Such evidence would extend understandings about the application of deep level
educational reform to transition to school, with the aim of assisting diverse learners
without stigmatisation.
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APPENDICES 267
APPENDICES
Appendix A: Summary of Impact Factors and ERA Rating of Journals
Paper Journal Reason for Selection Impact Factor
ERA Rating
Paper 1 Contemporary Issues in Early Childhood
Publishes innovative methodologies; critical theory in early education; re-conceptualisation of early education
Not currently available
A
Paper 2 International Journal of Early Years Education
Publishes comparative education in early childhood; has early years international audience
Not currently available
B
Paper 3 International Journal of Inclusive Education
Publishes on critical theory in education, and on innovations in educational inclusion
Not currently available
A
Paper 4 Journal of Early Intervention
Publishes on early intervention across wide age range; readership includes practitioners as well as academics
0.821(2008) 0.529 (2007) 1.088 (2006)
B
Paper 5 Exceptional Children
High ranking journal in education of diverse groups
1.712 (2008) 2.528 (2007) 3.226 (2006)
A