ukraine-non-proliferation -stcu 1 ukraine – non-proliferation – stcu

UKRAINE-NON-PROLIFERATION -STCUUKRAINE-NON-PROLIFERATION -STCU 11

UUKRAINE – NON-PROLIFERATION – STCU KRAINE – NON-PROLIFERATION – STCU


Ukraine on its Ukraine on its WWay to ay to NNon-on-nnuclear uclear SStatustatus

Pre-conditionsPre-conditions16 July 1990 16 July 1990 the Ukrainian Parliament (Supreme the Ukrainian Parliament (Supreme

Rada) Rada) adopted the adopted the Declaration oDeclaration onn State State Sovereignty of Ukraine Sovereignty of Ukraine

24 October 199124 October 1991 the Supreme Rada adopted a the Supreme Rada adopted a Statement on Statement on the the Non-Non-nnuclear Status of Ukraineuclear Status of Ukraine

7 May 19927 May 1992 tthe President of Ukraine he President of Ukraine sent a sent a letter to letter to the President of the USA the President of the USA saying that “saying that “Ukraine Ukraine would ensure elimination of all its nuclear arsenal would ensure elimination of all its nuclear arsenal including strategic offensive arms based on its including strategic offensive arms based on its territoryterritory””..



Legal stepsLegal steps Statement Statement of of the the SupremeSupreme Rada on Rada on the the Non-Non-nnuclear Status of uclear Status of

UkraineUkraine,, 24 24.10.1.10.1991991 Treaty between USA and USSR on the Reduction and Limitation of Treaty between USA and USSR on the Reduction and Limitation of

Strategic Offensive Arms (START Treaty), Strategic Offensive Arms (START Treaty), 3131.07..07.19911991 Decree of the Supreme Rada on Supplemental Measures to Obtain Decree of the Supreme Rada on Supplemental Measures to Obtain

the the Non-Nuclear Status of UkraineNon-Nuclear Status of Ukraine,, 9 9.04..04.19921992 Lisbon Protocol to the START Treaty, Lisbon Protocol to the START Treaty, 2323.05..05.1992 1992 Decree of the Supreme Rada on Ratification of the START Treaty Decree of the Supreme Rada on Ratification of the START Treaty

and the Lisbon Protocol, and the Lisbon Protocol, 18.11.1993 18.11.1993 Trilateral Statement signed by the Presidents of Ukraine, USA, and Trilateral Statement signed by the Presidents of Ukraine, USA, and

Russia on Concrete Steps Aimed at Obtaining the Non-nuclear Russia on Concrete Steps Aimed at Obtaining the Non-nuclear Status of Ukraine,Status of Ukraine, 14.01.1994 14.01.1994

Decree of the Supreme Rada on Implementing Recommendations Decree of the Supreme Rada on Implementing Recommendations of the Decree on Ratification of the START Treaty and the Lisbon of the Decree on Ratification of the START Treaty and the Lisbon Protocol, Protocol, 3.02.1994 3.02.1994

Law of the Supreme Rada on Accession of Ukraine to the Law of the Supreme Rada on Accession of Ukraine to the Treaty on Treaty on the Non-the Non-pproliferation of Nuclear Weaponsroliferation of Nuclear Weapons (NPT) (NPT) dated July 1, 1968, dated July 1, 1968, 16.11.1994 16.11.1994

Memorandum Memorandum on Security Guarantees with Regards to the on Security Guarantees with Regards to the Accession of Ukraine to the NPT, Accession of Ukraine to the NPT, 5.12.19945.12.1994



Guarantees to UkraineGuarantees to Ukraine

14 January 14 January 1994 1994 after signing the after signing the Trilateral Statement on liquidation of Trilateral Statement on liquidation of nuclear arms on the territory of Ukraine nuclear arms on the territory of Ukraine Leonid Kravchuk, President of Ukraine Leonid Kravchuk, President of Ukraine stressed that “the documents signed in stressed that “the documents signed in Kremlin would provide solid guarantees Kremlin would provide solid guarantees to the national security of Ukraine. to the national security of Ukraine. Besides… our country would receive Besides… our country would receive compensation for the nuclear arms to be compensation for the nuclear arms to be eliminated”.eliminated”.



Existing contradictionsExisting contradictions

16 November16 November 1994 Ukraine acceded to the 1994 Ukraine acceded to the NPT NPT as a country being “the owner of the as a country being “the owner of the nuclear arms inherited from the former USSR” nuclear arms inherited from the former USSR”

Under Article IX p.3 of thUnder Article IX p.3 of thee NPT a nuclear NPT a nuclear power is the one which has manufactured and power is the one which has manufactured and exploded nuclear weapon or other nuclear exploded nuclear weapon or other nuclear explosive device prior to 1 January 1967explosive device prior to 1 January 1967

At that time At that time only the only the USA, USSR, UK, FranceUSA, USSR, UK, France,, and Chinaand China officially had officially had the the status of nuclear status of nuclear powerspowers



Existing Existing CContradictionsontradictions (Continuation) (Continuation) On 29 July 1950 Oleg Lavrentyev, a scientist from the On 29 July 1950 Oleg Lavrentyev, a scientist from the

Kharkiv Physics and Technology Institute,Kharkiv Physics and Technology Institute, was the first was the first to describe the nuclear fusion reaction and to propose to describe the nuclear fusion reaction and to propose the model of the H-Bombthe model of the H-Bomb

FromFrom 29 August 1949 to 31 December 29 August 1949 to 31 December,, 1987 the 1987 the USSR has carried out 618 nuclear test explosions USSR has carried out 618 nuclear test explosions out out of which 126 were reported as peaceful of which 126 were reported as peaceful onesones

Presently, iPresently, it is known that a number of the reported t is known that a number of the reported peaceful explosions were in peaceful explosions were in reality reality military military ones ones and and some of them were carried out on the territory of the some of them were carried out on the territory of the Ukrainian Soviet Socialist RepublicUkrainian Soviet Socialist Republic

Thus, Thus, Ukraine tested missiles on its territory Ukraine tested missiles on its territory

An answer weather the Ukrainian Soviet Socialist An answer weather the Ukrainian Soviet Socialist Republic manufactured missiles prior to 1 January Republic manufactured missiles prior to 1 January 19619677 is with the Ministry of Defense of is with the Ministry of Defense of the the Soviet Soviet UnionUnion


Ukraine on its Ukraine on its WWay to ay to NNon-nuclear on-nuclear SStatustatus Ukraine in International Non-proliferation Treaties and Ukraine in International Non-proliferation Treaties and

RegimesRegimes Comprehensive Test Ban Treaty, Comprehensive Test Ban Treaty,

24.09.199624.09.1996 Treaty between Ukraine andTreaty between Ukraine and International International

Atomic Energy Agency (IAEA)Atomic Energy Agency (IAEA) Regarding Regarding Guarantees, Guarantees, 13.01.1995 13.01.1995

Treaty on the Non-Treaty on the Non-pproliferation of Nuclear roliferation of Nuclear WeaponsWeapons, , 16.11.199416.11.1994

Convention on the Prevention of Convention on the Prevention of Development, Production, Collection, and Development, Production, Collection, and Use of Chemical Weapons and their Use of Chemical Weapons and their Destruction, Destruction, 13.01.199313.01.1993

Other treaties signed by the USSR where Other treaties signed by the USSR where Ukraine became the assigneeUkraine became the assignee after after disintegration of the USSRdisintegration of the USSR


Ukraine on its Ukraine on its WWay to ay to NNon-nuclear on-nuclear SStatustatus

Ukraine in International Export RegimesUkraine in International Export Regimes Missile Technology Control Regime, Missile Technology Control Regime, 27.05.199827.05.1998 Zangger Committee, Zangger Committee, May 1997May 1997 Wassenaar Convention Wassenaar Convention (Multilateral Regime of (Multilateral Regime of

Control of Export of Conventional Weapons and Dual-Control of Export of Conventional Weapons and Dual-use Goods and Technology),use Goods and Technology), 11.07.199611.07.1996

Nuclear Suppliers Group, Nuclear Suppliers Group, 20.04.199620.04.1996


The Ukrainian Military The Ukrainian Military Industrial ComplexIndustrial Complex

PastPast Since the mid 1990-s Ukraine has been in Since the mid 1990-s Ukraine has been in

the list of top ten exporters of military the list of top ten exporters of military equipment and services ($2.627 bln. USD equipment and services ($2.627 bln. USD during 1997-200during 1997-20011

1/1/4 of the entire soviet military industrial 4 of the entire soviet military industrial complex was located on the territory of complex was located on the territory of Ukraine (over 1,800 military enterprises Ukraine (over 1,800 military enterprises employing approximately 2.7 mln. people)employing approximately 2.7 mln. people)

Pivdenmash, Kharkiv Malyshev Tank Pivdenmash, Kharkiv Malyshev Tank Construction Plant, Antonov Aviation Construction Plant, Antonov Aviation Scientific Technical Complex and other Scientific Technical Complex and other enterprises were the most powerful in the enterprises were the most powerful in the former USSRformer USSR

Data source: Romyr Report Spring-Summer 2003, #1 (15)Data source: Romyr Report Spring-Summer 2003, #1 (15)


The Ukrainian Military The Ukrainian Military Industrial ComplexIndustrial Complex

Priorities: PastPriorities: Past

Rocket and radar Rocket and radar technologiestechnologies

Naval shipbuildingNaval shipbuilding Aircraft construction Aircraft construction High-precision weaponryHigh-precision weaponry


EElimination of SOA in Ukrainelimination of SOA in Ukraine

DismantlDismantleementment of of Strategic Strategic OOffensive ffensive AArms (SOA)rms (SOA)

Decommissioning of Decommissioning of the the SOA SOA infrastructureinfrastructure

Conversion of military plants and Conversion of military plants and scientific institutionsscientific institutions::• STCU STCU • Technology parksTechnology parks• Business incubatorsBusiness incubators


Dismantlement of SOADismantlement of SOA

1. 1. Liquid fuel missiles:Liquid fuel missiles: ICBM’s (ICBM’s (iintercontinental ballistic missiles) silos ntercontinental ballistic missiles) silos (Khmeln(Khmelniitsky, tsky, Pervomaisk, Kharkiv)Pervomaisk, Kharkiv) 130 silos of SS-19 ICBMs; 2 training silos of SS-19 ICBMs, 1 training 130 silos of SS-19 ICBMs; 2 training silos of SS-19 ICBMs, 1 training

silo of SS-18 ICBMs and 1 training silo of SS-9 ICBMs; 13 ICBM’s silo of SS-18 ICBMs and 1 training silo of SS-9 ICBMs; 13 ICBM’s mission control centers; 130 SS-19 ICBMsmission control centers; 130 SS-19 ICBMs

5,000 tonnes of heptyl deposited in a storage in Shevchenkovo (July 5,000 tonnes of heptyl deposited in a storage in Shevchenkovo (July 1998)1998)

2. 2. Solid fuel missilesSolid fuel missiles::Silos of ICBMsSilos of ICBMs (Mykhailenky, (Mykhailenky, Pavlograd, Pervomaisk)Pavlograd, Pervomaisk) 46 SS-24 ICBMs and 5 mission control centers46 SS-24 ICBMs and 5 mission control centers Location of solid missile fuel storage - PavlogradLocation of solid missile fuel storage - Pavlograd

3. 3. Heavy bombers:Heavy bombers: 19 Tu-160, 65 АКRKh -55 (Pryluky)19 Tu-160, 65 АКRKh -55 (Pryluky) 21 Тu-95, 453 АКRKh-55 (Uzin)21 Тu-95, 453 АКRKh-55 (Uzin) 4 Тu-95 (Bilotserkivsk)4 Тu-95 (Bilotserkivsk)


Decommissioning of SOA’s Decommissioning of SOA’s InfrastructureInfrastructure

Nuclear missiles and fuel infrastructure of Nuclear missiles and fuel infrastructure of Pervomaysk Pervomaysk ICBM divisionICBM division

Nuclear missiles and fuel infrastructure of Nuclear missiles and fuel infrastructure of KhmelnitskKhmelnitsk ICBM division ICBM division

Centralized nuclear missiles storage sites in Centralized nuclear missiles storage sites in MakarivMakariv and and KirovogradKirovograd

Centralized nuclear missiles storage sites of the Centralized nuclear missiles storage sites of the heavy bombers’ divisions in heavy bombers’ divisions in UzinUzin and and PrylukyPryluky


Cooperative Treat Reduction in UkraineCooperative Treat Reduction in UkraineContinuationContinuation

Program Program Partners Partners CostCost

US $ US $ mln.mln.

Elimination of the strategic nuclear Elimination of the strategic nuclear armsarms

US Ministry of DefenseUS Ministry of Defense

Ministry of Defense of Ukraine Ministry of Defense of Ukraine $244,7 $244,7

Decommissioning of the nuclear Decommissioning of the nuclear arms infrastructurearms infrastructure


Ministry of Defense of UkraineMinistry of Defense of Ukraine$23,4$23,4

Defense Industry ConversionDefense Industry Conversion-Conversion of enterprises Conversion of enterprises - Conversion and building lodging Conversion and building lodging -Science and technology center Science and technology center

US Ministry of Defense US Ministry of US Ministry of Defense US Ministry of Defense, US Department of States Defense, US Department of States

Ministry for Machine Building, Military Ministry for Machine Building, Military Complex and Conversion of UkraineComplex and Conversion of Ukraine

$70 $70

Broadening contacts between Broadening contacts between representatives of defense representatives of defense ministries and arms forcesministries and arms forces


Ministry of Defense of UkraineMinistry of Defense of Ukraine$8,3$8,3

Additional programs Additional programs - - Emergency responseEmergency response

- - Export control Export control

- - Intergovernmental communications Intergovernmental communications

- - Cooperation in improvement of civil nuclear reactors Cooperation in improvement of civil nuclear reactors protectionprotection

- - Control over fissile materials Control over fissile materials

US Ministry of DefenseUS Ministry of Defense,, US Department US Department of States, US Department of Energy of States, US Department of Energy

Ministry of Defense of UkraineMinistry of Defense of Ukraine,, Experts Experts and Technical Committee of the and Technical Committee of the Cabinet of Ministers of Ukraine, State Cabinet of Ministers of Ukraine, State Committee for Nuclear and Radioactive Committee for Nuclear and Radioactive SecuritySecurity

$51,2$51,2

TOTAL – US $395,6 mln.


ConversionConversion EEconomconomic Modelic Model

The The ggovernment of Ukraine has determined an overnment of Ukraine has determined an economic model based on innovations as a key economic model based on innovations as a key instrument of further economic development of instrument of further economic development of the countrythe country

A specific type of such innovation model is to A specific type of such innovation model is to be defined by scientists themselves andbe defined by scientists themselves and,, first first of of all,all, by the National Academy of Science of by the National Academy of Science of Ukraine (NASU)Ukraine (NASU)


ConversionConversionLegal BaseLegal Base

Decree of the Supreme Rada “On Keeping the Decree of the Supreme Rada “On Keeping the Legislation on Development of the Science and Legislation on Development of the Science and Technology Potential and Innovative Activities in Technology Potential and Innovative Activities in Ukraine”, 16.06.2004Ukraine”, 16.06.2004

Law of Ukraine “On State Complex Program of Law of Ukraine “On State Complex Program of Development of High and Science Intensive Development of High and Science Intensive Technologies”, 09.04.2004Technologies”, 09.04.2004

Decree of the Cabinet of Ministers “On Approving Decree of the Cabinet of Ministers “On Approving the Procedures of Formulating, Expertise and the Procedures of Formulating, Expertise and Discussing Priorities of Innovative Activities”, Discussing Priorities of Innovative Activities”, 17.07.200317.07.2003

Law of Ukraine “On Law of Ukraine “On PrioritPrioritiesies in the Innovative in the Innovative Activities of UkraineActivities of Ukraine”, ”, 16.01.200316.01.2003

Law of Ukraine “On Innovative Activities”, Law of Ukraine “On Innovative Activities”, 04.07.200204.07.2002


ConversionConversionLegal Base (Continuation)Legal Base (Continuation)

Law of Ukraine “On Priorities in the Development Law of Ukraine “On Priorities in the Development of Science and Technology”, of Science and Technology”, 11.07.200111.07.2001

Law of Ukraine “On the Special Regime Law of Ukraine “On the Special Regime Concerning Activities in the Area of Investment Concerning Activities in the Area of Investment and Innovation of Technoparks”, and Innovation of Technoparks”, 16.07.199916.07.1999

Decree of the Supreme Rada of Ukraine “On the Decree of the Supreme Rada of Ukraine “On the Concept of the Development of Science, Concept of the Development of Science, Technology and Innovation in Ukraine”, Technology and Innovation in Ukraine”, 13.07.199913.07.1999

Law of Ukraine “On Scientific and Technological Law of Ukraine “On Scientific and Technological Expertise”, Expertise”, 10.02.199510.02.1995

Law of Ukraine “On Activities in the Area of Law of Ukraine “On Activities in the Area of Science and Technology”, Science and Technology”, 13.12.199113.12.1991


ConversionConversionLaw “On Law “On PrioritPrioritiesies in the Innovative in the Innovative

Activities of UkraineActivities of Ukraine””

Modernization of electric power plants; new and Modernization of electric power plants; new and renewable sources of energy; new resource saving renewable sources of energy; new resource saving technologies technologies

Machine and instrument building; development of Machine and instrument building; development of high quality metallurgyhigh quality metallurgy

Nanotechnologies; microelectronics, IT, Nanotechnologies; microelectronics, IT, telecommunicationstelecommunications

Improvement of chemical technologies, new Improvement of chemical technologies, new materials processing, development of materials processing, development of biotechnologiesbiotechnologies

High tech development of agriculture and High tech development of agriculture and manufacturing industrymanufacturing industry

Transport systemsTransport systems Health care and environment protectionHealth care and environment protection Development of innovation culture of the societyDevelopment of innovation culture of the society


ConversionConversionFinancial ResourcesFinancial Resources

State funding State funding Other sources:Other sources:

• Economic agreementsEconomic agreements• Technoparks, business incubatorsTechnoparks, business incubators• Grant agreements (STCU, CRDF, Grant agreements (STCU, CRDF,

TACIS, etc.)TACIS, etc.) Estimated funding of the scientific Estimated funding of the scientific

institutions can be found on institutions can be found on www.stcu.intwww.stcu.int (Source: questioning (Source: questioning conducted by the STCU in 2003)conducted by the STCU in 2003)


ConversionConversion Science & Technology Center in Ukraine Science & Technology Center in Ukraine

(STCU)(STCU)

STCUSTCUis an intergovernmental non-for-is an intergovernmental non-for-profit organizationprofit organization

Mission:Mission: For a safer and better world, to assist For a safer and better world, to assist

former WMD experts in the transition former WMD experts in the transition to self-supporting, peaceful activities to self-supporting, peaceful activities in the international science and in the international science and business communities …and do so business communities …and do so using the best professional practicesusing the best professional practices


ConversionConversion Landmarks in STCU developmentLandmarks in STCU development

25 October 199325 October 1993 AAgreement greement to Establish the STCUto Establish the STCU between between Governments of Ukraine, Canada, USA and Governments of Ukraine, Canada, USA and Sweden Sweden

4 May 19944 May 1994 President Presidentialial Decree № 202/94 Decree № 202/94 OnOn approv approval al of of the Agreement the Agreement

7 July 1997 7 July 1997 a a PProtocol to amend the Agreement under rotocol to amend the Agreement under which the European Union replaced Swedenwhich the European Union replaced Sweden

29 December 199729 December 1997 accession of Uzbekistan to the accession of Uzbekistan to the AgreementAgreement

18 March 1998 18 March 1998 accessionaccession of Georgiaof Georgia to the Agreementto the Agreement15 March 2001 15 March 2001 Ratification of the Agreement by the Ratification of the Agreement by the

Supreme RadaSupreme Rada2727 June 2003 June 2003 accession of Azerbaijan to the Agreement accession of Azerbaijan to the Agreement17 June 2004 17 June 2004 accession of Moldova to the Agreementaccession of Moldova to the Agreement


ConversionConversionSTCU: GoalsSTCU: Goals

Facilitating research opportunities for former Facilitating research opportunities for former weapons-of-mass-destruction scientists that weapons-of-mass-destruction scientists that permanently redirects their talents to peaceful permanently redirects their talents to peaceful aimsaims

Assisting the protection and exploitation of Assisting the protection and exploitation of research results attained to benefit the research results attained to benefit the scientists creating them and the economies and scientists creating them and the economies and societies of the Parties governing the Centersocieties of the Parties governing the Center

Supporting the integration of the scientists into Supporting the integration of the scientists into credible international, national and regional credible international, national and regional research effortsresearch efforts


ConversionSTCU Parties

AzerbaijanGeorgiaMoldovaUkraine

Uzbekistan

Canada European Union

USA


ConversionConversion Science in STCU Member-CountriesScience in STCU Member-Countries

UkraineUkraine UzbekistUzbekistanan

Georgia Georgia MoldovMoldovaa

Total number Total number of scientistsof scientists

157,500157,500 41,14241,142 14,00014,000 5,0005,000

Involved in Involved in WMD WMD developmentdevelopment

15,00015,000 4,0004,000 2,8002,800 3,7503,750

Total number Total number of R&D of R&D institutes & institutes & organizationsorganizations

1,3891,389 342342 225225 8080


ConversionConversion Regional Structure of the National Academy of Regional Structure of the National Academy of

Sciences of Ukraine Sciences of Ukraine


ConversionConversion Scheme of Work of the Scheme of Work of the STCUSTCU

TThe STCU donor-countrieshe STCU donor-countries ensure:ensure: funding funding ofof scientific and technical scientific and technical

projectsprojects

The The STCU STCU recipient countrecipient countrriesies ensure ensure::preferential terms of taxation (salary preferential terms of taxation (salary

payments in the form of grantspayments in the form of grants, etc., etc.))simplifiedsimplified procedure of custom procedure of custom

clearance of scientific equipment clearance of scientific equipment repayment of overhead expenses to repayment of overhead expenses to

projects executorsprojects executors


ConversionConversion Structure of the STCU Contacts with the Structure of the STCU Contacts with the

Government of UkraineGovernment of Ukraine Supreme Rada of UkraineSupreme Rada of Ukraine

• Committee on Education and ScienceCommittee on Education and Science• Committee on European IntegrationCommittee on European Integration• Committee on International AffairsCommittee on International Affairs

Cabinet of Ministers of Ukraine Cabinet of Ministers of Ukraine Ministry for Foreign AffairsMinistry for Foreign Affairs Ministry of JusticeMinistry of Justice Ministry of Education and Science in Ukraine Ministry of Education and Science in Ukraine Ministry of Economy and European IntegrationMinistry of Economy and European Integration National Space AgencyNational Space Agency National Academy of Sciences National Academy of Sciences Agrarian Academy of Science in Ukraine Agrarian Academy of Science in Ukraine


ConversionConversion Structure of the STCU Contacts with the Structure of the STCU Contacts with the Government of Ukraine (continuation)Government of Ukraine (continuation)

Supreme Rada of Supreme Rada of UkraineUkraine• Committee on Committee on

Education and ScienceEducation and Science• Committee on Committee on

European IntegrationEuropean Integration• Committee on Committee on

International AffairsInternational Affairs

Cabinet of Cabinet of MinistersMinisters• Vice Prime Minister on Vice Prime Minister on

Humanitarian PolicyHumanitarian Policy• Secretariat of the Vice Secretariat of the Vice

Prime Minister on Prime Minister on Humanitarian PolicyHumanitarian Policy

Law about Giving a Law about Giving a Consent on the Necessity Consent on the Necessity for Ukraine of the for Ukraine of the Agreement to Establish Agreement to Establish the STCU dated 15 March the STCU dated 15 March 20012001

Decree (#602-p, Decree (#602-p, 25.10.2002) on placing of 25.10.2002) on placing of the STCU according to the the STCU according to the Article XIII of the STCU Article XIII of the STCU AgreementAgreement

Preparation of a Draft Law Preparation of a Draft Law of Ukraine On ratification of Ukraine On ratification of the Protocol to the of the Protocol to the STCU Agreement on STCU Agreement on joining of the EUjoining of the EU



Ministry for Foreign Ministry for Foreign AffairsAffairs • State secretary on State secretary on

European IntegrationEuropean Integration• Department of State Department of State

ProtocolProtocol• Department of Economic Department of Economic

and Science & and Science & Technology CooperationTechnology Cooperation

Ministry of Justice Ministry of Justice

Accreditation of the STCU Accreditation of the STCU as an international as an international organization with organization with diplomatic immunitiesdiplomatic immunities

Accreditation of the STCU Accreditation of the STCU foreign personnelforeign personnel

Confirmation of Confirmation of authenticity of documentsauthenticity of documents

Storage of originals of the Storage of originals of the AgreementAgreement

External guard of the STCU External guard of the STCU officeoffice

Harmonization of the part Harmonization of the part of the STCU Status related of the STCU Status related to intellectual property to intellectual property rights rights



Ministry of Education Ministry of Education and Scienceand Science• First Deputy to the State First Deputy to the State

SecretarySecretary• Department of Innovative Department of Innovative

Development Development • Department of Science and Department of Science and

Technology DevelopmentTechnology Development

Ministry of Economy and Ministry of Economy and European IntegrationEuropean Integration• Deputy to the State Deputy to the State

SecretarySecretary• Department of Cordination Department of Cordination

of International Technical of International Technical Assistance Assistance

Giving consent on the Giving consent on the implementation of the implementation of the STCU projectsSTCU projects

Defining priorities of Defining priorities of innovative activities in innovative activities in Ukraine Ukraine

Preparation of documents Preparation of documents for ratification of the for ratification of the Protocol to the STCU Protocol to the STCU Agreement on joining of Agreement on joining of the EUthe EU

Coordination of programs Coordination of programs of technical cooperation of technical cooperation implemented by donor-implemented by donor-counties in Ukrainecounties in Ukraine



National Space AgencyNational Space Agency

National Academy of National Academy of Science in Ukraine Science in Ukraine

Agrarian Academy of Agrarian Academy of Science in Ukraine Science in Ukraine

Staff supply to the STCUStaff supply to the STCU Cooperation with the STCU to Cooperation with the STCU to

finance NASA-NASU projectsfinance NASA-NASU projects

Coordination of cooperation Coordination of cooperation of the STCU with the science of the STCU with the science community in Ukraine community in Ukraine

Sending a Representative to Sending a Representative to the STCU Advisory the STCU Advisory Committee Committee

Attraction of agrarian Attraction of agrarian researches for cooperation researches for cooperation with the National Laboratory with the National Laboratory PNWL (USA) through the IPP PNWL (USA) through the IPP Program of the DOE in the Program of the DOE in the USAUSA


ConversionConversion STCU ProgramsSTCU Programs

RRegular projectsegular projects are fare fundunded by ed by the governments of the governments of the donor countries the donor countries

PPartner projectsartner projects are funded are funded by by governmental and governmental and commercial agencies commercial agencies operating in donor countriesoperating in donor countries

PPatent atent GGrantsrants ProgramProgram – financing patenting in donor – financing patenting in donor countriescountries

TTravel grants ravel grants ProgramProgram – financing travel to – financing travel to establish establish partnerpartneringing links links

Conference Support ProgramConference Support Program co-financing co-financing international scientific conferences, training courses, and international scientific conferences, training courses, and seminars to promote commercialization of technologiesseminars to promote commercialization of technologies

Joint ProjectsJoint Projects with governments and scientific with governments and scientific institutions of the recipient countriesinstitutions of the recipient countries

Training Program Training Program – organizing trainings for scientists – organizing trainings for scientists of the recipient countries for them to obtain professional of the recipient countries for them to obtain professional skills needed to participate in international programs and skills needed to participate in international programs and to commercialize research results to commercialize research results


ConversionConversion STCU Technical AreasSTCU Technical Areas

1.1. NNuclear safetyuclear safety

2.2. EEnvironmental protection and monitoring nvironmental protection and monitoring

3.3. PPower engineering and energy-saving technologiesower engineering and energy-saving technologies

4.4. MMedicine, health protection and biotechnologiesedicine, health protection and biotechnologies

5.5. TTransport infrastructuresransport infrastructures

6.6. IInfrastructures of communication industry nfrastructures of communication industry

7.7. IInformation technologiesnformation technologies

8.8. EExperimental industrial technologies xperimental industrial technologies

9.9. EEquipment and devices quipment and devices

10.10. SSensors and measuring systems ensors and measuring systems

11.11. DDevelopment of new materials evelopment of new materials

12.12. CCoatingsoatings

13.13. FFundamental scientific researcundamental scientific researchh


ConversionConversion Distribution of Regular Projects and Funds by STCU Distribution of Regular Projects and Funds by STCU

Technical Areas, Technical Areas,

1 September 2003 (number of projects), budget (mln.$)1 September 2003 (number of projects), budget (mln.$)

Transportation (10), 1.5

Communication (5)

Equipment (64), 8.72

Basic Science (46), 3.67

Coating (13), 2.07

Materials (113), 13.36

Sensors (51), 6.44

Nuclear Safety (30), 4.48

Environment (58)

Energy Saving (38), 5

Medicine, Biotechnology

(42)

Industrial Technologies

(55)

Information (17)


ConversionConversion Distribution of Partner Projects and Funds by STCU Technical Distribution of Partner Projects and Funds by STCU Technical

Areas,Areas, 1 September 2003 1 September 2003

(number of projects), budget (mln.$)(number of projects), budget (mln.$)

Equipment (21), 7.24

Basic Science (12), 0.64

Nuclear Safety (1), 0.15

Materials (19), 2Sensors (8),

0.32

Energy Saving (2), 0.11

Environment (4), 0.68

Medicine, Biotechnology

(19), 4.64

Communication (2), 0.04

Transportation (1), 0.03

Information (7), 0.27

Coating (16), 1.6

Industrial Technologies

(13), 3.2


ConversionConversion Technoparks Technoparks

Technology parkTechnology park – is an institution with a – is an institution with a major task of major task of combining scientific combining scientific research and development of new research and development of new technologies with their industrial technologies with their industrial application and manufacturing of application and manufacturing of highly competitive and technologically highly competitive and technologically advanced productsadvanced products

Mission:Mission: Contributing to Contributing to strengthening strengthening scientific andscientific and technology potential of a technology potential of a countrycountry


ConversionConversion Technoparks: GoalsTechnoparks: Goals

Supporting national science and Supporting national science and technology potential of a country in order technology potential of a country in order to contribute to its economic to contribute to its economic development basing on development and development basing on development and production of new high-technology production of new high-technology products, competitive on world and products, competitive on world and national marketsnational markets

Accumulating funds from various sources Accumulating funds from various sources to finance science intensive innovative to finance science intensive innovative projectsprojects

Reinvesting results of innovative activities Reinvesting results of innovative activities into further developmentsinto further developments

Source: Center for researches of science and technology Source: Center for researches of science and technology potential potential http://soskin.info/http://soskin.info/


ConversionConversion TechnTechnoparks – oparks – WorldWorld EExperiencexperience

USA:USA: around 150 technoparksaround 150 technoparks 1951 - 1951 - tthe world’s first technology park was set up he world’s first technology park was set up on the basis of Stanford Universityon the basis of Stanford University, California , California

Great BritainGreat Britain: around 50 : around 50 technoparks technoparks The first technopark was set up in 1980-s as an The first technopark was set up in 1980-s as an attempt to solve a crisis in attempt to solve a crisis in mining and textile mining and textile industriesindustries. .

China:China:Currently the country has 53 national, 50 provincial Currently the country has 53 national, 50 provincial and 30 and 30 attached toattached to universities technology parks universities technology parks

There are over 1000 technoparks today in the There are over 1000 technoparks today in the worldworld


ConversionConversion TechnTechnooparks parks inin Ukraine Ukraine: Legal Base: Legal Base

6 April 1999 – Decree6 April 1999 – Decree of the President of the President of Ukraine of of Ukraine of “On Establishment of “On Establishment of Technoparks in Ukraine”Technoparks in Ukraine”

1 June 2000 1 June 2000 – L– Lawaw “O“On n SSpecial pecial PProcedures to be rocedures to be AApplied for pplied for TTechnology echnology PParks in the arks in the SSphere of phere of IInvestment and nvestment and IInnovation nnovation AActivitctivities”ies”

20002000 - f- first technology park in Ukraineirst technology park in Ukraine


ConversionConversion Technoparks Technoparks inin Ukraine Ukraine

1.1. ““Y.O. Paton Electric Welding Institute” (Kyiv)Y.O. Paton Electric Welding Institute” (Kyiv)

2.2. ““Institute of Monocrystals” (Kharkiv)Institute of Monocrystals” (Kharkiv)

3.3. ““Semiconductor Semiconductor TTechnologies and Materials, echnologies and Materials, Optoelectronics and Sensor Engineering” (Kyiv)Optoelectronics and Sensor Engineering” (Kyiv)

4.4. ““Vuglemash” (incorporating institutions and plants based Vuglemash” (incorporating institutions and plants based in Donetsk, Dnipropetrovsk, Kharkiv and Donetsk region) in Donetsk, Dnipropetrovsk, Kharkiv and Donetsk region)

5.5. ““Institute of Technical Thermal Physics” (incorporating Institute of Technical Thermal Physics” (incorporating institutions and plants based in Kyiv, Korosten, institutions and plants based in Kyiv, Korosten, Zaporizhya)Zaporizhya)

6.6. ““Ukrinfotech” (Kyiv)Ukrinfotech” (Kyiv)

7.7. ““Intellectual information technologies” (Kyiv)Intellectual information technologies” (Kyiv)

8.8. ““Perspektyva” (National Technical University “Kyiv Perspektyva” (National Technical University “Kyiv Polytechnic Institute”) (Kyiv)Polytechnic Institute”) (Kyiv)


ConversionConversion Business Incubators (BI)Business Incubators (BI)

Business IncubatorBusiness Incubator – is an organization that – is an organization that contributes to development of an enterprise contributes to development of an enterprise from its launching up to the stage of from its launching up to the stage of sustainabilitysustainability

Technological BI Technological BI – is a BI focusing its activities – is a BI focusing its activities on commercialization of technologieson commercialization of technologies

MissionMission – contributing to environment favorable – contributing to environment favorable for entrepreneurship and small business for entrepreneurship and small business supportsupport

Data on BIs is presented by the Center of Innovation DevelopmentData on BIs is presented by the Center of Innovation Development


ConversionConversion BI: GoalsBI: Goals

Contributing to development of products Contributing to development of products basing on new technologiesbasing on new technologies

Contributing to products innovations; Contributing to products innovations; facilitating economic activities in the facilitating economic activities in the region region

Creating work places or loading the Creating work places or loading the existing onesexisting ones

Attracting the manufacturing facilities Attracting the manufacturing facilities that are not in use (laboratory, office, that are not in use (laboratory, office, and storage facilities)and storage facilities)

Data of the Paton Welding Institute Technopark Data of the Paton Welding Institute Technopark www.tp.paton.kiev.uawww.tp.paton.kiev.ua


ConversionConversion BI: World ExperienceBI: World Experience

The first BI was set up in the USA The first BI was set up in the USA in 1959in 1959

Currently there are over 3,000 BI Currently there are over 3,000 BI in the worldin the world

Around half of them are Around half of them are operating in developed countriesoperating in developed countries


ConversionConversion BI Distribution by CountriesBI Distribution by Countries

575200210200

266060

3520

61

0 200 400 600 800

USAGreat Britain

FranceGermany

IsraelRussiaPoland

HungaryCzech Republic

Ukraine


ConversionConversion Business Incubators in UkraineBusiness Incubators in Ukraine

1997 – launching the BI 1997 – launching the BI Development Program in Ukraine Development Program in Ukraine with the support of the USAIDwith the support of the USAID

1998 – creation of the Ukrainian 1998 – creation of the Ukrainian Association of BIs and innovation Association of BIs and innovation centerscenters

As of 1 January 2002 there were As of 1 January 2002 there were 6161 BIs in Ukraine, but only 7 of them BIs in Ukraine, but only 7 of them fully correspond the BI definition fully correspond the BI definition


ConversionConversion Technological BIs in UkraineTechnological BIs in Ukraine

Center for Innovations Center for Innovations Development – KyivDevelopment – Kyiv

Center for Small Business Center for Small Business Development “Kharkiv Development “Kharkiv Technologies” - KharkivTechnologies” - Kharkiv

Small Business Incubator - Small Business Incubator - SlavutichSlavutich


ConversionConversion BI ServicesBI Services

Access to financial resourcesAccess to financial resources Professional training and consultingProfessional training and consulting Investment and partners searchInvestment and partners search Business plans and innovation projects Business plans and innovation projects

developmentdevelopment Internet accessInternet access Information servicesInformation services Contributing to cooperation between Contributing to cooperation between

Ukrainian and foreign enterprises Ukrainian and foreign enterprises


ConversionConversion ResultsResults

1.1. The Ukrainian share of high The Ukrainian share of high technology products on the world technology products on the world high tech market worth of $2,5-high tech market worth of $2,5-3,0 billion/year is just about 0,1%3,0 billion/year is just about 0,1%

2.2. The 2003 State Budget provided The 2003 State Budget provided only 0,31% of GDP, that is UAH only 0,31% of GDP, that is UAH 762,2 mln.762,2 mln.


ConversionConversion Results (continuation)Results (continuation)

3.3. STCU:STCU: As of 2004 around 600 projects have been As of 2004 around 600 projects have been

financed on the total amount of $ US 109 M financed on the total amount of $ US 109 M Each year STCU finances around 30 projectsEach year STCU finances around 30 projects Annual STCU budet is around 15-20 $ US MAnnual STCU budet is around 15-20 $ US M

4.4. Technoparks:Technoparks: As of 2003 half of theAs of 2003 half of the operating technology operating technology

parks are implementing 64 innovation projectsparks are implementing 64 innovation projects 2000-2002 – 2000-2002 – receipts from sales of innovative receipts from sales of innovative

products amounted to more than UAH 292.8 products amounted to more than UAH 292.8 mln. mln.

2000-20022000-2002 – – exportexport sales amounted to UAH sales amounted to UAH 102.9 mln. 102.9 mln.


Contact Information Contact Information

Dr. Borys A. AtamanenkoDr. Borys A. Atamanenko

Senior Deputy Executive Director Senior Deputy Executive Director

Science & Technology Center in Science & Technology Center in Ukraine Ukraine

Phone: (38-044) 490-71-50Phone: (38-044) 490-71-50

Fax: (38-044) 490-71-45Fax: (38-044) 490-71-45

E-mail: E-mail: [email protected]@stcu.int

www.stcu.intwww.stcu.int

ukraine-non-proliferation -stcu 1 ukraine – non-proliferation – stcu

Documents

nonnuclear status guarantees

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