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    UMTS Commercial Multi-Carrier

    Networking GuideR1.0

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    UMTS Commercial Multi-Carrier Networking Guide Internal Use Only

    ZTE Confidential Proprietary 2013 ZTE CORPORATION. All rights reserved. I

    LEGAL INFORMATION

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    Copyright 2013 ZTE CORPORATION. Any rights not expressly granted herein are reserved. This

    document contains proprietary information of ZTE CORPORATION. Any reproduction, transfer,

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    means, without the prior written consent of ZTE CORPORATION is prohibited.

    and are registered trademarks of ZTE CORPORATION. ZTEs company name, logo

    and product names referenced herein are either trademarks or registered trademarks of ZTECORPORATION. Other product and company names mentioned herein may be trademarks or trade

    names of their respective owners. Without the prior written consent of ZTE CORPORATION or the

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    contract or laws and regulations in relevant country (countries).

    This document is provided as is and as available. Information contained in this document is subject

    to continuous update without further notice due to improvement and update of ZTE CORPORATIONs

    products and technologies.

    ZTE CORPORATION

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    Revision History

    Product Version Document Version Serial Number Reason for Revision

    All RNS versions R1.0 First published

    Author

    Date Document Version Prepared by Reviewed by Approved by

    2010-3-31 R1.0 Bai XuehuaUMTS RNO ChiefEngineer Group

    Wang Zhenhai

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    About This Document

    Summary

    Chapter Description

    1 Overview Briefly introduces carrier expansion and the contents of this

    document.2 Dual-Carrier NetworkingStrategies

    Describes some commonly used dual-carrier networkstrategies in detail.

    3 Triple-Carrier NetworkingStrategies

    Describes some commonly used triple-carrier networkstrategies in detail.

    4 Case Study Makes a case study.

    5 Conclusion Concludes this document.

    AppA Glossary Lists the acronyms in this document.

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    TABLE OF CONTENTS

    1 Overview ......................................................................................................... 12 Dual-Carrier Networking Strategies............................................................... 22.1 General Care .................................................................................................... 22.2 Strategy 1: F1-R99+HSPA; F2-R99+HSPA ...................................................... 32.2.1 Relevant Strategies .......................................................................................... 32.2.2 Configuration of Radio Parameters ................................................................... 42.3 Strategy 2: F1-R99; F2-R99+HSPA .................................................................. 62.3.1 Relevant Strategies .......................................................................................... 72.3.2

    Configuration of Radio Parameters ................................................................... 8

    2.4 Strategy 3: F1-R99+HSPA; F2-HSPA ............................................................. 102.4.1 Relevant Strategies ........................................................................................ 112.4.2 Configuration of Radio Parameters ................................................................. 122.5 Strategy 4: F1-R99; F2-HSPA ........................................................................ 142.5.1 Relevant Strategies ........................................................................................ 152.5.2 Configuration of Radio Parameters ................................................................. 163 Triple-Carrier Networking Strategies........................................................... 193.1 General Care .................................................................................................. 193.2 Strategy 1: F1-R99+HSPA; F2-R99+HSPA; F3-R99+HSPA ........................... 203.2.1 Relevant Strategies ........................................................................................ 213.2.2 Configuration of Radio Parameters ................................................................. 213.3 Strategy2: F1-R99; F2-HSPA; F3-HSPA ......................................................... 243.3.1 Relevant Strategies ........................................................................................ 253.3.2 Configuration of Radio Parameters ................................................................. 264 Case Study .................................................................................................... 294.1 Reselection of Idle UEs .................................................................................. 294.2 Service Balance Enabled in Both the RRC and RAB Connection Setup

    Procedures ..................................................................................................... 304.3 Service Balance Enabled in the RRC Connection Setup Procedure Only ....... 304.4 Comparison Result ......................................................................................... 315 Conclusion .................................................................................................... 32AppA Glossary ........................................................................................................ 33

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    FIGURES

    Figure 2-1 Dual-Carrier Networking Strategy 1 ..................................................................... 3Figure 2-2 Dual-Carrier Networking Strategy 2 ..................................................................... 7Figure 2-3 Dual-Carrier Networking Strategy 3 ................................................................... 11Figure 2-4 Dual-Carrier Networking Strategy 4 ................................................................... 15Figure 3-1 Triple-Carrier Networking Strategy 1 ................................................................. 20Figure 3-2 Triple-Carrier Networking Strategy 2 ................................................................. 24Figure 4-1 OMC Statistics on Connection Success Rates of Idle UEs in Free Selection Mode............................................................................................................................................. 29

    Figure 4-2 OMC Statistics on Connection Success Rates When Service Balance WasEnabled in Both the RRC and RAB Connection Setup Procedures ....................................... 30Figure 4-3 OMC Statistics on Connection Success Rates When Service Balance WasEnabled in the RRC Connection Setup Procedure Only ....................................................... 31

    TABLES

    Table 2-1 Parameter Settings to Balance the Service and Load During the Call Holding

    Procedure ............................................................................................................................... 2

    Table 2-2 Balance and Reselection Parameter Configuration (Strategy 1) ........................... 4Table 2-3 Parameter Configuration for Inter-Frequency HandoversInternal (Strategy 1) .. 5Table 2-4 Parameter Configuration for Inter-Frequency HandoversBorder (Strategy 1) ... 6Table 2-5 Balance and Reselection Parameter Configuration (Strategy 2) ........................... 9Table 2-6 Parameter Configuration for Inter-Frequency HandoversInternal (Strategy 2) 10Table 2-7 Parameter Configuration for Inter-Frequency HandoversBorder (Strategy 2) . 10Table 2-8 Balance and Reselection Parameter Configuration (Strategy 3) ......................... 12Table 2-9 Parameter Configuration for Inter-Frequency HandoversInternal (Strategy 3) 13Table 2-10 Parameter Configuration for Inter-Frequency HandoversBorder (Strategy 3) 14Table 2-11 Balance and Reselection Parameter Configuration (Strategy 4) ....................... 16Table 2-12 Parameter Configuration for Inter-Frequency HandoversInternal (Strategy 4)............................................................................................................................................. 17

    Table 2-13 Parameter Configuration for Inter-Frequency HandoversBorder (Strategy 4) 18Table 3-1 Parameter Settings to Balance the Service and Load During the Call HoldingProcedure ............................................................................................................................. 19Table 3-2 Balance and Reselection Parameter Configuration (Strategy 1) ......................... 22

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    Table 3-3 Parameter Configuration for Inter-Frequency HandoversInternal (Strategy 1) 23Table 3-4 Parameter Configuration for Inter-Frequency HandoversBorder (Strategy 1) . 23Table 3-5 Balance and Reselection Parameter Configuration (Strategy 2) ......................... 26Table 3-6 Parameter Configuration for Inter-Frequency HandoversInternal (Strategy 2) 28Table 3-7 Parameter Configuration for Inter-Frequency HandoversBorder (Strategy 2) . 28

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    1 Overview

    The UMTS networks are beginning to take shape both in China and overseas. In

    particular, the fast development of broadband service has led to constant increases of the

    network loads. When the load of a network reaches a certain level, there will be network

    resource congestion. To ensure subscribers good high-speed access experience and

    keep the competitiveness of UMTS networks, the engineers should monitor the network

    loads in real time, give early alarms about the network elements whose loads exceed the

    thresholds, and take prompt measures for network optimization or capacity expansion, so

    as to make the networks meet the demands of service development.

    Carrier expansion comprises the following two steps:1. Monitor and analyze the

    expansion parameters, and decide whether to expand the carrier capacity.

    2. After deciding to expand the capacity, choose a multi-carrier expansion strategy.

    For details about the monitoring and analysis of the expansion parameters, see the

    relevant expansion documents. And this document mainly introduces several strategies

    for multi-carrier expansion.

    To make best use of the carrier resources, we recommend using the UE free selection

    mode to construct dual-carrier and triple-carrier networks.

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    2 Dual-Carrier Networking Strategies

    2.1 General Care

    Because the UE will read the broadcast message after the PS service changes from

    DCH state to FACH state, once the CELL BAR scheme is adopted for the cell, the

    UE will perform inter-frequency cell reselection. This process may lead to PS call

    drops. Therefore, when the field engineers construct multi-carrier networks, if the

    CELL FACH state is activated, it is prohibited to adopt the CELL BAR scheme.

    Considering the impact on the RRC and RAB connection setup success rates, the

    field engineers can consider disabling the service-and-load balance strategy duringthe RRC and RAB connection setup procedures and just enabling the

    service-and-load balance strategy during the call holding procedure. This solution is

    similar to the current RAB-based service-and-traffic balance strategy and is mainly

    used in the following scenarios:

    Relocation for service from another RNC via the Iur interface

    Handover

    Call re-setup flow triggered by the CELL UPDATEmessage

    Change from non-DCH state to DCH state

    Table 2-1 lists the parameter settings to balance the service and load during the call

    holding procedure.

    Table 2-1 Parameter Settings to Balance the Service and Load During the Call HoldingProcedure

    Balance Parameter F1 F2

    Service Balance Switch of Call Holding

    ProcedureOn On

    Preferred Service Type CS Preferred PS Preferred

    Load Balance Switch of Call Holding Procedure On On

    UTRAN Downlink Load Balance Threshold(Power)

    55% 55%

    Permitted Payload Difference Downlink LoadThreshold in Inter-Frequency Cells (Power)

    10% 10%

    Downlink Power Weight for Load Balance 100% 100%

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    2.2 Strategy 1: F1-R99+HSPA; F2-R99+HSPA

    To make best use of the operators carrier resources, we recommend setting

    dual-carriers to full service supported and letting idle UEs choose the origination carriersthrough free selection.

    Figure 2-1 Dual-Carrier Networking Strategy 1

    2.2.1 Relevant Strategies

    2.2.1.1 Selection Strategy

    The idle UE performs cell selection and reselection according to the Ec/No values of

    the signals.

    2.2.1.2 Move-Based Strategy

    When the UE moves inside a multi-carrier area, it will only perform intra-frequency

    handovers.

    On a border between two multi-carrier areas, for example, the respective coverage

    areas of two UARFCNs (F1 and F2, seeFigure 2-1), when the UE moves out of the

    coverage area of F2, it will perform F2-to-F1 inter-frequency handovers. When the

    UE moves inside the coverage area of F1, it will only perform intra-frequency

    handovers. F1-to-F2 handovers based on UE moves (network coverage) are not

    configured.

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    2.2.1.3 Balance Strategy

    The idle UE performs cell selection and reselection according to the Ec/No values of

    the signals.

    Both F1 and F2 cells bear CS and PS service, that is, they are both configured as

    CS+PS Preferred.

    All the balance switches of F1 and F2 cells are turned off.

    The UE initiates service on the residence carrier.

    2.2.2 Configuration of Radio Parameters

    2.2.2.1 Cell Configuration

    F1: R99+HSPA; CPICH 33 dBm

    F2: R99+HSPA; CPICH 33 dBm

    2.2.2.2 Configuration of Inter-Frequency Neighbor Cells

    For co-sited and co-sector F1 and F2 cells, they should be mutually configured as

    neighbor cells for reselection of idle UEs.

    For F2 border cells, the surrounding F1 cells should be configured as their neighbor

    cells for inter-frequency handovers.

    2.2.2.3 Configuration of Inter-RAT Neighbor Cells

    GSM cells should be configured as inter-RAT neighbor cells of both F1 and F2 cells.

    Copy the inter-RAT GSM neighbor cells of F1 cells as those of F2 cells.

    2.2.2.4 Configuration of Balance and Reselection Parameters

    Table 2-2 Balance and Reselection Parameter Configuration (Strategy 1)

    Selection or Reselection Parameter F1 F2

    Measurement Quantity for Cell Selection andReselection

    1(CPICH Ec/No) 1(CPICH Ec/No)

    Sintersearch Configuration Tag False False

    Qhyst2s 2 dB 2 dB

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    Balance Parameter F1 F2

    Measurement Quantity for Frequency QualityEstimate

    CPICH RSCP CPICH RSCP

    Threshold Used Frequency (Event 2D) 105 dBm 105 dBmThreshold Used Frequency (Event 2F) 102 dBm 102 dBm

    Hysteresis (Event 2A) 4 dB 4 dB

    Service Balance Switch of Initial RRCProcedure

    Off Off

    Service Balance Switch of RAB AssignmentProcedure

    Off Off

    Preferred Service Type CS+PS PreferredCS+PSPreferred

    Load Balance Switch for Downlink Power Off Off

    Load Balance Switch for Code Off OffLoad Balance Switch for Uplink Interference Off Off

    Load Balance Switch of Initial RRCProcedure

    Off Off

    Load Balance Switch of RAB AssignmentProcedure

    Off Off

    Load Balance Switch of Call HoldingProcedure

    Off Off

    UTRAN Downlink Load Balance Threshold(Power)

    55% 55%

    UTRAN Downlink Load Balance Threshold

    (Code) 50% 50%

    Permitted Payload Difference Downlink LoadThreshold in Inter-Frequency Cells (Power)

    10% 10%

    Permitted Payload Difference Downlink LoadThreshold in Inter-Frequency Cells (Code)

    10% 10%

    Downlink Power Weight for Load Balance 100% 100%

    Uplink Interference Weight for Load Balance 0% 0%

    Code Weight for Load Balance 0% 0%

    2.2.2.5 Configuration of Handover Parameters

    Inter-frequency handoversinternal

    Table 2-3 Parameter Configuration for Inter-Frequency HandoversInternal (Strategy1)

    Category Service Type Event Name Parameter Name Value

    Internal CS

    2D THRESHUSEDFREQ 95

    2D\2F HYSTERESIS 4

    2D\2F TimetoTrigger 640 ms

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    Category Service Type Event Name Parameter Name Value

    2F THRESHUSEDFREQ 90

    PS

    2D THRESHUSEDFREQ 115

    2D\2F HYSTERESIS 4

    2D\2F TimetoTrigger 640 ms

    2F THRESHUSEDFREQ 90

    Inter-frequency handoversborder

    Table 2-4 Parameter Configuration for Inter-Frequency HandoversBorder (Strategy1)

    Category Service Type Event Name Parameter Name Value

    Border

    CS

    2D THRESHUSEDFREQ 902D\2F HYSTERESIS 4

    2D\2F TimetoTrigger 640 ms

    2F THRESHUSEDFREQ 87

    PS

    2D THRESHUSEDFREQ 115

    2D\2F HYSTERESIS 4

    2D\2F TimetoTrigger 640 ms

    2F THRESHUSEDFREQ 102

    2.3 Strategy 2: F1-R99; F2-R99+HSPA

    If HSPA and R99 service is mixed on a carrier, it will cause Ec/Io fluctuations to the cell,

    that is, the inhalation and exhalation effects of the cell will become obvious gradually. To

    ensure the R99 users especially the CS service users good service experience, the

    engineers can separately assign R99 service to a UARFCN (for example, F1 inFigure

    2-2), so as to avoid the impact of HSPA service on CS service.

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    Figure 2-2 Dual-Carrier Networking Strategy 2

    2.3.1 Relevant Strategies

    2.3.1.1 Selection Strategy

    Set cell reselection parameters to let the idle UE reside on an F1 cell.

    Do not let the UE reside on any F2 cell.

    2.3.1.2 Move-Based Strategy

    When the UE moves inside a multi-carrier area, intra-frequency soft handovers are

    preferred. Inter-frequency service balance is only performed from F1 cells to F2

    cells.

    On a border between two multi-carrier areas, when the UE moves out of the

    coverage area of F2, it will perform F2-to-F1 inter-frequency handovers.

    2.3.1.3 Balance Strategy

    Enable service balance during the RRC and RAB connection setup procedures.

    Enable load balance based on DL power for F1 cells.

    When the UE initiates R99 CS service, the service will be preferable set up on an F1

    cell.

    When the UE initiates R99 PS service, the service will be shifted from an F1 cell to

    an F2 cell through service balance in the RRC connection setup procedure.

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    When the UE initiates HSPA service, the service will be shifted to an F2 cell and

    accessed through service balance or UE capacity balance in the RRC connection

    setup procedure.

    For concurrent CS and PS service (the CS service taking place first and then the PS

    service), the R99 PS service will be carried on an F1 cell.

    For concurrent PS and CS service (the PS service taking place first and then the CS

    service), the CS service will be carried on an F2 cell.

    When the UE in a single-carrier area initiates HS service and moves toward the

    border of a dual-carrier area, if the local R99 cell is not configured with a

    co-coverage and inter-frequency HS neighbor cell, there will be a co-frequency hard

    handover; if the local cell is configured with a co-coverage and inter-frequency HS

    neighbor cell, the service will be handed over to the co-coverage and

    inter-frequency HS neighbor cell.

    2.3.2 Configuration of Radio Parameters

    2.3.2.1 Cell Configuration

    F1: R99; CPICH 33 dBm

    F2: R99+HSPA; CPICH 33 dBm

    2.3.2.2 Configuration of Inter-Frequency Neighbor Cells

    The F2 cells co-sited with F1 cells should be configured as the co-coverage and

    inter-frequency neighbor cells of F1 cells.

    For F2 border cells, the surrounding F1 cells should be configured as their

    inter-frequency neighbor cells.

    2.3.2.3 Configuration of Inter-RAT Neighbor Cells

    Only F1 cells can be configured as neighbor cells of GSM cells.

    GSM cells should be configured as inter-RAT neighbor cells of both F1 and F2 cells.

    Copy the inter-RAT GSM neighbor cells of F1 cells as those of F2 cells.

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    2.3.2.4 Configuration of Balance and Reselection Parameters

    Table 2-5 Balance and Reselection Parameter Configuration (Strategy 2)

    Selection or Reselection Parameter F1 F2

    Measurement Quantity for Cell Selection andReselection

    1(CPICH Ec/No) 1(CPICH Ec/No)

    Sintersearch Configuration Tag True False

    Sintersearch 10 dB 10 dB

    Qhyst1s 10 dB 10 dB

    Qhyst2s 2 dB 2 dB

    Qoffset1s,n in SIB11 0 dB 0 dB

    Qoffset2s,n in SIB11 50 dB 50 dB

    Balance Parameter F1 F2

    Service Balance Switch of Initial RRCProcedure

    On Off

    Service Balance Switch of RAB AssignmentProcedure

    On Off

    Service Balance Switch of Call HoldingProcedure

    Off Off

    Preferred Service Type CS Preferred PS Preferred

    Load Balance Switch for Downlink Power On Off

    Load Balance Switch for Code Off Off

    Load Balance Switch for Uplink Interference Off Off

    Load Balance Switch of Initial RRCProcedure

    On forinter-frequencyload balance only

    Off

    Load Balance Switch of RAB AssignmentProcedure

    On forinter-frequencyload balance only

    Off

    Load Balance Switch of Call HoldingProcedure

    Off Off

    UTRAN Downlink Load Balance Threshold(Power)

    55% 55%

    UTRAN Downlink Load Balance Threshold(Code)

    50% 50%

    Permitted Payload Difference Downlink LoadThreshold in Inter-Frequency Cells (Power)

    10% 10%

    Permitted Payload Difference Downlink LoadThreshold in Inter-Frequency Cells (Code)

    10% 10%

    Downlink Power Weight for Load Balance 100% 50%

    Uplink Interference Weight for Load Balance 0% 0%

    Code Weight for Load Balance 0% 50%

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    2.3.2.5 Configuration of Handover Parameters

    Inter-frequency handoversinternal

    Table 2-6 Parameter Configuration for Inter-Frequency HandoversInternal (Strategy2)

    Category Service Type Event Name Parameter Name Value

    Internal

    CS

    2D THRESHUSEDFREQ 95

    2D\2F HYSTERESIS 4

    2D\2F TimetoTrigger 640 ms

    2F THRESHUSEDFREQ 90

    PS

    2D THRESHUSEDFREQ 115

    2D\2F HYSTERESIS 42D\2F TimetoTrigger 640 ms

    2F THRESHUSEDFREQ 102

    Inter-frequency handoversborder

    Table 2-7 Parameter Configuration for Inter-Frequency HandoversBorder (Strategy2)

    Category Service Type Event Name Parameter Name Value

    Border

    CS

    2D THRESHUSEDFREQ 90

    2D\2F HYSTERESIS 4

    2D\2F TimetoTrigger 640 ms

    2F THRESHUSEDFREQ 87

    PS

    2D THRESHUSEDFREQ 115

    2D\2F HYSTERESIS 4

    2D\2F TimetoTrigger 640 ms

    2F THRESHUSEDFREQ 102

    2.4 Strategy 3: F1-R99+HSPA; F2-HSPAIn some cases, R99 service is rare and HSPA takes up a large proportion during the

    network development. Besides, the purpose of adding a second UARFCN (for example,

    F2 inFigure 2-3)is to promote HSPA service. At this time, the engineers can consider

    setting the first UARFCN (F1 inFigure 2-3)in mixed mode (R99+HSPA, to support a little

    R99 service) and setting F2 for HSPA only.

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    Figure 2-3 Dual-Carrier Networking Strategy 3

    2.4.1 Relevant Strategies

    2.4.1.1 Selection Strategy

    Set cell reselection parameters to let the idle UE reside on an F1 cell.

    Do not let the UE reside on any F2 cell.

    2.4.1.2 Move-Based Strategy

    When the UE moves inside a multi-carrier area, it will only perform intra-frequency

    handovers. Inter-frequency operations can only be F1-to-F2 operations triggered by

    service balance.

    On a border between two multi-carrier areas, when the UE moves out of the

    coverage area of F2, it will perform F2-to-F1 inter-frequency handovers. When the

    UE moves inside the coverage area of F1, it will only perform intra-frequency

    handovers. F1-to-F2 handovers based on UE moves (network coverage) are not

    configured.

    2.4.1.3 Balance Strategy

    Enable service balance during the RRC and RAB connection setup procedures.

    Enable load balance based on DL power for F1 cells.

    When the UE initiates R99 service, the service will be preferable set up on an F1

    cell.

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    Qoffset1s,n in SIB11 0 dB 0 dB

    Qoffset2s,n in SIB11 50 dB 50 dB

    Balance Parameter F1 F2

    Service Balance Switch of Initial RRCProcedure

    On Off

    Service Balance Switch of RAB AssignmentProcedure

    On Off

    Service Balance Switch of Call HoldingProcedure

    Off Off

    Preferred Service Type CS Preferred PS Preferred

    Load Balance Switch for Downlink Power On Off

    Load Balance Switch for Code Off Off

    Load Balance Switch for Uplink Interference Off Off

    Load Balance Switch of Initial RRCProcedure

    On forinter-frequencyload balance only

    Off

    Load Balance Switch of RAB AssignmentProcedure

    On forinter-frequencyload balance only

    Off

    Load Balance Switch of Call HoldingProcedure

    OffOff

    UTRAN Downlink Load Balance Threshold(Power)

    55% 55%

    UTRAN Downlink Load Balance Threshold

    (Code)

    50% 50%

    Permitted Payload Difference Downlink LoadThreshold in Inter-Frequency Cells (Power)

    10% 10%

    Permitted Payload Difference Downlink LoadThreshold in Inter-Frequency Cells (Code)

    10% 10%

    Downlink Power Weight for Load Balance 100% 100%

    Uplink Interference Weight for Load Balance 0% 0%

    Code Weight for Load Balance 0% 0%

    2.4.2.5 Configuration of Handover Parameters

    Inter-frequency handoversinternal

    Table 2-9 Parameter Configuration for Inter-Frequency HandoversInternal (Strategy3)

    Category Service Type Event Name Parameter Name Value

    Internal CS

    2D THRESHUSEDFREQ 95

    2D\2F HYSTERESIS 4

    2D\2F TimetoTrigger 640 ms

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    Category Service Type Event Name Parameter Name Value

    2F THRESHUSEDFREQ 90

    PS

    2D THRESHUSEDFREQ 115

    2D\2F HYSTERESIS 4

    2D\2F TimetoTrigger 640 ms

    2F THRESHUSEDFREQ 102

    Inter-frequency handoversborder

    Table 2-10 Parameter Configuration for Inter-Frequency HandoversBorder (Strategy3)

    Category Service Type Event Name Parameter Name Value

    Border

    CS

    2D THRESHUSEDFREQ 902D\2F HYSTERESIS 4

    2D\2F TimetoTrigger 640 ms

    2F THRESHUSEDFREQ 87

    PS

    2D THRESHUSEDFREQ 115

    2D\2F HYSTERESIS 4

    2D\2F TimetoTrigger 640 ms

    2F THRESHUSEDFREQ 102

    2.5 Strategy 4: F1-R99; F2-HSPA

    Some operators may request that R99 and HSPA service should be carried separately. In

    this case, the following networking strategy can be adopted: setting the first UARFCN (F1)

    for DCH cells and setting the second UARFCN (F2) for HSPA only.

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    Figure 2-4 Dual-Carrier Networking Strategy 4

    2.5.1 Relevant Strategies

    2.5.1.1 Selection Strategy

    Set cell reselection parameters to let the idle UE reside on an F1 cell.

    Do not let the UE reside on any F2 cell.

    2.5.1.2 Move-Based Strategy

    When the UE moves inside a multi-carrier area, it will only perform intra-frequency

    handovers. Inter-frequency operations can only be F1-to-F2 operations triggered by

    service balance

    On a border between two multi-carrier areas, when the UE moves out of the

    coverage area of F2 (see Figure 2-4), it will perform F2-to-F1 inter-frequency

    handovers. When the UE moves inside the coverage area of F1, it will only perform

    intra-frequency handovers. F1-to-F2 handovers based on UE moves (network

    coverage) are not configured.

    2.5.1.3 Balance Strategy

    Enable service balance during the RRC and RAB connection setup procedures.

    Enable load balance based on DL power for F1 cells.

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    When the UE initiates R99 service, the service will be preferable set up on an F1

    cell.

    When the UE initiates HSPA service, the service will be shifted to an F2 cell and

    accessed through service balance or UE capacity balance in the RRC and RAB

    connection setup procedures.

    When there is concurrent PS and CS service (the PS service taking place first and

    then the CS service) on an F2 cell, once the PS service is released, an F2-to-F1

    inter-frequency handover will be triggered.

    2.5.2 Configuration of Radio Parameters

    2.5.2.1 Cell Configuration

    F1: R99; CPICH 33 dBm

    F2: HSPA; CPICH 33 dBm

    2.5.2.2 Configuration of Inter-Frequency Neighbor Cells

    The F2 cells co-sited with F1 cells should be configured as the co-coverage and

    inter-frequency neighbor cells of F1 cells; vice versa.

    For F2 border cells, the surrounding F1 cells should be configured as their

    inter-frequency neighbor cells.

    2.5.2.3 Configuration of Inter-RAT Neighbor Cells

    Only F1 cells can be configured as neighbor cells of GSM cells.

    GSM cells should be configured as inter-RAT neighbor cells of both F1 and F2 cells.

    Copy the inter-RAT GSM neighbor cells of F1 cells as those of F2 cells.

    2.5.2.4 Configuration of Balance and Reselection Parameters

    Table 2-11 Balance and Reselection Parameter Configuration (Strategy 4)

    Selection or Reselection Parameter F1 F2

    Measurement Quantity for Cell Selection andReselection

    1(CPICH Ec/No) 1(CPICH Ec/No)

    Sintersearch Configuration Tag True False

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    Sintersearch 10 dB 0 dB

    Qhyst1s 10 dB 10 dB

    Qhyst2s 2 dB 2 dB

    Qoffset1s,n in SIB11 0 dB 0 dB

    Qoffset2s,n in SIB11 50 dB 50 dB

    Balance Parameter F1 F2

    Service Balance Switch of Initial RRCProcedure

    On Off

    Service Balance Switch of RAB AssignmentProcedure

    On Off

    Preferred Service Type CS Preferred PS Preferred

    Load Balance Switch for Downlink Power On Off

    Load Balance Switch for Code Off Off

    Load Balance Switch for Uplink Interference Off Off

    Load Balance Switch of Initial RRCProcedure

    On forinter-frequencyload balance only

    Off

    Load Balance Switch of RAB AssignmentProcedure

    On forinter-frequencyload balance only

    Off

    Load Balance Switch of Call HoldingProcedure

    Off Off

    UTRAN Downlink Load Balance Threshold(Power)

    55% 55%

    UTRAN Downlink Load Balance Threshold(Code)

    50% 50%

    Permitted Payload Difference Downlink LoadThreshold in Inter-Frequency Cells (Power)

    10% 10%

    Permitted Payload Difference Downlink LoadThreshold in Inter-Frequency Cells (Code)

    10% 10%

    Downlink Power Weight for Load Balance 100% 100%

    Uplink Interference Weight for Load Balance 0% 0%

    Code Weight for Load Balance 0% 0%

    2.5.2.5 Configuration of Handover Parameters

    Inter-frequency handoversinternal

    Table 2-12 Parameter Configuration for Inter-Frequency HandoversInternal (Strategy4)

    Category Service Type Event Name Parameter Name Value

    Internal CS2D THRESHUSEDFREQ 95

    2D\2F HYSTERESIS 4

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    Category Service Type Event Name Parameter Name Value

    2D\2F TimetoTrigger 640 ms

    2F THRESHUSEDFREQ 90

    PS

    2D THRESHUSEDFREQ 115

    2D\2F HYSTERESIS 4

    2D\2F TimetoTrigger 640 ms

    2F THRESHUSEDFREQ 102

    Inter-frequency handoversborder

    Table 2-13 Parameter Configuration for Inter-Frequency HandoversBorder (Strategy4)

    Category Service Type Event Name Parameter Name Value

    Border

    CS

    2D THRESHUSEDFREQ 90

    2D\2F HYSTERESIS 4

    2D\2F TimetoTrigger 640 ms

    2F THRESHUSEDFREQ 87

    PS

    2D THRESHUSEDFREQ 115

    2D\2F HYSTERESIS 4

    2D\2F TimetoTrigger 640 ms

    2F THRESHUSEDFREQ 102

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    3 Triple-Carrier Networking Strategies

    3.1 General Care

    Because the UE will read the broadcast message after the PS service changes from

    DCH state to FACH state, once the CELL BAR scheme is adopted for the cell, the

    UE will perform inter-frequency cell reselection. This process may lead to PS call

    drops. Therefore, when the field engineers construct multi-carrier networks, if the

    CELL FACH state is activated, it is prohibited to adopt the CELL BAR scheme.

    This chapter provides two triple-carrier networking strategies commonly used in

    China and overseas. If the field engineers put forward other networkingsuggestions, please contact the author of this document for further discussion.

    Considering the impact on the RRC and RAB connection setup success rates, the

    field engineers can consider disabling the service-and-load balance strategy during

    the RRC and RAB connection setup procedures and just enabling the

    service-and-load balance strategy during the call holding procedure. This solution is

    similar to the current RAB-based service-and-traffic balance and is mainly used in

    the following scenarios:

    Relocation for service from another RNC via the Iur interface

    Handover

    Call re-setup flow triggered by the CELL UPDATEmessage

    Change from non-DCH state to DCH state

    Table 3-1 lists the parameter settings to balance the service and load during the call

    holding procedure.

    Table 3-1 Parameter Settings to Balance the Service and Load During the Call HoldingProcedure

    Balance Parameter F1 F2 F3

    Service Balance Switch of Call HoldingProcedure

    On On On

    Preferred Service TypeCSPreferred

    PSPreferred

    PSPreferred

    Load Balance Switch of Call HoldingProcedure

    On On On

    UTRAN Downlink Load BalanceThreshold (Power)

    55% 55% 55%

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    Balance Parameter F1 F2 F3

    Permitted Payload Difference DownlinkLoad Threshold in Inter-Frequency Cells(Power)

    10% 10% 10%

    Downlink Power Weight for LoadBalance

    100% 100% 100%

    3.2 Strategy 1: F1-R99+HSPA; F2-R99+HSPA;F3-R99+HSPA

    To make best use of the operators carrier resources, we recommend setting

    triple-carriers to full service supported and letting idle UEs choose the origination carriers

    through free selection.

    And the following configuration modes can be considered:

    Three UMTS2100 carriers

    Two UMTS2100 carriers and one UMTS900 carrier

    One UMTS2100 carrier and two UMTS900 carriers

    Three UMTS900 carriers

    Figure 3-1 Triple-Carrier Networking Strategy 1

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    3.2.1 Relevant Strategies

    3.2.1.1 Selection Strategy

    The idle UE performs cell selection and reselection according to the Ec/No values of

    the signals.

    3.2.1.2 Move-Based Strategy

    When the UE moves inside a multi-carrier area, it will only perform intra-frequency

    handovers.

    On a border between two multi-carrier areas, when the UE moves out of the

    coverage area of F2 or F3 (see Figure 3-1), it will perform F2-to-F1 or F3-to-F1inter-frequency handovers. When the UE moves inside the coverage area of F1, it

    will only perform intra-frequency handovers. F1-to-F2 and F1-to-F3 handovers

    based on UE moves (network coverage) are not configured.

    3.2.1.3 Balance Strategy

    The idle UE performs cell selection and reselection according to the Ec/No values of

    the signals.

    F1, F2, and F3 cells all bear CS and PS service, that is, they are all configured asCS+PS Preferred.

    All the balance switches of F1, F2, and F3 cells are turned off.

    The UE initiates service on the residence carrier.

    3.2.2 Configuration of Radio Parameters

    3.2.2.1 Cell Configuration

    F1: R99+HSPA; CPICH 33 dBm

    F2: R99+HSPA; CPICH 33 dBm

    F3: R99+HSPA; CPICH 33 dBm

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    3.2.2.2 Configuration of Inter-Frequency Neighbor Cells

    For co-sited and co-sector F1, F2, and F3 cells, they should be mutually configured

    as neighbor cells for reselection of idle UEs.

    For F2 and F3 border cells, the surrounding F1 cells should be configured as their

    neighbor cells for inter-frequency handovers.

    3.2.2.3 Configuration of Inter-RAT Neighbor Cells

    GSM cells should be configured as inter-RAT neighbor cells of F1, F2, and F3 cells.

    Copy the inter-RAT GSM neighbor cells of F1 cells as those of F2 and F3 cells.

    3.2.2.4 Configuration of Balance and Reselection Parameters

    Table 3-2 Balance and Reselection Parameter Configuration (Strategy 1)

    Selection or Reselection Parameter F1 F2 F3

    Measurement Quantity for Cell Selectionand Reselection

    CPICHEc/No

    CPICHEc/No

    CPICHEc/No

    Sintersearch Configuration Tag False False False

    Qhyst2s 2 dB 2 dB 2 dB

    Bar Off Off OffBalance Parameter F1 F2 F3

    Measurement Quantity for FrequencyQuality Estimate

    CPICHRSCP

    CPICHRSCP

    CPICHRSCP

    Threshold Used Frequency (Event 2D) 105 dBm 105 dBm 105 dBm

    Threshold Used Frequency (Event 2F) 102 dBm 102 dBm 102 dBm

    Hysteresis (Event 2A) 4 dB 4 dB 4 dB

    Service Balance Switch of Initial RRCProcedure

    Off Off Off

    Service Balance Switch of RAB

    Assignment Procedure

    Off Off Off

    Preferred Service TypeCS+PSPreferred

    CS+PSPreferred

    CS+PSPreferred

    Load Balance Switch for DownlinkPower

    Off Off Off

    Load Balance Switch for Code Off Off Off

    Load Balance Switch for UplinkInterference

    Off Off Off

    Load Balance Switch of Initial RRCProcedure

    Off Off Off

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    Load Balance Switch of RABAssignment Procedure

    Off Off Off

    Load Balance Switch of Call HoldingProcedure

    Off Off Off

    UTRAN Downlink Load BalanceThreshold (Power)

    55% 55% 55%

    UTRAN Downlink Load BalanceThreshold (Code)

    50% 50% 50%

    Permitted Payload Difference DownlinkLoad Threshold in Inter-Frequency Cells(Power)

    10% 10% 10%

    Permitted Payload Difference DownlinkLoad Threshold in Inter-Frequency Cells(Code)

    10% 10% 10%

    Downlink Power Weight for LoadBalance 100% 100% 100%

    Uplink Interference Weight for LoadBalance

    0% 0% 0%

    3.2.2.5 Configuration of Handover Parameters

    Inter-frequency handoversinternal

    Table 3-3 Parameter Configuration for Inter-Frequency HandoversInternal (Strategy

    1)

    Category Service Type Event Name Parameter Name Value

    Internal

    CS

    2D THRESHUSEDFREQ 95

    2D\2F HYSTERESIS 4

    2D\2F TimetoTrigger 640 ms

    2F THRESHUSEDFREQ 90

    PS

    2D THRESHUSEDFREQ 115

    2D\2F HYSTERESIS 4

    2D\2F TimetoTrigger 640 ms

    2F THRESHUSEDFREQ 90

    Inter-frequency handoversborder

    Table 3-4 Parameter Configuration for Inter-Frequency HandoversBorder (Strategy1)

    Category Service Type Event Name Parameter Name Value

    Border CS

    2D THRESHUSEDFREQ 90

    2D\2F HYSTERESIS 4

    2D\2F TimetoTrigger 640 ms

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    Category Service Type Event Name Parameter Name Value

    2F THRESHUSEDFREQ 87

    PS

    2D THRESHUSEDFREQ 115

    2D\2F HYSTERESIS 4

    2D\2F TimetoTrigger 640 ms

    2F THRESHUSEDFREQ 102

    3.3 Strategy2: F1-R99; F2-HSPA; F3-HSPA

    If HSPA and R99 service is mixed on a carrier, it will cause Ec/Io fluctuations to the cell,

    that is, the inhalation and exhalation effects of the cell will become obvious gradually. To

    ensure the R99 users especially the CS service users good service experience, the

    engineers can separately assign R99 service to a UARFCN (for example, F1 in Figure3-2), so as to avoid the impact of HSPA service on CS service.

    And the following configuration modes can be considered:

    Three UMTS2100 carriers

    Two UMTS2100 carriers and one UMTS900 carrier

    One UMTS2100 carrier and two UMTS900 carriers

    Three UMTS900 carriers

    Figure 3-2 Triple-Carrier Networking Strategy 2

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    3.3.1 Relevant Strategies

    3.3.1.1 Selection Strategy

    Set cell reselection parameters to let the idle UE reside on an F1 cell.

    Do not let the UE reside on any F2 or F3 cell.

    3.3.1.2 Move-Based Strategy

    When the UE moves inside a multi-carrier area, intra-frequency soft handovers are

    preferred. Inter-frequency service balance is only performed from F1 cells to F2

    cells.

    On a border between two multi-carrier areas, when the UE moves out of the

    coverage area of F2, it will perform F2-to-F1 inter-frequency handovers.

    3.3.1.3 Balance Strategy

    Enable service balance during the RRC and RAB connection setup procedures.

    Enable load balance based on DL power for F1 cells.

    When the UE initiates R99 CS service, the service will be preferable set up on an F1

    cell.

    When the UE initiates R99 PS service, the service will be shifted from an F1 cell to

    an F2 or F3 cell (light-traffic) through service balance in the RRC connection setup

    procedure.

    When the UE initiates HSPA service, the service will be shifted to an F2 or F3 cell

    (light-traffic) and accessed through service balance or UE capacity balance in the

    RRC connection setup procedure.

    For concurrent CS and PS service (the CS service taking place first and then the PS

    service), the R99 PS service will be carried on an F1 cell.

    For concurrent PS and CS service (the PS service taking place first and then the CS

    service), the CS service will be carried on an F2 cell.

    When the UE in a single-carrier area initiates HS service and moves toward the

    border of a dual-carrier area, if the local R99 cell is not configured with a

    co-coverage and inter-frequency HS neighbor cell, there will be a co-frequency hard

    handover; if the local cell is configured with a co-coverage and inter-frequency HS

    neighbor cell, the service will be handed over to the co-coverage and

    inter-frequency HS neighbor cell.

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    3.3.2 Configuration of Radio Parameters

    3.3.2.1 Cell Configuration

    F1: R99; CPICH 33 dBm

    F2: HSPA; CPICH 33 dBm

    F3: HSPA; CPICH 33 dBm

    3.3.2.2 Configuration of Inter-Frequency Neighbor Cells

    The F2 cells co-sited with F1 cells should be configured as the co-coverage and

    inter-frequency neighbor cells of F1 cells.

    For F2 border cells, the surrounding F1 cells should be configured as their

    inter-frequency neighbor cells.

    3.3.2.3 Configuration of Inter-RAT Neighbor Cells

    Only F1 cells can be configured as neighbor cells of GSM cells.

    GSM cells should be configured as inter-RAT neighbor cells of both F1 and F2 cells.

    Copy the inter-RAT GSM neighbor cells of F1 cells as those of F2 cells.

    3.3.2.4 Configuration of Balance and Reselection Parameters

    Table 3-5 Balance and Reselection Parameter Configuration (Strategy 2)

    Selection or Reselection Parameter F1 F2 F3

    Measurement Quantity for CellSelection and Reselection

    CPICH Ec/NoCPICHEc/No

    CPICHEc/No

    Sintersearch Configuration Tag True False FalseSintersearch - - -

    Qhyst1s - - -

    Qhyst2s 2 dB 2 dB 2 dB

    Qoffset1s,n in SIB11 - - -

    Qoffset2s,n in SIB11 50 dB 50 dB 50 dB

    Bar Off Off Off

    Balance Parameter F1 F2 F3

    Measurement Quantity for FrequencyQuality Estimate

    CPICH RSCPCPICHRSCP

    CPICHRSCP

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    4 Case Study

    This chapter takes a dual-carrier site in a domestic service zone as an example and

    compares the service connection setup success rates, RRC connection setup success

    rates, and RAB connection setup success rates of this site on the OMC respectively in

    the following three scenarios:

    1. The free selection mode is used for idle UEs.

    2. Service balance is enabled during both the RRC and RAB connection setup

    procedures.

    3. Service balance is enabled during the RRC connection setup procedure only.

    4.1 Reselection of Idle UEs

    Analysis of the OMC statistics on idle UEs in free selection mode shows that the relevant

    average service connection success rate, RRC connection setup success rates, and

    RAB connection setup success rates all exceeded 99.7%.

    Figure 4-1 OMC Statistics on Connection Success Rates of Idle UEs in Free SelectionMode

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    4.2 Service Balance Enabled in Both the RRC andRAB Connection Setup Procedures

    Analysis of the OMC statistics on the dual-carrier network with service balance enabled inboth the RRC and RAB connection setup procedures shows that except the PS

    success rate, which exceeded 99.7%, other indicators were all between 99.4% and

    99.7%.

    Figure 4-2 OMC Statistics on Connection Success Rates When Service Balance WasEnabled in Both the RRC and RAB Connection Setup Procedures

    4.3 Service Balance Enabled in the RRC ConnectionSetup Procedure Only

    Analysis of the OMC statistics on the dual-carrier network with service balance enabled in

    the RRC connection setup procedure shows that except the PS connection setupsuccess rate, which exceeded 99.7%, other indicators were all between 99.5% and

    99.7%.

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    Figure 4-3 OMC Statistics on Connection Success Rates When Service Balance WasEnabled in the RRC Connection Setup Procedure Only

    4.4 Comparison Result

    The above comparative analysis shows that the free balance mode of idle UEs has a

    conspicuous advantage in terms of OMC indicator statistics.

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    5 Conclusion

    With a sharp increase of UMTS network subscribers both in China and overseas, it is

    required to add dual-carrier networks constantly. To make best use of the carrier

    resources, currently we recommend Strategy 1. However, the field engineers can choose

    a multi-carrier network strategy according to the actual conditions and then optimize the

    configuration of parameters and neighbor cells accordingly in future.

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    AppA GlossaryAcronym Full Name

    DCH Dedicated Channel

    FACH Forward Access Channel

    HSPA High-Speed Packet Access

    PS Packet Switched

    RAB Radio Access Bearer

    RAT Radio Access Technology

    RRC Radio Resource Control

    UARFCN UTRAN Absolute Radio Frequency Channel Number

    UE User Equipment