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Understanding the Role of Sirtuin 3
in a Cell Model of Parkinson’s Disease
by
Kristin Elisa Lizal
A thesis submitted in conformity with the requirements
for the degree of Master of Science
Graduate Department of Cell and Systems Biology
University of Toronto
© Copyright by Kristin Elisa Lizal 2013
ii
Understanding the Role of SIRT3 in a Cell Model of Parkinson’s Disease
Kristin Elisa Lizal
Master of Science
Graduate Department of Cell and Systems Biology
University of Toronto
2013
Abstract
Parkinson's disease (PD) is a neurodegenerative disorder characterized by the degeneration of
dopaminergic neurons in the substantia nigra pars compacta. It is now believed that the
mitochondrion is central to the pathologies of PD. Sirtuin 3 (SIRT3) is a mitochondrial
nicotinamide adenine dinucleotide dependent protein deacetylase. Within the mitochondria,
SIRT3 deacetylates substrates of oxidative phosphorylation and antioxidant pathways to promote
cellular functioning. Given that mitochondria impairments are central to PD, and that SIRT3
promotes mitochondrial health, the mechanisms underlying the protective effects of SIRT3 in a
catecholaminergic SH-SY5Y cell model of PD were assessed. The results of this current study
demonstrated that SIRT3 overexpression is cytoprotective in SH-SY5Y cells since it stabilizes
mitochondrial membrane potential and ATP levels and reduces reactive oxygen species after
exposure to toxins that mimic cell death mechanisms in PD. Taken together, SIRT3’s beneficial
effects presents itself as an excellent candidate for Parkinson’s disease medicine.
iii
Acknowledgments
First of all, I would like to thank my supervisor Dr. Joanne Nash who always has pushed me to
be a better and more independent scientist. I appreciate your constructive criticisms and the time
you have dedicated to guide me throughout my master’s degree. I also want to thank my
wonderful supervisory committee Dr. James Eubanks and Dr. Philippe Monnier who have given
me their inputs and directions to better my project. Dr. Patrick McGowan, I also want to thank
you for agreeing to be my external reviewer.
To my loving parents, thank you so much for your countless support, guidance, motivation and
care. Both of you are my biggest role models and have always pushed me to pursue a higher
education. Thank you so much for picking me up during my late night experiments and also
driving me to the lab during the weekends and holidays.
Graduate school would not be the same without the special people who I have established
wonderful friendships with. I want to specifically mention Dr. Chris Yong-Kee for the numerous
hours you have spent training me in the lab and also for being a supportive mentor. I want to
thank Sherri Thiele for her easy-going personality, advice and insights. Special thanks to Mary
Lee (my rock since day 1), Sam Khalouie (always can count on you to have a relaxing chat
during a hectic day), Betty Chen (my sister from another mother), Kewei Xu (my go-to person),
Melanie Ratnam (thank you for being my confidant), Sahara Khadem (thank you for your
optimism even though we have only known each other for a short period of time), Ervis Kola
(my master’s degree buddy). Cindy Leong, thank you for being a great volunteer and helping me
out during my busy days. Elena Sidorova, thank you so much for all your help, especially for
your inputs and insights on SIRT3. Michelle Duong and Adam Pham-Hung - thank you for your
support throughout this journey, you both are such great friends. A huge thanks to Raymond
Nagar for his countless help, support, motivation and advice - even though you are in a different
time zone!
Last but not least, I want to thank God for his guidance and care in every step of my journey and
for making the last two years the greatest learning experience yet.
v
Table of Contents
Acknowledgments ..................................................................................................................... iii
Table of Contents ....................................................................................................................... v
List of Figures ......................................................................................................................... viii
List of Abbreviations ................................................................................................................. ix
CHAPTER 1 ............................................................................................................................. 1
1 INTRODUCTION ............................................................................................................... 1
1.1 PARKINSON’S DISEASE ............................................................................................. 1
1.2 CAUSES OF CELL DEATH IN PARKINSON’S DISEASE .......................................... 1
1.2.1 Oxidative Phosphorylation Impairment in PD ...................................................... 1
1.2.2 Genetic links between Electron Transport Chain Impairment and PD .................. 2
1.2.3 Mitochondrial Toxins Mimicking Cell Death Mechanisms in PD ........................ 5
1.2.4 Oxidative Stress in PD......................................................................................... 6
1.2.5 Proteolytic System Impairment in PD .................................................................. 8
1.2.6 Proteolytic system inhibitors that mimic cell death mechanisms in PD ................ 9
1.2.7 Involvement of Ca2+
in PD ................................................................................ 10
1.3 OTHER IMPORTANT FUNCTIONS OF THE MITOCHONDRIA ............................. 11
1.3.1 Apoptotic signaling ........................................................................................... 11
1.3.2 Mitochondrial dynamics .................................................................................... 12
1.4 THE MAMMALIAN SIRTUINS.................................................................................. 14
1.4.1 Nuclear Sirtuins ................................................................................................. 14
1.4.2 Cytoplasmic Sirtuins ......................................................................................... 15
1.4.3 Mitochondrial Sirtuins ....................................................................................... 15
1.5 SIRT3 ........................................................................................................................... 19
1.6 MECHANISMS OF SIRT3 ........................................................................................... 19
vi
1.6.1 SIRT3 and Metabolism ...................................................................................... 19
1.6.2 SIRT3 and Protein Synthesis ............................................................................. 20
1.6.3 SIRT3 and Oxidative Stress ............................................................................... 21
1.6.4 SIRT3 and Electron Transport Chain ................................................................. 22
1.6.5 Benefits of SIRT3 ............................................................................................. 26
1.7 RATIONALE ............................................................................................................... 27
1.8 HYPOTHESIS AND AIMS .......................................................................................... 28
CHAPTER 2 ........................................................................................................................... 29
2 MATERIALS AND METHODS ....................................................................................... 29
2.1 Cell Culture .................................................................................................................. 29
2.2 Toxins........................................................................................................................... 29
2.2.1 Dose Response Curves ...................................................................................... 29
2.3 Construction of Stably Transfected Cells ...................................................................... 30
2.4 Western Blot Analysis of SIRT3 Expression ................................................................. 30
2.4.1 Sample Preparation ........................................................................................... 30
2.4.2 Sodium dodecyl sulphate-polyacrylamide gel electrophoresis (SDS-PAGE) ...... 30
2.5 Assessment of Human SIRT3 Ectopic Expression in SH-SY5Y cells ............................ 31
2.6 Measurement of Reactive Oxygen Species .................................................................... 32
2.7 Quantification of Mitochondrial Membrane Potential .................................................... 32
2.8 Assessment of ATP Levels ........................................................................................... 33
2.9 Cell Viability Assay ...................................................................................................... 33
2.10 Cell Death Quantification.............................................................................................. 34
2.11 Statistical Analysis ........................................................................................................ 34
CHAPTER 3 ........................................................................................................................... 35
3 RESULTS
3.1 Human SIRT3 expression in stably transfected SH-SY5Y cells..................................... 35
vii
3.2 Dose response curves of toxins that mimic Parkinson’s disease cell death mechanisms
in SH-SY5Y cells ......................................................................................................... 40
3.3 Effects of SIRT3 on cell viability in SH-SY5Y cells ..................................................... 43
3.4 Effect of SIRT3 on cell death in SH-SY5Y cells ........................................................... 46
3.5 Effect of SIRT3 on reactive oxygen species (ROS) levels in SH-SY5Y cells ................ 49
3.6 Effect of SIRT3 on mitochondria membrane potential (∆Ψm) in SH-SY5Y cells .......... 53
3.7 Effect of SIRT3 on ATP levels in SH-SY5Y cells ......................................................... 58
4 DISCUSSION ..................................................................................................................... 61
viii
List of Figures
Figure 1. Overview of mitochondrial SIRT3 substrates ………………………………………...18
Figure 2. Mechanistic overview of SIRT3’s interaction with mitochondrial metabolic pathways,
antioxidant pathways and urea cycle showing sources of NAD+ ……………………………….25
Figure 3. Ectopic overexpression of Human SIRT3 in SH-SY5Y cells…………………………37
Figure 4. Localization of Human SIRT3 transgene expression in SH-SY5Y
cells………………………………………………………………………………………………39
Figure 5.Dose response curves of toxins that mimic PD cell death mechanism in SH-SY5Y
cells………………………………………………………………………………………………42
Figure 6. Effect of SIRT3 on cell viability in SH-SY5Y cells….................................................45
Figure 7. Effect of SIRT3 on cell death in SH-SY5Y cells ……………………………………..48
Figure 8. Effect of SIRT3 on reactive oxygen species in SH-SY5Y cells ………………………52
Figure 9. Effect of SIRT3 on mitochondrial membrane potential in SH-SY5Y cells …………..57
Figure 10. Effect of SIRT3 on ATP levels in SH-SY5Y cells……………………………..…….60
ix
List of Abbreviations
∆Ψm
Mitochondrial membrane potential
•O2-
Superoxides
•OH
Hydroxyl radicals
A.U.
Arbitrary units
AB
Alamar blue
ACS2
AcetylCoA synthase 2
ADP
Adenosine diphosphate
ADP
Adenosine diphosphate
AIF
Apoptosis inducing factor
ALP
Autophagy-lysosome pathway
AMR
ATP monitoring reagent
ANOVA
Analysis of variance
ANT
Adenine nucleotide translocator
ATP
Adenosine triphosphate
BAT
Brown adipose tissue
Ca2+
Calcium
Cat D
Cathepsin D
CMA
Chaperone-mediated autophagy
CM-H2DCFDA
2’,7’-dichlorodihydrofluorescein diacetate
CO2
Carbon dioxide
CPS1
Carbamoyl phosphatase synthase
CR
Caloric restriction
CypD
Cyclophilin D
DA
Dopamine
x
DAQ
Dopamine quinone
DAT
Dopamine transporter
DMEM
Dulbecco’s modified eagle medium
DMN
Dorsal motor nucleus of the vagus
DMSO
Dimethyl sulfoxide
DNA
Deoxyribonucleic acid
DOPAC
3,4-dihydroxyphenylacetic acid
Drp1
Dynamin-related protein 1
E1
Ubiquitin-activating enzyme
E2
Ubiquitin conjugating enzyme
E3
Ubiquitin protein ligase
ETC
Electron transport chain
Fe
Iron
Fe2+
Reduced iron
Fis1
Fission protein 1
FOXO
Forkhead transcription factor O
FSC
Forward scatter
GAP-43
Growth-associated protein
GDH
Glutamate dehydrogenase
GPX
Glutathione peroxidase
GSH
Reduced glutathione
GSSG
Glutathione disulfide
GTPases
Guanosine triphosphatases
H+
Proton
H2O2
Hydrogen peroxide
xi
HIF-1α
Hypoxia-inducible factor 1-alpha
HMGCS2
3-hydroxy-3-methylglutaryl CoA synthase 2
HSC
Heat shock cognate protein
hSIRT3
Human SIRT3
HSP
Heat shock protein
IC50
Inhibitory concentration 50
IDH2
Isocitrate dehydrogenase 2
LAMP-2A
Lysosome-associated membrane protein
LB
Lewy body
LC
Locus coeruleus
LCAD
Long-chain acyl-CoA dehydrogenase
MAP
Mitogen activated protein
Mfn1
Mitofusion 1
Mfn2
Mitofusion 2
MMP
Mitochondria matrix peptidase
MOM
Mitochondrial outer membrane
MPP
Mitochondrial permeability pore
MPP+
1-methyl-4-phenylpyridinium ion
MPTP
1-methyl-4-phenylpyridinium
MRP
Mitochondrial ribosomal protein
MRPL10
Mitochondrial ribosomal protein L10
mtDNA
Mitochondrial DNA
NaCl
Sodium chloride
NAD+
Nicotinamide adenine dinucleotide
NADPH
Nicotinamide adenine dinucleotide phosphate
xii
NAP
Naphthazarin
NBM
Nucleus basilis of Meynert
NeuN
Neuronal nuclei
NMDA
N-methyl-D-aspartate
NO•
Nitric oxide
NRR
Nucleotide releasing reagent
OTC
Ornithine transcarbamoylase
OXPHOS
Oxidative phosphorylation
p53
Protein 53
PARP-1
Poly (ADP-ribose) polymerase-1
PBS
Phosphate buffer saline
PD
Parkinson’s disease
PGC-1α
Peroxisome proliferator-activated receptor γ coactivator 1-
alpha
Pi
Inorganic phosphate
PI
Propidium iodide
PINK1
PTEM induced putative kinase 1
Pol I
Polymerase I
PSI
N-carbobenzyloxy-Ile-Glu(O-t-butyl)-Ala-leucinal
P-value
Probability value
RA
Retinoic acid
rDNA
Ribosomal DNA
RNA
Ribonucleic acid
ROI
Region of interest
ROS
Reactive oxygen species
ROT
Rotenone
xiii
SDHA
Succinate dehydrogenase flavoprotein
SDHB
Succinate dehydrogenase iron sulfur
SEM
Standard error of mean
SH-SY5Y
Human cathelominergic neuroblastoma cell line
SIRT
Sirtuin
SNc
Substantia nigra pars compacta
SOD2
Superoxide dismutase 2
SSC
Side scatter
TBST
Tris-buffered saline and Tween 20
TFAM
Mitochondrial transcription factor A
TH
Tyrosine hydroxylase
TMRE
Tetramethylrhodamine, Ethyl Ester, Perchlorate
TRAP1
TNF receptor-associated protein 1
UCH-L1
Ubiquitin C-terminal hydrolase L1
UCP
Uncoupling protein
UPS
Ubiquitin-proteasome system
VMAT
Vesicular monoamine transporter
1
CHAPTER 1
1 INTRODUCTION
1.1 PARKINSON’S DISEASE
Parkinson’s disease (PD) is a neurodegenerative disease with a pervasiveness of 1-2% in the
population over the age of 50 (Xie et al., 2010). It is characterized by the progressive
degeneration of dopamine (DA) neurons projecting from the substantia nigra pars compacta
(SNc) to the striatum. Commonly observed motoric symptoms are muscle rigidity, gait
imbalance and resting tremors whereas non-motor symptoms include depression, dementia,
sensory loss and sleep disturbances (Novikova et al., 2006). Furthermore, abnormal aggregations
of α-synuclein protein known as Lewy Bodies are seen in diagnosed brains. Most cases of PD are
sporadic (cause unknown) whilst approximately 10-20% of PD cases have been linked to genetic
mutations (Trancikova et al., 2011).
1.2 CAUSES OF CELL DEATH IN PARKINSON’S DISEASE
Accumulating evidence suggests that mitochondrial dysfunction may be central to cellular death
in PD. Despite other factors linked to PD such as genetic mutations, oxidative stress, ubiquitin
proteasome system impairment and lysosomal damage, the mitochondria appear to be the most
affected, triggering the mitochondrion-induced cell death.
1.2.1 Oxidative Phosphorylation Impairment in PD
The mitochondria generate over 90% of energy utilized for cellular functioning via oxidative
phosphorylation (Yang et al., 2009). Oxidative phosphorylation involves the activities of five
complexes (Complex I-V), which are located in the inner mitochondrial membrane. Electrons get
transported between each complex in order to create proton (H+
ions) movement from the matrix
to the intermembrane space. This, in turn, produces the proton concentration gradient or also
known as mitochondrial membrane potential (∆Ψm), which is utilized for ATP-synthase to
convert ADP to ATP. However, electrons can leak during their transfer from one complex to
another. Specifically, electrons are more susceptible to escape from Complex I and III to the
matrix during oxidative phosphorylation. In the matrix, these leaked electrons will react with
2
oxygen to form reactive oxygen species (ROS) such as superoxides (•O2-), hydroxyl radicals
(•OH) and nitric oxide (NO•). Accumulation of ROS can have detrimental effects on cellular
functioning since the free radicals can escape from the mitochondria and affect other cellular
activities. ROS can exert its negative effects by inducing oxidative DNA damage, lipid
peroxidation, protein oxidation and nitration. In particular, hydroxyl radicals (•OH) have been
demonstrated to react with the double bonds of DNA bases, resulting in damaged DNA content
(Cooke et al., 2003). Moreover, the mitochondrion is unique in a way that it is capable of
producing its own mitochondrial DNA (mtDNA). mtDNA encodes for 37 mitochondrial genes.
Thirteen of these genes are responsible for the expression of proteins involved in oxidative
phosphorylation while the remaining genes regulate transfer and ribosomal RNA for
mitochondrial protein generation (Keane et al., 2011). Thus, the increased in ROS can also
damage mtDNA which subsequently interfere with mitochondrial functions.
Under basal conditions, ROS generated from oxidative phosphorylation is relatively low and is
usually broken down by the mitochondrial antioxidant enzymes (Lass et al., 1997). However,
deficiency of the respiratory chain complexes can lead to increased electrons leakage, resulting
in increased ROS-induced cellular damage. Postmortem analysis of PD brains have shown that
Complex I and III dysfunctions are present and most likely result in ROS overload and cause
neuronal death in PD (Dickson et al., 2009; Mizuno et al., 1989; Haas et al., 1995; Shinde &
Pasupathy, 2006).
1.2.2 Genetic links between Electron Transport Chain Impairment and PD
The involvement of respiratory chain dysfunction in PD was further confirmed by genetic
mutation cases.
1.2.2.1 SNCA (α-synuclein)
One of the hallmarks of PD is the abnormal α-synuclein protein aggregation that is referred to
Lewy body (LB) inclusions, suggesting a possible mutation in α-synuclein protein expression in
PD. α-synuclein, encoded by the SNCA gene, is primarily cytoplasmic and localized in
presynaptic terminals. It functions as a synaptic transmission regulator and has been suggested to
play a role in neuronal plasticity. In its native state, α-synuclein is soluble, monomeric and
unfolded. Upon binding with phospholipids, its structure conforms to the α-helical form.
Furthermore, α-synuclein has the tendency to self-aggregate into oligomers, protofibrils and
3
fibrillar β-pleated sheet structures, which are observed in LB (Shulman et al., 2011). Despite its
primary localization in the cytoplasm, α-synuclein has also been found in the mitochondria of
post-mortem PD brains, suggesting that this protein has a mitochondrial targeting sequence
(Devi et al., 2008). In the mitochondria, α-synuclein accumulation has been shown to impair
complex I and IV function, induce mtDNA damage, loss of mitochondria membrane potential,
increased levels of mitochondrial ROS and mitochondrial-dependent apoptosis (Stichel et al.,
2007; Tanaka et al., 2001). Taken together, this suggests that an alteration of α-synuclein
expression by the SNCA gene can lead to abnormal accumulation of toxic aggregates that can
interfere with mitochondrial function resulting in cellular death.
1.2.2.2 PTEN induced putative kinase 1 (PINK1)
PTEN induced putative kinase 1 (PINK1) gene mutation is an autosomal recessive form of
Parkinsonism (Valente et al., 2004). PINK1 gene encodes for the 581 amino-acid protein with an
N-terminal mitochondrial targeting sequence, a transmembrane domain and a highly conserved
serine/threonine kinase domain with homology to the Ca2+
/calmodulin family (Exner et al.,
2012). Suggested substrates of PINK1 include the mitochondrial serine protease HtrA2/Omi,
TNF receptor-associated protein 1 (TRAP1) and complex I of the electron transport chain.
HtrA2/Omi is a mitochondrial protein that translocates to the cytosol during apoptosis and
interacts with apoptosis inhibitor proteins. PINK1 mutation in PD results in hypophosphorylated
HtrA2/Omi and more susceptibility to apoptotic signaling (Plun-Favreau et al., 2007). TRAP1 is
a mitochondrial chaperone of the HSP90 family (Pridgeon et al., 2007). Phosphorylation of
TRAP1 by PINK1 suppresses mitochondrial cytochrome c release, mitochondrial pore opening
thus abnormal PINK1 expression can lead to increased pro-apoptotic signaling. PINK1 also
regulates the enzymatic activities of complex I of the electron transport chain and the loss of
PINK1 reduces ATP production for synaptic activities in the brain (Morais et al., 2009). Taken
together, PINK1 appears to serve an important role in stabilizing ATP production and preventing
mitochondrion-induced apoptosis.
1.2.2.3 Parkin
Parkin gene mutation is an autosomal recessive form of Parkinsonism (Kitada et al., 1998). The
parkin gene encodes the cytosolic 465 amino-acid protein with an ubiquitin domain at the N-
terminus and a Ring-between-Ring domain at the C-terminus (Valente et al., 2004). It functions
4
as an E3 ubiquitin protein ligase that mediates the assembly of ubiquitin monomers, targeting
proteins for degradation. Parkin mutation causes impaired ubiquitination and proteasomal
degradation thus leading to accumulation of unwanted proteins such as α-synuclein, which can
lead to mitochondrion-induced cell death discussed in section 1.2.2.1. Aside from its role in the
proteolytic system, Parkin also targets various mitochondrial substrates including PARIS,
mitochondria transcription factor A (TFAM) and complex I of the ETC. PARIS functions as a
transcriptional repressor and its overexpression leads to the inhibition of peroxisome proliferator-
activated receptor γ coactivator 1-α (PGC-1α) which is a master regulator of mitochondrial
biogenesis. Parkin is able to suppress PARIS so PGC-1α can be upregulated. Thus mutation in
Parkin expression can lead to the inhibition of PGC-1α expression and mitochondrial biogenesis
(Kuroda et al., 2006). TFAM functions as a regulator of mitochondrial transcription activities
and mitochondrial DNA (mtDNA). Parkin interacts with TFAM to ensure gene expression in the
mitochondria is optimal. Downregulation of TFAM leads to cell death, suggesting Parkin’s vital
role in the mitochondria (Ekstrand et al., 2007). Other evidence linking Parkin gene to
mitochondrial function is the post mortem analysis of PD brains showing that there is reduced
complex I activity in the mutant Parkin group (Müftüoglu et al., 2004). The link between Parkin
and the respiratory chain was further supported by Palacino et al. (2004). These researchers
demonstrated that suppression of Parkin gene in null mice resulted in reduced enzymatic
activities of Complex I and IV, leading to impaired electron transport chain and increased ROS
in brain tissue. Taken together, Parkin mutation has been implied to cause impaired ubiquitin
degradation pathway, decreasing mitochondrial biogenesis and impairing mitochondrial
functions.
1.2.2.4 DJ-1
Mutations in the DJ-1 gene area rare form of autosomal recessive Parkinsonism (Bonifati et al.,
2003). DJ-1 encodes for the 189-amino acids belonging to the ThiJ/PfpI protein family. It is
primarily localized in the cytoplasm but has also been observed to reside in the mitochondria
(Zhang et al., 2005). Its function has been linked to developing more resistance against oxidative
stress since the loss of DJ-1 results in increased vulnerability to hydrogen peroxide and MPTP
(Keane et al., 2011). Furthermore, the loss of DJ-1 has been shown to increase mitochondrial
fragmentation, suggesting its role in mitochondrial morphology maintenance (Irrcher et al.,
5
2010). Taken together, DJ-1 appears to play a protective role against oxidative stress and
mitochondrial fragmentation.
1.2.3 Mitochondrial Toxins Mimicking Cell Death Mechanisms in PD
In addition to genetic cases and post mortem studies linking PD to mitochondria dysfunctions,
there is also an extensive evidence to suggest that PD like pathologies can be induced utilizing
toxins that impair mitochondrial functions such as rotenone, MPTP and paraquat.
1.2.3.1 Rotenone
Rotenone, the active ingredient found in many pesticides, is another complex I inhibitor that can
induce specific nigrostriatal neuronal death and α-synuclein aggregates. Rotenone is lipophilic
and readily crosses the blood brain barrier to enter neurons. Once inside the neuron, it enters the
mitochondria without the aid of transporters (Keane et al., 2011). In rodents, chronic rotenone
exposure can produce Lewy body like inclusions and can also trigger PD like behaviors such as
hypokinesia and rigidity (Betarbet et al., 2000). In dopaminergic SH-SY5Y cell line, rotenone
resulted in the loss of mitochondrial membrane potential, release of cytochrome c and increased
cellular death (Imamura et al., 2006). It is thought that rotenone can induce ROS generation by
damaging complex I at 4Fe-4S clusters, which increases ubisemiquinone formation (a primary
electron donor in superoxide generation) (Li et al., 2003; Panov et al., 2005).
1.2.3.2 1-methyl-4-phenylpyridinium (MPTP)
1-methyl-4-phenylpyridinium (MPTP) is a meperidine analogue with heroin-like properties
(Ziering et al., 1947). In primates, MPTP administration resulted in α-synuclein positive Lewy-
body like inclusions (Kowall et al., 2000). MPTP readily enters glial cells and gets converted to
the active metabolite 1-methyl-4-phenylpyridinium ion (MPP+) by monoamine oxidase B. MPP
+
has an affinity for the neuronal dopamine transporter (DAT); thus this toxin specifically
accumulates in the dopaminergic neurons. Once MPP+ enters a neuron, it gets taken up by the
mitochondria via the mitochondrial transmembrane gradient, inhibits complex I activity and
increases electron leakage leading to the genesis of ROS (Nicklas et al., 1985). MPP+
specifically prevents electron movement from the iron sulfur cluster of complex I to Q10
complex, resulting in impaired electron transport chain and ATP levels depletion (Ramsay et al.,
1987).
6
1.2.3.3 Paraquat
1,1-dimethyl-4,4-bipyridinium dichloride (Paraquat) is an herbicide that has a similar structure as
MPP+, suggesting a similar toxin mechanism. Exposure to paraquat has been demonstrated to
increase α-synuclein levels and aggregation (Manning-Bog et al., 2002). Paraquat exhibits a
weak complex I inhibitory activities in dopaminergic neurons but most of its harmful effects are
due to its ability to undergo redox cycle in the mitochondria, resulting in lipid peroxidation
(Richardson et al., 2005).
1.2.4 Oxidative Stress in PD
Another important factor contributing to PD pathology is the accumulation of oxidative stress
that can trigger various cellular damage as discussed in section 1.2.1. Dopaminergic nigral
neurons in the substantia nigra pars compacta appear to be more susceptible to oxidative stress
damage for several reasons: 1) the metabolism of dopamine. 2) low levels of antioxidant
enzymes. 3) high levels of iron. These factors contribute to the increase in mitochondrial ROS
generation and also impair the electron transport chain, leading to mitochondrion-induced cell
death.
1.2.4.1 Dopamine metabolism toxicity in PD
The dopamine molecule is structurally unstable and can auto-oxidate to form free radicals such
as DA quinones (DAQ) and superoxide radicals. This reaction is accelerated in the presence of
enzymes such as tyrosine hydroxylase (TH), which is a limiting enzyme in dopamine synthesis.
Furthermore, 3,4-dihydroxyphenylacetic acid (DOPAC), another dopamine metabolite, can
undergo further oxidation to generate ROS and DOPAC-quinones. Under normal conditions, DA
is stored in synaptic vesicles and is ready to be released during a synaptic activity. However,
problems arise when vesicular storage of DA gets disrupted and DA leaks to the cytoplasm. This
results in an increased DA cytosolic content thus increased auto-oxidation of DA. In fact,
inhibition of vesicular monoamine transporter (VMAT2), a protein responsible for transporting
DA into its vesicles, resulted in increased amount of DA oxidation and DA cell death (Caudle et
al., 2007). Likewise, increasing cytosolic levels of dopamine via overexpression of dopamine
transporter (DAT) has been shown to increase the amount of DA cell death (Chen et al., 2008). It
has also been suggested that ROS or reactive quinones may get into the mitochondria and
7
interfere with the electron transport chain, specifically Complex I and IV to inhibit mitochondrial
respiration (Brenner-Lavie et al., 2009).
1.2.4.2 High levels of iron in PD brains
The substantia nigra pars compacta is also known to contain higher levels of iron (Fe) compared
to other brain regions (Synder & Connor, 2009). Iron can exist in two forms: the normal Fe3+
state or the reduced Fe2+
state. In PD, it has been demonstrated that Fe3+
to Fe2+
ratio is altered
from 2:1 to 1:2 for unknown reasons. Fe2+
is an integral component in Fenton reaction where
hydrogen peroxide (H2O2) is converted to the highly reactive hydroxyl radical (•OH). Thus,
increasing the reduced form of iron (Fe2+
) will upregulate free radical generation. Moreover,
research has shown that iron readily binds to α-synuclein, which accelerates its aggregation
process which contributes to Lewy Body formations (Peng et al., 2010). Alterations in iron
import and export are also thought to contribute to the accumulation of iron in a cell (Friedman
et al., 2011). In fact, there is a decrease in the iron storage protein ferritin levels in the brains of
PD patients, hence lowering the iron storage capacity, which results in more iron released into
the cytosol to partake in Fenton reaction. Iron can also be taken up by the mitochondria via the
transferrin receptor 2. Increased levels of iron have been observed in the mitochondria of
substantia parts compacta neurons of PD patients (Mastroberardino et al., 2009). Since the
mitochondria produce high levels of ROS through its oxidative phosphorylation, high iron levels
in the mitochondria are more likely to participate in the Fenton reaction to create more ROS and
cause ROS induced cellular damage.
1.2.4.3 Low levels of antioxidant enzymes in PD brains
Lowered levels of mitochondrial antioxidant molecules have also been observed in PD brains. In
the mitochondria, the glutathione molecule plays an important role in the antioxidant pathway.
Glutathione can exist in two different forms: the oxidized form or known as glutathione disulfide
(GSSG) and the reduced glutathione form (GSH). With the presence of NADPH, GSSG is
readily converted to GSH. GSH is then utilized by gluthathione peroxidase (GPX) to scavenge
and break down ROS. In PD, an abnormal decrease in antioxidant molecule GSH has been
observed. A theory proposes that the lowered level of GSH is linked to a decrease in synthesis
and recycling from GSSG to GSH thus less GSH availability to be used by GPX (Martin &
Teismann, 2009). Since the SNc in PD brains is under constant stress from ROS accumulation in
8
the mitochondria from the respiratory chain impairment, ROS-induced damaged is more likely to
occur. Moreover, the fact that there are low levels of antioxidant enzymes available in the SNc of
PD brains can exacerbate ROS-induced damage, resulting in dopaminergic neuronal death.
1.2.5 Proteolytic System Impairment in PD
Proteolytic stress is another factor implicated in the pathology of PD. Proteolytic stress refers to
when levels of unwanted proteins accumulate and exceed the degradation capacity of the cell.
This can result in the formation of protein aggregates that interfere with cellular function. There
are two main cellular degradation systems: the ubiquitin-proteasome system (UPS) and the
autophagy-lysosome pathway (ALP). The UPS is responsible for smaller sized molecule
degradation whereas ALP can digest larger molecules and also dysfunctional organelles. In PD,
post mortem analysis and genetic mutations have suggested that proteolytic system impairment
may contribute to cell death pathology of the disease. The abnormal aggregations of α-synuclein
to form Lewy Body inclusions imply that these proteins were not degraded in effectively.
Accumulation of α-synuclein has also been demonstrated to impair mitochondrial function,
resulting in mitochondrion-induced apoptosis. Moreover, a mutation in ubiquitin C-terminal
hydrolase L1 (UCH-L1) gene has been linked to neurodegeneration observed in PD pathology.
1.2.5.1 Ubiquitin Proteasome System (UPS)
Activation of ubiquitin monomers is an ATP-dependent reaction. Typically, ubiquitin-activating
enzyme (E1) gets activated and interacts with ubiquitin conjugating enzyme (E2). Together, both
E1 and E2 complex then bind to ‘target’ proteins with the assistance of ubiquitin protein ligase
(E3). Finally, these ubiquitinated proteins are degraded by the 26S/20S proteasome subunit. In
PD, it has been hypothesized that there is a loss of the α-subunit function of the 26S/20S
proteasome complex. Impairment to the α-subunit can interfere with the overall 26/20S
proteasome subunit stability and reduced PA700, integral component in initiating protein
degradation, binding to the proteasome subunit (Voges et al., 1999). As a result, unwanted
proteins accumulate and aggregate which can trigger the JNK and apoptotic pathways (Sherman
& Goldberg, 2001).
9
1.2.5.2 Autophagy-lysosome pathway (ALP)
Another main important proteolytic pathway is the autophagy-lysosome pathway (ALP). There
are three major types of ALP which include macroauthophagy, microautophagy and chaperone-
mediated autophagy (CMA). During UPS failure, ALP gets recruited as a compensation to
degrade accumulation of unwanted proteins. Impairment of CMA has been implicated in PD
(Cuervo et al., 2004). CMA complex or known as lysosome-associated membrane protein
(LAMP-2A) complex consists of heat shock cognate protein 70 (HSC70), heat shock protein 70
(HSP70) chaperone and Hsp70 cochaperones (Xilouri & Stefanis, 2011). HSP70 and HSP90
function to stabilize the assembly and disassembly of LAMP-2A complexes. Once assembled,
LAMP-2A complex is responsible in the translocation of ‘target’ protein for degradation by the
lysosome. In PD brains, a decrease in both LAMP-2A and HSP70 levels in the SNc were
observed (Alvarez-Erviti et al., 2011). Furthermore, another study has shown that suppression of
the LAMP-2A gene in dopaminergic cells result in an increased amount of α-synuclein (Xillouri
& Stefanis, 2011). Thus, proper UPS and ALP functioning is essential in order to prevent
accumulation of protein aggregates that can impair cellular functioning.
1.2.6 Proteolytic system inhibitors that mimic cell death mechanisms in PD
The involvement of the proteolytic system impairment in PD pathology was further
demonstrated utilizing toxins that impair either the UPS or the lyososomal system. By inhibiting
the proteolytic system, PD like pathologies can manifest and trigger mitochondrion-induced cell
death. This toxicity is most likely mediated through the accumulation of undegraded α-synuclein
proteins, which can interfere with mitochondrial function as discussed in section 1.2.2.1.
1.2.6.1 5,8-dihydroxy-1,4-naphthoquinone (Naphthazarin)
Naphthazarin exert its damaging effects by producing free radical species within the cell, leading
to the collapse of the lyososomal membrane. First, it is metabolized to its semiquinone form by
intracellular reductases and then undergoes redox cycling to create superoxide radicals (Roberg,
Johansson & Ollinger, 1999). It is believed that the destabilization of lyososomal membrane is an
early event of pro-apoptotic signaling cascade (Ollinger and Brunk, 1995; Brunk et al., 1995). In
particular, elevated levels of free radicals have been strongly linked to lysosomal disintegration.
By exposing cells to naphthazarin, lysosomal membranes are disrupted thereby releasing
cathepsin D (cat D) from the lysosome to the cytosol to trigger mitochondrial cytochrome c
10
release. Furthermore, there has been evidence suggesting a potential link between lysosomal
dysfunction and mitochondrial function. In vitro, naphthazarin exposure results in the loss of
mitochondrial membrane potential and ATP depletion (Roberg, Johannson & Ollinger, 1999).
Since the lyososomal system plays a role in degradation of α-synuclein, its loss of function can
lead to α-synuclein accumulation in the mitochondria and interfere with the respiratory chain
observed in PD.
1.2.6.2 Proteasome inhibitor N-carbobenzyloxy-Ile-Glu(O-t-butyl)-Ala-leucinal (PSI)
Proteasome inhibitor N-carbobenzyloxy-Ile-Glu(O-t-butyl)-Ala-leucinal (PSI) is a derivative of
the naturally occurring Epoximicin peptide aldehyde inhibitors of the proteasome. It interferes
with the proteasome subunit by binding to the primary site for peptide bond cleavage of the 20S
subunit. By covalently binding the subunit, PSI blocks the proteolytic function of the proteasome
subunit (Salama and Arias-Carrion, 2011). Systemic administration of PSI in rats exhibited PD
like pathologies. Neurodegeneration was observed in nigrostriatal system, locus coeruleus (LC),
dorsal motor nucleus of the vagus (DMN), nucleus basalis of Meynert (NBM), raphe nuclei – all
areas involved in PD (McNaught et al., 2004; Zeng et al., 2006). Furthermore, it resulted in the
formation of Lewy body (LB) like inclusions in neurons of the substantia nigra compacta (SNc),
LC and DMN (McNaught et al., 2004; Zeng et al., 2006). Thus, it is evident that the proteasome
system is actively involved in the degradation of α-synuclein proteins, since its inhibition
resulted in LB like inclusions. As discussed in section 1.2.2.1, α-synuclein build up can interfere
with mitochondrial functions and result in cell death observed in PD. Moreover the proteasome
system requires ATP for its activities thus depletion in ATP levels caused by mitochondrial
dysfunctions will exacerbate the toxicity.
1.2.7 Involvement of Ca2+
in PD
The mitochondrion plays a vital role in calcium (Ca2+
) signaling which is an integral factor in
regulating oxidative phosphorylation (OXPHOS) and apoptosis. The rate of OXPHOS is
regulated via a positive feedback of ADP and inorganic phosphate (Pi). This means that a higher
ADP and Pi will stimulate OXPHOS while low ADP and Pi will decrease OXPHOS. However, it
has been observed that OXPHOS can take place independent of changes in ADP and Pi levels
(Duchen, 2000). Intramitochondrial Ca2+
can regulate OXPHOS by interacting with pyruvate
dehydrogenase, isocitrate dehydrogenase, α-ketoglutarate dehydrogenase and F0F1ATPase thus
11
stimulating ATP production. In fact, increasing intramitochondrial Ca2+
content alone is enough
to stimulate oxidative phosphorylation, suggesting that Ca2+
is a key component for ATP
production (Territo et al., 2001). However, high levels of Ca2+
can be detrimental to the cell.
Studies have suggested that 20-80nmol Ca2+
/mg is a safe and tolerable concentration whereas
inducing 300nmol Ca2+
/mg usually can trigger the opening of mitochondrial pore opening within
minutes (also known as excitoxicity) (Gunter et al., 2004). Excitoxicity usually occurs due to the
overactivation of N-methyl-D-aspartate (NMDA) receptors, resulting in the recruitment of
glutamate and ultimately high amount of Ca2+
cellular influx. Due to the mitochondria’s ability
to uptake Ca2+
, intracellular increased of Ca2+
can cause impaired mitochondrial function. By
accumulating in the mitochondria, Ca2+
has been demonstrated to alter mitochondrial membrane
potential, impaired ATP synthesis and increase ROS levels (Nicholls & Budd, 1998). As
discussed in section 1.2.1, there is a plethora amount of evidence linking between complex I
impairment and PD pathologies. There is also evidence suggesting that complex I inhibition
increases mitochondria’s susceptibility to Ca2+
toxicity (Sherer et al., 2001). In mice, an increase
in glutamate levels in the SNc has been observed after exposure to complex I inhibitors,
suggesting the possible role of Ca2+
toxicity in PD pathologies (Meredith et al., 2009).
1.3 OTHER IMPORTANT FUNCTIONS OF THE MITOCHONDRIA
Aside from participating in oxidative phosphorylation, Ca2+
storage, antioxidant defenses, the
mitochondrion is responsible for other crucial cellular functions including mitochondrion-
induced apoptotic signaling and mitochondria morphology.
1.3.1 Apoptotic signaling
The mitochondria play an important role in mediating apoptosis. Apoptotic events include the
opening of mitochondrial permeability pore (MPP), the release of pro-apoptosis factors such as
cytochrome c, apoptosis inducing factor (AIF) from the intermembrane space to the cytosol
cytoskeletal breakdown and DNA fragmentation. Once released, these pro-apoptosis factors can
initiate apoptosis via caspase pathway. The opening of MPP will result in dispersion of ions
across the membrane, the loss of mitochondria membrane potential and ATP depletion. Opening
of MPP is closely mediated by the pro-apoptotic proteins such as Bax and Bak and also by the
anti-apoptotic proteins of the Bcl-2 family.
12
Several stimuli can trigger mitochondrion-induced apoptosis. Stressors such as cytokines,
hypoxia, toxins, radiation and reactive oxygen species (ROS) can induce pro-apoptotic signaling
(Elmore, 2007). Apoptosis is closely regulated by Bcl2 protein families. Bcl2 proteins can be
divided into two categories: pro-apoptotic and anti-apoptotic. Pro-apoptotic proteins include
Bcl10, Bax, Bak, Bid, Bad, Bim, Bik and Blk whereas anti-apoptotic proteins consist of Bcl2,
Bclx, BclXL, BclXS, Bclw and Bag. Pro-apoptotic proteins are capable of interacting directly on
the outer mitochondrial membrane and can trigger the opening of MMP. These proteins are also
hypothesized to interact with cytochrome c, Smac/DIABLO and HtrA2/Omi and control its
release from the mitochondria intermembrane space to the cytosol (Elmore, 2007). Once
released, cytochrome c will bind and activate Apaf-1 and procaspase-9 to form apoptosome
whereas Smac/DIABLO and HtrA2/Omi function by inhibiting IAP (inhibitors of apoptosis
proteins) to induce apoptosis. Once the apoptotic mechanism is underway, more apoptotic
proteins such as AIF, endonuclease G and CAD are released from the mitochondria. These
proteins are translocated to the nucleus to initiate DNA chromatin condensation and DNA
fragmentation (Joza et al., 2001). Moreover, Caspase-3 gets recruited to induce cytoskeleton
breakdown and cell disintegration into apoptotic bodies.
Apoptosis can be prevented with interaction between pro-apoptotic and anti-apoptotic proteins.
Pro-apoptotic protein Bad can inhibit anti-apoptotic proteins BclXl or Bcl2 to promote cellular
death (Yang et al., 1995). Without inhibition by Bad, both Bcl2 and BclXl prevent the release of
pro-apoptotic factor cytochrome c from the mitochondria. Thus healthy and functional
mitochondria are essential in order to have a controlled balance between the pro-apoptotic and
anti-apoptotic pathways.
1.3.2 Mitochondrial dynamics
The mitochondria undergo continuous fission and fusion processes in order to alter their
morphology. In mammals, proteins such as dynamin-related guanosine triphosphatases
(GTPases), mitofusion 1 (Mfn1), mitofusion 2 (Mfn2) are involved in mitochondrial fusion. The
C-terminal membrane binding domains of Mfn1 and Mfn2 are attached to the mitochondrial
outer membrane (MOM) whereas their N-terminal GTPase domain faces the cytoplasm. Both
Mfn 1 and 2 mediate fusion through their active N-terminal GTPase domains by binding
mitochondrial membranes together. Once opposing MOMs are tethered together, mitochondria
13
inner membranes (MIM) are fused and mitochondrial components will be mixed together
(Ishihara et al., 2004). Both Mfn1 and Mfn2 are thought to affect MOM fusion while Opa1 is
suggested to form cristae junctions and MIM fusion. On the other hand, mitochondrial fission
involves proteins such as dynamin-related protein 1 (Drp1) and fission protein 1 (Fis1). Drp1
self-oligomerizes on the mitochondrial surfaces and interacts with Fis1 to assemble into foci that
act as potential scission sites for fission events (Smirnova et al., 2001).
Mutations in mitochondrial DNA (mtDNA) can accumulate overtime and cause detrimental
effects to mitochondria health. Wallace and Fan (2009) suggested that if there are approximately
70-90% mtDNA mutations, pathological diseases are more likely to develop. Indeed, a study by
Chen et al. (2010) showed that loss of mitochondrial fusion in skeletal muscle resulted in
mtDNA point and deletion mutations, which propose the idea that exchanging mitochondrial
content via fusion can increase tolerance against mtDNA mutations. Conversely, knocking out
Drp1 and Fis1 genes in cells result in high levels of mutant mtDNA compared to wild-type
mtDNA (Malena et al., 2009). Hence, modifications in expression levels of fusion and fission
proteins can affect the separation of mutant and wild-type mtDNA which play an important
factor in regulating mitochondrial function. Moreover, degradation of damaged or energy-
deficient mitochondria is necessary to prevent apoptosis (Wohlgemuth et al., 2010). Fission is
closely related to degradation of dysfunctional mitochondria. There have been reports where
accumulation of enlarged or highly interconnected mitochondria has low ATP production, loss of
cristae structure and a swollen morphology (Terman and Brunch, 2005). Likewise, suppression
of fission protein Fis1 can cause prolonged mitochondrial fusion, increased ROS levels and
reduced mitochondrial membrane potential (Lee et al., 2007; Yoon et al., 2006). Therefore, a
balance in fusion and fission machinery is critical in order to reduce mtDNA mutations, degrade
unhealthy mitochondria and maintain ATP production.
Taken together, mitochondrial dysfunctions appear to be the most significant contributor to
cellular death in Parkinson’s disease. Post mortem analysis and genetic cases of PD suggest that
mitochondria dysfunction may be the trigger of cell death. Furthermore, dopaminergic nigral
neurons have been shown to be more susceptible to mitochondrial oxidative stress overload.
Proteolytic system dysfunctions can also result in the accumulation of α-synuclein and interfere
with the respiratory chain of the mitochondria. Moreover, toxins utilized to recapitulate PD like
pathologies appear to impair mitochondrial functions. The mitochondria also play an important
14
role in mediating apoptosis, excitoxicity and mitochondrial morphology. Thus, converging
evidence suggests that mitochondrial health is essential to prevent cell death. Hence, to find a
treatment to prevent further cell death in PD, the mitochondrion is an excellent organelle to
target.
1.4 THE MAMMALIAN SIRTUINS
The sirtuins are a group of nicotinamine adenine dinucleotide (NAD+) dependent deacetylases
and/or ADP-ribosylases (Michan & Sinclair, 2007). Acetylation/deacetylation is an important
posttranslational modification since removal of an acetyl group can affect various pathways
involved in metabolism and ultimately overall functioning of the cell (Glozak et al., 2005). On
the other hand, ADP ribosylation is involved in various signaling pathways within the cell and is
involved in DNA repair (Hassa et al., 2006). In mammals, seven sirtuins have been identified:
Sirtuin 1(SIRT1) - Sirtuin 7(SIRT7). Each of these sirtuin is localized in various locations in the
cell – the nucleus, the cytoplasm and the mitochondria.
1.4.1 Nuclear Sirtuins
SIRT1 is NAD+ dependent deacetylase predominantly localized in the nucleus and serves an
important role in anti-apoptotic regulation, insulin secretion, mitochondrial biogenesis and anti-
apoptotic effects. SIRT1 has been linked with substrates such as: p53 which leads to reduction of
its pro-apoptotic effect, peroxisome proliferator-activated receptor gamma coactivatior-1α (PGC-
1α) and forkhead box O1 (FOXO1) which promotes glucogenesis, insulin sensitivity and
mitochondrial biogenesis (Puigserver et al., 2003; Puroshotham et al., 2009). SIRT1 also
deacetylases the transcriptional repressor of glucogenesis STAT3 and inhibits its activity thus
enhancing glucogenesis (Nie et al., 2009).
SIRT6 is another NAD+ dependent deacetylase localized in the nucleus and serves to regulate
genome stability, metabolism and inflammatory response. In addition to NAD+ dependent
deacetylase, SIRT6 was also shown to carry out its function as ADP-ribosylase in mouse (Liszt
et al., 2005). From previous findings, SIRT6 is thought to interact with substrates such as acetyl-
H3K9 and acetyl-H3K56, which are important in regulating DNA repair, telomere function,
genomic stability and cellular senescence (Michishita et al., 2008; Yang et al., 2009). SIRT6
also suppresses nuclear factor kappa-light-chain-enhancer of activated B cells (NF-κB)
(Kawahara et al., 2009) resulting in decreased proinflammatory cytokines signaling. In order to
15
maintain metabolic balance, SIRT6 suppresses the transcription factor hypoxia-inducible factor
1-alpha (HIF-1-ɑ) to downregulate glucose uptake and glycolysis (Zhong et al., 2010).
SIRT7 is the only Sirtuin localized in the nucleolus. It is a NAD+ deacetylase and appears to
regulate RNA polymerase I (Pol I) transcription machinery. By interacting with RNA Pol I,
SIRT7 is presumed to regulate the transcription of rDNA during transcriptional elongation
(Grummt and Pikaard, 2003). Through this interaction, SIRT7 ensures cell proliferation and
prevents apoptosis.
1.4.2 Cytoplasmic Sirtuins
SIRT2 is a NAD+ dependent deacetylase primarily found in the cytoplasm and has been
implicated in regulating cytoskeletal functioning, cell cycle and functioning. In the cytoplasm,
SIRT2 deacetylates microtubules (North et al., 2003) and it is able to migrate to the nucleus
during G2/M transition to deacetylase histone H4 and stabilize chromatin condensation during
metaphase (Vaquero et al., 2006). Moreover, SIRT2 has been linked to activate transcription
factors class O, FOXO1 and FOXO3 to regulate cell cycle, apoptosis, metabolism and DNA
repair (Li et al., 2007; Wang and Tong, 2009; Zhu et al., 2012).
1.4.3 Mitochondrial Sirtuins
SIRT3 is NAD+ dependent deacetylase which localizes in the mitochondria and targets
important substrates involved in metabolic pathways, antioxidant defenses and cellular death
signaling. Details of SIRT3 and its functions will be discussed later in this thesis.
SIRT4 is another mitochondria sirtuin and has been suggested to serve a role in metabolism. The
only known substrate of SIRT4 is glutamate dehydrogenase (GDH). SIRT4 interacts with GDH
and suppresses GDH activities via ADP-ribosylation in order to suppress insulin secretion
(Ahuja et al., 2007; Haigis et al., 2006). Moreover, SIRT4 has been implicated to regulate fatty
acid oxidation but the mechanisms of this interaction are unclear (Nasrin et al., 2010).
SIRT5 is the last NAD+ dependent deacetylase localized in the mitochondria and has been
implicated to modulate the urea cycle. It has been reported to deacetylates carbamoyl
phosphatase synthase (CPS1), the rate limiting enzyme of the urea cycle in the mitochondria.
16
Deacetylating CPS1 prevents ammonia build up after prolonged fasting thus reducing cellular
toxicity (Nakagawa et al., 2009).
Since it is believed that mitochondria dysfunction is central to Parkinson’s disease, enhancing
mitochondrial function may be therapeutic. Therefore, the focus of this thesis will be on the
mitochondrial sirtuins.
Lombard et al. (2007) has shown that 20% of mitochondrial proteins are acetylated, suggesting
that the acetylation/deacetylation process is integral to the organelle’s functioning. Glozak et al.
(2005) suggested the removal of acetyl group is a key regulator in cell metabolism and survival.
SIRT3, SIRT4 and SIRT5 have been suggested to be localized in the mitochondria and each has
been implicated to serve various functions. Interestingly, amongst the mitochondria sirtuins,
SIRT3 appears to be the main deacetylase. Lombard et al. (2007) demonstrated that knocking out
SIRT3 in mice resulted in a high amount of hyperacetylated proteins within the mitochondria.
However, suppressing SIRT4 or SIRT5 in mice did not significantly affect levels of acetylated
proteins. This suggests that SIRT3 is the major sirtuin responsible for deacetylating proteins in
the mitochondria. SIRT3 targets various targets such as catabolic pathways, electron transport
chain complexes, antioxidant defenses, urea cycle and mitochondrial pore opening (Figure 1).
18
Figure 1. Overview of SIRT3 mitochondrial substrates
SIRT3 deacetylates various mitochondrial substrates in oxidative phosphorylation, antioxidant
defenses, urea cycle, mitochondrial protein synthesis pathway and cellular death signaling. In
oxidative phosphorylation pathway, SIRT3 interacts with glutamate dehydrogenase (GDH),
isocitrate dehydrogenase 2 (IDH2), 3-hydroxy-3-methylglutaryl CoA synthase 2 (HMGCS2),
long-chain acyl-CoA dehydrogenase (LCAD), acetylCoA synthase 2 (ACS2) and Complex I-V.
In anti-oxidant pathway, SIRT3 interacts with superoxide dismutase 2 (SOD2). In urea cycle,
SIRT3 interacts with ornithine transcarbamoylase (OTC). In cellular death pathway, SIRT3
interacts with Cyclophilin D (CypD). In mitochondrial protein synthesis pathway, SIRT3
interacts with mitochondrial ribosomal protein L10 (MRPL10).
19
1.5 SIRT3
There has been a debate as to where SIRT3 is truly localized. One study has suggested that
human SIRT3 (hSIRT3) is a nuclear 44kDa protein and has an N-terminal mitochondrial
localization sequence. It gets translocated to the mitochondria where it is cleaved by
mitochondria matrix peptidase (MMP) to its active 28kDa form (Schwer et al., 2002). On the
other hand, mouse SIRT3 (mSIRT3) has been shown to lack the N-terminal mitochondrial
localization sequence and exists in its 28kDa form already (Yang et al., 2000). These two
contradicting findings raise the question as to whether mouse and human SIRT3 function via
different mechanisms. Furthermore, Scher et al. (2007) suggested that hSIRT3 is nuclear and
only transported to the mitochondria during conditions of stress where it gets cleaved to its active
28kDa form. To challenge the findings by Scher et al. (2007), another study demonstrated that
hSIRT3 is exclusively mitochondrial (Cooper and Spelbrink, 2008). Despite the controversies,
much evidence supports the notion that SIRT3 carries out its true deacetylating functions in the
mitochondria.
1.6 MECHANISMS OF SIRT3
1.6.1 SIRT3 and Metabolism
In the absence of glucose, the mitochondrion has the ability to utilize fatty acids, amino acids and
acetates as an alternative source of energy. In the fatty acid catabolism (or β-oxidation), long-
chain acetyl coenzyme A dehydrogenase (LCAD) is the key enzyme that breaks down fatty acids
and produces acetyl-coA, which readily enters the Krebs cycle (Figure 2A). In SIRT3 knockout
mice, LCAD is hyperacetylated in the liver leading to a decrease in enzymatic activities, β-
oxidation and ATP level (Hirschey et al., 2010). This suggests that SIRT3 deacetylates LCAD
since SIRT3 wild type mice had more LCAD activity compared to knockout SIRT3.
In amino acid catabolism, glutamate dehydrogenase (GDH) is the key enzyme that converts
glutamate to α-ketoglutarate and produces NADPH as a byproduct (Figure 2A). SIRT3
deacetylates GDH in mice and has been shown to increase GDH activity compared to knockout
SIRT3 mice (Schlicker et al., 2008). Furthermore, NADPH generated from glutamate to GDH
conversion is a key component in stimulating the anti-oxidant pathway.
20
In acetate catabolism, the initial step for the conversion from acetate to acetyl-CoA is catalyzed
by acetyl-CoA synthase 2 (ACS2). Upregulation of ACS2 will result in increased acetyl-CoA
which is an important component to stimulate the Krebs cycle. Overexpression of SIRT3 has
been demonstrated to decrease acetylation levels of ACS2, suggesting that it functions as a
deacetylase on ACS2 (Figure 2A) (Schwer et al., 2006).
Ketone body production is closely regulated by 3-hydroxy-3-methylglutaryl CoA (HMGCS2).
Ketogenesis is triggered during fasting and results in the upregulation of HMGCS2 expression,
increased glucagon and cyclic-AMP (Madsen et al., 1999). SIRT3 has been demonstrated to
deacetylate HMGCS2 (Figure 2A), the rate-limiting enzyme for the synthesis of the ketone β-
hydroxybuterate from aceteoacetyl-CoA thus enhancing ketogenesis (Shimazu et al., 2010).
Lastly, SIRT3 deacetylases ornithine transcarbamoylase (OTC), which is one of the urea cycle
enzymes (Figure 2B). Acetylation of OTC was previously shown to impair proper hydrogen
formation and decreases its enzymatic activity (Hallows, Yu & Denu, 2011). Thus SIRT3’s
ability to deacetylate and upregulate OTC can work in favor of the urea cycle to prevent toxic
ammonia built-up.
Taken together, SIRT3 appears to play an important role in regulating alternative metabolic
pathways in the absence of the glucose which can be beneficial during caloric restriction.
1.6.2 SIRT3 and Protein Synthesis
SIRT3 has been linked to the regulation of mitochondrial protein synthesis. The mitochondrion is
unique in such a way that this organelle has its own DNA (mtDNA). Previously, it has been
shown that mitochondrial ribosomal proteins (MRP) play a crucial role in regulating
mitochondrial protein synthesis, cell growth and apoptosis (Miller, Koc & Koc, 2008). Recently,
it has been shown that mitochondria ribosomal protein L10 (MRPL10) is another substrate that
SIRT3 can deacetylate (Yang et al., 2010). By SIRT3 deacetylating activity on MRPL10, there
was a downregulation of mitochondrial protein synthesis observed. The opposite effect was
observed when MRPL10 was acetylated, suggesting that SIRT3 plays a role in regulating
mitochondrial protein synthesis. Even though the mitochondria produces 90% of ATP in
mammalian cells, caloric deprivation studies have suggested that reduction in metabolic
activities is able to reduce cell death and promote longevity (Yang et al., 2010). With caloric
21
restriction, SIRT3 expression was increased, suggesting that high amount of ATP is not always
necessarily better. Taken together, SIRT3 appears modulate mitochondrial protein synthesis via
its deacetylating activity on MRPL10.
1.6.3 SIRT3 and Oxidative Stress
SIRT3 has been implicated in the deacetylation of substrates that are involved in the anti-oxidant
pathway, apoptotic pathway, and can interact with complex I and III of ETC to reduce ROS
generation. By deacetylation, SIRT3 interacts with the Krebs cycle enzyme glutamate
dehydrogenase (GDH) and isocitrate dehydrogenase 2 (IDH2) (cite), which produces NADPH in
the mitochondria. NADPH is necessary to convert oxidized gluthathione (also known as
gluthathione disulfide (GSSG)) into reduced gluthathione (GSH). GSH then activates the
mitochondria gluthathione peroxidase (GPX) to detoxify ROS. Furthermore, SIRT3 has been
demonstrated to deacetylate another important antioxidant enzyme known as manganese
superoxide dismutase (SOD2) (Figure 2C). By activating the SOD2 enzyme, it can assist in the
breaking down of ROS to hydrogen peroxide (H2O2) which then gets broken down to water by
GPX. Specifically, SIRT3 deacetylates three lysine residues of SOD2 which are Lys 53, Lys89
and Lys 122 (Tao et al., 2010). Moreover, SIRT3 is believed to interact with complex I and
complex III of the ETC. Evidence suggests that electron leakage from complex I and III
comprise 90% of ROS production within the mitochondria (Jing et al., 2011). Hence by
deacetylating complex I and III, SIRT3 may decrease the electron leakage that is central to ROS
generation.
Additionally, SIRT3 has been shown to modulate the apoptotic pathway. A high level of
unmanaged oxidative stress can trigger the pro-apoptotic pathway which is mediated by the
mitochondria. In cardio myocytes, SIRT3 has been shown to interact with Lys 166 residue of
cyclophilin D (CypD), a protein involved in regulation of mitochondria pore opening (Hafner et
al., 2010). Apoptotic events involve the opening of the mitochondria permeability pore which
leads to the collapse of mitochondria membrane potential, depletion of ATP and release of pro-
apoptotic factors to the cytosol. By deacetylating CypD, SIRT3 inhibits its activity and triggers
its detachment from the adenine nucleotide translocator (ANT). As a result, opening of the pore
is halted and apoptosis is decreased. Collectively, this evidence suggests that SIRT3 is protective
22
against oxidative stress because it can enhance the anti-oxidant pathway and inhibit mitochondria
pore opening.
1.6.4 SIRT3 and Electron Transport Chain
SIRT3 deacetylation activities affect the mitochondrial electron transport chain (ETC). Evidence
has shown that SIRT3 plays an important role in deacetylating complex I to V. When SIRT3 is
suppressed, an increase in acetylation is observed in each of these complexes. In particular,
SIRT3 deacetylates the mitochondrial complex I component NDUFA9 (Anh et al., 2008). In
complex II, SIRT3 interacts with succinate dehydrogenase flavoprotein (SDHA) and succinate
dehydrogenase iron sulfur (SDHB) subunits and has been observed to deacetylate the F1α
subunit of complex V (Finley et al., 2011). Furthermore, suppression of SIRT3 leads to 74% and
60% reduction in complex III and IV activities respectively, suggesting that deacetylation by
SIRT3 is necessary for optimal functioning in these complexes (Kendrick et al., 2011). The role
of SIRT3 in enhancing the ETC was further supported in SIRT3 knockout mice exhibiting a
reduction in global ATP levels (Anh et al., 2008). Taken together, SIRT3 appears to play a vital
role in regulating proper mechanisms of the electron transport chain.
25
Figure 2. Mechanistic overview of SIRT3’s interaction with metabolic pathways, anti-
oxidant pathway and urea cycle showing sources of NAD+
A.) SIRT3 and various mitochondrial metabolic pathways. SIRT3 deacetylates long-chain
acyl-CoA dehydrogenase (LCAD) for B-oxidation or fatty acid catabolism, HMGSA for
ketogenesis, isocitrate dehydrogenase 2 (IDH2) for Krebs cycle, acetylCoA synthase 2
(ACS2) for acetate catabolism and glutamate dehydrogenase (GDH) for amino acid
catabolism
B.) SIRT3 and Urea cycle. SIRT3 deacetylates ornithine transcarbamoylase (OTC)
C.) SIRT3 and Anti-oxidant pathway. SIRT3 deacetylates glutamate dehydrogenase GDH
and isocitrate dehydrogenase 2 (IDH2) to produce NADPH as a byproduct, which is
necessary to stimulate the anti-oxidant pathway. SIRT3 also deacetylates SOD2 which
breaks down ROS to hydrogen peroxide (H2O2).
26
1.6.5 Benefits of SIRT3
SIRT3 has been closely linked with caloric restriction (CR) studies. Previous findings have
shown that SIRT3 expression was elevated in adipose tissue, skeletal muscle and liver during
CR, and this correlated with longevity extension compared to non-restricted diet treatments
(Lombard et al., 2011). This evidence suggests that SIRT3 has a role in CR and provides
protective effects. Also, SIRT3 has been implicated to function as a tumor suppressor. Kim et al.
(2010) demonstrated that mice lacking SIRT3 formed a mammary tumor after 24 months whilst
this was not the case in wild type SIRT3 group. It is thought that SIRT3 mediates its protective
effects via its interaction with the transcription factor hypoxia-inducible factor, H1F-1α. HIF-1α
is known to promote tumor growth via activating the aerobic glycolysis pathway. Indeed,
silencing SIRT3 resulted in increased ROS and H1F-1α activation and large tumor formation
whereas SIRT3 overexpression caused the smallest tumor (Bell et al., 2011).
More recently, SIRT3’s protective effects have been more evident in the brain. A study by
Someya et al. (2010) demonstrated that caloric restriction (CR) in wild type SIRT3 aged mice
protected against hair cells and spiral ganglia neurons loss in the inner ear cochlea. However, in
SIRT3 knockout mice, CR did not prevent hear loss as observed in wild type SIRT3. This
suggests that the protective effects of CR require the presence of SIRT3 in order to prevent age
related oxidative stress and promote longevity. Next, Kim et al. (2011) demonstrated that SIRT3
overexpression can prevent against NMDA induced damage in primary mouse cortical neurons.
SIRT3 expression was increased when neurons are depleted in NAD+ under NMDA toxicity via
poly (ADP-ribose) polymerase-1 (PARP-1) activation. Furthermore, SIRT3 has also been
implicated to be neuroprotective in Huntington Disease. Fu et al. (2012) showed that Viniferin
was shown to decrease ROS and prevented the loss of mitochondrial membrane potential.
Interestingly, the mechanisms of Viniferin were shown to be mediated by SIRT3, since SIRT3
knockout resulted in inhibited Viniferin-mediated AMP-activated kinase activation thus lowering
Viniferin’s protective effects. Furthermore, Weir et al. (2012) showed that SIRT3 expression is
upregulated in β-amyloid (a hallmark of Alzheimer’s disease pathology) overexpressing mice
and promoted neuronal longevity. They also observed that SIRT3 expression was enhanced in
Alzheimer’s brain tissue samples.
27
1.7 RATIONALE
Thus, there is a large amount of evidence suggesting SIRT3 has a protective role in regulating
oxidative stress damage via its deacetylating activities. The ability of SIRT3 to enhance
oxidative phosphorylation and antioxidant pathways in the mitochondria make it an interesting
target for a protective treatment in mitochondria-dysfunction related diseases. In the brain,
SIRT3 has shown protective potential against hearing loss, NMDA induced toxicity, Alzheimer’s
disease and Huntington’s disease (Someya et al., 2010; Kim, Lu & Alano, 2011; Fu et al., 2012;
Weir et al., 2012).
Since it is believed that mitochondrial dysfunction is central to Parkinson’s disease pathology, I
decided to evaluate SIRT3’s protective potential in a cell model of PD. So far, no study has been
performed to assess effects of SIRT3 overexpression in Parkinson’s disease thus this will be the
first study to do so. Here, stably transfected catecholaminergic undifferentiated SH-SY5Y cell
line overexpressing SIRT3 were utilized. SH-SY5Y cells have the ability to synthesize dopamine
and noradrenaline because the cells express tyrosine and dopamine-β-hydroxylases (Oyarce and
Fleming, 1991). Moreover, they also can express dopamine transporter (DAT), a protein found
only in dopaminergic neurons within the central nervous system (Takashi et al., 1994). In order
to recapitulate some PD pathologies, cells were be exposed to rotenone (mitochondrial complex I
inhibitor), dopamine (oxidative stressor), 5,8-Dihydroxy-1,4-napthoquinone or naphthazarin
(lysosome system inhibitor) and proteasome inhibitor N-carbobenzyloxy-Ile-Glu(O-t-butyl)-Ala-
leucinal (PSI). After incubation with the toxins, reactive oxygen species (ROS), mitochondrial
membrane potential (∆Ψm), ATP levels, cell viability and cell death were quantified.
28
1.8 HYPOTHESIS AND AIMS
Hypothesis:
Ectopic overexpression of SIRT3 protects against cellular damage induced by mitochondrial
dysfunction, oxidative stress, lysosome and proteasome system dysfunction.
Utilizing the stably transfected SH-SY5Y cells, the following aims were assessed:
1. To assess whether SIRT3 overexpression can be cytoprotective against toxins that mimic
cell death mechanisms in PD
2. If SIRT3 is cytoprotective against toxins mimicking cell death mechanism in PD, how
does it exert its cytoprotective functions?
a. Assess the effect of SIRT3 overexpression on ROS levels
b. Assess the effect of SIRT3 overexpression on mitochondrial membrane potential
c. Assess the effect of SIRT3 overexpression on ATP levels
29
CHAPTER 2
2 MATERIALS AND METHODS
2.1 Cell Culture
Human neuroblastoma catecholaminergic undifferentiated SH-SY5Y cells (CRL-2266, ATCC)
were cultured in 15 cm plates in Dulbecco’s Modified Eagle Medium (DMEM) (4.5g/L glucose,
L-Glutamine and sodium pyruvate) (319-005-CL, Wisent) with 10% bovine calf serum, heat
inactivated (074-250, Wisent) in an incubator chamber at 37oC in 5% CO2 (MCO-20AIC,
Sanyo).
2.2 Toxins
Toxins selected for the experiments were: Rotenone (R8875, Sigma-Aldrich), dopamine
hydrochloride (H8502, Sigma-Aldrich), N-carbobenzyloxy-Ile-Glu(O-t-butyl)-Ala-leucinal (PSI)
(ENZ260089M005, Biolynx) and 5,8-Dihydroxy-1,4-napthoquinone (Naphthazarin) (388513,
Sigma-Aldrich). Rotenone, PSI, Naphthazarin and dopamine were dissolved in dimethyl
sulfoxide (DMSO) (DMS666, BioShop).
2.2.1 Dose Response Curves
Prior to the experiments, dose response curve was performed to establish the appropriate
concentration to use. Amount of cell death was measured using the fluorescence probe
Propidium Iodide (P1304MP, Invitrogen) (Excitation: 535nm, Emission: 617nm). This dye
works by passive diffusion into non-living cells and binds to nucleic acids, which then results in
fluorescent signal. Thus higher intensity reading will signify more cell death.
SH-SY5Y cells were plated at the density of 1 x 105 in a 96-well plate. Twenty-four hours later,
toxins (rotenone, dopamine, naphthazarin and PSI) were added at concentrations in the range of
0-100µM. Cells were then incubated with the toxins for 24 hours and washed once with DMEM
without phenol red (319-050-CL, Wisent). Propidium Iodide (2µM) was added to the cells and
incubated for 1 hour at 37oC in 5% CO2. Cells were then washed 1 more time with DMEM
without phenol red before fluorescent intensity readings were taken using a spectrophotometer.
The concentration that exhibited 40-50% of cell death was utilized for subsequent experiments.
30
Concentrations selected were: 30nM (Rotenone), 65µM (Dopamine), 30nM (PSI) and 300 nM
(Naphthazarin).
2.3 Construction of Stably Transfected Cells
SH-SY5Y cells were plated at the density of 5 x 105
in a 6-well plate. Twenty four hours later,
the transfecting reagent Lipofectamine 2000 (10µL) (11668-027, Invitrogen) was incubated with
DMEM without bovine calf serum (236µL) and pLKO-MYC (4µg) or pLKO-SIRT3MYC (4µg)
plasmids for 20 minutes before being added to the cells. Since both pLKO vectors have
resistance against Blasticidin S (380-089-M100, Alexis Biochemicals), a concentration of 5µM
was added to the SH-SY5Y cells to select for SIRT3-MYC and MYC transfected cells. Once
colonies were formed, individual colonies were picked, and plated in a 96 well plate and cultured
in DMEM with 5µM of selective media. Twenty days later, the colonies were transferred to a 24
well plate and treated with 400µL DMEM with 5µM of Blasticidin. Protein expression of SIRT3
was then confirmed by Western blot.
2.4 Western Blot Analysis of SIRT3 Expression
2.4.1 Sample Preparation
Stably transfected MYC-SIRT3, MYC and Naïve SH-SY5Y cells were plated at the density of
5.0x105 in 10 cm plates. Forty-eight hours later, the cells were scraped and harvested using
Laemelli Buffer (950µL) + β-mercaptoethanol (50µL) solution. Sample was then boiled for 10
minutes and protein assay was performed using Protein Assay Dye Reagent (500-0006, Bio-Rad)
as per manufacturer’s protocol. Absorbance reading was taken using spectrophotometer (595nm)
to quantify protein concentration of the sample.
2.4.2 Sodium dodecyl sulphate-polyacrylamide gel electrophoresis (SDS-PAGE)
Once protein concentration had been determined via protein assay method (section 2.4.1), 38µg
of protein was loaded into each lane of 12% resolving, 4% stacking acrylamide gel and was ran
at 150 V for 1.5 hour in electrophoresis buffer (25mM Tris, 192 mM glycine and 0.1% SDS).
The gels were then transferred to nitrocellulose membrane (Bio-Rad) for 16 hours at 25 V in
transfer buffer (48mM Tris, 39mM glycine, 0.04% SDS and 20% methanol) at 4ºC. After the
transfer, the membrane was blocked for 1 hour in 1% non-fat powdered milk TBST solution
(20mM Tris, 500mM NaCl, 0.05% Tween 20) and was incubated overnight with SIRT3 rabbit
31
primary antibody (2627, Cell Signaling) (1:500 dilution in 0.1% non-fat powdered milk TBST
solution) at 4ºC. The membrane was then washed 3 times with TBST with 5 minutes incubation
between each wash and probed with HRP-conjugated rabbit secondary antibody for 1 hour
(7074, Sigma) (1:1000 dilution in 0.1% non-fat powdered milk TBST solution) 4ºC. Once the
secondary antibody incubation was over, the membrane was washed another 3 times with TBST
with 5 minutes incubation between each wash. The membrane was then treated with
chemiluminesence reagent (RPN2232, GE Healthcare Life Sciences) for 5 minutes and imaged
using Bio-Rad Gel Doc imager machine.
To check for equal loading, the membrane was stripped using a restore Western blot stripping
buffer (21059, ThermoScientific) for 2 hours at room temperature and re-probed overnight at 4ºC
for β-actin (mouse) (A5441, Sigma) (1:1000 dilution) followed by 1 hour incubation with HRP-
conjugated mouse secondary antibody (7076, Cell Signalling) (1:2000 dilution). Densitometry
technique was later utilized to quantify SIRT3 protein levels normalized to β-actin across
samples using ImageJ software.
2.5 Assessment of Human SIRT3 Ectopic Expression in SH-SY5Y cells
Stably transfected SIRT3MYC SH-SY5Y cells were plated at the density of 5.0x105 in a 6 well
plate. Twenty four hours later, cells were transiently transfected with the mitochondria marker
pOCTmito-DSRed2 plasmid (5µg) using Lipofectamine 2000 (10µl) with transfection protocol
outlined in section 2.3. Forty-eight hours post transfection, cells were washed 3 times with
PBSX1 and then fixed with 4% paraformaldehyde for 20 minutes before being washed 3 times
again with PBSX1. Cells were then permeabilized with 0.1% Triton X-100 + 100mM glycine
solution for 20 minutes. Once permeabilized, cells were washed 3 times with PBSX1 and then
blocked with 5% bovine calf serum in PBSX1 for 1 hour at room temperature. Cells were then
incubated overnight at 4ºC with MYC-Tag mouse monoclonal primary antibody (2276, Cell
Signaling) (1:500 dilution in 1% bovine calf serum PBSX1 solution).
The next day, cells were washed 3 times with PBSX1 with 5 minutes incubation between each
wash. Cells were then incubated in the dark at room temperature for 1 hour with AlexaFluro488
mouse secondary antibody (016-540-084, Jackson Immunoresearch) (1:1000 dilution in 1%
bovine calf serum PBSX1 solution). Once the incubation period was over, cells were then
washed 3 times with PBSX1 with 5 minutes incubation between each wash. Coverslips were
32
then mounted using fluorescence mounting medium (S3023, Dako) on microslide glass (48311-
703, VWR). Cells were imaged using confocal microscopy (LSM 510 Meta, Zeiss) with 100x
objective.
2.6 Measurement of Reactive Oxygen Species
Reactive oxygen species (ROS) was measured using the fluorescence dye 2',7'-
dichlorodihydrofluorescein diacetate (CM-H2DCFDA) (Excitation: 492nm, Emission: 517nm)
(C6827, Invitrogen). This dye works by the cleavage process of its acetate groups by intracellular
esterases and the interaction of its thiol chloromethyl group with intracellular glutathione and
thiols. Hence its fluorescence intensity will indirectly signify ROS within the cells.
Stably transfected SH-SY5Y MYC and SIRT3MYC cells were plated at the density of 2.5x105 in
a 24 well plate. Twenty four hours later, toxins (rotenone, dopamine, naphthazarin and PSI) were
added to the cells and incubated for 24 hours at 37oC, 5% CO2. Cells were then washed twice
with DMEM without phenol red and treated with CM-H2DCFDA (10µM) for 30 minutes in the
dark at 37oC in 5% CO2. After the incubation period, cells were washed twice with DMEM
without phenol red to remove excess dye before being measured for ROS using flow cytometry
(BD LSRFortessa).
2.7 Quantification of Mitochondrial Membrane Potential
Mitochondrial membrane potential was measured utilizing the fluorescence probe
Tetramethylrhodamine, Ethyl Ester, Perchlorate (TMRE) (T-669, Invitrogen) (Excitation:
549nm, Emission: 574nm) that was dissolved in DMSO. Since TMRE is a voltage-dependent
dye, it readily enters the active mitochondrion due to the mitochondrion’s more negative charge.
Once inside the organelle, it undergoes redox reaction and fluoresces. Thus higher fluorescence
intensity will depict a higher membrane potential of the mitochondria.
Stably transfected MYC and SIRT3MYC SH-SY5Y cells were plated at the density of 5.0x105
on a 6 well plate. Twenty four hours later, toxins (rotenone, dopamine, naphthazarin and PSI)
were added and incubated for 24 hours at 37ºC in 5% CO2. Following the incubation period,
cells were treated with TMRE (20nm) for 20 minutes in the dark at 37ºC in 5% CO2 and then
washed once with DMEM without phenol red. Coverslips were transferred to a live imaging
chamber and then 1mL of DMEM without phenol red was added to the imaging chamber. Cells
33
were imaged live using fluorescence microscopy (Apotome, Zeiss) with the magnification of 40x
at 37ºC in 5% CO2.
One hundred cells were analyzed per experimental group using Zen2009 Software (Zeiss).
Region of interest (ROI) was traced around each cell and mean fluorescence reading of each
ROI/cell was recorded.
2.8 Assessment of ATP Levels
ATP was quantified using bioluminescent technique (ViaLightTM HS kit, Lonza). ATP was
measured utilizing bioluminescence which works by the enzyme luciferase catalyzing ATP and
luciferin reaction. Light becomes the byproduct of this reaction therefore the higher
luminescence intensity signifies higher level of ATP present within the cells.
Stably transfected SIRT3MYC and MYC SH-SY5Y cells were plated at the density of 1.0x105 in
a white luminescence 96 well plate. Twenty-four hours later, cells were exposed to toxins
(rotenone, dopamine, naphthazarin and PSI) and incubated overnight at 37ºC in CO2. 100µL of
nucleotide releasing reagent (NRR) was added into each well and then incubated for 5 minutes.
Following the incubation period, the cells were then treated with 20µL of ATP monitoring
reagent (AMR) and luminescence readings were taken using a spectrophotometer.
2.9 Cell Viability Assay
Cell viability was assessed utilizing the redox sensitive dye Alamar Blue (DAL1025, Invitrogen).
This dye readily enters a cell and is reduced from the inactive non fluorescence resazurin to the
active red fluorescence resorufin form that fluoresces (Excitation: 530nm, Emission: 590nm).
Thus, higher fluorescence intensity signifies higher cell viability in the experimental group.
Stable cell lines of SH-SY5Y expressing MYC and SIRT3MYC were plated at the density of
1.0x105 in a 96 well plate. Twenty four hours later, cells were treated with toxins (rotenone,
dopamine, naphthazarin and PSI) and Alamar Blue (10% of the final volume). Cells were left
overnight to incubate for 24 hours at 37ºC in 5% CO2. Fluorescence reading was then taken
using a spectrophotometer (BMG Lab Tech).
34
2.10 Cell Death Quantification
Cell death was measured using the fluorescence probe Propidium Iodide (2μM) with a protocol
described in section 2.2. Stably transfected MYC and SIRT3MYC SH-SY5Y cells were plated at
the density of 1.0x105 on a 96 well plate. Twenty four hours later, cells were exposed to toxins
(rotenone, dopamine, naphthazarin and PSI). Cell death was measured 24 hours after toxin
exposure by incubating the cells with Propidium Iodide (2µM) for 1 hour before quantified using
spectrophotometer (BMG Lab Tech).
2.11 Statistical Analysis
Results were analyzed using either one-way analysis of variance (ANOVA) or two-way ANOVA
using Graphpad Prism software. When one-way ANOVA results were significant, Dunnett’s
multiple comparison test was performed for further statistical analysis. When two-way ANOVA
results were significant, Bonferroni’s post-hoc test was performed for further statistical analysis.
All results were displayed as Mean ± Standard Error of Means (SEM) and a probability value (P-
value) of less than 0.05 was accepted as significant.
35
CHAPTER 3
3 RESULTS
3.1 Human SIRT3 expression in stably transfected SH-SY5Y cells
Since there has been a debate on human SIRT3’s (hSIRT3) expression pattern, ectopic hSIRT3
expression in SH-SY5Y cells was assessed using immunofluorescence and Western blotting. It
has been hypothesized that hSIRT3 is 44kDa in molecular weight is targeted to the mitochondria
by its N terminus mitochondria targeting sequence. At the mitochondria matrix, mitochondrial
peptidase protein (MPP) cleaves hSIRT3 to the active deacetylating 28kDa form (Schwer et al.,
2002). Another theory suggested that hSIRT3 is exclusively mitochondrial (Cooper & Spelbrink,
2008).
In the stably transfected SH-SY5Y cells overexpressing SIRT3, Western blot detected the
endogenous uncleaved SIRT3 form at 44kDa and the cleaved active form at 28kDa for all cell
types (Figure 3A). In SIRT3MYC or SIRT3 overexpressing cells, there was a 29kDa band
detected, which represents the SIRT3MYC ectopic cleaved expression since the MYC-tag
sequence weighs approximately 1kDa. A 45kDa band was also detected in the SIRT3MYC
group which signifies SIRT3MYC ectopic uncleaved SIRT3 expression. Using densitometry
techniques, it was determined that there is a 5-fold increase in ectopic overexpression of the
SIRT3MYC cleaved form compared to MYC SH-SY5Y and NAÏVE SH-SY5Y cells (Figure
3B).
Immunofluorescence images showed that there is co-localization between the SIRT3MYC
(Green) and mitochondria marker MitoDSRed2 (Red) (Figure 4). There was no SIRT3MYC in
the nucleus but a small amount of cytoplasmic SIRT3MYC expression was observed. This
suggests that hSIRR3 transgene expression in SH-SY5Y cells is both mitochondrial and
cytoplasmic when overexpressed in this system.
36
Figure 3.
A)
B)
Naive Myc SIRT3-Myc0
200
400
600
800 Endogenous Mito SIRT3Mito MYC-SIRT3
% E
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Figure 3. Ectopic overexpression of Human SIRT3 in SH-SY5Y cells.
A) Representative Western blot showing ectopic overexpression and endogenous SIRT3
expression detected within SH-SY5Y cells. At 28kDa, the endogenous form of SIRT3
was present in SH-SY5Y SIRT3MYC, SH-SY5Y MYC and Naïve SH-SY5Y cells.
At approximately 29kDa, SIRT3MYC overexpression was present in SH-SY5Y
SIRT3MYC cells only. To ensure equal loading, samples were also probed for the
housekeeping gene β-actin with a molecular weight of 47kDa. (n=3).
B) Mean of SIRT3 expression in the three cell populations. SH-SY5Y cells stably
transfected with SIRT3MYC showed an approximate 5.2 fold increase in
mitochondrial SIRT3 expression compared to endogenous mitochondrial SIRT3
expression. Endogenous mitochondrial SIRT3 expression was comparable between
the 3 groups. (n=3).
39
Figure 4. Localization of human SIRT3 transgene expression in SH-SY5Y cells.
Representative immunofluorescence images of stably transfected SH-SY5Y SIRT3MYC probed
for MYC. Ectopic SIRT3 construct was successfully translocated into the mitochondria of the
SH-SY5Y cells. This was determined by the co-localization signal between the SIRT3MYC
(Green) and mitoDSRed (Red) depicted in the Merge panel. There was no nuclear SIRT3MYC
staining but there was a minimal amount of cytoplasmic SIRT3MYC staining observed. Images
were taken with 100x objective. Scale bar: 10 microns.
40
3.2 Dose response curves of toxins that mimic Parkinson’s disease cell death
mechanisms in SH-SY5Y cells
In order to recapitulate the cell death mechanisms observed in Parkinson’s Disease, the following
toxins were selected: mitochondria complex 1 inhibitor rotenone, oxidative stressor dopamine
hydrochloride, lysosome system inhibitor naphthazarin and the proteasome inhibitor N-
carbobenzyloxy-Ile-Glu(O-t-butyl)-Ala-leucinal (PSI). By the time patients are first diagnosed
with PD, approximately 50% of dopaminergic neurons in the substantia nigra pars compacta
have died. Thus, in order to recapitulate the initial diagnosis, a dose response curve was
performed in order to find the approximate inhibitory concentration 50 (IC50) of the toxins. In
order to measure cell death, the fluorescent dye Propidium Iodide (PI) was utilized. PI readily
enters dead cells and gives a strong fluorescent signal once binded to nucleic acid components of
a cell thus the higher fluorescence intensity indicates a large amount of cell death.
Rotenone caused a significant increase in cell death compared to vehicle at concentrations 0.03-
100µM (*** p < 0.001, n = 4) (Figure 5A). Dopamine resulted in a significant increase in cell
death compared to vehicle at concentration 100µM (*** p < 0.001, n = 4) (Figure 5B).
Naphthazarin resulted in a significant increase in cell death compared to vehicle at
concentrations 0.3-100µM (** p < 0.01, *** p < 0.001, n = 4) (Figure 5C). PSI caused a
significant increase in cell death compared to vehicle at concentrations 0.03-100µM (** p < 0.01,
*** p < 0.001, n = 4) (Figure 5D). Approximate IC50 selected for subsequent experiments were:
0.03µM for rotenone as there was 40.75 ± 3.51% of cell death, 65µM for dopamine as there was
an approximately 40% of cell death, 0.3µM for naphthazarin as there was 39.12 ± 3.2% and
0.03µM for PSI as there was 38.83 ± 3.5% of cell death.
42
Figure 5. Dose response curves of toxins that mimic PD mechanisms in SH-SY5Y cells.
A) – D) Line graphs depicting dose response curves of rotenone, dopamine, naphthazarin
and PSI in SH-SY5Y cells. SH-SY5Y cells were exposed to toxins for 24 hours and then
cell death was measured using the fluorescent probe Propidium Iodide. There was
significant increase in cell death at concentrations: 0.03-100µM for rotenone, 100µM for
dopamine, 0.3-100µM for naphthazarin and 0.03-100µM for PSI. Approximate IC50
selected for the toxins were: 30nm for rotenone, 65µM for dopamine, 300nm for
naphthazarin and 30nm PSI. (n = 4, * p < 0.05, ** p < 0.01, *** p < 0.001, One-way
ANOVA, Dunnett’s multiple comparison test, error bars indicate ± SEM)
43
3.3 Effects of SIRT3 on cell viability in SH-SY5Y cells
To determine whether SIRT3 was cytoprotective, the effect of SIRT3 overexpression on cell
viability was assessed. In order to measure this, the Alamar Blue (AB) dye was incubated with
the cells for the duration of 24 hours. AB is a redox-sensitive dye which gets reduced from the
inactive blue resazurin form to the active red fluorescence resorufin in the mitochondria and
cytoplasm. Given that only healthy cells are able to carry out redox reaction to convert this dye
to the active fluorescence form, fluorescence intensity will be proportionate to cell viability.
High fluorescence intensity will depict cell high viability whereas low fluorescence intensity will
depict low cell viability.
Interestingly, there was no significant difference in AB fluorescence intensity between MYC
control and SIRT3-MYC overexpressing cells under basal conditions. However, there was a
significant decrease in cell viability in MYC control cells after treatment with PSI (30 nm) (83.1
± 4.8%, * p < 0.05, n = 4), mitochondria complex 1 inhibitor rotenone (30 nm) (69.2 ± 2.5%, ***
p < 0.001, n = 4), lysosome system inhibitor naphthazarin (300 nm) (75.0 ± 4.3%, *** p < 0.001,
n = 4) and oxidative stressor dopamine (65 µM) (66.6 ± 3.6%, *** p < 0.001, n = 4) compared to
vehicle treatment (Figure 6). In SIRT3-MYC overexpressing cells, cell viability did not decrease
after exposure to toxins.
44
Figure 6.
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Figure 6: Effect of SIRT3 on cell viability in SH-SY5Y cells.
Graph to show mean Alamar Blue (AB) fluorescence intensity (A.U.) of MYC Control and
SIRT3-MYC overexpressing SH-SY5Y cells after treatment with rotenone, dopamine,
naphthazarin and PSI for 24 hours. In MYC Control SH-SY5Y cells, cell viability was decreased
after exposure to toxins compared to vehicle treatment. However, in SIRT3-MYC cells,
fluorescence intensity was maintained after exposure to toxins, suggesting SIRT3’s ability to
preserve cell viability. (n = 4, * p<0.05, *** p<0.001, One-way ANOVA, Dunnett’s multiple
comparison test, error bars indicate ± SEM)
46
3.4 Effect of SIRT3 on cell death in SH-SY5Y cells
Since SIRT3 appears to prevent toxin-induced reduction in cell viability (Figure 6), the effect of
SIRT3 on cell death was also assessed using the fluorescence probe Propidium Iodide. Cell death
did not increase in SIRT3-MYC overexpressing cells after exposure to rotenone (30nm),
dopamine (65µM), naphthazarin (300nm) and proteasome system inhibitor (PSI) (30nm)
compared to SIRT3-MYC vehicle treatment (Figure 7). However, cell death was significantly
increased in MYC (control) cells when compared to MYC vehicle treatment after exposure to
rotenone (51.7 ± 6.6%), dopamine (59.0 ± 6.1%), naphthazarin (34.9 ± 4.5%) and PSI (38.4 ±
5.0%) (* p < 0.05, ** p < 0.01, *** p < 0.001, n = 4). Thus, this suggests that SIRT3-MYC
overexpression protects against toxin-induced cell death in SH-SY5Y cells. There was no
significant difference in cell death between SIRT3 and control cells under normal conditions,
which is consistent to findings from Figure 6.
47
Figure 7.
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Figure 7: Effect of SIRT3 on cell death in SH-SY5Y cells
Graphs showing mean cell death following toxin exposure. SH-SY5Y overexpressing SIRT3-
MYC cells did not display an increase in toxin-induced cell death after treatment with rotenone,
dopamine, naphthazarin and PSI compared to SIRT3 vehicle treatment. In control MYC SH-
SY5Y cells, there was a significant increase in cell death after exposure to toxins compared to
control vehicle treatment. (n = 4, * p < 0.05, ** p < 0.01, *** p < 0.001, One-way ANOVA,
Dunnett’s multiple comparison test, error bars indicate ± SEM)
49
3.5 Effect of SIRT3 on reactive oxygen species (ROS) levels in SH-SY5Y cells
Given that SIRT3 overexpression is cytoprotective in SH-SY5Y cells against toxins that mimic
cell death mechanisms of PD (Figure 6; Figure 7); next, the underlying mechanisms of SIRT3
overexpression in SH-SY5Y cells were assessed. One of the most popular theories attempting to
explain the root cause of neurodegenerative diseases such as Parkinson’s disease is the free
radical theory. This theory believes that the accumulation of reactive oxygen species (ROS)
results in irreversible cell damage and an overall functional decline (Harman, 1956). The main
source of ROS generation within a cell is the mitochondria, thus attenuating ROS in this
organelle might improve the overall health of the cell. Previous findings have shown that SIRT3
has the ability to enhance anti-oxidant pathway enzymes manganese superoxide dimutase
(SOD2) and glutamate dehydrogenase (GDH) (Schlicker et al., 2008; Tao et al., 2010). Thus, the
effect of SIRT3 overexpression in SH-SY5Y cells on ROS levels was assessed. In order to
measure ROS in SH-SY5Y cells, the fluorescent probe 2',7'-dichlorodihydrofluorescein diacetate
(CM-H2DCFDA) was utilized. This dye works by the cleavage of its acetate groups by
intracellular esterases and the interaction of its thiol chloromethyl group with intracellular
glutathione and thiols. Hence the fluorescence intensity is proportionate to ROS levels within the
cells. To ensure proper workings of the ROS probe CM-H2DCFDA, two controls were utilized;
unlabeled cells to ensure there was no auto fluorescence of untreated cells (Dark blue line) and
5μM of Rotenone (a complex 1 mitochondrial inhibitor known to induce ROS) (Pink line)
(Figure 6B; 6C) (Li et al., 2003; Panov et al., 2005).
In normal conditions, overexpression of SIRT3 in SH-SY5Y cells decreased ROS significantly
by 47.46 ± 1.94% compared to control MYC cells (### p < 0.001, n = 4) (Figure 8). After
exposure to rotenone (30nm), dopamine (65µM), naphthazarin (300nm) and PSI (30nm), control
MYC cells had a significant increase in ROS by 36.01 ± 4.72%, 43.97 ± 16.73%, 23.61 ± 2.81%
and 25.99 ± 1.35% respectively compared to vehicle (*** p < 0.001 for both naphthazarin and
PSI and * p < 0.05 for both rotenone and dopamine, n = 4). However, there was no significant
increase in ROS in SIRT3 overexpressing SH-SY5Y cells after exposure to toxins.
51
Figure 8.
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Figure 8: Effect of SIRT3 on ROS levels in SH-SY5Y cells
A) Representative flow cytometry scatter plot depicting three SH-SY5Y cell populations
gated according to size (forward scatter or FSC) and granularity (side scatter of SSC).
Cells low in FSC represent the dead cell population (Pink dots), cells high in FSC
represent the clumped cell population (Green dots) and excluded from analysis. The
remaining cells (Blue dots) were included in data analysis.
B) Representative flow cytometry histogram showing CM-H2DCFA fluorescence intensity
(A.U.) of the MYC (control) SH-SY5Y cell population of interest (after gating). There
was a right shift in histogram peaks after cells were treated with toxins (Black line, Red
line, Green line, Orange line) compared to the Control treatment (Light blue line). This
suggests that exposure to toxins resulted in higher levels of ROS. Dark blue line denotes
negative control (cells treated without any dye) and Pink line represents positive control
(cells treated with 5µM Rotenone).
C) Representative flow cytometry histogram depicting CM-H2DCFA fluorescence intensity
(A.U.) of SIRT3 overexpressing SH-SY5Y cell population of interest (after gating).
Histogram peaks of SIRT3 cells treated with toxins (Black line, Red line, Green line,
Orange line) were comparable to SIRT3 control treatment (Light blue line), suggesting
that SIRT3 overexpression was able to maintain ROS.
D) Bar graph depicting mean CM-H2DCFA fluorescence intensity (A.U.) of SH-SY5Y
MYC and SIRT3MYC overexpressing cells in various conditions. In normal conditions,
SIRT3MYC demonstrated lower fluorescence intensity compared to MYC (n = 4, ### p
< 0.001, Two-way ANOVA, Bonferonni post-hoc test, error bars indicate ± SEM). After
treatment with rotenone, dopamine, naphthazarin and PSI for 24 hours, MYC cells had
significantly higher fluorescence intensity. In SIRT3-MYC cells, fluorescence intensity
was maintained after toxins exposure, suggesting that SIRT3 was able to protect against
ROS induced toxicity while control MYC cells could not. (n = 4, * p < 0.05, *** p <
0.001, One-way ANOVA, Dunnett’s multiple comparison test, error bars indicate ±
SEM)
53
3.6 Effect of SIRT3 on mitochondria membrane potential (∆Ψm) in SH-SY5Y cells
So far, the present study has shown that overexpression of SIRT3 in SH-SY5Y cells can reduce
ROS level under basal conditions and prevents ROS from increasing after toxic insults (Figure
8). Several physiological factors have been found to regulate mitochondria ROS generation. One
of these factors is the mitochondrial membrane potential (∆Ψm) where high ∆Ψm has been
linked to favoring ROS production (Zhang and Gutterman, 2007). Since ROS and ∆Ψm are
closely related to each other, ∆Ψm is the next important measurement to further assess the
underlying mechanisms of SIRT3 overexpression in SH-SY5Y cells.
The voltage-dependent fluorescent dye Tetramethylrhodamine, Ethyl Ester, Perchlorate (TMRE)
was utilized in order to measure the differences in ∆Ψm between SIRT3-MYC overexpressing
cells and MYC control cells under normal conditions. In addition to measuring ∆Ψm under basal
conditions, the protective role of SIRT3 on ∆Ψm was assessed after exposure to toxins that
mimic pathologies of PD: mitochondria complex I dysfunction (rotenone) (30nm), oxidative
stressor (dopamine) (65µM), lysosome system dysfunction (naphthazarin) (300nm) and
proteasome system malfunction (PSI) (30nm). Since TMRE is readily consumed by the
mitochondria’s more negative charge, fluorescence intensity will be proportionate to ∆Ψm. As
controls, unlabeled cells were utilized to ensure no auto-fluorescence and 5μM Rotenone, which
has been shown to collapse ∆Ψm in dopaminergic cells (Moon et al., 2005).
The results showed that stable overexpression of SIRT3-MYC in SH-SY5Y cells significantly
decreased ∆Ψm compared to MYC control cells by 42.95 ± 6.07% under basal conditions
(Figure 9C) ( # p < 0.05, n = 4). Exposure to rotenone, dopamine, naphthazarin and proteasome
system inhibitor for 24 hours resulted in a significant ∆Ψm reduction in MYC control cells by
19.91 ± 1.35 %, 12.63 ± 2.85 %, 11.51 ± 0.92 % and 16.03 ± 2.70 % respectively ( * p < 0.05, **
p < 0.01, n = 4). In contrast, SIRT3-MYC cells maintained ∆Ψm in the presence of the toxins
(Figure 9C).
56
Figure 9.
C)
VEHICLE ROT DA NAP PSI0
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Figure 9: Effect of SIRT3 on mitochondrial membrane potential in SH-SY5Y cells.
A) Representative live fluorescent microscopy images of MYC control SH-SY5Y cells
stained with voltage dependent dye TMRE (Red). Control cells that were exposed to
rotenone (ROT), dopamine (DA), naphthazarin (NAP) and PSI for 24 hours exhibited
lower fluorescence intensity compared to control group. Images were taken at 40X. Scale
bar: 10µM.
B) Representative live fluorescent microscopy images of SH-SY5Y cells overexpressing
SIRT3-MYC stained with TMRE (Red). In SIRT3 cells, exposure to ROT, DA, NAP and
PSI for 24 hours did not alter in fluorescence intensity compared to SIRT3 control group.
Images were taken at 40X. Scale bar: 10µM.
C) Bar graph depicting mean TMRE fluorescence intensity (A.U.) of SH-SY5Y cells under
various conditions. Under basal conditions, SIRT3MYC overexpressing cells exhibited
lower fluorescence intensity compared to Control MYC cells (n = 4, # p < 0.05, Two-way
ANOVA, Bonferonni post-hoc test, error bars indicate ± SEM). After exposure to ROT,
DA, NAP and PSI, Control MYC SH-SY5Y cells showed significantly lower
fluorescence intensity. However, fluorescence intensity did not change after toxins
exposure in SIRT3-MYC overexpressing cells. (n = 4, * p < 0.05, ** p < 0.01, One-way
ANOVA, Dunnett’s multiple comparison test, error bars indicate ± SEM)
58
3.7 Effect of SIRT3 on ATP levels in SH-SY5Y cells
One of the reasons why maintenance of mitochondria membrane potential (∆Ψm) is crucial for
survival is because it is the driving force of ATP synthesis. So far, SIRT3 overexpression in SH-
SY5Y cells has been demonstrated to preserve ∆Ψm after exposure to toxins such as the
mitochondria complex 1 inhibitor rotenone, oxidative stressor dopamine, lysosome system
inhibitor naphthazarin and proteasome system blocker (PSI) (Figure 9). Given how closely
related ∆Ψm and ATP are, next it was determined if SIRT3 overexpression in SH-SY5Y cells
can also help to protect against ATP depletion caused by toxic insults. In this experiment, ATP
was measured utilizing bioluminescence which works by the enzyme luciferase catalyzing ATP
and luciferin reaction. Light becomes the byproduct of this reaction therefore the higher
luminescence intensity signifies higher level of ATP present within the cells.
In fact, a maintenance in ATP levels in SIRT3-MYC cells was observed after 24 hours exposure
to rotenone (30nm), dopamine (65µM), naphthazarin (300nm) and PSI (30nm) compared to
SIRT3-MYC vehicle treatment (Figure 10). In MYC control cells, ATP luminescence intensity
was significantly depleted after exposure to rotenone, dopamine, naphthazarin and PSI by 43.5 ±
1.9%, 37.8 ± 2.7%, 43.3 ± 8.6% and 32.9 ± 5.3% respectively ( ** p < 0.01, *** p < 0.001, n =
4). SIRT3-MYC cells also showed significantly lower ATP luminescence intensity by 32.5 ±
5.3% compared to MYC control cells under normal condition ( ## p < 0.01, n = 4).
59
Figure 10.
Vehicle ROT DA NAP PSI0
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Figure 10: Effect of SIRT3 on ATP levels in SH-SY5Y cells
Graph showing the mean luminescence ATP intensity (A.U.) of SH-SY5Y MYC control and
SIRT3-MYC overexpressing cells under various conditions. MYC control cells showed
significantly higher ATP luminescence intensity compared to SIRT3-MYC overexpressing cells
under normal conditions (n = 4, ## p < 0.01, Two-way ANOVA, Bonferonni post-hoc test, error
bars indicate ± SEM). After exposure to rotenone (ROT), dopamine (DA), naphthazarin (NAP)
and PSI for 24 hours, there was a significant decrease of ATP luminesence intensity in MYC
control cells. However, ATP luminesence intensity was preserved after exposure to toxins in
SIRT3-MYC overexpressing cells (n = 4, ** p < 0.01, *** p < 0.001, One-way ANOVA,
Dunnett’s multiple comparison test, error bars indicate ± SEM).
61
4 DISCUSSION
Given that mitochondrial dysfunction appears to be the primary cause of cell death in
Parkinson’s disease (PD), a molecule that enhances mitochondrial function may be an excellent
candidate for a treatment in halting the neurodegeneration. SIRT3 is a NAD+ dependent
deacetylase residing in the mitochondria and has the capacity to promote mitochondrial health
due to its ability to regulate oxidative phosphorylation, antioxidant defense mechanisms and
mitochondrial pore opening. This study, for the first time, has demonstrated that overexpression
of SIRT3 in SH-SY5Y cells is cytoprotective against toxins that mimic cell death mechanisms of
PD; mitochondria inhibitor (rotenone), oxidative stressor (dopamine), lysosomal system
impairment (naphthazarin) and ubiquitin proteasome system (UPS) dysfunction (PSI). These
toxins have been previously validated by Yong-Kee et al. (2011) as a reliable assay to assess the
protective potential of a molecule in PD medicine. Rotenone, dopamine, naphthazarin and PSI
induce cellular stress via different mechanisms. Despite their differences, these toxins share one
common factor: they cause mitochondrial dysfunctions. Rotenone, which mimics mitochondrial
impairment in PD, inhibits enzymatic activities of complex I resulting in electron leakage and the
generation of reactive oxygen species (ROS). Dopamine, which recapitulates the dopamine
metabolism toxicity in PD, has the ability to autoxidate to produce ROS and inhibit complex I
activities. Both naphthazarin and PSI mimic the protealytic system impairments in PD, leading to
α-synuclein accumulation in the mitochondria and interfere with the respiratory chain. By
inhibiting mitochondrial functions, mitochondrion-induced cell death gets triggered and it is
likely that dopaminergic cell death in PD occur via this cell death pathway.
Despite the substantial amount of evidence indicating SIRT3’s robust deacetylating activities in
the mitochondria, its subcellular localization remains elusive. To date, SIRT3 has been shown to
be inconsistently expressed in the nucleus and mitochondria (Scher et al., 2007; Cooper and
Spelbrink, 2008), leading to numerous debates. In the current study, SIRT3 exists in both the
uncleaved form and cleaved form in SH-SY5Y cells, which supports the original finding by
Schwer et al. (2002). SIRT3 also exhibits a strong localization in the mitochondria and low
amount of expression in the cytoplasm. SIRT3’s expression in the mitochondria is in agreement
with previous findings by Scher et al. (2007) and Cooper and Spelbrink (2008). One possible
explanation for the cytoplasmic localization of SIRT3 in SH-SY5Y cells is perhaps due to the
types of SIRT3 being quantified. In this study, SIRT3 is ectopically overexpressed with Myc
62
epitope tag fused to the SIRT3’s C terminal. Thus, Myc antibody was utilized to identify SIRT3
transgene expression. Previous studies, however, have utilized SIRT3 antibody to identify SIRT3
expression. This means that the SIRT3 antibody detects the endogenous form of SIRT3, not the
transgene form. Hence, two types of SIRT3 were measured; transgene SIRT3 expression (in this
study) and endogenous SIRT3 expression (in previous studies), which provides an explanation to
different localization pattern between the studies. This could imply that the transgene SIRT3
construct utilized in this study may not completely get targeted to the mitochondria. Nonetheless,
it is important to note that only a minimal amount of SIRT3 transgene expression is observed in
the cytoplasm whereas the majority of it is in the mitochondria, confirming that the transgene
SIRT3 is mostly mitochondria targeted and exerts its protective effects in the mitochondria of the
SH-SY5Y cells.
In order to recapitulate the initial diagnosis of PD, an IC50 of rotenone, dopamine, naphthazarin
and PSI were utilized to mimic the 50% cell death observed in the substantia nigra pars compacta
(SNc) during the first diagnosis (Murray et al., 2005). In this study, the IC50 of dopamine in SH-
SY5Y cells is 65µM. The high IC50 of dopamine could be attributed to the sensitivity of SH-
SY5Y cells to certain toxins. In fact, this is not the first study that has demonstrated a high IC50
of dopamine in SH-SY5Y cells. Other studies utilizing SH-SY5Y cells have shown that
dopamine has an IC50 in the range of 40µM- 100µM (Ballesteros et al., 2013; Yong-Kee et al.,
2011), suggesting the SH-SY5Y cells are more resistant to dopamine toxin in general. It is also
possible that the high IC50 of dopamine in SH-SY5Y cells is because these cells are not
differentiated and still undergo proliferation, resulting in decreased susceptibility to toxin
induced cell death. Another interesting finding in this study was the 40% of cell death caused by
rotenone at 30nm and 5µM but exhibiting higher ROS levels and lower mitochondrial membrane
potential (∆Ψm) at 5µM compared to 30nm. A possible explanation to why both concentrations
resulted in similar amount of cell death but not comparable ROS and ∆Ψm may be due to the
time point selected. After 24 hours exposure to 5µM rotenone, SH-SY5Y cells are possibly
undergoing mitochondrial dysfunction due to the rise in ROS and the loss of ∆Ψm. Since
mitochondrial impairment is one of the earliest events of cell death implicated in PD (Yong-Kee
et al., 2012), it is likely that cell death is not occurring yet at this point and will be more apparent
after the 24 hour time point in the 5µM rotenone treatment group. Thus this can be a potential
63
explanation to why 30nm and 5µM resulted in equal amount of cell death but not ROS and ∆Ψm
at the 24 hour time point.
In this study, the overexpression of SIRT3 in SH-SY5Y cells appears to be cytoprotective
against rotenone, dopamine, naphthazarin and PSI by reducing ROS levels and stabilizing ∆Ψm
and ATP levels. Since SIRT3 targets many mitochondrial enzymes, these protective effects were
expected. SIRT3 is capable in attenuating ROS levels by deacetylating superoxide dimutase 2
(SOD2), which is a ROS scavenging enzyme that helps to breaks down superoxides (O2-) into
water (H2O). Furthermore, SIRT3 enhances the production of NADPH by deacetylating
glutamate dehydrogenase (GDH) and isocitrate dehydrogenase (IDH2). High levels of NADPH
are necessary to activate another ROS scavenging enzyme glutathione peroxidase (GPX). SIRT3
overexpression in SH-SY5Y cells also exerts its protective effects by preserving ∆Ψm and ATP
levels. SIRT3 is likely to stabilize ∆Ψm by deacetylating cyclophilin D (CypD) (Hafner et al.,
2010). CypD is an integral component of the mitochondrial pore opening. Mitochondrial pore
opening characterizes cellular death signaling resulting in ion influx, loss of ∆Ψm and the release
of pro-apoptotic factors such as cytochrome c into the cytosol. By deacetylating CypD, SIRT3
inhibits CypD’s activation, resulting in reduced vulnerability to the loss of ∆Ψm during
mitochondrial stress. SIRT3 also enhances various oxidative phosphorylation components hence
this may be why SIRT3 overexpression in SH-SY5Y cells preserves ATP levels even during
mitochondrial impairment induced by rotenone, dopamine, naphthazarin and PSI. SIRT3
deacetylates important metabolic enzymes such as glutamate dehydrogenase (GDH), isocitrate
dehydrogenase 2 (IDH2), long-chain acetyl coenzyme A dehydrogenase (LCAD), acetyl CoA
synthase 2 (ACS2). Moreover, SIRT3 also deacetylates complex I-V of the electron transport
chain thereby regulating the respiratory chain for ATP generation. Therefore, by targeting these
substrates, overexpression of SIRT3 enables the cells to be more resistant against ATP depletion.
Some unexpected findings in this study were; in basal conditions, SIRT3 overexpression in SH-
SY5Y cells resulted in the loss of ∆Ψm and a decrease in ATP levels. The loss of ∆Ψm in SIRT3
overexpressing cells could be attributed to the "uncoupling protein" theory. Uncoupling protein
(UCP) exerts its function by translocating protons from the intermembrane mitochondrial space
back to the matrix during oxidative phosphorylation. By allowing protons to leak into the matrix,
∆Ψm is reduced and heat gets generated. To date, five mammalian UCPs (UCP1-UCP5) have
been identified. The most well characterized UCP is UCP1, which gets upregulated during
64
thermogenesis in brown adipose tissue (BAT). Interestingly, Shi et al. (2005) have demonstrated
a potential link between SIRT3 and UCP1 in BAT, suggesting that SIRT3 may be mediating its
protective effects by stimulating UCP1 expression during thermogenesis. Aside from in BAT,
UCPs have been demonstrated to play beneficial roles in other cell types such as regulating
calcium homeostasis and ROS levels (Andrews, Diano & Tamas, 2005). For example, in SH-
SY5Y cells, overexpression of UCP4 and UCP5 were previously shown to protect against MPTP
and dopamine induced toxicities (Chu et al., 2009; Kwok et al., 2010) thus it is possible that
SIRT3 overexpression in SH-SY5Y cells mediate its protective effects by interacting with UCP4
and UCP5. In neurons, UCP2 gets unregulated during stress, resulting in the loss of ∆Ψm,
reduced mitochondrial Ca2+
uptake and a decrease in ROS (Mattiasson et al., 2003). Hence, if
SIRT3 regulates UCP1 expression in BAT, it is possible that SIRT3 exerts its protective function
by modulating other UCP members such as UCP2, UCP4 and UCP5 in other cell types including
SH-SY5Y cells.
In addition to decreasing ∆Ψm, UCP mediates its effects by reducing ATP levels, an effect
observed in SH-SY5Y cells overexpressing SIRT3. As discussed above, UCP decreases ∆Ψm
and ATP synthesis in order to mediate its protective effects by decreasing ROS generation and
susceptibility to mitochondrial Ca2+
toxicity. Thus, lower ATP levels in basal conditions
observed in SIRT3 overexpressing cells is likely protective rather than toxic if it is mediated
through SIRT3's interaction with UCP. To further support this idea, SIRT3 was recently
demonstrated to deacetylate mitochondrial ribosomal protein L10 (MRPL10), one of the
mitochondrial ribosomal proteins (MRPs) (Yang et al., 2010). The MRPs are responsible for
synthesizing proteins that comprise the electron transport chain (ETC). By deacetylating
MRPL10, SIRT3 inhibits its activity, causing a downregulation in ETC protein synthesis (Yang
et al., 2010). As a result, both ETC and ATP synthesis are attenuated. Therefore, in SH-SY5Y
cells overexpressing SIRT3, SIRT3 appears to exert its protective functions by reducing ATP
synthesis to ensure the mitochondrion is not overworked and promote mitochondrial health. This
effect is likely mediated through SIRT3's interaction with UCP and MRPL10.
It is also important to note that this study has utilized the undifferentiated SH-SY5Y cell model.
Since PD targets mature neurons, differentiated SH-SY5Y cells would have been a more
appropriate model for this study. Differentiated SH-SY5Y cells have been previously
demonstrated to possess several neuronal phenotypes such as microtubule associated protein
65
(MAP), growth-associated protein (GAP-43), neuronal nuclei (NeuN) and synaptophysin (Xie,
Hu & Li, 2010). However, retinoic acid (RA) induced differentiation of SH-SY5Y cells resulted
in abnormal mitochondrial morphology (data not shown), suggesting the differentiation process
is toxic to the mitochondria. Given that the focus of this study is on mitochondrial functions, the
RA induced differentiation model would have not been suitable since it appears to have
detrimental effects on the organelle. Moreover, RA differentiated SH-SY5Y cells have been
shown to increase the expression of Bcl-2 (anti-apoptotic protein) and decrease the expression of
p53 (pro-apoptotic) (Tieu, Zuo & Yu, 1999), suggesting that it would be less sensitive to toxins
compared to real neurons.
In conclusion, SIRT3 presents itself as an attractive molecule to fight against mitochondria-
dysfunction related diseases such as PD due to its cytoprotective properties. It has the ability to
reduce ROS and stabilize ∆Ψm and ATP levels the dopaminergic SH-SY5Y cell line against
toxins that mimic cell death mechanisms of PD. Thus, SIRT3 is certainly a molecule worth
further investigating since it has the potential to be a protective treatment in PD.
66
Future directions:
1. The link between SIRT3 and uncoupling protein (UCP) remains elusive. However, Shi et al.
(2005) have demonstrated SIRT3 levels are upregulated under caloric restriction and
thermogenesis that result in UPC1 activation. UCP2, UCP4 and UCP5 have been shown to play
a protective role in Parkinson’s disease (Chu et al., 2009; Ho et al., 2010; Kwok et al., 2010) thus
it will be interesting to investigate further if SIRT3 can regulate and target the other UPC
homologs in the mitochondria.
2. Since mitochondrial dysfunction is believed to be central to Parkinson’s disease, the next
important variable to assess is effects of SIRT3 on mitochondrial dynamics. Mutation in leucine-
rich repeat kinase 2 (LRRK2) is the most common cause of autosomal dominant PD. Wild-type
LRRK2 has been previously demonstrated by Wang et al. (2012) results in increased
mitochondrial fragmentation. Given how important a balanced fusion and fission for cellular
functioning, it is important to investigate if SIRT3 can have protective effects on any of fusion or
fission proteins to maintain a healthy fusion and fission balance. SIRT3’s direct or indirect
interaction with fission protein Drp1, Fis1 and fusion protein Mfn1, Mfn2 will be an exciting
question to address in the future.
67
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