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UNIVERSITI TEKNIKAL MALAYSIA MELAKA THE PLANNING OF HANDOVER IN 3G TECHNOLOGY This report submitted in accordance with requirement of the Universiti Teknikal Malaysia Melaka (UTeM) for the Bachelor’s Degree in Electronic Engineering Technology (Telecommunication) (Hons.) By SARAVANAN A/L SUKUMARAN B071210044 920111-06-6005 FACULTY OF ENGINEERING TECHNOLOGY 2015

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UNIVERSITI TEKNIKAL MALAYSIA MELAKA

THE PLANNING OF HANDOVER IN 3G TECHNOLOGY

This report submitted in accordance with requirement of the Universiti Teknikal

Malaysia Melaka (UTeM) for the Bachelor’s Degree in Electronic Engineering

Technology (Telecommunication) (Hons.)

By

SARAVANAN A/L SUKUMARAN

B071210044

920111-06-6005

FACULTY OF ENGINEERING TECHNOLOGY

2015

II

BORANG PENGESAHAN STATUS LAPORAN PROJEK SARJANA MUDA

BORANG PENGESAHAN STATUS LAPORAN PROJEK SARJANA MUDA

BORANG PENGESAHAN STATUS LAPORAN PROJEK SARJANA MUDA

TAJUK: The Planning of Handover in 3G Technology

SESI PENGAJIAN: 2015/16 Semester 1 Saya SARAVANAN A/L SUKUMARAN mengaku membenarkan Laporan PSM ini disimpan di Perpustakaan Universiti Teknikal Malaysia Melaka (UTeM) dengan syarat-syarat kegunaan seperti berikut:

1. Laporan PSM adalah hak milik Universiti Teknikal Malaysia Melaka dan penulis. 2. Perpustakaan Universiti Teknikal Malaysia Melaka dibenarkan membuat salinan

untuk tujuan pengajian sahaja dengan izin penulis. 3. Perpustakaan dibenarkan membuat salinan laporan PSM ini sebagai bahan

pertukaran antara institusi pengajian tinggi.

4. **Sila tandakan ( )

UNIVERSITI TEKNIKAL MALAYSIA MELAKA

BORANG PENGESAHAN STATUS LAPORAN PROJEK SARJANA MUDA

SULIT

TERHAD

TIDAK TERHAD

(Mengandungi maklumat yang berdarjah keselamatan atau kepentingan Malaysia sebagaimana yang termaktub dalam AKTA RAHSIA RASMI 1972)

(Mengandungi maklumat TERHAD yang telah ditentukan oleh organisasi/badan di mana penyelidikan dijalankan)

Alamat Tetap:

No.44, Batu 2, Jalan Benta,

27200, Kuala Lipis,

Pahang.

Tarikh: ________________________

Cop Rasmi: Tarikh: _______________________

** Jika Laporan PSM ini SULIT atau TERHAD, sila lampirkan surat daripada pihak berkuasa/organisasi berkenaan dengan menyatakan sekali sebab dan tempoh laporan PSM ini perlu dikelaskan sebagai SULIT atau TERHAD.

III

DECLARATION

I hereby, declared this report entitled “The Planning of Handover in 3G

Technology” is the results of my own research except as cited in references.

Signature : ………………………………………….

Author’s Name : SARAVANAN A/L SUKUMARAN

Date :

IV

APPROVAL

This report is submitted to the Faculty of Engineering Technology of UTeM as a

partial fulfillment of the requirements for the degree of Bachelor of Engineering

Technology (Bachelor’s Degree in Electronics Engineering Technology)

(Telecommunications) (Hons.). The member of the supervisory is as follow:

Mr. Win Adiyansyah Indra

(Research Supervisor)

i

ABSTRAK

Generasi ketiga (3G) teknologi mudah alih telah menjadi salah satu inovasi yang

penting dalam bidang komunikasi. Pembangunan teknologi generasi ketiga (3G)

yang berlaku hasil daripada generasi pertama (1G) dan generasi kedua (2G).

Generasi pertama (1G) yang digunakan untuk telefon mudah alih analog. Piawaian

generasi pertama (1G) adalah Total Access Communication System (TACS), Nordic

Mobile Telephone (NMT) dan Advanced Mobile Phone Service (AMPS) yang

berbeza mengikut zonlokasi. Kemudian, generasipertama (1G) teknologi digantikan

dengan teknologi generasi kedua (2G). Generasikedua (2G) Teknologi yang

digunakan untuk telefon mudah alih digital, yang dengan piawaian seperti Global

System for Mobile Communications (GSM), Personal Digital Cellular (PDC), dan

digital AMPS (D-AMPS). Kelebihan teknologi generasi ketiga (3G) berbanding

teknologi sebelumnya ialah ia mengandungi multimedia digital dengan kadar

penghantarandata yang tinggi, mampu melakukan lebih banyak panggilan.

Untuk W-CDMA (teknologi akses 3G) kualiti dan kapasiti perlu dirancang dengan

garis panduan yang betul untuk mengelakkan kerugian atau gangguan perkhidmatan.

Untuk mengelakkan masalah tersebut Handover dilakukan dalam industri

telekomunikasi. Handover boleh dikelaskan kepada Hard Handover dan Soft/Softer

Handover. Pelaksanaan Soft Handover dapat meningkatkan kualiti, prestasi dan

keupayaan komunikasi. Prinsip Handover digunakan dalam perancangan kajian ini.

Kajian ini melibatkan W-CDMA bersama-sama dengan perancangan Handover

dalam teknologi 3G. Perancangan Handover dilakukan dengan menggunakan

perisian yang dipanggil Atoll RF planning tool.

ii

ABSTRACT

The third generation mobile technology (3G) has been one of the important

innovation in communication field. The development of the third generation (3G)

technology happens due to previous technology such as first generation(1G) and

second generation(2G). For the first generation (1G) technology used for analogue

mobile phones. The standards of first generation (1G) are Total Access

Communication System(TACS), Nordic Mobile Telephone(NMT) and Advanced

Mobile Phone Service(AMPS) which varied according to location. Then, the first

generation (1G) technology replaced by second generation technology (2G). The

second generation(2G) technology used for digital mobile phones, which with

standards such as Global System for Mobile Communications (GSM), personal

digital cellular (PDC), and digital AMPS (D-AMPS). The advantages of third

generation(3G) technology compared to previous technologies are it brings digital

multimedia handsets with high data transmission rates, capable of providing much

more than basic voice calls.

For W-CDMA (access technology of 3G) the quality and capacity should be planned

with proper guidelines in order to avoid loss or interruption of service. In order to

avoid such problems the handover conducted in telecommunication industries. The

handover can be classified into hard handover and soft/softer handover. The

implementation of soft handover can increase the quality, and capacity performance.

The principle of handover considered during the planning of 3G networks.

This research involves the basic study of W-CDMA architecture along with the

planning of handover in 3G technology. The handover planning conducted by using

software called Atoll RF planning tool.

iii

DEDICATION

To my beloved parents

Sukumaran A/L Chellappah Pillai and Saradha A/P Narayanan

To my supervisor:

Mr. Win Adiyansyah Indra

iv

ACKNOWLEDGEMENT

I would like to thank my parents and friends for giving me support from the

beginning of this research until the research is completed. Special thanks to my

supervisor, Mr. Win Adiyansyah Indra for guiding me along the research's

progression.

v

TABLE OF CONTENT

Abstrak i

Abstract ii

Dedication iii

Acknowledgement iv

Table of Content v

List of Figures viii

List of Tables x

List of Abbreviations, Symbols and Nomenclature xi

CHAPTER 1: INTRODUCTION 1

1.1 Background 1

1.2 Problem Statement 2

1.3 Objective 2

1.4 Scope 3

1.5 Research Design 3

1.6 Importance of the Research 5

1.7 Conclusion 5

CHAPTER 2: LITERATURE REVIEW 6

2.1 Introduction 6

2.2 Overview of UMTS 6

2.3 Evolution of Cellular Network 7

2.3.1 1G Cellular Network 7

2.3.2 2G Cellular Network 8

2.3.2.1 Global System for Mobile Communications 9

2.3.2.2 Interim Standards 136 (IS-136) 9

2.3.2.3 Interim Standards 95 (IS-95) 9

2.3.3 2.5G Cellular Network 10

2.3.4 2.75G Cellular Network 11

vi

2.3.5 3G Cellular Network 12

2.36 3G Transitional Cellular Network 13

2.3.7 4G Cellular Network 14

2.4 UMTS W-CDMA Handover 15

2.4.1 UMTS Handover Types 15

2.4.1.1 Hard Handover 15

2.4.1.2 Soft Handover 17

2.4.1.3 Softer Handover 19

2.5 Methods to Planning Problems 22

2.5.1 The Cell Planning Sub- Problems 23

2.5.2 The Access Network Planning Sub-Problem 23

2.5.3 The Core Network Planning Sub-Problem 24

2.6 Remarks on Sequential Method 26

2.7 Global Method 26

2.8 Section Remarks 27

2.9 Conclusion 28

CHAPTER 3: METHODOLOGY 29

3.1 Introduction 29

3.2 Digital Map Finding 30

3.3 Download Digital Map 36

3.4 Import Custom Geo Data Map by Using Forsk Atoll 39

3.4.1 Creating a New Site 41

3.4.2 Creating a Transmitter 41

3.4.3 Creating a Cell 41

3.4.4 Coverage Predictions 42

3.4.5 Making a Handover Status Coverage Prediction 43

3.5 Conclusion 44

CHAPTER 3: RESULT AND DISCUSSION 45

4.1 Introduction 45

4.2 Data Analysis 45

4.3 Simulation 47

vii

4.4 Discussion 50

4.5 Limitations 52

4.6 Conclusion 53

CHAPTER 5: CONCLUSION 54

5.1 Introduction 54

5.2 Future Research 54

5.3 Conclusion 55

REFERENCES 56

APPENDICES 59

viii

LIST OF FIGURES

1.0 Flow Chart of Handover Planning Procedure 4

2.0

2.1

2.2

2.3

2.4

Hard Handover

Soft Handover

Softer Handover

Comparison Between Soft and Softer Handover

Flow Chart Problem Solving

16

18

19

20

22

3.0 Flow Chart of the Planning Handover in 3G Technology 30

3.1 Earth Explorer Homepage 31

3.2 Selecting Location on Earth Explorer 32

3.3 The Location on Earth Explorer 32

3.4 Selecting Location point on Earth Explorer 33

3.5 Check the Location Database 33

3.6 Choosing Data Sets on Earth Explorer 34

3.7

3.8

Check the Digital Elevation Map

Get the Downloadable version Map File

34

35

3.9 Method to save DEM File

3.10 The Global Mapper Software Use to Download Map

3.11 Method to Import Map File

35

36

36

3.12 Method to Load the Map File 37

3.13 Configuration of Map File 37

3.14 Configuration Vertical Mapper Grid Export 38

3.15 Method to Saving Vertical Mapper 39

3.16 Method to Import File to Forsk Atoll 39

3.17 Process of Planning and Creating a UMTS HSPA Network 40

4.0 Network Coverage of Selected Location in Melaka 45

4.1 Satellite Map of Location from Bukit Beruang to Bukit Baru 46

ix

4.2 Handover Planning ( Traffic Density) at the Selected Location 47

4.3 Signal Strength (dBm) at the Selected Location 48

4.4 Location of antenna Placement on Satellite Map 49

x

LIST OF TABLES

3.0 Process of Place a New Station Using a Station Template 42

4.0

Handover Status and Properties of Each Status

50

4.1 Comparison of Network Operator and Signal Strength 51

xi

LIST OF ABBREVIATIONS, SYMBOLS AND

NOMENCLATURE

1G First Generation

2G Second Generation

3G Third Generation

4G Fourth Generation

TACS Total Access Communication System

NMT Nordic Mobile Telephone

AMPS Advanced Mobile Phone Service

GSM Global System for Mobile Communication

D-AMPS Digital Advanced Mobile Phone Service

PDC Personal Digital Cellular

W-CDMA Wideband Code Division Multiple Access

CDMA Code Division Multiple Access

TDMA Time Division Multiple Access

FDMA Frequency Division Multiple Access

BS Base Station

UMTS Universal Mobile Telecommunications System

FDM Frequency Division Multiplexing

SMS Short Message Service

CSD Circuit Switch Data

PS Packet Switching

CS Circuit Switching

xii

HSCSD High Speed Circuit Switch Data

GPRS General Packet Radio Service

GMSK Gaussian Minimum Shift Keying

NE Network Element

BSC Base Station Controller

MS Mobile Subscriber

GGSN Gateway GPRS Support Node

SGSN Serving GPRS Support Node

MSC Mobile Switching Centre

PSTN Public Switch Telephony Network

EDGE Enhanced Data Rate for GSM Evolution

WiMax Worldwide Interoperability for Microwave Access

LTE Long-term Evolution

UE User Equipment

UTRAN Universal Terrestrial Radio Access Network

RNC Radio Network Controller

3GPP 3rd Generation Partnership Project

CEPT Conference on European Post and Telecommunications

HLR Home Location Register

IMT International Mobile Telecommunications

MMS Multi Media Service

QoS Quality of Service

VLR Visitor Location Register

RAN Radio Access Network

< Less than

> More than

1

1.1 RESEARCH BACKGROUND

Cellular phone networks have been growth in their usage due to the

widespread improvements in 3G technologies. After the rapid growth of 3G

technology, the number of smart phone user increases dramatically. In Malaysia,

Huawei Technologies collaborating with Telekom Malaysia became the pioneer 3g

operator of Malaysia. The Huawei Telekom has made a success in the soft launch of

its pre-commercial W-CDMA network in Malaysia. The network only covers the city

of Kuala Lumpur. The Ericsson (NASDAQ:ERIC) become one of the Malaysia's

popular mobile operator, Maxis Communications Berhad (Maxis), to develop its

WCDMA/HSPA network ensure the operator to provide residential wireless

broadband services to all states and cities on mainland Malaysia.

According to the Malaysian Communications and Multimedia Commission

(MCMC), 47 per cent Malaysians 3G subscribers own more than 1 mobile phone,

which are more than 15 million subscribe to 3G.Therefore, people are continuously

used their cellular phones, and always expect to have high quality connectivity at all

times. In order to provide the good service, handover is essential for consistent

communication. Handover is one of the important technique to enhance the

performance of network. Handover is the process that transfers an ongoing call from

one cell to another when a user moves through the coverage area of a cellular.

INTRODUCTION

CHAPTER 1

2

The handover can be classified into two types. The first one is the hard

handover. Hard handover is supported by TDMA, FDMA, and CDMA systems. Hard

handover is a break-before make method, means a new channel is set up after the

release of the old channel. On the other hand, for hard handover a certain amount of

margin may be introduced to remove the ping-pong effect. In a W-CDMA cellular

network, the soft handover is essential, which used make-before-break method. This

is due to W-CDMA users in the same cell share the same frequency spectrum

simultaneously. For instance, if the pilot signal from a new Base Station is stronger

than the threshold value of T_ADD (Adding Threshold), it establish a new link to the

Base Station while keeping the existing link. For this situation, the call is said to be

in soft handover.

1.2 PROBLEM STATEMENT

There are different types of challenges in the planning of handover in 3G

technology. From network provider’s point of view, it would be simpler for them to

investigate those issues by using a specially designed troubleshooting tool or with

improvements to the existing tools. This research will analyses and propose better

planning in handover for 3G technology, which is strongly driven by the required

network capacity and quality of service. These considerations in turn influence

network parameters such as transmit power and antenna height.

1.3 OBJECTIVES

i. To study the planning of the 3G network that provides optimum

topology.

ii. To investigate the planning of handover which the network service

provider satisfy their customers with good quality of signal.

iii. To identify the W-CDMA is best choice for implementation of soft

handover.

3

1.4 SCOPE

In this research, the focus is mainly on the soft handover with respect to the

overall network performance because soft handover is a very essential and important

aspect of W-CDMA system. Soft handover causes strict requirement to power

control and makes capacity enhancement by adding a new cell very easy as no

frequency planning in necessary. The soft handover involves configuring the network

resources and parameters in a way that guarantee performance for the end users

according to the quality of handover.

1.5 RESEARCH DESIGN

The planning of handover in 3G technology process can be categorized into

different phases. The first phase is the pre-planning phase. In this phase requirement

of services and basic network configuration parameters are investigated. Next, the

second phase is location-planning phase. In this phase, the research area, and

possible location to set up the base station are investigated. The data identified

whether related to the geographical properties and the assumed traffic volumes at

various point of the area will be incorporated into a digital map, which comprises of

different size of pixel that keeps all the information about the location point. Based

on the digital map, computer simulation will identify the different possibilities to set

up the radio network by using some of optimization algorithms. The main goal is to

achieve soft handover. The important consideration of handover depends on the

traffic and the capacity. The traffic determines the quality of service, whereas the

capacity determines the population of people in selected location. Then, the third

phase is called handover planning. In this phase the simulated results will be

analysed and compared with previous analysis until the expected results is achieved.

4

The process of Handover Planning Procedure is illustrated in the flow chart below:

Figure 1.0 : Flow chart of Handover Planning Procedure

5

1.6 IMPORTANCE OF THE RESEARCH

In UMTS W-CDMA system share the same frequency band between all cells.

This means the bandwidth is utilised efficiently. Therefore, the frequency reuse

happens to differentiate the signal, which consists of the similar frequency. The

Handover situation considered when a mobile change its frequency. The main

concern of a handover is to make sure that there is always has network connection

with the old Base Station (BS) as the new Base Station (BS) that has ability to

control the network connection without any connection loss. This method always

maintaining a network connection without any disturbance with one or more Base

Station (BS) simultaneously. So that, the mobile user can continue their telephone

conversation even though they are travelling.

1.7 CONCLUSION

As a conclusion, this research is mainly focused on the concept of Handover

Planning. The rapid growth in cellular technology causes too many cellular users.

Therefore, the telephone network always facing some disrupt problem due to traffic.

This research purpose better solution for stated problem. This research carried out by

following certain processes. Not enough than that, this chapter also discussed about

the important of this research to all mobile phone users.

6

2.1 INTRODUCTION

This chapter will cover a basic introduction of UMTS technology and types

of handover in cellular network. In addition, the history of evolution of cellular

network also included in this chapter. Besides, this chapter also explained the growth

of cellular network from 1G until 4G. Last but not least, a detail explanation about

network planning is also included in this chapter.

2.2 OVERVIEW OF UMTS

The planning of UMTS is a difficult task. In order to make the planning task

simpler, the planning problem is usually categorised into three sub problems. The

sub problems are the access network planning, the core network planning, and the

cell planning. There are two methods to solve these problems, which are sequential

method and global method. For sequential method, the problems are considered

separately, whereas more than one problem considered at a time for global method

(Mohammad Reza Pasandideh.2011).

This chapter study about the evolution of cellular network. Besides, this

chapter also study the literature in the scope of UMTS network planning, based on

handover in the context of sequential method and global method. Firstly, the

sequential method identified and all the problems in detail. Then, present the works

in solving of each problem in terms of method and algorithm. After that, the global

method discussed and present related works in literature review.

LITERATURE REVIEW

CHAPTER 2

7

2.3 EVOLUTION OF CELLULAR NETWORK

The history of mobile telephony began in 1920's with the use of

radiotelephony by the police department in United States. Initially, the equipment

were big and phones were not good with obstacles and buildings. In 1930 the

frequency modulation (FM) were introduced. It made successful radio

communications in battlefield during world war II. In 1940s the first mobile

telephony was introduced with limited capacity and manoeuvre. Then, the mobile

communications development continued for years to become commercial as we have

it today.

The term of generation is used to differentiate the significant technology

improvement in cellular network, which resulted in major changes in wireless

industry. The first generation (1G) of cellular network was introduced in late 1970s,

followed by the second generation (2G) in early 1990s, the third generation (3G) in

early 2000 and the fourth generation (4G) nowadays. These growth happen due to

the changes from analogue to digital technology, implementing new multiplexing

and access techniques, employing new codes and frequencies, introducing IP as a

substitution for legacy transmission methods and many other innovations resulted in

networks with more services, higher capacity, speed and security

(M.Hemanth,T.Mounish Kumar &T.Rishitha Reddy. 2014). In the following section

will explain further on different generations of cellular networks and discuss their

specifications.

2.3.1 1G CELLULAR NETWORK

The first generation (1G) network was developed in Chicago in 1978 and

established in 1983. The advanced mobile phone service (AMPS) technology used in

1G, and it operated in 800MHz band. In Japan, the AMPS technology used in 1979

and they developed Nordic Mobile Telephony (NMT) technology in 1981. It

operated in 450MHz and 900MHz band. Besides, the UK used new version of AMPS

called Total Access Communication System (TACS), which with 900MHz band. For

8

1G technology. Frequency Division Multiplexing (FDM) used to separate spectrum

into portion called channels. The channels were allocate only one user. Therefore,

combination of all these technologies developed 1G cellular network which were

only offering analogue voice service (Amit Kumar ,Dr.Yunfei Liu ,Dr. Jyotsna

Sengupta, Divya.2010).

The geographical area of network classified into small segments called cell.

Based on this theory, the term cellular phone derived. The 1G cellular networks were

not suitable with each other due to standards of each network. In addition, networks

had problems with frequency use, security, roaming and power. These weakness

causes a very low penetration of 1G cellular networks and it became the reason to

develop the second generation (2G) networks (M.Hemanth,T.Mounish Kumar

&T.Rishitha Reddy. 2014).

2.3.2 2G CELLULAR NETWORK

The second generation (2G) networks were based on digital communication,

and developed in early 1990s. For 2G it used shifting technology from analogue to

digital. The shifting technology developed the quality, cost, capacity, power, speed,

security and quantity of service. For 2G cellular networks, several types of

technologies were improved as 1G cellular networks. The 2G depending on the

multiplexing technique. The multiplexing technique divided the 2G into three main

groups, which are Time Division Multiple Access (TDMA), Code Division Multiple

Access (CDMA), Frequency Division Multiple Access(FDMA). For TDMA, the

Global System for Mobile Communication (GSM) and Interim Standards 136 (IS-

136) are key 2G system. Whereas, Interim Standards 95 (IS-95) is key for 2G system

based on CDMA. Most of the 2G standards are GSM (TDMA-based), which

originated from Europe but it employed in the majority countries around the world.

Now it consists more than 80 of all subscribers around the world. Approximately 60

GSM operators are using CDMA2000 within the 450 megacycle per second band

CDMA450 (Mishra, Ajay K.2014).