US District Court Civil Docket as of 06/03/2002 Retrieved from the court on Tuesday, April 11, 2006

U.S. District Court California Northern District (San Jose)

CIVIL DOCKET FOR CASE #: 5:97-cv-21001-JF

Randall, et al v. Rational Software, et al Assigned to: Judge Jeremy Fogel Demand: $0 Lead case: 5:97-cv-21001-JF Member cases: 5:97-cv-21000-JF 5:97-cv-21001-JF 5:97-cv-21079-JF 5:97-cv-21086-JF 5:98-cv-20314-JF Related Cases: 5:97-cv-21000-JF 5:97-cv-21000-JF 5:98-cv-20588-JF Cause: 15:78m(a) Securities Exchange Act

Date Filed: 10/10/1997 Jury Demand: Both Nature of Suit: 850 Securities/Commodities Jurisdiction: Federal Question

Plaintiff Tom Randall represented by Joel C. Feffer

Wechsler Harwood Halebian & Feffer, LLP 488 Madison Avenue 8th Floor New York, NY 10022 (212) 935-7400 LEAD ATTORNEY ATTORNEY TO BE NOTICED Kevin J. Yourman Weiss & Lurie 10940 Wilshire Blvd 24th Flr Los Angeles, CA 90024 (310) 208-2800 Email: service@wyca.com LEAD ATTORNEY ATTORNEY TO BE NOTICED Lionel Z. Glancy Glancy & Binkow LLP 1801 Avenue of the Stars Ste 311 Los Angeles, CA 90067

(310) 201-9150 Email: info@glancylaw.com LEAD ATTORNEY ATTORNEY TO BE NOTICED William S. Lerach Lerach Coughlin Stoia Geller Rudman & Robbins LLP 655 West Broadway Suite 1900 San Diego, CA 92101 619-231-1058 Fax: 619-231-7423 Email: e_file_sd@lerachlaw.com LEAD ATTORNEY ATTORNEY TO BE NOTICED

Plaintiff

Mark Archibald represented by James E. Tullman Weiss & Lurie 10940 Wilshire Blvd 24th Flr Los Angeles, CA 90024 (310) 208-2800 LEAD ATTORNEY ATTORNEY TO BE NOTICED Joel C. Feffer (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Lionel Z. Glancy (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Michael J. Pucillo Berman DeValerio Pease Tobacco Burt & Pucillo Northbridge Center 515 North Flagler Drive Ste 1701 West Palm Beach, FL 33401 (561) 835-9400 LEAD ATTORNEY ATTORNEY TO BE NOTICED Peter A. Binkow

Glancy Binkow & Goldberg LLP 1801 Avenue of the Stars, Suite 311 Los Angeles, CA 90067 310-201-9150 Fax: 310-201-9160 Email: pbinkow@glancylaw.com LEAD ATTORNEY ATTORNEY TO BE NOTICED Wendy H. Zoberman Berman DeValerio Pease Tabacco Burt & Pucillo Northbridge Centre 515 North Flagler Drive Suite 1701 West Palm Beach, FL 33401 561-835-9400 LEAD ATTORNEY ATTORNEY TO BE NOTICED William S. Lerach (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Plaintiff

Mohanad Atassi represented by James E. Tullman (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Joel C. Feffer (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Lionel Z. Glancy (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Michael J. Pucillo Berman DeValerio Pease Tabacco Burt & Pucillo Northbridge Centre 515 North Flagler Drive Suite 1701 West Palm Beach, FL 33401 561-835-9400

LEAD ATTORNEY ATTORNEY TO BE NOTICED Peter A. Binkow (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Wendy H. Zoberman (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED William S. Lerach (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Plaintiff

Craig Bailey represented by James E. Tullman (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Joel C. Feffer (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Lionel Z. Glancy (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Michael J. Pucillo (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Peter A. Binkow (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Wendy H. Zoberman (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

William S. Lerach (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Plaintiff

Charles Benedict represented by James E. Tullman (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Joel C. Feffer (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Lionel Z. Glancy (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Michael J. Pucillo (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Peter A. Binkow (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Wendy H. Zoberman (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED William S. Lerach (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Plaintiff

Glen Billman represented by James E. Tullman (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Joel C. Feffer

(See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Lionel Z. Glancy (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Michael J. Pucillo (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Peter A. Binkow (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Wendy H. Zoberman (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED William S. Lerach (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Plaintiff

Shawn Chako represented by James E. Tullman (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Joel C. Feffer (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Lionel Z. Glancy (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Michael J. Pucillo (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Peter A. Binkow (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Wendy H. Zoberman (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED William S. Lerach (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Plaintiff

Wuihan Cheah represented by James E. Tullman (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Joel C. Feffer (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Lionel Z. Glancy (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Michael J. Pucillo (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Peter A. Binkow (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Wendy H. Zoberman (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED William S. Lerach (See above for address)

LEAD ATTORNEY ATTORNEY TO BE NOTICED

Plaintiff

Ching-Cheng Chen represented by James E. Tullman (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Joel C. Feffer (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Lionel Z. Glancy (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Michael J. Pucillo (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Peter A. Binkow (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Wendy H. Zoberman (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED William S. Lerach (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Plaintiff

Jennifer Cheney represented by James E. Tullman (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Joel C. Feffer (See above for address) LEAD ATTORNEY

ATTORNEY TO BE NOTICED Lionel Z. Glancy (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Michael J. Pucillo (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Peter A. Binkow (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Wendy H. Zoberman (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED William S. Lerach (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Plaintiff

Jeff Childers represented by James E. Tullman (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Joel C. Feffer (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Lionel Z. Glancy (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Michael J. Pucillo (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Peter A. Binkow

(See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Wendy H. Zoberman (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED William S. Lerach (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Plaintiff

Carey Cooley represented by James E. Tullman (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Joel C. Feffer (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Lionel Z. Glancy (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Michael J. Pucillo (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Peter A. Binkow (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Wendy H. Zoberman (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED William S. Lerach (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Plaintiff

Philip Dinets represented by James E. Tullman (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Joel C. Feffer (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Lionel Z. Glancy (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Michael J. Pucillo (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Peter A. Binkow (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Wendy H. Zoberman (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED William S. Lerach (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Plaintiff

Charles Elking represented by James E. Tullman (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Joel C. Feffer (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Lionel Z. Glancy (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Michael J. Pucillo (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Peter A. Binkow (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Wendy H. Zoberman (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED William S. Lerach (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Plaintiff

Doug Farmen represented by James E. Tullman (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Joel C. Feffer (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Lionel Z. Glancy (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Michael J. Pucillo (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Peter A. Binkow (See above for address) LEAD ATTORNEY

ATTORNEY TO BE NOTICED Wendy H. Zoberman (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED William S. Lerach (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Plaintiff

Justin Fernandez represented by James E. Tullman (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Joel C. Feffer (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Lionel Z. Glancy (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Michael J. Pucillo (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Peter A. Binkow (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Wendy H. Zoberman (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED William S. Lerach (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Plaintiff

Laura Figahs represented by James E. Tullman (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Joel C. Feffer (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Lionel Z. Glancy (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Michael J. Pucillo (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Peter A. Binkow (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Wendy H. Zoberman (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED William S. Lerach (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Plaintiff

Barry Fitzgerald represented by James E. Tullman (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Joel C. Feffer (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Lionel Z. Glancy (See above for address)

LEAD ATTORNEY ATTORNEY TO BE NOTICED Michael J. Pucillo (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Peter A. Binkow (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Wendy H. Zoberman (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED William S. Lerach (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Plaintiff

Rio Garcia represented by James E. Tullman (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Joel C. Feffer (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Lionel Z. Glancy (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Michael J. Pucillo (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Peter A. Binkow (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Wendy H. Zoberman (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED William S. Lerach (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Plaintiff

Janel Garvin represented by James E. Tullman (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Joel C. Feffer (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Lionel Z. Glancy (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Michael J. Pucillo (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Peter A. Binkow (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Wendy H. Zoberman (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED William S. Lerach (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Plaintiff

Sukhu George represented by James E. Tullman

(See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Joel C. Feffer (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Lionel Z. Glancy (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Michael J. Pucillo (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Peter A. Binkow (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Wendy H. Zoberman (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED William S. Lerach (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Plaintiff

T. Giridharan represented by James E. Tullman (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Joel C. Feffer (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Lionel Z. Glancy (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Michael J. Pucillo (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Peter A. Binkow (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Wendy H. Zoberman (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED William S. Lerach (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Plaintiff

Robert Godau represented by James E. Tullman (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Joel C. Feffer (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Lionel Z. Glancy (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Michael J. Pucillo (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Peter A. Binkow (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Wendy H. Zoberman (See above for address)

LEAD ATTORNEY ATTORNEY TO BE NOTICED William S. Lerach (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Plaintiff

John Gray represented by James E. Tullman (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Joel C. Feffer (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Lionel Z. Glancy (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Michael J. Pucillo (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Peter A. Binkow (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Wendy H. Zoberman (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED William S. Lerach (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Plaintiff

Peter Grenyo represented by James E. Tullman (See above for address) LEAD ATTORNEY

ATTORNEY TO BE NOTICED Joel C. Feffer (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Lionel Z. Glancy (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Michael J. Pucillo (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Peter A. Binkow (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Wendy H. Zoberman (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED William S. Lerach (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Plaintiff

David Hamilton represented by James E. Tullman (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Joel C. Feffer (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Lionel Z. Glancy (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Michael J. Pucillo

(See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Peter A. Binkow (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Wendy H. Zoberman (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED William S. Lerach (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Plaintiff

Nolen Harter represented by James E. Tullman (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Joel C. Feffer (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Lionel Z. Glancy (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Michael J. Pucillo (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Peter A. Binkow (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Wendy H. Zoberman (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

William S. Lerach (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Plaintiff

Larry Hatch represented by James E. Tullman (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Joel C. Feffer (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Lionel Z. Glancy (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Michael J. Pucillo (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Peter A. Binkow (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Wendy H. Zoberman (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED William S. Lerach (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Plaintiff

Simon He represented by James E. Tullman (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Joel C. Feffer (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Lionel Z. Glancy (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Michael J. Pucillo (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Peter A. Binkow (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Wendy H. Zoberman (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED William S. Lerach (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Plaintiff

Ray Hendrickson represented by James E. Tullman (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Joel C. Feffer (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Lionel Z. Glancy (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Michael J. Pucillo (See above for address) LEAD ATTORNEY

ATTORNEY TO BE NOTICED Peter A. Binkow (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Wendy H. Zoberman (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED William S. Lerach (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Plaintiff

Nalin Jain represented by James E. Tullman (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Joel C. Feffer (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Lionel Z. Glancy (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Michael J. Pucillo (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Peter A. Binkow (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Wendy H. Zoberman (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED William S. Lerach

(See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Plaintiff

Dylan Jones represented by James E. Tullman (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Joel C. Feffer (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Lionel Z. Glancy (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Michael J. Pucillo (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Peter A. Binkow (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Wendy H. Zoberman (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED William S. Lerach (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Plaintiff

Darryl Larson represented by James E. Tullman (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Joel C. Feffer (See above for address)

LEAD ATTORNEY ATTORNEY TO BE NOTICED Lionel Z. Glancy (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Michael J. Pucillo (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Peter A. Binkow (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Wendy H. Zoberman (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED William S. Lerach (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Plaintiff

Bin Liu represented by James E. Tullman (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Joel C. Feffer (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Lionel Z. Glancy (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Michael J. Pucillo (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Peter A. Binkow (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Wendy H. Zoberman (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED William S. Lerach (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Plaintiff

James Loe represented by James E. Tullman (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Joel C. Feffer (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Lionel Z. Glancy (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Michael J. Pucillo (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Peter A. Binkow (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Wendy H. Zoberman (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED William S. Lerach (See above for address) LEAD ATTORNEY

ATTORNEY TO BE NOTICED

Plaintiff

Robert Long represented by James E. Tullman (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Joel C. Feffer (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Lionel Z. Glancy (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Michael J. Pucillo (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Peter A. Binkow (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Wendy H. Zoberman (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED William S. Lerach (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Plaintiff

Don Lozir represented by James E. Tullman (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Joel C. Feffer (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Lionel Z. Glancy (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Michael J. Pucillo (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Peter A. Binkow (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Wendy H. Zoberman (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED William S. Lerach (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Plaintiff

John Lundy represented by James E. Tullman (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Joel C. Feffer (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Lionel Z. Glancy (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Michael J. Pucillo (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Peter A. Binkow (See above for address)

LEAD ATTORNEY ATTORNEY TO BE NOTICED Wendy H. Zoberman (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED William S. Lerach (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Plaintiff

Joel McCarter represented by James E. Tullman (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Joel C. Feffer (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Lionel Z. Glancy (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Michael J. Pucillo (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Peter A. Binkow (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Wendy H. Zoberman (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED William S. Lerach (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Plaintiff

Keith Medici represented by James E. Tullman (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Joel C. Feffer (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Lionel Z. Glancy (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Michael J. Pucillo (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Peter A. Binkow (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Wendy H. Zoberman (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED William S. Lerach (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Plaintiff

Chris Mellin represented by James E. Tullman (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Joel C. Feffer (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Lionel Z. Glancy (See above for address)

LEAD ATTORNEY ATTORNEY TO BE NOTICED Michael J. Pucillo (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Peter A. Binkow (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Wendy H. Zoberman (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED William S. Lerach (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Plaintiff

Alison Mizraji represented by James E. Tullman (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Joel C. Feffer (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Lionel Z. Glancy (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Michael J. Pucillo (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Peter A. Binkow (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Wendy H. Zoberman (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED William S. Lerach (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Plaintiff

Leon Modorsky represented by James E. Tullman (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Joel C. Feffer (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Lionel Z. Glancy (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Michael J. Pucillo (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Peter A. Binkow (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Wendy H. Zoberman (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED William S. Lerach (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Plaintiff

Ruby Mosher represented by James E. Tullman

(See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Joel C. Feffer (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Lionel Z. Glancy (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Michael J. Pucillo (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Peter A. Binkow (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Wendy H. Zoberman (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED William S. Lerach (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Plaintiff

Ahmad Naghsh-Nilchi represented by James E. Tullman (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Joel C. Feffer (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Lionel Z. Glancy (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Michael J. Pucillo (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Peter A. Binkow (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Wendy H. Zoberman (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED William S. Lerach (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Plaintiff

Andy Nguyen represented by James E. Tullman (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Joel C. Feffer (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Lionel Z. Glancy (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Michael J. Pucillo (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Peter A. Binkow (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Wendy H. Zoberman (See above for address)

LEAD ATTORNEY ATTORNEY TO BE NOTICED William S. Lerach (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Plaintiff

Steve Paolucci represented by James E. Tullman (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Joel C. Feffer (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Lionel Z. Glancy (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Michael J. Pucillo (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Peter A. Binkow (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Wendy H. Zoberman (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED William S. Lerach (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Plaintiff

Todd Parks represented by James E. Tullman (See above for address) LEAD ATTORNEY

ATTORNEY TO BE NOTICED Joel C. Feffer (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Lionel Z. Glancy (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Michael J. Pucillo (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Peter A. Binkow (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Wendy H. Zoberman (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED William S. Lerach (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Plaintiff

Greg Pauletti represented by James E. Tullman (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Joel C. Feffer (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Lionel Z. Glancy (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Michael J. Pucillo

(See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Peter A. Binkow (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Wendy H. Zoberman (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED William S. Lerach (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Plaintiff

Dennis Payne represented by James E. Tullman (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Joel C. Feffer (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Lionel Z. Glancy (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Michael J. Pucillo (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Peter A. Binkow (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Wendy H. Zoberman (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

William S. Lerach (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Plaintiff

Helen Pugmire represented by James E. Tullman (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Joel C. Feffer (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Lionel Z. Glancy (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Michael J. Pucillo (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Peter A. Binkow (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Wendy H. Zoberman (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED William S. Lerach (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Plaintiff

Jerry Robinson represented by James E. Tullman (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Joel C. Feffer (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Lionel Z. Glancy (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Michael J. Pucillo (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Peter A. Binkow (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Wendy H. Zoberman (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED William S. Lerach (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Plaintiff

Patrick Roling represented by James E. Tullman (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Joel C. Feffer (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Lionel Z. Glancy (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Michael J. Pucillo (See above for address) LEAD ATTORNEY

ATTORNEY TO BE NOTICED Peter A. Binkow (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Wendy H. Zoberman (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED William S. Lerach (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Plaintiff

Avery Rose represented by James E. Tullman (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Joel C. Feffer (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Lionel Z. Glancy (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Michael J. Pucillo (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Peter A. Binkow (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Wendy H. Zoberman (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED William S. Lerach

(See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Plaintiff

Steve Ruzzier represented by James E. Tullman (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Joel C. Feffer (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Lionel Z. Glancy (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Michael J. Pucillo (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Peter A. Binkow (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Wendy H. Zoberman (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED William S. Lerach (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Plaintiff

Afshin Sadeghi represented by James E. Tullman (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Joel C. Feffer (See above for address)

LEAD ATTORNEY ATTORNEY TO BE NOTICED Lionel Z. Glancy (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Michael J. Pucillo (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Peter A. Binkow (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Wendy H. Zoberman (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED William S. Lerach (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Plaintiff

Anthony Sanborn represented by James E. Tullman (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Joel C. Feffer (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Lionel Z. Glancy (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Michael J. Pucillo (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Peter A. Binkow (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Wendy H. Zoberman (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED William S. Lerach (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Plaintiff

Brent Smith represented by James E. Tullman (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Joel C. Feffer (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Lionel Z. Glancy (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Michael J. Pucillo (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Peter A. Binkow (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Wendy H. Zoberman (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED William S. Lerach (See above for address) LEAD ATTORNEY

ATTORNEY TO BE NOTICED

Plaintiff

Allen Sproul represented by James E. Tullman (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Joel C. Feffer (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Lionel Z. Glancy (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Michael J. Pucillo (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Peter A. Binkow (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Wendy H. Zoberman (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED William S. Lerach (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Plaintiff

Clem Stein represented by James E. Tullman (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Joel C. Feffer (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Lionel Z. Glancy (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Michael J. Pucillo (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Peter A. Binkow (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Wendy H. Zoberman (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED William S. Lerach (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Plaintiff

Robert St. Pierre represented by James E. Tullman (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Joel C. Feffer (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Lionel Z. Glancy (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Michael J. Pucillo (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Peter A. Binkow (See above for address)

LEAD ATTORNEY ATTORNEY TO BE NOTICED Wendy H. Zoberman (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED William S. Lerach (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Plaintiff

Mark Szen represented by James E. Tullman (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Joel C. Feffer (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Lionel Z. Glancy (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Michael J. Pucillo (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Peter A. Binkow (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Wendy H. Zoberman (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED William S. Lerach (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Plaintiff

Ronald Taylor represented by James E. Tullman (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Joel C. Feffer (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Lionel Z. Glancy (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Michael J. Pucillo (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Peter A. Binkow (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Wendy H. Zoberman (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED William S. Lerach (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Plaintiff

Fikaejs Trading represented by James E. Tullman (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Joel C. Feffer (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Lionel Z. Glancy (See above for address)

LEAD ATTORNEY ATTORNEY TO BE NOTICED Michael J. Pucillo (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Peter A. Binkow (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Wendy H. Zoberman (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED William S. Lerach (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Plaintiff

Luan Tran represented by James E. Tullman (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Joel C. Feffer (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Lionel Z. Glancy (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Michael J. Pucillo (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Peter A. Binkow (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Wendy H. Zoberman (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED William S. Lerach (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Plaintiff

Jim Wallace represented by James E. Tullman (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Joel C. Feffer (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Lionel Z. Glancy (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Michael J. Pucillo (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Peter A. Binkow (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Wendy H. Zoberman (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED William S. Lerach (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Plaintiff

Christopher Wendell represented by James E. Tullman

(See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Joel C. Feffer (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Lionel Z. Glancy (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Michael J. Pucillo (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Peter A. Binkow (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Wendy H. Zoberman (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED William S. Lerach (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Plaintiff

Slade Winchester represented by James E. Tullman (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Joel C. Feffer (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Lionel Z. Glancy (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Michael J. Pucillo (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Peter A. Binkow (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Wendy H. Zoberman (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED William S. Lerach (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Plaintiff

Svetlana Yarmitsky represented by James E. Tullman (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Joel C. Feffer (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Lionel Z. Glancy (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Michael J. Pucillo (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Peter A. Binkow (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Wendy H. Zoberman (See above for address)

LEAD ATTORNEY ATTORNEY TO BE NOTICED William S. Lerach (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Plaintiff

Ronald Yong represented by James E. Tullman (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Joel C. Feffer (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Lionel Z. Glancy (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Michael J. Pucillo (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Peter A. Binkow (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Wendy H. Zoberman (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED William S. Lerach (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Plaintiff

Shenhong Zhu represented by James E. Tullman (See above for address) LEAD ATTORNEY

ATTORNEY TO BE NOTICED Joel C. Feffer (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Lionel Z. Glancy (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Michael J. Pucillo (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Peter A. Binkow (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Wendy H. Zoberman (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED William S. Lerach (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

V.

Defendant

Rational Software Corporation represented by Boris Feldman Wilson Sonsini Goodrich & Rosati 650 Page Mill Road Palo Alto, CA 94304-1050 650-493-9300 Email: boris.feldman@wsgr.com LEAD ATTORNEY ATTORNEY TO BE NOTICED Cynthia A. Dy Wilson Sonsini Goodrich & Rosati 650 Page Mill Road Palo Alto, CA 94304-1050 650-493-9300

Email: cdy@wsgr.com LEAD ATTORNEY ATTORNEY TO BE NOTICED David Sloss Wilson Sonsini Goodrich & Rosati 650 Page Mill Road Palo Alto, CA 94304-1050 650-493-9300 LEAD ATTORNEY ATTORNEY TO BE NOTICED Douglas J. Clark Wilson Sonsini Goodrich & Rosati 650 Page Mill Road Palo Alto, CA 94304-1050 650-493-9300 Email: dclark@wsgr.com LEAD ATTORNEY ATTORNEY TO BE NOTICED

Defendant

Cowen & Company, Inc represented by John P. Halfpenny Steefel Levitt & Weiss A Professional Corporation One Embarcadero Center 30th Floor San Francisco, CA 94111 (415)788-0900 LEAD ATTORNEY ATTORNEY TO BE NOTICED Lenard G. Weiss Steefel Levitt & Weiss A Professional Corporation One Embarcadero Center 30th Floor San Francisco, CA 94111 (415)788-0900 Email: lweiss@steefel.com LEAD ATTORNEY ATTORNEY TO BE NOTICED

Defendant

Paul D. Levy represented by Boris Feldman (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Cynthia A. Dy (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED David Sloss (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Douglas J. Clark (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Defendant

Robert T. Bond represented by Douglas J. Clark (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Defendant

Wessels national securities brokerage firm

Defendant

Cowen national securities borkerage firm

Date Filed # Docket Text

10/10/1997 1 COMPLAINT Summons(es) issued; Fee status pd entered on 10/10/97 in the amount of $ 150.00 (Receipt No. 503787); jury demand [3:97-cv-03740] (gba, COURT STAFF) (Entered: 10/28/1997)

10/10/1997 2 ORDER RE PROCEDURE and SCHEDULE by Mag. Judge Phyllis J. Hamilton : Plaintiff to file requisite certificate on 10/10/97 ; Last day for pltf to file copy of class action notice 10/30/97 ; Proof of service to be filed by 11/24/97 ; (cc: all counsel) Plaintiff to file motion to serve as lead plaintiff 60 days after publication of notice. (gba, COURT STAFF) (Entered: 10/28/1997)

10/16/1997 3 NOTICE by Plaintiff to defendant Cowen & Company, Inc. pursuant to 15 U.S.C. 77z-1(b) (2) and/or 15 U.S.C. 78u-4(b) (3) (C) [3:97-cv-03740] (gba, COURT STAFF) (Entered: 10/28/1997)

10/16/1997 4 NOTICE by Plaintiff to defendants Rational Software Corporation, Paul D. Levy and Robert T. Bond pursuant to 15 U.S.C. 77z-1 (b) (2) and/or 15 U.S.C. 78u-4(b)(3)(C) [3:97-cv-03740] (gba, COURT STAFF) (Entered: 10/28/1997)

10/27/1997 5 DECLINATION to proceed before magistrate by defendant Rational Software, defendant Paul D. Levy, defendant Robert T. Bond [3:97-cv-03740] (gba, COURT STAFF) (Entered: 10/28/1997)

10/29/1997 6 CLERK'S NOTICE of impending reassignment to a United States District Judge [3:97-cv-03740] (gba, COURT STAFF) (Entered: 10/31/1997)

10/31/1997 7 RECUSAL ORDER by Judge Susan Illston (Date Entered: 11/12/97) (cc: all counsel) [3:97-cv-03740] (slh, COURT STAFF) Modified on 11/12/1997 (Entered: 11/12/1997)

11/04/1997 8 ORDER by Assignment Committee Case reassigned to Judge Susan Illston (Date Entered: 11/12/97) (cc: all counsel) [3:97-cv-03740] (slh, COURT STAFF) (Entered: 11/12/1997)

11/04/1997 9 ORDER by Judge Susan Illston relating cases; 3:97-cv-3740 with member cases 3:97-cv-3845 (Date Entered: 11/12/97) (cc: all counsel) [3:97-cv-03740] (slh, COURT STAFF) (Entered: 11/12/1997)

11/05/1997 10 ORDER by Assignment Committee Case reassigned to Senior Judge Spencer Williams (Date Entered: 11/12/97) (cc: all counsel) [3:97-cv-03845, 3:97-cv-03740] (slh, COURT STAFF) (Entered: 11/12/1997)

12/03/1997 12 NOTICE of filing of waiver of service of summons by Plaintiff in 5:97-cv-21001 [5:97-cv-21001] (cm, COURT STAFF) (Entered: 01/15/1998)

12/08/1997 13 NOTICE OF MOTION AND MOTION before Senior Judge Spencer Williams by Plaintiff in 5:97-cv-21001 for appointment of counsel with Notice set for 1/28/98 at 10:00 a.m. [5:97-cv-21001] (cm, COURT STAFF) (Entered: 01/15/1998)

12/08/1997 14 MEMORANDUM of Law for appointment as lead plaintiffs and for approval of movants selection of lead counsel and plaintiffs' counsel executive committee by Plaintiff in 5:97-cv-21001 [5:97-cv-21001] (cm, COURT STAFF) (Entered: 01/15/1998)

12/09/1997 15 DECLARATION by Lionel Z. Glancy on behalf of Plaintiff in 5:97-cv-21001 re motion for appointment of counsel [13-1] [5:97-cv-21001] (cm, COURT STAFF) (Entered: 01/15/1998)

12/12/1997 16 NOTICE of continuance of hearing on Randall Plaintiffs group motion for appointment as lead counsel by Plaintiff in 5:97-cv-21001 [5:97-cv-21001] (cm, COURT STAFF) (Entered: 01/15/1998)

12/16/1997 11 NOTICE by Plaintiff in 5:97-cv-21001 of change of address [5:97-cv-21001] (gba, COURT STAFF) (Entered: 01/06/1998)

12/19/1997 17 ORDER by Senior Judge Spencer Williams Case Management Conference set for 2:00 3/19/98 ; ( Date Entered: 1/15/98) (cc: all counsel) [5:97-cv-21001] (cm, COURT STAFF) (Entered: 01/15/1998)

01/08/1998 18 NOTICE of order setting case management conference on 3/19/98 at 2-4:00 pm

telephonically by Plaintiff in 5:97-cv-21001 [5:97-cv-21001] (cm, COURT STAFF) (Entered: 01/21/1998)

01/23/1998 19 Statement by defendant Rational Software in 5:97-cv-21001, defendant Paul D. Levy in 5:97-cv-21001, defendant Robert T. Bond in 5:97-cv-21001 in NON-Opposition to motion for appointment of counsel as lead plaintiff [13-1] [5:97-cv-21001] (lmm, COURT STAFF) (Entered: 02/17/1998)

02/02/1998 20 ORDER TO SHOW CAUSE re way action should not be stay: by Senior Judge Spencer Williams ; hearing set for 10:00 2/18/98 (cc: all counsel) [5:97-cv-21001] (lmm, COURT STAFF) (Entered: 02/17/1998)

02/17/1998 21 NOTICE of hearing on 3/27/98 from MDL Panel [5:97-cv-21001] (cm, COURT STAFF) (Entered: 03/27/1998)

02/18/1998 22 MINUTES: ( C/R L. Anne Shortridge) ( Hearing Date: 2/18/98) re [13-1] [5:97-cv-21001] (cm, COURT STAFF) (Entered: 03/27/1998)

02/19/1998 23 ORDER by Senior Judge Spencer Williams granting motion for appointment of counsel [13-1] to stay case ( Date Entered: 3/27/98) (cc: all counsel) [5:97-cv-21001] (cm, COURT STAFF) (Entered: 03/27/1998)

04/15/1998 24 LETTERdated 2/13/98 by dfts Rational Software, Paul D. Levy and Robert T. Bond pursuant to the Court's order to show cause [20-1] [5:97-cv-21001] (dhm, COURT STAFF) (Entered: 05/07/1998)

04/20/1998 25 ORDER by Senior Judge Spencer Williams consolidating cases 5:97-cv-21001 with member cases 5:97-cv-21000, 5:97-cv-21079, 5:97-cv-21086, 5:97-cv-21001 ( Date Entered: 5/18/98) (cc: all counsel) [5:97-cv-21001] (lmm, COURT STAFF) (Entered: 05/18/1998)

04/20/1998 26 ORDER by Senior Judge Spencer Williams re [13-1] ( Date Entered: 5/18/98) (cc: all counsel) & faxed by Clerk to counsel [5:97-cv-21001] (lmm, COURT STAFF) (Entered: 05/18/1998)

04/23/1998 27 ORDER by Senior Judge Spencer Williams granting motion for appointment of lead counsel [13-1] for appointment of counsel ( Date Entered: 5/18/98) (cc: all counsel) [5:97-cv-21001] (lmm, COURT STAFF) (Entered: 05/18/1998)

05/06/1998 28 PROOF OF SERVICE by Plaintiff in 5:97-cv-21001 of Scheduling order for appointment of counsel [27-1], order [27-2] [5:97-cv-21001] (lmm, COURT STAFF) (Entered: 05/18/1998)

05/07/1998 29 ORDER by Assignment Committee to reassign to Judge Jeremy Fogel ( Date Entered: 5/18/98) (cc: all counsel) [5:97-cv-21001] (lmm, COURT STAFF) (Entered: 05/18/1998)

05/20/1998 30 ORDER by Judge Jeremy Fogel Status conference set for 1:30 7/14/98 ; ( Date Entered: 5/28/98) (cc: all counsel) [5:97-cv-21001] (gm, COURT STAFF) (Entered: 05/28/1998)

05/29/1998 31 STIPULATION and ORDER by Judge Jeremy Fogel : extending time to file condolidated amended complaint (cc: all counsel) [5:97-cv-21001] (gm, COURT STAFF) (Entered: 06/08/1998)

05/29/1998 32 CONSOLIDATED AMENDED COMPLAINT [1-1] by Plaintiff in 5:97-cv-21001; jury demand [5:97-cv-21001] (gm, COURT STAFF) (Entered: 06/08/1998)

06/01/1998 39 STIPULATION and ORDER by Judge Jeremy Fogel : Deadline for all motion filings is 7/16/98 ; All motions will be heard by 9:00 9/28/98 ; (cc: all counsel) [5:97-cv-21001] (cgb, COURT STAFF) (Entered: 07/06/1998)

06/05/1998 33 ORDER by Judge Jeremy Fogel relating cases C 98-1939 SBA; C 98-1608 SC; C98-20314 JF; C97-21079 JF; C 97-21000 JF and C 97-21001 JF; ( Date Entered: 6/9/98) (cc: all counsel) [5:97-cv-21001] (cgb, COURT STAFF) (Entered: 06/09/1998)

06/08/1998 34 Text not available. (Entered: 06/15/1998)

06/10/1998 FIRST AMENDED SUMMONS issued as to defendant Rational Software in 5:97-cv-21001 [5:97-cv-21001] (cgb, COURT STAFF) (Entered: 06/15/1998)

06/19/1998 35 NOTICE of filing of waiver of service of summons on deft Rehan Syed by Plaintiff in 5:97-cv-21001 [5:97-cv-21001] (cgb, COURT STAFF) (Entered: 06/22/1998)

06/29/1998 36 NOTICE OF MOTION AND MOTION before Judge Jeremy Fogel by defendant Rational Software in 5:97-cv-21001, defendant Paul D. Levy in 5:97-cv-21001 to dismiss plaintiffs' consolidated amend class action complaint with Notice set for 8/28/98 at 9 am [5:97-cv-21001] (cgb, COURT STAFF) (Entered: 06/30/1998)

06/29/1998 37 DECLARATION by Douglas J. Clark on behalf of defendant Rational Software in 5:97-cv-21001 re motion to dismiss plaintiffs' consolidated amend class action complaint [36-1] [5:97-cv-21001] (cgb, COURT STAFF) (Entered: 06/30/1998)

06/29/1998 RECEIVED Proposed order granting rationalal deft's motion to dismiss [5:97-cv-21001] (cgb, COURT STAFF) (Entered: 06/30/1998)

06/29/1998 38 PROOF OF SERVICE by defendant Rational Software in 5:97-cv-21001 of [5:97-cv-21001] (cgb, COURT STAFF) (Entered: 06/30/1998)

06/30/1998 RECEIVED Proposed Order and stipulation to continue hearing and briefing schedule [5:97-cv-21001] (cgb, COURT STAFF) (Entered: 07/08/1998)

06/30/1998 RECEIVED Proposed Order (and stipulation to extending briefing schedule [5:97-cv-21001] (cgb, COURT STAFF) (Entered: 07/08/1998)

07/01/1998 40 STIPULATION and ORDER by Judge Jeremy Fogel : extending briefing schedule and hearing on defendants' motion to dismiss (cc: all counsel) [5:97-cv-21001] (cgb, COURT STAFF) (Entered: 07/06/1998)

07/01/1998 41 STIPULATION and ORDER by Judge Jeremy Fogel : continuing hearing and briefing schedule for class certification (cc: all counsel) [5:97-cv-21001] (cgb, COURT STAFF) (Entered: 07/06/1998)

07/07/1998 42 NOTICE by Plaintiffs in 5:97-cv-21001 of order extending briefing schedule and hearing on class certification [5:97-cv-21001] (cgb, COURT STAFF) (Entered: 07/10/1998)

07/07/1998 43 NOTICE by Plaintiffs in 5:97-cv-21001 of order re briefing schedule and hearing deft. motion to dismiss plaintiffs' consolidated amended class action complaint

[5:97-cv-21001] (cgb, COURT STAFF) (Entered: 07/10/1998)

07/10/1998 44 STIPULATION and ORDER by Judge Jeremy Fogel : Status conference set for July 14, 1998 is vacated; , (cc: all counsel) [5:97-cv-21001] (cgb, COURT STAFF) (Entered: 07/13/1998)

07/15/1998 45 CERTIFICATE of service of Stipulation and Joing Request for status conference by defendant Rational Software in 5:97-cv-21001, defendant Paul D. Levy in 5:97-cv-21001 [5:97-cv-21001] (cgb, COURT STAFF) (Entered: 07/17/1998)

07/16/1998 RECEIVED stipulation and order re the briefing schedule submitted by defendant Cowen & Company, Inc in 5:97-cv-21001 [5:97-cv-21001] (cgb, COURT STAFF) (Entered: 07/17/1998)

07/21/1998 46 NOTICE OF MOTION AND MOTION before Judge Jeremy Fogel by defendant Cowen & Company, Inc and Rehan Syed in 5:97-cv-21001 to dismiss the complaint with Notice set for 9/28/98 at 9 am [5:97-cv-21001] (cgb, COURT STAFF) (Entered: 07/22/1998)

07/21/1998 47 MEMORANDUM by defendant Cowen & Company, Inc in 5:97-cv-21001 in support of motion to dismiss the complaint [46-1] [5:97-cv-21001] (cgb, COURT STAFF) (Entered: 07/22/1998)

07/21/1998 48 DECLARATION by John P. Halfpenny on behalf of defendant in 5:97-cv-21001 re motion to dismiss the complaint [46-1] [5:97-cv-21001] (cgb, COURT STAFF) (Entered: 07/22/1998)

07/21/1998 49 PROOF OF SERVICE by defendant in 5:97-cv-21001 of declaration [48-1], memorandum [47-1], motion to dismiss the complaint [46-1] [5:97-cv-21001] (cgb, COURT STAFF) (Entered: 07/22/1998)

07/21/1998 50 STIPULATION and ORDER by Judge Jeremy Fogel : concerning the briefing schedule and hearing date on defts' motion to dismiss (cc: all counsel) [5:97-cv-21001] (cgb, COURT STAFF) (Entered: 07/22/1998)

08/17/1998 54 STIPULATION to extend time for plaintiff to file opposition to rational defendants' motion to dismiss consolidated amended complaint [5:97-cv-21001] (cgb, COURT STAFF) (Entered: 08/24/1998)

08/18/1998 51 STIPULATION to allow plaintiffs to file a consolidated brief in opposition to rational defts' motion to dismiss [5:97-cv-21001] (cgb, COURT STAFF) (Entered: 08/18/1998)

08/18/1998 52 CONSOLIDATED OPPOSITION by Plaintiff in 5:97-cv-21001 to motion to dismiss the complaint [46-1] [5:97-cv-21001] (cgb, COURT STAFF) (Entered: 08/18/1998)

08/18/1998 53 DECLARATION by Lionel Z. Glancy on behalf of Plaintiff in 5:97-cv-21001 re opposition [52-1] [5:97-cv-21001] (cgb, COURT STAFF) (Entered: 08/18/1998)

08/24/1998 55 NOTICE by Plaintiffs in 5:97-cv-21001 of order granting plaintiffs' request for extension of time to file opposition to rational defts' motion to dismiss [5:97-cv-21001] (cgb, COURT STAFF) (Entered: 08/31/1998)

09/01/1998 RECEIVED Stipulation to extend briefing schedule submitted by Plaintiff Tom

Randall in 5:97-cv-21001 [5:97-cv-21001] (cgb, COURT STAFF) (Entered: 09/02/1998)

09/08/1998 56 STIPULATION and ORDER by Judge Jeremy Fogel : extending briefing schedule on plaintiff's motion for class certification (cc: all counsel) [5:97-cv-21001] (cgb, COURT STAFF) (Entered: 09/11/1998)

09/09/1998 57 DECLARATION by Lionel Z. Glancy on behalf of Plaintiff in 5:97-cv-21001 re opposition [52-1] to defts' motion to dismiss [5:97-cv-21001] (cgb, COURT STAFF) (Entered: 09/15/1998)

09/14/1998 58 REPLY memorandum by defendant Rational Software in 5:97-cv-21001, defendant Paul D. Levy in 5:97-cv-21001 re motion to dismiss plaintiffs' consolidated amend class action complaint [36-1] [5:97-cv-21001] (cgb, COURT STAFF) (Entered: 09/15/1998)

09/14/1998 59 SUPPLEMENTAL DECLARATION by Douglas J. Clark on behalf of defendant Rational Software in 5:97-cv-21001, defendant Paul D. Levy in 5:97-cv-21001 re motion to dismiss plaintiffs' consolidated amend class action complaint [36-1] [5:97-cv-21001] (cgb, COURT STAFF) (Entered: 09/15/1998)

09/14/1998 60 PROOF OF SERVICE by defendant Rational Software in 5:97-cv-21001, defendant Paul D. Levy in 5:97-cv-21001 of declaration [59-1], reply [58-1] [5:97-cv-21001] (cgb, COURT STAFF) (Entered: 09/15/1998)

09/14/1998 61 REPLY by defendant Cowen & Company, Inc and Rehan Syed in 5:97-cv-21001 re motion to dismiss the complaint [46-1] [5:97-cv-21001] (cgb, COURT STAFF) (Entered: 09/15/1998)

09/14/1998 62 DECLARATION by John P. Halfpenny on behalf of defendant Cowen & Company, Inc in 5:97-cv-21001 re reply [61-1] [5:97-cv-21001] (cgb, COURT STAFF) (Entered: 09/15/1998)

09/14/1998 63 PROOF OF SERVICE by defendant Cowen & Company, Inc in 5:97-cv-21001 of declaration [62-1] [5:97-cv-21001] (cgb, COURT STAFF) (Entered: 09/15/1998)

09/15/1998 64 NOTICE OF MOTION AND MOTION before Judge Jeremy Fogel by Plaintiff in 5:97-cv-21001 to certify class action with Notice set for 12/7/98 at 9 am [5:97-cv-21001] (cgb, COURT STAFF) (Entered: 09/15/1998)

09/15/1998 65 MEMORANDUM by Plaintiff in 5:97-cv-21001 in support of motion to certify class action [64-1] [5:97-cv-21001] (cgb, COURT STAFF) (Entered: 09/15/1998)

09/30/1998 67 MINUTES: ( C/R Peter Torreano) ( Hearing Date: 9/28/98) all pending motions were held and submitted. [5:97-cv-21001] (cgb, COURT STAFF) (Entered: 10/06/1998)

10/02/1998 66 REPORTER'S TRANSCRIPT; Date of proceedings: 9/28/98 ( C/R: Peter Torreano) [5:97-cv-21001] (cgb, COURT STAFF) (Entered: 10/06/1998)

10/05/1998 68 ORDER by Judge Jeremy Fogel granting motion to dismiss the complaint [46-1], granting motion to dismiss plaintiffs' consolidated amend class action complaint [36-1] for leave to amend complaint ( Date Entered: 10/16/98) (cc: all counsel) [5:97-cv-21001] (cgb, COURT STAFF) (Entered: 10/16/1998)

10/13/1998 69 NOTICE by Plaintiff Tom Randall in 5:97-cv-21001 re defendants' motions to dismiss [5:97-cv-21001] (cgb, COURT STAFF) (Entered: 10/16/1998)

10/23/1998 70 NOTICE OF MOTION AND MOTION before Mag. Judge Edward A. Infante by Plaintiff Tom Randall in 5:97-cv-21001 for order permitting limited discovery with Notice set for 11/30/98 at 10 am [5:97-cv-21001] (cgb, COURT STAFF) (Entered: 10/27/1998)

10/26/1998 71 MEMORANDUM by Plaintiff Tom Randall in 5:97-cv-21001 in support of motion for order permitting limited discovery [70-1] [5:97-cv-21001] (cgb, COURT STAFF) (Entered: 10/27/1998)

10/26/1998 72 DECLARATION by PeterA. Binkow on behalf of Plaintiff Tom Randall in 5:97-cv-21001 re motion for order permitting limited discovery [70-1] [5:97-cv-21001] (cgb, COURT STAFF) (Entered: 10/27/1998)

11/04/1998 74 ORDER by Judge Jeremy Fogel All motions will be heard by 9:00 11/30/98 before Judge Jeremy Fogel ; ( Date Entered: 11/17/98) (cc: all counsel) [5:97-cv-21001] (cgb, COURT STAFF) Modified on 11/17/1998 (Entered: 11/17/1998)

11/09/1998 75 JOINDER by defendant Paul D. Levy in 5:97-cv-21001, defendant Rational Software in 5:97-cv-21001 to defendant Cowen's opposition to motion for an order permitting discovery by plaintiff [5:97-cv-21001] (cgb, COURT STAFF) (Entered: 11/17/1998)

11/09/1998 76 MEMORANDUM by defendant Cowen & Company, Inc in 5:97-cv-21001 in opposition to plaintiffs' motion for an order permitting discovery [5:97-cv-21001] (cgb, COURT STAFF) (Entered: 11/17/1998)

11/09/1998 77 PROOF OF SERVICE by defendant Cowen & Company, Inc in 5:97-cv-21001 of opposition memorandum [73-1] [5:97-cv-21001] (cgb, COURT STAFF) (Entered: 11/17/1998)

11/10/1998 73 MEMORANDUM by defendant Cowen & Company, Inc in 5:97-cv-21001 in opposition to motion for an order permitting discovery [5:97-cv-21001] (cgb, COURT STAFF) (Entered: 11/12/1998)

11/16/1998 78 REPLY brief by Plaintiff Tom Randall in 5:97-cv-21001 in support of motion for order permitting limited discovery [5:97-cv-21001] (cgb, COURT STAFF) (Entered: 11/20/1998)

11/30/1998 79 MINUTES: ( C/R Barbara Gonzales) ( Hearing Date: 11/30/98) that the motion for order permitting limited discovery [70-1] is submitted, that the motion to certify class action [64-1] is submitted. Court will issue an order. [5:97-cv-21001] (cgb, COURT STAFF) (Entered: 12/02/1998)

12/04/1998 80 ORDER by Judge Jeremy Fogel granting in part and denying in part motion for order permitting limited discovery [70-1] ( Date Entered: 12/9/98) (cc: all counsel) [5:97-cv-21001] (cm, COURT STAFF) (Entered: 12/09/1998)

12/16/1998 81 REPORTER'S TRANSCRIPT; Date of proceedings: 11/30/98 ( C/R: Barbara H. Gonzalez) [5:97-cv-21001] (cgb, COURT STAFF) (Entered: 12/23/1998)

02/26/1999 82 STIPULATION and ORDER by Judge Jeremy Fogel : re discovery , amendment of

complaint (cc: all counsel) [5:97-cv-21001] (cgb, COURT STAFF) (Entered: 03/02/1999)

03/04/1999 83 CERTIFIED COPY of USCA Order: re petition of writ of mandamus [5:97-cv-21001] (cgb, COURT STAFF) (Entered: 03/11/1999)

03/05/1999 84 NOTICE by defendant Paul D. Levy in 5:97-cv-21001, defendant Rational Software in 5:97-cv-21001 [82-3] of entry of order [5:97-cv-21001] (cgb, COURT STAFF) (Entered: 03/11/1999)

03/09/1999 85 STIPULATION regarding discovery and amendment of complaint [5:97-cv-21001] (cgb, COURT STAFF) (Entered: 03/16/1999)

04/26/1999 86 NOTICE by Plaintiff Tom Randall in 5:97-cv-21001 of change of address [5:97-cv-21001] (cgb, COURT STAFF) (Entered: 05/04/1999)

06/07/1999 RECORD on Appeal sent to USCA, cnsl notified. [5:97-cv-21001] (cgb, COURT STAFF) (Entered: 06/07/1999)

09/23/1999 87 ORDER by Judge Jeremy Fogel vacating Order of Dec. 4, 1998 and denying plaintiff's motion for limited discovery ( Date Entered: 9/27/99) (cc: all counsel) [5:97-cv-21001] (cgb, COURT STAFF) (Entered: 09/27/1999)

09/24/1999 88 CERTIFIED COPY of USCA Order: The petition for Writ of Mandamus is hereby is granted. [5:97-cv-21001] (cgb, COURT STAFF) (Entered: 09/27/1999)

10/15/1999 89 NOTICE by Plaintiff Tom Randall in 5:97-cv-21001 of change of address [5:97-cv-21001] (cgb, COURT STAFF) (Entered: 10/20/1999)

11/09/1999 90 RECORD ON APPEAL RETURNED FROM USCA [5:97-cv-21001] (gm, COURT STAFF) (Entered: 11/09/1999)

11/12/1999 91 ORDER plaintiff's have until 12/30/99 to file an amended complaint; failure to file an amended complaint by that date will result in dismissal of this action by Judge Jeremy Fogel ( Date Entered: 11/16/99) (cc: all counsel) [5:97-cv-21001] (cm, COURT STAFF) (Entered: 11/16/1999)

12/28/1999 RECEIVED Proposed Order to extend time for plaintiffs to file second consolidated amended complaint ( Plaintiff in 5:97-cv-21001) [5:97-cv-21001] (gm, COURT STAFF) (Entered: 12/29/1999)

01/06/2000 92 STIPULATION and ORDER by Judge Jeremy Fogel : extending time to 1/27/00 for palintiffs to file their Second Consolidated Amended Complaint (cc: all counsel) [5:97-cv-21001] (gm, COURT STAFF) (Entered: 01/07/2000)

01/26/2000 RECEIVED Proposed Order to extend time for plaintiffs to file Second consolidated amended complaint ( Plaintiff in 5:97-cv-21001) [5:97-cv-21001] (gm, COURT STAFF) (Entered: 01/28/2000)

01/28/2000 93 STIPULATION and ORDER by Judge Jeremy Fogel : extending time to 3/3/00 to file Second Consolidated Amended Complaint (cc: all counsel) [5:97-cv-21001] (gm, COURT STAFF) (Entered: 01/31/2000)

03/03/2000 RECEIVED Proposed Order to extend time for palintiffs to file Second Consolidated Amended Complaint ( Plaintiff in 5:97-cv-21001) [5:97-cv-21001]

(gm, COURT STAFF) (Entered: 03/07/2000)

03/06/2000 94 STIPULATION and ORDER to extend time to 3/24/00 for plaintiffs to file Second Consolidated Amended Complaint Judge Jeremy Fogel : (cc: all counsel) [5:97-cv-21001] (gm, COURT STAFF) (Entered: 03/10/2000)

03/23/2000 95 STIPULATION and ORDER by Judge Jeremy Fogel : to extend time for plaintiffs to 3/24/00 to file Second Consolidated Amended Complaint (cc: all counsel) [5:97-cv-21001] (gm, COURT STAFF) (Entered: 03/24/2000)

04/21/2000 RECEIVED Proposed Order to extend time to file Second Consolidated Amended Complaint ( Plaintiff in 5:97-cv-21001) [5:97-cv-21001] (gm, COURT STAFF) (Entered: 04/25/2000)

04/25/2000 96 ORDER to extend time to file Second Consolidated Amended Complaint by Judge Jeremy Fogel ( Date Entered: 4/26/00) (cc: all counsel) [5:97-cv-21001] (gm, COURT STAFF) (Entered: 04/26/2000)

05/01/2000 97 NOTICE by Plaintiff Tom Randall in 5:97-cv-21001 of change of address [5:97-cv-21001] (cm, COURT STAFF) (Entered: 05/05/2000)

05/05/2000 98 Second AMENDED Consolidated COMPLAINT by Plaintiff Tom Randall in 5:97-cv-21001; jury demand [5:97-cv-21001] (cm, COURT STAFF) (Entered: 05/09/2000)

06/07/2000 99 WAIVER OF SERVICE served on 5/23/00 in response to the Request for Waiver sent on 5/24/00 [5:97-cv-21001] (gm, COURT STAFF) (Entered: 06/08/2000)

06/08/2000 100 STIPULATION to extend defendant's time to respond to complaint to 8/1/00 [5:97-cv-21001] (gm, COURT STAFF) (Entered: 06/12/2000)

06/12/2000 101 PROOF OF SERVICE of stipulation [100-1] [5:97-cv-21001] (gm, COURT STAFF) (Entered: 06/14/2000)

07/27/2000 102 STIPULATION setting briefing schdule and hearing date on motion to dismiss [5:97-cv-21001] (gm, COURT STAFF) (Entered: 07/28/2000)

07/27/2000 103 PROOF OF SERVICE of stipulation [102-1] [5:97-cv-21001] (gm, COURT STAFF) (Entered: 07/28/2000)

08/08/2000 104 NOTICE OF MOTION AND MOTION before Judge Jeremy Fogel to dismiss Second Amended Complaint with Notice set for 10/23/00 at 9:00 [5:97-cv-21001] (gm, COURT STAFF) (Entered: 08/09/2000)

08/08/2000 105 APPENDIX filed in support of motion to dismiss Second Amended Complaint [104-1] [5:97-cv-21001] (gm, COURT STAFF) (Entered: 08/09/2000)

08/08/2000 106 DECLARATION by Michele F. Kyrouz in support of motion to dismiss Second Amended Complaint [104-1] [5:97-cv-21001] (gm, COURT STAFF) (Entered: 08/09/2000)

08/08/2000 107 PROOF OF SERVICE of declaration [106-1], documents [105-1], motion to dismiss Second Amended Complaint [104-1] [5:97-cv-21001] (gm, COURT STAFF) (Entered: 08/09/2000)

09/08/2000 108 STIPULATION and ORDER to continue briefing schedule on defendants motion to dismiss by Judge Jeremy Fogel : (cc: all counsel) [5:97-cv-21001] (gm, COURT STAFF) (Entered: 09/11/2000)

09/15/2000 109 OPPOSITION by Plaintiff in 5:97-cv-21001 to motion to dismiss Second Amended Complaint [104-1] [5:97-cv-21001] (gm, COURT STAFF) (Entered: 09/18/2000)

09/27/2000 110 STIPULATION and ORDER by Judge Jeremy Fogel : to continue briefing schedule ; defendant will file its reply on 10/13/00 ;(cc: all counsel) [5:97-cv-21001] (gm, COURT STAFF) (Entered: 09/29/2000)

09/28/2000 111 PROOF OF SERVICE of order [110-1] [5:97-cv-21001] (gm, COURT STAFF) (Entered: 09/29/2000)

10/13/2000 112 REPLY BRIEF in support of motion to dismiss Second Amended Complaint [104-1] by defendant Dain Rauscher Wessels [5:97-cv-21001] (gm, COURT STAFF) (Entered: 10/17/2000)

10/13/2000 113 APPENDIX filed re reply [112-1] [5:97-cv-21001] (gm, COURT STAFF) (Entered: 10/17/2000)

10/13/2000 114 PROOF OF SERVICE of documents [113-1], reply [112-1] [5:97-cv-21001] (gm, COURT STAFF) (Entered: 10/17/2000)

10/25/2000 115 ORDER by Judge Jeremy Fogel granting motion to dismiss Second Amended Complaint [104-1] dismissing action with prejudice as to defendant in 5:97-cv-21001. ( Date Entered: 10/30/00) (cc: all counsel) [5:97-cv-21001] (gm, COURT STAFF) (Entered: 10/30/2000)

10/25/2000 116 JUDGMENT: by Judge Jeremy Fogel dismissing case ; appeal filing ddl 11/30/00 ( Date Entered: 10/31/00) (cc: all counsel) [5:97-cv-21001] (gm, COURT STAFF) (Entered: 10/31/2000)

11/02/2000 117 REPORTER'S TRANSCRIPT; Date of proceedings: 10/23/00 ( C/R: Peter Torreano) [5:97-cv-21001] (gm, COURT STAFF) (Entered: 11/06/2000)

11/02/2000 118 MINUTES: The matter was taken under submission. ( C/R Peter Torreano) ( Hearing Date: 10/23/00) [5:97-cv-21001] (gm, COURT STAFF) (Entered: 11/06/2000)

11/22/2000 119 NOTICE OF APPEAL by Plaintiffs Mark Archibald, et al from Dist. Court decision Scheduling order dismissing action with prejudice as to defendant in 5:97-cv-21001. [115-1], order [115-2], Scheduling order dismissing case ; appeal filing ddl 11/30/00 [116-1], judgment [116-2] Fee status paid [5:97-cv-21001] (gm, COURT STAFF) (Entered: 11/27/2000)

11/27/2000 Docket fee notification form and case information sheet to USCA [119-1] [5:97-cv-21001] (gm, COURT STAFF) (Entered: 11/27/2000)

11/27/2000 Copy of notice of appeal and docket sheet to all counsel [5:97-cv-21001] (gm, COURT STAFF) (Entered: 11/27/2000)

11/30/2000 120 TRANSCRIPT DESIGNATION and Ordering Form filed by Plaintiff in 5:97-cv-21001 for dates 9/28/98; 11/30/98 and 10/23/00 ; C/R: Peter Torreano; appeal [119-1] [5:97-cv-21001] (gm, COURT STAFF) (Entered: 12/01/2000)

12/01/2000 CERTIFICATE of Record mailed to USCA, counsel notified. [5:97-cv-21001] (gm, COURT STAFF) (Entered: 12/01/2000)

02/13/2001 NOTIFICATION by Circuit Court of Appellate Docket Number 00-17515 [5:97-cv-21001] (gm, COURT STAFF) (Entered: 02/16/2001)

07/26/2001 121 NOTICE by Plaintiff in 5:97-cv-21001 of change of address [5:97-cv-21001] (gm, COURT STAFF) (Entered: 07/31/2001)

07/26/2001 122 PROOF OF SERVICE by Plaintiff in 5:97-cv-21001 of notice [121-1] [5:97-cv-21001] (gm, COURT STAFF) (Entered: 07/31/2001)

12/05/2001 123 NOTICE by Plaintiff in 5:97-cv-21001 of change of address [5:97-cv-21001] (gm, COURT STAFF) (Entered: 12/06/2001)

05/31/2002 124 COPY of judgment from USCA affirming the decision of the District Court [119-1] [5:97-cv-21001] (gm, COURT STAFF) (Entered: 06/03/2002)

06/03/2002 125 CLERK's letter spreading the mandate to counsel. re appeal [119-1] [5:97-cv-21001] (gm, COURT STAFF) (Entered: 06/03/2002)

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