US District Court Civil Docket as of June 24, 2015 Retrieved from the court on June 29, 2015

U.S. District Court Southern District of New York (Foley Square)

CIVIL DOCKET FOR CASE #: 1:15-cv-00759-CM

Khunt v. Alibaba Group Holding Limited et al Date Filed: 01/30/2015 Assigned to: Judge Colleen McMahon Jury Demand: Plaintiff Lead case: 1:15-md-02631-CM Nature of Suit: 850 Member case: (View Member Case) Securities/Commodities Related Cases: 1:15-cv-00811-CM Jurisdiction: Federal Question

1:15-cv-00991-CM 1:15-cv-01405-CM 1:15-md-02631-CM

Cause: 15:78m(a) Securities Exchange Act

Lead Plaintiff

Christine Asia Co. Ltd. represented by Phillip C. Kim The Rosen Law Firm P.A. 350 5th Avenue, Suite 5508 New York, NY 10118 (212) 686-1060 Fax: (212) 202-3827 Email: pkim@rosenlegal.com LEAD ATTORNEY ATTORNEY TO BE NOTICED

Lead Plaintiff

Tai William represented by Lesley Frank Portnoy Glancy Prongay & Murray LLP 122 East 42nd Street, Suite 2920 New York, NY 10168 (212) 682-5340 Fax: (212) 884-0988 Email: LPortnoy@glancylaw.com LEAD ATTORNEY ATTORNEY TO BE NOTICED

Robert Vincent Prongay Glancy Binkow & Goldberg LLP 1925 Century Park East, Suite 2100 Los Angeles, CA 90067 (310) 201-9150 Fax: (310) 201-9160 Email: rprongay@glancylaw.com ATTORNEY TO BE NOTICED

Plaintiff

Manishkumar Khunt represented by Mary Katherine Blasy individually and on behalf of all others

Robbins Geller Rudman & Dowd LLP

similarly situated

58 South Services Road, Suite 200 Melville, NY 11747 631/367-7100 Fax: 631/367-1173 Email: mblasy@rgrdlaw.com LEAD ATTORNEY ATTORNEY TO BE NOTICED

Samuel Howard Rudman Robbins Geller Rudman & Dowd LLP(LI) 58 South Service Road Suite 200 Melville, NY 11747 (631) 367-7100 Fax: (631) 367-1173 Email: srudman@rgrdlaw.com LEAD ATTORNEY ATTORNEY TO BE NOTICED

David Avi Rosenfeld Robbins Geller Rudman & Dowd LLP(LI) 58 South Service Road Suite 200 Melville, NY 11747 631-367-7100 Fax: 631-367-1173 Email: drosenfeld@rgrdlaw.com ATTORNEY TO BE NOTICED

V.

Consolidated Plaintiff

James Ziolkowski represented by David R. Scott Scott & Scott, LLC(CT) 156 South Main Street P.O.Box 192 Colchester, CT 06415 (860)537-5537 Fax: (860)537-4432 Email: david.scott@scott-scott.com LEAD ATTORNEY ATTORNEY TO BE NOTICED

Donald A Broggi Scott + Scott, L.L.P.( NYC) 405 Lexington Avenue 40th Floor New York, NY 10174

(212)223-6444 Fax: (212)223-6334 Email: dbroggi@scott-scott.com LEAD ATTORNEY ATTORNEY TO BE NOTICED

Joseph Peter Guglielmo Scott + Scott, L.L.P.( NYC) 405 Lexington Avenue 40th Floor New York, NY 10174 (212) 223-6444 Fax: (212) 223-6334 Email: jguglielmo@scott-scott.com LEAD ATTORNEY ATTORNEY TO BE NOTICED

Consolidated Plaintiff

Claire Rand represented by Fei-Lu Qian Wolf Popper LLP 845 Third Avenue New York, NY 10022 212-759-4600 Fax: 212-486-2093 Email: fqian@wolfpopper.com LEAD ATTORNEY ATTORNEY TO BE NOTICED

Joshua H Saltzman Wolf Popper LLP 845 Third Avenue New York, NY 10022 (609)-577-5884 Fax: (212)-486-2093 Email: jsaltzman@wolfpopper.com LEAD ATTORNEY ATTORNEY TO BE NOTICED

Robert Craig Finkel Wolf Popper LLP 845 Third Avenue New York, NY 10022 (212) 759-4600 Email: rfinkel@wolfpopper.com LEAD ATTORNEY ATTORNEY TO BE NOTICED

Consolidated Plaintiff

Devorah Klein represented by Francis Paul McConville Pomerantz LLP

600 Third Avenue, 20th Floor New York, NY 10016 (212) 661-1100 Fax: (212) 661-8665 Email: fmcconville@labaton.com LEAD ATTORNEY ATTORNEY TO BE NOTICED

Jeremy Alan Lieberman Pomerantz LLP 600 Third Avenue, 20th Floor New York, NY 10016 (212)-661-1100 Fax: (212)-661-8665 Email: jalieberman@pomlaw.com LEAD ATTORNEY ATTORNEY TO BE NOTICED

Matthew L Tuccillo Pomerantz LLP 600 Third Avenue 20th Floor New York, NY 10016 (212)-661-1100 Fax: (212)-661-8665 Email: mltuccillo@pomlaw.com LEAD ATTORNEY ATTORNEY TO BE NOTICED

Patrick Vincent Dahlstrom Pomerantz LLP 10 South LaSalle Street Suite 3505 Chicago, IL 60603 (212)661-1100 Fax: (212)661-8665 Email: pdahlstrom@pomlaw.com LEAD ATTORNEY ATTORNEY TO BE NOTICED

V.

Movant

Richard Houlihan represented by Joseph Peter Guglielmo Scott Scott, L.L.P.( NYC) 405 Lexington Avenue 40th Floor New York, NY 10174 (212) 223-6444 Fax: (212) 223-6334 Email: jguglielmo@scott-scott.com

ATTORNEY TO BE NOTICED

Movant

Yangmin Zhang represented by Jeremy Alan Lieberman (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Movant

Yiwei Zhang represented by Jeremy Alan Lieberman (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Movant

Gang Liu

Movant

William Yun Cheong Wong

Movant

Elke Lai-Hing Lee

Movant

BABA Investor Group

represented by Adam M. Apton Levi & Korsinsky LLP (DC) 1101 30th, Street, NW Washington, DC 20007 202-524-4290 Fax: 202-333-2121 Email: aapton@zlk.com ATTORNEY TO BE NOTICED

represented by Samuel Howard Rudman (See above for address) ATTORNEY TO BE NOTICED

represented by Samuel Howard Rudman (See above for address) ATTORNEY TO BE NOTICED

represented by Jason Allen Zweig Hagens Berman Sobol Shapiro LLP (NYC) 555 Fifth Ave Ste. 1700 New York, NY 10117 212-752-5455 Fax: 917-210-3980 Email: jasonz@hbsslaw.com ATTORNEY TO BE NOTICED

V.

Defendant

Jack Yun Ma represented by George S Wang Simpson Thacher & Bartlett LLP (NY)

425 Lexington Avenue New York, NY 10017 (212) 455-2228 Fax: (212) 455-2502 Email: gwang@stblaw.com LEAD ATTORNEY ATTORNEY TO BE NOTICED

Jonathan K. Youngwood Simpson Thacher & Bartlett LLP (NY) 425 Lexington Avenue New York, NY 10017 (212) 455-2000 Fax: (212) 455-2502 Email: jyoungwood@stblaw.com LEAD ATTORNEY ATTORNEY TO BE NOTICED

Defendant

Joseph C. Tsai represented by George S Wang (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Jonathan K. Youngwood (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Defendant

Jonathan Zhaoxi Lu represented by George S Wang (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Jonathan K. Youngwood (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Defendant

Maggie Wei Wu represented by George S Wang (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Jonathan K. Youngwood (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Defendant

Alibaba Group Holding Limited represented by George S Wang (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Jonathan K. Youngwood (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Date Filed # Docket Text

01/30/2015 1 COMPLAINT against Alibab Group Holding Limited, Jonathan Zhaoxi Lu, Jack Yun Ma, Joseph C. Tsai, Maggie Wei Wu. (Filing Fee $ 350.00, Receipt Number 116024)Document filed by Manishkumar Khunt.(laq) (Entered: 02/03/2015)

01/30/2015

SUMMONS ISSUED as to Alibaba Group Holding Limited, Jonathan Zhaoxi Lu, Jack Yun Ma, Joseph C. Tsai, Maggie Wei Wu. (laq) (Entered: 02/03/2015)

01/30/2015

Magistrate Judge Ronald L. Ellis is so designated. (laq) (Entered: 02/03/2015)

01/30/2015

Case Designated ECF. (laq) (Entered: 02/03/2015)

01/30/2015 2 CIVIL COVER SHEET filed. (laq) (Entered: 02/03/2015)

02/04/2015 3 STATEMENT OF RELATEDNESS re: that this action be filed as related to 14-cv-5119. Document filed by Manishkumar Khunt.(Blasy, Mary) (Entered: 02/04/2015)

02/05/2015 4 NOTICE OF APPEARANCE by David Avi Rosenfeld on behalf of Manishkumar Khunt. (Rosenfeld, David) (Entered: 02/05/2015)

03/09/2015 5 AFFIDAVIT OF SERVICE. Alibaba Group Holding Limited served on 3/3/2015, answer due 3/24/2015. Service was accepted by Maureen Cogan, Person Authorized to Accept Service at Corporation Service Company. Document filed by Manishkumar Khunt. (Blasy, Mary) (Entered: 03/09/2015)

03/19/2015 6 NOTICE OF APPEARANCE by Jonathan K. Youngwood on behalf of Alibaba Group Holding Limited, Jonathan Zhaoxi Lu, Jack Yun Ma, Joseph C. Tsai, Maggie Wei Wu. (Youngwood, Jonathan) (Entered: 03/19/2015)

03/19/2015 7 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. No Corporate Parent. Document filed by Alibaba Group Holding Limited.(Youngwood, Jonathan) (Entered: 03/19/2015)

03/19/2015 8 NOTICE OF APPEARANCE by George S Wang on behalf of Alibaba Group Holding Limited, Jonathan Zhaoxi Lu, Jack Yun Ma, Joseph C. Tsai, Maggie Wei Wu. (Wang, George) (Entered: 03/19/2015)

03/24/2015 9 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Other Affiliate Softbank Corp., Other Affiliate Yahoo! Inc. for Alibaba Group Holding Limited. Document filed by Alibaba Group Holding Limited.(Youngwood, Jonathan) (Entered: 03/24/2015)

03/25/2015 NOTICE OF CASE REASSIGNMENT to Judge Colleen McMahon. Judge Naomi Reice

Buchwald is no longer assigned to the case. (pgu) (Entered: 03/25/2015)

03/25/2015 10 ORDER SCHEDULING AN INITIAL PRETRIAL CONFERENCE: Initial Conference set for 4/24/2015 at 10:00 AM in Courtroom 17C, 500 Pearl Street, New York, NY 10007 before Judge Colleen McMahon. (Signed by Judge Colleen McMahon on 3/25/2015) (kgo) (Entered: 03/25/2015)

03/31/2015 11 MOTION to Appoint Counsel ., MOTION to Appoint Richard Houlihan to serve as lead plaintiff(s) ., MOTION to Consolidate Cases 1:15-cv-00811; 1:15-cv-00991; 1:15-cv-01405; . Document filed by Richard Houlihan. (Attachments: # 1 Text of Proposed Order)(Guglielmo, Joseph) (Entered: 03/31/2015)

03/31/2015 12 MEMORANDUM OF LAW in Support re: 11 MOTION to Appoint Counsel . MOTION to Appoint Richard Houlihan to serve as lead plaintiff(s) . MOTION to Consolidate Cases 1:15-cv-00811; 1:15-cv-00991; 1:15-cv-01405; . . Document filed by Richard Houlihan. (Guglielmo, Joseph) (Entered: 03/31/2015)

03/31/2015 13 DECLARATION of Joseph P. Guglielmo in Support re: 11 MOTION to Appoint Counsel . MOTION to Appoint Richard Houlihan to serve as lead plaintiff(s) . MOTION to Consolidate Cases 1:15-cv-00811; 1:15-cv-00991; 1:15-cv-01405; .. Document filed by Richard Houlihan. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D)(Guglielmo, Joseph) (Entered: 03/31/2015)

03/31/2015 14 MOTION to Appoint Lead Plaintiff., MOTION to Appoint Counsel The Rosen Law Firm., MOTION to Consolidate Cases . Document filed by Christine Asia Co. Ltd.. (Attachments: # 1 Text of Proposed Order)(Kim, Phillip) (Entered: 03/31/2015)

03/31/2015 15 MEMORANDUM OF LAW in Support re: 14 MOTION to Appoint Lead Plaintiff. MOTION to Appoint Counsel The Rosen Law Firm . MOTION to Consolidate Cases . . Document filed by Christine Asia Co. Ltd.. (Attachments: # 1 Exhibit 1, # 2 Exhibit 2, # 3 Exhibit 3, # 4 Exhibit 4)(Kim, Phillip) (Entered: 03/31/2015)

03/31/2015 16 MOTION to Appoint Counsel Glancy Binkow & Goldberg LLP ., MOTION to Appoint Tai William to serve as lead plaintiff(s) ., MOTION to Consolidate Cases 1:15-cv-0759- CM; 1:15-cv-0811-CM; 1:15-cv-0991-CM; and 1:15-cv-01405-CM . Document filed by Tai William. (Attachments: # 1 Text of Proposed Order)(Portnoy, Lesley) (Entered: 03/31/2015)

03/31/2015 17 MEMORANDUM OF LAW in Support re: 16 MOTION to Appoint Counsel Glancy Binkow & Goldberg LLP . MOTION to Appoint Tai William to serve as lead plaintiff(s) . MOTION to Consolidate Cases 1:15-cv-0759-CM; 1:15-cv-0811-CM; 1:15-cv-0991-CM; and 1:15-cv-01405-CM . . Document filed by Tai William. (Portnoy, Lesley) (Entered: 03/31/2015)

03/31/2015 18 DECLARATION of Lesley F. Portnoy in Support re: 16 MOTION to Appoint Counsel Glancy Binkow & Goldberg LLP . MOTION to Appoint Tai William to serve as lead plaintiff(s) . MOTION to Consolidate Cases 1:15-cv-0759-CM; 1:15-cv-0811-CM; 1:15- cv-0991-CM; and 1:15-cv-01405-CM .. Document filed by Tai William. (Attachments: # 1 Exhibit A - Press Release, # 2 Exhibit B - Movant Certification, # 3 Exhibit C - Loss Chart, # 4 Exhibit D - Glancy Firm Resume)(Portnoy, Lesley) (Entered: 03/31/2015)

03/31/2015 19 MOTION to Consolidate Cases ., MOTION to Appoint Lead Plaintiff., MOTION to Approve Counsel . Document filed by Yangmin Zhang, Yiwei Zhang. (Attachments: # 1 Text of Proposed Order)(Lieberman, Jeremy) (Entered: 03/31/2015)

03/31/2015 20 MOTION to Appoint Gang Liu to serve as lead plaintiff(s) . Document filed by Gang Liu. (Attachments: # 1 Text of Proposed Order)(Apton, Adam) (Entered: 03/31/2015)

03/31/2015 21 MEMORANDUM OF LAW in Support re: 20 MOTION to Appoint Gang Liu to serve as lead plaintiff(s) . . Document filed by Gang Liu. (Apton, Adam) (Entered: 03/31/2015)

03/31/2015 22 MEMORANDUM OF LAW in Support re: 19 MOTION to Consolidate Cases . MOTION to Appoint Lead Plaintiff. MOTION to Approve Counsel . . Document filed by Yangmin Zhang, Yiwei Zhang. (Lieberman, Jeremy) (Entered: 03/31/2015)

03/31/2015 23 DECLARATION of Adam M. Apton in Support re: 20 MOTION to Appoint Gang Liu to serve as lead plaintiff(s) .. Document filed by Gang Liu. (Attachments: # 1 Exhibit, # 2 Exhibit, # 3 Exhibit, # 4 Exhibit)(Apton, Adam) (Entered: 03/31/2015)

03/31/2015 24 DECLARATION in Support re: 19 MOTION to Consolidate Cases . MOTION to Appoint Lead Plaintiff. MOTION to Approve Counsel .. Document filed by Yangmin Zhang, Yiwei Zhang. (Attachments: # 1 Exhibit A - Press Release, # 2 Exhibit B - Certifications, # 3 Exhibit C - Loss Chart, # 4 Exhibit D - Firm Resume)(Lieberman, Jeremy) (Entered: 03/31/2015)

03/31/2015 25 MOTION to Consolidate Cases 1:15-cv-00759; 1:15-cv-811; 1:15-cv-00991; 1:15-cv-01405 ., MOTION to Appoint William Yun Cheong Wong and Elke Lai-Hing Lee to serve as lead plaintiff(s) ., MOTION to Appoint Counsel . Document filed by William Yun Cheong Wong, Elke Lai-Hing Lee. (Attachments: # 1 Text of Proposed Order)(Rudman, Samuel) (Entered: 03/31/2015)

03/31/2015 26 MEMORANDUM OF LAW in Support re: 25 MOTION to Consolidate Cases 1:15-cv-00759; 1:15-cv-811; 1:15-cv-00991; 1:15-cv-01405 . MOTION to Appoint William Yun Cheong Wong and Elke Lai-Hing Lee to serve as lead plaintiff(s) . MOTION to Appoint Counsel . . Document filed by Elke Lai-Hing Lee, William Yun Cheong Wong. (Rudman, Samuel) (Entered: 03/31/2015)

03/31/2015 27 DECLARATION of Samuel H. Rudman in Support re: 25 MOTION to Consolidate Cases 1:15-cv-00759; 1:15-cv-811; 1:15-cv-00991; 1:15-cv-01405 . MOTION to Appoint William Yun Cheong Wong and Elke Lai-Hing Lee to serve as lead plaintiff(s) . MOTION to Appoint Counsel .. Document filed by Elke Lai-Hing Lee, William Yun Cheong Wong. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D, # 5 Exhibit E)(Rudman, Samuel) (Entered: 03/31/2015)

03/31/2015 28 MOTION to Appoint Counsel Hagens Berman Sobol Shapiro LLP ., MOTION to Appoint BABA Investor Group to serve as lead plaintiff(s) ., MOTION to Consolidate Cases 1:15- cv-00759; 1:15-cv-00811; 1:15-cv-00991; 01:15-cv-01405 . Document filed by BABA Investor Group. (Attachments: # 1 Text of Proposed Order)(Zweig, Jason) (Entered: 03/31/2015)

03/31/2015 29 MEMORANDUM OF LAW in Support re: 28 MOTION to Appoint Counsel Hagens Berman Sobol Shapiro LLP . MOTION to Appoint BABA Investor Group to serve as lead plaintiff(s) . MOTION to Consolidate Cases 1:15-cv-00759; 1:15-cv-00811; 1:15-cv-00991; 01:15-cv-01405 . . Document filed by BABA Investor Group. (Zweig, Jason) (Entered: 03/31/2015)

03/31/2015 30 AFFIDAVIT of Reed R, Kathrein in Support re: 28 MOTION to Appoint Counsel Hagens Berman Sobol Shapiro LLP . MOTION to Appoint BABA Investor Group to serve as lead plaintiff(s) . MOTION to Consolidate Cases 1:15-cv-00759; 1:15-cv-00811; 1:15-cv-00991; 01:15-cv-01405 .. Document filed by BABA Investor Group. (Attachments: # 1

Exhibit A - Notice of Pendency, # 2 Exhibit B - Certification, # 3 Exhibit C - Chart of Transactions and Losses, # 4 Exhibit D - Joint Affidavit, # 5 Exhibit E - Firm Resume)(Zweig, Jason) (Entered: 03/31/2015)

04/13/2015 31 NOTICE of NON-OPPOSITION TO THE MOTIONS FOR APPOINTMENT AS LEAD PLAINTIFF AND APPROVAL OF SELECTION OF LEAD COUNSEL re: 11 MOTION to Appoint Counsel . MOTION to Appoint Richard Houlihan to serve as lead plaintiff(s) . MOTION to Consolidate Cases 1:15-cv-00811; 1:15-cv-00991; 1:15-cv-01405; .. Document filed by Richard Houlihan. (Guglielmo, Joseph) (Entered: 04/13/2015)

04/13/2015 32 RESPONSE to Motion re: 19 MOTION to Consolidate Cases . MOTION to Appoint Lead Plaintiff. MOTION to Approve Counsel ., 20 MOTION to Appoint Gang Liu to serve as lead plaintiff(s) ., 14 MOTION to Appoint Lead Plaintiff. MOTION to Appoint Counsel The Rosen Law Firm . MOTION to Consolidate Cases ., 11 MOTION to Appoint Counsel . MOTION to Appoint Richard Houlihan to serve as lead plaintiff(s) . MOTION to Consolidate Cases 1:15-cv-00811; 1:15-cv-00991; 1:15-cv-01405; ., 28 MOTION to Appoint Counsel Hagens Berman Sobol Shapiro LLP . MOTION to Appoint BABA Investor Group to serve as lead plaintiff(s) . MOTION to Consolidate Cases 1:15-cv-00759; 1:15-cv-00811; 1:15-cv-00991; 01:15-cv-01405 ., 16 MOTION to Appoint Counsel Glancy Binkow & Goldberg LLP . MOTION to Appoint Tai William to serve as lead plaintiff(s) . MOTION to Consolidate Cases 1:15-cv-0759-CM; 1:15-cv-0811-CM; 1:15-cv-0991-CM; and 1:15-cv-01405-CM . . Document filed by Elke Lai-Hing Lee, William Yun Cheong Wong. (Attachments: # 1 Exhibit A, # 2 Exhibit B)(Rosenfeld, David) (Entered: 04/13/2015)

04/13/2015 33

04/13/2015 34

RESPONSE to Motion re: 19 MOTION to Consolidate Cases . MOTION to Appoint Lead Plaintiff. MOTION to Approve Counsel ., 14 MOTION to Appoint Lead Plaintiff. MOTION to Appoint Counsel The Rosen Law Firm . MOTION to Consolidate Cases ., 11 MOTION to Appoint Counsel . MOTION to Appoint Richard Houlihan to serve as lead plaintiff(s) . MOTION to Consolidate Cases 1:15-cv-00811; 1:15-cv-00991; 1:15-cv-01405; ., 28 MOTION to Appoint Counsel Hagens Berman Sobol Shapiro LLP . MOTION to Appoint BABA Investor Group to serve as lead plaintiff(s) . MOTION to Consolidate Cases 1:15-cv-00759; 1:15-cv-00811; 1:15-cv-00991; 01:15-cv-01405 ., 16 MOTION to Appoint Counsel Glancy Binkow & Goldberg LLP . MOTION to Appoint Tai William to serve as lead plaintiff(s) . MOTION to Consolidate Cases 1:15-cv-0759-CM; 1:15-cv-0811-CM; 1:15-cv-0991-CM; and 1:15-cv-01405-CM ., 25 MOTION to Consolidate Cases 1:15-cv-00759; 1:15-cv-811; 1:15-cv-00991; 1:15-cv-01405 . MOTION to Appoint William Yun Cheong Wong and Elke Lai-Hing Lee to serve as lead plaintiff(s) . MOTION to Appoint Counsel . . Document filed by Gang Liu. (Apton, Adam) (Entered: 04/13/2015)

MEMORANDUM OF LAW in Opposition re: 19 MOTION to Consolidate Cases . MOTION to Appoint Lead Plaintiff. MOTION to Approve Counsel ., 20 MOTION to Appoint Gang Liu to serve as lead plaintiff(s) ., 11 MOTION to Appoint Counsel . MOTION to Appoint Richard Houlihan to serve as lead plaintiff(s) . MOTION to Consolidate Cases 1:15-cv-00811; 1:15-cv-00991; 1:15-cv-01405; ., 28 MOTION to Appoint Counsel Hagens Berman Sobol Shapiro LLP . MOTION to Appoint BABA Investor Group to serve as lead plaintiff(s) . MOTION to Consolidate Cases 1:15-cv-00759; 1:15-cv-00811; 1:15-cv-00991; 01:15-cv-01405 ., 25 MOTION to Consolidate Cases 1:15-cv-00759; 1:15-cv-811; 1:15-cv-00991; 1:15-cv-01405 . MOTION to Appoint William Yun Cheong Wong and Elke Lai-Hing Lee to serve as lead plaintiff(s) . MOTION to Appoint Counsel . . Document filed by Christine Asia Co. Ltd., Tai William.

(Kim, Phillip) (Entered: 04/13/2015)

04/13/2015 35 DECLARATION of Phillip Kim in Opposition re: 19 MOTION to Consolidate Cases . MOTION to Appoint Lead Plaintiff. MOTION to Approve Counsel ., 20 MOTION to Appoint Gang Liu to serve as lead plaintiff(s) ., 11 MOTION to Appoint Counsel . MOTION to Appoint Richard Houlihan to serve as lead plaintiff(s) . MOTION to Consolidate Cases 1:15-cv-00811; 1:15-cv-00991; 1:15-cv-01405; ., 28 MOTION to Appoint Counsel Hagens Berman Sobol Shapiro LLP . MOTION to Appoint BABA Investor Group to serve as lead plaintiff(s) . MOTION to Consolidate Cases 1:15-cv-00759; 1:15-cv-00811; 1:15-cv-00991; 01:15-cv-01405 ., 25 MOTION to Consolidate Cases 1:15-cv-00759; 1:15-cv-811; 1:15-cv-00991; 1:15-cv-01405 . MOTION to Appoint William Yun Cheong Wong and Elke Lai-Hing Lee to serve as lead plaintiff(s) . MOTION to Appoint Counsel .. Document filed by Christine Asia Co. Ltd., Tai William. (Attachments: # 1 Exhibit 1)(Kim, Phillip) (Entered: 04/13/2015)

04/13/2015 36 MEMORANDUM OF LAW in Support re: 19 MOTION to Consolidate Cases . MOTION to Appoint Lead Plaintiff. MOTION to Approve Counsel . MEMORANDUM OF LAW IN FURTHER SUPPORT . Document filed by Yangmin Zhang, Yiwei Zhang. (Lieberman, Jeremy) (Entered: 04/13/2015)

04/13/2015 37 RESPONSE in Support of Motion re: 28 MOTION to Appoint Counsel Hagens Berman Sobol Shapiro LLP . MOTION to Appoint BABA Investor Group to serve as lead plaintiff(s) . MOTION to Consolidate Cases 1:15-cv-00759; 1:15-cv-00811; 1:15-cv-00991; 01:15-cv-01405 . and in Opposition to Competing Motions . Document filed by BABA Investor Group. (Zweig, Jason) (Entered: 04/13/2015)

04/13/2015 38 AFFIDAVIT of Reed R. Kathrein in Support re: 28 MOTION to Appoint Counsel Hagens Berman Sobol Shapiro LLP . MOTION to Appoint BABA Investor Group to serve as lead plaintiff(s) . MOTION to Consolidate Cases 1:15-cv-00759; 1:15-cv-00811; 1:15-cv-00991; 01:15-cv-01405 .. Document filed by BABA Investor Group. (Zweig, Jason) (Entered: 04/13/2015)

04/14/2015 39 RESPONSE to Motion re: 19 MOTION to Consolidate Cases . MOTION to Appoint Lead Plaintiff. MOTION to Approve Counsel ., 20 MOTION to Appoint Gang Liu to serve as lead plaintiff(s) ., 14 MOTION to Appoint Lead Plaintiff. MOTION to Appoint Counsel The Rosen Law Firm . MOTION to Consolidate Cases ., 11 MOTION to Appoint Counsel . MOTION to Appoint Richard Houlihan to serve as lead plaintiff(s) . MOTION to Consolidate Cases 1:15-cv-00811; 1:15-cv-00991; 1:15-cv-01405; ., 28 MOTION to Appoint Counsel Hagens Berman Sobol Shapiro LLP . MOTION to Appoint BABA Investor Group to serve as lead plaintiff(s) . MOTION to Consolidate Cases 1:15-cv-00759; 1:15-cv-00811; 1:15-cv-00991; 01:15-cv-01405 ., 16 MOTION to Appoint Counsel Glancy Binkow & Goldberg LLP . MOTION to Appoint Tai William to serve as lead plaintiff(s) . MOTION to Consolidate Cases 1:15-cv-0759-CM; 1:15-cv-0811-CM; 1:15-cv-0991-CM; and 1:15-cv-01405-CM ., 25 MOTION to Consolidate Cases 1:15-cv-00759; 1:15-cv-811; 1:15-cv-00991; 1:15-cv-01405 . MOTION to Appoint William Yun Cheong Wong and Elke Lai-Hing Lee to serve as lead plaintiff(s) . MOTION to Appoint Counsel . DEFENDANTS RESPONSE TO MOTIONS FOR CONSOLIDATION AND APPOINTMENT OF LEAD PLAINTIFF AND LEAD COUNSEL . Document filed by Alibaba Group Holding Limited, Jonathan Zhaoxi Lu, Jack Yun Ma, Joseph C. Tsai, Maggie Wei Wu. (Attachments: # 1 Exhibit 1)(Youngwood, Jonathan) (Entered: 04/14/2015)

04/14/2015 40 DECLARATION of Jonathan K. Youngwood in Opposition re: 19 MOTION to

Consolidate Cases . MOTION to Appoint Lead Plaintiff. MOTION to Approve Counsel ., 20 MOTION to Appoint Gang Liu to serve as lead plaintiff(s) ., 14 MOTION to Appoint Lead Plaintiff. MOTION to Appoint Counsel The Rosen Law Firm . MOTION to Consolidate Cases ., 11 MOTION to Appoint Counsel . MOTION to Appoint Richard Houlihan to serve as lead plaintiff(s) . MOTION to Consolidate Cases 1:15-cv-00811; 1:15-cv-00991; 1:15-cv-01405; ., 28 MOTION to Appoint Counsel Hagens Berman Sobol Shapiro LLP. MOTION to Appoint BABA Investor Group to serve as lead plaintiff(s) . MOTION to Consolidate Cases 1:15-cv-00759; 1:15-cv-00811; 1:15-cv-00991; 01:15-cv-01405 ., 16 MOTION to Appoint Counsel Glancy Binkow & Goldberg LLP . MOTION to Appoint Tai William to serve as lead plaintiff(s) . MOTION to Consolidate Cases 1:15- cv-0759-CM; 1:15-cv-0811-CM; 1:15-cv-0991-CM; and 1:15-cv-01405-CM ., 25 MOTION to Consolidate Cases 1:15-cv-00759; 1:15-cv-811; 1:15-cv-00991; 1:15-cv-01405 . MOTION to Appoint William Yun Cheong Wong and Elke Lai-Hing Lee to serve as lead plaintiff(s) . MOTION to Appoint Counsel .. Document filed by Alibaba Group Holding Limited, Jonathan Zhaoxi Lu, Jack Yun Ma, Joseph C. Tsai, Maggie Wei Wu. (Attachments: # 1 Exhibit A, # 2 Exhibit B)(Youngwood, Jonathan) (Entered: 04/14/2015)

04/17/2015 41 MOTION for Robert Vincent Prongay to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number 0208-10828028. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Tai William. (Attachments: # 1 Exhibit Certificate of Good Standing, # 2 Text of Proposed Order)(Prongay, Robert) (Entered: 04/17/2015)

04/17/2015 >>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. 41 MOTION for Robert Vincent Prongay to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number 0208-10828028. Motion and supporting papers to be reviewed by Clerk's Office staff.. The document has been reviewed and there are no deficiencies. (sdi) (Entered: 04/17/2015)

04/20/2015 42 REPLY MEMORANDUM OF LAW in Support re: 19 MOTION to Consolidate Cases . MOTION to Appoint Lead Plaintiff. MOTION to Approve Counsel . REPLY MEMORANDUM OF LAW IN FURTHER SUPPORT . Document filed by Yangmin Zhang, Yiwei Zhang. (Lieberman, Jeremy) (Entered: 04/20/2015)

04/20/2015 43 REPLY MEMORANDUM OF LAW in Support re: 14 MOTION to Appoint Lead Plaintiff. MOTION to Appoint Counsel The Rosen Law Firm . MOTION to Consolidate Cases ., 16 MOTION to Appoint Counsel Glancy Binkow & Goldberg LLP . MOTION to Appoint Tai William to serve as lead plaintiff(s) . MOTION to Consolidate Cases 1:15- cv-0759-CM; 1:15-cv-0811-CM; 1:15-cv-0991-CM; and 1:15-cv-01405-CM . . Document filed by Christine Asia Co. Ltd., Tai William. (Kim, Phillip) (Entered: 04/20/2015)

04/20/2015 44 DECLARATION of Phillip Kim in Support re: 14 MOTION to Appoint Lead Plaintiff. MOTION to Appoint Counsel The Rosen Law Firm . MOTION to Consolidate Cases ., 16 MOTION to Appoint Counsel Glancy Binkow & Goldberg LLP . MOTION to Appoint Tai William to serve as lead plaintiff(s) . MOTION to Consolidate Cases 1:15-cv-0759-CM; 1:15-cv-0811-CM; 1:15-cv-0991-CM; and 1:15-cv-01405-CM .. Document filed by Christine Asia Co. Ltd., Tai William. (Attachments: # 1 Exhibit 1, # 2 Exhibit 2, # 3 Exhibit 3, # 4 Exhibit 4, # 5 Exhibit 5, # 6 Exhibit 6, # 7 Exhibit 7, # 8 Exhibit 8, # 9 Exhibit 9, # 10 Exhibit 10)(Kim, Phillip) (Entered: 04/20/2015)

04/20/2015 45 REPLY MEMORANDUM OF LAW in Support re: 28 MOTION to Appoint Counsel i Hagens Berman Sobol Shapiro LLP . MOTION to Appoint BABA Investor Group to serve

as lead plaintiff(s) . MOTION to Consolidate Cases 1:15-cv-00759; 1:15-cv-00811; 1:15- cv-00991; 01:15-cv-01405 . . Document filed by BABA Investor Group. (Attachments: # 1 Exhibit 1 (Affidavit of Dr. Adam Werner), # 2 Exhibit 2 (Zhang N.D. Cal. filing))(Zweig, Jason) (Entered: 04/20/2015)

04/20/2015 46 REPLY MEMORANDUM OF LAW in Support re: 25 MOTION to Consolidate Cases 1:15-cv-00759; 1:15-cv-811; 1:15-cv-00991; 1:15-cv-01405 . MOTION to Appoint William Yun Cheong Wong and Elke Lai-Hing Lee to serve as lead plaintiff(s) . MOTION to Appoint Counsel . . Document filed by Elke Lai-Hing Lee, William Yun Cheong Wong. (Rosenfeld, David) (Entered: 04/20/2015)

04/21/2015 47 CALENDAR NOTICE: Please take notice that the above captioned matter has been re-scheduled for a Rule (16) conference to Friday, April 24, 2015 at 2:00 P.M. before the Honorable Colleen McMahon, United States District Judge in Courtroom 17C, U.S. District Court, 500 Pearl Street, New York, New York 10007. Initial Conference set for 4/24/2015 at 02:00 PM in Courtroom 17C, 500 Pearl Street, New York, NY 10007 before Judge Colleen McMahon. (Signed by Judge Colleen McMahon on 4/21/2015) (kgo) (Entered: 04/21/2015)

04/21/2015 48 ORDER FOR ADMISSION PRO HAC VICE granting 41 Motion for Robert Vincent Prongay to Appear Pro Hac Vice. (Signed by Judge Colleen McMahon on 4/21/2015) (kgo) (Entered: 04/21/2015)

04/24/2015 Minute Entry for proceedings held before Judge Colleen McMahon: Initial Pretrial Conference held on 4/24/2015. Decision: Rule 16 Conference held. Refer to transcript for details.Submitted By: Sarah Siegel. (Court Reporter Gerald). (mde). (Entered: 04/24/2015)

04/29/2015 49 NOTICE OF CHANGE OF ADDRESS by Lesley Frank Portnoy on behalf of Tai William. New Address: Glancy Binkow & Goldberg LLP, 122 East 42nd Street, Suite 2920, New York, New York, USA 10168, 212-682-5340. (Portnoy, Lesley) (Entered: 04/29/2015)

05/01/2015 50 MEMORANDUM DECISION AND ORDER CONSOLIDATING CASES, APPOINTING LEAD PLAINTIFF, AND APPOINTING LEAD COUNSEL granting 25 Motion to Consolidate Cases ; granting 25 Motion to Appoint ; granting 25 Motion to Appoint Counsel. For the foregoing reasons, civil actions 15 Civ. 00759, 15 Civ. 00811, 15 Civ. 00991, and 15 Civ. 01405 are consolidated for all purposes. Movants Tai and CAC are appointed as co-lead plaintiffs in those actions; and the Rosen firm is appointed as lead counsel. The Clerk of the Court is directed to remove Docket Nos. 11, 14, 16, 19, 20, 25, and 28 from the Court's list of pending motions. (Signed by Judge Colleen McMahon on 5/1/2015) (kgo) (Entered: 05/01/2015)

05/08/2015 51 SCHEDULING ORDER: The court sets the following schedule for the filing of a Consolidated Amended Complaint and a response thereto: 1. A consolidated amended complaint must be filed by the earlier of (a) 20 business days after the decision from the Joint Panel on Multi-District Litigation (JPMDL) on the pending motion to consolidate and transfer, or (b) June 30, 2015. 2. Defendants must move or answer with respect to the Consolidated Amended Complaint by July 31, 2015. 3. Anticipating a motion rather than an answer, Plaintiffs must file their responsive papers by August 28, 2015. 4. Reply papers on the motion are due September 11, 2015. Once any motion is decided, the parties will have six months to complete discovery. Amended Pleadings due by 6/30/2015. Motions due by 7/31/2015. Responses due by 8/28/2015 Replies due by 9/11/2015.

(Signed by Judge Colleen McMahon on 5/8/2015) (kgo) (Entered: 05/08/2015)

05/08/2015 Set/Reset Deadlines: All Defendants' answer due 7/31/2015. (kgo) (Entered: 05/08/2015)

05/15/2015 52 TRANSCRIPT of Proceedings re: MOTION HEARING held on 4/24/2015 before Judge Colleen McMahon. Court Reporter/Transcriber: Jerry Harrison, (212) 805-0300. Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 6/8/2015. Redacted Transcript Deadline set for 6/18/2015. Release of Transcript Restriction set for 8/17/2015.(Grant, Patricia) (Entered: 05/15/2015)

05/15/2015 53 NOTICE OF FILING OF OFFICIAL TRANSCRIPT Notice is hereby given that an official transcript of a MOTION HEARING proceeding held on 4/24/2015 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days...(Grant, Patricia) (Entered: 05/15/2015)

06/17/2015 54 NOTICE of WITHDRAWAL OF APPEARANCE OF JOSHUA H. SALTZMAN. Document filed by Claire Rand. (Saltzman, Joshua) (Entered: 06/17/2015)

06/24/2015 CASE ACCEPTED AS RELATED. Create association to 1:15-md-02631-CM. (sjo) (Entered: 06/24/2015)

06/24/2015 CONSOLIDATED MDL CASE: Create association to 1:15-md-02631-CM. (sjo) (Entered: 06/24/2015)

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