walter h rice financial disclosure report for 2009

8/3/2019 Walter H Rice Financial Disclosure Report for 2009

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~ o t o FINANCIAL DI SCLOSU RE REPORT R e p o r t R e q u i r e d b y t h e E t h i c sin Government ,4ct t?f 1978R ~ . l /2oto FOR CALENDAR YEAR 2009 (5 u ,s.c at,;..f.f lOl-li;)I . P e r s o n R e p o r t i n g ( l a s t n a m e , f i r s t , m i d d l e i n i t i a l ) 2. Court or Organization 3 . D a t ~ o f R e p o r tRICE, W ALTER tt. U.S. DISTRICT COURT, SD OHIO 05/14/2010

4. Tit le (Arl ic le 111 judges ind ica te ac t ive o r sen io r s ta tus ; 5a . Reporl Type ( t :heck a ppropri a le tyF, , . ) 6. Repor t ing Per iodmagi sl r~ le judges i n di ca t e fu l l - or par~- f imc)[] Nomination, Dale 01 / 01 . 2 009

UNITED STATES DISTRICT JUDGE ~[~ Initial ~ Annual [] Final to1 2 / 3 1 / 20 0 9fib. [] Amended Report

7. Chambe r s o r O f f ic e Add r e s s 8. On t h e b a s i s o f t h e i n f o rma l i o n c o~ t a i n e d i n I b i s Repo r l a n d a n ymod i f i c a t i o n s p e r t a i n i n g t h e r e t o , i t h , in m y o p i n i o n , i n c om p l i a n c eUNITED STATES DISTRICT COURT with appl icable l aws and regu l a t ions .200 WEST SECOND ST., ROOM 909DAY]ON, ()il 45402 Reviewing Off ice r Date

I M P O R T A N T N O T E S : the instructions accompanying this form m ust be fol lowed. Com plete al l parts,checking the NO NE box f!~ r each part where you have no reportable information. Sign on last page.

[~ N O N E (~V o reportable positions.)POSITION NAM E OF ORGANIZATIONiF.NTITY

1 . SE E PART VIII, PAGE 5

N O N E (:Vo reportable agreements.) ~ ~ ~DATE PARTIES AND TE~IS ~ ~


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FINANCIAL DISCLOSURE REPORT ~ . ,. ~ o f P ~ , ~ o . ~ e ~ . ~ .gI a . , e o r R e p o .a g e 2 of 6 raCE, WAL~ n. 0 5 ~ 4 . ~ ~ 0 ~ 0

111. N O N - IN V E S T M E N T 1 N C O M E . ~ o , , i , ~ individual and xp .... ; ~ ee pp. 17.24 of filing in,~tructionsJA. Filers N o n - In v e s t m e n t I n c o m e

N O N E (No reportable non-investmem income.)DAT[ SO~Cg A~ T~F tNC~(~ours, not spouses)

I.

3.

4.

B . S p o u s e s N o n - l n v e s t m e n t I n c o m e - U ~ , , , , were married dating any portion o~ the reporting year, complete this(Doll ar ~motmt not rvquired e~ t ept /br honorar~o. )

~ N O N E (No reportable non-investment income.)SOURCE AND TYPE

CITY OF VANDALIA * Isalary as Magistrale,~Re~rce)

3.

4,

~-z. R E I M B U R S E M E N T S --tramportation, lodging.]hod, entertai .... t.(lmludc,~ thoxe to ;f~oo~ e onJ dtT~endt.nt children, ~tpp 25-2 7 of titing in.~t~ctions )

NON E (No reportable reimbursements.)SOURCE DATES LOCATION PURPOSE ITEMS PAID QR PROVII)ED

I.

3 .4.5.


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Na m e o f Pe r so n Repo r t in g Da le o f Repo r !F I N A N C I A L p a g e 3 o f 6 D I S C L O S U R E R E P O R T

V . G ! F T S . ( I n a . d . . ~ , h , , s e 1 , , s r o . , o . a a . ~ . . a , . , children; s e e p p . 2 S - 3 1 of filing instruction.g)N O N E (No reportable gifts.)

~ DESCRIPTION VALU_F~

2 .3.4

[~] N O N E (No reportable liabilities.)CREDITOR DESCRIPTION VALUE CODE

I.2 .3.4.

5 .


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N a m e o f P e r s o n R e p o r l in g D a l e o f R e p o r tP a g e F I N A N C I A L 4 o f 6 D I S C L O S U R E R E P O R T r a C E , \% A L T E R H . 0 5 1 1 4 ; 2 0 1 0V I I . I N V E S T M E N T S a n d TRUSTS - i n . . . . . . . I,,. r ...... ,ion, lneludcs tho~t of sp ...... d dependent children; see pp. 34- 60 of filing ins~ uction~d

N O N E (No reportable income, assets, or transactions.)

D e s c r i p t i o n o f A s s e t s ; I n c o m e d u r i n g [ G r o s s v ~ . l u e a ~ e n d T r a n s a c t i o n s d u r i n g r e l ~ r 6 n g p e r i o d( i n c l u d i n g t r u s l a s s e t s ) i r e p o r t i n g p e r i o d i o f r e p o r t i n g p e r i o d,I (i) ....... t2) , (i) I~) ~li (2) (3)P l a c e " ( X ) " a f t e r e a c h a s s e t Amount Type (e g . . Value V a l u e T ) ~ c (e .g. , D a t e V a l u e Gain I d c n t i i ~ / o fc x e r n p ! f r o m p r i o r d i s c l o s u r e [ C o d e 1 d i v . . r e n t , C o d e 2 M e th o d b~. sel!. m m , d d , y y C o d e 2 C o d e I buyer/seller, (A-|t) : o r i n t . ) ( J - P ) C o d e 3 r e d e m p t i o n ) ( . l - P ) { A - H ) ( i f p r i s a t e

I Q - W ) t r a n s a c t i o n )

I. Fifth-Third Bank, Dayto n, OH lka PNC A Interest Li Bank ( s av i ngs a ccoun t )2. Society Nat ional Bank, nka KeyBank, A I n t e r e s t J TDayton - checking aecl}3. AIlergen- comm on s tock A Dividend J T4. Beckman Ins t rument - common s tock A Dividend J T5 . Everen Secur i l i cs , ~a Ke m pe r !S e l e c t e d A Dividend .I TFu n d s6. Fifth-Third Bank, fka PNC Bank, Dayton A Interest J T(checking acct )7. Integra Financia l A Dividend J T8. In terna t iona l Paper A Dividend K T9. SinithKline Beecham - preferred stock A Dividend J T1 0 . Fifth-Thi rd Bank, Daylon ( inleres t bear ing A Interest K Tcheck ing a ccoun t )I I . Fifth-Third B ank, Dayton ( in teres t bear ing A Interest K Ts av i ngs a ccoun t )1 2. Mellon Bank . New York C Interest N T1 3. W nght-Pat terson Credi l Union B I n t e r e s ! K T14 .

1 5 .

1 6.

1 7 .


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N a m e o f P e r s o n R e p o r t i n g D a l e o f R e p o r l IP a g e F I N A N C I A L 5 o f 6 D I S C L O S U R E R E P O R T [ raCE, WALT~:R n. "5i14.2010VIII. ADDITIONAL INFORMATION OR EXPLANATIONS.

h POSITIONS:BOARD OF TRUSTEES .. . . . ISUS, INC. - .... a char ier school which i s par t i a lly funded by the Sta te of Ohio.FORMER AND CURRENT MEMBER, BOARD OF DIRECTORS, "BLIILDING B RIDGES" --- an adjun ct to Juveni le Probat ion Depar lment . conce nt ra t ing on~.~,ork lherapy for hard-core juvenile offenders.

FOUNDING TRUSTEE . . . . . AVIATION HERITAGE FOUNDATION, INC. - . . . . an orga niza t ion tbrmed to admin i~ler the Nat ional A~, ia t ion t ler i t age Area .which pulls together a ll of the avia thm her i t age s i tes and a ct ivi t ies in an eight to ten cou nty area , in t J rder to g uaranlee tha t the Dayton a rea wi ll forever beconsidered nol o nly the Bi r lhplace of A,, i a t ion, but a lso v, here the avia l ion indust ry, was founded and where, even toda y, i t set~es to p~ovide the cut l ing edge ofavia t ion technology.

TRUSTEE . . . .. W RIGHT DUNBAR, INC. - . . . . an organ iza t ion d edica ted to res tor in g the Thi rd St reel commercia l c o~ f idor tu tor ing the len gth of theW right -Dtmbar Neighborhood, the s i te of the Dayton Avia t ion Nat ional His tor ica l Park and the ear ly 20th cen tury homes of the W right brothers and Paul LaurcnceDunbar .BOARD OF ADVISORS .... . TIlE LrNIVERSITY OF DAY TON SCttOOL OF LAWCHAIR.~v]AN .... . DR. MARTIN LUTHER KING. J R., MEMORIAL COMMITIEE .. . . . a com mi t t ee cha r ged wi t h de , ,e lop i ng a concep t o t a s u i t ab le memor i a lt o Dr K ing

MEMBER., BOARD OF TRUSTEES .. . . . MONTGOMERY C()UNTY VOLUNTEER LAV~WERS PROJECT .. . . . an o rga niz afio ~ con ceived a nd o perat ed tor~rovide legal set ces to nd gen s in a I aspcel$ of civi l law; the organiza t ion supplements I re ~. .ork done by our loca l I .egal Aid Society.

CO-CItAIRPERSON ..... DAYTON DIALOGUE ON RACE RELATIONS ... . . an o r gan i z a t i on ded i ca t ed t o r a c ia l r econc i l ia t i on t h r ough unde r s t a nd i ng an daction.CO-CItAIRPERSON . . .. . COMMUNITY-\VIDE RE-ENTRY TASK FORCE . .. . . a g rou p of se rvice prov iders, c r imin al just ice pro fessiona ls an d com mun i tyl e ade r s t a sked wi t h deve lopmen t an d implemen t a t i on o f a p r n t oco l a nd pr og r ams t o f a c i li t a t e s ucces sfu l r e t u r n f lex-o ffende r s f r om i nca r ce r a t i on t o becomecont r ibut ing, t axpaying members of the communi ty.CHAIR, AIMERICAN VETERANS HERITAGE COMMISSION . . . . . a g roup tasked with plannin g and developing the rehabi l i tal ion of the Dayton VeteransAffai rs Campus and in clading thereon a museu m to hono r the cont r ibut ions of Amer icas veterans to thei r commun i t ies in t imes o | peace, as weh a~, in t imes

C!tAIR, DAYTON INTERNATIONAL PEACE MUSEUM --- a mu scun~, dedicalcd to espo using peaceful so lut iol~s ~o i ssucs tha t divide peo ple, , Jn a global.i i ~ l t i o l ~ a l m i d l o c a l s e t t i n g .


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Name of Person Reporting D a t e b f R e p o r !Pag eFINANCIAL6 of 6 DISCLOSURE REPORT r aC E , ~ ,V A L T E R I I . 0 5 q 4 t 2 0 1 0IX. CERTIFICATION.

| c e r t i fy tha t a l l i n fo rma t i on g iven above ( i nc l ud ing i n f o rm a t i on pe r t a i n i ng t o m y spouse a nd m ino r o r depend en t ch i ld ren , i f a ny) i sa ccu ra t e , t r u e , a nd com ple te t o the bes ! o f my knowledge a nd be l i ef , a nd Iha l a ny i n f o rma t i on no t r epo r t ed was w i thhe ld because i t me t appl i c able s ta t u l o r - .yprov i s i on s pe rmi t t i ng nun -d i s c l o s u re .I f u r the r ce rt i f y tha t e a rned i ncom e f rom ou t s ide employmen t a nd hon o ra r i a a nd the a ccep t a nce o f g i f t s which have been repo r t ed a re i ncom pliance with the provis io ns of 5 U.S.C. app. 501 el . seq. , 5 U.S.C. 7353, and Judicia l Confere nce regu la t ions .

NOTE: ANY INDIVIDUAl. WH O K NOW INGLY AND W ILFULLY FAI.SIF1ES OR FALLS TO FILE THIS REPORT MAY B E SUBJECT TO CIVIl .AND CRIMINAL SANCTIONS (5 U.S.C. app. 1 04 )

FILING INSTRUCTIONSMail signed original and 3 additional copies to:

Committee on Financial DisclosureAdministrative Office of the United States CourtsSu i t e 2 -30 IOne Columbus Circle, N.E.Washington, D.C. 20544

walter h rice financial disclosure report for 2009

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