walter t mcgovern financial disclosure report for 2010

8/3/2019 Walter T McGovern Financial Disclosure Report for 2010

1/7


2/7

FINANCIAL DISCLOSURE REPORTPage 2 o f 7

N a m e o f P e r s o n R e p o r t in gM c G o v e r n , W a l t e r T .

D a t e o f R e p o r t05/I 3/2011

I l l . N O N - IN V E S T M E N T I N C O M E . (Reporting individual and spouse; see pp. 17-24 of filing instructions.)A. Fliers N o n - l n v e s t m e n t I n c o m e~] N O N E (No reportable non-investment income.)

DATE SOURCE AND TYPE

2.

3.4.

I N C O M E( y o u r s , n o t s p o u s e s )

B . S p o u s e s N o n - I n v e s t m e n t I n c o m e - i f you were married during any portion of the reporting year, complete this section.(Dollar am ount not required e.xcept for honoraria,)

N O N E ( N o reportable non-investment income.)DATE SOURCE AND TYPE

1 .2.3.4.

I V . R E I M B U R S E M E N T S -transportation, lodging, food, e n t e r t a i n m e n t(Includes those to spouse and dependent children; see pp. 25-27 of fi ling instructions.)

N O N E (No reportable reimbursements.)SOURCE DATES LOCATION

1 .2.3.4.5.

PURPOSE ITEMS PAID OR PROVIDE


3/7

FINANCIAL DISCLOSURE REPORTP a g e 3 o f 7

N a m e o f P e r s o n R e p o r t i n gM c G o v e r n , W a i t e r T .

Da t e o f Re por t05/13/201 I

V . G I F T S . a n c l u d e s , h o s e , o s p o u s e o n d d e p e n d e n t children; s e e p p . 2 8 - 3 1 of filing instructions.)N O N E ( N o reportable g ifts.)

SOURCE DESCRIPTION1.2.

3.4.

5.

VALUE

V I . L I A B I L I T I E S . a n c l u d ~ s t h o s e o l s p o u s e and dependent children; see pp. 32-33 of fillng instructions.) N O N E ( N o reportable liabilities.)

CREDITOR DESCRIPTION1.2.

3.

4.

5.

VALUE CODE


4/7


Name of Person ReportingMcG o v ern , W a lt e r T .

Date o f Report05/13/201 I

V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)N O N E (No reportable income, assets, or transactions.)

D e s c r i p t i o n o f As s e ts In co m e d u r in g( i n c lud i n g t r u s t a s s e t s ) r e p o r t i n g p e r i o d

(I) (2 )Place "(X)" after each asset A m o u n t Type (e.g.,

e x e m p t from prior disclosure C o d e 1 d iv . , r en t ,( A - H ) o r i n t . )

1 . AEGON, NV2. Duke Energy3. Th e P e p B o y s Stock4. Tyco, lntl L T D5. American Express Stock6. Wells Fargo & Co. Stock

7. Wells Fargo B ank Securi tie s & Inves tm ent s -Money Mkt accts .8. P u r d e n t i a l

9. Merrill Lyn ch -- Ready Assests Trust

1 0 . Teco Energy , Inc. Stock

II. BankofAmer ica

1 2 . US Ban k

1 3 . Lord Abbet t Tax Free Bond s

1 4 . Ke y Bank , Seattle , WA

1 5 . Morgan Chase

1 6 . Vanguard Tax Free Bon ds

17. Hom est reet Bank

None

A Dividend

A Dividend

A Dividend

D Dividend

B DividendE I n t e r e s tA Dividend

13 I n t e r e s t

13 Dividend

C I n t e r e s t

D I n t e r e s tC I n t e r e s t

B I n t e r e s t

1 3 I n t e r e s t

D Dividend

D I n t e r e s t

Gross value at en do f r e p o r t i n g p e r i o d(t) (2)

V a l u e V a l u eC o d e 2 M e t h o d(J-P) C o d e 3

( Q - W )

J TK TK TJ TN TM TK TJ T

K TN TO TL TJ T

M TM TO T

Transact ions d u r i n g r e p o r t i n g p e r i o d

( l) (2) (3)Type (e .g . , D a t e Valuebuy, se l l , m m /d d/yy C od e 2

r e d e m p t i o n ) (J-P)

C l o s e d 02/01/10 L

(4) (5 )Ga in I d e n t i t y o f

C o d e 1 bUyer /se l le r(A-H) ( i f pr ivate

t r a n s a c t io n )

1 . I n c o m e G a i n C o d c s : A = $1 ,000 or l es s B = $1 ,001 - $ 2 ,5 00 C =$2.501 - $5,000 D = $5 ,001 - $ 1 5 ,000( See C o l um n s 13 1 an d D4 ) F = $50.001 - $100,000 G =$ 100,001 - $1,000,000 H 1 =$ 1,000,001 - $ 5,000,000 H 2 = M o r e than $5 ,000,0002 . V a lue C o d e s J ~-$15,000 or less K = $ 15,001 - $ 50,000 L = $ 50,001 - $1 00,000 M = $ 1 00,001 - $25 0,000(See Columns CI and D3) N = $ 250.001 - $ 500,000 O = $ 500,001 - $1,000,000 P I = $ 1,000,001 - $ 5,000,000 P2 = $5,000,001 ~ $25,000,000P3 =$25,000,001 - $50,000.000 P4 -M o re th a n $ 50 ,0 0 0. 0 0 0

3. Va lue M e tho d Co d e s Q = A p p ra isa l R =C o s t (Re a l E s ta te On ly) S = A s s e s s m e n t T = C a s h Market(See C o l um n C 2 ) U =B o o k V a lue V - O t h e r W = E st i m a t e d

E =$ 15 ,0 0 1- $ 50 . 0 0 0


5/7


Name of Person Report ingMcGovern , Walte r T.

Date of Report05/13/2011

V I I . I N V E S T M E N T S a n d T R U S T S - i .c o m e , , ,o l u e , transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instruction~)N O N E (No reportable income, assets, or transactions.)

e x e m p t f r o m p r i o r d i s c l o s u re C o d e t div . , ren t , C o d e 2 M e t h o d( A - H ) o r i n t . ) (J-P) C o d e 3(Q-W)

1 8 . S e m p r a E n e r g y B D i v i d e n d L T1 9 . D e l l C o m p u t e r N o n e L T2 0. Ho ne y~v el l In tl A I n t e r e s t J T

2 I. M i c r o s o f t A D i v i d e n d J T22 . S e a t t le M e t r o p o l i t a n C r e d i t U n i o n B I n t e r e s t M T23 . W a s h i n g t o n F e d e r al S a v i n g s B a n k D I n t e r e s t M T24 . A m e r i p r i s e F i n a n c i a l B D i v i d e n d L T25 . S p e c t r a E n e r g y A D i v i d e n d J T26 . C o v i d i e n , L T D A D i v i d e n d J T27 . T y c o E l e c t r o n i c s , L T D A D i v i d e n d J T28 . L a J o l la B a n k N o w O n e W e s t B a n k B I n t e r e s t M T29 . W e l l s Fa r g o - T a x F r e e D I n t e r e s t M T

A. B. C. D.D e s c r i p t io n o f A s s e t s I n c o m e d ur in g Gr o s s v a lue a t e n d T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d( inc lud ing trus t a s se ts ) repota tng per iod o f r e p o r t i n g p e r i o d

(l ) ( 2 ) ( 1 ) (2) (I) (2) (3) (4)Pla ce " (X )" a f te r e ach a sse t A m o un t T yp e (e .g ., Va l u e V a lue Type (e .g . , Date Value G a i nbuy, se l l , m r n / d d / y y C o d e 2 C o d e 1

r e d e m p t i o n ) (J -P) (A-H)

(5 )Identity of

buyer/seller(if private

t r a n s a c t i o n )

I. In co m e G a in C o d e s : A = $1 ,000 o r le s s B =$ 1 ,0 0 1 - $ 2 ,50 0 C = $2,5 01 - $5 ,000 D =$51001 - $151000( S e e C o l um n s B 1 a n d D 4 ) F =$ 50,001 - $ 100,000 G =$ 100,001 - $1,000,000 H 1 =$ 1,000,001 - $ 5,000,000 H 2 = Mor e than $5 ,000,0002. Valu e Codes J = $1 5 ,000 or l es s K = $1 5 ,001 - $5 0,000 L =$50,001 - $ 100,000 M = $ 1 00,001 - $ 250,000(Scc Co lum ns C 1 a n d D 3) N =$250,001 - $ 500,000 O =$ 500,001 - $1 ,000,000 P I = $ 1,000,001 - $ 5,000,000 P 2 = $5,000,001 - $25,000,000

P3 =$25,000,001 - $50,000,000 P 4 = Mo r e than $5 0,000,0003. Valu e Method Codes Q = A ppr a i s a l R - C o s t ( R e a l E s t a le O n l y ) S = A s s e s s m e n t T = C a s h M a r k e t( S e e C o l u m n C 2 ) U =B o o k V a lue V = O t h e r W = E s ti m a t e d

E =$15,001 - $50,000


6/7

FINANCIAL DISCLOSURE REPORTP a g e 6 o f 7

N a m e o f P e r s o n R e p o r t i n gM c G o v e r n , W a l t er T .

D a t e o f R e p o r t05/13/2011

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS.


7/7

FINANCIAL DISCLOSURE REPORTPage 7 of 7

N a m e o f P e r s o n R e p o r t i n gM c G o v e r n , W a l t e r T .

D a t e o f R e p o r t05/13/2011

IX. CERTIFICATION. 1 c e r ti f y t ha t a l l in f o r m a t i o n g i v e n a b o v e ( i n c lu d i n g i n f o r m a t i o n p e r t a in i n g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i l d r en , i f a n y ) i sa c c u r a te , t r ue , a n d c o m p l e t e t o t h e b e s t o f m y k n o w l e d g e a n d b e l i e f , a n d t h a t a n y i n f o r m a t i o n n o t r e p o r t e d w a s w i t h h e ld b e c a u s e i t m e t a p p l i c a b le s t a t u to r yp r o v i s i o n s p e r m i t t i n g n o n - d i s c l o s u r e .I f u rt h e r ce r t if y t h a t e a r n e d i n c o m e f r o m o u t s i d e e m p l o y m e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f ts w h i c h h a v e b e e n r e p o r t e d a r e i nc o m p l i a n c e w i t h t h e p r o v i s i o n s o f 5 U . S .C . a p p . 5 0 1 e t . s e q ., 5 U . S .C . 7 3 5 3, a n d J u d i c i a l C o n f e r e n c e r e g u l a t i o n s .

Sign a tur e : S/Wal t e r T. McGove rn

N O T E : A N Y I N D I V ID U A L W H O K N O W I N G L Y A N D W I L FU L L Y F A L S IF IE S O R F A L L S T O F I L E T H I S R E P O R T M A Y B E S U B JE C T T O C I V ILA N D C R I M I N A L S A N C T I O N S ( 5 U . S .C . a p p . 1 04 )

Committee on Financial DisclosureAdministrative Office of the United States CourtsSuite 2-301One Columbus Circle, N.E.Washington, D.C. 20544

walter t mcgovern financial disclosure report for 2010

Documents