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www.khlaw.comWashington, DC ● Brussels ● San Francisco ● Shanghai
Martha E. Marrapese, PartnerKeller and Heckman LLP
1001 G Street NWSuite 500 West
Washington, DC 20001+1 202.434.4123
HCS 2012 and Ultraviolet/Electron Beam TechnologyFebruary 25, 2015
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A Preliminary Word
This presentation provides information about the law. Legal information is not the same as legal advice,
which involves the application of law to an individual’s
specific circumstances. The interpretation and application of
the law to an individual’s specific circumstance depend
on many factors. This presentation is not intended to provide legal advice.
The information provided in this presentation is drawn entirely from public information. The views
expressed in this presentation are the author’s alone.
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SNAPSHOT OF CHANGES
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Snapshot of HCS 2012 Changes - Elements
Old HCS Purpose Scope and application Definitions Hazard determination Written hazard communication program Labels and other forms of warning Material safety data sheets Employee information and training Trade secrets Effective dates
HCS 2012 Purpose (rev) Scope and application (rev) Definitions (rev) Hazard classification (rev) Written hazard communication program (rev) Labels and other forms of warning (rev) Safety data sheets (rev) Employee information and training (rev) Trade secrets (rev) Effective dates (rev)
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Snapshot of HCS 2012 Changes
Old HCS A. Health hazard
definitions (M) B. Hazard
determination (M) C. Reserved D. Definition of
Trade Secret (M) E. Guidelines for
Employer Compliance (A)
Old E re-issued as a guidance document
HCS 2012
A. Health Hazard Criteria (M)
B. Physical Hazard Criteria (M)
C. Allocation of Label Elements (M)
D. Safety Data Sheets (M)
E. Definition of "Trade Secret" (M)
F. Guidance for Hazard Classification re: Carcinogenicity (NM)
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Snapshot of HCS 2012 Changes
Old HCS Mixture cut-offs –
Health hazards: 1.0% Carcinogens: 0.1%
HCS 2012 Hazard Class
Label
SDS
Respiratory / skin sensitization > 0.1% > 0.1%
Germ cell mutagenicity (Cat. 1) > 0.1% > 0.1%
Germ cell mutagenicity (Cat. 2) > 1.0% > 1.0%
Carcinogenicity > 0.1% > 0.1%
Reproductive toxicity > 0.1% > 0.1%
STOT (single exposure) > 1.0% > 1.0%
STOT (repeated exposure) > 1.0% > 1.0%
STOT (Cat. 3) > 20% > 20%
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Snapshot of HCS 2012 Changes – Inner label
Old HCS
Label elements
Identity of the hazardous chemical(s)
Appropriate hazard warnings
Name and address of the chemical manufacturer, importer or other responsible party
Label Phrasing/Language Developed by the
manufacturer, importer or other responsible party
ANSI standard commonly used, other industry guidance.
HCS 2012
Label elements ·Product identifier ·Signal word ·Hazard statement(s) ·Pictogram(s) ·Precautionary
statement(s) ·Name, address, and
telephone number of the chemical manufacturer, importer or other responsible party
Label Phrasing/Language ·Mandatory language
from GHS is provided in Appendix C, Allocation of Label Elements
Label border ·Must be red, no empty
red blocks
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Workplace Labels
Old HCS
Label, tag or mark with: ·Identity of the hazardous
chemical(s) ·Appropriate hazard
warnings or words, pictures, symbols or a combination thereof which provide at least general information regarding the hazards
HCS 2012 Label, tag or mark with:
Option A: Elements required for shipped containers
– Product identifier – Signal word – Hazard statement(s) – Pictogram(s) – Precautionary statement(s)
Option B – Product identifier, and – Words, pictures, symbols, or a combination thereof which provide at least general information regarding the hazards
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Material Safety Data Sheets (MSDS) v. SDS
Old HCS
No required format
Performance-based description of minimum required information
HCS 2012
16 section format required
Appendix D specifies information required under each heading
Sections 12-15 will not be enforced
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SDS Elements
Section 1, Identification Section 2, Hazard(s)
identification Section 3, Composition --
information on ingredients Section 4, First-aid measures Section 5, Fire-fighting
measures Section 6, Accidental release
measures Section 7, Handling and
storage Section 8, Exposure
controls/personal protection
Section 9, Physical and chemical properties;
Section 10, Stability and reactivity;
Section 11, Toxicological information.
Section 12, Ecological information;
Section 13, Disposal considerations;
Section 14, Transport information; and
Section 15, Regulatory information.
Section 16, Other information, including date of preparation or last revision
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Reliance on Supplier SDS
Old HCS Chemical manufacturers, importers and users may rely on the information provided on current MSDS of the individual ingredients
Formulators of physical mixtures could prepare an MSDS by attaching individual ingredient MSDS to cover sheet (no “intermediate” exception?)
HCS 2012 Chemical manufacturers, importers and users may rely on the information provided on SDS for the individual ingredients, except –
Where the manufacturer, importer or user knows, or in the exercise of reasonable diligence should know, that the SDS misstates or omits required information
Need to provide SDS for mixture as a whole based on bridging principles; cover sheet approach not permitted
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Trade Secrets
Process remains unchanged For asserting trade secret For responding to requests for trade secret information based on medical need
Revised labeling requirement: changed from listing chemical identity to product identifier, which facilitates “missing” protection
Concentration of substance in mixture is a potential trade secret Single number % concentration – yes Numerical range % concentration – no (there is no guidance as to what range would be permissible, but presumably couldn’t misrepresent actual nature of hazard).
Existing protection against disclosure of “other specific identification of a hazardous chemical” would logically include a unique set of PELs and/or PEL and TLV combination where the properties and effects of the chemical are disclosed.
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• Additional training: whenever a new person or a new physical or health hazard is introduced, not just a new chemical.
• For example, a new solvent with similar hazards to existing chemicals = no new training is required.
• Technically, under the HCS, the employer need only make employees aware of the hazards to which they will be exposed and how to identify them.
• If PPE is required, then a hazard assessment and training would be specific to the hazardous chemicals requiring PPE.
– The data sheet for each hazardous chemical must be readily available, and the product must be properly labeled.
• If a newly introduced chemical presents a new hazard not covered in prior training, the employer must provide new training to exposed employees.
• In the real world, periodic refresher training is generally necessary.
Training
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SCOPE, EXEMPTIONS, DEADLINES
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Manufacturers and Importers:• Assess inherent hazards (generally not risk) and classify
chemical; create SDS (generally inherent hazards) & labels (consider risk)
All Employers: Communicate info to their employees and contractor employers about hazardous chemicals they may be exposed to in normal operations or foreseeable emergencies
Distributors: Transmit required info to downstream employers• Also responsible for proper label
Scope of Coverage
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Complete Exemption from HCS• Food, drugs or cosmetics for employee consumption/use • Food sold, used or prepared in retail store or restaurant
(scope of “used” is unclear)• OTC drugs and cosmetics packaged for retail sale• Drugs in tablet or pill form• Consumer product when “consumer” exposure
– Greater exposure from foreseeable emergency (leak)?
• Hazardous waste regulated by EPA• Tobacco products• Wood products not to be further processed (e.g., saw)
Exemptions
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Phasing in HCS 2012
December 1, 2013 – initial training• Label and SDS format and pictograms
June 1, 2015: • General compliance deadline• Exception: until 12/1/2015, distributors may ship
products that were labeled and shipped by manufacturers under the old system prior to 6/1/2015.
June 1, 2016:• Update alternative workplace labeling and hazard
communication programs as necessary, and provide additional employee training for newly identified (due to HCS-2012) physical or health hazards
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Supply chain of manufacturers
Same deadline
• Basic chemicals
• Formulated products
Commercial products
• Additives to enhance processing and use
• Purity varies depending on commercial
requirements
• Supply chain depth varies
Problems with Existing Deadlines
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Sources of the problem • Complex supply chains• Lengthy supply chains• Manufacturers of scores or even hundreds or thousands of chemicals
o Coatings/inks with millions of colors• Distributors that mix generic chemicals from
different sources
May easily lead to:• Almost daily compliance issues and constant
need to update information
Problems with Deadlines
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IMPLEMENTATION
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Process
Identify substance or mixture• Internal knowledge, industry knowledge, public knowledge
(the internet?) (info in foreign languages?) Assess inherent hazards (generally not risk)
• Internal knowledge, industry knowledge, public knowledge Classify chemical
• Appendix A for health hazards• Appendix B for physical hazards
Determine appropriate (HCS + tort) label content• Appendix C
Determine appropriate (HCS + tort) SDS content• Appendix D
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Substance v. Mixture• Substance
– Weight of evidence (WOE) to available data
• Mixture– WOE to adequate test data on mixture– WOE to adequate data on ingredients and
substantially similar mixture– Bridging principles– Threshold cutoff levels for each hazard
Health Hazard Classification
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Label Elements
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Supply chain consists of – Resin and additive manufacturers Formulators End Users
Complex formulations – E.g., Adhesive
• Resin• Diluent• Solvent• Surfactant• Preservative• Photoinitiator (optional)
UV/EB
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Acrylate Chemistry
In general, UV/EB curing acrylates have low systemic toxicity, but they can cause skin and eye irritation or burns.
Some individuals may also become sensitized to these chemicals as a result of contact.
Most acrylate oligomers and monomers have a low vapor pressure, and inhalation of vapors is unlikely to occur at room temperatures. Some of these products may form stable aerosols which can be inhaled and may also cause skin and eye irritation.
Low molecular weight acrylate monomers represent the most physiologically active materials in this class, due to the high level of acrylate functionality.
The substantially higher molecular weight and lower net acrylate functionality of acrylate oligomers result in a lower level of physiological activity than the acrylate monomers. • Skin and eye irritation due to oligomer exposure normally are minimal to
mild, and the oligomers exhibitvery low acute toxicity.
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Hazard classification considerations
Skin sensitization• 1A or 1B?
– Cut off amounts of 0.1% and 1.0%, respectively, for having to label
– Most SDSs do not classify as HCS 2012 1A or 1B– Difference is the % of animals and the
concentration at which effects are seen.– Examples - 2-butanone oxime and cobalt
compounds versus maleic anhydride
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Skin sensitizer determinations – Animal testing
1A - Assay Criteria
Local lymph node assay
EC3 value ≤ 2%
Guinea pig maximization test
≥ 30% responding at ≤ 0.1% intradermal induction dose or≥ 60% responding at > 0.1% to ≤ 1% intradermal induction dose
Buehler assay ≥ 15% responding at ≤ 0.2% topical induction dose or≥ 60% responding at > 0.2% to ≤ 20% topical induction dose
1B - Assay Criteria
Local lymph node assay
EC3 value > 2%
Guinea pig maximization test
≥ 30% to < 60% responding at > 0.1% to ≤ 1% intradermal induction dose or ≥ 30% responding at > 1% intradermal induction dose
Buehler assay ≥ 15% to < 60% responding at > 0.2% to ≤ 20% topical induction dose or ≥ 15% responding at > 20% topical induction dose
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Other considerations for UV/EB
How to address aquatic toxicity?• Required for EU CLP• Not required for OSHA compliance
Presence of photoinitiators, inks, may drive classification of mixtures
Amount of information on reproductive toxicity of acrylates is limited
“Family” approach to classifying acrylates in light of TMPTA NTP study?
Radtech resources may be consulted
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ENFORCEMENT
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Commonly issued HCS citations were:• Missing or inadequate written program• Failure to provide training• Failure to maintain SDS or chemical
inventory or mismatches b/n the two• Failure to label in-plant containers
Few citations for inadequate MSDS or label
PPE• Failure to use recommended PPE or failure
to keep it readily available
Historically. . .
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Even with a complete set of SDSs, employers have been cited for:• An outdated list• A list that identified a chemical with a
different name than the one appearing on the SDS
Ongoing updating requirement
Enforcement – List of chemicals
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Increased emphasis on chemical safety
OSHA will continue to make HCS one of its most frequently cited standards
Some greater attention to adequacy of classification, SDS and labeling is likely
OSHA will exercise enforcement discretion for downstream compliance
In the Future . . .
www.khlaw.comWashington, DC ● Brussels ● San Francisco ● Shanghai
Martha E. MarrapesePartner
Keller and Heckman LLP1001 G Street NW
Suite 500 WestWashington, DC 20001
Thank you