1.3 angular momentum and spin · 2. sommerfeld theory 3. from atoms to solids 4. electronic...
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19.1 QCMP Lent/Easter 2016
Quantum Condensed Matter Physics Lecture 19
David Ritchie
http://www.sp.phy.cam.ac.uk/drp2/home
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19.2
QCMP Course Contents
1. Classical models for electrons in solids
2. Sommerfeld theory
3. From atoms to solids
4. Electronic structure
5. Bandstructure of real materials
6. Experimental probes of the band structure
7. Semiconductors
8. Semiconductor devices
9. Electronic instabilities
Peierls transition, charge density waves, magnetism, local
magnetic moments, Curie Law, types of magnetic interactions
10. Fermi liquid theory
QCMP Lent/Easter 2016
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Electronic instabilities • Crystal structure of solids much more complex
than expected
• Few solids are simple close packed structures
• e.g. Ga metal has several different phases as a
function of temperature and pressure
• Se crystallises in a structure which is an array of
spiral chains with 3 atoms per unit cell
• As, Sb, Bi, have puckered sheets where each
atom has 3 nearest neighbours
• Due to chemical bonding and balance of forces
• Fundamental principle of bonding – by placing
chemical potential in a gap, occupied states
lowered in energy (and unoccupied states go up)
QCMP Lent/Easter 2016
Se
• Getting chemical potential to lie in a gap involves
the Brillouin zone boundary being in the right
place – at a momentum containing exactly the
correct number of states to account for all the
electrons in a solid
As
19.3
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The Peierls Transition
• Consider a 1D chain of atoms
• Lattice constant , electron density chosen so the Fermi wavevector lies
in the middle of the band - a metal
• We can turn this metal into an insulator by applying an external potential
with periodicity where
• From previous lectures we know a periodic potential produces
Bragg scattering at a wavevector - a new Brillouin zone boundary
• If there is an energy gap induced on the Fermi surface
• Rather than applying an external potential we can get the same effect by
making a periodic lattice distortion (PLD) with the same periodicity
• So move the atom in the chain to a new position
• Assume the PLD amplitude is small
• We have already met this situation in the diatomic chain……
• If the atoms have a PLD with periodicity they will also produce a
new potential with the same period which is seen by the electrons
• The amplitude of the Fourier components is proportional to the displacement
and we can write with the electron-phonon coupling constant
QCMP Lent/Easter 2016 19.4
2 / Q 2 fQ k
0 cosV Qx/ 2Q
/ 2 fQ k
0 cos( )nR na u Qna
0u a
2 / Q
0Q QV g u Qg
afk
thn
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The Peierls Transition
• Energy gap on the zone boundary is
• Hence an energy level at a momentum
just below is lowered by an energy
proportional to atomic displacement
- the unoccupied level just above is
raised by the same amount
• Period chosen to be so that a
band gap of is introduced at
exactly the chemical potential
• Overall there is an energy lowering as a
result of the PLD, the magnitude can be
calculated (see problem 4.4) by adding
up the energy changes of all occupied
states giving in the limit
where is a constant:
• The ln varies a bit faster than the
square, it is negative, the energy goes
down with the distortion QCMP Lent/Easter 2016 19.5
QV
0ufk
fk
2
0 0( / ) ln /elecE A u a u a
2 / 2 fk
02 Qg u
1D chain
1D chain with lattice modulation
0 / 1u aA
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The Peierls Transition • So by an extension of the standard band structure result there is an
electronic charge modulation accompanying the periodic lattice distortion
• This is usually called a charge density wave (CDW)
• The result is just the electronic contribution to
the energy from states close to the Fermi surface
• We can model other interactions between atoms as springs and we can add
an elastic energy of the form giving a potential of the
form:
QCMP Lent/Easter 2016 19.6
2
0 0( / ) ln /elecE A u a u a
2
0( / )ElasE K u a2 2( ) lnE x Ax x Bx
• This always has a minimum at
non-zero displacement
• The system lowers its energy by
distorting to produce a PLD and
CDW with a period determined
by the Fermi wave vector:
• This spontaneous lattice
distortion is a broken symmetry
phase transition named after its
discoverer Rudolf Peierls
2 / 2 fk
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Charge density waves • Materials that are strongly anisotropic in electronic structures are prone to
spontaneous lattice formation and accompanying charge density wave
QCMP Lent/Easter 2016 19.7
• Phase transitions occur on lowering T,
corresponding to onset of ordering
• Can be monitored by measuring Bragg
peaks in crystal structure using electron,
neutron or x-ray scattering
• Figures show electron diffraction images
from CDW in La0.29Ca0.71Mn03
• Top figure – real space shows short scale
atomic lattice with periodic modulation
• Bottom figure Fourier transform – widely
spaced bright peaks from small unit cell
• Less intense peaks from CDW
• Two periods not related since CDW
period determined by fermi surface size
and shape, depends on electron
concentration
Real space
K-space
Image from J Loudon, PA Midgeley, ND Mathur
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Charge density waves
• The onset of a charge density wave can be seen in the phonon spectrum
• The coefficient of the quadratic term of energy as a function of displacement
gives the phonon stiffness for a mode of wavevector
• The onset of CDW is when the stiffness becomes zero (-ve below transition)
• At this point there is no restoring force and the phonon spectrum
shows a sharp minimum close to
QCMP Lent/Easter 2016 19.8
2 fk
( )q2 fq k
• Figure shows Phonon dispersion
curves (measured by inelastic neutron
scattering at room T) for quasi 1D
organic compound TTF-TCNQ
(tetrathiofulvalene tetracyanoquinone)
• Dispersion curve is along the direction
of the chains in which there is a soft
phonon that turns into a periodic lattice
distortion at low temperature.
• Figure also shows many non-
dispersive optical modes
H A Mook and CR Watson Phys Rev
Lett 36, 801 (1976)
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Magnetism • Defined as capacity of materials to change local magnetic field
• Not possible for classical systems in thermal equilibrium to be magnetic:
Bohr-van Leeuwen theorem – see Feynman lectures volume 2
• All magnetic phenomena rooted in protection of orbital or spin angular
moment afforded by quantum mechanics
• Distinguish between materials which are diamagnetic, paramagnetic or
magnetically ordered
• Diamagnetic materials - magnetism induced is opposite to applied field, a
relative permeability and magnetic susceptibility
• Due to motion of charged quantum mechanical particles, a weak effect,
negligible in many materials exhibiting paramagnetism or magnetic ordering
Examples: Bismuth (χ = -16.6x10-5), copper (χ = -1x10-5), water (-9.1x10-6),
superconductors (-1) ‘perfect’ diamagnets
QCMP Lent/Easter 2016 19.9
1 1 0
• Diamagnets can be levitated and held in a stable
equilibrium in a strong magnetic with no power
consumption, total (magnetic+gravitational) energy
having a minimum.
• Experiment – high water content allow a frog to be
levitated in a 16T field M V Berry and A K Geim Eur J Phys 18, 307 (1997)
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Magnetism
• Paramagnetic materials - magnetism induced is in
direction of applied field
• Observed in systems with partially filled atomic
shells or unpaired electrons. Orbital and spin
angular momentum give rise to paramagnetic
response significantly greater than any diamagnetic
effect due to paired electrons.
• Permeability Magnetic susceptibility
• Paramagnetic effects quite small
• Examples: Oxygen, sodium (χ = 7.2x10-6),
aluminium (χ = 2.2x10-5), calcium, uranium.
QCMP Lent/Easter 2016 19.10
1 0 1 610 10
Motion of liquid oxygen in
a magnetic field
wikipedia
• As temperature is reduced in a paramagnet, below a critical value
magnetic dipoles may be ordered
• Ferromagnetism – dipoles aligned giving a permanent magnetic field
• Antiferromagnetism – dipoles anti-aligned
• Magnetic ordering due to quantum mechanical exchange interaction -
magnetic dipole-dipole interaction much smaller
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Local magnetic moments
• Consider a local magnetic moment of magnitude in a small
applied magnetic field
• Dipole energy is given by
• Probability of finding dipole pointing in a particular direction at temperature
• The average moment
• The magnetic susceptibility is then given by and is isotropic
so
• We can express as
• Since for
QCMP Lent/Easter 2016 19.11
m m0H
0( )E m m H
T
( ) 2( ) / , ( )d , 1/E
Bp e Z Z p k T
m
m
m m m
02 21( )d dp e
Z
m H
m m
m m m m m m
d
d( ) i
jij T m
H
( ) ( )ij ijT T
( )ij T
0 02 2
2
0 0
d 1 d 1 dZ(e )d e d
d d Z d
ii i
j j j
i j i j i j
Z
m H m H
m m
mm m m m
H H H
m m m m m m
0
dZ1 1Z d
0ii
Hm 0H
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Local magnetic moments – Curie Law
• In the limit and
• If rather than a single moment we have
moments in volume the associated
susceptibility is:
• This is known as the Curie law of
susceptibility, note the inverse
temperature dependence.
• Figure shows plotted against
temperature measured for paramagnetic
ions in a gadolinium salt
Gd(C2H3SO4).9H2O
• The straight line is the Curie law
QCMP Lent/Easter 2016
00, 1e
m H
H22 2 2 21 1
3 3x y zm m m m
NV
2
0
1 1
3 B
N
V k T
1
L C Jackson and H Kamerlingh Omnes
From Kittel 19.12
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Types of magnetic interactions
• In many materials a finite magnetism is often observed in absence of
magnetic field
• Must be produced by interactions coupling to electron magnetic moment
• First idea – moments couple through dipole magnetic fields
• Interaction energy of two magnetic dipoles is of order
• Using a magnetic moment of order a Bohr magnetron:
• Where is the fine structure constant
• At typical atomic separations of 2nm this is about
corresponding to a temperature of less than 1K
• This is far too small to explain ordering magnetic temperatures for Co -
1388K, Fe - 1043K, Ni - 627K
• The real explanation revolves around the symmetry of wavefunctions and
the Pauli exclusion principle, the large energies are due to the Coulomb
interaction between electrons
QCMP Lent/Easter 2016 19.13
2 34om r
32
2
3
1Ryd
4 2
o Bohrdipolar
aeU
m r r
1 137
54 10 eV
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Summary of Lecture 19
QCMP Lent/Easter 2016 19.14
• Peirels transition
• Charge density waves
• Magnetism
• Local magnetic moments
• Curie Law
• Types of magnetic interactions
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19.15 QCMP Lent/Easter 2016
Quantum Condensed Matter Physics Lecture 19
The End
http://www.sp.phy.cam.ac.uk/drp2/home