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NORTH CAROLINA SOCIETY OF PATHOLOGISTS
2016Annual Meeting Shelley Lecture&
Focus on Breast Pathology
A collaboration between the North Carolina and South Carolina Societies of Pathologists
and the Shelley Foundation
SATURDAY, APRIL 16
This continuing medical education activity is jointly provided by the North Carolina Society of Pathologists and Southern Regional Area Health Education Center.
April 15-16, 2016 The Ballantyne Hotel, Charlotte, NC
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Lobular Carcinoma in Situand Problematic in Situ Lesions
of the Breast
Stuart J. Schnitt, M.D.Beth Israel Deaconess Medical Center and
Harvard Medical School,Boston, MA
Disclosures
• None
• Described essentially all key features of LCIS:
–Not clinically evident
–Histologic appearance (including loss of cohesion)
–Multicentricity
Am J Pathol 1941;17:491
Heterogeneity of LCIS
• Like DCIS, the term “LCIS” encompasses a heterogeneous group of lesions that differ in morphology, immunophenotype, genetic alterations and, possibly, clinical behavior
• Heterogeneity of LCIS has until recently been largely under-appreciated
LCIS: The Textbook View(Classical LCIS)
• Detected in <5% of breast biopsies (usually incidental finding)
• More common in pre-menopausal women
• Multicentric (~50%), bilateral (~30%)
• No distinctive mammographic features
• Considered to be a marker of increased breast cancer risk (~1%/yr; RR ~10x)
• Also now recognized as a precursor
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Classical LCIS
Type A Type B
Classical LCIS, Type B Cells
Loss of E-cadherin Expression: Defining Feature of LCIS (and ILC)
E-cadherin
• Calcium-dependent transmembrane protein
–Intercellular adhesion
–Maintenance of cell polarity
• Gene (CDH1) located on 16q22.1
• Integral component of adherens-type intercellular junctions
–Homodimerization of E-cad molecules on adjacent cells
–Intracellular domain linked to actin cytoskeleton via α-, β-, γ-, and p120 cateninsforming cadherin-catenin complex
E-cadherin
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Cadherin-Catenin Complex
Dabbs, AJSP, 2007Dabbs, AJSP, 2007
Loss of E-cadherin Expression in LCIS (and ILC)
• LOH at 16q22
• Often accompanied by inactivating mutations or promoter methylation of CDH1
• Deletions, transcriptional repression (via mechanisms other than hypermethylation), miRNA modulation
• Bi-allelic silencing of gene and loss of protein expression
LCIS: Loss of E-cadherin Expression
Non-Classical Forms of LCIS
• Some LCIS exhibit subtle deviations from classical type with regard to growth pattern/cytology
• Others show substantial deviation from classical type–Considerable nuclear pleomorphism
–Comedo necrosis
–Mammographic microcalcifications
• No standard terminology
Non-Classical Forms of LCIS of Clinical Importance
• Pleomorphic LCIS
• LCIS with necrosis
Problem for Pathologist
Distinction from DCIS
Problem for Clinician
Manage like classical
LCIS or like DCIS?
Pleomorphic LCIS• First described in 1996
• Post-menopausal women
• Growth pattern similar to classical LCIS
• Classical LCIS often co-exists
• Nuclear pleomorphism (2-3 fold variation in size)
• Mitoses may be present and numerous
• Comedo necrosis may be present – May present with mammographic
microcalcifications mimicking high grade DCIS
• Non-apocrine and apocrine types
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Non-Apocrine Type Non-Apocrine Type
E-cadherin
Non-Apocrine Type Apocrine Type
Apocrine Type
E-cadherin
Apocrine Type
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Page 5
Biomarkers in Pleomorphic LCISChen, AJSP 2009
• When compared with classical LCIS, pleomorphic LCIS:
–Less often ER+
–Higher proliferation rate (Ki67)
–More often HER2+
Genomic Alterations in Pleomorphic LCIS by aCGH
Chen, AJSP 2009
• Consistently show 16q loss and 1q gain (“lobular signature”)
• When compared with classical LCIS:
–More frequent chromosomal losses and gains (particularly apocrine type)
Differences Between Classical and Pleomorphic LCIS
Classical LCIS Pleomorphic LCIS
Age Younger (premenopausal)
Older (postmenopausal)
Presentation Incidental Mammographic
ER + + or – (apocrine type)
HER2 - - or + (apocrine type)
Ki67 Low High
Genomic changes (aCGH)
Fewer More numerous (apocrine type)
Non-Classical Forms of LCIS of Clinical Importance
• Pleomorphic LCIS
• LCIS with necrosis
LCIS with Necrosis
• Post-menopausal women
• Cytologic features of classical LCIS (type A, type B, mixed)
• Filling and often massive distension of involved spaces with foci of comedo necrosis– May present with mammographic
microcalcifications mimicking high grade DCIS
• Included within “florid LCIS” category
LCIS with Necrosis
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LCIS with Necrosis
E-cadherin
Array-Based CGH of Florid LCISShin, Hum Pathol, 2013
• Like classical LCIS:
–16q losses and 1q gains
• But:
–Greater fraction genome loss
–More chromosomal breakpoints
–More frequent amplifications
How Does the Pathologist Distinguish These LCIS Variants from DCIS in Problematic Cases?
• Histologic features
• Adjunctive immunostains
Histologic Distinction Between LCIS Variants and DCIS
Feature LCIS Variants DCIS
Loss of cohesion Yes No
Intracytoplasmic vacuoles
More common Less common
Pagetoid ductal involvement
More common Less common
Associated classical
LCIS
More common Less common
Microacini Absent Present
Polarization of cells at periphery
Absent Present
Adjunctive Immunostains
• E-cadherin
• p120 catenin
• β-catenin
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Adjunctive Immunostains
• E-cadherin
• p120 catenin
• β-catenin
DCISE-cadherin Positive
Low grade High grade
LCISE-cadherin Negative
Limitations in Use of E-cadherin Immunostaining
• Loss of E-cadherin expression by IHC characteristic of LCIS, but……
• Presence of E-cadherin expression does not preclude diagnosis of LCIS in the context of appropriate histologic features
(i.e., E-cad positive = DCIS)
E-cadherin Expression in Lobular Lesions
• Aberrant E-cadherin expression in neoplastic cells themselves
• E-cadherin staining of benign cells associated with LCIS cells
• Technical issues
E-cadherin Expression in Lobular Lesions
• Aberrant E-cadherin expression in neoplastic cells themselves
• E-cadherin staining of benign cells associated with LCIS cells
• Technical issues
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Am J Surg Pathol 2008
Am J Surg Pathol 2010
•~15% of ILC show aberrant E-cad expression
ILC with Aberrant E-cadherin Expression
ILC with Aberrant E-cadherin Expression ILC with Aberrant E-cadherin Expression
E-cadherin Aberrant E-cadherin Expression in LCIS
• Few studies with small numbers
• 0-9% of cases
• Higher in our practice
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Patterns of Aberrant E-cadherin Expression in LCIS Cells
• Membranous
–Fragmented/partial/beaded (but may even be complete)
–Weak, moderate, strong
–Focal, diffuse
• Cytoplasmic
–Diffuse
–Perinuclear dot-like (Golgi) pattern
LCIS with Aberrrant E-Cadherin Expression
LCIS with Aberrrant E-Cadherin Expression
LCIS with Aberrrant E-Cadherin Expression
LCIS with Aberrrant E-Cadherin Expression
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PLCIS with Aberrrant E-Cadherin Expression
PLCIS with Aberrrant E-Cadherin Expression
LCIS with Aberrrant E-Cadherin Expression
LCIS with Aberrrant E-Cadherin Expression
LCIS with Aberrrant E-Cadherin Expression
LCIS with Aberrrant E-Cadherin Expression
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DCIS
vs
LCIS with aberrant E-cad Expression
Cadherin-Catenin Complex
Dabbs, AJSP, 2007Dabbs, AJSP, 2007
p120 catenin
β-catenin
Expected Expression of E-cadherin, p120 catenin and β-catenin
Normal
epithelium
LCIS and ILC DCIS and IDC
E-cadherin Membrane
staining
Absence of
membrane
staining
Membrane
staining
p120
catenin
Membrane
staining
Cytoplasmic
staining
Membrane
staining
β-catenin Membrane
staining
Absence of
membrane
staining
Membrane
staining
Expected Expression of E-cadherin, p120 catenin and β-catenin
Normal
epithelium
LCIS and ILC DCIS and IDC
E-cadherin Membrane
staining
Absence of
membrane
staining
Membrane
staining
p120
catenin
Membrane
staining
Cytoplasmic
staining
Membrane
staining
β-catenin Membrane
staining
Absence of
membrane
staining
Membrane
staining
E-cad
p120
β-catenin
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E-cad p120
E-cad
β-cat
But sometimes you just can’t be sure……
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E-cad
In situ carcinoma with ductal
and lobular features
E-cadherin Expression in Lobular Lesions
• Aberrant E-cadherin expression in LCIS cells
• E-cadherin staining of benign cells
• Technical issues
E-cadherin Staining of Benign Cells Can Be Mistaken for
Tumor Cell Staining in LCIS
• Normal or proliferating benign epithelial cells
• Myoepithelial cells
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E-cadherin Expression in Lobular Lesions
• Aberrant E-cadherin expression in LCIS cells
• E-cadherin staining of benign cells
• Technical issues
• Careful attention to pre-analytic and analytic factors needed to avoid false negative and false positive E-cadherin staining results
• Lack of appropriate antibody optimization and validation may result in spurious E-cadherin staining
Technical Issues
Technical Issues
Wells, AJSP 2013
E-cad, outside E-cad, repeated
Histopathology, 2016
Management of Non-Classical Variants of LCIS
Pleomorphic LCIS
• No clinical follow-up studies akin to those available for classical LCIS and DCIS
• Natural history/biologic behavior unknown
• ? More often associated with contemporaneous invasive cancer than classical LCIS
• Risk factors for local recurrence/progression to invasive ca not established
• Appropriate management uncertain
DATA
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PLCIS
E-cadherin neg
LCIS variant
Treat like LCISMore like DCIS than LCIS
Nuclear pleomorphism
Comedo necrosis
“Bad” biomarker profile
Treat like DCIS
PLCIS
E-cadherin neg
LCIS variant
Treat like LCISMore like DCIS than LCIS
Nuclear pleomorphism
Comedo necrosis
“Bad” biomarker profile
Treat like DCIS
What Does “Treat Like DCIS” Really Mean?
• Excision to negative margins?
Survey of 351 Surgeons: Frequency of Re-Excision for PLCIS at Margin
Blair, 2012
Re-Excision for
PLCIS at Margin
Frequency
Always 24%
Never 53%
Sometimes 23%
What Does “Treat Like DCIS” Really Mean?
• Excision to negative margins?
• Radiation therapy?
What Does “Treat Like DCIS” Really Mean?
• Excision to negative margins?
• Radiation therapy?
• In the absence of data, is it better to over-treat or under-treat?
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Management of Patients with Pleomorphic LCIS
WHO 2012
• “Caution should be exercised in recommending more aggressive management strategies such as excision to negative margins or mastectomy as a routine practice after a diagnostic surgical biopsy reveals pleomorphic LCIS.”
LCIS with Necrosis
• Same issues as those discussed for PLCIS
–Cells have a lobular phenotype but comedo necrosis is a worrisome feature
–Natural history unknown
–Treat like classical LCIS or like DCIS?
Non-Classical Variants of LCISPractice at BIDMC
• In core needle biopsy specimens:–Surgical excision
• In surgical excision specimens:–Management similar to DCIS
»Report margin status (but only for variant component when lesion is mixed with classical LCIS)
»Attempt to excise to negative margins
»?Radiation therapy
4/7/2016
1
Chad A. Livasy, MDCarolinas Pathology Group
Adjunct Professor, UNC-Chapel Hill
Update on HER2 testing and
Molecular Tests in Breast Cancer
Disclosures
None.
Breast HER2 positive disease
Common features of HER2 positive disease
High-grade histology
Aggressive biology
Younger patients
Down-regulation of ER and PR expression
Press, et al. JCO:15, 2894-2904, 1997
HER2 Testing With IHC and FISH:
Complementary Approaches
HER2 gene amplification or protein overexpression can be assessed via FISH or IHC,
respectively
FISH and IHC are complementary methodologies, examining different aspects of the
biology of HER2-driven cancer1
HER2 gene amplification and protein overexpression have been shown to be
correlated2
IHC and FISH are equally efficient in identifying patients who are likely
to respond to HER2-targeted therapy
* IHC 3+ or FISH+.
1. Hicks DG et al. Am J Clin Pathol. 2008;129:263-273.
2. Hicks DG et al. Hum Pathol. 2005;36:250-261.
3. Wolff AC et al. J Clin Oncol. 2007;25:118-145.
4. Herceptin [prescribing information]. South San Francisco, CA: Genentech, Inc; October 20, 2010.
IHC FISH
4/7/2016
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Pre-analytical factors
Cold ischemic time <1 hour
Fixation in 10% NBF for 6-72 hours
Decalcification (prefer agents that do not contain
hydrochloric acid)
Disclaimer statement added to negative reports
HER2 Positive Rate and Copy # Expect HER2 positive rate of 15-20%
Each lab should monitor their HER2+ rate and compare with expected positive rate
For HER2 ISH positive cases, there is no clear relationship between HER2 copy number and survival for patients treated with adjuvant trastuzumab
Positive cases near the cutpoint do benefit from HER2-targeted therapy
Reporting of results Report both ratio and HER2 copy #
If HER2 is positive based on HER2 copy #, helpful to add explanation in interpretation HER2 POSITIVE for amplification (based on HER2 copy number ≥6)
Case #1 45 yo woman with outside dx of breast cancer, node negative
Outside pathology results: IDC, Nottingham grade 3
Size=1.4 cm
Minor component of admixed DCIS
LVSI negative
Margins negative, all >2 mm
0/2 SLNs
pT1c pN0(sn)
Receptors (performed on prior core biopsy)
ER positive (3+, >90%), PR positive (3+, 80%)
HER2 2+ by IHC
HER2 negative by FISH (ratio=1.4; HER2 copy=2.0)
Case #1
Oncologist requested that tumor from excision specimen be
sent for Oncotype DX assay to guide chemoTx decision
Recurrence Score=High risk (58)
Single gene section= HER2 reported as Positive
Oncologist requested 2nd opinion on pathology
Case #1
4/7/2016
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Case #1 HER2 summary: HER2 positive with HER2 genetic
heterogeneity (approximately 40% of tumor cells are HER2 amplified by FISH and show HER2 overexpression 3+ by IHC)
Tumor sampled in the prior core biopsy was accurately classified as HER2 negative
HER2 FISH results:
Amplified region (ratio=8.4)
Non-amplified region (ratio=1.3)
Patient received 6 cycles adjuvant TCH chemotherapy
No evidence of recurrence to date
4/7/2016
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Intratumoral HER2 genetic heterogeneity
Not well studied, little data reported.
Two patterns of heterogeneity Geographic: Rare.
Likely clinically significant
Interspersed (scattered single cells with ratio >2.0): Not rare on ISH assays. Likely clinically insignificant
Histologic clues to possible HER2 heterogeneity Variable histology identified on excision specimen with
component of high-grade histology Zonal downregulation of ER and/or PR expression within a
tumor
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HER2 Retesting (recent studies)
USCAP 2016 Carter et al. Repeat HER2 Testing on Grade 3 Invasive Breast Carcinoma
Resections (abstract 131)
169 grade 3 IBCs (HER2- on core), retested on excision
3 cases (1.8%) showed change to positive
Ballard et al. HER2 FISH Equivocal Category: Does Retesting Resolve
This Clinical Grey Zone? (abstract 114)
79 cases initially classified as equivocal
Approximately 1 in 4 converted to positive with retesting on excision
Most cases remained in the equivocal category
Case #2 48 yo woman presented with self detected breast mass, clinical T1 N0
mass Underwent US guided core biopsy
IDC, Nottingham grade 3
ER+ (3+, 95%), PR- (0%)
HER2 equivocal by IHC (score=2+)
HER2 equivocal by FISH (Ratio=1.7, HER2 copy=5.3)
Underwent needle-localized lumpectomy with SLN biopsy IDC, Nottingham grade 3
Size: 1.8 cm
Minor component of admixed high-grade DCIS
LVSI present
Margins negative (all >2 mm)
Micrometastasis (2.5 mm) involving 1 of 3 SLNs
pT1c N1mi(sn)
HER2 retesting on excision: Double equivocal by IHC and FISH
Ratio=1.6, HER2 copy=5.1
Case #2
Details of case were discussed with treating oncologist
HER2-targeted therapy was added to this patient’s
chemotherapy regimen based on high-risk features
HER2 equivocal
Oncologist treatment practices for HER2 equivocal cases is
variable
Important to regularly discuss these cases with treating
oncologists
Options for HER2 equivocal Test alternate specimen, block or site (e.g. positive lymph node)
Repeat HER2 testing in same specimen using an alternate probe for centromeric region or for another gene in chromosome 17 not expected to co-amplify with HER2 (e.g. SMS, RARA, p53) SMS and RARA are frequently amplified (data from TCGA) TP53 amplifications less common Different ratios often obtained with use of alternative chromosome 17
reference genes, but clinical significance is unknown
Case discussion with treating oncologist to review clinicopathologic findings and individualized decision on HER2-targeted therapy Oncologist may chose to give HER2 targeted therapy for equivocal results,
particularly for high-risk tumors in which chemotherapy is planned
If there is uncertainty regarding chemotherapy, could send Oncotype Dx for information on chemotherapy benefit Single gene RT-PCR HER2 assay is typically resulted as negative
4/7/2016
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HER2 equivocal From our 2015 files
1325 tumors tested for HER2 6% were classified as equivocal
Actual % likely less due to retesting of equivocal cases
HER2 FISH equivocal definition revised in 2013
Ratio <2.0, with HER2 copy number ≥4 and <6
Very little clinical data on response to HER2 targeted therapy for these patients
Based in part on understanding that there is instability in the genomic content of chromosome 17 centromeric region and these variations affect the HER2/CEP17 ratio
Equivocal HER2 FISH Results on Breast Core Biopsy with Ratio <2.0:
Repeat HER2 Testing on Excision Specimens Impacts Patient ManagementC. Livasy, B. Calhoun, S. Limentani
Levine Cancer Institute and Carolinas Pathology Group, Charlotte, NC
ResultsAbstract
Objective
Results
Conclusions
Evaluate the clinical impact of repeat HER2 testing by FISH on
excision specimens from patients with an invasive mammary carcinoma showing an equivocal HER2 result on the diagnostic core
biopsy who would otherwise not be eligible for HER2-targeted
therapy based on a HER2:CEP17 ratio <2.0.
Background: In the first generation HER2-targeted adjuvant clinical trials, a ratio of 2.0 was used as the
cutpoint to determine eligibility for trastuzumab therapy for patients whose tumors were tested by FISH.
The ASCO/CAP guidelines subsequently defined cases showing a ratio of 1.8-2.2 as equivocally
amplified. HER2 equivocal tumors present a challenge to oncologists who must decide whether or not to give HER2-targeted therapy. There are no clear evidence-based guidelines for how to resolve the HER2
status for equivocally amplified tumors. The identification of HER2 genetic heterogeneity within tumors
raises the possibil ity that sample size may be an important factor in accurately determining HER2 status,
particularly for cases near the cutpoint. This study evaluates the potential clinical impact of HER2 retesting on excision specimens for patients with HER2 FISH equivocal results showing a ratio <2.0 on
core biopsy, who would otherwise not be eligible for HER2 targeted therapy.
Design: A total of 35 breast core biopsy specimens were identified from our database showing invasive mammary carcinoma and an equivocally amplified HER2 status (ratio <2.0) who had retesting of HER2
status by FISH on the subsequent excision specimen. The HER2 ratios from the core biopsy and excision
specimen were compared. Changes in HER2 status between the core biopsy and excision specimen were
noted using ASCO/CAP criteria.
Results: A definitive change in the classification of the HER2 status was observed in 24 (68%) cases.
Twenty cases (57%) reclassified as negative, 4 cases (11%) reclassified as positive, and 11 cases (31%)
remained equivocal. Three of the patients with HER2 equivocal results on the excision specimen demonstrated a ratio >2.0. Using a ratio of 2.0 as the cutpoint for determining eligibility for HER2 targeted
therapy, a total of 7 (20%) of patients became eligible for trastuzumab therapy. The four patients who
showed a definitive reclassification to HER2-positive status showed ratios of 4.0, 3.0, 2.5 and 2.4.
Conclusion: For patients with equivocally HER2 amplified results on core biopsy showing a ratio <2.0,
repeat HER2 FISH testing on a larger volume of invasive carcinoma from excision specimens results in
definitive reclassification of HER2 status for a significant number of patients. Approximately 1/5 of patients
became eligible for HER2-targeted therapy based on results from the excision specimen. These results support the ASCO/CAP recommendations for further testing of cases with HER2 equivocal results.
• 24 (68%) tumors were reclassified as amplified or non-
amplified based on repeat FISH testing on resection material.
• 7 (20%) patients became eligible for HER2-targeted therapy based on results from the resection specimen.
• 4 (11%) tumors showed a definitive reclassification to HER2 amplified (ratios 4.0, 3.0, 2.5 and 2.4). All of these
cases showed an average of 4 or more HER2 signals per
nucleus.
• 11 (33%) tumors remained in the equivocal category. 3 of
these tumors demonstrated a ratio ≥2.0 and an average of 4 or more HER2 signals per nucleus. One of these
tumors demonstrated a ratio of 2.0, >6 HER2 signals/nucleus and 3+ staining by IHC.
• HER2 IHC conclusively resolved 4 cases showing a ratio of 1.8 or 1.9 as negative where the HER2:CEP17 ratio
was elevated due to decreased CEP17 copy numbers.
• 20 of 25 (57%) patients were reclassified as negative
based on the excision specimen.
• All equivocal tumors were Nottingham grade 2 or 3
• For patients with equivocally HER2 amplified results on
core biopsy who do not meet criteria for HER2-targeted therapy, repeat HER2 testing on a larger volume of
tumor from resection specimens impacts patient
management and should be performed.
• These findings support the American Society of Clinical
Oncology/College of American Pathologists recommendations for further testing of cases with an
equivocal HER2 result.
• In this study, 1 in 5 patients became eligible for HER2-
targeted therapy based on retesting of resection specimens. Given this relatively high rate of conversion
to positive in a cohort of patients with an initial ratio of 1.8
or 1.9 on core biopsy, algorithms for repeat HER2 testing on resection specimens from patients showing a
negative result on core biopsy should be explored.
Printed by
Methods
Our institution employs fluorescent in situ hybridization (FISH) as the
primary methodology for determining HER2 status of invasive mammary carcinomas. We evaluate >1000 cases each year by
FISH with an annual HER2 equivocal rate of approximately 6%.
From these cases, a cohort of patients was identified in which the initial HER2:CEP17 ratio on the diagnostic core biopsy was reported
as equivocal with a ratio <2.0 (ratio of 1.8 or 1.9) and repeat HER2 FISH results on the subsequent excision specimen were available
for comparison. All cases were tested with the Vysis PathVysion
HER2 DNA Probe Kit (Abbott Molecular). Cases showing an equivocal ratio were evaluated by two different observers, each
scoring a total of 40 cells. The HER2 status of tumors was determined using ASCO/CAP criteria (<1.8 negative, 1.8-2.2
equivocal and >2.2 positive). In this cohort of patients, the HER2
ratios from the core biopsy and excision specimen were compared. Changes in HER2 status between the core biopsy and excision
specimen were noted. Tumor grade and size from each of these cases was recorded.
• A total of 35 patients were obtained from recent files meeting criteria for
inclusion. The detailed FISH results from the core biopsy and excision specimen are summarized in the table below.
Case Ratio
core
HER2 CEP17 Result
core
Ratio
excision
HER2 CEP17 Result
excision
Size/Grade
1 1.9 5.65 3.02 Equiv 4.0 7.07 1.77 Amp 1.8/G3
2 1.9 2.85 1.5 Equiv 3.0 5.43 1.8 Amp 1.5/G2
3 1.9 3.57 1.85 Equiv 2.5 4.8 1.95 Amp 3.4/G3
4 1.9 4.97 2.57 Equiv 2.4 5.05 2.07 Amp 2.0/G2
5 1.9 4.58 2.45 Equiv 2.0 7.35 3.63 Amp* 3.0/G3
6 1.9 3.65 1.88 Equiv 2.1 4.8 2.25 Equiv 1.5/G2
7 1.9 4.77 2.50 Equiv 2.1 4.9 2.32 Equiv 1.1/G2
8 1.9 2.7 1.41 Equiv 1.9 2.12 1.12 Equiv** 1.4/G2
9 1.9 2.98 1.6 Equiv 1.8 2.5 1.57 Equiv** 1.8/G2
10 1.9 3.78 1.9 Equiv 1.8 2.43 1.38 Equiv** 2.5/G3
11 1.8 4.07 2.2 Equiv 1.8 4.32 2.42 Equiv 2.2/G3
12 1.8 2.87 1.6 Equiv 1.8 3.75 2.07 Equiv 1.0/G3
13 1.8 4.82 2.62 Equiv 1.8 3.8 2.1 Equiv 1.2/G3
14 1.9 4.15 2.2 Equiv 1.8 4.24 2.34 Equiv 0.8/G2
15 1.8 3.75 2.07 Equiv 1.8 2.87 1.6 Equiv** 1.0/G3
16 1.9 3.67 1.9 Equiv 1.7 2.85 1.68 Neg 1.7/G2
17 1.8 3.25 1.8 Equiv 1.1 1.68 1.48 Neg 2.0/G3
18 1.8 4.82 2.62 Equiv 1.5 5.1 3.5 Neg 1.2/G3
19 1.9 4.77 2.55 Equiv 1.7 4.21 2.5 Neg 5.2/G3
20 1.8 4.2 2.27 Equiv 1.7 4.32 2.47 Neg 2.5/G3
21 1.9 3.91 2.1 Equiv 1.7 3.97 2.4 Neg 2.0/G2
22 1.9 3.33 1.73 Equiv 1.6 3.1 1.9 Neg 0.5/G2
23 1.9 4.95 2.62 Equiv 1.6 4.1 2.6 Neg 2.1/G2
24 1.9 4.7 2.45 Equiv 1.6 4.95 3.18 Neg 2.0/G2
25 1.8 4.22 2.35 Equiv 1.4 4.7 3.3 Neg 1.5/G3
26 1.8 3.0 1.67 Equiv 1.4 2.9 2.05 Neg 1.9/G3
27 1.8 3.53 2.00 Equiv 1.4 1.95 1.45 Neg 1.3/G2
28 1.9 4.1 2.12 Equiv 1.4 2.48 1.78 Neg 3.0/G2
29 1.9 5.3 2.8 Equiv 1.3 4.65 3.6 Neg 0.6/G2
30 1.9 3.4 1.75 Equiv 1.2 2.3 1.95 Neg 2.5/G2
31 1.8 3.4 1.93 Equiv 1.2 2.05 1.78 Neg 2.7/G3
32 1.9 3.85 2.0 Equiv 1.2 2.23 1.78 Neg 2.5/G3
33 1.9 4.66 2.39 Equiv 1.3 3.97 3.1 Neg 1.6/G3
34 1.9 3.45 1.78 Equiv 1.1 4.7 4.1 Neg 5.5/G3
35 1.8 3.55 1.92 Equiv 1.2 2.48 2.15 Neg 1.8/G3
*Equiv by ratio, amp by HER2 copy number (>6 HER2/nucleus), IHC=3+ **IHC 0 or 1+
HER2 evaluation with RT-PCR No current defined utility in resolving equivocal/borderline cases
Most double equivocal cases by IHC/FISH are negative by Oncotype RT-PCR single gene assay (personal experience)
High False-Negative Rate of HER2 Quantitative Reverse Transcription Polymerase Chain Reaction of the Oncotype DX Test: An Independent Quality Assurance Study (Dabbs et al. J Clin Oncol 29:4279-85, 2011) N=843
Of 36 FISH positive cases: 10 positive, 12 equivocal and 14 (39%) negative by RT-PCR
“Unacceptable” false negative rate for Oncotype DX
Probably bias towards cases that are difficult to classify HER2 status
HER2+ tumors are rarely sent for Oncotype
HER2 low study NSABP B-47
To determine whether the addition of trastuzumab to chemotherapy (TC or AC→WP)
improves invasive disease-free survival (IDFS) in women with resected node-positive or high-
risk node-negative breast cancer which is reported as HER2-low by all HER2 testing
performed.
Polysomy/monosomy 17 CEP17 probe added to normalize for “polysomy 17” (thought to be due to
increased copies of chromosome 17)
CGH have subsequently demonstrated that whole chromosome polysomy is exceedingly rare Yeh, et al. Clinical validation of an array CGH test for HER2 status in breast cancer
reveals that polysomy 17 is a rare event. Mod Pathol 22: 1169-75, 2009.
Much more complex than initially thought Gains and losses seen throughout entire chromosome
Variations in CEP17 significantly affect HER2/CEP17 ratio.
Monosomy 17 with ratio >2.0
These cases are rare (~1% of FISH cases in our experience)
HER2 copy# <4
These patients were included in first generation trastuzumab
clinical trials
Little clinical data on benefit of HER2-targeted therapy
Often discordant with IHC
4/7/2016
7
Other problematic ISH scenarios
Loss of entire chromosome 17
Single signals for both HER2 and CEP17
Reported as non-amplified
Total loss of CEP17 signals in tumor cells
Cannot calculate an accurate ratio; report HER2 copy #
Often resolved with IHC
Could try alternate reference probe
Co-amplification of HER2 and CEP17
Problem resolved for most cases using current guidelines
Most cases are 3+ by IHC
HER2 Status May Change Between Primary Breast Cancer
Diagnosis and Metastatic Disease
* Percentages are a measurement of change from negative to positive HER2 status.† Studies have also shown that patients’ HER2 status may change from positive in the primary diagnosis to negative in metastatic disease.3,4
1. Simmons C et al. Ann Oncol. 2009;20(9):1499-1504; 2. Guarneri V et al. Oncologist. 2008;13(8):838-844; 3. Fabi A et al. Clin Cancer Res. 2011;17(7):2055-2064; 4. NCCN Clinical Practice Guidelines in OncologyTM: Breast Cancer V2.2011. National Comprehensive Cancer Network Web site. Accessed November 23, 2011; 5. Pegram M, Slamon D. Semin Oncol. 2000;27(5)(suppl 9):13-19.
Studies show HER2 status changes* in 9% to 16% of breast cancer cases
from early stage to late stage
HER2 Status Negative to Positive
Simmons et al 9% (2/22)
Guarneri et al 16% (10/61)
Fabi et al 11% (12/112)
Due to the aggressive nature of HER2-positive disease, it is advisable to rebiopsy and
retest upon first recurrence of metastatic disease when original results were HER2-negative
or unknown.
HER2 Testing in DCIS
No current indication
Awaiting results from NSABP B-43
HER2+ (confirmed centrally) treated with lumpectomy, final
margins negative
Randomized to low-dose trastuzumab/WBI vs WBI alone
Primary end point
Ipsilateral IBC/DCIS recurrence
HER2+ rate observed for DCIS=35%
What Makes a Clinically Useful Assay?
•Cost-neutral/saving, cost effective, better resource use
Economic Utility
•Affects treatment decision making
Clinical Utility
•Outcome endpoints(i.e. prognostic, predictive)
Clinical Validity
•Reproducible and reliable
Analytic Validity
•Consensus on analytic and clinical validity and clinical and economic utilityGuidelines
Adapted from Simon et al. J Clin Onc. 2005. Hayes et al. Breast. 2003.
4/7/2016
8
Molecular tests for early stage, ER+,
invasive breast carcinoma Oncotype DX (RT-PCR gene expression, 21 genes)
Central testing
FFPE tissue
Three tier risk classification (low, intermediate and high risk)-10 years
MammaPrint (RNA gene microarray, 70 genes) Central testing (MammaPrint, BluePrint, TargetPrint)
Fresh or FFPE tissue
Binary risk classification (low and high risk)-10 years
May send ER- tumors
Prosigna (Hybridization with gene specific labels-nCounter, 58 genes) Local testing
FFPE tissue
Three tier risk classification (node negative), two tier (1-3 node positive)-10 years
Requires pathologist involvement for adequacy assessment and isolation of tumor for analysis
Practicing Precision MedicineThe Oncotype DX® Breast Cancer Assay
16 Breast Cancer-Related Genes
ER
PR
Bcl2
SCUBE2
GRB7
HER2
Ki-67
STK15
Survivin
Cyclin B1
MYBL2
Stromelysin 3
Cathepsin L2GSTM1
CD68
BAG1
Beta-actin GAPDH RPLPO GUS TFRC
Estrogen Proliferation HER2 Invasion Others
5 Reference Genes
Paik et al. N Engl J Med. 2004.
The Recurrence Score® Result Reveals Individual
Tumor Biology for ER+ Breast Cancer
Paik et al. N Engl J Med. 2004; Paik et al. J Clin Oncol. 2006.
Dis
tan
t R
ec
urr
en
ce
at
10
Ye
ars
Recurrence Score Value
40%
35%
30%
25%
20%
15%
10%
5%
0%
0 5 10 15 20 25 30 35 40 45 50
Low Recurrence Score Disease
Indolent
Hormonal therapy–sensitive
Minimal, if any, chemotherapy benefit
High Recurrence Score Disease
Aggressive
Less sensitive to hormonal therapy
Large chemotherapy benefit
Continuous Biology
TAILORx: A Clinical Trial Assigning
Individualized Options for Treatment (Rx)
Sparano et al. N Engl J Med. 2015.
Oncotype DX® Assay
Secondary Study Group RS <11
~29% of Population
Arm AHormonal Therapy
AloneN=1626 (16.1%)
Primary Study Group
RS 11-25 ~44% of Population
Randomize
N=6885 (68.4%)
Secondary Study Croup
RS >25 ~27% of Population
Arm DChemotherapy Plus Hormonal TherapyN=1520 (15.5%)
Eligible 10,253 pts
prospectively enrolled
(2006-2010)
RS: Recurrence Score® result
Published in
NEJM 2015
Patients in Arm A
were predominantly
treated with AI (59%)
and tamoxifen (34%)
Arm BHormonal Therapy
Alone
Arm C Chemotherapy Plus Hormonal Therapy
Study Arms for Primary Analysis
To be reported at a later date
Patients with Recurrence Score® Results <11 Have Less than 1% Risk of Distant Recurrence at 5 Years
Sparano et al. N Engl J Med. 2015.
1.00
0.95
0.90
0.85
0.80
0 12 24 36 48 60
Months
5 year DRFI Rate
99.3%
(95% CI 98.7%, 99.6%)
Dis
tan
t re
cu
rren
ce-f
ree in
terv
al
pro
bab
ility
n=1,626
Median follow-up 69 months
0.00
Diagnosed between 2004-11
n= 379,103
With Recurrence
Score
n= 46,733
HR+, HER2- non-metastatic
n= 45,287
Node-negative
n= 40,134
Age 40-84
n= 38,568
SEER Breast Cancer Registry Study
Design• Characterize the Oncotype DX® assay testing and known chemotherapy (CT) use by nodal
status in hormone receptor-positive (HR+) invasive breast cancer
• Determine prospective breast cancer-specific mortality (BCSM) outcomes by Recurrence
Score® result and clinical and pathologic features
• In a pre-specified analysis of N0, HR+, HER2- patients aged 40-84 years
• In subgroups with N0 and node-positive (N+; micrometastatic and 1-3 positive nodes) disease,
including subgroups often under-represented in clinical trials
Shak et al. SABCS 2015.
4/7/2016
9
5-year BCSM in Recurrence Score® Groups by Known
Chemotherapy (CT) Use: ER+, N0, HER2(-) Patients
Shak et al. SABCS 2015.
Recurrence Score Group Low Intermediate High
Known Chemotherapy 7% 34% 69%
No or Unknown Chemotherapy 93% 66% 31%
Van De Vijivern MJ, et al. N Engl J Med.2002
70 prognosis genes
Tum
or
sam
ple
s
Metastases: w
hite
=+70-Gene cDNA Microarray Expression
Profile (MammaPrint)
Study included samples from heterogeneous
patients with breast cancer, 141/295 were node
negative and not treated with adjuvant therapy
2 outcomes – distant recurrence or not w/o
adjuvant therapy
FDA Clearance 510(k) for fresh or frozen tumor,
CLIA certified for formalin-fixed paraffin-
embedded (FFPE)
No distant metastasesGroup (< 5 yrs)
Full genome gene
expression analysis
Distant metastasesGroup (< 5 yrs) Prognosis reporter genes
Netherlands Cancer InstituteFrozen Tissue Bank
Tumor samples of known clinical outcome
50
RASTER study Drukker et al. A prospective evaluation of a breast cancer
prognosis signature in the observational RASTER study. Int J
Cancer. 2013. 133(4):929-936.
427 patients (cT1-T3 N0 M0, ages 18-61)
219 patients classified as “low risk” by 70-gene assay
85% of these patients did not receive chemotherapy
97% were disease free after 5 years
208 patients classified as “high risk” by 70-gene assay
81% of these patients received chemotherapy
91% were disease free after 5 years
Conclusion: Assay identifies a group of woman who may omit
adjuvant chemotherapy without compromising outcome.
PAM50 ROR Assay by
NanoString nCounter®
Extract RNAfrom FFPE
tumor sample
Run RNA & PAM50 CodeSet on nCounter Analysis System
Capture patient expression profile
Calculate Risk of Recurrence (ROR) Score
Determine Intrinsic Subtype Through Pearson’s Correlation to Centroids
Prosigna Pathologist Involvement
Pathologist circles region of viable tumor, excluding
surrounding non-tumor tissue
Tumor cellularity estimated within circled area
>10% cellularity, >4 mm squared required
Tumor tissue from unstained slides used for analysis
4/7/2016
10
Goals for Neoadjuvant Therapies for Locally
Advanced Breast Cancer
• Locally advanced breast cancers represent approximately 4% of all breast cancers diagnosed in the United States1
• Management of locally advanced breast cancers has evolved over the last two decades and neoadjuvant systemic therapy is frequently used prior to surgery and/or radiation2-4
• The goals of neoadjuvant therapy are to improve surgical outcomes and options:
– For operable breast cancer: Increase ability for breast conserving surgery in those who would otherwise require mastectomy
– For inoperable breast cancer: Down-staging of large tumors to improve surgical options and outcomes
• Gene signatures can assist in selection of systemic neoadjuvant treatment by identifying patients more/less likely to respond to therapy5-10
1. Anderson et al. J Clin Oncol. 2003. 6. Chang et al. Breast Cancer Res Treat. 2008. 2. Gralow et al. J Clin Oncol. 2008. 7. Yardley et al. SABCS 2011. Abstract P5-13-09.3. Kaufmann et al. J Clin Oncol. 2006. 8. Akashi-Tanaka et al. Breast. 2009.
4. Schwartz et al. Cancer. 2004. 9. Masuda et al. ASCO 2011. Abstract 558.5. Gianni et al. J Clin Oncol. 2005. 10. Zelnak et al. ASCO 2013. Abstract 562.
Guiding Neoadjuvant Therapy Selection
Sample Case
Patient: 72 years old woman, desires BCT
Medical history
ILC in the right breast
Findings
Vague, poorly demarcated abnormality MRI (5.6 cm)
Tumor is ER+/PR+/HER2- (needle core biopsy)
Characteristic Description
Tumor size 5.6 cm
Tumor grade 1
Lymph nodes No palpable adenopathy
ER/PR status ER+/PR+
HER2 status Negative
Oncotype DX®
Recurrence Score®10
• Recurrence Score result of 10 indicates that she is more likely to respond to neoadjuvant
endocrine therapy and less likely to respond to neoadjuvant chemotherapy than would a
patient with a high score
• Based on this, the doctor and patient decided to proceed with neoadjuvant endocrine
therapy
Guiding Duration of Adjuvant Endocrine
Therapy
Breast Cancer Index Genetic Assay
Marketed to help oncologist decision to extend or end
endocrine therapy at year 5 and beyond for patients with early
stage ER+, node-negative, IBC who are distant recurrence-free
Also reports individualized risk of late recurrence of breast
cancer (years 5-10)
Multi-gene quantitative RT-PCR assay
Genes:
Extended endocrine therapy: HoxB13/IL17BR
Risk of late recurrence: BUB1B, CENPA, NEK2, RACGAP1, RRM2
DCIS Molecular Testing: Better Tools Are Needed
• Better tools to provide an individualized risk estimate that is based on the underlying
tumor biology are needed1
• There is a need for tests that:
– Provide an individualized estimate of LR risk
– Provide confidence that you are making the right treatment recommendation
• When clinical and pathologic features are incongruent
• Confirming that a patient has a low risk of LR and could forego radiation
– Identify patients thought to be low risk based on clinical and pathologic features but
actually have higher-risk disease
1. Allegra et al. J Natl Cancer Inst. 2010.
How can genomics address this need?
4/7/2016
11
DCIS Score™ Result: Gene Selection
Solin et al. J Natl. Cancer Inst. 2013.
PRKi-67
STK15
Survivin
Cyclin B1
MYBL2
GSTM1
Beta-actin
GAPDH
RPLPO
GUS
TFRC
Hormone Receptor GroupProliferation Reference
The DCIS Score result:
• Is a continuous variable
• Is a quantitative risk assessment (number between 0-100)
• Reflects each individual patient’s tumor biology
PR: progesterone receptor
DCIS Score™ Result: 10-Year LR in E5194(low/intermediate grade , ≤2.5 cm or high grade, ≤1 cm ; ≥3 mm margin)
Solin et al. J Natl. Cancer Inst. 2013.
Any Local Recurrence
The ECOG E5194 study validated the DCIS Score result as a predictor of LR
(increasing DCIS Score corresponds to increasing risk)
• Any DCIS or invasive LR
• An invasive LR
Invasive Local Recurrence
CI: confidence interval; HR: hazard ratio
NGS testing in metastatic breast
cancer
Defining utility in breast cancer clinical decision making is a
work in progress
Objective is to identify actionable mutations to target
Very little data to date to support tumor mutation profiling
in breast cancer outside of research setting
May serve as a screening tool for clinical trial enrollment
1
Page 1
A Contemporary View of Lumpectomy Margin Evaluation
Stuart J. Schnitt, M.D.
Department of Pathology
Beth Israel Deaconess Medical Center and Harvard Medical School
Boston, MA
Disclosures
• None
Local Treatment of Breast Cancer
• Breast conserving therapy now standard treatment for patients with invasive breast cancer
–Breast conserving surgery and radiation therapy
–Breast conserving surgery alone (for selected patients)
• Associated with high levels of local tumor control
Local Treatment of Breast Cancer
• Small proportion of patients develop local recurrence in the treated breast
• Minimizing local recurrence is important
–Emotional distress
–Adverse effect on survival
Risk Factors for Recurrence in the Conservatively Treated Breast
• Clinical factors
–Young age
• Treatment factors
–Extent of excision
–Details of radiation therapy
–Use of systemic therapy
• Tumor factors
–Gross multicentricdisease
–Extensive intraductalcomponent
–Molecular subtype
–Margins
Basics of Margin Evaluation
• Margin evaluation is an exercise in probabilities (not absolutes)
• Patients with positive margins are more likely to have residual disease at or near the primary site than those with negative margins
• But
–A positive margin does guarantee residual disease
–A negative margin does not preclude extensive residual disease
2
Page 2
The Goal of Margin Evaluation
• IS NOT to ensure that there is no residual tumor in the breast
The Goal of Margin Evaluation
• To identify those patients more likely to have a large residual tumor burden and who, therefore, require further surgery (re-excision or mastectomy)
• To identify those patients unlikely to have a large residual tumor burden and who, therefore, are suitable candidates for breast conserving therapy without further surgery
Limitations of Margin Assessment
• Technical and methodogical
• Definition and interpretation
• Distribution of tumor in the breast
• Breast cancer biology
• Impact of systemic therapy
Technical and Methodologic Issues
• The “pancake phenomenon”
Am J Surg 2002 Am J Surg 2002
Occurs even in the absence of compression
for specimen radiography
3
Page 3
Technical and Methodologic Issues
• The “pancake phenomenon”
• Specimen orientation
--In addition to orienting specimen using S and L sutures, a 3rd stich was randomly added to another margin
Ann Surg Oncol 2009
S
L--Surgeon-pathologist
discordance
about 3rd margin location
in 31% of cases
Technical and Methodologic Issues
• The “pancake phenomenon”
• Specimen orientation
• Problems with ink
Inking of Specimen Margins
Unoriented Specimen Oriented Specimen
Resident 1 Resident 2
Resident 3 Resident 4
X X
XX
4
Page 4
• Experimental model using oriented, partially filled water balloon
• Three volunteers painted six surfaces
• Area of each color on surface quantitated by image analysis
• Area of some painted surfaces differed by as much as 100% between painters
• Last surface painted on average 18% larger than the rest
Int J Br Cancer 2013
Where is the margin?
TUMOR
Is this the orange margin or the blue margin?
ColorOverall
Accuracy (%)
AJCP, 2014
5
Page 5
ColorOverall
Accuracy (%)
AJCP, 2014
Technical and Methodologic Issues
• The “pancake phenomenon”
• Specimen orientation
• Problems with ink
• No uniform sampling method; sampling error
Sampling of Lumpectomy Specimens
• Ranges from limited sectioning to total sequential embedding
• Even with total, sequential embedding, only a small proportion of the specimen is examined microscopically
How “Total” is Total Sequential Embedding?
• 4.2 cm lumpectomy specimen
• Cut at 3mm intervals resulting in 14 slices
4.2 cm
• Each slice embedded in
paraffin and cut at five
microns
• Results in 14 five micron
sections
• 70 microns of tissue
examined from a 4.2cm
specimen =
0.2% of specimen
Complete HistologicExamination of this 4.2 cm
Lumpectomy Specimen Would Require
8400 slides
Definitions and Interpretive Issues
6
Page 6
At many institutions
• Proscribed minimum margin distance required for breast conserving treatment based on
–data from retrospective studies
–local lore/urban legend
–how/where surgeons were trained
• 25+ years after randomized trials, no general agreement among surgeons or radiation oncologists as to what constitutes an adequate negative margin–No margin width about which >50% of surgeons
or radiation oncologists agree is “adequate” or “negative”
–All available data from retrospective studies
– Issue never addressed in randomized trials
What is an Adequate Margin?
What is an Adequate Margin?Surgeons (Azu, 2010)
What is an Adequate Margin?Radiation Oncologists (Taghian, 2005)
McCahill, JAMA, 2012
Range 0-70%
Why does it matter?
• Extent of surgical resection most important determinant of cosmetic outcome
7
Page 7
Why does it matter?
• Re-excisions associated with
–Patient anxiety
–Poor cosmesis
–Morbidity
–Cost
–Patients opting for mastectomy
How Well Does Any Given Margin
Measurement Reflect Reality?
2mmTu
mo
r
2mm <1mmTu
mo
r
Tu
mo
r
Distribution of Tumor in the Breast
Tumor
<2 cm
2 cm
3 cm
4 cm
42% (18% inv, 24% CIS)
17% (8% inv, 9% CIS)
10% (5% inv, 5% CIS)
Cancer, 1985
8
Page 8
Negative Margin Width and Local Recurrence
If this is the case, do millimeters really matter?
• 14,571 patients from 21 studies
• No significant difference in LR rates associated with threshold margin widths of 1 mm, 2 mm or >5 mm when adjusted for use of radiation boost or endocrine therapy
Eur J Cancer 2010
Breast Cancer Biology
Impact of Breast Cancer Biology on Local Recurrence
• More biologically aggressive types (e.g., triple negative breast cancer) associated with higher local recurrence rates regardless of margin width
Arvold , JCO 2011
LUM A
HER2
TN
Impact of Breast Cancer Biology on Local Recurrence
• More biologically aggressive types (e.g., triple negative breast cancer) associated with higher local recurrence rates regardless of margin width
• OncotypeDX recurrence score (developed to predict likelihood of distant recurrence) also predicts loco-regional recurrence (Mamounas,
2010)
9
Page 9
Impact of Breast Cancer Biology on Local Recurrence
• More biologically aggressive types (e.g., triple negative breast cancer) associated with higher local recurrence rates regardless of margin width
• OncotypeDX recurrence score (developed to predict likelihood of distant recurrence) also predicts loco-regional recurrence (Mamounas,
2010)
• Wider margins don’t overcome bad biology
Impact of Systemic Therapy
Effective Systemic Therapy Reduces Local Recurrence
No Systemic Therapy
Systemic Therapy
NSABP B14
ER+, N-
(systemic Rx: none vs Tam)
14.7% 4.3%
NSABP B13
ER-, N-
(systemic Rx: none vs MF)
13.4% 2.6%
All patients in both studies had NSABP-defined negative margins
(i.e., no tumor touching ink)
TAM
OX
IFEN
C
HEM
OTH
ERA
PY
EBCTCG Overview. Lancet 2005;365:1687
Lack of agreement
regarding definition of a
negative margin
Common use of re-
excision (including in pts
already with no ink on
tumor)
Recognition of impact of
contemporary systemic
therapies on reducing LR
rates
Better understanding of
tumor biology
Joint SSO-ASTRO Consensus
on Margins in Invasive Breast Cancer
Co-chairs: Monica Morrow SSO
Meena Moran ASTRO
ASBS Suzanne Klimberg
ASCO Marina Chavez MacGregor
ASTRO Jay Harris, Gary Freedman, Janet Horton
CAP Stuart Schnitt
SSO Armando Giuliano, Seema Khan
Advocate Peggy Johnson
Methodologist Nehmat Houssami
Joint SSO-ASTRO Consensus
on Margins in Invasive Breast CancerJuly 12-13, 2013
Participants:
Funded by a grant from Susan G. Komen
10
Page 10
Feb. 10, 2014
Annals of Surgical Oncology Article
Most Cited in 2014-2015
SSO-ASTRO Consensus
• Applies only to patients with invasive breast cancer treated with breast conserving surgery and whole breast irradiation
• Does not apply to: Patients treated with partial breast
irradiation Patients treated with lumpectomy without
radiation Patients treated with neoadjuvant
chemotherapy Patients with DCIS
SSO-ASTRO ConsensusPrimary Evidence Base
Ann Surg Oncol, 2014
Study-level meta-analysis of 33 studies (870 abstracts screened): 28,162 patients
1,506 local recurrences
Study eligibility: > 90% Stage I+II
Minimum mean/median f/u 4 yrs
LR in relation to margin status
Whole breast RT
Margins Meta-analysis: Results
Margins and LR adjusted for length of follow-up
OR 95% CI p-value
Margin status
Negative 1.0 < .001
Positive/Close 1.96 1.72-2.24
Median Recruitment Year: 1990
Median Prevalence of LR: 5.3% (2.3-7.6%)
• Adjusting for age, yr of recruitment, endocrine rx did not change
results
• Increased local recurrence rate associated with positive margins
not nullified by radiation boost, systemic therapy, or favorable
biology
Margins Meta-analysis: Results
Margins and LR adjusted for length of follow-up
OR 95% CI p-value
Margin status
Negative 1.0
Close 1.74 1.42-2.15
Positive 2.44 1.97-3.03 < .001
Notes:
1. Heterogeneity in definitions of positive and close margins
2. Panel felt that analysis of specific margin widths supersedes this
Margins Meta-analysis: Results
Threshold Distance # studies # subjects/# LRs OR* 95% CI
1 mm 6 2376/235 1.0
2 mm 10 8350/414 0.91 0.46-1.80
5 mm 3 2355/103 0.77 0.32-1.88
Relationship Between LR and Threshold Margin Distance
* Adjusted for length of f/u
p (association) = 0.90
p (trend) = 0.58
11
Page 11
Impact of Margin Width on LRTreatment Covariates
Margin Width: OR*
Treatment
Covariate
# studies 1 mm 2 mm 5 mm p-value
Endocrine Rx 16 1.0 0.98 0.90 0.95
Radiation Boost 18 1.0 0.82 0.92 0.86
*Adjusted for length of f/u
Margin Width: OR
Treatment
Covariate
#
studies
1mm 2mm 5mm p-value
Endocrine Rx 16 1.0 0.98 0.90 0.95
Radiation
Boost
18 1.0 0.82 0.92 0.86
Meta-Analysis ResultsImpact of Margin Width on Local Recurrence
Adjusted for Treatment Covariates
SSO-ASTRO ConsensusThe Bottom Line
• A positive margin, defined as ink on invasive cancer or DCIS, is associated with at least a 2-fold increase in local recurrence
• Negative margins (no ink on tumor) optimize local control
• Wider margin widths do not significantly improve local control
• The routine practice of obtaining margins more widely clear than no ink on tumor is not indicated
SSO-ASTRO ConsensusThe Bottom Line
• The use of no ink on tumor as the standard for an adequate margin in invasive cancer in the era of multimodality therapy (which includes systemic therapy in most patients)
–is associated with low rates of local recurrence
–has the potential to decrease re-excision rates, improve cosmetic outcomes, and decrease healthcare costs
Do These Statements Apply to
Patient Subsets?
• Lobular carcinoma
• Age < 40
• Unfavorable biologic subtypes
• Extensive intraductal component (EIC)
Do These Statements Apply to
Patient Subsets?
• Lobular carcinoma
• Age < 40
• Unfavorable biologic subtypes
• Extensive intraductal component (EIC)
12
Page 12
• An EIC identifies cases that may have a large residual DCIS burden after lumpectomy.
Consensus StatementEIC
• An EIC identifies cases that may have a large residual DCIS burden after lumpectomy.
• There is no evidence of an association between EIC and an increased risk of LR when margins are negative.
• Margins wider than no ink on tumor are not routinely indicated.
Consensus StatementEIC
• Given the potential for considerable residual DCIS in EIC+ patients, consider
• Post excision mammography to document complete removal of calcifications
• Other high-risk features, such as young age, multiple close margins
to identify patients likely to benefit from re-excision.
Consensus StatementEIC
Practical Implications
• Consensus guidelines are intended to help standardize practice; not a substitute for clinical judgment
Practical Implications
• Guideline intent
–To convey the view of the panelists that in current clinical practice where the vast majority of patients receive some form of systemic treatment, the frequent practice of routine re-excisions for arbitrary margin widths (2 mm, 5 mm, 10 mm, etc) intended to diminish local recurrence in the breast conservation therapy setting may not be evidence-based
Practical Implications
• Provides the prospect for liberation from rules mandating re-excisions based merely on margin widths alone
• Suggests reserving re-excisions for individuals likely to be at high risk for local recurrence when all relevant risk factors are considered together
13
Page 13
SSO-ASTRO ConsensusEndorsed By
• Society for Surgical Oncology (SSO)
• American Society of Radiation Oncology (ASTRO)
• American Society of Breast Surgeons (ASBS)
• American Society of Clinical Oncology (ASCO)
St Gallen, 2015
NCCN Guidelines, 2016
February, 2014
What Does This Mean for Pathology Reporting of Margins?
• Consensus guidelines should influence how clinicians interpret our reports rather than how pathologists report margins
• Continue to report margins per CAP guidelines
–Positive margin = ink on invasive cancer or DCIS
–Report distance to negative margins in mm or fractions thereof for both invasive cancer and associated DCIS
Arch Pathol Lab Med 2015
14
Page 14
Conclusions
• While wider margins may have conveyed a small benefit in the past, multimodality therapy obviates the need for wider margins in contemporary practice
Conclusions
• The use of no ink on tumor as the standard for an adequate margin in invasive cancer in the era of multimodality therapy is associated with low rates of local recurrence and has the potential to decrease re-excision rates, improve cosmetic outcomes, and decrease healthcare costs
JAMA Surgery, 2014
SNEAK PREVIEW
SSO-ASTRO-ASCO Consensus Guideline on Margins for DCIS
For pts with DCIS treated with excision and WBRT, the magic number is……
2 mm
The Future of Lumpectomy Margin Evaluation
• RF Spectroscopy/Electromagnetic response (MarginProbe)
• Spectral imaging
• Optical imaging
• High frequency ultrasound
• Molecular margins
4/7/2016
1
Spindle Cell Lesions of the Breast
Siobhan M. O’Connor, MD
April 16, 2016
I have no conflicts of interest to declare.
Outline
• Case
• Consensus review of phyllodes tumors
• Excluding metaplastic carcinoma
• Benign spindle cell lesions
• Malignant spindle cell lesions
Case
Case
• 59 year old female with left breast mass
• Mammography
• Mixed density mass composed of fat, pleomorphic and
dystrophic calcifications
• Developing asymmetry along the anterior aspect
measuring 5.4 cm x 4.2 cm x 3.9 cm
• Targeted ultrasound
• Mixed echogenic mass containing cystic and solid
components measuring 5.3 x 4.0 x 3.7 cm
• Central echogenic foci consistent with microcalcification
Core biopsy
Spindle cell proliferation
without epithelial
component
Mild cytologic atypia
4/7/2016
2
Case
• Core biopsy
• Cytokeratin AE1/AE3 negative
• HMWK negative
• S-100 negative
• Signed out as atypical spindle cell lesion
Excisional biopsy
Epithelial component
Leaf-like growth into
cystic spaces
Case
• Extensive stromal overgrowth and periductal
condensation
• Stromal atypia ranges from mild to severe
• Some areas of the tumor are well
circumscribed while others show infiltration into
surrounding breast tissue
• The mitotic count focally reaches 21 mitoses
per 10 high power fields
Case
• Excisional biopsy
• Malignant phyllodes tumor with associated
necrosis and calcifications
• 7.4 cm in greatest dimension
Consensus Review of Phyllodes Tumors
Tan PH et al. Histopathology 2016;68:5-21.
4/7/2016
3
Consensus Review Phyllodes Tumors
• Grading
• Fibroepithelial architecture with exaggerated
intracanalicular pattern with leaf-like fronds protruding
into cystic spaces
• Stromal hypercellularity
• Main feature distinguishing benign phyllodes tumor from
FA with prominent intracanalicular growth pattern is
increased stromal cellularity
Tan PH et al. Histopathology 2016;68:5-21.
Benign Borderline Malignant
Tumor border Well-defined
Well-defined,
may be focally
permeative
Permeative
Stromal cellularity
Cellular, usually
mild, non-uniform
or diffuse
Cellular, usually
moderate, non-
uniform or diffuse
Cellular, usually
marked & diffuse
Stromal atypia Mild or none Mild or moderate Marked
Mitotic activityUsually few
<5/10 HPF
Usually frequent
5-9/10 HPF
Usually abundant
≥10/10 HPFs
Stromal overgrowth AbsentAbsent, or very
focalOften present
Malig heterologous
elementsAbsent Absent May be present
Relative % PT 60-75% 15-20% 10-20%
WHO Criteria Distinguishing Benign, Borderline, Malignant PT
WHO Classification of Tumours of the Breast, 4th ed. 2012:145.
Consensus Review Phyllodes Tumors
• Grading
• No objective criteria for separating minimal/mild from
moderate from marked stromal hypercellularity and
atypia
• Practical guide, start by centering on the most
cellular zones
Tan PH et al. Histopathology 2016;68:5-21.
• Mild
• Slight increase in cellularity
compared with perilobular stroma
• Evenly spaced nuclei, not touching or
overlapping
• Marked
• Confluent areas of densely
overlapping nuclei
• Moderate
• Intermediate findings with some
overlapping nuclei
• Mild stromal atypia
• Little variation in nuclear size
• Smooth nuclear contours
• Marked stromal atypia
• Marked variation in nuclear size
• Coarse chromatin
• Irregular nuclear membranes
• Discernible nucleoli
• Moderate stromal atypia
• Some variation in nuclear size
• Wrinkled nuclear contours
Consensus Review Phyllodes Tumors
• Grading
• Application of guidelines can be filled with ambiguity
• Subjective how subdivisions of each parameter interact
to determine the final grade
• Not unusual for PTs to show intratumoral heterogeneity,
with features of benign, borderline, and malignant tumors
• Practical approach, call malignant if shows all
characteristics of malignancy, and borderline when not
all are present
• Also malignant if malignant heterologous element
Tan PH et al. Histopathology 2016;68:5-21.
4/7/2016
4
Consensus Review Phyllodes Tumors
• Grading
• One study with 605 cases
• Stromal atypia, mitoses, overgrowth, and surgical
margins independently predict behavior
• Surgical margins most important
Tan PH et al. Histopathology 2016;68:5-21.
Consensus Review Phyllodes Tumors
• Biological behavior
• Recurrence rate overall in literature
• Benign 10 to 17%
• Borderline 14 to 25%
• Malignant 23 to 30%
Tan PH et al. Histopathology 2016;68:5-21.
Consensus Review Phyllodes Tumors
• Biological behavior
• Metastases and death always preceded by malignant
diagnosis
• Metastases invariably dismal prognosis with ensuing
death
• Suggests primary aim should be to recognize malignant
phyllodes tumors, for effective therapy to be
administered
Tan PH et al. Histopathology 2016;68:5-21.
Consensus Review Phyllodes Tumors
• Biological behavior
• In a study of 335 PTs, metastases and death always
preceded by malignant diagnosis
• Rate of metastases ranges from 9.7 to 50% of malignant
tumors
• Metastases vanishingly rare in benign tumors
• Suggests diagnoses should focus on accurately
identifying malignant tumors
Tan PH et al. Histopathology 2016;68:5-21.
Consensus Review Phyllodes Tumors
• Relationship between FA and PT
• Historically, PTs regarded as de novo lesions
• Number of studies have found highly recurrent mediator
complex subunit 12 (MED12) mutations in similar
proportions of FAs and PTs
• Evidence for direct evolution of PTs from FAs remains
limited
• But recent confirmation of linear progression in some cases
Tan PH et al. Histopathology 2016;68:5-21.
Consensus Review Phyllodes Tumors
• Cellular FA versus benign PT
• Lawton et al, 21 cellular fibroepithelial lesions, evaluated
by 10 specialist breast pathologists
• Uniform agreement for only two cases
• Were selected from consultation cases, difficult lesions
over-represented
• Cellular FAs and benign PTs combined and compared to
borderline and malignant PTs
• Complete concordance in 53%
Lawton TJ et al. International J Surg Pathol 2014;22:695-698.
Tan PH et al. Histopathology 2016;68:5-21.
4/7/2016
5
Consensus Review Phyllodes Tumors
• Cellular FA versus benign PT
• Important to keep in mind that FAs in pediatric age group
tend to have increased stromal cellularity
• And up to 7 mitoses per 10 HPFs have been reported
• In pediatric lesions, diagnosis of PT should only be made
in the presence of well-developed stromal fronds with
increased stromal cellularity
• In general, leafy architecture and increased stromal
cellularity should be used to discriminate between
cellular FA and benign PT
Tan PH et al. Histopathology 2016;68:5-21.
Consensus Review Phyllodes Tumors
• Cellular FA versus benign PT
• Is it always necessary to distinguish benign PT from
cellular FA, given similar recurrence rates?
• WHO Working Group has suggested “benign
fibroepithelial neoplasm” for equivocal cases
• Recommend using term sparingly, as it does not represent
a new category
• Evidence that benign PTs may be treated less
aggressively
Tan PH et al. Histopathology 2016;68:5-21.
Consensus Review Phyllodes Tumors
• Cellular FA versus benign PT
• Reported recurrence rate for benign PT ranges from 0 to
10.9%
• In two studies, no association with margin status
• Benign PT may be handled conservatively after excision,
even with positive margins
• Recurrence rate for malignant PT is 29.6% with
metastases and death in 22%
• Complete surgical excision needed for malignant PT
Tan PH et al. Histopathology 2016;68:5-21.
Consensus Review Phyllodes Tumors
• Axillary lymph node dissection not recommended
• Adjuvant therapy
• Role of radiation therapy is controversial
• May reduce local recurrence, but no evidence of increased
overall survival
• No randomized controlled trials evaluating use of
adjuvant chemotherapy in malignant PTs
Tan PH et al. Histopathology 2016;68:5-21.
Consensus Review Phyllodes Tumors
• Surgical margins
• Traditionally, management consisted of surgical excision
with wide margins, defined as at least 10 mm
• Limited data supporting a precise width of tumor-free
tissue which is significantly associated with reduced
tumor recurrence
• May be practical to consider tumor on ink, or <1 mm, as
positive margin
• Conservative approach to benign PT excised without
margins
• Recurrent and malignant PT should be excised with
negative margins
Tan PH et al. Histopathology 2016;68:5-21.
Metaplastic Carcinoma
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6
Metaplastic Carcinoma – Spindle Cell type
• Also known as sarcomatoid carcinoma and spindle cell
carcinoma
• Must always be excluded when atypical spindle cell
neoplasm encountered
• 0.25 to 1% invasive breast cancers
• Pure spindle cells or primarily spindle cells with minor
glandular, squamous, or heterologous elements
• Range from cytologically bland to markedly
pleomorphic
Mckinnon E, Xiao P. Arch Pathol Lab Med 2015;139:819-822.
Schnitt SJ. Surg Patho l2009:375-390
Metaplastic Carcinoma – Spindle Cell type
• Growth patterns
• Fascicular
• Fasciitis-like
• Storiform
• Haphazard
• Mitotic rate highly variable
• Usually infiltrative, but some show pushing border
Mckinnon E, Xiao P. Arch Pathol Lab Med 2015;139:819-822.
Schnitt SJ. Surg Patho l2009:375-390
Metaplastic Carcinoma – Spindle Cell type
• May need to perform panel of IHC
• IHC study of 20 pure sarcomatoid spindle cell
metaplastic carcinomas
• Pankeratin and basal cell keratins (K903, CK5/6,
CK14, CK17)
• 12 (60%) strong reactivity
• 6 (30%) weak or focal
• Myoepithelial markers (CD10, p63, SMA)
• 16 (80%) reactive for at least 2
• 3 (15%) reactive for one
Leibl S et al. Arch Pathol Lab Med 2005; 29:347-353.Schnitt SJ. Surg Pathol 2009:375-390.
Spindle Cell Carcinoma
Mitotic figure
Metaplastic Carcinoma – Spindle Cell type
• Low grade fibromatosis like carcinoma, or
metaplastic spindle cell carcinoma – fibromatosis-
like, deserves particular attention
• Proliferation of low grade, cytologically bland
spindle cells
• Squamous or glandular epithelial elements may be
admixed, but comprise <5% of tumor
• As name suggests, resembles fibromatosis
Dwyer JB, Clark BZ. Arch Pathol Lab Med 2015;139:552-557.
Infiltration into surrounding
breast tissue
Spindled to plumper round to
oval nuclei
Cytologically bland cells
Dwyer JB, Clark BZ. Arch Pathol Lab Med 2015;139:552-557.
4/7/2016
7
MSCC-FL
• Gross appearance is
infiltrative in 2/3 of cases
MSCC-FL
• Small disorganized
bundles of spindle cells
Brogi E. Seminars Diagn Pathol 2004;21:57-64.
MSCC-FL
• Minute clusters of epithelioid spindle cells on H&E
and with K903
Brogi E. Seminars Diagn Pathol 2004;21:57-64.
Benign Spindle Cell Lesions
Pseudoangiomatous Stromal Hyperplasia (PASH)
• Incidental finding in ~23% of breast biopsies
• Most common in premenopausal women
• Frequent component of gynecomastia
• Tumor forming PASH almost exclusively in women
• When symptomatic, presents as a firm, non-tender,
unilateral mass
Brogi E. Seminars Diagn Pathol 2004;21:57-64.
Virk RK, Khan A. Arch Pathol Lab Med 2010;134:1070-1074.
PASH – Imaging and Gross Features
• Mammography
• Well circumscribed round to oval density without
calcification
• Ultrasound
• Solid hypoechoic mass
• Circumscribed, non-encapsulated mass
• 1 to 15 cm in greatest dimension
• Homogeneous or lobulated tan-pink to yellow cut
surfaceBrogi E. Seminars Diagn Pathol 2004;21:57-64.
Virk RK, Khan A. Arch Pathol Lab Med 2010;134:1070-1074.
PASH, Circumscribed
and lobulated
PASH, Circumscribed
4/7/2016
8
PASH – Microscopic Features
• May occur as isolated mass or coexist with any breast lesion
• Slit-like anastomosing spaces
• Lined by flat, elongated myofibroblasts
• Separated by bands of eosinophilic hyalinized tissue
• Myofibroblasts with scant cytoplasm and small, bland nuclei
• Usually involves interlobular stroma, but may also involve intralobular
Brogi E. Seminars Diagn Pathol 2004;21:57-64.
Virk RK, Khan A. Arch Pathol Lab Med 2010;134:1070-1074.
PASH
• Fascicular PASH
• More pronounced proliferation of myofibroblasts
forming distinct bundles
• If mass-forming, DDx is myofibroblastoma
Images – www.rosenbreastpathology.com -- image bank
PASH – Immunohistochemistry
• Myofibroblasts show strong reactivity for vimentin
• CD34 positive in the majority of lesions
• Negative for cytokeratin and vascular markers
• Sometimes reactive for PR
• ER usually negative, but sometimes weak
reactivity
Brogi E. Seminars Diagn Pathol 2004;21:57-64.
PASH – Treatment
• No treatment required unless mass-forming
• Ipsilateral recurrences have been reported,
but uncommon
• Recurrent lesions behave in a benign fashion
and can be managed with re-excision
Brogi E. Seminars Diagn Pathol 2004;21:57-64.
Virk RK, Khan A. Arch Pathol Lab Med 2010;134:1070-1074.
Fibromatosis
• May occur at any age after adolescence
• Most common between 20 and 40 years
• Rarely seen in men
• Gardner’s syndrome
• Rarely associated with familial adenomatous
polyposis
• Role of trauma is controversial
Brogi E. Seminars Diagn Pathol 2004;21:57-64.
4/7/2016
9
Fibromatosis – Presentation and Imaging
• Presents as firm palpable mass
• May cause cutaneous or nipple retraction
• Mammography
• Mass or area of architectural distortion
• Usually devoid of calcifications
Brogi E. Seminars Diagn Pathol 2004;21:57-64.
Schnitt SJ. Surg Pathol 2009:375-390.
Fibromatosis – Gross Features
• Ill-defined or stellate mass
• Suggestive of invasive carcinoma
• White-gray cut surface and scar-like consistency
• 1 to 10 cm, with average 2.8 cm
Brogi E. Seminars Diagn Pathol 2004;21:57-64.
Schnitt SJ. Surg Pathol 2009:375-390.
Fibromatosis, stellate focus
Stellate image – www.rosenbreastpathology.com -- image bank
Rounded image - Brogi E. Seminars Diagn Pathol 2004;21:57-64.
Fibromatosis, rounded focus
Fibromatosis – Microscopic Features
• Long sweeping fascicles of myofibroblasts which
infiltrate into breast parenchyma
• Cellularity ranges from low to focally moderate
• Collagen fibers intervene among myofibroblasts
• Spindle cells have scant cytoplasm, open chromatin,
and inconspicuous nucleoli
• Lymphoid infiltrates common, especially at periphery
• Mitotic figures usually not present, but may be seen
• May be numerous focally
Brogi E. Seminars Diagn Pathol 2004;21:57-64.
Schnitt SJ. Surg Pathol 2009:375-390.
Fibromatosis
Long fascicles
Infiltration into fat
Peripheral lymphoid aggregates
Fibromatosis -- Immunohistochemistry
• Cells are strongly positive for vimentin
• Virtually never positive for CD34
• Reactive for smooth muscle actin
• May be reactivity for desmin and S-100, but
usually in minority of cells
• ~75% positive for β-catenin, nuclear pattern
• Not specific and may be seen in a minority of
spindle cell carcinomas and in FAs, PTs
Brogi E. Seminars Diagn Pathol 2004;21:57-64.
Schnitt SJ. Surg Pathol 2009:375-390
4/7/2016
10
CD34
β-catenin
Fibromatosis – Treatment
• Locally aggressive, wide local excision recommended
• Because ill-defined borders, difficult to judge adequacy
of margins during surgery
• Local recurrence in 21% to 27%
• Risk higher with positive margins
• But reported in cases with negative margins
• Most within 3 years of diagnosis
• Cellularity, mitotic activity, pleomorphism not helpful in
predicting recurrence
Gump FE et al. Surg Gynecol Obstet 1981;15:57-60.
Rosen PP, Ernsberger D. Cancer 1989;63:1363-1369.
Wargotz ES et al. Am J Surg Pathol 1987;11:38-45.
Fibromatosis – Treatment
• Radiotherapy has been used in non-mammary
fibromatosis, but not established in mammary
fibromatosis
• Chemotherapy has been used for deep non-mammary
fibromatosis
• May be considered in primary or recurrent mammary
type with unresectable invasion of chest wall, axilla, or
supraclavicular
• Effect of anti-estrogen therapy in mammary
fibromatosis not well-documented
Okuna SH, Edmonson JH. Cancer 2003;97:1134-1135.
Patel SR et al. Cancer 1993;72:3244-3247.
Fibromatosis – Differential Diagnosis
• MSCC-FL
• Greater nuclear atypia and higher mitotic rate (also in
low grade sarcoma)
• Desmoid-like foci and peripheral lymphoid aggregates
suggest fibromatosis
• Cytokeratins and myoepithelial markers negative in
fibromatosis
• Previous surgical site changes, trauma
• Fat necrosis, multinucleated giant cells, hemosiderin
deposition favor reactive/reparative process
Brogi E. Seminars Diagn Pathol 2004;21:57-64.
Rosen PP, Ernsberger D. Cancer 1989;63:1363-1369.
Schnitt SJ. Surg Pathol 2009:375-390.
Fibromatosis – Differential Diagnosis
• Nodular fasciitis
• Inflammatory cells dispersed more diffusely at
periphery and within the lesion in nodular
fasciitis
• Inflammation in fibromatosis usually isolated
lymphoid aggregates at periphery of lesion
• Higher mitotic activity in nodular fasciitis
Rosen PP, Ernsberger D. Cancer 1989;63:1363-1369.
Wargotz ES et al. Am J Surg Pathol 1987;11:38-45.
Nodular Fasciitis
• Uncommon in breast
• Subcutaneous tissue or parenchyma
• Rapidly growing mass that may be painful or tender
• Disappears spontaneously within a few months
Brogi E. Seminars Diagn Pathol 2004;21:57-64.
Schnitt SJ. Surg Pathol 2009:375-390
4/7/2016
11
• Mammography
• Usually mimics a fibroadenoma, but can
simulate an invasive carcinoma
• Unencapsulated mass
• Pink-grey, mucoid cut surface
Nodular Fasciitis – Imaging and Gross Features
Brogi E. Seminars Diagn Pathol 2004;21:57-64.
• Generally well-circumscribed, but may simulate
invasion into adjacent tissue focally
• Plump spindle cells arranged in short fascicles and
whorls
• Stroma typically loose, myxoid, may show cystic
change
• Likened to fibroblasts growing in tissue culture
• Extravasated RBC and mixed inflammatory infiltrates
common
Nodular Fasciitis – Microscopic Features
Brogi E. Seminars Diagn Pathol 2004;21:57-64.
Schnitt SJ. Surg Pathol 2009:375-390
• Mitotic figures readily identified and may be numerous, but
nuclear atypia and necrosis usually absent
• Early lesions highly cellular; regressing less cellular with
more stromal collagen
• Usually displaces adjacent breast ducts and lobules
• Myofibroblasts express smooth muscle actin, but may be
focal
• Desmin expression occasionally seen, and generally focal
Nodular Fasciitis – Microscopic Features & IHC
Brogi E. Seminars Diagn Pathol 2004;21:57-64.
Schnitt SJ. Surg Pathol 2009:375-390.
Relatively well circumscribed
Short bundles
Plump myofibroblasts
Dispersed inflammation
Mitotic figures
• Will usually spontaneously regress, but biopsy or
excision almost always performed due to growing
mass
• Local excision is adequate treatment
Nodular Fasciitis – Treatment
Schnitt SJ. Surg Pathol 2009:375-390.
• Fibromatosis – addressed previously
• Metaplastic carcinoma
• Myoepithelial/epithelial markers positive in
metaplastic carcinoma
• Inflammatory cells in nodular fasciitis
• Nodular fasciitis non-invasive
Nodular Fasciitis – Differential Diagnosis
Schnitt SJ. Surg Pathol 2009:375-390.
4/7/2016
12
Myofibroblastoma
• Thought to occur more frequently in men
• Identified in greater numbers on screening
mammography
• Now appear to occur with equal frequency in
men and women
• More common after 50 years old
Brogi E. Seminars Diagn Pathol 2004;21:57-64.
Schnitt SJ. Surg Pathol 2009:375-390.
Myofibroblastoma – Imaging and Gross Features
• Mammography
• Homogeneous, lobulated, well-circumscribed, lacks
calcifications
• Ultrasound suggests fibroadenoma
• Ranges from 1 to 12 cm
• Circumscribed and rubbery
• Grey-white cut surface with areas of fat
• Lacks a true capsule
• May have pseudocapsule consisting of compressed
breast tissueBrogi E. Seminars Diagn Pathol 2004;21:57-64.
Myofibroblastoma
• Well-circumscribed, fleshy, and lobulated
Stellate image – www.rosenbreastpathology.com -- image bank
Myofibroblastoma – Microscopic Features
• Uniform and slender myofibroblasts
• Arranged in short, intersecting fascicles
• Intervening thick bands of brightly eosinophilic collagen
• Nuclear atypia absent or minimal
• Mitoses uncommon, rarely up to 1 to 2 mitoses/10 HPF
• Adipocytes intrinsic component
• Expansile growth and usually does not contain
entrapped ducts
• Infiltrative variant has been identified
Brogi E. Seminars Diagn Pathol 2004;21:57-64.
Schnitt SJ. Surg Pathol 2009:375-390.
Haphazard arrangement
Short fascicles
Thick collagen bundles
Myofibroblastoma, classic type
Well circumscribed
Intrinsic adipocytes
Myofibroblastoma -- Immunohistochemistry
• Immunoreactive for CD34, bcl-2, CD99, vimentin
• Can be positive for desmin, smooth muscle actin,
and, focally, h-caldesmon
• Expression of ER and PR in 70% to 90% of cells in
nearly all cases
• Negative for cytokeratins, S-100, and myoepithelial
markers
Brogi E. Seminars Diagn Pathol 2004;21:57-64.
Schnitt SJ. Surg Pathol 2009:375-390.
4/7/2016
13
Desmin
SMA
ER
Myofibroblastoma -- Variants
• Collagenized or fibrous
• Epithelioid
• Cellular
• Infiltrative
• Myxoid
Brogi E. Seminars Diagn Pathol 2004;21:57-64.
Magro G. Histol Histopathol 2015;31:1-23.
Schnitt SJ. Surg Pathol 2009:375-390.
• Myofibroblastoma, collagenized
• Tumor cells embedded in
collagenous stroma
• May resemble fascicular PASH
Images – www.rosenbreastpathology.com -- image bank Images – www.rosenbreastpathology.com -- image bank
• Myofibroblastoma, epithelioid
• Arranged in alveolar groups
• Myofibroblastoma, epithelioid
• Linear pattern reminiscent of
lobular carcinoma
Images – www.rosenbreastpathology.com -- image bank
• Myofibroblastoma, cellular
• Dense proliferation of
spindle-shaped cells
• Collagenous bands may
be absent in some areas
Images – www.rosenbreastpathology.com -- image bank
• Myofibroblastoma, Infiltrative
• Characterized by invasive
growth
• Fat, stroma, ducts, and
lobules incorporated
4/7/2016
14
Myofibroblastoma – Differential Diagnosis
• Sarcoma and metaplastic carcinoma usually more
cellular with frequent mitoses
• Fasciitis and fibromatosis also contain
myofibroblasts, but tend to be stellate and
infiltrative
• Plump myoid cells and inflammation of fasciitis not
seen in myofibroblastoma
• Fibromatosis shows abundant collagen and spindle
cells arranged in broad bands rather than short
fascicular clusters
Myofibroblastoma -- Treatment
• No recurrences have been reported
• Almost all managed adequately by excisional
biopsy
• Complete excision recommended when
encountered in core
Schnitt SJ. Surg Pathol 2009:375-390.
Malignant Spindle Cell Lesions
Malignant Spindle Cell Lesions
• Most commonly, represent spindle cell carcinoma or
stromal component of malignant phyllodes
• Primary sarcomas of the breast are extremely rare
• Comprise <0.1% of malignant breast tumors
• Angiosarcoma is the most common primary breast
sarcoma
• Differentiated from other sarcomas based on vascular
morphology and vascular immunohistochemical
markers
Adem C. Brit J Cancer 2004;91:237-241.
Brogi E. Seminars Diagn Pathol 2004;21:57-64.
Schnitt SJ. Surg Pathol 2009:375-390.
Malignant Spindle Cell Lesions
• In a series from Mayo Clinic with review of literature
• 25 patients ranging in age from 24 to 81 years
• 6 each fibrosarcoma, angiosarcoma, and pleomorphic sarcoma
• 3 myxofibrosarcomas
• 2 leiomyosarcomas
• 1 each hemangiopericytoma and osteosarcoma
• Tumor size ranged from 0.3 to 12 cm (mean 5.7 cm)
• Local recurrence was seen in 11 patients and distant
metastasis in 10 patients
• Morphologically similar to extramammary sarcomas
Adem C. Brit J Cancer 2004;91:237-241.
In Summary
• Spindle cell lesions of the breast represent a wide
spectrum of reactive and neoplastic processes
• Critical to exclude metaplastic carcinoma
• Excisional biopsy is often required for accurate diagnosis
• Immunohistochemical stains may be useful in
morphologically challenging cases
• Primary sarcomas of the breast are extremely rare, and
malignant spindle cell lesions are more likely to represent
metaplastic carcinoma or stromal component of malignant
phyllodes
4/7/2016
15
End!
QUESTIONS?
1
Page 1
Case Presentations
Stuart J. Schnitt, M.D.Beth Israel Deaconess Medical Center and
Harvard Medical School,Boston, MA
Disclosures
• None
Case 1
• May, 2005:
–A 68 year old woman was found to have left breast mass in the 2:00 position on a screening mammogram.
–An ultrasound-guided core needle biopsy was performed and a diagnosis of ductal carcinoma in situ was rendered at an outside hospital.
• June, 2005:
–A surgical excision was subsequently performed at the outside hospital
–Slides of the core needle biopsy and excision sent to BIDMC for consultation.
2
Page 2
Excision SpecimenGross Examination
• 7 x 4.7 x 2 cm fibrofatty specimen containing a firm, relatively circumscribed mass measuring 0.9 cm
3
Page 3
This is really weird!
Approach to a breast tumor that looks really weird
• Is it an unusual variant of a common breast lesion?
• Is it an uncommon breast lesion?
• Is it a skin lesion involving the breast?
• Is it a metastasis from an extra-mammary site?
What can we say for sure?
• Nested pattern of epithelial cells with fibrovascular stromal cores; some cores have foamy histiocytes
• Growth pattern worrisome for invasion
• Cells have columnar shape, eosinophilic cytoplasm and abnormal position of nuclei (toward apex rather than base of cells)
Is it invasive?
4
Page 4
SMMHC CALP
p63Is it invasive?
• Sure looks that way on both morphology and myoepithelial cell immunostains
What is the immunophenotypeof the cells?
CK7
5
Page 5
CK5/6 GCDFP
MMG ER
Other Markers
• PR negative
• HER2 negative
• CK20 negative
• TTF-1 negative
• Thyroglobulin negative
What is the immunophenotypeof the cells?
• It’s as weird as the morphology!
–Cells are cytologically low grade and express luminal cytokeratins
–But, cells also express basal cytokeratinsand are ER negative
–Stain at least focally for GCDFP and mammaglobin consistent with breast origin
6
Page 6
• ?Skin appendage or salivary gland-like features
Outside Expert Opinions
1. Expert in analog lesions:
Low-grade invasive adenocarcinomawith cutaneous adnexal analog features (based largely on strong CK5/6 expression)
2. Breast expert:
Intraductal carcinoma with adnexalanlage features (acknowledged lack of myoepithelial cells but didn’t care about it)
Then, in 2007………
Case History2007 Case
• 62 year old woman with new 9 mm mass on screening mammogram
• Core needle biopsy reported as showing DCIS
• Excisional biopsy performed
7
Page 7
Still didn’t know what it was but I knew immediately that I
had seen another case before!
Outside Expert Opinion
• Sent 2007 case and 2005 case (again) to same expert breast pathologist
• Dx for 2007 case: “Solid papillary intraductal carcinoma with adnexalanlage features”
• This lesion and the 2005 lesion “are unique in my experience”.
What happened next?
• Since 2007, 11 more cases (total of 13)
• All females
• Median age 65 years (range 51-79 years)
• Mammographic mass or density
–Median size 0.9 cm (range 0.6-1.5 cm)
Solid Papillary Carcinoma with Reverse Polarization
(SPCRP)
Solid Papillary Carcinoma with Reverse Polarization (SPCRP)
• Solid, circumscribed nodules, many with fibrovascular cores (solid papillary pattern)
• Haphazard distribution of nodules between normal ductal-lobular structures and extending into fat
• Collagenous stroma with little or no desmoplasia
• Foamy histiocytes within fibrovascular cores
Key Histologic Features
8
Page 8
• Columnar epithelial cells with eosinophiliccytoplasm
• Nuclei with low to intermediate grade atypia and occasional grooves and intracytoplasmic inclusions (prominent in only 1 case)
• Nuclei present in non-basal location (apparent reversal of normal polarity)
Solid Papillary Carcinoma with Reverse Polarization (SPCRP)
Key Histologic Features
• Jigsaw pattern of cell nests
–Present to some degree in all cases
–Prominent in one case
Less Frequent Histologic Features
Solid Papillary Carcinoma with Reverse Polarization (SPCRP)
9
Page 9
• Jigsaw pattern of cell nests
–Present to some degree in all cases
–Prominent in one case
• Frankly papillary areas
–Present in 5/12 cases (42%)
Less Frequent Histologic Features
Solid Papillary Carcinoma with Reverse Polarization (SPCRP)
Immunophenotype
Solid Papillary Carcinoma with Reverse Polarization (SPCRP)
• No myoepithelial cells around tumor nodules in any case
• Positive for low AND high molecular weight cytokeratins
• GCDFP and mammaglobin each positive in ~60%
• All cases negative for TTF-1 and thyroglobulin
Immunophenotype
Solid Papillary Carcinoma with Reverse Polarization (SPCRP)
• 62% entirely ER negative; remainder low ER positive (1-10%)
• 15% PR positive
• All cases HER2 negative
• AR focally positive in 1 case
• Low proliferation rate by Ki67 (<5%)
• Rich vascular network around nests on CD31 and CD34 stains
10
Page 10
Immunophenotype
Solid Papillary Carcinoma with Reverse Polarization (SPCRP)
• E-cadherin: Strong lateral membrane staining
• MUC1: Apical membrane staining seen on ends of cells closest to nucleus (reverse polarity)
ER
ER Ki67
CD31
E-cad MUC1
11
Page 11
Solid Papillary Carcinoma with Reverse Polarization
Genomic Alterations (in collaboration with John Iafrate and Jorge Reis-Filho)
• IDH2 mutations in 10/13 cases (77%)
–Not previously reported in breast cancers
• 8 concurrently displayed mutations in PI3 kinase pathway (PIK3CA or PIK3R1)
• Functional studies
– IDH2 and PIK3CA mutations appear to be driver alterations resulting in reverse polarization phenotype
Clinical Course
• Mastectomy (3 pts); excision/lumpectomy +/- XRT (8 pts); unknown (1 pt)
• Sentinel lymph node biopsy (6 pts): All node negative
• Among 7 pts with f/u, all NED (median 31 months; range 12-77 months)
Conclusions
• Solid papillary carcioma with reverse polarization (SPCRP) represents a histologically low grade breast carcinoma with distinctive morphologic, immunophenotypic and genotypic features
Conclusions
• Appears to be the same lesion previously described as “breast tumor resembling the tall cell variant of papillary thyroid carcinoma”, but–No staining for thyroglobulin or TTF-1
–No BRAF mutations
–Distinct mutational profile (IDH2 mutations)
–Unrelated to thyroid carcinomas
–Solid papillary carcinoma with reverse polarization (SPCRP) preferred term
Case 1
DIAGNOSIS
Solid papillary carcinoma with
reverse polarization (SPCRP)
12
Page 12
Case 2
• A 43 year old woman was found to have a mass on a screening mammogram
• A core needle biopsy was performed
Diagnosis
Invasive Lobular Carcinoma
ER PR
13
Page 13
Diagnosis
Invasive Lobular Carcinoma,ER+, PR+, HER2-
• Mastectomy recommended
• Patient came to BIDMC BreastCare Center for second opinion
• Slides brought along for review
KER
Actin
Desmin
bcl2
CD34
Diagnosis
Myofibroblastoma, epithelioid variant
14
Page 14
MyofibroblastomaClinical Features
• Males = females• Increasingly detected on
mammogram• Peak 50-75 years• Mobile, slowly growing• Most < 4 cm; occasionally very
large• Also may occur outside breast
• Benign; no recurrence
MyofibroblastomaPathologic Features
• Rubbery firm, lobulated mass; cut surface homogenous gray to pink whorled or lobulated tissue
• Classic type-histology: –Circumscribed, no true capsule
–Variable amounts of fat
–Short fascicles of uniform spindle-shaped cells with round to oval nuclei
–Broad bands of hyalinized collagen
MyofibroblastomaPathologic Features
• Rubbery firm, lobulated mass; cut surface homogenous gray to pink whorled or lobulated tissue
• Classic type-histology: –Circumscribed, no true capsule
–Variable amounts of fat
–Short fascicles of uniform spindle-shaped cells with round to oval nuclei
–Broad bands of hyalinized collagen
15
Page 15
MyofibroblastomaOther Histologic Features
• Usually no entrapped mammary ducts/lobules
• Perivascular lymphoplasmacytic infiltrates
• Mast cells
• Myxoid change
• Chondroid or smooth muscle metaplasia
MyofibroblastomaImmunophenotype
• Cells positive for–Vimentin
–CD34 (epithelioid variant may be negative)
–ER
–PR
–AR
–Actin
–Desmin
– bcl2
• Staining may be focal / variable
MyofibroblastomaVariants
• Collagenized/fibrous
• Cellular
• Myxoid
• Lipomatous
• Infiltrative
• Atypical
• Deciduoid
• Epithelioid
Collagenized/Fibrous
Collagenized/Fibrous Cellular
16
Page 16
Cellular Myxoid
Lipomatous Lipomatous
Epithelioid Variant of Myofibroblastoma
• Polygonal or epithelioid cells arranged in cords or alveolar groups
• May constitute predominant growth pattern or be admixed with classic form
• Growth pattern may resemble invasive lobular carcinoma
Myofibroblastoma Lobular Carcinoma
17
Page 17
MyofibroblastomaAdditional Pearls
• Cases with atypia/pleomorphism
– ?clinical significance
• Similar lesions at extramammarylocations, especially inguinal
• Relationship to spindle cell lipoma
• Morphologic and immunophenotypic overlap
• “13q/Rb family of tumors”: deletion or rearrangement of 13q14 with loss of Rbexpression by IHC
Myofibroblastoma Spindle Cell Lipoma
MyofibroblastomaDifferential Diagnosis
Reactive/benign
spindle cell lesions
•Nodular fasciitis
•Spindle cell lipoma
•Solitary fibrous tumor
•Nerve sheath tumors
•Smooth muscle tumors
•PASH
Spindle cell
sarcomas
Carcinomas
•Metaplastic
•Lobular
Pseudoangiomatous Stromal Hyperplasia
(PASH)
• Primarily pre-menopausal women
• Most commonly seen as incidental microscopic finding (~25% of breast specimens)
• Tumor-forming PASH– circumscribed mass with smooth external surface
– homogeneous tan, gray, or white cut surface
Pseudoangiomatous Stromal Hyperplasia
(PASH)
• Slit-like, often anastomosing spaces in dense collagenous stroma
• Myofibroblasts present at edges of spaces may resemble endothelial cells–Positive for vimentin, CD34, actin, desmin
–Often positive for PR, but usually ER negative
• Must be distinguished from vascular lesions, esp. angiosarcoma
18
Page 18
Fascicular PASH
• Myofibroblasts in distinct fascicles in background of conventional PASH
• Most extreme examples have growth pattern similar to myofibroblastoma
19
Page 19
Spectrum of Myofibroblastic Lesions
PASHMyo-
fibroblastoma
Fascicular
PASH
Diagnosis
Myofibroblastoma, epithelioid variant
(confirmed on subsequent excision)
4/7/2016
1
CAP Economic Affairs Update
North Carolina Society of Pathologists
Diana M. Cardona, MD, FCAP
Associate Professor of Pathology, Duke Medicine
Chair, CAP Economic Affairs Measure and Performance
Assessment Sub-committee
April 16, 2016
Today’s Agenda
• Medicare Fee Schedule Changes
– CMS’ 2016 Physician Fee Schedule Final Rule
• Current Pay for Performance Programs
• MACRA –
– Medicare Access and CHIP Reauthorization Act
• PAMA –
– Protecting Access to Medicare Act
© 2016 College of American Pathologists. All rights reserved.
Payment for Pathology Services
© 2016 College of American Pathologists. All rights reserved.
Specialty Allowed
Charges
(millions)
Impact of
Work RVU
Changes
Impact of
PE RVU
Changes
Impact of
MP RVU
Changes
Combined
Impact
Pathology $1,330 4% 4% 0% 8%
Independent
Laboratory
$834 1% 7% 0% 9%
*Does not equal sum of RVU columns due to rounding.
• Reflect averages by specialty (based on Medicare utilization)
• For individual physicians and practices, the impact depends on
mix of services and payers (Medicare and non-Medicare)
• Physicians receive pay from other Medicare payment systems
o For instance, independent laboratories receive 83% of
their Medicare revenue from CLFS
Payment for Pathology Services
• CMS finalized partial increases
– Immunohistochemistry
– In situ hybridization
• CMS implemented proposed payment update
• CMS accepted some of the AMA/RUC
recommendations
• CMS implemented cuts to prostate biopsy services
© 2016 College of American Pathologists. All rights reserved.
Prostate Biopsy Services
• In 2009, CMS created four G codes for the surgical
pathology of prostate saturation biopsy services.
• In 2015, CMS required one code for all prostate
biopsy specimens regardless of the number of
specimens or technique used to obtain the biopsy.
– G0416- CMS stated this simplified the coding and
mitigated overutilization incentives.
• 2015 final rule added service to misvalued code list
© 2016 College of American Pathologists. All rights reserved.
Prostate Biopsy Services
© 2016 College of American Pathologists. All rights reserved.
• The AMA RUC evaluated TC and PC values
• TC reduced due to alignment of direct inputs to
updated 88305 value
• Shifts in medical service volume and reporting
specialties contributed to PC decline
• TC cuts are phased in over two years CMS
• Updated PC values anticipated in 2017
CPT Code MOD DESCRIPTOR
2015
Payment
2016
Payment
Percentage
Change
G0416 Prostate biopsy, any mthd $649.32 $533.84 -17.8%
G0416 26 Prostate biopsy, any mthd $182.90 $158.00 -13.6%
G0416 TC Prostate biopsy, any mthd $466.42 $375.83 -19.4%
4/7/2016
2
Payment for Pathology Add-on Services
© 2016 College of American Pathologists. All rights reserved.
CPT
Code DESCRIPTION
Work
RVU
2015
Work
RVU
2016
Change
in Work
RVU
Percentage
Change in
Work RVU
88350 Immunofluor addl antibody stain NA 0.56 NA NA
88341 Immunohisto addl antibody slide 0.42 0.53 0.11 26%
88364
In situ hybridization addl
probe(fish) 0.53 0.67 0.14 26%
88369
M/phmtrc alys ish quant/semiq
addl probe 0.53 0.67 0.14 26%
Payment for Immunohistochemistry
© 2016 College of American Pathologists. All rights reserved.
CPT
Code MOD DESCRIPTION
2015
Payment
2016
Payment
Percentage
Change
88341 Immunohisto addl antibody slide $67.91 $90.64 34%
88341 26 Immunohisto addl antibody slide $21.92 $27.95 28%
88341 TC Immunohisto addl antibody slide $45.99 $62.70 36%
88342 Immunohisto initial antibody stain $90.91 $107.48 18%
88342 26 Immunohisto initial antibody stain $36.65 $37.26 2%
88342 TC Immunohisto initial antibody stain $54.26 $70.22 29%
88344 Immunohisto per specim multiplex $117.50 $173.77 48%
88344 26 Immunohisto per specim multiplex $40.25 $40.84 2%
88344 TC Immunohisto per specim multiplex $77.26 $132.92 72%
Payment for In Situ Hybridization
CPT
Code MOD DESCRIPTION
2015
Payment
2016
Payment
Percentage
Change
88368 Insitu hybridization manual $109.24 $115.01 5%
88368 26 Insitu hybridization manual $41.32 $41.20 0%
88368 TC Insitu hybridization manual $67.91 $73.81 9%
88369
M/phmtrc alys ish quant/semiq addl
probe $74.02 $108.56 47%
88369 26
M/phmtrc alys ish quant/semiq addl
probe $25.15 $31.89 27%
88369 TC
M/phmtrc alys ish quant/semiq addl
probe $48.87 $76.67 57%
88377 M/phmtrc alys ishquant/semi multiplex $214.88 $412.02 92%
88377 26 M/phmtrc alys ishquant/semi multiplex $65.76 $66.28 1%
88377 TC M/phmtrc alys ishquant/semi multiplex $149.12 $345.74 132%
© 2016 College of American Pathologists. All rights reserved.
Payment for Pathology Services
© 2016 College of American Pathologists. All rights reserved.
CPT
Code MOD DESCRIPTION
2015
Payment
2016
Payment
Percentage
Change
88184 Flowcytometry/ tc 1 marker $94.51 $76.31 -19%
88185 Flowcytometry/tc add-on $57.49 $46.22 -20%
88312 Special stains group 1 $98.10 $98.89 1%
88312 26 Special stains group 1 $28.03 $28.30 1%
88312 TC Special stains group 1 $70.07 $70.58 1%
88313 Special stains group 2 $68.27 $69.15 1%
88313 26 Special stains group 2 $12.58 $12.54 0%
88313 TC Special stains group 2 $55.70 $56.61 2%
88314 Histochemical stains add-on $75.10 $78.10 4%
88314 26 Histochemical stains add-on $23.00 $23.29 1%
88314 TC Histochemical stains add-on $52.10 $54.82 5%
Misvalued Code Initiative
• CMS will examine potentially misvalued services
– This may include physician work surveys, data collection,
research, and/or analyses
– CMS also may use analytic contractors
© 2016 College of American Pathologists. All rights reserved.
Code Short Description
10022 Fna w/image
36516* Apheresis selective
38221 Bone marrow biopsy
88185 Flowcytometry/tc add-on
88189 Flowcytometry/read 16 & >
88321 Microslide consultation
88360 Tumor immunohistochem/manual
88361 Tumor immunohistochem/comput
PQRS and VBM: Background
Physician Quality Reporting System (PQRS)
A quality reporting program that provides payment adjustments to Medicare Part B reimbursement to eligible professionals based on whether or not they satisfactorily report data on quality measures for covered services.
Value-Based Payment Modifier (VBM)
A budget neutral payment adjustment applied to Medicare Part B reimbursement to a group based on the cost and quality of services provided to Medicare patients.
4/7/2016
3
Pathology Measures
• Breast Cancer Resection Pathology Reporting
• Colorectal Cancer Resection Pathology Reporting
• Barrett’s Esophagus
• Radical Prostatectomy Pathology Reporting
• Immunohistochemical (IHC) Evaluation of HER2 for
Breast Cancer Patients
• Lung cancer reporting (biopsy/cytology specimens)*
• Lung cancer reporting (resection specimens)*
• Melanoma reporting*
© 2015 College of American Pathologists. All rights reserved.
Quality Reporting Initiatives
• 2016 PQRS will affect 2018 PQRS, VBM penalties
– Separate -2% penalty under PQRS program
– +/- 4% VBM adjustment for physicians in groups 10 or more
– +/- 2% VBM adjustment for solo physicians, groups 2-9
• VBM will apply to all physicians
• Successful PQRS participation in 2016 will stop the
2018 PQRS penalty and automatic VBM penalty.
© 2015 College of American Pathologists. All rights reserved.
Quality Reporting Initiatives
• VBM score is a calculation based on performance
of the Group (defined by tax identification number
(TIN))
– Quality performance
– Cost measures, which are based on the total cost of care
attributed to the primary care physician
– For pathology, we are considered to be average cost
providers because we do not provide primary care
services
© 2015 College of American Pathologists. All rights reserved.
• All Physicians are Subject to Quality Tiering
© 2015 College of American Pathologists. All rights reserved.
Successful PQRS Participants in groups of 10 or more
Quality/Cost Low Cost Average Cost High Cost
High Quality +4.0x* % +2.0x* % +0.0%
Average Quality +2.0x* +0.0% -2.0%
Low Quality +0.0% -2.0% -4.0%
Quality Reporting Initiatives
• Ways to participate in 2016 PQRS
– Individuals can report via claims or registry
– Group practices can report via group practice reporting
option (GPRO) registry or GPRO web interface
• A 2018 PQRS penalty of -2% will be applied to
those unsuccessful in the 2016 PQRS program
– Individuals who are unsuccessful also face an automatic
2 to 4% VBM penalty
Quality Reporting Initiatives Final Highlights
• CMS clarified pathologists billing from independent
laboratories (POS 81) are not subject to PQRS/VBM
payment adjustments.
• PQRS and VBM programs expire after 2018 and are
replaced by the new Merit-Based Incentive
Payment System (MIPS).
© 2015 College of American Pathologists. All rights reserved.
4/7/2016
4
Medicare Access and CHIP
Reauthorization Act (MACRA)
• Replaces the SGR with two payment pathways:
– Merit-Based Incentive Payment System (MIPS)
– Alternative Payment Models (APMs)
• Future payment updates under MIPS are tied to:
– Quality performance metrics (formerly PQRS)
– EHR Meaningful Use
– Resource utilization (formerly VBM)
– Clinical Practice Improvement Activities
• Effective 2019 based on 2017 performance
© 2016 College of American Pathologists. All rights reserved. Source: Centers for Medicare & Medicaid
Services
MACRA-MIPS
MACRA-MIPS Potential Impact of MIPS on Pathology
© 2016 College of American Pathologists. All rights reserved.
Year ProgramPossible
Penalty
Total With
Full Penalty
(millions)
Projected
Total(millions)
Total with
Full Bonus(millions)
Possible
Bonus
Difference
Full Penalty and Full
Bonus
(millions)
2019 MIPS -4% $ 2,169 $ 2,224 $ 2,279 4% $110
2020 MIPS -5% $ 2,180 $ 2,251 $ 2,321 5% $141
2021 MIPS -7% $ 2,176 $ 2,277 $ 2,378 7% $ 202
2022 MIPS -9% $ 2,171 $ 2,304 $ 2,437 9% $ 266
2023 MIPS -9% $ 2,195 $ 2,331 $ 2,467 9% $ 272
2024 MIPS -9% $ 2,218 $ 2,358 $ 2,497 9% $ 278
2025 MIPS -9% $ 2,242 $ 2,384 $ 2,526 9% $ 284
Total Impact on Pathology Specialty 2019-2025 $1.5 billion
*Projections based on ten previous years of Medicare spending
**All dollar figures listed in $ millions
What is an eligible APM?
• A model under the Center for Medicare and
Medicaid Innovation (CMMI)
• Medicare Shared Saving Program ACO
• A Health Care Quality Demonstration project
• APMs base payment on quality measures
comparable to those under MIPS
• Require certified EHR technology
• Either bear more than nominal financial risk OR are
a medical home under CMMI© 2016 College of American Pathologists. All rights reserved.
4/7/2016
5
Qualifying for APM Bonuses
Year
Medicare Only, %
Payments in An Eligible
APM
All Payer, % of
Payment in An Eligible
APM
2019-2020 25% Not applicable
2021-2022 50% 25% Medicare
50% all payer
2023-2024 75% 25% Medicare
75% all payer
2025 and beyond 75% 25% Medicare
75% all payer
© 2016 College of American Pathologists. All rights reserved.
Qualifying physicians (QPs) in eligible APMs are
excluded from MIPS and receive annual 5% bonuses for
2019 through 2024. In 2025, bonuses drop to 0.75% vs.
0.25% for non-QPs.
MIPS: Pathologists Face Hurdles
50% PQRS
• Eight measures continued through 2016 but high
performance may lead to discontinuation by CMS.
10% Resource Use
• Value-Based Modifier (VBM) program is designed
for primary care specialties and generally does not
measure the value that pathologists provide to
their patients.
15%
Clinical
Practice
Improvement
Activities
• CAP has suggested activities that pathologists
could successfully report.
25%Meaningful
Use
• CAP has secured relief from MU penalties through
2016, but it is not known how CMS will score
pathologists on this category.
© 2016 College of American Pathologists. All rights reserved.
CAP Economic Affairs Committee (EAC) has formed a
Special MACRA Workgroup
• Ensure pathologists can comply with MIPS
• Engaging CMS on defining metrics that could get
pathologists credit for clinical improvement activities
• Preparing members who opt for APM participation
• Proposed rule for MACRA expected in spring 2016
• Stay tuned to future updates on MACRA through
STATLINE and upcoming webinar.
© 2016 College of American Pathologists. All rights reserved.
Protecting Access to Medicare Act
(PAMA)
• Implementation of PAMA
• Establishes reporting requirements for labs, data
used to set reduced CLFS reimbursements:
o 10% 2017–2019
o 15% 2020–2022
• CMS issued a delayed proposed rule on September
25, 2015
• Final rule, by statute, is overdue
• CAP calling for data collection and data submission
deadline extensions
© 2016 College of American Pathologists. All rights reserved.
Implementation of PAMA
CAP is advocating with CMS on PAMA:
• Scope of entities required to submit data must be
broadened
• Proposed limited scope of reporting entities
reduces low expenditure threshold and revises
majority of revenue definition based on Medicare
lab revenues rather than Medicare revenue from
the entire organization
• More specifics needed on reporting requirements
© 2016 College of American Pathologists. All rights reserved.
Keep Informed…
• On the latest Advocacy efforts through STATLINE
weekly issues and special alerts
• With webinars throughout 2016 on:
– Final PAMA regulation
– FDA guidance on LDT oversight
– 2017 Medicare Physician Fee Schedule
– Other emerging issues
• By attending the CAP Policy Meeting
© 2016 College of American Pathologists. All rights reserved.
4/7/2016
6
2016 CAP Policy Meeting
• May 2-4 in Washington, DC
– Register at CAP.org
• Receive insights from CMS and FDA officials and
health policy leaders
– e.g. Panel on MACRA, MIPS, APMs
– Keynote speakers: David Gregory and Harold Miller
• Engage with members of Congress during the
CAP’s Annual Hill Day
© 2015 College of American Pathologists. All rights reserved.
Questions?
© 2016 College of American Pathologists. All rights reserved.