asme 09 keynote
TRANSCRIPT
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www.ioe.ac.uk
Research perspectives
and formative assessment
ASME Conference: Researching Medical
Education, November 2009: RIBA, London
Dylan Wiliam
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OverviewThe nature of educational research
What should educational research try to do? How should it try to do it?
Formative assessment
Definitions
Implementations
Researching formative assessment
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Pasteurs quadrant
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Educational researchAn elusive science (Lagemann, 2000)
A search for disciplinary foundationsMaking social science matter (Flyvbjerg, 2001)
Contrast between analytic rationality and value-rationality
Physical science succeeds when it focuses on analytic rationality
Social science
fails when it focuses on analytic rationality, but
succeeds when it focuses on value-rationality
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Research methods 101: causality Does X cause Y?
In the presence of X, Y happened (factual) Problem:post hoc ergo propter hoc
Desired inference: If X had not happened, Y would not have happened
(counterfactual)
Problem: X did happen
So we need to create a parallel world where X did not happen Same group different time (baseline measurement)
Need to assume stability over time
Different group same time (control group)
Need to assume groups are equivalent
Randomized contolled trial
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Plausible rival hypotheses Example: Smoking cigarettes causes lung cancer
Randomized controlled trial not possible
Have to rely on other methods
Logic of inference-making
Establish the warrant for chosen inferences
Establish that plausible rival interpretations are less warranted
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KnowledgeNot justified-true-belief
Discriminability (Goldman, 1976)
Elimination of plausible rival hypotheses
Building knowledge involves:
marshalling evidence to support the desired inference
eliminating plausible rival interpretations
Plausible determined by reference to a theory, a community of
practice, or a dominant discourse
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Inquiry systems (Churchman, 1971)
System Evidence
Leibnizian Rationality
Lockean Observation
Kantian Representation
Hegelian DialecticSingerian Values, ethics and practical consequences
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The Lockean inquirer displays the fundamental data that allexperts agree are accurate and relevant, and then builds a
consistent story out of these. The Kantian inquirer displays
the same story from different points of view, emphasising
thereby that what is put into the story by the internal mode of
representation is not given from the outside. But theHegelian inquirer, using the same data, tells two stories, one
supporting the most prominent policy on one side, the other
supporting the most promising story on the other side
(Churchman, 1971 p. 177).
Inquiry systems
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The is taken to be is a self-imposed imperative of the community. Taken in the
context of the whole Singerian theory of inquiry and progress, the imperative hasthe status of an ethical judgment. That is, the community judges that to accept its
instruction is to bring about a suitable tactic or strategy [...]. The acceptance may
lead to social actions outside of inquiry, or to new kinds of inquiry, or whatever.
Part of the communitys judgement is concerned with the appropriateness of these
actions from an ethical point of view. Hence the linguistic puzzle which bothered
some empiricistshow the inquiring system can pass linguistically from is
statements to ought statements is no puzzle at all in the Singerian inquirer:
the inquiring system speaks exclusively in the ought, the is being only a
convenient faon de parler when one wants to block out the uncertainty in the
discourse. (Churchman, 1971: 202).
Singerian inquiry systems
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Educational researchcan be characterised as a never-ending process of assembling
evidence that: particular inferences are warranted on the basis of the available evidence;
such inferences are more warranted than plausible rival inferences;
the consequences of such inferences are ethically defensible.
The basis for warrants, the other plausible interpretations, and the
ethical bases for defending the consequences, are themselvesconstantly open to scrutiny and question.
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Effective learning environmentsA prevalent, mistaken, view
Teachers create learning The teachers job is to do the learning for the learner
A not so prevalent, not quite so mistaken, but equally dangerous view
Only learners can create learning
The teachers job is to facilitate learning
A difficult to negotiate, middle path
Teaching as the engineering of effective learning environments
Key features:
Create student engagement (pedagogies of engagement)
Well-regulated (pedagogies of contingency)
Develop habits of mind (pedagogies of formation)
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Formative assessment: a definitionAn assessment functions formatively to the extent that evidence about
student achievement elicited by the assessment is interpreted and usedto make decisions about the next steps in instruction that are likely to
be better, or better founded, than the decisions that would have been
taken in the absence of that evidence.
Formative assessment therefore involves the creation of, and
capitalization upon, moments of contingency (short, medium and long
cycle) in instruction with a view to regulating learning (proactive,
interactive, and retroactive). (Wiliam, 2009)
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The formative assessment hi-jackLong-cycle
Span: across units, terms
Length: four weeks to one year
Impact: Student monitoring; curriculum alignment
Medium-cycle
Span: within and between teaching units
Length: one to four weeks
Impact: Improved, student-involved, assessment; teacher cognition about
learningShort-cycle
Span: within and between lessons
Length:
day-by-day: 24 to 48 hours
minute-by-minute: 5 seconds to 2 hours
Impact: classroom practice; student engagement
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Unpacking assessment for learningKey processes
Establishing where the learners are in their learning Establishing where they are going
Working out how to get there
Participants
Teachers Peers
Learners
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Five key strategiesClarifying, understanding, and sharing learning intentions
curriculum philosophyEngineering effective classroom discussions, tasks and activities that
elicit evidence of learning
classroom discourse, interactive whole-class teaching
Providing feedback that moves learners forward
feedbackActivating students as learning resources for one another
collaborative learning, reciprocal teaching, peer-assessment
Activating students as owners of their own learning
metacognition, motivation, interest, attribution, self-assessment
(Wiliam & Thompson, 2007)
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and one big ideaUse evidence about learning to adapt instruction to better meet learner
needs
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A model for professional changeContent
Evidence Ideas
Process
Choice
Flexibility
Small steps Accountability
Support
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KMOFormative Assessment Project24 teachers, each developing their practice in individual ways
Different outcome variablesNo possibility of standardized controls
Polyexperiment with local design
Synthesis by standardized effect size
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5
0
5
6
0 64 6 8 8 8
0 3 4 5 6 6 7 9
5 9
3
4
1.5
1.4
1.3
1.2
1.1
1.0
0.9
0.8
0.7
0.6
0.5
0.40.3
0.2
0.1
0.0
-0.1
-0.2
-0.3
-0.4
Jack-knife estimate of
mean effect size: 0.32;
95%C
.I. [0.16, 0.48)
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Effect size by comparison typeI Parallel set taught by same teacher
in same yearS Similar set taught by same teacher
in previous year
P Parallel set taught by different
teacher in same year
L Similar set taught by different
teacher in previous yearD Non-parallel set taught by different
teacher in same year
N National norms
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SummaryEducational research is a never-completed process of assembling
evidence that: particular inferences are warranted on the basis of the available evidence;
such inferences are more warranted than plausible rival inferences;
the consequences of such inferences are ethically defensible.
The basis for each of these is constantly open to scrutiny and question