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1 WMO: Climate and Water Department www.apfm.info WMO Training Workshop on Integrated Flood Management for the Nile Basin Countries Basin Flood Management planning 23-27 November 2009-09-16 Nairobi, Kenya Armin Petrascheck former member of Federal Office for Environment

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Page 1: Basin Flood Management planning - NBCBN · Technical links • River Dynamics • Vertical and horizontal behavior ... him to land slides or rockfall. 10 Requirements for an flood

1WMO: Climate and Water Department www.apfm.info

WMO

Training Workshop on Integrated Flood Management for the Nile Basin Countries

Basin Flood Management planning

23-27 November 2009-09-16 Nairobi, Kenya

Armin Petrascheckformer member of

Federal Office for Environment

Page 2: Basin Flood Management planning - NBCBN · Technical links • River Dynamics • Vertical and horizontal behavior ... him to land slides or rockfall. 10 Requirements for an flood

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- Basin wide flood management planning is applying IFM for a specific situation.

- Size of the basin determines the degree of details. The principals are the same

- Goals are only achieved if the plan is implemented. This needs action and therefore we speak often from an ACTION PLAN.

From theory to application

Introduction remarks

Page 3: Basin Flood Management planning - NBCBN · Technical links • River Dynamics • Vertical and horizontal behavior ... him to land slides or rockfall. 10 Requirements for an flood

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The 5 key elements of IFM

1. Manage the water cycle as a whole

2. Integrate land and water management

3. Adopt a best mix of strategies

4. Ensure a participatory approach

5. Adopt integrated hazard management approach

Point 1 requires basin wide planning:

Page 4: Basin Flood Management planning - NBCBN · Technical links • River Dynamics • Vertical and horizontal behavior ... him to land slides or rockfall. 10 Requirements for an flood

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Problems of large basin wide planning

• Managing water circle as whole• More options for solutions• Improved information in particular for flood

warning• Sharing burdens and benefits

• Large basins have political borders (national, regional, communal)

• Different objectives in different parts• Complicated coordination and information of

public

Disadvantages

Advantages

Page 5: Basin Flood Management planning - NBCBN · Technical links • River Dynamics • Vertical and horizontal behavior ... him to land slides or rockfall. 10 Requirements for an flood

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Linkages between upstream changesand downstream effects and vice-versa

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1. Manage water cycle as a whole

Technical links• River Dynamics

• Vertical and horizontal behavior• Sediment transport

• Temporal discharge distribution • Low flow / floodingEconomic Social links

• Water use• Quantity / Quality

• Control measures• Dikes, reservoirs, etc.

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Recognition that a river basin is a dynamic system with many interactions/fluxes between land and water bodies

2. Integrate Land Use

Land use governs the demand• of water for irrigation, industries and towns• of protection levels at flood control• flux of sediments (erosion depending on cropping paterns)• pollution (towns, industries)

Land use plans and water management need a strong basis for coordination between the concerned authorities

Integrated Water management without land use management is impossible

Page 7: Basin Flood Management planning - NBCBN · Technical links • River Dynamics • Vertical and horizontal behavior ... him to land slides or rockfall. 10 Requirements for an flood

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3. Adopt a Best Mix of Strategies

Full range of structural and non-structural

measures

Tool box, select according to goals and natural conditions

Page 8: Basin Flood Management planning - NBCBN · Technical links • River Dynamics • Vertical and horizontal behavior ... him to land slides or rockfall. 10 Requirements for an flood

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4. Ensure a participatory approach

Joint studies

Regulated exchange of data for flood forecasting

Harmonized system for flood forecasting,Coordinated flood defence projects

Joint basin planning

Coordinated flood emergency management

Unregulated exchange of data

Ad hoc emergency assistance

Joint comprehensive IWRM planning and management, before during and after floods

Level of cooperation

• Cooperation evolves over long periods with multiple stakeholders on various administrative levels

Level of cooperation can be adapted

Page 9: Basin Flood Management planning - NBCBN · Technical links • River Dynamics • Vertical and horizontal behavior ... him to land slides or rockfall. 10 Requirements for an flood

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5. Adopt integrated hazard management

There is little sense to save one from flood hazards and expose him to land slides or rockfall

Page 10: Basin Flood Management planning - NBCBN · Technical links • River Dynamics • Vertical and horizontal behavior ... him to land slides or rockfall. 10 Requirements for an flood

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Requirements for an flood management plan

Any plan must contain1. Quantitative Objectives2. Strategy3. Definition of space4. Measures5. Resources6. Time frame

Example1. Increase of net benefits by xx%2. Mainly non structural measures3. Flood plain of yy river4. Alarm, flood proofing, 5. Persons, Budget6. Finished in year

Basin plans are setting the frame. Degree of details depends on the size of the basin. To become operative they must be split into smaller action plans

Plans must be continuously updated

Page 11: Basin Flood Management planning - NBCBN · Technical links • River Dynamics • Vertical and horizontal behavior ... him to land slides or rockfall. 10 Requirements for an flood

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Flood Management Cooperation Process Model

Visionbuilding with floods as key

issue

Establishment of informalcooperation

Basin wide frameworkagreement and RBO

Stakeholder commitment

for action

Key performance

results and new realities

Basin flood management

protocol, strategy,

programme or action plan

Implementation incl. diversification

of institutional arrangements on

several scales

Adaptation of institutions

Political will

Confidence of partners

Window ofopportunity

Available mediators

Process ownership

P R

E C

O N

D I

T I O

N S Stakeholder

consultation

To establish a plan a organization is needed

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Planning is an iterative Process

Existing Land UseHazard Situation

Development Goals

Measures

Costs

Management of residual risk

Implementation

Basin flood management vision

and policy

Flood risk assessment

Identification and selection of options

to reduce flood risks

Setting target for basin flood

management plan

Project implementation

plan

Basin Flood Management

Plan

Survey and AnalysisHydrological, meteorological, geomorphologic data, environmental dataSocial and economical data

↓Hydro meteorological analysisHydraulic analysis Damage analysis

National development vision/policy

National flood management vision/policy

Strategic Environmental Assessment (SEA)Social Impact AssessmentEconomic analysis

Monitoring

Beneficial and negative impacts of floodingRole of flooding in social, economic conditionLand use

Page 13: Basin Flood Management planning - NBCBN · Technical links • River Dynamics • Vertical and horizontal behavior ... him to land slides or rockfall. 10 Requirements for an flood

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Any planning starts with the collection and analysis of data and facts on the hydrologic processes

During flooding Sediment / nutrition

Recharge of groundwaterFlushing sediment /

/erosion

Catchment data, Water balance, Hydrographs, Sediment

Calculations must be adopted to the needs and not to the available software

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Parallel to the analysis of Basin hydrology and hazards the land use and the risks must be studied

Land use should not only include risk area but the complete basin including ecosystems

Processes which lead to flooding

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Formulation of goals needs all stakeholders

The needs of ALL stakeholders must be respected:

1.Livelihood2.Safety3. Sustainability

Existing Land UseHazard Situation

Development Goals

Measures

Costs

Management of residual risk

Implementation

The price we are willing to pay to achieve these goals depends on the values of the society and the economic situation

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Information and Awareness raising

Functions-Educating local communities& individuals in floodplain

-Promoting self-protectionmind

Issues-Attracting local levels-Requiring well-educatedtrainers

Existing Land UseHazard Situation

Development Goals

Measures

Costs

Management of residual risk

Implementation

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Flood forecasting & early warning

Issues-Uncertainty in prediction (especiallyagainst flash floods)-Station maintenance-Cooperation between NMS&NHS-Get the right response from Receivers of warnings

Functions-Forecasting flood stages-Warning to local communities

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MEASURES

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Emergency Measures: Mobile flood defences

Functions-Temporary storage of rain water on the floodplain-Recreation

Issues-Fitting-Deployment time

MEASURES

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Heidelberg

Needs the right informationOn the local level:What can happen where?

Knowledge on the possibleimpact by visualization at buildings

The best measure in this case is a strong building. Other protection measures unrealistic

MEASURES

Individual protection

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Soft structural measures Rain water storage

Functions-Temporary storage of rain water on the floodplain-Recreation

In normal time In flooding time

Think in dual use

MEASURES

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Safety of 2500 working places

Structural measures where necessaryA high damage potential and a lack of space requires dikes

MEASURES

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Special case Extreme events

Extreme events are so rare that damage can be accepted and cots should be low

MEASURES

Page 23: Basin Flood Management planning - NBCBN · Technical links • River Dynamics • Vertical and horizontal behavior ... him to land slides or rockfall. 10 Requirements for an flood

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Special case: Extreme eventsSolutions with dual use

Wall in normal days;protection against noise

In case of extreme floodFlood protection wall

MEASURES

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IFM: Adaptive Management

Planning errorsOrChanges in goals

Page 25: Basin Flood Management planning - NBCBN · Technical links • River Dynamics • Vertical and horizontal behavior ... him to land slides or rockfall. 10 Requirements for an flood

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• Floods cannot be fully controlled, it should be accepted as a permanent fact of life;

• it is a perfectly natural phenomenon in terms of probability of occurrence and should be approached following a risk management process;

• Floods is not necessarily a problem as such and do not always lead to situations which require development of capital-intensive flood protection infrastructure;

• A Flood protection effort: attempt to mitigate flood damage. • Disasters from flooding are the result of a random act of

nature combined with poor risk management, uncontrolled development and mis-management of natural resources.

Remember always

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FLOODS

If you do notfind the strongman, who stops the flood, …... You have to livewith floods

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IndonesiaYogyakarta

Not every flooding needs expensive protection. Sometimes you have to show patience….

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Evrywhere a set of measures is applied.

Protectionstructures

Protection structures Warning Alarm

Why not in flood management?