challenges and issues related to regulation of traditional medicine

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    CHALLENGES AND ISSUESCHALLENGES AND ISSUES

    RELATED TO REGULATION OFRELATED TO REGULATION OF

    TRADITIONAL MEDICINETRADITIONAL MEDICINE

    Prof. Dr. K. R. Kohli

    Director of Ayurveda,

    Maharashtra

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    TRADITIONAL MEDICINETRADITIONAL MEDICINE

    The sum total of all the knowledge and practices,

    whether explicable or not, used in diagnosis, prevention

    and elimination of physical, mental or social imbalance and

    relying exclusively on practical experience and

    observation handed down from generation to generation,whether verbally or in writing.

    y Ayurveda

    y

    Yoga & Naturopathyy Unani

    y Siddha

    y Homeopathy

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    POSSIBLE REGULATORY CATEGORIES FORPOSSIBLE REGULATORY CATEGORIES FOR

    HERBAL MEDICINESHERBAL MEDICINES

    1. Prescription medicines: medicines/drugs thatcan only be purchased with a prescription (i.e. aphysicians order). In some countries, the legalframework allows traditional practitioners to

    prescribe medicines.

    2. Over the counter medicines: medicines/drugsthat can be purchased without a prescription from

    a physician.

    3. Self medication only: medicines/drugspermitted for self medication purposes only.

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    POSSIBLE REGULATORY CATEGORIESPOSSIBLE REGULATORY CATEGORIES

    FOR HERBAL MEDICINESFOR HERBAL MEDICINES

    4. Dietary supplements: A dietarysupplementisasubstancewhichcontains,forinstance,avitamin,amineral,aherborotherbotanicaloranaminoacid.Adietarysupplementmaybeintendedtoincreasethetotaldailyintakeofaconcentrate,metabolite,constituent,extractorcombinationoftheseingredients.

    5. Health food: healthfoodscouldbeproductsthatarepresentedwithspecifichealthclaimsandtherefore

    regulateddifferentlyfromotherfoods.

    6. Functional foods: likehealthfoods,functionalfoodsmaybeproductswhichareofferedwithspecifichealthclaimsandthereforeregulateddifferentlyfromotherfoods.

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    Ayurvedic Products Herbal Products

    1. Based on sound fundamental 1. Emperical andprinciples, well documented Experimental base

    2. Time tested on human beings 2. Products based on in-vivo

    for safety & efficacy and in-vitro trials

    3. Based on wholesome 3. Isolated or extracted

    ingredients material is used

    4. Simple procedures of 4. Sophisticated procedures

    processing and for new molecules

    manufacturing

    5. Holistic and comprehensive 5. Generalized or Empirical use

    approach of use for health

    Contd

    NEED OF DIFFERENTIATIONNEED OF DIFFERENTIATION

    BETWEENBETWEEN

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    Ayurvedic Products Vs. Herbal Products

    6. The product is developed and 6. The product is developedtested in the manner and tested on the

    it is used basis of analytical

    parameters

    7. Psychophysical 7. No such consideration,

    characteristics of fragmented approachpatients are taken of treatment

    into consideration,

    hence holistic

    approach

    NEED OF DIFFERENTIATIONNEED OF DIFFERENTIATION

    BETWEENBETWEEN

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    REGULATION/REGISTRATIONREGULATION/REGISTRATION

    OF TRADITIONAL MEDICINESOF TRADITIONAL MEDICINES

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    MEMBER STATES REPORTING HAVINGMEMBER STATES REPORTING HAVING

    REGULATIONS OR LAWS GOVERNINGREGULATIONS OR LAWS GOVERNING

    HERBAL MEDICINESHERBAL MEDICINES

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    TYPE OF LAW ORTYPE OF LAW OR

    REGULATION ON HERBALREGULATION ON HERBAL

    MEDICINESMEDICINES

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    MANUFACTURING:MANUFACTURING:

    REGULATORY REQUIREMENTSREGULATORY REQUIREMENTS

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    REGULATORY STRUCTURESREGULATORY STRUCTURES

    y The regulatory structure governing ASU products in India is divided

    between the regulation of the products themselves and the

    regulation of the institutions which either train the personnel in

    charge of training doctors in AYUSH, or are concerned with delivery

    ofAYUSH healthcare or in some cases, both.

    y Chapter IV A of the Drugs and Cosmetics Act, 1940 (the

    Act) governs these products and they are defined in the Act as

    including all medicines intended for internal or external use for or in

    the diagnosis, treatment, mitigation or prevention of disease or

    disorder in human beings or animals and manufactured exclusively inaccordance with the formulae described in, the authoritative books

    of Ayurvedic, Siddha and Unani (Tibb) systems of medicine specified

    in the First Schedule to the Act.

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    REGULATORY STRUCTURESREGULATORY STRUCTURES

    y Though the Act classifies AYUSH products as medicinal

    products for regulatory convenience (regulating

    manufacture on a commercial scale as well as regulating

    sale through pharmacies against a prescription), many of

    these products are not only used as medicines, but also

    as food supplements, or health foods, or OTC products.

    y However,theeffectofthelegislationisthatanyproduct

    whichismanufacturedforcommercialsalewithouta

    licenseasrequiredunderthe Actisnotan AYUSH

    product.

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    TECHNICAL IMPLEMENTATION / ENFORCEMENTTECHNICAL IMPLEMENTATION / ENFORCEMENT

    RELATED EVALUATION OF AYUSH MEDICINESRELATED EVALUATION OF AYUSH MEDICINES

    y Ayurveda,Siddha,Unani DrugsTechnical Advisory Board

    (ASUDTAB whichadvisesthegovernmentondrug

    relatedissues)

    y Ayurveda,Siddha,Unani DrugsConsultativeCommittee

    (ASUDCC whichadvisesthegovernmenton

    implementationissues)

    y State licensing authorities whoactuallylookafterthe

    testingprocessofAYUSHdrugstoascertaintheirpurity,

    safetyetc.

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    Manufacturing ProcessManufacturing Process

    In India Schedule M of the Drugs and

    Cosmetics Act includes the Good

    Manufacturing Practices that are applicable tothe pharmaceutical industry and these have

    come into effect from the 1st of July, 2005

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    WHY REGULATION?WHY REGULATION?

    1. Growing Popularity

    2. Newer Communities using the TMs

    3. Increase in the awareness

    4. Availability of sophisticated equipments & Laboratoryequipments.

    5. Use of toxic substances and metals in traditions

    6. Depleting RM resources & fear of adulterations andadjustments.

    7. Concerns on Safety of the medications of TMs.

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    WHY REGULATION?WHY REGULATION?

    8. MultiplicityofusagesasFood, DietSupplement,Medicine

    etc.

    9. Varietyofprescribers: fromaNaturaltraditionalhealerto

    Degreeholders.10. Owingtoverylowliteracylevels,manyquacksmake

    inroadsintopracticeofAyurvedicandHerbalmedicine.

    11. Uncontrolledadvertising andagreedtomakequick

    buck(MUSLIPOWER).

    12. Unethicalpracticeslikeadulterationofproductswith

    westernmedicines,peddlingofproductswithno

    therapeuticbenefits,makingunsubstantiatedmedicinal

    claims.

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    WHY REGULATE ?WHY REGULATE ?

    Protect consumer interests unsubstantiatedproduct claims

    Protect product integrity- evaluation parameters

    Maintain requisite standards batch to batchconsistency

    Ensure public safety not compromised toxicities

    Are safe, effective, beneficial Products, practices lead to positive clinical

    outcomes.

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    TRADITIONAL MEDICINE REGULATION:TRADITIONAL MEDICINE REGULATION:

    CHALLENGESCHALLENGES--11

    1. Traditionalmedicines&practicesbeingadoptedbynewerpopulations

    2. International diversity:Traditionalmedicinepracticeshavebeen

    adoptedindifferentculturesandregionswithouttheparalleladvance

    ofinternationalstandardsandmethodsforevaluation.

    3. National policy and regulation: Notmanycountrieshavenational

    policiesfortraditionalmedicine.Regulatingtraditionalmedicine

    products,practicesandpractitionersisdifficultduetovariationsin

    definitionsandcategorizationsoftraditionalmedicinetherapies.A

    singleherbalproductcouldbedefinedaseitherafood,adietarysupplementoranherbalmedicine,dependingonthecountry.This

    disparityinregulationsatthenationallevelhasimplicationsfor

    internationalaccessanddistributionofproducts.

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    TRADITIONAL MEDICINE REGULATION:TRADITIONAL MEDICINE REGULATION:

    CHALLENGESCHALLENGES--22

    y Safety, effectiveness and quality: Scientific evidence from

    testsdonetoevaluatethesafetyandeffectiveness of

    traditionalmedicineproductsandpracticesis limited.While

    evidenceshowsthatacupuncture,someherbalmedicinesandsomemanualtherapies(e.g.massage)areeffectivefor

    specificconditions,furtherstudyofproductsandpractices

    isneeded.Requirementsandmethodsforresearchand

    evaluationarecomplex.Forexample,itcanbedifficultto

    assessthequalityoffinishedherbalproducts.Thesafety,effectivenessandqualityoffinishedherbalmedicine

    productsdependonthequalityoftheirsourcematerials

    (whichcanincludehundredsofnaturalconstituents),and

    howelementsarehandledthroughproductionprocesses.

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    TRADITIONAL MEDICINETRADITIONAL MEDICINE

    REGULATION:CHALLENGESREGULATION:CHALLENGES--33

    Knowledge and sustainability: Herbalmaterialsforproductsarecollectedfromwildplantpopulationsandcultivatedmedicinalplants.Theexpandingherbalproductmarketcoulddriveover-harvestingofplantsandthreatenbiodiversity.Poorlymanagedcollectionandcultivationpracticescouldleadtotheextinctionofendangeredplantspeciesand

    thedestructionofnaturalresources.Effortstopreservebothplantpopulationsandknowledgeonhowtousethemformedicinalpurposesisneededtosustaintraditionalmedicine.

    Patient safety and use: Manypeoplebelievethatbecausemedicinesareherbal(natural)ortraditionaltheyaresafe(orcarrynoriskfor

    harm).However,traditionalmedicinesandpracticescancauseharmful,adversereactionsiftheproductortherapyisofpoorquality,oritistakeninappropriatelyorinconjunctionwithothermedicines.Increasedpatientawarenessaboutsafeusageisimportant,aswellasmoretraining,collaborationandcommunicationamongprovidersoftraditionalandothermedicines.

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    CHALLENGES RELATED TO THE REGULATORYCHALLENGES RELATED TO THE REGULATORY

    CONTROL OF TRADITIONAL MEDICINESCONTROL OF TRADITIONAL MEDICINES

    1. Brand Names: DifferencesinOpinionofapprovingbrandnamesindifferentstates.

    2. Lack of interest in Implementation ofrulesand

    regulationsbystateregulatoryauthorities (Example-samplesofAyurvedic/herbalmedicines containheavymetals,steroids..etc.)

    3. Shortageofstaffduetolessimportancebeinggivento

    Regulation

    4. LeniencyinpunishingtheGuiltyofbypassingtherules(LethargyorCorruption??)

    5. Thewidespreaduseofmultilevelmarketingfor

    alternativetherapiesisanadditionalethicalchallenge.

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    ASSESSMENT OF SAFETY ANDASSESSMENT OF SAFETY AND

    EFFICACYEFFICACY

    y Lackofeducation/informationleadstobelievethatTraditionaldrugsare

    safe,buttherearecertain herbs which causes adverse effect onthe

    bodye.g.Chitrak , Bhallatak.

    y Adverse drug reactions ofthedrugsarenotrecordedproperly

    (Pharmacovigilance)y Mostofthemanufacturersarenotinterestedinevaluationofsafetyand

    efficacyoftheherbalmedicines.(not ready to spend time & money on

    quality)

    y Eachproductmaycontainseveral different plants and potentially

    hundreds of chemical constituents,someofwhichmaybepresentinverylowconcentrations;thesefactorscombinetomakelaboratory

    investigationbothcomplicatedandexpensive.

    y Infrastructure for testing safety of the drugs isnotadequate

    y

    Inadequacy of trained staffforevaluationofsafetyofherbaldrugs

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    ISSUES ON QUALITY CONTROL OFISSUES ON QUALITY CONTROL OF

    HERBAL MEDICINESHERBAL MEDICINES

    1. The source and quality of the raw material

    are variable.

    2. The methods of harvesting, drying, storage,

    transportation, and processing (for example, mode of

    extraction and polarity of the extracting solvent, instability of

    constituents, etc.) have an effect.

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    ISSUES ON QUALITY CONTROL OFISSUES ON QUALITY CONTROL OF

    HERBAL MEDICINESHERBAL MEDICINES

    1. LackofadequatestudiestoprovesafetyofmanyofthetraditionalmedicinalcategorieslikeHerbo-mineralpreparations,poisonousplantsetc.

    2.Lack

    of

    Price

    control

    mechanism.

    3. LackofadequatedataonresourcingoftheRM

    4. Complexityoftraditionaldrugs;metalswithminerals,mineralswithherbs,metals,minerals&herbs,Animalmaterial,Herbsalone

    5. Thewidespreaduseofmultilevelmarketingforalternativetherapiesisanadditionalethicalchallenge.

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    PHARMACOPOEIA COMMISSION FORPHARMACOPOEIA COMMISSION FOR

    INDIAN SYSTEM OF MEDICINEINDIAN SYSTEM OF MEDICINE

    Govt.ofIndiahaspublishedstandardson 540singledrugsand101compoundformulation.

    Stillthereareabout2000singledrugsandaboutequalnumberofcompoundedformulationwherestandardsaretobedeveloped.

    Theemphasisonlimitingundesirableimpuritiesinbulkdrugsandformulations.

    Thereisfastprogressinevolutionofmoreandmoresophisticatedmethodsofanalysis.Theserapiddevelopmentsshouldbereflectedinsuccessiveeditionsofpharmacopoeiawhichmustperforcebebroughtoutmorefrequentlythanitisdoneatpresent.

    A wellorganizedindependentbodymaybeabletoassurethis,andfurthermorethestandardsembodiesinmonographscanbefullyunbiased.

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    Stronger pharmacovigilenceStronger pharmacovigilence

    y A strongerpharmacovigilenceby AYUSH

    departmentneedstobeimplemented.

    y Knowledge

    of

    existence

    of

    Pharmacovigilence

    and

    itsroletobemadepopular.

    y Actnotonlyatthetimeofproblembutmakea

    habitofmakingitasroutine.

    y AtleaststartincentivisingcompaniesforClinicalTrials&PhaseIVstudies

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    ISSUES RELATED TO MEDICINES PREPARED BYISSUES RELATED TO MEDICINES PREPARED BY

    TM PRACTITIONERTM PRACTITIONER

    GMP registration is mandatory for industry but exemption

    has been given to registered ayurvedic practitioner and

    teaching institutions that prepare medicines for their

    patients.

    There is no system available to check quality of the herbal

    medicines prepared byVaidyas or the Institutions.

    There are occasions when self made medicines contain

    heavy metal, mixtures of synthetic drugs, steroids etc.

    Adverse reactions owing to the use of such drugs are

    usually not communicated to the regulatory authorities.

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    RECOMMENDATIONSRECOMMENDATIONS

    There is a strong need to hasten the process of

    preparing Ayurvedic pharmacopoeia for established

    drugs and constituents.

    Quality assurance is a significant demand of AYUSH

    importers and should help in establishing credibility of

    AYUSH products. Therefore, a quality certification for

    AYUSH products exported from India would establishquality credentials of these products, and is strongly

    recommended. (AYUSH & QCI)

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    Stringent and Quick Penalty for manufacture/sale of drugs in

    contravention of the Act.

    Penalty for subsequent offences needs to be more severe.

    Availability of specific analysts for traditional products.

    Standardize methods of testing and analysis.

    Establish and rope in more Laboratories for Testing and

    Analysis of Drugs

    Schedule - E of Drug Act prescribe list of poisonous material

    used in ASU drugs require special safeguards

    IMPORTANT PROVISIONS OF INDIAN DRUGS &IMPORTANT PROVISIONS OF INDIAN DRUGS &

    COSMETICS ACT RELATING TO AYURVEDICCOSMETICS ACT RELATING TO AYURVEDIC

    MEDICINESMEDICINES

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    WHO PERCEIVES CHALLENGESWHO PERCEIVES CHALLENGES

    IN REGULATIONIN REGULATION

    y AccordingtotheWHOglobalsurveyonthenationalpolicyandregulationofTM,commondifficultiesandchallengesinregulation:

    1. Lackofinformationsharing

    2. Lackofsafety

    3. Monitoringforherbalmedicines

    4. Lackofmethodstoevaluatetheirsafetyandefficacy

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    RECOMMENDATIONS OF THERECOMMENDATIONS OF THE

    WHO COMMITTEEWHO COMMITTEE

    MemberStatesshould:

    1. Worktostrengthentheregionalnetworkinallpossible

    aspectsofherbalmedicines,particularlywithregardtotheirsafety,efficacyand ADR;

    2. Developandstrengthenherbalmedicineeducationand

    training,practiceandresearch;

    3. Workatfacilitatingharmonizationamongthosecountries

    thathavecommonsystemsofherbalmedicine

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    RECOMMENDATIONS OF THERECOMMENDATIONS OF THE

    WHO COMMITTEEWHO COMMITTEE

    MemberStatesshould:4. Establishanationaladvisorycommitteeforherbal

    medicines

    5. Adoptrequirementsfortheregistrationofherbalmedicines.

    6. EstablishcoordinationagenciestoimplementGACP;

    7. Establishan ADRmonitoringcentreandsystemfor

    conventionalmedicinesandherbalmedicines,anddevelopnecessarylinkageswithother ADR

    monitoringcentersintheRegionandwithWHO

    collaboratingcenters;

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    DRUG MAGIC REMEDIES ACT.DRUG MAGIC REMEDIES ACT.

    A strong implementation of the MagicRemedies Act (MRA) needs to be done for

    AYUSH products right from the point ofproviding license by the state FDAs tomonitoring marketing of these products.Rampant use of herbal medicines is done

    today by offering cure for diseases like cancer,HIV etc.

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    TEACH REGULATORY NORMS INTEACH REGULATORY NORMS IN

    CIRRICULUMCIRRICULUM

    y REGULATIONSFORMANUFACTURING,SALES,

    QUALITYCONTROLETCAND THEVARIOUSLAWS

    SHOULD BETAUGHT ATTHEGRADUATION/POSTGRADUATIONLEVELOFTHE AYUSHCIRRICULUM.

    y THISINFORMATIONWILLLEAD TO DEVELOPING

    BETTER AND RESPONSIBLEPRACTITIONERSTOSERVETHESOCIETY.

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    GMP Implementation for AYUSH productsGMP Implementation for AYUSH products

    y Implementation of GMP to AYUSH

    manufacturing is a real challenge due to

    varied reasons ranging from Rawmaterials, to process standardization,

    testing methods etc. A separate and

    unique method needs to be developedfor implementation of Schedule M for

    AYUSH products manufacturing .

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    Use of AYUSH medicines by theUse of AYUSH medicines by theunorganised sectorunorganised sector

    y RampantuseofAYUSHmedicinesisdoneinthe

    unorganisedmarketbyquacks,retailshopsselling

    thesemedicines.Needstrictregulationsonthese

    butthechallengeisitsfallbackonthepopularityof

    suchmedicinesandnonavailabilityissues.

    y Educationthroughmassmediadiscouragingsuch

    practicesneedstobedone.

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    Lack of price control mechanismLack of price control mechanism

    y Unlikethe DPCO(DrugPriceControlOrder)forpharmaceuticalpreparations,absenceofanysuchordermakesthe

    wholebusinessofmanufacturingandselling AYUSHproductsamoneymakingbusinesswithoutanycontrolonthequality.

    y A simpleoilusedforrelievingpainofArthritiscouldthusbesoldatRs.1200.00forabottleof100ml.

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    Notification dated July 9, 2008 to allow use of excipients,

    additives, preservatives, anti-oxidants, coloring agents, flavouringagents, alternate sweeteners permitted in the IndianPharmacopoeia/Prevention of Food Adulteration Act, 1954 (NEW)

    Notification GSR NO.893(E) of 170 Guidelines for evaluation ofAy. Siddha & Unani Drugs.

    Grant ofAyurvedic licenses to soaps, shampoos, hair tonicsand antacid products(New)

    Clarification with regarding to use of prefix and suffix inclassical and patent ASU medicines.(New)

    Supplementary guidelines formanufacturing of Rasaushadhies/Rasamarunthukal / Kushtajat (Herbo-mineral-metallic compounds).

    REGULATION:REGULATION:

    A CONTINUOUS NEED BASED PROCESSA CONTINUOUS NEED BASED PROCESS

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    AYUSH MARKAYUSH MARK VOLUNTARY CERTIFICATEVOLUNTARY CERTIFICATE

    SCHEME (VCS) FOR AYUSH PRODUCTSSCHEME (VCS) FOR AYUSH PRODUCTS

    TheschemehasbeenstartedsinceOct,2009,

    whichhastwolevelsofcertification an AYUSH

    StandardMarkformeetingfordomesticregulatory

    requirementandan AYUSHPremiumMarkformeetinginternationalnormssuchasthosesetby

    WHOorregulationofimportingcountries.Thiswill

    gounderanindependentthirdpartyassessment

    systemandwouldresultin Qualitysealbeingawarded.Tillnow 125 Premium Marks and95

    StandardMarkshasbeenawardedto ASUproducts.

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    WAY FORWARDWAY FORWARD

    REGULATIONIS A

    CONTINUOUS

    PROCESSWHICH

    WILL KEEP ASKINGFORMORE

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    T

    HA

    N

    K

    YO

    U