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Comparison of MAX-DOAS profiling algorithms during CINDI-2 Part 2: Trace gases F. Hendrick 1 , U. Frieß 2 , L. Tirpitz 2 , M. van Roozendael 1 , A. Apituley 3 , A. Richter 4 , T. Wagner 5 , K. Kreher 6 , and the CINDI-2 Profiling Task Team 1 IASB-BIRA, Brussels, Belgium, 2 Institute of Environmental Physics, University of Heidelberg, Germany; 3 KNMI, de Bilt, The Netherlands; 4 Institute of Environmental Physics, University of Bremen, Germany, 5 MPI for Chemistry, Mainz, Germany; 6 BK Scientific, Mainz, Germany The CINDI - 2 Campaign The second Cabauw Intercomparison campaign for Nitrogen Dioxide measuring Instruments (CINDI-2) took place at the Cabauw Experimental Site for Atmospheric Research (CESAR; Utrecht area, The Netherlands) from 25 August until 7 October 2016. An important objective of the campaign was to study the relationship between remote-sensing column- and profile-measurements of the above species and collocated reference ancillary observations. For this purpose, a CINDI-2 Profiling Task Team (CPTT) was created, involving 21 groups performing aerosol and trace gas vertical profile inversion using dedicated MAX-DOAS profiling algorithms, as well as the teams responsible for ancillary profile and surface concentration measurements (NO 2 analysers, NO 2 sondes, and LIDAR, CAPS, Long-Path DOAS, sun photometer, nephelometer, etc). The main purpose of the CPTT is to assess the consistency of the different profiling tools for retrieving aerosol extinction and trace gas vertical profiles through comparison exercises using commonly defined settings and to validate the retrievals with correlative observations. On this poster, we present an overview of the MAX-DOAS NO 2 and HCHO profile comparison results during CINDI-2. A companion poster (X5.381) presents the trace gas profile retrieval results. Further EGU2017 presentations related to the CINDI-2 campaign: The Second Cabauw Intercomparison Campaign for Nitrogen Dioxide Measuring Instruments — CINDI-2 — Overview, Arnoud Apituley et al., EGU-2017-10177 (oral) First results of the CINDI-2 semi-blind MAX-DOAS intercomparison, Karin Kreher et al., EGU2017-13927 (poster X5.379) Comparison of MAX-DOAS profiling algorithms during CINDI-2 - Part 1: aerosols, Udo Friess et al., EGU2017-8368 (poster X5.380) Retrieval of Vertical Profiles from MAX - DOAS Measurements The principles of retrieving vertical profiles from MAX-DOAS measurements is described in the companion poster X5.380 by Friess et al., as well as the list of participating groups and profiling algorithms. Retrievals were performed at 343 nm for HCHO and at 360 and 460 nm for NO 2 on a 200 m vertical grid from the surface up to 4 km altitude using common settings for a priori constraints, pressure and temperature profiles as well as aerosol optical properties (see Table 1 below). Free settings retrievals were also performed. Averaging Kernels and Information Content The Averaging Kernels, = , quantify the sensitivity of the retrieved profile to the true atmospheric state . Trace of A yields the number of independent pieces of information in the measurements (degrees of freedom for signal, DOFs). As for aerosols, retrieval is sensitive for the lowermost ~1.5 km of the atmosphere; highest sensitivity near the surface, The mean DOF amounts to 2.5, 3.1, and 1.6 for NO 2 UV, NO 2 VIS, and HCHO, respectively. Fig. 1: Examples for clear-sky averaging kernels from IUP-Heidelberg NO 2 UV (top left), NO 2 VIS (top middle), and HCHO (top right). The DOFs from all groups using OEM algorithms are shown in the bottom plots. Examples of retrieved vertical profiles Large discrepancies for the profile shapes between the different algorithms in the morning, better consistency during the afternoon Less oscillating profiles when using free settings; better agreement with the NO 2 lidar observations, Better consistency between the different algorithms regarding the surface concentration Fig. 2: NO 2 UV &VIS, and HCHO vertical profiles retrieved using common settings from all groups on 14 September 2016. The background shows the Ceilometer backscatter profile +/- 15 min around the nominal time, ranging from blue (low backscatter) to white (high backscatter). When available, coincident NO 2 lidar profiles are also shown (white thick solid line). In the case of NO 2 VIS, free settings retrieval results are also shown. Modelled and Measured dSCDs Near surface concentration Comparison with ancillary measurements Fig. 3: Left: Time series of NO 2 (VIS) and HCHO surface concentrations from individual participants (coloured symbols) and from long-path DOAS (black line) for a 4-day clear sky period (12-15/09). Right: Correlation plots. Summary & Outlook HCHO and NO 2 vertical profiles and columns retrieved by 10 different groups belonging to the CPTT have been compared and assessed through comparisons with ancillary observations (LP-DOAS, in-situ, NO 2 lidar), with focus on the 12-15.09 period. Profile shapes retrieved by the different groups are in better agreement in the afternoon than in the morning where shallow boundary layer conditions are observed. Good consistency for retrieved near surface concentrations and VCDs, especially for NO 2 . In the case of HCHO, larger discrepancies are obtained, probably related to larger differences and uncertainties in the dSCDs measured by the different groups. Retrieved NO 2 and HCHO near surface concentrations are in good agreement with LP-DOAS measurements; larger discrepancies are found with in-situ and lidar data in the case of NO 2 . Next steps: Comparison of retrievals for the whole campaign duration Quantification of the agreement level between MAX-DOAS and in-situ NO 2 near surface concentrations (linear regression analyses). To further investigate the consistency between MAX-DOAS and NO 2 lidar and NO 2 sonde profiles Acknowledgments The CINDI-2 Campaign and this study have been funded by the ESA projects CINDI-2 and FRM 4 DOAS projects (contracts No. 4000118533/16/I-SBo and 4000118181/16/I-EF, respectively). The CINDI-2 Campaign was hosted by the Royal Netherlands Meteorological Institute, De Bilt, The Netherlands. We would like to thank S. Berkhout (RIVM), A. Frumau (ECN), A. Merlaud (BIRA), and S. Schmitt (IUP- Heidelberg) for providing ancillary data. Parameter Values Atmosphere definition Pressure, temperature, and O 3 vertical profiles averaged from O 3 sonde measurements in De Bilt (09/2013-2015) Surface albedo 0.06 Retrieval altitude grid 0-4km/step 200m; Surface height and instrument altitude: 0m Wavelength 360 and 477nm for aerosols; 343nm for HCHO; 360 and 460nm for NO 2 . In the case of the HCHO retrieval, the aerosol profiles retrieved at 360nm should be interpolated at 343nm using 1.3 as Ångström exponent value. Aerosol settings The single scattering albedo should be fixed to 0.92 and the asymmetry factor to 0.68 for both 360 and 477nm. These are mean values for 14/09/2016 (day 258) derived from AERONET measurements at 440nm in Cabauw. Measured trace gas DSCDs Each group should use their own DSCDs measured in the common 287° azimuth direction; zenith spectrum of the scan as reference. Cross-sections CINDI-2 cross sections data sets Elevation angles 1, 2, 3, 4, 5, 6, 8, 15, 30, and 90°. A priori profiles Exponentially-decreasing profiles derived using the following VCD/AOD and scaling height (SH) values: *AOD: 0.18 *HCHO VCD: 8e15 molec/cm 2 *NO 2 VCD: 9e15 molec/cm 2 *A scaling height of 1 km is used for all species. A priori covariance matrices Variance of 50% of the a priori profile for the diagonal terms and extra-diagonal terms are added as Gaussian functions with a correlation length of 200m. Aerosol extinction profiles for trace gas retrievals Each group should use their own retrieved aerosol extinction profiles. Table 1: Common settings for trace gas profile retrievals NO 2 UV NO 2 VIS HCHO NO 2 UV NO 2 VIS (common settings) NO 2 VIS (free settings) 06:00 09:00 12:00 15:00 HCHO (common settings) NO 2 VIS VMR (ppb) HCHO VMR (ppb) MAX-DOAS versus long-path DOAS 12.09 13.09 14.09 15.09 Table 2: Regression parameters of MAX-DOAS versus long-path DOAS near surface concentration. The colour scale indicates the level of deviation from the optimal value. Much better agreement between MAX- and LP-DOAS for NO 2 than for HCHO in terms of both slope and correlation coefficient; the impact of the larger HCHO DOAS fit errors on the profile retrieval should be investigated. MAX-DOAS NO 2 versus in-situ and LP-DOAS 13.09 14.09 15.09 On overall, better agreement with LP- DOAS than with in-situ, especially in shallow boundary layer conditions (AM) Reasonably good agreement between MAX-DOAS and in-situ in the afternoon Table 3: Regression parameters from the comparison of modelled and measured NO 2 (UV&VIS) and HCHO dSCDs. The colour scale indicates the level of deviation from the optimal value. Retrieved VCDs Fig. 4: Comparison between MAX-DOAS, in-situ (CAPS+ECN teledyne), and LP-DOAS NO 2 near surface concentrations. HCHO NO 2 UV NO 2 VIS Fig. 5: Scatter plots of the retrieved HCHO (left), NO 2 UV (middle), and NO 2 VIS (right) VCDs versus median values. Poster X5.381

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Page 1: Comparison of MAX-DOAS profiling algorithms during CINDI-2 ... · ancillary observations. For this purpose, a CINDI-2 Profiling Task Team (CPTT) was created, involving 21 groups performing

Comparison of MAX-DOAS profiling algorithms during CINDI-2 Part 2: Trace gases

F. Hendrick1, U. Frieß2, L. Tirpitz2, M. van Roozendael1, A. Apituley3, A. Richter4, T. Wagner5, K. Kreher6, and the CINDI-2 Profiling Task Team 1IASB-BIRA, Brussels, Belgium, 2Institute of Environmental Physics, University of Heidelberg, Germany; 3KNMI, de Bilt, The Netherlands; 4Institute of Environmental Physics, University of Bremen, Germany, 5MPI for Chemistry, Mainz, Germany; 6BK Scientific, Mainz, Germany

The CINDI-2 Campaign The second Cabauw Intercomparison campaign for Nitrogen Dioxide measuring Instruments (CINDI-2) took place at the Cabauw Experimental Site for Atmospheric Research (CESAR; Utrecht area, The Netherlands) from 25 August until 7 October 2016. An important objective of the campaign was to study the relationship between remote-sensing column- and profile-measurements of the above species and collocated reference ancillary observations. For this purpose, a CINDI-2 Profiling Task Team (CPTT) was created, involving 21 groups performing aerosol and trace gas vertical profile inversion using dedicated MAX-DOAS profiling algorithms, as well as the teams responsible for ancillary profile and surface concentration measurements (NO2 analysers, NO2 sondes, and LIDAR, CAPS, Long-Path DOAS, sun photometer, nephelometer, etc). The main purpose of the CPTT is to assess the consistency of the different profiling tools for retrieving aerosol extinction and trace gas vertical profiles through comparison exercises using commonly defined settings and to validate the retrievals with correlative observations. On this poster, we present an overview of the MAX-DOAS NO2 and HCHO profile comparison results during CINDI-2. A companion poster (X5.381) presents the trace gas profile retrieval results.

Further EGU2017 presentations related to the CINDI-2 campaign:

• The Second Cabauw Intercomparison Campaign for Nitrogen Dioxide Measuring Instruments — CINDI-2 — Overview, Arnoud Apituley et al., EGU-2017-10177 (oral)

• First results of the CINDI-2 semi-blind MAX-DOAS intercomparison, Karin Kreher et al., EGU2017-13927 (poster X5.379)

• Comparison of MAX-DOAS profiling algorithms during CINDI-2 - Part 1: aerosols, Udo Friess et al., EGU2017-8368 (poster X5.380)

Retrieval of Vertical Profiles from MAX-DOAS Measurements

The principles of retrieving vertical profiles from MAX-DOAS measurements is described in the companion poster X5.380 by Friess et al., as well as the list of participating groups and profiling algorithms.

Retrievals were performed at 343 nm for HCHO and at 360 and 460 nm for NO2 on a 200 m vertical grid from the surface up to 4 km altitude using common settings for a priori constraints, pressure and temperature profiles as well as aerosol optical properties (see Table 1 below). Free settings retrievals were also performed.

Averaging Kernels and Information Content

• The Averaging Kernels, 𝐴 = 𝜕𝑥

𝜕𝑥 , quantify the sensitivity of the retrieved

profile 𝑥 to the true atmospheric state 𝑥. Trace of A yields the number of independent pieces of information in the measurements (degrees of freedom for signal, DOFs).

• As for aerosols, retrieval is sensitive for the lowermost ~1.5 km of the atmosphere; highest sensitivity near the surface,

• The mean DOF amounts to 2.5, 3.1, and 1.6 for NO2 UV, NO2 VIS, and HCHO, respectively.

Fig. 1: Examples for clear-sky averaging kernels from IUP-Heidelberg NO2 UV (top left), NO2 VIS (top middle), and HCHO (top right). The DOFs from all groups using OEM algorithms are shown in the bottom plots.

Examples of retrieved vertical profiles

• Large discrepancies for the profile shapes between the different algorithms in the morning, better consistency during the afternoon

• Less oscillating profiles when using free settings; better agreement with the NO2 lidar observations,

• Better consistency between the different algorithms regarding the surface concentration

Fig. 2: NO2 UV &VIS, and HCHO vertical profiles retrieved using common settings from all groups on 14 September 2016. The background shows the Ceilometer backscatter profile +/- 15 min around the nominal time, ranging from blue (low backscatter) to white (high backscatter). When available, coincident NO2 lidar profiles are also shown (white thick solid line). In the case of NO2 VIS, free settings retrieval results are also shown.

Modelled and Measured dSCDs

Near surface concentration – Comparison with ancillary measurements

Fig. 3: Left: Time series of NO2 (VIS) and HCHO surface concentrations from individual participants (coloured symbols) and from long-path DOAS (black line) for a 4-day clear sky period (12-15/09). Right: Correlation plots.

Summary & Outlook • HCHO and NO2 vertical profiles and columns retrieved by 10 different groups

belonging to the CPTT have been compared and assessed through comparisons with ancillary observations (LP-DOAS, in-situ, NO2 lidar), with focus on the 12-15.09 period.

• Profile shapes retrieved by the different groups are in better agreement in the afternoon than in the morning where shallow boundary layer conditions are observed.

• Good consistency for retrieved near surface concentrations and VCDs, especially for NO2. In the case of HCHO, larger discrepancies are obtained, probably related to larger differences and uncertainties in the dSCDs measured by the different groups.

• Retrieved NO2 and HCHO near surface concentrations are in good agreement with LP-DOAS measurements; larger discrepancies are found with in-situ and lidar data in the case of NO2.

• Next steps: Comparison of retrievals for the whole campaign duration Quantification of the agreement level between MAX-DOAS and in-situ

NO2 near surface concentrations (linear regression analyses). To further investigate the consistency between MAX-DOAS and NO2 lidar

and NO2 sonde profiles

Acknowledgments The CINDI-2 Campaign and this study have been funded by the ESA projects CINDI-2 and FRM4DOAS projects (contracts No. 4000118533/16/I-SBo and 4000118181/16/I-EF, respectively). The CINDI-2 Campaign was hosted by the Royal Netherlands Meteorological Institute, De Bilt, The Netherlands. We would like to thank S. Berkhout (RIVM), A. Frumau (ECN), A. Merlaud (BIRA), and S. Schmitt (IUP-Heidelberg) for providing ancillary data.

Parameter Values

Atmosphere definition Pressure, temperature, and O3 vertical profiles averaged from O3

sonde measurements in De Bilt (09/2013-2015)

Surface albedo 0.06

Retrieval altitude grid 0-4km/step 200m; Surface height and instrument altitude: 0m

Wavelength 360 and 477nm for aerosols; 343nm for HCHO; 360 and 460nm for

NO2. In the case of the HCHO retrieval, the aerosol profiles

retrieved at 360nm should be interpolated at 343nm using 1.3 as

Ångström exponent value.

Aerosol settings The single scattering albedo should be fixed to 0.92 and the

asymmetry factor to 0.68 for both 360 and 477nm. These are mean

values for 14/09/2016 (day 258) derived from AERONET

measurements at 440nm in Cabauw.

Measured trace gas DSCDs Each group should use their own DSCDs measured in the common

287° azimuth direction; zenith spectrum of the scan as reference.

Cross-sections CINDI-2 cross sections data sets

Elevation angles 1, 2, 3, 4, 5, 6, 8, 15, 30, and 90°.

A priori profiles Exponentially-decreasing profiles derived using the following

VCD/AOD and scaling height (SH) values:

*AOD: 0.18

*HCHO VCD: 8e15 molec/cm2

*NO2 VCD: 9e15 molec/cm2

*A scaling height of 1 km is used for all species.

A priori covariance

matrices

Variance of 50% of the a priori profile for the diagonal terms and

extra-diagonal terms are added as Gaussian functions with a

correlation length of 200m.

Aerosol extinction profiles

for trace gas retrievals

Each group should use their own retrieved aerosol extinction

profiles.

Table 1: Common settings for trace gas profile retrievals

NO2 UV NO2 VIS HCHO

NO2 UV

NO2 VIS (common settings)

NO2 VIS (free settings)

06:00 09:00 12:00 15:00

HCHO (common settings)

NO

2 V

IS V

MR

(p

pb

) H

CH

O V

MR

(p

pb

)

MAX-DOAS versus long-path DOAS

12.09 13.09 14.09 15.09

Table 2: Regression parameters of MAX-DOAS versus long-path DOAS near surface concentration. The colour scale indicates the level of deviation from the optimal value.

• Much better agreement between MAX- and LP-DOAS for NO2 than for HCHO in terms of both slope and correlation coefficient; the impact of the larger HCHO DOAS fit errors on the profile retrieval should be investigated.

MAX-DOAS NO2 versus in-situ and LP-DOAS

13.09 14.09

15.09 • On overall, better agreement with LP-DOAS than with in-situ, especially in shallow boundary layer conditions (AM)

• Reasonably good agreement between MAX-DOAS and in-situ in the afternoon

Table 3: Regression parameters from the comparison of modelled and measured NO2 (UV&VIS) and HCHO dSCDs. The colour scale indicates the level of deviation from the optimal value.

Retrieved VCDs

Fig. 4: Comparison between MAX-DOAS, in-situ (CAPS+ECN teledyne), and LP-DOAS NO2 near surface concentrations.

HCHO NO2 UV NO2 VIS

Fig. 5: Scatter plots of the retrieved HCHO (left), NO2 UV (middle), and NO2 VIS (right) VCDs versus median values.

Poster X5.381