donald l graham financial disclosure report for 2009

8/3/2019 Donald L Graham Financial Disclosure Report for 2009

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FINANCIAL DISCLOSURE REPORT ~ , o o ~ t ~ e q u i r e d b y t h e t h i c sin Government Act of 1978FOR CALENDAR YEAR 2009 f 5 u . s . c , a p p . ~ 1 o I - 1 1 1 )It. Persen Reporting (ta~t name, ftr~t, middle* initial) 2. Court or O ~ganiza t ioa 3. Dste of ReperIGRAHAM, DONALD L. Southern District of Florida 7/13,2010

4. Title (Article Ill judges indicate active or senior sta~u.~; So. Repor~ qype Ich~k a~propnate type.) 6. Repotflag Periodmag~strat~ judges indicate full-or p~ua-time)[] Nomination, Date 01/01;2009U.S. DistrietJudge-Acdve [] Initial [] Annual [] Final to12/31/20095b. [] Arae~d~l Kepon

7. Ch~tmbn or Office Addrex~ 8. On the b~i$ of th~ information eontatn~l in thi~ Report and anymodifications pertMniog thereto, tt it , in ray opinion, in coraplitoce400 North Miami Avenue with aplal |~ble laws ~nd regulations.Chambers 13-4Miami, FL 33128-1812 Reviewing Officer Date

I M P O R T A N T N O T E S : r~e instructions accompanying this farm must be followed Complete all parts,checking the ,NONE box far eaeh part where you have no reportable informallon. Sign on last ,page.

I . P O S I T I O N S . ~ c r o r ~ i n ~ i . a .. ~ o~y; ,,, r,. ~-~J of fding instructions.)NONE (No reportable posi t ions.)

POSITION NAM E OF O R G ANq Z AT ION/ E NT IT 1.

2.

NONE ~o reportable a~eements.)~ PART~S AND TE~MS


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FINANCIAL DISCLOSURE REPORTPage 2 of 7 GRA~ DONALD L.}

7t13,2010

A. Filers Non-Investment IncomeNO~ ~o reportable non-inves~ent income.)~ATE SO~CE A~ ~E (yore, not ~es)

1.2.3.4.

B. Spouses Non-Investment Income - l f~u w~r~marr~dduringany~a~an(Dol lar amount no t required ~ept for honoraria . )

NO~ ~o reportable non-inv~tment income.)SOURCE A~ ~PE

1.2.3.4.

I V . R E I M B U R S E M E N T S - ~ns~, ,a,~,n, todt~.~./oo,~ . . , . ..~.~n~( Includes those to spouse and depe~ ent ch i ldren: s~ pp . 25-27 o f f i l ing i~ l~ct ion$.)

~ NONE ~o reportable reimbursemencs.)SOURCE ~ ~OCAT]O~ ~ ~MS PA~ OR PROVIDED

I. Hazard ~w School 9~0~-9111~009 Boston, MA T~ch T~spo~tion ~d fo~2.3.4.5.


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FINANCIAL DISCLOSUILE REPORT ,~ .... fPer,on Rtporting Date afReporlPage 3 of 7 G a ~ i ~ ,. ~ a , D O N A L D L . 7 / 1 3 ~ 2 0 1 0

[~ NONE (No reportable gifts.)SOURCE ~DESQPdPTION V~LUE

I.2.3.4.5,

VI. LIABILITIES. (I,,audesNONE (No reportable liabilities.)

CREDITOR DESCRIPTION VALUE CODE1.2.3.4.5.


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Name of Pe~on Report~np Date of Repor~PageFINANCIAL 4 of 7 DISCL OS URE REPORT G R A H A M , D O N A L D L . 7 / t 3 2 0 1 0

V I I . I N V E S T M E N T S a n d T R U S T S - i . c o . , , , , a ~ e . t . . .. . = ~ (Includ~ those af $;,ou~e and dependen! children; See pp , 34-60 of filingNONE (No reportable income, assets, or transactions.)

A. [ B. C. D.Dnscriptmn of Assets

iIneom~ during Gro~s value a.t end Transactions during reponiog period

(inc|uding trust assets) reporting period of reportingO) ( 2 ) ( t ) 2 ) O) C2) ] 1~) (4) ( 5 )Place "(X)" af te r each asse t Amount Typ~ (e.g. Value Value Type (e .g., DateI Value f Gain Identity of Code ) ] div., r~at, Code 2 M= ~ od buy, sell, ram/dd/.vy Cod= 2 Code l buyer!s~llerexempt flmm prior disclosure (A-H) or int.) (I-P) Code 3 redemption) (J-P) (A-H) (if private

I. Miami Federal Credit Union A lnterest J T

~ , Fidelity Ovcr The Counter A Dividend M T3. Fidelity ADessive Growth A Dividend K T

4. American Century 20th Century Ultra A Dividend L T

5. T. Rowe Price Iml Stock Fund A Dividend L T

6. USAA Agressive Growth A Dividend J T

7. Four K ~ngs, Inc. None K TI 8 . USAA S & P Index Fund C Dividend M T

! 9 . Columbia Management Excelsior Value & 1 3 Dividend M TRestructuring Fund

1 0 1 Abbott Laboratories (Common ) B Dividend K TI1, American Express (Common) A Dividend K T

1 2 , Araeriprise Financial A Dividend J T13 . Citigroup (Common) A Dividend J T

t 14. Hewletl-Packard (HP)(Common) A Dividend J T

15 . EMC Corporation (Common) None K T

1 6 . Home Depot {Common) A Dividend J T1 7 . Alcatel-Lucent (Common) None J T


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FINANCIAL D IS C L O S U R E R E PO R T [ N,me of Per~un Report ing D ....ReportPage 5 of 7] G R A H A M , D O N A L D L .

7 1 1 3 , r 2 0 1 0

NO~ ~o reportable income, ~sets, or tramactio~.)D~ption of A~ ~me d~g Gro~ value ~ end ~ Tramacfions d~ng ~omng p~fiod(incl~ag ~ m~e~) ~on~g pe~od of ~omng pan~

P~e "(~" a~ ~ ~s:t ~ount T~e (e.g., V ~u~ V alue T~e(~.g., Date Value] G~in~ Identity ofex~pt from prior ~sclosure Code I div., r~ Code 2 Me~ buy, sen ~d~ Code 2 [ Code 1 buyo/~ell~(A-H) or ~c) (J-P) C~e 3 red.priori) ] (J-P)

] (A-~(ifp~va~

18, Tex~ lns~men~ (Common) A Dividend K T

19, ~tional B~iness Mach~es (Co~on) A Dividend K T

20 . Microsoft Co.option (Common) A Dh, idend J T

21. Altria Corp. A Dividend J T22 . Walgreen Company (Common) A Dividend J T

23 . E-Trade (Kemper ln~itution) Money Marke~ A Dividend K T(JPM Mtmi)24 . Bank of America Corp. (Common) A Dividend J T

25 . PG (Common) A Dividend K T

2 6 . Pfizer (Common) A Dividend J T2 7 . TJX, Inc. (Common) A Dividend K T.2 8 . Lenovo Group Ltd. A Dividend K T2 9 . Ameriprise Cash A Dividend J T3 0 . Ameriprise Personal A Interest K T3 1 . St. Paul Travelers Companies A Dividend J T

I h vzom = Gt i= CoS: A =$ I ,CO~ or i~ B ~$1,~1 - ~,5~ C =~L$O1 - $5 ,~0 D =$5,001 - $15,~ E =115,~ I -


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Name of Person Report ing Date of Repor~FINANCIAL DISCLOSURE. REPORT] GRAIIAM, DONALD L.age 6 of 7 7 / 1 3 / 2 0 1 0

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. a,,,~i~,,~r~o~n,~,or~)


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N a m e o f P e r s o n ] R e p o r t in gFINANCIAL DISCLOSURE ~PORT a , ,~ o ~ ~ p o ~Page 7 of 7 ~ GR~AM, D O N A L D L . 7 1 1 3 ~ 0 1 0~. CER~ICATION.

I certify that all infomation given above (including information pertaining to my spouse and minor or dependent children, tf any) isaccurate., true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutoryprovisions permitting non-d isclosure.I further certify that earned income from outside employment and honoraria and the acceptance of gif ts which have been reported are incompliance with the provisions of5 U.S.C. app. 501 eL seq., 5 U.S.C. 7353, and Judic ~a! Cnnference re~,u|alionx.

Signature

NOTE: ANY INDMDUAL WH O KNOW INGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT 5LAY BE SU BJECT TO CIVILAND CRIMhNAL SA NCTIONS (5 U .S,C. app. 104)

FILING INSTRUCTIONSMail signed original and 3 additional copies to:

Com mittee on Financial DisclosureAdm inistrative Office of the United Statcs Co urtsSuite 2-301One C olumbus Circ le, N.E.Washington, D.C. 20544

donald l graham financial disclosure report for 2009

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