____________ _ Date. ____ _

l'iAME OF Q!eais

5. Repcr:Ty13e (er.eek approp1iate type)

Ncminatiou, Date

Q Initial @AllDual Q Flrul

3. DUH of Report 811312004

6. Reporting Peri:x:�

i/l/2003

to

12131/1003

7. Chambers or Office Address

3: 5 Federal BlCg.

.S 15 W. ?init St.

Dc:u!h, MN 55802

8. On the basis of the infonnation contained in :h:s Report and any :ncdifications pertaining thereto, it is, in my opinion, in complia::ce with applicable law::; and regulations.

Re;,.ie\Vfng Officer

RTANTNOTES: The instructions accQrr.panying thls form must be followed. Complete n: parts, checking the NONE box for each part

I. POSTI10NS. (Reporting ind1vidua1 only-; see pp. 9 13 of filing tnstructions)

NOI\TE - (No reportablejlQsitioru;.)

l. ACviscry Committee Member Natural Resources Research Institute UniversityofMinnesota

2.

Il AGREEMENTS. (Reporting individual only; see pp. 14 16 offilb.g instr'Jcrtons)

[i!1J NONTE · (>io reportable agreements.)

1.

c

u; 0 .--- ......

'':'.'.•-

.

··:_:c> . . _

r

SOC:RCE T'(P_f GROSS

SOURCE AND TYPE

SQc"RCE rn�!lQRJPTION

L

L

FINA1"1CIAL DISCLOSURE REPORT Nan-:e of Pers.on Reporting

lieaney, Gerold W

III. NON-INVESThfE:N"T JN COME. (Reporting individual and spouse;see Jl?, 17-24 offiting in&h'uclionsj

A. Filer's Non-Investment Incom NONE - (No reportable non-investment income.)

L

AND

Date of Report

8/l3/20C4

INCOME

(yoan, l'IOt spoose's}

B. Spouse1s Non-Investment Income (lf yoi;. \Vere married d ring any portion ofthe reportlngyear, please complete this section. (dollar amount net req:.:ired cept for honoratia)

NONE (No reportable non tnvesur,ent income.)

IV. REIMBURSEMENTS tra"sportaticn, lodging, fuod, entertainment (Includes those to spouse end dependent children. See pp. 25-27 of instructions,)

li2J NONE (No such reportable reimbu:semonts)·

I

DESCRJPTIO"S'

8/13/2004

Date o: Report FfNANCIAL DISCLOSURE REPORT Nemeo:Perscr, Re?Grtmg

{ Reaney, Ge;'a;d W

V, GIFTS. (lndudcs those o spouse :m

.

A

Cah •. r:dls

(1) (2)

B

v

(2) (I)

l

'

(2) (3) {4) (5)

-

I •

c D E

\\'

I FINAJ. CIAL DISCLOSliRE REPORT Pagel of4

ame of Person Reporting

Heaney, Gerald W

Date of Report

311312004

- incom:!, '

]

(1) (2)

L A 8 c

(1) (2) (i) (2) (3) (4)

'

! I

I

I

·FINANCIAL DISCLOSURE REPORT NaTe of Person Rep0rtir0,00l-$l ,000,000 Hl "'$!JXXJ;001·$5,000,000 H2 "" W&rc L1au $5,iXXl.000

2., \'atoo Codes: $:5,00C or less K ""Si S,Oi.H -$.$cY,000 L = tso,00:-£100,000 ;\;- "'"s:oo,trJ1,-S1so,ooo

(Sci: Colurnnc Cl •'md 1J3) >i = S:25:t,(r}0.$500.G00 0 S500J}Cl-$J ,Q00,-000 Pl = Si.'.JOO,JOJ-$5,000,000 P = S5,00C,C0l-S25,00D,OOO

P:: ""S'.25.00G.O:Jl ·i50,COO,OOO ?4 = S:·,fo-te than $50.0l:O.OCO

Value }dethod Code> Q """·Aprmis;;! R ""Cost (Rea! Esru.1e Only} s ""'A;;sessrnen! T = CashiMarket

(Sec Co!urnn C2J L = 3::-::t-: Value v ""'Other IV "" Esciir.:itctl

42.

A B

1

I . .

c

(2) (3) (4) (5)

- .

! I

··-·--- ------

·FINAl"ICIAL DISCLOSt:RE REPORT N:.;.me of Person Reporung Date of Report Page 3 of 4 j Heaney, Gerald V./ 8/13/2004

Vil. Ii'

(1) (2)

A B c

{1} (1) (!) (3)

K

(5)

-

·FINAl'iCIAL DISCLOSURE REPORT

Page4 of4 He:i.ney, Gerald ry,.r 8/1312004

- Income. value, t:rans tijons (includes those of ttie spouse m:C CepenG.ent childnm See :f'.'.>- 34-57 of liliug irrstrnctior.s.) VIl. INVESTMENTS and TRUSTS

55.

A.

D;.;Si:.TQtmn af Assclll (indcdic.g t:ust assets)

Pface "(X)" after each ass.et exempt frooc prior disclosure

Vanguard GNMA Fund

B. Income during reporjng period

- Type (;::.15, Code l dtv. rent ar (A-!!) me.)

A Interest

c. Gross v.:i:ue at end ot' re;xi:trrg period

{2)

Value Value C"1e2 Method (:-P) CodeJ

(Q-W)

J T

D. Trnn-;aetions &t:1ng :eponing period

Ii l'Ot exm:pt :Tom disclmrnre

Type Date: Vz!ue buy, Mcnth- Code2 merger, n.y (J-P)redemption)

Buy 61( 1 J

(4)

Gain Code J (A· '"

IC.entity of buyer!s.eller (if private tr.a:nsaclicm)

56. Federated Government Securities A Interest J T Buy 712 J

57. Vangua:d Index Fund A Interest J T Buy 7/10 J

58. NASDAQ 100 Trust A Interest J T Buy 7110 J

59. Vanguard 500 Index Fund A Interest I T Buy 8/13 J

60. Federal Gove:nrnent Ultra Short A l;',terest K T Buy 5121 K

61. Royal Dutch Pet l Dividend J T Buy 615

62. Vanguard Energy MK.I uru.i A Dividend J T Buy 9130

]. lnco:r..efGai:J Codes; - s I.ODO or SS "'SJ,Cl{)l-£2.YJO $2.501-SS,OOO D =SSJJOl-$15,000

(Sec Columns Bl and 04) F = $:'Hl,OOl-SEhl,OOO (j = SIOO.OOl-SL::.0:.'.'•'::,'.:00 m ""s:.000,001-$5.000,00C H2 = J..:Iore rhan $5/JC0.0J'J

2. Value C.:>Ces: ""$15,000 or Jess K =SJ 5,001-$5}.DC{I L = $50.00-J -SIQ0.-000 M = Sl00JXH-S250.000

(Soo CoLm::is CJ and DJ.) N "'S250.000-S50:',0G::- 0 "'SS:)'.:,0Dl-S1,000.000 Pl "'s1.oca.oo;-ss.ooo,ooo P'.2. = S5,COG.QOl-$25,000,000

P3 "'$25.00:'.:.0'.:1-$50,CO:J,000 P4 ""$More foa:1 .$.'I0.000,000

3-. Velu.;- \!ethod C'-0des Q ""App-t.isol R =Cost (Rea'. Estate 011ly) s ""'Assessment

(See C'oJ.l\r_'l C:!} ---··

l' "'"Book V:ilu:: \' wcOtiJ.cr \V Emlruatcd

INFORi\1A .. TION

FINANCIAL DISCLOSURE REPORT Nanle of Person Report:ng

Heaney, Gerald Vi

VIll ADDITIONAL OR EXPLA.c ATIONS

Part VII tv1ora Senion;

Da:e offu:pmt

811312004

Part \'TI Y...1ora Seniors Purchased Jn y l 1979

Part VII Kimberly Meado'vs Purchased April l5, 1981

Pan: "'VII Minnesota lil

Amount: $1S;ll2

Amount $20,Q;)O

Amour: : $31,250

AN

I i

FINANCIAL DISCLOSURE REPORT Date of Report

Heaney, Geraid \V 811312004

L"'I:. CERTIFICATION.

I certify that all infommtion given above (including ruonnation pertaining to my spm:se and minor or dependent children, if any) is accurate, tme, and compleie to the best ofmy knowledge and belief, and that any information not reporred was withheld because it met applicable statuto1y provisions permitting non-disclosure.

I further certify thnt earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of5 U.S.C. § 501 et. seq., 5 U.S.C. § 7353, and Judicial Conference regulations.

Signature

NOTE: '\\1LFULLYFALSIFIES OR FAILS TO FILE Tiil8 REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. § 104)

FILING INSTRUCTIONS

Mail signed original and 3 additional copies to:

Conu-uittee on Financial Disclosure

Administrative Office of the United States Courts

Suite 2-301

One Columbus Circle, N.E,

Washingtor nc. 2ti544