hayden w head jr financial disclosure report for 2010

8/3/2019 Hayden W Head Jr Financial Disclosure Report for 2010

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Rev. 1/2011FINANCIAL DISCLOSURE REPOR T

FOR CALENDAR YEAR 2010Report Required by the E thics

in Government Act ofl978(5 U.S.C. app. 101-111)

!. Person Repor ting ( las t name, f ir s t , middle init ial)H E A D , H A Y D E N

4. Ti t l e (Ar t ic le III judges indica te ac t ive or senior s t a tus ;magis t ra te judges indicate fu l l - or par t - t ime)

U . S . D I S T R I C T J U D G E ( S E N I O R )

7 . C ha m be r s o r O f f ic e A d d r e s sU . S . D I S T R I C T C O U R T H O U S E1 1 33 N . S H O R E L I N E B L V D .C O R P U S C H R I S T I , " IX 7 8 4 0 1

2. Cour t or Organiza t ionU . S D I S T R I C T C O U R T , S O U T H E R N D I S T R I C T O FT E X A S

3. Date of Repor t06/29/2011

5a . Repor~ Type (check appropria te Dpe )] Nomina t ion , D a t e[] Initial [] Annual [] Final5b. [] Amended Report8. On the basis o f the in fo rma tion con ta ined in th is R eport and anymodif ica t ions pe rta in ing the re to , i t is , in my op in ion , in com pliancewith appl icable l aws and regula t ions .

6. Report ing Pe riodOI/OI /2010

to12/31/2010

Reviewing Officer D a t e

I M P O R T A N T N O T E S : The instructions accompanying this form must be followed Complete ali parts,checking the NON E box for each part w here you have no reportable information. Sign on last page.

I . P O S I T I O N S . (Report ing individual only; se epp. 9-13 of f i l ing instruct ions.)~ (No repo rtable positions.)O N E

I. F a r m L e a s i n g A g e n t2.3.

4.5.

POSITION N A M E O F O R G A N I Z A T IO N / E N T IT YF a r m , G r a y s o n C o u n t y , T e x a s

I I . A G R E E M E N T S . e R e ~ , o n i n g i n d i v U , ,l o n l y ; , e e p ~ , . 1 4 - 1 6 of filing instructions.)1-~ NO NE (No reportable agreements.)

DATE PARTIES AND TERM S


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N a m e o f P e r so n R e p o r t i n gHEAD, HAYDEN

D a t e o f R e p o r t06/29/201 I

I I 1 . N O N - I N V E S T M E N T I N C O M E . tRepo , ing ind ividua l o ,d ~pouse; soo pp . 17 -:4 o f , l ing ins , ruc, io , s .~A. Filers Non-Investment Income~] NONE n o n - i n v e s t m e n t i n c o m e . )N o reportable

DATE SOURCE AND TYPE

2.

3.

4.

INCOME(yours, not spouses)

B . S p o u s e s N o n - l n v e s tm e n t I n c o m e - If you were married during any portion of the reporting year, complete this section~(Dollar a m o u n t n o t required except for honoraria.)[~ N O N E (No reportable non-investment income.)

DATE SOURCE AND TYPE1.2.3.4.

I V . R E I M B U R S E M E N T S - transportation, lodging, food, e n t e r t a i n m e n t .(Includes t h o se t o s p o u s e a n d d e p e n d e n t children: see pp. 25-27 o f f i l i n g i n s t ru c t i o n s . )

NONE (No reportable reimbursements.)SOURCE DATES LOCATION

1.2.3.4.5.

PURPOSE ITEMS PAID OR PROVIDED


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N a m e o f P e r s o n R e p o r t in gHEAD, HAYDEN

D a t e o f R e p o r t06/29 /2011

V . G [ F T S . a n c l u d e s t h o s e , o s p o u s e u n d d e p e n d e n t c h i l d r e n ; s e e p p . 2 8 - 3 1 of filing instructions.)N O N E ( N o r e p o r t a b l e g ~ s . )

SOURCE DESCR|PTIONI.2.3.4.5.

VALUE

V I . L I A B I L I T I E S . a n c l u d e s t h o s e o l s p o u s e a n d d e p e n d e n , children; see p p . 3 2 - 3 3 of filing instruction~)N O N E ( N o r e p o r t a b l e l i a b i l i t i e s . )

CREDITOR DESCRIPTION!.2.3.

4.5.

VALUECODE


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FINANCIAL DISCLOSURE REPOR TPage 4 of 7

N a m e o f P e r s o n R e p o r t in gH E A D , H A Y D E N

Date of Repor t06/29/2011

V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instruction~.)N O N E (No reportable income, assets, or transactions.)

D e s c r i p t i o n o f A s s e t s Income dur ing( i n c l u d i n g t r u s t a s s e t s ) r e p o r t i n g p e r i o d

O) (2)P l a c e " ( X ) " a f t e r e a c h a s s e t A m o u n t T y p e ( e . g . ,e x e m p t f r o m p r i o r d i s c lo s u r e Code I d i v . , r e n t ,( A - H ) o r i n t . )

G r o s s v a l u e a t e n do f r e p o r t i n g p e r i o d(i) (2)Value Value

C o d e 2 M e th o d(J-P) C o d e 3

(I )Type (e.g.,buy, sell,

redempt ion)

T r a n s a c t i o n s d u r i n g r e p o r t in g p e r i o d(2) (3) (4)

D a t e Value Gainmm!dd/yy C o d e 2 C o d e

( J - P ) (A-H)I d e n t i t y o f

buyer/seller( i f p r i v a t e

t r a n s a c t i o n )

1. IRA - Herndon P lan t O ak ley2. - T a m a r a c k I n F u n d s P r i m e A D i v i d e n d3. -P r ime M oney M ark e t Fund A Int . /Div. L

4. -Blackro ck S t ra teg ic Div id en d Achievers A Dividend JTrust5. -Blackro ck S t ra teg ic Div id en d Achievers A DividendTrust6. -Blackro ck S t ra teg ic Div id en d Achievers A D i v i d e n dTrust7. -Blackro ck S t ra teg ic Div id en d Achievers A DividendTrust8. H e m d o n P l a n t O a k l e y B r o k e r a g e A c c t # 19 . -T a m a r a c k In v F u n d s P r i m e A Dividend

C l o s e d 02/08/10 L

Bu y 02/08/I 0 L

M e r g e d(wi th l i ne 4)M e r g e d(wi th l i ne 4)M e rg e d(wi th l ine 4)

12/31/1001/01/10

: 01/01/1001/01/10

JJJJ

Clos ed 02/08/10 J1 0 . -P r ime M oney M ark e t Fund A Int . /Div. JI I. -U . S . Treas ury Bond, d ue 11-15 -2 02 1 C Interest L1 2 . H e r n d o n P l a n t O a k l e y - B r o k e r a g e A c c t # 2 A InterestC a sh1 3 . Amer ican Bank Account s , Corpus Chr i s t i , A Interest LTX1 4 . Becks Pr ime Bo c Ltd I /2 Ltd Par tn ership N o n e JUni t1 5 . Beck s Da i ry - A s hford I - I0 SE Ltd . A Dist r ibut ion JPa r t ne rhs ip Un i t1 6 . T r a n s a m e r i c a O c c id e n ~ l ; U n i v e r s a l L i fe I n s C Int . /Div. LPol icy1 7 . O verr id ing R oy a l ty In t . , Nueces Co. , Tx & A Roy a l ty JBorden Co, TX

TT

Distributed 02/08/10 K(par t)

TU

U

TW

C l o s e d i 0 7 1 3 0 /I 0

See VIII

I. In co m e G ain Co d es: A =$I,000 o r le ss B -$1,001 - $2 ,5 00 C =$2,5 01 - $5 ,000 D =$5,001 - $15,000( Se e C ol um n s B I an d D 4 ) F =$ 50.00 1 - $ 1 00 .0~ G -$1 00.00 1 - $ 1,0~ .0~ H I =$ 1,009.00 1 - $5.0~}.0~1 H2 = Mo re than $5.000.000

2. Value Codes J = ! ; 1 5 , 0 0 0 o r l e s s K = $15.001 - $ 50.000 L = $ 50,001 - $1 00,000 M : $1 00,001 - $250,000( See Columns C I and D 3 ) N = $250.001 - $500.000 O - $500.001 - $ 1.000,000 P I = $1,000.001 - $5,000,000 P2 =$5,000.00 1 - $25,000,000p3 =$25,000.001 . $50.000.000 P4 M or e th an $5 0,000,000

3. V alue Meth od Cod es Q = Ap p r a i sa l R =Cos t ( R eal E s t a t e Only ) S =A s s es s ment T =Cas h Mar k et{se c C o lun m C 2 ) U -Bo o k Va lue V =Oth er W =E s t imated

E = $ 1 5 ,0 0 1 - $ 5 0 . 0 0 0


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FINANCIAL DISCLOSURE REPORTPage .5 of 7


D a t e o f R e p o r t06/29/2011

V I I . I N V E S T M E N T S a n d T R U S T S - i. c , ,, ,, ,, ,, ,, /, ,o , , r o n , ~ c , io n $ a . l .d e ~ , h o ~ e o / ,r o . ~ e ~ n d d o t e . a ,. , children; ~e p p . 3 4 - 6 0 of fillng instructions.)D NONE (No re portable income, assets, or transactions.)A. B. C.D e s c r i p t i o n o f A s s e t s I n c o m e d u rin g G ro s s v a l u e a t e n d

( in c l u d in g tr u s t a s s e t s ) r e p o r t in g p e r io d o f r e p o r t in g p e r io d(I) (2) (I) (2)

P l a c e " ( X ) " a f t e r e a c h a s s e t A m o u n t T y p e ( e . g . , V a l u e V a l u ee x e m p t f r o m p r i o r d i s c l o s u r e C o d e I d i v . , r e n t , C o d e 2 M e th o d

( A - H ) o r i n t . ) ( J - P ) C o d e 3( Q -W )

(i )Type (e.g.,

b u y , s e l l ,redempt ion)

T r a n s a c t i o n s dur ing report ing p e r i o d

(2) (3) (4)D a t e V a l u e G a i n

m m / d d / y y C o d e 2 C o d e I( J - P ) ( A - H )

( 5 )Ident i ty of

buyer/seller(if private

transact ion)

1 8 .

20 .

21 .22 .

23 .

Farm, G rayson Co., TexasGenewor~h Life and A n n u i t y Insurance(formerly First Colony)401(k) Div Inv V ar Fund Diversif ied Inv.AdvisorU. S. Savings B onds, Series EEPaid Up Oil and Gas Lease, G rayson Co.,TX

C R e n t O

A Int./Div. J

B D i v i d e n d K

A I n t e r e s t JTTW

See Vlll

See VIII

I . I n c o m e G a i n C o d e s : A = $1,000 o r less B = $1,001 - $2 ,500 C =52.501 - $5 ,000 D =$5,001 - $15,00~( S~ :e Columns B I and D 4) F =$5 0.001 - 5 100.000 G =$ 100,001 - $ 1,000,000 HI $ 1,000.0(I I - $ 5 ,0~),0~0 H2 =More than $5,000.000

2. Value Codes J =515,0~O or less K =$15,001 - $50,0430 L =$50,001 - $100,0(~ M = $100,001 - $250,000{ See Column~ CI and D 3) N =$250.001 - $500,000 O =55 00.001 - $1,000.000 P I =5 1,0~ ).001 - $5 .000.00~ P2 -$5.000,001 - $ 25,000,000

P3 =$25,000,001 - $50,090.000 P4 =More than $50,000,0003. V alue Meth od Codes Q = Ap p r a i sa l R = C o s t {Real Estate O n ly ) S = A s ~ s s m c n t T = C a s h M a r k et( See Column C2) U =B ook V alue V =Other W =E : ,6 malcd

E =$15 ,001- $50,000


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D a t e o f R e p o r t06/29/2011

VIII. ADDITIONAL INFORM ATION OR EX PLANATIONS. a, dlco,opa,~o/repo,~.)The fo l lowing n o te s app ly t o Sec t ion VII . I t em #17 . P roduc t ion occur red and s o ld by Texon LP , Hous ton , Texas18 . The ann ua l t ax appra i s a l s from G ray s on Coun ty a re us ed to eva lua t e the fa rm. Thes e appra i s a l s i nc lude bo th the agr i cu l tura l va lue and the fa i r mark e t va lue .2 2 . The Leas e provides fo r a th ree y ea r p r imary t e rm wi th a two y ea r op t ion for r i gh t s t o explore fo r , deve lop , p roduce and ma rk e t o i l and gas a long wi th a l lhy droca rbo n non hy droca rbon s ubs t ances p rodu ed in a s s oc i a t i on the rewi th . I t is fu l ly pa id up a s i t r equi re s no add i t i ona l r en t a l s . If p roduc t ion i s ob la ined , thenth i s documen t gove rns the roy a l t i e s t o be pa id a t Three S ixteen ths o f s a id p roduc t ion . No incom e was rece ived in 2 010 .


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FINANCIAL DISCLOSURE REPORTPage 7 of 7

Name of P e r son Repor t ingH E A D , H A Y D E N

Dale of Repor l06/29/201 I

IX. CERTIFICATION.! c e r t i f y t h a t a l l i n f o r m a t i o n g i v e n a b o v e ( i n c l u d i n g i n f o r m a t i o n p e r t a i n i n g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i l d r e n , if a n y ) i s

a c c u r a t e , tr u e , a n d c o m p l e t e t o t h e b e s t o f m y k n o w l e d g e a n d b e l i e f , a n d t h a t a n y i n f o r m a t i o n n o t r e p o r t e d w a s w i t h h e l d b e c a u s e i t m e t a p p l i c a b l e s t a t u to r yp r o v i s i o n s p e r m i t t i n g n o n - d i s c l o s u r e .1 f u r t h e r c e rt i f y t h a t e a r n e d i n c o m e f r o m o u t s i d e e m p l o y m e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f t s ~ v h i c h h a v e b e e n r e p o r t e d a r e i n

c o m p l i a n c e ~ v i t h t h e p r o v i s i o n s o f 5 U . S . C . a p p . 5 0 1 e t . s e q , 5 U . S . C . 7 3 5 3 , a n d J u d i c i a l C o n f e r e n c e r e g u l a t i o n s .

Signature: S] H A Y D E N H E A D

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVILA N D C R I M I N A L S A N C T I O N S ( 5 U . S . C . a p p . 1 04 )

C o m m i t te e o n F i n a n c i a l D i s c lo s u r eA d m i n i s tr a t iv e O f f i c e o f t h e U n i t e d S t a t e s C o u r t sSui te 2-301O n e C o l u m b u s C i r c l e , N .E .W a s h i n g t o n , D . C . 2 0 54 4

hayden w head jr financial disclosure report for 2010

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