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20/06/2013 CAPSCA 4th Global 1 ICAO CAPSCA 4th Global Coordination Bern, June 18 - 21, 2013

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Page 1: ICAO CAPSCA Meetings Seminars and...CAPSCA 4th Global 3 20/06/2013 - Trade association of world’s airlines - Represent, lead, serve - Incorporated in Canada in 1945 - ‘Not for

20/06/2013 CAPSCA 4th Global 1

ICAO CAPSCA

4th Global Coordination

Bern, June 18 - 21, 2013

Page 2: ICAO CAPSCA Meetings Seminars and...CAPSCA 4th Global 3 20/06/2013 - Trade association of world’s airlines - Represent, lead, serve - Incorporated in Canada in 1945 - ‘Not for

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BUSINESS CONTINUITY PLANNING

Specific Issues

for

Public Health Emergencies

Guidelines for Air Carriers

Claude Thibeault MD

Medical Advisor

Page 3: ICAO CAPSCA Meetings Seminars and...CAPSCA 4th Global 3 20/06/2013 - Trade association of world’s airlines - Represent, lead, serve - Incorporated in Canada in 1945 - ‘Not for

20/06/2013 CAPSCA 4th Global 3

- Trade association of world’s airlines - Represent, lead, serve

- Incorporated in Canada in 1945 - ‘Not for profit’ organization

- ~ 240 member airlines in 130 nations ~ 84% of passenger and cargo traffic

- ~ 1300 employees around the globe

- Mains offices: Montreal and Geneva - Many regional/national offices

NO TYPE OR IMAGES CAN

TOUCH THE SKY

International Air Transport Association

Page 4: ICAO CAPSCA Meetings Seminars and...CAPSCA 4th Global 3 20/06/2013 - Trade association of world’s airlines - Represent, lead, serve - Incorporated in Canada in 1945 - ‘Not for

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Plan

- Background of the project

- The document

• Part 1 - Background

• Part 2 - Organization

• Part 3 - Process

• Part 4 - BCP Initiation

• Part 5 - Checklists

Page 5: ICAO CAPSCA Meetings Seminars and...CAPSCA 4th Global 3 20/06/2013 - Trade association of world’s airlines - Represent, lead, serve - Incorporated in Canada in 1945 - ‘Not for

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BUSINESS CONTINUITY PLANNING

Plan

- Background of the project

- The document

• Background

• Organization

• Process

• BCP Initiation

• Checklists

Page 6: ICAO CAPSCA Meetings Seminars and...CAPSCA 4th Global 3 20/06/2013 - Trade association of world’s airlines - Represent, lead, serve - Incorporated in Canada in 1945 - ‘Not for

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Background of the project

- One RAMPHT recommendation was to create a BCP

for public health emergencies for airlines, airports and

air navigation services

- IATA was tasked to initiate the work for airlines

- IATA asked Ms Sonia Ong of Malaysia Airlines and Dr

Rose Ong from Cathay Pacific Airways to produce the

first draft

Page 7: ICAO CAPSCA Meetings Seminars and...CAPSCA 4th Global 3 20/06/2013 - Trade association of world’s airlines - Represent, lead, serve - Incorporated in Canada in 1945 - ‘Not for

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Background (cont.)

- Our experts recommended against multiple BCPs

- Avoid confusing ERP and BCP

- They recommend to identify specific issues of public

health emergencies when practicing BCP

- BCP/Specific Issues for Public Health

Emergencies/Guidelines for Air Carriers

Page 8: ICAO CAPSCA Meetings Seminars and...CAPSCA 4th Global 3 20/06/2013 - Trade association of world’s airlines - Represent, lead, serve - Incorporated in Canada in 1945 - ‘Not for

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BUSINESS CONTINUITY PLANNING

The document

- Part 1 - Background

- Part 2 - Organization

- Part 3 - Process

- Part 4 - BCP initiation

- Part 5 - Checklists

Page 9: ICAO CAPSCA Meetings Seminars and...CAPSCA 4th Global 3 20/06/2013 - Trade association of world’s airlines - Represent, lead, serve - Incorporated in Canada in 1945 - ‘Not for

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The document

http://www.iata.org/whatwedo/safety/health/Pages

/index.aspx

Link: Public Health Emergencies/BCP

Page 10: ICAO CAPSCA Meetings Seminars and...CAPSCA 4th Global 3 20/06/2013 - Trade association of world’s airlines - Represent, lead, serve - Incorporated in Canada in 1945 - ‘Not for

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BUSINESS CONTINUITY PLANNING

Plan

- Background

- The document

• Part 1 - Background

• Part 2 - Organization

• Part 3 - Process

• Part 4 - BCP Initiation

• Part 5 - Checklists

Page 11: ICAO CAPSCA Meetings Seminars and...CAPSCA 4th Global 3 20/06/2013 - Trade association of world’s airlines - Represent, lead, serve - Incorporated in Canada in 1945 - ‘Not for

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Part 1 – Background

- Introduction

- Purpose

- Scope and application

- Definitions of Terms

Page 12: ICAO CAPSCA Meetings Seminars and...CAPSCA 4th Global 3 20/06/2013 - Trade association of world’s airlines - Represent, lead, serve - Incorporated in Canada in 1945 - ‘Not for

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Introduction

Explains where the concept of this document comes from

Page 13: ICAO CAPSCA Meetings Seminars and...CAPSCA 4th Global 3 20/06/2013 - Trade association of world’s airlines - Represent, lead, serve - Incorporated in Canada in 1945 - ‘Not for

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Purpose

- How to address the specific issues of public health emergencies in a BCP

- Does not show how to develop a BCP, but reviews the accepted steps in a BCP and suggest where special input may be required when dealing with a public health emergency

- Does not deal with Emergency Response Planning

Page 14: ICAO CAPSCA Meetings Seminars and...CAPSCA 4th Global 3 20/06/2013 - Trade association of world’s airlines - Represent, lead, serve - Incorporated in Canada in 1945 - ‘Not for

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Scope & Application

This document is generic so that it could be used in any types of public health emergencies, although the event that would affect the BCP the most is probably a pandemic. That is why the emphasis is on the pandemic.

Page 15: ICAO CAPSCA Meetings Seminars and...CAPSCA 4th Global 3 20/06/2013 - Trade association of world’s airlines - Represent, lead, serve - Incorporated in Canada in 1945 - ‘Not for

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Definitions

- Crisis

- Public Health Emergency of International Concern

- Pandemic

- Business continuity management

• Emergency Response Plan

• Business Continuity Plan

Page 16: ICAO CAPSCA Meetings Seminars and...CAPSCA 4th Global 3 20/06/2013 - Trade association of world’s airlines - Represent, lead, serve - Incorporated in Canada in 1945 - ‘Not for

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Definitions

- Emergency Response Plan

A plan to manage the immediate response (minutes to hours) to a crisis.

- Business Continuity Plan

Plan or a set of plans developed to ensure continuity of business processes in the event of crisis. The identification and protection of business processes required to maintain an acceptable level of operations in the event of sudden, unexpected, or not so unexpected, interruption of these processes and their supporting resources i.e., keeping the critical business running – no matter what.

Page 17: ICAO CAPSCA Meetings Seminars and...CAPSCA 4th Global 3 20/06/2013 - Trade association of world’s airlines - Represent, lead, serve - Incorporated in Canada in 1945 - ‘Not for

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BUSINESS CONTINUITY PLANNING

Plan

- Background

- The document

• Part 1 - Background

• Part 2 - Organization

• Part 3 - Process

• Part 4 - BCP Initiation

• Part 5 - Checklists

Page 18: ICAO CAPSCA Meetings Seminars and...CAPSCA 4th Global 3 20/06/2013 - Trade association of world’s airlines - Represent, lead, serve - Incorporated in Canada in 1945 - ‘Not for

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Emergency response team Business Continuity Coordinator

Dep. A Dep. B Dep. C Dep. D Dep. A Dep. B Dep. C Dep. D

Executive Management

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BUSINESS CONTINUITY PLANNING HIGH LEVEL PROCESS

* recommended best practices by DRI International

Page 20: ICAO CAPSCA Meetings Seminars and...CAPSCA 4th Global 3 20/06/2013 - Trade association of world’s airlines - Represent, lead, serve - Incorporated in Canada in 1945 - ‘Not for

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RISK ASSESSMENT

- To identify potential causes of emergencies including

public health emergencies

- To identify potential impact to the company i.e. from a

financial, reputation and operational perspective

- Conducted annually or more frequently if there are

significant changes to both internal and external

environments

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BUSINESS IMPACT ANALYSIS (BIA)

- The foundation from which the whole process is built upon

- Identifies and qualifies the business impact of a loss, interruption or

disruption of business processes on air carriers and provides the

data from which appropriate continuity strategies can be

determined

- Some important elements include Critical Process and Alternate

Location, Financial & Non-Financial Impact, Recovery Strategies,

Service Level and Recovery Time Objective, Current & Crisis

Manpower Level, Minimum Resource Requirement, Vital

Systems & Records, Interdependencies and Grab Lists

Page 22: ICAO CAPSCA Meetings Seminars and...CAPSCA 4th Global 3 20/06/2013 - Trade association of world’s airlines - Represent, lead, serve - Incorporated in Canada in 1945 - ‘Not for

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RECOVERY STRATEGY

- Identifies resource requirements in terms of people,

technology, equipment, facilities to enable a planned

recovery of critical processes within an acceptable

timeframe and level required to satisfy the air carrier’s

minimum obligations

- Consult/ engage with external stakeholders

Page 23: ICAO CAPSCA Meetings Seminars and...CAPSCA 4th Global 3 20/06/2013 - Trade association of world’s airlines - Represent, lead, serve - Incorporated in Canada in 1945 - ‘Not for

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BUSINESS CONTINUITY PLAN

- A comprehensive documented plan that outlines the

procedures, processes and systems necessary to recover and resume critical business processes in the event of a crisis

- Important elements include Scope & Application, Notification and escalation, Critical processes and recovery strategies

Page 24: ICAO CAPSCA Meetings Seminars and...CAPSCA 4th Global 3 20/06/2013 - Trade association of world’s airlines - Represent, lead, serve - Incorporated in Canada in 1945 - ‘Not for

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TRAINING & TESTING

- BCM awareness / training should be conducted on an annual basis

- Testing of BCP should be conducted on an annual basis to verify the

information provided. Where possible, plans are rehearsed to

emulate close-to-actual scenarios

- Based on the test results, the BCP is reviewed and amended

accordingly where necessary

Page 25: ICAO CAPSCA Meetings Seminars and...CAPSCA 4th Global 3 20/06/2013 - Trade association of world’s airlines - Represent, lead, serve - Incorporated in Canada in 1945 - ‘Not for

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Main elements specific to a pandemic

- The global nature of the event

- The number of employees affected

- The timeline of the event

- The severity of the event

- The More significant participation from the Occupational

Health Safety (OHS) team

Page 26: ICAO CAPSCA Meetings Seminars and...CAPSCA 4th Global 3 20/06/2013 - Trade association of world’s airlines - Represent, lead, serve - Incorporated in Canada in 1945 - ‘Not for

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Plan

- Background

- The document

• Part 1 - Background

• Part 2 - Organization

• Part 3 - Process

• Part 4 - BCP Initiation

• Part 5 - Checklists

Page 27: ICAO CAPSCA Meetings Seminars and...CAPSCA 4th Global 3 20/06/2013 - Trade association of world’s airlines - Represent, lead, serve - Incorporated in Canada in 1945 - ‘Not for

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Notification

The medical and human resources functions should be responsible for recognizing and alerting senior management of an impending public health emergency, with notification of the BCM Steering Committee

Activation

Activation is based on several criteria

- WHO assessment of the public health emergency

- National public health authority assessment

- Community impact and response

- Internal company assessment (including staff absenteism)

Page 28: ICAO CAPSCA Meetings Seminars and...CAPSCA 4th Global 3 20/06/2013 - Trade association of world’s airlines - Represent, lead, serve - Incorporated in Canada in 1945 - ‘Not for

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BUSINESS CONTINUITY PLANNING

Plan

- Background

- The document

• Part 1 - Background

• Part 2 - Organization

• Part 3 - Process

• Part 4 - BCP Initiation

• Part 5 - Checklists

Page 29: ICAO CAPSCA Meetings Seminars and...CAPSCA 4th Global 3 20/06/2013 - Trade association of world’s airlines - Represent, lead, serve - Incorporated in Canada in 1945 - ‘Not for

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Checklists

- Recommended checklists that an air carrier could apply

in developing BCP that include public health

emergencies.

- Depending on the threat levels, some or all of the

checklists could be implemented

Page 30: ICAO CAPSCA Meetings Seminars and...CAPSCA 4th Global 3 20/06/2013 - Trade association of world’s airlines - Represent, lead, serve - Incorporated in Canada in 1945 - ‘Not for

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CHECKLISTS AVAILABLE FOR THE FOLLOWING FUNCTIONS:

• Business continuity coordinator • Maintenance Representative

• Medical Representative • Cargo Representative

• Human Resource Representative • Corporate Communications Representative

• Flight Operations Representative • Security Representative

• Inflight Representative • Purchasing, IT & Facilities Representative

• Airports Representative • Finance Representative

• Stations Representative • Risk / Insurance Representative

• Operations Control Representative • Legal Representative

Page 31: ICAO CAPSCA Meetings Seminars and...CAPSCA 4th Global 3 20/06/2013 - Trade association of world’s airlines - Represent, lead, serve - Incorporated in Canada in 1945 - ‘Not for

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Thank you for your attention