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Controversies and Advances | 2019 Interatrial Shunting for the Treatment of Heart Failure Across the Spectrum of LVEF – HFrEF and HFpEF Neal Eigler, MD, FACC, FASCAI

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Page 1: Interatrial Shunting for the Treatment of Heart Failure ...• Patients with mitral stenosis and an ASD (Lutembacher syndrome) have fewer symptoms of pulmonary congestion than patients

Controversies and Advances | 2019

Interatrial Shunting for the Treatment of Heart Failure Across the Spectrum of LVEF

– HFrEF and HFpEF

Neal Eigler, MD, FACC, FASCAI

Page 2: Interatrial Shunting for the Treatment of Heart Failure ...• Patients with mitral stenosis and an ASD (Lutembacher syndrome) have fewer symptoms of pulmonary congestion than patients

2 Interatrial Shunts | 2019

Disclosure • I disclose a material financial interest related to my compensation as CEO of

V-Wave Ltd.

I attest that I will comply with ACCME Standards for Commercial Support of Continuing Medical Education to ensure that this CME activity is free of commercial bias or appearance thereof.

I will base all clinical recommendations on evidence that is accepted within the profession of medicine as adequate justification in the care of patients.

All scientific research referred to in support of a patient care recommendation will conform to generally accepted standards of experimental design, data collection, and analysis.

I will not discuss any unlabeled uses of products.

Page 3: Interatrial Shunting for the Treatment of Heart Failure ...• Patients with mitral stenosis and an ASD (Lutembacher syndrome) have fewer symptoms of pulmonary congestion than patients

3 Interatrial Shunts | 2019

Dear Mentors, Mentees, Colleagues and Friends ─ Celebrating 4 Decades at Cedars-Sinai

Page 4: Interatrial Shunting for the Treatment of Heart Failure ...• Patients with mitral stenosis and an ASD (Lutembacher syndrome) have fewer symptoms of pulmonary congestion than patients

4 Interatrial Shunts | 2019

Preventing Acute Decompensated HF A huge Unmet Clinical Need

of admissions present to hospital with lung congestion

due to elevated Left Atrial Pressure (LAP)

>90 %

>1M H Annual US hospital

admissions for ADHF

50 % At 6 months

25 % At 1 month

Re-hospitalization

NYHA Class III mortality: 1 year ~20%; 3 year ~50%

Go AS Circulation 2013; Fonarow GC. Rev Cardiovasc Med 2003; Chen J. JAMA 2011; Setoguchi S. Am Heart J 2007; Yancy CW. JACC 2006; Fonarow GC. JACC 2007.

Page 5: Interatrial Shunting for the Treatment of Heart Failure ...• Patients with mitral stenosis and an ASD (Lutembacher syndrome) have fewer symptoms of pulmonary congestion than patients

5 Interatrial Shunts | 2019

Venous redistribution

(fast)

↑LAP

ADHF / hospitalization

Lung Congestion

Sympathetic activation

Precipitant

Renal and dietary

Fluid retention

(slow)

Fallick C, et al. Circ Heart Fail 2011; Ritzema J, et al. Circulation 2010; Abraham WT, et al. Lancet 2011

• LAP often highly variable over the course of a day • Increase of LAP precedes clinical events, averaging

>25 mmHg for several days before admission or death • Lowering LAP improves clinical outcomes

Elevated LAP: Cause of Lung Congestion, Worsening Symptoms, and Hospitalizations in Heart Failure

Regardless of Left Ventricular Ejection Fraction!

Page 6: Interatrial Shunting for the Treatment of Heart Failure ...• Patients with mitral stenosis and an ASD (Lutembacher syndrome) have fewer symptoms of pulmonary congestion than patients

6 Interatrial Shunts | 2019

Evidence Supporting Inter-Atrial Shunt Therapy in Chronic Heart Failure

• Patients with mitral stenosis and an ASD (Lutembacher syndrome) have fewer symptoms of pulmonary congestion than patients with an intact septum

• Closure of ASDs in patients with unrecognized left ventricular dysfunction results in elevated LAP and pulmonary edema

• Pre-clinical animal studies demonstrate hemodynamic, echocardiographic, and survival benefits with interatrial shunting

• First-in-human and clinical pilot studies support the safety, feasibility, and potential effectiveness of interatrial shunting in heart failure

Page 7: Interatrial Shunting for the Treatment of Heart Failure ...• Patients with mitral stenosis and an ASD (Lutembacher syndrome) have fewer symptoms of pulmonary congestion than patients

7 Interatrial Shunts | 2019

Interatrial Shunt Devices in Clinical Development Caution: all devices are investigational and not commercially available in any country

V-Wave Shunt (5mm), Israel/US FDA BDD pivotal international RCT

Corvia IASD II (8mm), US FDA BDD pivotal international RCT

Occlutech AFR (6-10mm), Germany EU feasibility study

NoYa RF-based Interatrial Shunt System, China

And, likely many more to come!

Edwards LA-CS Shunt (7 mm), US Canadian feasibility study

Page 8: Interatrial Shunting for the Treatment of Heart Failure ...• Patients with mitral stenosis and an ASD (Lutembacher syndrome) have fewer symptoms of pulmonary congestion than patients

8 Interatrial Shunts | 2019

A Small Shunt can Regulate LAP in HFpEF and HFrEF

From: Burkhoff, et al. Am J Physiol Heart Circ Physiol 2005; 289: H501–H512

LV Diastolic Filling Curves HFpEF HFrEF

When LAP rises, shunt flow increases lowering LVEDV, LVEDP, and LAP When LAP falls, shunt flow falls rapidly

V-Wave Shunt Flow 5-mm shunt at 65 bpm

Page 9: Interatrial Shunting for the Treatment of Heart Failure ...• Patients with mitral stenosis and an ASD (Lutembacher syndrome) have fewer symptoms of pulmonary congestion than patients

9 Interatrial Shunts | 2019

Interatrial Shunting Self-Regulates LAP 24/7 Standard care & pressure-guided management have delays & failure points

↑ LAP ↓ LAP ↓ LA/LV Volume

Standard care or CardioMEMS

CardioMEMS ~daily reading

Clinician review

Clinician-directed diuretic adjustment

Patient adjusts dose

Drug response time

Shunt Improved symptoms & outcomes

• Many patients do not tolerate or are refractory to pharmacological therapies that lower LAP

• Pharmacological therapies may not fully address the dynamic increases in LAP during HF exacerbations, exercise, or changes in venous capacitance

Abraham WT. In: Topol & Teirstein eds., Textbook of Interventional Cardiology (7th Edition), 2016

Page 10: Interatrial Shunting for the Treatment of Heart Failure ...• Patients with mitral stenosis and an ASD (Lutembacher syndrome) have fewer symptoms of pulmonary congestion than patients

10 Interatrial Shunts | 2019

Interatrial Shunt Device in Microembolization Model of Ischemic Heart Failure

N=21 sheep 14 V-Wave 5 mm Shunts 7 Controls A small shunt (Qp:Qs 1.2) significantly improved: LA, LV, RA, PA pressures LV systolic & diastolic function, and survival A “Device Effect” is the likely cause of observations * p<0.05 vs. Control ** p<0.01 vs. Control † p<0.05 vs. Baseline Eigler, et al. Cardiac Unloading with an Implantable Shunt in Heart Failure. Structural Heart 2017

Page 11: Interatrial Shunting for the Treatment of Heart Failure ...• Patients with mitral stenosis and an ASD (Lutembacher syndrome) have fewer symptoms of pulmonary congestion than patients

11 Interatrial Shunts | 2019

Corvia First REDUCE LAP-HF Trial

• Prospective, non-randomized study • Symptomatic HF (N=64) • Preserved EF (>40%) • Elevated PCWP at rest (>15 mmHg) or during exercise (>25 mmHg) • Monitored by independent DSMB and CEC • Assessed by independent Core-Laboratories

• Echo • Hemodynamic

• Three-year clinical follow-up • One year complete

Hasenfuβ, et al. Lancet 2016

Page 12: Interatrial Shunting for the Treatment of Heart Failure ...• Patients with mitral stenosis and an ASD (Lutembacher syndrome) have fewer symptoms of pulmonary congestion than patients

12 Interatrial Shunts | 2019

First REDUCE-LAP Trial Results

Hasenfuβ, et al. Lancet 2016

Page 13: Interatrial Shunting for the Treatment of Heart Failure ...• Patients with mitral stenosis and an ASD (Lutembacher syndrome) have fewer symptoms of pulmonary congestion than patients

13 Interatrial Shunts | 2019

N=44, randomized 1:1 Treatment vs. Sham Control Primary Endpoint: Powered for mechanistic effect @1M: exercise PCWP reduction Exploratory Endpoints (out to 12 months) • safety • clinical efficacy

Corvia REDUCE LAP HF I: Mechanistic RCT

Objectives Design Results

Evaluate device safety and mechanistic effect in heart failure patients with LV EF≥40% who are symptomatic despite optimal therapy Measure 6- and 12-month exploratory efficacy endpoints Inform design of Pivotal IDE trial

Met Primary Endpoint

Safe procedure

Page 14: Interatrial Shunting for the Treatment of Heart Failure ...• Patients with mitral stenosis and an ASD (Lutembacher syndrome) have fewer symptoms of pulmonary congestion than patients

14 Interatrial Shunts | 2019

Feldman et al. REDUCE LAP-HF I, CIRC. Nov 2017

Key Efficacy Measure: Exercise PCWP

Page 15: Interatrial Shunting for the Treatment of Heart Failure ...• Patients with mitral stenosis and an ASD (Lutembacher syndrome) have fewer symptoms of pulmonary congestion than patients

15 Interatrial Shunts | 2019

V-Wave First-in-Human (FIH) Studies

Total 38 pts (30 HFrEF, 8 HFpEF) 6 sites (Canada, EU, Israel) Median FU 28 months (18-48 months)

Major Inclusion Criteria

• Chronic HF, ischemic or non-ischemic etiology • HFrEF and HFpEF • NYHA class III or ambulatory class IV • On GDMT and device therapies • HF-hospitalization or elevated BNP/NT-proBNP

Rodés-Cabau J, et al. JACC Interv 2018;11:2300–2310.

Gen 1 “valved” shunt

Page 16: Interatrial Shunting for the Treatment of Heart Failure ...• Patients with mitral stenosis and an ASD (Lutembacher syndrome) have fewer symptoms of pulmonary congestion than patients

16 Interatrial Shunts | 2019

V-Wave FIH Procedural Success and Safety

Procedural success: 38/38 (100%) • Procedure time: 72 ± 24 min • Median LOS: 1 days (IQR: 1-2)

Safety Procedure-related major

adverse events in 1 pt (2.6%)

• 1 pericardiocentesis • 0 deaths, strokes, MIs, or

device embolization's

1-year adverse events • 2 deaths (CV, non-device-

related) • 0 strokes or MIs

Page 17: Interatrial Shunting for the Treatment of Heart Failure ...• Patients with mitral stenosis and an ASD (Lutembacher syndrome) have fewer symptoms of pulmonary congestion than patients

17 Interatrial Shunts | 2019

Shunting Improves Functional Outcomes

NYHA Class*

N= 36

N= 35

N= 33

N= 38

0%

20%

40%

60%

80%

100%

Class I-II Class III-IV

*p<0.04 (baseline vs. follow-up)

QoL Change*

N= 35

N= 34

N= 33

0%

20%

40%

60%

80%

100%

Improved NC

Worsened

6MWT Change (m)*

N= 34

N= 31

N= 33

0

10

20

30

40

50

60

CRT 6MWT Δ = 29 m @ 6 mths

Rodes-Cabau J, et al. JACC Intv 2018

Page 18: Interatrial Shunting for the Treatment of Heart Failure ...• Patients with mitral stenosis and an ASD (Lutembacher syndrome) have fewer symptoms of pulmonary congestion than patients

18 Interatrial Shunts | 2019

Shunting May Improve Clinical Outcome HF-Hospitalization Rates for First Year: V-Wave (n=38) vs IHM Studies

HR=0.57 (0.40, 0.83), p=0.003HR=0.57 (0.40, 0.83), p=0.003

Cum

ulat

ive

Haz

ard

Rat

e

0.0

0.1

0.2

0.3

0.4

0.5

0.6

0.7

0.8

Days from Therapy Initiation

0 30 60 90 120 150 180 210 240 270 300 330 360

Treatment (# of events = 80)Control (# of events = 155)

HR=0.69 (0.51, 0.94), p=0.017HR=0.69 (0.51, 0.94), p=0.017

Cum

ulat

ive

Haz

ard

Rat

e

0.0

0.1

0.2

0.3

0.4

0.5

0.6

0.7

0.8

Days from Implant

0 30 60 90 120 150 180 210 240 270 300 330 360

Treatment (# of events = 127)Control (# of events = 189)

St. Jude LAP Sensor Study* CardioMEMS – CHAMPION Study**

**Abraham WT, et al. Lancet 2011 *Abraham WT, et al. J Card Fail 2016

Shunt All Shunt All

Page 19: Interatrial Shunting for the Treatment of Heart Failure ...• Patients with mitral stenosis and an ASD (Lutembacher syndrome) have fewer symptoms of pulmonary congestion than patients

19 Interatrial Shunts | 2019

Shunt Valve Function deteriorated by 12 Months (TEE)

A. Widely Patent B. Stenotic; narrowed/skewed C. Occluded Shunt

Patent (n=18)

Stenotic/Occluded (n=18)

p

Vena Contracta 3.1 [3.0-3.8] mm 0 (0-2.5) mm <0.001

Qp:Qs 1.17±0.12 mm 1.05±0.12 mm 0.023

Page 20: Interatrial Shunting for the Treatment of Heart Failure ...• Patients with mitral stenosis and an ASD (Lutembacher syndrome) have fewer symptoms of pulmonary congestion than patients

20 RELIEVE-HF Site Kickoff CONFIDENTIAL

Patients with patent shunts had higher baseline risk

Patients with patent shunts were:

• older • worse comorbidity profile • poorer exercise capacity • lower LVEF • worse hemodynamics

Patent Shunts (N=18 at 12

mos)

Stenotic Shunts (N=18 at 12 mos)

Age, y 68±9 64±9 DM / HTN / AFIB, % 78 / 82 / 71* 61 / 83 / 41 eGFR, mL·min-1·1.73 m-2 49±16* 60±22 6-Minute Walk Distance, m 264±106* 328±105 Maggic Risk Score 1-yr mortality 25±9* 16±8

Frequency LVEF ≥ 0.40, % 22.2 16.7 LVEF HFrEF 23±7* 29±6 PCWP, mmHg 23±6** 19±9 Cardiac Index, L·min-1·m-2 2.2±0.4* 2.5±0.5

Ech

o /

Hem

odyn

amic

C

linic

al

Par

amet

ers

*P<0.1, **P<0.05

One patient with a patent shunt at 12 months developed shunt closure by 24 months.

Page 21: Interatrial Shunting for the Treatment of Heart Failure ...• Patients with mitral stenosis and an ASD (Lutembacher syndrome) have fewer symptoms of pulmonary congestion than patients

21 Interatrial Shunts | 2019

Hemodynamic Changes by Shunt Patency at 1-Year F/U

Patent ○ Stenotic/Occluded ●

Patients with patent shunts were had more severe HF and worse prognosis at baseline: • Older • ↑ AF • ↓ eGFR • ↓ 6MWT • ↓ LVEF • ↑ PCWP, ↓ CO • ↑ Maggic Risk Score

25% vs. 16% 1-yr mortality

Page 22: Interatrial Shunting for the Treatment of Heart Failure ...• Patients with mitral stenosis and an ASD (Lutembacher syndrome) have fewer symptoms of pulmonary congestion than patients

22 Interatrial Shunts | 2019

Shunt patency was associated with improved late morbidity and mortality outcomes

Page 23: Interatrial Shunting for the Treatment of Heart Failure ...• Patients with mitral stenosis and an ASD (Lutembacher syndrome) have fewer symptoms of pulmonary congestion than patients

23 Interatrial Shunts | 2019

Patients with patent shunt at 1-yr had stable right heart function (Qp:Qs = 1.17±0.12 mm, n=18)

PATENT SHUNTS Abnormal reference Baseline 12-Month P

RV Global Longitudinal Systolic Strain >-20% -12.2 ± 5.3 -14.5 ± 5.4 0.052

RV Longitudinal Free Wall Systolic Strain >-20% -12.9 ± 5.3 -17.1 ± 8.1 0.051

RV End-Diastolic Diameter (Base) >4.1 cm 4.4 ± 1.2 4.6 ± 0.8 0.165

RV End-Diastolic Diameter (Mid) >3.5 cm 3.6 ± 1.0 3.4 ± 0.4 0.670

RV End-Diastolic Length >8.3 cm 8.4 ± 0.9 8.9 ± 1.3 0.127

TAPSE <17mm 16.8 ± 3.4 17.0 ± 4.1 0.853

Tricuspid Annulus Tissue Doppler S’: <9.5 cm/s 8.8 ± 2.2 9.2 ± 1.8 0.581

Tricuspid Annulus Tissue Doppler e': <7.8 9.4 ± 3.7 10.4 ± 4.0 0.519

RV Tei Index >0.54 0.53 ± 0.17 0.51 ± 0.16 0.918

Tricuspid Regurgitation grade (1-7): 3.8 ± 1.5 4.0 ± 1.6 0.709

PAP systolic pressure >25 mmHg 50.0 ± 11.7 46.2 ± 8.8 0.241

Source: Laval University Echo Core Lab

Page 24: Interatrial Shunting for the Treatment of Heart Failure ...• Patients with mitral stenosis and an ASD (Lutembacher syndrome) have fewer symptoms of pulmonary congestion than patients

24 Interatrial Shunts | 2019

Hourglass shape – Secure and atraumatic septal retention – Minimal ID 5.1 mm with venturi efficiency

Full ePTFE encapsulation – Channels flow – Prevents late lumen loss

Right Atrium Left Atrium

V-Wave Gen 2 Shunt “valveless”

24

Self-expanding Nitinol frame

Interatrial septum

Page 25: Interatrial Shunting for the Treatment of Heart Failure ...• Patients with mitral stenosis and an ASD (Lutembacher syndrome) have fewer symptoms of pulmonary congestion than patients

25 Interatrial Shunts | 2019

Gen 2 valveless shunts had no late lumen loss after 6 month in non-diseased ovine model (2-3 mmHg L-R gradient )

S150 S153 S160 S164

RA

LA

S020 S021 S027 S029

Gen 1 “valved” at 3 months Gen 2 “valveless” at 6 months

RA

Page 26: Interatrial Shunting for the Treatment of Heart Failure ...• Patients with mitral stenosis and an ASD (Lutembacher syndrome) have fewer symptoms of pulmonary congestion than patients

26 Interatrial Shunts | 2019

Design • RCT, double-blind (patient and HF team) • 400 randomized and 150+ roll-in patients at up to 100 sites (US, Canada, EU and Israel) • 2-year anticipated enrollment schedule; Primary Analysis 1 year after last patient enrolled • Adaptive design with interim analysis allowing randomization up to 600 patients

Study Population • NYHA functional class III or ambulatory class IV HF irrespective of LVEF, with hx of HF hospitalization or

elevated NT-proBNP, in the setting of GDMT

Endpoints • Primary Effectiveness: Finkelstein-Schoenfeld hierarchical comparison of mortality, transplant/LVAD, HF

hospitalization or equivalent, and 6MWT • Primary Safety: Performance criteria for device-related MACNE • Health economic metrics

V-Wave RELIEVE-HF Pivotal RCT design

Page 27: Interatrial Shunting for the Treatment of Heart Failure ...• Patients with mitral stenosis and an ASD (Lutembacher syndrome) have fewer symptoms of pulmonary congestion than patients

27 Interatrial Shunts | 2019

Final Screen in

Cath Lab TEE/RHC

Preliminary Screen & Eligibility

Committee Shunt Arm

Sham Control Arm

(PART 2) OPEN ACCESS – Unblinded, Control option to

crossover to Treatment if eligible

Shunt

(PART 1) RANDOMIZED ACCESS Blinded

FU clinic visits at 1, 3,6,12,18,24 M and telephonic contacts

at 9, 15, 21 M

Primary Analysis when last

randomized patient at 12 M. Unblinding

at 24 M or at Primary Analysis

Unblinded TEE at 6 and

12 M for patency

Annual FU of implanted

patients for 5 years

If Pass

Fail Screen

Exit Study

Roll-In Arm 1-3 pts per

site 100 pts

Randomize 1:1

400 pts*

ROLL-IN ARM (Unblinded) ~ 100 patients

RELIEVE – HF RCT Enrollment Design

* Up to 600 pts per interim analysis

Page 28: Interatrial Shunting for the Treatment of Heart Failure ...• Patients with mitral stenosis and an ASD (Lutembacher syndrome) have fewer symptoms of pulmonary congestion than patients

28 Interatrial Shunts | 2019

Conclusions

• Interatrial shunting is feasible, safe, and associated with promising efficacy data in terms of hemodynamics, functional improvement, and reduction of cardiovascular events, in HFrEF and in HFpEF patients

• Ongoing and future randomized controlled pivotal trials designed to confirm the safety and effectiveness of interatrial shunting may support the addition of this approach to our armamentarium of heart failure therapies