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Introduction
1
CChhaapptteerr 11
IINNTTRROODDUUCCTTIIOONN 1.1 Introduction 1.2 Integrated Solid Waste Management 1.3 Review of Earlier Studies 1.4 Research Gap 1.5 Scope and Importance of the Study 1.6 Relevance of the Study 1.7 Statement of the Problem 1.8 Objectives of the Study 1.9 Hypotheses 1.10 Research Methodology 1.11 Data Source 1.12 Research Approach 1.13 Period of Study 1.14 Research Instrument 1.15 The Population 1.16 Pilot Study 1.17 Sample Size 1.18 Method of Sampling 1.19 Type of Analysis and Statistical Tools used 1.20 Important Terms and Concepts Used 1.21 Limitations of the Study 1.22 Scheme of Presentation
1.1 Introduction
Every human activity creates waste in one form or another. Due to
population increase and unplanned urban development, unlike in the past, a
slight mismanagement of waste will invariably damage human health and
environment. The world over, accumulation of solid wastes is creating
numerous problems. Experts are yet to find out productive solutions to the
ever-growing solid waste issues. Most of the technological options put forward
for waste treatment and disposal are either impracticable due to many reasons
or just transform waste in one form into another. The quantum of waste
Co
nt
en
ts
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generation in most of the countries is unmanageably huge and is increasing
constantly. Moreover, the waste composition is unpredictably changing, leaving
the major portion non-biodegradable waste. In all walks of life, people are
speaking about sustainable development but, in Solid Waste Management,
sustainability remains as a distant dream.
In urban areas, issues related to solid wastes are intensified due to high
density of population and unplanned development. Especially in developing
countries, where resources are limited, waste problems are really burning
issues. In Kerala, Municipal Administrations do not have the required
technical support and resource backing; they fail miserably in managing
solid wastes in Municipal limits. In spite of highly educated population here,
the efforts of Municipalities in managing waste often meet with failure. It
seems that the ‘NIMBY Syndrome’ (Not In My Backyard) is ruling the
Municipal areas in the State, where the slogan ‘waste generators are
responsible for waste treatment and disposal’ has not yet reached the hearts
of the people. All success stories of Municipal Solid Waste Management may
be traced to public participation. But, in Kerala, people are escaping from
everything by just casting the whole responsibility of waste collection,
transportation, treatment and disposal upon the Municipal Administration. So,
Solid Waste Management is a highly misunderstood subject in the State. The
Municipal Administrations are rightly expected to supervise the functions of
Solid Waste Management and they should not be brought down to the status of
mere waste collectors, transporters or treaters. Amid serious discussions on
who has to manage solid wastes, the waste levels in Municipalities of Kerala
are growing like anything, contaminating fresh air, water and ecology.
Municipalities account for a quarter of solid wastes generated in Kerala.
Rapid urbanization, changing life styles, and scarcity of free space for waste
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Introduction
3
treatment and disposal have made solid waste issues sky-high. Above all, a
highly sensitive population and unwanted political interference propelled the
solid waste issues to alarmingly unmanageable levels. Rapid urbanization
and increased population density, coupled with improper waste management,
make the State of Kerala a breeding place for a variety of life-threatening,
rare diseases. It is reasonably suspected that mismanaged solid wastes are
directly or indirectly responsible for this situation. Undoubtedly, these life-
threatening diseases will crumble the economic backbone of thousands of
poor people living in the State. A much talked-about subject, Integrated
Solid Waste Management (ISWM) has to find out solutions to the manifold
problems of MSWM.
1.2 Integrated Solid Waste Management
As a holistic approach, Integrated Solid Waste Management combines
waste streams and waste collection, treatment and disposal methods with the
objective of achieving environmental benefits, economic optimization and social
acceptability. Such a waste management system will be environmentally,
economically and socially sustainable, maintaining the fast-depleting natural
resources with less harm. The success of any ISWM depends largely on the
dedication and committed expertise of the decision makers as there is no
universal step-by-step method for selecting and developing ISWM components
and systems (T V Ramachandra, 2006). Public education and involvement are
the essence of developing integrated solutions for waste management problems.
Integrated SWM is an integral part of good local governance because it
is one of the most visible urban services influencing local perceptions of
governance. It is conducted in a transparent and accountable manner to
minimize opportunities for corruption and unwarranted political interference.
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Based on the principle of equity, integrated SWM provides a minimum level
of acceptable service to all urban residents and establishments. Moreover, it is
responsive to the service levels and conditions desired by those residents and
establishments, with higher levels of service where there is either a greater
need (for example, in terms of business development or tourism) or a greater
desire to pay for a higher level. Sustainable and integrated SWM recognizes
that willingness to pay is affected by perceptions of the service quality
received and by the involvement of stakeholders in decision making; it
therefore places a high priority on keeping stakeholders informed about and
involved in issues and proposals. Furthermore, it looks for ways to enable
communities to be responsible and for individuals to take action in ways that
build public cooperation with the service. It provides workers with uniforms
and safe working conditions and defines clear collection routes and verifiable
performance tasks and outputs. To do so, it establishes management information
systems that enable cost-effective accounting and overall cost-related
performance monitoring. Besides, it provides economical service delivery and
establishes cost-recovery mechanisms for long-term sustainability. A modern
SWM program can be implemented for a reasonable cost. This fact is important
because there are ample numbers of developing countries where SWM costs are
high and the level of service low. But if the underlying reasons for these
situations are analyzed, one can see in many cases that cost-effective waste
management systems would result if the deficiencies identified in the systems
were remedied. ISWM ensures cost recovery through a range of revenue
sources, including direct fees, indirect general taxes, and revenues from
recycling and resource recovery. Furthermore, it establishes tariffs that ensure
cost recovery but are adapted according to the ability to pay, the service
provided, and the level of waste pollution generated. Segregated accounts for
solid waste revenues further ensure that a reliable cash flow is available to
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Introduction
5
meet service needs. ISWM minimizes resource use and environmental impact. It
is conducted in an environmentally conscientious manner that conserves natural
resources and recovers waste where appropriate. For all equipment required by
the service, including vehicles, machines, and parts, sustainable and integrated
SWM encourages the use of indigenous manufacturing capacity. It also provides
incentives for waste minimization, recycling, and resource recovery at source or
as near to the source as possible. ISWM optimizes segregation of recyclable
materials at the source of waste generation and encourages the development of
markets for recyclable materials in major centres of waste generation, including
incentives for increased industrial demand for secondary materials as feedstock.
It involves environmental impact assessment and public involvement for all new
transfer, treatment, and disposal facilities, and it ensures that those facilities are
designed to meet environmentally cost-effective discharge and impact standards.
It monitors the emissions and environmental changes related to all waste
storage, handling, and disposal activities and uses systems to track and
document hazardous waste. It sensitizes the public to environmental issues,
occupational health and safety issues, waste minimization opportunities, and the
values of recycling and resource recovery. Sustainable and integrated SWM
builds institutional capacity. Sustainable and integrated SWM also allows local
governments to enter multi-year private sector arrangements that match periods
of depreciation for investments and that strengthen local capacity in planning,
operation, and rationalization of operations (Da Zhu et al., 2008)
1.3 Review of Earlier Studies
Raghavan Nambiar, K. (1992) reveals that, Kochi city generates about
250 tons of waste per day. The study concludes that composting is the most
suitable method for treatment of solid waste in Kochi as biodegradable waste
is the major component of municipal solid waste there.
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Menon R. V. G. et al., (1994) examine the existing system of waste
collection and recycling and suggest ways for its formalization/improvement.
It is observed that no recycling facilities are available in Kerala. It is suggested
that, in all the fifteen waste management circles in Trivandrum city, personnel
can be appointed to collect waste. Remuneration can be paid to them by
collecting a nominal fee from the citizens. Degradable and non-degradable
waste should be separately collected and a formal committee can be appointed
in each residential area to supervise the waste collection. Decentralised waste
treatment facilities are suitable in the city because of shortage of free space. A
clean Trivandrum city with people’s participation is the ultimate aim.
Dileep Kumar, M. (1995) examines the composition and sources of
municipal solid waste in Thiruvananthapuram city. It is found that, the major
generators of municipal solid wastes in the city are markets, slaughter houses,
hospitals, hotels and houses. It is estimated that the quantity of MSW generated
from the Corporation area comes to 264.5 tons per day. The study suggests that
composting is the most suitable waste treatment option for solid wastes since 70
per cent of the wastes generated in the city consist of biodegradable matter.
Geetha, C. (1995) reports that to reduce the total cost of solid waste
management in Thiruvananthapuram city mathematical models are helpful. An
optimization model and a simulation model are suggested and tested for the
purpose.
Gejo Anna Geevarghese et al. (1997) examine the utilization of solid
waste for energy generation. It is concluded that vermin-composting is one of
the most suitable options for domestic level management of biodegradable
wastes, whereas, at the community level, both vermin-composting and
biomethanation processes can be implemented.
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Introduction
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Sosamma Oommen, K. (1998) deals with the utilization and application
of local earth worms in the bioprocessing of different organic wastes, and the
efficacy of compost thus produced in plant growth. The study aims at setting
up vermitech units using local varieties of earthworms and analyses nutrients
like NPK and other factors in the vermiwash collected. It also evaluates the
efficiency of local varieties of earthworms in waste recycling and assesses the
calorific value of food to correlate with the feeding behaviour of earthworms.
The study summarizes that vermitech can convert waste into wealth and this
technology is sustainable and ecofriendly compared to other disposal techniques
like landfilling and incineration. The study has pointed out that the NPK value
of the vermicompost derived after processing is significantly higher than that
of initial soils. Similarly, population density and biomass of earthworms and
population of microorganisms are found to increase during vermicomposting.
Babu Ambat (1999) reveals the types and quality of wastes generated in
each ward of Thiruvananthapuram Corporation. The present waste management
system of the city is analyzed and a pilot scale model is developed for effective
solid waste management. A more effective waste transportation system is
suggested in the study.
Lynn Elisabeth Zender (1999) points out that Solid Waste Management
practices and facilities on Indian Reservations are 20 to 40 years behind those of
conventional urban and suburban communities in the US. The purpose of the
study is to understand the obstacles tribes face in carrying out SWM, especially
conventional SWM. The conclusion of the study is that tribal sovereignty, with
its related issues of cultural integrity, legal authority and economic self-
determination, in the context of reservations are the fundamental forces driving
tribal SWM decisions.
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Chapter 1
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Raj Mohan et al. (1999) point out that Palakkad Municipality is one
among those places which used an engineered Solid Waste Management
System. The present conditions of waste generation, collection system, storage
facilities and disposal methods are studied. Physical and chemical analysis of
waste and population forecast for 20 years are made for good result. It is
estimated that 20 to 30 trucks and around 75 carts are required for transportation
of the waste. Composting and incineration are suggested for waste disposal.
Gajalakshmi, S. et al. (2000) evaluates the potential of two epigeic species
and two anecic species of earthworms in terms of efficiency and sustainability of
vermi-composting water hyacinth. By using different vermireactors, the efficiency
and sustainability was tested and it was found that in all the reactors the
earthworms grew well, increasing their weights by more than 250 per cent.
Jishi, R. (2000) suggests decentralized collection and disposal of waste
as the most suitable method of waste management for Thiruvananthapuram
city. Composting is highlighted as the suitable treatment option for the city
due to its eco-friendliness and its promotional role in agriculture.
Mahadevan Pillai, P.R. (2000) evaluates the existing system of solid
waste collection and disposal practices in Palakkad Municipality. There is a
proposal for modifying the existing system. It is estimated that daily collection
of waste is almost 30 tons. Almost half of the daily produced waste in
Municipal limits remains uncollected and this indicates the inefficiency of the
waste collection system.
Pillai et al. (2000) identifies that Palakkad Municipality is following
open dumping of MSW without any scientific base. Composting method is
rarely used. The Municipality generates an estimated total of thirty tons of
solid waste per day.
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Introduction
9
Ravikumar, D. C. (2000) tries to understand the existing conditions of
Municipal Solid Waste Management and to work out planning strategies and
guidelines to enhance the quality of urban life in Bangalore. Accumulated
garbage and uncleared wastes from overflowing dustbins pose serious health
problems in the city. Waste segregation at source is found to operate at a
minimum level; waste collection service is not reaching all parts because of
accessibility problems, inadequate manpower for Waste Management, scarcity of
land for dumping waste, and waste with 60-70 per cent moisture content, are the
major issues found in the study. Moreover, the study is conducted to examine in-
depth the aspects of MSWM in Bangalore, and its impact on the protection of
urban environment, and suggests proper plans for the future. The study suggests a
community-managed environmentally friendly and viable waste management
system. The waste generation trends of Bangalore City demand not only increased
number of personnel and equipment but also revision of the conventional
approaches and strategies in SWM, and a new integrated plan for waste
management. Education and awareness campaigns for waste reduction, and
discouraging use-and-throw products will help to improve the situation.
Holger Ecke (2001) assesses the possibilities and limitations of
Carbonation as stabilization method in fly ashes from MSW Incineration.
Factors studied are the partial pressure of carbon dioxide, the addition of
water, the temperature and the reaction time. It is found from the study that
Carbonization has a good prospect as a stabilization technique especially with
respect to the major pollutants, Lead and Zinc.
Kerry L Hughes et al. (2001) refers to Bio reactor Landfills, a technically
perfect landfilling system with provisions for leachate and gas collection. It
explains the history of landfilling, meaning advantages and current status of
Bio-reactor landfills in USA.
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Chapter 1
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Mathew, V. (2001) found that daily around 52 tonnes of solid waste is
generated in Kottayam town. Depositing waste illogically in water bodies are very
common and a meagre amount of non biodegradable waste is used for recycling.
Viktoria Dezs (2001) examines the waste management practice in Hungary
and tries to develop a waste management plan for Hajdu-Bihar country, by
assisting the competent authorities in their future tasks. The various MSW
treatment facilities and their environmental consequences are evaluated. To
implement the recommended waste treatment technologies, legal, economic
and social factors are to be taken into consideration. The study concludes with
recommendations for creating a waste management plan and introducing an
integrated waste management system.
Leonard Brown, M. (2002) evaluates how geopolitical factors affect
waste management on global and local scales. Further, the study has been
guided by looking at how social and economic factors affect global and
national waste management practices. The study concludes that international
waste management issues are also international political and social issues. As
long as waste management issues are impinged upon by factors other than
science, those decisions are unwise and ultimately harmful to the world
ecology.
Mike Bull (2002) points out that there are two state agencies that have
significant responsibilities for managing solid waste in Minnesota: one is The
Minnesota Pollution Control Agency (MPCA) and the other is The Minnesota
Office of Environmental Assistance (OEA). The State’s Solid Waste
Management Policy specifies that the goal of Solid Waste Management in the
State is to protect the State’s land, air, water, other natural resources and
public health. As per the OEA estimates, the amount of solid waste generated
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Introduction
11
in Minnesota has increased 37 per cent since 1992, notwithstanding a statutory
goal to reduce the amount of waste generated by 10 per cent in that period.
The paper further says that, of the 5.6 million tons waste generated,
approximately 47 per cent is recycled, less than half is composted, roughly
20 per cent is incinerated and about 33 per cent is disposed of in landfills.
Pramod, B. (2002) reports that improper routing and scheduling is
the major problem in waste collection and disposal at Vilappilsala,
Thiruvananthapuram. By using GIS the problem can be overcome. It will help
to collect waste effectively from every point without irregularity and time delay.
Ranjini (2002) evaluates the inadequate facilities for the segregated
collection of biodegradable and non biodegradable waste and for the transfer
and disposal of waste in Thripunithura Municipality. The Municipality
generates almost 7.93 tonnes of solid waste per day.
Robert Bortner (2002) deals with improper disposal of e-waste, which can
create personal health and environmental problems for developing countries
across the Asia and the Near East Region. E-waste contains significant quantities
of hazardous waste, including lead, mercury and cadmium. Improper recycling
and disposal operations in these regions, such as open burning of plastic waste,
exposure to toxic solders, river dumping of acids, and widespread general
dumping contaminates land, air and water. The paper makes recommendations for
how the United Nations Agency for International Development might help
affected nations deal effectively with e-waste such as independent onsite
evaluation of the extent of e-waste in the region, raising awareness of the hazards
of e-waste in developing nations, help target countries build safe collection and
salvage capability, help improve rules and their enforcement and develop
environmentally responsible hazardous waste disposal capabilities.
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Tsadkan, G. et al. (2002) examine the overall pattern of solid waste
generation, collection and disposal of Mekelle City by analyzing primary as
well as secondary data. The findings show that about 39792.9 kg of solid
waste in a day and 1424408.5 kg in a year were generated in Mekelle in 2001,
where 75 per cent of the solid waste was of residential origin. The amount of
solid waste generated was found to be a function of household income, where
the lower, the middle and the higher income groups generate 0.227 kg, 0.301 kg
and 0.412 kg per capita per day respectively. In the year 2001, the solid waste
collection and disposal service coverage by the Health Office of Mekelle was
only 39.38 per cent. The reason behind this is improper organizational
structure, shortage and dissatisfaction of the workers, inadequacy of the
collection and transportation facilities, unfair distribution and placement of the
containers and inadequate financial resources. The study recommends to the
Mekelle City Administration to take necessary measures to improve the city’s
solid waste management service. It should also invite community participation
at a meaningful level to create a clean and healthy environment.
Babu Ambat (2003) points out that lack of waste segregation and
burning of household waste are the major problems in Thiruvananthapuram.
The unsegregated waste are carelessly thrown away to streets.
Christer Berglund (2003) has conducted a study which consists of four
self-contained papers that deal with economic efficiency issues with respect to
recycling behaviour and waste management policies.
Paper 1 makes an econometric analysis of the most important determinants
of inter-country differences in waste paper recovery and utilization rates. The
paper concludes that relatively waste paper recovery and use depend largely on
long-standing economic factors. Moreover, rich countries tend to recover
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Introduction
13
relatively more waste paper than low income countries; so, there is a higher
demand for waste management and environmental policies in such countries.
Paper 2 provides a critical analysis of Van Beukering and Bouman’s
article on World Development on Global Paper Recycling and Trade.
Paper 3 analyses the spatial cost efficiency of the Swedish legislation
regarding waste disposal handling.
Paper 4 analyses households’ perceptions of recycling activities in a
Municipality in northern Sweden, Pitea.
Heleen Bartelings (2003) indicates that about 40 per cent of the entire
budget spent on environmental problems in the Netherlands is reserved for the
Waste Management Problems. The study investigates policy options that can be
used to reduce generation of MSW and looks specifically at the direct and indirect
effects of introducing unit-based pricing, which are of two types, namely full unit
based pricing scheme and selective unit-based pricing scheme. A modelling
framework is used to simulate the waste market in the Netherlands. The result
shows that the selective unit-based pricing scheme is the most effective policy
tool to reduce generation of MSW. The study further reveals that waste leakage is
a major problem and that it is not advisable to introduce unit-based pricing in
every Municipality. In small Municipalities with a relatively large number of
environmentally concerned consumers, selective unit-based pricing can be
introduced and in larger Municipalities full unit-based pricing is a better option.
Ruby, S Prawiradinata (2004) provides an Integrated Solid Waste
Management (ISWM) Model using more realistic formulation of cost function
allowing economies of scale in waste collection, facility development and
facility operation. The model adds flexibility and realism to facility management
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Chapter 1
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options including the simultaneous use of several disposal facilities, each with its
own locational advantage, and it allows for the promotion of recycling. Initially
an analytical model is developed using control theory to solve the optimal
waste management policies. Based on the initial findings, ISWM is formulated
as mixed integer programming model and is calibrated to the Central Ohio
Solid Waste Management District and solved under a variety of scenarios.
Model findings suggest that the State mandated 10-15 year planning horizon
for waste authorities should be modified to be longer and/or requiring a
minimum terminal disposal capacity. The current recycling levels are close to
optimal (based on a 30-year planning horizon), but will have to be redoubled
within the next five years.
Shahjahan Hafez Bhuiyan, M.D. (2004) describes the community
development and the community action in the field of Solid Waste
Management (SWM) in two major cities, Dhaka and Chittagong in
Bangladesh. The objective of the study was to identify whether or not the
community-based SWM initiatives had emerged through the influences of
the characteristics (or sources) of social capital. The theory of social capital
has been used here as an analytical tool. It was found that social capital alone
was not sufficient to form community based SWM initiative in Bangladesh.
It works well together with the influence of kinship, patron-client
relationship, and power and authority relations of Bangladesh society.
Failure to organize a community-based SWM initiative not only indicates the
lack of sufficient social capital but also is a result of many contesting factors
such as: the law and order situation of the country, power politics, political
conflict and threat, etc.
Sreedhar, R. (2004) analyses the solid waste management of Kovalam,
the famous tourist spot in Kerala. The Zero Waste Kovalam, is a scheme
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Introduction
15
adopted in Kovalam for employment generation by processing waste with less
harm to environment.
Sunil Kumar (2004) reports that, based on the studies conducted by
NEERI, the quantum of waste generation varies between 0.2-0.4 kg/capita/day
in the urban centres and it goes up to 0.5 kg/capita/day in metropolitan cities.
The paper aims to outline the existing situation of SWM as well as problems
associated with the system and also highlights some best practices and
lessons learnt by NEERI’s experience along with EXNORA’s Zero Waste
Management in two South Indian cities. An approach for design of sustainable
SWM compatible to Indian situations is also detailed. EXNORA is a local
non-governmental organization (NGO) based on a ‘zero waste management
scheme’ set up, run and financed by the residents themselves. EXNORA,
which is an acronym for ‘Excellent Novel Radical’, has been driving the
environmentalist movement for sustainable urban development in Chennai
(INDIA) since 1989. It is concluded that SWM is a vital, ongoing and large
public service system, which needs to be efficiently provided to the
community to maintain aesthetic and public health standards. Municipal
agencies will have to plan and execute the system in keeping with the
increasing urban areas and population. There has to be a systematic effort in
the improvement in various factors like institutional arrangement, financial
provisions, appropriate technology, operations management, human resource
development, public participation and awareness, and policy and legal
framework for an integrated SWM system. Public co-operation is essential for
the successful operation of such a system.
Visvanathan, C. et al. (2004) compare the Municipal Solid Waste
Management in Asia, in respect to China, India, Sri Lanka and Thailand. The
project states that unattended Municipal Solid Waste is a problem in developing
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Chapter 1
16
countries, mainly because of lack of institutional capability, shortage of funds,
insufficient legal provisions, insanitary disposal of high moisture content
waste, poor monitoring of existing non-engineered landfills, uncontrolled
release of landfill gases and open dumping of biomedical waste. The project
cautions that, the increase in the GDP and the changing lifestyles of the people
in these four countries have increased the solid waste generation which requires to
be handled effectively to avoid significant environmental problems.
Alexander, P. Whitworth (2005) states that, in 2004, China surpassed
USA as the world’s leading producer of solid waste with over 1billion tons.
Almost one-fifth of this waste is MSW, with an estimated production of
190 million tons per year and rising. The World Bank estimates that only
20 per cent of China’s MSW is properly disposed of at present. Landfills are used
without liner, gas collection or leachate treatment systems. China is developing in
Waste to Energy (WTE) technologies as it aims at disposing of 30 per cent of
MSW by 2030 by using WTE. Due to the excess moisture content of MSW, it
is developing its own local brand of fluidized bed combustion technology for
WTE.
Balakrishna Moorthy (2005) points out that sustainable development is
the order of the day. A brief account of the solid waste generation levels of
different Indian cities is given. Source reduction, reuse and recycling are the
ways to overcome the growing solid waste problem.
Jonathan Elisha Mull (2005) points out the MSW problems caused by
the rapid expansion of Bangalore District because of the City’s economic
growth. Increased population and development has produced increasing
volumes of waste, and the local SWM has not met the excess demand for proper
waste disposal leading to accumulation of wastes within urban limits. The
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Introduction
17
Integrated Urban Environment Initiative for Sahakaranagar Layout (IUEISL)
aims to create an improved community-based Solid Waste Management Program
through conducting community awareness and education programs, and
improving the existing Solid Waste Management Program with the construction
of a composting/dry waste segregation facility. It also aims at providing
education and sanitary working conditions for employees of the SWM
program. The aim of this paper is to identify the current problems creating
unsustainable SWM, to evaluate the sustainable potential for the program, and
to propose solutions to create a sustainable SWM system. The study concludes
that a fully sustainable SWM system is possible only if all stakeholders
become full participants in the IUEISL. Community waste education with
active participation of students, monitoring program to examine the quality of
the compost and its impact on the soil and crop yield, and inclusion of the
informal waste collecting sector in the program to improve their working
conditions are the keys to the success of the program.
Michikazu Kojima (2005) points out that the international trade in
recyclable resources like recyclable waste and second-hand goods is on the
rise in Asia. Japan is the largest exporter and China the largest importer.
According to the Basel Convention, the movement of hazardous waste across
international frontiers should be strictly regulated and controlled. The trans-
boundary movement of unrecoverable waste to developing countries falsely
labelled as recyclable resources are common practice and should be controlled.
Sukumari, P. (2005) evaluates environmentally friendly tools for solid
waste management with optimum cost. Different types of composting techniques
are studied in detail and suggest them as best techniques in producing organic
fertilizers.
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Chapter 1
18
Ajayakumar Varma, R. (2006) highlights the status of municipal solid
waste generation and their characteristics. The paper says that at present the
MSW generation of the State of Kerala is beyond the assimilative capacity of
its environment and management capacity of the existing waste management
system. The paper concludes with a remark that even though database
regarding waste generation, composition of waste, etc., are available, they are
not reliable as they are generated based on different approaches.
Jelena Todorovic (2006) tries to identify the components that might
be environmentally critical during the utilization of MSW Incineration
bottom ash in road construction, to develop an assessment method for the
leaching of contaminants from utilized bottom ash, to suggest a treatment
method facilitating an environmentally compatible reuse of MSW Incineration
bottom ash in road construction, and to quantify the effect of excess
carbonization on the mobility of critical elements in MSW Incineration bottom
ash. The study concludes that Carbonation in excess is a key factor enhancing
the effectiveness of MSW Incineration bottom ash by wet extraction.
Maria Christina B. de Araujo et al. (2006) state that Tamandare,
Pernambuco State, Brazil has nine kilometres of beaches that form three bays
protected by coastal reefs. Until July 2001, these beaches were frequently
covered by solid wastes, mainly plastics. The accumulated large amount of
solid waste made the beach aesthetically objectionable. Since August 2001,
the Municipal Administration started a beach cleaning service. There were
aesthetic, sanitary and environmental benefits from the cleaning services. It is
concluded that Municipalities will have to implement solid waste collection at
their municipal sources and adequate disposal to solve the problem at the
beaches of Tamandare. Controlling the source of solid wastes from beach
users through environmental education actions is also urgently needed.
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Introduction
19
Ramachandra, T. V. (2006) points out that the objective of Solid Waste
Management is to minimize the negative environmental effects. Solid Waste
Management has economic, social and environmental dimensions. A waste
stream assessment is inevitable in the planning and design of waste management
activities. The viability of establishing and maintaining transfer stations as well as
the usefulness of Motion Time Measurement (MTM) Technique is indicated. The
waste treatment and disposal options are evaluated. In order to minimize the
overall environmental burden, an Integrated Waste Management system has to
be implemented.
Ramia Bassam Rida Tuffaha (2006) states that many Palestinian cities,
especially Nablus City, have high vulnerability with regard to solid waste
issues. Neither short-term nor long-term effect of MSW on soil and ground
water in Palestine has been adequately evaluated and there is need to explore
these effects and impacts. The study aims at evaluating the temporal and
spatial variations of MSW leachate in landfills, evaluating the impacts of
MSW leachate on soil, and on ground water.
Shaikh Moiz Ahmed (2006) describes waste management as a global
environmental issue indicating that unsegregated waste disposal leads to
economic and environmental sufferings. The study emphasises the need of
segregation of waste at generation level, as segregation at a later stage is
expensive and inconvenient. This case study conducted in Aurangabad City,
India, deals with how Geographical Information System (GIS) can support
waste management to reduce the waste management workload and to find
solutions for SWM problems in the study area. A GIS model is designed for
the purpose of planning waste management.
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Chapter 1
20
Thomas George (2006) examines the Solid Waste Management of Kollam
Corporation. The study tries to verify the physical and chemical composition of
household waste and the existing methods of collection, transportation and
disposal practices. It also examines the environmental challenges and health
hazards of surrounding locals.
Afon Abel (2007) reports on patterns of household solid waste
generation in the three distinct ecological zones that make up the city of
Ogmoboso, Nigeria. It gives details of how total waste volumes and the
components of waste varied over time in each of these zones. Household waste
generation across the three zones shows that, as education, income and social
status increase, per capita waste generation declines, especially with regard to
heavier organic waste products, which account for more than three-quarters of
the total waste generated in the study area.
Esakku S et al. (2007) report that the MSW generation in Chennai, the
fourth largest metropolitan city in India, has increased from 600 to 3500 tons
per day within 20 years. The highest per capita solid waste generation rate in
India is in Chennai. Door-to-door collection system is widely used in Chennai
and the collected wastes are disposed at open dump sites located away from
the city. The waste collection services are outsourced to a foreign private
agency – ONYX, a Singapore-based company. ONYX collects about
1100 metric tons of waste from three zones per day and transports it to open
dumps. Besides, various Community-Based Organizations are also involved in
the MSWM of the city.
Jafar Abd-Alqader Abd-Alrazzaq Eid (2007) describes the problems,
issues and challenges of MSWM faced by local authorities in Qalqilia district.
It reveals that little or no consideration of environmental impacts is paid in the
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Introduction
21
selection of dumpsites; inspection and monitoring of the dumpsites is not
consistent; the majority of the local authorities dispose of wastes in open
random dumps without further treatment; 100 per cent of the local authorities
employ workers in the MSW services without any training; waste bins are
very few in number; in villages the waste collection frequency is less than two
times per week, and budget allocation for SWM is very meagre. The study has
found that public involvement is the core to a successful MSWM system. As
many as 97.3 per cent of residents are willing to pay more for better service
and 60.6 per cent are willing to separate waste into organic and inorganic
without money.
Mathew, K. C. (2007) analyses the importance of Solid Waste
Management in the urban areas in the context of urbanization and economic
development. The strengths and weaknesses of the existing Municipal Solid
Waste Management system is analyzed from an economic perspective. The
quantity, characteristics and disposal of residential solid waste in Trivandrum
city is evaluated in the study. It is found that educational status is the most
significant factor influencing solid waste awareness levels among households,
followed by occupational status and monthly income. It is further stated that,
as residential waste is the single largest generator, addressing the issue at the
household level is the key to sustainable MSWM.
Mohammed Hamidul Islam Chowdhury (2007) describes that Dhaka
City Corporation fails to extend service delivery to the poor inhabitants of
slum areas where some sort of service delivery is provided by NGOs. In solid
waste service also, NGOs have started operations through Public-Private
Partnership (PPP). Through a competitive bidding process, the DCC has
entered into contract with NGOs for solid waste service delivery. But, the
solid waste services do not sufficiently reach the urban poor. Hence, the
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Chapter 1
22
largest section of the population of the city is not served by solid waste
services who are underestimated in their capabilities to contribute financially
and manually to the solid waste sector.
Mufeed Sharholy et al. (2007) deal with the Municipal Solid Waste
Management of Indian cities. It states that improper MSWM is one of the
major environmental problems of Indian cities. About 90 per cent of MSW is
disposed of unscientifically in open dumps and landfills, creating problems to
public health and environment. The study has been carried out to identify the
current status and the major problems. Various adopted treatment technologies
are critically reviewed along with their advantages and limitations.
Santhosh G Thampi et al. (2007) discuss the existing Municipal Solid
Waste Management practices in a Corporation (Kozhikode), a Municipality
(Koyilandi) and a Grama Panchayath (Chathamangalam) in the State of Kerala.
The paper concludes with specific approaches to a Sustainable Municipal Solid
Waste Management System for the State of Kerala. The study emphasizes
segregated storage and collection of solid waste, household level management
of biodegradable waste, coordinated efforts from different agencies to overcome
the marketing problems of bio-fertilizers derived from composting, decentralized
waste processing units, construction of “engineered landfills”, strategies for
e-waste and hazardous waste management including ‘take-back schemes’ by
manufacturers of electronic goods, implementation of “polluter pay” principle,
strict enforcement of existing legislation and protection of health of workforce.
Da Zhu et al. (2008) address the problems of efficient delivery of public
services and infrastructure in developing countries, especially in India. A country
like India, with high economic growth and rapid urbanization, requires immediate
solutions to the problems related to mismanagement of urban waste. For cities to
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Introduction
23
be sustainable and to continue their economic development, they must be clean
and healthy. Climate change and the effect of greenhouse gas emissions have
made Solid Waste Management one of the pressing environmental challenges,
globally as well as locally. The book analyses the issues from a technical point
of view and suggests policy changes that will help local Govt. officials and
solid waste managers.
Darshini Mahadevia et al. (2008) state that in India composition of
solid waste is an issue. Vegetable matter accounts for usually half the total
waste. The moisture content of solid waste in India is 50 to 60 per cent much
higher than that of North America or Europe and its calorific value is low.
Hence incineration or using it for thermal generation of electricity requires
drying and or pelletization, which is very expensive.
Sunil Kumar et al. (2008) report that solid waste management is one of
the most challenging issues in most cities, due to the potential pollution
problems created by solid wastes. It gives an assessment of the existing
situation of MSWM in the major cities in India. The quantity and composition
of MSW vary from place to place, and is strongly correlated with the average
standard of living. Field investigations carried out reveal the physical
composition, and characteristics of MSW in each of the identified cities. The
MSW management status has also been assessed, and an action plan for better
management has been formulated and presented. Studies carried out in 59
selected cities in India have revealed that there are many shortcomings in the
existing practices used in managing the MSW. Inadequate manpower,
financial resources, implements, and machinery required for effectively carrying
out various activities for MSWM are found to be the major drawbacks. To
overcome these deficiencies in the existing MSWM systems certain strategies
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Chapter 1
24
and guidelines are suggested. Municipal agencies can prepare specific action
plans for their respective cities by using these as models.
Upendra Mani Pradhan (2008) attempts to find out the current waste
management system and practices in Darjeeling, to highlight the factors that
influence waste management, and to assess the newly proposed SWM system.
The study reveals that the current SWM system practised in Darjeeling is
unsustainable as waste is not segregated; collection, transportation, treatment
and disposal systems are inadequate and inappropriate. It further observes that
the newly proposed system is better than the existing system as waste
segregation, improved waste collection and transportation and composting of
biodegradable waste are given emphasis in the new system. The study
identifies the factors that influence the SWM in Darjeeling, namely, top-down
and bureaucratic decision-making system, people’s perception of SWM as a
low priority area, limited information transmission between decision makers
and people, and political rivalry killing many good projects. The study
concludes with recommendations like public participation in SW decision-
making process, creation of three-stream waste system, promotion of
reduction, reuse and recycling, promotion of community-based composting,
door-to-door collection of segregated waste and responsible bureaucracy. The
study indicates sustainable SWM as the ultimate solution for the Darjeeling
Municipal area.
Ajayakumar Varma, R. (2009) deals with the overwhelming quantum
of solid waste generated in urban centres of Kerala, India, which is reaching
unmanageable heights, seriously polluting environment and creating health
problems. Rapid urbanization and changing lifestyles are the root causes for
the problem. The paper explains different technological options available for
treating and disposing of solid waste, like composting, vermi-composting,
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Introduction
25
biomethanation, incineration, pyrolysis and gasification, plasma pyrolysis,
pelletization, etc. The choice of a technology is based on different parameters
especially environmental implications and cost implications. The study
concludes that windrow composting, vermi-composting and biomethanation
are the most appropriate technological options for Kerala.
Anthony Baabereyir (2009) explains the poor environmental conditions
prevailing in urban settlements in Ghana as a result of unsustainable
urbanization. Mounting MSW generation is the major cause. The study
investigates the nature of SW problem in two Ghanaian cities, Accra and
Sekondi-Takoradi. It describes the waste situation in the study areas, identifies
the causes and problems, delivery of SW collection services across different
socio-economic groups of the urban population, and siting of waste disposal
facilities. The major issues identified are that Ghanaian cities are experiencing
a worsening SW situation but the authorities lack resources to tackle the
situation. Lack of political commitment in urban environmental management
is another problem.
Mukisa Philemon Kirunda (2009) has carried out a study in Kira Town
Council which is located within Wakiso District in Central Uganda, in Buganda
Region. The main objective of the study is to explore the level of public
participation in SWM in Kira Town Council, in the light of challenges and
prospects for future management. It uses a combination of both qualitative and
quantitative methodologies in research. The study reveals that the majority of
the public in Kira Town Council exhibited concern, and amount of sensitivity
about SW, though sorting of SW is less adopted. Waste reuse and reduction
are less practised. The Town Council faces financial difficulties to manage
SW. Formal disposal facilities, use of legal instrument and awareness-raising
tools are at the planning stage. The low level public participation is the major
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Chapter 1
26
problem in the Kira Town Council, which can be eradicated by ensuring
public participation by different means by the authorities.
Saidatul Suhaila Binti Ros (2009) investigates the SW collection
system within the University of Teknology, Malaysia, and the level of
recycling practice and awareness of its benefits and importance among the
students. The students have been surveyed for reaction of waste management
and handling and recycling via questionnaire. Awareness of recycling among
the students shows a positive result where students are able to acknowledge
recycling culture.
Sasikumar, K. et al. (2009) examine the existing solid waste management
system in three Municipal Corporations of Kerala. The levels of public awareness
and public involvement in Solid Waste Management in the Corporations of
Thiruvananthapuram, Kochi and Kozhikode are studied. The strategies adopted
by these Corporations to secure public cooperation are also evaluated.
Sasikumar, K. et al. (2009) examine the existing Solid Waste Management
System with respect to waste generation, collection, transportation and disposal in
the three Municipal Corporations of Kerala, Thiruvananthapuram, Kochi and
Kozhikode. The extent of public awareness and public involvement in Solid
Waste Management of these three Municipal Corporations is evaluated.
Sunil Edward et al. (2009) discusses the MSWM System existing in
Trivandrum City, Kerala, India. The system does not function properly in the
City because of various reasons. The paper tries to find out the challenges
faced by the present system, including measures to prevent or minimize the
potential impact of landfills on the environment. The study concludes that
landfilling is not an ideal or sustainable solution for disposing of solid waste.
The study favours reducing, recycling and reusing as the ideal solutions for
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Introduction
27
treating non-biodegradable waste. Further, it puts forward public involvement
and public education programmes as the key to the success of an effective
Solid Waste Management plan.
The Friends of the Earth (2009) in a paper deals with modern
technologies like Pyrolysis, Gasification and Plasma. It explains how these
processes work and what their benefits and drawbacks are. It advocates less
waste to landfills, less harm to air and water to develop an environmentally
friendly waste management system. The paper concentrates on the UK and the
European Union. The paper concludes that local authorities are still not
maximizing recycling and composting which are far better techniques to save
energy and resources. Pyrolysis and Gasification are not 100 percent
renewable energy technologies. So Friends of the Earth does not favour these
methods.
Julia Kaazke (2010) states that a continuous rise in waste volume
produced has been recorded in the Russian Federation for several years.
Therefore, the conventional methods of waste disposal have reached their
limits and there are gaps in the Russian legislation that complicate the
development of integrated waste management concepts. The study verifies
whether the decision support tools developed within the European framework
programme are transferable to Russia and finds that such tools are more likely
transferable to Siberian conditions. Consequently, several tools usable for the
development of integrated waste management concepts are researched and
their transferability to the Khanty-Mansiysk Autonomous Region – Ugra
(research area) tested. A strength-weakness analysis of all tools in the research
area in Siberia has expressed that almost all tools are transferable with
modifications, but hardly any correlations are recognizable. However, only
interlinking these tools will lead to an integrated waste management concept.
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Chapter 1
28
Therefore, the aim is to make a better correlation among these tools in order to
optimally develop an integrated waste management concept.
Suchitwa Mission (2010) indicates that the prime responsibility of
providing Solid Waste Management Services in the State is vested with Local
Self Government Institutions. The Municipal authorities are entrusted with the
responsibility for the collection, segregation, storage, transportation,
processing and disposal of municipal solid waste as per the Municipal Solid
Waste (Management and Handling) Rules, 2000. The provisions of solid
waste management services in the Urban Local Bodies are detailed in the
Kerala Municipality Act, 1994. A review of the Solid Waste Management in
Urban Local Bodies (ULBs) reveals the failure of ULBs and the State
Pollution Control Board (SPCB) in discharging their responsibilities fixed by
MSW Rules. Poor record maintenance leads to inability to measure the
quantity and composition of waste generated. The report reveals that the ULBs
did not have any mechanism to ensure the quality of ground water, surface
water, ambient air and standards of composting, leachate and incineration in
and around landfills as stipulated in MSW Rules. Perumbavur, Cherthala and
Chavakkad Municipalities resorted to landfilling without observing the
provisions of the Act and Rules. The District Collectors did not ensure that the
facilities provided in the ULBs for waste disposal were meeting the standards
prescribed in the MSW Rules. Though Suchitwa Mission was entrusted with
the responsibility of ensuring proper utilisation of funds released to ULBs,
information relating to actual stage of implementation of the projects was not
available with them.
Thanooja, V. P. (2010) identifies the different types and quantity of
waste generated, establishing a suitable varmi-bed for bio-conversion of organic
waste, analyzing the quality of compost, organizing training programme for
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Introduction
29
domestic and community-based composting methods, and designing a portable
vermin-compost device suitable for households. The study concludes with the
need of an attitude change in waste management and highlights the necessity
of preserving the environment for the next generation.
The Environmental Information System (ENVIS) (2010) explains the
ever-increasing quantum of municipal solid waste in India and its composition.
It further elaborates the solid waste problems connected with mercury-bearing
wastes, packaging wastes, waste paper, plastic wastes, construction debris,
battery wastes, waste tyres, biomedical wastes and electronic waste.
The Ministry of Urban Development, India, (2010) examines the
issues in the implementation of regional arrangements for delivery of
Municipal Solid Waste Management services. Some of these issues are
common to all Municipal Solid Waste Management initiatives, and there are
specific issues that need to be addressed in the context of regional arrangements.
The establishment of regional initiatives in compliance with the MSW Rules
2000 is the core element of discussion. Regional or inter- municipal solutions
for waste treatment and disposal will definitely help to overcome the scarcity
of landfill sites, share resources and can take advantage of the economies of
large scale that such arrangements would provide. It will definitely reduce
environmental damage and health hazards.
The United Nations Human Settlements Programme (2010) states that
managing solid waste is one of the biggest challenges of the urban areas of all
sizes, and is almost always among the top five of the most challenging problems
for city managers. It highlights the escalating changes in Solid Waste
Management across the globe by capturing the current waste management trends
in twenty-two cities around the world, large and small, rich and poor.
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Chapter 1
30
Sivaharsh S. et al. (2011) deals with two key issues, Farming and Solid
Waste Management, and tries to come up with a model which addresses these
two issues to some extent. The study concentrates in Kerala, India, and
highlights the advantages of organic farming against inorganic farming.
Moreover, the paper puts forward certain key issues regarding poor SWM
practices prevailing in the State, ultimately leading to pollution and emission
of greenhouse gases. It tries to bring out a model to solve these two problems
in a cost-effective manner. The hub and spoke model developed claims to have
certain key benefits such as reduction in transport cost, low pollution, supply
of inputs to organic and inorganic farmers, biogas generation, less resistance
from people, synergy in Kudumbasree, Carbon Credits Trading, and bridging
the information gap.
George Chakkancherry (2012) states that solid waste management is a
mandatory responsibility of the Local Self Govt. Institutions. The State Govt.
is responsible for coordinating and assisting the LSGIs for implementing the
MSW Rules. The total solid waste generation in the State is about 8300
tonnes per day and 70-80 per cent of it is biodegradable in nature. Several
concrete steps have been taken by the Government during the year 2011 - 12,
through Suchitwa Mission, for solving issues in the waste management sector in
the State, such as popularisation of source level treatment, modernisation/
improvement of existing solid waste processing plants, steps for establishing
modern waste treatment systems, etc., focusing on thermal technologies. It is
further reported that, in the State, 27 Municipalities and all five Municipal
Corporations have already completed the construction of solid waste
processing plants and made the plants operational. Support has been
provided to 17 Municipalities for upgrading their plants to minimize the
environmental issues caused by them.
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Introduction
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Siji, S. R. (2013) examines the role of Kudumbasree in solid waste
removal and disposal in the urban areas of Ernakulam District. The study tries
to analyze the role of Kudumbasree in raising the economic status of women,
the problems faced by Kudumbasree and their solutions, to understand the
various types of wastes, how wastes can be properly managed, and compares
the different waste management techniques in different areas. In Ernakulam
District, the Kudumbasree members formed several groups to segregate,
collect and transport solid wastes from households, flats, hotels, etc., and this
has helped in employment generation and poverty alleviation. It is stated that
less education and a job of permanent income prompted them to select the job
of waste collection and treatment. It is pointed out that material and equipment
insufficiency, lack of training, lack of financial and other support from
authorities are the major barriers to the success of the system.
1.4 Research Gap
From the review of available literature, it can be seen that, internationally,
Solid Waste Management is a highly discussed subject. But, in Kerala, no
serious deliberation has been made regarding Municipal Solid Waste
Management. All operational areas of MSWM require critical attention to its
potential for degrading environment and human health. Most of the Municipalities
in the State are currently unable to fulfil their duty to ensure environmentally
sound and sustainable ways of dealing with waste generation, and its
collection, transport, treatment, and disposal. The failure of MSWM can result
in serious health problems and environmental degradation. Indiscriminate
dumping of uncollected waste in streets and in drains leads to flooding,
breeding of insects and vectors which, in turn, results in spreading of diseases.
Furthermore, even the collected waste is disposed of in uncontrolled dumpsites
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or burned openly, thus contributing to severe environmental impacts including
pollution of water resources, soil and air.
As a densely populated State, in Kerala a slight mismanagement of solid
waste will invariably affect the masses inhabiting the urban areas. It will create
multi-dimensional but far-reaching repercussions for the urban population.
Unfortunately, MSWM is a subject left out with little consideration by policy
makers. No proper studies have been conducted on this subject, which is required
to be highly prioritized, but getting very little attention presently. In this context, it
is attempted to study all the operational areas of MSWM in Kerala, including
Waste Collection, Storage, Transportation, Treatment and Disposal. In addition,
the Planning, Controlling, Financial and Accounting aspects are also examined.
The Awareness Levels of the public are also evaluated. The above said variables
are examined by applying appropriate statistical techniques.
1.5 Scope and Importance of the Study
Being a consumer state, Kerala is depending on the neighbouring states
for all its needs. Further, it is fast becoming a world tourist centre because of
its natural beauty. It is assumed to have a developed modern society with
comparatively unique social development indices than other Indian states. The
fast-changing life styles of the people in Kerala make solid waste composition
extremely vulnerable. Though ranked as a top layer State based on many
indices, its solid waste efforts are far below the accepted standards. There is an
urban-rural continuum with even the rural areas displaying distinct urban
characteristics like high population densities and composite primary and
tertiary occupation structures (KSIDC). The efforts of the Government for an
organized MSWM are not hitting the target because of lack of commitment of
people who are in the clutches of the ‘NIMBY Syndrome’ (Not in My Backyard),
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Introduction
33
carelessly throwing away waste to streets and water bodies. In Kerala,
household sanitation level is very high but, environmental sanitation level is
surprisingly low. Unplanned disposal of solid waste seriously contaminates the
air and fresh-water sources in Municipal Limits. On the other hand, Municipal
Authorities do not possess the required expertise and professionalism to tackle
the ever-mounting waste issues. A group of Government servants, called
‘Health Wing’ in each Municipality, is performing solid waste operations
without proper training and technical knowledge. The issues are too big to be
handled by them who try to resolve the problems with a weak resource base and
technical support.
The State accounts for one per cent of the area of India but contains about
three per cent of the country’s population. The population density of the State is
about 859 people per square kilometre, three times the national average. So, it is
one of the densest States in the country. Hence, extreme scarcity of free space
for landfilling waste adds fuel to the fire. Hence, some urgent steps are highly
needed from authorities as well as stakeholders to bring the waste situation of
urban areas under control with proper collection, treatment and disposal, so that,
in future, the urban centres of Kerala should be known for its cleanliness. Now,
in Kerala, the pace of urban growth is undergoing a rapid explosion on a scale
totally unpredictable. From 2001 to 2011 the State witnessed a decadal growth
of 92.72 per cent on urban population, whereas the rural population has declined
by 25.96 per cent. The huge growth in urban population during the past decade
could be attributed squarely to the manifold increase in number of towns in the
State between 2001 to 2011, from 159 to 520. Currently, 47.72 per cent of the
total population of Kerala dwells in urban areas (Census 2011). This is on a par
with global figures. Considering the current scale of migration from rural to
urban areas, within the coming fifty years, Keralites will become predominantly
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an urban species. Municipalities in Kerala account for almost one-fourth of the
total solid wastes generated. Official estimates indicate that Kerala generates
8338 tons of MSW every day (updated as on 31st July 2012) (CPCB). The
higher the urban population, the greater the amount of wastes generated. In the
context of these major issues, this study is conducted to throw some light on the
MSWM operations and issues of selected Municipalities in Kerala and to act as
a torch-bearer for policy making.
The study attempts an evaluation of the awareness levels of the public
regarding the different aspects of SWM. It also studies the effectiveness of the
different methods used by Municipalities and other agencies to collect, treat
and dispose of solid waste in Municipal limits. Further, environmental
degradation, air pollution, water pollution, noise pollution and health problems
created by mismanaged solid wastes are also evaluated. The major problems
faced by the public as well as Municipalities due to improper SWM are
examined. The financial management, accounting system and human resource
management of Municipalities are also evaluated. Hence, the responses and
perceptions of the different groups of the public, who are responsible for
generation of solid waste, and the opinions of the experts in the field of
MSWM are identified and measured under the title “A Study on the
Effectiveness of Solid Waste Management of Municipalities in Kerala”.
1.6 Relevance of the Study
Any type of man-made development should be sustainable and should
not hinder the balance of the environment. Cautious efforts are highly demanded
for making the fast-depleting resources available for the future generation also.
Human activities essentially generate waste. Unprocessed waste creates immense
environmental damage and health problems. Sensing the potential problems
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Introduction
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Solid Waste Management can cause, developed countries evolved a variety of
solutions to treat and dispose of waste with minimum harm to Mother Earth.
In Kerala, Municipal Solid Waste Management is a much talked-about
subject at present. People are slowly becoming increasingly concerned about the
adverse effects solid wastes can cause. It is becoming a very sensitive subject in
the State for its high scale of vulnerability on environment and human health. The
issues have already become totally unmanageable and authorities are groping in
darkness for an ultimate solution. Waste generators and waste managers are
blaming each other on their failure to manage a high altitude problem like
MSWM. Official estimates indicate that Kerala generates 8338 tons of MSW
every day, but only 1739 tons are collected and treated (updated as on 31st July
2012) (CPCB). What is happening for the remaining 80 per cent of solid waste is
a matter of big concern. So, the majority of MSW either remains uncollected or
untreated. Feeling the gravity of the solid waste menace and the potential health
threat it can exert on the inhabitants, the Government is coming forward with a lot
of corrective measures. These positive changes will find result only if it is
supported by better awareness, participation of stakeholders, and active support
from the public. Households, accounting for 49 per cent, are the major
contributors of the solid wastes generated in Kerala (KSIDC).
Almost a quarter of the total waste generated in the State is contributed
by the Municipalities. But, Waste Management is not yet considered as a high
priority area by Government, which extends only a handful of efforts to tackle
the ever-mounting waste issues. This being an area which should be highly
prioritized by the Government, but currently receiving very little attention, a
study based on the effectiveness of Municipal Solid Waste Management in
Kerala is quite relevant.
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1.7 Statement of the Problem
Waste Management is an essential service to be provided by municipal
and local bodies. Failure of efficient delivery of solid waste services could be
disastrous. As far as Municipal solid waste is concerned, a major chunk of it
emanates from households, hotels, schools, institutions, marriage parties,
slaughter houses and electronic sources. It is estimated that, on an average, over
8000 tons of Municipal Solid Waste is being generated across Kerala. The major
reasons for growing municipal waste generation are changing lifestyles and food
habits, changes in standards of living, fast economic development and
urbanization, and development of the tourism industry. Uncollected garbage
pileup and stinking waste all over the urban centres of Kerala is a normal right
today. Uncontrolled waste accumulation and failure to adopt state-of-the-art
methods of waste management processes have serious consequences on the
environment, public health and economy. Even though people are well aware
about the problems and issues that improper Solid Waste Management can create,
they are highly reluctant to participate in the work for a Sustainable Solid Waste
Management System. In urban areas, as the commitment of people is too low, the
efforts of the State Government and Urban Local Bodies for an organized Solid
Waste Management System are not hitting the target. Huge heaps of unsegregated
wastes are quite common in the urban limits of Kerala. The slogan, Waste
generators are responsible for waste treatment and disposal has not yet reached
the hearts of the people and they blame the Municipal Authorities for all issues
related with Solid Waste Management. A complete and environmentally sound
Solid Waste Management requires effective contribution from all those who are
involved in this problem. Everyone is part of the solid waste generation problem
and everyone shall also be part of the solution of solid waste problem, that is,
the solution depends upon collective human action and efforts.
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Introduction
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It is true that Municipalities lack professionalism and commitment in Solid
Waste Management. Besides, Municipalities in Kerala, which account for about
25 per cent of the total waste generated, are starving for funds and free space for
waste treatment and disposal. Hence, Municipal Solid Waste Management is
really a burning issue in a State like Kerala, where population density is
three times the national average. It is a subject which needs the immediate
attention of the Government, different agencies and groups of people because
of the potential health threats and environmental damage it can cause.
Sensing the heat of the problem, the State Government came forward with a
lot of campaigning and other measures to tackle the solid waste issues. But,
these plans are not sufficient to address the issue of Solid Waste Management
in the State. While general debates and experiments on Solid Waste
Management continue, Kerala still stinks from village to village and from
city to city. Its water reservoirs and all spots of natural beauty are getting
affected as lack of organized Solid Waste Management system is causing
havoc to normal public life. Lack of proper service delivery in this essential
sector of Solid Waste Management results in the outbreak of epidemics like
Chickungunya, Dengue Fever, Malaria, Hepatitis and a series of other unknown
life-threatening diseases in Kerala. The situation suggests the need to address
the issue of waste management on a war-footing.
Municipalities are required to manage solid wastes generated in
municipal limits. According to the Municipal Solid Waste (Management and
Handling) Rules 2000, all activities connected with management of collection,
transfer, transportation, treatment and disposal of solid wastes in the respective
municipal limits are the responsibility of each Municipality. But, the participation
and support of public as well as various agencies like Residents’ Associations,
Self-Help Groups, NGOs, CBOs and Political Parties is essential, that is,
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collective efforts are fundamental to the success of MSWM System. Hence,
how effectively the Municipalities in Kerala are managing the collection,
transfer, transportation, treatment and disposal and to what extent they are
gaining support from public and other agencies are matters of major concern.
In this context, it is considered appropriate to conduct a study on the
effectiveness and on the problems of existing methods of Solid Waste
Management of Municipalities in Kerala. The study also intends to gather
suggestions from the general public regarding the waste management
practices of various Municipalities. The problem is stated as A Study on the
Effectiveness of Solid Waste Management of Municipalities in Kerala.
1.8 Objectives of the Study
The general objective of the study is to get an overall idea about the Solid
Waste Management practices of Municipalities in Kerala. The specific
objectives are:
1) To study the nature, magnitude and composition of solid waste
generated in Municipal limits in Kerala.
2) To have a glimpse into the methods and technologies used for the
treatment of solid waste.
3) To study the problems faced by the public with regard to
management of solid wastes in Kerala.
4) To enquire into the effectiveness of managing solid waste by
Municipalities in Kerala.
5) To study the problems confronted by Municipalities with regard to
disposal of solid waste in Kerala.
6) To offer fruitful suggestions for improving the existing system of
Solid Waste Management by Municipalities in Kerala.
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Introduction
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1.9 Hypotheses
Hypotheses of the study are included in the analysis chapters in appropriate
places where they are considered important.
1.10 Research Methodology
The design of the present study is descriptive and analytical in nature.
The study attempts to describe and analyse the effectiveness of Solid Waste
Management of Municipalities in Kerala.
1.11 Data Source
The study requires both primary and secondary data. Secondary data is
collected from different published sources of various Government Departments,
other Agencies and Municipal Authorities. NEERI, Nagpur, ENVIS, Kerala,
Pollution Control Board, Kerala, Central Pollution Control Board, Centre for
Earth Science Studies (CESS), Kerala, State Planning Board, Central Statistical
Organization (CSO), THANAL, SREDHA (NGOs) are the major agencies from
whom secondary data is collected. Moreover, the available literature was
obtained from the libraries of different Universities in India and IIMs. For the
purpose of collecting primary data, the entire state of Kerala is divided into three
Regions, viz., South, Central and North. Out of the total sixty Municipalities in
Kerala, three each from the Coastal, Plain and Hilly Areas are selected from
each region. Altogether, nine Municipalities are selected for the study.
Multi-stage Stratified Random Sampling is used for selecting the
respondents, as Solid Waste Management is a subject affecting different groups of
the public. Households, shops, hotels/restaurants and institutions are the different
groups of the public from whom samples are selected for the study. Initially,
before conducting the pilot study, industrialists, hospitals and labs and slum
dwellers are also included as groups of public, but slum dwellers are eliminated
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because, in Municipal limits their presence is very negligible. Industrialists,
hospitals and labs are expected to manage their wastes by themselves; hence, they
are also eliminated from the scope of the study.
1.12 Research Approach
Survey research using two sets of well-structured interview schedules is
adopted. The first set is used for collecting data from four groups of public,
namely households, shops, hotels/restaurants and institutions. The second set
is used for collecting data from Experts in the field of Municipal Solid Waste
Management.
1.13 Period of Study
After review of literature, a preliminary opinion survey for a period of
two months from June 2010 to July 2010 was conducted among Experts on
Solid Waste Management, Municipal Authorities and Public to identify the
variables to be included in the interview schedule. A pilot study was conducted
among fifty respondents belonging to different categories of the public, like
households, shops, hotels/restaurants, institutions, industrialists and hospitals/
labs for a period of two months from January 2011 to February 2011. After
testing the reliability and fixing the sample size, the final interview schedule was
administered to 656 respondents consisting of 240 households, 180 shops,
173 hotels/restaurants, and 63 institutions for a period of six months from May
2011 to October 2011. For gathering information from Experts, the same nine
Municipalities were selected and the interview schedule was administered to
these nine Experts in the month of November 2011.
1.14 Research Instrument
A well-structured interview schedule was prepared with the objective of
getting information from the public relating to the Solid Waste Management
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Introduction
41
practices followed by different Municipalities in Kerala. It was primarily meant
to view things from the angle of the public. This interview schedule involves a
waste profile analysis highlighting the volume of various types of waste
generated by groups of the public, awareness levels of the public, performance
of Municipalities in SWM, involvement of different agencies like Residents’
associations, Self-help groups, Non-Govt. organizations, Community- based
organizations, private companies and political parties in SWM efforts of
Municipalities, environmental pollution, health problems and different problems
faced by the public due to improper SWM. This interview schedule was outlined
after a preliminary interview with Experts and the public to identify the crucial
variables. It was administered after a thorough revision based on the data
collected through a pilot study and consultation with an expert in Applied
Statistics. Similarly, a second interview schedule was used to gather information
from Experts regarding the Solid Waste Management System followed by
Municipalities in Kerala. It was meant to know the problems faced by the
Municipalities in performing their SWM efforts. It involves an analysis of
physical composition and characteristics of MSW, level of waste contribution by
different groups of public, components of MSW, role played by stakeholders in
SWM, performance of Municipalities in various aspects of SWM, health hazards,
human resource management, financial management, accounting system,
complaints and problems faced by Municipalities due to improper SWM.
1.15 The Population
Population for the study of Solid Waste Management of Municipalities
in Kerala includes all members coming under different groups of public, such
as households, shops, hotels, restaurants, institutions, slum dwellers, etc.,
dwelling or operating within the Municipal limits of sixty Municipalities of
Kerala who are generating solid waste directly or indirectly.
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1.16 Pilot Study
A pilot study was conducted among fifty respondents belonging to different
categories of the public, like households, shops, hotels/restaurants, institutions,
industrialists and hospitals/labs. After testing the reliability and fixing the sample
size, the final interview schedule was administered to 656 respondents consisting
of 240 households, 180 shops, 173 hotels/restaurants and 63 institutions.
Industrialists, hospitals and labs were eliminated after the pilot study, as their
waste management is their own responsibility and not of Municipalities.
1.17 Sample Size
The modified data after Reliability Analysis, collected from the
50 respondents, were studied in detail to identify the extent of variations in the
responses. It may be stated that the sample size was proportional to the level of
variation and the assumed level of error of the estimate of the population
parameter of the study variable. As many as 170 statements relating to the
variables affecting the waste profile analysis, planning and control in Municipal
Solid Waste Management, campaigning, waste collection system, waste disposal
system, ability to generate resource from the public and negative impact of
ineffective MSWM were used for determining the sample size. For an assumed
level of 5 per cent error in the estimates of the means of these 170 responses using
the information on variances from the pilot study, the sample size was obtained,
based on each response. The formula used is n ≥ (1.96 s/d) 2. When ‘n’ is the
sample size, ‘s’ is the estimate of standard deviation, ‘d’ is the standard error of
the estimate of the population parameter, and the value 1.96 is the critical value
from normal test at 5 per cent level of significance. The calculated sample size of
656 was the maximum among the sample size obtained from responses of all the
statements and, so, it was fixed at 656.
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Introduction
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1.18 Method of Sampling
Multi-stage Stratified Random Sampling was used for selecting the
respondents as Solid Waste Management is a subject affecting different groups
of the public. For the purpose of the study in the first stage, the entire State of
Kerala was divided into three regions, viz., South, Central and North. Out of
the total sixty Municipalities in Kerala, three belonging to Coastal, Plain and
Hilly Areas were selected from each region, in the second stage. Altogether,
nine Municipalities were selected for the study as shown below;
Table 1.1 Municipalities selected for study from different Areas and Regions of Kerala
Area/Region South Central North
Coastal Varkala Cherthala Koilandy
Plain Thiruvalla Kottayam Palakkad
Hilly Pathanamthitta Kothamangalam Kalpetta
In the third stage, households, shops, hotels/restaurants and institutions
were taken as the different groups of the public from each Municipality from
whom samples were selected for the study. Initially, before conducting the
pilot study, industrialists, hospitals and labs and slum dwellers are also
included as groups of public but, slum dwellers were eliminated because, in
Municipal limits their presence is very negligible. Industrialists, hospitals and
labs were expected to manage their wastes by themselves; hence, they were
also eliminated from the scope of the study. The final interview schedule was
administered to 656 respondents consisting of 240 households, 180 shops, 173
hotels/restaurants and 63 institutions. The split-up of different categories of
respondents in different Municipalities, region-wise and area-wise is shown
below;
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Table 1.2 Frequency of Respondents
Region Area Municipality HH S HR IN Total Percentage South
Coastal Varkala 26 17 16 6 65 9.9 Plain Thiruvalla 30 22 20 8 80 12.2 Hilly Pathanamthitta 26 19 17 7 69 10.5
Central
Coastal Cherthala 24 18 17 6 65 9.9 Plain Kottayam 32 23 24 10 89 13.6 Hilly Kothamanglam 24 21 18 6 69 10.5
North
Coastal Koilandy 24 16 20 5 65 9.9 Plain Palakkad 31 24 22 9 86 13.1 Hilly Kalpetta 23 20 19 6 68 10.4
Total 240 180 173 63 656 100.0 Source: Survey data Note: HH-Household, S-Shop, HR-Hotel/Restaurant, IN-Institution
The sample respondents from each category were selected according to
the proportion of their number in each Municipality.
1.19 Type of Analysis and Statistical Tools used
Bivariate and Multivariate Analysis was done for establishing the
relationship among the variables under study. The tools used for analysis of
primary data consist of descriptive statistics like Arithmetic Mean, Standard
Deviation, Variance etc. The tools used include ANOVA, MANOVA, Factor
Analysis and Multiple Discriminant Analysis.
1. One-way ANOVA
Analysis of Variance (ANOVA) as a tool is appropriate to situations
where more than two categories of samples have to be compared. It is
designed to test whether a significant difference exists among the three
or more sample means. In this analysis the total variance in a set of data
is divided into variation within groups and variation between groups.
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Introduction
45
One-way ANOVA is used for studying the differences across the
influence of various categories of one independent variable on a
dependent variable. For waste profile analysis and in measuring
awareness levels of different groups of the public, one-way ANOVA is
used in this study.
2. Two-way ANOVA
Two-way Analysis of Variance (Two-way ANOVA) is an extension of
one-way ANOVA that examines the influence of different category of
independent variables on one dependent variable. While the one-way
ANOVA measures the significant effect of one independent variable, the
two-way ANOVA is used when we have more than one independent
variable and multiple observations for each independent variable. The two-
way ANOVA can not only determine the main effect of contributions of
each independent variable but also identify if there is a significant
interaction effect between the independent variables. To measure the
effectiveness of Waste Collection, Treatment and Disposal System of
Municipalities, to examine the Negative Impact of Ineffective MSWM
and to compare the factors derived through Factor Analysis two-way
ANOVA is used in this study.
3. Two-way ANOVA Interaction Model
There is an interaction between two factors if the effect of one factor
depends on the levels of the second factor. When the two factors are
identified as A and B, the interaction is identified as the A × B
interaction. Here, this interaction model is applied. While analyzing the
Waste Collection and Disposal System, two-way ANOVA interaction
model is used in this study.
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4. MANOVA
The MANOVA (Multivariate Analysis of Variance) is a type of
multivariate analysis used to analyze data that involve more than one
dependent variable at a time. MANOVA allows us to test the hypothesis
regarding the effect of one or more independent variables on two or more
dependent variables. It may be noted that some variables may not be
significantly different among groups when considered individually, but
become significant when considered along with other variables. In this
study, the MANOVA model is used in measuring the involvement of
different agencies in MSWM.
5. Factor Analysis
It is a multivariate statistical technique used for determining the underlying
factors or forces among a large number of interdependent variables or
measures. It groups the number of variables into a smaller set of
uncorrelated factors potentially conveying a great deal of information like
what variables belong together and which ones virtually measure the same
thing. In this study, problems faced by the public due to improper SWM in
different Municipalities of Kerala are reduced to seven factors through
Factor Analysis.
6. Multiple Discriminant Analysis
This statistical analysis tool deals with the assignment of individuals of
members of a sample to groups on the basis of a set of independent
variables. A discriminant function is a regression equation with a
dependent variable that represents group membership. This function
maximally discriminates the members of the group and tells us to which
group each member probably belongs. In this study, the discriminant
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Introduction
47
analysis is used to identify the most prominent problem (extracted through
Factor Analysis) in each area, by considering two areas at a time.
1.20 Important Terms and Concepts Used 1. Hazardous Waste
Hazardous wastes refer to wastes that cause or tend to cause adverse health
effects on the ecosystem and human beings. A waste material is considered
hazardous, based on its certain characteristics such as ignitability,
corrosivity, reactivity and toxicity of the substance. Pathological wastes,
explosives, radioactive materials, etc., are examples of hazardous waste. It
emanates from different sources such as hospitals, industries, institutions,
households, etc.
2. Electronic Waste
Any type of discarded electrical or electronic equipment, devices or parts,
can be designated as electronic waste. It includes used electronic pieces
which are destined for reuse, resale, salvage, recycling or disposal.
Discarded computers, office electronic equipment, mobile phones, television
sets, refrigerators, etc., are examples. It is one of the most dangerous waste
problems around the globe.
3. Biodegradable Wastes
Biodegradable wastes mainly refer to substances consisting of organic
matter such as leftover food, vegetable and fruit peels, paper, textile,
wood, etc., generated from various household and industrial activities.
Because of the action of the micro-organisms, these wastes are degraded
from complex to simpler compounds. If not treated or disposed properly,
they will create health and environmental problems.
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4. Non-biodegradable Wastes
Non-biodegradable wastes consist of inorganic and recyclable materials
such as plastic, glass, cans, metals, etc. They are inorganic and should be
reused or recycled to make new products.
5. Zero Waste Collection
For the purpose of this study, ‘Zero waste collection’ means complete
absence of waste collection or no waste collection. It is prominent in
Municipal limits of Kerala, as Municipalities or other agencies are
mostly unable to provide a waste collection system.
6. Segregation
Segregation in SWM means separation of biodegradable and non-
biodegradable waste. Waste segregation at source of generation is very
essential for the success of any SWM System.
7. Landfilling
Landfilling generally refers to an engineered deposit of wastes either in pits
or trenches or on the surface. A sanitary landfill is essentially a landfill
where proper mechanisms are available to control the environmental risks
associated with the disposal of wastes and to make available the land,
subsequent to disposal, for other purposes.
8. Composting
A composting process is an environmentally sound and beneficial means
of recycling organic material and not a means of waste disposal. Any
organic material that can be biologically decomposed is compostable.
Compost is the end product of the composting process. The by-products
of this process are carbon dioxide and water. Microorganisms such as
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Introduction
49
bacteria, fungi and actinomycetes as well as larger organisms such as
insects and earth worms play an active role in decomposing the organic
materials. Windrow composting, aerated static pile composting and in
vessel composting are the most common composting methods.
9. Biomethanation
In biogasification (biomethanation), biogas (a mixture of methane,
carbon dioxide, hydrogen and hydrogen sulphide) originates from
bacteria in the process of biodegradation of organic material under
anaerobic (without air) conditions. Methenogens (methane-producing
bacteria) degrade organic material and return the decomposition
products to the environment. In the process, biogas is generated, which
is a source of renewable energy.
10. Recycling
Recycling is the most widely recognized form of source reduction involving
the process of separating, collecting, processing, marketing and ultimately
using a material that would have otherwise been discarded. Recycling lessens
reliance on landfill and incinerators, protects human health and environment
by removing harmful substances from the waste stream, and conserves the
natural resources by reducing the demand for raw materials.
11. Stakeholders
Stakeholders are the parties who are affected by, or involved directly or
indirectly in, the MSWM system.
1.21 Limitations of the Study
1) The population for the study is large and heterogeneous. Hence, Multi-
stage Stratified Random Sampling is used as the sampling method. Only
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four major groups of the public are included in the study. They are
households, shops, hotels/restaurants and institutions. There are many
other prominent groups responsible for MSW generation, such as
hospitals, labs, industries, flats, marriage halls, etc. It is true that, they
have to manage their wastes by themselves but, in many cases,
Municipalities are forced to manage a major part of those wastes also.
Moreover, there are a lot of other groups who are directly or indirectly,
knowingly or unknowingly responsible for MSW generation. Identifying
these parties and including them within the umbrella of MSW target
groups is extremely tedious.
2) The study attempts to cover all functional areas of Solid Waste
Management of Municipalities in Kerala. This task has more or less
affected the depth of the study.
3) During the phase of data collection from experts, it is revealed that except a
few of them have very little knowledge regarding the financial, accounting
and technological aspects of MSWM. This situation has limited the data
collection to a certain extent and affected the scope of the study.
1.22 Scheme of Presentation
1) Introduction
2) Theoretical Framework of Solid Waste Management
3) Household Solid Waste Management of Municipalities in Kerala
4) Solid Waste Management of Shops by Municipalities in Kerala
5) Solid Waste Management of Hotels/Restaurants by Municipalities in Kerala
6) Solid Waste Management of Institutions by Municipalities in Kerala
7) Study based on Data Collected from Group of Experts in MSWM
8) Summary of Findings, Conclusions and Recommendations
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Introduction
51
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