ion thermal transport and heating in reduced …

168
ION THERMAL TRANSPORT AND HEATING IN REDUCED TEARING RFP PLASMAS by Zichuan Anthony Xing A dissertation submitted in partial fulfillment of the requirements for the degree of Doctor of Philosophy (Physics) at the UNIVERSITY OF WISCONSIN–MADISON 2019 Date of final oral examination: 3/8/2019 The dissertation is approved by the following members of the Final Oral Committee: Daniel J. Den Hartog, Advisor, Professor of Physics Paul Terry, Professor of Physics Carl Sovinec, Thomas and Suzanne Werner Professor of Engineering Physics John S. Sarff, Professor of Physics Mark D. Nornberg, Scientist, Dept. of Physics

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Page 1: ION THERMAL TRANSPORT AND HEATING IN REDUCED …

ION THERMAL TRANSPORT AND HEATING IN REDUCED TEARING RFPPLASMAS

by

Zichuan Anthony Xing

A dissertation submitted in partial fulfillment ofthe requirements for the degree of

Doctor of Philosophy

(Physics)

at the

UNIVERSITY OF WISCONSIN–MADISON

2019

Date of final oral examination: 3/8/2019

The dissertation is approved by the following members of the Final Oral Committee:Daniel J. Den Hartog, Advisor, Professor of PhysicsPaul Terry, Professor of PhysicsCarl Sovinec, Thomas and Suzanne Werner Professor of Engineering PhysicsJohn S. Sarff, Professor of PhysicsMark D. Nornberg, Scientist, Dept. of Physics

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© Copyright by Zichuan Anthony Xing 2019

All Rights Reserved

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i

Abstract

Ion thermal transport in improved confinement plasmas in the Madison Symmetric Torus

(MST), a reversed field pinch experiment, is characterized using a model-and-compare

approach. MST can achieve an improved confinement state by reducing tearing mode

fluctuations via pulsed parallel current drive (PPCD). A 1-D model is built to forward model

and predict the evolution of the ion temperature profile during the enhanced confinement

period during application of PPCD from plasma parameters and an initial condition. The

result is then compared to measurements. The model accounts for classical transport

mechanisms, neutral and charge exchange effects, and ion flow and compression effects. Its

predictions are found to match observations in the core. An ad hoc heating term localized

near the reversal surface is needed to fully match observations there. As part of the model

construction and analysis, the neutral dynamics in PPCD plasmas are investigated using

Monte Carlo modeling via the DEGAS2 code. Detailed characterization of the evolution of

the neutral density, temperature, ionization rate, and charge exchange loss are obtained.

The core neutrals are calculated to be several hundred eV in temperature which contributes

to a hollow charge exchange loss profile and partial recovery of lost energy via ionization

of hot neutrals. Evidence of inward particle flux in the core during early PPCD associated

with ~E × ~B pinch is also observed is the model. The compressional heating from this

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Abstract ii

particle pinch is incorporated into the ion thermal transport model. Finally, the location

and extent of the needed ad hoc heating is discussed as well as possible contributing physical

mechanisms.

Tearing mode reduction during PPCD is sometimes interrupted by brief and limited

excitations, known as m = 0 bursts, before returning to quiescence. These bursts are

observed with sudden radially-localized impurity heating near the reversal surface followed

by equilibration to the previous temperature. Despite strong toroidal localization of the

burst fluctuations, the heating does not exhibit a measurable toroidal time delay that

would be associated with heat transport, pointing to the likelihood of wave or turbulence

based heating. Possible anisotropy in heating is investigated and found inconclusive, and

the equilibration is found to be faster than what would be expected for the majority ion

based on the aforementioned model, possibly indicating that majority heating response is

significantly different than the impurity response.

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Acknowledgments

I would like to thanks Daniel Den Hartog and Mark Nornberg for advising and mentoring

me through my grad school years. Their expertise, guidance, and thoughtful feedback

has been instrumental in the completion of this thesis. I would like to thank John Sarff

for welcoming me to the MST group. I am further indebted to my committee members

Carl Sovinec and Paul Terry for their inputs and for pointing out both the flaws and the

potentials in my work.

I would like to thank Darren Craig for his insights and knowledge regarding ion Doppler

spectrometer and Santhosh Kumar for helping me get started all those years ago. Also

thanks to MST scientists Jay Anderson, Brett Chapman, and Karsten McCollom for patiently

sharing their knowledge of RFP physics with me. I would further like to thank the staff

engineers, including but not limited to Peter Weix, Mike Borchardt, Steve Oliva, Alex

Squitieri, and Pual Wilhite, who has been integral to the successful operations of MST and

its diagnostics during my experiments.

Special thanks to fellow graduate students Takashi Nishizawa and John Boguski who

worked on the CHERS diagnostic with me, as well as postdoc Xinde Feng who helped to

bring the DNB back online. Without you, I would not have had measurements to show.

Thanks also to Eli Parke, James Duff, Steph Kubala, Patrick VanMeter, and Dylan Adams for

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Acknowledgments iv

operating their diagnostics which contributed critical input data to my work, and general

mental support and camaraderie during my grad-school years.

I would not be here today if not for the support of my family. I would especially like to

thank my parents Xiaoxing Xing and Yan Wang who were not fans of the academic career

but supported my path nonetheless.

Last but not least, I would like to thank David Hammer, Peter Titus, Robert Ellis, and

Stewart Zweben for putting me onto the path of fusion research.

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v

In memory of

Michael Rust-Smith

(May 9th, 2010)

Shannon S. Jones

(November 27th, 2014)

and

Nebiyou Tulu

(March 25th, 2015)

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Table of Contents

Abstract . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . i

Table of Contents . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . vi

List of Tables . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . x

List of Figures . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . xi

1 Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1

1.1 Ion transport in magnetically confined fusion plasmas . . . . . . . . . . . . . 2

1.1.1 Classical transport . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3

1.1.2 Neoclassical transport . . . . . . . . . . . . . . . . . . . . . . . . . . . 3

1.1.3 Turbulence and anomalous transport . . . . . . . . . . . . . . . . . . . 4

1.1.4 Other heating and heat transport processes . . . . . . . . . . . . . . . 4

1.2 The reversed field pinch and ion confinement challenges . . . . . . . . . . . 5

1.3 Improving confinement with inductive current profile control . . . . . . . . 11

1.4 What this thesis is about: 1-D ion thermal transport modeling . . . . . . . . 12

1.5 Bibliography . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 15

2 Modeling ion thermal transport in the RFP . . . . . . . . . . . . . . . . . . . . . 17

2.1 Modeled ion transport mechanisms . . . . . . . . . . . . . . . . . . . . . . . . 18

2.1.1 Electron ion equilibration . . . . . . . . . . . . . . . . . . . . . . . . . 22

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TABLE OF CONTENTS vii

2.1.2 Classical thermal conduction . . . . . . . . . . . . . . . . . . . . . . . 23

2.1.3 Charge exchange and neutral transport . . . . . . . . . . . . . . . . . 24

2.1.4 Particle flow, compression, and decompression . . . . . . . . . . . . . 29

2.2 Unmodeled terms and mechanisms . . . . . . . . . . . . . . . . . . . . . . . . 32

2.2.1 Viscous damping of flow shear . . . . . . . . . . . . . . . . . . . . . . 32

2.2.2 Neoclassical conduction . . . . . . . . . . . . . . . . . . . . . . . . . . 33

2.2.3 Stochastic effects . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 35

2.3 Summary of ion thermal transport in the RFP . . . . . . . . . . . . . . . . . . 37

2.4 Bibliography . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 39

3 Implementation of an ion transport model for PPCD plasmas in MST . . . . . 42

3.1 A summary of MST and its diagnostics . . . . . . . . . . . . . . . . . . . . . . 43

3.1.1 Far Infrared Interferometer and Polarimeter . . . . . . . . . . . . . . . 45

3.1.2 The Dα array . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 50

3.1.3 The Thomson Scattering Diagnostic . . . . . . . . . . . . . . . . . . . 54

3.1.4 Ion Doppler and charge exchange recombination spectroscopy . . . . 58

3.2 Modeling Methods and assumptions . . . . . . . . . . . . . . . . . . . . . . . 66

3.2.1 Shot selection criteria and ensembling of diagnostic inputs . . . . . . 66

3.2.2 Equilibrium reconstruction through MSTfit . . . . . . . . . . . . . . . 67

3.2.3 Time blocks and time steps . . . . . . . . . . . . . . . . . . . . . . . . 68

3.2.4 Monte-Carlo neutral simulation through DEGAS2 . . . . . . . . . . . 69

3.2.5 Pseudo-self-consistency, and predictor and corrector methods . . . . 72

3.2.6 Other considerations . . . . . . . . . . . . . . . . . . . . . . . . . . . . 75

3.3 Bibliography . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 79

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TABLE OF CONTENTS viii

4 Results: Ion Thermal Transport in MST’s PPCD plasmas . . . . . . . . . . . . . 83

4.1 Neutral dynamics in improved confinement MST plasmas . . . . . . . . . . 86

4.1.1 Neutral source geometry, and fitting of observations . . . . . . . . . . 87

4.1.2 Neutral density in PPCD . . . . . . . . . . . . . . . . . . . . . . . . . . 89

4.1.3 Charge exchange, impact ionization, and ion source rate . . . . . . . 94

4.2 ~E× ~B pinch observations . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 97

4.3 Model comparison with measurements: anomalous heating in the edge. . . 105

4.3.1 Profile and extent of ad hoc heating in the gradient regions . . . . . . 111

4.3.2 Anomalous transport vs. heating . . . . . . . . . . . . . . . . . . . . . 113

4.3.3 Additional comments on thermal transport . . . . . . . . . . . . . . . 114

4.4 Summary . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 117

4.5 Bibliography . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 118

5 Edge impurity ion heating associated withm = 0 activity in PPCD . . . . . . . 121

5.1 Characteristics ofm = 0 burst activity . . . . . . . . . . . . . . . . . . . . . . 122

5.2 Observation of impurity heating associated with them = 0 activity. . . . . . 128

5.3 Classical ion thermal model results ofm = 0 bursts . . . . . . . . . . . . . . 136

5.4 Summary . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 140

5.5 Bibliography . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 141

6 Conclusions and remarks . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 143

6.1 Summary of results . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 143

6.2 Future work . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 145

A Notes on terminology and notation . . . . . . . . . . . . . . . . . . . . . . . . . . 147

A.1 Power terms . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 148

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TABLE OF CONTENTS ix

A.2 Relating to charge exchange spectroscopy . . . . . . . . . . . . . . . . . . . . 150

A.3 The radial coordinate ρv . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 151

A.4 Bibliography . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 153

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List of Tables

3.1 MST parameters . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 43

3.2 IDS-II view chord locations . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 63

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List of Figures

1.1 Queen Elizabeth II at the ZETA experiment . . . . . . . . . . . . . . . . . . . . . 6

1.2 RFP magnetic topology . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 8

1.3 Example RPF q profile . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 9

1.4 Typical tearing mode amplitudes in PPCD . . . . . . . . . . . . . . . . . . . . . . 12

1.5 Block diagram of experiment . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 14

2.1 Example equilibration power profile. . . . . . . . . . . . . . . . . . . . . . . . . . 23

2.2 Thermal conduction flux . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 25

2.3 Thermal conduction power density . . . . . . . . . . . . . . . . . . . . . . . . . . 26

2.4 Typical neutral density profile . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 28

2.5 Neoclassical diffusion coefficient for RFPs . . . . . . . . . . . . . . . . . . . . . . 35

2.6 Estimation of stochastic conduction . . . . . . . . . . . . . . . . . . . . . . . . . . 37

3.1 Diagram of MST . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 44

3.2 Diagram of FIR optical paths . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 48

3.3 Diagram of FIR chord offset . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 49

3.4 Dα detectors . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 51

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List of Figures xii

3.5 Example Dα calibration . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 52

3.6 Diagram of Thomson scattering optics and sight lines . . . . . . . . . . . . . . . 56

3.7 IDS-II optical layout . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 62

3.8 Ti initial condition and fit . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 76

4.1 Time traces of VPG and core density . . . . . . . . . . . . . . . . . . . . . . . . . . 84

4.2 Ensemble PPCD profiles . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 85

4.3 Example of NENE neutral output . . . . . . . . . . . . . . . . . . . . . . . . . . . 87

4.4 DEGAS2 source contributions . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 88

4.5 Comparison between 2 source and 3 source fit for DEGAS2 . . . . . . . . . . . . 90

4.6 Neutral density via DEGAS2 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 91

4.7 Core neutral density over time . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 92

4.8 Neutral temperature via DEGAS2 . . . . . . . . . . . . . . . . . . . . . . . . . . . 93

4.9 DEGAS2 charge exchange and impact ionization terms . . . . . . . . . . . . . . 94

4.10 1-D neutral power terms . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 95

4.11 DEGAS2 ion source rate results. . . . . . . . . . . . . . . . . . . . . . . . . . . . . 96

4.12 Terms from the electron continuity equation . . . . . . . . . . . . . . . . . . . . . 98

4.13 Pinch velocity from J. Reynolds’ simulations . . . . . . . . . . . . . . . . . . . . . 99

4.14 Evolution of the ne gradient during PPCD . . . . . . . . . . . . . . . . . . . . . . 100

4.15 ~E× ~B flux compared to measured flux . . . . . . . . . . . . . . . . . . . . . . . . 102

4.16 Temperature comparison with measurement . . . . . . . . . . . . . . . . . . . . 103

4.17 Temperature comparison with measurement with ad hoc term included . . . . . 104

4.18 Power density terms in the model without ad hoc heating. . . . . . . . . . . . . . 105

4.19 Power terms with ad hoc heating added . . . . . . . . . . . . . . . . . . . . . . . . 108

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List of Figures xiii

4.20 Model ion confinement time . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 110

4.21 ad hoc heating profile . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 112

4.22 ∂∂tTi due to various terms . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 115

4.23 ∂∂tTi core details . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 116

5.1 m = 0 vs m = 1 mode amplitudes duringm = 0 burst . . . . . . . . . . . . . . . 123

5.2 Example mode and Bt behavior . . . . . . . . . . . . . . . . . . . . . . . . . . . . 124

5.3 Te duringm = 0 bursts . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 126

5.4 Frequency histogram ofm = 0 vs shot time . . . . . . . . . . . . . . . . . . . . . 127

5.5 Active CHERS measurement of C6+ ensembled across bursts . . . . . . . . . . . 129

5.6 Ensemble TC6+ comparison between bursts toroidally near vs. far from the

location of measurement . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 130

5.7 Estimated carbon thermal transit time . . . . . . . . . . . . . . . . . . . . . . . . 132

5.8 Anisotropic impurity heating associated withm = 0. . . . . . . . . . . . . . . . 135

5.9 Model response tom = 0 like heating to the majority ions. . . . . . . . . . . . . 138

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1

Chapter 1

Introduction

Fusion energy is the way of the future, and to make the future a reality, the problem of

confinement has to be solved. In order to produce net energy from fusion, the ion thermal

energy has to be sufficiently confined that the plasma can be maintained at the necessary

high temperature without a need for excessive external heating. This requirement is

expressed as the Lawson Triple Product:

nTτE > 1024[eV m−3 s] for T ≈ 15 KeV D-T fusion. (1.1)

where n is the density, T is the temperature and τE is the energy confinement time of

the D-T ions. Of the three values, the confinement time is the one that we have the least

direct control over, and involves complex plasma behavior and interactions that need to be

better understood. A significant portion of fusion-related plasma physics research involves

the understanding, control, and design optimization of confinement. A wide variety of

confinement strategies are available, broadly separated into magnetic confinement and

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2

inertial confinement. Whereas inertial confinement focuses on short, repeated pulses

of fusion reactions at very high densities typically driven by enormous lasers, magnetic

confinement focus on using a magnetic field to restrict the movement of plasma particles

long enough to produce net fusion power.

1.1 Ion transport in magnetically confined fusion plasmas

Magnetic confinement fusion would ideally confine a volume of plasma in stable MHD

equilibrium, while this plasma is fueled and heated to fusion conditions. However, physics

mechanisms exist that transport energy out of the plasma under these equilibrium condi-

tions limiting the confinement achieved. Transport has been an important topic of study

since the early days of fusion research. In general, transport in plasma is separated into

what is called classical transport, neoclassical transport, and anomalous transport, with

classical transport being the first order transport due to collisions, and the neoclassical

transport from guiding center drift and toroidal magnetic geometry combined with col-

lisions, and the anomalous transport referring to the transport that is observed but the

mechanism of which is not clearly known. In more recent times, anomalous transport has

been strongly related to plasma turbulence, which leads to the term turbulent transport,

which accounts for some or all of the anomalous transport. In parallel to the categorizations

above, transport is also often separated into particle transport and thermal/heat transport,

the former relating to the loss of particles, and the latter relating to the loss of thermal

energy without necessarily losing the particles.

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1.1.1 Classical transport

Particles in a plasma undergo collisions with each other, and in doing so, diffuse across flux

surfaces. In particular, charged particles undergo gyro-motion in the confining magnetic

field and at random places during the gyro-orbit, further undergo Coulomb collisions with

other particles. In doing so, both particles involved are moved to new field lines resulting

in particle diffusion. Alternatively, if two like particles (i.e. two deuterion, or two electrons)

collide, the result i no net particle flux, but thermal energy is exchanged. The diffusion of

particles and heat due to this process is called classical transport, and will be addressed in

section 2.1.2. In general, classical transport is small compared with other mechanisms, and

scales favourably with temperature as collisionality will decrease.

1.1.2 Neoclassical transport

Neoclassical transport is also a collisional diffusion process, but it involves larger guiding

center drifts and the orbits they result in. The toroidal magnetic geometry results in ∇~B

drifts and curvature drifts off the flux surface. These drifts would average out during a

complete poloidal orbit, but collisions before such a complete orbit result in the particle

exchanging heat with another flux surface. This in turn leads to a diffusive process like the

one for classical transport. Further, the toroidal geometry means that the magnetic field on

the inboard side is necessarily higher than the outboard, leading to trapping in a magnetic

mirror as particles traverse a poloidal orbit. Thus, some particles are trapped by this effect

on the outboard side. The resulting banana orbits arise from this trapping combined

with the effect of the guiding center drifts. In the Tokamak geometry, the width of the

banana orbit is large and the collisional diffusion resulting from trapped particles results in

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4

transport significantly larger than classical transport. However, the RFP experiences very

little neoclassical transport due to its comparable poloidal and toroidal B fields. Details of

neoclassical transport, especially as they apply to the RFP, are discussed in section 2.2.2

1.1.3 Turbulence and anomalous transport

The observed transport often exceeds the predicted values from classical and neoclassical

mechanisms, and the difference is termed anomalous transport. Studies have connected

anomalous transport to the effects of plasma turbulence. Magnetically confined plasmas

typically experience magnetic turbulence as variable plasma oscillations. Micro-instabilities

excite fluctuations and interact in complex ways causing turbulent, often stochastic, motion.

This transport is typically not explained as only diffusive motion, nor can its effect be

calculated easily. Instead, the calculation of turbulent transport is the realm of sophisticated

kinetic models and multidimensional non-linear simulations and our understanding of

its driving mechanisms is still incomplete. But great efforts are being made to quantify

anomalous transport and significant progress is being made.

1.1.4 Other heating and heat transport processes

There are some transport mechanisms that do not fall neatly in the above categorization.

The most important of these is charge exchange losses. This refers to the energy lost due to

ion-neutral collisions where an electron is exchanged, causing the thermal ion to become

neutral and lose confinement. Due to loss of confinement, a small population of neutrals

can have an out-sized effect on the evolution of ion temperature. As will be discussed

more in detail in this work (section 2.1.3 and 4.1), the charge exchange process results in a

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5

warm neutral population of which a portion undergoes subsequent reionization or charge

exchange. In the process, a portion of the lost energy is recovered to the ion fluid, making

it a transport-like mechanism.

A similar situation applies to anomalous heating. Anomalous heating is known to be

associated with sawtooth events in RFPs, where the sudden release of magnetic energy via

magnetic reconnection heats the ions. Such an effect is not transport in the sense that it is

not moving energy around, or transporting it away. Although the instabilities certainly can

lead to increased particle transport, the anomalous ion heating itself is an energy source

term that does work on the ion fluid. But of course, in order to understand and predict

the temperature in a plasma the anomalous source terms need to be understood as well as

transport.

1.2 The reversed field pinch and ion confinement

challenges

The story of the reversed field pinch (RFP) starts with the Zero Energy Thermonuclear

Assembly (ZETA). Initially built as an extension of the now abandoned toroidal pinch

confinement concept, ZETA was one of the leading fusion experiments of its time. Scientists

at ZETA discovered that spontaneous reversal of the magnetic field was associated with the

most stable (quiescent) period of ZETA’s plasmas [1, 2]. This phenomenon was explained

by J. Taylor in 1974 as a natural result of the relaxation of the magnetic topology toward a

lower energy state [3]. These were the foundational documents of the RFP.

Specifically, Taylor posited that in a toroidal plasma of finite resistivity constrained by a

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6

Figure 1.1: Queen Elizabeth II visiting ZETA during its construction in 1957. Photographby UKAEA

perfectly conducting shell, the magnetic helicity

K ≡∫V

~A · ~Bdτ (1.2)

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7

is conserved. With this constraint, the plasma relaxes toward a state of minimum magnetic

energy characterized by

∇× ~B = µ~B (1.3)

where µ ∝ K/Ψ2, is a constant (unrelated to permeability), and Ψ is the enclosed magnetic

flux.

In the cylindrical approximation, the solutions to equation 1.3 are Bessel functions

Bz = B0J0(µr) (1.4)

Bθ = B0J1(µr) (1.5)

Br = 0 (1.6)

where BZ reverses in the edge if the plasma current is high compared to toroidal flux [3].

The magnetic topology of a typical RFP is shown in figure 1.2. The relatively low Bt

means the RFP has several advantages over the Tokamak. In the tokamak, powerful toroidal

field coils (TF coils) are used to generate toroidal flux and keep the safety factor q above 1 in

order to stabilize the plasma. This leads to limits on the toroidal plasma current depending

on the the available coil-generated toroidal flux. This in turn is limited by engineering

constraints in terms of magnetic coil construction. The reversed field pinch avoids these

constraints, and consequently can be constructed with much simpler and cheaper TF coil

arrangements, as well as being able to more easily reach very high current levels to take

advantage of large Ohmic heating, possibly to ignition levels.

However, the magnetic topology also poses challenges to the RFP’s confinement charac-

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Figure 1.2: Illustration of the RFP topology. The most distinct features of the RFP are thesimilar magnitudes of Bt vs. Bp, as well as the fact that Bt reverses direction near the edge.

teristics. Taylor noted that the relaxation of the magnetic field is made possible by the finite

resistivity, but did not speculate on the method of relaxation. Experiments have shown

that the relaxation occurs via resistive tearing mode instabilities which poses a challenge

to RFP confinement characteristics.

The finite resistivity of the plasma allows for the reconnection of the magnetic field

lines and the formation of magnetic islands through tearing mode instabilities. Tearing

modes are unstable at magnetic resonant surfaces where the safety factor q ≡ rBTR0Bp

is a

rational number, ie q = mn

where m and n are integers. The location of these unstable

regions forms resonant surfaces that are typically labeled by theirm and n numbers. In the

RFP, q is lower than 1 everywhere, and further decreases monotonically towards the edge

where it crosses 0. An example q profile is shown in figure 1.3. This leads to the existence

of a large number of resonant surfaces, especially close to the reversal surface.

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Figure 1.3: q profile typical of the plasmas studied in this work. Note the closely spaceresonant surfaces near the reversal surface. These plasmas have a deeper reversal (morenegative q at the edge) than standard RFP operation due to the confinement improvementtechniques explored in the next section.

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These closely spaced resonant surfaces and the tearing mode instabilities that they

’host’ create regions of overlapping magnetic islands that turn the magnetic field stochastic,

greatly reducing the confinement characteristics. The primary drive of the tearing mode

instabilities are the current density gradient[4, 5]. Specifically∇λ, where,

λ =J‖

B(1.7)

=~J · ~BB2

where J is current, B is magnetic field, and all quantities are flux surface averages. In

standard RFP operation, the λ profile tends to peak in the core of the plasma as the result of

current drive, providing free energy to core resonant tearing modes. As the current peaks,

the core tearing modes grow and non-linearly couple to each other, until they are sufficiently

large to trigger a violent relaxation event called a sawtooth crash. This redistributes the

current profile such that the toroidal current in the core decreases while the poloidal

current in the edge increases[6]. This effectively flattens the λ profile and decreases the

drive of the tearing instabilities. But the process repeats as the current profile peaks again

in a cycle that is referred to as the sawtooth cycle. Though ion heating is observed with

the sawtooth crashes[7], they greatly decrease confinement and are undesirable for fusion

development.

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11

1.3 Improving confinement with inductive current profile

control

One successful way of improving confinement on the RFP, therefore, is through the control

of the J‖ profile. This is done inductively on MST through a process called Pulsed Parallel

Current Drive (PPCD). PPCD can be thought of as ’helping’ the plasma to drive parallel

current in the edge region, and thereby flattening the λ profile[8]. In particular, a series

of 4 high voltage capacitor bank discharges are used to apply voltage to the toroidal field

circuit. These pulses raise E‖ in the edge and provide transient current drive. Under these

transient conditions, the plasma density and temperature continually evolve during this

period.

With successful applications of PPCD, sawtooth cycles are interrupted which allows a

new class of dynamo events calledm = 0 bursts to come to the forefront. Details regarding

these m=0 bursts are discussed in chapter 5. The frequency of these m = 0 bursts can

be significantly reduced by reversing the applied toroidal electric field in the edge of the

plasma[9].

PPCD reduces the tearing mode fluctuation levels significantly as shown in figure 1.4,

and during the period of improved confinement, Te is known to increase dramatically as

compared to standard MST plasma, while Ti is observed to be relatively flat, resulting in

temperature differences as high as Te ≈ 2Ti in the core of the plasma. At the same time,

recent observations show that drift wave turbulence, likely associated with a Trapped

Electron Mode instability, continues to be present in PPCD plasma in the edge.

Though the electron transport properties in PPCD have been studied as part of several

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Figure 1.4: Typical tearing mode amplitude in PPCD. (Figure courtesy of J. Sarff)

previous theses, ion thermal transport has not been studied in the same detail. In particular,

it is not known to what extent residual magnetic activity may cause steady heating from

magnetic reconnection or anomalous transport. Characterizing ion thermal transport

dynamics in these discharges would help establish a baseline for investigation of more

complex heating phenomena, in addition to the inherent value of understanding the ion

thermal transport itself and the identification of key energy loss mechanisms.

1.4 What this thesis is about: 1-D ion thermal transport

modeling

This thesis project aims to characterize the ion thermal transport in MST during the im-

proved confinement periods achieved through PPCD, and in doing so, characterize the

anomalous contribution to ion heating and thermal transport. It approaches this question

by the construction of a 1-D model of ion thermal transport that makes predictions of ion

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temperature evolution from an initial condition and diagnostic measurements of plasma

parameters, with the exception of Ti itself. The model predictions are then assessed by

comparing the predicted Ti profile evolution with measurements from Charge Exchange

Recombination Spectroscopy (CHERS). The model considers classical collisional mech-

anisms with additions for charge exchange and flow. Unlike some similar assessments

previously performed, it is not an equilibrium power balance calculation (i.e. ∂∂tx ≈ 0

for relevant parameters). Instead, at its core, it is a forward model based on a numerical

integration of the following equation in time,

∂t(32nkT) =

32kT(S−∇ · (n~v)) −

32n~v · ∇T − p∇ ·~v−∇ · ~q− Π : ∇~v+Q (1.8)

or, can be grouped and labeled:∂

∂tUthermal = Peq + Pcond + PD0 + Pflow + Pad hoc (1.9)

where the different P terms denote thermal power terms acting upon majority ion fluid,

and Uthermal is the total thermal energy. The terms are functions of time and ρv, the radial

coordinate. This equation is revisited in more detail in the next chapter where the different

terms from equation 1.8 are separated into the groups in equation 1.9, and their calculation

is discussed. This modeling work would be able to isolate contributions from anomalous

mechanism by comparing to the observation, and then adjusting Pad hoc , which represents

the total anomalous contribution, until agreement is achieved.

The thesis starts in chapter 2 by discussing the various physics mechanisms included

in the model as well as the consideration for those that are not. Chapter 3 gets into the

details of the hardware and diagnostics used to calculate the model terms, as well as

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Figure 1.5: Block diagram of experiment. The modeling results are compared with obser-vations and the model is then adjusted to isolate the effects of anomalous mechanisms.

considerations for the implementation and coding strategies used in the model. Chapter 4

details discoveries made working with the model analysis, particularly regarding neutrals

and flow in the plasma, then discusses modeling results and comparisons to measurements,

as well as the need for an ad hoc term in the edge. Chapter 5 discusses the adjacent topic

of impurity heating observations during m = 0 bursts, a reconnection phenomenon that

sometimes occurs during PPCD periods, followed by chapter 6, a short summary of the

results and directions for future work.

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1.5 Bibliography

1E. Butt, H. Cole, A. Dellis, A. Gibson, and M. Rusbridge, “Conditions for improved stability

in Zeta”, in Plasma Physics and Controlled Nuclear Fusion Research. Proceedings of

the Second International Conference on Plasma Physics and Controlled Nuclear Fusion

Research. Vol. II (1966), p. 751.

2D. Robinson and R. King, “Factors influencing the period of improved stability in Zeta”,

in Plasma Physics and Controlled Nuclear Fusion Research. Proceedings of the Third

International Conference on Plasma Physics and Controlled Nuclear Fusion Research.

Vol. I (1969), p. 263.

3J. B. Taylor, “Relaxation of toroidal plasma and generation of reverse magnetic fields”,

Physical Review Letters 33, 1139–1141 (1974).

4D. D. Schnack, D. C. Barnes, Z. Mikic, D. S. Harned, and E. J. Caramana, “Semi-implicit

magnetohydrodynamic calculations”, Journal of Computational Physics 70, 330–354

(1987).

5Y. L. Ho and G. G. Craddock, “Nonlinear dynamics of field maintenance and quasiperiodic

relaxation in reversed-field pinches”, Physics of Fluids B:Plasma Physics 3, 721 (1991).

6S. D. Terry, D. L. Brower, W. X. Ding, J. K. Anderson, T. M. Biewer, B. E. Chapman, D.

Craig, C. B. Forest, R. O’Connell, S. C. Prager, and J. S. Sarff, “Measurement of current

profile dynamics in the Madison Symmetric Torus”, Physics of Plasmas 11, 1079 (2004).

7H. A. B. Bodin and A. A. Newton, “Reversed-field-pinch research”, Nuclear Fusion 20,

1255 (1980).

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Bibliography 16

8J. S. Sarff, A. F. Almagri, M. Cekic, C. S. Chaing, D. Craig, D. J. Den Hartog, G. Fiksel, S. A.

Hokin, R. W. Harvey, H. Ji, C. Litwin, S. C. Prager, D. Sinitsyn, C. R. Sovinec, J. C. Sprott,

and E. Uchimoto, “Transport reduction by current profile control in the reversed-field

pinch”, Physics of Plasmas 2, 2440–2446 (1995).

9B. E. Chapman, J. K. Anderson, T. M. Biewer, D. L. Brower, S. Castillo, P. K. Chattopadhyay,

C. S. Chiang, D. Craig, D. J. Den Hartog, G. Fiksel, P. W. Fontana, C. B. Forest, S. Gerhardt,

A. K. Hansen, D. Holly, Y. Jiang, N. E. Lanier, S. C. Prager, J. C. Reardon, and J. S. Sarff,

“Reduced edge instability and improved confinement in the MST reversed-field pinch”,

Physical Review Letters 87, 205001 (2001).

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Chapter 2

Modeling ion thermal transport in the

RFP

A full understanding of the broad topic of ion thermal transport is difficult to tackle. Past

efforts to understand transport in MST have concentrated on the sawtooth crash and its

effects on transport. The magnetic reconnection of the sawtooth events leads to rapid and

anomalous ion heating as well as rapid heat loss from electrons[1], and the ion heating

response to several sub-categories of magnetic reconnection has also been studied[2]. For

this work, I focus instead on the ion thermal transport behavior during quiescent conditions

in the absence of strong and distinctive reconnection events, though residual turbulence is

still present. This quiescent plasma condition is achieved through PPCD. Unlike improved

confinement through Quasi-Single Helicity (QSH), PPCD plasmas are highly axisymmetric

and have reduced stochasticity, making them ideal for a simplified 1-D model. Previous

work has established preliminary 0-D and 0.5-D power balance calculations for the ions[3]

which are limited in usefulness as they cannot distinguish the likely differences that exist

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between the core and the edge/gradient region. A 1-D model is the logical next step in the

investigation of ion heat transport and anomalous heating. This chapter aims to examine

the ion thermal transport physics included in the model and a justification for excluding

other transport mechanisms. I will briefly review thermal equilibration between electrons

and ions, as well as classical collisional thermal diffusion. Then I will discuss the effects

of neutral particles and the particle flow on transport. The proper treatment of neutrals

turns out to be quite important in PPCD. Charge exchange neutrals are not confined by

magnetic fields and have a long mean-free-path giving them a significant influence on a

per reaction basis. This is followed by a discussion of neoclassical and stochastic effects on

heat transport and why they are not modeled by the code.

2.1 Modeled ion transport mechanisms

This model attempts to include well understood heating terms that are known to be active.

In this section, I explore the known heat transport mechanisms being modeled and their

general physics basis and characteristics. As this is a model of ion thermal transport, all

terms refers to the ion fluid values unless otherwise specified. We start with the Braginskii

fluid equations for continuity and energy transport[4]:

d

dtn+ n∇ ·~v = S (2.1)

32nk

d

dtT + p∇ ·~v = −∇ · ~q− Π : ∇~v+Q (2.2)

where k is Boltzman’s constant, n is the density, ~V is the fluid velocity, T is the ion tem-

perature, p = nkT is the pressure, S is the particle source rate, Q is external (to the fluid)

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heating, Π is the viscous stress tensor, and ~q is the conductive heat flux. To arrive at the

central equation of the model, we aim to find an expression for ∂∂tUthermal =

∂∂t( 3

2nkT) in

lab frame. The equation isolating ∂∂tT is not used by itself, because in the PPCD transient

equilibrium, the density also changes noticeably as particles are ionized or lost to the

wall. These effects are best incorporated by using the ∂∂tUthermal equation, which also has

the second advantage of showing all the terms that affect thermal energy content of the

plasma (by definition), as opposed to only those that have a direct impact on temperature

evolution. In order to compare with measured temperature evolution, the predicted quasi-

equilibrium temperature can be easily calculated from the predicted internal energy. To

arrive at ∂∂tUthermal, rewrite the equations in lab frame (breaking the convective derivative),

and isolate the time derivatives:

d

dt=∂

∂t+~v · ∇ (2.3)

thus:∂

∂tn+~v · ∇n+ n∇ ·~v = S

∂tn = −∇ · (n~v) + S (2.4)

and32nk[

∂tT +~v · ∇T ] + p∇ ·~v = −∇ · ~q− Π : ∇~v+Q

32nk

∂tT = −

32nk~v · ∇T − p∇ ·~v−∇ · ~q− Π : ∇~v+Q (2.5)

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Now, combining the two equations yields

∂t(32nkT) =

32kT

∂tn+

32nk

∂tT

=32kT(S−∇ · (n~v)) −

32n~v · ∇T − p∇ ·~v−∇ · ~q− Π : ∇~v+Q

= −32∇ · (nkT~v) − p∇ ·~v−∇ · ~q− Π : ∇~v+ 3

2kTS+Q. (2.6)

For ease of discussion, the power terms are separated and labeled as follows. Start with,

−32∇ · (nkT~v) − p∇ ·~v =⇒ Pflow (2.7)

isolating the velocity dependent power terms. Then,

−∇ · ~q =⇒ Pcond (2.8)

which is the thermal conduction. In this model only the classical conduction is considered.

Neoclassical conduction is small and ignored while stochastic conduction are excluded

from the model calculation proper but instead grouped with anomalous effects. The reason

for this is addressed in sections 2.2.2 and 2.2.3. Next up,

−Π : ∇~v =⇒ Pvis (2.9)

which is the heating from viscous damping. In MST this term, as far as it concerns the

quasi-equilibrium flow, is small. For more discussion, see section 2.2.1. The effect of the

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source term is,

32kTSS =⇒ Pionization (2.10)

where TS is the temperature of the temperature of the source. The original direct sub-

stitution of the continuity equation (with the source term) would imply that the source

enters the plasma at the same temperature as the plasma fluid, which is inaccurate for real

devices. Finally, Q, the heating power external to the (ion) fluid has two contributions,

Q =⇒ PCX + Peq (2.11)

charge exchange loss to the neutrals and equilibration heating from the electrons. For

reasons that will be discussed in section 2.1.3, Pionization can be thought of as a partial

recovery of the lost energy via PCX, and they can be combined PD0 ≡ PCX + Pionization. This

leads us to the form of the equation as implemented in the model,

∂tUthermal = Peq + Pcond + PD0 + Pflow + Pad hoc (2.12)

where the added ad hoc term is an arbitrary term used to adjust the model to match

observations. It essentially represents anomalous contributions that this modeling work

seeks to isolate and clarify. The need for an ad hoc heating term is discussed in detail in

section 4.3.

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2.1.1 Electron ion equilibration

In a plasma where the temperature is different between two species, Coulomb collisions

cause a transfer of thermal energy from the hotter to the colder species. This is thermal

equilibration. In PPCD plasmas, the electron confinement is significantly improved com-

pared to standard RFP plasmas and Te rises significantly compared with the pre-PPCD

period to levels significantly above Ti. Thus, equilibration is a heating term for the ions.

This is a reflection of the fact that MST plasmas are primarily heated ohmically, which

is nearly entirely an electron heating mechanism. Particularly in PPCD plasmas, where

anomalous heating mechanisms available to ions are reduced, the thermal equalization

becomes important. The equilibration power can be calculated as[4]:

Peq =32niν

i/ek(Te − Ti) (2.13)

where νi/e is the thermal equilibration frequency, defined as[5]:

νi/e = 5.69× 10−27 (memi)1/2(ZeZi)

2nelnΛ

(miTe +meTi)3/2 (2.14)

It is important to note that νi/e is not the Lorentz collision frequency but is related to

the energy relaxation frequency. Due to the mass discrepancy between ions and electrons,

energy transfer between the two is small per collision. Thus, the calculated equilibration

heating from even the lower temperature edge region is relatively small even though the

Lorentz collision frequency is relatively fast. This poor coupling helps explain why in

PPCD plasmas Te can significantly exceed Ti. A typical profile is shown in Fig. 2.1.

This heating term would increase as the PPCD period progresses due to the increase

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Figure 2.1: An example of equilibration power profile in PPCD plasma conditions. Theplot also show the Te and Ti that forms the basis of this calculation.

in Te and the relative constancy of Ti significantly increasing the temperature differential.

However, the increase in heating is smaller than what might be expected as the increase in

temperature decreases the collisionality. This indicates that Ohmic heating is not efficient

for ion heating at this plasma density and temperature, however, higher densities expected

in future devices is expected to mitigate this concern.

2.1.2 Classical thermal conduction

Classical thermal conduction refers to the heat diffusion due to Coulomb collisions. Note

that this is not the same as the advection of thermal energy. In an cartoonish approximation,

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thermal diffusion is caused by a hotter ion colliding with a colder ion on an adjacent field

line during their gyro-orbits. Energy is exchanged when the two particles are exchanged

while momentum is conserved and thus no net particle flow results. Unlike particle

diffusion, thermal conduction is related to like-particle collisions. Thermal conduction

depends on the temperature gradient and can be calculated as[6]:

Pcond = −∇ · ~qcond (2.15)

=1ρ

∂ρ(ρκ⊥∇Ti) (2.16)

κ⊥ =2nikTiνimiω

2ci

(2.17)

where νi is the ion-ion collision frequency.

In comparison with the other terms in the ion power balance, the thermal conduction

term is relatively small. It is, however, simple to calculate and still included in the model.

A typical Pcond profile is presented below. In terms of power density, it is most active in

the core where the density is high, and the gradient is still significant (note that the radial

gradient has a 1ρ

factor inside the derivative). In the edge the particle density decreases to

a level where the power density from conduction is low despite the large gradient.

2.1.3 Charge exchange and neutral transport

MST’s thermal transport is significantly affected by the neutral population through charge

exchange. Charge exchange is the process where a neutral particle, typically atomic deu-

terium for MST, ’gives’ it’s electron to an ion due to a collision. Since only the electron

mass is exchanged in the collision, there is approximately no momentum exchange in the

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Figure 2.2: An example of radial thermal conduction flux. Positive denote outwards, andthe conduction is outwards at all points of the plasma. There is two significant drops in flux,the outermost is due to the density approaching zero, and thus conduction approacheszero. The more inner dip is the combined effect of a flat region in the Ti gradient, combinedwith the start of the density decrease.

collision. This causes the hot ion to become neutral and thus unconfined. Although the

neutral fraction of the plasma is very low, charge exchange can have an out-sized effect due

to the neutral essential providing an efficient channel of ion heat and particle flux separate

from magnetic confinement. This is especially significant in improved confinement (PPCD)

plasmas where other mechanisms are reduced. The charge exchange loss can be calculated

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Figure 2.3: An example of thermal conduction power density profile (i.e. Pcond = 1∇ · ~qcond.The decrease in conduction flux in the edge result in a net positive power density in thatregion. But the term is small compared to the other terms in the model.

as:

PCX loss = n0ni 〈σv〉CX k(Ti − T0) (2.18)

where Ti is the ion temperature, T0 is the neutral temperature, and 〈σv〉CX is the charge

exchange reaction rate.

In previous estimates, the neutral fluid was assumed to be cold i.e T0 = 0. However,the

mean free path of a "cold" neutral is very short (<1cm), but Frank-Condon neutrals from

molecular disassociation as well as edge neutrals that underwent subsequent charge ex-

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27

change collisions resulting in higher temperatures both have better penetration into the

plasma. Consequently, neutrals in the core are mostly generated near the mid-radius and

have a temperature comparable to mid-radius ions. At the same time, a charge exchange

neutral created from thermal neutral in the core, if traveling through core-like conditions,

has a mean free path shorter than the minor radius, implying a fraction of such neutrals

would undergo secondary ionization or additional charge exchange reactions.

Connected to the charge exchange loss is the ionization power Pionization = kTSS, which

is simply the thermal energy of the newly sourced ions. The majority ion source rate is

entirely from the ionization of neutral deuterium. It was assumed in previous analyses that

TD ≈ 0 and so this term was typically ignored in previous analysis. However, the DEGAS2

Monte Carlo simulation not only indicate that the neutrals are not cold, but further directly

provides Pionization as an output. It is convenient, and important, that it is incorporated into

the model. As the primary energy input into the neutral population is through charge

exchange, Pionization can be thought of as a partial recovery of the energy lost via charge

exchange. Essentially, some hot neutral ’created’ via previous charge exchange is then

ionized again, returning the energy to the ion fluid. The net energy lost to the neutrals can

be defined as PD0 ≡ PCX + Pionization

From a diagnostic point of view, the neutral density is not a straightforward quantity to

measure. The neutral density drops precipitously towards the core of the plasma where

the temperature is high. Measurements of neutral emission, in MST’s case the deuterium

Balmer-alpha line emission, is dominated by the edge neutral density. The emission from

the core is so low such that it is buried in the noise and fluctuations of the edge emission.

Therefore, physics-based equilibrium modeling is needed to construct self-consistent core

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Figure 2.4: A typical neutral density has nearly 3 orders of magnitude drop between edgeand core densities. This makes the determination of the core density difficult withoutmodeling efforts. The three colored segments represents the location of the three sourcesterms used in the model. Discussion about the source terms as well as the analysis thatproduced this density profile are explained in more detail in section 4.1

neutral profiles that produce the observedDα emissions. Temperature would be even more

difficult to measure as it’s not accessible with typical spectroscopic methods. Recently on

the HIT-SI3 experiment, researchers have been able to use a two-photon Laser Induced

Florescence diagnostic to directly measure the density and temperature of deuterium

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29

neutrals[7]. However, such a diagnostic is not available for MST and would likely be unable

to measure the low neutral density expected in MST’s core.

Instead, Monte Carlo simulation of the neutral population is used to solve the issues

detailed above. Monte Carlo modeling uses representative particles sampled from a sample

source distribution. Their location and velocity is tracked and relevant physical interactions

and reactions are simulated with appropriate physics-based probability distributions. This

process is then repeated until the neutral source population is thoroughly sampled. The

’fate’ of any given sample particle is not particularly illustrative, but the collective results

of all of the samples result in a distribution (or total) of the quantities of interest. For this

work, the particular quantity of interest is not only the neutral density and temperature,

but also the two power terms described above (PCX and Pionization) which are tallied through

the simulation directly. The simulation code used to achieved this is DEGAS2 developed

at PPPL[8], and the details of its implementation as part of the model are detailed in

section 3.2.4. The result from the neutral simulation regarding the charge exchange loss

and electron impact ionization is presented more fully in section 4.1.

2.1.4 Particle flow, compression, and decompression

In this section I will speak generally regarding flow, but in the modeling work only the

radial flow is considered as the symmetry assumptions imply no meaningful effects from

toroidal and poloidal flow. But before the discussion of Pflow proper, it is important to take

a closer look at the particle continuity equation,

∂tn = −∇ · (n~v) + S (2.19)

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The turbulent particle flux is known to be high, and even dominant in typical RFP plasmas[9,

10]. To account for the effects of turbulent particle transport, we assume that n = n+ n,

where n the quasi-equilibrium density, and n is the fluctuating density, and similarly

~v = ~v + ~v where ~v is the equilibrium flow. The flux-surface averaged density evolution⟨∂∂tn⟩

is then given by the continuity equation as

⟨∂

∂tn

⟩=⟨−∇ · (n~v+ n~v+ n~v+ n~v)

⟩− 〈S〉

= −∇ · (n~v+⟨n~v⟩) − 〈S〉 (2.20)

where⟨n~v⟩

is the effective particle flux due to turbulence. The total particle flux is thus

~Γ = n~v +⟨n~v⟩. This distinction between equilibrium flows and turbulent particle flux

will be relevant in section 4.2 when the particle pinch due to equilibrium evolution is

distinguished from the turbulent particle transport in the total flux.

As defined previously,

Pflow = −32∇ · (n~vkT) − nkT∇ ·~v (2.21)

This equation often appears in literature broken down further into a ∇p term and a ∇ ·~v

term as:

Pflow = −52p∇ ·~v−

32~v∇(p) (2.22)

where pressure p = nkT . However, in this particular case, we are careful to distinguish the

effects of bulk fluid motions from turbulent transport. Making the same substitutions, we

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31

get

Pflow =

⟨−

32∇ · (nkT~v) − nkT∇ ·~v

⟩(2.23)

= −32∇ · ((n~v+

⟨n~v⟩)kT) − kT(n∇ · ~v+

⟨n∇ · ~v

⟩) (2.24)

The n~v +⟨n~v⟩

term is actually fairly convenient from a modeling prospective. While⟨n~v⟩

is non-negligible as mentioned above, its profile is difficult to determine from direct

measurements. However, the sum appears in the density continuity equation as the total

flux Γ . The density change and source term can be found from diagnostics and model

calculations, and thus allow total flux to be calculated (more in section 4.2). The⟨n∇ · ~v

⟩term, however, is moved from the calculation of Pflow and instead grouped with anomalous

heating mechanisms for two reasons. First, as it is a turbulence phenomenon, it would

be more appropriate to group it with the anomalous/turbulent heating as opposed to a

general compression mechanism, and secondly,⟨n∇ · ~v

⟩, while not necessarily small, is

not directly measured with available diagnostics. In effect, the model treats this fluctuation

term as part of a to-be-determined anomalous power term. In standard MST plasmas,⟨n~v⟩

is large and dominates Γ , and therefore the compression heating term is small in

comparison to the advection term (−32kT∇ · ~Γ). However, as I will show in section 4.2, in

PPCD plasma, the pinch compression resulting from ~E× ~B drift is significant in the core,

and results in heating that needs to be accounted for. A similar argument can be made

for any potential effects of temperature fluctuations to be categorized with the anomalous

effects.

As the model deals with quasi-equilibrium time scale values, the overbar denoting such

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32

is dropped. All values from here on represents slow time scale values unless noted with

an explicit ∼. With these considerations, the model’s flow term can be written as,

Pflow = −32∇ · (kT

~Γ) − nkT∇ ·~v (2.25)

where ~Γ = n~v+⟨n~v⟩; and the continuity equation,

∂tn = −∇ · ~Γ + S (2.26)

2.2 Unmodeled terms and mechanisms

2.2.1 Viscous damping of flow shear

The viscous damping of flow shear is a heating mechanism where collisions between fluid

elements with differing flow velocity randomize the direction of the individual particle

motion and effectively convert kinetic energy associated with fluid flow to heat. In PPCD

conditions, this heating mechanism is small as far as it concerns the quasi-equilibrium

flows. The heating can be calculated with the stress tensor Π, but for typical cases can be

simplified as,

Pvis = Π : ~v

≈ η⊥(∂vη

∂r)2 + η‖(

∂v‖

∂l‖)2 + η⊥(

∂vη

∂r)2 (2.27)

where η⊥ and η‖ are respectively the perpendicular and parallel viscosities, vη is velocity

in the direction perpendicular to both the field line and the the radial vector. The middle

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33

term can be ignored as in axisymmetric plasmas, ∂v‖∂l‖≈ 0 as far as the quasi-equilibrium

flows are concerned. From Braginskii, η⊥ ≈ nmirL,iνii, where rL,i is the ion gyro-radius,

and nuii is the Coulomb collision frequency. With these, an order of magnitude estimation

of the heating can be made with ∂vη∂r

∼∂vη∂r

∼ 5× 104s−1 from recent measurements by D.

Craig, rL,i ∼ 0.01m, and νii ∼ 103s−1, resulting in heating on the order of 1 − 10W/m3,

which is negligible compared to the other terms.

However, the viscous damping of fast scale turbulent flows is not necessarily small.

Previous work by V. Svidzinski [11] shows that the viscous damping of turbulent flows

associated with reconnection and tearing modes are important. Especially after including

the damping onto impurity ions that then transfers energy to the majority, it may be

significant anomalous heating mechanism. A similar mechanism exist regarding the

viscous damping of zonal flow in the edge of the plasma[12]. These possible heating

mechanisms however, is not considered in the core model but categorized with the other

possible anomalous heating mechanisms similar to the turbulent scale compressional effect

discussed previously in section 2.1.4.

2.2.2 Neoclassical conduction

As discussed in section 1.1.2, the neoclassical conduction is a collisional diffusive process

resulting from ∇ · ~B and curvature drifts shifting poloidal orbits. For the portion of

particles that experience magnetic trapping due to the inboard-outboard asymmetry in

~B field strength, the effect is especially noticeable as they bounce back and forth along

what is called the banana orbit. For the Tokamak geometry, the existence of the banana

orbit enhances the collisional transport experienced in low collisionality regimes since

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34

a collision may move a particle a banana width from it’s previous orbit average location

instead of a gyro-radius. This effect is less important as the collisionality increases since

the particles are no longer able to complete banana orbits before collisions alter their path.

While the banana width is larger than the gyro-radius in Tokamak geometry, that is not

typically the case for ions in RFPs including the MST. The text book calculations of banana

width and neoclassical transport is (typically) made with the Tokamak approximation

that B ≈ Bt which is not valid in the RFP. The proper calculation in the RFP geometry

is significantly more complex. It was performed by Oshiyama and Masamune [13] who

found that the neoclassical enhancement of transport was small in an axisymmetric RFP

geometry. Neoclassical transport in the RFP was again studied via Monte Carlo methods

by Chen et al. [14], and it was found that the neoclassical transport due to guiding center

drift was negligible, whereas indirect effects such as turbulence from particle trapping can

have a significant effect on transport. With this in mind, the neoclassical conduction is

ignored in the ion thermal transport model.

The trapped particle population will also affect the plasma stability, turbulence, and,

indirectly, the transport properties. For example, the neoclassical correction to the Spitzer

resistivity is important for the electron thermal transport, and trapped-electron mode

turbulence is also known for PPCD plasmas. These are not within the scope of this

thesis. However, they are not so much ignored but incorporated indirectly. The electron

temperature is measured and used as an input to the model, so it effectively accounts for the

electron physics at, or slower than, the cadence of measurement. The effect of any induced

particle transport is indirectly incorporated through the particle continuity equation, and

the determination of net particle flux, discussed in section 4.2

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35

Figure 2.5: Neoclassical diffusion coefficients vs collision frequency. The dashed line isthe classical diffusion, the solid is from analytical calculations in RFP geometry, and thedotted with crosses line is of the Monte Carlo results of neoclassical diffusion. Note thatthe neoclassical transport is at least a order of magnetude below classical. (Reproducedfrom Chen et al.[14])

2.2.3 Stochastic effects

No discussion of transport in the RFP is complete without a discussion of the effects

of stochasticity. However, the full effects of stochasticity are not known to an analytical

extent. In their well known paper, Rechester and Rosenbluth[15] detailed a way to estimate

thermal conduction due to stochasticity, based on an model of random walk diffusion of

the magnetic field-lines, and particles streamed along these wondering fields lines for a

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36

correlation length. This thermal conduction is described by,

χRR = vthDD,RR

= vthπLeffb2n

B2 (2.28)

where vth is the thermal velocity, B is the magnetic field, Leff is the effective auto-correlation

length ( 1Leff

= 1Lac

+ 1Lmfp

). An estimate of this stochastic thermal conduction for electrons

in PPCD was performed by J. Anderson et al.[16], and can be extended to the ions for an

estimation. For stochastic conduction, χ ∝ vth, and assume Te = Ti, then χi =√me

miχe.

Taking the stochastic χe calculated for PPCD by Anderson, and using above estimations,

a reference value for stochastic conduction is arrived at (see figure 2.6), and found to be

similar to classical conduction, which itself is small compared to other power terms. In

PPCD plasmas, Ti is smaller than Te ( TiTe≈ 0.3 − 0.6 except the very edge), which would

further reduced χi with respect to χe and reduced the estimate.

However, the actual stochastic transport is complex and can yield unexpected results. To

more accurately understand the effect of stochasticity, theses worth of complex simulation

modeling work needs to be done. Further, stochasticity is not static, but inextricably linked

with fluctuations and turbulence. In the case of ions, turbulence flows in conjunction

with magnetic stochasticity is proposed as a heating mechanism associated with sawtooth

events[17]. Being that stochasticity is both reduced in the PPCD plasma, and that it is

likely associated with the anomalous heating that I aim to isolate and investigate, I take the

approach of categorizing the stochastic effects on heat transport as a part of the anomalous

heating. A quantification and localization of the anomalous heating is instructive in the

discussion and investigation into stochastic mechanisms, and this will be discussed in more

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37

Figure 2.6: Estimation of stochastic conduction by extending previous work done onstochastic conduction of electrons by Anderson et al.[16].

detail in section 4.3.1. It is important to note that similar to neoclassical effects on particle

transport, the stochastic (and turbulent) effects on particle transport is indirectly included

via the continuity equation as part of Γ , as the density observations are treated as an input

parameter. Whereas the stochastic effects on thermal conduction are treated as anomalous.

2.3 Summary of ion thermal transport in the RFP

In this chapter I have laid out the ion thermal transport physics incorporated into the model.

Starting with the simple, classical thermal equlibration between electron and ions, and the

classical collisional thermal diffusion, both of which are well known and easy to calculate.

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38

The transport effects of the neutral fluid and particle flows are more complex, and as you

will see, forms a significant part of the work of this thesis. The proper treatment of the

neutrals and especially the fact that they have a temperature is important to quantifying

their effects, and in the results section I will demonstrate that heat transport due to PCX

can exhibit behaviors that are not intuitive, especially within the Q = −nχ∇T framework

where one seeks to quantify transport with a calculated χ value.

A numerical model is built to predict 1-D ion temperature profile by calculating these

terms. The model implementation will be discussed in detail in the next chapter, along

with the diagnostics used. In the simplest form, the model is a numerical integration of this

equation in time, arriving at temperature predictions. The various terms are integrated

and calculated at each step with the appropriate diagnostic input and equilibrium recon-

struction. The end goal is a comparison of the model prediction with measurement of Ti

provided via CHERS. Having explored the physics being modeling in this chapter, I will

go into details about the implementation in the next.

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39

2.4 Bibliography

1B. E. Chapman, A. F. Almagri, J. K. Anderson, D. L. Brower, K. J. Caspary, D. J. Clayton,

D. Craig, D. J. Den Hartog, W. X. Ding, D. A. Ennis, G. Fiksel, S. Gangadhara, S. Kumar,

R. M. Magee, E. Parke, S. C. Prager, J. A. Reusch, J. S. Sarff, H. D. Stephens, and Y. M. Yang,

“Generation and confinement of hot ions and electrons in a reversed-field pinch plasma”,

Plasma Phys. Control. Fusion 52, 14 (2010).

2S. Gangadhara, D. Craig, D. A. Ennis, D. J. Den Hartog, G. Fiksel, and S. C. Prager, “Ion

heating during reconnection in the Madison Symmetric Torus reversed field pinch”,

Physics of Plasmas 15, 056121 (2008).

3J. Waksman, “Neutral beam heating of a reversed-field pinch in the Madison Symmetric

Torus”, PhD thesis (University of Wisconsin-Madison, 2013).

4S. Braginskii, “Transport Processes in Plasma”, in Reviews of plasma physics, Vol. 1, edited

by M. Leontovich (Consultants Bureau, New York, 1965) Chap. Vol. 1, p. 205.

5J. M. Greene, “Improved Bhatnagar-Gross-Krook model of electron-ion collisions”, Physics

of Fluids 16, 2022–2023 (1973).

6V. Shafranov, “The classical thermal conductivity in a toroidal plasma filament”, Journal

of Nuclear Energy Part C) 8, 314–322 (1966).

7D. Elliott, D. Sutherland, U. Siddiqui, E. Scime, C. Everson, K. Morgan, A. Hossack, B.

Nelson, and T. Jarboe, “Two-photon LIF on the HIT-SI3 experiment: Absolute density

and temperature measurements of deuterium neutrals”, Review of Scientific Instruments

87, 1–5 (2016).

8D. Stotler, C. Karney, R. Kanzleiter, and S. Jaishankar, DEGAS2 User’s Manual.

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Bibliography 40

9N. E. Lanier, D. Craig, J. K. Anderson, T. M. Biewer, B. E. Chapman, D. J. Den Hartog,

C. B. Forest, S. C. Prager, D. L. Brower, and Y. Jiang, “Measurement of electron transport

in the Madison Symmetric Torus reversed-field pinch (invited)”, Review of Scientific

Instruments 72, 1039 (2001).

10T. Nishizawa, A. F. Almagri, W. Goodman, S. Ohshima, and J. S. Sarff, “Development of a

multi-channel capacitive probe for electric field measurements with fine spatial and high

time resolution”, Review of Scientific Instruments 89 (2018) 10.1063/1.5035093.

11V. A. Svidzinski, G. Fiksel, V. V. Mirnov, and S. C. Prager, “Modeling of ion heating from

viscous damping of reconnection flows in the reversed field pinch”, Physics of Plasmas

15, 062511 (2008).

12L. Zhao and P. H. Diamond, “Collisionless inter-species energy transfer and turbulent

heating in drift wave turbulence”, Physics of Plasmas 19, 82309 (2012).

13H. Oshiyama and S. Masamune, “MHD Diffusion in the Reversed Field Pinch Plasma”,

Journal of the Physical Society of Japan 52, 2041–2045 (1983).

14T. Chen, A. Nagata, K. Sato, H. Ashida, and T. Amano, “Monte Carlo Studies of Transport

in a Reversed Field Pinch”, Journal of The Physical Society of Japan 61, 530–541 (1992).

15A. B. Rechester and M. N. Rosenbluth, “Electron heat transport in a tokamak with de-

stroyed magnetic surfaces”, Physical Review Letters 40, 38 (1978).

16J. K. Anderson, J. Adney, A. Almagri, A. Blair, D. L. Brower, M. Cengher, B. E. Chapman,

S. Choi, D. Craig, D. R. Demers, D. J. D. Hartog, B. Deng, W. X. Ding, F. Ebrahimi, D.

Ennis, G. Fiksel, C. B. Forest, P. Franz, J. Goetz, R. W. Harvey, D. Holly, B. Hudson, M.

Kaufman, T. Lovell, L. Marrelli, P. Martin, K. Mccollam, V. V. Mirnov, P. Nonn, R. O’connell,

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Bibliography 41

S. Oliva, P. Piovesan, S. C. Prager, I. Predebon, J. S. Sarff, G. Spizzo, V. Svidzinski, M.

Thomas, and M. D. Wyman, “Dynamo-free plasma in the reversed-field pinch: Advances

in understanding the reversed-field pinch improved confinement mode a…”, Physics of

Plasmas 12, 056118 (2005).

17G. Fiksel, A. F. Almagri, B. E. Chapman, V. V. Mirnov, Y. Ren, J. S. Sarff, and P. W. Terry,

“Mass-dependent ion heating during magnetic reconnection in a laboratory plasma”,

Physical Review Letters 103, 145002 (2009).

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42

Chapter 3

Implementation of an ion transport

model for PPCD plasmas in MST

Moving on from the discussion of transport physics, this chapter describes the implemen-

tation of the model in hardware and code. The first half of the chapter deals with the

diagnostics relevant to this research, their capabilities, and how they are used in the mod-

eling. Then I will discuss the modeling methods and considerations of it’s implementation.

This modeling work is a compromise between making it simpler through approximations

so that it could be better understood and completed in a reasonable time, but still preserv-

ing enough details and grounding in data so that it produces insightful and believable

results. In someways, this chapter describes and justifies those compromises.

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43

Parameter MST range experiment rangeMajor radius (R) 1.5 [m] -same-Minor radius (r) 0.52 [m] -same-

Plasma Current (Ip) 50 − 500 [kA] 480 − 500 [kA]Magnetic Field (Bt(0)) 6 0.6 [T] 0.5/ [T]Electron Density (ne) 0.5 − 3× 1019 [m−3] 0.7 × 1019 [m−3]

Electron Temperature* (Te) 0.05 − 1.8 [keV] 0.9 − 1.5 [keV]

Table 3.1: Basic parameters of MST. The experiment range refers to the parameters of thehigh current improved confinement plasmas considered as part of this work.

3.1 A summary of MST and its diagnostics

Let’s begin with the plasma experiment itself. The Madison Symmetric Torus is a reversed

field pinch experiment located in Madison, WI. It was constructed in the 1980s, achieving

first plasma in 1988[1]. It was designed as a proof of concept device to demonstrate the

RFP fusion[2], and a number of advanced diagnostics were designed and fielded on the

MST as part of this role. The MST is capable of a wide range of plasma conditions and

configurations, and improved confinement through current profile control was achieved

and refined in the late 1990s[3, 4]. This method, referred to as Pulse Parallel Current Drive

(PPCD) is a transient process that greatly reduces the tearing mode fluctuations that leads

to heat transport by stochastization of the magnetic field in the standard RFP plasma. To

help achieve consistent PPCD plasmas at high currents, the walls are well conditioned, no

probes are inserted, and gas puff fueling is carefully timed to precede the PPCD period.

These plasmas are too hot for probe measurements, but instead, a variety of noninvasive

advanced diagnostics provide information about the core plasma including interferometry,

Thomson scattering measurements, and visible light emission measurements. An array of

magnetic pickup coils in the walls provide boundary magnetic measurements.

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44

Figure 3.1: Diagram of MST. Note the close fitting shell, as well as the holes on the bottomof the vessel that lead to the pumping manifold. The pumping duct location will becomerelevant in section 4.1.1. The large iron transformer is the primary current drive of MST,and the only significantly energy source of the plasma.

Ion transport is dependent on a large number of plasma parameters even when only

classical effects are considered. Hence, a range of MST’s diagnostics are used. The rest of

this section aims to give a summary of the principal of operation for the key diagnostics as

well as the analysis techniques used to interpret the raw diagnostic data.

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3.1.1 Far Infrared Interferometer and Polarimeter

The Far InfraRed (FIR) interferometer-polarimeter is a laser diagnostic that employs two

different physics principles to measure electron density as well as parallel magnetic field

strength. While neither measurement directly informs ion transport, they are critical

plasma parameters that are needed to calculate nearly all the power terms in the model.

I will start by giving a short introduction of the two separate physics principles of the

interferometer and the polarimeter. Then I will describe the FIR hardware as available on

MST. Finally, I will describe the analysis and incorporation of raw diagnostic data in the

ion power balance model.

The FIR interferometer relies on the fact that the index of refraction of the plasma is

dependent upon the density of the plasma. In short, one laser beam is passed through

the plasma, and then compared with a reference beam passed through air. The relative

phase lag is measured by the interferometer and information about the plasma density is

inferred.

To understand this process in more detail, we can begin with a Fourier representation

of the electric field of a generic EM wave:

~E(~x, t) = 1(2π)4

∫~E(~k,ω)ei(

~k·~x−ωt)d3~kdω (3.1)

where ~k is the wave vector, and ω is the angular frequency. The magnetic field component

~B(~x, t) is similarly described.

In a plasma, an EM wave has to further satisfy the wave equation, as well as Ohm’s law,

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46

which combines into the following:

(~k~k− k21 +ω2

c2 ε) · ~B = 0 (3.2)

where ε = (1 + iωε0

) is the isotropic dielectric constant. Taking the cold plasma approxi-

mation of ε and simplifying the result yields the Appleton-Hartree formula[5],

N2 = 1 −X(1 − X)

1 − X− 12Y

2 sin2 θ± [( 12Y

2 sin2 θ)2 + (1 − X)2Y2 cos2 θ]12

(3.3)

where N is the index of refraction, X =ω2p

ω2 and Y = Ωω

, and θ is the angle between

the wave vector ~k and the magnetic field. Considering that the cyclotron frequency Ω

is small compared to the FIR laser frequency ω, then Y → 0. Taking the zeroth-order

approximation[5],

N2 ≈ 1 −ω2p

ω2 (3.4)

which is only dependent on ne. Under these conditions, measuring the phase difference

between a beam that travels through the plasma and a reference beam traveling through

the air will have a phase difference

∆φ =

∫(k0 − kplasma)dl

c

∫(N− 1)dl

= 2.814× 10−15λ

∫nedz [For MST conditions] (3.5)

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47

which form the basis for interferometry measurement of density. On the other hand, FIR

polarimetry measures the ~B field parallel to the beam path. It does this by taking advantage

of the 1st order approximation of N2,

N2 = 1 − X± XYcosθ (3.6)

where the addition refers to the ordinary mode and the subtraction refers to the extraordi-

nary mode. The two modes approximately correspond with right and left handed circularly

polarized waves. Given the differing index of refraction for the two circular polarizations,

a phase difference results, leading to an effective rotation of initial polarization referred to

as Faraday rotation. The rotation angle is given by

α =∆φ

2

=12(N+ −N−)

ω

cz (3.7)

≈ e2λ2

8πm2ec

3ε0

∫ne~B · d~l

= 2.62× 10−13λ2∫ne~B · d~l. [For MST conditions] (3.8)

MST’s FIR system consists of a CO2 laser pumping three formic acid cavities in a

heterodyne system. The three formic acid cavities are pumped using the same CO2 laser in

order to reduce the effects of power fluctuation on the output beam since all three beams

are proportional to the pump power. The CO2 pumping laser is a commercially available

model with a tunable laser cavity allowing it to be tuned to the FIR pumping frequency.

The formic acid laser cavities are custom built and can be tuned independently via motor

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48

Figure 3.2: Diagram of FIR system optical paths. Lasers marked #1 and #2 are orthogonallypolarized for polarimetry measurements, and laser #3 is used as the ‘local oscillator’ neces-sary for heterodyne phase detection for the interferometry measurements. (Reproducedfrom E. Parke, et al.[6])

mounted mirrors. The formic acid lasers convert the 10µm photons from the CO2 laser

to 432.5µm ( 700GHz) for the probing beams. To facilitate heterodyne detection of phase,

the formic acid lasers are further tuned to relative frequencies on the order of 1 MHz.

The optical system splits the probing beam into 11 independent measurement chords, as

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49

well as separate reference and ’local oscillator’ beams paths using thin wire mesh beam

splitters. Figure 3.2 provides an illustration of the optical setup. The laser beams, after

completing their designated path, are measured with recently installed planar-diode mixers

at 6 Mhz. These mixers have high sensitivity and reduced noise floor allowing fluctuation

measurements of up to 250 kHz for polarimetry and 600 kHz for interferometry[6].

Figure 3.3: Diagram of FIR system’s 11 viewing chords separated into 2 sets, 5° apart.(Reproduced from N. Lanier, et al.[7]

The 11 measurement chords are further separated into two sets, about 5 toroidally

separated from each other (see figure 3.3). This arrangement has been exploited to make

toroidal fluctuation measurements, but for the purpose of the PPCD plasmas investigated

in this work only their radial locations are considered.

It is pertinent to note that the electron density profile is not determined from a simple

inversion of FIR interferometry measurements, but rather incorporated as constraints

with other diagnostics measurements in a Grad-Shafranov equilibrium calculation [8] as

discussed in more detail in section 3.2.2.

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50

3.1.2 The Dα array

Neutral particle density profiles are determined by modelling the neutral particle dynamics

from particle sources and sinks which are constrained by the measurement of deuterium

Balmer-alpha (or Dα) emissions arising from the n = 3 to n = 2 transition. Dα emission

occurs when a deuterium atom is excited to a higher state, usually through electron impact

excitation or charge exchange. The associated radiance can be calculated as,

R =

∫C

∆Ω(~r)

4π γDalpha(~r)dl (3.9)

γDalpha =A32

A32 +A31(n0ne 〈σv〉excitation + n0ni 〈σv〉CX) (3.10)

where n0 is the neutral density, and 〈σv〉 are the distribution averaged reaction rates for

electron impact excitation and charge exchange into the neutral deuterium n = 3 excited

state and A32 and A31 are the Einstein coefficients for spontaneous emission. Given ne, ni,

and n0, the neutral emission is easy to calculate, but it varies over 3 orders of magnitude

across the plasma diameter as very little emission arises from the hot core. Accurately

determining the neutral density in the core requires careful calculations of the neutral

dynamics which are discussed in detail in section 3.2.4.

MST uses 13 silicon photo-diode detectors to observe the 656nm Dα line. The detector

array (referred to as the Dα array) is located at the 210 toroidal boxport. The boxport has

17 available lines of sight, hence we are limited by the available detectors. The detectors

consist of filtered silicon photo diodes with a built-in current-to-voltage transimpedance

amplifier. Figure 3.4 shows the physical assembly of the detectors.

The detectors are calibrated using a commercially available Tungsten strip-lamp with

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51

Figure 3.4: Diagram Dα detectors and available viewing chords. The detectors consist offocusing optics, a silicon photo-diode, and a transimpedance-amplifier circuit. In somedetectors there is also a pin-hole aperture used to reduce the intensity of incident light onthe detector. Five of the viewing cords have matching ports on the other side, but they arenot used for this work. (Reproduced with modifications from J. Anderson[8])

integrating sphere which has been calibrated for radiance measurements. An optical

assembly identical to that on MST is used to couple light from the integrating sphere to

the detector. Since the optical geometry is reproduced, the geometrical effects quantified

by the étendu A∆Ω are held to be constant between calibration and machine. However,

the transfer function is much wider than the Hα emission line, and thus needs to be taken

into account. Namely the voltage measured in calibration is

Vcal = cA∆Ω

∫∞0f(λ)Rλ(λ) dλ (3.11)

≡ c ′R (3.12)

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Figure 3.5: Example voltage vs luminance calibration for Dα detectors. The integratingsphere’s luminance is reported by it’s detector in foot-lamberts. This in particular is fromdetector #32’s calibration from Aug. 2015.

where c and c ′ are calibration factors, f(λ) is the transfer function of filter, and Rλ is the

spectral radiance of the integrating sphere. With c ′ thus defined, it can be easily calculated

from measured pairs of output voltage vs luminance slope from,

c ′ =Vcal

R(3.13)

=∆V

∆L

(L

R

(3.14)

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53

where ∆V∆L

is the measured voltage vs. luminance slope (see Figure 3.5), and (LR)λ is the

luminance to spectral radiance conversion factor provided by NIST-certified calibration of

the light source. To apply to measurements, however, we have to further consider that the

voltage due to measurement of plasma emission is

Vmeas = cA∆Ω

∫∞0

∫C

f(λ)ε(λ, l) dldλ (3.15)

where C is the view path, l is the distance along the line-of-sight, and ε is the spectral emis-

sivity. Since the plasma emission is a discrete emission line and the calibrated light source

is a broad-spectrum source, we cannot equate the integration over spectral wavelength

between the calibration and plasma measurements. Thus, an additional factor is needed.

Approximating the spectral emissivity as a delta function, i.e. ε ≈ IDα(l)δ(λ− λDα) where

IDα is the emissivity, the measured voltage becomes

Vmeas = cA∆Ωf(λDα)

∫C

IDα(l) dl

= c ′f(λDα)∫∞

0 f(λ)dλ

∫C

IDα(l) dl (3.16)

≡ c ′ctrans

∫C

IDα(l) dl (3.17)

where in addition of the calibration factor c ′ defined previously, the transfer function

normalization factor ctrans ≡ f(λDα)∫∞0 f(λ)dλ

is also need for the proper calculation of the line

emission intensity. This latter factor ctrans was precisely measured using a high-resolution

Ocean Optics HR2000+ spectrometer as the transfer function of the filters showed noticeable

variations[9], but it is not regularly re-calibrated as it would require disassembly of the

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detectors. The radiance calibration of c ′ using the integrating sphere is performed once

a year during the data taking period for this work. More details of the hardware and

calibration process can be found in Anderson’s Ph.D. thesis[8] (Chapter 2) and Eilerman’s

Ph.D. thesis[9] (Appendix A).

3.1.3 The Thomson Scattering Diagnostic

The Thomson Scattering (TS) diagnostic is a laser-based optical diagnostic which oper-

ates via the eponymous Thomson scattering process. On MST, it is setup to provide Te

measurement, though the physics of the Thomson scattering process is in theory able to

provide both temperature and density information about either electrons or ions. Thom-

son scattering itself can be understood as the limit of Compton scattering of photons on

free charged particles at the limit of low photon energy, in this case, free electrons in the

plasma. In short, the free electron will scatter incident photons to a new direction while

preserving frequency. But individual electrons travel at various speeds and directions and

will thus encounter variously blue and red shifted incident photons from the laser. The

scattered light is thus Doppler broadened. In particular, the TS diagnostic takes advantage

of incoherence (or non-collective) Thomson scattering in the plasma. In this case, the

wavelength of the incident photons are much smaller than the Debye length of the plasma,

thus the plasma will not respond collectively to the light, but instead electrons respond

approximately individually. The mechanics of Thomson scattering is best explained in

the classical wave-based picture. The incident E-M wave accelerates free electrons in a

oscillatory fashion, and as an oscillating charge, the electron radiates E-M waves in all

directions with the same frequency with an intensity pattern that varies with the incident

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angle. In a plasma context, a powerful laser is used to provide the incident light at a specific

frequency, and the scattered light is observed. However, the scattered light from a plasma is

not the work of a particular electron, but made up from many individual scattering events

off of many electrons. The electrons have a distribution of velocities in the direction of

the incident beam, and as mentioned above, scatters the incident beam over a distribution

of wavelengths. Thus, the intensity of the scattered light from a plasma is a function of

scattering angle, electron density, as well as electron temperature. This intensity function

is further modified due to relativistic effects important for hot plasmas (> 1 keV).

The spectral intensity S(ε, θ,α) (the directed scattered power per solid angle per nor-

malized wavelength shift ε) due to scattering by a Maxwellian distribution of electrons are

first calculated by Zhuravlev and Petrov[10] and expanded upon by Seldon[11] for routine

analysis as follows:

S(ε, θ,α) = c(α)

A(ε, θ)e−2αB(ε,θ) (3.18)

where:

A(ε, θ) = (1 + ε)2√

1(1 − cos θ)(1 + ε) + ε2

B(ε, θ) =

√1 +

ε2

2(1 − cos θ)(1 + ε)− 1

c(α) =

√α

π(1 −

1516α

−1 +345512α

−2 + . . .) for α 1

and α ≡ 12mec

2

kTe, ε = λs

λiis the normalized wavelength shift, and θ is the scatter angle. This

analytical calculation does not account for depolarization effects, but observations have

shown that for the characteristic parameters of MST, the depolarization effects can be safely

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56

ignored[11].

Figure 3.6: Diagram of Thomson scattering optics and sight lines. The scattering angle inequation 3.18 are dictated by angle made by the red view paths and the laser beam line.(Reproduced from J. Reusch.[12])

In MST, the TS diagnostic has 21 sight-lines. The scattering angle for a particular

sight-line is fixed by the geometry of the viewing optics and ranges from ∼ 108 to ∼ 143.

The wavelength dependence is observed via an array of polychromators equipped with

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57

avalanche photo-diodes digitized at 100MHz to help separate the scattered laser light

from the background (digitized both before and after the laser pulse). The temperature

Te is found via least χ2 fitting of these observations. The temperature measurements are

localized by the intersection of the laser beam path and the viewing geometry, allowing

direct Te profile measurements without relying on inversion techniques. The main limiting

factor of TS diagnostics is the small amount of incident beam power is that is scattered

(ie. the cross section is very small), and thus it relies on a very powerful pulsed laser

(pulse energies ∼ Joule) to provide the incident beam. Such lasers are often limited in their

repetition rate due to the technical difficulties with heat in the lasing medium, thereby

limiting the ability to diagnose fast phenomenon. MST’s TS system is powered by two laser

“backends.” The older “work-horse” system is based on a pair of off-the-shelf Q-switching

Nd:YAG lasers operating at 1064nm. A series of upgrades have been made to the Pockel

cell drivers (that are responsible for Q-switching) and power supplies that significantly

increase the repetition rate achieved to up to ∼ 1 kHz per laser over ∼ 15 ms of active

time[13]. In standard operation, the two lasers’ timing are staggered in such a way to

achieve effectively a 2 kHz pulse rate. This is the mode used to take the data related to this

research, as it focuses more on the slower time scale effects the electron Te have on the ions.

The effective TS frequency of 2 kHz affects the rate at which the plasma kinetic profiles

are updated and sets the evolution timescale of the model. This issue will be addressed in

more detail in section 3.2.3. For studies of faster plasma phenomenon, the Spectron lasers

can also be operated in a pulse-burst mode[13] where bursts very fast pulses are produced

and repeated. A typical repetition rate in this mode produces 8 pulses at 25 kHz, and these

bursts themselves repeats at 1 kHz. The TS system also has an alternative custom-built

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laser system commonly called the Fast Thomson system despite the fact that the ‘regular’

TS system is already very fast. The Fast Thomson system can be operated at a repetition

rate of up to 333 kHz for 3-4 pulses, or 100 kHz for 44 pulses[14], giving it exceptional

capabilities to resolve fast Te dynamics. It is, however, not relevant this this work.

A detailed overview of MST’s TS system can be found in the thesis of J. Reusch[12], and

an recent comprehensive treatment of TS theory is available by Prunty[15].

3.1.4 Ion Doppler and charge exchange recombination spectroscopy

Naturally occurring ion line emission in the plasma due to electron impact excitation and

charge exchange with recycled neutral deuterium, is shifted in wavelength by ion velocity

due to the Doppler effect and broadened due to the the thermal velocity distribution of

the plasma ions. The broadening occurs since a portion of the observed line emission is

red-shifted due to ions having velocity away from the observer and an portion is similarly

blue-shifted. A net flow velocity in the plasma causes a net wavelength shift. Spectrally

resolved measurements of this line emission can be observed using a spectrometer to

determine the emitting ion population’s density, velocity, and temperature.

3.1.4.1 Physics principles of IDS

The emission lines used to make these observations can come from one of three reactions:

electron impact excitation, charge exchange recombination, or radiative recombination. For

the range of plasma temperature and density achieved in MST, the radiative recombination

is a negligible contribution. Typical line emission from MST consist primarily of the

result of electron impact excitation and neutral deuterium charge exchange reactions with

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impurities. The impurities themselves are either atmospheric contaminants (like oxygen) or

sourced from limiter sublimation (carbon) and wall sputtering (aluminum). Since this line

emission is naturally occurring in the plasma, only a spectrometer and appropriate viewing

optics are necessary to observe the emission to obtain information about the plasma. But

ion Doppler spectroscopy using naturally-emitted line emission integrates light emitted

from the entire plasma volume along the line of sight which is typically not uniform. This

means the measurements are not localized except by the emission shells that form for

partially-ionized ions in the temperature gradient regions of the plasma. Interpreting this

emission requires detailed calculations of ion charge state which depends on the electron

temperature and density as well as the neutral deuterium density and it can be a challenge

to interpret measurements made.

Charge exchange recombination spectroscopy (CHERS, or CER) is a special case of

Doppler spectroscopy where a neutral beam is used to stimulate charge exchange emission

along its path, allowing the spectrometer to make localized measurements where the beam

and line of sight intersects. The Doppler shift due to the line-of-sight velocity of an emitting

ion is

∆λ = λ0v

c. (3.19)

If we assume a Maxwellian distribution of emitting ions, then the lineshape of the spectral

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radiance is

R(λ|v, T , I0) =I0

σth√

2πe

−(λ−λc)

2σ2th (3.20)

where: (3.21)

I0 = nimpns 〈σv〉∗ is the total intensity (3.22)

σth =λ0

c

√kTimp

mimpis the thermal broadening, and (3.23)

λc = λ0(1 +vimp

c) is the velocity shifted wavelength. (3.24)

Additionally, ns is the density and 〈σv〉 is the effective reaction rate (with branching fraction

modification) of the emission generating reaction, Timp, vimp, and mimp are the impurity

temperature, velocity, and mass. This equation only considers thermal broadening of the

line emission. One advantage that can be seen from this formula is the fact that the 3

plasma parameters of interest can be separated easily for analysis. For example, this thesis

uses Doppler spectroscopy to look at impurity temperature, thus absolute calibration of

wavelength is unimportant for this work as it effectively folds into the λc parameter. In

general, the temperature corresponds to width, velocity to total shift, and density to the

integrated radiance.

Modelling charge exchange requires a bit of special consideration regarding both the

isolation of the charge exchange emission, as well as the effect of fine structure broadening.

To start, the charge exchange emission observed is contaminated by the same emission

line excited through electron impact, referred to as background emission. To extract the

local plasma information from the charge exchange emissions, the spectrometer also needs

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a ’reference’ sight-line that looks at (effectively) the same plasma but in the absence of

the beam. On MST this is done by having a second parallel sight-line offset about 2 cm

toroidally. This way, the background emission can be fitted to a spectrum model and

then incorporated into the combined charge exchange and background model for the

measurements’ sight-line. The second consideration has to do with fine structure of the

emission line itself. Ultimately, line emission is the result of a bound electron dropping

from one energy state to another and emitting a photon of energy equal to the difference

of the energy levels. The energy states associated with primary quantum number n

consist of sub-levels due to the interaction of the electron orbital angular momentum with

the spin angular momentum. The quantization of the angular momentum introduces

the other quantum numbers, l, and s. Each of the energy sub-levels is also Doppler

broadened effectively turning the line emission spectrum into the sum of many Gaussians,

known as fine structure. The sub-levels associated with the spin number s, is due to

Zeeman splitting, and the energy effect is small due to the relatively low magnetic field,

and is not significant for the broadening calculations. The angular quantum number l

and the energy sub-levels associated have a significant effect on emissions, and charge

exchange emissions especially. Then, it is important to know the relative wave lengths and

amplitudes of these component Gaussian emissions. But these can be difficult to calculate

analytically as the probability of populating a certain fine structure level is complex and

has many dependencies. These calculations have been performed elsewhere[16], this thesis

instead relies on the Atomic Data and Analysis Structure (ADAS) database for the relative

population of the fine structure states[17].

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(a) Optical layout of IDS-II via ZEMAX (b) Photograph of IDS-II layout

Figure 3.7: IDS-II optical layout. Reproduced from Craig et al. [18]

3.1.4.2 Doppler spectroscopy hardware on MST

On MST, ion Doppler spectroscopy is performed using the IDS-II (ion Doppler spectrometer,

mkII). It is a custom built, high throughput spectrometer optimized for the 343 nm C VI

line, but it could be used for any viable emission line between 200 nm and 480 nm. This

spectrometer can simultaneously measure emission from light collected along two optical

views, either for the measurement and the reference views used for Charge exchange

recombination spectroscopy, or two passive Doppler spectroscopy locations simultaneously.

It uses a double grating Czerney-Turner design to achieve a high resolving power (λ/∆λ ∼

5600) while each of the gratings are actually a mosaic of 4 gratings, giving a large total area

in order to achieve the high étendu of 0.40 mm2sr per view(see figure 3.7). It uses a series

of photo-multiplier tubes (PMTs) to measure the spectral radiance, allowing the system

to achieve an effective data rate of up to 100 kHz in high current plasmas[18]. Recent

improvements to the frequency response of the transimpedance-amplifiers have allowed

fluctuation measurements up to 400 kHz[19].

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Chord # r/a ρv/a

1 -0.91 -0.922 -0.76 -0.803 -0.58 -0.644 -0.41 -0.485 -0.24 -0.326 -0.07 -0.157 0.11 0.038 0.28 0.209 0.45 0.37

10 0.62 0.5511 0.80 0.75

Table 3.2: IDS-II poloidal viewing chord locations. The ρ/a refers to average magnetic fluxsurface location in axisymetric plasmas.

The IDS-II system has 11 poloidal viewing chords available, listed in table 3.2. It also

has toroidal views available, but they are not used for this project since over the time scales

studied the ion temperature is isotropic.

A diagnostic neutral beam (DNB) is used to inject neutral particles to make localized

CHERS measurements. The ’diagnostic’ in it’s name refer to the fact that the beam current

is small such that it does not effectively perturb the plasma being observed, in comparison

with heating and fueling beams that are designed to increase the temperature and density

of the plasma. The DNB on MST is a nominally 50 keV, 4 A hydrogen neutral beam with

a pulse length of 20 ms[20]. The beam energy is optimized for the C6+ charge exchange

cross section which has a peak reaction rate at 45-50 keV. The beam has recently undergone

a refit and the beam composition is measured to be about 75% at full energy, 20% at half

energy and 5% at a third energy.[20]

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3.1.4.3 Line fitting and ensemble analysis

This work uses the CHERS data obtained in two different modes and a brief discussion

of the line fitting and ensembling techniques is needed to place them in context. The raw

signals from the PMTs are digitized at 1MHz, but as discussed above, the spectrometer

is designed for data-rates up to 100kHz; the difference is accounted for in the analysis

algorithm. A linearized fluctuation analysis technique alternative to the one described here

has been developed to analyze fluctuations up to 400kHz[21], however this work focuses on

the slower dynamics of the quai-equilibrium values and does not use this alternative. The

default method starts by converting the 1MHz data into intensity through gain calibration

values, then they are summed into time bins at the desired data frequency (1kHz to

100kHz are common), and subsequently, its photon-counting uncertainty is calculated from

calibration (described in detail in T. Nishizawa’s thesis[22]). Afterwards, a piece of code

calculates the intensity that each PMT channel ’should’ measure at a given temperature,

velocity, and amplitude, but also accounting for fine structure and instrumental transfer

function. A χ2value is calculated from this model and the actual measurement, and a

nonlinear optimization function is used to find the parameters at which the χ2 is minimized.

If data analyzed is from two passive IDS views, they are fitted independently the same

way. However, if a CHERS measurement is being analyzed, then the passive view (the

reference) is analyzed as above, and the active view analysis incorporates this result. It

does this by adding the passive contribution to the modeled intensity used to calculate the

χ2 for the active view. Note that the fine structure for the passive emission and the active

can be different as they are difference processes, but the instrumental transfer function are

dependent on the view not the process. With this addition, the χ2 for the active channel is

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minimized and the analysis complete.

Ensembling of data across multiple shots is used to improve the uncertainty of the

measurements. The uncertainty for a particular fit is calculated using the co-variance of

the χ2as a function of the fitting parameters. In effect evaluating the ’width’ of the χ2well

in each dimension. If the plasma conditions are perfectly repeatable within the ensembled

shots, then the uncertainty of the ensemble can be calculated as the uncertainty of the

mean, ie. σens = Σσ√N

. However, the shot to shot variation is not insignificant and the

total uncertainty presented is σens =√( Σσ√N)2 + σ2

shot to shot, and the shot to shot variation is

characterized by the standard deviation of the average ion temperature during the PPCD

period of each shot in the ensemble.

This method of uncertainty estimation is appropriate for the relatively slow 10kHz

fits used for the model comparison work. However, the m = 0 burst analysis presented in

chapter 5 uses fast 50kHz fits, ensembled over m = 0 burst events. The shorter integration

time used for the faster fitting means that each fit is noisy enough that sometimes the

χ2’well’ is poorly formed. Also, the burst-to-burst variation can be large and changes over

the burst period. Hence, the uncertainty on the bursts are presented using the upper and

lower values that bounds 67.8% of the points in the ensemble (i.e. 1 standard deviation).

This is chosen instead of calculating the standard deviation value during the burst itself

since the distribution of temperature values of a particular ensembled ’bin’ tends to be

skewed.

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3.2 Modeling Methods and assumptions

In addition to the diagnostic inputs, there are various details of how the model is put

together that serves to inform the discussion of the results. These topics include data

selection and ensembling, equilibrium reconstruction, and similar modeling considerations,

as well as the particulars of the initial conditions and boundary conditions.

3.2.1 Shot selection criteria and ensembling of diagnostic inputs

The modeling work revolves around the ion transport in well-behaved PPCD periods. Data

from the PPCD periods included in the ensemble are selected according to the following

criteria:

• periods with little or no burst activity as determined from magnetic fluctuations and

poloidal gap voltage measurements;

• early onset of enhanced electron confinement (12 msec or earlier) determined by a

systematic rise in soft x-ray emission;

• density and current approximately in range of the rest of the shots used (n ≈ 0.7 ×

1019/m3 and Ip ≈ 480 − 500kA) at their peak during the PPCD period;

• reliable operation of the interferometer and Thomson Scattering diagnostics.

The ensemble of ion temperature measurements are drawn from CHERS data from a

larger set of shots. The spectrometer gives single-point measurements and building up

an ensemble of data to reconstruct the evolution of the ion temperature profiles requires

many more shots. These shots are chosen by the same criteria as listed above, but the

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ensemble includes days where the FIR interferometer and Thomson Scattering diagnostics

are unavailable.

3.2.2 Equilibrium reconstruction through MSTfit

As discussed in the previous chapter, the 1-D model relies on the fact that the transport

within flux surfaces are well equilibrated on the time scale of interest, and relatively well

formed compared to standard RFP plasmas. Plasma parameters, with exceptions of neutral

calculations, are thus treated as flux surface quantities in a cylindrical approximation. The

determination of the quasi-equilibrium magnetic geometry is done by a process referred

to as equilibrium reconstruction through the MSTfit code. Given a set of magnetic, density

and temperature measurements, MSTfit uses a non-linear solver to find the best fit 2-D

solution to the Grad Shafranov equation:

J(φ) =2πFF ′µ0R

+ 2πRp ′ (3.25)

where F = RBφ and p is the pressure, assumed to be isotropic. The reconstruction code

further assumes a symmetric plasma, which is well suited for PPCD. In doing so, the

FIR measurements of density and internal magnetic field, as well as Thomson Scattering

measurements of Te are used as constraints on the solution. The details of how this is

achieved can be found in J. Anderson’s thesis [8] and paper [23]. The result of this process

is a set of flux surfaces with associated temperature and density, as well as associated

magnetic field. Because of this, the electron density measurement is not of an independent

inversion of line integrated measurement, but a part of the non linear fit; same applies to

magnetic field and electron temperature.

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The transport model takes advantage of this existing code base by reading this informa-

tion as input. To cover the entire period of interest, as series of MSTfit reconstructions are

produced. In order to conduct ensemble analysis, the input diagnostic data is ensembled

across the list of shots and then the series of reconstruction is produced for the code. Each

of these fits corresponds to what I term time blocks, the larger time scale of model prop-

agation used for the input of plasma parameters. The actual propagation of the model

occurs over two time scales. I distinguish the two with the names of time blocks (the larger,

slower steps) and time steps (the smaller, faster propagation steps).

3.2.3 Time blocks and time steps

The model is associated with two pertinent time step sizes. The model code is flexible in

what size these steps sizes are for a particular analysis, but for the analysis in this work

they are set at 0.5ms and 1µs respectively. The slower timescale already mentioned

above is the one used for updating the magnetic equilibrium and associated input plasma

parameters via MSTfit as well as neutral calculations via DEGAS2 simulations. The PPCD

quasi-equilibrium being considered is very stable and slowly evolving. The electron energy

confinement time has been previously evaluated to be 10ms[24] and ion confinement

is expected to be similar or better, whereas the transient nature of PPCD causes the Te

to approximately double in 10ms, setting the effective time scale. Fast dynamics such

as turbulence are only relevant to the physics scope of the model in a time-averaged

sense. Hence the 0.5ms update timescale is sufficient to capture the relevant changes in

plasma parameter. Reduction of time block size would involve trade offs with resource

requirements, such as needing a faster TS data collections rate and thus less overall coverage,

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as well as more DEGAS2 simulations that significantly impact model run time. As the

results in chapter 4 bear out, the power terms being considered for the model, as well as

measured Ti also evolves slowly compared to the time block size.

The model calculations are done at a faster timescale that I call time steps. This is set

at 1µs in consideration for numerical error in finite time step propagation. As mentioned

in section 2.3, the mathematical core of the model is a numerical integration in time. A

rectangle-rule integration is used to simplify the various power term calculations, but it

has a relatively high numerical error. The error bound by rectangle-rule integration has an

upper bound of

Error 6N∑i=0

f ′(ti)∆t2

2 6N

2 Max(f ′)∆t2 = Error∗ (3.26)

where t refers to time. With a setting of ∆t = 1µs, the percentage error bound,

Error∗P =Error∗(

∫f(t))∫

f(t)(3.27)

where f(t) refers to the ∂∂tEthermal function as defined in section 2.3, comes to ≈ 0.1%. This

is due to the low rate of change in the energy function as compared to step size. Of course

the verification is performed after the analysis, but conceivably the time step does not need

to be so small.

3.2.4 Monte-Carlo neutral simulation through DEGAS2

As mentioned in section 3.1.2, the neutral dynamics are more difficult to ascertain than the

physics of the Dα emissions would suggest. This is because the neutral density drops very

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significantly towards the core of the plasma such that it contributes a negligible portion of

the Dα emission observed. Simple inversions are not able to determine the core neutral

density effectively, especially for PPCD plasmas where the neutral density and resultingDα

emission levels are significantly lower than in standard plasmas. At the same time, although

the low neutral density results in insignificant light emission, this does not mean that it can

be ignored. Even though the neutral density is a tiny fraction of ne ( 1×10−4to1×10−5), the

charge exchange reaction of this low density gas with ions in the hot core is an important

heat transport channel. To asses the neutral dynamics and how it effects the ion thermal

transport, a Monte-Carlo simulation is needed. A Monte Carlo neutral simulation initializes

a large number of test particles and tracks their behavior though the plasma in physics-

based probabilistic calculations. Net characteristics of the neutral population can then be

tallied though the net behavior of all the test particles. Monte Carlo simulation are the

standard for neutral dynamic calculations since the neutral mean free path is too large to

justify a fluid approximation. Additionally, the neutral population does not necessarily

satisfy the same symmetries as the charged particle populations (poloidally-symmetric

flux surfaces for example). Unfortunately, Monte Carlo simulations are costly in terms of

computing power, and are the calculations that set the pace for the model calculation time.

The Monte Carlo simulation code used for this work is DEGAS2 developed at PPPL[25].

It is a 2-D simulation that takes 2-D Te and ne profiles as input and tracks and tallies charge

exchange, ionization, recombination, and molecular disassociation reactions, as well as

associated particle and heat flow of test particles. For this work, it is setup with 3 source

terms at the edge of the plasma (details on their geometry are presented in section 4.1.1)

and synthetic Dα emission detectors to predict measurements made by the Dα array on

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MST. The detailed physics of sputtering, recycling, and sublimation underlying the neutral

source from the different wall and limiter materials are outside of the scope of this work.

The simulations are run such that neutral molecules enter the plasma at a defined rate

and geometrical extent, they evolve into different charged and neutral species according to

the appropriate rate coefficients, the neutral and charged particle populations are tallied,

and the radiance observed by the synthetic detectors is predicted. The neutral source

rates are used by the broader model as fitting parameters used to achieve a fit between the

predicted Dα emission and the observed data. Conveniently, DEGAS2 tallies quantities

of interest such as charge exchange ion loss (a neutral source), particle source rates, and

energy associated with ionization directly, which means the model takes the 2-D output of

these value and incorporates them via flux surface averaging. While the neutral profiles

are not flux surface quantities, the ion population travelling around the flux surface will

experience the averaged effects from the neutrals, justifying the assumption of toroidal

symmetry.

DEGAS2 simulations are run for each time block (defined in the section previous)

as a compromise, both due to it’s computational cost, as well as the availability of Te

measurements, a very important input parameter. This arrangement has one problem,

however, and that is model self-consistency. To run DEGAS2 simulations, the Ti profile is

needed, but for the ion heat transport model to calculate Ti, it needs the outputs from the

DEGAS2 simulation. To alleviate this issue, the predictor and corrector method is used.

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3.2.5 Pseudo-self-consistency, and predictor and corrector methods

In addition to the problem of self consistency, it would be advantageous to take into account

the time variation of the neutral density profile n0 and source and sink terms (like PCX)

that vary during a time block rather than modeling their values as suddenly jumping at

time block boundaries. This is a concern for adequate physical accuracy both for the direct

interactions between the deuterium ions and neutrals and also for the impurity charge

state ratio calculations which depend on n0. The impurity charge state affects the density

and pinch flow calculation which in turns impacts the heating terms, all of which are

calculated on a time step basis. A sudden jump in the modeled neutral density profile

causes unrealistic time variation of these terms at the time block boundaries. Hence the

need to interpolate the power terms for each time step within a time block.

To address these issues the code uses a simple predictor-corrector implementation to

propagate transport terms. This method uses the previous time point information as an

approximation to ’predict’ the following time step, and then uses the ’prediction’ to redo

part of the calculations and thus correct the values. In general, the predictor corrector

method, when applied to explicit methods, can be understood mathematically as the

following:

y∗(ti+1) = ∆t∂y

∂t(ti,y(ti)) + y(ti) (3.28)

y(ti+1) =∆t

2

(∂y

∂t(ti,y(ti)) +

∂y

∂t(ti+1,y∗(ti+1))

)+ y(ti) (3.29)

where ∆t is the time step size, ∂y∂t

is a known function, and the asterisk denotes estimation.

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For the purpose of my model, y would represent the Ti. The particular implementation

within the model is somewhat convoluted as the model has two time scales and the

predictor corrector calculations are not applied to the fundamental stepsize of the model

but to the time blocks. We define j as the time step index, and J as the time block index,

and further, use the notation that jJ represents the j index such that tjJ=tJ (i.e. the time

point represented by time step if index jJ is the same as the time block of index J). Due to

the ratio between the time step and time block size, jJ+1 = j+ 500 and j0 = 0. To simplify

the explanation, the other (non charge exchange) power terms which are calculated for

each step and not block and do not have self consistency issue introduced by the two time

scales, are grouped together in notation as Pother . In order to propagate the model from

index jJ to index jJ+1 (i.e. a time block), first the charge exchange term is calculated at the

beginning step:

PCX,jJ = DEGAS2(ni,jJ , Ti,jJ ,ne,jJ , Te,jJ) (3.30)

Then the model is propagated assuming that PCX stays constant between index jJ to index

jJ+1 (i.e. = PCX,jJ), because the PCX,jJ+1 cannot be calculated with known information. With

that, we can ’predict’ T∗i,jJ+1with:

E∗j+1 =32ni,j1kT

∗i,j+1 (3.31)

= Pother,j + PCX,jJ (3.32)

for jJ 6 j 6 jJ+1 (3.33)

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with the predictor’s result for T∗i,jJ+1 , PCX,jJ+1 can be calculated via DEGAS:

PCX,jJ+1 = DEGAS2(ni,jJ+1 , T∗i,jJ+1 ,ne,jJ+1 , Te,jJ+1) (3.34)

note that with the exception of Ti, the other values are diagnostic inputs and are known

quantities in the context of the model and thus are not ’predicted’ or ’corrected’. This also

applies to Pother. Now with PCX,jJ+1 calculated, the next step is to prepare the ’corrector’ by

splining PCX,j for the block:

PCX,j = linear interpolation(PCX,jJ ,PCX,jJ+1 , (jJ+1 − jJ)) (3.35)

= PCX,jJ + (j− jJ)(PCX,jJ+1 − PCX,jJ

jJ+1 − jJ) (3.36)

with this calculated, the model propagates the steps from jJ to J+1 again for a second pass,

with the splined PCX:

Ej+1 = Pother,j + PCX,j (3.37)

for jJ 6 j 6 jJ+1 (3.38)

whereupon the block is complete and the code moves on to the next block. Further, PCX,jJ+1

has already been calculated (in equation 3.34) and can be used to start the next block. By

taking this expedience, DEGAS2 is only ever run with T∗i (the ’predicted’ temperature) as

the input, and in theory, additional accuracy could be gained by rerunning DEGAS2 after

the Ti calculations are redone, and circle around the ’corrector’ loop again. However, this

only very marginally improves the calculation as Ti changes very slowly even compared

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with the variation over the time block size, and DEGAS2 calculations are generally more

sensitive to Te, which is an external input to the model and does not suffer from the same

prediction issues. The primary aim of applying this method is to better approximate the

PCX and ∂∂tni terms which are important for the model results presented in chapter 4.

3.2.6 Other considerations

The model evolves the ion temperature according to the physics described, but to do that

it is initialized with Ti from CHERS measurement. However the CHERS measurement

chords needs to be interpolated for use on the finer radial grid of the model. A simple

profile function for plasma quantities is the ’alpha model’:

T(ρ) = T0(1 − ρα)β + Tedge (3.39)

where α and β are fitting parameters. However, it does not fit the measured Ti profile

well (see figure 3.8). Instead, a free-knot-spline fit is used. Additional constraints are

included to make the initial profile more physical. First, the data being fit are mirrored

at ρv < 0 and ρv > a. This is done to impose a Neumann boundary condition, which

in turn is important to prevent the edge Ti fit returning a negative region, and is further

needed to make sure the very core point (inside the core-most measurement) does not

get fit to a very high temperature with a gradient. Further, two additional data points are

added to the CHERS measurements: one is the boundary condition of Ti(a) = 10eV , a

standard approximation, and the other is the passive IDS measurement of the C-III (C2+)

emission line in 500kA PPCD plasmas. There is some uncertainty in the location that it

corresponds to, and for the purpose of the model this data point is located at ρv = 0.46, as

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Figure 3.8: Ti initial condition and fit. FKS refers to free-knot spline, a fitting techniquewhere a series of spline curves with adjustable knot locations are used to fit a profile.

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determined from collisional-radiative modeling of similar plasmas[22, 26]. These points

are added to the CHERS measurement to arrive at the initial condition because the CHERS

measurements by themselves do not adequately sample the ion temperature gradient at

the edge.

The boundary condition of the model is largely inherited from the MSTfit reconstruction

code [8] as it pertains to the input. It is useful to point out that Ti at the edge-most location

is held constant, and the thermal energy transported to this point is considered lost from

the plasma. This is necessary as the MSTfit’s boundary condition imposes n = 0 at this

point, and a temperature cannot realistically be applied. Similarly, in calculating radial

derivatives, the last radial point is ignored and the derivative extrapolated.

Further, quasi-neutrality is imposed on the model. This is to be expected, but it does

broach the subject of the role of the impurities in the model. The model does not actively

model impurity transport or charge-state evolution; this would be a large extension of

the scope of the majority heat transport modelling. However, they are not ignored either.

As will be discussed in greater detail in section 4.2, the radial particle velocity is needed

for calculating the flow related terms, and determining the origin of the core density rise.

This is calculated by using the particle continuity equation, which in turns depends on

the source term and the density change. However, only the electron density is available

through measurement, and as the impurities also provide an electron source through

ionization, their effect on the particle continuity equation must be determined. As such,

the impurity levels (including carbon, oxygen, boron, and aluminum) are taken from M.

Nornberg’s work [27], and added to the model as constant densities with evolving charge

state balance. The quasi-neutrality calculation thus includes the impurity contribution,

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though it is found that their contribution to ∂∂tne is not especially significant in explaining

the observed core density increase during PPCD (see section 4.2).

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3.3 Bibliography

1R. Dexter, D. Kerst, T. Lovell, S. Prager, and J. Sprott, “The Madison Symmetric Torus”,

Fusion Technology 19, 131–139 (1991).

2F. Najmabadi, J. Drake, J. Freidberg, D. Hill, M. Mauel, G. Navratil, W. Nevins, M. Ono,

S. Prager, M. Rosenbluth, R. Stambaugh, K. Schoenberg, Y. Takase, and K. Wilson, “The

Report of the Subpanel to FESAC Concerning Alternative Concepts”, Journal of Fusion

Energy 18, 161–187 (1999).

3J. S. Sarff, A. F. Almagri, M. Cekic, C. S. Chaing, D. Craig, D. J. Den Hartog, G. Fiksel, S. A.

Hokin, R. W. Harvey, H. Ji, C. Litwin, S. C. Prager, D. Sinitsyn, C. R. Sovinec, J. C. Sprott,

and E. Uchimoto, “Transport reduction by current profile control in the reversed-field

pinch”, Physics of Plasmas 2, 2440–2446 (1995).

4B. E. Chapman, A. F. Almagri, J. K. Anderson, T. M. Biewer, P. K. Chattopadhyay, C. S.

Chiang, D. Craig, D. J. Den Hartog, G. Fiksel, C. B. Forest, A. K. Hansen, D. Holly, N. E.

Lanier, R. O’Connell, S. C. Prager, J. C. Reardon, J. S. Sarff, M. D. Wyman, D. L. Brower,

W. X. Ding, Y. Jiang, S. D. Terry, P. Franz, L. Marrelli, and P. Martin, “High confinement

plasmas in the Madison Symmetric Torus reversed-field pinch”, Physics of Plasmas 9,

2061–2068 (2002).

5I. H. Hutchinson, Principles of Plasma Diagnostics, 2nd ed. (Cambridge University Press,

2002).

6E. Parke, W. X. Ding, J. Duff, and D. L. Brower, “An upgraded interferometer-polarimeter

system for broadband fluctuation measurements”, Review of Scientific Instruments 87,

11E115 (2016).

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Bibliography 80

7N. E. Lanier, D. Craig, J. K. Anderson, T. M. Biewer, B. E. Chapman, D. J. Den Hartog,

C. B. Forest, S. C. Prager, D. L. Brower, and Y. Jiang, “Measurement of electron transport

in the Madison Symmetric Torus reversed-field pinch (invited)”, Review of Scientific

Instruments 72, 1039 (2001).

8J. K. Anderson, “Measurement of the electrical resistivity profile in the Madison Sym-

metric Torus”, PhD thesis (University of Wisconsin-Madison, 2001).

9S. Eilerman, “Ion runaway during magnetic reconnection in the reversed-field pinch”,

PhD thesis (University of Wisconsin-Madison, 2014).

10V. Zhuravlev and G. Petrov, “Scattering of radiation by finite volumes of relativistic

plasma streams”, Soviet Journal of Plasma Physics 5, 7–11 (1979).

11A. C. Seldon, “Simple Analytic form of the relativistic thomson scattering spectrum”,

Culham Laboratory Reports, CLM–R220 (1982).

12J. A. Reusch, “Measured and Simulated Electron Thermal Transport in the Madison

Symmetric Torus Reversed Field Pinch”, PhD thesis (University of Wisconsin-Madison,

2011).

13D. J. Den Hartog, J. R. Ambuel, M. T. Borchardt, A. F. Falkowski, W. S. Harris, D. J. Holly,

E. Parke, J. A. Reusch, P. E. Robl, H. D. Stephens, and Y. M. Yang, “Pulse-burst laser

systems for fast Thomson scattering”, Review of Scientific Instruments 81, 10D513 (2010).

14W. Young and D. Den Hartog, “Thomson scattering at 250 kHz”, Journal of Instrumenta-

tion 10, C12021–C12021 (2015).

15S. L. Prunty, “A primer on the theory of Thomson scattering for high-temperature fusion

plasmas”, Physica Scripta 89, 128001 (2014).

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Bibliography 81

16R. C. Isler, “An overview of charge-exchange spectroscopy as a plasma diagnostic”,

Plasma phys. Control. Fusion 36 (1994).

17H. P. Summers, The ADAS user manual, Version 2.6, tech. rep. (2004).

18D. Craig, D. J. Den Hartog, D. A. Ennis, S. Gangadhara, and D. Holly, “High throughput

spectrometer for fast localized Doppler measurements”, Review of Scientific Instruments

78, 013103 (2007).

19T. Nishizawa, M. D. Nornberg, D. J. Den Hartog, and D. Craig, “Upgrading a high-

throughput spectrometer for high-frequency (<400 kHz) measurements”, Review of

Scientific Instruments 87, 11E530 (2016).

20X. Feng, M. D. Nornberg, D. Craig, D. J. Den Hartog, and S. P. Oliva, “Spectroscopic

determination of the composition of a 50 kV hydrogen diagnostic neutral beam”, Review

of Scientific Instruments 87, 50–54 (2016).

21T. Nishizawa, M. D. Nornberg, D. J. Den Hartog, and J. S. Sarff, “Linearized spectrum

correlation analysis for line emission measurements”, Review of Scientific Instruments

88, 083513 (2017).

22T. Nishizawa, “Characterizing the role of drift-wave turbulence in a reversed field pinch”,

PhD thesis (University of Wisconsin-Madison, 2018).

23J. K. Anderson, C. B. Forest, T. M. Biewer, J. S. Sarff, and J. C. Wright, “Equilibrium

reconstruction in the Madison Symmetric Torus reversed field pinch”, Nuclear Fusion 44,

162 (2004).

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Bibliography 82

24B. E. Chapman, J. K. Anderson, T. M. Biewer, D. L. Brower, S. Castillo, P. K. Chattopadhyay,

C. S. Chiang, D. Craig, D. J. Den Hartog, G. Fiksel, P. W. Fontana, C. B. Forest, S. Gerhardt,

A. K. Hansen, D. Holly, Y. Jiang, N. E. Lanier, S. C. Prager, J. C. Reardon, and J. S. Sarff,

“Reduced edge instability and improved confinement in the MST reversed-field pinch”,

Physical Review Letters 87, 205001 (2001).

25D. Stotler, C. Karney, R. Kanzleiter, and S. Jaishankar, DEGAS2 User’s Manual.

26T. Barbui, L. Carraro, D. J. Den Hartog, S. T. Kumar, and M. Nornberg, “Impurity transport

studies in the Madison Symmetric Torus reversed-field pinch during standard and pulsed

poloidal current drive regimes”, Plasma Physics and Controlled Fusion (2014) 10.1088/

0741-3335/56/7/075012.

27M. D. Nornberg, D. J. D. Hartog, and L. M. Reusch, “Incorporating Beam Attenuation

Calculations into an Integrated Data Analysis Model for Ion Effective Charge”, Fusion

Science and Technology (2018) 10.1080/15361055.2017.1387008.

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Chapter 4

Results: Ion Thermal Transport in MST’s

PPCD plasmas

This chapter describes the main body of results and discoveries made during this modeling

effort. Overall, this transport model based on classical effects can adequately describe

the temperature evolution in the core, but needs an extra ad hoc heating term localized in

the edge to explain the edge ion temperature measurements. This chapter will get to this

result in three steps. First is a discussion of the neutral dynamics, including the charge

exchange and impact ionization rates, in PPCD plasmas. This is followed by a discussion

of the inward pinch needed to account for density evolution, how it is correlated with the

~E× ~B flux, its context as part of the net radial flow, and how it affects the thermal transport.

Finally, I discuss the comparison between model and data, with and without an ad hoc

term in the edge. The chosen profile of this anomalous heating term is explained and

motivated by proposed physical mechanisms. The analysis is based on an ensemble of

good PPCD shots chosen according to the criteria laid out in section 3.2.1. Figure 4.1 shows

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Figure 4.1: Time traces of an exemplary PPCD shot (1180110061). A) The poloidal gapvoltage, a measurement of edge toroidal ~E field. B) The Vtot trace. Note the reducedfluctuations during PPCD. C) Chord averaged electron density through the magnetic axis.Note the rise in density especially during the earlier part of PPCD. The vertical dashedlines denotes the period of analysis 12 - 19ms. Not all PPCD shots are quiescent for as longas this shot, or have as early an onset.

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Figure 4.2: Ensemble PPCD profiles of electron density and temperature. Note the peakingof the density profile, and the rise of the electron temperature during the PPCD period.

some of the basic measurements of an exemplary PPCD shot. The poloidal gap voltage VPG

is a proxy for edge toroidal ~E field showing reversal during the PPCD period. The total

transformer voltage Vtot provides a good heuristic for fluctuation levels and turbulence

often used in anticipation of more detailed analysis. The chord averaged ne shows the

density rise during early PPCD which will be important for the results in section 4.2. The

electron density and temperature profiles associated with the ensemble is shown in figure

4.2. The inductive current drive starts at 10ms and for this ensemble of PPCD shots with

good PPCD onset, the tearing mode fluctuations are typically reduced by 12.5ms. The

improved confinement associated with PPCD lasts until 20ms, or longer for individual

shots, and during this time, the electron temperature rises significantly, while density rises

for the first half of the period while becoming somewhat more peaked.

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4.1 Neutral dynamics in improved confinement MST

plasmas

The neutral dynamics are perhaps the most important factor in ion thermal transport in MST.

As explained in previous sections in detail, the neutral dynamics can be difficult to measure

directly, and physics-based modeling is needed. The inadequacy of inversion techniques

and the need for physics simulation regarding neutrals has already been identified [1].

There have been previous attempts to model the neutrals in MST using a Monte-Carlo

simulation code called NENE, based on the principals set out by Hughes et al. [2]. NENE is

similar to the DEGAS2 code that is used for this modeling work. However, comparatively

NENE did poorly for PPCD plasmas, and needed an ad hoc 50eV uniform neutral source to

improve the quality of fit[3]. DEGAS2 improves upon NENE by offering a more complete

set of physics interactions being simulated, especially around molecular dynamics such as

molecular ionization, disassociation, and charge exchange, and well as better accounting

of multi-step interactions that adds an effective ne dependence to impact ionization rate

coefficients[4, 5]. Further, the implementation of NENE on MST did not produce neutral

temperature information, or the thermal effects of impact ionization, the importance of

which becomes clear later in the section. The general setup of the neutral simulation

within the model has been laid out previously in section 3.2.4, but before the density and

temperature results can be discussed, we need to have a short detour to talk about fitting

quality and the source geometry used to obtain the fits.

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Figure 4.3: Example of NENE neutral output, this example is a analysis of a standardplasma. NENE fitting is done with three sources, one source representing the wall, onefor the outboard limiter, and one ad hoc 50eV mono-energitic source used to obtain betterfits, the 50eV energy level was chosen as a compromise between better fits (needs higherenergy ad hoc source), and believable core densities (needs lower energy ad hoc source).The results are fit to Dα measurements via synthetic diagnostic similar to my techniqueusing DEGAS2. (Reproduced from S. Eilerman’s Thesis [3])

4.1.1 Neutral source geometry, and fitting of observations

In an ideal situation the neutral source rates would be known through direct observation

and be modelled using the complete 3D geometry of the vacuum vessel. But as a practical

matter, neutral recycling is complex and not within the scope of this work. Instead, a

2D neutral simulation is run with several independent neutral source profiles assuming

toroidal symmetry. Each particle source has a defined geometry and rate. An instance of

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Figure 4.4: Geometry of the normalized neutral density for the 3 sources used in DEGAS2.1: ’Wall’ source, 2:Limiter source, and 3: ’Duct’ source. Details in text. It is interesting topoint out that in the contribution from the ’uniform’ source, there can be clearly observedthe effect of the Shafranov shift on the neutral density. ie. the neutral density ’hole’ iscorrespondingly shifted to reflect the shift in the ionization region. This phenomenon isnot seen in NENE results of the same source (figure 4.3), and it is unclear why. It is possiblyrelated to self-consistency issues in implementation.

neutral analysis is simulated implementing each particle source independently, and then

the rates are linearly fit to the observed Dα emission levels (discussed in detail in section

3.2.4). Increasing the number of independent ’sources’ via subdividing the wall geometry

would give more fitting parameters, but the fitting problem becomes underconstrained by

the emission measurements, and the computational time needed increases unnecessarily.

This work uses a three-source geometry as follows (illustrated in figure 4.6):

1. A poloidally uniform source representing the walls of MST, with the exception of the

area detailed in the following source.

2. A poloidally localized source corresponding to the location of the outboard limiter.

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The outboard limiter (typically) defines the LCFS on MST and is known to be a major

source of recycling as well as impurities.

3. A poloidally localized source corresponding to the bottom 45°of the wall. This is the

location of the pumping duct and gas injection valves of MST.

The contributions from each source (to density, for example) are treated as linearly inde-

pendent. This is due to the fact that neutral-neutral collisions are very rare compared with

neutral-ion and neutral-electron collisions at typical parameters. Typical contributions

from each source are shown in figure 4.4. This project began by considering only the first

two sources, with the second extending uniformly around the circumference of the vessel

poloidal cross section. However, it is found that in some instances the first two source

terms could not be used to explain measurements from the Dα array. In particular, the

intensity on the central view chords would be systematically under-predicted by the code.

It was hypothesized that the neutral population may have a vertical asymmetry due to

preferential sources and sinks in the lower region of the vessel. This is the location of

the pumping duct and all of the fueling gas injection valves. If this region has a different

effective source rate than ’the rest of the wall’, the code is then able to give a better fit to

the observations. (see figure 4.5)

4.1.2 Neutral density in PPCD

Unsurprisingly, the neutral density is edge dominated and decreases by about 2.5 orders

of magnitude as one ’travels’ towards the core. The details can be seen in figure 4.6. The

edge neutral density is comparable with previous estimates, but the core density is about

1/4 of previous calculations using the NENE code [6]. Though when NENE is run for my

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Figure 4.5: Comparison between 2 source and 3 source fit for DEGAS2. In the 2 source case,the third source corresponding to the pumping duct is merged with the second source(rest-of-the-wall) and emits at the same rate. The pumping duct is a potential source (orsink) of neutrals as the neutral populations there continues to diffuse into the plasma afterpuffing cease. In standard plasma where wall and limiter sourcing is much larger, andedge neutral density is also higher, the pumping duct contribution is small, and possiblybecomes a sink as neutral gas are pumped out. The model uses the 3 source fit.

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Figure 4.6: Neutral density via DEGAS2 simulation, with the geometry of the three sourcesoverlayed. Using the numbering presented in section 4.1.1: source 1 is in blue, source 2 isin green, and source 3 is in red. The dashed lines represent the location of the availableviews.

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Figure 4.7: Core neutral density over the time span of the PPCD period. This result is fromthe ensemble of good PPCD shots analyzed.

particular shot ensemble, it returns results lower than that presented, and the core density

from DEGAS2 is 55% of NENE. As pointed out above, the DEGAS2 fit has the advantage

of not relying on an ad hoc 50eV neutral source to achieve the fit, and the neutral density

more self consistently shows the effect of the Shafranov shift (see also figure 4.4). Further,

the neutral density in PPCD is not entirely constant; the early part of PPCD sees the neutral

density decreasing until around 16.5ms when it stabilizes until the end of PPCD (figure 4.7).

This neutral density estimate is also in line with that from S. Kumar’s measurement of Al

charge state fractions in the core [7]. The charge state fraction of Al11+ to Al13+ is sensitive

to neutral density as the charge exchange process keep the Al13+ population down. The

DEGAS2 neutral density is still too high to match that needed by J. Waksman to explain the

NBI heating effects observed[8]. However, this is perhaps not a good direct comparison as

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Figure 4.8: Neutral temperature via DEGAS2 simulation. A) The 2-d temperature results.B) The flux surface averaged results, with Ti for comparison.

his work is on well-optimized low-current (200kA) PPCD, which, other than the problem

of differing plasma current from my parameters, is inherently difficult forDα observations

to constrain neutral density as the emission measurements begin to approach noise levels

of the detector.

Another notable improvement of the understanding of the neutral dynamics is the

neutral temperature information provided by DEGAS2. Though it may not be immediately

obvious, a high Tneutral is needed for the neutrals to penetrate into the plasma volume.

The mean free path of a ’room temperature’ neutral is very short in MST parameters,

and neutrals created by charge exchange reactions, and a small amount of Frank-Condon

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Figure 4.9: DEGAS2 2D A) charge exchange and B) impact ionization terms. Note thedifference in the color bar range. Less obviously, the up/down asymmetry is also presentin this plot. This result is from ensembled PPCD shots at 15ms.

neutrals from energetic disassociation of D2, dominate the neutrals interior to the plasma.

This is reflected by the DEGAS2 results (figure 4.8). Notably, the neutral temperature is a

significant fraction of the ion temperature, meaning that only a fraction of the ion’s thermal

energy is effectively lost in a charge exchange reaction.

4.1.3 Charge exchange, impact ionization, and ion source rate

The charge exchange loss rate (see figure 4.9 A) displays a hollow profile that is significantly

skewed outboard, similar to neutral density. On a practical basis, this hollow profile is

due to the declining neutral density towards the core, the increasing majority density, and

a relatively constant temperature difference. The trend of declining neutral density also

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Figure 4.10: 1-D neutral power terms at 13ms, 15ms, and 17ms. The ’net neutral power’(net charge exchange) refers to the sum of the two terms, as electron impact ionization is aprocess that recovers some thermal energy from the neutral fluid.

translates to the charge exchange loss as expected. The electron impact heating (figure

4.9 B) is interesting to consider as it represents a partial ’recovery’ of the thermal energy

lost in charge exchange (details in section 2.1.3). However, as the neutral’s temperature is

below that of majority ion, this actually results in temperature decrease. In general, I use

’heating’ to describe thermal energy input into the ion fluid, but they do not necessarily

increase the temperature if the density is changing. Further, the poloidal transit time is

small on the RFP and the neutral effect on the majority ion fluid is still considered on a flux

surface averaged basis despite significant asymmetry. The flux surface averaged charge

exchange loss, and ionization power densities are shown in figure 4.10, as well as the net

charge exchange power.

The ion source rate (figure 4.11) also displays the same characteristics as the power

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Figure 4.11: DEGAS2 ion source rate results.

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terms. However, it is significantly more hollowed out. This means that the ion source rate

is not sufficient to explain the density rise in the core. The consequence of this is to hint at

an inward pinch mechanism to be explained in more detail in section 4.2.

4.2 ~E× ~B pinch observations

As mentioned in the previous section, the ionization rates in the core are insufficient to

account for the electron density increase observed. Additionally, the impurity contribution

to the electron density rise is small in order of magnitude compared with what is ’needed’.

This presents a dilemma for the model since quasi-neutrality dictates that the ion density

rise with that of electron, but if a source for this ’extra’ density is to be assumed, then the

temperature of this ion source is also to be assumed. From an ion thermal modeling point

of view, allowing an arbitrary temperature to be associated with an anomalous density

term is problematic as it can be a large thermal term compared to the other mechanisms,

and allowing it to be adjusted at will on the researcher’s (my) whim weakens the validity

of the model. It would be much preferable for the mechanism to be discovered instead

being assumed.

The first step is realizing that source rate mechanisms are limited. Ionization of deu-

terium and impurities accounts for all the available sources of electrons. However, particle

flow has not been explored to the same degree. In J. Reynolds’s thesis on simulating the

effect of PPCD using the numerical MHD code NIMROD [9], he observes the simulation

undergoing an inward pinch flow across the simulated plasma volume (see figure 4.13).

He also refers to previous simulation studies on PPCD-like conditions showing inward

pinch[10–12]. More empirically, on MST, PPCD drives the plasma into deep reversal and

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Figure 4.12: Terms from the continuity equation (Equation 2.26). This particular plotpresents the ensembled analysis at 14ms. The ’observed’ value refers to the observed ∂

∂tn

obtained via FIR measurements. Electron continuity equation is used to infer that of theions.

the reversal surface moves inwards during this process. Previous measurements of electron

density using FIR interferometry also show the gradient region moving inwards (figure

4.14), hinting at a pinch.

Working with the hypothesis that the unaccounted for core density rise is due to a pinch

flow, I use the continuity equation (equation 2.26) to calculate the particle flux Γ needed to

balance out the observations of ∂∂tne (see figure 4.12). This forms a basis for comparison

with the hypothesized mechanism, ~E× ~B drift.

MST has limited ability to diagnose ~E field in high current plasmas. Thus ~E needs to

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Figure 4.13: Pinch velocity from J. Reynolds’ simulations. Note that the simulation volumeends at the reversal surface and the Lunquist number of the simulation is lower than actualplasma conditions. (Reproduced from J. Reynolds[9]).

be estimated indirectly from ∂∂t~B according to Maxwell equations. The ~B field is calcu-

lated by the equilibrium reconstruction code MSTfit using inputs from the gap voltage

measurements, edge pick up coils, and FIR polarimeter measurements. Sequential MSTfit

equilibrium reconstructions are used to estimated ∂∂t~B. From there Epol can be calculated

through:

Epol(ρv) = −1ρv

∫ρv0ρ ′vdBtor

dtdρ ′v (4.1)

where it is taken as a boundary condition that Epol is zero at the magnetic axis.

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Figure 4.14: Evolution of the ne gradient during PPCD. Note the steepening and inwardmovement of the gradient region from 12 - 16ms. (Reproduced from J. Duff [13])

The calculation of Etor is slightly more complicated, as it is a function of major radius

and not ρ. The voltage measurement (VPG) across the poloidal gap on MST (a cut in the

vacuum vessel along its intersection with the poloidal plane) is a reflection of the toriodal

E field at the wall and serves as the boundary condition for the integration. Etor(R,Z = 0)

along the Z = 0 plane is determined as a function of major radius (R) through:

∮S

~E · d~l = −

∫∫∂

∂t~B · d~s (4.2)

Etor(R)2πR = −

∫ 2π

0

∫RRin

R ′∂Bpol

∂tdφ ′dR ′ − VPG (4.3)

Etor(R) = −1R

∫RRin

R ′∂Bpol

∂tdR ′ −

VPG

2πR (4.4)

where R refers to the major radius, and Rin is the major radius at the inboard wall. To in-

corporate into the 1-D approximation, the inboard and outboard Etor is averaged according

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to their flux surface subsequently. From these, we can calculate the radial ~E× ~B flux,

Γ~E×~B = nev~E×~B

= neEpolBtor − EtorBpol

B2 (4.5)

The result of this calculation is shown in figure 4.15. This is compared with the observed flux

calculated from the continuity equation. The result show that ~E× ~B is a good explanation

for the inwards flow needed to balance out the observations in the core. Hence, the ∂∂tne

rise in the core can now be accounted for in such a way that the associated ion temperature

is no longer arbitrary, since ~E× ~B flow is ambipolar. By the nature of ~E× ~B drift and how it

is estimated via equilibrium reconstructions, it represents the quasi-equilibrium time scale

flow. Whereas starting around the mid radius and out, the total flux becomes strongly

outward and different from the ~E × ~B flux. This discrepancy indicates a strong < n~v >

contribution to the total flux in those regions as discussed in section 2.1.4.

The effects of the flow can be calculated via the method laid out in section 2.1.4. It is

useful to reiterate the two components of the flow effect. The first is the advection term

(−32∇ · (kT~Γ)), the thermal energy ’brought along’ by particle flux. This term brings energy

into the core, but generally will result in cooling; whereas in the edge region, this term

carries energy out (loss to wall), but is general increasing temperature as the edge ions

are ’replaced’ by ions flowing out from mid-radius. The other term is the compressional

work done by the ~E× ~B drift (nkT∇ ·~v). This is a mostly positive term, and it represents

a temperature increase. The calculations show that the compression is a nearly global

heating term that goes away during the PPCD period (refer to figure 4.19), where as the

advection term is a large energy loss term outside of mid-radius, but brings some energy

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Figure 4.15: ~E× ~B flux compared to the observed flux. ’Observed’ flux is that implied bythe continuity equation though ∂

∂tn and source rate observations. The plot is somewhat

zoomed in to show the dynamics in the core, where the previously discussed ’need’ for aninward flux to account for the observations are. The outer areas of the plasma is dominatedby an outward fluctuation particle flux. The outward flux at the edge is consistent withprevious measurements[14].

to the core with the ions when compression is active. It should be noted that the advection

term’s effect on temperature is nearly the opposite, as during compression, it brings cool

ions into the core, and in the edge, it brings hotter ions out increasing the local temperature

(refer to figure 4.23).

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Figure 4.16: Temperature comparison with measurement. The model and data agrees wellin the core, but significant discrepancy exists in the edge.

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Figure 4.17: Temperature comparison with measurement with ad hoc term included. A adhoc heating term located around the reversal surface is used to recover agreement betweendata and model predictions.

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Figure 4.18: Power density terms in the model without ad hoc heating. The charge exchangepower labeled here is the loss to the neutrals only, ionization ’heating’ is plotted as aseparate term. Note the large effects of advection and charge exchange loss from the edge.

4.3 Model comparison with measurements: anomalous

heating in the edge.

The quality of the model is evaluated by comparing its prediction to the ion temperature

measurement made with CHERS. The model is initiated at 12ms, about 2ms after the first

PPCD capacitor bank ’fires’, as it is the earliest time when the significant suppression of

tearing mode turbulence is achieved. CHERS measurement of temperature at initialization

time is fit to an free knot spline and then input into the model as an initial condition. The

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106

time evolution of ion temperature is calculated according to the physics terms described in

chapter 2. The model is found to adequately predict the temperature in the core, but not in

the edge (see figure 4.16). To account for the edge temperature, an ad hoc heating term is

added (figure 4.17). The most significant power loss terms (figure 4.18 and 4.19) affecting

this region are charge exchange, and thermal energy carried by particle flow (advection).

It is interesting to note that these loss terms are to a large extent a function of temperature

as much, if not more than, a function of temperature gradient. This dependence on Ti is a

factor that results in there being an ’equilibrium’ temperature for the model. For the case

where no ad hoc heating is included, the ion temperature near the edge would decrease until

it levels off at significantly lower temperatures than measured. In particular, figure 4.16

superficially suggests that (for the edge chord location) the temperature decreases rapidly

early during the PPCD period. But initializing the model at later starting time would

have the model reproduce the same behavior and settle at the same edge temperature,

just now delayed. This indicates that it is not some particular circumstance relating to

the early PPCD period that causes the model to under predict the temperature. But the

model behaves in such a way that the edge temperature trends towards an equilibrium

temperature determined by the power terms, which is significantly lower than the actual

equilibrium temperature that the ion fluid comes to. To remedy this under prediction, an

ad hoc term is introduced into the model to raise the model’s equilibrium temperature. The

particular profile shape and location used for the ad hoc term is discussed in detail in the

next section, but the result of this are presented in figure 4.17 and 4.19. With this addition,

the model is able to account for the temperatures measured by CHERS. In this scenario, the

core power terms are dominated by the effects of flow, in particular compressional heating

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107

and flow conservation. It is also useful to refer to figure 4.22 and 4.23, which provides

information on how each term effects Ti. From this figure it is easier to see the importance

of the compressional heating term on the core temperature prediction. The compressional

power is the larger of only two terms increasing temperature in the core, and is a major

part of how the model is able to match the core Ti evolution observed. Towards the edge,

the major heating (thermal energy input) term is the ad hoc term. The advection term is

negative in the edge and the most significant source of loss. One looking at the ∂∂tTi plot

would come to the (almost) paradoxical conclusion the the advection term is significant in

maintaining temperature. This can be understood by pointing out the outward particle

flow in the edge has the net effect of removing a number of ions at the local temperature

and replacing them with a smaller number of hotter ions from inner flux surfaces, thus

increasing temperature. The density balance is achieved though a large ionization source

rate, which reduces Ti despite bringing some thermal energy with it (due to non-zero

neutral temperature).

From this model, the ion thermal confinement time can be estimated. The common

definition of thermal confinement time is written as follows,

τE =W

Ploss(4.6)

=W

∂∂tW − Pohm

(4.7)

However, in the context of the model, where the loss terms are known explicitly, it is more

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Figure 4.19: Power terms with ad hoc heating added near the reversal surface. It’s shape isexamined in more detail in the following section. Note also that the higher edge temperaturenow that the ad hoc heating is included results in higher advection and charge exchangeloss from the edge. The uncertainty associated with the terms are not propagated throughthe model due to complexity, however, they are estimated on the order of 6 10%. Inparticular, the most significant terms, charge exchange loss has an uncertainty of nearly10% associated with the Dα measurements, and the density measurement from FIR has∼ 5% mostly from the density fluctuation. A more rigorous assessment of uncertainty islikely needed for more detailed evaluation of the model. Although, it should be noted thata collisional model is limited to an uncertainty of ∼ 1

lnΛ∼ 7%

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109

appropriate to specify Ploss directly. In particular,

Ploss = −[PCX + Pcond + Padvection] (4.8)

hence:

τE,ion =W

−[PCX + Pcond + Padvection](4.9)

The other terms in the model, including compressional work, ad hoc heating, and e-i equili-

bration heating, are considered power inputs, and thus do not factor into the calculation of

the thermal confinement time. This means that for the consideration of this calculation,

the flow terms as specified in section 2.1.4 are separated into the compressional heating

part which is not part of Ploss, and the advection part which is. The confinement time of

the model is shown in figure 4.20. It should be noted that this is not a direct measurement

of the ion confinement time, but rather it is the ion confinement of a model that can be

matched to observed temperature evolution. The thermal confinement time is comparable

to electron confinement time in PPCD calculated at 10ms [15], but it is not evident that

the two are linked through physical mechanisms. Considering the decoupling of ion and

electron temperature, it may be a coincidence that their confinement time seems to match.

The model’s confinement time further changes if the model temperatures are allowed to

drift below the observed temperature by omitting the ad hoc heating term. In that case,

the confinement time noticeably increase as the edge ion temperature decreases which

decreases the heat loss due to outward particle flux in the edge, as well as somewhat

reducing the charge exchange loss the the same region.

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Figure 4.20: Ion confinement time of the model. It is calculated to be around 12ms for the’main’ part of PPCD ( 15ms to the end of PPCD). The confinement time is poorer duringonset of PPCD (< 15ms) but displays a roughly upward trend. The effect on temperature ofthis relatively poorer confinement is mitigated by the compressional heating active duringthe early period.

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4.3.1 Profile and extent of ad hoc heating in the gradient regions

The previous section glossed over the shape and location of the ad hoc heating term used

in order to present the results. The driving determinant of the ad hoc term is to enable

the model to match the observations, but that does not mean that it is entirely free of

physics considerations. The profile settled upon is an asymmetrical Gaussian (in ρv) made

from two half Gaussian profiles with differing width. The profile peaks at ρv/a = 0.75,

the approximate location of the reversal surface (see figure 1.3). The reversal surface

is not only the home of all m = 0 modes, but also near tightly packed m =1 rational

surfaces. Additionally, the peak and the width of the ad hoc heating term is approximately

coincident with the Te gradient region as measured via Thomson scattering. The edge half

of the Gaussian shape has a smaller width to account for the fact that the turbulence that

likely drives anomalous heating would be rapidly decreasing near MST’s conducting shell,

together with rapidly decreasing availability of free energy as temperature and density

drops in the very edge. However, the modeling work and the CHERS measurements

provide nearly no constraint on the very edge of the plasma.

There are several mechanisms that may be responsible for this ad hoc heating, including

possible turbulent compression or damping of turbulent flows as described in chapter 2.

Other possibilities includes cyclotron resonance heating from Alfven waves and stochastic

heating from residual tearing mode activity near the reversal surface. Further, plasma

turbulence such as drift waves and zonal flow, both recently observed for PPCD in MST[16,

17], drives both quasilinear and nonlinear turbulent heating and enables the collision-

less transfer of energy from electrons to ions through such mechanisms such as Landau

damping of wave energy, and frictional heating via zonal flow. The volume integrated ad

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112

Figure 4.21: ad hoc heating profile compared to normalized Te gradient. The long verticalline at ρ/a ≈ 0.75 marks the location of the reversal surface, and the shorter lines marksout the resonant surfaces beginning with inner most the (1,6) surface. For a plot of the qprofile associated, see figure 1.3.

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113

hoc heating used in the model is ≈ 140kW, which is small in the overall energy balance

of the RFP. For example, the total magnetic energy (= B2

2µ0) goes from approx275kJ to

≈ 300kJ and back during a typical period of analysis (spans 8ms from 12ms to 20ms). Thus

a seemingly small transfer of energy from electrons or the magnetic equilibrium may be

sufficient to account for the ad hoc heating added to model calculations.

More generally, the location and the width of the ad hoc heating term roughly corre-

sponds with the location of the Te gradient region (see figure 4.21). While electron gradients

are not directly connected to ion thermal heating, they are sources of free energy driving

turbulence that can heat ions.

4.3.2 Anomalous transport vs. heating

The ad hoc heating term needed for the model can correspond to anomalous transport or

heating, as the model does not account for stochastic transport mechanisms, or turbulent

heating mechanisms. However, given the model’s ability to predict the core temperature

well even in the absence of the ad hoc term, it is more likely that the discrepancy in the

edge is accounted for by anomalous heating. Consider stochastic transport of heat, the

stochastic counterpart to classical thermal conduction. The stochasticity increases the

characteristic step size of the particle beyond the gyro-radius, and ions wandering along

the stochastic field would collide with one another and exchange place, transporting heat

from the hotter location to the colder. Note that this is an effort to separate the stochastic

heat conduction/transport from the stochastic particle transport, as the particle transport

and flux is indirectly included in the model (see the discussion in section 2.2.3). The total

ad hoc term needed in the model integrates to about 140kW over the volume of the plasma.

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114

If the ad hoc term is ’caused’ by a anomalous transport mechanism, then the transport

mechanism would be taking the thermal energy from hotter regions (ie. core). For an

estimation, one can assume that such a transport mechanism takes heat from the core region

defined by ρ/a 6 0.4 and deposits it at 0.4 6 ρ/a 6 0.9 (refer to figure 4.21). Thus defined,

the core region has a volume of ≈ 1.25m2, and loses heat at 110kW/m2 making it the most

significant term in the core. Further assuming a nominal core density of 0.7 × 1019/m3,

the core cooling implied by such transport would be ≈ 100eV/ms in addition to what the

model currently predicts. This is significantly larger core cooling than the observations

would allow (refer to figure 4.17).

Thus the ad hoc heating is not the result of an anomalous transport mechanism, but it

cannot be ruled out that the ad hoc term in the model is the result of a combination of an

anomalous transport mechanism and a (relatively) radially uniform anomalous heating

mechanism. But this scenario would imply that the anomalous transport and heating

would match well enough in the core that they do not significantly affect temperature

evolution there and deposit it at the gradient region. To first order, the result points to an

anomalous heating mechanism active in the Te gradient region, but a fortuitous interaction

between broad anomalous heating and transport is not ruled out.

4.3.3 Additional comments on thermal transport

It is instructive to look at the modeled terms from the point of view of their contribution

to ∂Ti/∂t (figure 4.22 and figure 4.23). There are two effects worth noting. The first is

that some power terms do not have the same effect on temperature as thermal energy.

As mentioned before Pionization, which represents the energy ’recovered’ from the warm

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115

Figure 4.22: ∂∂tTi due to various terms in the model. The significance of this plot is explored

more in the text.

neutral population through re-ionization, reduces the ion temperature despite being a

positive power term. This is due to the fact that it brings cooler particles into to the ion fluid.

The cooling effect of ionization is the most significant in the edge region, but important

throughout the plasma volume. Conversely, the flow effects are (aside from the ad hoc

term) the most significant for increasing the temperature due to the flow of hotter ions to

the cooler edge. But at the same time, the advection term competes with charge exchange

for being the significant energy loss term. The second is that the Pad hoc contribution to

∂Ti/∂t is modified by density, causing it to change despite the power remaining constant.

Especially, its peak is farther out in the edge as compared to that of Pad hoc itself. Looking at

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Figure 4.23: ∂∂tTi due to various terms in the model, zoomed in to show the core dynamics

clearer. Note the disappearing effect of compressional work.

figure 4.23, we can see that ad hoc term’s contribution to ∂T/∂t is relatively constant inside

ρ/a = 0.75. The response outside of this location (i.e. the outside half-Gaussian of the

ad hoc profile) changes significantly, though the model is not well constrained here as the

outer most CHERS measurement is at ρ/a = 0.75.

The e-i equilibration term is generally weak, resulting in the temperature separation

seen in PPCD plasmas. Extrapolating to typical reactor densities, however, would imply

that the equilibration heating would increase by about 2 orders of magnitude (both ne

and ni would increase by an order of magnitude) while the biggest core loss term, charge

exchange, would increase less as the neutral sourcing will increase with plasma density,

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117

but the neutral penetration will decrease correspondingly. In the current model, the charge

exchange loss and the net flow loss (aka particle loss) are the two main loss mechanisms.

Efforts to limit neutrals in the plasma may be beneficial, but in high density and temperature

plasmas, the neutrals are likely to have a much reduced role. Net ion particle loss will

likely be the dominant challenge to RFP ion confinement in PPCD-like conditions.

4.4 Summary

Experimental results show the 1-D ion thermal transport model adequately predicts the

ion temperature evolution in the core, but needs an ad hoc term in the gradient region to

match observations there. Of particular importance to the model is the neutral dynamics

as calculated via the Monte-Carlo simulation code DEGAS2. This simulation is important

in calculating the charge exchange loss from the core. The results indicate that the neutral

population in the core is ’warm’ and the charge exchange loss is somewhat hollow. The

ionization of neutrals are found to ’recover’ some of the energy lost to the neutral fluid,

but this results in decrease in temperature. The source rate geometry and continuity

equations calculations finds that PPCD plasmas undergo an inward pinch during the first

milliseconds which contributes to core temperature via compressional heating. However,

the net particle flux at the edge is outwards and represents a significant loss term. When

compared to ion temperature measurements, the model is found to be unable to match

the observation in the gradient region unless a radially local ad hoc heating term is added.

Comparisons are drawn between the ad hoc term needed and estimates of fluctuation

induced heating and found to be plausible.

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4.5 Bibliography

1S. Eilerman, J. K. Anderson, J. A. Reusch, D. Liu, G. Fiksel, S. Polosatkin, and V. Belykh,

“Time-resolved ion energy distribution measurements using an advanced neutral particle

analyzer on the MST reversed-field pinch”, Review of Scientific Instruments 83, 10D302

(2012).

2M. H. Hughes and D. E. Post, “A Monte Carlo Algorithm for Calculating Neutral Gas

Transport in Cylindrical Plasmas”, Journal of Computational Physics 28, 43–55 (1978).

3S. Eilerman, “Ion runaway during magnetic reconnection in the reversed-field pinch”,

PhD thesis (University of Wisconsin-Madison, 2014).

4D. Stotler, C. Karney, R. Kanzleiter, and S. Jaishankar, DEGAS2 User’s Manual.

5R. Janev, D. Post, W. Langer, K. Evans, D. Heifetz, and J. Weisheit, “Survey of Atomics

Processes in Edge Plasmas”, Journal of Nuclear Materials 121, 10–16 (1984).

6S. Eilerman, J. K. Anderson, S. T. A. Kumar, D. Lui, M. D. Nornberg, J. Waksman, and

G. Fiksel, “Deuterium alpha line measurements and neutral density modeling for the

Madison Symmetric Torus”, Poster presented at APS-DPP Meeting (2010).

7S. T. A. Kumar, D. J. Den Hartog, B. E. Chapman, M. O’Mullane, M. D. Nornberg, D. Craig,

S. Eilerman, E. Parke, and J. A. Reusch, “High resolution charge-exchange spectroscopic

measurements of aluminum impurity ions in a high temperature plasma”, Plasma Physics

and Controlled Fusion 54, 012002 (2012).

8J. Waksman, “Neutral beam heating of a reversed-field pinch in the Madison Symmetric

Torus”, PhD thesis (University of Wisconsin-Madison, 2013).

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Bibliography 119

9J. M. Reynolds, “Numerical Simulation of Pulsed Poloidal Current Drive in the Reversed

Field Pinch”, PhD thesis (University of Wisconsin-Madison, 2007).

10M. Puiatti, S. Cappello, R. Lorenzini, S. Martini, S. Ortolani, R. Paccagnella, F. Sattin,

D. Terranova, T. Bolzonella, A. Buffa, A. Canton, L. Carraro, D. Escande, L. Garzotti, P.

Innocente, L. Marrelli, E. Martines, P. Scarin, G. Spizzo, M. Valisa, P. Zanca, V. Antoni,

L. Apolloni, M. Bagatin, W. Baker, O. Barana, D. Bettella, P. Bettini, R. Cavazzana, M.

Cavinato, G. Chitarin, A. Cravotta, F. D’Angelo, S. D. Bello, A. D. Lorenzi, D. Desideri,

P. Fiorentin, P. Franz, L. Frassinetti, E. Gaio, L. Giudicotti, F. Gnesotto, L. Grando, S. Guo,

A. Luchetta, G. Malesani, G. Manduchi, G. Marchiori, D. Marcuzzi, P. Martin, A. Masiello,

F. Milani, M. Moresco, A. Murari, P. Nielsen, R. Pasqualotto, B. Pégourie, S. Peruzzo,

R. Piovan, P. Piovesan, N. Pomaro, G. Preti, G. Regnoli, G. Rostagni, G. Serianni, P. Sonato,

E. Spada, M. Spolaore, C. Taliercio, G. Telesca, V. Toigo, N. Vianello, P. Zaccaria, B. Zaniol,

L. Zanotto, E. Zilli, G. Zollino, and M. Zuin, “Analysis and modelling of the magnetic

and plasma profiles during PPCD experiments in RFX”, Nuclear Fusion 43, 1057–1065

(2003).

11H. Ashida, H. Sugimoto, and H. Sakakita, “Magnetohydrodynamic Simulation of Pulsed

Poloidal Current Drive in Reversed Field Pinch Plasmas”, Journal of the Physical Society

of Japan 74, 930–940 (2005).

12V. A. Svidzinski and S. C. Prager, “On the Physics of Improved Confinement During

Pulsed Poloidal Current Drive in MST Reversed-Field Pinch”, Journal of Fusion Energy

26, 215–220 (2007).

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Bibliography 120

13J. R. Duff, “Observation of trapped-electron mode microturbulence in improved con-

finement reversed-field pinch plasmas”, PhD thesis (University of Wisconsin Madison,

2018).

14N. E. Lanier, D. Craig, J. K. Anderson, T. M. Biewer, B. E. Chapman, D. J. Den Hartog, C. B.

Forest, S. C. Prager, D. L. Brower, and Y. Jiang, “An investigation of density fluctuations

and electron transport in the Madison Symmetric Torus reversed-field pinch”, Physics of

Plasmas 8, 3402–3410 (2001).

15B. E. Chapman, J. K. Anderson, T. M. Biewer, D. L. Brower, S. Castillo, P. K. Chattopadhyay,

C. S. Chiang, D. Craig, D. J. Den Hartog, G. Fiksel, P. W. Fontana, C. B. Forest, S. Gerhardt,

A. K. Hansen, D. Holly, Y. Jiang, N. E. Lanier, S. C. Prager, J. C. Reardon, and J. S. Sarff,

“Reduced edge instability and improved confinement in the MST reversed-field pinch”,

Physical Review Letters 87, 205001 (2001).

16T. Nishizawa, “Characterizing the role of drift-wave turbulence in a reversed field pinch”,

PhD thesis (University of Wisconsin-Madison, 2018).

17T. Nishizawa, A. Almagri, J. Anderson, W. Goodman, M. J. Pueschel, M. D. Nornberg,

S. Ohshima, J. Sarff, P. W. Terry, and Z. R. Williams, “Direct measurement of a toroidally-

directed zonal flow in a toroidal plasma”, Submitted to Physical Review Letters (2019).

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Chapter 5

Edge impurity ion heating associated

withm = 0 activity in PPCD

In addition to the slower time scale ion thermal transport modeling, the particular phe-

nomenon of impurity ion heating in connection withm = 0 bursts deserves some attention.

Ideally, them = 0 burst would not occur, and the datasets underlying the previous chapter

are selected to avoid "bursty" PPCD shots. However, these m = 0 bursts and their heat-

ing effects are relatively small perturbations, especially compared with sawteeth events,

making them interesting to study. Since they are brief events and the plasma returns to

the PPCD quasi-equilibrium quickly, their effects can be more comfortably discussed as

perturbations on a (relatively) known state. This section will first go into a brief discussion

of the current understanding ofm = 0 bursts, their characteristics and their broader context

in relation to PPCD plasmas. Then I discuss the measurements of impurity carbon heating

observed in relation to theses bursts. Finally, I present the results of modeling attempts

within the framework of the ion thermal transport model discussed in previous chapters.

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5.1 Characteristics ofm = 0 burst activity

What are calledm = 0 bursts has also been referred to as "small dynamo events", especially

in work revolving around the thesis of B. Chapman [1]. Similar to sawtooth events, the

m = 0 bursts generate toroidal flux and poloidal current. However, unlike the sawtooth

events, they first appear in the edge resonant modes, in particular the m = 0 modes

(hence its name). Thesem = 0 bursts are observed in sawtooth suppressed axis-symmetric

plasmas such as PPCD plasmas or the spontaneously occurring Enhanced Confinement

(EC) plasmas. Despite its name, them = 0 burst does excite them = 1 tearing modes as

well shortly after them = 0 mode (see figure 5.1), merely reversing the order of excitation

as compared to sawtooth events. Further, it is not clear that them = 0 bursts can be said to

be caused by the destabilization of m = 0 modes, or that the m = 0 modes are themselves

preceded by other instabilities. It has been previously found that the frequency ofm = 0

bursts can be reduced by reversing Etor at the edge during the PPCD period, thereby helping

to maintain E‖ > 0[2]. Interestingly, the m = 0 bursts that persist in occurring after this

optimization has been made are largely concentrated in the earlier part of the PPCD period,

before edge Etor reverses (figure 5.4).

The m = 0 bursts involve a wide range of n numbers with coherent phase in such a

way that it reconstructs to a single larger perturbation at one particular location, akin to

the relation between a Dirac delta and its Fourier transform. A good way to visualize

some aspects of the m = 0 burst is presented in figure 5.2. The top plot is the contour

of the mode amplitude vs. time and toroidal mode number (n), and on the bottom is a

contour of the reconstructed Btor vs time and toroidal angle (φ). The PPCD capacitor banks

are engaged starting at 10ms, and the improved confinement achieved in this shot lasts

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Figure 5.1: m = 0 vs m =1 mode amplitudes during m = 0 burst (Reproduced fromPiovesean[3])

until about 22ms, during which threem = 0 bursts are seen. In addition, three sawtooth

events can also be seen at 5.5, 6, and 8ms. The broad n number excitation can be seen

as well as the limited toroidal extent of the "main" perturbation. It can also be observed

that they have relatively small amplitude and short duration as compared with sawtooth

events. It is interesting to point out that the second burst seems to have energized the

core (n = 6) mode, but the third burst de-energized it. It is generally the case that the

bursts will generally interact with the core mode, but not in an easily generalizable way.

Previous studies ofm = 0 bursts conducted by Piovesean et al.[3] find that the magnetic

field measurements can be explained by a simple model, where a poloidal, field-aligned

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Figure 5.2: Example of a typical bursty PPCD shot. The top presents a contour plot of themode amplitudes vs time, broken down with respect to n number. On MST, m numberbreak down is not always available but the n < 6 modes are m = 0 due to geometryconstraints. The bottom presents a contour of the reconstructed Bt values vs time andtoroidal location (φ). Note the limited toroidal extent of the primary Bt perturbationassociated with m = 0 bursts, especially in comparison with sawtooth events.

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current filament that spontaneously arises, and travels in the toroidal direction for a short

time before disappearing. In addition, a broad spectrum of m = 1, high n fluctuations

are also excited and propagate toroidally. The effect of individual bursts on transport is

small[3]. In the high current PPCD studied in this work, the typical burst results in a Btor

perturbation with toroidal width of ≈ 10 and travels ≈ 40.

The effect of these bursts were characterized previously through fast Thomson Scat-

tering measurements and the electron temperature was observed to decrease during the

bursts. Additionally, a ’cold pulse’ like feature was observed to travel inwards during, and

immediately after, the burst (fig 5.3). This indicates increased electron transport during this

period and temperature changes on an observable timescale. Further, it is observed that

bursts that occur near the measurement location result in significantly more temperature

drop as compared with those away from the measurement location.

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Figure 5.3: Te measurement over an ensemble ofm = 0 bursts showing a cold pulse-likefeature traveling radially, as well comparatively small Te loss when the burst is away fromthe point of observation. (Reproduced from W. Young[4])

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Figure 5.4: Frequency histogram ofm = 0 vs shot time. Note that the reversal of edge Etoris typically around 16ms in good PPCD. A bursty PPCD shot tends to have that delayedsomewhat, but it is hard to quantify reliably.

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5.2 Observation of impurity heating associated with the

m = 0 activity.

The impurity temperature of C6+ is measured using CHERS at 50kHz and ensembled

over similar events. The dynamics being investigated occur at a faster timescale than the

equilibration time between majority and impurity ions and the CHERS measurements

should not be interpreted as reflecting that of the majority. It is well known that sawtooth

events heat the impurities more than the majority[5], and it is expected that the same

applies to m = 0 burst heating. Active CHERS measurement of C6+ temperature shows

significant heating due to bursts radially located in the edge. Figure 5.5 shows the ensemble

time evolution of the heating pulse for the range of measurement locations. The heating is

very distinct in the edge locations but drops below regular fluctuation levels by chord 9

(ρ/a = 0.37). This is consistent with the expectation form = 0 bursts which are localized

at/near the reversal surface, and is similar to heating behavior of edge reconnection events

examined by S. Gangadhara[6]. However, Ti at the radial locations are observed to heat at

the same time, and not display the radial delay seen in the Te measurements. Additionally,

the temperature returns to equilibrium with a time scale . 0.5ms, which is significantly

shorter than the expected ion confinement time. A comparison with the model’s response

to a burst-like event is presented in the next section.

An important observation resulting from the active measurements are high speed at

which heating propagates around the machine. As can be seen in figure 5.6, when the burst

heating measurements are broken down into sub-ensembles separated by distance between

the toroidal measurement location and the burst location, no delay is found. The charge

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Figure 5.5: Active CHERS measurement of C6+ ensembled across bursts. The heatingresults in a sudden temperature rise followed by decay back to previous with a decay timeof 0.3 − 0.4ms. Note additionally the radial localization of the heating.

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Figure 5.6: Ensemble TC6+ comparison between bursts toroidally near or far from thelocation of CHERS measurement (φ = 270). Measurements are from ρ/a = 0.75. Noindication of time delay associated with toroidal location.

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exchange data is fitted at 50kHz, implying that any possible delay is smaller than 20µs.

This indicates that the impurity heating is toroidally global. If we assume that the opposite

is true, that the burst produces a local heating event located where the burst is located, then

the toroidally local deposit of heat would need to travel to the other side of the device. For

a very simple estimation of the time involved, the travel times of hypothetical deuterium

ions at thermal velocity along equilibrium field line from one location to the direct opposite

side of device toroidally are calculated for a range of ρ near the reversal surface. This is

presented in figure 5.7. The actual thermal conduction time would be significantly longer

than this as parallel conduction is slowed by collisions, and impurity thermal velocity is

slower than deuterium. The delay of a toroially travelling heat pulse would be slower than

20µs, meaning that the observed heating is not a result of such a heat pulse, but the energy

released through them = 0 bursts travels around the device as EM waves/fluctuations and

result in toroidally global (but radially local) impurity heating. The heating mechanism

is not clear from this observation alone, however, informed speculation would posit that

the m = 0 burst excites plasma waves and fluctuations that travel around toroidally faster

than ions can, and then heats the ions on the other side. Indeed, in Piovesan’s prior work,

m = 1 fluctuations are observed to be excited bym = 0 bursts, and propagate toroidally[3].

The particulars of how that fluctuation leads to heating is likely complex and would be up

for debate, considering that prior studies concluded thatm = 1 fluctuations do not lead to

heating if there is no accompanyingm = 0 fluctuation. Mode coupling is likely involved,

but there is insufficient evidence from observations made in this study.

The impurity heating associated with sawtooth events are known to be anisotropic,

and the potential anisotropy ofm = 0 induced impurity heating is investigated through

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Figure 5.7: Estimated carbon thermal transit time. It is evaluated for hypothetical 400eVcarbon ions at thermal velocity along equilibrium field line from one location to the directopposite side of device toroidally. The dashed line labels 20µs corresponding to the fittingfrequency of 50kHz used for measurement data fitting.

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passive IDS observations of C4+ and C2+ temperatures. The density profile of these two

carbon charge states have limited radial extent, forming an emission ’shell’. A passive

IDS view directly across the shell captures the perpendicular, and in ideal conditions,

a view directly tangential to the emission shell at the reversal surface would return the

parallel temperature. In reality the passive measurements cannot be directly translated

to perpendicular and parallel temperature, although it is sufficient to estimate anisotropy

in past studies [5, 7]. Two emission shells are measured for anisotropy estimation. The

C2+ emission shell is located far out in the edge, outside of the reversal surface (at 46cm

→ ρ/a = 0.9) and it is extensively studied by T. Nishizawa during his drift wave work

[8, 9]. The C2+ ions also have a higher mass-to-charge ratio, which, according to theories

developed for sawtooth crash heating, should correlate to more significant heating and

anisotropy[10, 11]. However, direct comparisons between the two on this basis is difficult

as the emission shells’ radial location is different sufficiently that they reflect significantly

different plasma conditions. The C4+ emission shell is somewhat broader but located

around the reversal surface. The measurements are performed simultaneously, and thus,

each burst in the ensemble contributes information on both T⊥ and T‖. The (approximately)

parallel observation is taken from the inboard side of the device to reduce any effects from

the increased wall interaction during the burst, which primarily interacts with the outboard

limiter. The results displayed in figure 5.8 show confusing contradiction. While both sets

of measurements show anisotropy, the ’direction’ of anisotropy is conflicting. The C4+

measurement shows∆T‖ > ∆T⊥, but the C2+ measurement shows∆T⊥ > ∆T‖. Additionally,

the observed anisotropic heating associated with sawtooth events have the perpendicular

direction being the strongly heated one, corresponding to expectations for possible heating

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mechanisms such as stochastic heating, or ion cyclotron damping. The strong parallel

heating observed here with C4+ does not have a ready-made heating mechanism associated.

However, these anisotropy arguments should be taken with a grain of salt as described

above, as well as the fact that the emission shell location may move dramatically over the

course of the observation period as sharp movements in flux surface and particle flux is

expected for the burst. It would be more ideal to observe anisotropy through active CHERS

measurement, but currently the CHERS toroidal view is not able to measure the radial

region of interest.

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Figure 5.8: Anisotropic impurity heating associated withm = 0. Approximately perpen-dicular and parallel temperatures are measured by taking advantage of the emission shellgeometry. Results are presented for A) C2+ and B) C4+

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5.3 Classical ion thermal model results ofm = 0 bursts

It is interesting to examine the equilibrium ion transport model response to a m = 0

like heating event, though it is important to note that the model does not produce a

direct comparison to observations as the model produces the response to direct majority

ion heating. The zeroth order approximation involves simulating the burst heating by

increasing (by a factor of 100) the the ad hoc term described in section 4.3.1 for a short

duration (0.1ms) that corresponds to the typical burst duration. The magnitude of this

increase is matched to the observed peak temperature at ρ/a = 0.75, and the model

predictions are shown in figure 5.9. The characteristic time of the return to equilibrium

as predicted by the forward model is noticeably longer than observations, especially for

the ρ/a = 0.55 measurement location. This is despite the effect of the burst-induced

temperature profile causing more heat loss in the edge region, due to both charge exchange,

and particle loss. This discrepancy between the model and observation indicts one or more

of the following:

• The assumption that, except for the ion heating, the plasma is otherwise not meaning-

fully disturbed by them = 0 burst is incorrect. Thus, additional transport mechanisms

are ’activated’ during the burst, and persist long enough to dissipate a significant

portion of the heating. From previous discussion, we know that Te is significantly

impacted by bursts, and FIR interferometry show that the bursts often lead to a

sudden density drop followed by recovery. These would likely impact the plasma in

significant ways that is not accounted for by this simple model estimation.

• The heating of the majority ions is significantly smaller than that of the impurities,

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and the burst measurements does not reflect the majority temperature evolution.

Assuming thatm = 0 related impurity heating is through similar mechanisms to that

present in sawtooth crashes, then it would be expected that the impurities experience

more heating than the majority ions. If this is the case, the observed TC6+ fall off would

be determined primarily by the equilibration time with the majority ion, which is

calculated to be 0.3-0.5ms near the reversal surface for these plasma conditions. The

observed equilibration time matches this time scale, but without direct measurements

of TD+ the hypothesis cannot be confirmed.

• The model is deficient in complex and difficult to characterize ways.

It should be noted that the heating response produced is radially located to the same

locations as observations without additional adjustments to the radial profile of the ad

hoc heating term. The burst heating and the ad hoc term share a similar radial extent and

localization, being primarily isolated in the outer two measurement locations of the CHERS

system. However, it is important to note that the profile shape seems different in that the

heating at ρ/a = 0.55 is higher than what is obtained by the ad hoc term’s shape.,possibly

indicating a widening of the turbulent region associated with the burst. Considering the

fact that the tearing mode activity is reduced and not eliminated, it is tempting to speculate

that the ad hoc heating needed by the model during the temperature share parallels in terms

of mechanism to the heating seen during m = 0 bursts. Additionally, parallels can also

be drawn with heating seen during edge reconnection event[6, 12] which shows similar

edge localization. Comparison between C6+ and D+ temperatures made during these

past measurements show that the heating of the majority is much smaller than that of the

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Figure 5.9: D+ model response tom = 0 like heating to the majority ions at A: ρ/a = 0.55and B: ρ/a = 0.75, compared to mesurement of C6+ temperature. The model input datais the same shot ensemble used for analysis in the previous chapter, with the exceptionof a short burst of extra ad hoc heating. This means that the model is initialized fromthe ensemble of good PPCD shots, and not the burst ensemble, as the burst ensemble isnot compatible with model’s needs. This is due to the fact many plasma parameters areevolving during PPCD in important ways that cannot be burst ensembled without carefulconsideration of normalization and its effects.

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impurity, lending some credence that similar phenomenon is occurring here with the m =

0 burst heating.

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5.4 Summary

The impurity heating associated withm = 0 bursts is measured and investigated. Building

upon prior understanding of m = 0 bursts, edge localized heating of carbon impurities is

observed for ρ/a > 0.55. No sign of radial or toroidal propagation delay is observed at the

time resolution available, indicating that the energy is transferred on the Alfvén timescale

via waves or turbulence and heats the relevant volume effectively simultaneously. Attempts

to assess the anisotorpy of the heating are inconclusive, with the nature of emission shells

and passive spectroscopy limiting our ability to interpret the measurements. Detailed

modeling and understanding of plasma conditions and emission shell location shifts during

a burst event may lead to better understanding of the passive measurements. A simple

mock-up model calculation is constructed as a comparison. The model predicts that (if

heated like impurities) the majority ions would retain the elevated temperature better than

the measurement of carbon would indicate. This is likely due to a combination of over

simplifying assumptions regarding background plasma conditions, and that majority ions

behavior during a burst is likely different than that of the carbon impurities measured.

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5.5 Bibliography

1B. Chapman, “Fluctuation Reduction and Enhanced Confinement in the MST RFP”, PhD

thesis (1997).

2B. E. Chapman, J. K. Anderson, T. M. Biewer, D. L. Brower, S. Castillo, P. K. Chattopadhyay,

C. S. Chiang, D. Craig, D. J. Den Hartog, G. Fiksel, P. W. Fontana, C. B. Forest, S. Gerhardt,

A. K. Hansen, D. Holly, Y. Jiang, N. E. Lanier, S. C. Prager, J. C. Reardon, and J. S. Sarff,

“Reduced edge instability and improved confinement in the MST reversed-field pinch”,

Physical Review Letters 87, 205001 (2001).

3P. Piovesan, A. Almagri, B. E. Chapman, D. Craig, L. Marrelli, P. Martin, S. C. Prager, and

J. S. Sarff, “Filamentary current structures in the Madison Symmetric Torus”, Nuclear

Fusion 48, 095003 (2008).

4W. Young and D. Den Hartog, “Thomson scattering at 250 kHz”, Journal of Instrumenta-

tion 10, C12021–C12021 (2015).

5R. M. Magee, D. J. Den Hartog, S. T. A. Kumar, A. F. Almagri, B. E. Chapman, G. Fiksel,

V. V. Mirnov, E. D. Mezonlin, and J. B. Titus, “Anisotropic ion heating and tail generation

during tearing mode magnetic reconnection in a high-temperature plasma”, Physical

Review Letters 107, 065005 (2011).

6S. Gangadhara, D. Craig, D. A. Ennis, D. J. Den Hartog, G. Fiksel, and S. C. Prager, “Ion

heating during reconnection in the Madison Symmetric Torus reversed field pinch”,

Physics of Plasmas 15, 056121 (2008).

7R. M. Magee, “Ion energization during tearing mode magnetic reconnection in a high

temperature plasma”, PhD thesis (Univesrity of Wisconsin-Madison, 2011).

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Bibliography 142

8T. Nishizawa, “Characterizing the role of drift-wave turbulence in a reversed field pinch”,

PhD thesis (University of Wisconsin-Madison, 2018).

9T. Nishizawa, M. D. Nornberg, J. Boguski, D. J. Den Hartog, J. S. Sarff, Z. R. Williams, Z. A.

Xing, and D. Craig, “Measurements of Impurity Transport Due to Drift-Wave Turbulence

in a Toroidal Plasma”, Physical Review Letters 121, 165002 (2018).

10G. Fiksel, A. F. Almagri, B. E. Chapman, V. V. Mirnov, Y. Ren, J. S. Sarff, and P. W. Terry,

“Mass-dependent ion heating during magnetic reconnection in a laboratory plasma”,

Physical Review Letters 103, 145002 (2009).

11V. Tangri, P. W. Terry, and G. Fiksel, “Anomalous impurity ion heating from Alfvénic

cascade in the reversed field pinch”, Physics of Plasmas 15, 112501 (2008).

12S. Gangadhara, D. Craig, D. A. Ennis, D. J. D. Hartog, G. Fiksel, and S. C. Prager, “Spatially

Resolved Measurements of Ion Heating during Impulsive Reconnection in the Madison

Symmetric Torus”, Physical Review Letters 98, 075001 (2007).

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Chapter 6

Conclusions and remarks

6.1 Summary of results

A modeling approach is used to characterize ion thermal transport in improved confine-

ment, reduced tearing (PPCD) plasmas in MST. The forward model is constructed in 1-D

approximation and includes classical transport physics, charge exchange and particle flow.

The model uses a range of diagnostic inputs to provide the plasma profiles (of Te, ne,nD

as well as reconstructed magnetic) to predict Ti evolution from an initial condition. This

model is compared to measurement and found to be sufficient in predicting the core tem-

perature evolution, but needs an ad hoc heating source localized in the gradient region to

match observations. Additional thermal transport is not required to match measurements.

The model includes the calculation of electron-ion equilibration, classical conduction,

charge exchange loss, and flow related heating (including compression and advective heat

flow). The model is applied to an ensemble of selected 500kA PPCD shots in MST, and it’s

temperature predictions are compared to measurements of TC6+ as a proxy of Ti.

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The neutral dynamics are found to be important in constructing and analyzing the

model. A physics based Monte Carlo simulation is used to calculate the neutral density and

charge exchange loss, especially in the core. The simulations show that the core neutrals

are ’warm’ (≈ 0.6− 0.8Ti) and the charge exchange loss profile is hollow. Further, a portion

of the energy lost to the neutrals is recovered via subsequent re-ionization. As a side benefit

of this characterization of the neutrals in PPCD, the profiles have been used in recent works

regarding soft x-ray modeling via the calculation of charge state distribution of highly

charged impurities. This simulation also provides the ionization source rate profile, which

when combined with density measurements show that an inward particle flux in the core

is necessary to account for the core density rise early in PPCD. Comparison is made with

estimates of ~E× ~B flux in PPCD and found to be a match. The compression effect of this

flux is incorporated into the model, as well as the effect of the edge particle outflow.

An ad hoc heating term is added to the model to match observations. The needed ad

hoc term is located near the edge in the gradient region peaking at the reversal surface.

The volume integrated ad hoc power from this is about 144 kW, which may be from from

several sources of energy available in the region, such as reconnection heating associated

with residual tearing mode activity in core resonant modes, and non collisional transfer

of energy from electrons due to turbulent mechanisms such as ion Landau damping of

drift waves, or viscous stress heating via zonal flow. Alternatively, it is possible that this

ad hoc term is the result of a combination of uniform anomalous heating and a prescribed

anomalous diffusion, though it is a less satisfying solution as it requires two mechanisms

matching well enough to masquerade as if one. The model’s ion confinement time is found

to be 12ms during most of the PPCD period, excepting the onset of improved confinement

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period. This is close to previously measured confinement time of electrons. The largest loss

mechanisms are found to be associated with particle loss out of the plasma, with charge

exchange a near second.

The phenomenon of impurity heating associated with m = 0 bursts in PPCD is investi-

gated and found to have interesting properties such as edge locality, (near) simultaneous

heating regardless of toroidal or radial location (except where there is no heating), and a

faster than expected equilibration time. However, there are still many unclear aspects that

surrounds this phenomenon that needs further investigation to fully understand, such as

the degree and direction of anisotropy of the heating and the relation between impurity

and majority heating and confinement.

6.2 Future work

There are many directions in which further investigations would be beneficial. First, the

neutral modeling makes the interesting prediction of high temperature neutrals in the core

and it would be of interest if this can be directly measured and verified.

Secondly, The question of what is responsible for the ad hoc heating needed in the

model is an important if difficult line of enquiry for the purpose of fully understanding ion

thermal transport. A number of mechanisms are available for reversal surface localized

heating, as well as the possibility of a combination of transport and diffuse heating. In

order to investigate this topic a detailed characterization of plasma turbulence is likely

needed. The recent measurement of drift waves and zonal flow are important first steps

but not yet sufficient to answer the question.

Thirdly, it would be interesting to apply this model to different but similar plasma

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regimes, such as crash or NBI heated PPCDs, or low current PPCDs in order to investigate

the robustness of the model as well as differences in plasma behavior.

Finally, a number of open questions exist surrounding the impurity heating from m = 0

bursts. Direct measurement ofD+ temperature would be particularly useful, in addressing

the fast equilibration time of the heated impurities as described in section 5.3. The persisting

hardware difficulties of the Rutherford scattering diagnostic prevented the incorporation

of such measurements. The confusing results regarding the anisotropy in m = 0 heating

needs further observation to be resolved, by alternative diagnostic techniques or a through

characterization of the evolution of the carbon emission shell changes during an m = 0

burst. Further, more detailed modeling would be needed to assess the expected (majority)

response to the heating, after the change in density and electron temperature are accounted

more. To do this properly, the model would likely need to be updated such that neutral

simulations can be done more frequently to better follow the rapidly changing plasma

conditions relating to bursts.

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Appendix A

Notes on terminology and notation

I have often been confused by the question of terminology and notation in physics, and

I suspect that this work of mine is not the exception as far as confusing terminology is

concerned. In this work I try to keep the notation consistent and as much as possible,

only assign one ’meaning’ to any letter. In this appendix layout a reference for notation of

various physics parameters, as well as discussion of potentially confusing terminology.

Starting with a table of notation for basic plasma parameters,

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N Index of refraction

n Density, subscripts e and i denotes electron and

majority ion respectively

T Temperature, subscripts same as n

t Time

E,B Electric and Magnetic field respectively

P Thermal power (work) density

p Plasma pressure

r Minor radius

ρ, ρv Volume average minor radius to the magnetic

axis of a given flux surface, see section A.3

q Safety factor

Q Heat flux

< σv > Average reaction rate assuming Maxwellian dis-

tribution

S (Ion or electron) source rate per volume

κ Thermal conduction coefficient, = nχ

k Boltzmann constant

Uthermal Thermal energy

A.1 Power terms

As this is thesis deals with thermal transport modeling, thermal power terms are pervasive.

Unless otherwise stated, these terms are power densities P = 3/2 ∂∂tnkT in units of [W/m3],

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and the subscript describes the type of mechanism. Similarly, unless otherwise specified,

the power terms refer to power flow into the majority ion species as positive. So broadly

speaking, heating terms have P > 0 and loss terms have P < 0.

There is the additional consideration for mechanisms that affect the ion density and

thermal energy at the same time. This includes all the mechanisms that affects density, as

any given ’new’ population of ions will have a certain amount of thermal energy associated

with it. A good example of this is the electron impact ionization of neutrals. As stated

in section2.1.3, the electron impact ionization of warm neutrals represents a net gain of

thermal energy, but it also represents a density source term. Since these neutrals typically

have a temperature less than Ti, the process cools the plasma despite representing a gain

of thermal energy. The ionization of neutrals are better thought of as a gain of pressure.

These power terms do not obey the power to temperature related above. Instead:

P = 3/2kb∂

∂t(nT) (A.1)

2P3kb

= T∂

∂tn+ n

∂tT (A.2)

∂tT =

2P3kb

− T∂

∂tn (A.3)

This is similar to the derivation of the 3/2nk ∂∂tT form of Braginskii equation from the

3/2 ∂∂t(nkT) form.

Note that does not directly reflect how these values are calculated in the code, as the

figure of merit being calculated and saved by the code is total thermal energy and not tem-

perature. The temperature is only calculated afterwards for comparison to measurement.

The following is a table of the power density term and their meaning,

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Peq Electron ion equilibration power, see section 2.1.1

Pcond Classical thermal conduction power, see section

2.1.2

PD0 Net charge exchange ’transport’, = PCX+Pionization,

see section 2.1.3

PCX Charge exchange loss, see section 2.1.3

Pionization Power from electron impact ionization of hot neu-

trals, see section 2.1.3

Pflow Total flow power, = Padvection + Pcomp work, see sec-

tion 2.1.4

Padvection Advection power, see section 2.1.4

Pcomp work Compressional work from ~E×~Bpinch, see section

2.1.4 and 4.2

Pneo Neoclassical thermal conduction.

Pad hoc ad hoc heating power, used in the model to match

edge observations, see section 4.3.1

A.2 Relating to charge exchange spectroscopy

A brief but important note on terminology regarding charge exchange measurements.

Consider the case where a C6+ ion charge exchanges with a neutral, thus gaining an

electron and becoming C5+, but immediately emits a photon as the electron de-excites. The

observations made through this process would reflect the temperature, velocity, and density

of the C6+ charge state. However, the emission line is the same as if an C5+ ion undergoes

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electron impact excitation, referred to as a CVI emission line. Hence, when talking about a

specific emission line and how it relates to the spectrometer, the Roman numeral notation

(eg, 343nm CVI line) is used. Otherwise, the text will refer to the particular ion charge

state being measured (eg, C6+ or C5+), whenever relevant, it will also be specified if the

measurement made is ’active’, that is localized and through CHERS, or ’passive’, that is

through ion Doppler spectroscopy.

Further, there is the minor distinction made in this these between ion Doppler spec-

troscopy (IDS): the set of physical process and principles described in section 3.1.4, and the

Ion Doppler Spectrometer mk. I and mk. II (IDS-I and IDS-II): the physical spectrometers

used at MST for both passive IDS measurements and active CHERS measurements.

A.3 The radial coordinate ρv

The radial coordinate used for the modeling in this work is is ρv as opposed to the more

straight forward minor radius r. ρv is, approximately, the radius of the relevant flux surface,

since flux surfaces in axisymmetric MST plasmas are nearly perfect circles. Alternatively, it

is equivalent to the volume average minor radius to the magnetic axis. This radial coordinate

is defined and calculated by MSTfit[1]. It is chosen over the minor radius r as the radial

coordinate for two reasons. Firstly, it better accounts for the fact that the flux surfaces are

Shafranov-shifted outwards by a varying amount, and secondly, existing code important

to this modeling work, in particular MSTfit, uses ρv as it’s radial coordinates. However,

in these PPCD plasmas the ultimately difference between r and ρv is small, especially in

terms of r/a vs ρv/a, typically within or close to the radial position uncertainty of any

given diagnostic measurement. This is the reason why the impurity levels taken from M.

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Nornberg’s paper[2] is incorporated on a ra≈ ρv

abasis, instead of redoing the analysis in

the shifted coordinate.

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A.4 Bibliography

1J. K. Anderson, “Measurement of the electrical resistivity profile in the Madison Sym-

metric Torus”, PhD thesis (University of Wisconsin-Madison, 2001).

2M. D. Nornberg, D. J. D. Hartog, and L. M. Reusch, “Incorporating Beam Attenuation

Calculations into an Integrated Data Analysis Model for Ion Effective Charge”, Fusion

Science and Technology (2018) 10.1080/15361055.2017.1387008.