james a redden financial disclosure report for 2009

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  • 8/3/2019 James A Redden Financial Disclosure Report for 2009

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    .[---~. Jo 10 F IN A N C IA L D ISC L O SU R E R E P O R T R e p o n R e q u i r e d b y t h e E t h i c sin Government Act of 1978[ " ~ e v . 1 / 2 0 1 0 FOR CALENDAR YEAR 2009 (J u.s,c, app. 101-I l l )L P e r s o n R e p o r t i n g ( l a st q a ~ e . f i rst , middle i n J t i a I ) 2 . C o u r t o r O r g n n l z ~ t lo a 3 . D o t e o f R e p o r tRe dde n , J a me s A . Distr ic t Court - Oregon 0 6 / 0 3 / 2 0 1 0

    4. T i t l e (Ar t ic le IU judges ind ica te ac t ive or sen ior s ta tus ; 5a. Repor t Type (check appropr ia te type) 6. Reporting Per iodmagis t ra te judges ind ica te fu l l - o r par r - t ime)[] Nomination, D a t e 0 1 / 0 1 / 2 0 0 9

    U.S. District Judge - Senior ~["-] Initi~ ~ Annual [] Final to1 2 / 3 1 ; 2 0 0 95b. [] Amended Repor~

    7. Cham bers o r Office Ad d ress g. O n the ba$i~ o f th e in fo rm atio n co n ta in ed in this R ep o rl an d an ymod i f icat ions perta ining thereto, i t i s , in my opinion , in comp liance] 000 S.W. 3 r d Av e n u e , # 1 5 2 7 with appl icable law~ and regulation~ t.P o r t la n d , O r e g o n 9 7 2 0 4

    Reviewing Officer ................... Date

    IMPORT/UVT NOTES: The instructions accompanying this form must be followed. Complete all parts,checking the N O N E b o x fo r each part where you have no reportable information.Sign on lastt~age.

    I . P O S I T I O N S . t n e ~ , o r n , , g ~ . a # i , ~ , ,. t o , .. ~ , - ,, . ~ , ,. 9 - 1 _ ~ o f p t , , g i . ~ t r . ~ o , ~ . )N O N E ( N o reportable positions.)

    PO SIT IO N N A M E O F O R G A N IZA T IO N /E N T IT Y1.2.

    3.

    N O N E ~ V o reportable agreementsO __D A T E PARTIES AND TE~S

  • 8/3/2019 James A Redden Financial Disclosure Report for 2009

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    FINA~N(~IAL DISCLOSURE REPORT Nam, of P .....Report ing [ D a t e o f R e p o r tP a g e 2 o f 6 Redden, J a m e s A . I o /o

    IH . N O N - 1 N V E S T S E E N T I N C O M E . (soro,tl.g indiv idual andsp .... ; seepp. 17-24 of.filling in~tructiott*.)A . F i l e r s N o n - I n v e s t m e n t I n c o m e

    N O N E (No reportable non-investment income.)D A T E SOURCE AND T~E I N C Q M E

    (yours, nol ~ouses)t. 2~9 State of Oregon Public Employees Retirement System $ 2 1 9 1 0 . 4 6

    2.

    3.

    4.

    B . S p o u s e s N o n - In v e s tm e n t I n c o m e - If you we,e married during any portion of the report ing yeur, complete thi~ section.(Dollar amount not required ~xcept for honoraria.)

    [] N O N E ( N o reportable non-investment income.)D A T E SOURCE AND TYPE

    1.

    2.

    3.

    4

    R E I M B U R S E M E N T S -ttncludes those to ~ouse and dep endent children, ~e p p . 25-27 of filing inztructions,)

    N O N E (No reportable reimbu~:~ements.)SOURCE D A T E S L O C A T I O N PURPOSE ITEMS PAID OR PROVIDED

    I.

    3.4.

    5.

  • 8/3/2019 James A Redden Financial Disclosure Report for 2009

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    "FLNAANdIAL D~[ S CLOSURE REPORTPage 3 of 6 ~da~n,

    V . G I F T S . anctu~ ~ose ~o sp ouse and ~.a e~t children; see pp. 28-31 of f!l ingN O N E ~o reporcable g~s.)

    SO~CE D E S C R I P T I O Nt.

    3 .4.5.

    VI.[~] N O N E ( N o reportable liabilities.)

    C R E D I T O R DESCRIPTION VALUE CODEI.2.3.4.5.

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    Name of Person Report ing Date of Repor~F I N A N C I A L D I S C L O S U R E R E P O R TRedden, J a m e s A .age 4 of 6 0 6 / 0 3 / 2 . 0 1 0

    VII. INVESTMEN TS and TRUSTS-inca ..... t u , , t r ..... tions (lncludes thas, of sp ...... d drpendent children; $ee pp . 34-6O of fiting instructions.)~] N O N E ( N o reportable income, assets, or transactions.)

    A. B. C. D.Descr ipt ion of Asse t s ~ i In c o m e d u r i n g Gross va lue a t end Transac t ion .~ dur ing repo~ng per iod( in c ludin g t r u s t azs e t s ) | reporting period of r epor t ing per iod

    ~) ~ 2) (1~ : ~-) ~l) ]---i~.i--~ ~3~ (~l (5 )Place "(X)" af ter each nsset A m o u n t Type (e .g. . V atu c V alu e Type (e .g. , Da~e V a l u e Gain Iden~i ry ofe x e m p t f r o m p r i o r d a s e l o s u r e C o d e 1 d iv., ren t, C o d e 2 Method buy. se l l , mm/ddt)3 C o d e 2 C o d e I buye t / se l l e r, (A-I t ) o r int .) (J-P) C od e 3 r e d e m p t i o n ) ~J-P) (A-H) (if private[ (Q-W ) transac tio n]

    1. Sm~ Barney Oregon Municipals Fund CL A D i v i d e n d K TL2.

    3.:4

    5.

    6.

    7.

    8.

    9.

    10 .

    It.

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    ]4 .

    15 .

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  • 8/3/2019 James A Redden Financial Disclosure Report for 2009

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    FIN A N C I A L D I SC L O S U R E R E P O R T N~me 0fP ....R e p o r t i n g I Date of Rep0~ ]Ia g e 5 o f 6 R e d d e n , J am e s A . 0 6 / 0 3 , r 2 0 1 0V I I I. A D D I T I O N A L IN F O R M A T I O N O R E X PL A N A T I O N S . anzi~te~,,,~oI~o,~j

  • 8/3/2019 James A Redden Financial Disclosure Report for 2009

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    Page 6 of 6 R e d d ~ = , J a m e s A . 0 6 / 0 3 / 2 0 1 0IX. CE RT IFICAT ION.

    1 ce r t i f y tha t a l l in fo r mat io n g iven abo ve ( in c lu din g in f o r mat io n per ta in in g to m y spo u se an d m in o r o r depen den t ch i ldr en , i f an y) i saccu r a te , t r u e , an d co mple te to the bes t o f my kn o wledg e an d be l ie f , an d tha t an y in fo r mat io n n o t r epo r ted was w i thhe ld becau se i t me t appl icab le s ta tu to r y. "p rov i s ions p e rm i t t ing non- d i s c} os ure .I f u r the r ce r t i f y tha t ea r n ed in co m e f r o m o u ts ide em plo ymen t an d ho n o r ar ia an d the acceptan ce o f g i f t s which have been r epo r ted a r e inco m pl ian ce wi th the pr o v is io n s o f 5 U. S . C . app. 501 e t . s eq . 5 U. S . C . 7353 , an d J u dic ia l C o n f e r en ce r eg u la t io n s .

    N O T E : A N Y I N D I V I D U A L W H O K N O W I N G L Y . S~ N D W I L FU L LY F A L SI FI E S O R F A I LS " ~ O F I LE T H I S R E P O R T I ~ i A Y B E S U B J E C T T O C I V I LAN D C RI M IN A L SAN C TI ON S ( 5 U. S .C . app. 104)

    F IL IN G I N S T R U C T I O N SMail signed original and 3 additional copies to:

    Committee on Financial DisclosureAdministrative Office of the United States CourtsS u i te 2 - 3 0 1One Columbus Circle, N.E.Washington, D.C. 20544

  • 8/3/2019 James A Redden Financial Disclosure Report for 2009

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    200 TERM INAL PLAZA. 1221 S.W. YAMH ILL ST. . PORTLAN D. oREGoN 97205 " PH. (503) 229-5824

    August 22, !979

    TO WHOM IT ~ .CONCERN:Mr. James A. Redden, currently the Attorney General~of

    the State of Oregon, is a voluntary member of th~ Oregon PublicEmployes Retirement System. He ~as been a ~ember since July l,1973." He is vested in this Joint contributory pension systemwith~employe contributions made by him through Jangary l, 1979,totalling $15,727.60.

    As a. result of his service membership and-accumulatedemploye and employer contributions, upon termination of hisemployment, he would be entitled to draw benefits as early asage 55 (March 1984). At age 60~(normal retlremeot age) hisentitlement tO a monthly award would be approximately~765.00a month for life, Were he t6 withdraw his employe contributionsat termination no further benefits would accrue to him or hissurvivors.

    It should be. understood that none of the assets of thistrust (p~esently amounting to 1 billion 700 million dollars -including a stock portfolio valued at over 600 million dollarsand consisting of ownership shares in over 280 active Americanand foreign corporations) - none of these assets are pledged or~eachable by any single participating employer or employe.

    Under ORS 237.271 the retirement fund.ls declared to be atrust. It has no other purpose but to fund and thereby providethe benefits owing to vested/participating members. No personalproprietary interest can be held or created therein by reasonof employe or employer membership or contribution.

    . V~ry Sincerely Yours,