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    Microwave

    Genina Teriz M. Gonzales, Maria Christina D. Jimenez and Mari Fatima P. Serrano

    Department of Electronics Engineering

    Faculty of Engineering, University of Santo Tomas

    Sampaloc, Manila, Philippines

    [email protected], [email protected], [email protected]

    Keywords  — diversity; fading; reliabi li ty

    1. 

    FADING 

    There are two types of fading in a radio propagation

    channel: large scale fading and small scale fading. Large scale

    fading deals with attenuation due to path loss over large

    distances and shadowing effects while small scale fading deals

    with distances in the range of the signal wavelength, this is

    mainly caused by multipath interferences.[1]

    1.1 

    Large Scale Fading

    This type of fading is caused by path loss over large

    distances and shadowing by obstructions such as buildings and

    mountains. This is useful in estimating the coverage area of a

    transmitter and is used in cell-site planning and is typically

    frequency independent. [1]

    1.2 

    Small Scale Fading

    This type of fading is caused by the rapid fluctuations of

    the amplitude of a signal over distances in the order of the

    signal wavelength or short period of time and is frequencydependent. It is also caused by multipath interferences

     between two or more versions of the transmitted signal

    combining at the receiver giving a resultant signal varying in

    amplitude and phase. [1]

      Effects

    a) 

    Rapid changes in signal strength over a small distance or

     period of time

     b) 

    Random frequency modulation due to varying Doppler

    Shifts on different multipath signals

    c) 

    Time dispersion (echoes) caused by multipath

     propagation delays

     

    Influencing Factors

    a) 

    Multipath propagation  –   The multiple versions of the

    transmitted signal combining at the receiver and are

    displaced with respect to time and spatial orientation are

    caused by the presence of reflecting objects in the channel

    changing the signal in amplitude, phase and time. These

    random changes cause fluctuations in signal strength

    (small-scale fading).

     b) 

    Speed of the mobile - The random frequency modulation

    due to varying Doppler Shifts on each of the multipath

    signals are caused by the relative motion between the base

    station and mobile, the Doppler shift can be positive or

    negative whether the receiver is moving towards or away.

    c)  The transmission bandwidth of the signal  –   If the

    transmitted bandwidth of the signal is greater than the

     bandwidth of the multipath channel, the received signal

    will be distorted, but the signal strength will not fade

    much over a local area.

      Time Dispersion Parameters

    a) 

    Based on power delay profile (PDP)

     b) 

    Mean excess delay

    c) 

    RMS delay spread,  

    Fig. 1. 

    Typical measured values of RMS delay spread

    d)  Coherence bandwidth, BC = 1/50  

      Frequency Dispersion Parameters

    a) 

    Doppler spread,  B D   –   equivalent to maximum

    Doppler shift, f m=

    The operation depends whether the Doppler shift is

     positive or negative respectively.

     b) 

    Coherence time, T C = 1/B D 

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    Practical examples include temporary failure ofcommunication due to a severe drop in the channel signal tonoise ratio and FM radio transmission experiencingintermittent loss of broadcast when away from station.

    1.3 

    Types of Small Scale Fading

    The transmitted signals will undergo different types offading depending on the nature of the transmitted signal

    (bandwidth, period) and characteristics of the channel (RMSdelay spread and Doppler spread). Fig.2 shows a tree of thefour different types of fading. The multipath delay spread leadsto flat fading and frequency fading while Doppler spread leadsto slow and fast fading. These two mechanisms areindependent. [1]

    Fig. 2. 

    Different types of fading

      Fading due to Multipath delay spread

    A.  Flat Fading

    The most common type of fading, this occurs

    when the channel has a constant gain and linear

     phase response over a bandwidth greater than the

     bandwidth of the transmitted signal. In flat fading,the strength of the received signal changes with time

    caused by the fluctuations in the gain of the channel. [1]

    Fig. 3 shows the characteristics of a flat fadingchannel which is also known as amplitude varyingchannels or narrowband channels. It can be see that achange in amplitude occurs in the received signalwhen the channel gain changes over time. Thespectral characteristics are preserved in the receiver.In this type of fading, the transmitted signal’sreciprocal bandwidth is much greater than the

    Fig. 3. 

    Characteristics of flat fading channel

    multipath delay spread of the channel, and can beapproximated as having no excess delay. These channels causedeep fades and usually requires 20 or 30 dB more transmitter power to achieve low bit error rates compared to non-fadingchannels. [1]

    Thus, flat fading occurs when

    where T S  is the reciprocal bandwidth,  BS is the bandwidth, BCis the coherence bandwidth and is the rms delay spread.

    Types of flat fading include rain fading   and diffraction fading . Above 10 GHz temporal variation in path loss is due torain attenuation  –   the process depending on instantaneousrainfall rate. When the atmosphere is sufficiently sub-refractive(large positive values of the gradient of refractive index, low k-factor values), the ray paths will be bent in such a way that theearth appears to obstruct the direct path between transmitterand receiver, giving rise to the kind of fading called diffraction

    fading. [2]B.

     

    Frequency Selective Fading

    This occurs when the channel has a constant gain

    and linear phase response over a bandwidth smaller

    than the bandwidth of the transmitted signal and is

    caused by multipath delays exceeding the time of the

    transmitted signal. In this type of fading, the

    multipath delay spread of the channel is greater than

    the transmitted signal’s reciprocal bandwidth. [1]The multiple versions of the transmitted signal

    combined at the receiver and are displaced withrespect to time and attenuated (faded) and with thistime dispersion, intersymbol interference occurs and

    as time varies, the channel also varies in gain and phase, distorting the received signal. [1]

    Fig. 4. 

    Characteristics of frequency selective channel

    Fig. 4 shows the characteristics of a frequency selective

    fading channel or also known as wideband channels. S(f)

    represents the spectrum of the transmitted signal, and in this

    type of fading, it’s bandwidth is greater than the coherence

     bandwidth  BC  of the channel. The channel becomes selective

    where the gain is different for different frequency

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    components. This channel is harder to model than flat fading

    since each channel must be considered a linear filter and each

    multipath signal must be modeled. [1]

    Thus, frequency selective fading occurs when

    Rule of thumb is used in this type of fading, it is said to be frequency selective if .

      Fading due to Doppler spread

    Fading can be fast or slow depending on how

    rapidly the transmitted signals changes compared to

    the channel. When a channel is said to be fast or slow

    fading, it does not specify if it is flat or frequency

    selective. It only deals with the rate of change of the

    channel due to motion. [1]

    A.  Fast Fading

    Fast fading is also known as  time selective

     fading  because it causes frequency dispersion. In this

    type of fading, the channel impulse response changes

    rapidly and occurs for very low data rates as shown

    in Fig. 5. The coherence time is small relative to the

     period of the transmitted signal. In this case, the

    amplitude and phase change imposed by the channel

    varies considerably over the period of use. In the

    frequency domain, the distortion caused by fast

    fading increases as Doppler spread increases. [1]

    Fig. 5. 

    Characteristics of frequency selective fading channel

    Thus, fast fading occurs when

    The rate of change of the channel is higher than

    the signal period and the channel changes over one

     period. T C  is related to the Doppler spread, fm, as

    A higher Doppler spread results in a smaller

    coherence time. In dealing with flat fading, we

    approximate the impulse response to be a delta

    function (no delay). If a channel is said to be flat and

    fast fading, it implies that the amplitude of the delta

    function varies faster than the transmitted signal

    while it is the amplitude, phase and time delay of any

    of the multipath components that vary faster in a

    frequency selective and fast fading channel. [1]

    B. 

    Slow Fading

    In this type of fading, the channel impulse

    response changes at a rate much lower than the

    transmitted signal. In the frequency domain, slow

    fading is expected with low Doppler spread. [1]

    Thus, slow fading occurs when

    The channel coherence time is larger than the

    symbol period and the channel remains static. Fig. 6summarizes the relationship between the types of

    fading due to multipath delay spread and due to

    Doppler spread. [1]

    Fig. 6. 

    Characteristics of flat fading channel

    1.4 

    Fade Margin

    It is the difference between the nominal receive level and

    the receive threshold level. It should match the availability and

     performance objectives set. It also considers the non-ideal and

    less predictable characteristics of radio wave propagation such

    as multi-path loss and terrain sensitivity. [2]

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      Barnett-Vignant Equation

    where:

    30 log D = multi-path effect

    10 log (6ABf) = terrain sensitivity10 log (1 – R) = reliability objectiveness

    FM - Fade Margin

    D - Distance (km)

    f - Frequency (GHz)

    R - Reliability

    (1 –  R) –  Reliability objective

    A –  roughness factor

    B  –   factor to convert a worst month

     probability to an annual

     probability

    Table 1. A and B table

    a 4 for very smooth terrain including overwater

    1 for average terrain with some roughness

    0.25 for mountainous, very rough or very dry

     b 0.5 Gulf coast or similar hot, humid areas

    0.25 normal interior temperate or northern

    0.125 mountainous or very dry

    1.5 

    Problems

    I.  Consider a transmitter which radiates a sinusoidalcarrier frequency of 1850 MHz. For a vehicle moving60 mph, compute the received carrier frequency if the

    mobile is moving (a) directly towards the transmitter,(b) directly away from the transmitter, (c) in adirection which is perpendicular to the direction ofarrival of the transmitted signal.

    Given:

    Carrier frequency, f c : 1850 MHz

    Vehicle speed v = 60 mph = 26.82 m/s

    (a) 

    The vehicle is moving directly towards thetransmitter. The Doppler shift is positive and the

    received frequency is:

    (b) 

    The vehicle is moving directly away from thetransmitter. The Doppler shift is negative and thereceived frequency is:

    (c)  The vehicle is moving perpendicular to the angleof arrival of the transmitted signal.

    In this case, , and there is no

    Doppler shift. The received signal frequency is

    the same as the transmitted frequency of 1850

    MHz.

    II. 

    A wireless system operates at frequency fc = 1GHz,for each case below, determine what type of small-scale fading occurs (fast or slow; flat or frequency-selective).

    a.  User browses at data rate R = 1Mbps, in a car

    moving at 60 mphGiven:f c = 1 GHzVehicle speed v = 60 mph = 26.82 m/s

    BD  is much smaller than the signal

     bandwidth 1 Mbps. Therefore it is a slow fading

    channel.

     b. 

    User is on a voice call at data rate R = 5kbps,driving on a highway at 60 mph

    Given:f c = 1 GHzFor suburban environment, the value ofRMS delay spread is 200 ns.

    BC  is greater than the bandwidth 5kHz.Therefore, it is a flat fading channel.

    III. 

    Determine the fade margin for the followingconditions; distance between sites, D = 60 km;frequency, f = 2.5 GHz; smooth terrain; humidclimate; and a reliability objective of 99.999%.

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    2.  DIVERSITY 

    Different forms of diversity are available to the path

    designer. The ITU gives some useful data on different diversity

    schemes. Diversity schemes that can be used on point-to-point

    microwave links are the following:

      Angle diversity;

     

    Space diversity with RF or IF combiners, which

    can be minimum dispersion or maximum power;

     

    Space diversity with baseband switching; 

    Frequency diversity (in-band or cross-band; 1 + 1,

    or n + 1);

      Hybrid diversity (space diversity and frequency

    diversity with two or four receivers)

    2.1. 

    Angle Diversity

    Angle diversity has been quoted in some literature as

     performing well against selective fading. However, it is not

    implemented yet because it has not been conclusively proved to

     be efficient in practice.

    Fig. 2.1 Angle Diversity Configuration

    Angle diversity can be done using two different antenna

    configurations: Two separate antennas mounted side by side or a

    single antenna with dual-beam feedhorn. These can be operatedin numerous ways. For the configuration with two separate

    antennas, the most general alignment is for one antenna to be

     bore-sighted on the primary (normal) transmitted signal and the

    second antenna to have an elevation angle slightly greater than

    the primary antenna. The second antenna is aligned such that the

     primary transmitted signal arrives at the first low side null of the

    main beam. The second antenna theoretically will only see

    signals that have a higher angle of arrival than the primary

    signal. This second antenna will have no received signal during

    regular propagation conditions but should have a significant

    signal when the secondary signals are causing cancellation of the

     primary signal at the first antenna. While this is optimum

    alignment, because it forces the second antenna receiver to be inconstant alarm, this alignment is not well accepted with

    maintenance staff. If the transmission path has excessive terrain

    clearance, the receive antenna may experience significant

    secondary signals from below the normal receive path angle. In

    this case, the second antenna is either pointed above or below

    the main antenna, depending on whether the secondary signal is

    expected to be normal atmospheric multipath or ground

    reflections. Sometimes, this decision must be made based on

    experience.

    During normal propagation conditions, with the second

    antenna aligned on the first low side null of the upper beam as

    specified above, the secondary antenna may not be receiving a

    significant signal. For this reason, some operators change thealignment of the second antenna back toward the main signal

     path to keep the diversity

    2.2. Frequency Diversity

    Frequency Diversity is more intricate and more costly than

    space diversity. It has advantages as well as disadvantages

    Frequency diversity needs two transmitters at the near end of the

    link. The transmitter is modulated simultaneously by the same

    signal but transmit on different frequency. Frequency separation

    must be at least two percent (2%) but five percent (5%) is

     preferable. Figure 2.2 shows an example of a frequency  –

    diversity configuration. The two diversity paths are derived inthe frequency domain. When a fade take place on one frequency,

    it will probably not occur in the other frequency. The more

    frequency is separated from the other the less chance there is

    that fade will occur simultaneously on each path.

    Fig. 2.2 Frequency Diversity Configuration

    Frequency diversity is more expensive but there is greater

    guarantee of path reliability. It offer full and simple equipment

    redundancy and has the great operational advantage of two

    complete end to end electrical paths. In this case crash of one

    transmitter or one receiver will not interrupt service and the

    transmitter and/or a receiver can be taken out of service for

    maintenance. The primary disadvantage of frequency diversity

    is that it doubles the amount of frequency spectrum required in

    this day and age when spectrum is at premium. In many cases, it

    is forbidden by national licensing authorities. For example, the

    FCC does not allow frequency diversity for industrial users. It

    also should be appreciated that it will not be difficult to get the

    required frequency spacing.

     

    Cross Band Diversity

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    Cross-band frequency diversity is a very effective

    method from a propagation point of view, but is not

    very spectrum efficient because it requires the

    availability of two frequency bands. One could use a

    high-frequency band such as eighteen (18) GHz as the

     protection channel assuming that when rain affects this

     band, there is no multipath fading on the lower

    frequency band, for example, 6 GHz (the turbulent

    conditions associated with rain do not favourmultipath). This would permit one to use the high-

    frequency band over much larger distances than

    normal. Although this may sound interesting in theory,

    it is improbable to be used in practice because it is so

    wasteful of valuable frequency spectrum.

     

    In Band Diversity

    In-band frequency diversity is the most familiar

    form of diversity because when an n + 1 system is

    configured, one of the channels can be used for

     protection. A dedicated protection channel such as a 1

    + 1 system is not as frequency efficient but affords ahigh level of protection. One can also put lesser priority

    traffic on the protection channel that can be dropped

    when switching takes place, thus improving the spectral

    efficiency. Frequency diversity is not endorsed in many

    countries due to the extra spectrum usage.

     

    Frequency Diversity Outage

    For frequency diversity the improvement factor is

    directly proportional to the frequency separation. The

    improvement factor is given by:

    IFD= (80/fd) (∆f/f) (10F/10)

    Where ∆ f is the frequency separation in gigahertz, f

    is the carrier frequency, d denotes the hop distance in

    kilometers, and  F is the fade margin in decibels. The

    outage P with frequency diversity is given by:

    PFD= P/ IFD 

    2.3. Space Diversity

    Space diversity is very spectrum efficient and provides

    excellent performance against multipath fading. The concept is

    to separate the two antennas in the vertical plane such that when

    there is phase cancellation on the main path due to multipathfading, the diversity path is not influenced due to the extra path

    length. Normally, provided there are at least 200 wavelengths of

    separation between the antennas, the two paths will not be

    linked. Due to the improvement factor of space diversity,

    smaller antennas can be used, which counterbalance the

    additional cost of extra antennas. The degree of improvement

    when using any of the diversity options depends on the amount

    of uncorrelation between the main channel and the diversity

    channel.

    Space diversity generally provides superior improvement, in

     practice. If one equates the correlation factors for comparison

     purposes, one can determine that at, for example, 2 GHz, 10m of

    space diversity spacing is equivalent to 14 MHz of frequencyseparation. At 7 GHz, the same spacing is equivalent to 610

    MHz of spacing. One can see therefore that in-band frequency

    diversity is more effective at lower frequencies. Tower height

    can be a limiting factor for space diversity, and in the end a

    solution needs to be found depending on the particular situation

    rather than by rules of thumb. Despite this, it can generally be

    stated that at higher frequencies space diversity is more effective

    than in-band frequency diversity given the spacing is not limited

    as shown previously. As a rule of thumb, the spacing of the

    antennas should be separated by 200 wavelengths to ensure the

    two signals are not linked. Although for digital radio systems

    that are affected by selective fading, there is a advantage in

    having the antennas spaced closer together, because most of theoutage is still due to flat fading, due to the success of adaptive

    equalizers in handling selective fading effects, it is still

    recommended to increase spacing for improved overall

     performance.

    Fig. 2.3 Space Diversity System

     

    Space Diversity Outage

    Historically, for space diversity using baseband

    switching, the improvement factor has been based on

    the Vigants formula:

    Where s denotes the antenna separation in meters, γdB is

    the difference between the main and diversity receive levels

    in decibels (20 log (γ)), f is the frequency in gigahertz, and d

    is the path length in kilometres.

    The improvement factor recommended by the ITU is

    Where:

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    A = fade depth in decibels

     p0 = multipath occurrence factor (%)

    S = vertical separation of receiver antennas in m

    f = frequency in gigahertz

    d = path length in kilometres

    V = |G1 − G2 | 

    G1, G2 = gain of the two antennas in dBi

    The outage P with space diversity is given by:

    2.4. 

    Hybrid Diversity

    A cost-effective and very efficient method for 1 + 1 systems

    is hybrid diversity, where the frequency diversity switch is used

    to switch two channels separated spatially over the link. To

    accomplish this, at one end two antennas are employed, each

    connected to the respective main and standby transmitters and

    receivers. At the far end one antenna is used but the receivers are

    switched by the frequency diversity switch. Space and frequency

    diversity are thus attained in both directions of propagation.

    Fig. 2.4 Hybrid System

    SAMPLE COMPUTATION 

    Sample Problem 1

    Consider a frequency diversity microwave radio systemoperating at an RF frequency of 8 GHz. The fade margin of the

    system is 37.88 dB. The frequency separation is 0.20 GHz and

    the distance between stations is 40 km. Find the improvement

    factor.

    Solution:

    IFD= (80/ (8) (40)) (0.2/8) (1037.88/10)

    IFD= 38.36≈39

    Sample Problem 2

    Consider a space diversity microwave radio system operating at

    an RF frequency of 8 GHz. The fade margin of the system is37.88 dB. The difference between the main and receive levels is

    13 Mhz. The antenna is separated to 10 m spacing. The fade

    depth is 10 dB. The multipath occurrence factor is 0.1% and fade

    depth is equal to 20 dB. The difference in gain between two

    antennas is 10 dB. Find the improvement factor.

    Solution:

    γdB= 20 log(13MHz)= 142.28 dB

    ISD= (1-exp (-0.04x(10)0.87(8)0.12(40)0.48(0.1)-1.04)(10(20-10)/10)

    ISD= 10

    Sample Problem 3

    If the improvement factor was adjusted to 50, what is the

    frequency separation?

    20= (80/ (8) (40)) (∆f//8) (1037.88/10)∆f= 0.261 GHz

    Sample Problem 4

    Consider a frequency diversity microwave radio system

    operating at an RF frequency of 1.8 GHz. The fade margin of the

    system is 31.4 dB. The frequency separation is 0.1 GHz and the

    distance between stations is 40 km. Find the improvement factor.

    Solution:

    IFD= (80/ (1.8) (40)) (0.1/1.8) (1031.4/10)

    IFD= 85.21

    Sample Problem 5

    Consider a space diversity microwave radio system operating at

    an RF frequency of 8 GHz. The fade margin of the system is

    37.88 dB. The difference between the main and receive levels is

    13 Mhz. The antenna is separated to 10 m spacing. The fade

    depth is 10 dB. The multipath occurrence factor is 0.1% and fade

    depth is equal to 20 dB. The difference in gain between two

    antennas is 10 dB. Find the improvement factor.

    Solution:

    γdB= 20 log(13MHz)= 142.28 dB

    ISD= (1-exp (-0.04x(10)0.87(8)0.12(40)0.48(0.1)-1.04)(10(20-10)/10)

    ISD= 10

    3. RELIABILITY

    System reliability is defined as the ability of an item to

     perform a required function, under given environmental and

    operational conditions and for a stated period of time. It is also

    the probability that an item will operate when needed and theaverage fraction of time that a system is expected to be in an

    operating condition.

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    3.1 HARDWARE R ELIABILITY 

    Electronic system reliability analysis is based on component

    failures without considering the physical failure mechanisms:

    (1) A piece of equipment can be in only one of two states:

    failed or not failed

    (2) The failure of any component is independent of the

    failure of other components

    (3) The probability of equipment failure is quite small(allowing second-order probability factors to be ignored)

    (4) The equipment is assumed to have aged beyond the

    infant mortality period (it is mature) but is not worn out

    (5) The equipment failure statistics are constant.

    (6) The r epaired equipment is “good as new” 

    U  = equipment unavailability = outage time/total time;

     MTBF(hours) = mean time between (device two way) failure;

     MTTR(hours) = mean time to restore (mean downtime).

    RT(hours) = mean time to detect, diagnose, and report an alarm

    to the appropriate repair person;

    TT(hours) = mean travel time;

    PS = probability of having a working spare module;

    TR(hours) = mean time to obtain a spare module from an outside

    source if no spare is available locally;

    MTR(hours) = mean time to replace (or repair) failed module

    and restore equipment.

    Rare equipment failures meeting the previous assumptions

    are modeled as a homogeneous Poisson process with

    exponential failure distribution. Subsystem (module) failure rate

    is assumed to be constant and defined by λ. 

    Device reliability R(t) is the probability that the device will

     perform without failure over the time period 0 to t (h) when the

    device is operated within its intended environment. R(t), the

    time integral of the failure probability density function λe−λt , isalso called the survivor probability.

    e = Napier’s constant (Euler’s number) ∼= 2.7182818.

    An interesting aspect of the Poisson distribution is, as it is

    exponential, most failures occur earlier in time than the MTBF

    On average, half of the units will fail by 0.61 MTBF, the median

    failure time. By the MTBF time, it is expected that 63%

    (essentially 2/3) of the modules will have failed.

    MTBF represents the statistics of rare random failures of the

    entire population of similar devices. Mean time to failure

    (MTTF) or mean life (ML) are terms used to describe the

    average period until the device is worn out. They should not be

    confused with MTBF.

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    3. 2. SYSTEM R ELIABILITY 

    On the basis of predicted or measured circuit packs or

    modules, network element reliability is determined by

    estimating the availability. Many methods are used: Markov

    modeling, Monte Carlo simulation, or graph theory (flow

    networks). A popular approach (suitable for static networks with

    rare and unrelated failures) is by analyzing the network

    element’s reliability block diagram. The reliability diagram is a

     block diagram showing the failure dependency of the various packs or modules. On the basis of the reliability diagram,

    analysis is made to determine the availability or unavailability of

    the entire network element. The following network element

    subsystems are often encountered.

    Figure 1. (a,b) Various interconnected systems

     

    Equipment in Series (System A, Fig. 1)

     

    Multiple Equipment in Parallel (Systems B and C,

    Fig. 1)

    Consider n separate identical working devices (channels)

    operated with m separate identical standby (backup) devices

    (channels), where all n lines (signal paths through a working or

    standby device) must operate.

    Atotal = the availability of the total system consisting of all

    the working devices;

    Aw = the availability of one of the working devices;

    Ap = the availability of one of the standby (protection)

    devices;

    Utotal = the unavailability of the total system consisting of

    all the working devices;

    Uw = the unavailability of one of the working devices;

    Up = the unavailability of one of the standby (protection)devices.

    Consider m = 1 and n = 1 (typical hot standby or frequency

    diversity)

    Consider n > 1, m = 1 (typical multiline) case (System C, Fig.

    15.1):

     

     Nested Equipment (System D, Fig. 1)

    Atotal = the availability of all devices as a group;

    An = availability of the device n.

     

    Meshed Duplex Configuration (Systems E and F,

    Fig. 1)

    This configuration is common in high reliability computer

    and digital cross-connect systems (System E, Fig.1). It is

    functionally equivalent to the reliability block diagram (System

    F, Fig. 1). It is evaluated by reducing the parallel components to

    equivalent series elements and then evaluating the reliability of

    the series units.

    3.3. COMMUNICATION SYSTEMS 

    The evaluation of reliability of communication systems is

    similar to the evaluation of network elements. The system

    reliability block diagram of the system is drawn using the

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    availability values of the network elements. Those values are

    determined from two-way MTBF and MTR values.

    The system is then evaluated using the same techniques

    described earlier.

    3.4. APPLICATION TO R ADIO CONFIGURATIONS 

    Radio system hardware reliability is usually specified as

    MTBO (system failure). The system planner wants to know

    what the equipment availability (or unavailability) is. If the

    MTBO is one or two way, the availability is one or two way,

    respectively. Notice that MTTR (a function of failure detection,

    reporting, spare availability and maintenance technician training,

    and reliability) has significant impact on achieved availability or

    required MTBF.

    The previous formulas may be applied to determine the

    effect of different r adio configurations on radio system hardware

    availability.

    Multiline radio systems, as they use an unprotected radio

    channel to protect multiple working radio channels, areinherently less reliable than hot standby or frequency diversity

    configures. Cross-polarization multiline systems typically use

    two protection channels, one for vertical channels and the other

    for horizontal channels. These systems would be analyzed as

    one for N, where N is the number of vertical or horizontal

    working channels being protected.

    3.5. SPARE U NIT R EQUIREMENTS 

    Maintainability is often defined as “The ability of an item,

    understated conditions of use, to be restored to a state in which it

    can perform its required functions when maintenance is

     performed understated conditions and using prescribed

     procedures and resources.” Usually, maintenance is performed by storing a number of repairable spare units (e.g., modules,

    cards, plug-ins, or blades) in reserve. These units are used to

    repair the system. The problem to be solved is to determine the

    number of spare units N required to support a system of Q

    operational units with a probability of success P.

    For complicated systems with interacting failure

    mechanisms, a Markov model analysis is necessary. For systems

    with rare failures occurring with a constant rate λ, the m ean

    number of equipment failures is given by λt (with λ and t as

     previously defined). In this situation, a homogeneous Poisson

     process model is generally applied.

    Pn= for n = 0, 1, 2, 3,...

    with λand t as previously defined 

    Pn= the probability that a failure occurs exactly n times in

    the time interval 0 to t ;

    S = the number of spares normally on hand;

    PS= the probability of a successful repair when a failure

    occurs;

    = the probability that not more than n failures have

    occurred in the time interval 0 to t ;

    = the probability of having a spare available if S spares

    are normally available. 

    3.6. BER  ESTIMATION 

    The fundamental quality of digital payloads, which may

    have a predefined number of states at any instant of time, is

    characterized by the probability of message error. BER

    estimation is a statistical measurement that attempts to measurecurrent average error performance within a defined confidence 

    range by measuring errors within a defined time interval. The

    classical approach is to use binomial distribution sampling

    theory applied to a predefined sample size [although there are

    some time advantages on using the slightly more complicated

    negative binomial sampling]. Direct binomial sampling theory

    yields the following results.

    Assume N digits (N > 104) have been transmitted and

    E digits (E

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     The above is the intuitive result. Less intuitive is the

    expected BER if N digits (N > 10 ) have been transmitted and

    zero digits were found to be in error. Not finding an error in the

    sampled data is not to say, an error would not be found if the

    testing lasted long enough.

    Median-unbiased maximum likelihood estimator (not

    exceeded 50% of the time):

    90% Confidence level biased-estimator (not exceeded 90% of

    the time):

    95% Confidence level biased-estimator (not exceeded 95% of

    the time):

    99% Confidence level biased-estimator (not exceeded 99% of

    the time):

    Sample Problem 1.

    Consider a system consisting of two identical

    communication set where at least one must be operational at the

    conclusion of a mission for success. Both units are operational

    throughout the mission except when a transition is made to the

    failed state. A reliability block diagram is shown below:

    The formula and estimations for specific situations are

    listed in the table below.

    Solution for Sample Problem 1:

    Assume that the mission period for the system is 20 hours. The

    reliability model is

     R(t) = 2 e  –λt   –  e  –2λt  

    using the approximation shown in the table below:

     R(t) = 1  –  (λt)2

    and substituting in values

    R(20) = 1 –  (0.0005 X 20)2

    R(20) = 1 –  (0.01)2

    R(20) = 0.9999

    Sample Problem 2.

    If the probabilities for A, B, and C for success are the 0.9, 0.8

    and 0.7, respectively, determine the system reliability of the

    system functions, given the success diagrams for Function 1,

    Function 2, and the system.

    Solution for Sample Problem 2:

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    Function 1 = 0.9 + 0.8 –  (0.9)(0.8) = 0.98

    Function 2 = 0.8 + 0.7 –  (0.8)(0.7) = 0.94

    * System reliability cannot be derived by multiplying function

    reliabilities because of the common element B

    System Reliability ≠ (0.98)(0.94) = 0.9212 

    System Reliability = PB + PA PC –  PA PB PCSystem Reliability = 0.8 + (0.9)(0.7) –  (0.9)(0.8)(0.7)

    System Reliability = 0.926

    Sample Problem 3:

    Consider the availability model:

    Availability=

    where MTBF is mean time between failures and MTTR is mean

    time to repair. Assume that the MTBF of the system is 100 hours

    and the MTTR is 0.5 hours. Calculate the availability using the

    approximation form.

    Solution for Sample Problem 3:

    A=

    A= 1-

    A= 1-

    A= 0.995

    A = 0.995

    Sample Problem 4.

    Consider the availability model for two-unit redundant system

    with the standby unit operational.

    Where is the failure rate of each unit and is the repair of

    each unit. This equation is of the same form as

    A=

    Let equal 2X10-2 failures per hour and let equal one repair

     per hour. Determine the availability.

    Solution for Sample Problem 4:

    In this case, the approximation form gives

    Sample Problem 5:

    Given the system below, determine the network failure rate.

    Solution for Sample Problem 5:

    REFERENCE[1] G. Kizer, Digital Microwave Communication:

    Engineering Point-to-Point Microwave Systems. New Jersey,

    John Wiley & Sons, Inc., 2013.

    R EFERENCES 

    [1] R. L. Feeman, Fundamentals of Telecommunications, Wiley

    1999.

    [2] D. Blake, Communications.

    [3] G. Kizer, Digital Microwave System, Wiley, 2013.

    [4] T. Manning, Microwave Radio Transmission Design Guide

    Artech House, 2009.

    [5] Theodore S. Rappaport, Wireless Communications:

    rinciples and Practice, 2nd ed.: Prentice Hall, 2002.

    [6] G. Kizer, Digital Microwave Communication

    Engineering Point-to-Point Microwave Systems. New

    Jersey, John Wiley & Sons, Inc., 2013.