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LeadingAge New York 2013 Annual Conference Valerie Deetz, Director Divisions of Assisted Living and Community Transitions Program Center for Health Care Quality & Surveillance NYS Department of Health “Transitioning Residents to Community Settings” November 15, 2013

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Page 1: LeadingAge New York 2013 Annual Conference · Nursing Home Remedy Members (NHRMs) NHRMs to be assessed by TSI-NY include: •New York State Medicaid recipients with SMI who meet these

LeadingAge New York

2013

Annual Conference

Valerie Deetz, Director

Divisions of Assisted Living and Community Transitions

Program

Center for Health Care Quality & Surveillance

NYS Department of Health

“Transitioning Residents to Community Settings”

November 15, 2013

Page 2: LeadingAge New York 2013 Annual Conference · Nursing Home Remedy Members (NHRMs) NHRMs to be assessed by TSI-NY include: •New York State Medicaid recipients with SMI who meet these

Community Transitions Program Program is charged with facilitating the transition of individuals with

serious mental illness (SMI) who are appropriate for transition, to the

community with housing and services. The Community Transition

Program (CTP) team works closely with:

• Office of Mental Health,

• Office of Primary Care and Health Systems Management’s, Nursing

Home Program,

• Office of Health Insurance Programs,

• Patient and resident advocates,

• Nursing homes and adult care facilities,

• NYC Human Resources Administration (HRA)

• SPOA Coordinators

• Psychiatric hospitals

• Service providers, Housing Providers and other key LTC stakeholders

To assess individuals, identify appropriate housing options and services,

and facilitate resident transitions to community settings.

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Page 3: LeadingAge New York 2013 Annual Conference · Nursing Home Remedy Members (NHRMs) NHRMs to be assessed by TSI-NY include: •New York State Medicaid recipients with SMI who meet these

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483.15 The Quality of Life

(a) Dignity

• “The facility must promote care for residents in a

manner and in an environment that maintains or

enhances each resident’s dignity and respect in full

recognition of his or her individuality.”

• Culture change encourages choice about the way

residents choose to live.

Page 4: LeadingAge New York 2013 Annual Conference · Nursing Home Remedy Members (NHRMs) NHRMs to be assessed by TSI-NY include: •New York State Medicaid recipients with SMI who meet these

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483.15 The Quality of Life

(b) Self-determination

The resident has the right to:

“Choose activities, schedules and health care

consistent with his or her interests, assessments and

plans of care”…... And

Remember - Engage the resident and the entire

Interdisciplinary Team in a person-centered

approach to assessment and planning!!

Page 5: LeadingAge New York 2013 Annual Conference · Nursing Home Remedy Members (NHRMs) NHRMs to be assessed by TSI-NY include: •New York State Medicaid recipients with SMI who meet these

“ A resident’s abilities… do not diminish unless

circumstances of the individual’s clinical

condition demonstrate that diminution is

unavoidable.”

To meet the requirement of involvement, enable

residents to make informed choices.

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Quality of Care

Page 6: LeadingAge New York 2013 Annual Conference · Nursing Home Remedy Members (NHRMs) NHRMs to be assessed by TSI-NY include: •New York State Medicaid recipients with SMI who meet these

Nursing Home Background

Information

• The Omnibus Budget Reconciliation Act of 1987 (OBRA 87)

mandated that all individuals with SMI or mental retardation

(MR) applying for nursing home placement be:

• 1. Identified (Level I PASRR Review);

• 2. Placed appropriately; and

• 3. Receive the SMI or MR services they require.

• In addition, residents of nursing homes with SMI/MR must be

re-evaluated (RR) when they experience a significant change

in physical or mental status.

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Page 7: LeadingAge New York 2013 Annual Conference · Nursing Home Remedy Members (NHRMs) NHRMs to be assessed by TSI-NY include: •New York State Medicaid recipients with SMI who meet these

Nursing Home Settlement

to Conduct Assessments The New York State Department of Health selected a vendor,

Transitional Services Inc. of NY (TSI-NY) to conduct

assessments of certain nursing home residents & other

individuals with serious mental illness (SMI) in order to

determine whether their needs can be met in an appropriate

community setting, consistent with the Stipulation and Order

of Settlement in Joseph S., et al. v. Hogan, et al., United States

District Court for the Eastern District of New York, No. 06-

CV-1042 (BMC)(SMG) signed September 6, 2011.

Individuals to be assessed are referred to as Nursing Home

Remedy Members (NHRMs).

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Page 8: LeadingAge New York 2013 Annual Conference · Nursing Home Remedy Members (NHRMs) NHRMs to be assessed by TSI-NY include: •New York State Medicaid recipients with SMI who meet these

Definition of

Nursing Home Remedy Members (NHRMs)

NHRMs to be assessed by TSI-NY include:

• New York State Medicaid recipients with SMI who meet

these 3 criteria:

1) were residents of NHs on September 6, 2011,

2) their nursing home care is paid by the NYS Medicaid program, &

3) immediately prior to their residence in NHs, resided in psychiatric

hospitals.

• New York State residents with SMI who meet these two

criteria:

1) were residents of psychiatric hospitals on September 6, 2011and

2) have received a Revised Level II PASRR Evaluation while in a

psychiatric hospital & were determined to have total needs such that

placement into Community Housing was appropriate, but it was determined

that Community Housing was not available at that time, & a nursing home

was appropriate & desired. 8

Page 9: LeadingAge New York 2013 Annual Conference · Nursing Home Remedy Members (NHRMs) NHRMs to be assessed by TSI-NY include: •New York State Medicaid recipients with SMI who meet these

Scope & Timing of Assessments

Scope: 2,375 individuals with SMI residing in either NYS or

out-of-state nursing homes.

• The majority (64%) reside in the New York City

Metropolitan Region (the five boroughs, Westchester

and Nassau).

• Approximately 340 live in New Jersey & 140 in

Massachusetts.

Timeframe: Assessments began December 2012 and must

be completed by November 2014, within 24 months of the

contract execution date. To date, TSI has completed

approximately 1200 assessments.

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Page 10: LeadingAge New York 2013 Annual Conference · Nursing Home Remedy Members (NHRMs) NHRMs to be assessed by TSI-NY include: •New York State Medicaid recipients with SMI who meet these

Adult Care Facility Background

Information

• In 2012, OMH issued a Clinical Advisory

stating that Adult Homes with a significant

proportion of residents with serious mental

illness are not conducive to the recovery

and rehabilitation of these individuals; and

thus, are not clinically appropriate settings

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Page 11: LeadingAge New York 2013 Annual Conference · Nursing Home Remedy Members (NHRMs) NHRMs to be assessed by TSI-NY include: •New York State Medicaid recipients with SMI who meet these

Transition Process

• Final community placement assessment report is issued to

nursing home, DOH, the NHRM, and guardian when applicable.

• Nursing home is responsible for reviewing and planning for the

safe & appropriate discharge of the resident.

• Community Transition Coordinator and Team will work with the

nursing home and the individual to facilitate discharge by:

• Providing education

• Identifying resources on available community service

options; and

• Enrollment in Health Home or MLTC Plans as appropriate

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Page 12: LeadingAge New York 2013 Annual Conference · Nursing Home Remedy Members (NHRMs) NHRMs to be assessed by TSI-NY include: •New York State Medicaid recipients with SMI who meet these

Adult Home Settlement

Assessments

• Assessments of residents with serious

mental illness, at the 23 Impacted Adult

Homes identified in the settlement, will be

conducted by Health Homes and MLTC

Plans over the next five years

• In-reach regarding housing options will be

provided by OMH Housing Contractors

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Page 13: LeadingAge New York 2013 Annual Conference · Nursing Home Remedy Members (NHRMs) NHRMs to be assessed by TSI-NY include: •New York State Medicaid recipients with SMI who meet these

Adult Home Settlement

Discharge Plans

• For those residents identified by the

assessor as desiring and appropriate for

community transition, the HH/MLTC Care

Manager will create a person centered plan

of care to facilitate the resident’s transition

to the community.

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Page 14: LeadingAge New York 2013 Annual Conference · Nursing Home Remedy Members (NHRMs) NHRMs to be assessed by TSI-NY include: •New York State Medicaid recipients with SMI who meet these

Successful Discharge Planning

• Provide ongoing in-reach necessary for successful community

transition

• Social worker

• Direct care staff

• Psychologist

• Psychiatrist

• Peer mentors

• Assess for self-administration of medications

• Develop a plan of care aimed at reaching realistic short &

long-term goals

• Facilitate an interdisciplinary team supportive environment

• Utilize Educational Booklet distributed to all nursing homes,

hospital psychiatric centers earlier this year. 14

Page 15: LeadingAge New York 2013 Annual Conference · Nursing Home Remedy Members (NHRMs) NHRMs to be assessed by TSI-NY include: •New York State Medicaid recipients with SMI who meet these

Successful Discharge Planning

• Engage individual in community activities

• Involve the resident in setting goals that will allow for a

successful transition to the community and increase the

resident’s confidence in their abilities. Revise as necessary.

• Explore the full array of community housing, services &

waiver programs to ensure the most appropriate & safe

discharge for the individual.

• Increase independence with ADLs & IADLs

• Resident choice and engagement

• Clothing

• Hygiene (shaving, grooming, dressing, bathing)

• Prepare simple meals (sandwiches, microwave use)

• Money management

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Page 16: LeadingAge New York 2013 Annual Conference · Nursing Home Remedy Members (NHRMs) NHRMs to be assessed by TSI-NY include: •New York State Medicaid recipients with SMI who meet these

OMH Involvement in Housing

• Considerations:

• Alternative to institution

• Promote rehabilitation & recovery

• Consumer choice and informed

decision-making

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Page 17: LeadingAge New York 2013 Annual Conference · Nursing Home Remedy Members (NHRMs) NHRMs to be assessed by TSI-NY include: •New York State Medicaid recipients with SMI who meet these

Housing Models for Persons with

Serious Mental Illness

• Congregate Housing:

• Congregate Treatment

• Licensed CR/SRO

• Unlicensed SP/SRO

• Apartment Housing

• Apartment Treatment

• Supported Housing

• Adult Family Care

• Mixed-Use Housing

***Social Workers in NYC may refer to the Center for Urban Community Services (CUCS) website for helpful information prior to submission of the HRA 2010-e application on completion of the required Psychosocial and Psychiatric evaluations which are required for housing/service access.

http://www.cucs.org/services/access-to-public-benefits-a-referrals

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Page 18: LeadingAge New York 2013 Annual Conference · Nursing Home Remedy Members (NHRMs) NHRMs to be assessed by TSI-NY include: •New York State Medicaid recipients with SMI who meet these

Community Housing Contractor

Awardees for NYC

• Catholic Charities,

• Institute for Community Living (ICL)

• PSCH (Queens)

• Jewish Board of Family and Childrens Services

(Brooklyn, Queens & Staten Island)

• Unique People Services (Bronx, Manhattan &

Westchester)

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Page 19: LeadingAge New York 2013 Annual Conference · Nursing Home Remedy Members (NHRMs) NHRMs to be assessed by TSI-NY include: •New York State Medicaid recipients with SMI who meet these

OMH Community Support Services For

Persons with Serious Mental Illness

• Case Management

• Continuing Day Treatment (CDT)

• Personalized Recovery Oriented Services (PROS)

• Assertive Community Treatment (ACT)

• Clinic Services

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Page 20: LeadingAge New York 2013 Annual Conference · Nursing Home Remedy Members (NHRMs) NHRMs to be assessed by TSI-NY include: •New York State Medicaid recipients with SMI who meet these

Nursing Home Survey

Considerations

• Assess discharge planning for all residents

• September 29, 2011, DOH issued “DAL: DRS-NH 11-11 -

Nursing Home Discharge Requirements.” The purpose of this

letter was to remind providers of the requirements for

individualized discharge care planning for all nursing home

residents.

• A second DAL was issued March 2013 reminding NHs of

their discharge responsibilities.

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Page 21: LeadingAge New York 2013 Annual Conference · Nursing Home Remedy Members (NHRMs) NHRMs to be assessed by TSI-NY include: •New York State Medicaid recipients with SMI who meet these

Survey Considerations

• PRIs and SCREENS completed for all new admissions

and PASRR, as appropriate, including the Resident

Review component with any Significant Change in

Condition as determined by the MDS.

• Determine if residents are given the opportunity to

participate in their care (informed decision-making)

• Self Administration of medications

• Meaningful activities that promote independence with

Instrumental Activities of Daily Living (IADLs).

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Page 22: LeadingAge New York 2013 Annual Conference · Nursing Home Remedy Members (NHRMs) NHRMs to be assessed by TSI-NY include: •New York State Medicaid recipients with SMI who meet these

Successful Discharge Planning

Building Partnerships

• 34 NHs received training to access community housing &

services through the NYC Human Resources Administration

(HRA) since 2/2013.

• Residents must be provided information that allows them to

make informed decisions regarding discharge to include:

housing, location, health care and support services.

• Discharge Planners must work with the entire

Interdisciplinary Team to consider all discharge options to

recommend community placement or recommend ongoing

nursing home care.

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Page 23: LeadingAge New York 2013 Annual Conference · Nursing Home Remedy Members (NHRMs) NHRMs to be assessed by TSI-NY include: •New York State Medicaid recipients with SMI who meet these

Successful Discharge Planning

• The safety of the resident’s transition is paramount.

• Discharge is a comprehensive process that requires the

efforts of the entire Interdisciplinary Team.

• The team must make provisions to meet on a regular basis

to support the resident.

• Discharge planning should include periodic discussion of

the approach to support a safe transition.

• Comprehensive discharge planning and assessment should

continue throughout the entire stay of the resident at the

nursing home.

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Page 24: LeadingAge New York 2013 Annual Conference · Nursing Home Remedy Members (NHRMs) NHRMs to be assessed by TSI-NY include: •New York State Medicaid recipients with SMI who meet these

Successful Discharge Planning

• The individual should be fully aware of his/her

circumstances and ability to make informed decisions.

• The resident must be fully educated about the multiple

options from which to choose residential alternatives.

• The resident must understand the types of services

necessary to live successfully in the community

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Page 25: LeadingAge New York 2013 Annual Conference · Nursing Home Remedy Members (NHRMs) NHRMs to be assessed by TSI-NY include: •New York State Medicaid recipients with SMI who meet these

Successful Discharge Planning

• Residents must be educated regarding the expense of housing

and services.

• Social Services staff must complete all necessary paper work

to ensure that the resident has the necessary wrap-around

physical and behavioral health and support services.

• In order to choose a health plan and primary care physician,

the resident must also be aware of the varying types of MLTC

Plans or Health Homes (HH).

• The social worker should be in contact with the care manager

of the selected health plan to ensure an individualized person-

centered plan of care is developed.

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Page 26: LeadingAge New York 2013 Annual Conference · Nursing Home Remedy Members (NHRMs) NHRMs to be assessed by TSI-NY include: •New York State Medicaid recipients with SMI who meet these

Successful Discharge Planning

• For all residents, the discharge planning process must begin

immediately & include direct communication with the

resident and, as appropriate, families, guardians & legally

authorized representatives.

• Residents must be provided access to information that allows

them to make informed decisions regarding discharge.

• Discharge Planners should work with the entire

interdisciplinary team to consider all discharge options before

recommending ongoing nursing home care. Documentation is

critical!

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Page 27: LeadingAge New York 2013 Annual Conference · Nursing Home Remedy Members (NHRMs) NHRMs to be assessed by TSI-NY include: •New York State Medicaid recipients with SMI who meet these

Successful Discharge Planning

• Consider whether the resident desires to live alone or

prefers a roommate.

• Does the resident have physically challenges?

• Assist the resident with decisions related to the location of

housing

• Close to supermarket

• Close to family and/or friends

• Close to public transportation

• Close to necessary health care/service providers.

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Page 28: LeadingAge New York 2013 Annual Conference · Nursing Home Remedy Members (NHRMs) NHRMs to be assessed by TSI-NY include: •New York State Medicaid recipients with SMI who meet these

Successful Discharge Planning

• Desire

• Identify and address resident’s anxiety

• Location and Level of Housing

• SPOA vs. HRA application

• Supportive physical and behavioral health

services

• Activities to support success

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Page 29: LeadingAge New York 2013 Annual Conference · Nursing Home Remedy Members (NHRMs) NHRMs to be assessed by TSI-NY include: •New York State Medicaid recipients with SMI who meet these

Role of the Community Transition

Coordinator

• The Community Transition Coordinator serves as a

connection between the varying organizations and agencies

that will be partnering with the team to provide a safe and

successful discharge.

Please be responsive to the CTC when she contacts you.

Nia Gill is the lead CTC for the NH Initiative

Marcia Kolakoski is the lead CTC for the AH Initiative

• The CTC’s role is designed to monitor and relay the

progress of the discharge process while providing guidance

and resource information. 29

Page 30: LeadingAge New York 2013 Annual Conference · Nursing Home Remedy Members (NHRMs) NHRMs to be assessed by TSI-NY include: •New York State Medicaid recipients with SMI who meet these

Education & Training

• DOH & OMH prepared educational booklets that describe

housing and service options for persons with serious mental

illness. A joint DOH and OMH letter and approximately

2,000 booklets were distributed to NYS Article 28 hospitals

and nursing homes on March 7, 2013.

• Information contained within the letter and booklet was

designed to assist hospital & nursing home discharge

planning staff & their residents become familiar with the

range of services available in the community. An electronic

copy of this handbook was also posted to the Health

Commerce System (HCS) and may be downloaded.

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Page 31: LeadingAge New York 2013 Annual Conference · Nursing Home Remedy Members (NHRMs) NHRMs to be assessed by TSI-NY include: •New York State Medicaid recipients with SMI who meet these

Education & Training

• HRA will continue to conduct training for Nursing Homes

required to submit applications for housing within the five

boroughs.

• HRA training can be requested by calling HRA at

(212) 495-2900 and selecting option “4”.

• Applications to access housing/services must include:

• Completed housing application;

• A comprehensive psychiatric evaluation completed within the last 6

months by a psychiatrist or psychiatric nurse practitioner;

• A comprehensive psychosocial evaluation completed within the last 6

months;

• Tuberculosis testing results; and

• A Copy of the completed report issued by TSI (if applicable)

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Page 32: LeadingAge New York 2013 Annual Conference · Nursing Home Remedy Members (NHRMs) NHRMs to be assessed by TSI-NY include: •New York State Medicaid recipients with SMI who meet these

Dear Administrator Letters

• DAL: Mandatory PASRR Requirements (2/25/13)–

Reminder to providers of the requirements for individualized

discharge care planning for Preadmission Screen and Resident

Review (PASRR) purposes. PASRR Level II Evaluation

Report recommendations must be incorporated into the

resident's discharge plan of care.

• Dear CEO/Administrator: Letter informing Hospital CEOs,

NH Administrators and Discharge Planning staff of available

community housing and services for individuals with serious

mental illness issued jointly to providers by Deputy

Commissioner of Office of Primary Care and Health Systems

Management with the NYS Department of Health and the

Senior Deputy Commissioner for the Office of Mental Health.

Educational handbook attached to this posting. 31

Page 33: LeadingAge New York 2013 Annual Conference · Nursing Home Remedy Members (NHRMs) NHRMs to be assessed by TSI-NY include: •New York State Medicaid recipients with SMI who meet these

Contacts

Central Office

Valerie A. Deetz

Director,

Divisions of Assisted Living & Community Transitions Program

875 Central Avenue, Albany, NY 12206

Phone: 518-473-9871 Fax: 518-406-1636

[email protected] Community Transitions Team

• Cathleen Bobrick, Jennifer Stevens, Marcia Kolakoski, Central Office- Albany, 518-485-8781

• Nia Gill, Metropolitan Area Regional Office-NYC (212) 417-6557

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Page 34: LeadingAge New York 2013 Annual Conference · Nursing Home Remedy Members (NHRMs) NHRMs to be assessed by TSI-NY include: •New York State Medicaid recipients with SMI who meet these

COLLABORATION IS KEY

THANK YOU FOR YOUR

COMMITMENT!!!!

WE LOOK FORWARD TO

CONTINUING OUR

PARTNERSHIP WITH YOU.

QUESTIONS????

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