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    Measurement of Silicone Deposited on Hair

    by Various Analytical Methods

    Poster presented at the 19th IFSCC Congress, Sydney

    22 - 25 October 1996

    A. De Smedt, I. Van Reeth, S. Marchioretto, Dow Corning SA, Brussels, BelgiumD.A. Glover, Dow Corning Corp. Midland, Michigan

    J. Naud, University of Louvain, Louvain-La-Neuve, Belgium

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    Measurement of Silicone Deposited on Hair

    by Various Analytical Methods

    A. De Smedt, I. Van Reeth, S. Marchioretto, Dow Corning SA, Brussels, Belgium

    D. A. Glover, Dow Corning Corp. Midland, MichiganJ. Naud, University of Louvain, Louvain-La-Neuve, Belgium

    AbstractSilicones, commonly used as conditioning agents in 2-in-1 shampoos, are already effective at very

    low levels. To date, no single analytical method has been identified as ideal for quantifying these

    deposits on hair.

    Methods currently described in the literature are Fourier transform infrared DRIFT

    spectroscopy (FT-IR DRIFT) and atomic absorption (AA). However, both methods have

    limitations. The FT-IR detection limit is quite high, and the accuracy of AA measurements is

    strongly influenced by the efficacy of the extraction step.

    A broad literature search has been carried out in order to cross-fertilise with different areas of

    analytical chemistry and possibly generate new ideas about screening tests for small amounts ofsilicone deposited on hair. The current study describes an evaluation of new methods which

    complement each other very well.

    l An innovative X-ray fluorescence (XRF) method that characterises bulk hair. XRF methods

    already have been described in the literature as means of analysing trace elements such as

    copper, cobalt, or nickel within the hair shaft, Prior to this study, these methods had not

    been used to document the presence of conditioning agents including silicone. Moreover,

    the sample preparation proposed in this study includes a pyrolysis step at 700C, ensuring

    homogeneity of the analysed sample.

    l A wettability measurement method that characterises single hair fibre surface by assessing its

    hydrophilicity or hydrophobicity.

    IntroductionKnowing the amount of conditioning agents deposited on hair surface by shampoos or

    conditioners is vitally important for cosmetic chemists. It allows them to study the absorptivity of

    polymers/surfactants on the hair surface, to correlate absorptivity with sensory properties, and

    also to greatly facilitate claim substantiation (European Cosmetic Directive 6th Amendment).

    However, as the levels of conditioning agents are usually very low, accurate data are very difficult toget.

    Silicones possess a range of unique properties like lubricity, low solubility parameter, low

    intermolecular forces, water insolubility, and a very low surface tension, such that they spread

    easily on most surfaces to give a uniform, smooth, hydrophobic film (Todd and Hayes, 1971;

    Starch, 1984). This explains why silicones have been used for years as superior conditioning

    agents, even at very low deposition levels (e.g., Bergman and Bess, 1991). The following benefitsare well described in the literature:

    l Silicones replace the conditioning benefits of the sebum which is being removed from the

    hair during shampooing, with no oily feel.

    l Silicones provide a smooth, silky and not tacky feel, and excellent detangling and

    compatibility performance (e.g., Yahagi, 1992). They are also gloss enhancers.

    l Silicones reduce the damage associated with oxidative treatments such as straightening or

    permanent waving (Berthiaume et al., 1994, 1995).

    l Silicones also help the spreading of other active ingredients (Alexander, 1992), ensuring a

    better film homogeneity, and may retard the rate of sebum spreading (Bogardus et al.,

    1985).

    Silicone polymers especially effective in conditioning shampoos are high molecular weight

    dimethicones, dimethicone copolyols, and amodimethicones.

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    Measurement ofSilicone Deposited on Hair

    Because silicones are very commonly used ingredients in conditioning shampoos, many studies

    have been carried out in an attempt to quantify silicone deposition on hair. Atomic absorption

    (AA), and to a lesser extent Fourier transform infrared DRIFT spectroscopy (FT-IR DRIFT), are

    very popular and in many cases, the best option. However, the FT-IR DRIFT detection limit is

    quite high, and AA is not really suitable for the analysis of organofunctional or crosslinked

    polymers, due to the lack of efficiency of the extraction method.

    Literature Search SummaryA broad literature search has been carried out in order to cross-fertilise with different areas of

    analytical chemistry and possibly generate new ideas about screening tests of small amounts of

    silicone deposited on hair. Information on analytical methods was gathered from the following

    areas:

    l Characterisation of uncoated hair

    l Characterisation of conditioning agents other than silicone deposited on hair

    l Characterisation of silicone deposited on substrates other than hair

    l Characterisation of silicone deposited on hair

    The analytical methods used to characterise hair composition can be divided into two

    categories, depending on the kind of information generated:

    l Surface and near-surface methods analyse only an extremely small portion of a hair fibre ata time (maximum 1 square micron, depending on the method).

    l Bulk methods provide an average value of the analysed species for the hair tress, which is

    more representative of the real value of the whole scalp.

    The aim was to select one idea for bulk analysis, one for sample preparation, and one for

    surface analysis.

    Analysis of uncoated hairAnalysing bulk and surface composition of human hair is rather difficult due to their fibre

    characteristic and natural heterogeneity. However, analysis of hair composition has generated a

    great deal of interest from many disciplines, including environmental, epidemiological, and

    forensic sciences. This interest has arisen primarily as a result of the following.

    l The trace element levels in hair are considered as a possible quantitative indicator for their

    levels in other parts of the body and for exposure of the person to various environmental

    sources.

    l Hair is easy to sample and handle, compared to human tissues.

    During the last two decades, several hundred papers and books have been published

    concerning hair composition analysis.

    Analytical methods

    The most commonly used analytical methods for hair composition analysis include the following

    (Table 1):

    l Surface/single fiber analysis: scanning electron microprobe (SEM/EDX), electron

    spectroscopy for chemical analysis (ESCA), secondary ion mass spectroscopy (SIMS), atomic

    force microscopy (AFM), particle-induced X-ray emission (PIXE), and Fourier-transform

    infrared spectroscopy (FT-IR).l Bulk analysis: atomic absorption spectrometry (AA) and X-ray fluorescence (XRF). Some

    work has also been initiated with neutron activation analysis (NAA).

    l Ion chromatography (IC).

    Hair sample preparation for bulk analysis

    For bulk analysis of major elements or polymers, hair tresses do not require special sample

    preparation. However, for bulk analysis of trace elements or polymers, the hair tresses need a

    sample preparation step in order to ensure their homogeneity and to increase their trace

    elements concentration. Several sample preparations are described in the literature (Table 2),

    including: cryogenic grinding, pyrolysis, mineralisation by dry ashing, and solvent extraction.

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    A. De Smedt et al.

    Table 1. Analysis Methods.

    Hair Coated With Silicone CoatedAnalytical Organic Conditioning Substrates Other

    Method Uncoated Hair Agents Than Hair Silicone Coated Hair

    Surface Analysis

    SEM (EDX) Bottoms et al., 1972 Goddard and Schadt, Bergman and Bees 1991

    Kanetake et al., 1992 1988 Sejpka, 1993Swift, 1991 Schmidt and Berthiaume et al., 1994,

    Goddard, 1994 1995

    Yahagi, 1992

    ESCA Robbins et al., 1984 Goddard and Schadt, Smarajit, 1995

    1988 Wendel and DiSapio,

    Goddard and Harris, 19831987 (Berthiaume et al., 1994,

    1995)

    (Klimisch, 1991)

    Pavlichko et al., 1994

    Schmidt and

    Goddard, 1994

    Cipriano et al., 1994

    FT-IR DRIFT Joy and Lewis, 1991 Klimish and Klimisch et al., 1987

    Jurdana et al., 1994 Chandra, 1986, Bergman and Bees, 1991

    (skin)

    SIMS Braida et al., 1994

    TOF-SIMS Berthiaume et al., 1995

    PIXE Cortes Toro et al., 1993

    Wu et al., 1993

    Wettability Braida et al., 1994 Watanabe and Yahagi,

    Kamath et al., 1984, 1995

    1984,1985,1985,1987

    Bulk AnalysisAA Cortes Toro et al., 1993 Bergman and Bees, 1991

    Folin et al., 1991 Gooch and Kohl, 1988

    Berthiaume et al., 1995

    GC-MS Solka and Kocis, 1994

    NAA Cortes Toro et al., 1993

    XRF Havranek et al., 1989 Helliwell, 1994 (skin)Torok et al., 1984 paperEltayeb and VanGrieken, 1989

    Volkov et al., 1994

    Qi et al., 1986

    Cortes Toro et al., 1993

    Folin et al., 1991

    Ion chroma- Sturaro et al., 1993

    tography

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    Measurement of Silicone Deposited on Hair

    Table 2. Sample Preparation For Bulk Hair Analysis.

    AnalyticalMethod

    No-sample pre-

    treatment

    Cryogenic

    grinding

    Pyrolysis

    Mineralisation by

    dry ashing

    Solvent

    extraction

    Uncoated Hair

    Qi et al., 1986

    Torok et al., 1984

    Qi et al., 1986

    Havranek et al., 1989

    Volkov et al., 1994

    Sturaro et al., 1993

    Eltayeb and van

    Grieken, 1989

    Grooch and Kohl, 1988

    Hair Coated With

    OrganicConditioning Agents

    Solka and Kocis, 1994

    Holt, 1991

    Silicone Coated

    Substrates Other

    Than Hair

    Homer et al.,1960 (meat)

    Silicone Coated

    Hair

    Klimisch et al.,

    1987

    Klimisch, 1991

    Analysis of conditioning agents other than silicones deposited on hairSurface analytical methods used to determine non-silicone conditioning agents on hair are SEM,

    ESCA, AFM, and SIMS (Tables 1 and 2). Radiochemical labelling has also been tried. Qualitative

    and indirect assessment via wettability measurements or dye absorption have also been very useful

    to characterise conditioned hair.

    Analysis of silicone deposited on substrates other than hairSilicones are also applied at very low levels on substrates other than hair. Some of the methods to

    characterise the deposit are silicon-specific (e.g., AA, XRF, radiochemistry, colorimetry, SEM);

    some are silicone polymer-specific (IR, Raman, NMR, GC-MS, ESCA) (Tables 1 and 2).

    When background levels of inorganic silicon are high or variable, a silicone-specific method or

    physical separation of the silicone from the matrix prior to quantification (e.g., using solvent

    extraction) is generally preferred.

    l On skin, silicone has been analysed using FT-IR ATR (attenuated total reflectance)

    (Klimisch and Chandra, 1987) or XRF. Helliwell (1994) has described how a tape can be

    applied on the treated skin, then removed and analysed for Si by XRF.

    l In food containing low natural inorganic Si (like meat), Homer et al. (1960) have

    determined total Si down to 3 ppm by decomposing it with H 2S0 4 and HNO3, fusing with

    Na2CO3, and testing the Si level via colorimetry.

    l On paper, the amount of silicone deposited is determined by an XRF detection of inorganic

    silicon.

    Analysis of silicone deposited on hairSeveral methods and sample preparations listed above have also been used to

    qualitatively/quantitatively characterise the silicone deposited on hair (Tables 1 and 2).

    Surface analysis

    FT-IR DRIFT correlates very well to AA data, but has a higher detection limit. Sample preparation

    is usually cryogenic grinding. SEM/EDX and ESCA are also often cited in the literature. TOF-

    SIMS and wettability studies have been initiated very recently.

    Bulk analysis

    By far, the most commonly used method to analyse the amount of silicone deposited on hair is AA

    (Tables 1 and 2). This method usually includes an extraction step by a solvent like methyl isobutyl

    ketone (Klimish, 1991). Its main advantages are speed and a fairly low detection limit. Its drawback

    is poor recovery in solvent extraction, especially for crosslinked and amino-functional polymers.

    Sonication or enzymatic breakdown of the hair structure (Grooch and Kohl, 1988) may

    improve recovery.

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    A. De Smedt et al.

    SummaryBoth straightforward and very sophisticated methods have been developed to analyse coated and

    uncoated hair. The most popular methods for bulk hair analysis are AA and XRF, and for surface

    and near-surface analysis, SEM, ESCA, and wettability. Sample pretreatment for bulk analysis for

    trace elements usually consists of solvent extraction, pyrolysis, and dry-ashing.

    Although extensively and successfully developed for related applications, the following

    methods have not been used to characterise silicone on hair, but seem very promising :l XRF (only used to characterise silicon in bulk hair analysis and silicone polymer on skin and

    paper).l Pyrolysis (only used as a preparation prior to XRF analysis of trace element in hair bulk

    analysis and as part of GC/MS analysis of PVP on hair).

    l Wettability measurements (used to qualitatively characterise the surface of hair fibres

    treated with conditioning agents and surfactants; only Watanabe and Yahagi (1995) applied

    them very recently to characterise pure silicone on hair).

    The potential use of these methods to characterise low levels of silicone deposited on hair by 2-

    in-1 shampoos is explored in the following paragraphs.

    A New XRF Method for Bulk Analysis of Silicone on Hair

    Sample pre-treatment and preparationTresses of virgin brown hair from Hugo Royer in tresses of 2.5 g and 20 cm were washed three

    times with a 30% sodium lauryl sulfate solution (Empicol LX28) and successively dipped during

    30 sec into chloroform, 30 sec in methanol, and 30 sec in chloroform.

    Prior to the XRF analysis, the hair samples were pyrolysed (isothermal run at 200C during 2

    hours in an oven, followed by a dynamic run up to 700C during 1 h 30 min in a furnace).

    Temperature and duration of both pyrolysis steps were optimised via thermogravimetric studies.

    The resulting ashes were compressed into a 16 mm pellet and incorporated on top of a 40 mm

    pellet made of H3BO 3. Both pellets were compressed under 40 tons, using an Autopress T40 from

    Graseby Specac.

    For this study, ten samples at a time were pre-treated and prepared.

    XRF equipment and procedureThe XRF apparatus is a sequential wavelength-dispersive X-ray spectrometer Siemens SRS 3000. It

    includes a Rh X-ray tube, a 100 position sample turntable, and a flow counter detector. The

    analytical conditions included a PET (Pentaerythrite) analyser crystal and a scanning rate of 2

    min/degree. The peak is the Si Kalphal ray, measured at 109.2C. Backgrounds are measured at

    107.3 and 110.8C.

    The data were gathered and treated using Siemens Spectra 3000 software. The neat peak

    intensity was considered as directly proportional to the concentration (i.e., no correction was

    made) because the hair matrix is made of non-absorbing light elements and the thickness of the

    hair ashes is much smaller than 1 mm (Eberhardt, 1989).

    Determining the Si content of ten samples takes about 30 minutes.

    Validation of the proposed methodValidation of this method is based on the following requirements:

    l During the pyrolysis step, the silicone film deposited on the hair is fully thermally degraded

    into silica ash.

    l The XRF method analyses silicone and not specifically silicone polymer. The amount of Si

    within the hair shaft must be low compared to the amount of silicone deposited on the hair

    surface; moreover, the Si content of the hair shaft must be homogeneous within a single

    hair lot.

    Thermal degradation of the silicone film

    Following Lipowitz and Ziemelis (1976) and Larena et al. (1992), silicone species of more than

    5 cS undergo a surface oxidation during burning into a white surface silica ash with a gelled

    methylsiloxane layer beneath. Subsequently, all silicone will be oxidised into silica, provided

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    Measurement of Silicone Deposited on Hair

    enough oxygen is available during the pyrolysis and the silicone layer present on hair is thin

    enough.

    Si present within the hair shaft

    Although 40 trace elements have been measured in hair, not a lot of data exist concerning Si level.

    Wilkinson and Moore (1982, p.410) give a value of 188 ppm for European brown hair.

    In order to check the robustness and representativity of this analysis, the level of other trace

    elements more commonly reported in the literature, like Fe, Cu, Zn and Pb, has been comparedin Table 3. Considerable variation is observed. Fe and Cu concentrations range between a few

    ppm and about 200 ppm. This would suggest that the Si content of hair may also be very variable

    and even as low as a few ppm.

    XRF analysis of Si carried out in this study on several hair tresses of the same lot has shown a

    standard deviation of 10% between the different hair tresses and a Si average value 3 to 5 times

    lower than the one found for hair tresses washed with conditioning shampoos containing silicones

    (depending on the shampoo formulation).

    Table 3. Comparison between Fe, Cu, Zn, and Pb levels (in ppm) in hair.

    References

    Wilkinson and Moore, 1982

    Havranek et al., 1989

    Iengar et al., 1978

    Sturaro et al., 1993

    Torok et al., 1984

    Total range

    Fe Cu

    133 64

    50-88 4-134

    5-45 11-34

    - 11-22

    65 38

    5-133 4-134

    Zn Pb

    116 21

    169-220 10-12

    99-450 3-70

    189-319 5-9

    228 9.5

    99-450 3-70

    Linearity, calibration, and cross correlation with AA

    Standards were prepared by dipping several of these tresses into a solution of various amounts of

    high molecular weight dimethicone diluted in cyclomethicones (Dow Corning 345 Fluid and 1401

    Fluid). These standards have been analysed by AA following the procedure described in Klimisch

    (1991), and by XRF following the method described hereabove. The Si detection results obtainedby the two methods correlated very well. The XRF calibration curve is linear down to 5 ppm.

    Wettability Measurements

    Sample pre-treatment and preparation

    Virgin brown hair from Hugo Royer in tresses of 2.5 g and 20 cm were washed three times with a

    30% sodium lauryl sulfate solution (Empicol) and successively dipped during 30 sec into

    chloroform, methanol, chloroform.

    Because the hair hydrophilicity increases as a function of its distance to the root, hair samples

    of 5 mm long were cut at the middle of the tress. Their diameter is measured using a Zeiss optical

    microscope.

    Equipment and procedureWettability measurements were carried out using a Kruss El4 tensiometer. The method consists of

    hanging a 5 mm hair sample on a scale and dipping it into water. The wettability of hair fibre is

    measured by the instrument as being the difference between its weight in air and its weight at the

    contact with water. For each hair tress, thirty samples were analysed, and their wettability values

    averaged.

    Validation of the proposed methodThree sets of samples were analysed for their wettability in pure water : (1) untreated hair, (2)

    silicone-coated hair, and (3) hair washed with shampoos containing silicone. The results show that

    the three samples were significantly different from one another at more than 99% confidence.

    Untreated hair was less hydrophobic and silicone-coated hair was more hydrophobic.

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    A. De Smedt et al.

    This method is qualitative; it is sensitive to the presence of silicone on hair, not to the level of

    silicone. For example, hair coated with 700 ppm silicone has given exactly the same wettability

    value as hair coated with 100 ppm.

    ConclusionsThis paper outlines two innovative methods to analyse and characterise low levels of silicone

    deposited on hair by 2-in-1 shampoos.l The bulk hair analytical method consists of a pyrolysis step followed by XRF Si detection. Its

    main advantages are speed, low detection limit, and accuracy. It seems to be a very

    promising screening tool, which could act as a back-up for AA tests.

    l The single hair fibre surface analytical method consists of single fibre wettability

    measurements. It provides information on the change in hydrophilicity of the shampooed

    or silicone-coated hair. The method, still at an initial development stage, is sensitive to the

    presence of silicone and not to its concentration level.

    AcknowledgementThe authors wish to thank Anne Dupont and Brenda Reimer for their contribution.

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