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    All rights reserved 2005, Alcatel

    Multilayer GSM Network Radio Optimization / B9

    EVOLIUM Base StationSubsystem

    Multilayer GSM Network Radio

    Optimization / B9

    TRAINING MANUAL

    3FL12033ABAAWBZZAEdition 02 - May 2006

    Copyright 2005 by Alcatel - All rights reservedPassing on and copying of this document, use and communication of its

    contents not permitted without written authorization from Alcatel

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    Legal Notice

    Switch to notes view!Safety WarningBoth lethal and dangerous voltages are present within the equipment. Do not wear conductive jewelry while

    working on the equipment. Always observe all safety precautions and do not work on the equipment alone.

    Caution

    The equipment used during this course is electrostatic sensitive. Please observe correct anti-static precautions.

    Trade Marks

    Alcatel and MainStreet are trademarks of Alcatel.

    All other trademarks, service marks and logos (Marks) are the property of their respective holders includingAlcatel. Users are not permitted to use these Marks without the prior consent of Alcatel or such third partyowning the Mark. The absence of a Mark identifier is not a representation that a particular product or servicename is not a Mark.

    Copyright

    This document contains information that is proprietary to Alcatel and may be used for training purposesonly. No other use or transmission of all or any part of this document is permitted without Alcatels writtenpermission, and must include all copyright and other proprietary notices. No other use or transmission of allor any part of its contents may be used, copied, disclosed or conveyed to any party in any mannerwhatsoever without prior written permission from Alcatel.

    Use or transmission of all or any part of this document in violation of any applicable Canadian or otherlegislation is hereby expressly prohibited.

    User obtains no rights in the information or in any product, process, technology or trademark which itincludes or describes, and is expressly prohibited from modifying the information or creating derivative works

    without the express written consent of Alcatel.

    Alcatel, The Alcatel logo, MainStreet and Newbridge are registered trademarks of Alcatel.

    All other trademarks are the property of their respective owners. Alcatel assumes no responsibility for theaccuracy of the information presented, which is subject to change without notice.

    2005 Alcatel. All rights reserved.

    Disclaimer

    In no event will Alcatel be liable for any direct, indirect, special, incidental or consequential damages,including lost profits, lost business or lost data, resulting from the use of or reliance upon the information,whether or not Alcatel has been advised of the possibility of such damages.

    Mention of non-Alcatel products or services is for information purposes only and constitutes neither anendorsement nor a recommendation.

    Please refer to technical practices supplied by Alcatel for current information concerning Alcatel equipmentand its operation.

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    Product Line EVOLIUMBase Station Subsystem

    Course Title Multilayer GSM Network Radio Optimization / B8

    Course Reference 3FL 12033 ABAA - AUE

    Audience

    Radio Network Engineers (operator or Alcatel staff) in

    charge of optimizing a hierarchical network.

    Objectives

    During the course, the trainee will be able todescribe the specific radio algorithms in multi-layer networks in order to enhance the offeredQoS.

    By the end of the course, the participant will beable to:

    - Describe the concepts and strategy of hierarchicalnetworks.

    - Describe the specific type of cells implemented in

    hierarchical networks.- Describe the specific radio algorithms used in the

    Alcatel BSS in a hierarchical network.

    - Propose default parameter values for the cells of ahierarchical network using these algorithms.

    - Propose a list of specific indicators to monitor QoSand traffic in a hierarchical network.

    Note: Radio Network Planning issues like micro sitedetection, site planning, frequency planning are notincluded.

    Prerequisites

    Training module Introduction to GSM QoS and TrafficLoad Monitoring (3FL 10491 ABAAAUE) andIntroduction to Radio Fine Tuning (3FL 10493

    ABAAAUE) or equivalent level.

    Training Methods

    Theory / Practice.

    Language

    English, French

    Duration

    3 Days

    Location

    Alcatel University or Customer Premises.

    Number of participants

    Maximum 8

    Course content

    1 Multi-layer Network Architecture

    1.1 Concepts and strategies 1.2 Cellular network architecture

    1.3 Choosing a relevantarchitecture

    1.4 Requirements

    2 Algorithms and AssociatedParameters

    2.1 Introduction

    2.2 Idle mode selection andreselection

    2.3 Call setup

    2.4 Handover strategies 2.5 Main standard handover

    algorithms

    2.6 HO algorithms for multi-layernetworks

    2.7 Candidate cells evaluation

    3 Creating a Multi-layer Network

    3.1 Adding a micro cellular layer inan existing network for traffic andcoverage increase

    3.2 Adding hot spot microcells fortraffic

    3.3 Adding indoor microcells forcoverage

    3.4 Monitoring QoS in a multi-layernetwork

    4 Case studies

    4.1 Radar cell

    4.2 Symmetric microcells at streetcorner

    4.3 Asymmetric microcells at streetcorner

    4.4 Indoor microcell within a

    monolayer network 4.5 Trilayer network: indoor cell

    within a multi-layer network

    4.6 Indoor cell congestion

    4.7 Transforming a microcell intoan indoor cell

    4.8 Picocells in skyscrapers

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    Table of Contents [cont.]

    Switch to notes view!

    This page is left blank intentionally

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    1 MULTI-LAYER NETWORK ARCHITECTURE

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    1 MULTI-LAYER NETWORK ARCHITECTURE

    Session presentation

    Objective: to be able to define relevant architectures formulti-layer networks design

    Program:

    1.1 Concepts and strategies

    1.2 Cellular network architecture

    1.3 Choosing a relevant architecture

    1.4 Requirements

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    1 MULTI-LAYER NETWORK ARCHITECTURE

    1.1 Concepts and strategies

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    Multi-layer network: a powerful solution for: Network capacity enhancement

    extra capacity provided by new cells / new TRXs specific radio algorithms send MSs to these new cells

    Coverage increase

    when introducing microcells (better indoor penetration, even for outdoormicrocells)

    While keeping a good QoS

    confined coverage for microcells, with less interference

    less congestion

    1.1 Concepts and strategies

    Introduction to multi-layer networks

    Since B7:

    new HW capabilities with Cell split support

    enhancement of QoS monitoring capabilities with counters split per TRX

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    Alcatel is providing multi-layer solutions Since R3.1: mini & microcells

    Improvements in B3.1 (smart speed discrimination) Improvements in B6.2 (external Directed Retry)

    Improvements in B7 (indoor layer introduction)

    1.1 Concepts and strategies

    Support of multi-layer features

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    Multi-layer networks can be introduced as continuous layer orhotspots, for:

    Capacity increase Coverage increase

    Indoor solution

    All types of mobiles can use both layers

    1.1 Concepts and strategies

    Network strategy

    If the speed discrimination process is activated then Phase 2 MSs will be sent more or less quickly according

    to the load of the umbrella cell.

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    1 MULTI-LAYER NETWORK ARCHITECTURE

    1.2 Cellular network architecture

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    Conventional Single cell

    Concentric cell Extended cell

    Multi-band cell

    Hierarchical: introducing Upper and Lower cell layers Indoor cell

    Micro cell

    Mini cell

    Umbrella cell

    1.2 Cellular network architecture

    Cell environment

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    One unique combination of the five parameters

    CELL_DIMENSION_TYPE: macro, micro

    CELL _LAYER_ TYPE : single, upper, lower, indoor

    CELL _PARTITION_ TYPE : normal, concentric

    CELL _RANGE: normal, extended inner, extended outer

    FREQUENCY_RANGE : PGSM(GSM900); DCS1800; EGSM;

    DCS1900; PGSM-DCS1800; EGSM-DCS1800 and GSM 850 based on BCCH frequency

    1.2 Cellular network architecture

    Cell profile

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    1.2 Cellular network architecture

    Mono-band Cell profiles

    DCS1800 or DCS1900DCSNormalNormalIndoorMicroDCS indoor micro cell

    PGSM or EGSMGSMNormalNormalIndoorMicroGSM indoor micro cell

    DCS1800 or DCS1900DCSNormalConcentricUpperMacroDCS concentric umbrella

    PGSM or EGSMGSMNormalConcentricUpperMacroGSM concentric umbrella

    DCS1800 or DCS1900DCSNormalConcentricSingleMacroDCS concentric cell

    PGSM or EGSMGSMNormalConcentricSingleMacroGSM concentric cell

    DCS1800 or DCS1900DCSExtended-outerNormalSingleMacroDCS extended outer cell

    PGSM or EGSMGSMExtended-outerNormalSingleMacroGSM extended outer cell

    DCS1800 or DCS1900DCSExtended-innerNormalSingleMacroDCS extended inner cell

    PGSM or EGSMGSMExtended-innerNormalSingleMacroGSM extended inner cell

    DCS1800 or DCS1900DCSNormalNormalUpperMacroDCS umbrella cell

    PGSM or EGSMGSMNormalNormalUpperMacroGSM umbrella cell

    DCS1800 or DCS1900DCSNormalNormalLowerMacroDCS mini cell

    PGSM or EGSMGSMNormalNormalLowerMacroGSM mini cell

    DCS1800 or DCS1900DCSNormalNormalLowerMicroDCS micro cell

    PGSM or EGSMGSMNormalNormalLowerMicroGSM micro cell

    DCS1800 or DCS1900DCSNormalNormalSingleMacroDCS single cell

    PGSM or EGSMGSMNormalNormalSingleMacroGSM single cell

    Frequency rangeCell band

    type

    Cell

    range

    Cell partition

    type

    Cell layer

    type

    Cell dimension

    type

    Parameters

    Cell Profile

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    1.2 Cellular network architecture

    Multi-band Cell profiles

    PGSM-DCS1800 orEGSM-DCS1800

    DCSNormalConcentricIndoorMicroDCS multiband indoor micro cell

    PGSM-DCS1800 orEGSM-DCS1800

    GSMNormalConcentricIndoorMicroGSM multiband indoor micro cell

    PGSM-DCS1800 orEGSM-DCS1800

    DCSNormalConcentricUpperMacroDCS multiband umbrella cell

    PGSM-DCS1800 orEGSM-DCS1800

    GSMNormalConcentricUpperMacroGSM multiband umbrella cell

    PGSM-DCS1800 orEGSM-DCS1800

    DCSNormalConcentricLowerMacroDCS multiband mini cell

    PGSM-DCS1800 orEGSM-DCS1800

    GSMNormalConcentricLowerMacroGSM multiband mini cell

    PGSM-DCS1800 orEGSM-DCS1800

    DCSNormalConcentricLowerMicroDCS multiband micro cell

    PGSM-DCS1800 orEGSM-DCS1800

    GSMNormalConcentricLowerMicroGSM multiband micro cell

    PGSM-DCS1800 orEGSM-DCS1800

    DCSNormalConcentricSingleMacroDCS multiband single cell

    PGSM-DCS1800 orEGSM-DCS1800GSMNormalConcentricSingleMacroGSM multiband single cell

    Frequency rangeCell band

    typeCell

    rangeCell partition

    typeCell layer

    typeCell dimension

    type

    Parameters

    Cell Profile

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    1.2 Cellular network architecture

    Cell profiles: example

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    1 MULTI-LAYER NETWORK ARCHITECTURE

    1.3 Choosing a relevant architecture

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    Multi-layer concept: 3 available layer types

    All these cells can be or not operating in the same band and defined asconcentric cells

    1.3 Choosing a relevant architecture

    Concept

    mini

    umbrella

    micro

    indoor

    micro micro

    umbrella

    micro

    indoor

    single

    mini

    umbrellaUPPER

    SINGLE

    LOWER

    INDOOR

    3 layers are defined in the system, but more layers can be created by parameter tuning. For example,

    skyscrapers specific configuration is made up of several consecutive layers designed with cells of the samesystem layer.

    Indoor layer has been introduced in B7.

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    Microcells configuration will depend on their position in the lower layer

    Microcell classes are introduced to deal with typical parameters settings

    in each of these cases

    1.3 Choosing a relevant architecture

    Microcell classes

    Indoor Microcell

    Border Microcell

    Inner MicrocellHotspot Microcell

    Defining microcell classes is a very efficient way to set network parameters. It avoids defining a specific

    configuration for each cell.

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    1 MULTI-LAYER NETWORK ARCHITECTURE

    1.4 Requirements

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    A multi-layer architecture can be built over all types of Hardware

    Since R3.1

    Microcell feature is NOT reserved to micro BTS!

    Improvement in B6.2 with external Directed Retry

    From R3.1 to B4.1, since Directed Retry was only Internal:

    microcells had to be introduced within umbrella BSC

    OR microcells were barred (traffic allocation was done by handover fromumbrella cells)

    Since B6.2, External Directed Retry is available

    Microcells and Umbrella cells can belong to different BSCs

    1.4 Requirements

    Software & Hardware requirements

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    2 ALGORITHMS AND ASSOCIATEDPARAMETERS

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    2 ALGORITHMS AND ASSOCIATED PARAMETERS

    Session presentation

    Objective: to be able to describe algorithms dedicated tomulti-layer networks management

    Program:

    2.1 Introduction

    2.2 Idle mode selection and reselection

    2.3 Call setup

    2.4 Handover strategies

    2.5 Main standard handover algorithms

    2.6 Handover algorithms for multi-layer networks

    2.7 Candidate cell evaluation

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    2 ALGORITHMS AND ASSOCIATEDPARAMETERS

    2.1 Introduction

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    With the introduction of new feature and algorithms:

    Multi-layer

    Designing, managing and monitoring complex networks is more difficult,

    as all these features will interact

    An in-depth knowledge of all available algorithms is necessary to understand

    all possibilities and difficulties. A relevant choice of architecture and parameters

    settings will precede the introduction of a new layer in the existing network

    2.1 Introduction

    Justification

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    In all this document

    System parameters (can be set at the OMC-R level) will always be written inBLUE BOLD FONT

    Variables (averages, internal system variables, etc.) will be typed in NORMAL

    FONT

    Light blue font highlights important points

    2.1 Introduction

    Typing conventions

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    2 ALGORITHMS AND ASSOCIATEDPARAMETERS

    2.2 Idle mode selection and reselection

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    Adding a new layer is a powerful way of increasing network capacity ifthe MS can be sent to the preferred cell

    In dedicated mode: see next sections

    But also in idle mode, so that the call is established directly in the preferredcell

    Really increase capacity

    Maintain high QoS level, without creating extra HO

    2.2 Idle mode selection and reselection

    Strategy

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    At startup (IMSI Attach), the MS is selecting cell with

    Defined priorities with CELL_BAR_QUALIFY

    Best C1 amongst highest priority cells (using CBQ)

    Once camped on one cell (in idle mode)

    The MS can decide to reselect another one if:

    C1 criterion is too low

    The MS cannot decode downlink messages

    The current cell is becoming forbidden (e.g. barred)

    The MS cannot access the cell

    there is a better cell, regarding C2 criterion

    2.2 Idle mode selection and reselection

    Selection and reselection principles

    Note:

    Cell selection (first selection) is performed using C1 criterion only (the chosen cell is the one with the best C1)

    Reselection is done using the mechanisms referenced above.

    e.g., the MS cannot access the cell.

    It can be linked to SDCCH congestion, filtering of CHARQD due to TA greater than RACH_TA_FILTER, radioaccess problem during the Radio Link Establishment phase.

    If SDCCH is to be seized for LU purpose, the MS will reselect on another cell.

    If SDCCH is seized for something else (e.g., MOC), the MS may reselect (this is up to the MSvendor choice!!!). Some MSs do nothing. Call will never be possible. Some others do reselect. In thatcase, the user has to reattempt his call (after the reselection, but before the MS is back to the original

    cell due to better C2, etc. (done after 5 s, etc.)).

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    Cell selection, use of CELL_BAR_QUALIFY:

    set on a per cell basis broadcast on the BCCH

    2 possible values:

    0 = normal priority (default value)

    1 = lower priority

    The MS selects the suitable (C1 > 0) cell with the highest C1 belonging to thelist of highest priority

    2.2 Idle mode selection and reselection

    Cell Selection with CBQ (1/3)

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    Example: highest priority set on microcell

    The MS will select the microcell (if available, C1>0), whatever the level of themacrocell

    2.2 Idle mode selection and reselection

    Cell Selection with CBQ (2/3)

    2525microcellCELL_BAR_QUALIFY = 0

    2020

    macrocell

    CELL_BAR_QUALIFY = 1

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    WARNING: usage of CELL_BAR_QUALIFY:

    interacts with CELL_BAR_ACCESSA cell with low priority (CELL_BAR_QUALIFY= 1) cannot be barred

    Some MSs will be able to access it, whatever the value of CELL_BAR_ACCESS

    2.2 Idle mode selection and reselection

    Cell Selection with CBQ (3/3)

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    C1

    ensures that, if a call was attempted, it would be done with a sufficient

    downlink and uplink received level

    based on 2 parameters, broadcast on the BCCH

    RXLEV_ACCESS_MIN [dBm]

    - Minimum level to access the cell- Default value (for Evolium): -103 dBm

    MS_TXPWR_MAX_CCH [dBm]

    - Maximum level for MS emitting- Default value: 33 dBm

    2.2 Idle mode selection and reselection

    C1 criterion (1/2)

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    C1

    evaluated every 5 s (minimum)

    C1 = A - MAX(0,B) > 0

    A = RxLev -RXLEV_ACCESS_MIN

    assess that the MS received level is sufficient

    B = MS_TXPWR_MAX_CCH - P

    P maximum power of MS

    assess that the BTS received level will be sufficient

    if MS_TXPWR_MAX_CCH < P

    2.2 Idle mode selection and reselection

    C1 criteria (2/2)

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    C2 IfCELL_RESELECT_PARAM_IND= not present THEN C2=C1 else

    C2 = C1 + CELL_RESELECT_OFFSET -TEMPORARY_OFFSET (T)(if PENALTY_TIME 31)

    - if T > PENALTY_TIME, TEMPORARY_OFFSET(T) = 0

    - used to avoid locating on transient cell

    - CELL_RESELECT_OFFSET used to favor a cell among other (e.g. micro-cell vs.umbrella, once T > PENALTY_TIME)

    Or C2 = C1 -CELL_RESELECT_OFFSET(if PENALTY_TIME = 31)

    - CELL_RESELECT_OFFSET used to handicap some cells among others

    One reselection criterion is comparison with C2 C2neighboring > C2current if cells belong to the same LA

    C2neighboring > C2current+CELL_RESELECT_HYSTERESIS if cells fromdifferent LA

    2.2 Idle mode selection and reselection

    C2 criterion

    The use of a second formula (Penalty_time = 31) is restricted to very special cases, as we do not like to

    penalize a cell. If a cell is parametered with PT=31, it will be penalized compared to ALL its neighboringcells. To penalize a cell compared to one neighboring cell, one should better boost the neighboring cell(using first formula).

    The first formula is very useful to favor an indoor cell or a microcell.

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    CELL_RESELECT_PARAM_IND C2 parameters are broadcast if = 1 (default)

    otherwise C2 = C1

    PENALTY_TIME 0 to 31, =20s + 20s step, default value = 0

    From 0=20s to 30=620 s, plus 31: infinite penalty

    CELL_RESELECT_OFFSET 0 to 63, 2 dB step, default value = 0

    From 0 dB to 126 dB

    TEMPORARY_OFFSET 0 to 7, 10 dB step, default value = 0

    From 0 dB to 60 dB, plus 7: infinite dB

    2.2 Idle mode selection and reselection

    C2 parameters

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    2.2 Idle mode selection and reselection

    Application

    MINIMINI

    MINI 900

    CELL_RESELECT_OFFSET = 20

    dBTEMPORARY_OFFSET = 0 dB

    PENALTY_TIME = 0 (20 s)UMBUMB

    UMBRELLA 900

    CELL_RESELECT_OFFSET = 0 dB

    TEMPORARY_OFFSET = 0 dB

    PENALTY_TIME = 0 (20 s)

    C2(MINI) = C1(MINI) + 20

    C2(900) = C1(900)

    => the reselection of the mini cell is favored

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    2 ALGORITHMS AND ASSOCIATEDPARAMETERS

    2.3 Call setup

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    Call setup is to be made on the cell selected in idle mode

    Priorities have been defined with idle mode parameters

    MSs are sent to the preferred cell

    Lower layers

    What is the risk??

    2.3 Call setup

    Principles

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    The risk is to have congestion in the preferred cell!

    Old cells (old layer capacity) are unloaded

    as all MSs are sent to new cells

    This phenomenon is amplified by handovers behavior

    Dual layer algorithms are based on CAPTURE mechanisms

    Send the MS in the preferred cell as soon as it is OK

    Without comparing serving and preferred cells

    to reach the maximum capacity increase

    See handover parts for details

    2.3 Call setup

    Congestion in the preferred cell

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    2.3 Call setup

    Algorithms principles (1/3)

    new

    capacity

    Trafficincrease

    old

    capacity

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    2.3 Call setup

    Algorithms principles (2/3)

    new

    capacity

    Water Valve with filter:

    Dual layer algorithms

    Trafficincrease

    old

    capacity

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    2.3 Call setup

    Algorithms principles (3/3)

    new

    capacity

    Water Pump:Forced

    Directed Retry

    Trafficincrease

    old

    capacity

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    A Directed Retry:

    Is an SDCCH to TCH intercell handover

    Is triggered during a call setup procedure

    If the serving cell is completely congested, the MS is allocated an SDCCH

    If no TCH is available, the MS is queued

    Under certain conditions, the MS obtains a TCH in another cell

    SDCCH-TCH handover on:

    better condition or emergency causes = Directed Retry

    cause 20 = Forced Directed Retry

    Internal and External Directed Retries are possible (since B6.2)

    2.3 Call setup

    Directed Retry principles

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    Directed Retry

    Set on a per cell basis with parameter EN_DR

    Same behavior as TCH HO

    Intercell handover causes are checked (i.e. all HO causes except 10, 11 and13 (concentric cells) and causes 15 and 16 (intracell HO))

    candidate cell evaluation process: same as for TCH HO

    2.3 Call setup

    Directed Retry

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    CAUSE 20: Forced Directed Retry

    AV_RXLEV_NCELL_DR(n) > L_RXLEV_NCELL_DR(n)

    AndEN_FORCED_DR = ENABLED

    EN_FORCED_DR value is only relevant if EN_DR = true

    AV_RXLEV_NCELL_DR(n) is calculated with theA_PBGT_DR window

    if less than A_PBGT_DR samples are available, the average value iscalculated with the available samples and the averaging window is filled inwith -110 dBm

    2.3 Call setup

    Forced Directed Retry: cause 20

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    Pre-ranking using PREF_LAYER, PRIORITY(0,n), frequency band

    Filtering process AV_RXLEV_NCELL_DR(n) > RXLEVmin(n) + max(0,MS_TXPWR_MAX(n) - P)

    Number of free TCHs t(n) > FREElevel_DR(n)

    The remaining cells are sorted according to their PBGT_DR(n)(averaging windowA_PBGT_DR)

    PBGT_DR(n) = AV_RXLEV_NCELL_DR(n) - AV_RXLEV_PBGT_DR

    - (BS_TXPWR_MAX- BS_TXPWR)

    - (MS_TXPWR_MAX(n) -MS_TXPWR_MAX)

    2.3 Call setup

    FDR: Candidate cell evaluation

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    L_RXLEV_NCELL_DR(n): level required in the neighboring cell n

    The parameter considered is the one set in the neighboring cell

    The default value depends on the network architecture

    See the next slide

    Freelevel_DR(n): number of free TCH channels required in theneighboring cell n

    The parameter considered is the one set in the neighboring cell

    Default value = 0 to 4 TCHs (linked to the nb of TRXs)

    A_PBGT_DR: average window

    Default value = 4 SACCHs

    2.3 Call setup

    FDR: parameters

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    Thanks to idle mode parameters, Access to one preferred cell

    Micro / Indoor layer: layer with very good QoS

    For a better capacity increase and to avoid QoS degradation that may beinduced by an increase in HO attempts

    Prevention of congestion in the preferred cell Forced Directed Retry to the old cells

    Prevention of congestion in the old cells MSs are sent in idle mode to the preferred cell HO strategy favoring the preferred cell in dedicated mode

    2.3 Call setup

    Access strategy

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    2.3 Call Setup

    Exercise

    Timeallowed:

    10 minutes

    A dual layer network is considered

    Umbrella cells 900

    Micro cells 900

    Set FDR parameters to avoid interference and allow apowerful TCH resource usage

    Umbrella cells

    microcells

    FDRcapture

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    2 ALGORITHMS AND ASSOCIATEDPARAMETERS

    2.4 Handover strategies

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    Maximizing capacity

    Intelligent MS sharing between available resources

    Avoid congestion of historical band (for old MS)

    Consider traffic conditions of all layers

    Consider MS speed for layer discrimination

    Keep mobiles in the same layer as long as possible

    2.4 Handover strategies

    Objectives (1/2)

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    Assuring good quality communications and avoiding call drops

    Send MS towards the layer that will provide the best QoS

    Minimize the number of HO between cells for good speech Quality

    Fast moving mobiles are handled by the macrocell layer

    Identify a best target for emergency handovers cases

    The tuning of the parameters will result in trade-offs

    2.4 Handover strategies

    Objectives (2/2)

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    2.4 Handover strategies

    Functional Entities

    Radio

    Link

    Measurements

    Active

    Channel

    Pre-processing

    Assignment of HO functions in the ALCATEL BSSAssignment of HO functions in the ALCATEL BSSAssignment of HO functions in the ALCATEL BSSAssignment of HO functions in the ALCATEL BSS

    BTS BSC

    HO Detection HO Candidate

    Cell Evaluation

    HO

    management

    MSC

    HO

    protocol

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    HO causes for standard networks

    cause 2 : too low quality on the uplink

    cause 3 : too low level on the uplink cause 4 : too low quality on the downlink

    cause 5 : too low level on the downlink

    cause 6 : too large distance between the MS and the BTS

    cause 15 : high interference on the uplink (intra-cell HO)

    cause 16 : high interference on the downlink (intra-cell HO)

    cause 26 : AMR channel adaptation HO (HR to FR)

    cause 12 : power budget evaluation

    cause 23 : traffic

    cause 27 : AMR channel adaptation HO (FR to HR) cause 28 : Fast traffic HO

    cause 29 : TFO HO

    cause 20 : FDR

    2.4 Handover strategies

    Handover causes (1/2)

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    HO causes for multi-layer networks

    cause 7 : consecutive bad SACCH frames received in a microcell cause 17 : too low level on the uplink in a microcell compared to a high

    threshold

    cause 18 : too low level on the downlink in a microcell compared to a highthreshold

    cause 14 : high level in the neighboring cell of a lower or indoor layer forslow mobile

    cause 24 : general capture

    2.4 Handover strategies

    Handover causes (2/2)

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    cause 7 : consecutive bad SACCH frames received in a microcell cause 17 : too low level on the uplink in a cell compared to a high threshold cause 18 : too low level on the downlink in a cell compared to a high threshold

    cause 2 : too low quality on the uplink cause 3 : too low level on the uplink cause 4 : too low quality on the downlink cause 5 : too low level on the downlink cause 6 : too large distance between the MS and the BTS cause 10 : too low level on the uplink in the inner zone cause 11 : too low level on the downlink the in inner zone cause 26 : AMR channel adaptation HO (HR to FR) cause 15 : high interference on the uplink (intra-cell HO) cause 16 : high interference on the downlink (intra-cell HO) cause 21 : high level in the neighboring cell in the preferred band

    cause 14 : high level in neighboring cell of a lower or an indoor layer cell for slowmobile

    cause 24 : general capturecause 12 : power budget evaluationcause 23 : traffic

    cause 13 : too high level on the uplink and downlink in the outer zone cause 27 : AMR channel adaptation HO (FR to HR) cause 20 : Forced Directed Retry DR cause 28 : Fast traffic HO

    2.4 Handover strategies

    Handover causes priority

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    2 ALGORITHMS AND ASSOCIATEDPARAMETERS

    2.5 Main standard handover algorithms

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    Emergency intercell handovers

    cause 2 : too low quality on the uplink

    cause 3 : too low level on the uplink

    cause 4 : too low quality on the downlink

    cause 5 : too low level on the downlink

    cause 6 : too large distance between the MS and the BTS

    May be triggered

    From any cell type / band / layer / zone

    Towards any cell except the serving one

    2.5 Main standard handover algorithms

    Emergency Intercell Handovers

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    CAUSE 2: too low quality on the uplink

    AV_RXQUAL_UL_HO >L_RXQUAL_UL_H + OFFSET_RXQUAL_FH

    and AV_RXLEV_UL_HO

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    CAUSE 3: too low level on the uplink

    AV_RXQUAL_UL_HO

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    2.5 Main standard handover algorithms

    Handover Cause 4: DL Quality

    CAUSE 4: too low quality on the downlink

    AV_RXQUAL_DL_HO > L_RXQUAL_DL_H + OFFSET_RXQUAL_FH

    and AV_RXLEV_DL_HO

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    2.5 Main standard handover algorithms

    Handover Cause 5: DL Level

    QUAL

    LEV

    CAUSE 5: too low level on the downlink

    AV_RXQUAL_UL_HO

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    2.5 Main standard handover algorithms

    Handover Cause 6: Distance

    CAUSE 6 : Too long distance

    AV_RANGE_HO >U_TIME_ADVANCE

    and EN_DIST_HO = ENABLED

    Size of window for distance average:A_RANGE_HO

    This cause is used when a dominant cell provides a lot of scattered coverages inside other cells, due to

    propagation conditions of the operational network. These spurious coverages is the probable production of ahigh level of co-channel interference.

    This cause is different from the others as it is more preventive. It does not make use of the propagationconditions of a call. It just does not allow an MS to talk to a BTS if it is too far away.

    It may happen for example that some peculiar propagation conditions exist at one point in time that provideexceptional quality and level although the serving BTS is far and another is closer and should be the one themobile should be connected to if the conditions were normal.

    It may then happen that these exceptional conditions suddenly drop and the link is lost, which would nothave happened if the mobile had been connected to the closest cell. For these reasons also, this cause doesnot wait for the power control to react.

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    Emergency intracell handovers

    cause 15 : high interference on the uplink (intra-cell HO)

    cause 16 : high interference on the downlink (intra-cell HO)

    May be triggered

    From any cell type / band / layer / zone

    Towards the same cell

    2.5 Main standard handover algorithms

    Emergency Intracell Handovers

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    CAUSE 15: High interference on the uplink

    Intra-cell HO

    AV_RXQUAL_UL_HO > THR_RXQUAL_CAUSE_15 +OFFSET_RXQUAL_FH

    and AV_RXLEV_UL_HO >RXLEV_UL_IH

    and EN_CAUSE_15 = ENABLED

    and [ no previous intracell handover for this connectionfailed

    or EN_INTRACELL_REPEATED = ENABLED ]

    Size of window for averaging quality:A_QUAL_HO

    Size of window for averaging level:A_LEV_HO

    2.5 Main standard handover algorithms

    Handover Cause 15: UL Interference

    THR_RXQUAL_CAUSE_15 and EN_CAUSE_15 are not parameters but variables defined just after.

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    CAUSE 16: High interference on the downlink

    Intra-cell HO

    AV_RXQUAL_DL_HO > THR_RXQUAL_CAUSE_16 +OFFSET_RXQUAL_FH

    and AV_RXLEV_DL_HO >RXLEV_DL_IH

    and EN_CAUSE_16 = ENABLED

    and [ no previous intracell handover for this connectionfailed

    or EN_INTRACELL_REPEATED = ENABLED ]

    Size of window for averaging quality:A_QUAL_HO

    Size of window for averaging level:A_LEV_HO

    2.5 Main standard handover algorithms

    Handover Cause 16: DL Interference

    THR_RXQUAL_CAUSE_16 and EN_CAUSE_16 are not parameters but variables defined after.

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    2.5 Main standard handover algorithms

    New parameters for causes 15 & 16

    CAUSE 15 and CAUSE 16:

    THR_RXQUAL_CAUSE_15 (or 16) and EN_CAUSE_15 (or 16) are specific to

    HOP

    THR_RXQUAL_CAUSE_15 (or 16) =

    L_RXQUAL_XX_H for a non AMR call (same threshold as CAUSE 2 or CAUSE 4)

    L_RXQUAL_XX_H_AMR for an AMR call

    EN_ CAUSE _15 (or 16) =

    EN_INTRA_XXfor a non-AMR call

    EN_INTRA_XX_AMR for an AMR call

    XX = UL or DL

    For a non AMR call, the thresholds used are identical to the ones used for CAUSE 2 and CAUSE 4.

    In this case and if EN_INTRACELL_REPEATED = DISABLED, when a HO CAUSE 15 (or 16) fails, it can bemodified as UPLINK (or DOWLINK) QUALITY, HO CAUSE 2 (respectively HO CAUSE 4).

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    CAUSE 12: Power budget

    Normal handover type, no matter of emergency

    Checked between

    Cells of the same layer only

    Specific case of Fast MSs: after detection of cause 12 in the lower or indoor layer,they can execute cause 12 HO towards the upper layer

    Cells may be of different cell_band_type, depending on parameterEN_MULTIBAND_PBGT_HO

    if EN_MULTIBAND_PBGT_HO = DISABLED and if the MS is located in the innerzone of a multi-band cell, it can only go to another multi-band cell

    2.5 Main standard handover algorithms

    Handover Cause 12: Power Budget (1/5)

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    CAUSE 12:

    Based on Power budget equation

    PBGT(n) = AV_RXLEV_NCELL(n) - AV_RXLEV_PBGT_HO- (BS_TXPWR_MAX AV_BS_TXPWR_HO)

    - (MS_TXPWR_MAX(n) MS_TXPWR_MAX)

    - PING_PONG_MARGIN(n, call_ref)

    Size of window for level averaging:A_PBGT_HO

    2.5 Main standard handover algorithms

    Handover Cause 12: Power Budget (2/5)

    The value of PBGT(n) is calculated every SACCH period for each neighboring cell n whose measures are kept

    in the book-keeping list

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    CAUSE 12: Power budget

    if EN_TRAFFIC_HO(0,n)=ENABLED

    then PBGT(n) >HO_MARGIN(0,n) +OFFSET_HO_MARGIN_INNER

    + max(0, DELTA_HO_MARGIN(0,n))

    else PBGT(n) >HO _MARGIN(0,n) + OFFSET_HO_MARGIN_INNER

    and AV_RXLEV_PBGT_HO RXLEV_LIMIT_PBGT_HO

    and EN_PBGT_HO = ENABLED

    Size of window for level averaging:A_PBGT_HO

    2.5 Main standard handover algorithms

    Handover Cause 12: Power Budget (3/5)

    Cause 12 HO is correlated with cause 23 HO. This is why there are two equations according to the

    activation of cause 23 HO (EN_TRAFFIC_HO).

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    CAUSE 12: Power budget

    DELTA_HO_MARGIN(0,n): evaluated according to the traffic situation of theserving cell and the neighboring cell n (Traffic_load(n)) in the following way:

    If Traffic_load(0) = high and Traffic_load(n) = low,DELTA_HO_MARGIN(0,n) =- DELTA_DEC_HO_MARGIN

    If Traffic_load(0) = low and Traffic_load(n) = high,DELTA_HO_MARGIN(0,n) =+ DELTA_INC_HO_MARGIN

    ElseDELTA_HO_MARGIN(0,n) = 0

    Philosophy

    This mechanism aims at penalizing cause 12 detection when the traffic in theserving cell is low and is high in the cell n.

    2.5 Main standard handover algorithms

    Handover Cause 12: Power Budget (4/5)

    HIGH LOW

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    CAUSE 12: Power budget Traffic_load() is managed for every cell of a BSC

    Traffic_load() can have three values: HIGH: cell is loaded

    LOW: cell is unloaded

    INDEFINITE: cell load is neither loaded nor unloaded, or unknown

    The traffic_load() value is modified according to the long term traffic evaluationalgorithm using the following parameters:

    A_TRAFFIC_LOAD, N_TRAFFIC_LOAD, HIGH_TRAFFIC_LOAD,IND_TRAFFIC_LOAD, LOW_TRAFFIC_LOAD: can be modified per cell

    TCH_INFO_PERIOD: cannot be modified (5 s)

    2.5 Main standard handover algorithms

    Handover Cause 12: Power Budget (5/5)

    Annex 1

    TCH_INFO_PERIOD = 5 s period used by the BSC to count the number of free TCH.

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    HO_MARGIN(0,n)

    A high value is usually used to avoid ping-pong HO in urban environment

    where signal strength varies rapidly due to fading Default value: site dependent (but 10 dB observed for dense urban microcellular

    area)

    To be optimized: can be reduced to 5dB and even 0 dB when applying an anti ping-pong mechanism

    A_PBGT_HO

    To find a compromise with HO_MARGIN(0,n)

    Default value: 8 SACCHs for urban microcells, 6 for dense urban

    2.5 Main standard handover algorithms

    Cause 12: tuning of microcells parameters

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    HO_MARGIN(0,n) optimization

    Not triggering too many HOs

    (ping-pong)

    Not triggering HO to a bad target cell (for example, theperpendicular cell at a crossroads)

    Not favoring emergency HO (towards theumbrella cell) with respect to power budget HObetween 2 micro cells (for example when turning

    at a street corner)

    2.5 Main standard handover algorithms

    Cause 12: tuning of microcells parameters

    Micro 1Micro 2

    Micro 3

    PBGT HO between micro cells 1,2

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    Speed discrimination process in micro cells:

    speed estimation based on the connection time in the cell

    speed is estimated from the last handover from another microcell

    if this connect time is below MIN_CONNECT_TIME, MS_SPEED is set to FAST.Consequently the MS will be sent to an unloaded umbrella cell.

    C_DWELL is a counter measuring the number of SACCH periods of monitoringserving micro cell

    if the call has been established after an intra-BSC handover from another micro cellthen C_DWELL is compared to the threshold 2*MIN_CONNECT_TIME in order todetermine MS speed

    if C_DWELL < 2*MIN_CONNECT_TIME then MS_SPEED is set to FAST

    MIN_CONNECT_TIME is not modified according to the load of the micro orumbrella cells

    2.5 Main standard handover algorithms

    Cause 12: speed discrimination in microcells (2/2)

    Initialization of C_DWELL in serving micro cells

    after call setup or incoming inter-cell handover

    C_DWELL = 0

    after intra-cell handover

    C_DWELL is unchanged

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    2.5 Main standard handover algorithms

    Handover Cause 23: Traffic (1/2)

    CAUSE 23: Traffic Handover

    The aim of this cause is to speed HO detection when

    The serving cell is loaded

    The target cell is unloaded

    When traffic distribution is taken into account for handover detection, this

    cause reacts in the opposite way of cause 12, to maintain an equivalent

    ping-pong static hysteresis

    Checked between

    Cells of the same layer only

    If EN_MULTIBAND_PBGT_HO = disabled

    Cells of the same cell_band_type only if the MS is located in the inner zone of a multi-band cell, it can only go to

    another multi-band cell

    Else any other cells whatever their cell_band_type

    HIGH LOW

    In some multi-band networks, the radio coverage is ensured by DCS cells in one geographical area and by

    GSM cells in another geographical area. As these cells form a multi-band and mono-layer network, thecapture handovers between cells of different bands will be inefficient to regulate the CS traffic load in theserving cell neighboringhood.

    The solution consists in allowing intra-layer traffic handovers (Cause 23) based on a power budgetevaluation between cells of different bands.

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    2.5 Main standard handover algorithms

    Handover Cause 23: Traffic (2/2)

    CAUSE 23: Traffic Handover

    DELTA_HO_MARGIN(0,n) < 0 dB

    and PBGT(n)>HO_MARGIN(0,n)+OFFSET_HO_MARGIN_INNER

    + DELTA_HO_MARGIN(0,n)

    and EN_TRAFFIC_HO(0,n) = ENABLED

    Size of window for level average:A_PBGT_HO

    The principle of this handover is to reduce the size of the serving cell when it is high loaded relatively to a low

    loaded cell.When the mobile moves away from the BTS, the power budget will increase and a better cell handover willbe triggered earlier.

    It is recommended to inhibit Traffic handover towards 1 TRX cells. These cells do not have enough resourcesto receive incoming handovers due to congestion of neighboring cells. Moreover because of the greatvariation of traffic in the 1 TRX cells, traffic load is never considered as low.

    This cause is inhibited for handover from SDCCH to SDCCH.

    Cause 23 is checked over all the neighboring cells belonging to the same layer. It means that it is checkedbetween cells whose CELL_LAYER_TYPE is single or upper, between cells whose CELL_LAYER_TYPE is lower,and between cells whose CELL_LAYER_TYPE is indoor.

    In addition to the condition on the cell layer type, the cell frequency band condition for checking Cause 23 isas follows whether or not the MS is in the inner zone of a multi-band cell:

    a) The MS is not in the inner zone of a multi-band cell

    If the flag EN_MULTI-BAND_PBGT_HO is set to disabled, Cause 23 must not be checkedbetween cells which use different frequency bands (i.e cells having different CELL_BAND_TYPE).

    If the flag EN_MULTI-BAND_PBGT_HO is set to enabled, Cause 23 will be checked over all theneighboring cells without any cell frequency band restriction.

    b) The MS is in the inner zone of a multi-band cell

    If the flag EN_MULTI-BAND_PBGT_HO is set to disabled, Cause 23 is checked over all theneighboring cell multi-band cells (FREQUENCY_RANGE= PGSM-DCS1800 or EGSM-DCS1800)which belong to the same BSC as the serving cell.

    If the flag EN_MULTI-BAND_PBGT_HO is set to enabled, Cause 23 will be checked over all theneighboring cells without any cell frequency band restriction.

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    2.5 Main standard handover algorithms

    Handover Cause 28: Fast Traffic HO (1/3)

    CAUSE 28: Fast Traffic Handover Push out of a cell a mobile in dedicated mode to allow a queued request

    to be served in the serving cell

    May be triggered From any non concentric cell OR concentric outer zone

    Towards any cell except the serving one

    HO

    New call attempt Most appropriate MSto be pushed out

    Congested cell

    New call attempt

    HO

    Most appropriate MSto be pushed out

    Upper Layer Cell

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    2.5 Main standard handover algorithms

    Handover Cause 28: Fast Traffic HO (2/3)

    CAUSE 28: Fast Traffic Handover

    Cause 28 is only checked if the channel of the candidate MS can support thechannel rate (HR or FR) required by the queued request:

    HO is triggered when a request is queued at the top of the queue

    FR (whatever the TRX type)FR

    HR

    or

    FR on dual rate TRX

    HR

    Candidate MSQueued Request

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    2.5 Main standard handover algorithms

    Handover Cause 28: Fast Traffic HO (3/3)

    CAUSE 28: Fast Traffic Handover equation

    AV_RXLEV_NCELL(n) > L_RXLEV_NCELL_DR(n) +max (0, [MS_TXPWR_MAX(n) - P])

    and t(n) >FREELEVEL_DR(n)

    and EN_CAUSE_28 = ENABLED

    and EN_FAST_TRAFFIC_HO = ENABLED

    Size of window for averaging level:A_PBGT_DR

    Same thresholds and window as Cause 20 (FDR)EN_CAUSE_28 is an internal HOP process variable, ENABLED when a request

    is queued

    HO cause 28 process:

    If EN_FAST_TRAFFIC_HO = enabled, when an assignment request (or external emergency HOrequest) is queued, the RAM process sends to the HOP process a Fast Traffic HO request whichcontains the queued request reference and its channel rate.

    Then, HO cause 28 becomes checkable (EN_CAUSE_28=enabled).

    Once an HO alarm for cause 28 is triggered, the flag EN_CAUSE_28 is set to disabled so as not toperform more than one handover. In the same time, the HOP process gets back to the RAM process aFast Traffic HO Acknowledge which contains the queued request reference and the reference of theMS that can perform HO.

    If several answers are sent to the RAM process, only the first one corresponding to the queued requestis taken into account.

    The RAM process checks if the request is still queued. If it is so, RAM asks HOP to start HO for thismobile; otherwise the process is stopped.

    Once the HOP process receives this message, the first two conditions of Cause 28 (good enoughlevel, enough free resources in the target cell) are checked one more time. If the conditions arefulfilled, the HOP process sends an alarm to the HOM entity and the timer T_FILTER is started;otherwise the process is stopped.

    Note: the first two conditions of cause 28 are tested twice in order to be sure that the candidate cells are stillvalid when the cause 28 start HO message is received from the RAM process.

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    Is cause 12 triggered?

    2.5 Main standard handover algorithms

    Exercise (2/2)

    9009001800900Band

    FastFastSlowIndMS speed

    Cause 12 ?

    PBGT ?

    -80 dBm-65 dBm- 65 dBm-80 dBmRx_Lev(n)

    HIGHLOWLOWINDTraffic(n)

    MicroUmbrellaUmbrellaSingleType

    Target

    -90 dBm-90 dBm- 90 dBm-85 dBmRx_Lev(0)

    NoYesYesNoEN_SPEED_DISC

    900900900900Band

    MiniMicroMicroSingleType

    Source

    Case 4Case 3Case 2Case 1Inputs

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    2 ALGORITHMS AND ASSOCIATEDPARAMETERS

    2.6 Handover algorithms for multi-layer networks

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    An MS is located in a lower or an indoor layer of a hierarchical network

    A problem is detected on the radio link between the MS and the BTS, thisproblem is reported with an alarm cause:

    Identical to standard networks

    cause UL or DL quality (cause 2 and 4)

    cause UL or DL Level - Low threshold (cause 3 and 5)

    cause Distance (cause 6)

    Specific to microcells or indoor cells

    cause UL or DL for Microcell - High threshold (cause 17 and 18)

    cause consecutive bad SACCH frames (cause 7)

    2.6 Handover algorithms for multi-layer networks

    Emergency handovers: introduction (1/2)

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    An MS is located in a micro or an indoor cell

    During an emergency HO, the MS is directed preferably towards an upper or

    a single cell

    An MS is located in a mini cell

    During an emergency HO, the MS is directed preferably towards neighboringmini cells

    2.6 Handover algorithms for multi-layer networks

    Emergency handovers: introduction (2/2)

    in

    umbrella

    mini

    umbrella

    mini

    single

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    Emergency handovers specific to microcells

    cause 7 : consecutive bad SACCH frames received in a microcell

    cause 17 : too low level on the uplink in a microcell compared to a highthreshold

    cause 18 : too low level on the downlink in a microcell compared to a highthreshold

    May be triggered

    From microcells only (cell_dimension_type = micro)

    Outdoor microcell (micro layer)

    Indoor microcell (indoor layer)

    Towards any cell except the serving one

    If the MS is connected to the inner zone of a multi-band cell, the serving cell isa candidate

    2.6 Handover algorithms for multi-layer networks

    Emergency Handovers specific to microcells

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    CAUSE 7: consecutive bad SACCH frames received in a microcell

    Last N_BAD_SACCH frames received are not correct

    and EN_MCHO_RESCUE = ENABLED

    N_BAD_SACCH

    Default value: 4 SACCHs

    Rule:N_BAD_SACCH >RADIOLINK_TIMEOUT_BS -N_BSTXPWR_M

    to be sure that Radio Link Recovery in the microcell will be triggered before trying tomake a handover towards the umbrella

    RADIOLINK_TIMEOUT_BS = 18 SACCH

    N_BSTPWR_M = 15 SACCH

    2.6 Handover algorithms for multi-layer networks

    Cause 7: consecutive bad SACCH frames received in a microcell

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    CAUSE 17: too low level on the UL in a microcell compared to a highthreshold

    AV_RXLEV_UL_MCHO(i) U_RXLEV_UL_MCHO

    and EN_MCHO_H_UL = ENABLED

    Averaging window:A_LEV_MCHO

    2.6 Handover algorithms for multi-layer networks

    Cause 17: too low level on the UL in a cell compared to high thr.

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    CAUSE 18: too low level on the DL in a microcell compared to a highthreshold

    AV_RXLEV_DL_MCHO(i) U_RXLEV_DL_MCHO

    and EN_MCHO_H_DL = ENABLED

    Averaging window:A_LEV_MCHO

    2.6 Handover algorithms for multi-layer networks

    Cause 18: too low level on the DL in a cell compared to high thr.

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    High threshold (U_RXLEV_XX_MCHO)

    the HO is triggered when the signal drops under the threshold

    the corresponding HO causes consist in comparing, at 2 successive SACCH periods, the DL

    and UL levels in the serving microcell with a high threshold

    Beginning a call under the threshold does not trigger an HO

    2.6 Handover algorithms for multi-layer networks

    Cause 17 & 18: comparison to high threshold (1/4)

    ii-1

    t

    AV_RXLEV_XX_MCHO

    High

    Threshold

    HO alarm

    ii-1

    t

    AV_RXLEV_XX_MCHO

    High

    Threshold

    no HO alarm

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    High threshold (U_RXLEV_XX_MCHO)

    With high value, mobiles will be sent too early to the macro layer

    With low value, mobiles turning at a street corner will be maintained in the

    microcell layer during a longer period

    In theory, there is risk of call drop

    In practice, with appropriate parameters,

    -A PBGT HO should be triggered before (speed < 40 km/h)

    - Low Threshold for safety

    Problems of indoor mobiles with a signal strength level close to the high threshold

    that should be kept as long as possible in the micro-layer

    2.6 Handover algorithms for multi-layer networks

    Cause 17 & 18: comparison to high threshold (2/4)

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    U_RXLEV_XX_MCHO compared to L_RXLEV_XX_H

    typical gap taken: 2dB

    for DL:

    L_RXLEV_DL_H = -93 dBm

    U_RXLEV_DL_MCHO = -91 dBm

    for UL:

    L_RXLEV_UL_H = -95 (M2M), -98 (M4M), -102 (Evolium) dBm

    U_RXLEV_UL_MCHO = -93 (M2M), -96 (M4M), -100 (Evolium) dBm

    2.6 Handover algorithms for multi-layer networks

    Cause 17 & 18: comparison to high threshold (3/4)

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    A_LEV_MCHO

    The averaging window size shouldnt be too small in order to:

    avoid triggering too easily an HO on fading and overloading needlessly the macrocell

    favor as much as possible between 2 micro cells PBGT HO

    Typical value: 10 SACCHs

    The high threshold is used to modelize a slow decrease of the signal level at microcellborder

    Really urgent handovers will be triggered using the Low Threshold (cause 3 & 5) with ashort averaging window size

    A_LEV_HO

    Default value: 6 SACCHs for urban micro cells, 4 for dense urban ones

    2.6 Handover algorithms for multi-layer networks

    Cause 17 & 18: comparison to high threshold (4/4)

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    CAUSE 14: high level in a neighboring cell of a lower or an indoor layer for slowmobiles

    in order to keep dual band MSs in the preferred band, cause 14 is not checked in thefollowing cases, when EN_BI-BAND_MS(n) = DISABLED

    The same scheme can be drawn between lower and indoor layers

    2.6 Handover algorithms for multi-layer networks

    Cause 14: high level in a lower or an indoor layer for slow MSs (2/4)

    CELL_BAND_TYPE = Preferred_band

    CELL_LAYER_TYPE =

    upper

    CELL_LAYER_TYPE =

    lower or indoor

    EN_BI-BAND_MS = DISABLED

    CELL_BAND_TYPE = CELL_BAND_TYPE(0)

    EN_BI-BAND_MS = DISABLED

    CELL_BAND_TYPE Preferred_band

    CELL_BAND_TYPE = Preferred_bandCELL_BAND_TYPE Preferred_band

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    CAUSE 14: high level in a neighboring cell of a lower or an indoor layer forslow mobiles

    If cell_layer_type (0) = upper

    AV_RXLEV_NCELL(n) > L_RXLEV_CPT_HO(0,n)

    and MS_SPEED = SLOW

    and EN_MCHO_NCELL = ENABLED

    Averaging window:A_PBGT_HO

    Anti ping-pong: not checked if T_INHIBIT_CPT is running

    2.6 Handover algorithms for multi-layer networks

    Cause 14: high level in a lower or an indoor layer for slow MSs (3/4)

    mini

    umbrella

    micro indoor

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    CAUSE 14: high level in a neighboring cell of a lower or an indoor layer forslow mobiles

    If cell_layer_type (0) = lower

    AV_RXLEV_NCELL(n) > L_RXLEV_CPT_HO(0,n)

    and MS_SPEED FAST

    and EN_MCHO_NCELL = ENABLED

    Averaging window:A_PBGT_HO

    Anti ping-pong: not checked if T_INHIBIT_CPT is running

    2.6 Handover algorithms for multi-layer networks

    Cause 14: high level in a lower or an indoor layer for slow MSs (4/4)

    mini micro

    indoor

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    Speed discrimination objectives

    maximize capacity (maximum traffic in microcells)

    while optimizing quality (minimize the number of handovers)

    Smart speed discrimination:

    The higher the load in the umbrella cell, the higher the speed of MSs can be beforebeing directed to microcells

    - to maximize capacity

    - to maximize quality (avoid multiple handovers) when the load is low

    Fast moving mobiles are directed to umbrella cells

    a fast moving MS connected to a microcell or an indoor cell is directed to anunloaded umbrella cell (see previous part)

    2.6 Handover algorithms for multi-layer networks

    Cause 14: speed discrimination (1/6)

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    Interlayer HO based on speed discrimination

    2.6 Handover algorithms for multi-layer networks

    Cause 14: speed discrimination (2/6)

    Lower layer

    Upper layer

    Indoor layer

    Cause12MS_speed = FAST

    Cause12MS_speed = FAST

    Cause14MS_speed = SLOW

    Or INDEFINITE

    Cause14MS_speed = SLOW

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    Speed discrimination process in umbrella cells speed estimation based on the dwell time in the neighboring micro cells

    if this dwell time exceeds MIN_DWELL_TIME, the MS is slow and is sent to themicrocell

    C_DWELL(n) is a counter measuring the number of SACCH periods of monitoringneighboring cell n over the threshold L_RXLEV_CPT_HO(0,n)

    C_DWELL(n) is compared to the threshold 2*MIN_DWELL_TIME in order todetermine MS speed

    - MIN_DWELL_TIME is a variable linked to the load of the serving umbrella cell)

    if for one neighboring cell n, C_DWELL(n) >= 2*MIN_DWELL_TIME then MS_SPEEDis set to SLOW

    2.6 Handover algorithms for multi-layer networks

    Cause 14: speed discrimination (3/6)

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    Initialization of C_DWELL(n) in serving umbrella cells:

    for all neighboring cells n of a lower layer

    if EN_SPEED_DISC = ENABLED

    - C_DWELL(n) = 0

    else if EN_SPEED_DISC = DISABLED

    - C_DWELL(n) = (MIN_DWELL_TIME -L_MIN_DWELL_TIME)*2

    Consequences

    if EN_SPEED_DISC = DISABLED

    MSs will handover to the lower layer after L_MIN_DWELL_TIME seconds

    if EN_SPEED_DISC = ENABLED

    MSs will have to receive sufficient level from a lower layer cell duringMIN_DWELL_TIME seconds before leaving the upper layer

    2.6 Handover algorithms for multi-layer networks

    Cause 14: speed discrimination (4/6)

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    Example with default values

    Initial values

    MIN_DWELL_TIME = H_MIN_DWELL_TIME = 20s

    L_MIN_DWELL_TIME = 8s

    C_DWELL(n) = (MIN_DWELL_TIME -L_MIN_DWELL_TIME)*2

    C_DWELL(n) = ( 2 - 8 )*2

    C_DWELL(n) = 12*2s

    Algorithm

    MS is deemed as slow if C_DWELL(n) > MIN_DWELL_TIME

    2.6 Handover algorithms for multi-layer networks

    Cause 14: speed discrimination (5/6)

    0 2 4 6 8 10 12 14 16 18 20 22

    : EN_SPEED_DISC = Disable

    : EN_SPEED_DISC = Enable

    INDEFINITE or FAST SLOW

    Maximum time to reach

    MIN_DWELL_TIME

    =

    L_MIN_DWELL_TIME

    C_DWELL MIN_DWELL_TIMEC_DWELL

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    Traffic regulation through the variation of MIN_DWELL_TIME

    Parameters: L_MIN_DWELL_TIME, DWELL_TIME_STEP,

    H_MIN_DWELL_TIME, H_LOAD_OBJ, L_LOAD_OBJ

    2.6 Handover algorithms for multi-layer networks

    Cause 14: speed discrimination (6/6)

    100%

    Load in theumbrella Cell

    H_LOAD_OBJ

    L_LOAD_OBJ

    L_MIN_DWELL_TIME10 seconds

    DWELL_TIME_STEP5 seconds

    H_MIN_DWELL_TIME40 seconds

    end: low traffic

    start: low traffi

    Regulation of

    traffic peak

    Default values

    dependent on

    the number of

    TRXs

    Default values: 8 seconds 2 seconds 20 seconds

    MIN_DWELL_TIME

    The initial value of MIN_DWELL_TIME is the H_MIN_DWELL_TIME parameter value.

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    CAUSE 24: general capture

    new capture handover

    Introduced in B6.2

    Improved in B7 (anti ping-pong)

    May be triggered

    From all cells

    Towards any cell except the serving one

    Can be used to capture traffic by any cell, whatever its type, band, etc.

    2.6 Handover algorithms for multi-layer networks

    Cause 24: general capture (1/3)

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    CAUSE 24: general capture

    in order to keep dual band MS in the preferred band, cause 24 is not checked

    in the following cases, when EN_BI-BAND_MS(n) = DISABLED

    2.6 Handover algorithms for multi-layer networks

    Cause 24: general capture (2/3)

    CELL_BAND_TYPE = Preferred_band

    EN_BI-BAND_MS = DISABLED

    CELL_BAND_TYPE = CELL_BAND_TYPE(0)

    EN_BI-BAND_MS = DISABLED

    CELL_BAND_TYPE Preferred_band

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    CAUSE 24: general capture

    AV_RXLEV_NCELL(n) > L_RXLEV_CPT_HO(0,n) +max (0, [MS_TXPWR_MAX(n) - P])

    and Traffic_load(0) =CAPTURE_TRAFFIC_CONDITION

    and Traffic_load(n) HIGH

    and EN_GENERAL_CAPTURE_HO = ENABLED

    Size of window for averaging level:A_PBGT_HO

    CAPTURE_TRAFFIC_CONDITION can take 3 values: ANY_LOAD (default),

    HIGH, NOT_LOW Anti ping-pong: not checked if T_INHIBIT_CPT is running

    2.6 Handover algorithms for multi-layer networks

    Cause 24: general capture (3/3)

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    Use of cause 21 or 14?

    Considering the following network

    Which cause has to be used for capture? 14 or 21?

    Highlight one complexity linked to causes 14 and

    21 interworking when using traffic discrimination

    2.6 Handover algorithms for multi-layer networks

    Exercises (1/3)

    900

    mini1800

    Timeallowed:

    5 minutes

    CAUSE 21: high level in the neighboring cell in the preferred band

    AV_RXLEV_NCELL(n) > L_RXLEV_CPT_HO(0,n) +max (0, [MS_TXPWR_MAX(n) - P])

    and Traffic_load(0) =MULTI-BAND_TRAFFIC_CONDITION

    and Traffic_load(n) HIGH

    and EN_PREFERRED_BAND_HO = ENABLED

    Size of window for average level:A_PBGT_HO

    MULTI-BAND_TRAFFIC_CONDITION can take 3 values: ANY_LOAD (default), HIGH, NOT_LOW

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    2.6 Handover algorithms for multi-layer networks

    Exercises (3/3)

    Timeallowed:

    5 minutes

    Speed discrimination

    What is the role of parameter EN_SPEED_DISC?

    If EN_SPEED_DISC is disabled, can fast MSs bedirected toward microcells?

    What is the difference between EN_SPEED_DISC =DISABLED and EN_SPEED_DISC = ENABLED whenL_LOAD_OBJ = 0% and H_LOAD_OBJ = 100%?

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    2 ALGORITHMS AND ASSOCIATEDPARAMETERS

    2.7 Candidate cell evaluation

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    As soon as an intercell HO alarm has been detected

    HO Detection sends to Candidate Cell Evaluation

    the HO cause value

    the preferred layer for the target cell indicated by the variable PREF_LAYER (it

    depends on the cell network architecture and on the operator strategy)

    the list of potential candidates (it depends on type of handover cause)

    2.7 Candidate cell evaluation

    From HO Detection to Candidate Cell Evaluation

    CandidateCell

    Evaluation

    Handover

    Detection

    Raw cell list

    cell 1: cause C1cell 2: cause C2

    cell 3: cause C3

    Max 32 cells

    PREF_LAYER

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    Standard cell environment

    CELL_LAYER_TYPE = SINGLE

    Better condition HO cause

    Emergency HO cause

    * if the MS is in the DCS 1800 inner zone of a multi-band cell then it includes the serving

    cell

    2.7 Candidate cell evaluation

    Raw Cell List and PREF_LAYER (2/4)

    upper + singlePREF_LAYER

    subset of cells verifying the HO causesRaw cell list

    upper + singlePREF_LAYER

    all neighboring cells*Raw cell list

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    Hierarchical cell environment

    CELL_LAYER_TYPE = UPPER

    Better condition HO cause

    Emergency HO cause

    * if the MS is in the DCS 1800 inner zone of a multi-band cell then it includes the serving

    cell

    2.7 Candidate cell evaluation

    Raw Cell List and PREF_LAYER (2/4)

    nonePREF_LAYER

    subset of cells verifying the HO causesRaw cell list

    upper + singlePREF_LAYER

    all neighboring cells*Raw cell list

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    CELL_LAYER_TYPE = LOWER or INDOOR

    Better condition HO cause

    Emergency HO cause

    * if the MS is in the DCS 1800 inner zone of a multi-band cell then it includes the serving cell

    2.7 Candidate cell evaluation

    Raw Cell List and PREF_LAYER (3/4)

    noneLower + indoorUpper + SinglePREF_LAYER

    All neighboring cells* exceptumbrella cells which do notverify AV_Rxlev_Ncell(n) >

    OUTDOOR_UMB_LEV(0,n)

    All neighboring cells* exceptumbrella cells which do notverify AV_Rxlev_Ncell(n) >

    OUTDOOR_UMB_LEV(0,n)

    All neighboring cells* exceptumbrella cells which do notverify AV_Rxlev_Ncell(n) >

    OUTDOOR_UMB_LEV(0,n)

    Raw cell list

    EN_RESCUE_UM = indefiniteEN_RESCUE_UM = DISABLEDEN_RESCUE_UM = ENABLED

    noneUpperPREF_LAYER

    Subset of cells verifying the HOcauses

    Subset of cells verifying the HOcauses plus all neighboring

    umbrella cells withTraffic_Load(n) = LOW

    Raw cell list

    MS_SPEED FAST or

    HO Cause 12

    MS_SPEED = FAST and

    There is a cell in the listbecause of cause 12

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    Emergency handovers from lower or indoor layers

    behavior depends on EN_RESCUE_UM

    Normal parameter settings for minicells

    EN_RESCUE_UM = DISABLED

    thus PREF_LAYER = lower

    Emergency handovers are preferably sent to neighboring minicells

    Normal parameter settings for microcells

    EN_RESCUE_UM = ENABLED

    thus PREF_LAYER = upper + single

    Emergency handovers are preferably sent to umbrella cells or neighboring

    macrocells

    2.7 Candidate cell evaluation

    Raw Cell List and PREF_LAYER (4/4)

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    2.7 Candidate cell evaluation

    Evaluation process

    Measurement

    Preprocessing

    A_LEV_HO

    A_QUAL_HO

    A_PBGT_HO

    A_RANGE_HO

    HO Detection

    Cause 2: uplink quality

    Cause 3: uplink level

    Cause 4: downlink quality

    Cause 5: downlink level

    Cause 6: distanceCause 12: power budget

    Performed every SACCHPerformed every SACCH

    Pre-ranking

    Priority (0, n) = 0

    Cell 2: cause C2

    Cell 3: cause C2

    Cell 4: cause C2

    Priority (0, n) = 1

    Cell 1: cause C2

    Priority (0, n) = 2Priority (0, n) = 3

    Cell 5: cause C2

    Cell 6: cause C2

    Cell 7: cause C2

    Cell 8: cause C2

    Priority (0, n) = 4

    Priority (0, n) = 5

    Priority (0, n) = 0

    Cell 2: cause C2

    Cell 3: cause C2

    Cell 4: cause C2

    Priority (0, n) = 1

    Priority (0, n) = 2

    Priority (0, n) = 3

    Cell 6: cause C2

    Cell 8: cause C2

    Priority (0, n) = 4

    Priority (0, n) = 5

    PBGT filteringHO_MARGIN_XX(0,n)

    Grade

    Priority (0, n) = 0

    Cell 4: cause C2

    Cell 2: cause C2

    Cell 3: cause C2

    Priority (0, n) = 1Priority (0, n) = 2

    Priority (0, n) = 3

    Cell 6: cause C2

    Cell 8: cause C2

    Priority (0, n) = 4

    Priority (0, n) = 5

    Order

    Priority (0, n) = 0

    Cell 4: cause C2

    Cell 3: cause C2

    Cell 2: cause C2

    Priority (0, n) = 1Priority (0, n) = 2

    Priority (0, n) = 3

    Cell 6: cause C2

    Cell 8: cause C2

    Priority (0, n) = 4

    Priority (0, n) = 5

    Cell evaluation process (Order or Grade)

    HO Candidate Cells Evaluation

    Max

    every SACCH

    Preprocessmeasurement

    Measurementresult

    Raw cell list

    Cell 1: cause C2

    Cell 2: cause C2

    Cell 3: cause C2

    Cell 4: cause C2Cell 5: cause C2

    Cell 6: cause C2

    Cell 7: cause C2

    Cell 8: cause C2

    ... max 32 cells

    The HO candidate evaluation process is run after all intercell handover alarms.

    In case of intra-cell handover alarm (HO causes 10, 11, 13, 15, 16), the candidate cell evaluation process isskipped: the target cell is the serving cell.

    The handover detection gives as indication the raw cell list (built from the book-keeping list) and thepreferred layer for the handover.In case of emergency handover alarms or cause 20 alarm, the cellevaluation will order the cells given in the raw list, putting in the first position the cells belonging to thepreferred layer, having the highest priority (if EN_PRIORITY_ORDERING=ENABLED) and/or having the samefrequency band type as the serving cell. In case of an intercell handover alarm, if the serving cell belongs tothe raw cell list (emergency handover from the DCS 1800 inner zone of a multi-band cell), this cell is put atthe end of the candidate cell list with the MS zone indication OUTER.

    In case of better condition handover alarms (except cause 20), the cell evaluation will order the cells given inthe raw list, putting in the first position the cells belonging to the preferred layer and having the highest

    priority (if EN_PRIORITY_ORDERING=ENABLED).

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    2.7 Candidate cell evaluation

    Pre-ranking in standard networks

    with PRIORITY(0,n) settings, the operator can

    for each couple of cells

    tag the target cell with a defined priority (from 0 = max to 5 = min)

    this definition has a higher priority than usual order/grade ranking

    especially useful for multi band/hierarchical architectures

    a simple way to force a target cell whatever its RxLev and PBGT

    nevertheless it can be skipped over by filtering processes

    low interest for standard networks

    Serving cell

    Candidate cell 1: RxLev: - 70 dBm, pbgt: + 10 dB

    Candidate cell 2: Rxlev: - 90 dBm, PBGT: + 5dB

    P0

    P1

    PRIORITY(0,n) can take 6 different values since B7, to take into account new indoor layers.

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    In hierarchical or multi-band networks, pre-ranking is used

    For emergency handovers + Forced Directed Retry

    Cell_layer_type: single, upper, lower, indoor

    PRIORITY(0,n): 0 to 5

    Cell_band_type: GSM or DCS

    For better condition handovers

    Cell_layer_type: single, upper, lower, indoor

    PRIORITY(0,n): 0 to 5

    PRIORITY(0,n) are taken into account only ifEN_PRIORITY_ORDERING isset to enabled on the serving cell

    2.7 Candidate cell evaluation

    Pre-ranking in complex networks (1/3)

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    Pre-ranking in case of emergency HO, plus cause 20 and 28 :

    2.7 Candidate cell evaluation

    Pre-ranking in complex networks (2/3)

    Cell_layer_type = Pref_layer

    Cell_layer_type Pref_layer

    List of candidate cells n

    Cell_band_type = serving cell

    Cell_band_type serving cell

    Priority(0,n) = 0

    Priority(0,n) = 1

    Priority(0,n) = 5

    Priority(0,n) = 0

    Priority(0,n) = 1

    Priority(0,n) = 5

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    Pre-ranking in case of better condition HO:

    2.7 Candidate cell evaluation

    Pre-ranking in complex networks (3/3)

    Cell_layer_type = Pref_layer

    Cell_layer_type Pref_layer

    List of candidate cells n

    Priority(0,n) = 0

    Priority(0,n) = 1

    Priority(0,n) = 5

    Priority(0,n) = 0

    Priority(0,n) = 1

    Priority(0,n) = 5

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    2.7 Candidate cell evaluation

    PBGT Filtering

    PBGT filtering: process introduced since B5 optional, activated through the flag EN_PBGT_FILTERING

    filter out cells from the target list inhibited for better conditions handovers

    based on power budget

    Mandatory for multi-band networks

    PBGT(n) > HO_MARGIN_XX (0,n) + OFFSET_HO_MARGIN_INNER

    HO_MARGIN_XX (0,n) = HO_MARGIN_QUAL (0,n) for causes 2, 4, 7

    HO_MARGIN_XX (0,n) = HO_MARGIN_LEV (0,n) for causes 3, 5, 17, 18, 28

    HO_MARGIN_XX (0,n) = HO_MARGIN_DIST (0,n) for cause 6

    OFFSET_HO_MARGIN_INNER is only applied when the MS is in the inner zone of aconcentric or multi band cell

    The average window is A_PBGT_HO

    The filtering process allows to filter out cells from the target list before sending them to the ORDER or GRADE

    evaluation process.It can be enabled/disabled on-line on a per cell basis from the OMC-R with the flag EN_PBGT_FILTERING.

    The candidate cells are filtered on their power budget in relation to a handover margin threshold based onthe handover cause.

    Note: the average window used for this process is A_PBGT_HO (even for emergency handovers, wherehandover alarm could have been raised through A_LEV_HO or A_QUAL_HO samples).

    Warning: HO_MARGIN_xx (LEV, DIST or QUAL) has nothing to do with a handover margin value, specific forcertain handover causes (anyway, these handovers cause only tackle source cell and are not looking at levelof targets for handover detection).

    HO_MARGIN is used for handover detection (cause 12 or 23).

    HO_MARGIN_xx are used for candidate cell evaluation.

    Thus, there is no having HO_MARGIN = HO_MARGIN_xx! Let us see three examples:1) If HO_MARGIN_xx = HO_MARGIN = 5 dB

    In that case, when an emergency handover is triggered (level, quality, distance, etc.), all neighboring cellsare filtered regarding their PBGT compared to 5 dB! By the way, if a cell that is not greater than theserving one + 5 dB will be filtered out: this handover, detected as an emergency case, is in fact abetter cell one.

    2) If HO_MARGIN_xx is very small (for example, -30 dB),